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HomeMy WebLinkAbout2009/12/15 Item 18 ~ '\?fiI CITY COUNCIL & REDEVELOPMENT AGENCY AGENDA STATEMIENT ~\rf;. CITY OF ~CHULA VISTA DECEMBER 15,2009, Item_ /'il ITEM TITLE: CONSIDERATION OF AUDITED FlNANCIAL STATEMENTS FOR FISCAL YEAR ENDED JUNE 30, 2009 DfRFCTOR OF ~lREASURFR r "^ ~\v CITY MANAGE ASSISTANT CITY ANAGER ~T SUBMITTED BY: REVIEWED BY: 4/5THS VOTE: YES D NO ~ . SUMMARY Presented for City Council and Redevelopment Agency infOlmation and acceptance are the Audited Financial Statements for the fiscal year ended June 30, 2009, as prepared by the independent audit firm of Caporicci & Larson. The audit reports submitted for the City and Agency have received unqualified (clean) opinions rrom the independent audit firm. ENVIRONMENTAL REVIEW The Environmental Review Coordinator has reviewed the proposed activity for compliance with the Califomia Environmental Quality Act (CEQA) and has detemuned that filing of the audited financial statements is not a "Project" as defmed under Section 15378 of the State CEQA Guidelines because it will not result in a physical change to the environment; therefore, pursuant to Section 15060(c)(3) of the State CEQA Guidelines the actions proposed are not subject to CEQA. RECOMMENDA nON Council and Agency accept the fiscal year 2008-2009 Financial Statements. BOARDS/COMMISSION RECOMMENDA nON The CVRC board accepted the RDA report at the meeting of 12-10-2009. ,DISCUSSION I f'msuant to the City Charter Section 1017, an annual audit is perfol11led of the City's financial records by an independent accowlting fum. The reports are included as attachments. TIle fil11l of , Caporieci & Larson has examined the general purpose financial statements of the City of Chula , jlista, the Redevelopment Agency and the Public Financing Authority and has issued their opinion ',that those statements "present fairly, in all material respects, the financial position of the City as of June 30,2009 and the results of its operations and cash flows for the year then ended in confol11lity . with generally accepted accounting principles", December-IS, 2009, Item If{ Page 2 of2 The audit did not result in any material adjustments to previously reported year-end figures for the General Fund. The General Fund available fund balance was verified to be $9.3 million as of June 30, 2009. The $9.3 million available fund balance is unchanged from the amount reported for the prior year ending balance. This reserve level represents 6.7 percent of the operating budget as compared to the Council policy minimwn target level of 8 percent (the policy in effect for that date). () In order to fonn a basis for their opinion, Caporicci & Larson, evaluated the internal control procedures ofthe City and found no reportable conditions. This was Caporicci & Larson's first year serving as the City's auditors. The audit firnl was very professional and efficient in their work, and provided fresh insight and ideas that were incorporated into the City's Consolidated Armual Financial Report (CAFR). DECISION MAKER CONFLICT Staff has deternlined that the action contemplated by this item is ministerial, secretarial, manual, or clerical in nature and does not require the City Council members to make or participate in making a governmental decision, pursuant to California Code of Regulations section I8702.4(a). Consequently, this item does not present a conflict under the Political Refonn Act (Cal. Gov't Code {I 871 00, et seq.). CURRENT YEAR FISCAL [MP ACT There is no fiscal impact to the City or Agency from this action. The contract for audit services t<') totaled $61,050 for the year reported. ON GOING FISCAL IMPACT There is no fiscal impact in future years. ATTACHMENTS Attachment I-Fiscal Year 2008-09 Comprehensive Armual Financial Report Attachment 2- Fiscal Year 2008-09 Redevelopment Agency, Basic Financial Statements and Auditor's RepOlt t<') ~. ~ ""= M' 2,.:" ..:1- ft\ ....-~,..4~;r c-~..:,. '~,~~...... ~.;...._.t.;.t?' " _.,~L'. ',~'!r.' t. ,: {~r""'" . '-'~<;t~<A):".~,~:ar'; I ",., '~'!f',>,~ct>,} ';:~ ':~~~~kj}+.'~ ,,' :,~" <.~'Jd~\o;'~ ': ,.' ft:; \ c .;;i.il~~l::Y~~~ -" ;'''.~\~~if~' ,- ..-~..~ ..' i"~::~~!' J' '~~ t, ' ~, !::.':'~" ? - ~.~IV.,\0E - --- .\(gMru~~lsr~ ,~~m~~;r~f"'if"~1:'m~\.,,::li~Q-tli lrj.~Wtaje~-o!~/iliifinlia,~ '. ~jf~'!'.~F;W:~~1 ., Comprehensive Annual Financial Report For The Fiscal Year Ended June 30,2009 Compiled under the direction of Maria Kachadoorian Director of Finance/Treasurer City of Chula Vista Comprehensive Annual Financial Report For the year ended June 30, 2009 Table of Contents Page INTRODUCTORY SECTION Table of Con tents........................................................................................................................... .,.......................i Letter of T ransmi ttal .................................................................................................................................... .......... v Principal Official s ............................................................................................................................... ................... .xvii Organization Chart... ........... '" ... ... ... ........ '" ................... ......... ...... ...... .......... ........ ... ... ......... ..... ............... ..............xviii Certificate of Achievement for Excellence in Financial Reporting - GFOA ...................................................xix FINANCIAL SECTION Independent Auditors' Report......................................................................................................................... ...1 Management's Discussion and Analysis (Required Supplementary Information) .................................3 Basic Financial Statements: Government-Wide Financial Statements: Statement of Net Assets.. .... ...... ........... ... ..... ............... .......... ................... .............. .... ... ......................... ...18 Statement of Activities and Changes in Net Assets..............................................................................20 Fund Financial Statements: Governmental Fund Financial Statements: Ba lance Sheet ............................................................................................................................... .......26 Reconciliation of the Goverrunental Funds Balance Sheet to the Government-Wide Statement of Net Assets..................................................................29 Statement of Revenues, Expenditures and Changes in Fund Balances ......................................30 Reconciliation of the Governmental Statement of Revenues, Expenditures, and Changes in Fund Balances to the Government-Wide Stltement of Activities and Changes iJi Net Assets ................................................................32 Proprietary Fund Financial Statements: Statement of Net Assets .....................................................................................................................36 Statement of Revenues, Expenses and Changes in Net Assets ............ .................... ..................37 Statement of Cash Flows ..................................................................................................... ..............38 Fiduciary Fund Financial Statements: Statement of Fiduciary Net Assets ...................................................................................................40 Notes to Basic Financial Statements............................................................................................................41 City of Chula Vista Comprehensive Annual Financial Report For the year ended June 30, 2009 Table of Contents, Continued Page Required Supplementary Information: Budgetary Information..... ........ ....... ..... '" ...... .... ... .... ...... .... .............................. ....... ................ ........................94 Budgetary Comparison Schedules: General Fund............... ............ ........ ........... ..... .............. ........... ......... ................... ... ............... ....... .............95 Sundry Grants Special Revenue Fund..... ... ....................................... ...... .................... ....... .... ..... ...........96 Redevelopment Agency Special Revenue Fund ...................................................................................97 Schedules of Funding Progress: PERS ... .................... ............ ....... .............. ..... ............ ............................. ........................ ........... .... ... ............98 Other Postern ployment Benefits.............................................................................................................. 98 Supplementary Information: Non-Major Governmental Funds: Combining Balance Sheet.. .... ........ ............. .......... ........... .......... ..................... ........................ ....... ... ........104 Combining Statement of Revenues, Expenditures and Changes in Fu nd Balances.......................................................................................................................... ...... .108 Statement of Revenues, Expenditures and Changes in Fund Balances.. Budget and Actual Schedules: Redevelopment Agency Debt Service Fund ...................................................................................113 City Debt Service Fund ... ............ ............... ....... .................... ....... ........ ... ..... .................... .......... ....... .114 Transportation Grants Special Revenue Fund................................................................................115 Parking Meter Special Revenue Fund..............................................................................................116 Traffic Safety Special Revenue Fund................................................................................................117 Town Centre] Special Revenue Fund..............................................................................................118 Open Space Districts Special Revenue Fund ..................................................................................119 Housing Programs Special Revenue Fund......................................................................................120 Traffic Signals Special Revenue Fund..............................................................................................121 Transportation Sales Tax Special Revenue Fund ...........................................................................122 Storm Drain Special Revenue Fund .................................................................................................123 Housing Authority Special Revenue Fund .....................................................................................124 Public Financing Authority Debt Service Fund..............................................................................125 1994 POB Debt Service Fund .............................................................................................................126 Notes Payable Debt Service Fund ....................................................................................................127 SD Regional Comm. System Debt Service Fund ............................................................................128 Nonmajor Enterprise Funds: Combining Statement of Net Assets... ..... .............,.... ..... ...... ..................... ........... ................. ............... ..130 Combining Statement of Activities and Changes in Net Assets.........................................................131 Combining Statement of Cash Flows .....................................................................................................132 ii City of Chula Vista Comprehensive Annual Financial Report For the year ended June 30, 2009 Table of Contents, Continued Paue =<>- Supplementary Information, Continued: Internal Service Funds: Combining Statement of Net Assets,.,. ,.,.,..,... ...,.,. ,.,.......,.,..,.. ...,.,.,. ..,.,.. ....,.,..,.....,...,..,. ......,.,. ,.,.... ..,...134 Combining Statement of Activities and Changes in Net Assets.,...,..,..,..,.,..,..........,.,...,.,.,...,..,.,.,..,..135 Combining Statement of Cash Flows ... .,...,.,..... ,.,.,..,......,..,..,. .......,. .,.,.,.,.... ,.,.,.,.,. ....,...,.,.......,.,.,...,. ....136 Fiduciary Funds: Statement of Changes in Assets and Liabilities,........,..,.,..,.........,..,..,...,....,..,.,........,.,........,..,.,..,.........138 STATISTICAL SECTION Table of Con tents.......................................................,.................................,................. ......,. ...,.,..,....................... .139 Financial Trends: Net Assets by Component - Last Eight Fiscal Years .,.,...,..,.. ..,.,...,.,.........,....,..,.........,..,.,.,.,..,.....,..,.,.,..,.140 Changes in Net Assets - Last Eight Fiscal Years ,...,...,.,..,.,.....,...,...,...,....,...,.,....,..,.,....,..,.,..,.,...,..,.,.,..,.,.,.141 Fund Balances of Govermnental Funds- Last Eight Fiscal Years ,.,.,.,.,.........,..,.,.,.,.....,.,.,.,..,...,......,.,.,..143 Changes in Fund Balance of Govermnental Fund - Last Eight Fiscal Years,.....,..,....,..,.,..,.,..,..,.,.,....,...144 Revenue Capacity: Assessed Value and Estimated Actual Value of Taxable Property - Last Ten Fiscal Years,.,.,.......,...,.145 Direct and Overlapping Property Tax Rates - Last Ten Fiscal Year...,.,.,.,.,.,....,.,.,....,..,.,..,...,...,.,.,.........146 Principal Property Taxpayers - Current and Nine Years Ago,.,..,.......,.,.,.,.,.,.,..,..,.,..,.,.,.,..,.....,.,.,...,..,...147 Property Tax Levies and Collections - Last Ten Fiscal years.,..,..,.,.,........,.,..,.,.,.,..,.......,..,..,.,.............,.,.148 Debt Capacity: Ratios of Outstanding Debt by Type - Last Ten Fiscal Years,..,.,...,....,.,.,.,.,.,..,...,.,.,.,..,.,......,..,...,.,.,.,.,...149 Ratios of General Bonded Debt Outstanding - Last Ten Fiscal Years,.,..,.,.........,..,..,...,.,....,..,.,.,.,..,.,..,..150 Direct and Over la pping Debt........................................................................................................................ .151 Legal Debt Margin - Last Ten Fiscal Years .,.,....,.,.,.,.,..,....,.....,..,.,.,.,.. ,..,....,.,....,.. ,.....,.,.,..,.,.,...,..,.,.,.,.,.,.152 Pledged-Revenue Coverage - Last Ten Fiscal Years ,.,........,.,.,..,.,.,.....,.,..,..,.,.,.,...,.,..,.,.,.,...,..,..,..,.,.,.,...,.154 Demographic and Econonuc Infonnation: Demographic and Economic Statistics - Last Ten Calendar years....,.,.,.,.,.. ..,.,...,..,. ,...,.,..,.,.,.. ,...,..,.,..156 Principal Employers - Current and Nine Years Ago,.,.,.....,.,..,..,.,.,.....,..,..,..,.....,.,.,..,.,......,.,.,.,.,. ,.,.,.,.,.,.158 Operating Information: Full-Time and Part-Time City Employees by Function - Last Ten Fiscal years,..,.,.,.,......,.,.,. ,.....,..,.,..159 Operating Indicators by Function - Last Ten Fiscal Years.,..,.,.,..,......,.,.,..,..,.,.,.,..,.,...,..,.,.,.,.,.,.,..,...,..,..,.160 Capital Assets Statistics by Function _ Last Ten Fiscal Years.,...,.,.,....,...,.,.,.,..,...,.,....,....,.,.......,..,..,....,.,.162 ill CiTY Of Cf~ ~Hf, ~'lJ;.. .'. ~ " 'V\. ~ S<~~.?T ~, . ". .... ~ <$. tl! !~~ iv ~v~ ~ ~"'-~~ ~~~~ CllY OF CHULA VISTA Finance Department November 30, 2009 To the Honorable Mayor, Members of the City Council And Citizens of the City of Chula Vista, California The Annual Financial Report (the Report) of the City of Chula Vista for the fiscal year ended June 30,2009 is hereby submitted in accordance with City Charter section 1017 and section 25253 of the Government Code of the State of California. Purpose and Management Responsibility. This report consists of management's representations concerning the finances of the City of Chula Vista (City). Consequently, management assumes full responsibility for the completeness and reliability of all of the information presented in this report. To provide a reasonable basis for making these representations, management of the City has established a comprehensive internal control framework that is designed both to protect the government's assets from loss, theft or misuse and to compile sufficient reliable information for the preparation of the City's financial statements in conformity with U.S. generally accepted accounting principles (GAAP). Because the cost of internal controls should not outweigh their benefits, the City's comprehensive framework of internal controls has been designed to provide reasonable rather than absolute assurance that the financial statements will be free from material misstatement. As management, we assert that, to the best of our knowledge and belief, this financial report is complete and reliable in all material respects. Audited Financial Statements. The City's financial statements have been audited by Caporicci and Larson, a firm of licensed certified public accountants. The goal of the independent audit was to provide reasonable assurance that the financial statements of the City for the fiscal year ended June 30, 2009, are free of material misstatement. The independent audit involved examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements; assessing the overall accounting principles used and significant estimates made by management; and evaluating the overall financial statement presentation. The independent auditor concluded, based upon the audit, that there was a reasonable basis for rendering an unqualified opinion ("clean") that the City's financial statements for the fiscal year ended June 30, 2009, are fairly presented in conformity with GAAP. The independent auditors' report is presented as the first component of the financial section of this report. The professionalism and knowledge exhibited by Caporicci and Larson during their audit work is greatly appreciated. 276 Fourth Avenue, Chula Vista, CA 91910 wn'",_ch ula\'istaca.gov (619) 691-5250 fax (619) 585-5685 Organization. This report is presented in three sections: introductory, financial and statistical. 1. The Introductory section includes this transmittal memorandum and other information to familiarize the reader with the City: a directory of officials and the City's organization chart. 2. The Financial section consists of five parts: the independent auditors' report; management's discussion and analysis; the basic financial statements; required supplementary information; non-major governmental funds and agency funds. 3. Lastly, the Statistical section includes selected financial and demographic information, generally presented on a multi-year basis. Transmittal Memorandum. GAAP require that management provide a narrative introduction, overview and analysis to accompany the basic financial statements in the form of Management's Discussion and Analysis (MD&A). As noted above, the MD&A appears in the Financial Section. This letter of transmittal is designed to complement MD&A and should be read in conjunction with it. Single Audit for Federal Grant Programs The independent audit of the financial statements of the City was part of a broader, federally mandated "Single Audit" designed to meet the special needs of federal grantor agencies. The standards governing Single Audit engagements require the independent auditor to report not only on the fair presentation of the financial statements, but also on the audited government's internal controls and compliance with legal requirements, with special emphasis on internal controls and legal requirements involving the administration offederal awards. This separately prepared report is available from the Finance Department upon request. GOVERNMENT Chula Vista was incorporated in 1911, and functions under a City Charter with a Council/Manager form of government. The City is governed by a four member Council and a Mayor, who serve four year overlapping terms, and are elected on a citywide basis. The City Council appoints the City Manager, City Attorney and City Clerk. Municipal services provided include police, fire, parks, recreation, libraries, planning & building, housing programs, street and drainage construction & maintenance, sewer services, etc. THE REPORTING ENTITY (Activities included in the Report) The Report includes all activities carried out by the City as a legal entity, and also includes the activities of certain other entities for which the City Council is financially accountable as determined under the guidelines of the Governmental Accounting Standards Board. Although legally separate entities, these so called "component units" are under the City's umbrella of accountability, and therefore, their financial position and results of operations are reflected in the Report. The component units included in the Report are: The Redevelopment Agency of the City of Chula Vista The Chula Vista Industrial Development Authority The Chula Vista Public Financing Authority vi ACCOUNTING SYSTEMS AND BUDGETARY CONTROL The basic financial statements are presented on an "economic resources" measurement focus and the accrual basis of accounting. Accordingly, all of the City's assets and liabilities, including capital assets as well as infrastructure assets and long-term liabilities, are included in the accompanying Statement of Net Assets. The Statement of Activities presents changes in net assets. Under the accrual basis of accounting, revenues are recognized in the period in which they are earned while expenses are recognized in the period in which the liability is incurred. All governmental funds are accounted for on a spending or "current financial resources" measurement focus and the modified accrual basis of accounting. Accordingly, only current assets and current liabilities are included on the balance sheet. The Statement of Revenues, Expenditures and Changes in Fund Balances present increases (revenue and other financing sources) and decreases (expenditures and other financing uses) in net current assets. Under the modified accrual basis of accounting, revenues are recognized in the accounting period in which they become both measurable and available to finance expenditures of the current period. In administering the City's accounting systems, primary consideration is given to the adequacy of internal accounting controls, which include an array of administrative procedures. These controls are designed to provide reasonable, but not absolute, assurance regarding the safeguarding of assets against loss from unauthorized use or disposition, as well as the reliability of financial records for accurate and fair presentation of financial reports. The concept of reasonable assurance recognizes that the cost of specific controls should not exceed the benefits likely to be derived from exercising the controls, and that this evaluation necessarily involves estimates and judgments by management. l!'is believed that the City's internal accounting controls adequately safeguard City assets' and provide reasonable assurance of proper recording of financial transactions. The City Charter assigns the Director of Finance with the responsibility to supervise and be responsible for the disbursement of all monies and have control over all expenditures to ensure that budget appropriations are not exceeded. The level of budgetary control, that is, the level at which expenditures are not to exceed Council approved appropriations, is established by department at the category level. An encumbrance (commitment) accounting system is utilized as a technique to enhance budgetary control during the year. Appropriations encumbered (committed) at year end are carried forward if authorized and are available to be used for those commitments during the subsequent year while unspent, unencumbered appropriations lapse at year end and become generally available for re-appropriation the following year. The City Council adopts the formal budget before the beginning of each fiscal year and may amend it throughout the year as necessary. Expenditures may not exceed budgeted figures at the category level (Personnel, Supplies and Services, Other Expenses, Capital) by department. Financial status reports summarizing the year to date General Fund revenues and expenditures are presented to the City Council on a quarterly basis. vii LOCAL ECONOMY AND PROSPECTS FOR THE FUTURE The City of Chula Vista, incorporated in 1911, is a city of great diversity, both geographically and demographically. It is a community of many choices and opportunities. The City of Chula Vista is iocated eight miies south of the City of San Diego and seven miles north of the Mexico border. Chula Vista's city limits cover approximately 50 square miles, which spans from the beautiful shoreline of San Diego Bay to the breathtaking mountain views in the eastern section of the city. Chula Vista residents enjoy all the benefits of a major city along with small town friendliness, affordable housing and near perfect weather. The most recent data available from the San Diego Association of Governments (SANDAG) estimates that the median income in Chula Vista is $74,881. The City of Chula Vista, with a population of approximately 233,108, is the second largest community in San Diego County. SANDAG projects that the City of Chula Vista will reach a population of approximately 316,445 by the year 2030. According to the California State Department of Finance (DO F), the City is ranked number 62 in percentage population change in the state for the calendar years 2000 to 2009. The City's population grew from 173,543 to 233,108 during that period adding almost 60,000 new residents for a 34.3 percent change. However that rapid rate of growth slowed due to the collapse of the housing market. The DOF reports that from 2008 to 2009 the City added just 1,803 new residents reflecting a 1.2 percent rate of growth. SANDAG's 2030 Growth Forecast indicates that the South County sub region will continue to host a substantial amount of the region's projected growth over the next 21 years, primarily through new development in the eastern portion of the City. The number of residential units built hit an all time high during calendar years 1999-2004. Due to the significant slow down in the housing market, those numbers have dramatically dropped beginning in 2005. The following graph shows the actual number of housing units completed during the last 10 calendar years. Residential Building Units Fiscal Years 1998/99 to 2007/08 !r.;.O}T~""'J!"':~l':l'"O:-U.;;~--:-'ll;~~a'fJ'l/-':r~~~~.~. ';'~f'J~:t1):.; l':J ,.1.:;:.:~r~-ii"" "-"::-7A:Jc~"" "~~'Y 4,000 cl t~1~1~~t~itm'if,~i.&.1Ji1:~~Ji~&:.~~;-~' ;ft;;'-t:::;~&.~,:r~~;t:U~17;frr:.:;;; ~~~~.f~jl!'a~.:J~.r..:-\.~ 3 500 ~'t,"J. ~,:'rj~f,\\;::~~~qf~'J1"'~~, ;'~~~" " "I" ~~~l~~~,-,~~;~~~~$l~~ii~~~r~'~,::m,~:~~~ , [!Ii- ~:~,ll!.:~~, . ! ~<,,:.,';;{'i;~ '''':1. :~:~:.-.~ ~ .:J;,,~,~,_~;;:'cr--J;"'::-::""~~::,~t.:..!-jo~~, ~:..~::S:'~~:~~.~: 3,000 ~; ~~l~J ~ I ~~ 1 Lj>~~~~ 1,514 , ~~~iM~1b~:i:.t,:~\~JJR-1J~&~~~:-~Jj ,p. r1!'!_~.-.~ 1,15\1 j '"'"" 1 'l""1': U~. lll[..:r-.~~~""'-"""'J'j::~~' 7'""'"'-:-"'""~~-":,,:-' 2 500 ~"l ~;,~,,:",:w,.;...t1 i ~1127S! tJ 291' r ~ _' \ ~,d&'::"'~!':~'~l.tr~"~b~,~~':'~l~1tr.~::\~~':'~ , ~f,[.' i ~ "-.., ~ ~' , - - ~~ ;~. ,~,"~~i:~ ~ "~-- - ';r.-;~,,~ ~:;~ 2,000 ell .~!"~~.~,. I"', iiJlI;i& 940 !i!il'tf1'l,I~,%\'~,~f~lf,?~~::,'i1:A 1,500 ~ I~H ff g ) ~~ I' ~ ': ~~ ~ l;;: : ~""":-~~~""'l~,,}r,ITG:l~'21b1~: 7', ~ \ a 2;071 rn in 2,261 .,~ 2:,~O. ~_r; U:i' ~ 63! I ~'~ 2::>0 j t\:,'?-':':J,~1(;:;J::Oi"- ,",' 1 ,000 ";\ 1,792 , n II Co .1,"" is (I "'I' Ill, ~;C, CJ, -- . t, ""'&7W-<ill", '>.",- VI ~ '~, I []i r ''''}:1,275 r<;l,~i "'"t~~ ".~. "~'l:',~;.;'~;..:f-' 50~ ~ L ; g '.' ~ ~. i.'~. !.~ ~ i ~~ ilflfi r~,,~ IA\if!rM:;:;.~';i0)~-ilf' 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 o Single Family 0 Multi-Family viii Prooertv Taxes: Under State law since 1979, property taxes fDr general gDvernment purpDses are limited tD Dne percent Df the market value Df the prDperty assessed. Property tax is the City's largest revenue SDurce, representing 20.8 percent Df the General Fund revenue in fiscal year 2009. Property Tax Revenue Fiscal Years 1999/2000 to 2008/09 (in milliDns) $16 $12 S8 $4 $0 2000 2001 2002 2003 2004 2005 2009 The chart illustrates the significant increases in prDperty tax revenue the City has received as a result Df the rapid develDpment in the east. PrDperty tax revenue has almDst quadrupled Dver the ten-year periDd. This increase in property tax revenue is of course driven by like increases in the assessed values in the City. The City's assessed values have grown at histDrical rates until recently with. the largest percentage increase Df 20 percent Dccurring in fiscal year 2006. Based Dn the mDst recent CDunty AssessDr Annual ValuatiDn RepDrt, the assessed values in Chula Vista have decreased by 10.4 percent. The City is anticipating a further decline in assessed values due tD a number Df factDrs such as the drop in hDusing prices, fDreclDsures and PrDpDsitiDn 8 reassessments. HDwever the City dDes expect develDpment tD return at mDderate levels at SDme pDint in the future. Assessed Values Fiscal Years 1999/2000 to 2009/10 III $30 t: 0 $25 iii $20 $15 25% 20% $5 so 20002001 200220032004200520062007200820092010 ,_..., Assessed Value -D- % Growth CV ~ % Growth County i.x The sub prime mortgage debacle has greatly affected the City. The foreclosure rate has been one of the highest in the County. The City was susceptible to the sub prime mortgage meltdown due to the affordable housing available of both new and existing homes, coupled with the relative ease of obtaining a mortgage. As such when these mortgage interest rates were reset many of these new owners were unable to afford the new payments. In addition, these new owners were seeing their housing prices plummet below the purchase price of the home. The City has seen dramatic decreases in median home prices since September 2007. Recent sales data indicates that the median price drops range as high as 53.2 percent in parts of the City. The chart depicts the change in median home prices for all zip codes within the City. Chula Vista Median Home Prices Iif;~~~ ;~~~"". , ~~jMe1iian1Rrice~~ ~~r,~:~QJ~ Zip~C.a'a':,~ ~."frJ>i@l Itocale .~ is.eptI2007/ !'A'ii]l2009) clia~ge'I 91910 North $ 400,000 $ 259,750 -35.1% 91911 South $ 376,000 $ 230,000 -38.8% 91913 Eastlake $'435,250 $ 327,500 -24.8% 91914 NE $812,500 $ 380,000 -53.2% 91915 SE I $ 512,000 $ 335,000 .34.6% Source: San Diego Union An additional impact on property tax revenues are the property tax delinquency rates that continue to climb as the sub-prime mortgage crisis is leaving many homeowners with mortgages that are greater than the current value of their homes. As seen in the chart below, the delinquency rate has more than doubled from an average of 1.7 percent for fiscal years 1998/99 to 2004/05 to 3.95 percent for fiscal year 2008/09. Property Tax Delinquency Rate 450% 4.00% 3.50% 3.00% 2.50% 2.00% 150% 1.00% 0.50% 0.00% ",;r;;"""m~"""i1"""'='i1lii~j;jj;Tli""W;r:"""';'''''''''~",!ljl'<lf!~'''''''''''';''''''''''''''''''I)l;'F^, ktr;~~1.~l~~~!M;~~~at~i'~~~)11iiUi~~:p'.&~19I@~'~mi.fj.';"fu.W~ , " , FY 98/99 FYOO/01 FY02l03 FY04/05 FY06/07 FYOS/09 Foreclosures are having an additional negative impact on property tax revenues in the City by depressing housing values. The drop in assessed values has triggered Proposition 8, a constitutional amendment passed in 1978 that allows for a temporary reduction in assessed value when real property suffers a "decline-in-value". Therefore, as assessed values fall, homeowners can apply for a reassessment of their homes which would lead to a reduction of property taxes based on the lower assessment. Many of these downward reassessments may not appear on property tax bills until next fiscal year requiring further adjustments to the fiscal outlook. x Sales Taxes: The City receives 1 percent in sales and use tax revenue from all taxable retail sales occurring within City limits. These funds are collected by the State along with their 7.5 percent component of the sales and use tax and 0.25 percent designated for transportation for a.total sales tax rate within San Diego County of 8.75 percent. Sales and use tax revenue is the City's second largest General Fund revenue source. In fiscal year 2009, sales taxes represented .18.2 percent of total General Fund revenues. Sales Tax Revenues Fiscal Years 1999/2000 to 2008/09 (in millions) 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 The growth in retail operators has made significant contributions to Chula Vista's sales tax base. Over a ten-year period between 2000-2009, Chula Vista's sales tax revenues have grown approximately 51 percent (in current dollars) with most of that growth occurring after fiscal year 1997. Due to the recent significant economic decline the City's sales tax revenues have dropped by (-9.6) percent from the previous year. It is anticipated that sales tax revenues will continue to grow at some point in the future, however that growth may not occur for several years due to the state of the national and local economies. Lonq- Term Financial Planninq: As previously discussed the City is currently experiencing significant economic hardships. Long- term, the City is in a position to benefit from a vibrant and growing San Diego area economy. The City considers it essential to fund its financial reserves at a level that can endure a limited economic recession without impacting service levels and capital maintenance programs. The Council's General Fund minimum reserve level policy of 8 percent, which became effective in 1996, was established to prudently protect the fiscal solvency of the City. Reserves are important in order to mitigate the negative impact on revenues from economic fluctuations, to withstand State budget grabs and to fund unforeseen expenditure requirements. However, the recent downturn in the economy has impacted the City's development revenues, sales tax and property taxes significantly. The City took immediate action by implementing a hiring freeze and across the board cuts and by doing so was able to mitigate any impacts to General Fund reserves. As a result the City's General Fund reserve remains unchanged at 6.7 percent as of June 30, 2009, which is below the reserve policy level of 8 percent. xi On November 5,2009, the City Council approved a revised General Fund reserve policy. This new policy increases the desired reserve level to a minimum of 23 percent of General Fund operating expenditures and is composed of the following three components: 1. General Fund Operating Reserve (15 %). The operating reserve will ensure that the City's finances are managed in a manner which will (1) continue to provide for the delivery of quality services, (2) maintain and enhance service delivery as the community grows in accordance with the General Plan, (3) minimize or eliminate the need to raise taxes and fees because of temporary revenue shortfalls, and (4) establish the reserves necessary to meet known and unknown future obligations and ability to respond to unexpected opportunities. 2. Economic Contingency Reserve (5%), The economic contingency reserve represents monies set aside to mitigate service impacts during a significant downturn in the economy which impacts City revenues such as sales tax, property tax, business license tax and other revenues. 3. Catastrophic Event Reserves (3%). This reserve will set aside funds for unanticipated expenditures related lo'a major natural disaster in the City. The new General Fund Reserve policy of 23 percent is a long-term goal to be achieved within the nex1 ten years. During fiscal year 2009, the Finance Department updated the General Fund Five Year Financial Forecast to assess the General Fund's ability over the next five years to continue current service levels based on anticipated growth. The forecast anticipated minimal to no growth for the nex1 five years and identified a structural imbalance that resulted in budgetary cuts citywide. The Finance Department will continue to update the five-year forecast, as projections are refined. This forecast will serve as the foundation for the City's Long Term Financial Plan, which is in process. The Government Finance Officers Association (GFOA) recognizes the importance of combining the forecasting of revenues and expenditures into a single financial forecast. The GFOA also recommends that a government should have a financial planning process that assesses long-term financial implications of current and proposed policies, programs, and assumptions that develop appropriate strategies to achieve its goals. CASH MANAGEMENT POLICIES In order to maximize investment leverage, it is the City's practice to "pool" available cash from all Funds for investment purposes. In accordance with the adopted investment policy, available cash is invested with the goal of safety, meaning protection of principal, as the first priority, ensuring adequate liquidity as the second priority, and maximizing yield as the third priority. The average yield on the pooled investment portfolio during the fiscal year ending June 30, 2009 was 3.2 percent, a decrease from the prior year yield of 4.71 percent due to a decreasing interest rate environment. RISK MANAGEMENT The City is self-insured for the first $250,000 (increased to $500,000 on July 1, 2009) per occurrence for its general liability losses including personal injury, property damage, errors and omission, automobile liability and employment practices liability. For those losses between $250,000 and $2,000,000 per occurrence, the City pools its liabilities through its membership in the San Diego Pooled Insurance Program Authority (SANDPIPA). Insurance for losses in excess of the $2,000,000 up to $45,000,000 is purchased on a group basis by the member cities. xii SANDPIPA is ajoint powers authority comprised of twelve San Diego County cities. The Board of Directors consists of one staff representative (and an alternative) frorn each of the mernber cities as designated by the city's governing body. Each member city has equal representation on the Board of Directors. The Board of Directors is liable for all actions of SANDPIPA. The City is self-insured for the first $1.0 million per occurrence for worker's compensation liabilities. Excess workers' compensation coverage is obtained through participation in the CSAC Excess Insurance Authority's Excess Workers' Cornpensation Program. As of June 30,2009, there is 160- mernber entities participating in the prograrn that offers per occurrence coverage up to $5.0 million through pooled resources and from $5.0 million to statutory limits via group purchased excess insurance policies. The probable amounts of loss as estimated by the City's Risk Manager and Attorney, including an estimate of incurred-but-not reported losses, have been recorded as liabilities in the basic financial statements. There were no reductions in insurance coverage from the prioryear and there were no insurance settlements, which exceeded coverage in each of the past three years. Additional information on the City's risk management activity can be found under note disclosure 10 to the financial statements. FINANCIAL HIGHLIGHTS The following presents supplemental information to the MD&A, discussing the City's process of eliminating fiscal years 2008/09 and 2009/10 budget deficits in the General Fund. In January of 2009, the Chula Vista City Council authorized a budget reduction plan to address projected shortfalls in fiscal year 2008109 and fiscal year 2009/10 of $3.9 million and $20 million, respectively. The budget-balancing plan was in addition to the City's previously implemented budget reduction plans. I n total, the City has undergone four rounds of budget reductions over the last two fiscal years. These steps to reduce net costs were necessary to address decreasing revenues and increasing expenditures. Revenues are down in many categories, including: . Decreased sales taxes, resulting from the contraction in consumer spending; . Decreased property taxes, resulting from reduced assessed values; and . Decreased development program revenues, resulting from the significant drop in development activity. . One round of budget reductions took effect in April 2009, with additional cuts occurring in July 2009. These budget-balancing efforts resulted in additional staffing reductions and service impacts above and beyond the previous four rounds of reductions. The following discussion provides a summary of the reductions that were implemented in April 2009 and July 2009 and a summary of the last four rounds of budget reductions. xiii FISCAL YEAR 2008/09 CUTS (BUDGET REDUCTION PLAN) In November of 2008, the City identified a budget gap in fiscal year 2008109 resulting from reduced revenues and unanticipated expenditures. The total gap identified in fiscal year 2008/09 was $3.9 million. At the same time, a preliminary baseline budget for fiscal year 2009/1 0 was prepared. This baseline budget reflected an $8.6 million drop in projected revenues and $11.4 million in new expenditures. The total gap projected for fiscal year 2009/10 was $20 million. In order to close both the fiscal year 2008/09 gap and the fiscal year 2009/10 gaps, the City Council authorized a series of budget reductions in January 2009. The first group of net cost reductions was implemented and reduced the projected deficit for fiscal year 2008/09 to $3.5 million and the fiscal year 2009110 deficit to $15.2 million. The City projected saving a total of $3.8 million in fiscal year 2009/10 as a result of salary concessions from the City's bargaining groups (elimination or deferral of cost of living adjustments). The budget reduction plan is summarized below: DESCRIPTION FY 2009-10 BUDGET Balancing Plan Salary concessions Elimination of management/professional COLA Elimination of CVEA & WCE COLA PONIAFF COLA deferral POAIIAFF Retirement Medical Trust Departmental Consolidations Mayor & Council dept budget reductions Reduced energy costs for street lights Elimination of management's 401 (a) program Position Reductions and Other Miscellaneous Reductions Total Budgetary Balancing Plan $ 390,000 S 1,900,000 $ 1,904,000 $ (400,000) $ 500,000 $ 252,000 $ 100,000 $ 160,000 $ 15,163,000 $ 19,969,000 The net change in staffing resulting from the previous and fiscal year 2008109 budget cuts are summarized below. These reductions include cuts in the City's General Fund, Redevelopment (RDA) and Housing funds, Fleet fund, and Development Services Fund (DSF). SUMMARY BY DEPARTMENT - AUTHORIZED STAFFING (FTE) FY 2007 MISC PREVIOUS 2008/09 FY 2010 DEPARTMENT STAFFING REORGS REDUCTIONS REDUCTIONS STAFFING Mayor & Council 15.00 (1.00) (1.00) 13.00 City Clerk 8.50 (1.00) (1.00) 6.50 City Attorney 14.00 (2.00) (2.00) 10.00 Administration 2100 8.00 (3.00) (9.00) 17.00 ITS 29.00 (100) (4.00) (5.00) 19.00 Human Resources 25.50 (5.00) . (4.50) 16.00 Finance 31.00 (1.00) (5.00) (3.00) 22.00 Eng & Gen Svcs 133.50 (71.50) (2750) (3.50) 31.00 xiv SUMMARY BY DEPARTMENT - AUTHORIZED STAFFING (FTE) FY 2007 MISC PREVIOUS 2008/09 FY 2010 DEPARTMENT STAFFING REORGS REDUCTIONS REDUCTIONS STAFFING Animal Shelter 22.25 (2.00) 20.25 Community Development 25.00 (24.00) (1.00) Planning & Building 90.50 (41.50) (21.00) (3.00) 25.00 Police 381.50 (19.00) (24.00) (2100) 317.50 Fire 151.00 1.00 (17.00) 135.00 Public Works 186.50 (4.50) . (7.50) (23.00) 151.50 Recreation & Nature Ctr 43.25 (4.75) (13.50) 25.00 Library 70.75. (2.00) (18.00) (10.50) 40.25 GENERAL FUND TOTAL 1,248.25 (155.50) (143.75) (100.00) 849.00 DSF - Planning & Building 42.50 (12.00) (2.50) 28.00 DSF - Engineering 12.00 (2.00) 10.00 DSF - Public Works 15.00 (4.00) (2.00) 9.00 Sewer Fund 44.00 2.00 46.00 RDA & Housing 1.00 18.00 (2.00) (5.00) 12.00 CBAG & Police Grants 18.00 300 21.00 Fleet Fund 1400 (400) 10.00 Transit 3.00 3.00 Environmental Services 3.00 3.00 Parking Meter 0.50 050 OTHER FUNDS TOTAL 15.50 . 155.50 (17.00) (11.50) 142.50 CITYWIDE TOTAL 1,263.75 (160.75) (111.50) 991.50 PREVIOUS BUDGET CUTS The City has undergone four rounds of budget reductions over the last two years. The net cost reduction and authorized staffing reduction in full time equivalents (FTE) resulting from the budget reduction programs implemented in fiscal year 2007-08 and fiscal year 2008-09 is summarized below. These reductions include cuts in the City's General fund, Redevelopment (RDA) and Housing funds, Fleet fund, and Development Services fund (OS F). xv BUDGET REDUCTION FISCAL YEAR NET COST . . FTE PROGRAM IMPLEMENTED REDUCTION REDUCTION April 2007 FY 2007-08 $10.1 M 36.50 December 2007 FY 2007-08 $15.5 M 111.00 April 2008 FY 2008-09 $10.8 M 33.00 September 2008 - DSF FY 2008-09 $1.5 M 10.50 Total 191.00 The net cost reductions summarized above cannot be considered cumulatively. There are instances in which reductions were effective for a single fiscal year only (for example, freezing a vacant position for one year). The same position may have then been permanently eliminated in a later budget reduction program. The 191.00 FTE reduction total above reflects the positions that were permanently eliminated from the budget The total does not include positions that were frozen. Savings associated with freezing positions are reflected in the net cost reduction column. AWARD The Government Finance Officers' Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Chula Vista for its comprehensive annual financial report for the fiscal year ended June 30, 2008. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. ACKNOWLEDGMENTS Preparation of the Report and more importantly, maintaining the City's accounting records in a manner sufficient to earn the aforementioned auditors opinion is only accomplished with the continuous concerted effort of each and every staff member in the Finance Department As such, I express my sincere appreciation for their dedicated service. I would also like to thank the City Council for their continued support in achieving excellence in financial management Respectfully submitted, ~f)~ James Sandoval City Manager Jf!rw:: ~. Maria Kachadoorian, CPA, MPA Director of FinancelTreasurer ),:vi City of Chula Vista List of City Officials June 30, 2009 City Council Cheryl Cox Mayor John McCann Deputy Mayor Steve Castaneda Councilmember Rudy Ramirez Councilmember Pamela Bensoussan Councilmember Administration James D. Sandoval City Manager Scott Tulloch Assistailt City Manager Gary Halbert Deputy City Manager Bart Miesfeld City Attorney Donna Norris City Clerk Department Heads Michael Meacham Director of Conservation and Environmental Services Gary Halbert Director oi Development Services Maria Kachadoorian Director of Finance/Treasurer Dave HalU1eman Fire Chiei Kelly Bacon Director oi Human Resources Margaret Kazmer Director of Library Louie Vigna piano Director of Information Technology Services David Bejarano Chiei oi Police Richard Hopkins Director of Public Works Buck Martin Director of Recreation xvii Citizen Advisory Commi.ssions . City AtloITl~Y Police Fire Administration ~v~ ~ ~ ..........-:..-: ""- OlY OF CHULA VISfA ORGANIZATION CHART iii~11~~1t~i~ .,-:.,.....,... . ,cit}.ftII~iiager . . -. . :.-" "', ...~;. . ""'C,F.. Assistant City Manager Human Resources Library Information & Technology Svcs Recreation Finance Animal Care Facility Public Works xviii Citizen Advisory Boards . ,CitY Clerk Deputy City Manager Planning & BUilding Development Services Redevelopment Agency Housing Authority Certificate of Achievement for Excellence in Financial Reporting Presented to City ofChula Vista California For its Comprehensive Annual Financial Report for the Fi seal Year Ended June 30, 2008 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Govemment Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual [mancia! reports (CAFRs) achieve the highest standards in government accounting and rmancial reporting. President ~~~ Executive Director xix '''''''~''', '~"l ~~l fZ'r" , ::"~, ' ,\' '~ ..J" ' "j" . . . ~.' "."" " . <"'~ "'~ .... <'" ~._-_. p~~ ." t;~~~ cr~rv OF C"," "H;i' "U' 'LAG: :', 'V" ~~ S' 't'''A'~ ;[: r:;., ." ': "~'..., ~ '<* ~'"."\ ,.,..,!:ii ' ,~ ."" " xx IC&L Caporicci & larson Certified Public Accountants INDEPENDENT AUDITORS' REPORT To the Honorable Mayor and Members of the City Council of the City of Chula Vista. Chula Vista, California We have audited the accompanying financial statements of the governmental activities, the business- type activities, each major fund, and the aggregate remaining fund information of the City of Chula Vista, California (City), as of and for the year ended June 30, 2009, which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these financial statements based on our audit. Vve conducted our audit in accordance with generally accepted auditing standards in the United States and the standards applicable to financial audits contained in Govemment Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of Inaterial misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides.a reasonable basis for our qpinion. Subsequent to the financial statements date of June 30, 2009 and the year then ended, the State of California (State) has borrowed, deferred paying certain revenues and proposed taking other funds from local governments including, cities, counties, districts, and agencies. These actions by the State include: . 8% of Property Taxes borrowed - to be repaid in tlu-ee years . Gas Tax payment.s deferred - h,'o deferral periods during fiscal year 2009-2010 . Redevelopment Agency funds - to be taken for fiscal year 2009-2010 and 2010-2011 These above amounts are very significant to the local goveriunents and 1nay affect their ongoing operations. Certain lawsuits are in process to stop such State actions. The State Legislature has passed a bill which allows local governments to securitize tl1e 8% of property taxes borrowed by tl1e State. For more detailed information, see Note 16 of the Notes to Basic Financial Statements. In our opinion, the basic financial statenlents referred to above present fairly, in all InateriaI respects, the respective financial position of the govenUllental activities, the business-type activities, each major fund, and the aggregate remaining fund information of tl1e City as of June 30, 2009, and the respective changes in financial position and cash flo'\vs, where applicable, thereof for the year then ended in conformity with generally accepted accounting principles in the United States. Oakland 180 GrandAvc.,Suitc 1365 Oakland, California 94612 Toll Free Ph: (877) 862.2200 Orange ColUrtf 9 Corpol"olte Park, Suite 100 Irvine, Californi2 92606 Toll Free Fax: (866) 436-0927 S~.-. 777 Campus Commons Rd., Suite 200 , Sacramento, Ctlifomia 95825 San Diep 4858 Mercury,Suitc 106 San Diego,Califomia 92111 To the Honorable Mayor and Members of the City Council of the City of Chula Vista Chula Vista, California Page 2 In accordance with Govemment Auditing Standards, we have also issued our report dated December 7, 2009, on our consideration of the City's internal control over financial reporting and on our tests of its c0111pliance with certain provisions of Iavvs, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Govemment Auditing Standards and should be considered. in assessing the results of our audit. As described in Note 1 to the basic financial statements, the City implemented Governmental Accounting Standards Board Statements No. 49, Accounting and Financial Reporting for Pollution Remediation Obligations, No. 52, Land and OilJer Real Estate Held as Investments by Endowments, No. 55, T1Je Hierarchy of Generally Accepted Accounting Principles for State and Local Govemments, and No. 56, Codification of Accounting and Financ!al Reporting Guidance Contained in AICPA Statements on Auditing Standards. The accompanying Required Supplementary Information, such as Management's Discussion and Analysis, budgetary information, budgetary comparison schedules and other information as listed in the table of contents, is not a required part of the basic financial statements but is supplementary information required by the Governmental Accounting Standards,Board. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the Required Supplementary Information. However, we did not audit the information and express no opinion on the Required Supplementary Information. Our audit was conducted for the purpose' of forming an opinion on the financial statements that collectively comprise the City's basic financial statements. The accompanying Supplementary Information is presented for purpose of additional analysis and is not a required part of the basic financial statements. The Supplementary Information has been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, is fairly stated in all material respects in relation to the basic financial statements taken as a whole. The Introductory and Statistical Sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on the Introduction and Statistical Sections. ~'u.." 1- 6:u~ San Diego, California December 7, 2009 2 MANAGEMENT'S DISCUSSION AND ANALYSIS Management of the City of Chula Vista (the "City") provides this Management Discussion and Analysis of the City's Comprehensive Annual Financial Report (CAFR) for readers of the City's financial statements. This narrative overview and analysis of the financial activities of the City is for the fiscal year ended June 30,2009. We encourage readers to consider this information in conjunction with the additional information that is furnished in the letter of transmittal, which can be found preceding this narrative, and with the City's financial statements, which follow. Financial Highlights The following outlines financial highlights for the year: 1. TI1e assets of the City exceeded its liabilities at June 30, 2009 by $970.2 million (net assets). Of this amount, $154.1 million was reported as "unresb'icted net assets" and may be used to meet the government's ongoing obligations to citizens and creditors. 2. Total unrestricted net assets are $7.1 million higher than last fiscal year, an increase of 4.8%. 3. The City's total net assets decreased by $3.9 million in fiscal year 2009. Net assets of governmental activities decreased by $11.7 million, while net assets of the business type activities increased by $7.8 million. The specifics of the changes in net assets will be discussed in later sections of this document. 4. The City's governmental funds reported combined ending fund balances of $133.0 million, a decrease of $11.1 million from the prior year due to the economic recession and the lack of housing development. Approximately, 40% of this total amount ($53.9 million) is reserved to indicate that it is not available for new spending because it has already been committed to liquidate contracts ($12.3 million), pay debt service ($9.8 miLlion) and reserved amounts for loans receivable and advances ($31.9 miLlion). Of the remaining balance, $75.9 million is unreserved but has been designated primarily for capital projects. 5. Total citywide liabilities increased by $20.2 million or 15.5%. Liabilities for govermnental activities increased by $22.2 million or 18.1% and decreased by $1.9 million or 23.9% for business-type activities. 6. The City's total long-term debt obligations had a net decrease of $1.0 million or 0.53% during fiscal year 2009. During the 2009 fiscal year, the Agency issued the 2008 Tax Allocation Refunding Bonds ($21.6 million) to refinance the 2000 Tax Allocation Bonds ($15.1 million) and to finance redevelopment activities. Reductions in the liabilities are composed of debt retirement ($15.1 million), repayments of bond principal ($7.1 million), repayments on loans/notes payable ($0.2 million) and lease payments ($0.4 million). 7. The unreserved fund balance of the General Fund on June 30, 2009 was $12.4 million, an increase of $0.6 million from the prior year. Included in these figures is $1.0 million of W1reserved fund balance accounted for in funds, such as the Public Liability Reserve Fund, which are considered general fund type funds for financial reporting purposes. Excluding these other general fW1d type funds, the available General Fund balance is $9.3 million or 6.7% of operating expenditures. 3 OVERVIEW OF FINANCIAL STATEMENTS This discussion and analysis is intended to serve as an introduction to the City's basic financial statements. The City's basic financial statements are comprised of three components; 1) government-\vide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains required supplementary information (RSI) as well as other supplemental financial information. Government-wide Financial Statements The government-wide financial statements are designed to provide readers with a broad overview of the City's finances, in a marmer similar to private-sector business. They are comprised of the Statement of Net Assets and Statement of Activities. The Statement of Net Assets presents information on all of the City's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. This statement combines and consolidates governmental fund's current financial resources with capital assets and long- term obligations. The Statement of Activities presents information showing how the government's net assets changed during the fiscal year. All changes in net assets are reported as soon as the underlying event giving rise to the change occurs, regardless 'of the timing of the related cash flows. Thus revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g. uncollected taxes and earned but unused vacation leave). Both of the above financial statements have separate sections for three different types of programs or activities. These three types of activities are; Govemmental Activities - The activities in this section are mostly supported by taxes and charges for services. The governmental activities of the City include General Government, Public Safety, Public Works, Parks and Recreation and Library. Business- Type Activities - These functions normally are intended to recover all or a significant portion of tl1eir costs through user fees and charges to external users of goods and services. The business-type activities of tl1e City include the Sewer Funds and Transit Operations. Discretely Presented Component Units - The City of Chula Vista has no discretely presented component units to report upon. The government-wide financial statements can be found on pages 18 through 21 of this report. Fund Financial Statements and Major Component Unit Financial Statements A fund is a grouping of related accounts tl1at is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance witl1 finance-related legal requirements. All of the funds of the City can be divided into three categories; governmental funds, proprietary funds, and fiduciary funds. 4 The fund financial statements provide detailed information about each of the City's most significant funds, called Major Funds. The concept of Major Funds, and the determination of which' are major funds, was established by CASB Statement 34 and replaces the concept of combining like funds and presenting them in total. Instead, each Major Fund is presented individually, with all Non-major Funds summarized and presented in a single colunm. Further detail on the Non-major funds is presented on pages 101 through 132 of this report. Gove1'1l11lelltal FUllds - Coverrunental funds are used to account for essentially the same functions reported as gOV€111111entaI activities in the government-wide financial statelnents. Ho'\vever, unlike the government- wide fu1ancial statements, govenunental fund financial statements focus on near-term inflows 311d outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a govenunent's near-term financial capacity. Because the focus of governmental funds is narrower than that of the govenm1ent-wide financial statements, it is useful to compare the information presented for goverrunental' funds with similar information presented for governmental activities in the goverrunent-wide Mancial statements. By doing so, readers may better underst311d the long-term impact of the government's near-term financing decisions. Both the governmental fund balance sheet and the govenunental fund statement of revenues, expenditures, and changes in fund bal311ces provide a reconciliation to facilitate this comparison benveen goverrunental funds and govenunental activities. These reconciliations are presented on the page immediately following each govenunental fund financial statement. The City has thirty-three governmental funds, of which seven are considered major funds for presentation purposes. Each major fund is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures, and changes in fund balances. The City's remaining governmental funds are combined into a single, aggregated presentation. The basic goverrunental fund fu1ancial statements can be found on pages 26 through 33 of this report. Individual fund data for each of these non-major goverrunental funds is provided in the form of combining statements on pages 101 through 128 of this report. Proprietary FUllds - The City maintains nvo different types of proprietary funds - enterprise funds and internal service funds. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide fu1ancial statements. The City uses an enterprise fund to account for its Sewer and Transit activities. Internal service funds are used to accumulate and allocate costs internally among the City's various functions. The City uses internal service funds to account for its fleet of vehicles and its infornlation systenlS and equipm~nt replacement progranl. Because these services predominantly benefit govenunental rather than business-type .functions, they have been included \vithin governnlental activities in the governmental-wide financial statements. .Proprietary funds provide the same type of information as the government-wide financial statements, only in lTIore detail. Like the govenUllent-vvide financial statenlents, proprietary hmd financial statements use the accrual basis of accounting. There is no reconciliation needed between the governnlent-'\vide financial statements for business-type activities and the proprietary fund financial statements. The basic proprietary fund financial statements can be found on pages 36 through 38 of this report. Fiduciary FU1lds - Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the govenm1ent-wide financial statclnents because the resources of those funds are not available to support the City's own programs. 5 Notes to the Financial Statements The notes provide additional information that is essential to a full understanding of the data provided in the goverrunent-wide and fund financial statements. The notes to the financial statements can be found on pages 42 through 92 of this report. Required Supplementary Information In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information providing a budgetary comparison statement for the general fund and sewer fund. Required supplementary information can be found on pages 94 and 97 of this report. GOVERNMENT-WIDE FINANCIAL ANALYSIS Net Assets As noted earlier, net assets may serve over time as a useful indicator of a goverrunent's financial position. In the case of the City of Chula Vista, combined net assets (goverrunent and business type activities) totaled $970.2 million at the close of the fiscal year ending June 30, 2009. By far the largest portion of the City's net assets (79.6%) reflects its investment in capital assets (e.g. land, streets, sewers, buildings, machinery, and equipment), less any related debt used to acquire those assets that are still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Altl10ugh tl1e City's investment in its capital assets is reported net of related debt, it should be noted tl1at tl1e resources needed to repay tl1is debt must be provided from otl1er sources, since the capital assets themselves cannot be used to liquidate these liabilities. City of Chula Vista Net Assets Fiscal Year Ending June 30 Governmental Activities Business- Type Activities Total 2009 2008 2009 2008 2009 200B Current Assets 182,439,255 211,351.524 S 53.515,983 S 59.508,840 S 235,955.238 S 270,860.364 Non-Current Assets 25,688,321 12.219.826 13,566,824 - 39,255,145 12,219.826 Capital Assets 802,106,573 799,567,014 148,237,562 150.004.170 950,344.135 949,571.184 Total Assets 1.010,234,149 1.023,138,364 215,320,369 209,513,010 1,225,554,518 1,232,651,374 Current Liabilities 36,455,307 51,081,807 2,222,229 4,213,852 38,677,536 55,295,659 Long-Term Liabilities 216,703,054 203,328,607 - - 216,703,054 203,328,607 Total Liabilities 253,158,361 254,410,414 2,222,229 4,213,852 255,380,590 258,624,266 Investments in Capital Net of Related Debt 623,938,515 621,878,119 148,237,562 150,004,170 772,176,077 771,882,289 Restricted 43,901,854 55,166,660 - - 43,901,854 55,166,660 Unrestricted 89,235,419 91,683,171 64,860,578 55,294,988 154,095,997 146,978,159 Total Net Assets $ 757,075,788 $ 768,727,950 $ 213,098,140 $ 205,299,158 $ 970,173,928 $ 974,027,108 Additional portions of the City's net assets are restricted ($43.9 million or 4.5%) and represent resources that are subject to external restrictions on how they may be used, The remaining balance of unrestricted net assets of $154.1 million may be used to meet tl1e goverrunent's ongoing obligations to citizens and creditors. At tl1e end of fiscal year 2008-09 the City is able to report positive balances in all tl1fee categories of net assets, botl1 for tl1e goverrunent as a whole, as well as for its separate governmental and business-type activities. The same situation held true for the prior fiscal year. There was a decrease of $11.3 million in restricted net assets reported in connection with tl1e City's goverrunental activities. Almost 75% of tillS decrease is attributable to spending of restricted assets for designated capital projects. 6 Changes in Net Assets The City's net assets have decreased by $3.9 million or 0.4%, from tl1e prior fiscal year. All of the decrease in tl1e net assets is attributable to the decline in revenues for governmental activities. The City has seen declines in all program revenue categories primarily due to the lack of housing development and the contribution of developer-constructed infrastructure. Further analysis is provided within the govenunental and business-type activity sections below. Governmental Activities Governmental activities decreased the City's net assets by $11.7 million thereby accounting for all of the City's decrease in net assets. A comparison of the cost of services by function for the City's govenm1ental activities is shown in the table below, along witl1 the revenues used to cover the net expenses of the governmental activities. Key elements of this decrease are as follows: . ProgrmTI revenues as a whole decreased by $58.9 million due to the lack of housing development in the City because of the sub-prime mortgage debacle and collapse of the housing market. . General revenues as a whole decreased by $4.4 million due to the economic recession and the high unemployment rates that have effectively curbed discretionary spending in the City. . Due to the decrease in revenues, the City was able to reduce expenditures for governmental activities by $20.2 million from the prior fiscal year. U) S80 c $70 ~ $60 :;; $50 $40 $30 $20 $10 $- Total governmental activity type expenses were $228.3 million in fiscal year 2009. The largest expenses were incurred for Public Safety, Public Works and General Government. These tl1ree activities combined account for 87.0% of all general activity expenses, These expenses do not include capital outlays, which are reflected in the City's capital assets. Expenses and Program Revenues Governmental Activities III Expenditures. Program Revenues I Governmental Expenses by Activity Public Works 32% Interest on (long-term debt 6% . LIbrary 3% Parks and Recreation 4% General -Go\€mment 22% Public Safety 33% 7 City of Chula Vista Summary of Changes in Net Assets Fiscal Year Ending June 30 Governmental Activities Business- T e Activities Total 2009 2008 2009 2008 2009 2008 Revenues: Program Revenues: Charges for Services 72,808,623 S 82,26~,262 $ 34,958,371 S 31,338,406 $ 107,766,994 $ , 13,605,668 Operating Grants & Contributions 18,957.467 34.498,639 3,390,228 5,378,518 22,347,695 39,877,157 Capital Grants & Contributions 16,754,583 50,632,109 - 16,754,583 50,632,109 General Revenues: Property Taxes 43,319,156 43,388,023 43,319,156 43,388,023 Sales Taxes 26,263,317 29,062,355 26,263,317 29,062,355 Franchise Taxes 9,379,964 9,662,517 9,379,964 9,662,517 Utility User Taxes 7,848,557 7,378,301 - 7,848,557 7,378,301 Business License Taxes 1,212,126 1,237,322 1,212,126 1,237,322 Transient Occupancy Taxes 2,302,412 2,697,286 - 2,302,412 2,697,286 Property"Transfer Taxes 856,658 795,606 856,658 795,606 Construction Taxes 43,649 151,325 43,649 151,325 Investment Earnings 12,676,922 8,663,014 2,090,311 6,740,155 14,767,233 15,403,169 Miscellaneous 355,175 8,343,946 3,215,264 670,170 3,570,439 9,014,116 Total Revenues 212,778,609 278,777,705 43,654,174 44,127,249 256,432,783 322,904,954 Expenses General Government $ 49,216,220 51,609,403 49,216,220 51,609,403 Public Safely 76,097,546 78,633,467 76,097,546 78,633,467 Public Works 72,509,779 86,410,082 72,509,779 86,410,082 Parks and Recreation 9,805,893 9,650,399 9,805,893 9,650,399 Library 7,617,286 8,532,621 7,617,286 8,532,621 Interest on Long-Term Debt 13,064,138 13,656,534 62,927 13,064,138 13,719,461 Sewer Funds 23,528,217 30,323,015 23,528,217 30,323,015 Non-Major Enterprise Funds 8,446,884 a:602,987 8,446,884 8,602,987 Total Expenses 228,310,862 248,492,506 31,975,101 38,988,929 260,285,963 287,481,435 Increase/(Decrease) in Net Assets Before Transfers (15,532,253) 30,285,199 ~~,679,073 5,138,320 (3,853,180) 35,423,519 Transfers 3,880,091 5,594,536 3,880,091 ) 15,594,536 - Change in Assets (11,652,162) 35,879,735 7,798,982 (456,216) (3,853,180) 35,423,519 Net Assets, Beoinninn of Year 768,727,950 732,848,215 205,299,158 205,755,374 974,027,108 938,603,589 Net Assets, End of Year $ 757,075,788 $ 768,727,950 $ 213,098,140 $ 205,299,158 $ 970,173,928 $ 974,027,108 Total program revenues from governmental activities were $108.5 million in fiscal year 2009. Per GASB 34, program revenues are derived directly from tile program itself or from parties outside the reporting government's taxpayers or citizenry. They reduce tile net cost of the function to be financed from tile government's general revenues. As reflected in tile pie chart, $72.8 million or 34 % of the governmental program revenues came from Charges for Services, which includes licenses and permits, plan checking fees, developer fees, special assessments and several other fee for service type revenues. Program revenues under the Operating Grants and Contributions category totaled $19.0 million or 9% and include restricted revenues such as Gas Tax, Transportation Sales Tax, Asset Seizure Funds and Federal and State Grants. Revenues by Source - Governmental Activities Sales Ta:>:es 12% Other Ta:>:es 10% Capital Grarlts & Contributions 8% Capital Grants and Contributions are primarily derived from conb.ibuted capital from developers for infrasb.ucture. Capital Grants and Contributions totaled $16.8 million or 8% of which $14.1 million or 84% is related to roadways funded by developers and received by tile City after completion. 8 General revenues are all other revenues not categorized as program revenues such as property taxes, sales taxes and investment earnings. Total general revenues from governmental activities were $111.4 million in fiscal year 2009. The largest percentage of general revenues received during fiscal year 2009 for governmental activities were taxes of $91.2 million, which included Property Taxes of $43.3 million and Sales Taxes of $26.3 million. A percentage breakdown of all general revenues is shown in the pie chart above. Business Type Activities Net assets for business-type activities were $213.1 million, an increase of $7.8 million from the prior fiscal year. This increase in net assets for business-type activities was offset by the decrease in net assets from governmental activities. The change in the net assets is attributable to a reduction in staffing and other cost cutting measures in the City's sewer funds. Total program revenues for business-type activities were $38.3 million that were for various sewer fees ($31.3 million) and bus fares ($3.7 million) from the Metropolitan Transit System whom the City contracts with to provide transit service. Total expenses for the business-type activities were $32.0 million and were for expenses related to Sewer ($23.8 million) and Transit Operations ($8.2 million). Expenses and Program Revenues. Business-type Activities $40.0 ~ c ~ $30.0 :i1 $20.0 $10.0 $0.0 Sewer Funds Transit Fund lID Expenditures II Program Revenues I FINANCIAL ANALYSIS OF INDIVIDUAL FUNDS As noted earlier, the City uses fund accounting to ensure and demonstrate compliance with fu1ance-related legal requirements. Governmental Funds The focus of the City's govenm1ental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City's financial capacity. In particular, unreserved fund balance may serve as a useful lneasure of a governnlent's net resources available for spending at the end of the fiscal year. As of the end of fiscal year 2009, the City's govenunental funds reported combined ending fund balances of $133.0 million. Approximately, S79.1 million of this amount constitutes unreserved and undesignated fund balance, which is available for spending at the goverIU11ent's discretion. The remainder of fund balance is reserved to indicate that it is not available for spending because it has already been legally committed. General l'und - Included as part of the general fund category for financial reporting purposes is the General Fund, which includes the primary operating fund of the city, the Workers Compensation Fund, Flexible Spending Account l'und and the Public Liability Reserve Fund, which are considered general fund type funds for financial reporting purposes. 9 At the end of the current fiscal year, unreserved fund balance of the general fund was $12.4 million, while total fund balance is $33.1 million. As a measure of the general fund's liquidity, it may be useful to compare both unreserved fund balance and total fund balance to total fund expenditures. Unreserved fund balance represents 7.7% of total general fund expenditures including transfers out, while total fund balance represents 21.7% of that same amount. During the current year, unreserved fund balance of the general fund, excluding the other general fund type funds is $9.3 million and remains unchanged from the prior year. The available fund balance represents 6.7% of the general fund operating budget for fiscal year 2008. This is below the City Council's targeted minimum reserve level of 8% of the operating budget for the general fund. There is no discussion of any significant budgetary variations between original and final budget amounts and between final budget amounts and actual results because significant variances have already been discussed in this document. Management considers a variance of 10% or greater as significant. Sundry Grants FUlld - This fund is to account for miscellaneous grants/ revenues such as: Supplemental Law Enforcement Services, California Library Services Act. Public Library Act, Asset Seizure, Local Law Enforcement Block Grants, federal library grants, waste management and recycling, energy conservation, parks and recreation social service grants, G. McCandliss memorial cultural arts, federal assistance, CDBG Section 108 loan, CDBG program income project, HOME project, and Community Development Block grants. The ending total fund balance for fiscal year 2009 was $10.2 million, which is a slight decrease of $0.4 million or 3.9% over the prior year. The unreserved portion of the total fund balance is $7.1 million. Unreserved fund balance represents 59.2% of total fW1d expenditures including transfers out, while total fund balance represents 85% of that same amount. Redevelopment Agency - This fund accounts for revenue received from tax increment within the redevelopment project areas and is used to fund the Low and Moderate Income Housing fund operating expenditures and Community Housing Improvement Program loans. The ending total fund balance for fiscal year 2009 was $11.9 million, which is an increase of $1.5 million or 14.2% over the prior year due to reduced expenditures for affordable housing projects. The unreserved portion of the total fund balance is $10.2 million. Development Impact FUlld - This fund was established as a depository for various development impact fees. The fees are levied against all new development in the City in order to pay for the construction or improvement of public facilities as a result of City growth. At the end of fiscal year 2009, the unreserved fund balance was $25.8 million, which is a decrease of $0.6 million from the previous fiscal year due primarily to completing construction of Phase 3 of the Civic Center project which has been funded on a pay- as-you-go basis from available cash. Since these funds are collected for consb'uction or improvements of public facilities, they have been fully designated for specific projects. Park Acquisitioll Development - This fund was established as a depository for fees collected from property developers for the purpose of providing park and recreational facilities directly benefiting and serving residents of the regulated subdivision. This in-lieu fee was adopted by the City to acquire neighborhood and community parkland and to construct parks and recreational facilities. 10 The Parkland Acquisition and Development fee was increased in October 2006 from $8,962 to $9,122 for Areas West of I-80S and $16,644 to $16,804 for Areas East of I-80S. At the end of fiscal year 2009, the unreserved fund balance was $32.2 million, which is a decrease of $6.9 miIIion due primarily to construction of l\{ount San Miguel Community Park. Since these fW1ds are collected for providing parks and recreational facilities, they have been fuIly designated for specific projects. Redevelopmellt Agency Debt Se,.vice Fund - This fund was established to account for tax levies, rentals, other revenues and payments of principal and interest on Redevelopment Agency loans and outstanding bonds. The unreserved fund balance decreased by $3.3 million from $-29.3 miIIion to $-26.0 miIIion due to a combination of issuing new debt, 2008 Tax AIIocation Bonds, payment of principal and interest on existing debt and the repayment of advances from the General Fund. City Debt Se,.vice Fund - This fund was established to account for the principal and interest payments on the City's long-term debt. The unreserved fund balance decreased by -$6.5 million from $-14.2 to $-20.7 miIIion for the fiscal year. The decrease is due to three interfund loans during the fiscal year. The Transportation Development Impact Fee fund made loans to the Public Facilities Development Impact Fee fund ($5.2 miIIion) and to the Western Transportation Development Impact Fee fund ($180,000). In addition, the General Fund loaned the Public Facilities Development Impact Fee fund $1.5 miIIion. Proprietary Funds The City's proprietary funds provide the same type of information found in the government-wide financial statements, but in more detail. . Sewe,. Fund- The Sewer Fund is used to account for a variety of sewer service related revenues and expenses. The net assets for the fund increased $9.1 miIIion to $202.0 miIIion. The fund's Investments in capital assets (i.e. sewer system infrastructure) account for $141.9 miIIion or 70.2% of the net assets of the fund. Sewer Fund operating revenues increased by $4.5 million over the prior fiscal year. An increase in sewer fees accounts for the increase. Total operating expenses for the Sewer Fund decreased by $6.7 miIIion compared to the last fiscal year. A majority of the decrease is in operations and administration expense, which was reduced by $5.1 million and is related to the City's contract wiu1 U1e City of San Diego. The City contracts wiU1U1e City of San Diego to b.eat its sewage through San Diego's treatment plant. Contractual services with U1e City of San Diego were decreased from the previous year because the City of San Diego did a reaIlocation of its charges to all participating agencies U1at contract with U1e San Diego. GENERAL FUND BUDGETARY HIGHLIGHTS The final amended general fund budget totaled $151.0 miIIion, including $2.8 miIlion in budget amendments to U1e originaIly adopted budget and encumbrances of $0.8 miIIion, which wiII fund conb.actual obligations and outstanding purchase orders. The General Fund's net cost budget amendments of $1,450,000 are summarized as foIlows: . $1.2 million for additional public liability expenditures. . $250,000 for services provided by U1e Couuty of San Diego Registrar of Voters. Of the $2.8 million in mid-year appropriations, $1.4 miIIion were covered by specific funding sources. As discussed previously, U1e available fW1d balance of the general fund, excluding the oU1er general fund type funds, remained unchanged from U1e prior fiscal year at $9.3 miIlion. 11 CAPITAL ASSETS AND DEBT ADMINISTRATION . Capital Assets The City's investment in capital assets for its governmental and business type activities as of June 30, 2009, amounts to $950.3 million, net of accumulated depreciation of $345.6 million. This investment in capital assets includes land, buildings, improvements, machinery and equipment, infrastructure and construction in progress. Infrastructure assets are items that are normally immovable and of value only to the City such as roads, bridges, streets and sidewalks, drainage systems, lighting systems and similar items. The total additions to the City's investment in capital assets for the current fiscal year was -$1.4 million, net of accumulated depreciation. Major capital asset additions during the current fiscal year are discussed in the City Highlights section of this document. Additional information on the City's capital assets can be found in Note 5a of the notes to the financial statements. Debt Administration Long Term Debt - At the end of the 2009 fiscal year, the City had $195.9 million in debt outstanding compared to the $196.9 million last year, a 0.5% net decrease. During the 2009 fiscal year, the Redevelopment Agency issued tax allocation bonds in the amount of $21.6 million. The City has no outstanding general obligation debt. The City has maintained an" A-" rating by Standard & Poor's for Certificates of Participation, which represents a "stable outlook. The Redevelopment Agency has maintained an "A" rating for Tax Allocation Bonds from Standard & Poor's. Additional information on the City's long-term debt obligations can be found in Note 6 of the notes to tl1e financial statements. ECONOMIC CLIMATE Chula Vista, tl1e second largest City in San Diego County, is a town in transition. Once known as a bedroom community with a strong collection of small businesses, Chula Vista is now attracting multi-national corporations. High tech companies like Hitachi, DNP America and Leviton have opened new facilities in Chula Vista du~ing tl1e past few years. These companies find the area a good location from which to manage their manufacturing and distribution operations both in tl1e United States and in Mexico. The San Diego regional economy has undergone a remarkable transformation over the past decade. The severe recession in the first half of the 1990s was the longest and deepest of the past 60 years. The downturn, subsequent recovery and expansion were not mere business or cyclical adjustments, but an extensive overhauling and restructuring of the region IS basic eCOl1OInic drivers. From an economy largely dominated by defense and military expenditures, San Diego indusb'ies transformed into a diversified mix of high-teclmology commercial endeavors. Some of these sectors were by-products of defense-based efforts, as well as capitalization of highly educated and skilled workers. Enlerging growth areas include telecommunications, elech"onic5, COlllputers, software, and biotechnology.I 12 International trade also contributed to the local economic recovery and dynamic performance in recent years. Cross border trade and interactions with Mexico provide tremendous economic advantages and opporhmities, becoming an increasingly important facet of the local region's economic forhmes. Mexico and Canada, US partners under the North American Free Trade Agreement (NAFTA), dominate San Diego's export markets by far, accounting for more than one-half (55 percent) of all export production. San Diego clearly benefits from NAFTA, not only because the agreement further opened up the markets of our two largest customers, but also because Tijuana and Baja California, our border and economic partner, was greatly benefited and stimulated by heightened trade and dollars flowing to tl1e region. As discussed in the transmittal letter, the City has been hard hit by tl1e lack of residential development, the sub-prime mortgage debacle, and one of tl1e highest foreclosure rates in the county. These factors have reduced the groWtl1 in assessed values witlun tl1e city from 20% in 2006 to -10.4% in 2009. The City's two largest sources of discretionary General Fund revenue are property and sales taxes. The housing factors coupled witl1 increasing unemployment of city residents has led to a leveling off of property tax revenues and actual decline in sales tax revenues from fiscal year 2008. This trend is expected to continue until at least 2010. As a result of these revenue declines the City has acted quickly to reduce expenditures to bring them more in line witl1 revenues. For fiscal year 2009, the City reduced the General Fund operational budget by over $20 million paring approximately 160 full time positions in a series of budget cuts. The City's growth and development is expected to continue but not until the housing market has been corrected. The San Diego Association of Governments most recent forecast for groWtl1 estimates tl1e City to add over 80,000 new residents to tl1e community over tl1e next 20 years. REQUESTS FOR INFORMATION Tlus financial report is designed to provide a general overview of the City's finances for all of its citizens, taxpayers, custon1ers,. investors and creditors. Questions concerning any of the infonnation provided in tl1is report or requests for additional information should be addressed to tl1e City of Chula Vista, Finance Department, 276 Fourth Avenue, Chula Vista, CA 91910. 13 ~" -. ::;-: zD ~~-;-- ~. "',.,; .'d c.). ,~\,~'\'ii'[l"l;';\::,~:,qfZ~tr.\;.,:",:.. \' ~'" ,;..<.'\ "~<', ~it ',I':". .......S: ","" """,' -. .,~ 1"I'...l;.. ~;t,~ ~ .' h '.,,' .^~..... ',' . P" ,"':"'1' 0- .-C..".... '''-.,"'' ',;1"":"\- ".;,:,~ -', ~i" ~,.-.'}'i ~".-::;.~' '. d ''-'1 ~Ij .t ('" ~l' ('{"':","'.,l,,'''~~~,:.<'i.I.. -""" i,' :-I,.b~ It". l; ;f"~,J/- '1''; :.....: ':~."','~" ',"":^""'.":;~'" -.J:..:I:'~"."'<"~' -'" ,1" _I', ; :, .>......'._ '." . .. ~~.~...,. J..: 1.' "; .....' '0, '.; _~' _'. . .;. j _ - "'\" . -."" "''''. .. ,-,'.", ,~ ....,~ _.....~ ~~- ~~-~ C~lnf OF r DJI n ~ N fA ''\\ in C(:9r A\ .' Llf1JU~ wu~uA 14 BASIC FINANCIAL STATEMENTS 15 ,- , . , . '~" .: ....... ~ ~ .~.,-~ :,,:5~;~"f:::'j;~:::~6~:;'~~~~"" :1};,,::'::~?, ~l// ~' ~<~~., " "'~"~.. ~~';..., ~ '. .':';:' ... .t-"" . .. .,. " ~,.~....~" , ,,~. " "',' " " ' , .. '", . -,"" " . ~"';j . ....-;,. rr~ Irlf'W (c>> r.t: Lw .~ u ~_ [j crH:'~' llJ:,' "l)\;\.:, V':~ ~: S,.J' \~" 'A", "". < . '" , ~ :."..'- ...... '" . 16 GOVERNMENT -WIDE FINANCIAL STATEMENTS 17 City of Chula Vista Statement of Net Assets June 30, 2009 Primary Government Governmental Business-Type Activities Activities Total ASSETS Current assets: Cash and invesbnents $ 129,892,902 $ 49,063,370 $ 178,956,272 Receivables: Accounts 899,013 4,178,735 5,077,748 Taxes 11,409,503 11,409,503 Interest 785,553 211,745 997,298 Other 1,825,050 62,133 1,887,183 Due from other goven1ments 6,125,880 6,125,880 Inventories and prepaid items 29,263 29,263 Restricted cash and invesh11ents: Held by City 13,813,043 13,813,043 Held by fisc~l agent 17,659,048 17,659,048 Total current assets 182,439,255 53,515,983 235,955,238 Noncurrent assets: Loans Receivable 30,295,714 30,295,714 Internal balances (13,566,824) 13,566,824 Deferred charges, net 1,284,558 1,284,558 Net pension assets, net 7,674,873 7,674,873 Capital assets, net 802,106,573 148,237,562 950,344,135 Total noncurrent assets 827,794,894 161,804,386 989,599,280 Total assets 1,010,234,149 215,320,369 1,225,554,518 See accompanying Notes to Basic Financial Statements. 18 City of Chula Vista Statement of Net Assets, Continued June 30, 2009 Activities Primary GoveITU11ent Business-Type Activities Total Governmental LIABILITIES Current liabilities: Accounts payable and accrued liabilities 12,861,703 678,342 13,540,045 Interest payable 3,306,677 3,306,677 Unearned revenue 3,759,158 1,543,887 5,303,045 Compensated absences - due ,,,,ithin one year 4,000,000 4,000,000 Claims payable - due within,one year 4,200,000 4,200,000 Long-term debt - due within one year 8,327,769 8,327,769 Total current liabilities 36,455,307 2,222,229 38,677,536 Noncurrent liabilities: Retention payable 663,068 663,068 Developer deposits 10,084,982 10,084,982 Pollution Remediation Obligation 650,000 650,000 Arbitrage liability 63,006 63,006 Net OPEB liability 1,753,808 1,753,808 Compensated absences - due in more than one year 2,262,953 2,262,953 Claims payable - due in more than one yt~ar 13,669,948 13,669,948 Long-term debt - due in more than one year 187,555,289 187,555,289 Total noncurrent liabilities 216,703,054 216,703,054 Total liabilities 253,158,361 2,=,229 255,380,590 NET ASSETS Invested in capital assets, net of related debt 623,938,515 148,237,562 772,176,077 Restricted: Community development 18,109,027 18,109,027 Debt service 9,769,719 9,769,719 Capital projects 16,023,108 16,023,108 Total restricted 43,901,854 43,901,854 Unrestricted 89,235,419 64,860,578 154,095,997 Total net assets S 757,075,788 S 213,098,140 S 970,173,928 See accompanying Notes to Basic Financial Statements. 19 City of Chula Vista Statement of Activities and Changes in Net Assets For the year ended June 30, 2009 Program Revenues FunctionsjPrograrns Expenses Charges for Services Operating Grants and Contributions Capital Grants and Contributions Total Program Revenues Primary government Governmental activities: General government Public safety Public works Parks and recreation Library Interest on long-tern) debt Total governmental activities Business-type activities: Sewer Transit Bayfront Trolley Station Sewer DIFS S 49,216,220 $ 35,959,181 S 1,069,106 S 58,489 S 37,086,776 76,097,546 7,954,060 6,707,595 14,661,655 72,50~/779 25,793,234 9,270,213 16,420,733 51,484,180 9,805,893 2,776,032 86,971 275,361 3,138,364 7,617,286 326,116 1,823,582 2,149,698 13,064,138 228,310,862 72,808,623 18,957,467 16,754,583 108,520,673 23,528,217 31,046,180 31,046,180 8,147,424 3,679.761 3,292,932 6,972,693 98,800 97,296 97,296 200,660 232,430 232,430 31,975,101 34,958,371 3,390,228 38,348,599 $ 260,285,963 $ 107,766,994 $ 22,347,695 $ 16,754,583 $ 146,869,272 General revenues: Taxes: Property taxes Sales taxes Property transfer taxes Franchise taxes Utilities user taxes Business license taxes Transient occupancy taxes Construction taxes Total taxes Investment earnings Miscellaneous Transfers Total general revenues and transfers Change in net assets Net .assets . beginning of year Net assets. end of year Total business-type activities Total primary government See accompanying Notes to Basic Financial Statements. 20 Net (Expense) Revenue and Changes in Net Assets Primary Govenlment Governmental Activities Business-typ(~ Activities Total $ (12,129,444) $ $ (12,129,444) (61,435,891) (61,435,891) (21,025.599) (21,025,599) (6,667,529) (6,667,529) (5,467,588) (5,467,588) (13,064,138) (13,064,138) (119,790,189) (119,790,189) 7,517,963 7,517,963 (1,174,731) (1,174,731) (1,504) (1,504) 31,nO 31,770 6,373,498 6,373,498 (119,790,189) 6,373,498 (113,416,691) 43,319,156 43,319,156 26,263,317 26,263,317 856,658 856,658 9,379,964 9,379,964 7,848,557 7,848,557 1,212,126 1,212,126 2,302,412 2,302,412 43,649 43,649 91,225,839 91,225,839 12,676,922 2,090,311 14,767,233 355,175 3,215,264 3,570,439 3,880,091 (3,880,091) 108,138,027 1,425,484 109,563,511 (11,652,162) 7,798,982 (3,853,180) 768,727,950 205,299,158 974,027,108 $ 757,075,788 $ 213,098,140 5 970,173,928 21 C~IT Off (~. H~' U:U'llP\'; 'V.(. ~,f 5~:." A'; ., ,.' ,t.\ .~' ",\ .'" " ", ;. ~ . > ;.,-,"'""t ',- ~ ~ ; 22 FUND FINANCIAL STATEMENTS 23 '~1- '; n':'. " , ,:;,; I, .. ' :1 . ~'"" ~ '''''' - .'... ,.,' ... ~',~ ',. 'ttt~~.. '_.,4.'" , .,' t' 't:j<' _ ~.....,' '.... """"r'\-'" i' c.-}l .' :..,j"1 -,.' "J:~},l ',~ -, '~....~\:'l :';.':1\-~""._ ~_ . ,"h"';;>""''''''' "'~., ~ "~"~~>;;/; "St"J"01'''''' ~.Xl~~:,~;:;~'f":t"''.:' :'~'h::. "',1' "~';"ff:.~ '~J'~ .;'~,:~~...;: ~'L ""'-.""1 ......_.. t."" .-....~.....('~;l., "-n' ;...... -''J''''~ ..,;:"._' .~; , , ~. "r. " ~_ -~'A:tY :'" .t..;~ ~-=---~----: 4c~__--"~ ,. '~ ~" ~~'~' ""~'~~~7 ~~"."~" , ,," _...~ ...' C"... .r,.; , ~ .?" _} , <V""'. crrY Of C" UlAV~S"~!A ,. IliJf n' .., ~ H ;'" "~\,;", A 24 GOVERNMENTAL FUND FINANCIAL STATEMENTS 25 City of Chula Vista Balance Sheet Governmental Funds June 30, 2009 Major Funds RDA City General Redevelopment Debt Service Debt Service Fund Sundry Grants Agency Fund Fund ASSETS Cash and investments $ 6,362,226 $ 698,695 $ 3,822,957 $ 1,377,759 $ Receiva bles: Accounts 813,712 Taxes 10,008,394 92,325 Interest 87,419 7,879 20,630 7,534 Loans 118,750 10,278,479 19,382,191 Other 20,917 2,213 6,253 Due from other funds 1,249,153 1,937,623 Due from other governments 1,953,644 2,937,178 Advances to other funds 27,770,339 Inventories and prepaid items 29,263 Restricted cash and investments: Held by City 9,185,063 4,493,577 Hel.d by fiscal agent 3,573,774 Total assets $ 47,164,664 $ 24,450,985 S 29,663,231 $ 4,959,067 $ LIABILITIES AND FUND BALANCES Liabilities: Accounts payable and accrued liabilities $ 5,530,444 $ 564.842 $ 3,560 $ $ Due to other funds 3,599,962 Retention payable 31,340 Advances from other funds 30,949,490 20,702,177 Developer deposits Deferred revenue 8,484,699 10,041,001 17,737,320 Total liabilities 14,015,143 14,237,145 17,740,880 30,949,490 20,702,177 Fund Balances: Reserved: Encumbrances 298,763 2,813,895 50,537 Long-term receivable and advances 20,404,390 303,980 1,643,296 Debt service Inventories and prepaid items 29,263 Total reserved 20,732,416 3,117,875 1,693,833 Unreserved: Designated for: Contingency 2,982,950 28,371 Capital projects 741,736 Undesignated: General fund 8,691,419 Special revenue 7,067,594 10,228,518 Debt service (25,990,423) (20,702,J 77) Capital projects Total tUlreserved 12,417,105 7,095,965 10,228,518 (25,990,423) (20,702,177) Total fund balances 33,149,521 10,213,840 11,922,351 (25,990,423) (20,702,177) Total liabilities and fund balances $ 47,164,664 $ 24,450,985 5 29,663,231 $ 4,959,067 $ See accompanying Noles to Basic Financial Statements. 26 Majors Funds Other Total Development Park Acquisition GOVCn1.mental Governmental Impact Fund Development Funds Funds $ 26,102,095 $ 36,548,403 S 53,331,281 $ 128,243,416 85,301 899,013 1,308,784 11,409,503 247,655 186,102 222,329 779,548 516,294 30,295,714 1,755.485 1,005 1,785,873 24,630,395 1,219,252 29,036,423 1,235,058 6,125,880 5,578,128 4,736,376 38,084,843 29,263 134,403 13,813,043 14,085,274 17,659,048 $ 58,313,758 $ 36,734,505 S 76,875,357 S 278,161,567 S 3,905 S 901,917 S 5,530,578 S 12,535,246 24,630,395 806,066 29,036,423 368,776 262,952 663,068 51,651,667 10,084,982 10,084,982 1,864,081 3,051,409 41,178,510 26,498,381 1,270,693 19,735,987 145,149,896 597,440 3,258,471 5,249,587 12,268,693 5,380,000 4,130,592 31,862,258 9,769,719 9,769,719 29,263 5,977,440 3,258,471 19,149,898 53,929,933 69,900 340,577 3,421,798 25,837,937 32,135,4-U 13,721,469 72,436,583 8,692,419 24,446,315 41,742,427 (46,692,600) (518,889) (518,889) 25,837,937 32,205,341 37,989,472 79,081,738 31,815,377 35,463,812 57,139,370 133,011,671 S 58,313,758 S 36,734,505 S 76.875,357 $ 278,161,567 27 ~ ..- " -=;~ ~ ...... _.";;,,~,,,'" ," "". ",_.,:,-:,.j,:':,~~~\,>;~,,r ':'-,,\:'h " ' ,. ~ ,~.~~", ,.~,... 1'~".:.t.(> ,._~"'ll-Q't1.~ ,.. .J.....f',,~'"'"~..... .. ~'. '.;" ~>: ... " . .~.~., ,.... '. .,. 'p. q..,. ,.-,.",," '~'. '" \~~~"-;\.}....~,~.r"I<;"I~ ",.;..':' .~~W:' '~{". :",";~y.'1 .$1.4"4;,,$o....;.LJit.~~.: ;-;.' ~':t.' ~;~-.:;' ::..~t'~ ,', ,. ~~~ ,~;., ;." . t .5. :' ':i:l)' _' . ::;~'.'~n. .P" ~.., ~., '" ,,' . .'-!, .~, -, - . .' . .~. . ~ . ,_ - - ", . f . ".' ~... ,', _, ". 6 ..,r', .'".' ~ '. '. ". ," ';.'" ',' " '. . ~..... .. f '-' . ~~""l'. ' .' , _..,J_ J . ~ ~.. " . " ,"~. ernr Off CHUlA V~~uA 28 City of Chula Vista Reconciliation of the Governmental Funds Balance Sheet to the Government-Wide Statement of Net Assets June 30, 2009 Total Fund Balances - Total Governmental Funds Amounts reported for governmental activities in the Statement of Net Assets were different because: Deferred charges, such as bonds issuance costs from issuing debt, were expenditures in the fund financial statements but were deferred and subject to capitalization and amortization on the Governmenl-\Vide Statement of Net Assets. Net pension assets was not available to pay for current period expendin;res and therefore was not recorded in the governmental funds. Capital assets used in governmental activities were not financial resources and therefore were not reported in govenill1ental funds. Government-Wide Financial Statements Less: I:ntern~l Service Funds' Capital Assets Total capital assets Interest payable on long-term debt did not require current financiClI resources. .Therefore, interest payable was not reported CIS a liability in Governmental Funds Balance She~t. Long-term liabilities ".;ere not due and payable i.n the current period and therefore were not reported in the governmental funds. Amount reported in Government-\Vide Statement of Net Assets: Compensated absences - due within one year Compensated absences - due in more than one year Claims payable - due within one year Claims payable - due in more than one year Long-term debt - due \'\'1thin one year Long-term debt. due in more than one year Pollution Remediation Obligation Arbitrage liability Net OPEB liability Less: Amount reported in lnternal Service Funds Compensated absences - due in more than one year Total long-term liabilities Deferred revenues recorded i.n governmental fund financial statements resulting from activities in which revenues were earned but funds were not available were recognized as revenues in the Governrncnt-\Vide Financial Statements. Amounts reported in Government-Wide Statement of Net Assets A.mounts reported in Governmental Fund Financial Statements Total adjustments on deferred revenues Internal service funds were used by management to charge the costs of certain activities to individual funds. TIle assets and liabilities of the internal service funds were included in governmental activities in the Government-\Vide Statement of Net Assets. Net Assets of Governmental Activities See accompanying Notes to Basic Financial Statements. 29 $ 133,011,671 1,284,553 7,674,873 802,106,573 (1,777,439) 800,329,134 (3,306,677) (4,000,000) (2,262,953) (4,200,000) (13,669,948) (8,327,769) (187,555,289) (650,000) (63,006) (1,753,808) 59,133 (222,423,640) (3,759,158) 41,178,510 37,419,352 3,086,517 $ 757,075,788 City of Chula Vista Statement of Revenues, Expenditures and Changes in Fund Balance Governmental Funds For the year ended June 30, 2009 Major Funds RDA City Genera] Redevelopment Debt Service Debt Service Fund Sundry Grants Agency Fund Fund REVENUES: Taxes $ 77,400,512 $ $ $ $ Intergovernmental 24,021,395 9,570,562 Licenses and permits 1,987,734 Developer fees Charges for services 10,534,277 1,021,730 Fines and forfeitures 2,357,044 Use ?f money and property 5,096,660 84,709 175,563 216,440 Other 19,127,752 273,844 8,600 481 Total re\'enues 140,525,374 10,950,845 184,163 216,921 EXPENDITURES: Current: General government 34,868,538 1,760,910 1,073,429 1,300 Public safety 68,365,80] 3,833,170 Public works 26,860,757 2,179,732 Parks and recreation S,76],607 Library 7,192,979 Capital outlay 104,941 3,712,417 Debt service: Principal 139,678 1,020,000 Interest and fiscal charges 865,892 3,813,165 822,592 Bond issuance costs 844,584 Total expenditures 144,160,193 11,486,229 1,073,429 5,679,049 822,592 REVENUES 0 VER (UI\'DER) EXPENDITURES (3,634,819) (535,334) (889,266) (5,462,128) (822,592) OTHER FTNANCING SOURCES (USES), Issuance of debt 665,884 Bond discount (579,161) Refunding bond issued 17,093,000 Payment to refunded bond escrow agent (15,110,000) Transfers in 9,641,430 2,915,077 9,941,097 1,198,585 Transfers out (6,933,232) (557,829) (275,842) (2,545,615) (6,908,969) Total other financing sources (uses) 2,708,]98 108,055 2,639,235 8,799,321 (5,710,384) NET CHANGE IN FUND BALANCES (926,621) (427,329) 1,749,969 3,337,193 (6,532,976) FUND BALANCE: Begi1ming of year, as restated (Note 15) 34,076,142 10,641,169 10,172,382 (29,327,616) (14,169,201) End of year $ 33,149,521 $ 10,213,840 $ 11,922,351 $ (25,990,423) $ (20,702,177) See accompanying Notes to Basic Financial Statements. 30 Major Funds Other Total Development Park Acquisition Governmental Governmental Impact Fund Development Funds Funds -$ $ S 14,370,334 S 91,770,846 5,906,026 39,497,983 53,987 2,041,721 1,001,126 515,677 7,735,744 9,252,547 879,948 12,435,955 960,622 3,317,666 787,786 1,260,007 2,482,821 10,103,986 1,293,606 8,699,938 29,404,221 3,082,518 1,775,684 41,089,420 197,824,925 231,765 5,704,572 43,640,514 11,921 661,635 72,872,527 411,834 16,590,458 46,042,781 4,647 1,203,670 6,969,924 6,122 7,199,101 944,959 4,689,786 9,853,461 19,305,564 6,526,847 7,686,525 7,075,290 12,576,939 844,584 1,611,2,l8 5,893,456 46,412,263 217,138,459 1,471,270 (4,117,772) (5,322,843) (19,313,534) 665,884 (579,]61) 4,532,000 21,625,000 (15,110,000) 6,908,969 19,897,267 50,502,425 (4,444,115) (24,924,201) (46,589,803) 2,464,854 (494,934) 10,514,345 3,936,124 (4,117,772) (5,817,777) (8,799,]89) 27,879,253 39,581,584 62,957,147 141,810,860 S 31,815,377 S 35,463,812 $ 57,139,370 $ 133,011,671 31 City of Chula Vista Reconciliation of the Governmental Statement of Revenues, Expenditures, and Changes in Fund Balances to the Government-Wide Statement of Activities and Changes in Net Assets For the year ended June 30, 2009 Net Change in Fund Balances - Total Governmental Funds Amounts reported for governmental activities in the Statement of Activities were different because: Governmental funds reported capital outlay as expenditures. However, in the Government-Wide Statement of Activities and Changes in Net Assets, the cost of those assets was allocated over their estimated useful lives as depreciation expenses. This is the amowlt of capital assets recorded in the current period. Depreciation expense on capital assets was reported in the Government-Wide Statement of Activities and Ganges in Net Assets, but they did not require the use of current financial resources. TIlerefore, depreciation expense was: not reported as expenditures in the Governmental Funds. This amount did not include the depreciation expense for Internal Service Funds in the amount of 51,029,924. Capital assets contributed by developers were recognized as revenue on the government-wide statement of activities. However those assets did not provide for current financial resources and therefore were not recognized as revenue on the governmental funds statement. 1l\e net effect of various miscellaneous transactions involving capital assets (i.e. sales, trade-ins, and donations) decreased net assets. 111e issuance of long~term liabilities provided current financial resources to governmental funds, but issuing debt increased long-term liabilities in the Government-Wide Statement of Net Assets. Repayment of long-term liabilities was an expenditures in governmental funds, but the repayment reduced lopg-term liabilities in the Government-Wide Statement of Net Assets. Issuance of long-term debt Refunding bond issued Principal payment of long-term debt Payment to refunded bond escrow agent Governmental funds reported bond issuance costs and [land discount as expenditures. However, in the Government-Wide St<ltement of Activities and Changes in Net Assets, the bond issuance costs and [land discount were allocated over the lives of the bond. Bond issuance costs Bond discount Amortization expenses were reported in the Government-Wide Statement of Activities and Changes in Net Assets, but they did not require the use of current financial resources. 1l1erefore, amortization expenses were not reported as expenditures in the Governmental FWlds. Bond premium and discount Deferred charges ?\let pension assets Balance carried forward See ~ccompanying Notes to Basic Financial Statements. 32 s (8,799,189) 11,159,711 (24,116,084) 14,059,671 (15,952) (665,884) (21,625,000) 7,686,525 15,110,000 844,584 579,161 (43,593) (58,732) (1,785,322) (7,670,104) City of Chula Vista Reconciliation of the Governmental Statement of Revenues, Expenditures, and Changes in Fund Balances to the Government-Wide Statement of Activities and Changes in Net Assets, Continued For the year ended June 30, 2009 Balance carried over (7,670,104) Certain long-term liabilities were reported in the Government-Wide Statement of Activities and Changes in Net Assets, but they did not require the use of current financial resources. 111erefore, long.term liabilities '....ere not reported as expenditures in governmental funds. TI,ese amounts represented the changes in long-term liabilities from prior year. Changes in Compensated Absences Changes in Claims Liabilities Changes in Arbitrage Liabilities Changes in Net OPEB lJabilities Changes in Pollution Remediation Obligations 167,014 (2,202,067) 16,386 (971,808) (650,000) Interest expense on long-term debt was reported in the Govemment-\Vide Statement of Activities and Changes in Net Assets, but it did not require the use of current financial resources. TIus amount represented the change in accrued interest from prior year. (401,260) Interest earned on long.term receivables did not provide current financial resources were not reported as revenues in the Governmental Funds. 860,329 lntema) service funds were used by management to charge the costs of certain activities to individual funds. TIle net revenue of internal serVice funds was reported with governmental activities. Change in Net Assets of Governmental Activities $ (800,652) (11,652,162) See accompanying Notes to Basic Financial Statements. 33 ~~ ~v~ ." ~- .,:#'" ~. .~ . .," ~., " "~" .,t ...' .. " p ... .. ,'" ""'l'. ". "". . ,....~. "r' " ..,: :r}.:!,~:,:, :~:f~1~:o;"~~f;;:1~:(. ';'f if::'! ~}. 41[:",:; .P~~~~~ ~---: ~~~'~"" ~.~~ .. ,'.. .. , ,... ". ... ,j .. . ~.... r,~ . ,'., . . ~, . , .. .. , ~. .. ~~~~ cr~rv Off CHUiLA W~51A 34 PROPRIETARY FUND FINANCIAL STATEMENTS 35 City of Chula Vista Statement of Net Assets Proprietary Funds June 30, 2009 Governmental Major Fund Activiti~s Sewer Nonmajor Internal Fund Enterprise Funds Total Service Funds ASSETS Current assets: Cash and 'iJwestments S 39,008,278 S 10,055,092 $ 49,063,370 $ 1,649,486 Receivables: Accounts 4,178,735 4,178,735 Interest 154,123 57,622 21l,745 6,005 Other 62,133 62,133 39,177 Total current assets 43,341,136 10,174,847 53,515,983 1,694,668 Noncurrent assets Advances to other funds 17,480,413 17,480,413 Capital assets, net 141,870,409 6,367,153 148,237,562 1,777,439 Total noncurrent assets 159,350,822 6,367,153 165,717,975 1,777,439 Total assets 202,691,958 16,542,000 219,233,958 3,472,107 LIABILITIES AND NET ASSETS Liabilities: Current liabilities: Accounts payable and accrued liabilities 645,795 32,547 678,342 326,457 Unearned revenue 1,543,887 1,543,887 Total current liabilities 645,795 1,576,434 2,=,229 326,457 Noncurrent liabilities: Advances from other funds 3,913,589 3,913,589 Compensated absences 59,133 Tota] noncurrent liabilities 3,913,589 3,913,589 59,133 Total liabilities 645,795 5,490,023 6,135,818 385,590 Net Assets: Invested in capital assets 141,870,409 6,367,153 148,237,562 1,777,439 Unrestricted 60,175,754 4,684,824 64,860,578 1,309,078 Total net assets S 202,046,163 $ 11,051,977 $ 213,098,140 $ 3,086,517 See accompanying Notes to Basic Financial Statements. 36 City of Chula Vista Statement of Revenues, Expenses and Changes in Net Assets Proprietary Funds For the year ended June 30, 2009 Governmental Major Fund Activities Sev...er Nonmajor Internal Fund Enterprise Funds Total Service Funds OPERATING REVENUES: Charges for services S 31,046,180 5 3,912,191 5 34,958,371 5 3,839,510 Other 2,946,844 268,420 3,215,264 12,118 Total operating revenues 33,993,024 4,180,611 38,173,635 3,851,628 OPERATING EXPENSES: Operations and administration 17,469,137 7,434,579 24,903,716 3,647,401 Maintenance 837,503 38,478 875,981 Depreciation 5,304,169 910,900 6,215,069 1,029,924 Total operating expenses 23,610,809 8,383,957 31,994,766 4,677,325 OPERATING INCOME (LOSS) 10,382,215 (4,203,346) 6,178,869 (825,697) NONOPERATING REVENUES (EXPENSES): Intergovernmental 3,390,228 3,390,228 Interest income 1,710,190 380,121 2,090,311 33,684 Interest expenses (62,927) (62,927) Gain (loss) on disposal of capital assets 82,592 82,592 23,892 Total nonoperating revenues (expenses) ],792,782 3,707,422 5,500,204 57,576 INCOME (LOSS) BEFORE TRANSFERS 12,174,997 (495,924) 11,679,073 (768,121) TRANSFERS: Transfers in 597,573 597,573 Transfers out (3,661,792) (815,872) (4,477,664) (32,531) Total transfers (3,064,2] 9) (8]5,872) (3,880,091) (32,531) CHANGE IN NET ASSETS 9,110,778 (1,311,796) 7,798,982 (800,652) NET ASSETS: Begimung of year 192,935,385 12,363,773 205.299,158 3,887,169 End of year $ 202,046,163 S 11,05] ,977 $ 213,098,140 $ 3,086,517 See accompanying Notes to Basic Financial Statements. 37 City of Chula Vista Statement of Cash Flows Proprietary Funds For the year ended June 30, 2009 Governmental Major Fund Nonmajor Activities Sewer Enterprise Internal Fund Fund Total Service Funds CASH FLOWS FROM OPERATING ACTIVITIES, Cash received from customers $ 31,154,122 $ 1,663,431 $ 32,817,553 $ Cash received from (payments to) other funds (325,768) 62,928 (262,840) 3,839,726 Cash payments to supplier and employees for goods and services (17,986,194) (7,472,865) (25,459,059) (3,737,116) Other operating revenues 2,946,844 268,420 3,215,264 12,118 Net cash pro\'ided (used) by operating activities I5/789,OM (5,478,086) 10,310,918 114,728 CASH FLOWS FROM eAPn AL AND RELATED FINA..."'\'CfNG ACTIVITIES: Acquisition of capital assets (4,324,363) (124,098) (4,448,461) (221,212) Proceeds received from disposal of capital assets 82,592 82,592 23,892 Net cash provided (used) by capital and related financing activities (4,241,771) (124,098) (4,365,869) (197,320) CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES, Intergovernmental 3,390,228 3,390,228 Interest expenses (62,927) (62,927) Transfers in 597,573 597,573 Transfers (out) (3,661,792) (815,872) (4,477,664) (32,531) Net cash provided (used) by noncapital financing activities (3,064,219) 2,511,429 (552,790) (32,531) CASH FLUWS FROM INVESTING ACTIVITIES: Interest revenue 1,804,759 434,896 2,239,655 45,294 Net cash provided (used) by investing activities 1,804,759 434,896 2,239,655 45,294 Net increase (decrease) in cash and cash investments 10,287,773 (2,655,859) 7,631,914 (69,829) CASH AND CASH EQUIVALENTS: Begirming of year 28,720,505 12,710,951 41,431,456 1,719,315 End of year $ 39,008,278 S 10,055,092 $ 49,063,370 5 1,649,486 RECONCILIATION OF OPERATING INCOME TO NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES, Operating income (loss) $ 10,382,215 $ (4,203,346) $ 6,178,869 $ (825,697) Adjustments to reconcile operating loss to net cash provided (used) by operating activities: Depreciation 5,304,169 910,900 6,215,069 1,029,924 Changes in operating assets and liabilities: Accounts receivable 107,942 107,942 Other receivable 63,501 63,501 216 Advances to other funds (325,768) (325,768) AccoUl1ts payable and accrued liabilities 320,446 192 320,638 (89,607) Uneamed revenue (2,312,261) (2,312,261) Advances from other funds 62,928 62,928 Compensated absences (108) Total adjustments 5,406,789 (1,274,740) 4,132,049 940,425 Net cash provided (used) by operating activities $ 15,789,004 $ (5,478,086) S 10,310,918 S 114,728 See accompanying Notes to Basic Financial Statements. 38 FIDUCIARY FUND FINANCIAL STATEMENTS 39 City of Chula Vista Statement of Fiduciary Net Assets Agency,Fund June 30, 2009 ASSETS Cash and investments $ 7,983,983 Restricted cash and invesbnents: Held by fiscal agents 136,102,877 Total assets $ 144,086,860 LIABILITIES Due to bondholders $ 144,086,860 Total liabilities $ 144,086,860 See accompanying Notes to Basic Financial Statements. 40 NOTES TO BASIC FINANCIAL STATEMENTS 41 City of Chula Vista Notes to Basic Financial Statements For the year ended June 30, 2009 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The basic financial statements of the City of Chula Vista, California have been prepared in conformity with generally accepted accounting principles (GAAP) as applied to govermnental agencies. The Governmental Accounting Standards Boards (GASB) is the accepted standard setting body for establishing governmental accounting and financial reporting principles. The more significant of the City's accounting policies are described below. A. Financial Repol'ting Entity The City of Chula Vista, California (City), incorporated in 1911, was recognized as a city in the State of California by election in 1949. The City operates under an elected Council and appointed City Manager form of government and provides the following services as authorized by its charter: public safety, COllllTIUlUty services, engineering services, planning services, public works, g~neral administrative services and capital improvements. As required by generally accepted accounting principles in the United States, these basic financial statements present the City and its component units, entities for which the City is considered to be financially accountable. The City is considered to be financially accountable for an organization if the City appoints a voting majority of that organization's governing body and either the City is able to impose its will on that organization or there is a potential for that organization to provide financial benefits to or impose specific financial burdens on the City. The City is also considered to be financially accountable for an organization if that organization is fiscally dependent (i.e., it is unable to adopt its budget, levy taxes, set rates or charges, or issue bonded debt without approval from the City). In certain cases, other organizations are included as component units if the nature and significance of their relationship with the City are such that their exclusion would cause the City's financial statements to be misleading or incomplete. Blended component units, although legally separate entities are, in substance, part of the City's operations and data from these units are combined with data of the City. Each blended component unit has a June 30 year-end. The following entities are reported component urn ts: Blended Component Units Redevelopment Azency of the City ofChula Vista (Aiie11cy) The Agency was created by the City of Chula Vista City Council (City Council) in October 1972. It was established pursuant to the State of California Health and Safety Code, Section 33000 entitled "Community Redevelopment Law." Its purpose is to prepare and carry out plans for improvement, rehabilitation, and redevelopment of blighted areas witlun tl1e territorial limits of the City of Chula Vista. The Agency has been included in tl1e accompanying basic financial statements since the City Council acts as tl1e Agency's governing board and exerts sigIuficant influence over its operations. The Agency' 5 operations are governmental in nature and, as such, have been included in the special revenue, capital projects, and debt service funds. The financial statements of the Agency can be obtained at tl1e Finance Deparbnent. 42 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued A. Financial Reporting Entity, Continued TIle Owla Vista Industrial Develo)JlJ1ent Authoritv (Develo)J1nent AutJ1Orih/) The Development Authority was formed in February 1982 for the purpose of promoting and developing commercial, industrial and manufacturing enterprises and encouraging employment. The governing body of the Development Authority is comprised of the members of the City Council. The Development Authority's financial data and transactions are included within the capital projects fund type. The City does not produce separate financial statements for the Development Authority. Owl" Vista Public Facilities Financin{! AutJ1Orih/ (Financin? Authority) The Financing Authority was established by ordinance, pursuant to the City Charter and Constitution of the State of California, as a public body, to serve the public purposes of the City. The ordinance was adopted on April 4, 1995. The governing body of the Financing Authority is comprised of the sitting members of the City Council. The Financing Authority is authorized to borrow money for the purpose of financing the acquisition of bonds, notes and other obligations of, or for the purpose of making loans to the City and! or to refinance outstanding obligations of the City. The financial statements of the Financing Authority can be obtained at the Finance Department. Chula Vista Housinz Authoritv (Housinz Authority) The Housing Authority was created by the City of Chula Vista City Council (City Council) in March 1993 to centrally coordinate and administer the City's programs for promoting balanced housing for families of all income levels. It was established pursuant to the State of California Health and Safety Code, Section 34200. It is empowered to develop, finance and own low income housing within the territorial limits of the City of Chula Vista. It uses a variety of local, state, and federal funding sources to administer and finance these programs. It is also the financing vehicle for the issuance of bonds for housing programs and services. The Housing Authority's financial data and transactions are included within the special revenue fund type. The City does not produce separate financial statements for the Housing Authority. B. Basis of Presentation, Measurement Focus and Basis of Accounting The accounting policies of the City conform to generally accepted accounting principles. The accounts of the City are organized on the basis of funds, each of which is considered a separate accounting entity. The operations of each fund are accounted for by providing a separate set of self-balancing accounts that comprise its assets, liabilities, fund equity, revenues and expenditures or expenses, as appropriate. Fund accounting segregates funds according to their intended purpose and is used to aid 11lanagenlent in denlonsuating cOlnpIiance \vith finance-related legal and contractual provisions. The minimU111 nUlnber of funds is lllaintained consistent \'>,'it11 legal and ll1anagerial requirements. Government-Wide Financial Statements TIle City's Govenunent-Wide Financial Statements include a Statement of Net Assets and a Statement of Activities and Changes in Net Assets. These statements present summaries of govenUllental activities and business-type activities for the City, the primary govenUllent, accompanied by a total column. Fiduciary activities of the City are not included in these statements. 43 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued B. Basis of P,-esentation, Measurement Focus and Basis of Accounting, Continued Government-Wide Financial Statements, Continued These basic financial statements are presented on an "economic resources" measurenlent focus and the accrual basis of accounting. Accordingly, all of the City's assets and liabilities, including capital assets, as well as infrastructure assets, and long-ternl liabilities, are included in the accompanying Statement of Net Assets. The Statement of Activities presents changes in net assets. Under the accrual basis of accounting, revenues are recognized in the period in which tlley are earned while expenses are recognized in the period in ,vhich tlle liability is incurred. Certain types of transactions are reported as program revenues for the City in three categories: . Charges for services . Operating grants and contributions . Capital grants and contributions Certain eliminations have been made as prescribed by CASB Statement No. 34 in regards to interfund activities, payables and receivables. All internal balances in the Statement of Net Assets have been eliminated except those representing balances between the governmental activities and the business- type activities, which are presented as internal balances and eliminated in the total primary government column. In the Statement of Activities, internal service fund transactions have been eliminated; however, those transactions between governmental and business-type activities have not been eliminated. The following interfund activities have been eliminated: . Due to, Due from otller funds . Advances to, Advances from other funds Transfers in, Transfers out TIle City applies all applicable CASB pronouncements (including all NCCA Statements and Interpretations currently in effect) as well as tlle following pronouncements issued on or before November 30, 1989, unless tllose pronouncements conflict Witll or contradict CASB pronouncements: Financial Accounting Standards Board (F ASB) Statements and Interpretations, Accounting Principles Board (APB) Opinions, and Accounting Research Bulletins (ARB) of the committee on Accounting Procedure. The City applies all applicable F ASB Statements and Interpretations issued after November 30, 1989, except tllose tllat conflict Witll or contradict CASB pronouncements. Governmental Fund Financial Statements Covermnental fund financial statements include a Balance Sheet and a Statement of Revenues, Expenditures and Changes in Fund Balances for all major govenmlental funds and non-major funds aggregated. An accompanying schedule is presented to reconcile and explain the differences in net assets as presented in these statenlents to the net assets presented in the govenl111ent-wide financial statements. The City has presented all major funds that met those qualifications. 44 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued B. Basis of Pl"esentation, Measul"ement Focus and Basis of Accounting, Continued Governmental Fund Financial Statements, Continued All governmental funds are accounted for on a spending or "current financial resources" nleasurement focus and the modified accrual basis of accounting. Accordingly, only current assets and current liabilities are included on the balance sheets. The Statement of Revenues, Expenditures and Changes in Fund Balances present increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in net current assets. Under the nlodified accrual basis of accoUllting, revenues are recognized in the accounting period in which they become both measurable and available to finance expenditures of the current period. Revenues are recorded when received in cash, except revenues subject to accrual (up to 7 Inonths after year-end) are recognized ''\Then due. The prinlary revenue sources, which have been treated as susceptible to accrual by the City, are property tax, sales tax, special assessments, intergovernmental revenues, other taxes, interest revenue, rental revenue and certain charges for services. Expenditures are recorded in the accounting period in which the related fund liability is incurred. Unearned revenues arise \vhen potential revenues do not meet both the "ll1easurable" and "available" criteria for recognition in the current period. Unearned revenues also arise when the government receives resources before it has a legal claim to them, as ,,,hen grant 1110nies are received prior to incurring qualifying expenditures. In subsequent periods when boOl revenue recognition criteria are met or when the government has a legal datill to the resources, the unearned revenue is reIlloved from Ole balance sheet and revenue is recognized. The Reconciliation of O,e Fund Financial Statements to O,e Government-Wide Financial Statements is provided to explain Ole differences created by the integrated approach of GASB Statement No. 34. The City reports Ole following major governmental funds: General Fund - This is Ole primary operating fund of the City. It is used to account for all revenues and expenditures Olat are not required to be accounted for in anoOler fund. SundlY Grants Special Revenue Fund - This fund consists of miscellaneous grants/revenues such as: supplemental!aw enforcement services, CBAG, California Library Services Act, asset seizure, local law enforcement block grants, California Recreation grants, Public Safety grants, waste management and recycling, energy conservation, emergency shelter program, HOME program, CDBG program income project, and Community Development Block grants. Redevelopment Agency Special Revenue Fund - This fund was established to account for revenue received from tax increment \vithin the redevelopn1ent project areas and is used to fund operating expenditures, debt service and Redevelopment Agency capital projects. Redevelopment Agency Debt Service Fund - This fund was established to account for debt levies, rentals, other revenues and paynlcnts of principal and interest on Redeveloplnent loans and outstanding bonds. 45 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued B. Basis of Presentation, Measurement'Facus and Basis of Accounting, Continued Governmental Fund Financial Statements, Continued City Debt Semice Fund - This fund was established to account for principal and interest payments on the City's long-term loans. Development Impact Capital Projects Fund - This fund was established as a depository of various development impact fees. The fees are levied against all new development in the City in order to pay for the construction or improvement of public facilities as a result of City growth. Park Acquisition Development Capital Projects Fund - This fund is a depository for fees collected from property developers for the purpose of providing park, and recreational facilities directly benefiting and serving residents of the regulated subdivision being developed. This in-lieu fee was adopted by the City to acquire neighborhood and Community Parkland and to construct parks and recreational facilities. Proprietary Fund Financial Statements Proprietary fund financial statements include a Statement of Net Assets, a Statement of Revenues, Expenses and Change in Net Assets, and a Statement of Cash Flows for all proprietary funds. A column representing internal service funds is also presented in these statements. However, internal service balances and activities have been c0111bined with the govenmlental activities in the governnlent- wide financial statements. Proprietary funds are accounted for using the 1/ economzc resources" measurement focus and the accrual basis of accounting. Accordingly, all assets and liabilities (whether current or noncurrent) are included on tl1e Statement of Net Assets. The Statement of Revenues, Expenses and Change in Fund Net Assets presents increases (revenues) and decreases (expenses) in total net assets. Under tl1e accrual basis of accounting, revenues are recognized in tl1e period in which they are earned while expenses are recognized in the period in which liability is incurred. Operating revenues in the proprietary funds are tl10se revenues that are generated from the primary operations of the fund. All other revenues are reported as nonoperating revenues. Operating expenses are those expenses that are essential to the primary operations of tl", fund. All other expenses are reported as nonoperating expenses. The City reports tl1e following major proprietary funds: Sewer Enfe1prise Fund - This fund consists of several funds that are used to account for sewer activities: The Sewer Income Fund is a depository for all monies collected to cover the cost of connecting properties to tl1e City's public sewer system. All monies received may be used only for the acquisition, construction, reconstruction, nlaintenance and operation of sanitati0l1 or sewerage facilities. 46 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued B. Basis of Preselltatioll, kfeasul"Cmellt Focus alld Basis ofAccoulltillg, COlltinued Proprietary Fund Financial Statements, Continued The Special Sewer Fund is used to account for the sale of the city's excess Metropolitan Sewerage System capacity. Use of monies in this fund is determined by the City Council. The Trunk Sewer Capital Reserve Fund is used to account for sewerage facility participation fees received from owners or persons making application for a permit to develop or modify use of any residential, cornmerciat industrial or otlier property, y\Thich increases the volu111e of flow into the City sewer system. All monies received shall be used for the enlargement of sewer facilities of the City soas to enhance efficiency of utilization and/or adequacy of capacity and for plam-Ling and/or evaluating any future proposals for area wide sewage treatment and/or water reclamation systems or facilities. The Sewer Service Revenue Fund is a depository for all monies collected from the monthly sewer service charge. Monies in this fund may be used for construction, luaintenance, or operation of sevV"er. Fiduciary Fund Financial Statements Fiduciary fund financial statements include a Statement of Net Assets. The City's fiduciary funds represent agency funds. Agency funds are custodial in nature (assets equal liabilities) and do not involve measurement of results of operations. The agency funds are accounted for on the accrual basis of accounting as are the Proprietary funds explained above. Fiduciary fund types are accounted for according to the nature of the fund. The City has only agency funds, which are purely custodial in nature (assets equal liabilities), and thus do not involve measurement of results of operations. These funds are used to account for money and property held by the City as trustee or custodian. They are also used to account for various assessrnent districts for which the City acts as an agent for debt service activities. C. Use of Restricted alld Ullrestricted Net Assets When an expense is incurred for purposes for which both restricted and unrestricted net assets are available, the City's policy is to apply restricted net assets first. D. Encumbrances Formal budgetary integration is enlployed as a 111anagement conh'ol device. Enculnbrance accounting, under which purchase orders, contracts and other con1n1ihnents for the expenditure of n101ues are recorded in order to reserve that portion of the applicable appropriation, is employed as an extension of formal budgetary integration. Encumbrances outstanding at year-end are reported as reservations of fund balances and do not constitute GAAP basis expenditures or liabilities because the commibnents will be honored during the subsequent year. 47 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, COI].tinued E. Cash, Cash Equivalents and Investments The City pools its available cash for investment purposes. The City considers pooled cash and investment amounts, with original maturities of three months or less, to be cash equivalents. In accordance with CASB Statement No. 31, Accounting and Financial Reporting for Certain Investments and for Extemal Investment Pools, highly liquid market investments with maturities of one year or less at time of purchase are stated at amortized cost. All other investments are stated at fair value. .Market value is used as fair value for those securities for which market quotations are readily available. The City participates in an inveshllent pool managed by the State of California titled Local Agency Investment Fund (LA IF) which has invested a portion of tl1e pool funds in Structured Notes and Asset- backed Securities. LAIF's investments are subject to credit risk witl1 tl1e full faith and credit of tl1e State of California collateralizing tl1ese investments. In addition, tl1ese Structured Notes and Asset-backed Securities are subject to market risk as to change in interest rates. For purposes of reporting cash flows, the City considers each fund's share in the cash and investments pool to be cash and cash equivalents including cash with fiscal agents. In accordance with CASB Statement No. 40, Deposit and Invesbnent Disclosures (an ame11dmel1t of GASB Statement No.3), tl1e City adheres to certain disclosure requirements, if applicable, for Deposits and Inveshnent Risks in the following areas; >- Interest Rate Risk >- Credit Risk Overall Custodial Credit Risk Concentration of Credit Risk >- Foreign Currency Risk In addition, other disclosures are specified including use of certain methods to present deposits and investments, highly sensitive investments, credit quality at year-end and other disclosures. F. 11lventoties Inventories are valued on a weighted average-cost basis which are adjusted to ammal physical counts or estimates under the consumption method of accounting. G. Restricted Assets Fiscal agents acting on behalf of tile City hold inveshnent funds arising from tl1e proceeds of long-term debt issuances. The funds may be used for specific capital outlays or for the payment of certain bonds, certificate of participation or tax allocation bonds and have been invested only as permitted by specific State statutes or applicable City ordinance, resolution or bond indenture. 48 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued H. Lalld Held for Resale Land held for resale is recorded at the lower of cost or market, but not greater than the net realizable value. An amount equal to the carrying value of land is reserved in fund balance because such assets are not available to finance the City's current operations. The amount recorded as assets held for resale and the corresponding fund balance reserved as of June 30, 2009 was $0. 1. Capital Assets Capital assets are valued at historical cost or estimated historical cost if actual historical cost was not available. Donated fixed assets are valued at their estimated fair market value on the date donated. City policy has set the capitalization threshold for reporting capital assets at $5,000 for equipment and $100,000 for infrastructure. Depreciation is recorded on a straight-line basis over estimated useful lives of the assets as follows: Buildings Improvements other than buildings Machinery and equipment Infrastructure 50 years 50 years 5-12 years 30-75 years In June 1999, the Governmental Accounting Standards Board (CASB) issued Statement No. 34 which requires the inclusion of infrastructure capital assets in local governnlents' basic financial statenlents. In accordance with GASB Statement No. 34, the City has included all infrastructure. The City defines infrastructure as the basic physical assets that allow the City to function. The assets include streets, seV\7er, and park lands. Each major infrastructure system can be divided into subsystems. For example the street system can be subdivided into pavement, curb and gutters, sidewalks, medians, streetlights, landscaping and land. These subsystems were not delineated in tlle basic financial statements. The appropriate operating department maintains information regarding the su bsyste~s. Interest accrued during capital assets construction, if any, is capitalized for tlle business-type and proprietary funds as part of the asset cost. For all infrastructure systems, the City elected to use tl1e Basic Approach as defined by GASB Statement No. 34 for infrastructure reporting. The City commissioned an appraisal of City owned infrastructure and property as of June 30, 2001. This appraisal determined tl1e original cost, which is defined as the actual cost to acquire new property in accordance witl1 market prices at the time of first construction/ acquisition. Original costs were developed in one of three ways: (1) historical records; (2) standard unit costs appropriate for tl1e consb'uction/ acquisition date; or (3) present cost indexed by a reciprocal factor of the price increase fro III the construction/ acquisition date to the current date. The accumulated depreciation, defined as the total depreciation from tl1e date of consb'uction/ acquisition to the current date on a straight line, unrecovered cost method was computed using industry accepted life expectancies for each infrastructure subsystem. The book value was tl1en computed by deducting tl1e acculllulated depreciation from the original cost. 49 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued J. Compensated Absences Government-Wide Financial Statements For governmental and business-type activities, compensated absences are recorded as expenses and liabilities as incurred. Fund Financial Statements For governmental funds, compensated absences are recorded as expenditures in the years paid, as it is the City's policy to liquidate any unpaid compensated absences at June 30 from future resources, rather than currently available financial resources. The General Fund is typically used to liquidate compensated absences. Tn proprietary funds, compensated absences are expensed to the various funds in the period they are earned, and such fund's share of the unpaid liability is recorded as a long-term liability of the fund. K. Long- Te1711 Debt Government-Wide Financial Statements Long-term debt and otl1er financial obligations are reported as liabilities in the appropriate funds. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using tl1e effective interest method. Bonds payable are reported net of tl1e applicable premium or discow1t. Issuance costs are reported as deferred charges. Fund Financial Statements The fund financial statements do not present long-term debt but are shown in tl1e Reconciliation of the Governmental Funds Balance Sheet to tl1e Government-Wide Statement of Net Assets. L. Property Taxes Property taxes are levied on March 1 and are payable in two installments: November 1 and February 1 of each year. Property taxes become delinquent on December 10 and April 10, for the first and second installments, respectively. The lien date is January 1. The County of San Diego, California (County) bills and collects property taxes and remits them to tl1e City according to a payment schedule established by tl1e County. The County is permitted by State law to levy taxes at 1 % of full market value (at time of purchase) and can increase tl1e property tax rate no more tl1at1 2% per year based on California CPI whichever is less. The City receives a share of tlus basic tax levy proportionate to what it received during the years 1980- 1981. Property tax revenue is recogluzed in tl1e fiscal year for wluch tlle taxes have been levied, provided tlle taxes are received within 60 days after tl1e end of the fiscal year. Property taxes received after this date are not considered available as a resource that can be used to finance the current year operations of the City and, therefore, are not recorded as revenue until collected. No allowance for doubtful accounts was considered necessary. 50 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued M. Use of Estimates The preparation of basic financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts and disclosures. Actual results could differ from these estimates and assumptions. N. Public Facilities Financing Interest costs incurred from the date of borrowing to the completion of the improvement project(s) are capitalized, net of interest earnings, on all proprietary fund assets acquired with tax-exempt debt. O. Net Assets/Fund Balances Government-Wide Financial Statements Net assets are categorized as follows: Invested in Cavital Assets, Net of Related Debt - This amoimt consists of capital assets net of accumulated depreciation and reduced by outstanding debt that attributed to the acquisition, construction, or improvement of the assets. Restricted Net Assets - This amount is restricted by external creditors, grantors, contributors, or laws or regulations of other govermnents. . Unrestricted Net Assets - This amount is all net assets that do not meet the defi.nition of "invested in capital assets, net of related debt" or "restricted net assets." Fund Financial Statements Reservations of fund balances of governmental funds and retained earnings of proprietary funds are created to either satisfy legal covenants, including State laws, that require a portion of the fund equity be segregated or ideiltify the portion of the fund equity not available for future expenditures. P. Implementation of New GASB Pronouncements In fiscal year 2009, the City adopted the following Governmental Accounting Standards Board Statements: >- GASB Statement No. 49, Accounting and Financial Reporting for Pollution Remediation Obligations >- GASB Statement No. 52, Land and Other Real Estate Held as Investments by Endowments > GASB Statement No. 55, TIle Hierarchy of Generally Accepted Accounting Principles for State and Local Govemments > GASB Statement No. 56, Codificatzon of Accounting and Financial Reporting Guidance Contained in AICPA Statements on Auditing Standards 51 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued P. implemelltatioll of Ilew GASB Prolloullcements, COlltillued GASB Statement No. 49 addresses accounting and financial reporting standards for pollution (including contamination) remediation obligations, which are obligations to address the current or potential detrimental effects of existing pollution by participating in pollution remediation activities such as site assessments and cleanups. GASB Statement No. 52 improves the quality of financial reporting by requiring endowments to report their land and other real estate investments at fair value, creating consistency in reporting among similar entities that exist to invest resources for the purpose of generating income. GASB Statement No. 55 incorporates the hierarchy of generally accepted accounting principles (GAAP) for state and local governments into the GASB's authoritative literature. It is intended to make it easier for pre parers of state and local government financial statements to identify and apply the "GAAP hierarchy," which consists of sources of accounting principles used in the preparation of financial statements so that they are presented in conformity with GAAP and the framework for selecting those principles. GASB Statement No. 56 incorporates accounting and financial reporting guidance previously only contained in the American Institute of Certified Public Accountants (AICP A) auditing literature into the GASB's accounting and financial reporting literature for state and local governments. The Statement No. 56 guidance addresses three issues from the AICP A's literature - related party transactions, going concern considerations, and subsequent events. 2. CASH, CASH EQUIV ALEl'rrS AND INVESTMENTS The City maintains a cash and investinent pool, which includes cash balances and authorized investments of all funds, which the City Treasurer invests to enhance interest earnings. The pooled interest earned is allocated to the hmds based on average daily cash and investinent balances in these funds. The following is a summalY of pooled cash and investillents, including restricted cash and investments at June 30, 2009: GJverIUllent-\\'ide Statement: of Net As!:ets Fiduciary Funds Govemmental Business Type Statement of Activities Activities Total Net Assets Total Cash and Im'estments $ 129,892,902 S 49,063.370 5 178,956,272 $ 7,983,983 S 186,940,255 Restricted Cash and Inveshnents: Held by Cily $ 13,813,043 $ $ 13,813,043 $ S 13,813,043 Held by fiscal agents 17,659,048 17,659,048 136,102,.877 153,761,925 Total restricted cash and investments S 31,472,091 S S 31,472,091. S 136,102,877 S 167,574,968 Total cash and investments $ 161,364,993 S 49,063.370 $ 210,428,363 $ 144,086,860 S 354,515,223 52 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 2. CASH, CASH EQUIVALENTS AND INVESTMENTS, Continued Cash, cash equivalents, and investments consisted of the following at June 30, 2009: Petty cash Deposits with financiaJ institution . Invesbnents Investments held by bond trustee Total cash and inveshnents $ 5,900 24,887,430 175,859,968 153,761,925 :; 354,515,223 A. Cash Deposits The carrying amount of the City's cash deposits were $24,887,430 at June 30, 2009. Bank balances before reconciling items were $24,338,028 at that date, the total amount of which was insured or collateralized with securities held by the pledging financial institutions in the City's name as discussed below. The City follows the practice of pooling cash and investments of all funds, except for funds required to be held by fiscal agents under the provisions of bond indentures. Interest income earned on pooled cash and invesbnents is allocated on an accounting period basis to the various funds based on the period-end cash and investment balances. Interest income from cash and investments with fiscal agents is credited directly to tl1e related fund. B. Investments As of June 30, 2009, tl1e City had tl1e following inveshnents and maturities: Investment Maturities (in year..) Investment T)lle Fair Value 1 year or less 1 to 2 years 2to3ycars 3to4years 4 to 5 years LAIF $ 58,261,988 $ 58,261,988 $ $ $ $ Time Deposits 310,000 310,000 CalTrust Short Term Fund 1.007,547 1,007,547 Corporate Bonds 4-073,537 4,073,537 Federal Home Loan Bank 26,059,690 6,017,813 14,066,251 5,975,626 Federal National Mortgage Association 22,066,563 3,020,625 7,031,875 6,074,063 5,940,000 Federal Home Loan Mortgage Corporation 26,999,080 20,[).42,390 6,936,690 Federal Farm Credit Bank 37,081,563 16,021,750 17,062,813 3,995,000 Held by bond trustee; US Treasury 65,S34,948 33,466,062 31,273,106 2,095,780 Investment Agreements 25,923,019 11,025,189 1,132,000 13,765,830 Money Market Funds 61,003,958 61,003,9.:>8 Total S 329,621,893 $ 165,074,744 $ 34,293,731 $ 53,]89,365 $ 38,335,127 $ 38,728,926 In accordance witl1 CASB Statement No. 31, Accounting and Financial Reporting for Certam Invesonents and for Extemal Investments Pools, investments should be stated at fair value. The City reported its investments at fair value and' tl1e unrealized losses on inveshnents amow1ted to $339,377 for tl1e fiscal year ended June 30, 2009. 53 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30,.2009 2. CASH, CASH EQUIVALENTS AND INVESTMENTS, Continued B. Investments, COlltinued Investments AlIthol'ized by the Califol1lia Govel1lment Code and the City's Investment's Policy The table below identifies the investment types that are authorized for the City by the California Government Code (or the City's investment policy, where more restrictive). The table also identifies certain provisions of the California Government Code (or the City's investment policy, where more restrictive) that address interest rate risk, credit risk, and concentration of credit risk. This table does not address investments of debt proceeds held by bond trustee that are governed by the provisions of debt agreements of the City, rather than the general provisions of the California Govenm1ent Code or the City's investment policy. Maximum Maximum Authorized Maximum Percentage of Investment in Investment Type Maturity Portfolio" One Issuer Bankers' Acceptances 180 days 40% 30% Negotiable Certificates of Deposit 5 years 30% None Commercial Paper 270 days 25% 10% State and Local Agency Bond Issues .3 years None None US. Treasury Obligations 5 years None None U.s. Agency Securi ties 5 years None None Repurchase Agreement 90 days None None Reverse-Repurchase Agreements 90 days 20% None Medium-Term Corporate Notes :; years 30% None Time Certificates of Deposit 3 years None None - Money Market Funds 5 years 15% None Local Agency Investment Fund (LAlF) NjA None $40 Million "Excluding amounts held by bond trustee that are not subject to California Government Code restriction. 54 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 2. CASH, CASH EQUIVALENTS AND INVESTMENTS, Continued B. I1zvesDnents, Continued Investments Authorized by Debt Agreements Investments of debt proceeds held by bond trustee are governed by provisions of the debt agreement, rather than the general provisions of the California Govenunent Code or the City's investment policy. The table below identifies certain provisions of these debt agreements that address interest rate risk, credit risk, and concentration of credit risk. I Maximum Maximum Authorized Maximum Percentage of Investment in !m'estment Type Maturity Portfolio* One Issuer U.s. Treasury Obligations None None None Federal Home Loan Mortgage Corporation None None None Farm Credit Banks None None None Federal Home Loan Banks None None N'one Federal National Mortgage Association None None None Student Loan Marketing Association None None None Financing Corporation (FICO) None None None Resolution FUIlding Corporation None None None Certificates of Deposits, Time Deposits and Bankers' Acceptances 30 Days None None Commercial Paper 270 Days None None Money Market Funds NjA None None State Obligations None None None Municipal Obligations None None None Repurchase Agreements None None None lnvestmen1 Agreements None None None Local Agency Im'estment Fund (LAIF) None None None C. Risk Disclosures Interest Rate Risk As a illeans of liIlliting its exposure to fair value losses arising frOlTI rising interest rates, the City's investment policy provides tJlat Hnal maturities of securities calUlot exceed Hve years. No more than 30% of the City's portfolio may be invested in securities with maturities greater than 3 years. Specific maturities of investments depend on liquidity needs. As of June 30, 2009, the City's pooled cash and investments had the foIlowing maturities: Maturity Percentage of Investment Less than one year One to two years Two to three years Three to four years Four to five years 50% 10% 16% 12% 12% The weighted average maturity of the portfolio was 1.5 years. 55 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30,2009 2. CASH, CASH EQUIVALENTS AND INVESTMENTS, Continued C. Risk Disclosures, Continued Credit Risk Generally, credit risk is the risk that an issuer of an invesbnent will not fulfill its obligation to the holder of the invesbnent. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. The City's invesbnents are rated by the nationally recognized statistical rating organizations as follows: Standard Inveshnent .rype fair Value Moody's &1-'00r'5 State ot California ~ Local Agency Investment Fund $ 58,26l,988 Not Rated Not Rated Time Deposits 310,000 Not Rated Not Rated CalTrust "hart Term "und 1,UU7,547 Not I<ated Not I<ated Corporate Bonds 4,073,537 Aaa AAA Federal Home Loan Bank 26,059,690 Aa1 AA+ Federal National Mortgage Association 22,066,563 Not Rated Not Rated Federal Home Loan Mortgage Corporation 26,YYY,U~U Not Xated Not l\a ted Federal Farm Credit Bank 37,081,563 Aaa AAA Held by bond trustee: U.s. Treasury 66,834,948 Not Rated Not Rated Investment Agreements 25,923,019 Not Rated Not Rated Money Market Funds 61,003,958 Not Rated Not Rated Total Investments $ 329,621,893 Custodial Cred,t Risk Demand Deposits: The California Govenm1ent Code requires California banks and savings and loan associations to secure the City's cash deposits by pledging securities as collateral. This Code states that collateral pledged in this manner shall have the effect of perfecting a security interest in such collateral superior to those of a general creditor. Thus, collateral for cash deposits is considered to be held in the City's name. The market value of pledged securities must equal at least 110% of the City's cash deposits. California law also allows institutions to secure City deposits by pledging first trust deed mortgage notes having a value of 150% of the City's total cash deposits. The City may waive collateral requirements for cash deposits, which are fully insured up to $100,000 by the Federal Deposit Insurance Corporation. The City, ho\vever, has not \'\'aived the collateralization requirements. Investments: For an invesbnent, custodial credit risk is the risk that, in the event of the failure of the counter party, the City will not be able to recover the value of its investments or collateral securities that are in the possession of an outside party. All securities, with the exception of the money market funds and LAIF, are held by a third-party custodian (BNY Western Trust). BNY is a registered member of the Federal H.eserve Bank. 56 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 2. CASH, CASH EQUIVALENTS AND INVESTMENTS, Continued C. Risk Disclosures, C01lti1lued Conce1ltrati01l of Credit Risk The investment policy of the City contains limitations on the amount that can be invested in anyone issuer beyond that stipulated by the California Govemment Code. Investments in anyone issuer that represent 5% or more of total City's investments are as follows: Investment Tyoe Fair Value Issuer Federal Horne Loan Bank Federal National Mortgage Association Federal Home Loan Mortgage Corporation Federal Farm Credit Bank Federal Agency Securities $ Federal Agency Securities Federal Agency Securities Federal Agency Securities 26,059,690 22,066,563 26.999,080 37,081.563 D. I1lvestme1lts i1l Local Agency I1lvestme1lt FU1ld The City invests in the Local Agency Investment Fund (LAIF), a State of California investment pool. LAIF determines fair value on its investment portfolio based on market quotations for those securities where market quotations are readily available and based on amortized cost or best estimate for those securities where market value is not readily available. The City valued its investments in LAIF as of June 30, 2009, at amortized cost which approximates the fair value. The fair value is calculated by multiplying the account balance with LA IF times a fair value factor of 1.001364207 which is determined by LAlF. This fair value factor was determined by dividing all LAIF participants' total aggregate amortized cost by total aggregate fair value. 11.e City's investments with Local Agency Investment Funds (LAIF) at June 30, 2009, included a portion of the pooled funds invested in Su'uctured Notes and Asset-Backed Securities. These investments included the following: Structured Notes are debt securities (other than asset-backed securities) whose cash flow characteristics (coupon rate, redemption amount, or stated maturity) depend upon one or more indices and/ or that have embedded forwards or options. . Asset-Backed Securities, the bulk of which are mortgage-backed securities, entitle their purchasers to receive a share of the cash flows from a pool of assets such as principal and interest repayments from a pool of mortgages (such as CMO) or credit card receivables. As of June 30, 2009, tl.e City had $58,261,988 invested in LAIF, which had invested 14.71% of the pool investment funds in Medium-Term and Short-Term Structured Notes and Asset-Backed Securities. 57 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 3. RECEIVABLES A. Accounts Receivable AtJune 30, 2009, the City had the following accounts and other receivables: Governmental Business-Type Activities Activities Total Stann drain fees $ 85,300 $ $ 85,300 Sewer service fees 4,178,735 4,178,735 Staff time reimbursement 784.948 784,948 l\1iscellaneous 28,765 28.765 Total $ 899,013 $ 4,178,735 $ 5,077,748 B. Taxes Receivable At June 30, 2009, the City had the following taxes receivable: Sales Tax :H::ighway Users Tax Properly Tax Utility Users Tax Transient Occupancy Tax Motor Vehicle License Fee Traffic Congestion Franchise Fee Tax Activities $ 6,088.749 292-781 U48,042 1,072,387 208,428 177,613 469,757 1,951,746 $ 11,409,503 Total C. Loans Receivable At June 30, 2009, the City had the following loans receivable, including principal and deferred interest: Governmental Activiti~s Principal Deferred Interest Total Sou th Bay Community Services $ 3,510,085 $ 1.716,037 $ 5,226,122 Heritage (South Bay Community Villas L.P.) 4,400.000 997,710 5,397,710 Girls and Boys Club Construction Loan 118,750 118,750 Rancho Vista Housing (Chelsea Inveshnent Corporation) 1,300,000 21~,220 1,718,220 St. Regis Park (Chelsea Investment Corp) 1,387,152 750,956 2,138,108 Chula Vista Rehabilitation CHIP Loans 2,153,220 174,478 2,327,698 Park Village Apts (Civic Center Barrio Housing Corporation) 216,883 216,883 Mobile Home Assistance Programs 55,952 55,952 Los Vecinos (Wakeland Housing and Development Corporation) 5,680,000 371,964 6~OSl,964 Main Plaza (Alpha III Development Inc.) 1,800,000 228,813 2,028,813 Seniors on Broadway (r-.1AAC Project) 3,Sl1,194 331,778 3,842,972 The Landings (Chelsea Investment Corp) 1,1 00,000 35,522 1.135,522 First Time Home Buyers Program 37,000 37.000 Total $ 25,470,236 $ 4,825,478 $ 30,295,714 58 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended Juile 30, 2009 3. RECEIVABLES, Continued C. Loalls Receivable, COlltillued SOllth Bay Commullilir Services The Agency entered into several loan agreements with South Bay Community Services, a California non-profit public benefit corporation. Prior years' loan was made to South Bay Community Services for the purpose of purchasing a 14-unit apartment building. In fiscal year 1998, a loan to fund the Trolley Terrace 13-unit project and the Cordova Village 40-unit project were made. These projects are to provide housing to very low-income families. The funds were made available to the City through a drawdown from the U.S. Department of Housing and Urban Development. Included in the current year balance is the $887,995 loaned by the Agency. Deed of trusts and assignment of rents secure the notes. Principal and interest are payable annually out of any and all residual receipts derived from the property and/ or operation of the property. Fund balance has been reserved in the Sundry Grants Special Revenue Fund and in the Agency's Low & Moderate Housing Fund. Interest accrues aJU1Ually on the unpaid balance from rates ranging from 3% to 6%. At June 30, 2009, the outstanding balance of the loan was $5,226,122 which included deferred interest accrual of $1,716,037. Heritaiie (South Bav C011l11l1l1lit]f Villas. L.P.) The Agency entered into a loan agreement with South Bay Community Villas, L.P. for the development of the Heritage Town Center multi-family rental housing project. The l\edevelopment Agency (Agency) assistance is in the form of residual receipt loan secured by a promissory note and deed of trust. The outstanding principal and interest on the loan will be repaid over fifty five years and shall accrue interest at 3% per annum. Payment of principal and interest on the Agency loan shall be made on an ammal basis, out of a fund equal to fifty percent of the net cash flow of the project (residual receipts) after debt service on bonds, payment of deferred developers fee, and reasonable operating expense have been paid. Fund balance has been reserved in the Low and Moderate Income Housing Fund. At June 30, 2009, the ou tstanding balance of the loan was $5,397,710 which included deferred interest accrual of 5997,710. Girls and Boys Clllb COllstmctioll Loall The City has made a loan of $250,000 for construction of a new facility for the Boys and Girls Club. The loan is interest free and will be repaid with equal almual payments over 20 years, starting in February 1999. Fund balance has been ,reserved in the General Fund. At June 30, 2009, the outstanding balance of the loan was $118,750. Rallcho Vista HOllsillz (Chelsea Illvestment Corporatioll) The City and Agency have loaned $1,500,000 to CIC Eastlake, L.P. for the development and operation of l\ancho Vista Housing project, a multifamily affordable housing project. The loan is secured by promissory notes and deeds of trust. The outstanding principal and interest amount of the loan shall be repaid over tifty-five (55) years and shall accrue at tl1e simple interest rate of tl1ree (3%) percent per armum. Payment of principal and interest, or pcirtions thereof, on tl1e loan shall be made on an annual basis, out of a fund equal to fifty (50%) percent of the net cash flow of tl1e project. At June 30, 2009, the outstanding balance of tl1e loan was $1,718,220 which included deferred interest accrual of $218,220. 59 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 3. RECEIVABLES, Continued C. Loans Receivable, Continued St. Regis Park (Clwlsea Investment Corroration) The Agency entered into a loan agreement with Chelsea Investment Corporation for the acquisition and rehabilitation of the 119-unit Pear Tree Apartments at 1025 Broadway. All units will be affordable to low-income households. The loan is secured by a Deed of Trust and will accrue 6% interest for 52 years. Payment of principal and interest shall be made on an alUmal basis out of a fund equal to 90% of the residual receipts. At June 30, 2009, the outstanding balance of the loan was $2,138,108 which included deferred interest accrual of $750,956. Chula Vista Rehabilitation CHIP Loans The Chula Vista Rehabilitation Community Housing Improvement Program (CHIP) is under the direct control of the Agency. CHIP offers deferred and low interest rate home improvement loans to qualified borrowers residing within a target area. Loan repayments are re-deposited into the program cash accounts and are redistributed as future loans. Fund balance has been reserved in the Redevelopment Agency Special Revenue Fund. At June 30, 2009, the outstanding balance of the loan was $2,327,698 which included deferred interest accrual of $174,478. Park Villa?e Ararhl1ents (Civic Center Barrio Housm'} Corporation) In 1991, the Agency entered into a loan agreement with the Civic Center Barrio Housing Corporation, a California non-profit public benefit corporation. The loan was made for the purchase of land and the development of a 28-unit low-income housing project. During 1992, the loan was assigned to Park Village Aparh11ents Ltd., a California limited parmership in which Civic Center Barrio Housing Corporation is the managing general parh1er. The loan is secured by a deed of trust on the property and assignment of rents. Principal and interest are payable monthly. Interest accrues annually at 5% of the unpaid principal balance of the note. Fund balance has been reserved in the Redevelopment Agency Special Revenue Fund. At June 30, 2009, the outstanding balance of the loan was $216,883. Mobile Home Assistance Proi/ram5 The Agency entered into agreements with eligible residents of the Orange Tree Mobile home. Park, whereby the Agency loaned $250,030 as permanent financing assistance to residents for the purpose of purchasing certain mobile home property. The loans are secured by deeds of trust on the property and mature in 2017 or when the property is sold. Contingent interest will be charged based on calculations specified in the agreement. Fund balance has been reserved in the Redevelopment Agency Special Revenue Fund. At June 30, 2009, the outstanding balance of the loan was $55,952. 60 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 3. RECEIVABLES, Continued C. Loans Receivable, Continued Los Vecinas (Wakeland Hausinf and Development Corporation) The Agency entered into a loan agreement with Wakeland Housing and Development Corporation to assist the borrower in constructing 41 affordable multifamily units for occupancy by extremely low, very low and lower income households. The loan amount of $5,680,000 was funded by the Agency's Low & Moderate Income Housing Fund. The loan bears an interest rate of 5% per alU1Um. Principal and interest payments will be made on an alU1ual basis out of a fund equal to 50% of the "Residual Receipts" for years 1-30, 75% of the Residual Receipts" for years 31-54, until 55 years from the date the Improvement are Placed in Service, at which time all principal and unpaid interest shall be due and payable. At June 30, 2009, the outstanding balance of the loan was $6,051,964 which included deferred interest accrual of $371,964. 'Main Plaza (Alpha III Development Inc.) The Agency entered into a loan agreement with Main Plaza, LP (Borrower) to assist the borrower in acquiring and improving certain real property for occupancy by very low, lower and low and moderate income households. The loan bears an interest rate of 3% per annum. The loan shall be due and payable on the date that is 55 years from the date of the Agency's issuance of the Certificate of Completion. At June 30, 2009, the outstanding balance of the loan was 52,028,813 which included deferred interest accrual of $228,813. Seniors on Broadway (MAAC Project) The Agency entered into a loan agreement with Seniors on Broadway Limited Partnership to assist the bOlTO\Ver in acquiring and inlproving certain real property for occupancy by very Jow, lower aDd lo\v and moderate income households. The loan bears an interest rate of 3 % per annum. The loan shall be due and payable on the date that is 55 years from the date of the Agency's issuance of the Certificate of Completion. At June 30, 2009, the outstanding balance of the loan was 53,842,972 which included deferred interest accrual of $331,778. The Landinfs (Chelsea Investment Corporationt) The Agency entered into a loan agreement with CIC Landings, L.P. to assist the borrower in constructing 92 affordable multifamily aparln1ent units for occupancy by extremely low, very low and lower income households. The loan bears an interest rate of 3% per annum. The loan shall be due and payable each and evelY year cOlnmencing with the first armiversary of the issuance of the Certificate of Completion by the City in an amount equal to 50% of the residual receipts. At June 30, 2009, the outstanding balance of the loan was $1,135,522 which included deferred interest accrual of $35,522. First Tirne Home BU1{ers Prorgram Other loans receivable amount to $37,000 and are loans to recipients for down payment assistance through the First Time Home Buyers Program. 61 City of ChuIa Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 4. INTERFUND TRANSACTIONS A. Govel"llment-Wide Financial Statements Internal Balance Atjune 30, 2009, the City had the following internal balances: Advances to 5 o - ~ ~ o u ~ Business-type Activities ,. ~ Total Governmental Activities Total $ 13,566,824 S 13,566,824 $ 13,566,824 $ 13,566,824 Transfers At June 30, 2009, the City had the following operating transfers: Transfers Out .5 Govemmental ~ Activities Total " ~ ~ S S 3,880,091 c Business-type Activities 3,880,091 " - f-< Total S 3,880,091 $ 3,880,091 B. Fund Financial Statements Due To, Due From As of June 30, 2009, balances were as follows: Payable Fund Grants Development Special Impact Capital Non-major Reven ue Projects Governmental " 3 Funds Funds Funds Total - " Sundry Grants Special Revenue Funds $ 1,249,153 $ $ $ 1,249,153 :is " RDA Special Revenue Funds 1,693,136 244,487 1,937,623 ,. '0 Development Impact Capital Projects 24,630,395 24,630,395 u 0 0: Non-major Governmental Funds 657,673 561,579 1,219,252 Total $ 3,599,%2 $ 24,630,395 S 806,066 S 29,036,423 The amounts of due to and due from for all funds represent one day loans which were made to cover negative cash situations that resulted from reimbursements not being received as of June 30, 2009. 62 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 4. INTERFUND TRANSACTIONS, Continued B. Fund Financial Statements, Continued Long-Term Advances As of June 30, 2009, balances were as follows: Advances from De\Teloprnent Impact Non-major Sewer General Capilli! Governmental Enterprise E Fund . Projects. Funds Funds ~ ~ v Non-major Enterprise Funds S S S $ 3.913,589 ~ ~ ,. RDA Debt Service Fund 26,213,114 4,736,376 ~ City Debt Service Fund 1,557,225 5,578,128 13,566,824 Total S 27,770,339 S 5,578,128 S 4,736,376 S 17,480,413 Total S 3,913,589 30,949,490 20,702,177 S 55,565,256 The Agency has entered into reimbursement agreements with the City to reimburse the City for certain lease payments made by the City under various lease agreements. The balance as of June 30, 2009, was $24,981,474. The City Council authorized various loans to the Agency for operating purposes. The terms of the loans are indefinite. The balance as of June 30, 2009, is $1,231,640. The Redevelopment Agency Capital Projects Fund advanced $15,828,397 to RDA Debt Service Fund for capital improvement projects and operating purposes. The terms of the advances are indefinite. The balance was 54,736,376 at June 30,2009. The City Council au1110rized loans to Special Assessment District Improvement Funds for $7,680; Salt Creek for $15,862,919; Public Facilities 011' for $6,954,825; and Western TOIl' for $180,528. The Assessment District loans are due and payable in 10 years, wi111 the first payment due upon completion of 111e project. The Public Facilities DIF loan for $5,200,000 is due and payable in 13 years, with the first payment due in fiscal year 2012/2013 at an interest rate of 3.80% based on 111e pooled investment rate. The City Council also au1110rized loans wi111 indefinite terms to Store Drain Fund for $1,609,814. 63 City of ChuIa Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 4. INTERFUND TRANSACTIONS, Continued B. Fund Financial Statements, Continued Transfers Transfers for the year ended June 30, 2009, were as follows: Transfers Out Development Spcl'lalRevenueFunds Debl Service Funds Impact Non-major -, Nonmajor Intemal Sundry Capital Gov'l Enterprise Enterprise Ser\'i,,~ General Grants RDA RDA Cit\' ProJects Funds Funds Funds Fund Total General $ 229,042 . 158,740 . 300,000 . $ 5,293.726 $ 3,533,375 . 94,423 , 32,124 , 9,641,430 Rl'developmentAgency SpeclalRevenue 41,T:>4 116,986 2,756,337 2.,915,077 RDA Debt5<'rvice 2,237,182 7,703,9]5 9,941,097 City Debt SeJ'vire 882.731 65,S~ 250,000 1,198,585 Development Impact Capital Projects 6,905,969 6,900,969 Non-major GovernmentaJFunds 6,050,501 287,033 11; 8,433 4,444,115 9,104,369 1,400 893 407 19,897,267 Sewer Enterprise Funds Ill,OIl 470.556 597,573 TOlal , 6,933,232 , 557,829 $ 275M2 , 2':'45,615 , 6,908.969 $ 4.444.115 $24,924,201 , 3,661.792 . 815,872 S 32,531 $ 51.099,998 General Fund - Operating support to reimburse the general fund for City staff services and equipment. Total amount of reimbursement was $9,641,430. Redevelopment A;zenc1/ Special Revenue Fund - Operating support and staff services in the amount of $116,986 from Low and Mod Income Housing, $7,000 from Home Program and $34,754 from Community Development Block Grant; b"ansferring 20% of gross tax increment per Health and Safety Code 33334.2 in the amount of $938,696 from Bayfront Town Center I and $1,817,641 from Merged Capital Project. RDA Debt Service - Funding the debt services fund for repayment of various long-term obligations amounted to $9,941,097. City Debt Service - Funding debt service funds for repayment of various long-term obligations amounted to $1,198,585. Development Impact Capital Projects - Funding the infrasb"ucture improvements and borrowing the funds in the amount of $5,180,000 from the Transportation Development Impact Fee Fund and $1,528,969 from the General Fund. Sewer Enterprise Funds - Operating support and staff services in the amount of $127,017 from Sewer Facility Replacement and refunding the excess project costs of $470,556 from Poggi Canyon Sewer Basin. Non-mawr Governmental Funds - Funding debt service funds for repayment of various long-term obligations and to fund various capital improvement projects amounted to $19,897,267. 64 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 5. CAPITAL ASSETS A. Govel'llmellt-Wide Fillallcial Statemellts The following is a sununary of capital assets for governmental activities for the year ended June 30, 2009: Prior Period Balance C!p AdjU5tments Balance July 1, 2008 Additions Deletions Transfers (Note IS} June 30, 2009 Non-depreciable assets: Land S 81,160,428 S 354,418 S $ S 2,260,925 $ 83,775,771 Construction in progress 16,470,067 8,389,234 (18,509,760) 6,349,541 Total nondepreciable assets 97,630,495 8,743,652 (18,509,760) 2,260,925 90,125,312 Depreciable assets: Buildings 20D,118/640 13,144,622 213,263,262 Improvements other than buildings 114,266,439 5,365,138 119,631,577 Machinery and equipment 35,392,800 994,977 (1,228,282) 35,159,495 Infrastructure 589,366,386 15,726,701 605,093,087 Subtotal 939,144,265 16,721,678 (l,228,2S2) 18,509,760 973,147,421 Less accumulated depreciation: Buildings (27,663,040) (4,006,064) (31,669,104) Improvements other than buildings (28,727,490) (2,294,062) (31,021,552) Machinery and equipment (28,386,193) (2,532,>42) 1,187,594 (29,751,141) InfrastTucture (152,431,023) (16,293,340) (168,724,363) Total accumulated depreciation (237,207,746) (25,146,008) 1,187,594 (261,166,160) Total depreciable assets, net 701,936,519 (8,424,330) (40,688) 18,509,760 711,981,261 Total governmental activities $ 799,567,014 S 319,322 $ (40,688) S S 2,260,925 S 802,106,573 During the fiscal year ended June 30, 2009, developers donated some infrastructure assets to the City. The following is a summary of those infrastructure assets donated which were included in tl1e additions column on the schedule above: Mrastructme $1-L059,671 Govenunental activities depreciation expenses for capital assets for the year ended June 30, 2009 are as follows: General government Public safety Public works Parks and recreation Lilnry Internal service Total depreciation expense $ 1,302,583 2,377,193 17,745,653 2,455,015 235,M0 1,029,924 S 25,145,008 65 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 S. CAPITAL ASSETS, Continued A. Government-Wide Financial Statements, Continued The following is a summary of capital assets for business-type activities: Balance Balance July 1, 2008 Additions Deletions June 30, 2009 Non-depreciable assets: Construction in progress $ $ 983,145 $ $ 983,14S Total nondepreciable assets 983,145 983,145 Depreciable assets: Machinery and equipment 13,461,130 726,632 (406,050) 13,781,712 Infrastructure 215,151,026 2,738,684 217,889,710 Subtotal 228,612,156 3,465,316 (406,050) 231,671,422 Less accumulated depredation: :t\1achinery and l.'quipment (8,019,966) (1,116,364) 406,030 (8,730,280) Infrastructure (70,588,020) (5,098,705) (75,686,725) Total accumulated depreciation (78,607,986) (6,215,069) 406,050 (84,417,005) Total depreciable assets, net 150,004,170 (2,749,753) 147,254,417 Total governmental activities $ 150,004,170 $ (1,766,608) $ $ 148,237,562 Depreciation expenses for business-type activities for the year ended June 30, 2009 are as follows: Sevver $ 5,300,169 Transit 850,500 Sewer DIFS 60,000 Total depreciation expense S 6,215,069 66 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT Governmental Activities Long-Term Debt Summary of changes in governmental activities long-term debt for the year ended June 30, 2009 was as follows: Balance Debt Debt Balance Due in Due in more July 1, 2008 Issued Retired June 3D, 2009 one year than one year Tax allocation bonds $ 40,185,000 $ 21,623,000 $ (15,980,000) $ 45,B3D,000 $ 905,000 $ 44,925,000 Pension obligation bonds 8,820,000 (1,820,000) 7,000,000 2,020,000 4,980,000 Certificate of participation 135,045,000 (4,465/XJO) 130,580,000 4,595,000 125,985,000 Bond premiums 30,712 (1,181) 29,531 1,181 28,350 Bond. discount (457,704) (579,161) 44,774 (992,091) (44,774) (917,317) ERAF Loan 1,365,000 (150,000) 1,215,000 160,000 1,055,000 Section 108 loan 9.500,000 9,500,000 287,000 9,213,000 Notes payable 224,326 665,884 (29,187) 861,023 33,157 827,866 Capi tal leases 2,211,933 (352,338) 1,859,595 371,203 1,488,390 Total S 1%,924,267 $ 21,711,723 S (22,752,932) S 195,883,058 S 8,327,769 $ 187,555,289 A. Tax Allocation BOllds Ba lance Debt Debt Balance Due v.>ith:i:n Due in more July 1, 2000 Issued Retired June 30, 2009 -one year than one year 2000 Tax Allocation Bonds $ 15,110,000 $ $ (15,110,000) S 5 $ 20()5 Senior Tax Allocation Refunding Bonds, Series A 13,040,000 (460,000) 12,580,000 480,000 12,100,000 2006 Subordinate Tax Allocation Refunding Bonds, Series B 12,035,rxx:J (410.000) 11,625 ,000 425,000 11 ,200,Um 2008 Tax Allocation Refunding Bonds 21,625,000 21,625,000 21,625,000 Total S 4O,185,(XXJ S 21,625,000 S (15,980,000) $ 45,830,000 $ 905,000 $ 44,925,000 67 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT, Continued A. Tax Allocation Bonds, Continued 2000 Tax Allocation Bonds In October 2000, the Agency issued $17,000,000 2000 Tax Allocation Bonds, to provide funds to fund a reserve account, to pay the expenses of the agency in connection with the issuance of the bonds and to finance or refinance certain redevelopment activities. The bonds consist of $9,535,000 serial bonds which mature from 2001 to 2030 in amounts ranging from $100,000 to $715,000 and term bonds of $1,440,000 and $6,025,000 which mature in 2022 and 2029, respectively. Interest is payable semiannually on March 1 and September 1 at interest rates ranging from 4.30% to 5.375%. The bonds are subject to optional redemption on any interest payment date on or after September 1, 2004, at various redemption prices. The bonds are payable solely from certain tax increment revenues of the Agency and other funds held under the indenture. The balance outstanding at June 30, 2009, was $0. This was refunded by 2008 Tax Allocation Refunding Bonds. 2006 Sen;or Tax Allocatlon Refund;n'r{ Bonds, Series A In July 2006, the Agency issued the 2006 Senior Tax Allocation Refunding Bonds, Series A in the amount of $13,435,000 to refinance the Agency's outstanding Bayfront/Town Centre Redevelopment Project 1994 Senior Tax Allocation Refunding Bonds, Series A, and to satisfy the reserve requirement for the Bonds and provide for the costs of issuing the Bonds. The original bond proceeds were used in the acquisition of property, demolition, relocation, public improvements and funding the Low and Mod Income Housing Project. The bonds consist of serial bonds which mature in 2028. Interest is payable semiannually on March 1 and September 1 at interest rates ranging from 4.00% to 4.60%. The bonds are subject to optional redemption on any interest payment date on or after September I, 2012, at various redemption prices. The bonds are payable solely from certain tax increment revenues of the Agency and other funds held under the indenture. The balance outstanding at June 30, 2009 was $12,580,000. The annual debt service requirements for the 2006 Senior Tax Allocation Refunding Bonds, Series A outstanding at June 3D, 2009 were as follows: Year Ending June 30, Principal Interest Total 2010 $ 480,000 $ 537,545 $ 1,017,545 2011 500,000 517,945 1,017,945 2012 520,000 497,545 1,017,545 2013 540,000 474,995 1,014,995 2014 565,000 450,133 1,015,133 2015- 2019 3,205,000 1,860,009 5,065,009 2020- 2024 3,935,000 1,101,059 5,036,059 2025-2028 2,835,000 223,918 3,058,918 Total $ 12,580,000 $ 5,663.149 $ 18,243,149 68 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT, Continued A. Tax A /location Bollds, Contillued 2006 Subordinate Tax Allocatioll Reful1dil1~ BOllds, Selies B In July 2006, the Agency issued $12,325,000 2006 Subordinate Tax Allocation Refunding Bonds, Series B to refinance the Agency's outstanding BayfrontjTown Centre Redevelopment Project 1994 Senior Tax Allocation Refunding Bonds, Series C and D, and to satisfy the reserve requirement for the Bonds and provide for the costs of issuu1g the Bonds. The original bond proceeds were used in the acquisition of property, demolition, relocation, public improvements and fundu1g the Low and Mod Income Housing Project. The bonds consist of $7,995,000 serial bonds which mature from 2007 to 2021 in amounts ranging from $290,000 to $735,000 and term bonds of $4,330,000 which mature U1 2028. Interest is payable semiannually on April 1 and October 1 at interest rates ranging from 4.00% to 6.00%. The bonds are subject to optional redemption on any interest payment date on or after October 1, 2012, at various redemption prices. The bonds are payable solely from certain tax increment revenues of the Agency and other funds held under the u1denture. The balance outstandu1g at June 30, 2009 was $11,625,000. The arumal debt service requirements for the 2006 Subordinate Tax Allocation Refunding Bonds, Series B outstandu1g at June 30, 2009 were as follows: Year Ending June 30, Principal Interest Total 2010 $ 425,000 $ 569,199 $ 994,199 2011 440,000 551,084 991,084 2012 460,000 531,384 991,384 2013 480,000 510,234 990,234 2014 500,000 487,934 987,934 . 2015-2019 2,890,000 2,045,606 4,935,606 2020-2024 3,690,000 1,218,879 4,908,879 2025-2028 2,740,000 248,063 2,988,063 Total $ 11,625,000 $ 6,162,383 $ 17,787,383 69 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT, Continued A. Tax Allocation Bonds, Continued 2008 Tax Allocation Refulldin~ Bonds In July 2008, the Agency issued the 2008 Tax Allocation Refunding Bonds in the amount of $21,625,000 to refinance the Agency's outstanding Merged Redevelopment Project 2000 Tax Allocation Bonds, to satisfy the reserve requirement for the Bonds, to provide for the costs of issuing the Bonds, and to provide funds to finance or refinance redevelopment activities. The bonds consist of $11,570,000 serial bonds which mature from 2014 to 2028 in amounts ranging from $575,000 to $1,020,000 and term bonds of $3,345,000 and $6,710,000 which mature in 2031 and 2036 respectively. Interest is payable semialU1Ually on March 1 and September 1 at interest rates ranging from 4.00% to 4.94%. The bonds are subject to optional redemption on any interest payment date on or after September 1, 2019, at various redemption prices. The bonds are payable solely from certain tax increment revenues of the Agency and other funds held under the indenture. The balance outstanding at June 30, 2009 was $21,625,000. The annual debt service requirements for the 2008 Tax Allocation Refunding Bonds outstanding at June 30, 2009 were as follows: Year Ending ]wle 30, Principal Interest Total $ 963,636 $ %3,636 963,636 %3,636 963,636 963,636 963,636 %3,636 963,636 %3,636 4,516,581 7,626,581 3,823,737 7,ffJ8,737 2,914,257 7,589,257 1,712,984 7,557,984 306,138 4,516,138 $ 18,091,877 $ 39,716,877 20]0 2011 2012 2013 2014 2015- 2019 2020-2024 2025-2029 2030-2034 2035-2036 5 3,110,000 3,785,000 4,675,000 5,845,000 4,210,000 Total 5 21,625,000 Defeasance of Tax Allocation Bonds In July 2008, the Agency refunded the 2000 Tax Allocation Bonds in the amount of $15,110,000 with the $21,625,0002008 Tax Allocation Bonds. The net proceeds of $20,409,050 were used to purchase direct obligations for which the full faith and credit of the United States are pledged. These securities were deposited in an irrevocable trust with an escrow agent to provide for all future debt service payments of the refunded debt. As a result, a portion of these bonds were considered defeased and removed from the City's long-term debt. At June 30, 2009, the outstanding balance of the defeased portion of the Tax Allocation Bonds was $15,110,000. 70 City of Chub Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT, Continued A. Tax Allocation Bonds, Continued Pledged Revenues The Agency has pledged tax revenues to the repayment of the Agency's debts through the final maturity of the Bonds, or early retirement of the Bonds, whichever comes first. Tax revenues consist of tax increment revenues allocated to the Agency's project areas pursuant to Section 33670 of the Redevelopment Law excluding that portion of such tax increment revenues required to be paid ul1der Tax-Sharing Agreements unless the payment of such amounts has been su bordinated to payment of debt services on the Bonds. Tax increment received in 2008-2009 was $13,781,681 and total debt service of all Tax Allocation Bonds paid was $3,362,S22. The Bonds required 2S% of net revenues. In future years, anl1ual principal and interest payments on the Tax Allocation Bonds are expected to require 31 % of tax increment revenues. B. Pension Obligation Bonds Balance Debt Issued Debt Retired Total July 1, 2008 $ 8,820,000 $ $ 8,820,000 $ Balance June 30, 2009 Due in one yea r Due in more than one year POB 1994 Series $ (1,820,000) $ 7,000,000 $ 2,020,000 $ 4,980,000 $ (1,820,000) $ 7,000,000 $ 2,020,000 $ 4,980,000 1994 Pension Oblization Bonds The Pension Obligation Bonds, Series 1994 were issued by the City to pay the obligations from the City to the California Public Employees Retirement System for the City's ul1funded pension liability. The total issue is comprised of the following: (1) Current Interest Bonds with original amount due of $7,41S,000. These bonds mature in amounts ranging from 5310,000 in 1996 to $1,820,000 in 2009. Interest is payable semi-a11l1ually on February 1 and August 1, beginning February 1, 1996, at interest rates ral1ging from 6.05% to 7.875% annually; (2) $7,000,000 Term Bonds are due August 1,2011, with a stated ammal interest rate of 8.1S% and are reflected in the arumal debt service schedule below; (3) Capital Appreciation Bonds, with original amount due of $2, 371,S32 matured in 2006. These bonds mature in the initial principal amounts ranging from $800,000 in 2002 to $1,09S,000 in 200S and $480,036 in 2006. The effective at1l1ual yield on these bonds ranges from 7.690% to 8.34%. The bonds are not limited as to payment to any special source of funds of the City. The accredited value of the Pension Obligation Bonds at June 30, 2009 was $7,000,000. The annual debt service requirements for the Pension Obligation Bonds outstanding at June 30, 2009 are as follows: Year Ending June 30, Principal Interest Total 2010 5 2,020,000 5 486,688 S 2,506,688 2011 2,325,000 310,172 2,635,172 2012 2.655,000 107,859 2.762,859 Total 5 7.000,000 $ 904,719 5 7,904,719 71 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT, Continued C. Certificates of Participatio1l 2000 COP, s,ries A 2002 COP Police Facility 2003 Refunding COP 2004 COP Civic Ctr Ph 1 2006 COP Civic Ctr Ph 2 Balance July1,2008 $ 17.735,000 56,660.000 5,085 ,000 35,675,000 19,8\\J.ooO $ 135,045.000 Balance Additions Deletions June 30, 2009 $ $ (1,025,000) 5 16,71 0,000 (1,240,000) 55,420,000 (940,000) 4,145,000 (810,000) 34,865,000 (450,000) 19,440,000 $ $ (4,465,000) 5 130,580,000 Due within one year $ 1,070,000 1,290,000 940,000 830,000 465,000 $ 4,595,000 Total 2000 COP, Series A Due in more than one year $ 15,640,000 54,130,000 3,205,000 34,035,000 18,975,000 $ 125,985,000 In October 2000, the Chula Vista Public Financing Authority (Financing Authority) issued $25,255,000 in 2000 Certificates of Participation, Series A, to provide funds to improve the City's 800 Megahertz emergency communications system, improve the City's Corporation Yard, finance a reserve account for the certificates, and pay the costs of issuance incurred in cOlmection with the execution and delivery of the certificates. The source of the repayments of the certificates is the lease payments to be made by the City to the Authority. The certificates mature in amounts ranging from $855,000 in 2001 to $1,790,000 in 2020. Interest is payable semi-armually on March 1 and September 1, at interest rates ranging from 4.25% to 5.25%. The certificates maturing after September 1, 2010, are subject to redemption at premiums ranging from zero to 2%. The outstanding balance at June 30, 2009 is .$16,710,000. The annual debt service requirements for the 2000 Certificates of Participation outstanding at June 30, 2009 were as follows: Year Ending June 30, Principal Interest Tala! 2010 $ 1,070,000 $ 792,523 $ 1,862,523 2011 1,120,000 744,343 1,8{4,343 2012 1,165,000 693,490 1,858,490 2013 1,220,000 639,218 1,859,218 2014 1,275,000 581,195 1,856,195 2015-2019 7,365,000 '1,884,630 9,249,630 2020-2021 3,495,000 185,719 3,680,719 Total 5 16,710,000 5 5,521,118 5 22,231,118 72 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT, Continued C. Certificates ofParticipatiol1, COlltil1ued 2002 COP In June 2002, the Chula Vista Public Financing Authority issued $60,145,000 in 2002 Certificates of Participation to provide funds to construct the City's Police Headquarters, finance the reserve account of the certificates, to capitalize interest during construction and to pay the cost of issuance of the certificates. The source of repayment of the certificates is the lease payments to be made by the City to the Authority. Interest is payable semiannually on February 1 and August1 of each year commencing February 1, 2003. The certificates mature in 2032 and principal is payable on August 1 each year conunencing August 1,2005. As of June 30, 2009 the outstanding balance is $55,420,000. The almual debt service requirements for the 2002 Certificates of. Participation outstanding at June 30, 2009 were as follows: Year Ending June 30, Principal Interest Total 2010 $ 1,290,000 $ 2,620,746 $ 3,910,746 2011 1,340,000 2,568,146 3,908,146 2012 1,400,000 2,513,346 3,913,346 2013 1,460,000 2,456,146 3,916,146 2014 1,520,000 2,396,546 3,916,546 2015-2019 8,700,000 10,910,207 19,610,207 2020-2024 11,065,000 8,593,944 19,658,944 2025-2029 14,280,000 5,449,500 19,729,500 2030-2033 14,365,000 1,482,375 15,847,375 Total 5 55,420,000 5 38,990,956 $ 94,410,956 2003 Refundil1? COP In May 2003, the Chula Vista Public Financing Authority (Authority) issued its 2003 Refunding Certificates of Participation to defease the 1993 Certificates, reimburse the City for amounts it has advanced to prepay the equipment lease, finance a reserve account and pay for tile cost of issuance of tJ,e Certificates. The Certificates are to be repaid from lease payments made by ti,e City to the Autilority for leasing certain property. Interest is payable semialmually on March 1 and September 1 of each year commencing September 1, 2003. The certificates mature in 2013 and principal is payable on September 1 each year commencing September 1, 2003. As of June 30, 2009 ti,e outstanding balance is $4,145,000. 73 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT, Continued C. Certificates of Participation, Continued 2003 Refund171;;? COP, Continued The arffiual debt service requirements for the 2003 Refunding Certificates of Participation outstanding at June 30,2009 were as follows: Year Ending June 30, Principal Interest Total 2010 S 940,000 S 109,905 S 1,049,905 2011 965,000 84,880 1,049,880 2012 990,000 56,273 1,046,273 2013 1,030,000 24,438 1,054,438 2014 220,000 3,850 223,850 Total $ 4,145,000 $ 279.346 $ 4,424,346 2004 Civic Center Proiect Phase I COP In September 2004, the ChuIa Vista Public Financing Authority (Authority) issued $37,240,000 in 2004 Certificates of Participation to provide funding for the fist phase of the reconstruction, renovation, and equipping of the City's Civic Center Complex. Proceeds will also be used to finance the reserve account of the certificates, to capitalize interest during construction and to pay the cost of issuance of the certificates. The source of repayment of the certificates is the lease payments to be made by the City to the Authority. Interest is payable semiaIUmally on March 1 and September 1 of each year commencing March 1, 2006. The certificates mature in 2034 and principal is payable on September 1 each year commencing September 1, 2006. As of June 30, 2009 the outstanding balance is $34,865,000. The arillual debt service requirements for the 2004 Certificates of Participation Civic Center Project Phase I outstanding at June 30, 2009 were as follows: Year Ending JundO, Principal Interest Total 2010 S 330,000 $ 1,561,118 S 2,391,113 2011 355,000 1,536,213 2,391,218 2012 885,000 1,507,361 2,392,361 2013 915,000 1,476,386 2,391,386 2014 950,000 1,442,074 2,392,074 2015-2019 5,340,000 6,630,506 11,970,506 2020-2024 6,550,000 5,413,085 11,963,085 2025-2029 8,180,000 3,785,513 11,965,513 2030-2034 10,360,000 1,604,500 11,964,500 Total 5 34,865,000 5 24,956,761 S 59,821,761 74 -, City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT, Continued C. Certificates of Participation, Continued 2006 Civic Center Proiect Phase II COP In March 2006, the Chula Vista Public Financing Authority (Authority) issued $20,325,000 in 2006 Certificates of Participation to provide funds for the construction and equipping of certain improvements to the Civic Center Complex of the City of Chula Vista and other existing City facilities, fund capitalized interest, fund a reserve fund, and pay the cost s incurred in connection with the execution and delivery of U1e Certificates. The source of repayment of the certificates is the lease payments to be made by the City to U1e AuU10rity. Interest is payable semialU1ually on March 1 and September 1 of each year commencing September 1, 2006. The certificates mature in 2036 and principal is payable on March 1 each year commencing March 1, 2008. As of June 30,2009 the outstanding balance is $19,440,000. The aImual debt service requirements for U1e 2006 Certificates of Participation Civic Center Project Phase II outstanding at June 30, 2009 were as follows: Year Ending june30, Principal Interest Total 2010 S 465,000 $ 807,199 S 1,272,199 2011 480,000 791,389 1,271,389 2012 495,000 775,069 1,270,069 2013 510,000 758,239 1,268,239 2014 530,000 740,389 1,270,389 2015-2019 2,960,000 3,392,937 6,352,937 2020-2024 3,590,000 2,759,873 6,349,873 2025-2029 3,895,000 1,956,563 5,851,563 2030-2034 4,445,000 1,080,006 5,525,006 2035-2036 2,070,000 140,850 2,210,850 Total $ 1 ~,440,000 S 13,2U2,514 S 32,642,514 D. ERAF Loan Balance Debt Debt Balance Due in Due in more July 1,2008 Issued Retired June 30, 2009 .one year than one year 2005 ERAF S 575,000 S $ (70,000) $ 505,000 $ 75,000 $ 430,000 2006 ERAF 790,000 (80,000) 710,000 85,000 625,000 Total S 1,365,000 S S (150,000) S 1,215,000 $ 160,000 $ 1,055,000 75 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT, Continued D. ERAF Loan, Continl/ed 2005 ERAF In May 2005, the Agency participated in a $765,000 Loan Agreement with the California Statewide Communities Development Authority to finance their 2005 share of ERAF Payments to the County Auditor. The annual debt service payments are: Year Ending June 30, Principal Interest Total 2010 S 75,000 $ 25,570 $ 100,570 2011 80,000 22,118 102,118 2012 80,000 18,354 98,354 2013 85,000 14,526 99,526 2014 90,000 10,356 100,356 2015 95,000 5,880 100,880 Total S 505,000 $ %,804 $ 601,804 2006 ERAF In May 2006, the Agency participated in a $930,000 Loan Agreement with the California Statewide Communities Development Authority to finance their 2006 share of ERAF Payments to the County Auditor. The a!mual debt service payments are: Year Ending June 30, Principal Interest Total 2010 S 85,000 S 40,632 $ 125,632 2011 90,000 35,996 125,996 2012 95,000 31,052 126,052 2013 100,000 25,784 125,784 2014 105,000 20,188 125,188 2015- 2016 235,000 22,074 257,074 Total S 710,000 5 175,726 5 885,726 E. Sectionl0S Loan Balance Debt Debt Balance Due in Due in more July 1, 2008 Issued Retired June 30, 2009 one year than one ye~r Section 10810an $ 9,500,000 $ $ $ 9,500,000 $ 287,000 S 9,213,000 Total 5 9,500,000 $ 5 5 9,500,000 5 287,000 5 9,213,000 76 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT, Continued E. Sectio1l10S Loan, COlltinued Section 108 Loan In June 2008, the City entered into a Contract for Loan Guarantee Assistance with the US Department of Housing and Urban Development (HUD) as part of the Section 108 Loan Program in the amount of $9,500,000. The Section 108 Loan is an "advance" of future CDBG entitlement funds and, as such, is repaid witl1 a portion of tl1e City's annual entitlement. Proceeds of the loan wiII be used to fund multiple capital improvement projects. Debt service payments wiII be made witl1 fulure CDBG entitlements for tl1e next 20 years, interest payment begilUUng witl1 fiscal year 2008j2009. As of June 30, 2009, fue outstanding balance is $9,500,000. The annual debt service payments are as follows: Year Ending June 30, Principal Interest Total 2010 $ 287,000 $ 447,471 $ 734,471 2011 302,000 439,015 741,015 2012 317,000 428 ,866 745,866 2013 332,000 417,073 749,073 2014 349,000 752,752 1,101,752 2015-2019 2,027,000 1,413,215 3,440,215 2020-2024 2,587,000 1,220,062 3,807,062 2025-2029 3,299,000 475,147 3,774,147 Total $ 9 .500,000 $ 5,593,601 $ 15,093,601 F. Notes Payable Balance Debt Debt Balance pue in Due in more July 1, 2008 Issued Retired June 30, 2009 one year than one year Parking Structure Note $ 224,326 $ $ (29,187) $ 195,139 $ 33,157 $ 161,982 California Energy Commison Loan 665,884 665,884 665,884 Total $ 224,326 $ 665,884 $ (29,187) $ 861,023 5 33,137 $ 827,866 Parkin:? Struchne Note In January 1994, the City entered into a note payable witl1 a private party in order to purchase certain land and improvements for tl1e ultimate purpose of constructing a tlwee-leve! parking structure. The note calls for 240 monthly payments of principal and interest, commencing in April 1994 in tl1e initial amount of $2,548 and increasing 3% percent alU1ually. The alUma! interest rate is 8.29%. As of June 30, 2009, tl1e outstanding balance is $195,139. 77 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT, Continued F. Notes Payable, Continued Parkin\! Structure Note, COl1tinued The annual debt service payments are as follows: Year Ending June 30, Principal Interest 2010 $ 33,157 $ 14,956 2011 37,513 12,043 2012 42,289 8,753 2013 47,523 5,051 2014 34,657 1,086 Total $ 195,139 $ 41.889 Total $ 48,113 49,556 51,042 52,574 35,743 $ 237,028 Califo7'11ia Ener\!1l Commission Loal1 On September 25, 2007, the City Council approved Resolution 2007-241 authorizing the City's participation in the California Energy Commission' (CEC) and the SDG&E On-Bill Financing program. The loans would bridge the financial gap between energy conservation project capital costs and the available rebates for energy conservation equipment. As of June 30, 2009, the outstanding balance is $665,884. The debt service payment will be computed after the projects have been completed. G. Capita I Leases Balance Debt Issued SD County Regional Camm. System Medical Resuscitation Equipment July 1, 2008 $ 1,470,345 $ 741,588 Debt Balance Due in Due in more Retired June 30, 2009 one year than one year $ (212,660) $ 1,257,685 $ 224,676 $ 1,033,009 (139,678) 601,910 146,529 455,381 $ (352,338) $ 1,859,595 $ 371,205 $ 1,488,390 Total $ 2,2]],933 $ SD County Re<;!ional CommunicatlOn Slfstem The City has participated in the San Diego County Regional Communications System (RCS). The City financed its share of the RCS network infrastructure over 14 years in the amount of $2,809,405. The agreement with the County provided the City with full partnership in the RCS. As of June 30, 2009, the outstanding balance is $1,257,685. 78 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT, Continued G. Capital Leases, Continued SO County ReiJional Communication System, Continued The future minimum lease obligation and the net present value of these minimum lease payments as of June 30, 2009, were as follows: Year Ending June 30, Principal Interest Total 2010 $ 224,676 $ 71,059 S 295,735 2011 237,369 58,365 295,734 2012 250,780 44,954 295,734 2013 264,948 30,785 295,733 2014 279,912 15,815 295,727 Total $ 1,257,685 $ 220,978 S 1,478,663 Medical Resuscitation Equipment On April 16, 2008 the City entered into a five year lease purchase agreement for the acquisition of medical resuscitation equipment manufactured by Zoll Medical Corporation for use by the Fire Department financed by Kansas State Bank of Manhattan in the amount of $764,224. The medical equipment replaced the existing equipment that is beyond its useful performance life. This lease agreement qualifies as a capital lease for accounting purposes and, therefore, has been recorded at the present value of the future minimum lease payments at the inception date. . The assets acquired through this capital lease are as follows: Governmental Activities Assets: MachinclY and equipment Less: Accumulated depreciation Total $ 764,224 s (63,685) 700,539 The future nlininlulll1ease obligation and the net present value of these miniInmn lease paynlents as of June 30, 2009, were as follows: Year Ending June 30, Principa 1 Interest Total 2010 S 146,529 $ 25,686 $ 172,215 2011 153,717 18,499 172,216 2012 161,257 10,959 172,216 2013 140,407 3,106 143,513 Total $ 601.910 S 58,250 $ 660.160 79 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT, Continued H. Special Assessmellt Debt - NOll-City Obligatiolls Bonds issued to finance public improvement projects in certain assessment districts are liabilities of the property owners and are secured by liens against the assessed property. The City acts as an agent for collection of principal and interest payments by the property owners and remittance of such monies to the bondholders. The City has no obligation or duty to pay any delinquency out of any available funds of the City. Neither the faith, credit, nor the taxing power of the City is pledged to the payment of the bonds. Therefore, none of the following obligations are included in the accompanying basic financial statements. At June 30, 2009, the total special assessment debt outstanding" was as follows: CFD 06-1A EastIake V./oods, Vista, Land Swap CFD 06-1B Eastlake Woods, Vista, Land Swap CFD 01.2 McMillin Otay Valley Ranch Village 6 CFD 08-1 Otay Ranch Village CFD 07-1 Otay Ranch Village II CFD 12-1 McMillin Otay Ranch Village 7 CFD 2001-1B San .Miguel Ranch 2005 Improvement CFD 13-1 McMillin Otay Ranch Village 7 CFD 07-1 McMillin Otay Ranch ViIIage I 2005 Revenue Refunding Bonds AD 94-1 EastJake Greens Phase II RAD 2001-1 Refunding Revenue Bonds Residential RAD 2001-2 Refunding Revenue Bonds Commercial SDG&E Industrial Development Revenue Bonds, 1992 Series A-D SDG&E Industrial Development Revenue Bonds, 1996 Series A-B SDG&E Industrial Development Revenue Bonds, 1997 Series A SDG&E Industrial Development Revenue Bonds, 2004 Series A-F SDG&E Industrial Development Revenue Bonds, 2006 Series A Total 80 Original Amount $ 39,000,000 $ 7,880,000 10,250,000 21,655,000 28,050,000 22,565,000 12,230,000 16,620,000 16,950,000 93,930,000 7,464,474 20,445,000 9,705,000 250,000,000 98,900,000 25,000,000 251,265,000 161,240,000 1,093,149,474 $ $ Outstanding June 30, 2009 35,915,000 7,375,000 9,420,000 20,125,000 25,435,000 21,625,000 11,860,000 15,885,000 15,800,000 86,340,000 3,490,000 15,395,000 2,530,000 150,000,000 98,900,000 25,000,000 251,265,000 161,240,000 957,600,000 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT, Continued I. Multi-Family Housing Bonds - Non-City Obligations Bonds issued to finance public improvement and/or affordable multifamily housing projects are liabililies of the developers and are secured by liens against the assessed property. The City has no obligation or duty to pay any delinquency out of any available funds of the City. Neither the faith, credit, nor the taxing power of the City is pledged to the payment of the bonds. Therefore, none of the following obligations are included in the accompanying basic financial statements. As of June 30, 2009, the total multifamily housing bonds outstanding were as follows: Original Outstanding Amount June 30, 2009 1998 A Gateway Town Center $ 36,020,000 $ 1998 B Gateway To"m Center 4,625,000 2000 A Pear Tree Manor Project 5,779,000 4,959,000 1999 A Villa ~rena Project 5,566,500 1999 B Villa Serena Project 786,000 2007 A Oxford Terrace Aparbnents 2,276,000 2,136,000 2007 B Oxford Terrace Apartments 2,363,000 2,363,000 2006 A Teresina Aparh11ent Project 37,940,000 37,940,000 2007 C The Landings Apartment 16,670,000 16,670.000 Total $ 112,025,500 $ 61,068.000 J. Tax and Revenue Anticipation Notes' On July 1, 2008, the City issued Tax and Revenue Anticipation Notes, Series A-I, totaling $25,000,000 to provide for operating cash need in FY 2009. The notes were general obligations of the City and were payable from taxes, cash receipts and other monies of the City. The notes bear 311 interest rate of 3% and were retired 50% on January 31, 2009 and 50% on May 31, 2009. Short-Term activities for the year ended June 30, 2009 is summarized below. Balance Debt Debt Balance Issued Retired June 30, 2009 S 25,000,000 . $(25,000,000) S S 25 ,000, 000 $(25,000,000) $ July 1, 2008 Tax and Revenue Anticipation Notes, Series A-I $ Total $ K. Debt Compliance At June 30, 2009, City management believes that the City has complied with all requirements of its various debt agreelnents. 81 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 7. GOVERNMENTAL ACTIVITIES - UNEARNEDjDEFERRED REVENUE A. Government-Wide Financial Statements At June 30, 2009, unearned revenue was reported as follows: Total Public Facilities Development Impact Fee Prepayment Grants Total unearned revenue S 1.203,496 2,555,662 S 3,759,15~ B. Fund Financial Statements At June 30, 2009, deferred revenue was reported as follows: Total Interest receivable on: Advances to other funds Loans receivable: South Bay Community Services South Bay Community Villas, L.P. St. Regis Park Los Veemos (Wakeland Housing & Development) Seniors on Broadway (MAAC Project) Rancho Vista Housing (Chelsea Invest. Corp) Alpha III Development (Main Plaza) 111e Landings (Chelsea Invest. Corp) Long-term receivable Public Facilities Development Impact Fee Prepayment Grants Total deferred revenue $ 13,705,904 3,510,085 4,638,238 1,387,152 5,680,000 3,511,194 1,500,000 1,946,608 1,100,000 440,171 1,203,496 2,555,662 $ 41,178,510 8. COMPENSATED ABSENCES Government-Wide Financial Statements Summary of changes in governmental activities compensated absences for the year ended June 30, 2009 was as follows: Balance Balance Due in Due in more July 1, 2008 Additions Deletions June 30, 2009 one year than one year Compensated absences $ 6,430,075 $ 3,804,879 $ (3,972,cxn) $ 6,262,953 $ 4,000,000 $ 2,262,953 Total $ 6,430,075 $ 3,804,879 $ (3,972,001) $ 6,262,953 $ 4,000,000 S 2.262,953 82 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 8. COMPENSATED ABSENCES, Continued Government-Wide Financial Statements, Continued The City's liability for vested and unpaid compensated absences (accrued vacation) has been accrued and amounts to $6,262,953 at June 30, 2009. For the goverrunental activities claims and judgments and cumpensated absences are generally liquidated by the General Fund. In business-type funds, the liabilities are reported in the fund as the benefits vest and are earned. Compensated absences at June 30, 2009 were obligations of the following funds: Governmental Funds Fleet Management (Internal Service Fund) Total s 6,203.820 59.133 6,262,953 s 9. OTHER REQUIRED FUND DISCLOSURES A. Deficit Fund Balances At June 30, 2009, the following funds had deficit fund equity: Debt Service Funds: Redevelopment Agency City Debt Service S (25,990,423) $ (20,702,177) The Redevelopment Agency and City Debt Service funds have a deficit fund balance due to the funds booking their long term advances within each respective fund. 10. SELF-INSURANCE ACCRUED LIABILITIES The City is self.insured for the first $250,000 per occurrence for its general liability losses including personal injury, property damage, errors and omissions, automobile liability and employment practices liability. For those losses between $250,000 and $2,000,000 per occurrence the City pools its liabilities tlu-ough its membership in tl1e San Diego Pooled Insurance Program Authority (SANDPIP A). Insurance for losses in excess of tl1e $2,000,000 up to $45,000,000 is purchased on a group basis by the member cities. SANDPIPA is a joint powers authority comprised of twelve San Diego County cilies. The Board of Directors consists of one staff representative (and an. alternate) froIn each of the menlber cities as designated by the city's governing body. Each member city has equal representation on the Board of Directors. The Board of Directors is liable for all actions of SANDPIP A. 83 City of Chula Vista Notes to Basic Financial Statements, Continued. For the year ended June 30, 2009 10. SELF-INSURANCE ACCRUED LIABILITIES, Continued The sANDPIPA Board of Directors establishes an Executive Committee that is responsible for the administration and operation of the risk management programs of sANDPIP A, subject to the control of the Board. The Executive Committee consists of the Board President, Vice-President, Treasurer and a member at-large nominated by the Board President and approved by a vote of the Board. The Executive Committee is responsible for the oversight of all SAND PIP A operations, including preparation and submittal of the Pool's annual budget to the Board for its review and approval. Alillual pool premiums and assessments are approved by the Board of Directors and are adjusted alUlUally based on the member city's incurred losses; the member's share of such losses and other expenses as a proportion of all member's losses; historical contributions to reserves (including reserves for lBNR losses); the cost to purchase excess liability 111surance and other coverage and a proportionate share of adminisb'ative expenses. The City is self-ll1Sured for the first $1,000,000 per occurrence for workers' compensation liabilities. Excess workers' compel1Sation coverage is obtained through participation in the CsAC Excess Insurance Authority's Excess Workers' Compel1Sation Program. As of June 30, 2009, there are 160 member entities participating in the program that offers per occurrence coverage up to $5,000,000 through pooled resources and from $5,000,000 to statutory limits via group purchased excess insurance policies. Only the probable amounts of loss as estimated by the City's Risk Manager and Attorney, includ1l1g an estimate of 111Curred-but-not-reported losses, have been recorded as liabilities in the accompanying basic financial staten1ents. There were no reductions in insurance from the prior year and there were no i11Surance settlements that exceeded coverage in each of the past three years. The aggregate change in the balance of claims payable as recorded in the GoverlUHental Activities were as follows: Beginning of Claims and Balance at Fiscal Year Changes in Claim Fiscal Year Liability Estimates Payments End 2006-2007 $ 12,618,048 S 4,617,779 S (3,356,238) $ 13,879,589 2007-2008 13,879,589 5,394,212 (3,605,920) 15,667,881 2008-2009 15,667,881 6,298,674 (4,096,607) 17,869,948 The liabilities for claims and judgments typically will be liquidated from the General Fund. 84 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 11. PENSION PLANS A. Califomia Public Employees' Retirement Plan Plan Descr;ption The City contributes to the Califomia Public Employees' Retirement System (PERS), an agent multiple- employer public employee defined benefit pension plan. PERS provides retirement and disability benefits, almual cost-of-living adjustments, and death benefits to plan members and beneficiaries. PERS acts as a common investment and administrative agent for participating public entities within the State of California. Benefit provisions and all other requirements are established by State statute and City ordinance. Copies of PERS' annual financial report may be obtained from their Executive Office located at 400 P Street, Sacramento, California 95814. Fund;nz Policy Active plan members are required by State statute to contribute 8% for miscellaneous and 9% for safety employees of their annual covered salary. The City employer makes the contributions required of City employees on their behalf and for their account, which amounted to $7,097,135 for the year ended June 30, 2009. The City employer is required to contribute at an actuarial determined rate of 18.317% of annual covered payroll for miscellaneous employees and 23.936% of annual covered payroll for safety employees for the fiscal year ended June 30, 2009. Annual Pens;o'I Cost For 2008-2009, the City's armual pension cost of $18,938,442 for PERS was equal to the City's required and actual contributions. The required contribution was determined as part of the June 30, 2006, actuarial valuation using the enby age normal actuarial cost method. The actuarial assumptions included (a) 7.75% investment rate of return (net of administrative expenses), (b) projected salary increases range from 3.25% to 14.45% for miscellaneous employees and 3.25% to 13.15% for safety employees depending on age, service, arld type of employment, and (c) 3.25% per year cost-of-living adjusbnents. Both (a) and (b) included an inflation component of 3%. The actuarial value of PEPS assets was determined using techniques that smooth the effects of short-term volatility in the market value of inveshnents over a three year period. PERS unfunded actuarial accrued liability (or surplus) for both miscellaneous and safety employees are being amortized as a level percentage of projected payrolls over a closed 20-year period for prior aIld current service unfunded liability. THREE-YEAR TREND INFORMATION FOR PERS kumal Percentage of Pension Cost APe Net Pension Fiscal Year (APC) Contributed Obligation 6(30(07 $ 17,773,292 100% $ 6(30(08 19,084,940 100% 6(30(09 18,938,442 100% 85 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 11. PENSION PLANS, Continued A. California Public Employees' Retirement Plan, Continued Annual Pension Cost, Continued The City's changes in net pension asset for the year ended June 30, 2009, were as follows: Annual required contribution Interest on net pension asset Adjustment to the annual required contribution Annual pension cost Contribution made Decrease in net pension asset Net pension asset, beginning of the year Net pension asset, end of year S (17,153,120) 733,165 (2,518,487) (18,938,442) 17,153,120 (1,785,322) 9,460,195 S 7,674,873 Most Recent Actuarial Study - Schedule of Fundinz Prof"ess Overfunded (Unfunded) Actuarial Entry Age Overfunded Liability as Actuarial Actuarial Actuarial Actuarial Percentage of Valuation Asset Accrued Accrued Funded Covered Covered Date Value Lia bility Liability Ratio Payroll Payroll Miscellaneous: 6/30/2008 $ 245,868,607 $ 308,462,529 $ (62,593,922) 79.71 % $ 49,459,253 (126.56)% Safety: 6/30/2008 $ 226,791,902 $ 255,548,074 $ (28,756,172) 88.75% $ 33,931,276 (84.75)% B. Defined Contribution Pension Plan The City provides pension plan benefits for all of its part-time employees through a defined contribution plan (Public Agency Retirement Plan), In a defined contribution plan, benefits depend solely on amounts contributed to the plan plus investment earnings. The plan is administered by Phase 11 Systems. All part-time employees are eligible to participate from .the date of employment. Federal legislation requires contributions of at least 7.5% to a retirement plan, and City Council resolved to match the employees' contributions of 3.75%. The City's contributions for each employee (and interest earned by the accounts) are fully vested immediately. For the year ended June 30, 2009, the City's total payroll and covered payroll was $2,565,493. The City made employer contributions of $96,206 (3.75% of current covered payroll), and employees contributed $96,206 (3.75% of current covered payroll). 86 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 12. OTHER POSTEMPLOYMENT BENEFITS Plan Description The City provides a Retiree Healthcare Plan, which allows retirees to purchase healthcare coverage under the City's medical plan. Retirees pay 100% of the premiums. Retirees not eligible for Medicare pay the same healthcare premiums as active employees, even though retiree's healthcare costs are greater than that of active employees. This results in an implied subsidy of retiree's healthcare costs by the City. On April 22, 200S the City Council approved a medical incentive program for early retirement, the City offered to pay the employees single premium until December 31,2009 if employees retired between May 5, 200S to June 5, 200S. On December 16, 200S, the City Council approved a third resolution to pay the employees single premium until December 31, 2010 and December 31, 2009 if employees retired between January 1, 2009 to March 27, 2009 and March 2S, 2009 to June 26, 2009, respectively. Eli'libilitlJ Employees are eligible for retiree health benefits if they retired from the City on or after age 50 (unless disabled) and are eligible for PERS pension. The benefits are available only to employees who retired from the City. Membership of the plan consisted of tl1e following at June 30, 2009: Police Fire Miscellaneous Eligible active employees Enrolled elig?ble retirees 228 35 123 17 638 62 The above does not reflect current retirees not enrolled in tl1e healtlccare plan who are eligible to enroll in the plan at a later date. Flmdin'l Policlf The City offers an implied subsidy benefit paid by tl1e City. The City's contribution is based on pay as-you- go. The retirees pay 100% of tl1eir individual premium except for the retirees who retired under fue incentive plan. The City is contributing between $379 to $676 in montl1ly premiums on behalf of the employee who retired under fue incentive plan. Annual Other Poste111vlolf111ent Benefits (OPEB) Cost and Net OPEB Obli'lations The City's aImual other postemployment benefit (OPEB) cost (expense) is calculated based on the almual required contribution of the employer (ARC), an amount actuarially determined in accordaI1Ce with tl1e parameters of GASB Statement No. 45. The ARC represents a level of funding tl1at, if paid on aI1 ongoing basis, is projected to cover the normal cost each year and amortize any unfunded actuarial liabilities (or funding excess) not to exceed thirty years. 87 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 12. OTHER POSTEMPLOYMENT BENEFITS, Continued Annual Other Postemployment Benefits (OPEB) Cost and Net OPEB Obli>!ations, Continued The following table shows the components of the City's annual OPEB cost for the year, the amount actually contributed to the plan, and changes in the City's net OPEB obligation: Begimting Ending Balance ArumaI Balance Net OPEB Required Actual Accrued Net OPEB Obligation Contributions Contributions Interest Obligation 2007-2008 $ $ 1,363,000 $ (724,248) $ $ 638,752 2008-2009 638,752 1,407,000 (320,688) 28,744 1,753,808 The City's mmual OPEB cost, the percentage of mmual OPEB cost contributed to the plan, and the net OPEB obligation for 2008 and 2009 were as follows: Percentage of u1Crease in Annual Annual OPEB Net OrEB Net OPEB Fiscal Year OPEB Cost Cost Contributed Obligation Obligation 6/30/08 $ 1,363,000 53% $ 638,752 $ 638,752 6/30/09 1,435,744 22% 1,115,056 1,753,808 Information for the year ending June 30, 2007 is not available because CASB Statement No. 45 was first implemented in 2008. Fundin? Status and Pl'Ozress As of June 30, 2007, the most recent actuarial valuation date, the plan was not funded in its initial year of implementation. The actuarial accrued liability for benefits was $9,608,000, and the actuarial value of assets was $0, resulting in an unfunded actuarial liability (VAAL) of $9,608,000 and a funded ratio (actuarial value of assets as a percentage of the actuarial liability) of 0 percent. Actuarial valuations of m1 ongoing plan involve estimates of the value of reported amounts and assumptions about the probability of Occurrence of events far into the future. Examples include assumptions about the future employment, mortality and the healthcare cost trend. Amounts determined regarding the funded status of the plan and the alUmal required contributions of the employer are subject to continual revision as actual.results are compared with past expectations and new estimates are made about the future. The schedule of funding progress, presented as required supplementary information following the notes to financial statements, presents multi-year trend information about whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liabilities for the benefits. 88 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 12. OTHER POSTEMPLOYMENT BENEFITS, Continued Actuarial Methods and AssuJ11vnons Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and the plan members) and include the types of benefits provided at the time of each valuation and the historical pattern of sharing of benefits costs between employer and plan members to that point. The actuarial methods and assumptions used include teclmiques that are designed to reduce the effects of short-term volatility in actuarial liabilities and the actuarial assets, consistent with the long-term respective of the calculations. The actuarial cost method used for determining the benefit obligation is the Enhy Age Normal Cost Method. The actuarial assumptions included a 4.50% discount rate, the inflation rate for HMO's starts at 9.7% (the increase in 2010 premiums over 2009) and grades down to 4.5% (2017 premiums over 2016) and relnains at 4.5% into the future. This assull1ption lneans healthcare is assulned to increase, on the average, 7.1 % for HMO's and 7.5% for PPO's a year for the next 8 years after 2009. The general inflation assumption rate is 3% and is assumed that healthcare will level off at 1.5% over general inflation. The VAAL is being amortized as a level percentage of projected payroll over 30 years. Most Recent Actuarial Studv - Schedule of Funding Progress Overfunded (UnfUl1ded) Actuarial Entry Age Overfunded Liability as Actuarial Actuarial Actuarial Acruaria 1 Percentage of Valuation Asset Accrued Accrued Funded Covered Covered Date Value Liability Liability Ratio Payroll Payroll 6/30/2007 $ $ 9,608,000 $ (9,608,000) 0.00% $ 93,172,648 (10.31)% 89 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 13. POLLUTION REMEDIATION OBLIGATIONS In accordance with GASB Statement No. 49, Accounting and Financial Reporting for Pollution Remediation Obligations, the City is required to estimate the components of expected pollution remediation outlays and determine whether outlays for those components should be accrued as liabilities or, if appropriate, capitalized when goods and services are acquired if one of the following five specified obligating events occurs: . The City is compelled to take pollution remediation action because of an imminent endangerment; . The City violates a pollution prevention-related permit or license; . The City is named, or evidence indicates tl1at it will be named, by a regulator as a responsible party or potentially responsible party for remediation, or as a govermnent responsible for sharing costs; . The City is named, or evidence indicates that it will be named, in a lawsuit to compel participation in pollution remediation; . The City commences or legally obligates itself to commence pollution remediation. At June 30, 2009, the City identified the following sites which met one of the above obligating events: Olay Valley The City was cited by the County of San Diego Department of Environmental Health for exposed burn ash at Otay Valley within the City limit. The nature of pollution is illegal fill material spreading in the area. The City is preparing a remedial action plan for the County of San Diego for approval. The estimated clean-up cost for a two foot cap of clean fill material and monitoring is approximately $500,000. Corp Yard The City was cited for leaking diesel fuel during the removal of tl1e underground storage tank located at 707 F Street, Chula Vista. The City is required to install groundwater monitoring wells and to monitor for natural attenuation. The City believes that another round of monitoring at the site will be required. At June 30, 2009, the estimated installation costs of the groundwater monitoring wells and monitoring activity is approximately $150,000. . The City purchases pollution and remediation legal liability insurance to cover pollution legal liability, remediation legal liability, legal defense expense and contingent transportation coverage in tl1e amount of $10,000,000 per occurrence up to $50,000,000 with a self-insured retention amount of $100,000 per occurrence. At June 30, 2009, tl1e City recorded pollution remediation obligations in tl1e amount of $650,000 on tl1e Government-Wide Statement of Net Assets and allocated the total amount to General Gcivermnent on tl1e Govermnent-Wide Statement of Activities and Changes in Net Assets. Management expects tl1ese aInounts to be recovered by the insurance. 90 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 14. COMMITMENfS AND CONTINGENCIES The City is presently involved in certain matters of litigation that have arisen in the normal course of conducting City business. City management believes, based upon consultation with the City Attorney, that these cases, in tl1e aggregate, are not expected to result in a material adverse fU1ancial impact on the City. Additionally, City management believes that the City's insurance programs are sufficient to cover any potential losses should an unfavorable outcome materialize. The City participates in a number of federally assisted grant programs, including those from the U.S. Department of Housing and Urban Development, U.s. Department of Justice, U.S. Department of Treasury, U.S. Department of Transportation, and the U.s. Department of Education. Receipts from these grant programs are subject to audit to determine if the monies were expended U1 accordance with appropriate statues, grant terms and regulations. The City believes no significant adjustments will result. The General Fund has loaned an accumulated amount of $694,173 to the Agency for umeimbursed services rendered by City staff. It is anticipated that the Agency will repay this loan from tax UlCrement revenues. Currently, tax increment revenues are used to pay for related debt service expenditures and possible future debt issuances. As a result, tl1e Agency is uncertain if tl1e amount wiII be repaid to the City's General Fund. Accordu1gly, tl1is contingent payable has not been reported in tl1e accompanying basic financial statements. The Agency will record the contingent payable when payment is assured. 15. PRIOR PERIOD ADJUSTMENfS Fund Financial Statements The City recorded tl1e following prior period adjustments: 1. Housing Autl10rity Special Revenue Fund was u1correctly reported in tl1e Redevelopment Agency Special Revenue Fund. On July 1, 2008, tl1e beginnu1g balance of Housing Authority Special Revenue Fund in the amount of $207,243 was taken out from the Redevelopment Fund and reported separately. 2. II.edevelopment Capital Projects Fund has u1correctly reported a parcel of land as land held for resale in tl1e amount of $2,260,925. Accordulgly, fund balances of tl1e following funds at July 1, 2008, have been restated as follows: Flmd &lance, Prior 90S previously Period Fund Balance, r<>ported AdjusbTlents as restated Govenlmental Funds Redevelopment Special Revenue Ftmd $ 10,379,625 $ (207,243) $ 10,172,382 Redevelopment Capital Projects Fund 9,306,864 (2,260,925) 7,045,939 HOusing AuUlOrity Special Revenue Fund 207,243 207,243 Total $ 19.686,489 $ (2,2fIJ,925) $ 17,425,564 91 City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 16. SUBSEQUENT EVENTS State Bud"et Crisis Subsequent to the financial statements date of June 30, 2009, the State of California enacted legislation to borrow property tax payments from local goverrullents. Property taxes borrowed by the State for fiscal year 2009-2010 were nearly $2 billion statewide to help the State's budget shortfall. The amount to be borrowed from the City is $4,488,610. The deferral of these funds for 3 years would have a significant impact on the City's General Fund operations and the 2009-2010 Budget. The City has assumed that these monies would not be available. Legislators 'll1d the Governor promised to allow local agencies to sell their eventual repayment from the State to investors to cover the property tax and to pay the full cost of the sale, or securitization. The Governor signed Senate Bill 67 on October 19, 2009 allowing the securitization to move forward. The City was approved by the City Council to participate in the program. The State also enacted legislation authorizing a two-year takeaway of Redevelopment Agency funds. The estimated impact on tile Redevelopment Agency is $4,160,694 in 2009-2010 and $855,797 in 2010-2011. This takeaway action is being litigated by tile California Redevelopment Association and other parties with hope that it will be considered unconstitutional as was last year's State proposed takeaway. In addition to the property tax borrowing and Redevelopment Agency takeaway, the State is deferring gas tax monies during 2009-2010. Amounts owed for July through September were distributed in October, and November tilrough March payments are scheduled to be deferred until April 2010. The City uses these restricted monies for street maintenance and the deferral will result in cash flow impacts for tile General Fund. N a tu re Cen ter As a result of the budget cuts, operations of the Nature Center is scheduled be turned over to Friends of the Nature Center, a non-profit organization by the end of the fiscal year. Certificate of Participation The City is in tile process of refunding the 2000 Certificate of Participation to take advantage of the prevailing market conditions and realize interest rate savings and! or restructure debt service for cash flow purposes. The refunding bond will be issued in February 2010 for $10 million. 92 REQUIRED SUPPLEMENTARY INFORMATION 93 City of Chula Vista Required Supplementary Information For the year ended June 30, 2009 1. BUDGETARY INFORMATION An annual budget is adopted by the City Council prior to the first day of the fiscal year. The budget is prepared in accordance with Generally Accepted Accounting Principles. The budget process includes submittal of each department's budget request for the next fiscal year, a detailed review of each department's proposed budget by the City Manager, and a final City Manager recommended budget that is transmitted to the City Council for its review before the required date of adoption. Once transmitted to the City Council, the proposed budget is made available for public inspection. A public hearing is held to give the public the opportunity to comment upon the proposed budget. Notice of such public hearing is given in a newspaper of general circulation. The adoption of the budget is accomplished by the approval of a Budget Resolution. The legal level of budgetary control is at the department level. Any budget modification, which would result in an appropriation increase, requires City Council approval. The City Manager and Finance Director are jointly autl10rized to transfer appropriations up to $15,000 witlun a departmental budget. Any appropriation transfers between departments or greater tl1an $15,000 require City Council approval. Reported budget figures are as originally adopted or subsequently amended plus prior year continuing appropriations. Such budget amendments during tl1e year, including those related to supplemental appropriations, did not cause tl1ese reported budget amounts to be significantly different tl1an the originally adopted budget amounts. All appropriations wluch are not obligated, encumbered or expended at the end of tl1e fiscal year lapse and become a part of the unreserved fund balance which may be appropriated for the next fiscal year. An annual budget for tl1e year ended June 30, 2009, was adopted and approved by the City Council for the general, special revenue and debt service funds. These budgets are prepared on tl1e modified accrual basis of accounting except that encumbrances outstanding at year-end are considered as expenditures. The budgets of-the capital projects funds are primarily long-term budgets, which emphasize major programs and capital outlay plans extending over a number of years. Because of tl1e long-term nature of tl1ese projects, annual budget comparisons are not considered meatungful, and accordingly, no budgetary information for capital projects funds is included in tl1e accompanying basic financial statements. 94 City of Chula Vista Required Supplementary Information, Continued For the year ended June 30, 2009 City of Chula Vista Required Supplementary Information, Continued For the year ended June 30, 2009 1. BUDGETARY INFORMATION, Continued Bud?etary Comparison Schedule. Sundry Grants Special Revenue Fund Budgeted Amounts Actual Variancev.ith Ori gin.1 Final Amounts Final Budget Revenues: Intergovernmental S 8,304,641 $ 12,416,458 S 9,570,562 S (2.l>l5,896) Charges for sen'ices 850,400 850,400 1,021,730 171,330 Use of money and property 84,709 B4,709 Other 218,300 644,167 273,844 (370,323) Total revenues 9,373,341 13,911,025 10,950,845 (2,960,180) Expenditures: Current General government 864,231 4,391,536 1,760,910 2,630,626 Public Safety 3,455,258 5,279,058 3,833,170 1,445,888 Public works 2,311,939 3,123,209 2,179,732 943,477 Parks and recreOltion 1,600 1,600 1,600 Capital outlay ..378,067 12,755,396 3,712,4]7 9,042,979 Total expenditures 7,011,095 25,550,799 11,486,229 14,064,570 REVENUES OVER (UNDER) EXPENDITURES 2,362,246 (11,639,774) (535,384) 11,104,390 Other Financing Sources (Uses) Issuance of debt 665,884 665,884 Transfers out (908,166) (908,166) (557,829) 350,337 Total other finandng sources (uses) (908,166) (908,166) 108,055 1,016,221 .Net change in fund balance 5 1,4>'\,080 5 (12,547,940) (427,329) S 12,120,611 Fund balance: Beginning of year 10,641,169 End of year $ 10,213,840 96 City of Chula Vista Required Supplementary Information, Continued For the year ended June 30, 2009 1. BUDGETARY INFORMATION, Continued Bud~etanl Comparison Schedule, Redevelopment Afency Special Revenue Fund Budgeted Amounts Actual Variance l1ith Original Final Amounts Final Budget Revenues: Use of money and property $ 33,169 $ 33,169 $ 175,563 $ 142,394 Other 8,600 8,600 Total revenues 33,169 33,169 184,163 150,994 Expenditures: Current General government 1.468,334 1,650,913 1.073.429 577,484 Total expendihrres 1.468,334 1,650,913 1,073,429 577,484 REVENUES OVER (UNDER) EA1'ENDlTURES (1,435,165) (1,617,744) (889,266) 728,478 Other Financing Sources (U~es) Transfers in 2,696,580 2,696,580 2,756,337 59,757 Transfers out (117,102) (117,102) (117,102) Total other financing sources (uses) 2,579,478 2,579.478 2,639,235 59}5? K'et cha.nge in fund balance $ 1.144,313 $ 961,734 1,749,%9 $ 788,235 Fund balance: Beginning of year 10,172,382 End of year 5 11,922,351 97 City of Chula Vista Required Supplementary Information, Continued For the year ended June 30, 2009 PUBLIC EMPLOYEE RETIREMENT SYSTEMS (PERS) SCHEDULE OF FUNDING PROGRESS Miscellaneous Emplovees Overfm~ded (Unfunded) Acmarial Entry Age Overfunded Liability as Actuarial Actuarial Actuarial Actuarial Percenta.ge of Valuation Asset Accrued Accrued Funded Covered Covered Date Value Liability Liability Ratio Payroll Payroll 6/30/2006 $ 196,921,453 $ 257,692,801 $ (60,771,348) 76.42 % $ 57,654,921 (105.41)% 6/30/2007 222,787,140 281,675,066 (58,887,926) 79.09% 58,318,509 (100.98) % 6/30/2008 245,868,607 308,462,529 (62.593,922) 79.71 % 49,459,253 (126.56) % Safety Employees Overfunded (Unfunded) Actuarial Entry Age Overfunded Liability as Actuarial Actuarial Actuarial Actu arial Percentage of Valuation Asset Accrued Accrued Funded Covered Covered Date Value Liability Liability Ratio Payroll Payroll 6/30/2006 $ 190,269,514 $ 221,829,740 $ (31,560,226) 85.77% $ 31,000,407 (101.81)% 6/30/2007 208,928,683 239,978,002 (31,049,319) 87.06% 34,665,240 (89.57)% 6/30/2008 226,791,902 255,548,074 (28,756,172) 88]5% 33,931,276 (84.75)% OTHER POST EMPLOYMENT BENEFITS SCHEDULE OF FUNDING PROGRESS Overfunded (Unfunded) Actuarial Entry Age Overfllnded Lia bility as Actuarial Actuarial Actuarial Actuarial Percentage of Valuation Asset Accrued Accrued Funded Covered Covered Date Value Liability Liability Ratio Payroll Payroll 6/30/2007 $ $ 9,608,000 $ (9,608,000) 0.00% $ 93,172,648 (10.31)% OPEB information is not available in earlier years as the City adopted CASB Statement No. 45 in 2008. 98 SUPPLEMENT ARY INFORMATION 99 C~'lfY Off ([HUlA W~S1rA 100 NON-MAJOR GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS: Tmllsportatioll Gmllts - This fund is used to account for revenues and expenditures received from the State under the Street and Safely Code Sections 2106, 2107 and 2107.5. The allocations must be spent for street maintenance or construction and a limited amount for engineering. Parking Meter - This fund is used to account for revenues from on/ off street parking and issued parking citations within the parking district. The funds derived must be expended for a purpose substationally cOlmected with the problem of traffic regulation and control in the parking district. Tmffic Safety - This fund is a depository for all monies derived from vehicle code fines (excluding parking violations). The fines are collected through the County court system and remitted to the City monthly. These monies may be expended only for traffic control devices and equipment and maintenance thereof or for the maintenance, improvement or construction of public streets. Town Centre I - This fund is used to account for revenues from an in lieu parking fee. The in lieu parking fee applies to any developer of a new commercial building or addition to an existing commercial building within the Downtown Parking' district. Use of monies in this fund is restricted for the purchase or development of parking sites. Developer Deposits - This fund is used to account for revenues received from various developers for development projects and is used to fund staff costs, and other costs related to specific projects. Gpell Space Distticts - This fund is a depository for all monies received for all fIat rate property tax assessments levied against benefiting property owners for the maintenance of open space areas. Housing ProgmI1ls - This fund is for federal housing rehabilitation monies h~ld in trust by Bank of America for issuance of housing rehab loans to qualified low and moderate income recipients. Tmffic Sigllals - This fund accounts for fees from developers for all new traffic signal conslTuction. Tmnspottatioll Sales Tax - This fund was.established for the receipt and disbursement of all transportation sales tax revenues for the City. Stann Dmill - This fund is a depository for all monies collected from the n10nthly storm drain service charge. Monies in this fund may be used for storm drain purposes. Housillg Authority - This fund is used to account for revenues and expenditures received from Local, State- and Federal govenunents for the City's program in promoting balanced housing for families of all income levels. 101 NON-MAJOR GOVERNMENTAL FUNDS DEBT SERVICE FUNDS: Public Fillallcillg AUtllOtity - This fund is used to account for financing the acquisition of bonds, notes and other obligations of, or for the purpose of making loans to the City and / or to refinance outstanding obligations of the City. 1994 POB - This fund receives payments from the City for payment of principal and interest due on 1994 taxable pension obligation bonds. Notes Payable - This fund is used for the payment of principal and interest on various notes payable. SD Regiollal Comm System - This fund is used to account for the City's portion of the infrastructure and financing costs of the San Diego County regional communications systems (RCS). Poway Road Beautificatioll FUlld - Used to account for money provided by donors resb'icted to beautification efforts along Poway Road. cApn AL PROTECTS FUNDS: Residelltial COllstructioll Tax - This fund is a depository for fees levied for the construction, replacement or conversion of all dwelling units within the City including hotels and motels. Highway Safety - This fund is depository for the revenues received from State per Proposition lB. Funds must be spent for transportation projects to relieve congestion, improve the movement of goods, improve air quality and security of the b'aI1Sportation system. Bicycle Facility - This fund was established as a depository for local Transportation Development Act funds (Article 3.0) received from the County for the purpose of bicycle related programs. Illdusttial Developmellt Authority - This fund was established to account for staff costs in assisting in the issuance of industrial development bonds. A fee of 1/ S of 1 % is charged to reimburse costs incurred. Redevelopment Capital Projects - This fund was established to account for capital improvement projects related to various redevelopment areas. Assessmellt District Improvemellts - This fund was established as a depository for monies received from issuance of bonds for various asseSSlnent districts. The monies are used to ftnance the coristr~ction of public works improvements in the related districts. Capital ImprovemelIt Program - This fund was established to set aside monies for capital improvement projects. This fund does not generate revenues from any source except by transfer from other funds and interest earned on monies in the fund. Monies transferred to the fund are expended for budgeted capital improvement projects and monies remaining after completion of a project are transferred back to the fund from which the project was originally financed. 102 NON-MAJOR GOVERNMENTAL FUNDS CAPITAL PROTECTS FUNDS, Continued: Tra1lsportatio1l Pal'hzership - TIus fund is a depository for the revenues received from the State and Local Transportation Parh1ership Program. Funds must be spent for street purposes. Other Tra1lsportatio1l Pl'Ogra11l - This fund is a depository for the revenues received from the Federal Highway Safety Improvement Program. Funds must be spent for street, public highway bridges and other regional surface transportation programs. Tra1lsportatio1l Equity Act - This fund was established to account for reimbursable capital improvement program such as highway safety, transit, and other surface transportation programs from FY98 through FY2003 as required by PL 105-178, Traffic C01lgestio1l Relicf - This fund is a depository for the revenues received from Traffic Congestion Relief Fund as required by AB2928. The monies must be spent for street or road maintenance or reconstruction. ]03 City of Chula Vista Combining Balance Sheet Non-Major Governmental Funds June 30,2009 Spa..ial Revenue Transportation Parking Traffic Town Developer Open Space Grants Meter Safety Centre I Deposits Districts ASSETS Cash and investments $ 262,231 $ 249,435 $ 173,636 $ 48,683 $ 10,633,136 $ 11,424,034 Receivables: ACCOllllts Taxes 292,780 168,087 Interest 32 843 4,330 232 51,620 Loans Other Due from other funds 657,673 Due from other governments Advances to other funds Restricted cash and investments: Held by City Held by fiscal agent Total assets $ 555,043 $ 250,278 $ 835,659 $ 48,~15 $ 10,633,136 $ 11,643,741 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable and accrued liabilities $ $ 22,625 $ $ $ 648,154 $ 583,746 Due to other funds Retention payable Developer deposits 9,984,982 Deterred revenue Total liabilities 22,625 10,633,136 583,746 Fund Balances: Reserved for: Encunlbrances 26,223 8,033 Long-term receivable and advances Debt service lnventories and prepaid items Total reserved 26,223 8,033 Unreserved: Designated for: Contingency 31,994 106,028 Capital projects 657,016 Undesignated: Special revenue 523,049 95,402 835,659 48,915 10,394,946 Debt service Ctlpital plOjects Total unreserved 555,043 201,430 835,659 48,915 11,051,962 Total fund balances 5.'l5,043 227,653 835,659 48,915 11,059,995 Total liabilities and fund balances $ 555,043 $ 250,278 S 835,659 $ 48,915 $ 10,633,136 $ 11,643,741 104 (162,075) 3,895,928 8,443,810 117,014 253,667 (162,075) 3,895,928 8,443,810 117,014 253,667 377,549 3,905,785 11,297,087 117,014 253,667 9,768,942 594 2 $ 665,682 $ 3,905,785 $ 12,699,623 $ 119,223 S 391,950 $ 9,782,789 $ 594 $ 2 (Continued) 105 City of Chula Vista Combining Balance Sheet Non-Major Governmental Funds, Continued June 30, 2009 Debt Service Capital Projects Industrial Redevelopment SO Regional Residential Highway Bicycle Development Capital Comm System Construction Tax Safety Facility Authority Projects ASSITS Cash and investments $ 181 S 1,150,809 $ 3,354,122 S 99,864 $ 10,247 $ 3,340,135 Receivables: Accounts Taxes 376,715 Interest 7,291 17,511 769 53 24,065 Loans Other Due from other funds 505,179 Due from other governments 44(J,171 Advances to other funds 4,736,376 Restricted cash and investments: Held by City Held by fiscal agent 3,653,815 Total assets $ 181 S 1,158,100 $ 3,371,633 $ 100,633 $ 10,300 $ 13,076,456 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable and accrued liabilities S $ 31,170 S S 21,394 S $ 2,506,580 Due to other funds 505,179 Retention payable Developer deposits Deferred revenue 79,239 1,560,158 Total liabilities 31,170 100,633 4,571,917 Fund Balances: Reserved for: Encumbrances 36,358 Loans receivables and advances 3,616,388 Debt service 181 Inventories and prepaid items Total reserved 181 36,358 3,616,388 Unreserved: Designated for: Contingency 202,555 Capital projects 888,017 3,371,633 10,300 4,888,151 Undesignated: Special revenue Debt service Capital projects Total unreserved 1,090,572 3,371,633 10,300 4,888,151 Total fund balances 181 1,126,930 3,371,633 10,300 8,504,539 Total liabilities and fund balances S 181 $ 1,158,100 S 3,371,633 S 100,633 S 10,300 5 13,076A56 106 Capital Projects Assessment Other Traffic Total District Capital Transportation Transportation Transportation Congestion Other Impro\'ement Improvement Partnership Program Equity Relief Governmental Funds Program Fund Fund Act Fund Funds 5 2,460,183 5 5 40,892 5 1,490,372 5 S 860,766 5 53,331,281 85,301 825 469,757 1,308,784 10,568 211 7,375 2,866 ill,329 516,294 1,005 56,400 1,219,252 724,507 56,400 1,235,058 4,736,376 134,403 1,444,512 14,085,274 5 2,471,576 5 1,444,512 5 41,103 5 2,278,654 5 56,400 5 1,333,389 5 76,875,357 s S 50,839 5 5 410,461 5 5 S 5,530,578 56,400 R06,066 20,130 262,952 10,084,982 76,533 1,333,389 3,051,409 50,839 507,124 56,400 1,333,389 19,735,987 2.290,419 5.249,587 4,130,592 9,769,719 2,290,419 19,149,898 340,577 2,471,576 1,393,673 41,103 13,721,469 24,446,315 (518,889) (518,889) 2,471,576 1,393,673 41,103 (518,889) 37,989,472 2,471,576 1,393,1'173 41,103 1,771,530 57,139,370 5 2,471,576 5 1,444,512 5 41,103 5 2,278,654 5 56,400 5 1,333,389 5 76,875,357 (Concluded) 107 City of Chula Vista Combining Statement of Revenues, Expenditures and Changes in Fund Balances Non-Major Governmental Funds For the year ended June 30, 2005 Special Revenue Transportation Parking Traffic Town Developer Open Space Grants Meter Safety Centre r Deposits Districts REVE.i\TUES: Taxes $ $ $ $ $ $ Intergovernmental 3,721,666 Licen~f'S and permits 39,593 Developer fees 7,735,744 Charges for services 12,870 Fines and forfeitures 143,946 798,031 Use of money and property (5,210) 365,523 32,395 1,700 117,919 346,042 Other 23,211 170 7,770,777 Total revenues 3,739,667 549,232 830,426 14,570 7,853,663 8,116,819 EXPENDITURES: Current: General government Public safety 372,747 279,530 Public works 7,853,663 8,435,783 Capital outlay 16,356 101,587 11,823 Debt Service: Principal Interest and fiscal charges Total expenditures 16,356 474,334 279,530 11,823 7,853,663 8,435,783 REVEI\'UES OVER (UNDER) EXPENDiTURES 3,723,311 74,898 550,896 2,747 (318,964) OTHER FINANCING SOURCES (USES): Refunding bond issued Transfers in Transfers out (3,617,312) (127) (534,140) Total other financing sources (uses) (3,617,312) (127) (534,140) ~'"ET CHANGE IN FUND BALANCES 105,999 7-1,771 16,756 2,747 (318,964) FUND BALANCES: Beginning of year, as restated (Note 15) 449,044 152,882 818,903 46,168 11,378,959 End of year $ 555,043 $ 227,653 $ 835,659 S 48,915 $ S 11,059,995 108 $ 594,824 377,549 $ 4,24-6,866 3,905,785 $ 16,335,542 11,297,087 S 87,499 117,014 $ 207,243 253,667 $ 10,476,812 9,768,942 $ 3,068 594 $ 2 2 (Continued) 109 City of Chula Vista Combining Statement of Revenues, Expenditures and Changes in Fund Balances Non-Major Governmental Funds, Continued For the year ended June 30,2005 110 Assessment Oth~r Traffic Total District Capital Transportation Transportation Transportation Congestion Other Improvement Improvement Partnership Program Equity Relief Governmental Funds Program Fund Fund Act Fund Funds S S S S S S S 14,370,334 1,389,453 31,728 627,366 5,906,026 53,987 7,735,744 879,9-18 960,622 72,238 9,157 1,322 50,612 24,522 2,482,821 35,550 8,699,938 107,788 9,157 1.322 1,440,065 31,728 651,888 41,089,420 5,704,572 661,635 16,590,458 413,-180 12,995 990,768 31,728 9,853,461 6,526,847 7,075.290 413,480 12,995 990,768 31,728 46,412,263 107,788 (404,323) (11,673) 449,297 651,888 (5,322,843) (69) (69) (651,888) (651,888) 4,532,000 19,897,267 (24,924,201) (494,934) (15,854) (15,854) 91,934 (404,323) (11,742) 449.297 (5,817,777) s 2,379,642 2,471,576 $ $ 62,957,147 $ 57,139,370 1,797,996 1,393,673 $ 52,845 41,103 $ 1,322,233 1,771,530 $ (Concluded) 111 ~ ' '-. . -,.,'. - "',' ';", ,.-.--:-,~ " _., 'r.'}'~I9'-:.~"::::i't~~;~~~~.""..".,.,._;___~ ",.'. "'''\~">1''~'~''"'' {''flit:f.':'S:'""" '''';,,''''1k.~ ""'.lJ~f<+"', ~..,; ('~~'.s';d~~~:.'i;{~~~.;,,~~?>r:::r:- ~- ~t~:::~. "':~,:?~,~~. <.: ': "f"~ ~~~~:'~~ ~-------::'~--:'-G~-...~~ ~-~.~~~~ ~"'<.. ~'i.. A~~'-' ~. .~,' ~ "'''''-',. .."' .... +, .... .' ~.., . .~.. '.... " ii;I;(..~-.~., ,. .. " , ! C~IT Off CHUlA V~SlTA 112 City of Chula Vista Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual RDA Debt Service Fund - Major Governmental Fund For the year ended June 30, 2009 Final Actual Variance with Budget Amounts Final Budget Revenues: Use of money and property $ 74,000 . $ 216,440 $ 142,440 Other 481 481 Total revenues 74,000 216,921 142,921 Expenditures: Current: General government 1,300 (1,300) Debt seIVice: Principal 1,445;000 1,020,000 425,000 Interest and fiscal charges 3,581,946 3,813,165 (231,219) Bond issuance cost 844,584 (844584) Total expenditures 5,026,946 5,679,049 (652,103) REVENUES OVER (UNDER) EXPENDITURES (4,952,946) (5,462,128) (509,182) Other Financing Sources (Uses) Bond discount (579,161) (579,161) Refunding bond issued 17,093,000 17,093,000 Payments to escrow agent trust (15,110,000) (15,110,000) Transfers in 5,347,946 9,941,097 4,593,151 Transfers out (1,155,797) (2,545,615) (1,389,818) Total other financing sources (uses) 4,192,149 8,799,321 4,607,172 Net change in fund balance $ (760,797) 3,337,193 $ 4,097,990 Fund balance: Begimling of year (29,327,616) End of year $ (25,990,423) 113 City of Chula Vista Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual City Debt Service Fund - Major Governmental Fund For the year ended June 30, 2009 Final Actual Variance with Budget Amounts Final Budget Expenditures: Debt service: Interest and fiscal charges $ 371,317 $ 822,592 S (451,275) Total expend itures 371,317 822,592 (451,275) REVENUES OVER (UNDER) EXPENDITURES (371,317) (822,592) (451,275) Other Financing Sources (Uses) Transfers in 419,518 1,198,585 779,067 Transfers out (5,248,201) (6,908,969) (1,660,768) Total other financing sources (uses) (4,828,683) (5,710,384) (881,701) Net change in fund balance $ (5,200,000) (6,532,976) $ (1,332,976) Fund balance: Beginning of year (14,169,201) End of year $ (20,702,177) 114 City of Chula Vista Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual Transportation Grants Special Revenue Fund For the year ended June 30, 2009 Final Actual Variance v'.lith Budget Amounts Final Budget Revenues: Intergovernmental $ 4,142,716 $ 3,721,666 $ (421,050) Use of money and property (5,210) (5,210) Other 23,211 23,211 Total revenues 4,142,716 3,739,667 (403,049) Expenditures: Capital outlay 58,044 16,356 41,688 Total expenditures 58,044 16,356 41,688 REVEI\.'1JES OVER (UNDER) EXPENDITURES 4,084,672 3,723,311 (361,361) Other Financing Sources (Uses) Transfers out (4,269,200) (3,617,312) 651,888 Total other financing sources (uses) (4,269,200) (3,617,312) 651,888 Net change in fund balance $ (184,528) 105,999 $ 290,527 Fund balance: Beginning of year 449,044 End of year $ 555,043 n5 City of Chula Vista Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual Parking Meter Special Revenue Fund For the year ended June 30, 2009 Final Actual Variance with Budget Amounts Final Budget Revenues: Licenses and permits S 37,000 S 39,593 S 2,593 Fines and forfeihlres 76,053 143,946 67,893 Use of money and property 248,719 365,523 116,804 Other 170 170 Total revenues 36],772 549,232 ]87,460 Expenditures: Current: Public safety 363,153 372,747 (9,594) Capital outlay 190,860 101,587 89,273 Total expenditures 554,013 474,334 79,679 REVENUES OVER (UNDER) EXPENDITURES (192,241) 74,898 267,139 Other Financing Sources (Uses) Transfers out (127) (127) Total other financing sources (uses) (127) (127) Net change in fund balance $ (192,368) 74,771 S 267,139 Fund balance: Beginning of year 152,882 End of year S 227,653 116 City of Chula Vista Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual Traffic Safety Special Revenue Fund For the year ended June 30, 2009 Final Actual Variance ",,'ith Budget Amounts Final Budget Revenues: Fines and forfeitures $ 532,920 $ 798,031 $ 265,111 Use of money and property 32,395 32,395 Total revenues 532,920 830,426 297,506 Expenditures: Current: Public safety 343,355 279,530 63,825 Total expenditures 343,355 279,530 63,825 REVENUES OVER (UNDER) EXPENDITURES 189,565 550,896 361,331 Other Financing Sources (Uses) Transfers out (534,140) (534,140) Total other financing sources (uses) (534,140) (534,140) Net change in fund balance $ (344,575) 16,756 $ 361,331 Fund balance: Begirming of year 818,903 End of year $ 835,659 117 City of Chula Vista Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual Town Centre I Special Revenue Fund For the year ended June 30, 2009 Final Actual Variance with Budget Amounts Final Budget Revenues: Charges for services S $ 12,870 $ 12,870 Use of money and property 1,700 1,700 Total revenues 14,570 14,570 Expenditures: Capital outlay 22,256 11,823 10,433 Total expenditures 22,256 11,823 10,433 REVENUES OVER (UNDER) EXPENDITURES (22,256) 2,747 25,003 Net change in fund balance S (22,256) 2,747 $ 25,003 Fund balance: Beginning of year 46,168 End of year $ 48,915 118 City of Chula Vista Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual Open Space Districts Special Revenue Fund For the year ended June 30,2009 Final Actual Variance with Budget Amounts Final Budget Revenues: Use of money and property $ S 340,042 S 346,042 Other 10,475,403 7,770,7'77 (2,704,626) Total revenues 10,475,403 8,116,81 g (2,358,584) Expenditures: Current: Public works 10,545,600 8,435,783 2.109,817 Total expenditures 10,545,600 8,435,783 2,109,817 REVENUES OVER (UNDER) EXPENDITURES (70,197) (318,964) (248,767) Net change in fund balance S (70,197) (318,Y64) $ (248,767) Fund balance: Beginning of year 11,378,959 End of year S 11,059,995 119 City of Chula Vista Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual Housing Programs Special Revenue Fund For the year ended June 30, 2009 Final Actual Variance ,vith Budget AmolU1ts Final Budget Revenues: Intergovernmental $ 225,582 $ 13,981 $ (211,601) Use of money and property 850 850 Total revenues 225,582 14,831 (210,751) Expenditures: Current General governments 504,160 232,106 272,054 Total expenditures 504,160 232,106 272,054 REVENUES OVER (UNDER) EXPENDITURES (278,578) (217,275) 61,303 Net change in fund balance $ (278,578) (217,275) $ 61,303 Fund balance: Begimting of year 594,824 End of year $ 377,549 120 City of Chula Vista Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual Traffic Signals Special Revenue Fund For the year ended June 30, 2009 Final Actual Variance with Budget Amounts Final Budget Revenues: Charges for services S 551,241 $ 247,828 $ (303,413) Use of money and properly 129,332 129,332 Total revenues 551,241 377,160 (174,081 ) Expenditures: Current: Public '",orks 18,167 9,455 8,712 Capital outlay 3,248,281 708,448 2,539,833 Total expenditures 3,266,448 717,903 2,548,545 REVENUES OVEn (UNDER) EXPENDITURES (2,715,207) (340,743) 2,374,464 Other Financing Sources (Uses) Transfers out (338) (338) Total other financing sources (uses) (338) (338) Net change in fund balance S (2,715,545) (341,081 ) S 2,374,464 Fund balance: Beginning of year 4,246,866 End of year $ 3,905,785 121 City of Chula Vista Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual Transportation Sales Tax Special Revenue Fund For the year ended June 30, 2009 Final Actual Variance with Budget Amounts Final Budget Revenues: Taxes $ 4,577,000 $ 545,000 $ (4,032,000) Use of money and property 464,580 464,580 Other 69,352 69,352 Total revenues 4,577,000 1,078,932 (3,498,068) Expenditures: Capital outlay 15,732,265 6,117,387 9,614,878 Total expenditures 15,732,265 6,117,387 9,614,878 REVENUES OVER (UNDER) EXPENDITURES (11,155,265) (5,038,455) 6,116,810 Net change in fund balance $ (11,155,265) (5,038,455) $ 6,116,810 Fund balance: Beginning of year 16,335,542 End of year $ 11,297,087 122 City of Chula Vista Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual Storm Drain Special Revenue Fund For the year ended June 30, 2009 Final Actual Va fiance with Budget Amounts Final Budget Revenues: Licenses and permits $ 138,945 $ 14,394 $ (124,551) Charges for seIVi~es 441,715 574,886 133,171 Fines and forfeitures 18,645 18,645 Use of money and property 3,695 3,695 Total revenues 580,660 611,620 30,960 Expenditures: Current Public ,,\-'Orks 259,450 29],557 (32,107) CapitaloutJay 33,367 33,367 Total expenditures 292,8]7 29],557 1,260 REVE~'UES OVER (UNDER) EXPENDITURES 287,843 320,063 32,220 Other Financing Sources (Uses) Transfers in (290,548) (290,548) Total othedinancing sources (uses) (290,548) (290,548) Net change in fund balance $ (2,705) 29,515 $ 32,220 Fund balance: Beginning of year 87,499 End of year $ 117,014 123 City of Chula Vista Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual Housing Authority Special Revenue Fund For the year ended June 30, 2009 Final Actual Variance with Budget Amounts Final Budget Revenues: Charges for services $ 63,442 $ 44,364 $ (19,078) Use of money and property 8,901 8,901 Other 949,000 772,684 (176,316) Total revenues 1,012,442 825,949 (186,493) Expenditures: Current: General government 866,125 779,525 86,600 Total expenditures 866,125 779,525 86,600 Net change in fund balance $ 146,317 46,424 $ (99,893) Fund balance: Beginning of year 207,243 End of year $ 253,667 124 City of Chula Vista Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual Public Financing Authority Debt Service Fund For the year ended June 30, 2009 Final Actual Variance ,vith Budget Amolli1ts Final Budget Revenues: Use of money and property 5 $ 473,203 $ 473,203 Total revenues 473,203 473,203 Expenditures: Current: General goverrunent 18,000 22,957 (4,957) Public safety 10,800 9,358 1,442 Debt service: Principa 1 4,465,000 4,465,000 Interest and fiscal charges 6,047,246 6,047,246 Total expenditures 10,541,046 10,544,561 (3,515) REVENUES OVER (UNDER) EXPENDITURES (10,541,046) (10,071,358) 469,688 Other Financing Sources (Uses) Transfers in 10,441,083 9,363,488 (1,077,595) Total other financing sources (uses) 10,441,083 9,363,488 (1,077,595) Net change in fund balance $ (99,963) (707,870) $ (607,907) Fund balance: Begllming of year 10,476,812 End of year 5 9,768,942 125 City of Chula Vista Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual 1994 POB Debt Service Fund For the year ended June 30, 2009 Final Acmal Variance with Budget Amounts Final Budget Revenues: Use of money and property $ $ 89 $ 89 Total revenues 89 89 Expenditures: Current: General government 2,500 2,475 25 Debt service: Principal 1,820,000 1,820,000 Interest and fiscal charges 640,413 640,412 1 Total expenditures 2,462,913 2,462,887 26 REVENUES OVER (UNDER) EXPENDITURES (2,462,913) (2,462,798) 115 Other Financing Sources (Uses) Transfers in 2,462,913 2,460,324 (2,589) Total other financing sources (uses) 2,462,913 2,460,324 (2,589) Net change in fund balance $ (2,474) $ (2,474) Fund balance: Beginning of year 3,068 End of year $ 594 126 City of Chula Vista Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual , Notes Payable Debt Service Fund For the year ended June 30, 2009 Final Actual Variance with Budget Amounts Final Budget Expenditures: Debt service: Principal $ 306.187 $ 29.187 $ 277,000 Interest and fiscal charges 377,895 304,558 73,337 ToW expenditures 684,082 333,745 350,337 REVENUES OVER (UNDER) EXPENDITURES (684,082) (333,745) 350,337 Other Financing Sources (Uses) Transfers in 684,082 333,745 (350,337) Total other financing sources (uses) 684,082 333,745 (350,337) Net change in fund ba lance $ S Fup.d balance: Begilming of year 2 End of year $ 2 127 City of Chula Vista Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual SO Regional Comm System Debt Service Fund For the year ended June 30, 2009 Final Actual Variance with Budget Amounts Final Budget Revenues: Use of money and property $ $ 7 $ 7 Total revenues 7 7 Expenditures: Debt service: Principal 212,660 212,660 Interest and fiscal charges 83,074 83,074 Total expenditures 295,734 295,734 REVENUES OVER (UNDER) EXPENDITURES (295,734) (295,727) 7 Other Financing SOUIces (Uses) Transfers in 295,734 295,734 Total other financing sources (uses) 295,734 295,734 Net change in fund balance $ 7 $ 7 Fund balance: Begirm:ing of year 174 End of year $ 181 128 NONMAJOR ENTERPRISE FUNDS Transit Fund _ Tills fund is used to account for the maintenance and development of the h'ansit related Bayfrant Trolley Fund - This fund is used to account for the maintenance and development of the Bayfront Sewer DIFS Fund - This fund is a depository for a portion of the revenue derived from the monthly sewer service charge. Monies in this fund shan be used solely for the purpose of refurbishment and/ or replacement of sewerage facilities including related evaluation, engineering and utility modification costs. 129 City of ChuIa Vista Combining Statement of Net Assets Nonmajor Enterprise Funds June 30, 2009 Bayfront Transit Trolley Sewer Fund Station DIFS Fund Total ASSETS Current assets: Cash and investments $ 1,617,591 $ 9,949 $ 8,427,552 S 10,055,092 Receivables: Interest 14,255 284 43,083 57,622 Other 62,]33 62,133 Total current assets 1,693,979 10,233 8,470,635 10,174,847 Noncurrent assets: Capital assets, net 4,064,830 2,302,323 6,367,153 Total noncurrent assets 4,064,830 . 2,302,323 6,367,153 T atal assets 5,758,809 10,233 10,772,958 16,542,000 LIABILITIES Current liabilities: Accounts payable and accrued liabilities 11,650 2,797 18,100 32,547 Unearned revenues 1,538,519 5,368 1,543,887 Total current liabilities 1,550,169 8,165 18,100 1,576,434 Noncurrent liabilities: Advances from other funds 3,913,589 3,913,589 Total noncurrent liabilities 3;913,589 3,913,589 Total liabilities 1,550,169 8,165 3,931,689 5,490,023 NET ASSETS Invested in capital assets 4,064,830 2,302,323 6,367,153 Unrestricted 143,810 2,068 4,538,946 4,684,824 Total net assets $ 4,208,640 $ 2,068 $ 6,841,269 $ 11,051,977 130 City of Chula Vista Combining Statement of Revenues, Expenses, and Changes in Net Assets Nonmajor Enterprise Funds For the year ended June 30, 2009 Bayfront Transit Trolley Sev..er Fund Station DIFS Fund Total OPERATING REVENUES: Charges for seIVices $ 3,679,761 $ $ 232,430 $ 3,912,191 OUler 268,420 268,420 Total operating revenues 3,948,181 232,430 4,180,611 OPERATING EX'PENSES: Operation and administration 7,285,819 98,800 49,960 7,434,579 Maintenance 10,705 27,773 38,478 Depreciation 850,900 60,000 910,900 Total operating expenses 8,147,424 98,800 137,733 8,383,957 Operating income (loss) (4,199,243) (98,800) 94,697 (4,203,346) NONOPERATING REVENUES: Intergovernmental 3,292,932 97,296 3,390,228 Interest revenue 90,824 1,504 287,793 380,121 Interest expenses (62,927) (62,927) Total nonoperating revenues 3,383,756 98,800 224,866 3,707,422 Income (loss) before transfers (815,487) 319,563 (495,924) TRANSFERS: Transfers out (95,316) (720,556) (815,872) Total transfers (95,316) (720,556) (815,872) Net increase (decrease) in net assets (910,803) (400,993) (1,311,796) NET ASSETS: Beginning of year 5,119,443 2,068 7,242,262 12,363,773 End of year $ 4,208,640 $ 2,068 $ 6,841,269 $ 11 ,051,977 131 City of ChuIa Vista Combining Statement of Cash Flows Nonmajor Enterprise Funds For the year ended June 30, 2009 Bayfront Transit Trolley Sewer Fund Station DIFS Fund Total CASH FLOWS FROM OPERATII-IG ACTlVmES: Cash received from customers $ 1,583,141 $ (152,140) $ 232,430 $ 1,663,431 Cash received from other funds 62,928 62,928 Cash payments to suppliers and employees for goods and services (7,308,406) (97,315) (67,144) (7,472,865) Other operating revenues 268,420 268,420 Net cash provided (used) by operating activities (5,456,845) (249,455) 228,214 (5,478,086) CASH FLUWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: Acquisition of capital assets (41,775) (82,323) (124,098) Net cash provided by noncapital financing activities (41,775) (82,323) (124,098) CASH FLOWS FROM NONCAPITAL A!\TD RELATED FL.'\J"ANCING ACTIVITIES: Intergovenmlental 3,292,932 97,296 3,390,228 Interest expenses (62,927) (62,927) Transfers (out) (95,316) (720,556) (815,872) Net cash provided (used) by noncapital and related financing activities 3,197,616 97,296 (783,483) 2,511,429 CASH :FLOWS FROM TNVESTING ACTIVITIES: Interest revenue 107,604 2,133 325,159 434,896 Net cash used by investing activities 107,604 2,133 325,159 434,896 Net increase (decrease) in cash and investments (2,193,400) (150,026) (312,433) (2,655,859) CASH AND INVESTMENTS: Beginning of year 3,810,991 159,975 8,739,985 12,710,951 End of year $ ],617,591 $ 9,949 $ 8,427,552 $ 10,055,092 RECONCILIA TION OF OPERATING INCOME TO NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES: Operating income (loss) $ (4,199,243) $ (98,800) $ 94,697 $ (4,203,346) Adjustments to reconcile operating loss to net cash provided (used) by operating activities: Derreciation 850,900 60,000 910,900 Changes in operating assets and liabilities: Other receivable 63,501 63,501 Accounts payable and accrued liabilities (11,882) 1,485 10,589 192 Unearned revenue (2,160,121) (152,140) (2,312,261) Advances from other funds 62,928 62,928 Total adjustments (1,257,602) (150,655) 133,517 (1,274,740) Net cash provided (used) by operating activities $ (5,456,845) S (249,455) $ 228,214 $ (5,478,086) 132 INTERNAL SERVICE FUNDS Intemal Senlice Funds are used to finance and account for special activities and services performed by a designated City deparbnent for other deparbnents on a cost reimbursement basis. Fleet Management - This fund was established to account for vehicle and equipment services provided to City departments. Revenue accruing to this fund comes from charges to City deparbnents benefiting from services provided. Technology Replacement - This fund was established to account for computer and other technology services provided to City departments. Revenue accruing to this fund comes from charges to city deparbnents benefiting from services provided. 133 City of Chula Vista Combining Statement of Net Assets All Internal Service Funds June 30, 2009 Fleet Technology Management Replacement Total ASSETS Current assets: Cash and invest.ments $ 1,626,987 $ 22,499 $ 1,649,486 Receivables: Interest 5,784 221 6,005 Other 39,177 39,177 Total current assets 1,671,948 22,720 1,694,668 Noncurrent assets: Capital assets, net 1,777,439 1,777,439 Total noncurrent assets 1,777,439 1,777,439 Total assets 3,449,387 22,720 3,472,107 LIABILITIES Current liabilities: Accounts payable and accmed liabilities 326,179 278 326,457 Total current liabilities 326,179 278 326,457 Noncurrent liabilities: Compensated absences 59,133 59,133 Total noncurrent liabilities 59,133 59,133 Total liabilities 385,312 278 385,590 NET ASSETS Invested in capital assets 1,777,439 1,777,439 Unrestricted 1,286,636 22,442 1,309,078 Total net assets $ 3,064,075 $ 22,442 $ 3,086,517 134 City of Chula Vista Combining Statement of Revenues, Expenses, and Changes in Net Assets All Internal Service Funds For the year ended June 30, 2009 Fleet Technology Management Replacement Total OPERATING REVENUES: Charges for services $ 3,839,510 $ $ 3,839,510 Other 12,118 12,118 Total operating revenues 3,851,628 3,851,628 OPERATING EXPENSES: Operation and administration 3,637,165 10,236 3,647,401 Depreciation 1,029,924 1,029,924 Total operating expenses 4,667,089 10,236 4,677,325 Operating income (loss) (815,461) (10,236) (825,697) NONOPERATING REVENUES: Interest revenue 32,308 1,376 33,684 Gain on disposal of capital assets 23,892 23,892 Total nonoperating revenues 56,200 1,376 57,576 Income (loss) before tr~nsfer5 (759,261) (8,860) (768,121 ) TRANSFERS: Transfers in Transfers out (32,531) (32,531) Total transfers (32,531 ) (32,531) Net increase (decrease) in net assets (791,792) (8,860) (800,652) NET ASSETS: Begiruting of year 3,855,867 31,302 3,887,169 End of year $ 3,064,075 $ 22,442 $ 3,086,517 135 '-~ City of Chula Vista Combining Statement of Cash Flows All Internal Service Funds For the year ended June 30, 2009 Fleet Technology Management Replacement Total CASH FLOWS FROM OPERATING ACTIVITIES: Cash received from other funds $ 3,839,726 $ $ 3,839,726 Cash payments to suppliers and employees for goods and services (3,684,979) (52,137) (3,737,116) Other operating revenues 12,118 12,118 Net cash provided (used) by operating activities 166,865 (52,137) 114,728 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: Acquisition of capital assets (221,212) (221,212) Proceeds received from disposal of capital assets 23,892 23,892 Net cash provided by noncapital financing activities (197,320) (197,320) CASH FLOWS FROM NONCAPITAL AND RELATED FINANCING ACTIVITIES: Transfers (out) (32,531) (32,531) Net cash provided (used) by noncapital and related financing activities (32,531) (32,531) CASH FLOWS FROM INVESTING ACTIVITIES: Interest revenue 43,617 1,677 45,294 Net cash used by investing activities 43,617 1,677 45,294 Net increase (decrease) in cash and in~'estments (19,369) (50,460) (69,829) CASH AND INVESTMENTS: Beginning of year 1,646,356 72,959 1,719,315 End of year $ 1,626,987 $ 22,499 $ 1,649,486 RECONCILIATION OF OPERATING INCOME TO NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES: Operating income (loss) $ (815,461) $ (10,236) S (825,697) Adjustments to reconcile operating loss to net cash provided (used) by operating activities: Depreciation 1,029,924 1,029,924 Changes in operating assets and liabilities: Other receivable 216 216 Accounts payable and accrued liabilities (47,706) (41,901) (89,607) Compensated absences (108) (108) Total adjustments 982,326 (41,901) 940,425 Net cash pro\>ided (used) by operating activities S 166,865 $ (52,137) S 114,728 136 FIDUCIARY FUND AGENCY FUND The Agency Fund is used to account for assets held by the City in a trustee capacity for individuals, private organizations, other governments, and/ or other funds. Special Assessment District - This fund accounts for all money collected to pay for debt services of the various assessment districts for which the City acts as paying agent but has no leg-al commitment or obligation: 137 City of Chula Vista Statement of Changes in Assets and Liabilities Agency Fund For the year ended June 30, 2009 Balance Balance July 1, 2008 Additions Deletions June 30, 2009 Special Assessment District Assets: Cash and invesbnents $ 7,446,279 $ 26,271,590 $ (25,733,886) $ 7,983,983 Restricted cash and investments: Held by fiscal agents 156,534,018 12,071,885 (32,503,026) 136,102,877 Total assets S 163,980,297 $ 38,343,475 $ (58,236,912) $ 144,086,860 Liabilities: Due to bondholders S 163,980,297 $ 38,343,475 $ (58,236,912) $ 144,086,860 Total Iiabilities $ 163,980,297 $ 38,343,475 $ (58,236,912) $ 144,086,860 138 CITY OF CHULA VISTA Statistical Section June 30, 2009 This part of the City of Chula Vista's comprehensive arumal financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the city's overall financial health. Table of Contents Page No. Financial Trends These schedules contain information to help the reader understand how U,e city's financial performance and well-being have changed over tinle. 140 - 144 Revenue Capacity These schedules contain information to help the reader assess the factors affecting the city's ability to generate its property and sales taxes. 145 -148 Debt Capacity These schedules present information to help the reader assess the affordability of the city's current levels of outstanding debt and the city's ability to issue additional debt in the future. 149 -154 Demographic and Economic Information These schedules offer demographic and economic indicators to help the reader understand tl'le environnlent within \vhich the ci1:y's financial activities take place and to help make comparisons over time and with' other governments. 156 - 158 Operating Infornlation These schedules contain information about the city's operations and resources to help the reader understand how the city's financial information relates to the services the city provides and the activities it performs. 159 - 162 139 City of Chula Vista Net Assets by Component Last Eight Fiscal Years (accrual basis of accounting) Fiscal Year 2002 2003 2004 2005 2006 2007 2008 2009 Goyemrnental acti\;ties: Invested in capital asst'ts, net of related debt S 384552,076 S 456,096,957 $ 537,716,998 $ 600,317,974 $ 662.230,041 $ 715,090,838 $ 621,878,119 $ 623,938,515 Reshicted 27,640,955 55,203,919 55,283,141 72,468,247 75,916,972 69,516,915 55,166,660 43,901,854 Unrestricted 77,110,077 103,843,928 110,825,189 111,448,751 95,782,921 126,026,156 91,683,171 89,235,419 Total govemmental acth;ties net assets 487,303,108 615,144,804 703,825,328 784,2..~,972 833,929,934 910,633,909 768,727,950 757,075,788 Business-type activities: lnvestedincapitalassets, net of related debt 7,951,380 7,156,5:'4 6,217,.348 7,423,479 6,540,514 5,658,433 150,004,170 148,237,562 Restricted Unrestricted 1,414,557 362,007 381,697 580,735 500,299 335,824 55,294,988 64,860,578 Total business-type arti"ities net assets 9,375,937 7,518,541 6,599,045 8,004,214 7,040,813 5,994,257 205,299,158 213,098,140 Primary government: Invested in capital assets, net of related debt 390,763,965 463,253,491 543,934,346 607,741,453 668,770,555 720,749,271 771,882,289 772,176,077 Restricted 27,640,955 55,203,919 55,283,141 72,468,247 75,916,972 69,516,915 55,166,660 43,901,854 Unrestricted 70,2J4,464 J04,205,935 111,206,886 112,029,486 96,283,210 126,361,980 146,978,159 154,095,997 Total primary go"enm1ent net assets $ 488,619,384 S 622,663,345 $ 710,424,373 $ 792,239,186 $ 840,970,747 $ 916,628,166 $ 974,027,108 $ 970,173,928 77Jl' City afChula Vista impleml'llted GASB 34ftr the fiscal year enrkd l!.llle 30, 1002. [nf017llation plior to the implementation ofGASB 34 is not a1'ailable. Sewer funds were crmrlt'rted to an enterprise fund infisrul year 1008. 140 City of Chula Vista Changes in Net Assets Last Eight Fiscal Years (accrual basis of accounting) Fiscal Year 2002 2003 2004 2005 2006 2007 :WOS 2009 E"l'enses: Go\'emmental activities: General government $ 36,023,946 $ 36,112,144 $ 37,542,162 $ 42,591,851 $ 53,566,425 $ 45,249,fiSO $ 51,609,403 $ 49,216,220 Pllblicsafety 44,047,317 46,795,935 54,974,182 63,3613,815 72,887,220 77,136,782 78,633,467 76,097,546 Public wurks 60,084,674 60,981,126 71,482,668 79,723,824 102,122,564 103,117,f>llS 86,410,082 72,509,779 Parks and recreation 8,976,959 7,213,329 5,854,495 7,757,251 8,085,160 9,353,2(;0 9,650,399 9,805,893 Library 7,205,111 8,110,316 8,845,277 8,890,116 10,412,973 10,320,817 8,532,621 7,617,286 Intere"t on long-term debt 10,438,706 9,322,463 12,827,332 12,656,986 12,263,808 12,032,833 13-656,534 13,064,138 ToraJ. governmental activities expenses 166,776,713 ' 168,535,313 191,526,116 214,988,853 259,338,-150 257,210,970 24R,491,506 128,310,862 Business-type activities: TrdTISit 7,073,358 7,797,769 7,257,722 7,475,184 7,447,393 7,330,560 8.301,081 8,147,414 Bayrront Trolley Station 101.583 79,593 85,567 98,900 86,595 103,6':11 98,406 98,800 Sewer funds 30,323,015 23,528,217 Sewer DIFs 203,500 200,660 b.lterest on long temldebt 62.927 Total business type activities expenses 7,175,941 7,S77,362 7,343,289 7,574,084 7,533,988 7,434,251 38,988,929 31,975,101 Total priIrulry gm'emment expenses 173,952,654 176,412,675 198,869,405 222,562,937 266,872,138 264.645,221 287,481,435 260,285,963 Program revenues: Govemmental activities: 01arges for services: General gO\'em:nlent 23,990,385 29,530,624 35,075,023 37,464,481 52,310,629 45,255,716 38,563,085 35,<)59.181 Public safety 4,465,958 5,003,310 9,991,565 9,555,756 11,598,587 7,311,4U7 8,148,817 7,954,060 Public works 31,651,057 34.193,401 46,t;62,521 40,020,387 51,749.415 45,520,978 23,112.265 25,793,234 Parks and recreation 1,559,120 1,534,116 25,000,748 15,702,315 26,935,981 19,106,017 11,881,147 2,776,032 Library 290,3':13 603,136 2.751,059 2,220,368 2,693.087 818,.?B5 561,948 326,116 Operatlll.g grants and contributions 24.516,560 23,272,659 17,426,744 22,226,690 19.464,389 16,646,713 34,498,639 18,957,467 Capital grants and contributions 1,627,819 2.190,909 1,783,068 79,419,189 57,074,381 85,608,765 50,632,109 16,754,5t:3 Total gO\'emmental activities progranl. re\'enues 88,101,292 96,328,155 138.890,728 206,609.386 222,816,469 220,267,881 167,398,010 108,'120,673 Business-lype activities: O1argesfor senices: Transit 2,289,59~ 2,319,322 2.525,349 2,425,531 2,526,487 2,433,008 1,660.821 3,679,761 Sewer funds 19,138.449 31,046,180 SewerDIFs 539,136 232.430 Op!:'riltlllg grants and contributions 2,621,995 3,610,307 3,805,056 4,231,445 5,378,518 3,390,228 Capital grants and contributions 3,248,226 1,971,311 Total business type activities program revcnu!:'s 8,159,812 5,929,629 6,330,405 8,628.287 2,526,487 2,433,008 36,716,924 38,348,599 Total primary go\'errunent program revenu!:'s 96,261,104 102,2.'17,784 145,221,133 215,237,673 225,35"),956 222,700,889 204,114,934 146,869,272 141 City of Chula Vista Changes in Net Assets Last Eight Fiscal Years (accrual basis of accounting) Fiscal Year 2002 2003 2004 2005 2006 2007 2008 2009 Net revenues (expenses): Go\'emmental ilcti\'ities (78,675,421) (72,207,158) (52,635,388) (8,379.467) (:'16,511,681) (36,943,089) (81,094,496) (119,790,189) Business type activities 983,871 (1,947,733) (l,Ol2,~84) 1,054,203 (5,007,501) (5,001,243) (2,272,005) 6,373,498 Total net revenues (expens~) (77,691,550) (74,154,891) (53,648,272) (7,325,264) (41,519,182) (41,944,332) (83,366,501) (113,416,691) General revenues and other changes in net ass.ets: Go\'emmental activities: Taxes: Property taxes 20,101,086 22,472,649 26,674,527 27,074,211 32,597,672 38,882,122 43,388,023 43,319,156 Sales tax 18,812,328 19,612,779 21,421,090 23,600,QOO 30,915,515 32,817,351 29,062,355 26,263,317 Other taxes 14,842,617 14,844,449 25,826,828 23,373,749 22,218,942 21,400,961 21,922,357 21,643,366 Investmt'Ilt incDme 18,215,420 14,372,650 5,651,048 11,678,930 10,195,710 13,386,872 8,663,014 11,676,922 Other general rE'I'enues 18,188,635 155,683,692 58,912,431 4,887,489 5,261,428 7,137,140 8,343,946 335,175 Transfers 45,626 45,626 42,876 34,900 122,.588 22,618 5,594,536 3,880,091 Total governmental activities 100,205,712 227,031,845 138,528,800 90,649,279 101,311,855 113,647,064 116,974,231 108,138,027 Business-type activities: Investrnentincome 316,569 ]]8,056 20,715 56,485 78,605 167,734 6,740,155 2,090,311 Miscellaneous (6,423) 17,907 115,549 329,381 4,088,083 3,809,571 670,170 3,215,264 Transfers (4'1,626) (45,626) (42,876) (34,900) (122,588) (22/618) (5,594,536) (3,880,091) Total business-type activities 264,520 90,337 93,388 350,966 4,044,100 3,954,687 1,815,789 1,425,484 Total primary government 100,470,232 227,122,182 138,622,188 91,000,245 105,355,955 117,601,751 118,790,020 109,563,511 O1anges in net assets Government-;;] activities 21,530,291 154,824,687 85,893,412 82,269,811 64,800,174 76,703,975 35,879,735 (11,652,162) Business-typeactiyities 1,248,391 (1,857,396) (919,496) 1,405,169 (963,401) (1,046,556) (456,216) 7,798,982 Total primary gOYemmenl $ 22,778,682 $132,967,291 $ 84,973,916 $ 83,674,981 $ 63,836,773 $ 75,657,419 $ 33,423,519 $ (3,853,180) 1711' City of Om/a Vista lmpu>mentrd GASB 34 for tire fiscal year ended June 30, 2002. Informaholl prior to tire implementation ofGASB 34 is 110t al'/lilabIe. Srwer funds were cOlJ"ilerted to /In enterprise fimd in fiscal yr/lr 2008. 142 City of Chula Vista Fund Balances of Governmental Funds Last Eight Fiscal Years (modified accrual basis of accounting) Fiscal Year 1002 '1003 2004 2005 2006 2007 2008 2009 General fund: Reseryed S 21,978,716 $ 21,358,332 $ 20,096,238 S 22,214,965 $ 21,771,010 $ 22,249,34-6 S 22,258,951 $ 20,732,415 Unreserved 34,340,826 28,694,894 25,191,333 19,287,213 18,114,943 13,252,911 11,817,191 --1M1Z~ Total general fur,d 56,319,552 50,053,216 45,287,571 41,502,178 39,885,953 35,502,257 34,076,142 33.149,521 All other governmental funds: Reserved 73,298,504 106,439,367 98,145,262 98,226,224 6-1-,859,111 65,710,720 26,305,432 32,8,17,517 UnreselTed, reported in: Debt sen'ice funds (41,639,285) (28,318,787) (39,678,141) (40,817,038) (42,861,708) (44,404,278) (43,496,817) (46,692.600) Capital projects funds 129,796,298 73,977,363 81,760,701 94,472,902 113,659,937 92,093,271 79,153,680 71,109,669 Sprcial revenue funds 46,650,553 38,423,739 41,395,612 48,987,258 57,893,321 64,843,682 48,033,348 42,565,836 Total all other governmental tunds $ 208,106,170 $ 190,521,682 $ ]81,623,434 S 200,869,346 $ 193,550,661 $ 178.243,395 S 109,995,643 S 99,830,422 TIte City OfOlUla Vista imp!enterlted GASB 34 for thefisml yearr'nrkd ]Ull~ 30, 2001. lnfonnatWn prwr to tlte imp!emel1tatirm ofGASB 34 is not al.'ai/!lble. Sewer furtds were corJl1ert~d to an enterprise fimd in fiscal Yell/" 2008. 143 City of Chula Vista Changes in Fund Balances of Governmental Funds Last Eight Fiscal Years (modified accrual basis of accounting) Fiscal Year 2002 2003 2004 2005 2006 2007 2008 2009 Revenues: Taxes $ 64,314,781 $ 58,729,882 $ 72,842,579 S 81,190,971 $ 86,509,678 $ 92,821,711 S 103,543,735 S 91,770,846 Licenses and permits 3,484,799 4,596,975 5,533,743 3,946,733 3,441,613 2,870,424 2,767,850 2,041,721 Fines and forleitures 1,452,879 1,507,652 1,568,585 1,398,146 1,724,862 2,226);22 2,671,545 3,317,666 llwestment income 20,519,517 13,874.,221 5,113,371 10,199,902 7,946,878 13,570,315 tQ,890,I32 10,103,986 De\'eloperfees 10,639,125 25,613,027 44,032,302 22,625,331 50,551,528 24,058,397 17,318,134 9,252,.547 Intergovernmental 31,307,984 31,868,289 24,600,541 43,647,460 41,847,938 36,385,796 43,962,835 39,497,983 01argesforsen'ices 35,194,542 38,994,778 44,940,117 41,850,292 43,823,886 52,694,312 15,679,753 12,435,955 Other 22,8l2.525 21,862,659 25,318,879 28,232,712 30,012,125 23,567,613 30,427,119 29,404,221 Total revenues 189,726,152 197,047,483 223,950,117 233,091,547 265,858,508 248,195,390 227,261,103 197,824,925 Expenditures Current: General go\'emment 34,016,579 35,SS4,084 38,239,086 46,034,981 49,628,483 46,904,990 49,596,883 43,640,514 Public safety 40,871,945 45,781,808 52,491,410 61,673,449 67,913,584 73,245,978 74,781,055 72,872,527 Public works 39,375,210 49,118,238 54,430,850 56,220,867 72,296,203 75,720,582 57,789,303 46,04-2,781 Parks and recreatiCln 7,978.726 4,820,255 4,824,714 5,369,192 6,210,040 7,503,259 6,869,089 6,969,924 library 6,932,684 7,803,208 7,583,333 8,957,574 9,734,444 9,660,809 8,224,897 7,199,101 Capital outlay 54,614,051 66,522,243 56,039,237 61,134,157 72,988,853 36,472,182 29,525,186 19,305,564 Debtser\'1ce: PrincipalretiremeIlt 4,516,442 7,046,207 13,362,073 4,936,247 6,054,618 30,892,802 7,884,493 7,686,525 Interest and fiscal charges 10,217,834 9,817,072 10,910,758 12,059,211 12,260,244 12,289,908 12;224,973 12,576,939 Bond issuance cost 514,994 34,485 844,584 Total expenditures 198,523,471 226,793,115 237,881,461 256,405,678 297,086,469 293,205,5().1 246,930,364 217,138,459 Excess (deficiency) of revenues over (under) ex-penditures (8,797,319) (29,745,632) (13,931,344) (23,314,131) (31,227,961) (45,010,114) (19,669,261) (19,313,534) Other financing sowces (uses): Transfers in 44,485,931 43,317,265 26,894,272 84,773,947 55,698,112 53,900,545 26,104,914 50,502,425 Transfers out (44,357,179) (43,178,867) (26,789,3S2) (84,678,601) (52,132.246) (53,835,509) (20,400,837) (46,589,803) Proceeds from long-term debt 765,000 665,884 Proceeds from bond sale 60,145,000 11,320,000 37,240,000 21,255,000 25,760,000 10,264.224 21,625,000 Payment to escrow agent trust (15,110,000) Bond prerniumj(bond discount) 35,254 (505,884) (579,161) Proceeds from sale of capital assets 162,551 639,050 Total other financing sources (uses) 60,273,752 11,458,398 267,441 38,774,650 24,820,866 25,319,151 15,968.301 10,514,345 Extraordinary item: Forgh'eness of debt (5,635,850) Total extraordinary item (5,635,850) Net change in fund balances S 51,476,433 $ (23,923,084) $ (l3,663,903) $ 15,460,519 $ (6,407,095) $ (19,690,962) $ (3,700,960) $ (8,799,189) Debt seITice ilS a percentage of nOIlcapital expenditures 10.1% 10.5% 13.3% 8.7% 8.2% 17.0% 8.8% 10.6% 171(' City of Olll Ia Vista JmplcmCnfcd GASB 34for tltefiscal Yl'ar ('mud June 30,2002. Information prior to thE J1Jlpu:mcntation olGASB 34 is liCIt al'ailab1e. Sewer funds were COlHlffted to all enterprise ftmd in fisrnl year 200S. 144 City of Chula Vista Assessed Value and Estimated Actual Value of Taxable Property Last Ten Fiscal Years Gtv Redevelopment Agent\' Fiscal Year Taxable Taxable Total Ended Less: Assessed Less: Assessed Direct Tax Secured 1..:nsecured Exemptions Value , Secured Unsecured Exemptions , Value Rate hll1e30 2000 5 7,854,468,090 S 502,416,173 S (268,612,195) S 8,088,272,068 S 443,796,518 S 62.,434,166 $ 506,230,684 0.144% 2001 8,812,650,702 326,184,542 (296,831,109) 8,842,004,135 486,277,371 72,978,911 559,256,282 0.144% 2002 9,948,410,787 442.,676,336 (262,190,235) 1O,128,896,S88 420,217,884 165,288,557 585506,441 0.14-4% 2003 11,489,756,820 359,527,956 (303,902,966) 11,S-l5,3S1,SlO 578,332,766 92,744,520 671,077,286 0.144% 2004 13,186,377,450 387,657,132 (349,913,333) 13,224,121,249 548,945,714 84,234,008 633,179,722 0.144% 2005 15,390,029,359 402,366,184 (426,140,493) 15,366,255,050 617,179,700 82,759,507 699,939,207 0.144% 2006 18,481,9J2,606 442,863,514 (452,332.435) 18,472,433,685 735,529,147 82,456,175 817,985,322 0.144% 2007 21,254,352,374 582.720,155 (496,479,594) 21,340,592,935 846,124,571 202,760,284 1,048,884$55 O.l44O,i, 2008 24,381,647,068 544,113,016 (567,257,524) 24,358,502,560 1,058,205,6n 94,614,761 1,152,820,438 0.144% 2009 24,861,548,900 565,347,815 (603,500,966) 24,823,395,749 1,061,746,125 105,702,620 1,167.448,745 0.144% 1 Includes redevdopment incremental valuation 2 Redevelopment Agency exemptions are included in Gty exemption data as they are not reported separately NOTE, In 1978 the voters of the State of California passed Proposition 13 which limited property taxes to a total maximum rate of 1 % based upon the assessed value of the property being taxed. Each year, the assessed value of property may be increased by an "inflation factor" (limited to a maximum increase of2%). With few exceptions, property is only re-assessed at the time that it is sold to a new ov.mer. At that point, the new assessed value is reassessed at the purchase price of the property sold. The assessed valuation data shown above represents the only data currently available ,dth respect to the actual market value of taxable property and is subject to the limitations de~cribcd above. Source: COWl\}' of San Diego Property Tax Ser\'ice~ 145 City of Chula Vista Direct and Overlapping Property Tax Rates (Rate per $100 of assessed value) Last Ten Fiscal Years Fiscal Year 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 City Direct Rates: City basic rate 0.144 0.144 0.144 0.144 0.144 0.144 0.144 0.144 0.144 0.144 Overlapping Rates: Chula Vista Elementary School 0.025 0.025 0.024 0.026 0.027 0.028 0.027 0.027 0.020 0.018 District Bonds Sween-vater Union High School 0.025 0.022 0.020 0.018 0.023 0.020 0.047 0.046 District Bonds Southwestern Community 0.015 0.013 0.007 0.013 0.015 0.014 0.013 0.013 College Bonds MWD 0/5 Remainder of 0.009 0.009 0.008 0.007 0.006 0.006 0.005 0.005 0.005 0.0043 SDCVv A 15019999 CW A South Bay Irrigation 0.001 0.001 0.001 0.001 0.001 Debt Service County of San Diego 1.000 1.000 1.000 1.000 1.000 1.000 1.000 1.000 1.000 1.000 Total Direct Rate 1.035 1.035 1.073 1.069 1.061 1.065 1.070 1.066 1.084 1.081 NOTE: In 1978, California voters passed Proposition 13 which sets the property lax rate at a 1.00% fued amount. 1his 1.00% is shared by all taxing agencies for which the subject property resides within. In addition to the 1.00% fixed amount, property owners are charged taxes as a percentage of assessed property values for the payment of school bonds and other debt service. Overlapping rates may vary by tax rate area. The data listed in this table is representative of tax rate area 001001. Source: County of San Diego Property Tax Services 146 City of Chula Vista Principal Property Tax Payers Current Year and Nine Years Ago 2009 2000 Percent of Percent of Total City Total City Taxable Taxable Taxable Taxable Assessed Assessed Assessed Assessed Taxpayer Value Rank Value Value Rank Value San Diego Expressway Limited $ 852,000,000 3.43% nla nla n/a JPE Development 1 658,525,097 2 2.65% ilia nla n/a Village II of Otay HB SUB 302,617,988 3 1.22% n/a n/a n/a Equity Residential 24-4,346,081 4 0.98% n/a n/a n/a Regula Place Apartments Investor 227,230,960 5 0.92% n/a n/a n/a GGP-Otay Ranch LP 194,702,833 6 0.78% n/a n/a n/a Rohrlnc. 168,162,566 7 0.68% n/a l1/a n/a Shea Homes Ltd Partnership 108,564,317 8 0.44% n/a n/a 11/a Roman Catholic Bishop of San Diego 85,713,620 9 0.35% n/a n/a n/a Rancho Mesa LP 85,503,816 10 0.34% n/a n/a ilIa $ 2,927,367,278 11.79% TI"\e amounts shown above include assessed value data fur both the City and the Redevelopment Agency. 2000 data is not available from the County of San Diego. ] Otay Ranch has increased in value from prior periods due-Io further research which concluded that significant additional assessments '...'ere a part of the same taxing entity and will be included going forward. Source: County of San Diego Property Tax Scrviccs 147 City of Chula Vista Property Tax Levies and Collections Last Ten Fiscal Years Collected within the Fiscal Taxes Levied Fiscal Year of Levy Collections in Total Collections to Date Year Ended for the Percent Subsequent Percent Fiscal Year 1 Years 2 June 30 Amount of Levy Amount of Levy 2000 $ 10,133,358 $ 9,936,52] 98.06% $ 106,647 $ 10,043,167 99.11 % 2001 11,254,079 11,069,156 98.36% 125,706 11,194,861 99.47% 2002 12,806,109 12,597,591 98.37% 96,550 12,694,141 99.13% 2003 14,293,880 14,061,319 98.37% 112,257 14,173,576 99.16% 2004 16,200,005 15,959,723 98.52% 116,784 16,076,507 99.24% 2005 18,652,193 18,324,623 98.24% 106,497 18,431,120 98.81 % 2006 22,O96,60-! 21,617,022 97.83% 162,806 21,779,829 98.57% 2007 25,159,692 24,409,063 97.02% 209,442 24,618,505 97.85% 2008 28,641,734 27,506,299 96.04% 460,875 27,967,173 97.64% 2009 29,304,77] 28,147,698 96.05% 765,703 28,913,402 98.66% 1 Levy amounts do not include supplemental taxes. l Collection amounts represent delinquencies collected for all prior years during the current tax year. Source: County of San Diego Property Tax Services 148 City of Chula Vista Ratios of Outstanding Debt by Type Last Ten Fiscal Years Governmental Activities Fiscal Year Pension Tax Total Percentage Debt Ended Obligation Allocation Certificates of Govenmlental of Personal Pe, Income 1 Capita 1 June 30 Bonds Bonds Loans Participation Activities 2000 S 16,419,851 S 27,255,000 $ 46,726,701 $ 13,215,000 S 103,616,552 1.67% $ 631 2001 15,971,354 43,855,000 55,689,108 37,240,000 152,755,4(>2 2.29% 880 2002 15,456,449 43,330,000 10,397,443 95,245,000 164,428,892 2.40% 905 2003 14,799,025 42,750,000 7,462,505 104,225,000 169,236,530 2.39% 885 2004 13,985,870 42,125,000 7,315,971 92,920,000 156,346,841 2.13% 779 2005 12,991,962- 41,240,000 8,]93,481 127,599,255 190,024,698 2.42% 910 2006 11,795,000 40,295,000 9,811,7811 14.1,240,000 206,141,786 2.52% 949 2007 10,415,000 41,275,000 10,054,806 139,845,000 201,589,806 2.43% 902 2003 8,820,000 40,185,000 19,304,342 135,045,000 203,354,342 2.36% 895 2009 7,000,000 45,830,000 18,070,127 130,580,000 201,480,127 2.31%. 874 1 These ratios are calculated using personal income and population for the prior calendar year. Notes: Details regarding the City's outstanding debt Lan be found in the notes to the financial statements. 149 City of Chula Vista Ratio of General Bonded Debt Outstanding Last Ten Fiscal Years (In Thousands, except Per Capita) Outstanding- General Bonded Debt Fiscal Year Pension Tax Percent of Ended Obligation Allocation Assessed Pe, Value 1 June 30 Bonds Bonds Total Capita 2000 $ 16,420 $ 27,255 $ 43,675 0.54% 266 2001 15,971 43,855 59,826 0.68% 345 2002 15,456 43,330 58,786 0.58% 324 2003 14,799 42,7:>0 57,549 0.50% 301 2004 13,Y86 42,125 56,111 0.42% 279 2005 12,992 41,240 54,232 0.35% 260 2006 11,795 40,295 52,090 0.28% 240 2007 10,415 41,27S 51,690 0.24% 231 2008 8,820 40,185 49,005 0.20% 216 2009 7,000 45,830 52,830 0.21% 229 General bonded debt is debt payable "dth governmental fund resources and general obligation bonds recorded in enterprise funds (of which, the City has none). 1 Assessed value has been used because the actual value of taxable property is not readily available in the State of California. 150 City of Chula Vista Direct and Overlapping Debt June 30, 2009 2008-09 Assessed Valuation: Redevelopment Incremental Valuation: Adjusted Assessed Valuation: OVERLAPPING TAX AND ASSESSMENT DEBT, Metropolitan \Vater District Otay Municipal Waler District, 1.0. No. 27 Southwestern Community College District Sweem'ater Union High School District Chula Vista City School District City of Chula Vista Community Facilities Districts Sweetwater Union High School District Community Facilities Districts Chula Vista City School District Community Facilities Districts City of Chula Vista 1915 Act Bonds TOTAL OVERLAPPING TAX AND ASSESSMENT DEBT Total Debt 6/30/09 S 293,425,000 8,395,000 84,254,962 347,829,415 81,050,000 240,100,000 198,030,108 6,790,000 34,469,386 DIRECT AND OVERLAPPING GE:\!ERAL FUND DEBT: San Diego County General Fund Obligations San Diego County Pension Obligations San Diego County Superintendent of Schools Obligations Southv..'e~tern Community College District Certificates of Participation Sweetv..'ater Union High School District Certificates of Participation Chula Vista City School District Certificates of Participation City of Chula Vista Certificates of Participation City of Chula Vista Pension Obligations Ota)' Municipal ,Valer District Certificates of Participation TOTAL GROSS DIRECT AND OVERLAPPING GENERAL FUND DEBT Less: Otay Municipal Water District Certificates of Participation Sweetv..'ater Union High School District QZABs supported by investment fund payments $ 462,405,000 986,677,916 16,395,000 1,700,000 12,810,000 123,975,000 130,580,000 7,000,000 63,635,000 TOTAL NET DIRECT AND OVERLAPPING GENERAL FUND DEBT GROSS COMBINED TOTAL DEBT NET COMBINED TOTAL DEBT $ 24,823,395,749 1,167,448,745 $ 23,655,947,004 % Aoolicable (1) 1.281% 99.997 57.014 66.740 87.585 100. 3.978-100. 100. 100. City's Share of Debt 6/30/09 $ 3,758,774 8,394,748 48,037,124 232,141,352 70,987,643 240,100,000 184,242,894 6,790,000 34,469.386 $ 828,921,921 6.621 % $ 30,615,835 6.621 65,327,945 6.621 1,085,513 57.014 %9,238 66.740 8,549,394 87.385 112,962,754 100. ] 30,580,000 100. 7,000,000 66.375 42,237,731 $ 399,328,410 42,237,731 3,337,000 $ 353,753,679 $ 1,228,250,331 <', S 1,182,675,600 (1) Percentage of overlapping agency's assessed valuation located within boundaries of the city (2) Excludes tax and revenue anticipation notes, enterprise revenue, mortgage revenue and tax allocation bonds and non-bonded capital lease obligations. Ratios to 2008-09 Assessed Valuation: Total Overlapping Tax and Assessment Debt.. 3.34% Ratios to Adiusted Assessed V.,luation: Combined Direct Debt ($137,580,000)..................... ............. Gross Combined Total Debt..__ Net Combined Total Debt.. 0.58% :'.19% 5.00% STATE SCHOOL BUlLDING AlDREPAYABLE ASOF06/30109, $0 Source: California MWlicipaI Statistics, rne. 151 City of Chula Vista Legal Debt Margin Information Last Ten Fiscal Years Assessed valuation Fiscal Year 2000 2001 2002 2003 2004 $ M88,272,068 S 8,842,004,135 S 10,128,896,888 $ 11,545,381,810 S 13,224,121,249 25% 25% 25% 25% 25% 2,022,068,017 2,210,501,034 2,532,224,222 2,886,345,453 3,306,030,312 15% 15% 15% 15% 15% 303,310,203 331,575,155 379,833,633 432,951,818 495,904,547 Conversion percentage Adjusted assessed valuation Debt limit percentage Debt limit Total net debt applicable to limit: Pension obligation bonds 16,419,851 15,971,354 15,456,449 14,799,025 13,985,870 Legal debt margin $ 286,890,352 S 315,603,801 S 364,377,184 S 418,152,793 $ 481,918,677 Total debt applicable to the limit as a percentage of debt limit 5.4% 4.8% 4.1% 3.4% 2.8% The Government Code of the State of California provides for a legal debt limit of 15% of gross assessed valuation. However, this provision was enacted when assessed valuation was based upon 25% of market value. Effective witn the 1981-82 fiscal year, each parcel is now assessed at 100% of market value (as of the most recent change in ownership for that parcel). The computations shown above reflect a conversion of assessed valuation data for each fiscal year from the current full valuation perspective to the 25% level that was in effect at the time that the legal debt margin was enacted by tne State of California for local governments located within the state. Source: City Finance Department County of San Diego Property Tax Services 152 Fiscal Year 2005 2006 2007 2008 2009 S 15,366,255,050 S 18,472,433,685 S 21,340,592,935 S 24,358.502,560 $ 24,823,395,749 25% 25% 25% 25% 25% 3,841,563,763 4,618,108,421 5,335,148,234 6,089,625,640 6,205,848,937 15% 15% 15% 15% 15% 576,234,564 692,716,263 800,272,235 913,443,846 930,877,341 12,991,962 11,795,000 10,415,000 8,820,000 7,000,000 s 563,242,602 $ 680,921,263 $ 789,857,235 S 904,623,846 $ 923,877,341 2.3% 1.7% 1.3% 1.0% 0.8% 153 City of Chula Vista Pledged-Revenue Coverage Last Ten Fiscal Years Tax Allocation Bonds Fiscal Year Ended Tax Debt Service June 30 Increment Principal Interest Coverage 2000 $ 6,388,669 S 370,000 $ 2,179,841 2.51 2001 7,590,243 400,00D 2,477,730 2.64 2002 7,032,187 523,000 2,980,373 2.01 2003 7,822,428 580,000 2,943,058 2.22 2004 10,317,573 625,000 2,902,851 2.92 2005 8,939,444 885,000 2,855,288 2.39 2006 10,404,880 945,UOO 2,797,726 2.78 2007 11,935,618 995,000 2,735,150 3.20 2008 13,79:~,329 1,090,000 1,965,103 4.51 2009 "13,781,683 870,000 1,72B,722 5.30 Note: Details regarding the city's outstanding debt can be found in the notes to the financial statements. 154 11i!~._ c .~ ~'l.,;""'/'~".'""" "'J't;E~ f. 'll/J ' '{f;:'r.''''''''\,.t'J:t:,'~~~~~~~ _:~ ':,"' ..:~-i',. :'~ "~'.c ".: '. ~';'>:~ ~':\~ "l~(fc' ~:~'~f.,~~ '~~~,~: .~~t~..~~.V:," ;1, ,'" -*i,,! ~'ff>' " "'~~"~~'II ,t~'~.t>.A\).,~ ~(;.r.r ..7t~~~,J;j"h,t;,v IY\'Y'~;~~t. "-'f 'it},," ~1 ,'~''p~,,;(~:~,,- ".',', .""1 .e~~~',~~' ~ -', "1f~:i~~~ ~~"..~ ~ "'~ <,,?;;l,,- _,,~- _~~,,"'~~~~;r'f-~'~'~ ~ ~. .......<"@,~- ~~~,.. ~~ ~r.:.::.:..~~ crrv Off CHUl' A V ~S!A ,;:' ' . '~:., . .'~, ' ,~ . , :" ~ :,: ':", ~tl . ': p'. '.. '." ,~. ',', I '. ,;:" Ii. I'" 'iJ' ", 31. '. -' . 155 City of Chula Vista Demographic and Economic Statistics Last Ten Calendar Years Pet. of S.D. Pet. Change Avg. Total Cmmty from Previous Median Household Year Population Population Year Age Size 1999 164,200 6.0% 2.9% nfa n/a 2000 173,556 6.2% 5.7% 33.0 2.99 2001 181,619 6.3% 4.6% 32.8 3.02 2002 1 Yl,236 6.5% 5.3% 32.8 2.95 2003 200,757 6.8% 5.0% 32.9 3.09 2004 208,802 6.9% 4.0% 33.0 3.03 2005 217,143 7.2% 4.0% 33.2 3.03 2006 223,490 7.3% 2.9% 33.4 3.05 2007 227,242 7.4% 1.7% 33.4 3.07 2008 230,397 7.4% 1.4% 33.3 3.12 Sources: SANDAG, Current Estimates (Oct. 2009) California Department of Finance California Employment Development Department U.S. Census Bureau, Census 2000 and American Community Survey US Bureau of Economic Analysis Note: Dollar values are inflation-adjusted to 2008 156 Educational Attainment Per % BachelOI's Capita % High School Degree or Pct. Below Unemployment Personal Income Personal Graduate Higher Poverty Rate (In 1bousand~) Income n/a n/a n/a n/a $ 6,206,500 $ 37,300 79.0% 22.0% 11.0% 4.6% 6,659,900 33,~70 n/a n/a n/a 4.9% 6,852,900 37,730 n/a n/a n/a 6.1 % 7,094,100 37,100 n/a n/a n/a 6.1% 7,336,500 36,540 n/a n/a n/a 5.6% 7,853,600 37,640 79.0% 25.0% 9.1% 5.1 % 8,172,500 37,640 82.() % 24.0% 11.0% 4.7% 8,2l,12,000 37,100 80.0% 25.0% 9,1% 5.4% 8,621,600 37,940 81.0% 26.0% 8.5% 7.0% 8,720,800 37,850 157 City of Chula Vista Principal Employers Current Year and Nine Years Ago 2009 20001 Percent of Percent of Number of Total Number of Total Employer Employees Employment Employees Employment Sweetwater Union High School District 4,435 9.45% n/a n/a ctlUla Vista Elementary School District 2,753 5.86% n/a nja Southwestern Community College 2,400 5.11% n/a n/a Rohr Ine/Goodrich Aerospace 1,903 4.0:>% n/a n/a Sharp Chula Vista Medical Center 1,799 2.88% n/a n/a City of Chula Vista 1,350 3.83% n/a n/a Scripps Mercy Hospital Chula Vista 1,079 2.30% n/a n/a \Val-Mart 950 2.02% n/a n/a United Parcel Service 627 1.34% n/a n/a Target 604 1.29% n/a nja 1 200G data is not available 'Total Employment" as used above represents the total employment of all employers located v'dthin City limits. Source: State Employment Development Department Cify Finance Department Sweetwater Union High School District Human Resources Department ChuJa Vista Elementary School District Human Resources Department Southwestern Comrnunily College Human Resources Depar1.nlent 158 City of Chula Vista Full-time and Part-time City Employees by Function Last Ten Fiscal Years Full-Time and Pali-time Employees as of June 30 Function 20001 20011 2002.1 2003 20042 2005 2006 2007 2008 2009 General government 103 105 98 223 4h5 193 380 324 302 272 Public safety 309 327 362 413 480 528 518 548 504 476 Public works/ engr 230 249 269 295 249 335 198 237 188 181 Parks and recreation 495 529 559 162 175 230 242 223 169 Library 216 182 217 )52 227 196 189 PlalUlmg and building 74 84 92 92 99 91 97 83 68 63 Total 1,211 1,294 1,380 1,403 1,475 1,539 1,675 1,661 1,481 1,350 1 Library employee count included in Parks and Rccrcatiol1 count 1 Parks and Recreation empjuyee COI.mt included in Generdl Government count Source: City Finance Department 159 City of Chula Vista Operating Indicators by Function Last Ten Fiscal Years Fiscal Year 2000 2001 2002 2003 76,733 73,977 71,859 71,268 6,654 7,128 7,626 3,088 n/a 11/a n/a n/a 142,622.2 307,619.5 151,576.5 218,632.1 Police: Citizen-initiated calls for service Fire: Number of emergency calls 1 Inspections Public works: Street resurfacing/ maintenance 2 (square feet) Parks and recreation; Number of recreation classes Number of facility rentals Library: Circulation Attendance 1,076 1,136 1,126 2,261 n/a 762 1,096 897 1,198,645 1,192,670 1,268.587 1,308,148 965,406 1,209,986 1,009,061 1,044,755 1,633 2,314- 2,464- 2,652 14.3 15.0 15.2 16.3 Sewer: New connections Average daily sev.'age treatment (millions at gallons) 1 Figure for 2005 represents the calendar year ll1S.tead of fiscal year. lExcludes filling of potholes and crack sealing. Note: Data is not available for the fiscal years marked as nl a. Source: City of Chula Vista 160 Fiscal Year 2004 2005 2006 2007 2008 2009 71,000 74,106 73,075 74,277 74,192 70,051 H,420 9,907 nfa 14,853 14,548 14,983 nfa "fa 1,780 2,119 nja 3,676 252,788.5 142,863.8 230,598.4 157,903.0 77,507.2 108,745.0 1,819 1,709 1,821 2,231 2,575 2,149 402 680 610 855 1,217 %9 1,308,709 1,414,]95 1,467,799 1,344,115 1,265,720 1,160,139 1,070,560 1,121,119 1,170,168 1,148,024 1,296245 820,243 2,480 1,934 488 529 165 468 15.8 17.0 16.9 17.0 16.8 16.5 161 City of Chula Vista Capital Asset Statistics by Function Last Ten Fiscal Years Fiscal Year Fiscal Year 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 Police: Stations 1 1 1 1 1 1 1 1 1 Fire: Fire stations 6 6 7 7 7 8 9 9 9 9 Public works: Streets (miles) n/a n/a 356.2 358.8 370.9 373.8 387.3 403.3 416.9 421.0 Streetlights nla nla 7,107 7,547 8,047 8,368 850l 8,953 9,013 9,026 Traffic signals 149 152 161 170 188 199 220 238 253 267 Parks and recreation: Community parks 6 6 6 6 6 6 9 9 9 9 Recreation facilities 8 8 8 9 9 9 12 12 12 11 Library: Libraries 2 2 2 2 2 2 2 2 2 2 Sewer: Sewer pipes (miles) n/a nla 338.6 428.2 448.1 455.8 471.3 484.2 493.8 496.5 Storm drains (miles) nla n/a 173.0 182.3 191.9 219.9 228.6 234.0 244.7 245.3 Maximum daily treatment capacity 19.8 19.8 19.8 19.8 19.8 20.9 20.9 20.9 20.9 20.9 (millions of gallons) Note: Data is not available for the fi~cal years marked as 11/ a Source: City of Chula Vista 162 Redevelopment Agency of the City of Chula Vista Chula Vista, California Basic Financial Statements and Independent Auditors' Reports For the year ended June 30, 2009 ~\(t- ~ ' ", -- --------- ---.----... --- CITY OF CHULA VISTA REDEVELOPMENT .~GENCY December 7, 2009 Honorable Members of the Agency, The Basic Financial Statements and Independent Auditor's Report on all projects of the City of Chula Vista Redevelopment Agency for the year ended June 30, 2008 is presented in accordance with the Community Redevelopment Law, S 33000 of the Health and Safety Code of the State of California. The accuracy of the data presented and the completeness and fairness of the presentation, including all disclosures, are the responsibility of the Agency. The Report has been prepared in accordance with Generally Accepted Accounting Principles (GAAP) as prornulgated by the Governmental Accounting Standards Board (GASB). It is believed that the data reported is accurate in all material respects, that it is presented in a manner designed to fairly represent the financial position and results of operations of the Agency as measured by the financial activity in its various Funds, and that all disclosures necessary to enable the reader to gain maximum understanding of the Agency's financial affairs have been included. Redevelopment Agency Background Redevelopment Law Redevelopment in California started in 1945 with the enactment of the California Redevelopment Act, which gave cities and counties the authority to establish redevelopment agencies. In 1951, the Community Redevelopment Act was codified and renamed the Community Redevelopment Law under Health and Safety Code Section 33000, et seq. Most importantly, the authority for Tax Increment financing was added. In 1976, the State Legislature imposed a requirement that 20% of the tax increment generated from project areas must be used to improve the community's supply of affordable housing. In addition, school districts and community college districts and other taxing entities receive a portion of the redevelopment tax increment. For redevelopment projects that were adopted before AS 1290, or January 1, 1994, the Agency negotiated agreements with these taxing entities. However after the enactment of AS1290, the negotiated separate agreements with each taxing entity were eliminated and implementation of statutory reimbursement to all taxing entities was implemented. Tax Increment Primer Tax Increment is the increase in property taxes within the redevelopment project area that result from increases in the project area assessed value that exceeds the base year assessed value. This funding source provides a way to improve an area by enabling redevelopment agencies to issue tax increment bonds without using general fund monies or raising taxes. 2/6 rOUR IH t\vr.j'~\J[ , CHUI...\ VIS'TA, CAI.IFOR.0!lA <) 1:..-1]0 (i, 1 ~)) ()~11-50~1 Tax Increment is a powerful funding source for redevelopment activities due to the increased percentage of property tax the Agency is able to retain. In California, property tax is calculated at one-percent of a property's assessed value. Of this one-percent the City receives approximately $0.15 per dollar collected. The rest is passed through to other taxing entities (i.e. school districts, County and ERAF). However with property taxes collected in a redevelopment project area established in 1994 or later, the City and other taxing entities will still receive their share of base year taxes but the Agency will receive approximately 60 percent of the tax increment (taxes above base year values) generated in the project area (i.e. gross tax increment less 20% for low and moderate housing and 20% for AB1290 pass throughs). The Citv's Redevelopment Aoencv Redevelopment Project Areas City of Chula Vista REDEVELOPMENT PROJECT AREAS 1!!J!;,1Q!SAYFRONT 1"~:t)_1 OIAY VALLEY ROAD ~r,~~~0.,'J SOUTHWEST ~X:~~~ TOWN CENTRE I I:i~t....:,;:::l TOWN CENTRE II l~~'-~I '''~}..'~ ADDED REDEVElOPMENT AREAS Aqency History The City of Chula Vista's Redevelopment Agency (Agency) was formed in 1974. The goals of the Agency are to reduce blight and to encourage new development, reconstruction, and rehabilitation of residential, commercial, industrial and retail uses. The map above depicts the Agency's five project areas as well as areas recently added. The table below summarizes important dates for the project areas. ii Project Areas and Timelines Cumulative Final Date of Termination Tax Increment Date to Plan Date Project Area Revenue Limit Incur Debt Termination of Revenue Bayfront $ 210,000,000 No Limit 7/16/2017 7/16/2027 Bayfront Amended 7/17/2018 7/7/2029 7/7/2044 Town Centre 1 $ 84,000,000 No Limit 7/6/2019 7/6/2029 Otay Valley $ 115,000,000 No Limit 12/29/2026 12/29/2036 Southwest $ 150,000,000 No Limit 11/27/2031 11/27/2041 Southwest Amended No Limit 7/9/2032 7/9/2042 Town Centre 2 $ 100,000,000 No Limit 8/15/2021 8/15/2031 Town Centre 2 Amended No Limit 7/19/2029 7/19/2039 2004 Amendment Area No Limit No Limit 5/1/2034 5/1/2049 During the 1970's and 1980's the Agency focused on the Town Centre I, Town Centre II and Bayfront Redevelopment Project Areas. The Agency issued $7.15 million in tax allocation bonds in 1979, $25.0 million in 1984, $38.6 million in 1986 and $11 0 million Certificate of Participation was issued in 1987. Most of the bond proceeds were used for planning studies or public infrastructure projects that provided a public benefit. This strategic focus provided infrastructure in the downtown and bay front areas, but primarily due to a sluggish real estate market, the public investment did not have the intended effect of spurring major new development in either location. Projects during this period included: (1) streetscape improvements along Third Avenue; (2) development of a public parking structure in the Park Plaza development; and (3) removal of junkyards from the bay front. In the 1990s, the Agency again focused on foundational planning efforts, including adoption of the Southwest Redevelopment Project Area to address the annexation of the Montgomery area. Added investment in public improvement projects included the South Bay Court House ($1.3 million), the Palomar Trolley Center ($776,000) and the Chula Vista Center parking structure ($3.5 million). The Agency's Merged Project Area was created in August 2000 pursuant to an amendment to the redevelopment plans of three of the Agency's Project Areas (i.e. Town Centre II, Otay Valley and Southwest). Subsequently in October 2000, the Agency issued its most recent Tax Allocation Bond in the amount of $17.0 million. Also in 2000, a development agreement for the Gateway Chula Vista Project, a 347,000 square foot upscale office development at the northwest corner of Third Avenue and "H" Street, was entered into by the Agency, committing $7.2 million of Agency funds, representing a shift of focus toward urban core infill opportunities afforded by changes in the real estate market and renewed interest from developers. The first of 2 phases is complete and the result is an increase of tax increment of approximately $400,000 annually. Over its 30 year life span, the Agency ushered in a few significant developments including the 1992 redevelopment of properties for the Scripps Hospital expansion on H Street, the construction of the Rohr Headquarters Building, upgrades to the Chula Vista Center, relocation of the auto park to Otay Valley Road and land swap for the development of the state Veterans Home in 2001. The Agency also funded the new Chula Vista Police Station in the amount of $5.8 million in the form of relocation assistance and land acquisition. iii The chart below displays the growth of tax increment for the past ten years. It should be noted that in fiscal year 2002, tax increment decreased due to the devaluation of the South Bay Power Plant by the State Board of Equalization. Gross Tax Increment Revenue Ten-Year Chart For the years ended June 30 '" 16.0 c: ~ 14.0 :i1 12.0 10.0 8.0 K. ..;~~;J; 6.0 . in l.~~.'- I' [if~\Tl 4.0 ~M"": -I'~~~; ," '. ~~~ II' , ~ i~ ' 20. , ~. i " . !iI' ..: ~: I mffi\ 0.0 :=. ..~~.iI.~ 2000 2001 -~.~ .~. mI<~-:. '~;w.m ~. '~~. l~~_' ~~.; 'JQJ. ~ e .~. ,. - _ldL..~l'\: " ,f~.. ~~if>1. .~lf: _~ ~~'d'~ .I~-. - ~.,-'''''''~-_. . , ""~>J:' 'i"~\lb;;3fcit!i:;.l . .".'! .~'.l'~~~!)iMi...:..."\t.~l~. '~~,1\')l .. ~ ., iiillil ,~ c..~-.. .1 '-~5'<I" '~"'(. "~.' ." . "1".! - , , lr...:"J. :~;\1l. ":<{~.: ~!j';~~ '~&g "~t~ .~~' .~i [ftm '!Il\~ ~ .filI 1~:~_'7.t~.~' ",t1i~. ~~;g 'i/iG'.Jl' .~~(~' ~ . ~ ,:!,:;;JfJ. .~. ~~~ lli! ...._,":.,I!l,~l!.l..~ ~fu7I ~r_._~W1~ _ ~~~ ~ 2002 2003 2004 2005 2006 2007 2008 2009 ACCOUNTING SYSTEMS AND BUDGETARY CONTROL The basic financial statements are presented on an "economic resources" measurement focus and the accrual basis of accounting. Accordingly, all of the Agency's assets and liabilities, including capital assets, as well as infrastructure assets, and long-term liabilities, are included in the accompanying Statement of Net Assets. The Statement of Activities presents changes in net assets. Under the accrual basis of accounting, revenues are recognized in the period in which they are earned while expenses are recognized in the period in which the liability is incurred. All governmental funds are accounted for on a spending or "current financial resources" measurement focus and the modified accrual basis of accounting. Accordingly, only current assets and current liabilities are included on the balance sheet. The Statement of Revenues, Expenditures and Changes in Fund Balances present increases (revenue and other financing sources) and decreases (expenditures and other financing uses) in net current assets. Under the modified accrual basis of accounting, revenues are recognized in the accounting period in which they become both measurable and available to finance expenditures of the current period. In administering the Agency's accounting systems, primary consideration is given to the adequacy of internal accounting controls, which include an array of administrative procedures. These controls are designed to provide reasonable, but not absolute, assurance regarding the safeguarding of assets against loss from unauthorized use or disposition, as well as the reliability of financial records for accurate and fair presentation of financial reports. The concept of reasonable assurance recognizes that the cost of specific controis should not exceed the benefits likely to be derived from exercising the controls, and that this evaluation necessarily involves estimates and judgments by rnanagement. It is believed that the Agency's internal accounting controls adequately safeguard Agency assets and provide reasonable assurance of proper recording of financial transactions. iv The City Charter charges the Director of Finance with the responsibility to supervise and be responsible for the disbursement of all monies and have control over all expenditures to ensure that budget appropriations are not exceeded. The level of budgetary control, that is, the level at which expenditures are not to exceed Council approved appropriations, is established by department at the category level. 'An encumbrance (commitment) accounting system is utilized as a technique to enhance budgetary control during the year. Appropriations encumbered (committed) at year end automatically carry forward and are available to be used for those commitments during the subsequent year while unspent, unencumbered appropriations lapse at year end and become generally available for re-appropriation the following year. INDEPENDENT AUDIT An independent audit of the A'gency's records is required by Community Redevelopment Law, S 33000 of the Health and Safety Code of the State of California and was performed for the year ended June 30, 2009 by the certified public accounting firm of Caporicci and Larson. The auditors report on the basic financial statements and schedules is included in the Financial Section of the Report. In general, the auditors concluded that the financial statements and schedules referred to above present fairly, in all material respects, the financial position of the Agency as of June 30, 2009, and the results of its operations and cash flows of its proprietary fund types for the year then ended in conformity with generally accepted accounting principles. The professionalism and knowledge exhibited by Caporicci and Larson. during their audit work is greatly appreciated. ACKNOWLEDGMENTS Preparation of the Report and more importantly, maintaining the Agency's accounting records in a manner sufficient to earn the aforementioned auditors opinion is only accomplished with the continuous concerted effort of each and every staff member in the Finance Department. As such, I express my sincere appreciation for their dedicated service. Respectfully, Jf!~ ~. Maria Kachadoorian, CPA, MPA Director of FinancerTreasurer v This page intentionally left blank. vi IC&L Caporicci & Larson Certified Public Accountants INDEPENDENT AUDITORS' REPORT To the Board of Directors of the Redevelopment Agency of the City of Chula Vista Chula Vista, California We have audited the acco111panying financial staten1cnts of the government activities and each major fund of the Redevelopment Agency of the City of Chula Vista (Agency), a component unit of the City of Chula Vista, California (City), as of and for the year ended June 30, 2009, which collectively comprise the Agency's basic financial statements as listed in the foregoing table of contents. These financial statements are the responsibility of the Agency's management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards in the United States and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial stateluents are free of material misstaten1ent. An audit includes exanlining, on a test basis, evidence supporting the an10unts and disclosures in the financial statelnents. An audit also includes assessing the accounting principles used and significant estimates made by Inanagement as ',,"Tell as evaluating t11e overall basic financial statement presentation. vVe believe that our audit provides a reasonable basis for our opinion. Subsequent to the financial statements date of June 30, 2009 and the year then ended, the State of California (State) has proposed taking Redevelopment Agency funds from local governments. These amounts are very significant to the local governments and may affect their ongoing operations. Certain lawsuits are in process to stop such State actions. For more detailed information, see Note 13 attached in the Notes to Basic Financial Statements. In our opinion, the basic financial statements referred to above present fairly, in all material respects, the financial position of the governmental activities and each major fund of the Agency as of June 30, 2009, and the respective changes in "financial position for the year then ended in conformity with generally accepted accounting principles in the United States. As described in Note 1 to the basic financial staten1ents, the Agency inlplernented Governmental Accounting Standards Board Statements No. 49, Accoul1tmg al1d Fil1al1clal Reporhl1g for Pollutiol1 Remediatiol1 Oblzgatiol1s, No. 52, Lal1d al1d other Real Estate Held as Il1vestmel1ts by El1dowments, No. 55, TI!e Hierarchy of Gel1erally Accepted Accoul1til1g Pril1ciples for State al1d Local Governmel1ts, and No. 56, Codificatiol1 of ACCOUl1til1g al1d Fil1ancial Reportil1g Guidal1ce Contail1ed il1 AICPA Statements 011 Auditil1g Stal1dards. Toll Free: Ph: (877) 862-2200 Toll Free Fax: (866) 436-0927 Oakland 180 GrandAvc.,Swtc: 1365 Oakland, Dlifomia 94612 Orange Co1lD.ty 9 Corporate Park,Suite': 100 Irvine:, California 92606 Sacram.eato 777 Campus Commons Rd., Suite: 200 Sacr.unento, California 95825 San Dtep 4858 Mercury,Suite': 106 San Dlc:go, Callforn.i3 92111 To the Board of Directors of the Redevelopment Agency of the City of Chula Vista Chula Vista, California Page 2 In accordance with Govemment Auditing Standards, we have also issued our report dated December 7, 2009, on our consideration of the Agency's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, conh.acts, and grants. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Govemment Auditing Standards and should be read in conjunction with this report in considering the results of our audit The Agency has not presented the Management's Discussion and Analysis that the Governmental Accounting Standards Board has determined is necessalY to supplement, although not required to be part of the basic financial statements. The accompanying Required Supplementary Information, such as the budgetary information and other information, is not a required part of the basic financial statements, but is supplementary information required by the Governmental Accounting Standards Board. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the Required Supplementary Information. However, we did not audit the information and express no opinion on the Required Supplementary Information. Our audit was conducted for the purpose of forming an opinion on the financial statements that collectively comprise the Agency's basic financial statements. The accompanying Supplementary Information is presented for purpose of additional al1alysis and is not a required part of the basic financial statements. The Supplementary Information has been subjected to the auditing procedures applied in the audit of the basic financial statements al1d, in our opinion, is fairly stated in all material respects in relation to the basic financial statements taken as a whole. The Introductory Section has not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on the Introductory Section. ~.U-.'. f 6u~ San Diego, California December 7, 2009 2 BASIC FINANCIAL STATEMENTS 3 This page intentionally left blank. 4 GOVERNMENT -WIDE FINANCIAL STATEMENTS 5 Redevelopment Agency of the City of Chula Vista Statement of Net Assets June 30, 2009 Governmental Activities ASSETS Current assets: Cash and investments $ 8,540,851 Receivables: Taxes 376,715 Interest 52,229 Other 6,253 Due from City of Chula Vista 1,937,623 Restricted cash and investments: Held by City 4,493,577 Held by fiscal agents 7,227,589 Total current assets 22,634,837 Noncurrent assets: Loans receivable 19,382,191 Advances to City of Chula Vista 440,172 Deferred charges! net 1,251,798 Capital Assets: Nondepreciable assets 9,790,977 Depreciable assets, net 1,418,547 Total capital assets 11,209,524 Total noncurrent assets 32,283,685 Total assets 54,918,522 LIABILITIES Current liabilities: Accounts payable and accrued liabilities 2,510,137 Interest payable 596,562 Long-term debt - due withi.n one year 1,020,226 Total current liabilities 4,126,925 Long-h;~rm liabihties: Long-term debt - due in more than a year 71,245,799 Total long-term liabilities 71,245,799 Total liabilities 75,372,724 NET ASSETS Investments in capital assets, net of related debt 11,209,524 Restricted for: Capital projects 8,504,543 Debt service 222,692 Community development 11,922,351 Total restricted 20,649,586 Unrestricted (52,3J3,312) Total net assets $ (20,454,202) See accompanying notes to basic financial statements. 6 Redevelopment Agency of the City of Chula vista Statement of Activities and Changes in Net Assets For the year ended June 30, 2009 Program Revenues Net (Expense) Revenue and C:hang~s in Net Assets FunctionsfPrograms Expenses Charges for Services Operating Grants and Contributions Primary gov~rnment: Governmental activities: General government Interest on long-term debt $ 6,475,513 $ 3,898,075 $ 10,373,588 $ $ $ Total governmental activities Capital Grants and Contributions $ $ Total Program Revenues $ $ Governmental Activities $ (6,475,513) (3,898,075) (10,373,588) General revenues: Taxes: Property taxes Investment earnings Miscellaneous Transfers to City of Chula Vista Change in net assets Total general revenues and transfers Net assets - beginning of year Net assets - end of year See accompanying notes to basic financial statements. 7 13,781,684 2,388,094 37,275 (1,688,624) 14,518,429 4,144,841 (24599,047) $ (20,454,206) This page intentionally left blank. 8 FUND FINANCIAL STATEMENTS 9 Redevelopment Agency of the City of Chula Vista Balance Sheet Governmental Funds June 30, 2009 Major Funds TOVlTl Centre II Otay Valley Low & Mod ROA Housing Bayfrontj Southwest Income Housing Program Town Centre J Merged Projects Special Revenue Special Revenue Debt service Debt Service ASSETS Cash and mvestmenL,> $ 3,634,600 $ 188,357 $ 795,306 $ 582,453 Receivables: Taxes Interest 20,377 253 4,348 3,186 Loans 17,837,767 1,544,424 Other 6,253 Due from City of Chula Vista 1,937,623 Due from other funds Advances to other funds Restricted cash and investments: Held by City 599,462 3,894,115 Held by fiscal agent 2,032,947 1,540,827 Total assets S 24,036,082 S 5,627,149 S 2,832,601 $ 2,126,466 LlABILmES AND FUND BALAt'\J"CES Liabilities: Accounts payable and accrued liabilities S 3,560 S S Advances from other funds 45,126 .t691,249 Due to other funds Deferred revenue 17,564,932 172,388 Total liabilities 17,568,492 172,388 45,126 4,691,249 Fund Balances: Fund Balances: Reserved: Encumbrances 10,538 39,999 Long-term receivables and advances 272,835 1,370,461 Debt service 2,832,600 2,126,466 Total reserved 283,373 1,410,460 2,832,600 2,126,466 Unreseryed: Designated Undesignated 6,184,217 4,044,301 (45,125) (4,691,249) Total unreserved 6,184,217 4,044,301 (45,125) (4,691,249) Total fund balances 6,467,590 5,454,761 2,787,475 (2,564,783) Total liabilities and fund balances $ 24,036,082 $ 5,627,149 $ 2,832,601 $ 2,126,466 See accompanying notes to basic financial statements. 10 Major Funds Town Centre II OtayValley Bayfrontj Southwest TOvvn Centre J Merged Total Capital Projects Capital Projects Governmental $ 31,569 S 3,308,566 $ 8,540,851 71,538 305,177 376,715 148 23,917 52,229 19,382,191 6,253 1,937,623 505,179 505,179 4,736,376 440,\71 5,176,547 4,493,577 3,653,815 7,227,589 S 4,839,631 S 8,236,825 $ 47,698,754 S 396,]56 $ 2,110,421 $ 2,510,137 4,736,375 505,179 505,17!) 1,119,986 440,]7] 19,297,477 2,021,321 2,550,592 27,049,168 50,537 3,616,388 5,259,684 4,959,066 3,616,388 10,269,287 5,686,229 5,686,229 (798,078) 4 4,694,070 (798,078) 5,686,233 10,380,299 2,818,310 5,686,233 20,649,586 S 4,839,631 S 8,236,825 S 47,698,754 11 This page intentionally left blank. 12 Redevelopment Agency of the City of Chula Vista Reconciliation of the Governmental Funds Balance Sheet to the Government-Wide Statement of Net Assets Jlme 30, 2009 Total Fund Balances - Total Governmental Funds Amounts reported for governmental activities in the Statement of Net Assets ''''ere differently because: Deferred charges, such as bonds issuance costs from issuing debt, \\Tere expenditures in U1€ fund financial statements but v../ere deferred and subject to capitalization and amortization on the Government-Wide Statement of Net Assets. Capital assets used in governmental reported in governmental funds. activities \vere not onancial resources and therefore were not Nondepreciable Depreciable, net Total capital assets, net Interest payable on long-term. debt did not require current financial resources. '111erefore, interest payable was not reported as a liability in Governmental Funds Balance Sheet. Long-term liabilities were not due and payable in the (urr~nt period. TI1er~fore, were not reported in the Govenunental Funds Balance Sheet. The long-term liabilities 'ivere adjusted as follmvs: Long-term liabilities - due 'i,,'ithin one year Long-term liabilities - due in more than one year Total long-term liabilities Deferred revenues recorded in governmental fund financial statements resulting trom activities in which revenues '....'ere earned but funds were not available were recognized as revenues in the Government- V/ide Financial Statements. Net Assets of Governmental Activities See accompanying notes to basic financial statements. 13 s 20,649,586 1,251,798 9,790,977 1,418,547 11,209,524 (596,562) (1,020,226) (71,245,799) (72,266,025) 19,297,477 s (20,454,202) Redevelopment Agency of the City of Chula Vista Statement of Revenues, Expenditures and Changes in Fund Balances Governmental Funds For the year ended June 30, 2009 Major Funds Town Centre II Otay Valley Low & Mod RDA Housing Bayfrontj Southwest Income Housing Program Town Centre J Merged Projects Special Revenue Special Revenue Debt service Debt Service REVENUES: Taxes S $ S $ Use of money and property 166,056 9,507 130,947 85,493 Other 12,600 (4,000) 280 201 Total revenues 178,656 5,507 131,227 85,694 EXPENDITURES: Current: General goverrunent 896,670 176,759 1,300 Capital outlay Debt Service: Principal 955,900 64,100 Interest and fi5cal charges 1,389,703 2,423,462 Bond issuance costs 844,584 Total expenditures 896,670 176,759 2,345,603 3,333,446 REVENUES OVER (UNDER) EXPENDITURES (718,014) (171,252) (2,214,376) (3,247,752) OTHER FINANCING SOURCES (USES): Bond discount (579,161) Refunding bond issued 17,093,000 Payments to escrow agent trust (15,110,000) Proceeds from advances from ('ity of Chula Vista 195,636 808,746 Repayment of advances from City of Chula Vista (5,542,473) Transfers in 2,756,337 1,175,355 8.765.742 Transfcrs out (117,102) (2,545,615) Total other financing sources 2,639,235 1,370,991 2,890,239 NET CHANGE IN FUND BALANCES 1,921,221 (171,252) (843,385) (357,513) FUND BALANCE: Begilming of year, as restated (Note xx) 4,546,369 5,626,013 3,630,860 (2,207,270) End of year $ 6,467,590 $ 5,454,761 $ 2,787,475 $ (2,564,783) See accompanying notes to basic financial statements. 14 Major Funds Town Centre II Otay Valley Bayfrontj Southwest Town Centre I Merged Total Capital Projects Capital Projects Governmental S 4,693,479 $ 9,088,205 $ 13,781,684 (21,406) 214,529 585,126 7,471 20,723 37,275 4,679,544 9,323,457 14,404,085 1,325,347 3,342,162 5,742,238 3,347 682,204 685,551 1,020,000 3,813,165 844,584 1,328,694 ,1,024,366 12,105,538 3,350,850 5,299,091 2,298,547 (579,161) 4,532,000 21,625,000 (15,110,000) 1,004,382 (5,542,473) 7,443,976 20,141,410 (2,114,156) (17,053,161) (21,830,034) (2,114,156) (5,077,185) (290,876) 1,236,694 221,906 2,007,671 $ 1,581,616 2,818,310 5 5,464,323 5,686,229 18,641,911 $ 20,649,582 15 Redevelopment Agency of the City of Chula Vista Reconciliation of the Governmental Statement of Revenues, Expenditures, and Changes in Fund Balances to the Government-Wide Statement of Activities and Changes in Net Assets June 30, 2009 Net Change in Fund Balances - Total Governmental Funds $ 2,007,67] Amounts reported for governmental activities in the Statement of Activities were different because: Depreciation expense on capital assets was reported in the Government~\,\ride Statement of Activities and Changes in Net Assets, but they did not require the use of current financial resources. Therefore, depreciation expense was not reported as expenditures in the Goverrunental Funds. (47,724) TIle issuance of long-ternl liabilities provided current financial resources to governmental funds, but issuing debt increased long-term liabilities in the Government-Wide Statement of Net Assets. Repayment of long-term liabilities \\'as an expenditures in governmental funds, but the repayment reduced long-term liabilities in the Govermnent-Wide Statement of Net Assets. Refunding bond issued Principal payment of long-term debt Payment to escrow agent trust Proceeds from advances from City of Chula Vista Repayment of advances from City of Chula Vista (21,625,000) ],020,000 ]5,110,000 (],004,382) 5,542,473 Governmental funds reported bond issuance costs and bond discount as expenditures. However, in the Government-\Vide Statement of Activities and Changes in Net Assets, the bond issuance costs and bond discount were allocated over the lives of the bond. Bond issuance costs Bond discount 844,584 579,]6] Amortization expenses were reported in the Govenul1ent-Wide Statement of Activities and Changes in Net Assets, but they did not require the use of current financial resources. 111crefore, amortization expenses were not reported as expenditures in the Governmental Funds. Bond discount Deferred charges (44,774) (58,732) Interest earned on long-term receivables did not provide current financial resources were not reported as revenues in the Govermnental Funds. 1,802,968 Interest expense on long-term debt was reported in the Government-\-\Tide Statement of Activities and Changes in Net Assets, but it did not require the use of current financial resources. This amount represented the change in accrued interest from prior year. ]8,596 Change in Net Assets of Governmental Activities s 4,144,841 See accompanying notes to basic financial statements. 16 NOTES TO BASIC FINANCIAL STATEMENTS 17 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements For the year ended June 30,2009 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The basic financial statements of the Redevelopment Agency of the City of Chula Vista (Agency), a component unit of the City of Chula Vista, California, (City) have been prepared in conformity with generally accepted accounting principles (GAAP) as applied to govenmlental agencies. The Governmental Accounting Standards Board (GASB) is the accepted standard setting body for establishing govenunental accounting and financial reporting principles. The more significant of the City's accounting policies are described below. A. Repottillg Elltity The Agency is considered a blended component unit of the City. The Agency was created by the City of Chula Vista City Council (City Council) in October 1972. The City Manager acts as the Agency's Executive Director and the City Council acts as the governing commission, which exerts significant influence over its operations. The primary purpose of the Agency is to eliminate blighted areas by encouraging the development of residential, commercial, industrial, recreational and public facilities. The BayfrontjTown Centre I Project encompasses approximately 775 acres; its general objective is to redevelop the Bayfront area and the central business district. The goal of the Town Cenh'e II Project, which consists of approximately 212.5 acres in the central area of Chula Vista, is to revitalize the area into a principal regional shopping center. The Otay Valley Road Project area, comprising approximately 770 acres, was created to establish and upgrade infrastructure capital improvements for the promotion of indush'ial development. The Southwest Project area, comprising approximately 1,100 acres, was created to upgrade the commercial, industrial, residential properties and rights-of-way at a more rapid pace than would occur without a redevelopment plan. Funds for redevelopment projects are provided from various sources, including incremental property tax revenues, tax allocation bonds, and advances from the City. B. Basis of Accoulltillg alld Measurement Focus The accounts of the Agency are organized on the basis of funds, each of which is considered a separate accounting entity with its own self-balancing accounts that comprise its assets, liabilities, fund balance, revenues and expenditures. These funds are established for the purpose of carrying out specific activities or certain objectives in accordance vv-ith specific regulations, restrictions or limitations. Government resources are allocated to and accounted for in individual funds based upon the purpose for which they are to be spent and the means by which spending activities are controlled. Government - Wide Financial Statements The Agency's Govermnent-Wide Financial Statements include a Statement of Net Assets and a Statement of Activities and Changes in Net Assets. These statements present summaries of governmental activities for the Agency accompanied by a total column. The Agency does not have any business-type activities, therefore only govermnental activities are reported. 18 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued B. Basis of Accounting and Measurement Focus, Continued Government - Wide Financial Statements, Continued These basic financial statements are presented on an "economic resources" rneasurelnent focus and the accrual basis of accounting. Accordingly, all of the Agency's assets and liabilities, i11cluding capital assets and long-term liabilities, are included in the accompanying Statement of Net Assets. The Statement of Activities presents changes in net assets. Under the accrual basis of accounting, revenues are recognized in the period in which they are earned while expenses are recognized in the period in which the liability is incurred. Certain types of transactions reported as program revenues for the Agency are reported in three categories: ~ Charges for services >- Operating grants and contributions >- Capital grants and contributions Certain eliminations have been made as prescribed by GASB Statement No. 34 in regards to interfund activities, payables and receivables. The following interfund activities have been eliminated: ~ Due from and to other funds >- Advances to and from other funds >- Transfers in and out Governmental Fund Financial Statements Governmental fund financial statements include a Balance Sheet and a Statement of Revenues, Expenditures and Changes in Fund Balances for all major governmental funds and non-major funds. AIl governmental funds are accow1ted for on a spending or current jinancia/1'esou1'ces measurement focus and the modified accrual basis of accounting. Accordingly, only current assets and current liabilities are included on the Balance Sheet. The Statement of Revenues, Expenditures and Changes in Fund Balances presents increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in net current assets. Under the modified accrual basis of accounting, revenues are recognized in the accounting period in \vhich they become both m.easurable and available to finance expenditures of the current period. Revenues are recorded when received in cash, except that revenucs subject to accrual (generally 60 days after year-end) are recognized when due. The primary revenue sources, \vhich have been treated as susceptible to accrual by the Agency, are incren1ent property tax, intergovernmental revenues, other taxes, interest revenue, rental revenue and certain charges for services. Expenditures are recorded in the accounting period in which the related fund liability is incurred. 19 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued B. Basis of Accounting and Measurement Focus, Continued Governmental Fund Financial Statements, Continued Deferred revenues arise when potential revenues do not meet both the "measurable" and "available" criteria for recognition in the current period. Deferred revenues also arise when the government receives resources before it has a legal claim to them, as when grant monies are received prior to incurring qualifying expenditures. In subsequent periods when both revenue recognition criteria are met or when the government has a legal claim to the resources, the deferred revenue is removed from the balance sheet and revenue is recognized. The reconciliations of the Fund Financial Statements to the Government-Wide Financial Statements are provided to explain the differences created by the integrated approach of GASB Statement No. 34. The Agency reports the following major governmental funds: Low /Moderate Income Housing Special Revenue Fund is used to account for tl1e 20% portion of the Agency's tax increment revenue that is required to be set aside for IoV\,' and moderate income housing and related expenditures. RDA Housing Program Special Revenue Fund is used to account for specific revenue tl1at is required to be used for low and moderate income housing and related expenditures, Bavfront/Town Cenh'e I Debt Service Fund is used to account for the repayment of interest and principal on long-term debt, and tl1e accumulation of resources thereof associated witl1 the Bayfront and Town Centre I Project Areas. Town Centre II/Otay Vallev/Soutlnvest Merged Projects Debt Service Fund is used to account for tl1e payment of interest and principal on long-term debt, and tl1e accumulation of resources thereof associated witl1 tl1e Town Centre II, Otay Valley Road, and Southwest Merged Project Areas. Bayfront/Town Centre I Capital Proiects Fund is used to account for the financial resources used in developing the Bayfront and Town Centre I Project Areas. Town Centre II/Otav Vallev /Southwest Merged Proiects Capital Proiects Fund is used to account for the financial resources used in developing the Town Centre II, Otay Valley Road, and Southwest Merged Project Areas. C. Cash and Investments The City pools cash resources from all funds in order to facilitate the management of cash and achieve the goal of obtaining the highest yield Willl tlle greatest safety and least risk. Cash in excess of current requirelnents is invested in various interest-bearing accounts and other investments for varying terms. 20 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued C. Casl, alld IllVesbllellts, COlltillued In accordance with GASB Statement No. 31, Accounting and Financial Reporting for Certain Investments and for Extemal Investment Pools, highly liquid money market investments with maturities of one year or less at time of purchase are stated at amortized cost. All other investments are stated at fair value. Market value is used as fair value for those securities for which market quotations are readily available. The City participates in an investment pool managed by the State of California titled Local Agency Investu1ent Fund (LA IF) which has invested a portion of tl1e pooled funds in structured notes and asset- backed securities. LAIF determines fair value on its investment portfolio based on market quotations for tl10se securities where market quotations are readily available and based on amortized cost or best estimate for those securities where market value is not readily available. LAIF's investments are subject to credit risk witl1 tl1e full faith and credit of the State of California collateralizing tl1ese invesbnents. In addition, tl1ese investmentq are subject to market risk as to change in interest rates. Cash equivalents are considered amounts in den1and deposits and short-ternl invesbnents "\vith a maturity date within tl1Iee months of tl1e date acquired by tl1e Agency and are presented as "Cash and Investments" in the accompanying basic financial statements. In accordance witl1 GASB Statement No. 40, Deposit and Investment Risk Disclosures (an amendment of GASB Statement No.3), certain disclosure requirements, if applicable, for deposit and investment risks are specified for tl1e following areas: 'Y Interest Rate Risk 'Y Credit Risk . Overall . Custodial Credit Risk . Concentration of Credit Risk 'Y Foreign Currency Risk D. Cash and Investments with Fiscal Agents Cash and investments witl1 fiscal agents are restricted for tl1e redemption of bonded debt and for acquisition and construction of capital projects. E. Capital Assets The Agency's assets are capitalized at historical cost or estimated historical cost. Agency policy has set tl1e capitalization tl1l"eshold for reporting capital assets at $5,000. Gifts or contributions of capital assets are recorded at fair market value "\vhen received. Depreciation is recorded on a straight-line basis over tl1e useful lives of the assets as follows: Buildings Improvements otl1er than buildings Machinery and equipment 25 years 15 years 5-20 years The Agency had no infrasb'uchue assets included in capital assets at June 30, 2009. 21 Redevelopment Agency of the City of ChuIa Vista Notes to Basic Financial Statements, Continued For the year ended June 30,2009 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued F. LOllg- Tenll Debt Govem1Jlel1t-Wide Fillallcial State1Jle11ts Long-term debt and other financed obligations are reported as liabilities in the Govermnent-Wide Financial Statements. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the effective interest method. Bonds payable are reported net of applicable premium or discount. Fund Financial Statements The Fund Financial Statements do not present long-term debt. Consequently, long-term debt is shown as a reconciling item in the Reconciliation of t11e Governmental Funds Balance Sheet to the Government- Wide Statement of Net Assets. G. Property Tax Revellues Incremental property tax revenues represent property taxes in each project area arising from increased assessed valuations over base valuations established at t11e inception of t11e project area. Incremental property taxes from each project area accrue to t11e Agency until all liabilities and commitments of t11e project area have been repaid (including cumulative funds provided or committed by t11e Agency). After all such indebtedness has been repaid; all property taxes from the project area revert back to the various taxing authorities. Property taxes are levied on March 1 and are payable in two installments: November 1 and February 1 of each year. Property taxes become delinquent on December 10 and April 10, for the first and second installments, respectively. The lien date is March 1. The County of San Diego, California (County) bills and collects property taxes and remits t11em to t11e Agency according to a payment schedule established by the County. The County is permitted by State law to levy taxes at 1 % of full market value (at time of purchase) and can increase the property tax rate no more't11an 2% per year. The District receives a share of this basic tax levy proportionate to what it received during t11e years 1976-1978. Properly tax revenue is recognized in the fiscal year for which t11e taxes have been levied. No allov"rance for doubtful accounts v,.,ras considered necessary. 22 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30,2009 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued H. Low alld Modemte Tllcome Housillg The California Health and Safety Code requires Agency project areas to deposit 20% of allocated incremental property tax revenues (or 20% of net bond proceeds plus 20% of tax incremental revenues in excess of debt service payments on the bond) into a Low and Moderate Income Housing Fund. This money is restricted for the purpose of increasing or improving the community's supply of low and moderate inCOlne housing. The Agency accounts for these revenues in a special revenue fund. 1. Net Assets [n the Govemment-Wide Financial Statements, net assets are classified in the following categories: 1I1vested in Capital Assets. Net of Related Debt - This amount consists of capital assets net of accumulated depreciation and reduced by outstanding debt that attributed to the acquisition, construction, or inlprovement of the assets. Restricted Net Assets - This amount is restricted by external creditors, grantors, contributors, or laws or regulations of other goverrunents. Unrestricted Net Assets - This anlOunt is all net assets that do not meet the definition of "invested in capital assets, netof related debt" or "restricted net assets." J. FUlld Ba lallce In the Fund Financial Statements, reservations of fund balance of govenmlental funds are created to either satisfy legal covenants, including State laws, that require a porlion of the fund balance be segregated or identify the portion of the fund balance not available for future expenditures. K. Use of RestrictedjUllrestricted Net Assets \IV-hen an expense is incurred for purposes for Vvhich both restricted and unrestricted net assets are available, the Agency's policy is to apply restricted net assets first. L. Use of Estimates The preparation of fillancial statenlents in confonnity 'with generally accepted accQunm"lg principles requires ll"lanagernent to make estiInates and assulllptions that affect the reported an"lQunts of assets, liabilities, revenues and expenses. Actual results could differ froIl"l those estilnates. 23 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, Continued M. Implementation of New GASB Pronouncements In fiscal year 2009, the Agency adopted new accounting standards in order to conform to the following Governmental Accounting Standards Board Statements; ~ GASB Statement No. 49, Accounting and Financial Reporting for Pollution Remediation Obligations ~ GASB Statement No. 52, Land and Other Real Estate Held as Investments by Endowment " GASB Statement No. 55, The Hierarchy of Generally Accepted Accounting Principles for State and Local Governments ~ GASB Statement No. 56, Codification of Accounting and Financial Reporting Guidance Contained in AlCP A Statements on Auditing Standards CASB Statement No. 49 addresses accounting and financial reporting standards for pollution (including contamination) remediation obligations, which are obligations to address the current or potential detrimental effects of existing pollution by participating in pollution remediation activities such as site assessments and cleanups. GASB Statement No. 52 improves the quality of financial reporting by requiring endowments to report their land and other real estate investments at fair value, creating consistency in reporting among similar entities that exist to invest resources for the purpose of generating income. GASB Statement No. 55 incorporates the hierarchy of generally accepted accounting principles (CAAP) for state and local governments into the GASB's authoritative literature. It is intended to make it easier for preparers of state and local government financial statements to identify and apply the "CAAP hierarchy," which consists of sources of accounting principles used in the preparation of financial statements so that they are presented in conformity with CAAP and the framework for selecting those principles. CASB Statement No. 56 incorporates accounting and financial reporting guidance previously only contained in the American Institute of Certified Public Accountants (AICPA) auditing literature into the GASB's accounting and financial reporting literature for state and local governments. The Statement No. 56 guidance addresses three issues from the AICPA's literature-related party transactions, going concern considerations, and subsequent events. 24 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 2. CASH AND INVESTMENTS Cash and investments consisted of the following atJune 30, 2009: Olsh and investrrrnls $ 8,510,85] Restricted cash and investn-=nts Held by Agency 4,493,577 Held by fiscal agent 7,227,5SD Total cash and im'eshnents $ X1,262,0]8 The Agency has pooled its cash and investments with the City in order to achieve a higher return on investment. Certain restricted funds, which are held and invested by independent outside custodians through contractual agreements, are not pooled. These restricted funds include cash with fiscal agents. Investments Authorized by the City's Investment Policy The table below identifies the investment types that are authorized for the City by the California Government Code (or the City's investment policy, where more restrictive). The table also identifies certain provisions of the California Government Code (or the City's investment policy, where more restrictive) that address interest rate risk, credit risk, and concenb'ation of credit risk. This table does not address investments of debt proceeds held by bond trustee that are governed by the provisions of debt agreements of the City, rather than the general provisions of the California Govenm1ent Code or the City's investment policy. Maximum Maximum Authorized Maximum Percentage of Investment in Investment Type Maturity Portfolio* One Issuer Bankers' Acceptances ]80 days 40% 30% Negotiable Certificates of Deposits 5 years 30% None Commercial Paper 270 days 23% 10% State and Local Agency Bond Issues 5 years None None U.s. Treasury Obligations 5 years None None U.s. Agency Securities 5 years None None Repurchase Agreement 90 days None None Re"erse-Purcnase Agreements 90 days 20% None Medium-Term Corporate Notes 5 years 30% None Time Certificates of Deposits 3 v ears None None Money Market Funds 5 years 15% None Local Agency Investment Fund (LAlF) NjA None $40 Million"* * Exduding amounts held by bond trustee that are not subject to California Government Code restriction. ** Maxium is $40 million per account. 25 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 2. CASH AND INVESTMENTS, Continued Investments Authorized by Debt Agreement Investment of debt proceeds held by bond trustee are governed by provisions of the debt agreement, rather than the general provisions of the California Government Code or the City's inveshnent policy. The table below identifies certain provisions of these debt agreements that address interest rate risk, credit risk, and concentration of credit risk. Authorized Investment Type Maximum Maximum Maximum Percentage of Investment in Maturity Portfolio* One Issuer None None None None None None None None None None None None None None None None None None None None None None None None 30 days None None 270 days None None None None None None None None None None None None None None None None None None None None US. Treasury Obligations Federal Home Loan Mortgage Corporation Farm Credit Banks Federal Horne Loan Banks Federal National Mortgage A'>sodation Student Loan Marketing Association Financing Corporation Resolution Funding Corporation Certificates of Deposit, Time Deposits and Bankers' Acceptance Commercial Paper Money Market Funds State Obligations Municipal Obligations Repurchase Agreeements Inveshnent Agreements Local Agency Investment Fund Local Agency Investment Fund (LAIF) The Agency invests in the Local Agency Inveshnent Fund (LA IF), a State of California inveshnent pool. LAIF determines fair value on its investment portfolio based on market quotations for those securities where market quotations are readily available and based on amortized cost or best estimate for those securities where market value is not readily available. The Agency valued its inveshnents in LA IF as of June 30, 2009, at amortized cost which approximate the fair value. The fair value is calculated by multiplying the account balance with LAIF times a fair value factor of 1.001364207 which is determined by LAIF. This fair value factor was determined by dividing all LAIF participants' total aggregate amortized cost by total aggregate fair value. The Agency's inveshnents with Local Agency Investment FWlds (LAIF) at June 30, 2009, included a portion of the pooled funds invested in Structured Notes and Asset-Backed Securities. 111ese inveshnents included the following: 26 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 2. CASH AND INVESTMENTS, Continued Local Agency Investment Fund (LAIF), Continued Structured Notes are debt securities (other than asset-backed securities) whose cash-flow characteristics (coupon rate, redemption amount, or stated maturity) depend upon one or more indices and/ or that have embedded forwards or options. Asset-Backed Securities, the bulk of which are mortgage-backed securities, entitle tl1eir purchasers to receive a share of tl1e cash flows from pool of assets such as principal and interest repayments from a pool of mortgages (such as Collateralized Mortgage Obligations) or credit card receivables. As of June 30, 2009, the City had $29,187,002 invested in LAIF, which had invested 14.71% of the pool inveshnent funds in Medium-Term and Short-Term Structured Notes and Asset-Backed Securities. Risk Disclosures See the City's Basic Financial Statements for disclosures related to cash and investments and tl1e related risk disclosures. 3. LOANS RECEIVABLE At June 30, 2009, tl1e Agency had the following loans receivable: Governmental Activities Principal Deferred Interest Total South Bay Community Services S 887,994 S 254,019 S 1,142,013 Heritage (South Bay Community Villas L.P.) -l,40G,OOO 997,710 5,397,710 Chula Vista Rehabilitation CHJP Loans 1.372,036 172,388 1,544,424 Park Village Apts (Civic Center Barrio Housing Corporation) 216,883 216,883 Rancho Bu~na Vista Housing (Chelsea Investment Corporation) 1,000,000 132,658 1,132,658 Mobile Home Assistance Programs 55,952 55,952 St. Regis Park (Chelsea Investment Corporation) 1,387,152 750,956 2,138,108 Main Plaza (Alpha HI Development Inc.) 1,500,000 202,479 1,702,479 Los Vecmos (Vvakeland Housing and Development Corporation) 5,680,000 371,964 6,051,964 Total S 16,500,017 $ 2,882,174 $ 19,382,191 South Ball COl11l11unit1{ Services The Agency entered into a loan agreenlent with South Bay COlllll1UlUty Services, a California non-profit public benefit corporation. The loan amount of $478,200 was made to enable South Bay Community Services to develop a 40-unit affordable multi-family housing rental project to provide housing to low inCOllle fanlilies. The note is secured by a deed of trust on certain property and assigrunents of rents. Interest accrues annually at 3% of tl1e unpaid principal balance of the note. At June 30, 2009, the outstanding balance of the loan was $478,200 and interest of $130,989 has been deferred. 27 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 3. LOANS RECEIVABLE, Continued South Bay Commul1itll Seruices, COl1til1ued The Agency entered into a loan agreement with South Bay Community Services for the acquisition of property located at 1536 Concord Way for a domestic violence shelter site, other transitional living programs or housing for very low income families. The loan is secured by a deed of trust and a promissory note for the properties on behalf of the Agency. Repayment of the loan is limited to annual payment based on residual receipts. At June 30, 2009, the outstanding balance of the loan was $36,794 and interest of $23,348 has been deferred. The Agency entered into a $300,000 loan agreement with South Bay Community Services for the acquisition of a real property at 746 ADA Street, and improving it with a multi-family residential project consisting of 11 units. These units, called the Trolley Trestle, will provide affordable housing for low income young adults who have completed the County of San Diego Foster Care program. The loan is secured by a Deed of Trust and Security Agreement and will accrue 3% interest. Payment of principal and interest will be made from 50% of residual receipts for 55 years. At June 30, 2009, tl1e outstanding balance of the loan was $373,000 and interest of $99,682 has been deferred. Heritage (South Bay Community Villas, L.P). The City entered into a loan agreement witl1 South Bay Community Villas, L.P. for the development of the Heritage Town Center multi-family rental housing project. Agency assistance is in the form of residual receipt loan secured by a promissory note and deed of trust. The outstanding principal and interest on the loan will be repaid over fifty five years and shall accrue interest at 3% per annum. Payment of principal and interest on the Agency loan shall be made on an annual basis, out of a fund equal to fifty percent of tl1e net cash tlow of tl1e project (residual receipts) after debt service on bonds, payment of deferred developers fee, and reasonable operating expense have been paid. At June 30, 2009, tl1e outstanding balance of the loan was $4,400,000 and interest of $997,710 has been deferred. Chu/a Vista Rehabilitation CHIP Loal1s The Chula Vista Rehabilitation Community Housing Improvement Program (CHIP) is under tl1e direct control of tl1e Agency. CHIP offers deferred and low interest rate home improvement loans to qualified borrowers residing within a target area. Loan repayments are re-deposited into tl1e program cash accounts and are redistributed as future loans. At June 30, 2009, the outstanding balance of the loan was $1,372,036 and interest of $172,388 has been deferred. Park Village Aparbnel1ts (Civic Cel1ter Barrio Housil1$! Corporatiol1) In 1991, tl1e Agency entered into a loan agreement with tl1e Civic Center Barrio Housing Corporation, a California non-profit public benefit corporation. The loan was made for the purchase of land and the development of a 28-unit low income housing project. During 1992, tl1e loan was assigned to Park Village Apartments Ltd., a California limited partnership in which Civic Center Barrio Housing Corporation is the managing general partner. The loan is secured by a deed of trust on the property and assigmnent of rents. Principal and interest are payable monthly. Interest accrues annually at 5% of the unpaid principal balance of tl1e note. At June 30, 2009, the outstanding balance of the loan was $216,883. 28 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 3. LOANS RECEIVABLE, Continued Ral1cho BlIena Vista Housil1~ (Chelsea Il1vestmel1t Corporatiol1) The Agency has loaned $1,000,000 to CIC Eastlake, L.P. for tile development and operation of Rancho Vista Housing project, a multifamily affordable housing project. The loan will be secured by promissory notes and deeds of trust. The outstanding principal and interest amount of ilie loan shall be repaid over fifty-five (55) years and shall accrue at ilie simple interest rate of tluee (3%) percent per annum. Payment of principal and interest, or portions tllereof, on the loan shall be made on an annual basis, out of a fund equal to fifty (50%) percent of tile net cash flow of the project. At June 30, 2009, tile outstanding balance of the loan was $1,000,000 and interest of $132,658 has been deferred. Mobile Home Assistal1ce Prozrams The Agency entered into agreements wiili eligible residents of tile Orange Tree Mobile Home Park, whereby ilie Agency loaned $250,030 as permanent financing assistance to residents for tile purpose of purchasing certain mobile home property. The loans are secured by deeds of trust on tile property and mature in 2017 or when tile property is sold. Contingent interest will be charged based on calculations specified in tile agreement. At June 30, 2009, the outstanding balance of ilie loan was $55,952. St. Re?is Park (Chelsea Il1vestmel1t Corporatiol1/SlIl1bow Services Co.. LLC) The Agency entered into a loan agreement witll Chelsea Investment Corporation for tile acquisition and rehabilitation of ilie 119-unit Pear Tree Apartments at 1025 Broadway. All units will be affordable to low income households. The loan is secured by a deed of b'ust and will accrue 6% interest for 52 years. Payment of principal and interest shall be made on an armual basis out of a fund equal to 90% of tile residual receipts. At June 30, 2009, the outsl:arlding balance of tile loan was $1,387,152 and interest of $750,956 has been deferred. Mail1 Plaza (Alpha III Developmel1t II1C.) The Agency entered into a loan agreement wiili Main Plaza, LP (Borrower) to assist tile borrower in acquiring and improving certain real property for occupation by very low, lower and low and moderate income households. The total loan amount is $1,500,000 arld bears an interest rate of 3% per alUlUm. The loan shall be due and payable on ilie date tllat is 55 years from the date of ilie Agency's issuance of tile Certificate of Completion. At June 30, 2009, ilie outstanding balance of the loan was $1,500,000 and interest of $202,479 has been deferred. Los Vecmos (Wakeland HOllsin? and Developmel1t COI"/lOratiol1) The Agency entered into a loan agreement with Wakeland !-lousing and Development Corporation to assist the borrower in constructing 41 affordable multi-family apartment units for occupancy by extremely low, very low and lower income households. The loan was funded by ilie Agency's Low arld Moderate Income Housing Special Revenue Fund. The loan bears an interest rate of 5% per arulUI11. Principal and interest payments will be made on an annual basis out of a fund equal to 50% of tile residual receipts for years 1-30, 75% of the residual receipts for years 31-54, until 55 years from the date tile improvement are placed in service, at which time all principal and unpaid interest shall be due and payable. At June 30, 2009, tile outstanding balance of ilie loan was $5,680,000 arld interest of $371,964 has been deferred. 29 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 4. INTERFUND TRANSACTIONS A. Due To alld Due From Other FUllds As of June 30, 2009, balances were as follows: Due from ether frmds Due to other funds Town Centre II Otay Valley Southwest Merged Capital Projects Total Governmental Activities: Bajfront/Town Centre I Capital Projects Total $ $ 505,179 505,179 $ $ 505,179 505,179 B. Advallce To alldAdvallces From Other FUllds Advance from other funds Tovvn Centre II Otay Valley Bayfrontl Southwest Tovvn Centre I Merged Prejects Debt Service Debt Service Total 45,126 $ 4,691,249 $ 4,736,375 45,126 $ 4,691,249 $ 4,736,375 Advance to ether funds Govemn1E11tal Activities: BajfTont/Town Centre I Capital Projects $ Total $ 30 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 5. CAPITAL ASSETS A. Govenz11le1lt-Wide Financial Statements Changes in capital assets during the year ended June 30, 2009, were as follows: Balance Prior Period Balance July 1, 2008 Adjustments Additions Deletions June 30, 2009 Governmental activities: Capital assets, not being depreciated: Land S 7,530,052 S 2,260,925 S S $ 9,790,977 Total capital assets, not being depreciated 7,530,052 2,260,925 9,790,977 Capital assets, being depreciated: Buildings and improvements 2,386,218 2,386,218 Machinery and equipment 12,000 12,000 Total capital assets, being depreciated 2,398,218 2,398,218 Less accumulated depreciation (931,947) (47,724) (979,671 ) Net capital assets, being depreciated 1,466,271 (47,724) 1,418,547 Total capital assets, net S 8,996,323 S 2,260,925 $ (47,724) S $ 11,209,524 Depreciation expense of the Agency for the year ended June 30, 2009, was $47,724 and was charged entirely to the general government function of the Agency. 6. LONG-TERM DEBT Long-term debt consisted of the following at June 30, 2009: Oassification Balance Balance Due in Due in more july 1, 2008 Additions Deletions June 30, 2009 one year than one year ERAF Loans 2005 $ 575,000 $ $ (70,000) $ 505,000 S 75,000 $ .BO,OOO 2006 790,000 (80.000) 710,000 85,000 625,000 Advances from City of Chula Vista 30,751,207 1,004,382 (5,541,473) 26,213,116 26,213,116 Tax Allocation Bonds 2000 TAB 15,110,000 (15,110,000) 2006 Senior TAB Series A 13,040,000 (460,000) 12,580,000 480,000 12,1 00,000 2006 Subordinate TAB Series B 12,035,000 (410,000) 11,625,000 425,000 11,200,000 2008 TAB Refunding 21,625,000 21,625,000 21,625,000 Less~ bond discounts (457,704) (579,161) 44,774 (992,091) (44,774) (947,317) Total $ 71,S43,503 $ 22,050,221 $ (21,627,699) $ 72,266,025 $ 1,020,226 $ 71,245,799 31 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT, Continued ERAF Loans ERAF Loan - 2005 In May 2005, the Agency entered into a loan agreement with the California Statewide Communities Development Authority in the amount of $765,000 to finance their 2005 share of ERAF payments to the County Auditor. Interest is payable semi-aJIDually on February 1 and August 1 at interest rates ranging from 3.87% to 5.01 %. The aJmuaI debt service requirements for the ERAF Loan - 2005 is as follows; Year Ending June 3D, Principal Interest Total 2010 S 75,000 $ 25,570 $ 100,570 2011 80,000 22,118 102,118 2012 80,000 18,354 98,354 2013 85,000 14,526 99,526 2014 90,000 10,356 100,356 2015 95,000 5,880 100,880 Total $ 505,000 S 96,804 $ 601,804 ERAF Loan - 2006 In May 2006, the Agency entered into a loan agreement with the California Statewide Communities Development Authority in the amount of $930,000 to finance their 2006 share of ERAF payments to the County Auditor. Interest is payable semi-alIDuaIly on February 1 and August 1 at interest rates ranging from 5.28% to 5.67%. The aJmual debt service requirements for the ERAF Loan - 2006 is as follows: Year Ending June 30, Principal Interest Total 2010 S 85,000 S 40,632 S 125,632 2011 90,000 35,996 125,996 2012 95,000 31,052 126,052 2013 100,000 25,784 125,784 2014 105,000 20,194 125,194 2015-2016 235,000 22,074 257,074 Total S 710,000 $ 175,732 $ 885,732 32 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT, Continued Advances from the City of Chula Vista At June 30, 2009, the outstanding balance of the Advances from the City of Chula Vista was $26,213,115. The proceeds of the advances were to fund capital projects and debt service payments. There are no set repayment tenus in relation to these advances. Paynlents will be made as tax increment revenues are available for the repayment of the loans. Interest is calculated based on the LAIF average annual yield at the tiole the advance is made. Tax Allocation Bonds 2000 Tax Allocation Bonds In October 2000, the Agency issued $17,000,000 2000 Tax Allocation Bonds, to provide funds to fund a reserve account, to pay the expenses of the agency in COIU1€ction with the issuance of the bonds and to finance or refinance certain redevelopment activities. The bonds consist of $9,535,000 serial bonds which mature from 2001 to 2030 in amounts ranging from $100,000 to $715,000 and term bonds of $1,440,000 and $6,025,000 which mature in 2022 and 2029, respectively. Interest is payable semialU1ually on March 1 and September 1 at interest rates ranging from 4.30% to 5.375%. The bonds are subject to optional redemption on any interest payment date on or after September 1, 2004, at various redemption prices. The bonds are payable solely from certain tax increment revenues of the Agency and other funds held under the indenture. The balance outstanding at June 30, 2009, was $0. This was refunded by 2008 Tax Allocation Refunding Bonds. 2006 Senior Tax Allocation Refzmd;nf Bonds. Selies A In July 2006, the Agency issued the 2006 Senior Tax Allocation Refunding Bonds, Series A in the amount of $13,435,000 to refinance the Agency's outstanding BayfrontjTown Centre Redevelopment Project 1994 Senior Tax Allocation Rehll1ding Bonds, Series A, and to satisfy the reserve requirement for the Bonds and provide for the costs of issuing the Bonds. The original bond proceeds were used in the acquisition of property, demolition, relocation, public improvements and funding the Low and Mod Income Housing Project. The bonds consist of serial bonds which mature in 2028. Interest is payable semiannually on March 1 and September 1 at interest rates ranging from 4.00% to 4.60%. The bonds are subject to optional redemption on any interest payment date on or after September 1, 2012, at various redemption prices. The bonds are payable solely from certain tax increment revenues of the Agency and other funds held under the indenture. The balance outstanding at June 30, 2009 was $12,580,000. 33 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT, Continued Tax Allocation Bonds, Continued 2006 Senior Tax Allocation Refundin? Bonds, Series A, Continued The alUmal debt service requirements for the 2006 Senior Tax Allocation Refunding Bonds, Series A outstanding at June 30, 2009 were as follows; Year Ending June 30, Principal Interest Total 2010 5 480,000 5 537,545 $ 1,017,545 2011 500,000 517,945 1,017,945 2012 520,000 497,545 1,017,545 20]3 540,000 474,995 1,014,995 2014 565,000 450,133 1,015,133 2015-2019 3,205,000 1,860,009 5,065,009 2020-2024 3,935,000 1,1 01,059 5,036,059 2025- 2028 2,835,000 223 ,918 3,058,918 Total 5 12,580,000 $ 5,663,149 5 18,243,149 2006 Subordinate Tax Allocation Refundin!! Bonds, Series B In July 2006, the Agency issued $12,325,000 2006 Subordinate Tax Allocation Refunding Bonds, Series B to refinance the Agency's outstanding BayfrontjTown Centre Redevelopment Project 1994 Senior Tax Allocation Refunding Bonds, Series C and D, and to satisfy the reserve requirement for the Bonds and provide for the costs of issuing the Bonds. The original bond proceeds were used in the acquisition of property, demolition, relocation, public improvements and funding the Low and Mod Income Housing Project. The bonds consist of $7,995,000 serial bonds which mature from 2007 to 2021 in amounts ranging from $290,000 to $735,000 and term bonds of $4,330,000 which mature in 2028. Interest is payable semiarmually on April 1 and October 1 at interest rates ranging from 4.00% to 6.00%. The bonds are subject to optional redemption on any interest payment date on or after October 1, 2012, at various redemption prices. The bonds are payable solely from certain tax increment revenues of the Agency and other funds held under the indenture. The balance outstanding at June 30, 2009 was $11,625,000. 34 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT, Continued Tax Allocation Bonds, Continued 2006 Subordinate Tax Allocation Bonds, Series B The annual debt service requirements for the 2006 Subordinate Tax Allocation Refunding Bonds, Series B outstanding at June 30, 2009 were as follows: Year Ending June 30, Principal Interest Total 2010 $ 425,000 S 569,199 $ 994,199 2011 440,000 551,084 991,084 2012 460,000 531,384 991,384 2013 480,000 510,234 990,234 2014 500,000 487,934 987,934 2015-2019 2,890,000 2,045,606 4,935,606 2020-2024 3,690,000 1,218,879 4,908,879 2025-2028 2,740,000 248,063 2,988,063 Total S 11,625,000 S 6,162,383 $ 17,787,383 2008 Tax Allocation Refunding Bonds In July 2008, the Agency issued the 2008 Tax Allocation Refunding Bonds in the amount of $21,625,000 to refinance the Agency's outstanding Merged Redevelopment Project 2000 Tax Allocation Bonds, to satisfy the reserve requirement for the Bonds, to provide for the costs of issuing the Bonds, and to provide fW1ds to finance or refinance redevelopment activities, The bonds consist of $11,570,000 serial bonds which mature from 2014 to 2028 in amounts ranging from $575,000 to $1,020,000 and term bonds of $3,345,000 and $6,710,000 which mature in 2031 and 2036 respectively_ Interest is payable semiarmually on March 1 and September 1 at interest rates ranging from 4.00% to 4.94%. The bonds are subject to optional redemption on ar1Y interest payment date on or after September 1, 2019, at various redemption prices. The bonds are payable solely from certain tax increment revenues of the Agency and oU1er funds held under the indenture. The balance outstanding at June 30, 2009 was $21,625,000. 35 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 6. LONG-TERM DEBT, Continued Tax Allocation Bonds, Continued 2008 Tax Allocation Refunding Bonds The annual debt service requirements for the 2008 Tax Allocation Refunding Bonds outstanding at June 30, 2009 were as follows: Year Ending June 30, 2010 2011 2012 2013 2014 2015-2019 2020-2024 2025-2029 2030-2034 2035-2036 Principal s 3,110,000 3,785,000 4,675,000 5,845,000 4,210,000 Total $ 21,625,000 Defeasance of Tax Allocation Bonds Interest Tom! S 963 ,636 S %3,636 963,636 %3,636 963,636 %3,636 963,636 %3,636 963,636 %3,636 4,516,581 7,626,581 3,823,737 7,608,737 2,914,257 7,589,257 1,712,984 7,557,984 306,138 4,516,138 S 18,091,877 $ 39,7]6,877 In July 2008, the Agency refunded the 2000 Tax Allocation Bonds in the amount of $15,110,000 with the $21,625,000 2008 Tax Allocation Bonds. The net proceeds of $20,409,050 were used to purchase direct obligations for which the full faith and credit of the United States are pledged. These securities were deposited in an irrevocable trust with an escrow agent to provide for all future debt service payments of the refunded debt. As a result, a portion of these bonds were considered defeased and removed from the City's long-term debt. At June 30, 2009, the outstanding balance of the defeased portion of the Tax Allocation Bonds was $15,110,000. Pledged Revenues The Agency has pledged tax revenues to the repayment of the Agency's debts through the final maturity of the Bonds, or early retirement of the Bonds, '\vhichever COTIleS first. Tax revenues consist of tax increnlent revenues allocated to the Agency's project areas pursuant to Section 33670 of the Redevelopment Law excluding that portion of such tax increment revenues required to be paid under Tax-Sharing Agreements unless the payment of such amounts has been subordinated to payment of debt services on the Bonds. Tax increment received in 2008-2009 was $13,781,681 and total debt service of all Tax Allocation Bonds paid was $3,362,522. The Bonds required 25% of net revenues. In future years, arumal principal and interest payments on the Tax Allocation Bonds are expected to require 31 % of tax increnlent revenues. 36 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 7. DEFERRED REVENUES A. Fund Financia I Statements Deferred revenue as of June 30, 2009 was reported as follows: Principal Interest Total Loans rereivable: South Bay Community Services S 887,994 S 254,019 $ 1,142,013 Heritage (South Bay Community Villas LP.) 4,400,000 997,710 5,397,710 Chula Vista Rehabilitation O-I1P Loans 172,388 172,388 Rancho Buena Vista Housing (Otelsea Investment Corporation) 1,000,000 132.658 1,132,658 St. Regis Park (Chelsea Inv.cstment Corporation) 1,387,152 750,956 2,138,108 Main Plaza (Alpha III Development Inc.) 1,500,000 202,479 1,702,479 Los Vednos (VI'akeland Housing and Development Corporation) 5,680,000 371,964 6,051,964 Advances to other funds 1,119,986 1,119,986 Other 4-10,171 440,171 Total $ 15,295,317 $ 4,002,160 $ 19,297,477 8. COMMITMENTS AND CONTINGENCIES A. Litigation In addition, the Agency is a defendant in certain legal actions arising in the normal course of operations. In the opinion of management, any liabilities resulting from actions, except for those already disclosed, will not have a material adverse effect on the Agency's financial position. B, Commitment to the City's General Fund The City's General Fund has loaned a cumulative amount of $694,173 to the Agency for unreimbursed services rendered by City staff, It is anticipated that the Agency will repay this Joan from tax increment revenues. Currently, tax increment revenues are used to pay for related debt service expenditures and possible future debt issuance, As a result, the Agency is uncertain if the amount will be repaid to the City's General Fund. Accordingly, this contingent payable has not been reported in accompanying basic financial statements. The Agency will record the contingent payable when payment is assured 37 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 9. RISK MANAGEMENT AND SELF INSURANCE PROGRAMS The Agency participates in a self-insurance program for workers' compensation and general liability coverage, which is administered by the City. The Agency pays an amount to the City representing an estimate of amounts to be paid for reported claims incurred and unreported claims based upon past experience, modified for current trends and information. While the ultimate losses incurred through June 3D, 2009, are dependent upon future developments, the Agency's management believes that amounts paid are sufficient to cover such losses. Premiums paid by the Agency for the year ended June 3D, 2009, were $15,688. Citywide information concerning risks, insurance policy limits, deductible and designation of general fund balance for the year ended June 3D, 2009, may be found in the notes of the City's basic financial statements. 10. DEFICIT FUND BALANCE At June 3D, 2009, the following funds had fund balance deficits: Fund Fund Type ~1ajor Govenunental Ftmd Deficit Debt ServiCE Fund $ (2.564,783) Debt Service Fund - The Debt Service Fund had an accumulated deficit of $(2,564,783), which resulted from issuance of bonds. 11. UNRESTRICTED NET ASSET (DEFICIT) The unrestricted net assets (deficit) of $52,313,311 is expected to be recovered from future tax increment. In fact, the Agency, under State Law, needs to show indebtedness in order to be eligible to receive tax increlnent. 38 Redevelopment Agency of the City of Chula Vista Notes to Basic Financial Statements, Continued For the year ended June 30, 2009 12. PRIOR PERIOD ADJUSTMENTS Fund Financial Statements The Agency recorded the following prior period adjustments: Land held for resale The Agency determined that lands owned by the Agency are used for other purposes other than resale. According, nmd balance of the BayfrontjTown Centre I Capital Projects Fund was restated as follows: Prior Period Ftrnd BalanCE Adjustments as Previously Land Held Flll1d BalanCE Rep:>rted far Resale as Restated $ 3,842,540 $ (2.2t/J,925) $ 1,581,615 Governmental Fund Bayfrontrrown Centre I Capital Projects Fund 13. SUBSEQUENT EVENTS State Bud~et Crisis Subsequent to the financial statements date of June 30, 2009, the State of California (State) enacted legislation authorizing a two-year takeaway of Redevelopment Agency funds. The estimated impact on the Redevelopment Agency is $4,160,694 in 2009-2010 and $855,797 in 2010-2011. These amounts were assumed in the 2009-2011 Budget. This takeaway action is being litigated by the California Redevelopment Association and other parties with hope that it will be considered unconstitutional as was last year's State proposed takeaway. 39 This page intentionally left blank. 40 REQUIRED SUPPLEMENTARY INFORMATION 41 Redevelopment Agency of the City of Chula Vista Required Supplementary Information For the year ended June 30, 2009 1. BUDGETARY INFORMATION An annual budget is adopted by the Board of Directors prior to the first day of the fiscal year. The budget process includes submittal of each department's budget request for the next fiscal year, a detailed review of each department's proposed budget by the Executive Director, and a final Executive Director recommended budget that is transmitted to the Board of Directors for its review before the required date of adoption. Once transmitted to the Board of Directors, the proposed budget is made available for public inspection. A public hearing is held to give the public the opportunity to comment upon the proposed budget. Notice of such public hearing is given in a newspaper of general circulation. The adoption of the budget is accomplished by the approval of a Budget Resolution. The legal level of budgetary control is at the department level. Any budget modification, which would result in an appropriation increase, requires Board of Directors approval. The Executive Director and Finance Director are jointly authorized to transfer appropriations within a departmental budget. Any appropriation b.ansfers between deparbnents require Board of Directors approval. Reported budget figures are as originally adopted or subsequently amended plus prior year continuing appropriations. Such budget amendments during the year, including those related to supplemental appropriations, did not cause tl1ese reported budget amounts to be significantly different tl1al1 the originally adopted budget amounts. All appropriations which are not obligated, encumbered or expended at the end of tl1e fiscal year lapse become a part of the unreserved fund balance which may be appropriated for the next fiscal year. An alillual budget for the year ended June 30, 2009, was adopted and approved by the Board of Directors for tl1e special revenue and debt service funds. These budgets are prepared on the modified accrual basis of accounting except that encumbrances outstanding at year-end are considered as expenditures. The budgets of tl1e capital projects funds are primarily long-term budgets, which emphasize major programs and capital outlay plans extending over a number of years. Because of tl1e long-term nature of these projects, arumal budget comparisons are not considered meaningful, and accordingly, no budgetary information for capital projects funds is included in the accompanying basic financial statements. 42 Redevelopment Agency of the City of Chula Vista Required Supplementary Information, Continued For the year ended June 30, 2009 1. BUDGETARY INFORMA nON, Continued BudS'etmy Comparison Schedule, Low-Moderate Income Housi11[? Special Reve11ue Fund Budgeted Amounts Actual Variance with Original Final Amounts Final Budget Revenues: Use of money and property 5 33,169 5 33,169 5 166,056 $ 132,887 Other 12,600 12,600 Total revenues 33,169 33,169 178,656 145,487 Expenditures: Current: General government 1,468,334 1,609,374 896,670 712,704 Total expenditures 1,468,334 1,609,374 896,670 712,704 REVENUES OVER (UNDER) EXPENDITURES (1,435,165) (1,576,205) (718,014) 858,191 Other Financing Sources (Uses) Transfers in 2,696,580 2,696,580 2,756,337 59,757 Transfers out (117,102) (117,102) (117,102) Total other financing sources (uses) 2,579,478 2,579,478 2,639,235 59,757 Net change in fund balance 5 1,144,313 S 1,003,273 1,921,221 $ 917,948 Fund balance: Beginning of year 4,546,369 End of year 5 6,467,590 43 Redevelopment Agency of the City of Chula Vista Required Supplementary Information, Continued For the year ended June 30, 2009 1. BUDGETARY INFORMATION, Continued Budgetan! Comparison Schedule. RDA Housing Program Special Revenue Fund Budgeted Amounts Actual Variance \\'ith Original Final Amounts Final Budget $ $ $ 9,507 $ 9,507 (4,000) (4,000) 5,507 5,507 Revenues: Use of money and property Other Total revenues Expenditures: Current: General goverrunent Total expenditures 41,539 176,759 (135,220) 41,539 176,759 (135,220) (41,539) (171,252) (129,713) $ $ (41,539) (171,252) $ (129,713) 5,626,013 $ 5.454,761 REVE!\.TUES OVER (UNDER) EXPENDITURES Net change in fund balance Fund balance: Beginning of year End of year 44 SUPPLEMENT ARY INFORMATION 45 This page intentio1lally left blank. 46 Redevelopment Agency of the City of Chula Vista Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual Bayfronl{Town Centre I Debt Service Fund For the year ended June 30, 2009 Final Actual Variance with Budget Amounts Final Budget Revenues: Use of money and property $ S 130,947 $ 130,947 Other 280 280 Total revenues 131,227 131,227 Expenditures: Debt service: Principal 955,900 955,900 Interest and fiscal charges 1,519,452 1,389,703 129,749 Total expenditures 2,475,352 2,345,603 129,749 REVENUES OVER (UNDER) EXPENDITURES (2,475,352) (2,214,376) 260,976 Other Financing Sources (Uses) Proceeds from advances from City of Chula Vista 195,636 195,636 Transfers in 1,175,355 1,175,355 Total other financing sources (uses) 1,370,991 1,370,991 Net change in fund balance $ (2,475,352) (843,385) $ 1,631,967 Fund balance: Begllming ?f year 3,630,860 End of year $ 2,787,475 47 Redevelopment Agency of the City of Chula Vista Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual Town Centre II Otay Valley Southwest Merged Projects Debt Service Fund For the year ended June 30, 2009 Final Actual Variance with Budget Amounts Final Budget Revenues: Use of money and property S 74,000 S 85,493 S 11,493 Other 201 201 Total revenues 74,000 85,694 11 ,694 Expenditures: Current: General government 1,273,760 1,300 1,272,460 Debt service: Principal 64,100 64,100 Interest and fiscal charges 1,213,734 2,423,462 (1,209,728) Bond issuance cost 844,584 (844,584) Total expenditures 2,551,594 3,333,446 (781,852) REVENUES OVER (UNDER) EXPENDITURES (2,477,594) (3,247,752) (770,158) Other Financing Sources (Uses) Bond discount (579,161) (579,161) Refunding bond issued 17,093,000 17,093,000 PaymenL..:; to escrow agent trust (15,110,000) (15,110,000) Proceeds from advances from City of Chula Vista 808,746 808,746 Repayment of advances from City of Chula Vista (5,542,473) (5,542,473) Transfers in 3,094,634 8,765,742 5,671,108 Transfers out (300,000) (2,545,615) (2,245,615) Total other financing sources (uses) 2,794,634 2,890,239 95,605 Net change in fund balance S 317,040 (357,513) S (674,553) Fund balance: BegilUting of year (2,207,270) End of year S (2,564,783) 48 IC&L Caporicci & Larson Certified Public Accountants INDEPENDENT AUDITORS' REPORT ON COMPLIANCE AND OTHER MATTERS AND ON INTERNAL CONTROL OVER FINANCIAL REPORTING BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STAiVDARDS To the Board of Directors of the Redevelopment Agency of the City of Chula Vista Chula Vista, California We have audited the basic financial statements of the Redevelopment Agency of the City of Chula Vista (Agency), a component unit of the City of Chula Vista, California (City), as of and for the year ended June 30,2009, and have issued our report thereon dated December 7, 2009. We conducted our audit in accordance with generally accepted auditing standards in the United States and the standards applicable to financial audits contained in GoVe1'11mel1t Auditil1g Stal1dards, issued by the Comptroller General of the United States. Compliance and Other Matters As part of obtaining reasonable assurance about whether the Agency's basic financial statements are free of material misstatements, we performed tests of its compliance with certain provision of laws, regulations, contracts and grants, noncompliance with which could have a direct and material effect on the determination of basic financial statement amounts. Such provisions included those provisions of laws identified in the Guidelil1es for Complial1ce Audits of Califomia Redevelopmel1t Agel1cies, issued by the State Controller and as interpreted in the Suggested Auditil1g Procedures for Accomplishil1g Complial1ce Audits of Califomia Redevelopmel1t Agel1cies, issued by the Governmental Accounting and Auditing Committee of the California Society of Certified Public Accountants. Hov\'ever, proyiding an opinion on cOll1pliance with those provisions ,".ras not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under Govemmellt Auditil1g Stal1dards. Internal Control Over Financial Reporting In plarming and performing our audit, we considered the Agency's internal control over financial reporting as a basis for designing our audit procedures for the purpose of expressing our opinion on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the Agency's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Agency's internal control over financial reporting. A cOl1trol deficiel1CY exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect rnisstatelne~1ts on a tin1ely basis. A sigl1ifical1t deficiel1cy is a control deficiency, or combination of control deficiencies, that adversely affects the Agency's ability to initiate, authorize, record, process, or report financial data reliably in accordance \vith generally accepted accounting principles such that there is lTIOre than a remote likelihood that a misstatement of the Agency's basic financial statements that is more than inconsequential will not be prevented or detected by the Agency's internal conb'oJ. OaklAnd 180 Gr.mdAVC:.,Suitc 1365 Oakhnd,Califomla 94612 ToU Free Ph: (877) 862-2200 Orange County 9 Corporate Park, Suite 100 Irvine, California 92606 Toll Free Fax: (866) 436-0927 Sacramento 7T7 Campus Commons Rd., Suite 200 Sacnmento, California 95825 S_ Diep 4858 Mercury,Sulte 106 San Diego,Califomia 92111 To the Board of Directors of the Redevelopment Agency of the City of Chula Vista Chula Vista, California Page 2 A material weakness is a significant deficiency, or combination of significant deficiencies, that results in more than a remote likelihood that a material misstatement of the basic financial statements will not be prevented or detected by the Agency's internal control. Our consideration of internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily identify all deficiencies in internal control that might be significant deficiencies and, accordingly, would not necessarily disclose all significant deficiencies that are also considered to be material weaknesses. We did not identify any deficiencies in internal control over financial reporting that we consider to be material weaknesses, as defined above. This report is intended for the information of the Board of Directors, managements, State Controller's Office and is not intended to be and should not be used by anyone other than these specific parties. However, this report is a matter of public record and its distribution is not limited. ~~. f 6:u~ San Diego, California December 7, 2009 50