HomeMy WebLinkAboutAgenda Statement 1988/07/19 Item 26a
COUNCIL AGENDA STATEMENT
Item 2t)A
Meeting Date 7/19/88
ITEM TITLE: Report on Me110-Roos/1911 Act/1915 Act Assessment Districts
SUBMITTED BY: Director of Public Works Jtl;f1:/~
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REVIEWED BY: City Manager~ 0 (4/5ths Vote: Yes___No~l
The City of Chula Vista and the two school districts serving Chula Vista have
used public financing mechanisms (Mello-Roos tax districts and 1913/1915
Assessment Districts) to provide public facilities such as schools, major
streets, sewers and water.
City Council held a hearing on May 3, 1988, discussing the financing of these
facilities primarily with the people of EastLake. Several questions and
assi gnments came out of that meeti ng and the purpose of thi s report is to
address those.
RECOMMENDATION: Accept the report and direct staff to 1) consider the use
of assessment di stri cts for provi di ng certain pub 1 i c faci 1 iti es when
appropriate; 2) not provide any City funding to payoff assessments in the
_ EastLake area; 3) di rect staff to prepare the necessary ordi nances and forms
to require that new home buyers have the choice of paying the assessments off
at the time they purchase their house.
BOARDS/COMMISSIONS RECOMMENDATION: Not applicable.
DISCUSSION:
At the meeting of May 3, 1988, Council made the following assignments:
1. Staff was directed to prepare appropriate data as to the interest on
typical single family dwell ings at EastLake as pertains to special
assessments districts 85-2 and 86-1 vs. interest on the fair share of
the affected public facilities - water, sewer service, and associated
street improvements - if it was added to the cost of the dwell ing
unit at mortgage interest rate.
2. Staff to inform the Council of the status for the implementation of
other Me 11 o-Roos di stri cts outsi de of the corporate boundari es of
Chula Vista but within the boundaries of the Sweetwater District and
the Chula Vista Elementary District.
3. Councilman Nader requested that eight issues be looked at, related to
notice for Mello-Roos Districts and mitigating the impacts of their
costs.
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Page 2, Item 26A
Meeting Date~
All the questions asked by Council would lead to a policy decision whether or
not the City of Chu1a Vista should allow assessment district financing; and if
it is allowed, what safeguards need to be installed in order to protect the
interest of the home buyer. Before looking at the advantages and
disadvantages of using assessment district financing, the perspective needs to
be reviewed on the effect of assessment district financing. Much of the
testimony at the pub1 ic hearing on May 3 centered around the fact that the
people in EastLake are paying twice as much taxes as everybody else in the
City of Chu1a Vista. That was because of the special taxes and assessments
being collected on the tax bill. City staff views the situation from a
somewhat different perspecti ve. Certa i n pub 1 i c faci 1 i ti es such as streets,
sewers and schools that are normally included in the price of the house are
now being funded by public financing methods so that, in effect, the mortgage
on the house or the price of the house is being reduced. Therefore, while
there are additional taxes, assessment districts are reducing the mortgage on
the house.
However unless there is proper noticing to the buyers that there are special
taxes (Mello-Roos) and assessments on the house, the buyers may make an
economically poor judgment when comparing the price of an EastLake home with
other houses in the area. Therefore, it is appropriate that proper disclosure
mechanisms be established so that it is very clear to the buyer what his total
- and ongoing costs will be. Exhibit A gives an example of a sales agreement
that caul d be used at the time of the purchase of the house to make it
absol ute1y cl ear to the owner that the assessment di stri ct is reduci ng the
price of the house. Exhibit B gives a typical situation showing the total
interest paid for each case and the monthly payments. It can be seen by
Exhibit B that over the 1 ife of the loan it is cheaper to use assessment
district financing. In the overall perspective the difference is not
significant, only $1 or $2 a month. However, as far as the property owner is
concerned, it should be remembered that points do not have to be paid on the
assessment district portion of the loan.
What are the advantage and disadvantages of using assessment district
financing.
Advantages of Assessment District Financing
1. It appears that the only way that school s are going to be bui1 t to
serve new areas when they are needed, is by using the Mello-Roos
taxing districts. The square footage fee allowed by the school
di s tri cts wi 11 not generate enough money to provi de schools in the
first place; and secondly, the money is generated over a several year
period which is not timely for construction financing purposes.
2. In Chu1a Vista development is occurring in large, planned unit
communities providing major public works facilities. There are heavy
costs up front which are a burden to the developers. Assessment
district financing allows the developers an alternate method of
financing in order to generate large sums of money up front to
finance costly public improvements..
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Page 3, Item~
Meeting Date 7/19/88
3. Assessment district financing also, by law, creates an equitable
basis for spreading the cost of these backbone facilities.
4. Some of the amenities in the master plan developments, such as
EastLake's lake and tennis club, would not be as extensive without
assessment districts because the money the that developer would have
to provi de for the backbone faci 1 i ti es caul d not be used to enhance
the developments.
Disadvantages of Assessment District Financing
1. More staff and consultant time is required to set up these mechanisms.
2. I f not done properly, the home buyers get an opi ni on that they are
being treated unfairly. This creates conflicts between the public
and the governmental bodies of the City and school districts.
The remainder of this report addresses the questions discussed above and will
help develop responses to whether or not the City should enter into the use of
special assessment districts.
Question 1 What is the difference in interest paid by a homeowner using
assessment district financing vs. conventional financing?
Exhibit B shows an example of a single family home using both
methods of financing. The assessment district financing is
lower cost in the long term, however, it is close to a wash.
The advantage to the homeowner of assessment district financing
in this case may be that the loan points would be lower and also
the down payment would be lower. For purposes of the example, a
down payment on $30,000 was used in each case although in a real
situation a larger down payment in the amount of $800 would be
required in case 2.
Question 2 What are the Sweetwater Union High School District and the Chula
Vista City School District doing to finance schools in new areas
outside of the City limits of Chula Vista?
Both the Sweetwater School District and the Chula Vista School
District require the Mello-Roos districts, especially in new
developing areas. Both school districts are working on two
proposed Mello-Roos districts in the Otay Mesa/San Ysidro area.
The next series of questions were in response to Councilman Nader's eight
issues that he asked staff to consider.
1. Ordinance specifying the form of notice to be given a resident buying into
an area where there is, or p~posed, a Mello-Roos or assessment district.
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Page 4, Item 26A
Meeting Date~
An Ordinance and/or Resolution could always be prepared setting forth the
specific forms or types of notice to be given to first-time buyers in any
special district. There have not been problems with special assessment,
inasmuch as the statutory notice requirements are quite exacting, where
they require the specific listing in a title report of the exact dollar
amount of any confirmed assessment.
As to the Mello-Roos, the format of notices that the developers have been
utilizing should be continued, i.e., simplified forms of notice that
specifically state the purpose of the proceedings and the mount of the
special tax.
In the context of the EastLake Development Program, notice is given in the
following form:
a. Disclosure in the form of a display panel mounted in the EastLake
Information Center.
b. Disclosure brochures available from information trays within the
EastLake Information Center and each of the Model Homes Sales
Complexes.
c. California Department of Real Estate approved disclosure form
incorporated within the Public Report required as an element of all
sales escrow documentation.
d. Special disclosure wording, in the form of an exception, incorporated
directly within the Preliminary Title Report for each property.
e. A definitive Notice of Special Taxes and Assessments acknowledgment
form identifying maximum possible taxes/assessments for the term of
the debt and requi ri ng si gned acknowl edgment by the home buyer as a
condition of close of escrow on a property.
The McMillen Company has a similar disclosure notice for Bonita Long Canyon.
2. Si n a statement in bi red letters which says II ou are hereb ut on
notlce that you wi be paYlng an assessment 0 X
The buyer's signature could obviously be coordinated in and made a part of
any specific notice proceedings. The places where there are difficulties
and problems are not always just with the first buyer, but with the
subsequent buyers, i. e., it is very diffi cul t for the City to impose
limitations and rules on the subsequent sales, purchases, transfers, etc.
The idea is consistent with the current disclosure format in EastLake and
Boni ta Long Canyon. Both developers have i ndi cated that the use of IIbi g
red lettersll or some other form of attention grabber may be an appropriate
modification to the current disclosure format.
Page 5, Itern~A____
Meeting Date 7/19/88
3.
Assessment bonds and Sped a 1 Tax bonds are secured by the 1 and whi ch
benefi ts from the improvements for whi ch the bonds are sol d. The bond
underwri ters look to the assessments or taxes to payoff the bonds, but
the security is the land which is being assessed or taxed. We are not
aware of any program which would also have the developer responsible
throughout the term of the bonds.
4. ~rices for first time home buyer -- with and without the Mello-Roos or
assessment. Signature that one or tne-otner was elected.
This policy was originally initiated following Proposition 13 and did
appear to be successful in certain cases, i.e., property owners were
offered 2 choi ces, 1 bei ng the opti on to assume a home loan and speci a 1
assessment versus the 2nd option, the special assessment being discharged
and rolled into the home loan. This program could be encouraged and does
appear to have the elements of fairness and equity in its coverage.
The EastLake and Bonita Long Canyon developers have indicated that this
idea waul d appear to have a 1 at of merit and worthy of further research.
Aside from the disclosure benefits, this would help the home buyer
understand the true cost of the house and, in effect, facilitate viewing
Mello-Roos/Assessment Districts as simply alternative financing tools
rather than taxes. Note: Exhibit A.
5. Put the assessment or Me 11 o-Roos in an escrow to be drawn out only when
it I s time to pay for the improvements that the assessments are bei n
levled or.
Special taxes and/or assessments collected prior to the sale of bonds are
put into special accounts within the City or School District collecting
the funds. There is no comingling of funds and monies collected can only
be used for the purpose of the special tax or assessment for the
construction of specific improvements.
In the case of a Me110-Roos for school financing, a school may be
constructed outsi de of the immedi ate nei ghborhood but wi thi n the School
District. This could free up a seat in an existing school near the
taxpayers home. The formation and levy of a special tax assures the
homeowner that a seat in a school will be available when needed for their
children.
6. City or school district enter into a contract with the buyer which
~ecifies the use for the funds.
The specifi c use of funds collected by speci a 1 tax or assessments is
spelled out in the proceedings held by the respective legislative body.
In the case of Mello-Roos, the IISpecial Tax Reportll and in Assessment
Districts the "Engineers Report" each specify the specific use for which
funds can be expended. Any change requires a noticed public hearing.
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Page 6, Item 26.A
Meeting Date~
7. ~uire an impound account to incorporate the assessments into the monthly
payments.
A great majori ty of the 1 enders presently requi re impound accounts, but
this probably should strictly be a private matter between the lenders and
purchases, etc. There doesn I t appear to be any reason for the pub 1 i c
agencies to enter into the private aspects of the financing. In any case,
the use of an impound account is probably available to any home buyer if
they desire to use that form of payment.
8.
Assessment Districts and Me110-Roos Community Facilities Districts provide
tools that allow both the public and private sectors to meet public
facilities needs in the current post Proposition 13 era.
Assessment Districts and Mel1o-Roos Community Facility Districts (CFD)
help to advance the timing of needed public facilities and infrastructure
to the benefi t of the enti re Ci ty and importantly they also provi de a
methodology to equitably spread the cost of the improvements.
At this time, the Mello-Roos CFD is the only practical way of providing
schools when they are needed to educate our children.
The thresholds are needed for the growth management strategy to assure the
levels of service and facilities desired in the City, but we also need
Assessment Districts and Me1lo-Roos Community Facility districts to
provide the financing to make the growth management strategies achievable.
In the final analysis it is always a City policy and Council determination
as to whether to allow and consider special assessment districts and/or
Mello-Roos Community Facilities Districts.
CONCLUSION:
It appears that Me110-Roos taxing districts are the only mechanism that can be
used at thi s time to ensure that school s wi 11 be provi ded when needed. As
discussed in the report, assessment district financing used by the City
provides ways to 1) install the needed public facilities ahead of schedule; 2)
equitably spread the cost between different developments; and 3) free up
certain funds that developers can use to provide other amenities in their
development.
Staff believes that use of assessment district financing can be very
beneficial to the development and to the City overall; however, as discussed
-in the body of the report, safeguards and disclosures needs to be absolutely
'ollowed so that the new home buyer is not mislead.
Page 7, Item 26A
Meeting Date-,yT9lBff
The Council requested the staff consider during the budget process whether the
City should help in paying some of the assessments or buying down some of the
assessments in the EastLake area. Since staff believes that City1s
assessments districts are merely a method to reduce the amount of the mortgage
rather than additional taxes, staff believes it would inappropriate for the
City to buy down the assessment district. If this were done, other assessment
districts in Chula Vista, such as Las Flores Assessment District, Walnut Drive
Assessment District, and the block acts being used all over town create an
undo burden on the General Fund in order to pay them off.
FISCAL IMPACT: None.
WPC 3855E
by th,e Ity Council of
Chula Vista, California
Dated ~tf
by tr..e City Counc' of
Chula Vista, Cali omia
Dated ~
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