HomeMy WebLinkAbout2006/03/22 Board of Ethics Minutes
MINUTES OF A
BOARD OF ETHICS MEETING
CITY OF CHULA VISTA, CALIFORNIA
March 22, 2006
Cedar Conference Room
3:30 P.M.
The meeting was called to order by Chair Batcher at 3:30 p.m.
1. Roll Call1lntroduction of New Members
MEMBERS PRESENT: Karen Batcher, Felicia Starr, Guy Chambers, Chris Searles,
Michael German
ALSO PRESENT: Nora Smyth, Contract Attorney, and Lisa Foster, attorney with
McDougal, Love, Eckis, Smith, Boehmer & Foley.
2. Approval of the Minutes of March 2, 2006
Member Chambers indicated that on Page 1, the third paragraph of Item 3 states that
"Member Chambers mentioned he and a Professor at UCSD. .." This statement was
actually made by Member German, not Member Chambers.
Member Searles indicated that Chair Batcher's name was misspelled on Page 6, Item 9.
It was MSUC (German/Searles) to approve the minutes of March 2, 2006 with the
referenced corrections.
3. Review of Complaints Received February 3, 2006 and November 23, 2005
Chair Batcher felt that the unsigned complaint should be considered first. It was her
opinion that this complaint did not involve any ethics violations but the Commission
could refer the individual issues to the appropriate city departments.
Member Searles indicated that he had met with the Engineering Department concerning
the complaint regarding the alley (No.3). After looking at the situation he was satisfied
that everything had been done per standard practice and he felt there was no need to
consider this item any further. As far as the complaint regarding Hilltop Park (No.2), he
will bring this issue forward to the Parks and Recreation Commission at their next
meeting.
The remaining item (No.1) was in regard to bodyguard service. It was Chair Batcher's
feeling that this issue is in the vein of how the City spends city funds and that should be
forwarded to the City Manager or Finance for review. She was informed that the City
Attorney's Office is in the process of reviewing the bodyguard contract at this time, so
referring this complaint may be moot now.
It was MSUC (German/Chambers) to refer Items No. 1 and 2 to the City Manager's
Office for follow-up by the appropriate department.
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March 22, 2006
It was MSUC (German/Starr) to dismiss the unsigned complaint inasmuch as there is no
cause to move forward.
Chair Batcher indicated that the next item for review is the complaint regarding the
appointment of Patricia Chavez to the City Council. She indicated she felt the Board
members should discuss this item initially before asking the public to submit comments.
She indicated that, in her opinion, it was the Board's aim to determine whether any
violation of Section 2.28.010 of the Municipal Code had occurred. That section states
"all public officials should conduct themselves in a manner that will tend to preserve
public confidence in and respect for the government represented."
Member Searles agreed, but it was his opinion that in addition to determining if a
violation of the cited Municipal Code section had occurred, it was also necessary to
determine if a violation of the Brown Act had taken place. He felt that the Code was
very vague regarding what is and what is not enforceable, and that these issues should
be addressed when the Board reviews the ethics ordinance for suggested amendments.
Attorney Foster agreed that the public finds the Code is very unclear on which sections
are enforceable and which are advisory only. She pointed out that while Section
2.28.050 sets out a list of specific prohibitions, Section 2.28.040 says that "no official
subject to the Code shall grant or make available to any person any consideration or
advantage." This is arguably an enforcement issue but it is not listed under the
prohibitions of Section 2.28.050.
Board Member German agreed with Member Searles that the core issue to be decided
was if a violation of the Brown Act had occurred. Member Starr questioned if the Board
could look into seeing if there had been a violation of Section 2.28.040 of the Municipal
Code, even if this section had not been cited in the complaint. Chair Batcher felt that
lay people could not be expected to know all the provisions of the Ethics Code and that
the Board could certainly investigate all possible violations even if they had not been
referenced in the complaint. Member Chambers agreed, but felt the task today was
really to deal with a possible Brown Act violation.
Member German felt that now that the Board members had indicated their positions, the
meeting should be opened up for public comment. Chair Batcher reminded the
members of the public their comments would be limited to 3 minutes each.
Sharon Flovd, 273 D Street, distributed a packet of facts she had compiled in response
to the Watry complaint and the ethics investigation. These included a memo from the
Mayor's secretary regarding distribution of the December 15 memo, a memo from the
City Clerk asking the Councilmembers to review the applications and notify Natalie
Flores or herself of the names of those they wished to interview, the names submitted
by Council for interviews, Council minutes from December 6 and 16 and January 10
reflecting comments from Councilmember Castaneda regarding Patricia Chavez and
the appointment process, and miscellaneous information regarding campaign
contributions to Rudy Ramirez.
Patricia Aquilar, 1048 Surrey Drive, Bonita, stated it was her opinion that when the
Council discussed the appointment process at their December g meeting, it was their
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March 22, 2006
intent to interview 13 applicants. She felt the Mayor had unilaterally decided on
December 15 to change that process and that constituted unethical behavior and a
betrayal of the public trust. She referred to Councilmember Castaneda's former
testimony that he had not received the memo on the 1Sth and felt the rest of the Council
should be interviewed to determine when they received the memo. She stated it was
her belief that there was enough probable cause to launch an investigation. She read
from the transcript of the December 9 minutes regarding discussion between
Councilman Rindone and Mayor Padilla about the appointment process. She further
compared this process to that of selecting the CVRC positions, in which the "winnowing"
of candidates took place in a public meeting, whereas she felt that the process for the
appointment of Patricia Chavez was done in private. It was her belief that the Board
should not be investigating this complaint as a violation of the Brown Act but rather as a
violation of the Ethics Ordinance.
Peter Watry, 81 Second Avenue, voiced his opinion that no ordinance could possibly
foresee every possible future violation and he felt the Board should use their judgment
to determine if there was unethical conduct. He didn't necessarily agree with Ms.
Aguilar that the Mayor made a unilateral decision to change the process after the
December 9 meeting; however, he felt that the decision to do so was definitely done
behind closed doors.
Steve Haskins, 4045 Bonita Road, expressed his concern that the Board was focusing
on a possible violation of the Brown Act rather than investigating the allegations
regarding the date the Mayor's memo was actually distributed. He felt that with
computer technology it would be possible to determine when the memo was actually
typed even if it could not prove when it was distributed. He felt enough testimony had
been presented for probable cause to investigate this issue.
Attorney Foster clarified that for a violation of the Brown Act to have occurred, at least
three Councilpersons had to confer to take action outside the public hearing process.
The theory that the Mayor unilaterally changed the process does not represent a
violation of the Brown Act because one person acting alone does not meet the criteria
for violating the Act. She felt it was relevant to make this point.
Gerry Scott, member of Crossroads II, referred to Ms. Floyd's information on
contributions made to the campaign of Rudy Ramirez and other allegations she
presented. He disagreed with her "list of facts" and wished to voice his support for Mr.
Watry.
Sandv Duncan, 262 Second Avenue, wished to relinquish her time to Patricia Aguilar for
additional comments.
Patricia Aquilar wished to reiterate that the appointment process, whether accidentally
or on purpose, resulted in an undermining of the public trust in the city government, as
was evidenced by the numerous letters written by the public to the press, and the
editorials that came out.
There being no further public comments, the Board returned to discussion of Agenda
Item 3.
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March 22, 2006
Member Starr indicated that she felt there were enough red flags for her to feel the
complaint should be investigated further, i.e., there was more evidence to look into it
than resolution to dismiss it.
Chair Batcher reminded the members of the Board that today's meeting was just a
probable cause hearing, not an investigation into the merits of the complaint to
determine if there was a violation.
Attorney Foster asked Member Starr if she was focusing on any particular sections of
the Code, to which she responded that there were two areas, Section 2.28.050,
Unethical Conduct, and Section 2.28.010, Establishment of Code of Ethics.
Member Chambers asked her if she felt that the Mayor had violated these sections of
the Code and, if so, based on what.
Member Starr responded that as a member of the public, were she not a member of the
Board, she would have had questions regarding the process for the appointment of
Patricia Chavez and particularly about the dispersal of the memo.
Member Searles felt that although the memo is problematic, the discussion at the
December 9 meeting could have resulted in each of the Councilmembers present
believing that they were to generate a list of names and come up with a limited number
of interviewees rather than interviewing every qualified applicant. The transcript of the
meeting indicates that they could have made that inference. The discussion of the
CVRC appointment process may have caused some confusion and, although it was
apparent from the transcript that the Mayor and Councilman Rindone were familiar with
that subject, the other Councilmembers may not have been. He felt that if there were
any questions about the process, why weren't those questions raised at the time of the
appointment? He thought it was unfortunate that the members of the public, who were
present at the December 9 meeting, as well as Councilman Castaneda, did not fully
understand the process that was being discussed for the appointment, but he did not
feel that that was necessarily a violation of the Ethics Code, just poor communication.
He agreed that public confidence may have been eroded, but a lot of the letters sent to
the press were in regard to the qualifications of the candidate, not the appointment
process.
Chair Batcher indicated that since these meetings have been publicized, she has been
misquoted on many occasions. As an aside, she wished to comment that what is
printed in the press is not necessarily accurate.
Member German referred to Page 2 of the December 23, 2005 memo from the City
Attorney to Peter Watry, wherein it states that the City Council decided at the November
29, 2005 Council meeting that with regard to CVRC appointments, they would interview
only those candidates who were selected by at least one other Council member. He felt
that since that process was adopted in public, and there was no evidence of any ex
parte communications among the Councilmembers regarding use of that process, he
did not feel that any violation had occurred.
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March 22, 2006
Mr. Watry interjected that over the past many years, the Council has always decided in
open meeting what process would be used in appointments and that just because they
had used a particular method for appointing CVRC members did not mean that would
be the process used for all future appointments.
It was Member German's understanding that the transcript of the December 9 meeting
indicates that all the Councilmembers were aware they would be following the same
process as used for the CVRC.
Mr. Watry felt that Councilmember Rindone had made a motion to use the CVRC
process, but that the motion died for lack of a second, so it was his (Mr. Watry's) belief
that since the motion died, the Council would be interviewing all the qualified applicants.
Member Searles referred to later discussion during the meeting, where Councilman
Rindone talked about using the CVRC process to come up with the list. Member
Searles indicated he understood the public outcry regarding how the list was whittled to
only three interviewees and, as a citizen of Chula Vista, he himself would have liked to
see how that eliminatory process was conducted.
Chair Batcher indicated that her interpretation of the December 9 transcript indicates
that the Mayor initially indicated that regardless of how many candidates submitted
applications, the Council would have to accommodate their schedules to conduct the
interviews. At that point, Councilman Rindone suggested using the process that had
been used for the CVRC, which he felt had worked well.
Sandv Duncan questioned how Patricia Chavez' name appeared on all the
Councilmembers' lists. Chair Batcher clarified that each of the Councilmembers knew
Patricia Chavez from her work on a subcommittee established by Patty Davis.
Member Searles felt that the problem was poor communication of the political process.
He did not see that there was any manipulation of the process for the personal gain of a
particular individual. As far as the dispersal of the December 15 memo, he felt that
Councilmember Castaneda had ample opportunity to voice his concerns or questions
earlier in the process.
Member Chambers indicated that he agreed that it was a poor communication model
that unfortunately resulted in the undermining of the confidence of the community in
the city government. He felt it was the Board's task to revise the Municipal Code in an
effort to avoid future miscommunications, but this complaint did not indicate there were
any intentional ethics violations.
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March 22, 2006
Ms. Aguilar stated that it was her opinion that prior to Councilman Rindone's suggestion
on Page 4 of the transcript, the process discussed was to interview all qualified
candidates. She felt that although he made the comment to follow the CVRC process,
no one supported it.
Discussion ensued among the Board members regarding their interpretation of the
intent of the Council after Councilman Rindone's suggestion. Member German felt that
after Councilman Rindone made his suggestion there was no opposition to the method
he proposed. Member Searles questioned that if Mayor Padilla originally proposed
interviewing all the candidates and Councilmember Rindone wished to interview fewer
applicants, why is the complaint against the Mayor? His interpretation of the transcript
is that after Councilman Rindone suggested using the CVRC process, all present
agreed, so he didn't see the purpose of the complaint against the Mayor.
Mr. Watry felt that the December 15 memo from the Mayor changed the rules.
Member German quoted from the memo, which states, "Pursuant to previous Council
appointment procedures, only those applicants selected by at least two
Councilmembers will be interviewed." That "previous Council appointment procedures"
refers to the CVRC process.
Mr. Watry reiterated he did not feel that was a precedent and Member German
respectfully disagreed with him.
Member Searles asked if anyone felt that the CVRC process did not involve the
Council members generating lists of and then interviewing only those applicants who
appeared on at least two lists.
Ms. Aguilar stated that there was someone on the Mayor's CVRC list who was not on
any other list. The Mayor asked for another Councilmember to include this person on
their list.
Member German indicated he felt that this time they fine tuned the process and
submitted their lists in writing rather than verbally so the opportunity to change their lists
was eliminated.
Member Searles felt that there were two parts of the CVRC process, one of which was
followed in this instance and one that was not. The CVRC appointment was discussed
in open session and this clearly was not. However, the basic premise that did get
followed was that the prospective interviewee's name had to appear on at least two
lists. It was clear to him from reading the December 9 transcript that this was the
procedure agreed upon and if anyone did not understand it or agree with it, they should
have spoken up about their confusion or disorientation about the process at that time,
not go through the entire process, validate the appointment and then claim confusion.
Chair Batcher reminded the Board that it was getting late and they would need to either
continue this item or take action in a timely manner.
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March 22, 2006
Attorney Foster called their attention to the memo from the City Clerk dated December
13 indicating that 19 applications had been received, and asking the Councilmembers to
submit the names they wished to include in the interview process to either Natalie
Flores or herself by noon of the 14th
Member Searles referred to the letter City Attorney Moore had sent to Mr. Watry
explaining why she did not feel there was a violation of the Brown Act. Attorney Moore
also indicates in that memo that at no time did the Councilmembers share their lists. If
this was so, Mayor Padilla was not privy to the names on the other lists.
Chair Batcher referred to the Clerk's December 13 memo, which states that the names
were to be turned in by noon so that "staff could begin calling to schedule for
interviews." It does not indicate that the list of names was going to be sent to any of the
Councilmembers, and that is consistent with Ms. Moore's memo.
Member German reiterated that he felt the Council was aware that the process to be
followed was the same as for the CVRC appointments. Chair Batcher agreed that if
there was some confusion someone should have come forward earlier.
Member Searles felt that he had spent many hours reviewing all the documentation with
the intent of looking for a violation of either the ethics ordinance or the Brown Act. He
indicated he would not vote for probable cause, but he did agree with Member
Chambers that at the very least the Board should send a public communication to the
City Council that the process should have been more clearly communicated. He hoped
that the City Council learned a lesson from this so a similar problem can be avoided in
the futu re.
It was MSC (German/Chambers) that pursuant to Section 2.28.150 of the Board of
Ethics Code, the complaint dated and received February 3, 2006 by Peter Watry be
dismissed summarily for lack of probable cause and the interested parties be notified in
writing of this action.
AYES:
NOES:
Batcher, German, Chambers, Searles
Starr
It was MSUC (Chambers/German) to send a letter of reprimand to the City Council
indicating the Board's displeasure with the poor communication involved in this recent
appointment process. Member Searles offered to draft the proposed language for the
letter and will submit it to the Board for their approval prior to the next meeting.
Attorney Foster indicated that she felt the appointment process was so important that it
should not be left to a case-by-case decision but maybe the Council should look into
including the process as part of the Charter or Municipal Code. It was her belief that
other cities have the appointment procedure set out in their Municipal Code and that
would avoid the public's perception that the Council was hiding something by meeting in
closed session.
Chair Batcher wished to express to Mr. Watry that the Board had spent a lot of time
investigating the complaint and although he might be disappointed in the outcome, she
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March 22, 2006
did want him to know that the Board did thoroughly consider the allegations before
coming to their decision.
4. Vote for a New Vice Chair
Chair Batcher nominated and Member Chambers seconded the appointment of Member
Searles as Vice Chair. Member Searles accepted the nomination and was unanimously
appointed to serve in this capacity.
5. Oral Communications (for subject matter that is not on the agenda)
Patricia Aquilar complimented Chair Batcher on her conduct of the meetings. She felt
she acted very professionally and treated members of the public with respect and
allowed them to present their views. She then asked if any of the Board members had
received any requests from City officials attempting to influence their decision regarding
the outcome of this complaint.
Member Searles referred to the letter the Board had received earlier from Mayor Padilla
indicating that he did not care whether the complaint was heard in open or closed
session, and Member Searles reiterated his earlier remarks regarding the lack of value
of such a statement in the political arena. He also mentioned he had had a
communication from Mr. Watry, which he explained had to be submitted to the entire
board, not individual members.
6. Members' Comments
Member Searles stressed his concerns that the Board needs to move forward quickly
on reviewing the ethics ordinance. He felt that the Board needed to focus their efforts
on getting this done even if it meant having special meetings and putting in extra time.
Member Chambers agreed, and Chair Batcher explained that this process had actually
started about six years ago but hadn't made much progress until recently when the
current Board started reviewing it section by section. More progress had been made in
three or four months than had been achieved in six years. She further clarified that the
review process would normally be the subject of the Board's monthly meetings if there
hadn't been these recent complaints.
Chair Batcher felt that now that the Board had dealt with the complaints before them,
they could get back to reviewing the revisions to the ordinance and, if future complaints
are received that take up the Board's time, they can discuss having special meetings or
creating an ad hoc committee at that time.
Member Searles' concerns were that until the Code is changed to hold probable cause
hearings in Closed Session, the current practice of open meetings must remain in
effect. That is why he felt it was important to move forward on suggested amendments
to the ordinance.
Attorney Nora Smyth indicated that the powers of the Board include the ability to adopt
rules of procedure for the conduct of its business. She felt it would be easier to develop
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March 22, 2006
rules for their own procedures that would not have to be approved by any other body.
Going before the Council to change the ordinance may take some time but in the short
term, she felt the Board could adopt their own procedures for dealing with complaints.
Chair Batcher felt this was a more desirable option. Member Searles was comfortable
with this as long as the Board agreed on a process.
Attorney Foster felt that the Board was certainly empowered under the Code to create a
procedures manual and this might be a short-term resolution, but after seeing the Board
struggle with this complaint particular with regard to which sections of the Code are
enforceable and which are not, at some point in time that needs to be looked at. There
is a lot of vague language, e.g., the reference to officials conducting themselves in a
way that preserves public confidence, which cannot be enforced, and she felt it was
important for the Board to revise those sections and make them clear.
Discussion ensued regarding items in the press that were misreported or misquoted.
7. Staff Comments
Attorney Foster indicated that she would not be providing assistance to the Board now
that the complaint was resolved. She announced that she had been appointed Interim
City Attorney for the City of Poway, but she could continue to provide assistance to the
Board on an as needed basis.
ADJOURNMENT AT 6:30 P.M. TO THE NEXT REGULAR MEETING OF APRIL 26.
2006 at 3:30 P.M.
~~~
RECORDING SECRETARY U
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March 22, 2006