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HomeMy WebLinkAboutOrd 1999-2795ORDINANCE NO. 2795 ORDINANCE OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA, CALIFORNIA, ACTING AS THE LEGISLATIVE BODY OF COMMUNITY FACILITIES DISTRICT NO. 99-1 (OTAY RANCH SPA ONE - PORTIONS OF VILLAGE ONE, VILLAGE FIVE AND VILLAGE ONE WEST) AUTHORIZING THE LEVY OF A SPECIAL TAX IN SUCH COMMUNITY FACILITIES DISTRICT WHEREAS, the CITY COUNCIL of the CITY OF CHULA VISTA, CALIFORNIA (the "City Council"), has initiated proceedings, held a public hearing, conducted an election and received a favorable vote from the qualified electors authorizing the levy of a special tax in a community facilities district, all as authorized pursuant to the terms and provisions of the "Mello-Roos Community Facilities Act of 1982," being Chapter 2.5, Pan 1. Division 2, Title 5 of the Government Code of the State of California (the "Act") and the City of Chula Vista Community Facilities District Ordinance enacted pursuant to the powers reserved by the City of Chula Vista under Sections 3, 5 and 7 of Article XI of the Constitution of the State of California (the "Ordinance") (the Act and the Ordinance may be referred to collectively as the "Community Facilities District Law"). This Community Facilities District is designated as COMMUNITY FACILITIES DISTRICT NO. 99-1 (Otay Ranch Spa One - Portions of Village One, Village Five and Village One West) (the "District"). The City Council of the City of Chula Vista, acting as the legislative body of Community Facilities District No. 99-1 (Otay Ranch Spa One - Portions of Village One, Village Five and Village One West), does hereby ordain as follows: SECTION I. This City Council does, by the passage ofthis ordinance, authorize the levy ofspecial taxes pursuant to the Rate and Method of Apportionment of Special Taxes as set forth in Exhibit "A" (the "Special Tax Formula"), referenced and incorporated. herein, on file in the office of the City Clerk. SECTION 2. This City Council, acting as the legislative body of the District, is hereby further authorized, by Resolution, to annually determine the special tax to be levied t~r the then current tax year or future tax years, except that the special tax to be levied shall not exceed the maximum special tax calculated pursuant to the Special Tax Formula, but the special tax may be levied at a lower rate. SECTION 3. The special taxes herein authorized, to the extent possible, shall be collected in the same manner as ad valorera property taxes and shall be subject to the same penalties, procedure, sale and lien priority in any case of delinquency as applicable tbr ad valorera taxes; provided, however, the District may utilize a direct billing procedure for any special taxes tbat cannot be collected on the County tax roll or may, by resolution, elect to collect the special taxes at a different time or in a different manner if necessary to meet its financial obligations. SECTION 4. The special tax shall be secured by the lien imposed pursuant to Sections 3114.5 and 3115.5 of the Streets and Highways Code of tile State of California, which lien shall be a continuing lien and shall secure each levy of the special tax. The lien of the special tax shall continue in force Ordinance 2795 Ordinance 2795 Page 2 Page 2 and effect until the special tax obligation is prepaid, permanently satisfied and canceled in accordance with Section 53344 of the Government Code of the State of Cali/brnia or until the special tax ceases to be levied by the City Council in the manner provided in Section 53330.5 of said Government Code. SECTION 5. This Ordinance shall be effective thirty days after its adoption. Within fifteen days after its adoption, the City Clerk shall cause this Ordinance to be published in a newspaper of general circulation in the City pursuant to the provisions of Government Code Section 36933. Presented by Approved as to form J n P. Lippi!/qT'j/~ P~ks Director PASSED, APPROVED, and ADOPTED by the City Council of the City of Chula Vista, California, this 14th day of September, 1999, by the fbllowing vote: AYES: Councilmembers: Davis. Padilia. Salas and Horton NAYS: Councilmembers: None ABSENT: Councihncmbcrs: Moot ATTEST: Shir~or'~'~ Susan Bigelow. City Clerk STATE OF CALIFORNIA ) COUNTY OF SAN DIEGO ) CITY OF CHULA VISTA ) I, Susan Bigelow. City Clerk of Chula Vista, California, do hcrcby certify that the foregoiog Ordinance No,2795 had its first reading at a regular meeting held on the 31st day of August. 1999, and its second reading and adoption at a regular meeting of said City Council held on the 14th day of September, 1999. Executed this 14'h day of September~ 1999. Susan Bigcloxv. City Clerk EXHIBIT A COMMUNITY FACILITIES DISTRICT SPECIAL TAX REPORT MELLO-ROOS COMIvIUN1TY FACILITIES ACT OF 1982 COMMUNITY FACILITIES DISTRICT NO. 99-10TAY RANCH SPA ONE - PORTIONS OF VILLAGE ONE, VILLAGE FIVE AND VILLAGE ONE WEST The City of Chula Vista 476 Fourth Avenue Chula Vista, California 91910 MeGill Martin Serf, Inc. 310 Third Avenue, Suite C-5 Chula Vista, California 91910 August17,1999 TABLE OF CONTENTS Page L INTRODUUrlON ............................................................................... 1 IL PROJECTDESCRIFrlON ..................................................................... 2 IlL DESCRHrrlON AND ES's'~VlATED COST Oi~ PRO!~OSED FACILITw, S ..................... 3 A. Description of Proposed Public Improvements ................................. 3 B. Estimated Cost of proposed Public Improvements .............................. 4 IV'. BONDED INDEBTEDNESS AND INCIDENTAL EXPENSES .................................... 5 /k Projected Boned Sales ............................................................... 5 B. Incidental Bond Issuance Expenses to be Included in the Proposed Bonded Indebtedness ........................................................................ 5 C. Incidental Expenses to be Included in the Annual Levy of Special Taxes ... 5 V. RATE AND N'IETHOD OF APPO RTIONMENT OF-rlt~ SPECIAL TAX ....................... 6 A. Explanation for Special Tax Apportionment .................................... 6 B. Maximum Annual Special Tax Rams ............................................ 7 C. Backup Special Tax ................................................................8 D. Aeeumey of Information ..........................................................8 VL BOUNDARIES OF COMMUNITY FACILITIES Dt~TRICT ................................... 9 VIL GENERAL TERMS AND CONDITIONS ....................................................... 10 A. Substitution Facilities ..............................................................10 B. Appeals ..............................................................................I0 EXB~RITS Exhibit A Exhibit B Exhibit C Exhibit D Rate and Method of Apportionment Assigned Maximum Special Tax Rates for Developed Property Maximum Special Tax Rates for Undeveloped and Taxable Property Owner Association Property Boundary Map INTRODUurlON WHEREAS, the City of Chula Vista did, punamnt to the provision of the Mello-Roos Comm~lity FBCj]ities A~t of 19~2, being ChalY~r ZS, Part 1, Division 2, Title 5 of the Government Code of ~e Stat~ of California (hereinnfter referred to as the "ACt"), and sl~i~cally Section 53321,5 thereof, expressly order the filing of a written "Report" with the legislalive body of the proposed Community Facilities District. This Community Facilities District being Commlmit~ Facilities District No. 99-1 (Otay Ranch SPA One - Portions of Village One, Village Five and Village One West) shall herei,nPter be referred to as: · 'CFDIxlo. 99-1"; and WHEREAS, the Resolution Ordering and Directing the Preparation of a Report for Proposed Commullity Facilities District No. 99-1 did direct that said Report generally contain the following: FACILITIES: A full and complete description of the public facilities the acquisition of which is proposed to be financed through the CFD. COST ESTIMATE: A general cost estimate sctting forth costs of acquiring such facilities. SPECIAL TAX: Further particulars and documentation regarding the rate and method of apportiomem for the authorized special tax. NOW, Tt-I~REFORE, I, John Lippitt P.E., the Director of Public Works of the City of Chula Vista, and the appointed respons~le officer directed to prepare this Special Tax Report or cause the Report to be prepared pursuant to the provisions of the Act, do hereby submit thin Report. Commum .ty Faciltaes District No. 99-1 Page 1 Otay Ranch SPA one - Poraons of [,'illage One. F~llage Five and Fillage One West August 1Z 1999 H. PROJECT DESCRIFrlON CFD No.99-1 encompasses approximately 978 gross acres of land located m the portion of the south San Diego City of Chula Vista known as Otay Ranch Of this acreage, approximately 660 acres are expected to be developed. At buildout, it is expected that CFD No.99-1 will consist of approximately 2,705 Single Family Residences, 1,352 Muitifamily Residences, 8.1 Acres of Commercial Uses, and 10.7 Acres of Community Purpose Facilities (chm'ches, daycare, etc.). The combined Single Family and Multifamily Uses are anticipated to generate 7,465,067 square feet of residential building square footage. The Commertiltl, Commtmlty Ptlrpo$e Facility Property and Taxable Homeowner Association (HOA) Parcels m anticipated to generate 18.8 net laxable acreage. CFD No.99-1 (Otay Ranch SPA One - Portions of Village One, Village Five and Village One West) is also divided into the following three zones: · Zone A: applies only to Developed Property, and means a specific geographic location known as the Village One area as depicted on Exhibit D; · Zone B: applies only to Developed Property, and means a specific geographic location known as the Village Five area as depicted on Exhibit D; and · Zone C: applies only to Developed Property, and me~n~ a specific geographic location known as the Village One West area as depicted on Exhibit D; Table 1, below, summarizes the mount of improved residential building square footage, number of units and net taxable Commercial and Community Purpose Facility Property expected at buildout of CFD No.99-1 (Otay Ranch SPA One - Portions of Village One, Village Five and Village One West), by zone. TABLE 1 CATEGORY SQUARE FEET OF NUlvlBER OF NUIvIBER OF RESIDENTIAL UNITS ACRES FLOOR AREA ZONE A: VILLAGE ONE 3,495,399 2,268 14.1 ZONE B: VILLAGE FIVE 2,038,513 1,036 I 4.7 ZONE B: VII.I.AGE FIVE 1,931,155 753 I 0 CFD No. 99-1 allows for the future annexation of parcels as depicted on Exhibit D (Future Annexation Parcels). The area within the Future Annexation Parcels encompasses approximately 36 gross acres. At buildout, it is expected that the Future Annexation Parcels, if and when annexed into CFD No. 99-1, would include approximately 154 single family ;~sidences. Community. Facilitia Disttlcr No. 99-1 Page 2 Otav Ran& SPA One- Partions of I~llage One, F~llage Five and V'dlage One West Artgrist 8, 1999 D~IiON ,,LND E~STLrVlATED COST OF PROPOSED FACILrrU~ DeseriOfion of Pronosed Public Improvements A community facilities district may provide for the purchase, construction, expansion, or rehabilitation of any real or tangible property, including public facilities and infraslructtlre i~provements with all eStim~ed useful life of five (5) years or longer, which is necessary to meet increased demands placed upon local agencies as a result of development or rehabilitation oeearfing within the eol~mnnil~J flteilities dislriet In addition, a community facilities dislxiet may pay in full all amo~mt~ necessary to eliminate any fixed sp~ial assessment liens or to pay, repay, or defease any obligation to pay or any indebtedness seemed by any tax, fee, charge, or assessment levied within the area of the community facilities district. The facilities described in this Report are all facilities which the legislative body creating CFD No.99-1 is authorized to own, consm~ or finance, and which are required, in pan, to adequately meet the needs of CFD No.99-1. In addition, the facilities meet the criteria for authorized public facilities set forth in the City's Statement of Goals and Policies regarding the establishment of Community Facilities Districts. The actual facilities described herein are those currently expected to be required to adequately meet, in part, the needs of CFD No.99-1. Became the actual needs of CFD No.99-1 arising as development progresses thereto may differ fxom those cm'rently anticipated, CFD No.99- 1 reserves the fight to modify the actual faeilines proposed herein to the extent CFD No.99-1 deem necessary, in its sole discretion to meet those needs. The Special Taxes~ required to pay for the conelion or f[nnncillg Of said facilities will be apportioned as described in the Rate and Method of Apportionment of the Special Tax for CFD No.99-I (Otay Ranch SPA One - Portions of Village One, Village Five and Village One West) (see Exhibit A). Proceeds of the proposed bonded indebtedness of CFD No. 99-1 will be used to finance backbone streets and associated improvements (i.e., grading, sewer, streets, landscaping, utilities, etc.), public facilities DIF Improvements, and pedesUian bridges. Following is a general description of the proposed facilities: · Olympic Parkway Phases 1 and 2 · Paseo Ranthero Phase 2 · East Palomar within Village One West · Easl Palomar within Village Five : Please note that all ctrpitalized terms used herein, unless otherwise indicate~ shall have the meanings defined in the Rate and Method of Apportionment prepared for CFD No. 99-1. Community, Facilitie~ Distria Nt~ 99-1 Page 3 Ot .ay Ranch SPA One - Portions of Fillage One, Fillage Five and Vdlage One West August 17, 1999 · Those facilities to be financed from the proceeds of Public Facilities Development Impact Fees, payable as a condition of development of property within CFD No.99-1 · Those fa~ffities to be financed from the pl'oceeds of Pedestrian Bticlgcs Development Impact Fees, payable as a condition of development of property within CFD NO.99-1 · Slope Landscaping · Enviro,--ental Mitigation Costs for Olympic Parkway Estimated Cost of Proposed Public Improvements The facilities and the estimated costs herein are subject to review and confirmation. The costs listed in Table 2, are estimates only, based upon current con~huction and land costs and actual costs may differ from those estimates herein Based on the current CFD No.99-1 bond sizing estimate of approximately $39.5 million, only a portion of these costs are expected to be financed with CFD bond proceeds. TABLE 2 Fae~ities Imnrovements Olympic Parkway Phase 1 Olympic Parkway Phase 2 Paseo Ranchera Phase 2 Palomar (Vffiage One West) Palomar (Village Five) Slope Landscaping Public Facilities Development Impact Fees Pedestrian Bridge Impact Fees Total Estimated Cost $ 35.2 Million $ 5.4 Million $ 4.3 Million $ 4.5 Million $ 2.0 Million $ 5.0 MiHion $ 8.1 Million $ 1.3 Million Community Fadlit~ D~tia No. 99-1 Page 4 Otav Ranch SPA One - Portions o[ V~lla~e On~ FillaCe Five and ltdlaJle One West August 8, 1999 BONDED INDEBTEDNESS AND INCIDENTAL EXPENSES Project Bond Sales The current bond mount estimated for CFD No. 99-1 is $60 million (exclusive of the Future Annexation Parcels), and it is anticipated that a single bond will be issued. The bonds issued by CFD No.99-1 will meet the trams and conditions of special tax bonds set forth in the City's Statement of Goals and Policies Regarding the Establishment of Community Facilities ,Districts. Incidental Bond Issuance Exnenses to be Included in the Proposed Bonded Indebtedness Pursuant to Section 53345.3 of the Act, bonded indebtedness may include all costs and estimated costs incidental to, or connected with, the accomplishment of the purpose for which the proposed debt is to be incurred, including, but not limited to, the costs of legal, fiscal, and financial consultant fees; bond and other reserve funds; discount fees; interest on any bonds of the dislxict due and payable prior to the expiration of one year from the date of completion of the facilities, not to exceed two years; election costs; and all costs of issuance of the bonds, includinF, but not limited to, fees for bond counsel, costs of obtaining credit ratings, bond insurance preminm~, fees for letters of credit, other credit enhancement costs, printing costs, and those Administrative Costs as defined by Exhibit A. For the bonds proposed to be issued by CFD No.99-1, capitalized interest is estimated to be capi~aliTed for one year. The reserve fund is estimated to be the maximum allowable under Federal Tax Law. All other incidental bond issuance expenses is estimated at 4 percent of the face amount of the bonds. Incidental Exnenses to be Included in the Annual Lew of Suecial Taxes Pursuant to Section 53340 of the Act, the proceeds ofuny special lax may only be used to pay, in whole or part, the cost of providing public facilities, services and incidental expenses. As defined by the Act, incidental expenses include, but are not limited to, the cost of planning and desiring public facilities to be financed, including the cost of environmental evaluations of those facilities; the costs associated with the creation of the district, issuance of bonds, determination of the mount of taxes, collection of taxes, paymere of taxes, or costs otherwise incurred in order to carry out the authorized purposes of the district; any other expenses incidental to the construction, completion, and inspection of the authorized work; and the retirement of existing bonded indebtedness. While the actual cost of administering CFD No.99-1 may vary, the currently budgeted mount of special taxes which can be collected is $125,000 in annual administrative expenses prior to buildout of the project and $75,000 per year subsequent to buildout The actual cost will likely change over the life of the district Therefore the administrative budget for CFD No. 99-I will be set each year, and could be more than the current budget. Community, Facilltieg Di~tr~ No. 99-1 Page 5 Otay Ranch SPA One - Portions of Village On~ Village Five and Village One FFe~I August 17, 1999 V. RATE AND METHOD OF APPORTIONMENT OF ~ SPECIAL TAX All of the property located within ~ No.99-1, unless exempted by law, shall be taxed for the purpose of providing necessary facilities to serve CFD No.99-1. Puxsuam to Section 53325.3 of the Act, the tax/reposed "is a Spec/al Tax and not a special assessment, and there is no requirement that the tax be apportioned on the basis of benefit to any property." The Special Tax "may be based on benefit received by parcels of real property, the cost of making facilities or authorized services available to each parcel or other reasonable basis as tL-'lea,,,ined by the legislative body," although the Special Tax may not be apportioned on an ad valorera basis pursuant to Article XlllA of the California Constitmion. As shown in Exhibit A, the mended Rate and Method of Apportionment provides information sufficient to allow each proplrty owner within CFD No.99-1 to estimate the maximum annual Special Tax he or she will be required to pay. Sections A thronp C, below, provide additional information on the Rate and Method of Apportionment of the Special Tax for CFD 99-1. A. Exnlana~on for Snecial Tax Al~nortionment When a commumty facilities district is formed, a Special Tax may be levied on each parcel of taxable property within the CFD to pay for the construction, acquisition and rehabilitation of public facilities, to pay for authorized services or to repay bonded indebtedness or other related expenses incurred by CFD No.99-1. This Special Tax mast be apportioned in a reasonable manner;, however, the tax may not be appertioned on an ad valorera basis. When more than one type of land ase is present within a community facilities district, several criteria my be considered when apportioning the Special Tax. Generally, criteria based on building square footage, acreage, and land ase are selected, and categories based on such criteria are established to differentiate between parcels of property. These categories are a direct restfit of the developer' s projected product mix, and are reflective of the proposed land use types within that commuRily facilities district. Specific Special Tax levels are assigned to each land ase class, with all parcels within a land ase class assigned the same Special Tax rate. The Act does not require the Special Taxes to be apportioned to individual parcels based on benefit received. However, in order to insure fairness and equity, benefit principles have been incorporated in establishing the Special Tax rates for CFD No.99-I. The major assumption inherent in the Special Taxes rates set forth in the Rate and Method of Apportionment is that the level of benefit received from the proposed public improvements is a function land use. This assumption is borne out through an exam/nation of commonly accepted statistical measures. For example, in measuring average weekday vehicle trip-ends, the Institute of Transportation Engineer' s 1995 Trip Generation report identifies land use as the primary determinant of trip-end magnitude. Commercial land uses typically generate more trip- ends than do single family residential land ase. Similarly, larger single family detached Community F,,_.dlhles Dira-k~ No. 99-1 Page 6 Otto., Ranch SPA Ot~e- Plfaon~ of F~llage One, Fdlage Fn, e and Fdlage One West Augst$t 8, 1999 dwellings typically generate a greater number of trip-ends than do smaller single family detached homes, and therefore, will tend to received more benefit from road grading road landscaping and road improvements. DminaLge and flood control requirements generally vary with the mount of impervious ground cover per parcel. It follows that larger homes which have morn impervious ground cover will create relatively more draina~e flOW ~ slllaller homes. CFD No.99-1 (Omy Ranch SPA One - Portions of Village One, Village Five and Village One West) is divided into tkn~ district zones, described as: Zone A: applies only to Developed Property, and means a specific geographic location known as the Village One area_ Zone B: applies only to Developed Property, and means a specific geographic location known as the Village Five area; and Zone C: applies only to Developed Property, and means a specific geographic location known as the Village One West area. Four Land Use Class Categories of Taxation have been established for CFD No.99-1. The categories are defined as follows: Residential Developed Parcels (single and multifamily residences) are taxed on the square footage of the building; Non-Residential Developed Parcels are taxed based on acreage of the parcel; The Undeveloped Property Category includes all the parcels for which a building permit has not been issue& The tax on Undeveloped Property is based on the total acreage of the parcel; and The Taxable Property Owners Association Property Parcels are taxed based on the acreage of the parcel, the same as Undeveloped Property. Based on the types of public facilities that are proposed for CFD No.99-1 and the factors described above, the Special Taxes assigned to specific land uses are generally proportionate to the relative benefits received by them, and, accordingly, the Special Taxes in CFD No. 99-1 can be considered fair and reasonable. Maximum Annual Soeciai Tax Rates Exhibit B lists the Maximum Annual Special Tax rates that may be levied in each zone, against Residential Property, Commercial Property and Community Purpose Facility Property within CFD No.99-1. Exhibit C lists the Maximum Special Tax Rates for Undeveloped Property and Taxable Property Owner Association Property within CFD No.99-1. Any Future Annexation Parcels that annex into CFD No. 99-1 will be subject to the Maximum Special Tax Rates specified in Exhibits B and C, and the Backup Special Tax (described below) of the applicable zone within which suck Future Annexation Parcel is located and its applicable land use category. Community Facilities Distria No. 99-1 Page 7 Otay. Ranch SPA One - Portions of rdlage On¢ Wdlage Five and F'dlage One West August 17, 1999 The City Cotmcil will annually determine the actual mount of the Special Tax levy based on the method described m Exhibit A and subject to the maximum Special Tax rates contained in Exhibit B and Exhibit C. The City will levy a Special Tax to the extent necessary, sufficient 1o meet the Special Tax Requirement. Baclmu Soecial Tax Payment of a one-time Backup Special Tax tony be requinut prior to-the issuance of building permits or recordation of a final map. Tables 4, 5, and 6 in Exhibit A identifies the amount of Special Tax revenue and development that is currently expected from each planmug arem fithe CFD Administrator determines that the Special Tax revenue for a planning area will be reduced as a resttit of a reduction in the expected humhot of units, acres, or building square feet in such planning area, then a Backup Special Tax payment will be requirecL Upon annexation of Future Annexation Parcels w/thin CFD No. 99-1, Tables 5 and/or 6 will be modified to include relevant land use information pursuant to the procedure described in Exhibit A. The amount of the Backup Special Tax payment will be calculated pursuant to Section E of Exhibit A. Accuracy of Information In order to establish the Maximum Annual Special Tax rates and the Backup Special Tax as set forth in the Rate and method of Apportionment for CFD 99-1, MeGill Martin Self, Inc. has relied on informalion including, but not limited to absoxl3tion, land-use types, building square footage, and net taxable acreage which were provided to Me, Gill Martin Self, Inc. by others. McCxill Martin Self, Inc. has not independently verified such data and disclaims responsibility for the impact of inaccurate data provided by others, ff any, on the Rate and Method of Apportionment for CFD 99-I, including the inability to meet the financial obligations of CFD 99-1. Community Faciliaes BisV/ict No. 99-1 Page 8 Otav Ranch .SPA One - Portions of Nilage One, Nilage Five and V'tllage One IFe~i August & 1999 VI. BOUNDARIES OF COMMUNITY FACIIJTIES DISTRICT The boundaries of CFD No.99-1 include all land on which the Special Taxes my be levied. A map of the area included within CFD N0.99-1 is provided as Exhibit D. Future Annexation Parcels of CFD No. 99-1 have also been identified on Exhibit D. Community Fo~;I;tin Dixtria No. 99-1 Page 9 Otay. Ranch SPA One - Ponlons of lqllage One, FZIlage Five and lallage One West August 17, 1999 A. GENERAL TERMS AND CONDITIONS Substitution Facilities The description of the public facilities, as set forth herein, are general in their nature. The final ~ture and localion of improvements and facilities will be lietel-mined lipon the preparation of final plans and specifications. The final plans may show sub~iiiutes, in lieu or modi~c~lions to the proposed work in order to accomplish the work of improvement, and any such substitution shall not be a dmge or modification in the ~gs as long as the facilities provide a service and are of a type substantially similar to that as set forth in this Report. Appeals Any landowner who feels that the mount of the Special Tax is in error may file a notice with CFD 99-1, appealing the levy of the Special Tax pursuam to the procedure specified in Exhibit A. As appropriate, a representative of CFD No.99-1 will then review the appeal and, ff necessary, meet with the applicant. If the findings of the representative verify that the mount of the Special Tax should be modified or changed, then, as appropriate, the Special Tax levy shah be corrected. Community Fal DisPia No. 991 Page 10 Ot .ay Rtmch SPA One ~ Portions of Hllage On~ F'tllage l~ve and HOage One West August & 1999 EXIIIRIT A CITY OF CHULA VISTA COMMUNITY FACILYrIES DISTRICT NO. 99-1 (Otay Ranch SPA One - Portions of Village One, Village Five and Village One West) RATE AND METHOD OF APPORTIONMENT CITY OF CHULA VISTA COMMUNITY FACILITIES DISTRICT NO. 99-1 (OTAY RANCH SPA ONE - PORTIONS OF VILLAGE ONE, VILI,AGE FIVE AND VILt,AGE ONE WEST) RATE AND METHOD OF APPORTIONMENT OF SPECIAL TAX A Special Tax as beminafter defined shall be levied on all Taxable Property within the City of Chula Vista Community Facilities District No. 99-1 ("CFD No. 99-1 ") and collected each Fiscal Year commencing m Fiscal Year 2000-2001, in an mount determined by the City Council through the application of the~tpprup~ate Special Tax for "Developed Properly", "Taxable Property Owner Association Property", and "Undeveloped Property" as described below. All of the real property in CFD No. 99~1, unless exempted by law or by the provisions hereof, shall be taxed for the purposes, to the extent and m the manner heroin provided. A. DEFINITIONS The terms heremafter set forth have the following meanings: "Acre or Acreage" means the land area of an Assessors Parcel as shown on an Assessor's Parcel Map, or if the land area is not shown on an Assessors Parcel Map, the land area shown on the applicable final map, parcel map, condomin/nm plan, record of survey, or other recorded document creating or describing the parcel. If the preceding maps are not available, the Acreage Shall be determined by the City Engineer. "Act" means the Mello-Roos Community Facilities Act of 1982, as amended, being Chapter 2.5, Division 2 of Title 5 of the Government Code of the State of California~ "Administrative Expenses" means the following actual or reasonable estimated costs directly related to the adminislration of CFD No. 99-1, including but not limited to, the following: the costs of computing the Special Taxes and preparing the annual Special Tax collection schedules (whether by the City or designee therefor both); the costs of collecting the Special Taxes (whether by the County, the City, or otherwise); the costs of remitting the Special Taxes to the Trustee; the costs of the Trustee (including its legal counsel) in the discharge of the duties required of it under the Indentme; the costs to the City, CFD No. 99-1 or any designee thereof of complying with arbitrage rebate requirements; the costs to the City, CFD No. 99-1 or any designee thereof of complying with City, CFD No. 99-I or obligated persons disclosure requiremems associated with applicable federal and state securities laws and of the Act; the costs associated with preparing Special Tax disclosure statements and r~sponding to public inquiries regarding the Special Taxes; the costs of the City, CFD No. 99-1 or any designee therenf related to an appeal of the Special Tax; the costs of any credi, enhancement obtained by the City or CFD No. 99-1 (but excluding the costs of C i~ of Chula Vista August 17. 1999 Communi(F Facilities District No. 99-1 Page I any credit enhancemere required to be provided by the Master Developer or any other owner of property within CFD 99-1), and the co~ts associated with the release of funds from an escrow account, if any. Adminislrative Expenses shall also include amounts estimated or advanced by the City or CFD No. 99-1 for any other administrative purposes of CFD No. 99- l, including attomey's fees and other costs miated to commencing and pursuing to completion any foreclosure of delinquent Special Taxes. "Annexation Parcels" means those specific Assesser's Parcels that are subject to future annexation into CFD No. 99-1 as depicted in Exhibit B attached herei~ Any Annexation Parcels that annex to CFD No. 99-1 will be subject to the Maximum Annual Special Tax and the Backup Special Tax of the zone of CFD 99-1 within which such Annexation Parcel is located and the appropriate land use category of CFD No. 99-1 to which such Annexation Parcel. "Assessor's Parcel" means a lot or parcel shown in an Assessoes Parcel Map with an assigned Assessor's Parcel number. "Assessor's Parcel Map" means an official map of the County Assessor of the County designating parcels by Assesso{s Parcel number. "Available Funds" means the balance in the reserve fund established pursuant to the terms of the Indenture in excess of the reserve requirement as defined in such Indenture, delinquent special tax payments, foreclosure proceeds, the pertion of proceeds of Backup Special Tax payments and Special Tax prepayments collec~d to pay interest on Bonds, and other sottrees of funds available us a credit to the Special Tax Requirement as specified in st~h Indenture. "Backup Special Tax" means the Special Tax that is required to be paid as a condition precedent to the issuance ofbuildthg permits or reeordation of final maps, as determined in accordance with Section E below. "Bonds" means any bends or other debt (as defined in the Act), whether in one or more series, issued by CFD No. 99-1 under the Act and secured by the levy of the Special Taxes. "CFD Administrator" means an official of the City acting for and on behalf of CFD 99-1, or designee thereof, responsible for determining the Special Tax Requirement and providing for the levy and collection of the Special Taxes. "CFD No. 99-1" means City of Chula Vista Community Facilities District No. 99-1 (Otay Ranch SPA One - Portions of Village One, Village Five, and Village One West), as depicted in Exhibit A. "City" means City of Chula Vista. Ci,ty of Chula Vista A~gust 17, 1999 Comrnuni~ Facilities District N o. 99-1 Page 2 "Commercial Property'-' means all Assessor's Parcels of Developed Property for which a building permit(s) was issued for a non-residential use, excluding Community Purpose Facility Property.. "Community Purpose Facility Property" means all AssessoPs Parcels of Developed Property, which are classified as community purpose facilities and meet the requirements of City of Chula Vista Ordinance No. 2452. "Council" means the City Council of the City, acting as the legislative body of CFD No. 99-1. "County" means the County of San Diego. "Developed Property" means, for each Fiscal Year, all Taxable Property, exclusive of Taxable Property Owner Association Property, for which a building permit for new eoustroction was issued prior to March 1 of the prior Fiscal Year. "Development Projection" means an annual calculation for each Planning Area of CFD No. 99-1 of: (i) the number and total Residential Floor Area of existing dwelling units of Residential Property, the number of existing Acres of Commercial Property, and the number of existing Acres of Community Purpose Facility Property, and (it) a projection of all future development, including the acreage, projected number of residential dwelling traits, projected Residential Floor Area, projected Commercial Property Acres, projected Commtmity Purpose Facility Property Acres, and an absorption schedule for all future development within CFD No. 99-l. The Development Projection shall be dated as ofMaroh 1 and prepared each Fiscal Year by the Master Developer. Upon submittal, the CFD Administrator shall review, modify if necessary, and approve the Development Projection. If the Development Projection is not received by the CFD adminish~r on or before April 1 of each year, the CFD Admimstrator shall then prepare or cause to be prepared a Development Projection. "Final Residential Subdivision" means a subdivision of property created by recordation of a final map or parcel map, approved by the City pursuant to the Subdivision Map Act (California Government Code Section 66410 et seq.), recordalton of a lot line adjustment approved by the City which ereales a parcel for which a bulld/ng permit may be issued or recordation ofa condominiurn plan pursuant to California Civil Code 1352 that ereales individual lots for which residential building permits may be issued without further subdivision of such property. "Fiscal Year" means the period starting July 1 and ending on the following June 30. "Indenture" means the indenture, fiscal agent agreement, trust agreement, resolution or other instrument pursuant to which Bonds are issued, as modified, mended and/or supplemented from time to time, and any instntment replacing or supplementing the same. G(v of CImla Vista August 17, 1999 Community Facililies District No. 99-I Page 3 "Land Use Class" means any of the clasSes listed in Tables 1, 2, and 3 of Section C. "Ma~er Developer" means the owner or owners of the piedominant mount of Undeveloped Property in CYD No. 99-1. "Maximum Annual Special Tax" means the maximum anntlal Special Tax, determined in accordance with the provisions of Section C below, that may be levied in any Fiscal Year on any Assessois Parcel of Taxable Property. "Occupied Residential Property" means all Assessots Parcels 0fResidential Property, which have closed escrow to an end user. "Outstanding Bonds" means all Bonds, which remain otns~din~ "Planning Areas" means those areas shown on Exhibit C. Minor adjustments in the boundaries of the Planning Axeas may be made by the CFD Admini~hator to conform to the ternalive and final maps, lot line adjustment or other property line adjustment approved by the City for these areas. The Planning Areas in Exhibit C existing at the time of formation of CFD No. 99-1 may be expanded to include Annexation Parcels from time to time or additional Planning Areas may be established to include Annexation Parcels from time to lime. "Property Owner Association Property" means any property w/thin the boundaries of CFD No. 99-1 owned by or dedicated to a property owner association, including any master or sub-association. "Proportionately" means for Developed Property that the ratio of the actual Special Tax levy to the Maximum Annual Special Tax is equal for all Assessor's Parcels of Developed Property w/thin CFD No. 99-I. For Undeveloped Property, '~Proportionately" means that the ratio of the actual Special Tax levy per Acre to the Maximum Annual Special Tax per Acre is equal for all Assessor's Parcels of Undeveloped Property within CFD No. 99-1. "Public Property." means any property w/thin the boundaries of CFD No. 99-1 that is used for fights-of-way or any other purpose and is owned by or dedicated to the federal government, the State of California, the County, the City or any other public agency. "Residential Property" means all Assessoes Parcels of Developed Property for which a building permit has been issued for purposes of constructing one or more residential dwetlhxg "Residential Floor Area" me~.~ns all of the square footage of living area w/thin the perimeter of a residential structure, not including any carport, walkway, garage, overhang, patio, enclosed patio, or similar area. The determination of Residential Floor Area shall be made City of Chula Vista August l 7, 1999 Community Facilities District No. 99- I Page 4 by reference to appropriate records kept by the City's Building Depadmem. Residential Floor Area will be based on the building permit(s) issued for each dwelling unit prior to it being classified as Occupied Residential Property, and shall not change as a result of ndditioas or modifications made after such classification as Occupied Residential Property. "Special Tax" means the: (i) annlaid special tax to be levied in each Fiscal Year on each Assessors Parcel of Taxable Property to fund the Special Tax Requirement pm-suant to Section D, and (ii) the Backup Special Tax required to be paid as a result of Changes in development "Special Tax Requirement" mean~ that amount required in any Fiscal Year for CFD No. 99-1 to: (i) pay nnnual debt service on all Outstanding Bonds as defmed in Section A; (ii) pay periodic costs on the Bonds, including but not limited to, credit enhnncemunt and rebate payments on the Bonds; (iii) pay Administrative Expenses; (iv) pay any amounts required to establish or replenish any reserve funds for aH Outstanding Bonds in accordance with the Indenture; (v) and pay directly for acquisition and/or construction of facilities, which are authorized to be financed by CTD No. 99-1; (vi) less a credit for Available Funds. "State" means the State of California. "Taxable Property" means all of the Assessors Parcels within the boundaries of CFD No. 99-I which are not exempt from the Special Tax pursuant to law or the provisions of Section F below. "Taxable Property Owner Association Property" means all Assessors Parcels of Property Owner Association Property that are not exempt pursuant to the provisions of Section F below. "Trustee" means the trustee, fiscal agent, or paying agent under the Indenture. "Undeveloped Property" means, for each Fiscal year, all Taxable Property not classified as Developed Properly or Taxable Property Owner Association Property. "Zone A" applies only to Developed Property, and means a specific geographic location known as the Village One area as depicted in Exhibit A attached herein. "Zone B" applies only to Developed Property, and means a specific geographic location known as the Village Five area as depicted in Exhibit A attached herein, "Zone C" applies only to Developed Property, and means a specific geographic location known as the Village One West area as depicted in Exhibit A attached herein. City of Chula ['}sta August 17, 1999 C ommtmt~2 Facilities District N o, 99-1 Page 5 B. ASSIGNMENT TO LAND USE CATEGORIES Each Fiscal Year, all Taxable Property within CFD No. 99-1 shall be classified as Developed Property, Taxable Properly Owner Association Property, or Undeveloped Property, and shall be subject to the levy of annual Special Taxes determined pursuant to Seelions C and D below. Developed Property shall further be assigned to Zone A, Zone B, or Zone C. The Maximum Annual Special Tax for an Assessors Parcel of Residential Propen'y shall be based on the Resid~niiai Floor Area and the nmnher of the dwelling ~mits located on such Assessor's Parcel. The Maximum Annual Special Tax for an Assessors Parcel of Conmlereial Property ~ Commtlllity Purpose Facility Property shall be based on the Acreage of such Assesso{s Parcel. C. MAXIMUM ANNUAL SPECIAL TAX RATE 1. Developed Property The MaximInn Annual Special Tax for each Land Use Class of Developed Property within Zone A, Zone B, or Zone C shall be the applicable amount shown on Tables 1, 2, and 3 below. The Maximum Annual Special Tax for each Assessor's Parcel of Residential Property shall equal the specified mount per dwelling unit times the number of dwelling anits on such Assessors Parcel plus the specified mount per square foot times the square footage of Residential Floor Area on such Assessors Parcel. TABLE 1 Maximum Annual Special Tax for Developed Property in Zone A (Village One) Community Facilities District No. 99-1 Land Use Class Description I Residential Property 2 3 Commemial Property Community Purpose Facility Property $0 per dwelling unit + $.28 per square foot of Residential Floor Area $1,600 per Acre $400 per Acre Ci,ty ofChula F~sta August 17, 1999 ~ Communi,tv Facilities District ~, 99- ] Page 6 TABLE 2 Maximum Annual Special Tax for Developed Property in Zone B (Village Five) Community Facilities District No. 99-1 Land Use Class Description 1 Residential Property Commercial Property Comm~mit~ Purpose Facility Property Maximum Annual Special Tax $400 per dwelling unit +$29 per square foot of Residenlial Floor Area $3,717 per Acre $929 per Acre TABLE 3 Maximum Annual Special Tax for Developed Property in Zone C (Village One West) Community Facilities District No. 99-1 Land Use Class Description 1 Residential Property 2 3 Commercial Property Community Purpose Facility Property Maximum Annual Special Tax $400 per dwelling unit + $.44 per square foot of Residential Floor Area $4,266 per Acre $1,066 p~ Acre 2. Undeveloped Property and Taxable Property Owner Association Property The Maximum Annual Special Tax for each Assessor's Parcel classified as Undeveloped Property and Taxable Property Owner Association Property shall be $8,864 per Acre. METHOD OF APPORTIONMENT OF TIlE SPECIAL TAX Commencing with Fiscal Year 1999-2000 and for each following Fiscal Year, the Council shall determine or cause to be detennined the Special Tax Requirement and shall determine or came to be determined the applicable annual Special Tax so that the mount of Special Taxes equals the Special Tax Requirement for such Fiscal Year. The annual Special Tax shall be calculated and levied each Fiscal Year as follows: First: The Special Tax shall be levied Proportionately on each Assessox's Parcel of Developed Property within Zone A, Zone B, or Zone C at up to 100% of the applicable Maxima Annual Special Tax to satisfy the Special Tax Requirement. Ci~ ofChula l/ista August 17, 1999 Commmu(v Facilities District lfo. 99-1 Pttge 7 Second: ffadditional moneys are needed to satisfy. the Special Tax Requirement after the first step has been completed, the Special Tax shall be levied Proportionately on each Assessois Parcel of Undeveloped Property at up to 100% of the Maximum Annual Special Tax for Undeveloped Property. Third: If additional moneys are needed to satisfy the SI~ial Tax Reqticment after the first two st~ have been completed, then the Spe~:ial Tax shall be levied Proportionately on ~ach Assessoes Parcel of Taxable Property Owner Association Properly and Public Property, ff applicable, as provided for in Section F at up to the Maximum P. nmlal SpeCial Tax for Taxable Property Owner Association Property and Public Property, if applicable. NotwithstaDding,.he above, under no cire~wa~ances will the Special Tax levied ~ainSt any Assessor's Paxeel of Occupied Residential Propen'y be incw, ased by more than ten percent per year as a consequence of delinquency or default in the payment of Special Taxes by the owner of any other Assesso~'s Pamel of CFD No. 99-1. BACKUP SPECIAL TAX The following definitions apply to this Section E: "Actual Average Special Tax Per Unit" means, for each Planning Area, the Actual Special Tax Revenue divided by the sum of the number of units included in any currein bullcling permit application(s) plus the number of units within such Planning Area for which building permits have previously been issued. Any Residential Floor Area created by building permits issued after an Assessors Parcel has been classified as O~cupied Residential Property shall not be included in determining the Actual Average Special Tax Per Unit. "Actual Special Tax Revenue" mean~, for each Planning Area, the sum of the total Residential Floor Area shown on any current building permit application(s) plus the total Residential Floor Area from any previously issued building pernuts within the Planning Area multiplied by the applicable Maximum Annual Special Tax, Any Residential Floor Area created by building permits issued after an Assesso~'s Parcel has been classified as Occupied Residential Property shall not be included in determining the Actual Special Tax Revenue. "Backup Special Tax Fund" means, for each Planning Area, the fund or account identified in the Indenture to hold Backup Special Tax payments received from property owners within such Planning Area. "Expected Special Tax Revenue" means, with respect to each Planning Area, the mount shown in the column so labeled in Tables 4, 5, and 6. City ofClmla l~sta Commtmi,tv Facilities District No. August 17, 1999 Page 8 "Required Average Special Tax Per Unit/Acre" means, for each Planning Area, the Expected Special Tax Revenue divided by the total expected number of dwelling units or non-residential Acres (as applicable) expected to be developed within file Planning Area, as determined by the CFD Adminlsttator based on tentative maps, Final Residential Subdivision m~aps, the Development Projection, and all other relevant information available to the CFD _Admini~tor. In cases where residential and non-residential property ale both included within a planning Area, the CFD Admini~lttor may adjust file Required Average Special Tax Per Unit/Acre as neeessmy. *'Share of Annual Debt Service" means, for each Planning Area, the maximum annual debt service on file Bonds multiplied by that Planning Ama's percentage of file total Special Tax revenuc,.as shown in Table 4, 5, and 6 below. A Planning Ama's Share of Annual Debt Sendee shall be adjusted to reflect any prepayments within that Planning Area_ 1. Expected Development and Special Tax Revenues Tables 4, 5, and 6 below identify the amount of development and Special Tax revenue that is currently expected ~'om each Planning Area in Zone A, Zone B, or Zone C. Tables 4, 5, and 6 may be revised by the CFD Adminigtrator if file Planning Area boundaries are modified as a result of the annexation of Annexation Parcels to CFD 99-1 or otherwise. The owner of file Annexation Parcels, upon such annexation, shall provide'file CFD Administrator the total number of residential units or the total number of non- residential Acres, and file total Residenlial Floor Area expected to be developed within the land area of such Annexation Parcels. The CFD Adraini~a~tor shall util/ze this information to modify Tables 5 and 6 to include the additional Expected Special Tax Revenue, and to recalculate the percent of total revenue for each Planning Area. City ofChula Ir~sta Augnat 17, 1999 Community Facilities District No. 99- I Page 9 TABLE 4 Expected Development and Special Tax Revenue by Planning Area within Zone A Community Facilities District No. 99-1 PI_A_NNING AREA R-6 R-7 R-9 R-10 R-t2 R-13 R-14 R-15 R-16 R-17 R-18 R-19 R-20 R-21 R47 R48 C-1 CPF-1 CPF-2 TOTAL NUMBER OF EXPBCTED UNITS/ PRODUCT TYPE ACRES Residential Property 77 units Residential Property 131 units Residential Property 74 units ResideWdal P/operty 123 units Residential Property 83 units Residential Property 88 units Residential Property 139 units Residential Prol~erty 464 umts Residential Property 115 units Residential Propert2y 98 tatits Residential Property 74 units Residential Property 204 units Residential Property 160 units Residential Property 168 units Residential Property 174 units Residential Property 96 units Commercial 8.1 acres Property Commullity Pllrpose 1.5 acres Facility Property Commtlllity Purpose 4.5 acres Facility Property 2,268 units TOTAL RESIDENTIAL FLOOR AREA 179,872 411,078 182,928 324,351 168,988 146,256 215 589 .464 000 178 365 199 528 122988 204 000 160 000 168 000 174,000 195,456 N/A N/A N/A EXPECTED SPECIAL PERCENT TAX OF TOTAL REVENUE REVENUE 50,364 5.07% 115,102 11.58% 51,220 5.15% 90,818 9.14% 47,317 4.76% 40,952 4.12% 60,365 6.07% 129,919 13.07% 49,942 5.02% 55,868 5.62% 34,437 3.46% 57,120 5.75% 44,800 4.51% 47,040 4.73% 48,720 4.90% 54,728 5.51% 12,960 1.30% 600 0.06% 1,800 0. 18% $994,072 100.00% Ci.tv of Chula Vista Cornmuni.tv Facilities District No. 99-1 l. ugust 17, 1999 page 10 TABLE 5 Expected Development and Special 'Tax Revenue by Planning Area within Zone B Community Faeilifies District No, 99-1 NUMBER EXPECTED OF TOTAL SPECIAL PERCENT PLANNING EXPECTED UNITS/ RESIDENTIAL TAX OF TOTAL AREA PRODUCT TYPE ACRES FLOOR AREA. REVENUE REVENUE R-25 Residential Property 48 units 150,624 62,881 6.23% R-26 Residgntial Property 52 units 137,124 60,566 6.00% R-27 Residential Property 37 units 75~332 36,646 3.63% R-28 Residential Property 56 units 93,072 49,391 4.89% R-29 Residential Property 83 units 128,733 70,533 6.98% R-30 Residential Property 119 taxits 197,778 104,956 10.39% R-31 Residgntial Property 71 units 144,556 70,321 6.96% R-32 Residential Property 105 units 259,560 117,272 11.61% R-33 Residential Property 47 units 123,939 54,742 5.42% R-34 Residential Property 35 units 92,295 40,766 4.04% R-35 Residential Property 36 units 112,968 47,161 4.67% R-36 Residential Property 62 units 153,264 69,247 6.86% R-37 Residential Property 60 units 99,720 52,919 5.24% R-38 Residential Property 43 units 87,548 42,589 4.22% R-39 Residential. Property 182 units 182,000 125,579 12.43% CPF-5 Community Purpose 4.7 acres N/A 4,366 0.43% Facility Property TOTAL 1,036 units $1,009,935 100.00% Ci~, of CImla Vista August 1Z 1999 Comtram~,tv Facilities District No. 99-I Page 11 TABLE 6 Expected Development and Special Tax Revenue by Planning Area within Zone C Community Facilities District No. 99-1 PLANNING AREA R-49A R-50 R-51A R-52A R-53 R-54A R-55 R-56 R-57 R-58 R-59 R-60 TOTAL EXPECTED PRODUCT TYPE Residential Property Residential Property Residential Property Residential Property Residential Property Residential Property Residential Property. Residential Property Residential Property Residential Property Residential Property Residential Propernt NUMBER OF UNITS/ ACRES 88 umts 86 units 66 units 69 units 36 units 9 anits 57 units 77 traits 22 units 102 units 55 units 86 units 753 units EXPECTED TOTAL SPECIAL PERCENT RESIDENTIAL TAX OF TOTAL FLOOR AREA REVENUE REVENUE 179,168 $114,034 9.91% 212,592 127,940 11.12% 174,042 102,978 8.95% 216,522 122,870 10.67°/o 112,968 64,106 5.57% 18,324 11,663 1.01% 116,052 73,863 6.42% 169,400 105,336 9.15% 54,384 32,729 2.84% 320,076 181,633 15.78% 145,035 85,815 7.46% 212,592 127,940 11.12% $1,150,907 100.00% 2. Calculation ofRequired Average Special Tax Per Unit/Acre At the time the fh-st building permit applicalion for a Planning Area is submitted to the City, the CFD Administrator shall calculate the Required Average Special Tax Per Unit/Acre. 3. Backup Special Tax due to Loss of Units/Acres If at any time after the Required Average Special Tax Per Unit/Acre has been calculated initially for a Planning Area, the CFD Administrator determines that based on tentative maps, Final Residential Subdivision maps, the Development Projection, and any other available information there has been a reduction in the total expected number of dwelling units or non-residential Acres within that Planning Area, then a Backup Special Tax payment shall be required for each lost unit or Acre prior to the issuance of any additional building permits or the recordation of any additional final maps for such Planning Area. City ofChula Fista August 17. 1999 Communi~ Facilities Distract No. 99-1 Page 12 4. Backup Special Tax due to Loss of Residential Floor Area For Planning Areas that include Residential Property, before each building permit (or group of permits) is issued, the CFD Administxator shall calculate the Actual Average Special Tax Per Unit for the Planning Area. fithe Actual Average Special Tax Per Unit is less than the Required Average Special Tax Per Unit then a Backup Special Tax payment will be required prior to issuance of the building permit(s) included within the calculation. 5. Calculation of Backup Special Tax The Backup Special Tax payment mount will be calculated using the prepayment formula described in Section L 1, with the following exceptions: (i) if the Backup Special Tax is required as a result of Section E.3, then the mount used in Paragraph No. 1 of the prepayment formula described in Section I_ 1 shall equal the number of lost units or Acres, as applicable, times the Required Average Special Tax Per Unit/Acre. In the event Residential Property as identified in Tables 4, 5, and 6 is rezoned in whole or part to non-residential property, the CFD Administrator shall determine the Maximum Annual Special Tax revenue by using the Developed Property rates applicable to such non- residential property and the amount so derived shall be applied as a reduction to the amount determined in the preceding sentence; (ii) ff the Backup Special Tax is required as a result of Section E. 4, then the mount used in Paragraph No. 1 of the prepayment formula descnt~t in Section L 1 shall equal the difference between the Actual Average Special Tax Per Unit and the Required Average Special Tax Per Unit times lhe sum of the number of units for which permits are being issued plus the number of units within the p) _annIng Area for which bullcling permits have previously been issued. The amount determined pursuant to the preceding senten~ shall be reduced by the balance in the Backup Special Tax Fund that has been established for such Planning Area; (iii) in Paragraph No. 7 of the prepayment formula described in Section I. 1, compute the amount needed to pay Laterest on the Bond Redemption Amount until the first redemption date that occurs after five years fi'om the date of the first Backup Special Tax payment In the Planning Area; (iv) any Backup Special Tax payments received for a Planning Area (less Administrative Fees and Expenses) shall be deposited into the Backup Special Tax Fund for that Planning Area and disbursed pursuant to the Indenture; and (v) the Maximum Annual Special Taxes applicable to property within a Planning Area shall not be reduced or relieved as a result of payment of the Backup Special Tax. 6. Use/Release of Backup Special Tax Payments When a Planning Area reaches full buildout (i.e., all expected building permits have been issued), the CFD Administrator shall calculate the actual Developed Property Maximum Annual Special Tax revenues that will be generated f~om such Planning Area, If the actual Developed Property Maximum Annual Special Tax revenues are greater than or eq,.ml to 1.1 times that Planning Area's Share of Annual Debt Sen4ce, the balance in the CiO, ofCtmla )~sta Augnat 17. 1999 Community Facilities District No. 99-] PaRe 13 Backup Special Tax Fund shall be returned m the payer. If Backup Special Taxes have been paid by more than one entity, the mount of Baclmp Special Taxes returned to each payer shall be in proportion to the. mount paid by each entity. If the actual Developed Property IllIll Anntlal Special Tax revenues are less than 1.1 times that Planning Ama's Share of Annual Debt Setdee, then to the extent necessary to generate 110% coverage, the balance in the Backup Special Tax Fund shall be used to redeem bonds on the next available redemption date. Any moneys remaining in Backtip Special Tax Fund ~hall be returned to the peyer. If a Planning Area has not reached full buildout within five years after the first payment ofBaclmp Speeial Taxes for such Planning Area, then all moneys in the Backup Special Tax Fund shall be used to redeem bonds on the next available redemption date. F. EXEMFIIONS No Special Tax shall be levied on: up to 517.5 Acres of Propert3, Owner Association Property and Public Property. Tax-exempt status will be irrevocably assigned by the CFD Administrator in the chronological order in which property becomes Property Owner Association Property or Public Property. After the limit of 517.5 exempt Acres has been re. ached, the Maximum Annual Special Tax obligation for any additional Public Property shall be prepaid in full purs,,ant to Section I. 1, prior to the tmnsfer/dedicahon of such property. Until the Maximum Annual Special Tax obligation for any such property. is prepaid, the property shall continue to be subject to the levy of the Special Tax as Undeveloped Property. Taxable Property Owner Association Property shall be subject to the levy of the Special Tax Underdeveloped Property and shall be taxed Proportionately as part of the third step in Section D above, at up to 100% of the Maximum Annual Special Tax for Taxable Property Owner Association Property. G. REVIEW/APPEAL COMMITTEE The Council shall establish as part of the proceedings and administration of CFD No. 99-1 a special three-member Review/Appeal Committee. Any landowner or resident who feels that the amount of the Special Tax levied on their Assessor's Parcel is in error may ~e a written notice with the Review/Appeal Committee appealing the mount of the Special Tax levied on such Assesso~'s Parcel. The Review/Appeal Committee may establish such pmcedttres, as it deems necessary to undertake the review of any such appeal. The Review/Appeal Committee shall inteqxet this Rate and Method of Apportionment and make determinations relative to the annual administration of the Special Tax and any landowner or resident appeals as herein specified, The decision of the Review/Appeal Committee shall be final and binding as to all persons. Ci(y of Ctada Vlsta August 17, 1999 Cornmunay Facilities District ~.~. 99-1 Page 14 H. MANNER OF COLLECTION The annual Special Tax shall be collected in the same manner and at the same time as Ordinary ad valorera property taxes; provided, however, that CFD No. 99-1 may directly bill the Special Tax, may collect Special Taxes at a ~t time or in a different manner if necessary to meet its financial obligations, and may covenant to foreclose and may actually foreclose on Assessors Parcels, which m delinquent in the troymerit of Spec'ml Taxes. Tenders of Bonds may be accepted for payment of Sp~'ml Taxes upon the mrms and conditions established by the Council pursuant to the Act. However, the use of Bond tenders shall only be allowed on a case-by-case basis as specifically approved by the Council. L PREPAYMENT OF SPECIAL TAX The following definitions apply to this Section "CFD Public Facilities means either $31.6 million 1999 dollars, which shall increase by the Construction Inflation Index on July I, 2000, and on each July 1 thereaRer, or such lower number as (i) shall be determined by the CFD Administrator as sufficient to provide the public facilities under the authorized bonding program for CFD No. 99-1, or (ii) shall be determined by the Coun(d concurrcmly with a covenant that it will not issue any more Bonds to be supported by Special Taxes levied under this Rate and Method of Apportionment as described in Section D. "Construction Fund" meang an account specifically identified in the Indenture to hold funds that are currently available for expenditure to acquire or construct public facilities eligible under the Act. "Construction Inflation Index" means the annual percentage change In the Engineering News-Record Building Cost Index for the City of Los Angeles, measured as of the calendar year, which ends in the previous Fiscal Year. In the event thi~ index ceases to be published, the Construction Inflation Index shall be another index as determined by the CFD Administrator that is reasonably comparable to the Engineering New-Record Building Cost Index for the City of Los Angeles. "Future Facilities Costs" means the CFD Public Facilities minus public facility costs available to be funded through existing constrtmtion or escrow accounts or funded by the Outstanding Bonds as defined in Section A, minns public facility costs funded by interest earnings on the Construction Fund actually earned prior to the date of prepayment, and minus public facilities costs paid directly with Special Taxes. "Outstanding Bonds" means all previously issued Bonds, which will remain outstanding after the first treerest and/or principal payment date following the current Fiscal Year, Ci,tv ofChula I~tsta August 17, 1999 Community Facilities Dismet No. 99-1 Page 15 excluding Bonds m be redeemed at a later date with the proceeds of prior prepayment of Maxinltllll Annllal Special Taxes. 1. Prepayment in Full The Maximum Annual Special Tax obligation may only be prepaid and permanently satisfied by an Assessors Parcel of Developed hopefly, Undeveloped Property for winch a bullding p~xmit hn~ ~ issued, or Public Property. The Maximum Anmlal Special Tax obligation applicable to such Assessors Parcel may be fully prepaid and the obli~fion of the Assessors Parcel to pay the Special Tax permanently ~ntisfied as described herein; provided that a prepayment may be made only ff there are no delinquent Special Taxes with respect to such Assessors Parcel at the lime of prepayment An owner of an Assessors Parcel intonding to prepay the Maximum Anmml Special Tax obhgation shall provide the CFD Admini.~Uator with written notice of intent to prepay. Within 30 days of receipt of such written notice, the CFD Admin~hutor shall notify such owner of the prepa.vment amount of such Assessors Parcel. The CFD Admini~Intor may charge a reasonable fee for providing this figure. Propayment must be made not less than 45 days prior to the next occurring date that notice of redemption of Bonds from the proceeds of such prepayment may be given to the Trustee pursuant to the indenture. The Prepayment Amount (defined below) shall be calculated as summarized below (capitalized t~tms as defined below): Bond Redemption Amount less less Total: equals Redemption Premium Future Facilities Amount Defeasance Amount Administrative Fees and Expenses Reserve Fund Credit Capitalized interest Credit Prepayment Amount As of the proposed date of prepayment, the Prepayment Amount (defined below) shall be calculated as follows: Paragraph No.: 1. ForAssessofs Parcels of Developed Property, compute the Maximum Annual Special Tax for the Assessors Parcels to be prepaid, For Assessors Parcels of Unaeveloped Property to be prepaid, compute the Maximum Annual Special Tax for that Assessor's Parcel as though it was already designated as Developed Property, based upon the building permit, which has already been issued for that Assessors Parcel. For Assessors Parcels of Public Proparty to be prepaid, compute the Maximum Annual Special Tax for that Assessors Parcel. C i~ of Chula lrtsta Commsmi~ Facilities Dist~ct No. 99~1 August 17, 1999 Page 16 Divide the Msximum Ann~a] Special Tax computed pursuam to paragraph l by the sum of the total expected Special Tax revenues in Tables 4, 5, and 6 in Section E, excluding any Assessors Parcels, which have been prepaid, Multiply the quotiem computed pursnsnt to paragraph 2 by the OnlStaVding Bonds tO compute the mount of Oulstanding Bonds to be mired and prepaid (the "Bond Redemption Amount'~. Multiply the Bond Redemption Amount computed pun~,nnt 1o paragraph 3 by the applicable redemption premium. if any, on the Ontsta.nding Bonds to be redeemed ( the "Redemption .Premium '~. Compute the Future Facilities Costs. Multiply the quotient computed pursuant to paragraph 2 by the mount determined pursuant to paragraph 5 to compute the mount of Ftrture Facilities Costs to be prepaid (the 'Truture Facilities Amount"). Compute the mount needed to pay intenst on the Bond Redemption Amount from the first bond interest and/or principal payment date following the cuLtrent Fiscal Year until the earliest redemption date forthe Outstanding Bonds. g. Confirm that no Special Tax delinquencies apply to such Assessors Parcel. 9. Determine the Special Taxes levied on the Assessoes Parcel in the eraTent Fiscal Year, which have not yet been paid. 10. Compute the minimum mount the CFD Admini~hator reasonably expects to derive from the reinvestment of the Prepayment Amount less the Future Facilities Amount and the Administrative Fees and Expenses from the date of prepayment until the redemption date for the Outstanding Bonds to be redeemed with the prepayment. 11. Add the mounts computed pursuant to paragraphs 7 and 9, and subtract the amount computed pursuant to paragraph I0 (the 'Defeasance Amount''). 12. Verify the administrative fees and expenses of CFD No. 99-1, including the costs of computation of the prepayment, the costs to invest the prepayment proceeds, the costs of redeeming Bonds, and the costs of recording any notices to evidence the prepayment and the redemption (the %4dministrative Fees and Expenses'~. 13. The reserve fund credit (the "Reserve Fund Credit'') shall entual the lesser oe (a) the expected reduction in the reserve requirement (as defined in the Indenture), if any, associated w/th the redemption of Outstanding Bonds as a result of the prepayment, Ci~FofChula lqsta ,august 17. 1999 Commmu,tv Facilities District Ato. 99~1 page 17 or (b) the amount derived by subWacting the new reserve requirements ( as deftned in the Indenutre) in effect after the redemption of Outstanding Bonds as a result of the prepaymem from the balance in the reserve fund on the prepaymeut date, but in no event shall such mount be less than zero. 14. If any capilalized interest for the OutsUmdinE Bonds will not have been expended at the lime of the first interest and/or principal payment following the current Fiscal Year, a capilaliTed interest credit shall be calcttlalt~d by mulliplying the quotiem computed pu~uant m paragraph 2 by the cx~'tcd b~ls-ce in the c~dmlized interest fund after such first roterest and/or principal payment (the "CapitalSzed Interest Credit'3. 15. The Maximum AJinual Special Tax prepayment is equal to the sum of the amounts computed punuant to paragraphs 3, 4, 6, 11, and 12, less the amounts computed pursuant to paragraphs 13 and 14 (the "Prepayment Amount'3. 16. From the Prepayment Amount, the amounts computed pttrsuant to paragraphs 3, 4, 11, 13, and 14 shall be deposited into the appropriate fund as established under the Indenture and be used to retire Outstanding Bonds or make debt service payments. The amount computed pursuant to paragraph 6 shall be deposited into the Construction Fun& The mount computed pursuant to paragraph 12 shall be retained byCFDNo. 99-1. The Prepayment Amount may be sufficient to redeem other than a $5,000 increment of Bonds. In such cases, the increment above $5,000 or integral multiple thereof will be retained in the appropriate fund established under the Indenture 1o be used with the next prepayment of bonds or to make debt service payments. As a result of the payment of the current Fiscal Year's Special Tax levy as determined under paragraph 9 (above), the CFD Admini~h ator shall remove the current Fiscal Year's Special Tax levy for such Assessoes Parcel from the County tax rolls. With respect to any Assessors Parcel that is prepaid, the Board shall cause a suitable notice to be recorded in compliance with the Act, to indicate the prepayment of Spec'ml Taxes and the release of the Special Tax lien on such Assessors Parcel, and the obligation of such Assessors Parcel to pay the Special Tax shall cease. Notwithstanding the foregoing, no Special Tax prepayment shall be allowed unless the amount of Maximum Annual Special Taxes that may be levied on Taxable Property within CFD No. 99-1 both prior to and after the proposed prepayment is at least 1.1 times the maximum annual debt service on all Outstanding Bonds. Tenders of Bonds in prepayment of Maximm Annual Special Taxes may be accepted upon the terms and conditions established by the Council pursuant to the Act However, Ci,ty of Chula Ft~ta tngust 17. 1999 Communi.tv Facihtdes District No. 99-1 Pt~le 18 the use of Bond tenders shall only be allowed on a case-by-case basis as specifically approved by the Council. 2. Prepayment in Part The Maximum Annual Special Tax on an Assessors Parcel of Developed Property or an Assessors Parcel of Undeveloped Property for which it building permit has been issued may be partially prepaid. The amo, mt of the prepaymem shall be calculated as in Seetion L1; except that a partial prepayment shall be calculated according to the following formula: PP=PExF These terms have ihe following meaning: PP = the partial prepayment PE = the Prepayment Amount calculated according to Section I. 1. F = the percent by which the owner of the Assessors Parcel(s) is partially prepaying the Maximum Annual Special Tax. The owner ofun Assessors Parcel who desires to partially prepay the Maximum Annual Special Tax shall notify the CFD Administrator of(i) such owner's intent to partially prepay the Maximum Alltnual Special Tax, (ii) the percentage by which the Maximum Annual Special Tax shall be prepaid, and (iii) the company or agency that will be acting as the escrow agent, ff applicable. The CFD Admini~hator shall provide the owner with a statement of the amount required for the partial prepayment of the Maximum Annual Special Tax for an Assessors Pamel within 30 days of the request and may charge a reasonable fee for providing this service. With respect to any Assessors Parcel that is partially prepaid, the City shall (i) distribute the funds remitted to it according to Paragraph 16 of Seelion L 1, and (ii) indicate in the records of CYD No. 99-1 that there has been a partial Fifepayment of the Maximum Annual Special Tax and that a portion of the Maximum Annual Special Tax equal to the outstanding percentage ( 1.00 - F) of the remaining Maximum Annual Special Tax shall continue to be authorized to be levied on such Assessors Parcel pursuant to Section D. J. TERM OF MAXIMUM ANNUAL SPECIAL TAX The Maximum Annual Special Tax shall be levied commencing in Fiscal Year 1999- 2000 to the extent necessary to fully satisfy the Special Tax Requirement for a period no longer than the 2034-2035 Fiscal Year. Ci,tv ofCImla lasta August 17. 1999 Comraunitv Facilities District No. 99-1 page 19 RO99-3 OTAY WA~ DISTRICT C_d)Lj~ COURSE R,IK)ROANIZ. A, TION .~a'.~NEXA'rlON OF C~A ~TA ~D D~ACIBT FROM ALL THAT PORTION OF SECTIONS 23 AND 26, TOWNSHIP 17 SOUTH, RANGE I WEST, SAN BEKNARDINO BASE AND MERIDIAN, IN THE COUNTY OF SAN DIEGO, STATE OF CAI,~A, ACCORDING TO UNTItD STAT'E~ OOYEKNI~ SUR%~:Y, LYING WITHIN THE FOLLOWING DESCRIBED BOUNDS: BEGINNING AT 'HIE SOUTHWEST CORNER OF SAID SECTION 2,3, SAID POINT BEING ON THE WEST BOUNDARY OF RECORD OF SURVEY MAP NO. 8514, RECORDED ON MAY 29, 19gO IN THE OFFICE OF THE COUNTY RECORDER OF SAN DIEGO COUNTY, AS FILE NO. 80-174~04; 1. THENCE NORTH 02'24'36' EAST, 1975.94 FEET ALONG THE WESTERLY LINE OF SAID SF-C'~ON 23 TO THE S0~Y LINE OF THE NORTIP, VEST QUARTER OF THE NORTHWEST QUARTER OF THE SO~T QUARTER OF SAID SECTION 23; lt-IENCE SOUTH 89'01'13' EAST, 6J4. t9 ~ ALONG SAID SOUTHERLY LINE TO THE .EASTERLY LINE OF SAID NORTHWEST QUARTER OF THE NORTHWEST QUARTER OF THE SOUTHWEST QUARTER OF SAID SECTION 23; 3. THENCE NORTH 02°00'05" FAST, 659.32 FEET ALONG SAH) EASTERLY LINE TO THE SOUTHERLY LINE OF THE NORTHWEST QUART~ OF SAID SECTION 23; THENCE SOUTH 89'05'19' EAST,.649.52 FLEET ALONG-SAID SOUTHERLY LINE TO THE WESTERLY LINE OF THE EAST HALF OF THE NORTHWEST QUARTER OF SAID SECTION 5. THENCE NORTH 00'44'02" EAST, 2644;43 FE~T ALONG SAID WESTERLY LINE TO THE NORTFt-,EEL Y LIN~ OF SAID SECTION 23; 6. THENCE NORTI-I 89°45'20" EAST, 130138 FEET ALONG SAID NORTHERLY LINE TO THE NORTH QUAR'f'ER CORNER ~F; TIENCE CONTXNVlq~G ALONG SAID NORTHeY LINE, SOUTH 87'03'12' ~, 1~3.~ TO 1~ FAS~LY L~E OF ~ ~T t~LF OF THE ~ST ~F OF S~D SE~ION 23; EXI-HBITA PAGE 1 OF 2 EXH B'IT A THENCE SOUTH 01 °09'37" WE. ST, 2622_27 FEET ALONG SAID F_.ASTERLY LINE TO AN ANGLE POIl,fir 'lq-IEPJ~'N; 9. THENCE CONTINUING ALONG SAID EASTERLY IJNE, 'SOU'f~ 00°58'32" WEST, 265228 F~ET TO THE SO~ST CORNER OF TI{E WEST HALF OF TI3,E FAST HALF OF SAID SECTION 23, BEING ALSO T~E NORTHEAST CORNER OF THE NORThWIlT QUARTI~R OF THE NORIHEAS'T QUARTER OF SECTION 26, SAID TOWNSflIP AND ]0. THENCE SOUTH 00°49'03" WEST, 1325.87 FEET ALONG THE EASTERLY LINE OF SAID NO RTIt',VEST QUARTER OF.THE NORTHEAST QUARTER TO THE SOUTHEAST CORNER THEREOF: THENCE NORTH gg042'42' WEST, 4000.92 FEET ALONG TIlE SOUTHERLY LINE OF SAID NORTHWEST QUARTF~ OF THE NORTHEAST QUARTER AND ALONO THE SOUTHERLY LINE OF THE NORTH HALF OF THE NORTHWEST QUARTER OF SAID SE.C'F|ON 26 TO ~ WESTERLY LINE TI-IEREOF; 12. THF..NCE NORTH 00'26'19' EAST, 1318.19 FEET ALONG SAID WESTF:~LY LiNE TO THE POtNT OF BEGINNING. 1J ,121999 EXHIBIT A PAGE 2 OF 3