HomeMy WebLinkAbout2009/05/12 Item 8
CHULA VISTA
HOUSING
AUTHORITY
AGENDA STATEMENT
MAY 12, 2009, Item~
ITEM TITLE:
RESOLUTION OF THE HOUSING AUTHORITY OF THE
CITY OF CHULA VISTA REGARDING ITS INTENTION TO
ISSUE TAX-EXEMPT OBLIGATIONS FOR THE
LANDINGS II AFFORDAB/~fAPARTMENTS
DEPUTY CITY MANAG~DEVELOPMENT SERVICES
DIRECTOR
CITY MANAG~
4/5THS VOTE: YES D NO I X I
SUBMITTED BY:
REVIEWED BY:
SUMMARY
Chelsea Investment Corporation (CIe) has proposed the development and construction of a
143-unit affordable housing development, known as The Landings II, located at the
northwest corner of Discovery Falls Drive and Crossroads Street within the Winding Walk
master planned community (the Project). To finance the majority of the costs of the Project,
CIC is requesting that the Housing Authority consider the issuance of a maximum of $42
million in tax exempt obligations.
ENVIRONMENT AL REVIEW
The Environmental Review Coordinator has reviewed the proposed project for
compliance with the California Environmental Quality Act (CEQA) and has determined
that the proposed project was adequately covered in previously adopted Final Second
Tier Environmental Impact Report, EIR '01-02. Thus, no further CEQA review or
documentation is necessary. Additionally, the Environmental Review Coordinator has
reviewed the proposed project for compliance with the National Environmental Policy Act
(NEP A) due to the use of federal funds, and has determined that the proposed project was
adequately covered in a previously adopted Environmental Assessment (Project ill M-06-
MC-07-0505) and a Finding of No Significant Impact (FONSI) has been prepared pursuant
to Title 24, Part 58, Subpart E of the U.S. Department of Housing and Urban Development
(Hl.JD) Environmental Guidelines. Thus, no further NEP A environmental review or
documentation is necessary.
RECOMMENDATION
It is recommended that the Housing Authority adopt the resolution regarding its intention
to issue tax-exempt obligations for a proposed development of The Landings II
affordable apartments.
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MAY 12, 2009, Item~
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BOARDS/COMMISSION RECOMMENDA nON
On January 28, 2009, the Housing Advisory Commission voted to recommend the
development of The Landings II at Winding Walk as an affordable rental community and
the conditional approval of HOME funds to assist in its financing.
On August 1, 2005, the Design Review Committee (DRC) reviewed and approved the
proposed site plans and architectural elevations for the Project.
DISCUSSION
Background
Brookfield Shea Otay, LLC, master developer for Otay Ranch Village 11 (aka Winding
Walk), is to provide 207 total affordable units (92 low-income and 115 moderate-income)
within its Neighborhood R-19 in satisfaction of its obligations under the City's Balanced
Communities Policy of the Housing Element. The Landings apartment development,
located on the northeast corner of Eastlake Parkway and Discovery Falls Road, was
completed by Chelsea Investment Corporation and provides 92 affordable rental units for
lower income households.
The remaining balance ofthe affordable housing obligation (115 units) was contemplated
as affordable housing for moderate income households. With financing so difficult right
now, the project is infeasible for moderate income households.
In order to satisfy this obligation and to obtain necessary financing for a project,
Brookfield Shea has selected Chelsea Investment Corporation to construct and operate a
1 43-unit rental development affordable for lower income households. The project will be
developed on the adjoining lot to the Landings development and is known as The
Landings II.
CIC is currently in the process of securing financing for the Project and has requested
direct financial assistance from the City and that the Housing Authority issue tax exempt
bonds. On February 3, 2009, the City Council adopted Resolution No. 2009-019
conditionally approving financial assistance in the amount of $2,400,000 from the
HOME Investment Partnership Program to Chelsea Investment Corporation for the
development of the Project.
To substantially finance the Project, crc will submit an application to California Debt Limit
Allocation Committee (CDLAC) on May 22,2009 for an allocation ofthe 2009 state ceiling
on private activity bonds for multi-family projects. crc is requesting that the ChuIa Vista
Housing Authority be the vehicle for applying for an aggregate amount not to exceed $42
million.
At this time, it is requested that the Housing Authority adopt a resolution expressing its
preliminary intention to issue bonds. The requested actions are preliminary and do not
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MAY 12, 2009, Item~
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commit the Authority to issue the bonds. Such preliminary actions are necessary in order
to allow CIC to submit an application to the State bonding authority and to allow them to
receive reimbursement out of bond proceeds for costs it incurs leading up to the actual
sale of bonds.
After submittal of the application, the City Council will be asked to hold a public hearing
on the question of whether the Housing Authority should issue tax exempt bonds for the
financing of the project and to approve the issuance, sale, and delivery of multi-family
housing revenue bonds by the Housing Authority at such time a bond allocation is
received. If successful in obtaining a bond commitment from CDLAC, CIC will come
back to the Authorityto request final approval for the issuance of the bonds.
The Applicant
CIC has developed several projects in Chula Vista, primarily in eastern Chula Vista, to
satisfy developer inclusionary housing requirements CTeresina Apartments, Rancho
Buena Vista Apartments, Villa Serena and The Landings). CIC has developed and
financed over 5,100 housing units. The company has a strong and experienced team of
professionals. crc has successfully managed low income housing units for over 20
years.
The Property
The Landings II development will be built within the Winding Walk subdivision of
eastern Chula Vista. The low-income units will satisfy the requirements of the City's
program for the provision of affordable housing within the Village 11 community. The
development will be located at the northwest comer of Discovery Falls Drive and
Crossroads Street directly adjacent to the 92-unit Landings development. The Project is a
continuation of design and development of the adjacent Landings development and will
provide a total of 143-tovvnhome style units, with all units being 3-bedroom and
affordable to very low and low income households. Project amenities will be shared with
Landings and include a pool, spa, clubhouse, and a tot lot.
The Proposal
All 143 units will be rented on a rent restricted basis to households whose income is at or
below 50-60 percent of the Area Median Income as determined by HUD. This project
will provide a balance of housing opportunities and fulfill a need in Chula Vista for large
family rental housing, particularly in the neighborhoods east of Interstate 805, as outlined
in the City of Chula Vista Housing Element.
Income and Rent Restrictions
For the bond funding, Section 142 Cd) of the Internal Revenue Services Code requires
either a minimum of twenty percent of the rental units in the Project to be available for
occupancy by persons or families whose income does not exceed 50 percent of the area
median income (AMI) for the San Diego Primary Metropolitan Statistical Area, or
alternatively, at least 40 percent of the rental units are required to be available for
occupancy by persons or families whose income does not exceed 60 percent of the AMI.
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MA Y 12, 2009, Item~
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In each case, the units are to be made available at affordable rents established by the
applicable State law.
Per the Affordable Housing Agreement for the inclusionary obligation, a minimum of
115 units must be affordable to moderate income households. Due to the financing CIC
is pursuing, the Project will include more units and provide rents even lower than what
the City requires.
3 Bd/2 Ba
3 Bd/2 Ba
MGR
Total
crc proposes to maintain the income and rent restrictions for The Landings II for a
period not less than fifty-five years, exceeding the 30-year term of the bonds. The
income and rent restrictions outlined above are to be incorporated into the Regulatory
Agreement for the bonds, which will be recorded against the property.
Compliance with the income and rent restrictions will be subject annually to a regulatory
audit and annual tax credit certification. Compliance with strict property management
policies and procedures will ensure that income and rent restrictions will be maintained
for the full 55-year compliance period, and will bind all subsequent owners of The
Landings II, so that the commitment remains in force regardless of ownership.
Proposed Financing of Project
Financing and development of The Landings is proposed as a joint private-public
partnership. CIC will be using Tax Exempt Multi-Family Revenue Bonds and Low
Income Housing Tax Credit financing to support the majority of the estimated $49
million ($345,734 per unit) cost of constructing the project.
CIC has requested that the Housing Authority of the City of Chula Vista consider the
issuance of up to $42 million in private placement bonds. Final approval of the issuance
of the bonds and the related bond documents will be presented to the City and its Housing
Authority for approval at such time crc is successful in receiving a commitment from
CDLAC for a bond allocation.
In conjunction with the bond financing, CIe will apply for approximately $15.3 million
in Low Income Housing T3,X Credits. The permanent bond loan and Tax Credits would
cover over 65 percent of the estimated cost.
The remaining balance is expected to be provided by the City subsidy, other contributions
and a deferred developer fee. The City Council on February 3, 2009, conditionally
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MAY 12, 2009, Item~
Page 5 of5
approved $2,400,000 in financial assistance from HOME Investment Partnership funds,
to assist 11 units at the very low and/or low income range.
Below is a summary of development costs and associated sources.
Acquisition & Construction
Contingency
Permits & Fees
34,074,000
1,150,000
7,200,000
1,400,000
1,300,000
2,500,000
1,816,000
S 49,440,000
Interest/Fees, Financing Costs
DesignJEngineering
Developer Fees
Reserves, Legal, Other
TOTAL ESTIMATED COST
Permanent Loan (Bond) 17,000,000
Shea Loan (Bond) 12,000,000
Tax Credit Equity 15,300,000
City Loan 2,400,000
Other Contribution 2,000,000
Deferred Developer Fee 740,000
TOTAL SOURCES $ 49,440,000
DECISION MAKER CONFLICT
Staff has reviewed the property holdings of the City Council and has found no property
holdings within 500 feet ofthe boundaries ofthe property which is the subject of this action.
CURRENT YEAR FISCAL IMPACT
Bond financing is a self-supporting program with the owner responsible for the payment
of all costs of issuance and other costs and repayment of the bonds. All costs related to
the issuance of the bonds will be paid for from bond proceeds or profits. The bonds will
be secured by the project and will not constitute a liability to or obligation of the City or
Housing Authority.
The City of Chula Vista Housing Authority will receive compensation for its services in
preparing the bond issuance by charging an origination fee of 1/8 of 1 % of the bond loan,
approximately $66,000.
ONGOING FISCAL IMPACT
Staff costs associated with monitoring compliance of the regulatory restnctlOns and
administration of the outstanding bonds will be reimbursed from an annual administrative
fee of approximately $21,250 (based upon 1/8 of 1 % of the permanent bond loan) paid to
the Housing Authority by the owner.
A TT ACHMENTS
1. Locator Map
2. Disclosure Statement
Prepared by: Leilani Hines, Principal Project Coordinator, Development Services Department
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Locator Map
The Landings II at Winding Walk
Attachment 1
8-6
BIRCH R
The Landings I & II
2122 Burdock WCZO{
City of Chula Vista
Request for Information
Affordable Housing Review
ATTACHMENT 2
DISCLOSURE STATEMENT
Applicant's statement of disclosure of certain ownership interests on all applications which will require
discretionary action on the part of the City Councilor any appointed board, commission, or committee.
(Please Print)
The following information must be disciosed:
1. Applicant - List the names and addresses of all persons having a financial interest in the application.
Names Address
James J. Schmid 5993 Avenida Encinas, Suite 101
Carlsbad, CA 92008
2. Owner - List the names and addresses of all persons having any ownership interest in the property
involved.
Names Address
James J. Schmid 5993 Avenida Encinas, Suite 101
Carlsbad, CA 92008
A to-be-formed limited liability company 5993 Avenida Encinas, Suite 101
Carlsbad, CA 92008
Pacific Southwest Community Development 215 South Highway 101, Suite 104
Corporation Solana Beach, CA 92075
3. If any person identified pursuant to (1) or (2) above is a corporation or partnership, list the names and
addresses of all individuals owning more than 10% of the shares in the shares of the corporation or
owning any partnership interest in the partnership.
Names
Address
4. If any person identified pursuant to (1) or (2) above is a non-profit organization or a trust, list the
names and addresses of any person serving as officer or director of the non-profit organization or as
a trustee or beneficiary of the trust.
Names Address
Robert W. Laing 215 South Highway 101, #104, Solana Beach, CA
Michael Walsh 5650 EI Camino Real, Carlsbad, CA
Mario Antonio Reyes 963 B Street, San Luis, AZ
Kimberly Collins 720 Heber Avenue, Calexico CA
Community Development Housing Division
276 FOUI3TH AVE. CHULA VISTA. CALlFOFgAA]9191 0 . (619) 585-5722. FAX (619) 585 -5698
DISCLOSURE STATEMENT
PAGE 2
5. Have you had more than $250 worth of business transacted with any member of City staff, Boards,
Commissions, Committees and/or City Council within the past twelve months?
YesO
No
[8]
If yes, please indicate person(s):
Person identified as: "Any individual, firm, co-partnership, joint venture, association, social club,
fraternal organization, corporation, estate trust, receiver, syndicate, this and any other county,
city municipality, district or other political subdivision, or any other group or combination acting
as a unit."
NOTE: Attach additional pages as necessary.
;:2- {f-og
Date
James J. Schmid
Print or Type Name
/)
!
/::2 - ';j- 02/
Date
James J. Schmid
Print or Type Name
Community Development Housing Division
276 FOURTH AVE. CHULA VISTA. CALlFO&I\JI~ 91910. (619) 585-5722. FAX (619) 585 -5698
RESOLUTION NO. 2009-
RESOLUTION OF THE HOUSING AUTHORITY OF THE
CITY OF CHULA VISTA REGARDING ITS INTENTION TO
ISSUE TAX-EXEMPT OBLIGATIONS FOR THE LANDINGS
II AFFORDABLE APARTMENTS
WHEREAS, pursuant to Chapter 1 of Part 2 of Division 24 of the Health and Safety
Code of the State of California, as amended (the "Act"), the Housing Authority of the City of
Chula Vista (the "Authority") is authorized to issue revenue bonds for the purpose of financing
the acquisition, construction, rehabilitation, refinancing or development of multifamily rental
housing and for the provision of capital improvements in connection with and determined
necessary to the multifamily rental housing; and
WHEREAS, Chelsea Investment Corporation, or a limited partnership to be formed by it
(herein called the "Borrower"), has requested the Authority to issue and sell multifamily housing
revenue bonds (the "Bonds") pursuant to the Act for the purpose of financing the development of
143 affordable units to be located on the northwest corner of Discovery Falls Road and
Crossroads Street in Otay Ranch Village 11, in the City ofChula Vista, as identified in Exhibit A
hereto (the "Project"); and
WHEREAS, as a part of financing the development of the Proj ect, the Authority desires
to reimburse the Borrower, but only from Bond proceeds, for expenditures (the "Reimbursement
Expenditures") made in connection with the Project within the period from the date 60 days prior
to the adoption of this Resolution to the date of issuance of the Bonds; and
WHEREAS, Section 1.1 03-8(a)(5) and Section 1.150-2 of the Treasury Regulations
require the Authority to declare its reasonable official intent to reimburse prior expenditures for
the Project with proceeds of a subsequent tax-exempt borrowing; and
WHEREAS, the Authority wishes to declare its intention to authorize the issuance of
Bonds for the purpose of financing costs of the Project (including reimbursement of the
Reimbursement Expenditures, when so requested by the Borrower upon such terms and
conditions as may then be agreed upon by the Authority, the Borrower and the purchaser of the
Bonds) in an aggregate principal amount not to exceed $42,000,000, as set forth in Exhibit A;
and
WHEREAS, Section 146 of the Internal Revenue Code of 1986 limits the amount of
multifamily housing mortgage revenue bonds that may be issued in any calendar year by entities
within a state and authorizes the governor or the legislature of a state to provide the method of
allocation within the state; and
WHEREAS, Chapter 11.8 of Division 1 of Title 2 of the California Government Code
governs the allocation of the state ceiling among governmental units in the State of California
having the authority to issue private activity bonds; and
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Resolution No. 2009-
Page 2
WHEREAS, Section 8869.85 of the California Government Code requires a local agency
desiring an allocation of the state ceiling to file an application with the California Debt Limit
Allocation Committee ("CD LAC") for such allocation, and the Committee has certain policies
that are to be satisfied in connection with any such allocation;
NOW, THEREFORE, BE IT RESOLVED, by the Board of Commissioners of the
Housing Authority of the City ofChula Vista, as follows:
Section 1.
Finding and Determinations.
(a) The above recitals, and each of them, are true and correct. The Authority hereby
determines that it is necessary and desirable to provide financing for the Project (including
reimbursement of the Reimbursement Expenditures) by the issuance and sale of Bonds pursuant
to the Act in aggregate principal amount not to exceed $42,000,000, as set forth in Exhibit A,
subject to authorization of the issuance of the Bonds by resolution of the Authority at a meeting
to be held for such purpose. The expected date of issue of the Bonds is within eighteen (18)
months of the later of the date the first Reimbursement Expenditure was made and the first date
the Project is placed in service and, in no event, later than three years after the date of the first
Reimbursement Expenditure.
(b) Proceeds of the Bonds to be used to reimburse Project costs are not expected to be
used directly or indirectly to pay debt service with respect to any obligation or to be held as a
reasonably required reserve or replacement fund with respect to an obligation of the Authority or
any entity related in any manner to the Authority, or to reimburse any expenditure that was
originally paid with the proceeds of any obligation, or to replace funds that are or will be used in
such manner.
(c) As of the date hereof, the Authority has a reasonable expectation that the Bonds
will be issued to reimburse Project costs. This Resolution is consistent with the budgetary and
financial circumstances of the Authority, as of the date hereof. The Bonds will be repaid solely
from proceeds of the Bonds and amounts paid by the Borrower. No other moneys are, or are
reasonably expected to be, reserved, allocated on a long-term basis, or otherwise set aside by the
Authority (or any related party) pursuant to its budget or financial policies to repay the Bonds. .
Section 2. Declaration of Official Intent. This resolution is being adopted by the
Authority solely for purposes of establishing compliance with the requirements of Section 1.103-
8(a)(5) and Section 1.150-2 of the Treasury Regulations. In such regard, the Authority hereby
declares its official intent to use proceeds of indebtedness to reimburse the Reimbursement
Expenditures. This action is taken expressly for the purpose of inducing the Borrower to
undertake the Project, and nothing contained herein shall be construed to signify that the Project
complies with the planning, zoning, subdivision and building laws and ordinances applicable
thereto or to suggest that the Authority, the City or any officer or agent of the City will grant any
such approval, consent or permit that may be required in connection with the development of the
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Resolution No. 2009-
Page 3
Project, or that either the Authority or the City will make any expenditure, incur any
indebtedness, or proceed with the financing of the Project.
Section 3. Application to CDLAC. The City Manager and/or the program managers
of the Authority are hereby authorized and directed to apply to CDLAC for an allocation from
the state ceiling of private activity bonds to be issued by the Authority for the Project in an
amount not to exceed $42,000,000, and to take any and all other actions as may be necessary or
appropriate in connection with such application, including but not limited to the payment of fees,
the posting of deposits and the provision of certificates, and any such actions heretofore taken by
such officers and program managers are hereby ratified, approved and confirmed. Because the
amount of private activity bond allocation is limited, such officers and/or program managers of
the Authority are also authorized to resubmit the application to CDLAC one or more times in the
event the application is denied by CDLAC.
Section 4.
adoption.
Effective Date. This resolution shall take effect immediately upon its
Presented by:
Approved as to form by:
Gary Halbert, P.E., AICP
Deputy City Manager! Development
Services Director
8-11
Name:
Location:
Number of Units:
Maximum Bond Amount:
EXHIBIT A
DESCRIPTION OF PROJECT
The Landings II
Northwest Comer of Discovery Falls Road and
Crossroads Street in Otay Ranch Village 11
143
$42,000,000
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