HomeMy WebLinkAbout2011/07/19 Item 08 Attachment A Appendix_E_Instructions_For_Recording_Historical_Resources
INSTRUCTIONS FOR RECORDING
HISTORICAL RESOURCES
Office of Historic Preservation
P.O. Box 942896
Sacramento, CA 942196-0001
March 1995
This publication has been financed in part with Federal funds from the National Park Service, Department of
the Interior. However, the contents and opinions do not necessarily reflect the views or policies of the
Department of the Interior, nor does mention of any trade names or commercial products constitute
endorsement or recommendation by the Department of the Interior or the California Office of Historic
Preservation.
PREFACE
This manual is the result of many hours of effort by a diverse consortium of preservation professionals
and other interested persons. The effort was coordinated by the California Department of Transportation
through an agreement with the California Office of Historic Preservation. The goals of the effort were to:
x
Facilitate the integration of the Historic Resources Inventory and the California
Archaeological Inventory;
x
Encourage the collection of information about all types of historical resources;
x
Permit more flexibility in the way information is collected; and
x
Improve access to information about historical resources.
This manual builds on the knowledge and practical experience gained from the development and use of
theHandbookforCompletinganArchaeologicalSiteRecord (Office of Historic Preservation 1989b) and the
InstructionsforCompletingtheCaliforniaHistoricResourcesInventoryForm (Office of Historic
Preservation 1990). The procedures and forms described in this manual are designed to eventually
supersede both existing manuals and their respective recording forms (DPR 422 and 523). The new forms in
this manual have been assigned temporary designations within the DPR 523 series. The forms will be
considered and labeled as the new DPR 523 series when these procedures are formally adopted.
It is recognized that the adoption of the recording procedures in this manual will also require ancillary
changes in the CaliforniaHistoricResourcesInventorySurveyWorkbook (Office of Historic Preservation
1986) and CaliforniaArchaeologicalSiteInventory:InformationCenterProceduralManual (Office of Historic
Preservation 1989a).
Please direct any questions or comments about this manual to the California Office of Historic
Preservation at:
P.O. Box 942896
Sacramento, CA 94296-0001
Telephone: (916) 653-6624
ii
CONTENTS
INTRODUCTION............................................................................................................................................1
The Scope of OHP?s Filing System.........................................................................................................1
What Kinds of Resources Merit Recordation?......................................................................................2
Classifying Historical Resources............................................................................................................2
How Much Documentation Is Enough..................................................................................................4
Format Requirements and Submission of Records...............................................................................4
THE MINIMUM LEVEL OF DOCUMENTATION......................................................................................5
How to Prepare a Primary Record.........................................................................................................5
How to Prepare a Location Map............................................................................................................9
DETAILED DESCRIPTION AND EVALUATION.......................................................................................9
Preparing the Building, Structure, and Object Record.........................................................................10
Preparing the Archaeological Site Record.............................................................................................12
Preparing the District Record.................................................................................................................15
PREPARING OPTIONAL ATTACHMENTS................................................................................................18
Linear Feature Record.............................................................................................................................18
Milling Station Record.............................................................................................................................20
Rock Art Record.......................................................................................................................................21
Artifact Record.........................................................................................................................................23
Photograph Record..................................................................................................................................23
Continuation Sheet..................................................................................................................................23
UPDATING INFORMATION ABOUT A RESOURCE................................................................................23
SOURCES OF ADDITIONAL INFORMATION...........................................................................................25
APPENDICES (following text):
Appendix 1: Blank Recording Forms
Appendix 2: NRHP Status Codes
Appendix 3: Calculating UTM Coordinates (for use in Fields P2d and L2b)
Appendix 4: Resources Attribute Codes (for use in Fields P3b and B11)
Appendix 5: How to Categorize Historical Resources (for use in Field P4)
Appendix 6: Types of Survey Activities (for use in Field P10)
Appendix 7: National Register Criteria and Considerations
Appendix 8: List of Regional Information Centers
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March 1995Instructions for Recording Historical Resources
INTRODUCTION
Access to information about historical resources is a prerequisite for preservation efforts. Informed
planning hinges on the use of that data and information about historical resources also plays an important
role in research and education. In the absence of such information, historical resources may be harmed by
development or even natural deterioration without consideration of the public loss. For that reason,
managing information about historical resources is a fundamental role of the California Office of Historic
Preservation (OHP).
The new recordation procedures described in this manual comprise a single system for documenting the
full range of values present in a given location. As such, they are similar to the National Register of Historic
Places (NRHP) nomination form. Like the NRHP form, California's new historical resource recording system
provides for the collection of certain fundamental information about every resource on a simple one page
form called a Primary Record. The Primary Record is designed to be used by anyone wishing to record a
resource. A variety of more specific forms can then be used to supplement that information with further
descriptive data and a statement of significance where appropriate.
This manual establishes guidelines regarding the kinds of resources that merit recordation and the
different levels of information it may be appropriate to gather about them to meet a variety of user needs.
The scope and organization of the information managed by the OHP is first explained in this introductory
section. Detailed instructions are then provided for recording all kinds of historical resources. Other OHP
publications are being developed to explain changes in how that information will be managed.
The Scope of OHP?s Filing System
For the longest time historical resources have been conceived of as buildings, structures, objects, and
archaeological sites. That perspective has changed recently as more is learned about peoples of differing
ethnic and economic backgrounds and their relationship to historical resources. A broader spectrum of
resource types are now recognized, and awareness also has increased regarding the diverse values associated
with historical resources. Both factors have contributed to the development of a more comprehensive and
holistic view of the historic environment embodied in the use of concepts such as "cultural landscape."
The California Office of Historic Preservation (OHP) is committed to developing an increasingly
comprehensive and integrated system for managing information about all types of historical resources in
order to accommodate this holistic view of the historical landscape. The scope of the information the OHP
manages will continue to broaden to meet the diverse legal, educational, research, and other needs of its
many users. Integration of the files will contribute to the efficiency of that filing system, facilitating access to
information and enhancing awareness of all aspects of California's diverse cultural landscape.
The information currently managed by the OHP and its regional Information Centers includes a variety
of specific information about historical resources, as well as reports describing how those resources were
identified, evaluated, and treated. The files for specific resources have been divided historically between the
Historic Resource Inventory (HRI) and the Archaeological Inventory (AI). That separation has created a
number of management problems, as discussed by the National Park Service (1990c) and the OHP (1991a).
One solution to those problems is to integrate the HRI and AI files--a process now underway. The
recordation procedures described in this manual are designed to facilitate that integration.
The OHP's filing system also manages reports documenting survey, treatment, and registration activities.
Survey reports provide crucial information about the adequacy of efforts to identify historical resources and
thus constitute another important source of information managed by the OHP. While this manual does not
provide detailed instructions for conducting surveys, the forms explained here do provide mechanisms for
cross-referencing reports, registration programs, and decisions about the significance and treatment of each
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Instructions for Recording Historical ResourcesMarch 1995
resource.
Information about how to conduct and report survey activities can be found in NationalRegisterBulletin
24 (National Park Service 1985), the Secretary of the Interior's StandardsandGuidelinesforArcheologyand
HistoricPreservation (National Park Service 1983), and CaliforniaHistoricResourcesSurveyWorkbook
(Office of Historic Preservation 1986). Appendix 6 summarizes the fundamental topics that the Secretary of
the Interior recommends covering in reports describing reconnaissance and intensive surveys, while more
detailed suggestions are offered in ArchaeologicalResourceManagementReports(ARMR):Recommended
ContentsandFormat (Office of Historic Preservation 1989a).
What Kinds of Resources Merit Recordation?
A broad threshold is set here for the kinds of resources that may be recorded for inclusion in the OHP's
filing system. That threshold is designed to encompass resources that have been formally evaluated, as well
as those whose importance has not yet been determined.
Any physical evidence of human activities over 45
. Documentation of
years old may be recorded for purposes of inclusion in the OHP's filing system
resources less than 45 years old also may be filed if those resources have been formally evaluated, regardless
of the outcome of the evaluation
.
The 45 year criteria recognizes that there is commonly a five year lag between resource identification and
the date that planning decisions are made. It explicitly encourages the collection of data about resources that
may become eligible for the NRHP or California Register of Historic Resources (CRHR) within that planning
period. More restrictive criteria must be met before the resources included in OHP's filing system are listed,
found eligible for listing, or otherwise determined to be important in connection with federal, state, and local
legal statutes and registration programs.
The OHP recognizes that there are a wide range of reasons for recording historical resources. It is
understandable that within the constraints of a survey's objectives it is not always reasonable or appropriate
to record all historical resources as defined here. Professional judgement in the field is essential when
determining whether or not a resource warrants recordation. The scope of surveys may be defined by
specific legal criteria. In such cases, survey methods may be clarified through consultation and agreement
with the State Historic Preservation Officer.
Professional surveys that do not evaluate resources against specific legal criteria should record all
resources that meet the broad threshold set here when those studies are conducted in connection with
planned developments. Detailed recordation of all but the most limited resource types is generally required
for such project-driven, non- evaluative professional surveys.
Surveys conducted for reasons other than development activities may focus on a narrower range of
resources based on the user's need for information. For example, a thematic survey may focus exclusively on
the identification of a certain type of resource or a reconnaissance survey may be conducted to develop a
management plan for a large tract of land. The submission of records not produced as the result of surveys
are also encouraged.
Classifying Historical Resources
After discovering a historical resource it is useful to classify it. The OHP has adopted the NRHP
resource categories as a basis for initial classification of California's historical resources. More detailed
classification is then based on the presence of any of the attributes listed in Appendix 4. The NRHP
categories are defined by the National Park Service (1990b:4-5) as follows, and examples of each category are
provided in Appendix 5:
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March 1995Instructions for Recording Historical Resources
A building, such as a house, barn, church, hotel, or similar construction, is created
Building:
principally to shelter any form of human activity. "Building" may also be used to refer to a
historically and functionally related unit, such as a courthouse and jail or a house and barn.
The term "structure" is used to distinguish from buildings those functional
Structure:
constructions made usually for purposes other than creating human shelter.
The term "object" is used to distinguish from buildings and structures those
Object:
constructions that are primarily artistic in nature or are relatively small in scale and simply
constructed. Although it may be, by nature or design, movable, an object is associated with a
specific setting or environment.
A site is the location of a significant event, a prehistoric or historic occupation or activity,
Site:
or a building or structure, whether standing, ruined, or vanished, where the location itself
possesses historic, cultural, or archaeological value regardless of the value of any existing
structure.
A district possesses a significant concentration, linkage, or continuity of sites,
District:
buildings, structures, or objects united historically or aesthetically by plan or physical
development.
The OHP encourages a comprehensive approach to identifying historical resources. In that approach all
historically associated and/or physically superimposed resources are documented together as elements of
California's cultural landscape. Even if you lack the expertise needed to record all aspects of a resource in
detail, you are urged to provide a brief summary of the full range of values that may be present whenever
feasible in Fields P3b and B11. This will ensure that each element receives more routine consideration in the
planning process.
When conducting a comprehensive survey you should generally record large and complex cultural
landscapes as districts. Small, simple groupings of resources such as a historic building constructed on top
of an archaeological site or a house with an associated garage or barn are most appropriately documented
together as an individual historical resource using a single Primary Record to index all of the values present
and detailed recording forms, as appropriate, to present more detailed information about each component.
It should be emphasized that some resources lacking individual distinction nevertheless may contribute
to the understanding and appreciation of California's history and prehistory. Such resources may include,
but are not necessarily limited to isolated archaeological artifacts and remnants of cultural landscapes.
If a
resource cannot be readily classified as one of the five National Register types defined above, the
checkbox for ?other? in Field P4 may be marked to designate the presence of an isolate or very minor
. The ?other? checkbox should not be used for features that clearly fall into one of the National
resource
Register types. You are encouraged to document isolated and minor resources however it is most sensible to
do so, either as individually recorded entities documented to the minimum standards discussed below, or as
features of larger historical resources.
The term "feature" is used in this manual to refer to minor components of historical resources. Features
generally consist of small constructed works, discrete activity areas, landscaping, earthworks, non-portable
natural objects modified by human use, and other similar cultural entities. They include, but are not limited
to values such as: a garage or landscaping associated with a house; a gate valve associated with a ditch; an
adit, tailings, or ruined mill that are part of a mining complex; or a trash pit, orchard, discrete activity area,
bedrock milling station, rock art panel, or carved tree associated with a site.
Traditional cultural properties (TCPs) are an important aspect of California's cultural heritage that are
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Instructions for Recording Historical ResourcesMarch 1995
receiving long-overdue attention. The California Native American Heritage Commission has maintained an
inventory of sacred sites for many years. In 1988 the OHP published FiveViews:AnEthnicSitesSurveyfor
California (1988) to promote awareness about resources important to several ethnic groups including Native
Americans. The OHP specifically encourages the documentation of TCPs on a Primary Record as a basis for
including information about them in the file system. More detailed information about TCPs may be
documented depending on the need for information about that resource. Consult NationalRegisterBulletin
38 (National Park Service 1990a) for information about how to conduct a survey of TCPs.
How Much Documentation Is Enough
The recording forms in this manual are designed to meet a wide range of needs for information about
historical resources. They allow reasonable discretion regarding the level of information that is collected
based on each user's needs and the relative value of the resources that are being documented. That flexibility
is intended to encourage the recordation of historical resources not consistently incorporated into the OHP's
files up to this time. Examples of all the forms discussed in this manual are provided in Appendix 1.
The minimum documentation needed before the record for a qualifying resource will be included in
OHP's filing system generally consists of a completed one page Primary Record and a Location Map.
However, the Location Map is optional for resources on small parcels of land in urbanized areas when a
street address is provided. More detailed descriptive information and evaluations can be documented on the
Building, Structure, and Object (BSO) Record; Archaeological Site Record; and District Record to meet needs
not satisfied by the minimum threshold. A Sketch Map should also be prepared to accompany most detailed
records.
The minimum level of documentation is designed to provide an initial record for all types of resources.
It may even provide relatively complete descriptive data for simple resource types such as isolated
archaeological finds and minor historic landscape features. However, it is important to emphasize that the
Primary Record (and a Location Map when required) is and constitutes the
strictly non-evaluative
documentation needed to include a record in OHP's filing system. Professional surveys
minimum
conducted in connection with planned development projects should generally record all but the very
simplest resources with a Primary Record, Location Map, an appropriate detailed recording form or
and
forms (e.g., BSO Record, Archaeological Site Record, and District Record).
Several optional records have also been designed for use in conjunction with any of the aforementioned
records. They include a Linear Feature Record, Milling Station Record, Rock Art Record, Artifact Record,
Photograph Record, and Continuation Sheet. Use of the optional forms is entirely discretionary and may be
combined with either minimal or detailed recordation as appropriate.
In keeping with the flexible nature of this recordation approach, surveyors recording at the minimum
level of documentation (e.g., the Primary Record) may opt to provide additional information, as desired, on a
Continuation Sheet. Data fields/entries from any of the detailed and optional recording forms in this manual
may be selected and used to organize the information presented on a Continuation Sheet. Every data field
has been assigned a unique designation composed of a letter (signifying the record it came from) and number
to facilitate such customized presentations.
Format Requirements and Submission of Records
All records submitted for inclusion in the Inventory must be typewritten or computer-generated. Fields
marked with a sidebar, asterisk, and boldface type in this manual must be completed. Please make every
effort to produce clear and easily readable maps, photographs, and drawings when they are required.
The use of computers is encouraged in the production all of the records described in this manual. Every
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March 1995Instructions for Recording Historical Resources
required data field must be included on computer-generated forms, with header blocks presented as they
appear on the sample forms. For records documenting buildings, structures, and objects it is preferable to
format computer-generated records the same as those reproduced in Appendix 1, with continued text placed
on a Continuation Sheet. It is particularly helpful to keep the photograph (required for buildings, structures,
and objects in Field P5 on the Primary Record) on the first page of a record. When a photograph is not
required, this space may be utilized for continuous text entry.
For records documenting sites the text of computer-generated data fields should usually be entered as a
continuous block, with paragraphs used to break the text up as appropriate. Lengthy entries should
generally be introduced with a paragraph that summarizes the data in that field. District Records may be
produced with either continuous text or the use of a Continuation Sheet.
The OHP encourages you to submit all types of data about historical resources for inclusion in its filing
system, from minimal records to detailed documentation, reports, registration data, and other pertinent
information. Each type of information will further preservation efforts and contribute to greater awareness
of the value of our rich and varied history and prehistory. Recorders are urged to submit two copies of each
record to the appropriate regional Information Center listed in Appendix 8 soon after completion of a survey.
Upon acceptance, the Information Center will assign a Primary Number and forward one copy of the record
to the OHP for inclusion in its Central Records. A survey report is normally expected to accompany or
follow any submission of detailed recording forms resulting from a professional survey.
For built resource surveys conducted in connection with federal undertakings it is acceptable to submit
one copy of the survey report to the appropriate Information Center after completion of the study and a
second copy can then be submitted directly to the OHP. In such cases, the second copy should identify each
resource by the Primary Number assigned by the Information Center. For surveys funded through the OHP,
records and survey reports should be submitted in accordance with the contract.
THE MINIMUM LEVEL OF DOCUMENTATION
The Primary Record and a Location Map provide the minimum level of information needed to include a
record in the OHP's filing system. The Location Map is optional for buildings located on small parcels of
land in urban areas when an address is provided. This minimum level of documentation is designed to
provide an initial record of all types of historical resources including buildings, structures, objects, sites, and
districts, as well as cultural landscapes (sites) and traditional cultural properties (many of which are
classified as sites).
How to Prepare a Primary Record
The following are step-by-step instructions for completing the Primary Record. Please note that
in the instructions that follow.
required information is indicated with a sidebar, asterisk, and bold type
Header Block: Information provided in the header block will be used to track resource records and the
decisions made about a documented resource. Enter the appropriate information in the spaces provided for
Primary Number, Trinomial/HRI Number, Other Listings, and NRHP Status Code when known. The space
provided for Review Code, Date, and Reviewer will be completed by the OHP or Information Center staff
and.
should always be left blank
Primary Number: Enter a number only if it has already been assigned by OHP or an Information Center.
Trinomial/HRI Number: Enter a number only if one has already been assigned by OHP or an
Information Center.
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Instructions for Recording Historical ResourcesMarch 1995
NRHP Status Code: If only a Primary Record is filled out, enter a 7 in this field or leave it blank.
You may enter a National Register Status Code other than 7 if an evaluation supported by a BSO Record,
District Record, or other detailed documentation is attached.
Other Listings: Enter any national, state, and local designation programs in which the resource is listed.
Provide a reference number if applicable. Enter only those designations already approved at the time of
recordation. Use the following abbreviations: HABS (Historic American Building Survey), HAER
(Historic American Engineering Record), NHL (National Historic Landmark), SHL (State Historical
Landmark), CPHI (California Point of Historical Interest), CRHR (California Register of Historical
Resources); or provide the name of the local register where applicable.
Use this field to provide an identifier that can be used to link all the pages of the
*Resource Name or #:
record. The identifier can be a historic or common name, parcel number, or any other designator which will
consistently refer to the resource.
P1. Other Identifier: This space may be used to provide an identifier that relates to a project name, agency
designation, or other unique identifier.
First, indicate whether or not the location of the resource should be kept confidential. Then
*P2. Location:
provide the name of the county (or counties) (Field P2a); USGS 7.5? quadrangle, township, Range, and
portion of a Section (Field P2b); and an Address (Field P2c) and/or UTM coordinate(s) (Field P2d). Other
locational information may be provided in Field P2e as needed.
A Location Map must be attached to the Primary Record for sites, as well as other resources that do not have
a street address. Locations Maps are also recommended for resources on large parcels where an address
may not satisfactorily pinpoint the location of the resource within the parcel.
Give the name of the county or counties in which the resource is located. If it is located
*P2a. County:
in more than one county, put the county containing the majority of the resource first. Include the
appropriate county and state for resources that extend outside of California.
Provide the name of the USGS 7.5?
*P2b. USGS 7.5?Quadrangle, Township, Range, and Section:
quadrangle(s) that cover the area in which the resource is located and describe its legal location to the
nearest quarter quarter section where possible. For large or linear resources spanning an extensive
geographic area it may be helpful to provide several legal descriptions. Indicate the township, range and
base meridian for each legal description.
P2c. Address Enter the complete address for the parcel on which the resource is located if one exists.
:
Include the street or highway number and name, town or city, and zip code. For numbered highways,
use "State Route" or "County Road" followed by a number.
P2d. UTM UTM coordinates are required for sites, and should also be used for other resources that
:
either do not have a street address or cannot be accurately located by the address due to the size of the
parcel. For example, linear structures rarely have addresses and many rural buildings are located on
large parcels. In such cases, UTMs should be provided to more accurately pinpoint the location of the
resource.
Begin by entering the name of the U.S. Geological Survey quadrangle(s). Note the date the map was
published or photorevised. For resources less than 10 acres, enter the UTM reference for the point
corresponding to the center of the resource. Four UTM references are required when identifying the
corners of larger resources. UTM references should be provided for both ends of linear structures and
sites (or for the recorded segment of that resource). When more than one UTM reference is given, each
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March 1995Instructions for Recording Historical Resources
reference point should be depicted on a Location Map. Refer to Appendix 3 for further information
about how to calculate UTMs.
P2e. Other Locational Data: While no further locational data is required, it may be helpful to supply
additional information such as a parcel number; lot, block, and subdivision; and/or directions to a
resource. Parcel numbers may be particularly useful to local governments that make decisions affecting
historical resources. For resources that are particularly hard to find, it may even be necessary to
supplement the Location Map with an Access Map showing how to get to the resource from an easily
identifiable landmark.
Provide a concise, well-organized description of the resource. Describe its physical
*P3a. Description:
characteristics and appearance and summarize any features that are associated with it. Where possible, note
all aspects of the resource you observe, even if some of those elements are not recorded in detail.
Descriptions of buildings, structures, and objects should identify construction details, materials,
workmanship, and alterations. Buildings are often described in terms of overall shape, number of stories,
siding type, roof shape and materials, dormer shape, window location and pattern, door location, porch type,
and ornamentation. Information on the nature and extent of any alterations should also be included.
Boundary descriptions may be brief and may refer solely to the resource's parcel where appropriate.
Describe the area outside the boundaries, mentioning as appropriate landscape, use, architecture, and other
aspects related to setting.
Descriptions of linear structures and linear sites should include an overview of the entire resource when
possible, even in cases where only a segment of that resource is recorded. The overview should attempt to
describe the type of resource, when it was constructed, how long it is, its shape, its origin and destination,
how it was constructed (e.g., materials, workmanship, special engineering accomplishments, etc.), its setting
and physical condition, and to a limited degree, its function. When only a portion of a linear resource has
been examined in the field, that segment should be identified on the Location Map.
Descriptions of sites should summarize observed physical characteristics and major cultural and natural
features (e.g., midden, lithic scatter, shell mound, housepits, rock art, bedrock milling features, etc.). While
interpretive comments may also be included, the principal goal of this section is to describe the site in as
much detail as possible.
When recording traditional cultural properties, the description should be based on information provided by
members of the community historically associated with that resource. Refer to NationalRegisterBulletin 38
(National Park Service 1990a) for further information about recording TCPs.
Descriptions of districts should briefly summarize overall characteristics, setting, and the numbers and types
of contributing non-contributing resource elements. Discuss the characteristics that link the elements of
and
the district and give it coherence. Mention natural and cultural features as appropriate. If you are describing
an element of a district, provide the Primary Number and/or the resource identifier of the district, when
known.
Enter those attributes which best define and describe the resource from the list
*P3b. Resource Attributes:
of Resource Attributes in Appendix 4. Provide the code and a brief description for each attribute identified.
For example, a complex resource may contain several attributes, such as a "(HP2) single family property,?
?(AH2) building foundation," and "(AP4) bedrock milling feature.? The codes provided in this data field will
enable attribute-based record searches which, when combined with other variables, will faciliate contextual
research.
Check the category or categories that best describe the resource that is being
*P4. Resources Present:
documented using Appendix 5 and NationalRegisterBulletin 15 (National Park Service 1990b) for reference.
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Instructions for Recording Historical ResourcesMarch 1995
When documenting a resource with superimposed elements such as a building located on top of an
archaeological site, check all categories that apply. If the resource is part of a district, check the box for
"Element of District" in addition to the appropriate box (or boxes) that define the kind of resource. If the
record is being prepared to document a district, check the district box.
A clear and descriptive glossy 3-1/2"x5" black and white
*P5. Photograph or Drawing and Description:
photograph is required for all records documenting buildings, structures, and objects, and may also be
supplied when documenting sites (including isolated finds and minor features). Describe the subject, view,
date the photograph was taken, and the accession number of the photograph (roll and frame #) in Field P5b.
Place the print in a clear polyethylene or polypropylene envelope and affix the envelope to the record in the
space provided using transparent tape, preferrably an archivally stable brand. Scanned halftone images
may
be an acceptable substitute for original photographs; however, you should consult with staff at the OHP and
regional Information Centers of the California Historical Resources Information System submitting
before
records with such graphics.
Photographs of buildings, structures, and objects should provide an overview of the resource in its setting, or
a detailed view of the resource itself where appropriate. One contemporary photograph showing the front
and
one side of the resource is usually sufficient. For some resources, however, it may be useful to provide
additional views, supplementary historical pictures, photographs of details, and photographs of ancillary
structures, placed on Continuation Sheets. This space also can be used for a drawing, plan, or map of minor
resources and isolated archaeological finds; or for supplementary text where a photograph or other graphics
are not required.
Indicate whether the resource is prehistoric, historic, or both, list
*P6. Date Constructed/Age and Sources:
the construction date or period of use, and briefly describe how that date or period was determined. Indicate
whether the date or period of use is factual or estimated. The term "historic" applies to all historical
resources associated with non-indigenous peoples, as well as those used by Native Americans after direct
contact with non-indigenous peoples. The term "prehistoric" applies to all historical resources used by
Native Americans prior to direct contact with non-indigenous peoples. Cite any references used to
determine the age of the resource.
Give the name and address of the resource's current owner(s). If the owner is a
*P7. Owner and Address:
government agency, clearly identify the agency by name (not simply ?the State of California? or ?the federal
government?). You may give the name and address of the managing unit. Enter "unknown" or "withheld by
owner" if appropriate. Ownership information is often required before a historical resource can be listed on
various state and national registers or to meet local recordation requirements.
Enter the name of the person who prepared the record, indicating their agency or
*P8. Recorded By:
organizational affiliation, if appropriate, and provide a complete address.
Indicate the date the record was prepared.
*P9. Date Recorded:
Indicate whether the resource was recorded as the result of an intensive survey,
*P10. Survey Type:
reconnaissance survey, or other activity (e.g., volunteer effort) and describe the purpose of that effort. The
terms "intensive survey" and "reconnaissance survey" are defined for the purposes of this entry in relation to
the Secretary of the Interior's StandardsandGuidelinesforArcheologyandHistoricPreservation (National
Park Service 1983). Appendix 6 briefly summarizes those definitions and the basic report contents that are
recommended by the Secretary of the Interior for each type of survey.
Provide a complete citation for any report or publication documenting the discovery
*P11. Report Citation:
of the resource, if one has been completed or is under preparation. If no survey report or publication exists
or is planned, enter "none." List the name of the author, date of the report or publication, title, and the name
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March 1995Instructions for Recording Historical Resources
of the government agency, private firm, university department, publisher, etc. that the report was prepared
for or published by.
Check any forms that are attached to the Primary Record and list any other attachments if
*Attachments:
appropriate. Check "None" if there are no attachments.
How to Prepare a Location Map
The purpose of the Location Map is to accurately depict the location of the resource on a U.S. Geological
Survey topographic quadrangle or other government map. The Location Map differs from a Sketch Map in
that it generally does not depict the internal arrangement of a resource. The only exceptions to this rule are
the Location Maps created for linear resources and districts, which may depict component features and/or
elements. The Location Map is optional for buildings located on small parcels of land in urban areas when
an address is provided.
Provide the name, scale, and publication date of the map(s) used to depict the location of the historical
resource, and include a copy of the appropriate portion(s) of that map or maps on the Location Map record.
If the map has been photorevised, place the date of the revision in parentheses following the original date the
map was published. The OHP recommends using maps published by the government, particularly U.S.
Geological Survey topographic quadrangles (for rural areas) and Assessor's regional index maps (for urban
areas). Because privately published maps are subject to copyright restrictions, you should check with the
OHP before submitting such materials.
All Location Maps should include a bar scale and north arrow. Accurately plot the shape and location of
the resource on an appropriate map. Very tiny resources may be depicted with a dot, while the exact
configuration of larger resources should be drawn to scale using a heavy black line to indicate the perimeter
of the resource. When possible, show the entire alignment of a linear resource, even if only a segment is
recorded in detail. Do not obscure map details by filling in the areas covered by large historical resources
solidly.
DETAILED DESCRIPTION AND EVALUATION
Three recording forms can be used for detailed description and evaluation of all types of historical
resources. Those forms consist of the Building, Structure, and Object (BSO) Record; Archaeological Site
Record; and District Record. Each detailed record builds on the basic information gathered on the Primary
Record, and therefore must be accompanied by that form, and a Location Map (when required), unless
submitted as an update to an existing resource file.
Evaluation is a required field on the BSO Record and District Record, while it is optional on the
Archaeological Site Record. Completing an evaluation involves assessing whether a historical resource meets
defined criteria of significance. The NRHP Criteria for Evaluation are recommended as a uniform standard
for California because they provide a basis for assessing the significance of historical resources at the
national, state, and local levels. As such, they encompass and provide for routine consideration of other
applicable state and local criteria. However, other criteria also may be applied when appropriate. The
NRHP Criteria are provided for reference in Appendix 7.
The significance of a historical resource is best understood and judged in relation to a historic context. A
historic context consists of: a theme, pattern, or research topic; geographic area; and chronological period.
The theme, pattern or research topic provides a basis for evaluating the significance of a resource when it is
defined in relation to established criteria. A historical resource is considered significant, and hence, eligible
for the National Register if it is associated with an important historic context and it retains the integrity of
9
Instructions for Recording Historical ResourcesMarch 1995
those characteristics necessary to convey its significance. When considering the integrity of a historical
resource it is appropriate to take into account factors such as location, setting, design, materials,
workmanship, feeling, and association.
Evaluation requires three basic steps: (1) identification of a significant historic context associated with the
resource; (2) identification of the types of resources important in illuminating that context, and the physical
characteristics those resources must possess to reflect the significance of the historic context; and (3) an
assessment of whether the resource being evaluated has those required physical characteristics (National
Park Service 1990b).
The amount of descriptive and historical information needed to establish whether or not a resource has
the required physical traits necessary to convey its significance will depend on its complexity and type.
Normally, detailed recording forms submitted in conjunction with an intensive survey report (as described in
Appendix 6) provide the level of information needed to evaluate most historical resources. However,
archaeological sites often require additional characterization.
While anyone can prepare the documentation supporting an evaluation, responsibility for the evaluation
must be taken by persons meeting the Secretary of the Interior's Professional Qualifications Standards
(National Park Service 1983) in a discipline appropriate to the historic context within which the resource is
being considered. In cases where the preparer does not meet the Standards, an OHP- sanctioned reviewer
with appropriate qualifications may assume responsibility for the evaluation. However, to ensure timely
inclusion of an evaluation in the OHP's filing system, submissions prepared by or under the direction of
appropriately qualified professionals are recommended.
For further information about how to evaluate historical resources, refer to 15
National Register Bulletins
and 16A (National Park Service 1990b, 1991), the
Secretary of the Interior's Standards and Guidelines for
(National Park Service 1983),
Archeology and Historic PreservationTreatment of Archaeological Properties: A
(Advisory Council on Historic Preservation 1980), and
HandbookGuidelines for Archaeological Research Designs
(Office of Historic Preservation 1991b).
Preparing the Building, Structure, and Object Record
The BSO Record can be used to evaluate and present detailed information about buildings, structures,
and objects. The Linear Feature Record may be used as a supplement to the BSO Record when documenting
and evaluating linear structures such as roads, canals, and railroad grades. Detailed instructions for
preparing the BSO Record are provided below.
Required information is indicated with a sidebar, an
.
asterisk, and bold type
Header Block Enter the Primary Number and HRI Number if known. Leave both fields blank if unknown.
:
Also be sure to update the header block and subsequent sections of the Primary Record if it was prepared
separately from the BSO Record.
Enter the appropriate code that best-defines the relationship of the resource to the
*NRHP Status Code:
National Register using the list in Appendix 2. Use the lowest initial number if more than one applies. For
example, if a resource can be rated both 3S and 5D1, put 3S.
Enter the same name or number used in this field on the Primary Record. The
*Resource Name or #:
identifier can be a historic or common name, parcel number, or any other designator which will consistently
refer to the resource and link the pages of your record together.
B1. Historic Name: Enter the historic name of the resource if known. A historic name may be either the
formal name for the resource during its period of significance, or a name closely associated with its
10
March 1995Instructions for Recording Historical Resources
significance. The historic name may refer to: the builder, designer, or historic owner(s); significant persons
or events connected with the resource; original or later uses of the resource; or accepted professional,
scientific, technical, or traditional names.
B2. Common Name: Enter the common or presently used name for the resource. If documenting a single
family dwelling, use current owner's name if local residents strongly associate the house with that
only
owner. If historic and common names are identical, enter "same." If the resource has no common name,
enter "none."
B3. Original Use: Enter the original use(s) of the building, structure, or object.
B4. Present Use: Identify the present use(s) of the building, structure, or object. Other past uses may be
described in Field B10 (Significance) below.
Use standard architectural terminology to describe the style or construction type
*B5. Architectural Style:
of buildings if applicable. If necessary, combine terms to describe the style (e.g. "Classical Revival with
Craftsman elements"). See NationalRegisterBulletin 16A (National Park Service 1991), Blumenson (1981),
McAlester and McAlester (1984), City of Oakland (1978), and Whiffen (1969) for suggested stylistic
terminology. See Sources of Additional Information for complete citations of these publications.
List alterations to the resource which substantially affect its architectural
*B6. Construction History:
integrity. Be as specific as possible. For example, put "aluminum sliders" rather than merely "windows."
Add the date(s) of the alterations if known.
Check whether or not the resource has been moved and give the date of the move, if known.
*B7. Moved?:
Include any information you may have on the original location of the resource.
List other important features on the resource. Such features might include: barns,
*B8. Related Features:
carriage houses, garages, outhouses, sheds, windmills, water towers, hitching posts, fences, walls, unusual
curbs or sidewalks, formal gardens, prominent or unusual trees, and expansive lawns. Do not include other
major historical resources that merit separate documentation.
B9a. Architect: If appropriate, enter the name of the architect, architectural firm, pattern book, engineer,
artist, landscape architect, or planner responsible for designing the building, structure, or object. If the
resource was not professionally designed, as in the case of a house constructed by an owner/builder, put
"none." If no information about the designer was found, enter "unknown."
B9b. Builder: In the space provided for "Builder," enter the name of the person or firm actually responsible
for construction. Do not put the name of someone who merely commissioned the work. If no information
was found, enter "unknown."
Resources are generally evaluated using a historic context--an organizational format
*B10. Significance:
which groups information about related historical resources based on theme, geographic limits, and
chronological period. The information provided in this field should describe why the resource is significant
within a relevant historic context.
Begin by identifying the historic "theme"--the subject or topic of historical study. Examples include
"Commercial Development," "Citrus Industry," "River Transportation," "Residential Architecture," etc. For
"area" put the locale in which the events covered by the theme occurred. Usually the area is the city or town
being surveyed; however, there may be exceptions where contemporary boundaries do not coincide with
historical boundaries. The area also might be a county, a part of a town, or a place defined by a
topographical feature.
11
Instructions for Recording Historical ResourcesMarch 1995
"Period of significance" refers to a chronological period as it relates to the historic context, and is defined as a
year or range of years e.g., Commercial Development in Bakersfield, 1896-1941). For "property type" enter
the specific type of resource that is being evaluated within the historic context. For example, the context
"Commercial Development in Bakersfield, 1896-1941" may have retail stores and office buildings as
associated property types. A form documenting the Woolworth Building in downtown Bakersfield would
list "retail store" for the property type. In the space marked "applicable criteria" enter the letter(s) of the
National Register (or other) criterion or criteria in which the resource is being evaluated. Put "N/A" if the
resource is evaluated as ineligible for the National Register.
The statement of significance should explain why the resource is important in relation to its historic
context(s). Make the strongest possible case using historical and/or architectural analysis as appropriate.
Compare the resource with others that belong to the same property type and relate to the same historic
context. Include an analysis of the integrity of the resource. Additional information about the resource may
be included even if it is not specifically related to the context identified, to the extent that it will help establish
the significance of the resource. When a resource is found ineligible for the National Register, a clear
rationale should be offered to support the finding as well.
B11. Additional Resource Attributes: The historic attributes of the resource refer to its characteristics at the
time it gained significance. Choose up to six numbers from the list of Resource Attribute Codes in Appendix
4. Enter each number , two dashes, and a brief description, e.g., "(HP3)--Duplex" or "(HP14)--Library." If
more than one number is needed, the description may follow the numbers, e.g., "(HP12), (HP44)--YWCA."
List any documents and style books used to discover information about the resource.
*B12. References:
Include page numbers and dates of publication. Also list oral interviews, including the name of the person
interviewed and the date of the interview. You may abbreviate as necessary, but don't merely cite a general
bibliography available elsewhere.
B13. Remarks: Include information about zoning, threats to the resource, previous surveys, and other
relevant information in this data field, as appropriate.
Enter the name of the person who made the evaluation reflected in
*B14. Evaluator and Date of Evaluation:
the "NRHP Status Code" field and indicate the date the evaluation was completed. If two or more people
concurred in the evaluation, provide the name of the individual who meets the Secretary's Standards in the
appropriate discipline. If a resume for the evaluator is not on file with the OHP or the appropriate regional
Information Center listed (in Appendix 8), one should accompany the record (or should be included in an
accompanying report).
Draw or paste in a Sketch Map of the resource and any associated features discussed in Field
*Sketch Map:
B8 (Related Features) above. This Sketch Map is required regardless of whether or not a Location Map is
also needed. The Sketch Map need not be drawn to scale, but must include a north arrow. Name or
otherwise identify important features associated with the resource. In urban areas, and where possible in
rural areas, identify the nearest intersection; otherwise, show roads (with names), buildings, rivers, railroad
tracks, and other features that may help others locate the resource. If the resource's boundaries are other
than parcel boundaries, indicate as such. Do not use this space merely to cite a map located elsewhere.
SpaceReservedforOfficialComments: Leave this space blank. Provide comparable space on computer-
generated forms.
Preparing the Archaeological Site Record
The Archaeological Site Record can be used to record detailed descriptive information about most
historical resources classified by the National Register as sites. The Archaeological Site Record was
12
March 1995Instructions for Recording Historical Resources
specifically developed to accommodate the documentation of both prehistoric and historic sites. As such, it
includes a number of data fields essential for recording certain types of sites, but irrelevant for the
documentation of others. The Archaeological Site Record must be accompanied by a detailed Sketch Map.
Several specialized recording forms have been developed as optional attachments to the Archaeological
Site Record. They include: the Linear Feature Record; Milling Station Record; Rock Art Record; and Artifact
Record. Instructions for preparing those optional attachments are provided later in this manual. Detailed
instructions for preparing the Archaeological Site Record are given below.
Required information is
.
indicated with a sidebar, asterisk, and bold type
Header Block Enter the Primary # and/or Trinomial Number if known. Leave both fields blank if
:
unknown. Also be sure to update the header block and subsequent sections of the Primary Record if the
Archaeological Site Record was prepared separately.
Enter the same name or number used in this field on the Primary Record. The
*Resource Name or #:
identifier can be a historic or common name, parcel number, or any other designator which will consistently
refer to the resource and link the pages of your record together.
Enter the and of the site, describe the units of measurement, and indicate
*A1. Dimensions:lengthwidth
how the dimensions were determined (i.e., describe methods used to map the site). All sites with prehistoric
components must be measured in meters, while the use of other appropriate units of measurement are
acceptable for sites with historic components. The overall dimensions of multi-component sites should be
measured in meters, with other units of measurement used to supplement the description of historic features
where appropriate. State the orientation of the measurements in the space between parentheses using one of
the four basic compass lines. Describe the datum in sufficient detail that it can be relocated by subsequent
investigators. Also provide the following information about how you defined those limits:
Method of Measurement: Check the box that defines how length and width measurements were made
and describe any other methods used.
Method of Determination: Check factors employed to determine the site boundary including: the
distribution of artifacts and features; diminishing densitites of cultural materials; changes in soil color or
type; distinctive vegetation or topography; cultural materials visible in cut banks, animal burrows, or as
the result of test excavation; the recognition of a historic property boundary; and other means. Provide a
brief explanation of any other means used to determine the site boundaries. While it may not be possible
to define absolute boundaries for a resource based on surface inspection, a clear justification should be
offered for how you have defined the site?s boundaries.
Reliability of Boundary Determination: Estimate how reliable the boundary determination is and check
the appropriate box. Explain as necessary.
Limitations: Check any factors that hindered accurate determination of the extent of the site and explain
any additional limitations you noted.
A2. Depth: Enter the depth of the archaeological deposit(s) present at the site, if any. An estimate of depth
is acceptable as long as the rationale for that guess is explained. Leave the space after "depth" blank and
check "unknown" if there is uncertainty about the site's depth. Enter "surface" on the line following "depth"
and check "none" if there is no depth to the deposit, and indicate how this was determined.
Record the presence or absence of any human remains observed on the site by
*A3. Human Remains:
marking the appropriate box. Indicate the quantity, condition, and location of any observed remains in the
space after "explain." The location of observed human remains should be depicted on the detailed sketch
map. If any osteological material has been removed from a site, identify where it is curated or to whom it
was transferred for reinterment or analysis.
13
Instructions for Recording Historical ResourcesMarch 1995
Assign a number to every feature present on a site, show its location on the detailed sketch
*A4. Features:
map, and describe the feature and any cultural constituents associated with it. If no features were observed,
enter "none" or "none observed."
The description of each feature should identify, where possible, the type of feature; its age, function, size, and
condition; the nature of any associated archaeological deposits and cultural constituents; and any other
pertinent details. Cultural constituents that are associated with or found near a feature should be described
, rather than in the general list of constituents entered in Field A6 (Cultural
as an aspect of that feature
Constituents). List, briefly describe, and discuss the chronological implications of all cultural constituents
associated with each feature, or a meaningful sample of them.
Information about the numbers and types of bedrock milling features and rock art features should be briefly
summarized in this field. Such features also may be recorded in greater detail on a Milling Station Record or
Rock Art Record if appropriate.
List, briefly describe, and discuss the chronological implications of all cultural
*A5. Cultural Constituents:
constituents not associated with features of the site. Constituents that are associated with features should be
described in Field A4 above. Cultural constituents encompass all artifacts, ecofacts, and other residues of
human activities. Provide a complete inventory of observed constituents when they occur in small
quantities. Describe the types of materials present and estimate their relative abundance for sites with large
amounts of cultural material, taking care to identify any temporally diagnostic remains.
Check whether or not any specimens were collected during the field visit
*A6. Were Specimens Collected?
that led to the preparation of the Archaeological Site Record. If any materials were collected, attach an
Artifact Record a catalog containing comparable information and show the locations where the specimens
or
were collected as specific points or collection units on the detailed Sketch Map. Be sure to indicate where the
specimens are curated. Please note that
specimens should only be collected under the auspices of a
and .
legitimate scientific studywith the permission of the landowner
Indicate the relative condition of the site as a whole by checking "good," "fair," or
*A7. Site Condition:
"poor," and describe existing alterations and/or disturbances of the resource, its major features, and its
setting. Indicate the degree of disturbance and the agents that caused that disturbance. Consider whether
the site retains integrity of setting, feeling, association, workmanship, design, materials, and location.
Enter the name, type (if not specified in the name), seasonal availability, distance, and
*A8. Nearest Water:
direction (from the site datum or site boundary closest to water source) to the nearest natural fresh water
source or probable former source (for prehistoric sites) or historic source (for historic sites occupied after that
source was created). If the nearest water cannot be determined, enter "unknown."
Enter the elevation or range of elevations for the site in meters or feet and describe how
*A9. Elevation:
those measurements were determined (e.g., altimeter, interpreted from map, etc.).
A10. Environmental Setting: Briefly describe the present vegetation zone, plants, animals, soils, geology,
landforms, slope, aspect, exposure, and other environmental characteristics of the site and its vicinity to the
extent that such conditions are relevant to understanding the site and its importance.
A11. Historical Information: Briefly summarize information gathered from reports, publications, historic
documents, and oral interviews. In cases where historic materials are present, but no documentary or
testimonial evidence was found, state that the historic use is unknown. Indicate where information about the
resource was sought, even if the results were negative. Use a Continuation Sheet to attach historic maps
and/or photographs if appropriate.
14
March 1995Instructions for Recording Historical Resources
Check any categories that apply to the site and explain the evidence used to determine the
*A12. Age:
period(s) during which it was occupied. More than one box should be checked for sites used, however
intermittently, during more than one period. For prehistoric sites, describe any evidence that can be used to
infer the site?s position in a regional prehistoric chronological sequence where possible. The protohistoric
check box should be marked if a site was occupied by Native Americans during the historic period, as
determined from historic accounts and/or the presence of materials introduced by non-native peoples.
Specific dates of occupation or site use should be identified for other types of historic archaeological sites
when known.
A13. Interpretations: Provide information concerning any interpretations made for the site and discuss the
evidence used to substantiate them. Possible interpretive categories include: site function, demographic
observations, cultural ecology, research or scientific value, and ethnographic/cultural affilitations. While the
observations discussed here may or may not be sufficiently detailed to constitute an evaluation, they should
provide data helpful for planning the evaluation and treatment of the site. This field may be used to present
a full historic context statement and evaluation of a site, if desired.
A14. Remarks:This field may be used to note additional information that doesn?t readily fit elsewhere on
this form. It may be useful to discuss the history of previous studies at a site, threats to the resource, or other
data.
A15. References: List persons interviewed and documents used to discover information about the property.
Enter "none" if no information was sought. Provide a complete citation for each document, sufficient for
others to locate it. Identify persons interviewed by their full name, address (if permitted by the interviewee),
and the date of the interview.
A16. Photographs: This field should be used to record any photographs or other recorded images taken
during the documentation of the site. A Photograph Record can be attached to the Archaeological Site
Record as an alternative to completing this field. If no images were taken, enter "none." Photographic
documentation is strongly recommended for every site. Photographs should be placed on a Continuation
Sheet and labeled.
Provide this information only if it differs
*A17. Form Prepared By, Date, and Affiliation and Address:
from that given in Fields P8 and P9 on the Primary Record.
A detailed Sketch Map must accompany every Archaeological Site Record. The Sketch Map
*Sketch Map:
should accurately depict the details of the site in its immediate environmental setting, providing sufficient
detail to allow a person unfamiliar with the resource to recognize it. The Sketch Map should be drawn to
scale. It must include: a datum point or points; site boundary; north arrow (labeled either "magnetic" or
"true"); bar scale; the plotted locations of features, collected specimens, units, and other materials (if present);
and a legend. The datum and methods used to map the site should be described in Field A1 on the
Archaeological Site Record.
The site datum should be a relatively permanent natural or cultural feature. All features should be plotted
accurately in correct relation to each other and the datum. Relevant information about the natural and
cultural setting of the site should also be depicted. It is acceptable to estimate the locations of such natural
features.
Preparing the District Record
Districts consist of a significant concentration or continuity of associated historical resources. Districts
may be recognized and documented at the time a survey is conducted, or they may become apparent only
after several survey efforts reveal the historical relationships among the individually recorded resources in a
15
Instructions for Recording Historical ResourcesMarch 1995
given geographic region. The District Record provides a vehicle for documenting the linkages among
individual resources in both situations. Because the recognition of a district hinges on an understanding of
its historic context, evaluation is required on the District Record.
A Primary Record, Location Map, and District Record are needed to document the district as a whole.
Minimally, every component or element of the district is then documented separately on a Primary Record.
In some cases, it may be appropriate to prepare additional documentation of district components when those
elements appear to be individually significant as well.
Minor features such as landscaping, fences, curbing, prospect pits, and widely dispersed archaeological
materials need not be separately recorded if they are adequately described in Field D3 (Detailed Description)
on the District Record. Detailed instructions are provided below for filling out the District Record.
.
Required data fields are indicated with a sidebar, asterisk, and boldface type
Header Block Enter the Primary and/or HRI # and/or Trinomial if known. Leave blank if they are not
:
known. Also be sure to update the header block and subsequent sections of the Primary Record if it was
prepared at a different time than the District Record.
Enter the appropriate code that best-defines the relationship of the district to the
*NRHP Status Code:
National Register using the list in Appendix 2. Note that districts themselves are given ?S? ratings, while
their contributors are assigned ?D? ratings. For example, a district found eligible for the National Register is
rated ?3S,? while the district?s contributors are rated ?3D.?
Enter the same name or number used in this field on the Primary Record. The
Resource Name or #:
identifier can be a historic or common name, parcel number, or any other designator which will consistently
refer to the resource and link the pages of your record together.
D1. Historic Name: Enter the historic name of the district if applicable. A historic name may be either the
formal name for the resource during its period of significance, or a name closely associated with its
significance. The historic name might also refer to accepted professional, scientific, technical, or traditional
names.
D2. Common Name: Enter the common or presently used name for the district. If historic and common
names are identical, enter "same." If the resource has no common name, enter "none,? or enter a brief
description such as ?500-700 block of Maple Street.?
Provide a detailed description of the district, making sure to address the
*D3. Detailed Description:
characteristics that give coherence to the area. Describe the nature and severity of any intrusions and
disturbances. Mention design features, vegetation, and other relevant factors. List every resource
documented separately as an element of the district. Identify each element by property type and indicate
whether or not that element contributes to the significance of the historic context used to evaluate the district.
This information may be included in the description itself, or as a separate entry on a Continuation Sheet.
Addresses should be given for all buildings and structures in a district, when applicable. Other resources
may be listed by type and Primary Number, Trinomial, HRI Number, and/or a resource identifier such as a
historic name or temporary designation. Some minor features of a district such as plantings, mining prospect
pits, fences, and curbing need not be separately recorded on individual recording forms they are
if
adequately described in this field.
At least two 5"x7" black and white photographs of representative streetscapes or other overall views must be
included with the District Record. Describe the subject, view, and date the photograph was taken on a label
and affix it to the back of the print. Place the print in a clear polyethylene or polypropylene envelope and
affix the envelope to a Continuation Sheet using archivally stable transparent tape.
District boundaries may be described either in a narrative fashion, or by
*D4. Boundary Description:
16
March 1995Instructions for Recording Historical Resources
entering the measurements of the maximum length and width of the resource, as appropriate. Narrative
entries may use street names, property lines, geographical features, or other lines of convenience. When
dimensions are given, indicate the units of measurement and describe the method used to obtain those
measurements (e.g., taped, paced, extrapolated from map, etc.). The boundaries of the district should be
clearly depicted on a Location Map, and where appropriate, on a Sketch Map as well.
Provide a concise explanation asto how the boundaries of the district were
*D5. Boundary Justification:
determined, taking into account the property's significant elements, setting, integrity, and historical
importance. Boundaries should encompass, but not exceed, the extent of the significant resources and land
area that contribute to the importance of the district.
The statement of significance should summarize the importance of the district in terms
*D6. Significance:
of its historic context, as defined by theme, period of significance, and geographic scope. The importance of
each individual element of the district should be addressed in the separate records prepared for each
contributing resource. Consider as contributors only those resources that convey the significance of the
district. A Primary Record and a Location Map (when required) should be prepared for each contributor.
Ancillary features of contributing elements need only be described as related features on those individual
records. Minor features and Non-contributing elements of the district may be recorded with a Primary
Record and Location Map (when required), or simply described in Field D3 above.
Begin by identifying the historic "theme"--the subject or topic of study. Examples include "Commercial
Development," "Railroad Logging," "Water Conveyance Systems," "Prehistoric Obsidian Quarry
Exploitation," "Historic Mining Camps," etc. Next, identify the geographic scope in the space following
"area." The geographic scope is the locale in which the events covered by the theme occurred. The scope
could be a city, county, or region; or it could also encompass an entire state or the nation. Then enter the
"period of significance,? which refers to the chronological period identified in the historic context and is
defined by a year or range of years (e.g., Railroad Logging in Sierra Nevada Region, 1890-1940). In the space
marked "applicable criteria" enter the letter(s) of the National Register (or other) criterion or criteria found
applicable to the district as a whole. Put "N/A" if the resource is evaluated as ineligible for the NRHP.
The statement of significance should explain why the resource is important in relation to its historic
context(s). Make the strongest possible case using historical, architectural, archaeological, and/or other
analyses as appropriate. Compare the district with others that encompass the same property type(s) and
relate to the same historic theme. Include an analysis of the integrity of the district, taking into consideration
whether or not it retains integrity of location, design, materials, workmanship, feeling, association, and
setting. Also indicate whether the district and its elements remain in use or have been abandoned.
Additional information about the district may be included even if it is not specifically related to the context
identified, to the extent that it will help establish the significance of the resource.
List the documents that were used to discover information about the district. Include oral
*D7. References:
interviews, noting the name of persons interviewed, the date of the interview, and the address of the
interviewee when possible. Provide a complete citation for each document, sufficient to locate it. Also
provide a complete citation for any report or publication documenting the discovery of the resource. The
report citation should list the name of the author, date of the report or publication, title, and the name of the
government agency, private firm, university department, publisher, etc. that the report was prepared for or
published by.
Give the name, address, and organizational affiliation of the
*D8. Evaluator/Date/Affiliation and Address:
person responsible for evaluating the significance of the district and enter the date the evaluation was
completed. If two or more people concurred in the evaluation, provide the name of the individual who
meets the Secretary's Standards in the appropriate discipline. A resume for the evaluator should accompany
the District Record (or a report submitted with it) if it is not already on file with the OHP or the appropriate
regional Information Center listed in Appendix 8.
17
Instructions for Recording Historical ResourcesMarch 1995
SketchMap A detailed Sketch Map is required when the layout and details of the district cannot be clearly
:
conveyed on a Location Map due to the compactness of its elements. Sketch Maps should be drawn to scale
and must include: the boundary of the district; a north arrow; a bar scale; the plotted locations of all features
and/or elements; and a legend. It is also helpful to include information about the environmental setting of
the district. For urban building surveys, a parcel map may be used to create the Sketch Map. It should
include all of the items mentioned above and clearly indicate the names of all streets included within the
district.
PREPARING OPTIONAL ATTACHMENTS
Six additional forms have been designed as supporting attachments for the records discussed above.
They include a Linear Feature Record (DPR 523E), Milling Station Record (DPR 523F), Rock Art Record (DPR
523G), Artifact Record (DPR 523H), and Photogragh Record (DPR 523I), and Continuation Sheet (DPR 523L).
Instructions are provided below for filling out each form.
Linear Feature Record
The Linear Feature Record can be used to supplement both minimal or detailed recordation of prehistoric
and historic linear structures and sites. Linear features are taken to include most long, narrow constructed
works classified by the NRHP as structures, as well as trails and the ruins of linear structures (which are
classified as sites). The Linear Feature Record may be used for documenting linear features in their entirety,
segments of such resources, or observations made at a particular point along a linear feature.
When preparing the initial record for a linear feature or segment of one, the nature of the entire resource
should be described on the Primary Record in Field P3a. Refer to the instructions for Field P3a for the kinds
of information that should be included in the overall description of a linear feature. Detailed instructions for
preparing the Linear Feature Record are provided below. The Linear Feature Record can be used to gather
purely descriptive information about a linear resource, or it can serve as an adjunct to a formal evaluation
documented on a BSO Record, District Record, or in a suitably detailed evaluation report.
Header Block: Enter the Primary Number, HRI Number, and/or Trinomial Number if known. Leave these
fields blank if unknown. Also be sure to update the header block and subsequent sections of the Primary
Record if it was prepared at a different time than the Linear Feature Record.
L1. Historic and/or Common Name: Enter the historic and/or common name of the resource if known. A
historic name may be either the formal name for the resource during its period of significance, or a name
closely associated with its significance. The historic name may refer to: the builder, designer, or historic
owner(s); significant persons or events connected with the resource; original or later uses of the resource; or
accepted professional, scientific, technical, or traditional names. A common or presently used name for the
resource may be provided if one is known. If historic and common names are identical, enter "same." If the
resource has no historic or common name, enter "none."
L2a. Portion Described: Check whether the record is for an entire linear feature, a segment of one, or a point
observation along a linear feature. When recording a segment or point along a linear feature, provide a field
designation for that portion or point and depict its location on a Location Map.
L2b. Location of Point or Segment: If you are preparing a Linear Feature Record for a segment of a linear
feature or a point along one provide UTM coordinates, a legal description, and any other locational
information that will help identify the specific location you are documenting.
18
March 1995Instructions for Recording Historical Resources
L3. Description: Provide information about the construction techniques, configuration of, and materials
used to construct the linear feature and describe any features, artifacts and/or archaeological sites/deposits
that may be associated with it. Provide plans, sections, or other drawings as appropriate. The observations
made in this section should not duplicate information provided in Field P3a (Description) on the Primary
Record. If a Linear Feature Record is prepared for an entire linear feature, this field may be used to
supplement information provided on the Primary Record. When this record is used to describe a particular
segment or point along a linear feature, this field should be used to define the specific details observed in that
location.
Describe in detail each cultural feature associated with the linear resource. Number or otherwise designate
each feature and plot its location on a Location Map and/or a detailed Sketch Map. If no features are
observed, indicate that finding. The features of a linear resource generally consist of components integral to
the operation and proper functioning of that resource, rather than to resource elements like a ditch tender's
camp or railroad depot which may be associated with a ditch or railroad grade as components of a district,
yet require separate documentation as major resource elements (see Field L5 below). Some examples of the
features of various kinds of linear resources include:
Roads: retaining walls, culverts, and tunnels
Ditches: siphons, flumes, spillgates, and gate valves
Trails: blazes, cairns, and paving
Railroad grades: through cuts, sidings, retaining walls, and trestles
The description of a feature should include information about its construction details, dimensions, and any
artifacts found near the feature. Plans, cross-sections, and elevations may be appended to the record if
appropriate. Feature descriptions should include information about the brand names and patent numbers
recorded on machinery.
L4 Dimensions: Enter the dimensions of the linear feature at a specific observation point, segment, or along
the entire resource, or indicate the range of variations in those dimensions. Also provide a scaled cross-
sectional sketch in Field L4e and define the length of the segment you are recording when only a portion of a
resource is recorded. All dimensions should be in feet for historic features and metric units for prehistoric
features. Indicate how that dimension was determined (e.g., taped, estimated, etc.).
L4a. Top Width: Enter the width of the linear feature at its highest point and indicate the unit of
measurement. For water delivery systems such as ditches and canals, the top width should be measured
at the crest of the berm(s) or wall(s). Record more than one width or a range of widths if appropriate.
For example, a single water delivery system may be composed of a flume, earthen ditch, and concrete
canal that each have different top widths.
L4b. Bottom Width: Provide a width for the base of the feature, or provide a range of widths if
appropriate.
L4c. Height or Depth: Enter the maximum depth or height of the resource if applicable, or indicate
variation in that dimension along the length of the linear feature or segment thereof. If the depth/height
of a linear feature has been modified (e.g., siltation of ditch), that fact should be noted.
L4d. Segment Length: Enter the overall length of the segment of the resource being recorded and
indicate the unit of measurement. The length of the entire resource should be given in Field P3 on the
Primary Record, if known, and should be repeated here if you record an entire linear resource. Define
where dimensions were measured from (e.g., "from intake structure at dam to junction with Columbia
Ditch") and note whether observation, extrapolation from maps, or direct measurement led to the
determination.
19
Instructions for Recording Historical ResourcesMarch 1995
L4e. Sketch of Cross Section: Use the space provided to draw a representative scaled cross section of the
linear feature and indicate what direction the drawing faces. Show the location of the drawn cross
section on the Location Map prepared to accompany the Linear Feature Record.
L5. Associated Resources: List previously recorded resources that are historically associated with the use of
the linear resource and provide a Primary Number, Trinomial, and/or HRI Number of each resource, if
known. Refer to a resource identifier such as a historic name in cases where a Primary Number is unknown
or remains to be assigned. Associated resources that have not yet been recorded can also be mentioned.
However, their existence should be stated as "unknown" if they have not been examined.
L6. Setting: This field may be used to provide a general description of the natural or physical environment
of the linear feature in cases where that setting contributes to the significance of the resourceor appreciation
of it. Information in this category may include descriptions of natural features, landscape characteristics,
slope, vegetation, and so forth. For example, it may be important to describe the flora associated with a trail
that connects a series of meadows in a forested region or the geology and terrain of a flume hung from the
wall of a canyon.
L7. Integrity Considerations: Describe any existing alterations of the resource and its setting, focusing on
whether or not it retains historic integrity in terms of setting, feeling, association, workmanship, design,
materials, and location. Indicate whether it remains in use or has been abandoned. Provide an estimate of
the proportion of the resource that has been destroyed or modified, where possible.
L8. Photograph, Map, or Drawing and Description: This space may be used for additional graphic
documentation of the linear resource at the discretion of the recorder.
L9. Remarks: This field can be used to present further historical information about the resource, discuss
previous efforts to document it, and offer other information that does not fit elsewhere on this form.
L10. Form Prepared By: Provide this information only if it differs from that given in Fields P9 and P10 on the
Primary Record.
L11. Date: Enter the date this record was prepared.
Sketch Map: A Location Map can often be used to depict the portion of a linear resource that has been
documented, its features, and the location of cross section drawings, photographs, or other graphic
documentation. For particularly complex linear resources, however, a detailed Sketch Map is recommended.
Sketch Maps should generally be drawn to scale, and must include a north arrow and bar scale.
Milling Station Record
The Milling Station Record may be used to provide a detailed record of one or more bedrock milling
stations and any associated artifacts. A bedrock milling station is defined as a non-portable bedrock outcrop
or boulder with surfaces and/or depressions ground into it for purposes of milling. The Milling Station
Record is an optional form. It is designed to supplement the information in an Archaeological Site Record,
not to eliminate the need for its preparation. Professional surveys conducted in advance of development
activities should generally prepare a Primary Record, Location Map, and Archaeological Site Record when a
site with a milling station(s) is encountered. Additional information can then be collected on a Milling
Station Record if desirable.
Identify each separate bedrock outcrop with evidence of milling activities (milling station) as a numbered
feature of a site. The location of each outcrop (milling feature) should be depicted on the sketch map of the
site, with the total number of milling surfaces at that feature listed by type in Field A5 (Features) on the
20
March 1995Instructions for Recording Historical Resources
Archaeological Site Record. The dimensions, rock type, and overall condition of each milling station should
be provided in the upper portion of the Milling Station Record, along with the resource name or number
listed in the Primary Record and the name of the person who prepared the record.
Give the dimensions of each milling station in metric units. Each dimension should be for the maximum
extent of the bedrock outcrop or boulder on which milling activities occurred. The height should be
measured as the maximum distance from the ground to the highest point on the bedrock outcrop. Outcrops
partially covered with archaeological deposits should not be excavated to obtain measurements unless that
excavation is part of a professional archaeological testing program.
Appropriate information should then be entered in the lower portion of the Milling Station Record for
each of the individual milling surfaces observed on a culturally modified bedrock outcrop. Spaces are
provided for the feature number (milling station number), milling surface number (element of an individual
milling station), type, dimensions, depth, contents, and remarks. Use the keys at the bottom of the record for
abbreviations of the types of features and their contents.
Dimensions for the individual milling surfaces present on a milling station should be measured with a
tape in centimeters as the maximum length, width, and depth of the culturally modified (e.g., pecked and/or
ground) bedrock. Use a straight edge laid across the rim of each milling surface to measure its maximum
depth. The "Remarks" column can be used to record a variety of information such as wear patterns, surface
residues, shape, configuration and condition of the culturally modified surfaces, and the presence of any
associated artifacts on the outcrop/milling station.
Prepare a plan of each milling station on a Continuation Sheet, showing the size and shape of the bedrock
outcrop and the relative locations of the individual milling surfaces. The plan should include: a north arrow
(marked true or magnetic); distances between the individual milling surfaces on the outcrop; and a bearing
and distance to a site datum. It is often helpful to include other details on the plan like vegetation, height
above ground, and associated artifacts. If a milling station plan is drawn to scale and includes a bar scale, it
is not necessary to indicate distance between the individual surfaces on the outcrop.
Rock Art Record
The Rock Art Record may be used to record detailed information about individual rock art features.
Rock Art is defined as any non-portable bedrock outcrop, boulder, cave wall, or other rock surface
intentionally modified by pecking, scraping, grinding, and/or the application of pigment to form a graphic
design/image. The Rock Art Record is an optional form. It is designed to supplement the information in an
Archaeological Site Record, not to eliminate the need for its preparation. Professional surveys conducted in
advance of development activities should generally prepare a Primary Record, Location Map, and
Archaeological Site Record when a site with a rock art feature(s) is encountered. Additional information can
then be collected on a Rock Art Record if desirable.
Identify each separate bedrock outcrop or boulder with rock art on it and assign a number to the rock art
panel that corresponds with its designation as a feature of a site. The location of each rock art panel (feature)
should be depicted on the sketch map of the site and briefly described in Field A5 (Features) on the
Archaeological Site Record. Use the following instructions to complete the Rock Art Record.
Header Block: Enter the Primary and/or Trinomial Numbers if known. Leave both fields blank if unknown.
Resource Name or #: Enter the same name or number used in this field on the Primary Record. The
identifier can be a historic or common name, parcel number, or any other designator which will consistently
refer to the resource and link the pages of your record together.
21
Instructions for Recording Historical ResourcesMarch 1995
R1. Feature/Panel #: Identify the number assigned to the feature and indicate how many total rock art
panels are present at the site after the word "of."
R2. Feature/Panel Location: Enter the distance and azimuth from a site datum to a designated position on
the rock art panel or feature, as shown on a plan. If the site datum is a point within the rock art, so indicate.
Also check whether the rock art was found on a cliff face, boulder, bedrock outcrop, cave/rockshelter
surface, or other location, and describe any other kinds of locations.
R3. Host Surface: Describe the type of rock or other host surface on which the rock art panel or feature
appears and identify the color of that surfacee rock outcrop and rock art images.
R4. Host Background: Check any characteristics that pertain to the background surface of the host rock or
ground surface including patination, painting, glacial polish, smoke blackening, lack of natural alteration
("natural"), and other surface conditions. Provide an explanation if you check "other."
R5. Detailed Description of Feature/Panel: Check whether the feature consists of petroglyphs, pictographs,
a geoglyph, or a combination of such elements, and then describe the size of the feature and host rock
outcrop or ground surface, number and types of elements or stylistic motifs, method of production, color of
motif and other relevant descriptive details. All measurements should be taped in metric units.
R6. Feature/Panel Integrity and Natural/Cultural Deterioration: Check whether the rock art feature or
panel is in good, fair, or poor condition, and note any natural and cultural modification or deterioration of it
by circling any items that apply. Use the space provided to explain in greater detail whether the
feature/panel retains integrity of setting, feeling, association, workmanship, design, material, and location.
R7. Style(s) and Suspected Cultural Affiliation: Where possible, identify the rock art style(s) and cultural
affiliation of the group(s) known or believed to have created the images in the rock art panel. Offer reasons
supporting any statements about the stylistic and cultural affiliations of the rock art.
R8. Elements Superimposed? Check whether or not any elements are superimposed and describe
superimposed elements by style, position, and relative age if known. Be sure to clearly depict superimposed
elements on the plan showing the rock art panel.
R9. Feature/Panel Visibility: Check whether the rock art feature or panel is visible, semi-visible, or hidden
from public view. Take into account the remoteness and accessibility of the site and how obtrusive the rock
art is to an untrained observer.
R10. Associated/Nearby Cultural Materials: Describe any artifacts, ecofacts, or other cultural residues
found in close proximity to the rock art panel. If no materials are observed near the panel, enter "none."
R11. Conservation Recommendations: Describe any conservation recommendations that may help preserve
the rock art panel.
R12. Form Prepared By and Date: Supply the name of the recorder and the date this record was prepared
only if it differs from the information supplied on the Primary Record.
Sketch of Rock Art Panel/Feature: Sketch the panel on a Continuation Sheet, showing the size and shape of
the bedrock outcrop and the relative locations of the individual elements/motifs on that outcrop. The sketch
should generally be drawn to scale, including at the minimum: a north arrow (marked true or magnetic); bar
scale; and a bearing and distance to a site datum. Include other details, such as vegetation, height above
ground, associated artifacts, and distance to a road or trail, if relevant. A photograph of the rock art panel is
also recommended as an attachment.
22
March 1995Instructions for Recording Historical Resources
Artifact Record
The Artifact Record may be used to record information about any specimens observed and/or collected
at an archaeological site. Information comparable to that requested on the Artifact Record is required when
any specimens are collected from a site. The Artifact Record is also useful for listing any diagnostic materials
that are noted, but not collected. When used as supporting documentation, the Artifact Record may provide
details that require only summary description in Field A5 (Features) or Field A6 (Cultural Constituents) on
the Archaeological Site Record.
Begin by listing the Primary Number and Trinomial, if known. Then repeat the resource name or
number listed on the Primary Record. Describe where any collected specimens are curated, giving the name
of the institution and its address. Provide the artifact/specimen number (field designation or accession
number), type, condition, description (form, material, etc.), dimensions, and provenience. The location of the
specimen may be a collection unit or azimuth and distance from site datum. Show each location on a Sketch
Map and indicate whether the specimen was drawn or photographed and if it was collected.
Photograph Record
The Photograph Record may be used to record information about any type of photographic images
prepared as a record of a historical resource. It may be used in conjunction with any of the other records
described in this manual. It is designed to identify images taken as still photographs, filmed or taped
movies, aerial photographs, etc., and to provide technical details relating to the capture of those images.
Begin by providing the name of the project. List the resource name or number for each resource in the
"Subject/Description" column for individual exposures. Spaces are provided for camera format, lens focal
length, film type and speed, year, media repository, date, time, exposure/frame number, subject, view
toward, and accession number (if any). It also may be helpful to identify the places where photographs are
taken on a sketch map of a resource.
Continuation Sheet
The Continuation Sheet is a general form that can be used for a variety of purposes including the
presentation of: (1) continued text; (2) feature and artifact illustrations; (3) photographic prints; (4) historic
maps; and (5) updating the information from a prior survey effort. Every Continuation Sheet must provide
the resource name or number as it appears on the Primary Record for the resource, the name of the recorder,
and the date the record was prepared. Continued information should be clearly referenced with the number
and name of data field it relates to. Graphics should be labeled to indicate their subjects, view, scale, and
sources as appropriate. The source of all historic photographs, maps, or drawing should be identified.
UPDATING INFORMATION ABOUT A RESOURCE
As a planning tool, it is important that information about historical resources is regularly updated to
ensure its accuracy. Updates may amplify or correct information about a resource, or simply confirm that
the existing record remains accurate at the time of a subsequent field examination. The documentation for a
historical resource should be updated under the following conditions:
x
When it is reevaluated;
x
When changes occur to the resource or its setting;
x
When erroneous information needs correcting; and/or
x
When additional information is necessary for planning decisions.
23
Instructions for Recording Historical ResourcesMarch 1995
Information about a resource may be updated in two ways, depending on the extent of the changes
and/or additions to the original record. If only minor changes or additions to an existing record are
required, then a Continuation Sheet can be used to augment selected data fields, as appropriate. Minor
updates also may be prepared to verify that existing information about a resource remains accurate. Such
updates should list the "resource identifier" from Field P1 on the Primary Record; date of field visit; name,
affiliation (if any), and address of the person preparing the update; and the number and name of any data
fields where additional observations are made. Also provide the HRI Number and/or Trinomial, if known.
The resource should be completely rerecorded in cases where substantial changes are required to an
existing record. The recorder should use good judgment in determining which approach to take when
preparing an update. Any corrections of a previous record should be clearly explained and justified. If the
boundaries of a previously recorded historical resource are modified, provide a justification for the change
and prepare a new Location Map and/or Sketch Map as required. Full citations should be provided for any
new studies of a resource, in order to update Field P11 (Report Citation) on the Primary Record. A copy of
the report(s) should accompany or follow the submitted update.
24
March 1995Instructions for Recording Historical Resources
SOURCES OF ADDITIONAL INFORMATION
Advisory Council on Historic Preservation
1980TreatmentofArchaeologicalProperties:AHandbook. Washington, DC.
Blumenson, John J. G.
1981IdentifyingAmericanArchitecture. American Association for State and Local History, Nashville.
Gebhard, David, Eric Sandeweiss, and Robert Winter
1985TheGuidetoArchitectureinSanFranciscoandNorthernCalifornia. Gibbs M. Smith,
Inc./Peregrine Smith Books, Layton, Utah.
Gebhard, David, and Robert Winter
1977AGuidetoArchitectureinLosAngelesandSouthernCalifornia. Peregrine Smith, Inc., Santa
Barbara and Salt Lake City.
McAlester, Virginia, and Lee McAlester
1984AFieldGuidetoAmericanHouses. Alfred A. Knopf, New York.
National Park Service
1983ArcheologyandHistoricPreservation:SecretaryoftheInterior'sStandardsandGuidelines.
Washington, DC.
1985Guidelines for Local Surveys: A Basis for Preservation Planning.NationalRegisterBulletin 24.
Washington, DC.
1990aGuidelines for Evaluating and Documenting Traditional Cultural Properties. NationalRegister
Bulletin 38. Washington, D.C.
1990bHow to Apply the National Register Criteria for Evaluation.NationalRegisterBulletin 15.
Washington, DC.
1990cStateProgramReviewReport,RoundIII:CaliforniaStateHistoricPreservationOffice. Division
of National Register Programs, Western Region, San Francisco.
1991How to Complete the National Register Form.NationalRegisterBulletin 16A. Washington, DC.
Oakland, City of
1978RehabRight. Planning Department, City of Oakland.
Office of Historic Preservation
1986CaliforniaHistoricResourcesInventorySurveyWorkbook. Sacramento.
1988FiveViews:AnEthnicSitesSurveyforCalifornia. Sacramento.
1989aArchaeological Resource Management Reports (ARMR): Recommended Contents and Format.
PreservationPlanningBulletin 4(a). Sacramento.
1989bCaliforniaArchaeologicalInventoryHandbookforCompletinganArchaeologicalSiteRecord,
DPR422A-I. Sacramento.
1989cInstructionsforCompletingtheHistoricResourcesInventoryForm. Sacramento.
25
Instructions for Recording Historical ResourcesMarch 1995
Office of Historic Preservation (cont.)
1991aEvaluation of the Survey and Inventory Program Area, National Historic Preservation Program.
Sacramento.
1991bGuidelines for Archaeological Research Designs.PreservationPlanningBulletin 5. Sacramento.
Whiffen, Marcus
1969AmericanArchitectureSince1780:AGuidetotheStyles. M.I.T. Press, Cambridge,
Massachusetts.
26
APPENDIX 1: BLANK RECORDING FORMS
This appendix contains examples of all of the recording forms described in this manual. Those forms consist of:
(DPR 523A)
Primary Record
(DPR 523B)
Building, Structure, and Object Record
(DPR 523C)
Archaeological Site Record
(DPR 523D)
District Record
(DPR 523E)
Linear Feature Record
(DPR 523F)
Milling Station Record
(DPR 523G)
Rock Art Record
(DPR 523H)
Artifact Record
(DPR 523I)
Photograph Record
(DPR 523J)
Location Map
(DPR 523K)
Sketch Map
(DPR 523L)
Continuation Sheet
State of California -- The Resources AgencyPrimary # _________________________________________
DEPARTMENT OF PARKS AND RECREATION
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Trinomial _________________________________________
PRIMARY RECORD
NRHP Status Code _________________________________
Other Listings __________________________________________________________
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State of California --The Resources Agency
DEPARTMENT OF PARKS AND RECREATION
BUILDING, STRUCTURE, AND OBJECT RECORD
Primary #
HRI #
*NRHP Status Code
Page of *Resource Name or#(Assigned by recorder)
B1. Historic Name:
B2. Common Name:
B3. Original Use:
B4. Present Use:
*B5. Architectural Style:
*B6. Construction History: (Construction date, alterations, and date of alterations)
*B7. Moved? No Yes Unknown Date:
Original Location:
*B6. Related Features:
B9a. Architect:
*B10. Significance: Theme
b. Builder:
Area:
Period of Significance: Property Type: Applicable Criteria:
(Discuss importance in terms of historical or architectural context as defined by theme, period, and geographic scope. Also address
integrity.)
B11. Additional Resource Attributes: (List attributes and codes)
*B12. References:
B13. Remarks:
*B14. Evaluator:
*Date of Evaluation: _
(This space
Sketch Map with north arrow required.
DPR 5236 (1/95) ACROBAT WEBDOC Posed 11/98] *Required information
State of California --The Resources Agency Primary #
DEPARTMENT OF PARKS AND RECREATION
ARCHEOLOGICAL SITE RECORD Trinomial
Page _ of _ 'Resource Name or # (Assigned by Recorder)
'A1. Dimensions: a. Length (_) b. Width (_)
Method of Measurement: Paced Taped Visual estimate Other:
Method of Determination (Check any that apply.): Artifacts Features Soil Vegetation Topography
Cut bank Animal burrow Excavation Property boundary Other (Explain):
Reliability of Determination: High Low Explain:
Limitations (Check any that apply): Restricted access Paved/built over Site limits incompletely defined
Disturbances Vegetation Other (Explain):
A2. Depth: None Unknown Method of Determination:
'A8. Human Remains: Present Absent Possible Unknown (Explain):
'A4. Features: (Number, briefly describe, indicate size, list associated cultural constituents, and show location of each
feature on sketch map.)
'A5. Cultural Constituents: (Describe and quantify artifacts, ecofacts, cultural residues, etc., not associated with features.)
'A6. Were Specimens Collected? No Yes (If yes, attach Artifact Record or catalog and identify where specimens
are curated.)
'A7. Site Condition: Good Fair Poor (Describe disturbances.):
'A8. Nearest Water: (Type, distance, and direction.)
'A9. Elevation:
A10. Environmental Setting: (Describe culturally relevant variables such as vegetation, fauna, soils, geology, landform,
slope, aspect, exposure, etc.)
A11. Historicallnformation:
'A12. Age: Prehistoric Protohistoric 1542-1769 1769-1848 1848-1880 1880-1914 1914-1945
Post 1945 Undetermined Describe position in regional prehistoric chronology or factual historic dates if known:
A13. Interpretations: (Discuss data potential, function[s], ethnic affiliation, and other interpretations)
A14. Remarks:
A15. References: (Documents, informants, maps, and other references)
A16. Photographs (List subjects, direction of view, and accession numbers or attach a Photograph Record.):
Original Media/Negatives Kept at:
'A17. Form Prepared by:
Affiliation and Address:
DPR 523C (1195) [ACROBAT WEBDOC Posted 11/98] * Required information
State of California --The Resources Agency Primary #
DEPARTMENT OF PARKS AND RECREATION HRI#
DISTRICT RECORD Trinomial
Page of
D7. Historic Name:
*NRHP Status Code
"Resource Name or # (Assigned by recorder)
D2. Common Name:
* D3. Detailed Description (Discuss overall coherence of the district, its setting, visual characteristics, and minor features.
List all elements of district).
*D4. Boundary Description (Describe limits of district and attach map showing boundary and district elements.).
*D5. Boundary Justification:
D6. Significance: Theme Area
Period of Significance Applicable Criteria
_(Discuss district's importance in terms of its historical context as defined by theme, period of significance, and geographic
scope. Also address the integrity of the district as a whole.)
*D7. References (Give full citations including the names and addresses of any informants, where possible.).
*D8. Evaluator:
Date:
Affiliation and Address:
DPR 523D(1/95) *Required information
State of California --The Resources Agency Primary #
DEPARTMENT OF PARKS AND RECREATION HRI#
LINEAR FEATURE RECORD Trinomial
Page of "Resource Name or # (Assigned by recorder)
L1. Historic and/or Common Name:
L2a. Portion Described: Entire Resource Segment Point Observation Designation:
b. Location of point or segment: (Provide UTM coordinates, legal description, and any other useful locational
data. Show the area that has been field inspected on a Location Map.)
L3. Description: (Describe construction details, materials, and artifacts found at this segment/point. Provide
plans/sections as appropriate.)
L4e. Sketch of Cross-Section (include scale) Facing:
L4. Dimensions: (In feet for historic features and meters for prehistoric features)
a. Top Width
b. Bottom Width
c. Height or Depth
d. Length of Segment
L5. Associated Resources:
L6. Setting: (Describe natural features, landscape
characteristics, slope, etc., as appropriate.):
L7. Integrity Considerations:
L8b. Description of Photo, Map, or Drawing (View, scale, etc.)
L9. Remarks:
L10. Form Prepared by: (Name, affiliation, and address)
L11. Date:
DPR 523E (1/95)
State of California --The Resources Agency Primary #_
DEPARTMENT OF PARKS AND RECREATION
MILLING STATION RECORD Trinomial-
Page - - _ of Resource Name or # (Assigned by Recorder)
Form Prepared by: -
Date:
Feature # Outcrop Dimensions (m) and Orientation Bedrock Type and Condition
x x Height
x x Height
x x Height
x x Height
x x Height
Feature
7t Milling
Surface 7t
Iype Length
(cm) Width
(cm) Depth
(cm)
Contents
P2emarks
Type Key: Contents Key:
~O Conical mortar PM Possible mortar S filled with soil R Contains rock
~M Oval mortar MS Milling slick L filled with leaves P Contains pestle
SM Saucer mortar !3M Basin milling feature U Unexcava[ed M Contains mano
~[hcr. O[hcr .
DPR 523E (1/95) Note: Attach plan(s) of milling stations.
State of California --The Resources Agency Primary #_
DEPARTMENT OF PARKS AND RECREATION
ROCK ART RECORD Trinomial-
Page - - _ of Resource Name or # (Assigned by Recorder)
R1. Feature # (Panel #): of
R2. Feature/Panel Location (From site datum.):
Found on: Cliff face Boulder Bedrock Cave/shelter surface Other:
R3. Host Rock: R4. Host Background: Patinated Natural
Painted Glaciated Smoke blackened Other: R5. Detailed Description of Panel: (Check any that apply)
Petroglyphs Pictographs Geoglyph
(Describe feature/panel size, size of host rock, number and types of elements/motifs, method of production, etc.)
R6. a. Feature/Panel Integrity: Good Fair Poor Explain:
b. Natural Deterioration (Check any that apply.): Water erosion Surface spalling Block fractures
Lichen growth Wind Erosion Sun exposure Rock fall Plant defacement Animal nesting
Mineral accretion NONE Other (Explain):
c. Cultural Deterioration (Check any that apply.): Bullet holes Graffiti Chalk Scratched Altered
Livestock Logging Visitor use NONE Other (Explain):
R7. Style(s) and Suspected Cultural Affiliation:
R8. ElementsSuperimposed? No Yes (Describe)
R9. Feature/Panel Visibility: Visible Semi-visible Hidden
R10. Associated/Nearby Cultural Materials:
R11. Conservation Recommendations:
R12. Form Prepared by: Date:
Affiliation and
DPR 523G (1/95) Note: Attach sketch of rock art panel/feature.
State of California --The Resources Agency Primary #
DEPARTMENT OF PARKS AND RECREATION
ARTIFACT RECORD Trinomial
Page of Resource Name or # (Assigned by recorder)
Location Where Collected Specimens are Curated:
Artifact #
Type
Condition Description
(form, material, etc.) Dimensions (cm)
L W TH Locational Data
(distance /bearing from datum) Sketch/
Photo
Collected?
TYPE KEY: (List Abbreviations Used)
CONDITION KEY:
F Fragmentary
C Complete
Other:
DPR 523H (1/95) (WEBDOC Posted 11/98]
State of California --The Resources Agency
DEPARTMENT OF PARKS AND RECREATION
PHOTOGRAPHIC RECORD
Page of
Camera Format:
-Film Iype and Speed:
Negatives Kept at:
Lens Size:
Year
Mo. Day Time Exp./Frame Subject/Description View Toward Accession N
Project Name:
Primary #
HRI#
Trinomial
DPR 5231 (1/95)
State of California --The Resources Agency
DEPARTMENT OF PARKS AND RECREATION
LOCATION MAP
Page of
"-Map Name:
Primary #
HRI#
Trinomial
"Resource Name or # (Assigned by recorder)
"Scale:
"-Date of map:
DPR 523J (1/95) *Required information
State of California --The Resources Agency Primary #
DEPARTMENT OF PARKS AND RECREATION HRI#
SKETCH MAP Trinomial
Page of
*Drawn by:
NOTE: Include bar scale and north arrow.
*Date of map:
*Resource Name or # (Assigned by recorder)
DPR 523K (1/95) *Required information
State of California --The Resources Agency Primary #
DEPARTMENT OF PARKS AND RECREATION HRI #-----~
CONTINUATION SHEET Trnomial
Page of *Resource Name or#(Assigned by recorder)
Recorded by: Date:
0 Continuation Update
DPR 532E (ACROBAT WEBDOC Posted 11/98] `Required Information
DPR 5236 (1/95) ACROBAT WEBDOC Posed 11/98] *Required information
APPENDIX 2: NRHP STATUS CODES
This appendix explains the use of the codes that should be entered in the "NRHP Shuns Code" field in the
header of the Primai~ Record ~~~hen an ex~aluaHon of a historical resource is completed. The codes found here
represent a short list of the most frequentl}' used status determinations, selected from a more extensi~~e list that is
a~~ailable from the OHP on requesk Be sure to read the entire listbefore deciding ~~~hich code to use. Take special
care that e~~aluations for districts and their components fit together properly . Note that districts themseh~es are
gi~~en "S" ratings, ~~~hile contributors recei~~e "D" ratings. Thus, a districtjudged eligible for the National Register is
rated "35," but the district's contributors are rated "3D."
The initial number in a code indicates the general status:
1. Listed in the National Register.
2. Determined eligible for the National Register in a formal process involving federal agencies.
3. Appears eligible for listing in the National Register in the judgment of the person(s) completing or re~~ie~~~ing the
form.
~. Mightbecome eligible for listing.
5. Ineligible for the National Register but still of local interesk
b. None of the abo~~e.
7. Undetermined.
Each general status is divided into more specific codes as follows:
Listed in the National Register:
1S. Sepftrfttel}' listed.
lD. Contributor to a listed districk
lB. Both IS and lD.
2. Determined eligible for listing in the National Register:
251. Determined eligible for separate listing b}' the Keeper of the National Register.
252. Determined eligible for separate listing through a consensus determination b~ a federal agenc} and
the Shoe Historic Preseil~ation Officer.
253. Determined eligible for separate listing b}' a unit of the National Park Seil~ice other than the Keeper of
the National Register.
2D1. Contributor to a districtdetermined eligible b~ the Keeper.
2D2. Contributor to a district determined eligible for listing through a consensus determination.
2D3. Determined eligible for listing as a contributor to a district b~ a unit of the National Park Ser~~ice
other than the Keeper.
2B5. Determined eligible b~ more than one method listed abo~~e.
3. Appears eligible for listing in the National Register:
3S. Appears eligible for separate listing.
3D. Contributor to a district that has been fidh documented according to OHP instructions and appears
eligible for listing.
3B. Both 3S and 3D.
~. Mightbecome eligible for listing:
~R. Meets both of the follo~~~ing conditions: (l) Is located ~~~ithin the boundaries of a fiilh documented
district that is listed in, determined eligible for, or appears eligible for the National Register; and (2)
may- become a contributor to the district~~~hen it is restored to its appearance during the district's
period of significance.
~S. Mai become eligible for separate listing in the National Register ~~~hen one of the follo~~~ing occurs (use
the code for the most imporhtnt reason if more than one applies):
~Sl. The property becomes old enough to meet the Register's 50-rear requirement.
X52. More historical or architechiral research is performed on the properq .
X57. The architectiu~al integritc of the propertc is restored.
X58. Other properties, ~~~hich pro~~ide more significant examples of the historical or architectiu~al
associations connected to this propertc, are demolished or other~~~ise lose their architechu~al integritc.
~D. Contributor to a hilly documented district that may become eligible for listing ~~~hen (use the code for
the most important reason if more than one applies):
SDI. The districtbecomes old enough to meet the Register's 50-rear requiremenk
~D2. More historical or architectiu~al research is performed on the districk
~D7. The integritc of the district is restored.
~D8. Other districts, ~~~hich prox~ide more significant examples of the historical or architectiu~al associations
connected to this district, are demolished or other~~~ise lose their architectiu~al integritt°.
~X. Mai become eligible as a contributor to a district that has not been hilly documented.
5. Not eligible for National Register but of local interestbecause the resource:
55I. Is separatel}' listed or designated under an existing local ordinance, or is eligible for such listing or
designation.
553. Is not eligible for separate listing or designation under an existing local ordinance but is eligible for
special consideration in local planning.
5DI. Is a contributor to a hilly documented district that is designated or eligible for designation as a local
historic district, o~~erla~ zone, or preseil~ation area under an existing ordinance or procedure.
5D3. Is a contributor to a hilly documented district that is unlikely to be designated as a local historic
district, o~~erla~ zone, or preseil~ation area but is eligible for special consideration in local planning.
5N. Needs special consideration for reasons other than the abo~~e.
b. None of the abo~~e:
bW. Remo~~ed from listing b}' the Keeper of the National Register.
bX. Determined ineligible for listing in the National Register b~ the Keeper of the National Register.
bY. Determined ineligible for listing in the National Register through a consensus determination of a
federal agenc}' and the State Historic Preseil~ation Officer.
bZ. Found ineligible for listing in the National Register through an e~~aluation process other than those
mentioned in bX and by abo~~e.
7. Not e~~aluated.
APPENDIX 3: CALCULATING UTM COORDINATES
(For use in Fields P2d and k2b)
The Uni~~ersal Trans~~erse Mercator (UTM) Grid Sti stem pro~~ides a simple and accurate method for recording the
geographic location of a historic properK. The UTM Grid S~ stem has a number of ad~~antages o~~er the Geographic
Coordinate S~ stem of latitiide and longitiide, particularl}' speed, precision, and the use of linear, metric units of
measure. Determining UTM references im~oh~es no complicated geometric constructions and, in its simplest
application, requires only a straightedge, a coordinate counter, and a sharp pencil as ~~~orling tools. (The coordinate
counter, a plastic measuring tool, may be obtained from J Kc J Reproduction and Drafting Supplies, Inc., 9017-F
Mendenhall Court, Columbia, MD 2k0~5.)
In the UTM s~ stem, the Earth is di~~ided into 60 zones, running north and south, each b degrees ~~~ide. Each zone
is numbered (most of the US is included in zones IO through k9), beginning at the k80-degree meridian near the
International Date Line. The zones are flattened and gridded into squares measuring one kilometer on each side.
UTM grid references are printed around the margins of mam USGS quadrangles published since k950, and all
published since k959 ~~~ith blue grid ticks spaced at k000 meter (one lilometer) inteil~als. An}' point in the zone may
be referenced b~ citing its zone number, its distance in meters from anorth-south reference line ("easting"), and its
distance in meters from the Equator ("northing"). These three figures -- the zone number, Basting, and northing --
make up the complete UTM grid reference for an}' point and distinguish it from am other point on Earth.
The simplest method of determining a UTM reference is based on dra~~~ing part of the UTM grid on the map, and
measuring from the grid lines to the poink It requires the follo~~~ing:
• a flat~~~ork surface on ~~~hich the map ma}' be spread out in full;
• a straightedge (ordinai~ rulers may notbe accurate enough) long enough to reach completer- across
the map -- generals 28" to 36";
• a ~~er~ sharp pencil;
• an ink pen for recording references; and
• a UTM coordinate counter.
To measure each point, follo~~~ these steps:
k. Dra~~~ a line from the top of the map to the bottom (north to south), connecting the UTM tick of the same ~~alue
directly ~~~est of the point, that is the tick ~~~ith the highest Basting ~~alue ~~~est of the poink
2. Dra~~~ a line from the left to the right side of the map (~~~est to east), connecting the UTM ticks of the same ~~alue
directly south of the point, that is the tick ~~~ith the highest northing ~~alue south of the poink This line ~~~ill intersect
the north-south line some~~~here to the south~~~est of the poink
3. Record the zone number on a ~~~orksheet. This number appears in the lo~~~er left corner of the map.
~. Record on a ~~~orksheet the numbers gi~~en b~ the map tick through ~~~hich the lines ha~~e been dra~~~n. These are
the first three digits of the Basting ~~alue and the first four digits of the northing ~~alue. 5. Locate the scale on the
coordinate counter matching that of the map, e.g., k:2~,000. Align the counter on the map so that
a. the side of the scale that reads from right to left lies along the east ~~~est line.
b. The side of the scale that reads from left to right passes directly through the poink Check the alignment to be
sure that it is precise.
b. Read the coordinate counter scales, right to left for the Basting and up~~~ard for the northing to get a measured
~~alue in three decimal places. In each case, enter the measured ~~alue on the ~~~orksheet after the number recorded in
step ~.
7. Check the readings for plausibilitc -- are all figures in the correct decimal place? The Basting ~~~ill ha~~e six digits
and the northing seeen.
8. Check the figures for accuracy b~ remeasuring.
9. Be sure that the correct order is obseil~ed: zone number, Basting, northing (Z,E,N).
If the resource is less than IO acres, enter the iTTM reference for the point in the middle of that resource. UTM
coordinates should be pro~~ided for the beginning and termination of linear stiuctiu~es and sites or recorded segments
of such resources. If a resource is IO or more acres, the area mustbe enclosed in a quadrangle and a iTTM reference
should be gi~~en for each corner. Where multiple iTTM coordinates are pro~~ided, each reference point should be
depicted on the Location Map prepared for the resource.
APPENDIX 4: RESOURCE ATTRIBUTE CODES
(for use in Fields P3b and Bll)
The follo~~~ing codes should be used to define the attributes of historical resources in Fields P3b and Bll on the
Primai~- Record and Building, Stiuchu~e, and Object Record, respecth~el~-. The codes are first summarized belo~~~ and
then defined in greater detail in the follo~~~ing pages of this appendix.
Attributes of Historic Resources:
HPl. Unl~own
HP2. Single famil}' propertc
HP3. Multiple famil}' propertc
HPf. Ancillary building
HP5. Hotel/motel
HPb. 1-3 stoic commercial building
HP7. 3+ stoic commercial building
HP8. Industrial building
HP9. Public utilitc building
HP10. Theater
HPll. Engineering structiue
HP12. Cieic auditorium
HP13. Communitc center/social hall
HPlf. Goeernmentbuilding
HP15. Educational building
HPlb. Religious building
HP17. Railroad depot
HP18. Train
HP19. Bridge
HP20. Canal/aqueduct
HP21.Dam
HP22. Lake / rig er/ reser~ oir
HP23. Ship
Attributes of Historic Archaeological Sites:
AHl. Unkztown
AH2. Foundations/structiu~e pads
AH3.Landscaping/orchard
AHf. Prieies/dumps/trash scatters
AH5. Wells/cisterns
AHb. Water com~e~°ance s~'stem
AH7. Roads/trails/railroad grades
AH8. Dams
HP21. Lighthouse
HP25. Amusement park
HP26. Monument/mural/gra~~estone
HP27.Folk Art
HP28. Street hu~nitiu~e
HP29. Landscape architechue
HP30. Trees/~~egetation
HP31. Urban open space
HP32. Rural open space
HP33. Farm/ranch
HP31. Militai}° propertc
HP35. CCC/WPA propert}
HP36. Ethnic minorit}° propert}° (list group)
HP37. High~~~a}'/trail
HP38. Women's propertc
HP39. Other
HI'10. Cemeter~°
HPIl. Hospitstl
HP12. Stadium/sports arena
HP43. Mine structiue/building
HPII. Adobe building/structiu~e
HP15. Unreinforced masonry huilding
HP4b. Walls/gates/fences
AH9. Mines/ quarries/ tailings
AH10. Machiner~°
AHll. Walls/fences
AH12. Graees/cemeter~°
AH13. Wharfs
AHlI. Ships/barges
AH15. Ststnding structiu~es
AHlb. Other
Attributes of Prehistoric Archaeological Sites and Ethnographic Sites:
APl. Unlmown
AP2. Lithic scatter
AP3. Ceramic scatter
APf. Bedrock milling featiue
AP5. Petiogl}'phs
APb. Pictographs
AP7. Architectiual featiue
AP9. Burials
AP10. Caches
APll. Hearths/pits
AP12. Quarr~°
AP13. Trials/linear earth~~~orks
AP14. Rock shelter/came
AP15. Habitation debris
AP8. Cairns rock featiu~es APlb. Other
Historic Resource Attribute Definitions:
HPl. Unkno~~~n: No reasonable guess can be made about the historic use or fimction of the resource.
HP2. Single Familti Propertc: A building constructed to house one family.
HP3. Multiple Family Propertc: Am building pro~~iding longer than temporai~ lodging for more than one person or
household. E.g., duplexes, apartment buildings, dormitories, bunkhouses, etc.
HP~. Ancillai~ Building: Barns, outhouses, detached garages, carriage houses, sheds, etc.
HP5. Hotel/Motel: Am building or group of buildings prox~iding temporai~ lodging for tiax~elers.
HPb. Commercial Building, o~~er 3 stories: Am $'pe of building dealing ~~~ith management, retail sales, or marketed
seil~ices. E.g., stores, bank, gas stations, office buildings, etc. Do not include basement in height count.
HP7. Commercial Building, o~~er 3 stories: Do not include basement in height counk
HP8. Industrial Building: An}' building ~~~here the manufactiu~e or distribution of products occurs. E.g, canneries,
mills, foundries, ~~~arehouses, etc.
HP9. Public Utilitc Building: An}' building that houses seil~ices a~~ailable to the public at large. E.g., firehouses,
po~~~er houses, electrical substations. etc.
HPlO. Theater: An}' place ~~~here pla}'s, ~~arietc sho~~~s, motion pichues, etc., are presented. Includes amphitheaters.
HPll. Engineering Structiu~e: A structiu~e not cox~ered in am' other categoi~°. E.g., docks, run~~~a~'s, ~~~ater to~~~ers, etc.
HPl2. Ci~~ic Auditorium: Publicly o~~~ned buildings for concerts, speeches, etc.
HPl3. Communitc Center/Social Hall: Am building designed to hold meetings of social groups. E.g., fraternal
halls, ~~~omen's clubs, boy scout cabins, etc.
HPl~. Gox~ernment Buildings: An}' building designed to house gox~ernment administration or transactions. E.g., post
offices, cite halls, counts courthouses, etc.
HPl5. Educational Building: An}' building ~~~ith an educati~~e purpose. E.g., schools, libraries, museums, etc.
HPlb. Religious Building: An}' building holding religious ceremonies or connected the operations of religious
organizations (e.g., churches, seminaries, parsonages, etc.
HPl7. Railroad Depot Stations and other buildings connected to the operation of railroads and streetcars. E.g.,
sheds, roundhouses, etc.
HPl8. Train: Engines, streetcars, and rolling stock
HPl9. Bridge: An}' o~~erpass for automobiles, trains, pedestrian, etc.
HP20. Canal/Aqueduct Am artificial ~~~ater~~~a~ for transportation or irrigation. Includes large pipes, conduits,
drainage ditches, and bridge-like structiu~es for cari~ ing ~~~ater.
HP2l. Dam: Anti- barrier constructed to hold back ~~~ater.
HI'22. Lake/Ri~~er/Reseil~oir: Anti- inland body of ~~~ater, nahiral sheam of ~~~ater, or place ~~~here ~~~ater is collected
and stored.
HP23. Ship: An}'Vessel able to na~~igate inland or ocean ~~~aters.
HI'2~. Lighthouse: Am building or shuchire from ~~~hich ships are guided b~ sight or sound.
HI'25. Amusement Park An outdoor place ~~~ith ~~arious amusement buildings, shuchu~es, or de~~ices. Includes
ZOOloglcftl pftrkS.
HI'26. Monument~Mural~Gra~~estone: 1) Ant' object ~~~ith a commemorah~~e or arhshc purpose; 2) An}' painhng,
photograph, etc. on a ~~~all or ceiling. E.g., stahie, obelisk, sculphu~e, etc.
HP27. Folk art: Am object that expresses the arhshc capacities of a people ~~~ithout being the product of formal
paining.
HI'28. Sheet Furnihu~e: Am object that is permanentl}' placed near a sheek E.g., fire h}'drants, sheetlights, benches,
curbstones, hitching posts, etc.
HI'29. Landscape Architechu~e: An}' place in ~~~hich bees, bushes, la~~~ns, fountains, ~~~alls etc. ha~~e been arranged for
esthetic effeck
HI'30. Trees/ Vegehthon: An}' plant, ~~~hether planted or gro~~~ing nahu~alh ,not part of a landscape plan.
HI'31. Urban Open Space: Am area that has experienced little building or other de~~elopment ~~~ithin in a cite limits.
E.g., parks, grounds, or large open lots.
HI'32. Rural Open Space: Am area that has experienced little building or other de~~elopment outside a cite limits.
HP33. Farm/Ranch: An}' place ~~~here crops or animals are raised.
HI'3~. Militai~ Properte: An}' properte o~~~ned b~ one of the U.S. armed seil~ices, including the nahonal Guard.
HP35. Ne~~~ Deal Public Works Project An}' properte built under one of the public ~~~orks programs of the Ne~~~ Deal.
Includes properhes aided b~ hinds or personnel from the Work Progress Adminishahon (WPA) and successors,
Public Work Adminishahon (PWA), Ci~~ilian Conseil~ahon Corps (CCC), etc.
HI'36. Ethnic Minorite Properte: An}' properte closely associated ~~~ith e~~ents, indi~~iduals, groups, or social patterns
important in the histoi~ of an ethnic group. Includes properhes designed b~ important ethnic group members. Add
hu~ther informahon b~ including the name of the ethnic group im~oh~ed. The OHP has abbre~~iahons for fi~~e groups,
so put these tc~~o le hers in front of the name: AA African Americans, CH Chinese, JA Japanese, LA Lahno, NA Nah~~e
Americans. The OHP ~~~ill adopt other abbre~~iahons as properties associated ~~~ith other ethnic groups are idenhfied.
HP37. High~~~a}'s/Trail: Am road~~~a~, from free~~~a~ to footyath.
HI'38. Women's Properte: An}' properte closely associated ~~~ith e~~ents, indi~~iduals, groups. or social patterns
important in the history of ~~~omen. Includes ~~~ork of ~~~omen designees as ~~~ell as buildings such as YWCAs and
~~~omen's clubs.
HI'39. Other: If no other code applies, enter HI'39.
HI'~0. Cemetea~ : Burial ground ~~~ith monuments (except archeological sites).
HI'~1. Hospihtl: Am facilite for heatment of the sick
HI'~2. Shtdium/Sports Arena: Am shuchu~e or building that prox~ides a place in ~~~hich sporhng ex~ents are x~ie~~~ed.
HP~3. Mine: Anti- shuctiu~e or building connected ~~~ith mining. E.g., mine shafts, head frames, ststmp mills, shops,
etc.
HP~~. Adobe building/Shuctiu~e.
HPf5. Unreinforced masonry building.
HP~b. Walls~gates~fences.
Historic Archaeological Site Attribute Definitions:
AHl. Unkno~~~n: no characteristics listed on the site record.
AH2. Foundations: shuctiu~al footings or lineal alignments made from ~~~ood, brick or rock to support a shuctiu~e
(e.g., slabs of concrete, le~~eled earth pads, pilings, ~~~alls, stairs, etc.).
AH3. Landscaping: e~~idence of modification through contouring of the land or planting ~~egetsthon (e.g., hedgero~~~,
orchards, terraces, and ponds).
AHD. Prig'}' pits/hash scatters/dumps: an}' rehire deposits, outhouse pits, or other accumulation of debris (e.g.,
hash pits, hash scatters, outhouse pits, and dumps).
AH5. Well/cistern: a hole or receptacle designed to hold or pro~~ide access to ~~~ater ~~~hich may or may not be lined.
AHb. Water com~e~ ance s~ stem: am de~~ice conshucted to hansport ~~~ater o~~er a distance (e.g., flumes, pipes,
ditches, canals, and timnels).
AH7. Road/hail/railroad bed: a lineal conshuchon, either depressed, ele~~ated, or on ground le~~el, designed to
facilitate the hansportation of people or ~~ehicles (e.g., bridge, railroad grade, timnel, hail, ~~~agon road, etc.).
AH8. Dam: a barrier conshucted to conhtin a bodti of ~~~ater.
AH9. Mine: an exca~~ahon and associated shuctiu~es built into the earth to exhact nahu~al resources (ore, precious
metals, or ra~~~ lithic materials). This categoi~ includes quarries. Examples include: shafts, ele~~ators, mining timnels,
quari~, glom- holes, tailings.
AH10. Machinei~ : a mechanical dex~ice (e.g., mills, farm equipment, steam donkey s, ~~~indmills, etc.).
AHll. Wall/fence: am' ~~~all or fence including portholes or posts placed at regular inteil~als, retaining ~~~alls, post-
cairns, ~~~alls, fences, jetties, and breakc~~aters.
AH12. Grax~e/cemetei~ : am single or multiple burial location.
AH13. Wharf a shuctiu~e or remains of a shuctiu~e built at the shore of a harbor or ri~~er for the docking of ships or
boats; pies; dock
AHl~. Ships/barges: floating x~essels designed for hansporting people or goods across ~~~ater.
AH15. Ststnding shuctiu~e: am historic building that is still ststnding (e.g., outhouse, shed, house, cabin, office
building, barn, etc.).
AHlb. Other: check if there is no other categoi~ in ~~~hich the site description could be placed
Prehistoric Archaeological Site Attribute Definitions:
API. Unkno~~~n: no characteristics listed on the site record
AP2. Lithic scatter: a major characteristic of the site is a scatter of chipped or flaked stone resulting from human
manipulation (e.g., obsidian flakes and fe~~~ or no other artifacts).
AP3. Ceramic scatter: a major characteristic of the site is a scatter of pot sherds. If the site contains both lithics and
ceramics, check both.
APB. BRM/milling feattu~e: site contains one or more bedrock morhtrs, milling surfaces or cupules ~~~hich indicate
material processing acti~~iq .
AP5. Peh~ogl}'phs: site contains a stone surhtce ~~~hich has been scored b~ humans in a patterned manner for a
purpose other than material processing. This categoa~ includes intaglios.
APb. Pictographs: site includes am design painted on a rock surhtce.
AP7. Architecttu~al feattu~e: site contains am feahue ~~~hich indicates the presence of human conshuchon acti~~iK
(e.g., post holes, house pits, dance house, s~~~eat lodge, hunting blinds, fish baps).
AP8. Stone feattu~e: site contains a patterned arrangement of rocks purposeful)}' constructed or modified (e.g., rock
alignments, cairns, rock rings of unkno~~~n frmction, etc.). AP9. Burial: the site contains human bone.
APIO. Cache: the site contains an nattu~al or constructed feahue used for storing food or goods.
APII. Hearths/pits: site contains am feahue ~~~hich indicated cooking acti~~ilti°, such as roasting pits, association of
cracked or burnt rock, discolored soil, ash and carbonized ~~~ood or plants.
API2. Quara~ : site contains a source of lithic material ~~~ith e~~idence of human usage.
API3. Lineal feahue: site contains nattu~al or constructed feattu~es indicating human use such as hails, earth ~~~orks,
~~~indro~~~s or stone fences.
APIA. Rock shelter/ca~~e: a conca~~ih° ~~~ithin a rock surhtce e~~idencing human use.
API5. Habitation debris: site contains a deposit characterized b~ a ~~~ide range of artifacts, materials or feattu~es
~~~hich represent a ~~arieK of human acti~~ities.
APIb. Other: check here if there is no other categoa~ in ~~~hich the site description can be placed.
APPENDIX 5: HOW TO CATEGORIZE HISTORICAL RESOURCES
NREIl' Examples Suggested Records
Category Used for Intensive
Surve s
Building houses, barns, stables, sheds, garages, courthouses, ciq halls, social 523A and 523B, plus
halls, commercial buildings, libraries, mills, factories, shttionai~ mobile 523J (~~~hen
homes, train depots, hotels, theaters, schools, stores, and churches apropriate)
Struchire bridges, timnels, dredges, fireto~~~ers, tiu~bines, dams, corncribs, po~~~er 523A and 523B, plus
plants, silos, shot to~~~ers, grain ele~~ators, ~~~indmills, kilns, mounds, 523J (~~~hen
eftTtllA'OTkS~ Cft1rnS~ pfthsftde fOTtiticfttiOllS~ Tft11TOftd lOCOITlOtA'0S ftnd CftTS~ ftpTOpTlftte~
bOftts ftnd Sh1pS, teleSCOpeS~ CftTOllselS~ bftndststndS~ gftZebOS, ftnd ft1TCTftft
canals, ditches`, flumes`, pipelines`, roads, utilitc lines`, fences`, rock 523A, 523B, 523E and
~~~alls*, railroad rades, and historic foot paths 523J
Object sculptiu~e, monuments, boundai~ markers, statiiai~°, and founhtins 523A and 523B, plus
523J (~~~hen
ft )TO )Tlftte~
Site habitsttion and ~~illage sites; rock shelters; hunting and fishing sites; 523A, 523C, 523J, and
peh~ogl}'phs and rock caihings; grounds and gardens; batHefields; 523K
campsites; ship~~a~ecks; cemeteries and fimerai~ sites; ruins of historic (~~~ith optional
buildings and structiu~es; treats signing sites; and natiu~al featiu~es such attachments as
as springs, rock formations, and other land areas ha~~ing cultiu~al appropriate)
significance
designed landscape 523A ,523B,or 523C,
523J, and 523K
trails, and the ruins of canals, ditches*, flumes*, pipelines*, roads, utilitc 523A, 523C, 523E and
lines*, fences*, rock ~~~alls*, and railroad rades 523J
District college campuses, central business districts, residential neighborhoods, 523A, 523D and 523J
commercial areas, large forts, industrial complexes, ci~~ic centers, rural (for the District )
~~illages, complex canal or irrigation s}'stems, groups of habitsttions and plus
ftSSOClftted ftcti~'lt1' ftreftS~ lftrge TftnClleS~esta teS~plftntfttiOllS~ rJ23P. fOT eftCh
trftnS )OTtation ne tSVOTkS~ ftnd lftrge 1ftndSCft )ed )ftrkS COntrlblltOT
*F1'ith the exception of items marked ~o°ith nn ~usterisk, all ex~unples ere taken from Nntionnl Peoister Bulletin 16A
(Nntionnl Pnrk Service 1991:15).
APPENDIX 6: TYPES OF SURVEY ACTIVITIES
(For reference when filling in Field P10 on the Primary Record)
Reports documenting suil~e} acti~~ities add to the information a~~ailable about historical resources bti describing
ho~~~ the resources ~~~ere identified and e~~aluated. The Secretai~ of the Interior has offered specific recommendations
concerning the leeel of effort entailed in "reconnaissance" and "intensiee" suree~ s.
A reconnaissance suiheti entails a s~ stematic effort to identifti and summarize information about historical
resources in a gi~~en area. Reports documenting reconnaissance suil~e~ s should pro~~ide thorough documentsttlon of
objecti~~es and expectsttions of the suil~e~, the methods used to disco~~er resources, and the adequacy of such efforts.
While reconnaissance suil~e~ s may employ ~~~ideh different strategies, the reports prepared to document them should
minimally conhtin the follo~~~ing kinds of information:
1. A clear statement of the purpose of the suil~e~ .
2. A definition of the suil~e~ area (~~~ith map of areas examined)
3. A research design that examines current l~o~~~ledge of a rele~~ant historic context or contexts, defines
resource t} pes associated ~~~ith that context, and establishes expectsttions regarding suil~e}' results (e.g., ~~~here
resources ~~~ill be found, ho~~~ mam of each g pe, etc.). The research design ma}' simpl}' refer to a pre~~ioush
published one if it is applicable and reasonably cnrrent.
~. A definition of the methods that ~~~ere used during the suil~e~ . If a x~arietc of methods are used, the area
co~~ered b~ each method should be separately depicted on the suil~e~ co~~erage map listed in Item 2 (abo~~e).
5. A summai~ of the results of the suil~e~ including a map depicting resource locations, analysis of findings
relati~~e to the stiid~'s research design, discussion of am limitsttions of the suil~e~, and indi~~idual records for all
identified heritage resources.
Intensi~~e suil~eys go be~-ond the s~-stematic identification and description of historical resources to encompass the
e~~aluation of those properties ~~~ithin a historic contexk Thus, in addition to the ti~~e categories of information needed
for a reconnaissance report, the report documenting an intensi~~e suil~e~ should also conhtin:
b. An e~~aluation of heritage resources identified during the suil~e~ as determined ~~~ithin a historic context
using the National Register criteria (or CEQA criteria if appropriate).
7. E~~idence that the e~~aluation ~~~as conducted or confirmed b~ an appropriately qualified professional.
Further recommendations regarding the content of heritage resource reports can be found in OHI"s
ArchaeoloQit cal Resource Management Reports A( RMR): Recommended Contents and Format (1989) and the
Secretai~- of the Interior's Ststndards and Guidelines for Archeology- and Historic Preseil~ation (National Park Seil~ice
1983).
APPENDIX 7: NATIONAL REGISTER CRITERIA
AND CONSIDERATIONS
Criteria for Evaluation
The qualiq of significance in American histoi~, architechue, archaeology ,engineering, and cultiu~e is present in
districts, sites, buildings, structiu~es, and objects that possess integritc of location, design, selling, materials,
~~~ork2nanship, feeling, and association, and:
(a) that are associated ~~~ith e~~ents that ha~~e made a significant contribution to the broad patterns of our
histoi~ ~ or
(b) that are associated ~~~ith the li~~es of persons significant in our past, or
(c) that embody the distlncti~~e characteristics of a g pe, period, or method of construction, or that represent the
~~~ork of a master, or that possess high artistic ~~alues, or that represent a significant and distinguishable
entitc ~~~hose components may- lack indi~~idual distinction; or
(d) ha~~e }°ielded, or may be likely to ~ field, information important in prehistoi~ or histoi~ .
Criteria Considerations
Ordinarily cemeteries, birthplaces, or gra~~es of historical figures, properties o~~~ned b~ religious institiitions or used
for religious purposes, structiu~es that ha~~e been mo~~ed from their original locations, reconstructed historic
buildings, properties primaril}' commemorati~~e in nahue, and properties that ha~~e achie~~e significance ~~~ithin the
last 50 ~ ears shall not be considered eligible for the National Register. Ho~~~e~~er, such properties zoi11 giinl if j if they
are integral parts of districts that do meet the criteria or if they fall ~~~ithin the follo~~~ing categories:
(a) a religious propertc deri~~ing primai~- significance from architectiu~al or artistic distinction or historical
importance; or
(b) a building or structiu~e remo~~ed from its original location but ~~~hich is significant primaril}' for architectiu~al
~~alue, or ~~~hich is the suil~i~~ing structiu~e most importstntl}' associated ~~~ith a historic person or e~~ent, or
(c) a birthplace or gra~~e of a historical figure of outststnding importance if there is no appropriate site or
building directly associated ~~~ith his producti~~e life; or
(d) a cemetei~ ~~~hich deri~~es its primai~ significance from gra~~es of persons of transcendent importance, from
age, from distlnctl~e design featiu~es, or from association ~~~ith historic e~~ents; or
(e) a reconstructed building ~~~hen accurately executed in a suitable em~ironment and presented in a dignified
manner as part of a restoration master plan, and ~~~hen no other building or structiu~e ~~~ith the same
association has suil~i~~ed; or
(f) a propert} primaril}' commemorati~~e in intent if design, age, tradition, or s~ mbolic ~~alue has im~ested it
~~~ith its o~~~n exceptional significance; or
(g) a propertc achie~~ing significance ~~~ithin the past 50 rears if it is of exceptional importance.
(Reprinted in fill from Code of Federal ReQUlations, Title 36, Part 60.)
APPENDIX 8: LIST OF REGIONAL INFORMATION CENTERS
Please see the OHP website for the most current information centers listings:
http://ohp.ca I-parks.ca.gov