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HomeMy WebLinkAboutAgenda Packet 2000/05/16 CITY COUNCIL AGENDA May 16, 2000 ~r 6:00 p.m. Council Chambers Public Services Building 276 Fourth Avenue, Chula Vista CI'IY OF CHULA VISTA City Council City Manager Patty Davis David D. Rowlands, Jr. John S. Moot City Attorney Stephen C. Padilla John M. Kaheny Mary Salas City Clerk Shirley A. Horton, Mayor Susan Bigelow The City Council meets regularly on the first calendar Tuesday at 4:00 p.m. and on the second, third and fourth calendar Tuesdays at 6:00 p.m. Regular meetings may be viewed at 7:00 p.m. on Wednesdays on Cox Cable Channel 24 or Chula Vista Cable Channel 47 AGENDA 6:00 P.M. MAY 16, 2000 CALL TO ORDER ROLL CALL: Councilmcmbers Davis, Moot, Padilla, Salas, and Mayor Horton. PLEDGE OF ALLEGIANCE TO THE FLAG, MOMENT OF SILENCE SPECIAL ORDERS OF THE DAY · PRESENTATION OF A PROCLAMATION PROCLAIMING THE WEEK OF MAY 14 THROUGH MAY 16, 2000 AS PEACE OFFICERS MEMORIAL DAY - ACCEPTED BY POLICE CHIEF RICK EMERSON · PRESENTATION OF A PROCLAMATION PROCLAIMING THE WEEK OF MAY 21 THROUGH MAY 27, 2000 AS PUBLIC WORKS WEEK - ACCEPTED BY JOHN LIPPITT, DIRECTOR OF PUBLIC WORKS · PRESENTATION ON STATE AND LOCAL FISCAL REFORM BY KEN FABRICATORE, SENIOR ECONOMIST, SANDAG CONSENT CALENDAR (Items 1 through 8) The staff recommendations regarding the following items listed under the Consent Calendar will be enacted by the Council by one motion, without discussion, unless a Councilmember, a member of the public, or City staff requests that the item be removed for discussion. If you wish to speak on one of these items, please fill out a "Request to Speak"form (available in the lobby) and submit it to the City Clerk prior to the meeting. Items pulled from the Consent Calendar will be discussed after Action Items. Items pulled by the public will be the first items of business. 1. WRITTEN COMMUNICATIONS A. Letter from the City Attorney stating that to the best of his knowledge from observance of actions taken in Closed Session on May 9, 2000, there were no actions taken which are required under the Brown Act to be reported. Staff recommendation: The letter be received and filed. 2. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING AN AGREEMENT WITH BERRYMAN & HENIGAR FOR APPORTIONMENT SERVICES FOR FISCAL YEARS 2000-2001 THROUGH 2002- 2003 FOR CITY ASSESSMENT DISTRICTS, AUTHORIZING THE MAYOR TO EXECUTE SAID AGREEMENT AND AUTHORIZING AN EXPENDITURE OF A MAXIMUM OF $150,000 FOR THIS PURPOSE 05/16/2000 Page 1 - Council Agenda The purpose of the proposed agreement is to retain the servcies of Berryman & Henigar to perform the respreading of assessments on existing City assessment districts and prepare the Annual Collection Report to be submitted to the County for inclusion in the property tax bill. The agreement is for a term of three years. The current agreement with Berryman & Henigar for performing these servcies, which was for a term of five years, expires this year. This action will ensure that the City's fiduciary responsibility to the bond holders is fulfilled by providing required apportionment and collection services as delineated in the Streets and Highways Code. (Director of Public Works) Staff recommendation: Council adopt the resolution and authorize the expenditure of funds from assessment district fees for the payment of these services. 3. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA REJECTING BIDS FOR THE "INSTALLATION OF INTERNALLY ILLUMINATED STREET NAME SIGNS AT VARIOUS LOCATIONS IN THE CITY OF CHULA VISTA" PROJECT (CIP TF-279) On April 19, 2000, the Director of Public Works received sealed bids from two electrical contractors for the "Installation of Internally Illuminated Street Name Signs at various locations in the City of Chula Vista" project (CIP TF-279). After reviewing the bids, staff recommends, in the best interest of the City, they be rejected. City staff will re- advertise the project for bids on May 20, 2000. (Director of Public Works) Staff recommendation: Council adopt the resolution. 4. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING THE TRANSFER OF FUNDS FROM LIBRARY AND RECREATION SUPPLIES AND SERVICES ACCOUNTS TO THE CAPITAL EQUIPMENT ACCOUNT FOR THE PURCHASE OF EQUIPMENT IN THE PARKS AND RECREATION OPERATING BUDGET (4/5THS VOTE REQUIRED) The City's budget transfer policy calls for Council's approval to transfer more than $15,000 between budget summary accounts, such as between Supplies and Services and Capital Equipment. The Parks and Recreation Department has two equipment items that have been approved by the City Manager for purchase this fiscal year. However, the dollar amount for these items exceeds the $15,000 limit. (Deputy City Manager Palmer) Staff recommendation: Council adopt the resolution. 5. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AMENDING THE FISCAL YEAR 1999-2000 BUDGET FOR THE L1BRARY AND RECREATION DEPARTMENT BY APPROPRIATING $10,000 IN UNANTICIPATED REVENUE AND AUTHORIZING AN AGREEMENT BETWEEN THE CITY AND THE YMCA FOR THE CITY TO RETAIN SPECIALIZED INDEPENDENT CONTRACTORS TO PROVIDE EXTENDED AFTER-SCHOOL PROGRAMS (4/5THS VOTE REQUIRED) 05/16/2000 Page 2 - Council Agenda The YMCA Youth and Family Services has awarded the City, through its Library and Recreation Department, a $10,000 contract for the provision of enhanced after-school programming at Castle Park Middle School and Hilltop Middle School. The funding is part of a grant applied for and received by the Chula Vista Youth Coalition from the County of San Diego Critical Hours funding. The YMCA is the designated fiscal agent for the grant, and as such, is subcontracting various services to be provided by several Youth Coalition members. (Deputy City Manager Palmer) Staff recommendation: Council adopt the resolution and authorize the Deputy City Manager, on behalf of the City, to enter into a subcontract with the YMCA for the provision of specified services. 6 A. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AUTHORIZING A LEASE BETWEEN THE CITY OF CHULA VISTA AND THE BOYS & GIRLS CLUB OF CHULA VISTA FOR USE OF LAUDERBACH COMMUNITY CENTER B. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING A MEMORANDUM OF UNDERSTANDING BETWEEN THE CITY OF CHULA VISTA AND THE SWEETWATER UNION HIGH SCHOOL DISTRICT FOR USE OF THE COMMUNITY YOUTH CENTER The City and the Boys and Girls Club of Chula Vista have negotiated an agreement to lease the Lauderbach Community Center to the Club for a period of eighteen years with provision for two five-year renewals. As a result, the Recreation Division will move its programs to the Community Youth Center on L Street and enter into a new Memorandum of Understanding with Sweetwater Union High School District for continued joint use of the facility. (Deputy City Manager Palmer) Staff recommendation: Council adopt the resolutions. 7 A. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING A REIMBURSEMENT AGREEMENT WITH ACI SUNBOW, LLC, ASSOCIATED WITH THE FORMATION OF COMMUNITY FACILITIES DISTRICT NO. 2000-1 (SUNBOW II) AND AUTHORIZING THE MAYOR TO EXECUTE SAID AGREEMENT B. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA WAIVING THE CONSULTANT SELECTION PROCESS AS IMPRACTICAL, APPROVING AGREEMENTS WITH BRUCE W. HULL & ASSOCIATES TO PROVIDE APPRAISAL SERVICES AND THE MEYERS GROUP TO pREpARE A MARKET ABSORPTION STUDY ASSOCIATED WITH COMMUNITY FACILITIES DISTRICT NO. 2000-1 (SUNBOW II) AND AUTHORIZING THE CITY MANAGER TO EXECUTE SAID AGREEMENTS (CONTINUED FROM THE MEETING OF MAY 9, 2000) 05/16/2000 Page 3 - Council Agenda In compliance with Council policy, ACI Sunbow, LLC submitted an application for establishing Community Facilities District No. 2000-1 (CFD 2000-1) to fund the construction of certain improvements serving some of the Sunbow II properties in the amount of approximately $19.5 million. Council approved the report regarding the application and initiated the proceedings on May 2, 2000. Adoption of the resolutions will approve a Reimbursement Agreement with the developer and two agreements to retain a portion of the financing team for CFD 2000-1. The companion Reimbursement Agreement requires the developer to advance funds to the City for the payment of all initial consulting and administration costs and expenses related to the formation of CFD 2000-1. (Director o f Public Works) Staff recommendation: Council adopt the resolutions. 8. RESOLUTION WA1V1NG THE CONSULTANT SELECTION PROCESS AS IMPRACTICAL, APPROVING AN AGREEMENT WITH MCGILL MARTIN SELF, INC. AS PROJECT MANAGER AND SPECIAL TAX CONSULTANT, AMENDING AGREEMENT WITH BROWN, DIVEN, HESSELL & BREWER, LLP AS BOND COUNSEL, AMENDING AGREEMENT WITH FIELDMAN, ROLAPP & ASSOCIATES AS FINANCIAL ADVISOR, AND AMENDING AGREEMENT WITH STONE & YOUNGBERG, LLC AS UNDERWRITER ASSOCIATED WITH COMMUNITY FACILITIES DISTRICT NO. 2000-1 (SUNBOW II) AND AUTHORIZING THE MAYOR TO EXECUTE SAID AGREEMENT AND AMENDMENTS In compliance with Council policy, ACI Sunbow, LLC submitted an application for establishing Community Facilities District No. 2000-1 (CFD 2000-1) to fund the construction of certain improvements serving some of the Sunbow II properties in the amount of approximately $19.5 million. Council approved the report regarding the application and initiated the proceedings on May 2, 2000. In another item on this agenda (which was continued from the meeting of May 9, 2000), Council is requested to approve a Reimbursement Agreement with the developer and agreements with an appraiser and market absorption consultant. Adoption of this resolution will approve the rest of the financing team for CFD 2000-1. The Reimbursement Agreement requires the developer to advance funds to the City for the payment of all initial consulting and administration costs and expenses related to the formation of CFD 2000-1. (Director of Public Works) Staff recommendation: Council adopt the resolution. ORAL COMMUNICATIONS Persons spea~'ng during Oral Communications may address the Council on any subject matter within the Council's jurisdiction that is not listed as an item on the agenda. State law generally prohibits the Council from taking action on any issue not included on the agenda, but, if appropriate, the Council may schedule the topic for future discussion or refer the matter to staff Comments are limited to three minutes. Page 4 - Council Agenda 05/16/2000 PUBLIC HEARINGS AND RELATED RESOLUTIONS AND ORDINANCES The following items have been advertised and/or posted as public hearings as required by law. If you wish to speak on any item, please fill out a "Request to Speak"form (available in the lobby) and submit it to the City Clerk prior to the meeting. 9. CONSIDERATION OF CONFIRMING ASSESSMENTS FOR ASSESSMENT DISTRICT 96-01 FOR IMPROVEMENTS TO TWIN OAKS AVENUE FROM NAPLES STREET TO EMERSON STREET IN THE CITY OF CHULA VISTA On January 20, 1998, pursuant to the Improvement Act of 1911, also known as the 1911 Block Act, Council awarded a contract in the amount of $179,755 to ABC Construction Company for Twin Oaks Avenue improvements from Naples Street to Emerson Street. The work has been completed and improvements have been accepted by the City Manager. On April 18, 2000, Resolution 2000-117 was adopted, accepting the filing of the Engineer's Report on the cost of construction, appropriating $24,851 from Transportation partnership Funds and setting the public hearing on the assessments. Resolution 2000-118 was also adopted, approving the deferral of liens and establishing deferral criteria. (Director of Public Works) Staff recommendation: Council conduct the public hearing and adopt the following resolutions: A. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA CONFIRMING THE ENGINEER'S REPORT BY THE CITY ENGINEER ON THE COST OF CONSTRUCTION AND SPREAD OF ASSESSMENTS FOR ASSESSMENT DISTRICT 96-01 B. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ADOPTING A NOTICE OF LIEN TO LEVY AND COLLECT ASSESSMENTS FOR ASSESSMENT DISTRICT 96-01 ITEMS PULLED FROM THE CONSENT CALENDAR OTHER BUSINESS 10. CITY MANAGER'S REPORTS A. Scheduling of meetings. 11. MAYOR'S REPORTS 12. COUNCIL COMMENTS A. Councilmember Davis: Report on support funding for Southwestern College. 05/16/2000 Page 5 - Council Agenda CLOSED SESSION l 3. CONFERENCE WITH LEGAL COUNSEL REGARDING ANTICIPATED LITIGATION PURSUANT TO GOVERNMENT CODE SECTION 54956.9(B) · One Case - Claim no. 99-00-009 14. CONFERENCE WITH LEGAL COUNSEL REGARDING SIGNIFICANT EXPOSURE TO LITIGATION pURSUANT TO GOVERNMENT CODE SECTION 54956.9(B) · One Case 15. CONFERENCE WITH LEGAL COUNSEL REGARDING EXISTING LITIGATION PURSUANT TO GOVERNMENT CODE SECTION 54956.9(A) · Brentwood Mobilehome Park v. City of Chula Vista, S26517 ADJOURNMENT to the Regular Meeting of May 23, 2000, at 6:00 p.m. in the Council Chambers. Page 6 - Council Agenda 05/16/2000 CI'IY OF CHULA VISTA OFFICE OF THE CITY ATTORNEY Date: May 10, 2000 To: The Honorable Mayor and City Council From: John M. Kaheny, City Attorney ~ Re: Report Regarding Actions Taken in Closed Session for the Meeting of 5/9/00 The Redevelopment Agency of the City of Chula Vista met in Closed Session on 5/9/00 to discuss: · CONFERENCE WITH LEGAL COUNSEL REGARDING EXISTING LITIGATION PURSUANT TO GOVERNMENT CODE SECTION 54956.9(a): Agency vs. Shinohara (Case No. GIS002460) The city Attorney hereby reports to the best of his knowledge from observance of actions taken in the Closed Session in which the city Attorney participated, that there were no reportable actions which are required under the Brown Actto be reported. JMK:lgk 276 FOURTH AVENUE · CHULA VISTA · CALIFORNIA 91910 · (619) 691-5037 · FAX {619) 409-5823 COUNCIL AGENDA STATEMENT Item ~ Meeting Date 5/16/00 ITEM TITLE: Resolution Approving an agreement with Berryman & Henigar for apportionment services for Fiscal Years 2000-2001 through 2002-2003 for City Assessment Districts, authorizing the Mayor to execute said agreement and authorizing an expenditure of a maximum of $150,000 for this purpose SUBMITTED BY: Director of Public Works~ ~ Director of Finance REVIEWED BY: City Manager A~xu' (4/5ths Vote: Yes_No__X) The purpose of the proposed agreement is to retain the services of Berryman & Henigar to perform the respreading of assessments on existing City's assessment districts and prepare the "Annual Collection Report" to be submitted to the County for inclusion in the property tax bill. The agreement is for a term of three (3) years. The current agreement with Berryman & Henigar for performing these services, which was for a term of five (5) years, expires this year. This action will ensure that the City's fiduciary responsibility to the bond holders is fulfilled by providing required apportionment and collection services as delineated in the Streets and Highways Code. RECOMMENDATION: That Council approve the resolution authorizing the execution of the agreement with Ben, man & Henigar and authorize the expenditure of funds from assessment district fees for the payment of these services. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: During the last two decades, the City has formed thirteen (I 3) assessment districts under the Mu- nicipal Improvement Act of 1913 to provide financing for the construction of public infrastructure for new developments through the issuance of assessment district bonds (see Attachment A). The repayment of the bonds is made from assessment installments collected from the property owners in conjunction with their property taxes. During buildout, the original assessments placed on the properties within the district need to be respread annually to include new parcels and reflect any changes to existing parcels. In addition, an annual assessment collection report must be prepared and provided to the County for inclusion in the property tax bill. During the last five years, the City retained the firm Berryman & Henigar to perform these activities. The contract with Berryman & Henigar expires this year; therefore, in accordance with City policy, staff requested proposals from qualified firms to perform these activities. Staff received five (5) proposals. The bonds that were used to finance the construction of improvements were issued pursuant to the Improvement Bond Act of 1915. The repayment of these bonds is typically made from assessment installments collected from the property owners with their property tax bill over a period of twenty to twenty-five years. In addition to the principal and interest, Section 8730 of the Streets and Page 2, Item Meeting Date 5/16/00 Highways Code allows the collection of an "annual administrative fee" (currently $16/parcel maximum) from every parcel within an assessment district to cover the cost of the administration of the district. In addition to the annual administration fee, developers are required to deposit with the City an "apportionment fee" (currently $25/parcel) before approval of a map creating new pamels or any other approval changing the configuration of a parcel of land subject to an assessment. Tonight's action authorizes the consultant to perform apportionment services for the City for Tax Years 2000-2001 through 2002-2003 as delineated in Section 8730 of the Streets and Highways Code. The Code states that when a parcel of land upon which there is an unpaid assessment divides, the original assessment must be segregated and apportioned in accordance with the benefits to the several pieces of the original lot. The consultant will do specific filings with the County, prepare annual reports, assessment diagrams, annual collections, tapes, spreadsheets and notify bond holders and underwriters of the apportionments. The annual collection report shall be submitted to the County Auditor-Controller before August 10 of each year for inclusion in the property tax bill. Consultant Selection Process Staffreviewed the methods of accomplishing the work, including performing the activities in-house and using a consultant. Based upon past experience and research, we have found that the City does not have the staff, nor the expertise to undertake these duties entirely. These activities are concentrated during the period of May to July every year. During this time, staff must also carry out the time-consuming activities of preparing the annual collection report for the open space districts. It would not be cost-effective to hire and train additional personnel to handle this peak in the workload. Having a consultant performing these apportionment and collection activities will allow the City to meet its covenants in a timely and efficient manner. Public Works/Engineering Division staff followed Section 2.56.110 of the Municipal Code in the consultant selection process. A Request For Proposal (RFP) was prepared and sent to twelve firms with expertise in this area, accompanied by a copy of the City's standard two-party agreement. Additionally, a notice was published in the Chula Vista Star-News. The RFP included a description of the scope of work and the time frames for completion. Each firm was asked to provide: 1) a statement on their general familiarity with assessment districts, especially the Improvement Bond Act of 1915; 2) capacity, resources, and specialized equipment or expertise to perform the work; 3) names and qualifications of all key personnel to be used in the project, including any sub-consultants; 4) past record of performance and references, 5) the location of the office where the work is to be performed; and 6) a cost estimate. The following five firms responded to the RFP: Page 3, Item Meeting Date 5/16/00 Consultant I Location Berryman & Henigar San Diego McGill Martin Self, Inc. Chula Vista MuniFinancial/A Willdan Company Temecula NBS Government Finance Group Temecula Special District Financin~ & Administration Escondido The selection committee was approved by the City Manager in accordance with the Municipal Code Section 2.56 and consisted of the following members: Elizabeth Chopp, Civil Engineer Tom Magness, Engineering Technician II Frank Rivera, Senior Civil Engineer The committee members were provided with individual copies of the proposals. All five firms were invited to participate in the interview process and all five accepted. On April 11, 2000, the selection committee interviewed the five firms. These firms were ranked in accordance with the following criteria: 1. Qualifications of personnel (20 points) 2. Resources available to perform tasks on time and within budget (20 points) 3. Firm experience directly related to contract (20 points) 4. Quality of presentation (15 points) 5. Response to interview questions (25 points) 6. Total cost and justification (30 points) The total of 130 points per committee member was multiplied by three committee members to give the total number of points given each consultant firm. Ranking Firm Number of Points Cost Estimate 1 Berryman & Henigar 382 $34,222.00 2 MuniFinancial 366 $33,447.00 3 NBS 354 $35,759.00 4 SDFA 314 $45,608.00 5 McGill Martin Self 275 $48,124.55 Page 4, Item Meeting Date 5/16/00 All three members of the selection committee felt that Berryman & Henigar, holder of the present contract, was the best choice for the new contract based on general strength in all areas including project team and area knowledge, current experience handling the present contract, quality of work performed under the existing contract and cost estimate. Although the estimated annual cost for Berryman & Henigar was not the lowest of the proposing firms, it had the second lowest estimated cost (only $775 or 2.6% above the lowest), and its overall experience, qualifications and quality of presentation was best, in the opinion of the selection committee. It is important to note that the annual cost cannot accurately be determined since it is not possible to accurately predict the number of new parcels created each tax year. City staff estimated the annual costs based on the number of parcels currently billed and the number of new parcels created between July 1997 and December 1999. The Agreement The proposed agreement with Berryman & Henigar uses the City's standard two-party agreement. Under this contract, they agree to perform the scope of work for a three (3) year term as outlined in Exhibit A of the agreement. This section is extremely precise in order to insure that all of the City requirements are included in the fee. The compensation schedule for Berryman & Henigar is as follows: · Apportionment Services - Consisting of the segregation of the original assessment and apportioning the original assessment among new parcels. Consultant shall be paid $18 per parcel. These services will be paid from the "apportionment deposit" ($25/parcel) placed by the developer before approval of a map creating new parcels or any other approval changing the configuration of any existing parcel. · Annual Collection Services - Consisting of the preparation and submittal of the tax roll to the County. Consultant shall be paid $0.80/parcel (Spreadsheet Updating) + $0.30/parcel (Electronic Tape Preparation) identified in the Annual Collection Report. These services are being paid through the "annual administrative fee" ($16.00/parcel maximum) charged against each parcel on its tax bill to provide for the cost of administering each district. This fee is based on both consultant and staff costs incurred. · Additional Services - In addition to providing the previous defined services, the contract authorizes the City Engineer to approve additional unforeseen services in an amount not to exceed $10,000 per year. FISCAL IMPACT: It is recommended that Council authorize a maximum of $150,000 for the total three-year term of the contract. Although this is higher than the anticipated cost, ifa large number of new parcels are formed out of existing assessment districts, additional services for apportionment and monitoring would be required. Costs would also increase if new assessment districts are created during the term of the contract. As mentioned above, the cost of the services will be covered by the apportionment deposits collected from developers and the administrative fees collected on all parcels Page 5, Item Meeting Date 5/16/00 by the City. The cost of the services for future years will mainly depend on the number of new parcels in the districts. Attachment A - Current Assessment Districts Within the City of Chula Vista H:LHOME\ENGINEERXAGENDA\BERRYMAN.EMC File# 0725-10-AD003 ATTACHMENT A Current Assessment Districts Within the Ci.ty of Chula Vista Assessment Original District Principal, No. Name Parcels (MilS) Type 85-2 Eastlake I 3,304 $7.7 Construction 86-1 Eastlake I (Residential) 1,818 5.3 Acquisition 87-1 East H Street 3,298 7.8 Acquisition 88-1 Otay Lakes Road I 28 7.3 Acquisition 88-2 Otay Lakes Road, Rancho Del Rey 1,340 8.0 Acquisition 90-1 Salt Creek I 523 4.7 Acquisition 90-2 Otay Valley Road 67 5.7 Construction 90-3 Eastlake Greens I 2,374 22.4 Acquisition 91-1 Telegraph Canyon Road II 1,116 6.8 Acquisition 94-1 Eastlake Greens II 1,139 7.5 Acquisition 97-2 Otay Ranch Village I 508 12.4 Construction Total 15,515 95.6 Mils A:~ADAGENDA.TBL RESOLUTION NO. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING AN AGREEMENT WITH BERRYMkN & HENIGAR FOR APPORTIONMENT SERVICES FOR FISCAL YEAIIS 2000-2001 THROUGH 2002-03 FOR CITY ASSESSMENT DISTRICTS, AUTHORIZING THE MAYOR TO EXECUTE SAID AGREEMENT AND AUTHORIZING AN EXPENDITURE OF A MAXIMUM OF $150,000 FOR THIS PURPOSE WHEREAS, the purpose of the proposed agreement is to retain the services of Berryman & Henigar to perform the respreading of assessments on existing City's assessment district and prepare the "Annual Collection Report" to be submitted to the County for inclusion in the property tax bill; and WHEREAS, the current agreement with Berryman & Henigar for performing these services, which was for a term of five (5) years, expires this year and the proposed agreement is for a term of three (3) years; and WHEREAS, this action will ensure that the City' s fiduciary responsibility to the bond holders is fulfilled by providing required apportionment and collection as delineated in the Streets and Highways Code. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby approve an agreement with Berryman & Henigar for apportionment services for Fiscal Years 2000-2001 through 2002-2003 for City Assessment Districts, a copy of which shall be kept on file in the office of the City Clerk. BE IT FURTHER RESOLVED that the Mayor of the City of Chula Vista is hereby authorized and directed to execute said Agreement for and on behalf of the City of Chula Vista. BE IT FURTHER RESOLVED that the expenditure of funds from assessment district fees for the payment of these services in an amount not to exceed $150,000 is hereby authorized. Presented by Approved as to form by ~'M~ah~een ~Att '~ e~ John P. Lippitt, Director of . ~, ' y ~tt~o~ y Public Works H: ~home ~at t orney\ reso\berryman, a§r ~/ Parties and Recital Page(s) Agreement between City of Chula Vista and Berryman & Henigar for Assessment District Apportionment Services This agreement ("Agreement"), dated for the purposes of reference only, and effective as of the date last executed unless another date is otherwise specified in Exhibit A, Paragraph 1 is between the City-related entity as is indicated on Exhibit A, paragraph 2, as such ("City"), whose business form is set forth on Exhibit A, paragraph 3, and the entity indicated on the attached Exhibit A, paragraph 4, as Consultant, whose business form is set forth on Exhibit A, paragraph 5, and whose place of business and telephone numbers are set forth on Exhibit A, para- graph 6 ("Consultant"), and is made with reference to the following facts: Recitals WHEREAS, the City has formed assessment districts to provide funding for infrastructure under the Municipal Improvement Act of 1913; WHEREAS, Section 8730 of said Act requires that when a parcel of land upon which there is an unpaid assessment divides, the ori- ginal assessment must be segregated and apportioned in accordance with the benefits to the several parts of the original list; WHEREAS, the City is desirous of retaining a consultant to this end; and WHEREAS, Consultant warrants and represents that they are experienced and staffed in a manner such that they are and can pre- pare and deliver the services required of Consultant to City within the time frames herein provided all in accordance with the terms and conditions of this Agreement; 2ptyadl3.wp April 24, 2000 Page 1 Obligatory Provisions Pages NOW, THEREFORE, BE IT RESOLVED that the City and Consultant do hereby mutually agree as follows: 1. Consultant's Duties A. General Duties Consultant shall perform all of the services described on the attached Exhibit A, Paragraph 7, entitled "General Duties"; and, B. Scope of Work and Schedule In the process of performing and delivering said "General Duties", Consultant shall also perform all of the services des- cribed in Exhibit A, Paragraph 8, entitled "Scope of Work and Schedule", not inconsistent with the General Duties, according to, and within the time frames set forth in Exhibit A, Paragraph 8, and deliver to City such Deliverables as are identified in Exhibit A, Paragraph 8, within the time frames set forth therein, time being of the essence of this agreement. The General Duties and the work and deliverables required in the Scope of Work and Schedule shall be herein referred to as the "Defined Services". Failure to com- plete the Defined Services by the times indicated does not, except at the option of the City, operate to terminate this Agreement. C. Reductions in Scope of Work City may independently, or upon request from Consultant, from time to time reduce the Defined Services to be performed by the Consultant under this Agreement. Upon doing so, City and Con- sultan agree to meet in good faith and confer for the purpose of negotiating a corresponding reduction in the compensation as- sociated with said reduction. D. Additional Services In addition to performing the Defined Services herein set forth, City may require Consultant to perform additional consul- ting services related to the Defined Services ("Additional Ser- vices''), and upon doing so in writing, if they are within the scope of services offered by Consultant, Consultant shall perform same on a time and materials basis at the rates set forth in the "Rate Schedule" in Exhibit A, Paragraph 11 (C), unless a separate fixed 2ptyadl3.wp April 24, 2000 Page 2 fee is otherwise agreed upon. Ail compensation for Additional Services shall be paid monthly as billed. E. Standard of Care Consultant, in performing any Services under this agreement, whether Defined Services or Additional Services, shall perform in a manner consistent with that level of care and skill ordinarily exercised by members of the profession currently practicing under similar conditions and in similar locations. F. Insurance Consultant represents that it and its agents, staff and sub- consultants employed by it in connection with the Services re- quired to be rendered, are protected against the risk of loss by the following insurance coverages, in the following categories, and to the limits specified, policies of which are issued by Insurance Companies that have a Best's Rating of "A, Class V" or better, or shall meet with the approval of the City: Statutory Worker's Compensation Insurance and Employer's Lia- bility Insurance coverage in the amount set forth in the attached Exhibit A, Paragraph 9. Commercial General Liability Insurance including Business Automobile Insurance coverage in the amount set forth in Exhibit A, Paragraph 9, combined single limit applied separately to each pro- ject away from premises owned or rented by Consultant, which names City as an Additional Insured, and which is primary to any policy which the City may otherwise carry ("Primary Coverage"), and which treats the employees of the City in the same manner as members of the general public ("Cross-liability Coverage"). Errors and Omissions Insurance, in the amount set forth in Exhibit A, Paragraph 9, unless Errors and Omissions coverage is included in the General Liability policy. G. Proof of Insurance Coverage. (1) Certificates of Insurance. Consultant shall demonstrate proof of coverage herein re- quired, prior to the commencement of services required under this Agreement, by delivery of Certificates of Insurance demonstrating same, and further indicating that the policies may not be canceled 2ptyadl3.wp April 24, 2000 Page 3 without at least thirty (30) days written notice to the Additional Insured. (2) Policy Endorsements Required. In order to demonstrate the Additional Insured Coverage, Pri- mary Coverage and Cross-liability Coverage required under Consul- tant's Commercial General Liability Insurance Policy, Consultant shall deliver a policy endorsement to the City demonstrating same, which shall be reviewed and approved by the Risk Manager. H. Security for Performance. (1) Performance Bond. In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide a Performance Bond (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Performance Bond"), then Consultant shall provide to the City a performance bond by a surety and in a form and amount satisfactory to the Risk Manager or City Attorney which amount is indicated in the space adjacent to the term, "Performance Bond", in said Paragraph 19, Exhibit A. (2) Letter of Credit. In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide a Letter of Credit (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Letter of Credit"), then Consultant shall provide to the City an irrevocable letter of credit callable by the City at their unfettered discretion by submitting to the bank a letter, signed by the City Manager, stating that the Consultant is in breach of the terms of this Agreement. The letter of credit shall be issued by a bank, and be in a form and amount satisfactory to the Risk Manager or City Attorney which amount is indicated in the space adjacent to the term, "Letter of Credit", in said Paragraph 19, Exhibit A. (3) Other Security In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide security other than a Performance Bond or a Letter of Credit (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Other Security"), then Consultant shall provide to the City such 2ptyadl3.wp April 24, 2000 Page 4 other security therein listed in a form and amount satisfactory to the Risk Manager or City Attorney. I. Business License Consultant agrees to obtain a business license from the City and to otherwise comply with Title 5 of the Chula Vista Municipal Code. 2. Duties of the City A. Consultation and Cooperation City shall regularly consult the Consultant for the purpose of reviewing the progress of the Defined Services and Schedule therein contained, and to provide direction and guidance to achieve the objectives of this agreement. The City shall permit access to its office facilities, files and records by Consultant throughout the term of the agreement. In addition thereto, City agrees to provide the information, data, items and materials set forth on Exhibit A, Paragraph 10, and with the further understanding that delay in the provision of these materials beyond 30 days after authorization to proceed, shall constitute a basis for the justifiable delay in the Consultant's performance of this agreement. B. Compensation Upon receipt of a properly prepared billing from Consultant submitted to the City periodically as indicated in Exhibit A, Paragraph 18, but in no event more frequently than monthly, on the day of the period indicated in Exhibit A, Paragraph 18, City shall compensate Consultant for all services rendered by Consultant according to the terms and conditions set forth in Exhibit A, Paragraph 11, adjacent to the governing compensation relationship indicated by a "check mark" next to the appropriate arrangement, subject to the requirements for retention set forth in paragraph 19 of Exhibit A, and shall compensate Consultant for out-of-pocket ex- penses as provided in Exhibit A, Paragraph 12. All billings submitted by Consultant shall contain sufficient information as to the propriety of the billing to permit the City to evaluate that the amount due and payable thereunder is proper, and shall specifically contain the City's account number indicated on Exhibit A, Paragraph 18 (C) to be charged upon making such payment. 2ptyadl3.wp April 24, 2000 Page 5 3. Administration of Contract Each party designates the individuals ("Contract Administra- tors'') indicated on Exhibit A, Paragraph 13, as said party's con- tract administrator who is authorized by said party to represent them in the routine administration of this agreement. 4. Term. This Agreement shall terminate when the Parties have complied with all executory provisions hereof. 5. Liquidated Damages The provisions of this section apply if a Liquidated Damages Rate is provided in Exhibit A, Paragraph 14. It is acknowledged by both parties that time is of the essence in the completion of this Agreement. It is difficult to estimate the amount of damages resulting from delay in performance. The parties have used their judgment to arrive at a reasonable amount to compensate for delay. Failure to complete the Defined Services within the allotted time period specified in this Agreement shall result in the fol- lowing penalty: For each consecutive calendar day in excess of the time specified for the completion of the respective work as- signment or Deliverable, the consultant shall pay to the City, or have withheld from monies due, the sum of Liquidated Damages Rate provided in Exhibit A, Paragraph 14 ("Liquidated Damages Rate"). Time extensions for delays beyond the Consultant's control, other than delays caused by the City, shall be requested in writing to the City's Contract Administrator, or designee, prior to the expiration of the specified time. Extensions of time, when granted, will be based upon the effect of delays to the work and will not be granted for delays to minor portions of work unless it can be shown that such delays did or will delay the progress of the work. 6. Financial Interests of Consultant A. Consultant is Designated as an FPPC Filer. If Consultant is designated on Exhibit A, Paragraph 15, as an "FPPC filer", Consultant is deemed to be a "Consultant" for the 2ptyadl3.wp April 24, 2000 Page 6 purposes of the Political Reform Act conflict of interest and dis- closure provisions, and shall report economic interests to the City Clerk on the required Statement of Economic Interests in such re- porting categories as are specified in Paragraph 15 of Exhibit A, or if none are specified, then as determined by the City Attorney. B. Decline to Participate. Regardless of whether Consultant is designated as an FPPC Filer, Consultant shall not make, or participate in making or in any way attempt to use Consultant's position to influence a go- vernmental decision in which Consultant knows or has reason to know Consultant has a financial interest other than the compensation promised by this Agreement. C. Search to Determine Economic Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant warrants and represents that Consultant has diligently conducted a search and inventory of Consultant's eco- nomic interests, as the term is used in the regulations promul- gated by the Fair Political Practices Commission, and has deter- mined that Consultant does not, to the best of Consultant's know- ledge, have an economic interest which would conflict with Consul- tant's duties under this agreement. D. Promise Not to Acquire Conflicting Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant further warrants and represents that Consultant will not acquire, obtain, or assume an economic interest during the term of this Agreement which would constitute a conflict of inter- est as prohibited by the Fair Political Practices Act. E. Duty to Advise of Conflicting Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant further warrants and represents that Consultant will immediately advise the City Attorney of City if Consultant learns of an economic interest of Consultant's which may result in a conflict of interest for the purpose of the Fair Political Practices Act, and regulations promulgated thereunder. 2ptyadl3.wp April 24, 2000 Page 7 F. Specific Warranties Against Economic Interests. Consultant warrants and represents that neither Consultant, nor Consultant's immediate family members, nor Consultant's employ- ees or agents ("Consultant Associates") presently have any inter- est, directly or indirectly, whatsoever in any property which may be the subject matter of the Defined Services, or in any property within 2 radial miles from the exterior boundaries of any property which may be the subject matter of the Defined Services, ("Prohibited Interest"), other than as listed in Exhibit A, Paragraph 15. Consultant further warrants and represents that no promise of future employment, remuneration, consideration, gratuity or other reward or gain has been made to Consultant or Consultant's Asso- ciates in connection with Consultant's performance of this Agree- ment. Consultant promises to advise City of any such promise that may be made during the Term of this Agreement, or for twelve (12) months thereafter. Consultant agrees that Consultant's Associates shall not ac- quire any such Prohibited Interest within the Term of this Agree- ment, or for twelve (12) months after the expiration of this Agree- ment, except with the written permission of City. Consultant may not conduct or solicit any business for any party to this Agreement, or for any third party which may be in conflict with Consultant's responsibilities under this Agreement, except with the written permission of City. 7. Hold Harmless Consultant shall defend, indemni~y, protect and hold harmless the City, its elected and appointed officers and employees, from and against all claims for damages, liability, cost and expense (including without limitation attorneys' fees) arising out of the conduct of Consultant, or any agent or employee, sub-contractors, or others in connection with the execution of the work covered by this Agreement, except only for those claims arising from the sole negligence or sole willful misconduct of the City, its officers, or employees. Consultant's indemnification shall include any and all costs, expenses, attorneys' fees and liability incurred by the City, its officers, agents, or employees in defending against such claims, whether the same proceed to judgment or not. Further, Con- sultan at its own expense shall, upon written request by the City, defend any such suit or action brought against the City, its offi- 2ptyadl3.wp April 24, 2000 Page 8 cers, agents, or employees. Consultant's indemnification of City shall not be limited by any prior or subsequent declaration by Consultant. 8. Termination of Agreement for Cause If, through any cause, Consultant shall fail to fulfill in a timely and proper manner Consultant's obligations under this Ag- reement, or if Consultant shall violate any of the covenants, agreements or stipulations of this Agreement, City shall have the right to terminate this Agreement by giving written notice to Con- sultan of such termination and specifying the effective date thereof at least five (5) days before the effective date of such termination. In that event, all finished or unfinished documents, data, studies, surveys, drawings, maps, reports and other mater- ials prepared by Consultant shall, at the option of the City, become the property of the City, and Consultant shall be entitled to receive just and equitable compensation for any work satis- factorily completed on such documents and other materials up to the effective date of Notice of Termination, not to exceed the amounts payable hereunder, and less any damages caused City by Consultant's breach. 9. Errors and Omissions In the event that the City Manager determines that the Con- sultan's negligence, errors, or omissions in the performance of work under this Agreement has resulted in expense to City greater than would have resulted if there were no such negligence, errors, omissions, Consultant shall reimburse City for any additional ex- penses incurred by the City. Nothing herein is intended to limit City's rights under other provisions of this agreement. 10. Termination of Agreement for Convenience of City City may terminate this Agreement at any time and for any rea- son, by giving specific written notice to Consultant of such termi- nation and specifying the effective date thereof, at least thirty (30) days before the effective date of such termination. In that event, all finished and unfinished documents and other materials described hereinabove shall, at the option of the City, become City's sole and exclusive property. If the Agreement is terminated by City as provided in this paragraph, Consultant shall be entitled to receive just and equitable compensation for any satisfactory work completed on such documents and other materials to the effec- tive date of such termination. Consultant hereby expressly waives 2ptyadl3.wp April 24, 2000 Page 9 any and all claims for damages or compensation arising under this Agreement except as set forth herein. 11. Assignability The services of Consultant are personal to the City, and Con- sultan shall not assign any interest in this Agreement, and shall not transfer any interest in the same (whether by assignment or no- vation), without prior written consent of City. City hereby con- sents to the assignment of the portions of the Defined Services identified in Exhibit A, Paragraph 17 to the subconsultants identi- fied thereat as "Permitted Subconsultants". 12. Ownership, Publication, Reproduction and Use of Material All reports, studies, information, data, statistics, forms, designs, plans, procedures, systems and any other materials or properties produced under this Agreement shall be the sole and ex- clusive property of City. No such materials or properties produced in whole or in part under this Agreement shall be subject to pri- vate use, copyrights or patent rights by Consultant in the United States or in any other country without the express written consent of City. City shall have unrestricted authority to publish, dis- close (except as may be limited by the provisions of the Public Re- cords Act), distribute, and otherwise use, copyright or patent, in whole or in part, any such reports, studies, data, statistics, forms or other materials or properties produced under this Agree- ment. 13. Independent Contractor City is interested only in the results obtained and Consul- tant shall perform as an independent contractor with sole control of the manner and means of performing the services required under this Agreement. City maintains the right only to reject or accept Consultant's work products. Consultant and any of the Consultant's agents, employees or representatives are, for all purposes under this Agreement, an independent contractor and shall not be deemed to be an employee of City, and none of them shall be entitled to any benefits to which City employees are entitled including but not limited to, overtime, retirement benefits, worker's compensation benefits, injury leave or other leave benefits. Therefore, City will not withhold state or federal income tax, social security tax or any other payroll tax, and Consultant shall be solely respon- sible for the payment of same and shall hold the City harmless with regard thereto. 2ptyadl3.wp April 24, 2000 Page 10 14. Administrative Claims Requirements and Procedures No suit or arbitration shall be brought arising out of this agreement, against the City unless a claim has first been presen- ted in writing and filed with the City and acted upon by the City in accordance with the procedures set forth in Chapter 1.34 of the Chula Vista Municipal Code, as same may from time to time be amen- ded, the provisions of which are incorporated by this reference as if fully set forth herein, and such policies and procedures used by the City in the implementation of same. Upon request by City, Consultant shall meet and confer in good faith with City for the purpose of resolving any dispute over the terms of this Agreement. 15. Attorney's Fees Should a dispute arising out of this Agreement result in liti- gation, it is agreed that the prevailing party shall be entitled to a judg~nent against the other for an amount equal to reasonable at- torney's fees and court costs incurred. The "prevailing party" shall be deemed to be the party who is awarded substantially the relief sought. 16. Statement of Costs In the event that Consultant prepares a report or document, or participates in the preparation of a report or document in perform- ing the Defined Services, Consultant shall include, or cause the inclusion of, in said report or document, a statement of the numbers and cost in dollar amounts of all contracts and subcon- tracts relating to the preparation of the report or document. 17.. Miscellaneous A. Consultant not authorized to represent City Unless specifically authorized in writing by City, Consultant shall have no authority to act as City's agent to bind City to any contractual agreements whatsoever. B. Consultant is Real Estate Broker and/or Salesman If the box on Exhibit A, Paragraph 16 is marked, the Con- sultan and/or their principals is/are licensed with the State of 2ptyadl3.wp April 24, 2000 Page 11 California or some other state as a licensed real estate broker or salesperson. Otherwise, Consultant represents that neither Consul- tant, nor their principals are licensed real estate brokers or salespersons. C. Notices Ail notices, demands or requests provided for or permitted to be given pursuant to this Agreement must be in writing. All no- tices, demands and requests to be sent to any party shall be deemed to have been properly given or served if personally served or depo- sited in the United States mail, addressed to such party, postage prepaid, registered or certified, with return receipt requested, at the addresses identified herein as the places of business for each of the designated parties. D. Entire Agreement This Agreement, together with any other written document re- ferred to or contemplated herein, embody the entire Agreement and understanding between the parties relating to the subject matter hereof. Neither this Agreement nor any provision hereof may be amended, modified, waived or discharged except by an instrument in writing executed by the party against which enforcement of such amendment, waiver or discharge is sought. E. Capacity of Parties Each signatory and party hereto hereby warrants and repre- sents to the other party that it has legal authority and capacity and direction from its principal to enter into this Agreement, and that all resolutions or other actions have been taken so as to enable it to enter into this Agreement. Governing Law/Venue This Agreement shall be governed by and construed in accor- dance with the laws of the State of California. Any action arising under or relating to this .Agreement shall be brought only in the federal or state courts located in San Diego County, State of California, and if applicable, the City of Chula Vista, or as close thereto as possible. Venue for this Agreement, and performance hereunder, shall be the City of Chula Vista. [end of page. next page is signature page.] 2ptyadl3.wp April 24, 2000 Page 12 Signature Page to Agreement between City of Chula Vista and Berryman & Henigar for Assessment District Apportionment Services IN WITNESS WHEREOF, City and Consultant have executed this Agreement thereby indicating that they have read and understood same, and indicate their full and complete consent to its terms: Dated: 2000 City of Chula Vista by: Shirley Horton, Mayor Attest: Susan Bigelow, City Clerk Approved as to form: Jo~'~4. Kaheny, Ci~/~ttorney Dated: ~/~/od Berryman & Henigar [nt~e ~f persian, title] Exhibit List to Agreement (X) Exhibit A. 2ptyadl3.wp April 24, 2000 Page 13 Exhibit A to Agreement'between City of Chula Vista and Berryman & Henigar 1. Effective Date of Agreement: Date of Approval by City Council 2. City-Related Entity: (X) City of Chula Vista, a municipal chartered corporation of the State of California ( ) Redevelopment Agency of the City of Chula Vista, a political subdivision of the State of California ( ) Industrial Development Authority of the City of Chula Vista, a ( ) Other: , a [insert business form] ("City") 3. Place of Business for City: City of Chula Vista, 276 Fourth Avenue, Chula Vista, CA 91910 4. Consultant: Berryman & Henigar 5. Business Form of Consultant: ( ) Sole Proprietorship ( ) Partnership (X) Corporation 6. Place of Business, Telephone and Fax Number of Consultant: 11590 West Bernardo Court, Suite 100 San Diego, California 92127-1624 Voice Phone (619) 451-6100 Fax Phone (619) 451-2846 2ptyadl 3. wp April 24, 2000 Page 14 7. General Duties: The Consultant shall provide assessment district apportionment services as requested by the City for the Tax Years commencing from 2000-2001 to 2002-2003. 8. Scope of Work and Schedule: A. Detailed Scope of Work: The Consultant will be responsible for the following tasks: 1. Upon direction of the City, the Consultant shall apportion the liens amongst the newly created parcels in the manner that would have been done had such a subdivision existed at the time of the confirmation of the District and file the segre- gation with the County Tax Auditor after the City reviews and authorizes such. 2. The Consultant shall annually prepare an amended assessment diagram for each assessment district which requires appor- tionment. One Mylar copy shall be provided to the City and one copy recorded with the County of San Diego for each amen- ded assessment diagram. 3. The Consultant shall prepare the annual collections tape for all assessment districts to be submitted to the County Tax Auditor and provide four (4) printed copies to the City. 4. The Consultant shall update spreadsheets showing assessment number, assessor parcel number (APN), outstanding principal, assessment installment, County and City fees, interest and new outstanding principal for all parcels within assessment dis- tricts for annual submittal to the City in computer digital files compatible with Microsoft Excel software and a printed hard copy. 5. The Consultant shall send to the original purchaser of the district bonds a notice of apportionment and a copy of the re- vised assessment diagram in accordance with the Improvement Bond Act of 1915 after the City reviews and authorizes such. 6. The Consultant shall notify the underwriters by registered mail prior to the County's August deadline but after review of the information by the City. 2ptyadl3.wp April 24, 2000 Page 15 B. Date for Commencement of Consultant Services: (X) Same as Effective Date of Agreement ( ) Other: C. Dates or Time Limits for Delivery of Deliverables: Tax Year 2000-01 August 1, 2000, Electronic Tape and Maps to the County, hard copies and computer digital files of items 7 and 8 Above to the City. Future Tax Years August 1 of every year, Electronic Tape and Maps to the County, hard copies and computer digital files of items 7 and 8 above to the City. D. Date for completion of all Consultant services: Upon completion of all services. 9. Insurance Requirements: (X) Statutory Worker's Compensation Insurance (X) Employer's Liability Insurance coverage: $1,000,000. ( ) Commercial General Liability Insurance: $1,000,000. ( ) Errors and Omissions insurance: None Required (included in Commercial General Liability coverage). (X) Errors and Omissions Insurance: $250,000 (not included in Commercial General Liability coverage). 10. Materials Required to be Supplied by City to Consultant: A. List of the assessment districts the City would like Con- sultant to administer for each fiscal year (indicate mapping, spreadsheet updating and/or electronic tape pre- paration services) Bi Copy of the Final Engineer's Report and Final Official Statement for each assessment district C. Listing of parcels that have paid off their assessments (partially or fully) since the assessment districts were formed 2ptyadl3.wp April 24, 2000 Page 16 D. List of the bonds that have been called for each asses- ment district since the bonds were issued. The list should include the amount of bonds called and their corresponding fiscal year for each assessment district. E. List of parcels requiring apportionment services for each assessment district for each fiscal year F. Name and address of the underwriter or other original purchaser of the bonds for each assessment district G. A sample copy of the City approved notice to underwriters or other original purchaser of bonds H. A hard copy of last year's database and diagrams for each assessment district. Also, a copy of the databases and diagrams in electronic format for each assessment district I. An electronic listing of delinquency charges for each assessment district to be assessed for each fiscal year 11. Compensation: A. ( ) Single Fixed Fee Arrangement. For performance of all of the Defined Services by Consultant as herein required, City shall pay a single fixed fee in the amounts and at the times or milestones or for the Deliverables set forth below: Single Fixed Fee Amount: , payable as follows: Milestone or Event or Deliverable Amount or Percent of Fixed Fe~ B. ( ) Phased Fixed Fee Arrangement. For the performance of each phase or portion of the Defined Services by Consultant as are separately identified below, City shall pay the fixed fee associated with each phase of Services, in the amounts and at the times or milestones or Deliverables set forth. Consultant shall not commence Services under any Phase, and shall not be entitled to the compensation for a Phase, unless City shall have issued a notice to proceed to Consultant as to said Phase. 2ptyadl3.wp April 24, 2000 Page 17 Phase Fee for Said Phase 1. $ 2. $ 3. $ C. ( ) Hourly Rate Arrangement For performance of the Defined Services by Consultant as herein required, City shall pay Consultant for the productive hours of time spent by Consultant in the performance of said additional Services, at the rates or amounts set forth in the Rate Schedule hereinbelow according to the following terms and conditions: (1) ( ) Not-to-Exceed Limitation on Time and Materials Arrangement Notwithstanding the expenditure by Consultant of time and materials in excess of said Maximum Compen- sation amount, Consultant agrees that Consultant will perform all of the Defined Services herein required of Consultant for $ including all Materials, and other "reimbursables" ("Maximum Compensation"). (2) ( ) Limitation without Further Authorization on Time and Materials Arrangement At such time as Consultant shall have incurred time and materials equal to ("Authorization Limit"), Consultant shall not be entitled to any addi- tional compensation without further authorization issued in writing and approved by the City. Nothing herein shall preclude Consultant from providing additional Services at Consultant's own cost and expense. 2ptyadl3.wp April 24, 2000 Page 18 Rate Schedule Category of Employee of Consultant Hourly Rate Project Manager $120 Senior Financial Analyst $100 Financial Analyst $80 CkDD Operator 1 $60 Word Processor $40 ( ) Hourly rates may increase by 6% for services rendered after [month], 2000, if delay in providing services is caused by City. (3) (X) Additional Services Upon Request At any time during the term of this agreement the City Engineer may request the Consultant to perform addi- tional services. The Consultant shall perform the same on a ~time and material" basis at the rates set forth in the ~Schedule of Hourly Rates" set forth above. (D). (X) Other, Piecemeal Work shall be paid on a per parcel basis with all costs, materials and labor included in said unit cost. Task Fee for Said Task 1. Mapping $18.00/Parcel 2. Spreadsheet Updating $0.85/Parcel 3. Electronic Tape Preparation $0.30/Parcel The mapping and spreadsheet updating fees apply only to new parcels. The tape preparation fee applies to the total par- cel count. 12. Materials Reimbursement Arrangement For the cost of out-of-pocket expenses incurred by Consultant in the performance of services herein required, City shall pay Consultant at the rates or amounts set forth below: (X) None, the compensation includes all costs. Cost or Rate 2ptyadl3.wp April 24, 2000 Page 19 Reports, not to exceed $ : Copies, not to exceed $ : Travel, not to exceed $ : Printing, not to exceed $ : Postage, not to exceed $ : Delivery, not to exceed $ : Long Distance Telephone Charges, not to exceed $ Other Actual Identifiable Direct Costs: , not to exceed $ : not to exceed $ : 13. Contract Administrators: City: Elizabeth Chopp, City of Chula Vista Department of Public Works Engineering Division (619) 691-5258 Consultant: Joe Francisco Berryman & Henigar 1+(800) 945-4274 ext. 104 14. Liquidated Damages Rate: ( ) $__ per day. (X) Other: None 15. Statement of Economic Interests, Consultant Reporting Categories, per Conflict of Interest Code: (X) Not Applicable. Not an FPPC Filer. ( ) FPPC Filer Category No. 1. Investments and sources of income. Category No. 2. Interests in real property. Category No. 3. Investments, interest in real property and sources of income subject to the regulatory, permit or licensing authority of the department. Category No. 4. Investments in business entities and sources of income which engage in land develop- 2ptyadl3.wp April 24, 2000 Page 20 ment, construction or the acquisition or sale of real property. ( ) Category No. 5. Investments in business entities and sources of income of the type which, within the past two years, have contracted with the City of Chula Vista (Redevelopment Agency) to provide ser- vices, supplies, materials, machinery or equipment. ( ) Category NoJ 6. Investments in business entities and sources of income of the type which, within the past two years, have contracted with the designated employee's department to provide services, sup- plies, materials, machinery or equipment. ( ) Category No. 7. Business positions. ( ) List "Consultant Associates" interests in real property within 2 radial miles of Project Property, if any: 16. ( ) Consultant is Real Estate Broker and/or Salesman 17. Permitted Subconsultants: 18. Bill Processing: A. Consultant's Billing to be submitted for the following period of time: ( ) Monthly ( ) Quarterly (x) Other: 2ptyadl3.wp April 24, 2000 Page 21 B. Day of the Period for submission of Consultant's Billing: ( ) First of the Month ( ) 15th Day of each Month ( ) End of the Month (X) Other: At completion of work C. City's Account Number: Separate Accounts for Each Assessment District 19. Security for Performance Performance Bond, $ Letter of Credit, $ Other Security: Type: Amount: $ Retention. If this space is checked, then notwithstan- ding other provisions to the contrary requiring the pay- ment of compensation to the Consultant sooner, the City shall be entitled to retain, at their option, either the following "Retention Percentage" or "Retention Amount" until the City determines that the Retention Release Event, listed below, has occurred: ( ) Retention Percentage: ( ) Retention Amount: $ Retention Release Event: ( ) Completion of All Consultant Services ( ) Other: 2ptyadl3. wp April 24, 2000 Page 22 COUNCIL AGENDA STATEMENT Item Meeting Date: 5/16/00 ITEM TITLE: Resolution Rejecting bids for the "Installation of Internally Illuminated Street Name Signs at various locations in the City of Chula Vista" (CIP TF-279) SUBMITTED BY: Director of Public Works ~/ ~0Y 4/5ths Vote: Yes No X ) REVIEWED BY: City Manager Go On April 19, 2000, the Director of Public works received sealed bids from two electrical contractors for the "Installation of Internally Illuminated Street Name Signs at various locations in the City of Chula Vista" (CIP TF-279). After reviewing those bids, staff recommends, in the best interest of the City, that those bids be rejected. City staff will re-advertise the project for bids on May 20, 2000. RECOMMENDATION: That Council approve the resolution rejecting bids for the "Installation of Internally Illuminated Street Name Signs at Various Locations in the City of Chula Vista" (CIP TF-279). BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: On April 19, 2000, the Director of Public works received sealed bids from two electrical contractors for the Installation of Internally Illuminated Street Name Signs at various locations in the City of Chula Vista. This was an.approved Capital Improvement Program Project (CIP TF- 279) for 1999-2000. The propose for the internally illuminated street name signs was to enhance the visibility of street names signs throughout the City, especially for hight-time motorists. The approved CIP budget for the project was $50,000. City staff opened two bids for this project. The apparent low bidder was Trasig Corporation ($59,400); the other bidder was T & M Electric, dba Perry Electric ($104,000). The apparent low bidder did not sign their bid documents. After consulting with the City Attorney's office, it was determined that the contractor is not considered eligible for award of contract. Due to the budget constraints of this project, staff could not recommend accepting bids from the second apparent low bidder, since their bid was higher than the engineer's estimate of $43,000 by $66,000. Staff will inform the contractors who submitted bids, as well as those contractors who requested bid information, that the project will be re-advertised. Staff will consult with all these contractors, who did not submit any bids, and clarify any misunderstanding that precluded their bids. Staff plans to re-advertise the project for bid on May 20, 2000. FISCAL IMPACT: By rejecting both bids, the fiscal impact is minimal. H:~IOME~ENGINEER~AGENDA\TF279B .pgs. DOC RESOLUTION NO. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA REJECTING BIDS FOR THE "INSTALLATION OF INTERNALLY ILLUMINATED STREET NAME SIGNS AT VARIOUS LOCATIONS IN THE CITY OF CHULA VISTA" (CIP TF-279) WHEREAS, on April 19, 2000, the Director of Public Works received sealed bids from two electrical contractors for the "Installation of Internally Illuminated Street Name Signs at various locations in the City of Chula Vista"; and WHEREAS, the apparent Iow bidder was Trasig Corporation ($59,400)who did not sign the bid documents and, therefore, was considered not eligible for award of contract; and WHEREAS, the other bidder was T&M Electric, dba Perry Electric ($104,000)whose bid was higher than the engineer's estimated of $43,000 by $66,000; and WHEREAS, after reviewing the bids, staff recommends, in the bests interest of the City, that the bids be rejected; and WHEREAS, City staff will re-advertise the project for bids on May 20,2000. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby reject bids for the "Installation of Internally Illuminated Street Name Signs at various locations in the City of Chula Vista (ClP TF-279). Presented by Approved as to form by John P. Lippitt J~n M. Kahe~y // Director of Public Works City Attorney [(H:\home\attemey\reso\reject bids street name signs (May 9, 2000 (9:33am)I COUNCIL AGENDA STATEMENT Item ¢ Meeting Date: May 16~ 2000 ITEM TITLE: Resolution approving the transfer of funds from Library and Recreation Supplies and Services accounts to the Capital Equipment account for the purchase of equipment in the Parks and Recreation operating budget. SUBMITTED BY: Deputy City Manager Palme~'y REVIEWED BY: City Manager ~r~W (4/Sths Vote: Yes X No ) The City's budget transfer policy calls for City Council's approval to transfer more than $15,000 between budget summary accounts, such as between Supplies and Services and Capital Equipment. The Parks and Recreation Department has two equipment items that have been approved by the City Manager for purchase this fiscal year. However, the dollar amount for these items exceeds the $15,000 limit. RECOMMENDATION: That Council adopt the resolution approving the transfer of funds from the Supplies and Services account to Capital Equipment account for the purchase of equipment in the Recreation Division operating budget. BOARDS/COMMISSIONS RECOMMEDNATION: Not applicable. DISCUSSION: In discussion with the City Manager, regarding the Department's proposed 2000-01 budget, the City Manager approved a request to purchase an Engineering Scanner/Printer, and Laser Color Printer, described below. 1. One Engineering Digital Document System, at a cost of $35,552, for printing, scanning, storing, and copying of engineering drawings as well as creating, and designing documents. The system is networkable and laserfische compatible. This scanner/printer would be purchased from the savings in the Supplies and Services accounts in the Recreation Division Expenditures Funds. This system will also be shared with the Planning department housed in the Mercy Building. 2. One Laser Color Printer, at a cost of $3,772, for printing documents directly from personal computers for the use of the reconstituted Parks and Recreation department. FISCAL IMPACT: Recreation Division funds of $39,324 will be transferred from various Supplies and Services accounts to the Other Equipment capital account in the Parks and Recreation operating budget for the purchase of equipment for the Parks and Recreation Division. H:\HOME\PARKSREC\A113\Transfer of funds for Scanner-Printer.doc RESOLUTION NO. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING TRANSFER OF FUNDS FROM LIBRARY AND RECREATION SUPPLIES AND SERVICES ACCOUNTS TO THE CAPITAL EQUIPMENT ACCOUNT FOR THE PURCHASE OF EQUIPMENT IN THE PARKS AND RECREATION OPERATING BUDGET WHEREAS, the City's budget transfer policy calls for City Council approval to transfer more than $15,000 between budget summary accounts, such as between Supplies and Services and Capital Equipment; and WHEREAS, the Parks and Recreation Department has two equipment items that have been approved by the City Manager for purchase this year, however, the dollar amount for these items exceeds the $15,000 limit; and WHEREAS, $39,324 needs to be transferred in order to purchase one Engineering Digital Document System at a cost of $35,552 and one Laser Color Print at a cost of $3,772. NOW, TH EREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby approve the transfer of $39,324 from various Supplies and Services accounts to the Other Equipment capital account in the Parks and Recreation operating budget for the purchase of equipment -- in the Parks and Recreation operating budget. Presented by Approved as to form by David Palmer !~~~~- -W Deputy City Manager [( H:/horne/attor ney/reso/x fer funds P&R scanner printer (May 5, 2000 (2:34pm)] CITY COUNCIL AGENDA STATEMENT Item Meeting Date: 5/16/0._.~0 ITEM TITLE: Resolution amending the FY 1999-00 budget for the Library and Recreation Department by appropriating $10,000 in unanticipated revenue and authorizing an agreement between the City and the YMCA for the City to retain specialized independent contractors to provide extended after-school programs, r~) SUBMITTED BY: Deputy City Manager Palme REVIEWED BY: City Manager jS~$ (4/5thsVote: Yes3[ The YMCA Youth and Family Services has awarded the City, through its Library and Recreation Department, a $10,000 contract for the provision of enhanced after-school programming at Castle Park Middle School and Hilltop Middle School. The funding is part of a grant applied for and received by the Chula Vista Youth Coalition from the County of San Diego Critical Hours funding. The YMCA is the designated fiscal agent for the grant, and, as such, is subcontracting various services to be provided by several Youth Coalition members. RECOMMENDATION: That Council adopt the resolution amending the Library and Recreation budget by appropriating $10,000 in unanticipated revenue and authorizing the Dep.u .W City Manager, on behalf of the City, to enter into a subcontract with the YMCA for the prows~on of specified services. BOARDS/COMMISSIONS RECOMMENDATION: N/A DISCUSSION: Last spring, the Chula Vista Youth Coalition applied for Critical Hours funding from the County of San Diego. In the fall of 1999 the County approved the grant request and funding was authorized to the YMCA Youth and Family Services as the desi .gnated fiscal agent. The YMCA is now subcontracting with several Youth Coalition member agenmes, including the City, for the provision of services. The Library and Recreation Department will use the $10,000 to provide a variety of programs and activities that will be conducted by independent contractors at Castle Park and Hilltop Middle Schools. These programs will enhance the programming already being provided at these sites through other City and District fimding. Examples of the new programs to be offered include fitness training, martial arts instruction, cooking classes, and self-development programs. FISCAL IMPACT: The YMCA is subcontracting with the City for $10,000 ($5,000 for each of the two school sites; Castle Park and Hilltop Middle Schools). The FY 99/00 budget for the Library and Recreation Department would be amended, appropriating $10,000 for the retention of contractual instructors. The YMCA would reimburse the City for expenses following the submittal of invoices and proof of expenditures. Attachment: "A" - Agreement between the YMCA of San Diego County, and the City of Chula Vista H:\home\parksrec~A1131critical hfs.subcontract RESOLUTION NO. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AMENDING THE FY 1999-00 BUDGET FOR THE LIBRARY AND RECREATION DEPARTMENT BY APPROPRIATING $10,000 IN UNANTICIPATED REVENUE AND AUTHORIZING AN AGREEMENT BETWEEN THE CITY AND THE YMCA FOR THE CITY TO RETAIN SPECIALIZED INDEPENDENT CONTRACTORS TO PROVIDE EXTENDED AFTER-SCHOOL PROGRAMS WHEREAS, the YMCA Youth and Family Services has awarded the City, through its Library and Recreation Department, a $10,000 contract for the provision of enhanced after-school programming at Castle Park Middle School and Hilltop Middle School; and WHEREAS, the funding is part of a grant applied for and received by the Chula Vista Youth Coalition from the County of San Diego Critical Hours funding; and WHEREAS, the YMCA is the designated fiscal agent for the grant, and, as such, is subcontracting various services to be provided by several Youth Coalition members. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby amend the FY 1999-00 budget for the Library and Recreation Department by appropriating $10,000 in unanticipated revenue for the retention of contractual instructors which will be reimbursed by YMCA to the City following the submittal of invoices and proof of expenditures. BE IT FURTHER RESOLVED that the Deputy City Manager is hereby authorized, on behalf of the City, to enter into a subcontract with the YMCA for the provision of specified services. Presented by Approved as to form by DD ea~iulyP~litrrce~la n ag e r ~:~. thynAMB-~rKnae~eny (~r- - u [(H \home/arLorney\reso\YM CA after school program (May 5, 2000 (2: 5pm)] SUBCONTRACT BE'FWEEN THE YMCA OF SAN DIEGO COUNTY YOUTH & FAMILY SERVICES-SCHOOL OUTREACH SERVICES AND CITY OF CHULA VISTA This Subcontract, entered into on the 9th day of November 1999, by and between the YMCA YOUTH & FAMILY SERVICES, 4080 Centre Street, #102, San Diego, CA 92103, hereinafter referred to as YMCA and the CITY OF CHULA VISTA, 270 "F" Street, Chula Vista, CA 91910, hereinafter referred to as CITY. WlTNESSETH WHEREAS the YMCA and City desire to work cooperatively to operate and expand the Critical Hours Program to provide after school services to students at Castle Park and Hilltop Middle schools; and WHEREAS, the purpose of the Critical Hours Program is to provide services at Castle Park and Hilltop Middle Schools after school during the hours most parents work; and WHEREAS, the YMCA is subcontracting with City to provide sports and recreational activities to students after school at Castle Park and Hilltop Middle Schools in partnership with YMCA; and WHEREAS, the purpose of this subcontract is to establish a formal working relationship between the parties, based upon the intent of policy set by the San Diego County Board of Supervisors, the County of San Diego Health and Human Services Agency, and the YMCA in the awarded Critical Hours Program contract. NOW, THEREFORE, the parties hereto do mutually agree as follows: I. RESPONSIBILITIES OF THE YMCA The YMCA shall perform the following duties: A. Fiscal Lead Agency 1. YMCA shall serve as the lead fiscal agency in obtaining funds for the administration and operation of the Critical Hours Program at Castle Park and Hilltop Middle Schools. H:~home\parksrec~A113lcritical hfs.subcontract 2. Administer and report back to the funding source, the County of San Diego Health and Human Services Agency on the objectives outlined in the Critical Hours contract. B. Program Staffing - the YMCA agrees to provide the following staff to meet the Critical Hours objectives: Site Supervisor and two AmeriCorps members as support staff. C. Program Management - as per contract with the County of San Diego Health and Human Services Agency. D. Program Monitoring - as per contract with the County of San Diego Health and Human Services Agency. E. Program Evaluation - as per contract with the County of San Diego Health and Human Services Agency. II. RESPONSIBILITIES OF CITY The City shall perform the following duties: A. Provide staff or independent contractors to facilitate sports and recreational activities to students participating in the after school Critical Hours program at Castle Park and Hilltop Middle Schools in partnership with YMCA. B. Submit com[~leted daily attendance rosters for each activity provided by City to YMCA Site Supervisor for monthly submission by the YMCA as required by the contract with the County of San Diego Health and Human Services Agency. II1. COMPENSATION A. The YMCA agrees to compensate the City the sum of up to $10,000 from the Critical Hours Program funds granted to YMCA by the County of San Diego Health and Human Services Agency to support activities provided by the City that meet the Critical Hours objectives. This amount is based on $5,000 for each school site that services are being provided to. B. Transfer payments shall be made to City within one month of receipt of payment from the County to the YMCA and is contingent upon receipt of monthly statistical reports and invoices completed and submitted by City. IV. TERM/TERMINATION A. The term of this subcontract shall commence on September 1, 1999, and continue through August 31, 2000. Both parties may review this subcontract annually. Either party upon sixty- (60) day advance written notice may terminate the subcontract. H:\home\parksrec~A1 131critical hrs.subcontract 2 V. AMENDMENTS A. Amendments to this subcontract may be made with a mutual written agreement by both parties. VI. HOLD HARMLESS INDEMNIFICATION A. Each party agrees to hold harmless the other, their elected and appointed officers, trustees, agents and employees from and against all claims or damages, liability or costs and expense (including without limitabon attorney's fees) arising out of the performance of this subcontract by the parties, their agents, employees, subcontractors or others, except for only those claims arising from the sole negligence or sole willful misconduct of either party, or their officers or employees. It is understood that such indemnity shall survive the termination of this SUBCONTRACT. B. The YMCA is required by the County of San Diego Health and Human Services Agency to haveS2 million in liability insurance and shall name the County and City as additional insures. VII. FINGERPRINT CLEARANCE A. Each party is responsible to insure that its employees working with students are fingerprinted. YMCA will ensure that no individual is placed at the school site who has a serious or violent felony conviction as defined by the Education Code, Section 44830.1, or a sex offense conviction or controlled substance conviction as defined by the Education Code, Section 44011. IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the day indicated in the terms of the agreement. YMCA ,! City of Chula Vista y ~ /,,~ ~~-~~ Library and Recreation Department B By Title Executive Director Title Date Al~ril ].2, 2000 Date H:\home\parksrec~A1131critical hrs.subcontract 3 CITY COUNCIL AGENDA STATEMENT Item: Meeting Date: Ma~ 16.2000 ITEM TITLE: (a) Resolution approving a lease between the City and the Boys & Girls Club of Chula Vista for use of Lauderbach Community Center. (b) Resolution approving a MOU between the City and the Sweetwater Union High School District for use of the Community Youth Center. SUBMITTED BY: Deputy City Manager David Palrner~ REVIEWED BY: City Manager ~-~f~ (4/Sths Vote: Yes No X ) The City and the Boys and Girls Club of Chula Vista have negotiated an agreement to lease the Lauderbach Commurdty Center to the Club for a period of eighteen (18) years with provision for two (2) five (5) year renewals (ATTACHMENT A). As a result, the Recreation Division will move its programs to the Community Youth Center on L Street and enter into a new MOU with Sweetwater Union High School District for continued joint use of the facility (ATTACHMENT B). RECOMMENDATION: That Council adopt the resolutions: (a) Approving the lease with the Boys & Girls Club for use of Lauderbach Community Center. (b) Approving the Memorandum of Understanding (MOU) between the City and the Sweetwater Union High School District for the use of the Conmmunity Youth Center. BOARDS/COMMISSIONS RECOMMENDATION: At their meeting of April, 20, 2000 the Parks and Recreation Commission voted unanimously to support both the Boys and Girls Lease and the Youth Center MOU (ATTACHMENT C). DISCUSSION: In late 1999, community concerns arose regarding the competing needs between Chula Vista High School and the Boys and Girls Club of Chula Vista for the use of the Chula Vista Youth Center facility. At that time, the Recreation Division entered negotiations with the Boys and Girls Club and the Sweetwater High School District to provide a solution. At this time an agreement has been reached by all parties, that the Recreation Division's programs and staff move to the L Street Youth Center and that the Boys and Girls Club occupy Lauderbach Community Center for its programs. This exchange will abate the use conflict at the Youth Center and provide a venue for the Club, District, and City to provide programs and services. A separate Memorandum of Understanding with the Sweetwater Union High School · IF Item , Page 2 Meeting Date: May 16, 2000 District will adjust usage of the Community Youth Center at Chula Vista High School pursuant to an existing 1988 Joint, Use Agreement (ATTACHMENT D). The City Attorney's Office has reviewed and approved both the lease agreement and the MOU. Boys and Girls Club move to Lauderbach An eighteen (18) year lease at $1.00 per year, with two (2) five (5) year renewal options, has been negotiated with the Boys & Girls Club for their use of the Lauderbach Community Center. The term of the lease with the Boys & Girls Club is contemporaneous with the term that the Club has with the City for the Oleander facility. Under the proposed agreement, the Boys & Girls Club will be responsible for all utilities, maintenance and repairs at Landerbach Community Center. The City will continue to maintain the adjacent park and playgrounds. The Oxford Seniors will remain at Landerbach and the 4-H (AM/PM childcare service) would continue its use for another year. The move to Lauderbach by the Boys & Girls Club will provide greater opportunity for service delivery to the community with program hours available before and during school hours. Current Youth Center users will have the option of continued access to that facility through City programs or to go to Lauderbach. The Boys & Girls Club has capability of transporting users to its various venues. L Street Youth Center Under the terms of the proposed Youth Center MOU, the City's Recreation Division and Chula Vista High School will now share that facility. As a result, the School District will now pay 70% of the operating costs and the City 30 %. The City will budget the following with reimbursement for their proportionate share by the District: · Contractual janitorial services including annual refinishing ofrestroom floors · Alarm contract · Annual re-finishing of the gynmasium floor The District will budget the following with reimbursement for their proportionate share by the City: · Ground ma'mtenance · Minor repairs Major repairs mutually agreed upon · Cleaning and replacement of dust rugs and floor mats · Fire extinguisher maintenance · HVAC maintenance The District would have use of the facility during school hours from 7:30AM until 3:15 PM. Certain City programs will be provided by the Recreation Division during those hours and it is contemplated that Recreation staffwill be present at the facility during the school day. City will Item_. ~ . , Page 3 Meeting Date: May 16, 2000_ host the District's after school sports programs through the regular use permit process, as appropriate~ Thc District and City will continue their quarterly joint~user meetings and monthly meetings with site school and center staff. This exchange of facilities is a "win-win" for all parties and provides a way to resolve competing uses, provide continuing service to the community and enable the Recreation Division/Club/High School to appropriatelyserve their constituents. FISCAL IMPACT: Thc fiscal impact of the transaction is a net saving to the City of Chula Vista of approximately $10,000 annually from non-personnel services such as utilities. Attachments: "A" Lease between the City of Chula Vista and the Boys Girls Club of Chula Vista "B" Memorandum of Understanding between the City of Chula Vista and Sweetwater Union High School District "C" Draft Minutes of the April 20, 2000 Parks and Recreation Commission meeting "D" 1988 Joint Use Agreement between the City of Chula Vista and Sweetwater Union High School District RESOLUTION NO. __ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AUTHORIZING A LEASE BETWEEN THE CITY OF CHULA VISTA AND THE BOYS & GIRLS CLUB OF CHULA VISTA FOR USE OF LAUDERBACH COMMUNITY CENTER WHEREAS, the City and the Boys & Girls Club of Chula Vista have negotiated an agreement to lease the Lauderbach Community Center to the Club for a period of eighteen (18) years with provision for two (2) five (5) year renewals; and WHEREAS, as a result, the Recreation Division will move its programs to the Community Youth Center on L Street and enter into a new Memorandum of Understanding (MOU) with Sweetwater Union High School District; and WHEREAS, at its meeting of April 20, 2000, the Parks and Recreation Commission voted unanimously to support both the Boys and Girls Club Lease and the Youth Center MOU. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby authorize a lease between the City of Chula Vista and the Boys and Girls Club for use of the Lauderbach Community Center, a copy of which shall be kept on file in the office of the City Clerk. BE IT FURTHER RESOLVED that the Mayor of the City of Chula Vista is hereby authorized and directed to execute said Lease on behalf of the City of Chula Vista. Presented by Approved as to form by David Palmer John M. Kaheny Deputy City Manager City Attorney [(H:\home\attorney\reso\boygirls agr (May 11, 2000 (10:37am)] LEASE AGREEMENT BETWEEN THE CITY OF CHULA VISTA AND THE BOY'S AND GIRL'S CLUB FOR THE LEASE OF CERTAIN PROPERTY AT LAUDERBACH COMMUNITY CENTER AT LAUDERBACH PARK THIS LEASE AGREEMENT is made and entered into this day of May, 2000 between the City of Chula Vista, a Municipal Corporation, as lessor, hereinatter called "City," and the Boys & Girls Club of Chula Vista, Inc., a California non-profit corporation, as lessee, hereinafter called "Club;" RECITALS: WHEREAS, the City owns certain property, including all improvements located upon the property, at Lauderbach Park in the City of Chula Vista. WHEREAS, the Club desires to lease said property to conduct its Community Youth Center for the purposes of providing primarily the youth, and secondarily the Chula Vista community in general, with a recreational, childcare, and educational facility and corresponding projects and programs intended to promote their physical, mental, and moral well being; and WHEREAS, the activities offered by the Club benefit the community. WITNESSETH: City hereby leases to Club and Club hereby leases f~om City, certain property hereinafter described under the following terms and conditions: 1. Subject Premises. City leases to the Club a certain part of a parcel of real property, together with all current improvements thereon, situated in the City of Chula Vista, County of San Diego, State of California, commonly known as Lauderbach Community Center, Chula Vista, as follows: a. The Club shall have the use and occupancy of the Community Center building in its entirety as well as access to the park area and playgrounds. One playground may be fenced by the Club for such licensing requirements as may prevail, with the understanding that the general public will have access during those times that the Club is not using the subject playground. City will have continual access and responsibility for maintenance and repair of said playground and equipment to insure public safety. b. It is further understood that the Oxford Seniors Club will continue to have the use of the assembly hall and kitchen for its regular meetings and events. The Oxford Seniors Club would continue to have reasonable storage. c. It is further understood that the 4 - H Club of San Diego will continue to have occupancy of the classroom on weekdays to conduct pre and after school programs for period of one (1) year fi.om the date hereof. d. Other community user groups will request use of the building through the Club's process. Any groups wishing to rent the facility will do so through the Club with all proceeds fi.om these rentals being retained by the Club. e. The facility will provide operational hours beginning no earlier than 6:00 a.m. and extending no later than 11:00 p.m. in accordance with the wishes of the adjacent dwellings. f. The City shall remove all non-affixed equipment agreed upon by the Club and City, equipment left by the City for the use of the Oxford Seniors and 4-H Program will bear the City's inventory numbers and be accotmted for yearly. 2. Term. The initial term of this lease shall expire June 1, 2018, unless sooner terminated by the destruction of Subject Premises, as herein defined, or otherwise as permitted by this Agreement. a. The Subject Premises shall be deemed destroyed for the purpose of terminating this Lease at such time as (1) the improvements thereon are, in whole or in part, ruined by a calamity or a progressive degenerative process, such as rot, termites, etc., and, (2) the amount the City receives as compensation for the damage fi.om an insurance source or the Club exceeds the City's estimate of the cost of the repair. If the Subject Premises are deemed terminated, the City may retain all of the proceeds for the damage fi.om the insurance source. Nothing herein shall be deemed to relieve the Club for damage to the premises they may have otherwise caused. b. lfthe improvements on the Subject Premises are, in whole or in part, ruined by a calamity or a progressive degenerative process, the City shall be under no duty to the Club to provide substitute or replacement facilities or premises during any repair or reconstruction of the Subject Premises, or to pay the rental value thereof, regardless of cause of the damage to the Subject Premises. c. Extended Term. Upon the expiration of the Initial Term, the Club may request to extend the term of the lease for two (2) successive five (5) year periods. The Club shall exercise the extension option by written notice to and approval of the City, such notice to be provided no later than ninety (90) calendar days prior to the expiration of the lease term then in effect. Unless otherwise mutually agreed by the parties in writing, the terms and conditions of this Agreement shall remain in effect during the Extended Term. Prior to the granting of any extension period, however, the City shall review the Club's operations at the facility, which shall include the Club's provision of programming, and the extent to which it is designed to meet the needs of youth and the community, and which shall further include the nature and extent to which the Club has adequately maintained the facility, or other wise contributed to the cost of 2 said maintenance, and which shall further include a review of the advantages and disadvantages from continuing to permit the Club to operate at the facility. d. Holdover Tenancy. In the event the Club elects not to extend the Term but retains possession of the Premises upon the expiration thereof, with the Cityr s consent the Club's tenancy shall be converted to a month to month arrangement, subject to termination by the City upon one (1) months written notice, but otherwise on the same terms and conditions then in effect. e. The City reserves the right to require the Club to vacate the premises and to terminate this lease anytime during the course of the Agreement upon six (6) months written notice. However, if the Holdover Tenancy has been triggered, Paragraph 2.2 shall prevail. 3. Rent. Club agrees to pay to City as rental for Subject Premises the sum of $1.00 per year payable on the 1st day of June of each year during the term hereof; and in addition hereto, Club agrees to do and perform the other covenants and agreements in this lease contained each of which shall be considered as additional rent. 4. Purpose. Club shall use the Subject Premises solely for the following purposes, to wit: maintaining and operating thereon the Lauderbaeh Community Center building and the use of the playgrotmd(s) and park for use as a service, educational, licensed childcare, and recreational center for young people and other members of the community residing in the South Bay area according to the standards of the Club and for all reasonable and lawful purposes incidental thereto including traditional fundraising activities. The Club agrees to use Subject Premises solely for the purposes herein stated. Any other use by the Club without the written consent of the City shall be cause for termination of this agreement upon 30 days notice to vacate the premises. 5. Responsibility of Club. a. Club shall keep the Subject Premises, building and the property upon which the building is situated, free from any liens arising out of the work performed, materials furnished, or obligations incurred by Club. Failure to keep Subject Premises free of liens shall constitute a major breach, and default, oftbe covenants of this agreement and grounds for termination by City, at City's sole option. It is intended by the parties hereto that City has no obligation, in any manner whatsoever, to repair and maintain the Subject Premises nor the structural improvements, including any buildings, now located or to be constructed thereon, nor the equipment now located or to be constructed therein, whether structural or non structural, unless otherwise provided for in this Agreement. Club expressly waives the benefit of any statute now, or hereinafter in effect which would otherwise afford Club the right to make repairs at City's expense or to temfinate this Lease because of City's failure to keep the Subject Premises in good order, condition and repair. b. Club hereby covenants and agrees that all utilities and services necessary for the use and occupation of Subject Premises shall be provided and paid for by Club. c. Club shall not make any improvements or additions to the building and Subject Premises without prior written approval of the Director of Parks and Recreation. Said improvements and additions shall include, but not be limited to, changes to the exterior or interior, room additions, signs, and new plantings. The Club may, however, place 'Boys & Girls Club" signage consistent with and similar to the sign erected at the Chula Vista Youth Center. The Club shall remove at their expense the existing signage at the Chula Vista Community Youth Center. d. Pursuant to the provisions of Section 107.6 of the Revenue and Taxation Code, the property interest which is the subject matter of this lease may be subject to property taxation and that the Club, as lessee, may be subject to the payment of such property taxes levied on such interest. Club shall be liable for and shall pay, at least ten days before delinquency, taxes levied aga'mst any personal property or fixtures placed by Club in or about the Subject Premises. Further, Club shall be obligated to pay any and all other taxes, including but not limited to possessory interest tax, which may be l~om time to time assessed upon the facility. The failure of Club to pay such levied tax, resulting in the establishment of a tax lien by any taxing agency, shall constitute a major breach, and default, of this lease and constitute grounds for recovery of possession by City. c. Club agrees to accept full responsibility for the maintenance and repair of Subject Premises, excluding landscaping in park areas. In addition the Club will assume the balance of the alarm monitoring contract obligation, as well as the contractual janitorial maintenance. Club shall, at Club's sole cost and expense, keep the Subject Premises and every part thereof in good condition and repair, comparable to other property held by the City in the general vicinity. Club shall, upon the expiration or sooner termination of the term hereof surrenders the Subject Premises to City in the same condition as when received. City shall have no obligations to alter, remodel, repair, decorate, or pa'mt the structures located upon the land which is the subject of this lease. The City shall have the right to enter upon the premises to conduct inspections of the premises as it deems necessary and in no event less than twice annually. The City shal! continue to maintain the adjacent park areas. fi Anti-Discrimination Club, for itself and its successors and assigns, agrees that dur'mg the occupancy and use of the Subject Premises, Club will not, with respect to its operation of the Subject Premises, discriminate against any person because of race, color, creed, religion, sex, sexual orientation, marital status, age, handicaps, ancestry or national origin. In addition, Club agrees to continue current status of compliance of the Subject Premises with the requirements of the Americans With Disabilities Act, and regulations promulgated thereunder. 6. Parking. Club agrees to allow City access to the parking lot and shall not unreasonably restrict the use thereof by the general public and shall not create more than five (5) reserved spaces for the sole use of the club. 7. Compliance with Laws and Regulations. Club agrees to maintain and operate Subject Premises in compliance with all laws, rules and regulations applicable thereto. a. Club agrees to provide City reasonable access to the Premises to allow City staff or a designee of the City to perform any renovations necessary to comply with the Americans with Disabilities Act. b. Renovations undertaken by City to comply with the Americans with Disabilities Act shall be funded by the City. 8. Termination. a. In the event that Club fails to maintain and operate Subject Premises for the principal purpose for which the same are hereby demised or fails to maintain reasonable and adequate supervision and maintenance of Subject Premises or further fails to remedy any such faults or defects within 30 days after written notice to do so fi.om the City, then City may elect to terminate and cancel this lease. b. All of the conditions and covenants contained herein to be performed by Club shall be deemed to be conditions of Club's right to possession of the Subject Premises, and if after 30 days written notice to Club, any default in said conditions is not remedied or corrected or performed to City's satisfaction, City shall have the right to re-enter the Subject Premises, remove Club and retake possession thereof. c. In the event that Club abandons Subject Premises, the City may elect to terminate this lease. Abandonment is herein defined to include, but is not limited to, any absence of Club fi.om the Subject Premises for fifteen (15) days or longer while in default of any provision of this lease except where excused by law or circumstances beyond Club's control. d. City ~nay terminate this Lease Agreement at any time and for any reason, by giving specific written notice to Club of such termination and specifying the effective date thereof, at least ninety (90) days before the effective date of such termination. 9. Representatives of Parties to Agreement. The following are designated as representatives of parties to this agreement: a. City designates the Director of Parks and Recreation as its representative in all matters under this contract (except execution hereof) and all notices given to the City shall be so addressed to the above designated representative at 276 Fourth Avenue, Chula Vista, CA 92010. 5 b. Club designates its President as the representative under this contract and all notices sent to Club shall be addressed to the above designated representative at 1301 Oleander Avenue, Chula Vista, CA 91911 10. Assignment. Neither this agreement nor any duties or obligations hereunder shall be assignable by Club without prior written consent of the City, which consent may be withheld in the discretion of the City. In the event of an assignment by Club to which the City has consented, the assignee or its legal representative shah agree in writing with the City to assume, perform, and be bound by the covenants, obligations, and agreement contained herein. Any consent to an assignment shall not, in the absence of express provisions to the contrary, constitute a release of the Club from the provisions of this Agreement. 11. Successors and Assigns. Subject to the provision regarding assignment, this agreement shall be binding on the heirs, executors, administrators, successors, and assigns of the respective parties. 12. Attorney's Fees. If any action at law or inequity is brought to enforce or interpret the provisions of this agreement, the prevailing party shall be entitled to reasonable attorney's fees in addition to any other relief to which it may be entitled. 13. Modification of Agreement. This Agreement may be amended by reason of changes in the scope of the purpose as described herein and the amount of any adjustment shall be determined by negotiations to the mutual satisfaction of the City and Club. Said amendments must be in writing. 14. Indemnity, Insurance, and Disclosure a. Indemnity. Club shall indemnify and hold harmless City from and against any and all claims arising from Club's use of the Subject Premises (including specifically, but not limited to, deposit of toxic or hazardous material in or about the Subject Premises, or uses of such material in any structure on the premises) or from the conduct of Club's business or from any activity, work or things done, permitted or sufl~red by Club in or about the Subject Premises or elsewhere and shall further indemnify and hold harmless City from and against any and all claims arising fi:om any breach or default in the performance of any obligation on Club's part to be performed under the terms of this Lease, or arising from any negligence of the Club, or any of Club's agents, contractors, or employees, and from and against all cost, attorney's fees, expenses and liabilities incurred in the defense of any such claim or any action or proceeding brought thereon; and in case any action or proceeding be brought against City by reason of any such claim, Club upon notice from City, shall defend the same at Club's expense Club, as a material part of the consideration to City, hereby assumes all risk of damage to property or injury to persons, in, upon or about the Subject Premises arising fi:om Club operations and Club hereby waives all claims in respect thereof against City. 6 b. Exemption of City fi'om Liability. Club hereby agrees that City shall not be liable for injury to Club's business or any loss of income therefrom or for damage to the goods, wares, merchandise or other property of Club, Club's employees, invitees, customers, or any other person in or about the Subject Premises, nor shall City be liable for injury to the Club, Club's employees, agents or contractors, whether such damage or injury is caused by or results from fire, rain, water, steam, electricity, gas, or from the breakage, leakage, obstruction or other defects of the land, grading, elevation of the land, pipes, wires, appliances, plumbing, or from any other cause, whether the said damage or injury results from conditions arising upon the Subject Premises or from other sources or places and regardless of whether the cause of such damage or injury or the means of repairing the same are inaccessible to Club. City shall not be liable for any damages arising from any act or neglect of any other tenant, if any, of the land adjacent to the Subject Premises leased by City. c. Liability Insurance. Club shall, at Club's expense obtain and keep in force during the term of this lease a policy of Bodily Injury insurance insuring City and Club against any liability arising out of the ownership, use, occupancy or maintenance of the Subject Premises and all areas appurtenant thereto. Such insurance shall be a combined single limit policy in an amount not less than $1,000,000 per occurrence. The limits of said insurance shall not, however, limit the liability of Club hereunder. d. Property Insurance. Club shall obtain and keep in force during the term of this Lease a policy or policies of insurance covering loss or damage to the Subject Premises, in the amount of the full replacement value thereof, as the same may exist from time to time, which replacement value is now $500,000, but in no event less than the total amount required by lenders having liens on the Subject Premises, against all perils included with the classification of fire, extended coverage, vandalism, malicious mischief, and special extended perils ("all risk" as such term is used in the insurance industry). Said insurance shall provide for payment of loss thereunder to City and to the holders of mortgages or deeds of trust on the Subject Premises. If the Club shall fail to procure and maintain said insurance the City may, but shall not be required to, procure and maintain the same, but at the expense of Club. If such insurance coverage has a deductible clause, the deductible amount shall not exceed $1,000 per occurrence, and Club shall be liable for such deductible amount. c. Insurance Policies. Insurance required hereunder shall be in companies holding a "General Policyholders Rating" of at least A, or such other rating as may be required by a lender having a lien on the Subject Premises, as set forth in the most current issue of "Best's Insurance Guide." The Club shall deliver to the City copies of policies of such insurance or certificates evidencing 7 --I the existence and amounts of such insurance with loss payable clauses as required by this Section. No such policy shall be cancelable or subject to reduction of coverage or other modification except after thirty (30) days prior written notice to City. Club shall, at least thirty (30) days prior to the expiration of such policies, furnish City with renewals or "binders" thereof, or City may order such insurance and charge the cost thereof to Club, which amount shall be payable by Club upon demand. Club shall not do or permit to be done anything which shall invalidate the insurance policies referred to in this Section. If Club does or permits to be done anything which shall increase the cost of the insurance policies referred to in this Section, then Club shall forthwith upon City's demand reimburse City for any additional premiums attributable to any act or omission or operation of Club causing such increase in the cost of insurance. All insurance policies shall name the City as an additional insured. f. Waiver of Subrogation. Club and City each hereby release and relieve the other, and waive their entire right of recovery against the other for loss or damage arising out of or incident to the perils insured against under this Section, which perils occur in, on or about the Subject Premises, whether due to the negligence of City or Club or their agents, employees, contractors and/or invitees. Club and City shall, upon obtaining the policies of insurance required hereunder, give notice to the insurance carrier or carders that the foregoing mutual waiver of subrogation is contained in this Lease. g. Amendment The amount of coverage required by the City pursuant to this agreement may be amended by the City upon 180 days notice to Club. Failure of Club to maintain said policy shall be grounds for termination of this lease. h. Lead Disclosure The parties acknowledge that pursuant to the Code of Federal Regulations, Section 745.223, that the Club facility may constitute a Child-occupied facility, defined by the Code as follows: A building, or a portion of a building, constructed prior to 1978, visited regularly by the same child, six (6) years of age or under, on at least two different days within any week (Sunday through Saturday period), provided that each days visit lasts three (3) hours and the combined weekly visits last at least six (6) hours, and the combined annual visits last at least sixty (60) hours. Child-occupied facilities may include, but are not limited to, day-care centers, preschools and kindergarten classrooms. The parties understand the goal of the Lead- Based Paint Poisoning Prevention Act (42 U.S.C. Section 4821-4846) is to eliminate, as far as practicable, the hazards of lead-based paint poisoning with respect to properties that may be occupied by children under 7 (seven) years of age. 8 The Club agrees to take all reasonable precautions and to use reasonable care in the Subject Premises in light of the above. h. Asbestos The city knows of no ~iable asbestos in the Subject Premises. 15. Subleases. Club shall not sublease any portion of the building or Subject Premises without prior written approval of the Director of Parks and Recreation. 16. Entire Agreement. This Agreement supersedes any prior agreement and contains the entire agreement of the Parties on the matters covered. No other agreement, statement or promise made by any Party or by any employee, officer or agent of any Party that is not in writing and signed by all Parties shall be binding. 17. Governing Law This Agreement has been executed in and shall be governed by the laws of the State of California. 18. Invalidity If any term, covenant, condition or provision of this Agreement is held by a court of competent jurisdiction to be invalid, void or enfomeable, the remainder of the provisions hereof shall remain in full rome and effect and shall in no way be affected, impaired or invalidated thereby. 19. Waivers The waiver by one Party of the performance of any covenant, condition or promise shall not invalidate this Agreement, nor shall it be considered a waiver by him of any other covenant, condition or promise. The waiver by either or both Parties of the time for performing any act shall not constitute a waiver of the time for performing any other act or an identical act required to be performed at a later time. The exercise of any remedy provided in this Agreement shall not be a waiver of any consistent remedy provided by law, and any provision of this Agreement for any remedy shall not exclude other consistent remedies unless they are expressly excluded. 20. Condemnation. 9 If the Subject Premises or any portion thereof are taken under the power of eminent domain, or sold under the threat of the exercise of said power (all of which are herein called "condemnation"), this Lease shall terminate as to the part so taken as of the date the condemning authority takes title or possession, whichever first occurs. (end of page. Next page is signature.) 10 1N WITNESS WHEREOF, the parties have executed this lease the day and year first above written. Dated: City o f Chula Vista by:. Shirley Hortorg Mayor Attest: Susan Bigelow City Clerk Approved as to Form: John M. Kaheny City Attorney -1 BOYS & GIRLS CLUB RESOLUTION NO. __ RESOLUTION OF THE CiTY COUNCIL OF THE CITY OF CHULA VISTA APPROVING A MEMORANDUM OF UNDERSTANDING BETWEEN THE CITY OF CHULA VISTA AND THE SWEETWATER UNION HIGH SCHOOL DISTRICT FOR USE OF THE COMMUNITY YOUTH CENTER WHEREAS, the City and the Boys & Girls Club of Chula Vista have negotiated an agreement to lease the Lauderbach Community Center to the Club for a period of eighteen (18) years with provision for two (2) five (5) year renewals; and WHEREAS, as a result, the Recreation Division will move its programs to the Community Youth Center on L Street and enter into a new Memorandum of Understanding (MOU) with Sweetwater Union High School District; and WHEREAS, at its meeting of April 20, 2000, the Parks and Recreation Commission voted unanimously to support both the Boys and Girls Club Lease and the Youth Center MOU. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby approve a Memorandum of Understanding between the City of Chula Vista and the Sweetwater Union High School District for use of the Community Youth Center, a copy of which shall be kept on file in the office of the City Clerk. BE IT FURTHER RESOLVED that the Mayor of the City of Chula Vista is hereby authorized and directed to execute said Lease on behalf of the City of Chula Vista. Presented by Approved as to form by DDea~iudtyP~litr~e~anager ~thyn~l~;rKna~eny ~ - U [(H:\home\attomey\reso/CYC agr (May 5, 2000 (1:45pm)] MEMORANDUM OF UNDERSTANDING BETWEEN CITY OF CHULA VISTA AND THE SWEETWATER UNION HIGH SCHOOL DISTRICT FOR COMMUNITY YOUTH CENTER USE This Memorandum of Understanding ("MOU") is entered into by and between the City of Chula Vista ("City") and the Sweetwater Union High School District ("District") as of ,1999. RECITALS WHEREAS, City and District entered into an agreement dated September 1, 1988 entitled "Ground Lease and Joint Use Agreement" (Joint Use Agreement) for the construction and use of the Community Youth Center (Youth Center), a copy of which is attached hereto and made a part hereof and specifically incorporated heroin; and WHEREAS, the Joint Use Agreement provides for the mutual agreement of the parties to scheduling use and hours thereof; and WHEREAS, the parties wish to clarify certain other provisions relating to use and maintenance oftbe Youth Center, and WHEREAS, it is in the interest oftbe parties to cooperate for the benefit of the community; NOW THEREFORE, in consideration of the above recitals and of the mutual covenants hereinafter contained, the parties agree as follows: 1. The Districts use of the Youth Center shall be from 6:00 A.M. to 3:15 P.M. and concurrent with the school day or as may be amended pursuant to the Joint Use Agreement. This does not preclude use after those hours for organized activities and athletic events scheduled through the Chula Vista Department of Parks and Recreation. 2. The City would have the option to have staff in attendance at the Center during the school day aforesaid and by mutual consent engage in programs which do not interfere with District use. 3. The non personnel costs of operating the Center shall be divided between the parties; thirty percent (30%) of the costs to be paid by the City; and seventy percem (70%) of the - costs to be paid by the District. 1 4. The costs would be budgeted as follows: The City will budget the following with reimbursement for their proportionate share by the District: a~ Contractual janitorial services including annual refinishing of restroom floors b. Alarm contract c. Annual re-finishing of the gymnasium floor The District will budget the following with reimbursement for their proportionate share by the City: a. Ground maintenance b. Minor repairs under $500.00 c. Major repairs over $500.00 mutually agreed upon d. Cleaning and replacement of dust rags and floor mats e. Fire extinguisher maintenance f. HVAC maintenance 5. The City will maintain a log of service requests and a calendar of all facility usage. The City will maintain locks and issue all keys to the facility. 6. Regular meetings, not less than monthly, will be held between representatives of the parties for operational and maintenance issues resolution; capital improvements exceeding $500.00 will be determined at quarterly meetings convened for that purpose. 7. Except as otherwise provided herein, all other terms and conditions, covenants and undertakings as contained in the original Joint Use Agreement shall cominue in full force and effect. &The term of this agreement shall be for one year from the date hereof but shall renew from year to year unless the parties elect to change any provision hereof. Approved: andrew B. Campbell Date Assistant Superintendent of Planning and Facilities David Palmer Date Deputy City Manager 2 CITY OF CHULA VISTA PARKS AND RECREATION COMMISSION Minutes Thursday - 6:30 p.m. April 20, 2000 PSB Conference Room 1 276 Fourth Avenue 1. ROLL CALL Chair Palma P , Vice Chair Cochran P , Commissioners Dennison P , Radcliffe 6:40pm , Rude P , Salcido P ,Weidner EA . 2.APPROVAL OF MINUTES - MSC (Salcido/Dennison) to approve the minutes (5-0-2; Weidner, Radcliffe absent). 3.COMMISSIONER'S COMMENTS Chair Palma distributed invitations to the Beautification Awards banquet. He said he would save a table for any Commissioners interested in attending. Member Rude asked about the status of the recruitment for the new Director of Parks & Recreation. 4. PUBLIC HEARINGS OR REMARKS - 5. REPORTS -- FOR INFORMATION ONLY - Tabled Otay Valley Regional Park John Willett Member Radcliffe arrived at this time. She asked that a correction to the Minutes of March 16, 2000 be made to reflect that she was present at that meeting. ACTION ITEMS 6. Unfinished Business a. Parks and Recreation Master Plan Deputy Director Palmer noted that things are going well with the Master Plan. They are close to presenting the plan and hopeful everything will be done by Labor Day. b. Update on selling beer in City parks Deputy Director of Parks Foncerrada repoded to the Commission that he had been in touch with the City Attorney, who reviewed the ordinance regarding selling alcohol in the parks. In reviewing the ordinance it was found that when the ordinance was revised the wording was not clear enough to exclude selling alcoholic beverages in the park. Assistant Recreation Director Shy said staff would be coming back with an ordinance change - since the City has many grants in the City to discourage the consumption of alcohol. Deputy Director Foncerrada said the ordinance would be coming back to the Commission in approximately 3 months. c. Lease/Joint Use agreement for Boys and Girls Club/Lauderbach Center ~ Assistant Recreation Director Shy handed out an overview of the programs and services that the Center anticipates providing. Also included in the packet was a copy of the Lease/Joint Use Agreement. MSC (Radcliffe/Rude) to support the proposal and all that goes with it (6-0-1; Weidner d. Update on Parks staffing report Deputy Director of Parks Foncerrada reported to the Commission that Council approved the staffing report at their meeting, of April 11. Included in the report was the hiring of 1 Supervising Park Ranger, 3 Gardeners, and 1.2 Season Gardeners to work weekends only. Along with the increase in staff (to be hired ASAP), .68 peresons/acre will added as new parks come on line. 7. New Business a. Goals and Objectives for Department Deputy City Manager Palmer gave a brief presentation on the department's goals and objectives, included in the packet MSC (Radcliffe/Rude) to accept and support the b. FY 2000-01 Department Budget & Parks and Recreation Commission Budget Deputy City Manager Palmer presented the Commission budget for the upcoming fiscal year. MSC (Cochran/Radcliff) to request additional funds for one person to attend the annual CPRS conference (5-0-1; Weidner absent). Deputy City Manager noted that additional staff added in the P & R budget included: 2 Landscape Architects, 2 Landscape Planners and 1 Landscape Inspector. There will also be adequate staffing at the pools now that two .5 leads have been added, along with additional lifeguards. There are now complete crews for the park maintenance division. MSC (Radcliff/Rude) to accept and support the proposed budget as presented (5-0-1; Weidner absent). c. Location of May Meeting Deputy City Manager Palmer noted the May meeting would be held at the Mercy Building conference room. 8. WRITrEN COMMUNICATIONS: STAFF COMMENTS Assistant Director of Recreation Shy noted she and staff were in the process of moving to the Mercy Building. She also noted that the Stretch and Dash program won the Helen Putnam award. 10. OTHER ADJOURNMENT AT 8:10 P.M. to the regularly scheduled meeting of May 18, 2000. ATTACHMENT ~.~ GI~OUND LEA~E ~ ~021~T USE AGR£EHENT Ti~ C~T~ OF CHULA VISTA A~D SW£L'TIQATER UH20N HIGH SCHOOL D~STR2CT REGARDING YOUTH FACILITY AT CHULA ¥ISTA HIGH SCHOOL THIS ~ROUND LEASE AXD ODINT USE AGR£D(~NT is entered into on this lst~ efSe~t~b~:~, lg88, ~en ~e CITY ~ CHULA VISTA, ~~~fe~ ~ as t~ , I~d ~e ~[~A~R UN~ON HIGH SCHOOL DISC%CT, ~l~f~r ~fe~d ~ as 'Olstr~ct'. I~EREAS, · peed for ¢om~un~t~ VouCh act~v~t~ facilities exists tn the ~e(ghborhoods Of ~ester~ Chu~a V~sta ~ch ts of concern to both the :~:~ and ~e O~strtct; and. ~RE~, ~e d~scont(nuance of the Bo~s' Club fac~l~t~ at 4~5 S:~e~ t~ Chula Vtsta to acc~date expans~on/~novat~on of the :~a V~s:a ~opp~ng Center ~11 farther exacerba:e ~at need; and, ~ERE~, fu.ds ex~st under the co. tro~ of the t~t~ ~ch can be used for ~e p~v~s~on of a VouCh fac~l~t~ to replace sa~d Bo~s' Club fac~lft~; and. ~E~, a s~te ex(sts on the ca~pus of :hula V~sta Hfgh Scho~ ~h~ch could acc~date such a ~ou:h facility; and, ~ER~, ~e develo~n: of such a fac~l~t~ a: sa~d s~te wou~d create' in opportu~tt~ for use ~ch wou~d be of beheld: to the D~str~ct and D~str~ct's students; and, ~ERE~, ~e ~ve~o~t of such a fac~l~t~ at sa~d s~:e ~ou~d enhance ~e c~ntt~ ~outh act~v~t~ facilities for western Chu4a ~s~red b~ ~e ~ITNESS~H: ~ts agent ~s ~de u~n ~e fo~l~tng ~s and conditions: ' ~e ~ of ~ts G~und Le~se and Oo~nt Use ~r~nt shall c~nce on ~ 1st d~ of ~pt~r , 19~, and shall exptre on ~e of ~ . ~ua~ agent of ~e Ctt~ and ~e ~lstrlct, ~ts agre~nt ~ ~ ex~nded for an additional ~n~ years ~ ~e ~ and conditions ~gh ~St~n notification of the Otstrlct b~ ~e Gr~Jnd Lease: District does hereby rent unto City and City ~nts fr~ Oistrict that certain real property situated in the City of Chula Ytsta, State of California. and cornmonly described ~: City shall ~y ~ ~e District is and for the · pro~rty Subject ~ ~ts ,gre~nt ~e sum of $l.~ ~r ~ear for each and every year so lon9 ,s tenancy ~nti~es. ~ch tnstall~nt of ~l shall .be paid (n ~dvance ~ ~e anniversary date of ~e execution of this ogre~ent to ~e ~e~lbr ~ion Ht~ ~hoD1 District, ll)O Fifth Aven~e, ~ula Yts~. Caltfo~ta 92Dll. ~: )f Iny renU1s shall ~ due or unpaid, or if default ~e in any of the provisions othe~ise contained ~re(n on ~e part of the City to be observed In~ perfo~eU, ~strtct ky exercise Iny and al) mdies provided b~ )aw or ~utV by ~ason of such ~efa~lt, (~luding* the right at District') option of te~inating ~is Unanc~. [vents of ~feult: The failure or ~fs~ioO of District to ~inate ~is )ease for any violation of any of its ter~s, conditions, or covenants, shall tn no way be dee~d to be a consent by District to such violation and shal) (n no way bar, ~top, or prevent Oistrtct fr~ te~inating this lease ~ereafter, either for such or for any subsequent violation of ,ny such ~, condition or covenant. The acceptance of rent hereunder shall not be or be construed to be a waiver of any te~, covenant or condition of ~ts lease. DEStGN~ CONS~UCTION~ AND DISPOSITION OF IMPROVEMENTS Youth Facility: The City shall construct m youth facility on ~e Chula Vista High School campus on ~e property subject to 6round Lease under ~ctton A above, ~at youth facility to be mpproxtmtely 14,000 $qua~ feet of buildtn~ space with mss~(m~d parking. The facility ts conceptually planned to include ~ ~ast~ ~ one s~ndard-sfze main baske~all court mhd ~ practice baske~all courts ~r~ndtcular ~ ~fn court. an m~lntstrmtive office, ~ activity/craft ~, one of ~ich ~uld ~ ~ufp~d ~ Ice--date dance cllsse$, ~nd boys' and Qtrlj' -2- :~. ConstruCtion: Factltt Dost n and Subse~uen~ to cons-ltat~on ~mong ~e ~ls~r~c~, ~ne ~cy, and ~tential yout~ service p~vl~r ~nants, included at ~e ~ption of ~e City, the youth L facility wtll ~ ~stgned mt no cost ~ ~e District b~ a ) ~mltfted ~httect. In oddttion ~ review and mpproval by the ~tV ~st~n bvt~ ~tttff and ~e City Council, the design ~all W subject ~ app~vml by ~e District. .In Idditton to Ill ~gullr ~lty Ipprovil pr~esses, ~e construction plans ~lll be s~Ject ~ ~e ipp~val of ~e S~te Irchttect Ind be tn ~nfomtV wi~ ~e ~U~ Educational Field ~t. 3. ~n ~m(~tton of the ground lease and any extensions of that le~se, ill pro~rty t~rov~nts r~m(n(ng on the pro~rty shall ~c~ ~e p~rty of ~e ~istrict. C. ~OINT USE 1. Use ~: *The ~lty or its flciltty lessees shall have full use of ficiliV during all non-school hours except as ~e~ise 4greed upon. The City or its lessees shall also have use of the fac(ltty during school hours only for 4~inistr~ttve functions ~l~ted ~ ~e facility and for ~intenance functions other than cus~dtal, routine or e~rgency. Notwithstanding the above, all ~s of uses by ~e City would be subject to all C~l!fornia State Educational Code sections regarding use of School f4ctltt(es and woul~ be subject to Distrtct approval, that approval not tO be unreasonably withheld by the District. District: The ~istrict would have full use of the facility ~chool hours. As mutually agreed upon by the Ctt~ and ~e District, t~e District may also use the facility during ceftin after-school hours and certain hours of ~e ~my during s~r vacation. It ts anticipated ~at ~e District will desl~ ~ conduct athletic team practices and intramural i~lettc c~petttton tn ~e facility during after-school hours. go~t~s~ndlng ~e Ibove, all ~s of uses by ~e District Kuld be subject to City mpprov~l lad would be limited to those ipproved by ~e Cl~ 4s not ~yslcally detr(~ntil ~ the fica I t ~. ~neral: Prohibited ty~s of uses for bo~ the Agency Ind the ~ KulU tnclu~, but not ~ limited ~, partisan ~litlcal functions, den~tnattonal religious services, and functions involving ~e serving or cons~ptton of alcoholic ~ve~ages. 'School hours' shall be defined as constituting fro~ the opening to the closing of the rtgular session School day at Chula Vista High School, from 7:30 a.m. to 2:25 p.m., Monday through Friday, from September 12 to June 22. If those school hours are amended in the fatureo any alteration of t~e hours or dates of full use of the facility by the District to correspond to those altered school bouts shall be subject to mutual agreement by the City ~d by the District. Schedulfn$ of Use &. School 1'ear: Use of the facility by the District during the regular school year (September through June) shall be scheduled annually by mutual agreement of the City Director of Parks and Recreation, the District Director of Support Services, and the Chula Vista High School Principal no later than the preceding Nay 1. b. Stnm~er School: Use of the facility by the District during Sun.er School (dune through August) shall be scl~eduled annually by mutual agreement of the City Director of Parks and Recreation, the District Director of Support Services, and the Chula Vista High School Principal no later than the preceding April l. Custodial Services: The District shall provide all custodial services for the subject facility and shall 'maintain" the facility at all times in a clean, orderly an.d usable condition. 'Custodial Services' shall mean cleaning the facility, restoring it daily to an orderly condition, and ~aking minor repairs in order tO maintain the day-to-day serviceability of the facility. The City shall be responsible for the cost of custodial services for the subject facility in an amount proportionate to the use by the City and its facility lessees. The City shall reimburse the District on an annual basis in arrears for the custodial services for which the City is responsible and which the District has provided. The City's p~oporttonate Share shall be determined annually by mutual agreement of the City Director of Parks and Recreation, the District Director of Support Services, and the Chula Vista High School Principal and shall be based on records of usage maintained by the City and the District. Reimbursement to the District shall be based on actual rate of cost to the District for custodial services for the subject facility. The District Shall be resPOnSible for the cost of CUStodial services related to its use of the facility. The District shall make the Agency immediately .aware of .any deficiencies in the facility which are observed by the District's custodial staff and which could have a detrimental -4- effect o~ ~:he c~ndttton or longevity of the bu(l~ing or e~utpment or fixtures within the facility or ~ich could pose -- ~ml~ or safet~ huards ~ faciltt~ occupants or ~e general ~ltc. 4. ~r~~nce and ~ latent: 'The C~ sha~l be ~s · ~ ~ m n~nance and ~plac~n: of the ~c~1~ far ~e ~m ef ~tS a~nt. The D~str~ct shal~ be ~nslble for ~urs~nt ~ ~e ~ral mtn~nance and ~plac~nt of ~e ~ D~strtct er 1ts a~nts ar lessees causes ~amge or e~cess~ve ~ar and ~ar as ~a11~ agr~ u~n b~ ~e Pa~s an~ ~c~atton, ~ D~str~ct D~rector of ~pport ~rvfces, and ~e Chula V~s~ ~tgh ~hool Principal. ~ch re~urs~en: ~all ~ m~e ~n ~ ~a~s of notification ~ Ctt~ rallying ~neral m~ntenance or replace~n:. S. Utilities: ~e C~t~ shall contra~t for ut~11t~ services of gas, electric, ~a~r and s~er for ~e fac~l~:~, and Sh~l ~e ~s~nstble for ~nt of ut~l~t~ charge b~11(ngs. U:(I~:~ settee costs shall be share~ b~ the p~rt~ona~ to res~ct~ve fac(~t~ usage. The proport~onate shares Shall be dete~ne~ annual~ b~ ~tual agre~n: of the C~ty O~c~r of Parks an~ Recrea:~on, the D~str~ct ~ ~p~rt ~rv~ces, and ~e Ch~a Y~s~ H~gh ~all be based on ~cords of usage ~fn:afned ~e D~str~ct. ~e Dfstr~c: s~all ref~urse annual bas~s tn arrears for ~e des(gna:ed proportionate S~re - of utility costs. G~R~ PROVES ~O~S 1. ~nd~f~cat(on: C~t~ and D~str~ct agree to ~ndemn(f~ an~ save free and has'ess each o~er and each other's authorized agents, off~cers, and ~plo~ees or ~e City's sublessees 11abilities and an~ costs and expenses tncurred b~ e~ther part~ or ~eir au~ortzed agents, officers, and Kployees on account of any claim or lawsuits iristn~ ;fr~ use ef ~e propert~ or fmcilt~. ~ts. provision ts in.hUed ~ Share a~ ~tent(al l(ibility arising out of use of ~e fac(lttyas pOor(dod tn Gver~nt ~ ~cttons 8~).4 and 8gS.6. T~ Ct~ will tn~(fy anU save Otstrlct fr~ and ha~less f~ Ill claims arising f~ const~ctton of ~e Joint use facility, including but ~t ltm(~d ~ ~chantc's liens for labor and m~rtals, and ~st Of ~fendtng against ~uch clmt~, (nclud(ng ~asonable Xns~ance: Ct~ ~hall p~vi~ evt~nce of ~ner~l l(ibfllty ~ covera~ for a mtnt~ of SS million for ~e use of subless~s end shall ni~ the District as additional insured. District shall provide evidence of general liability insurance c~ere~e for · minim~ of SS million for the use of the subject faciltt~y b) tbelf and t~ a~ents and sublessees and shall na~ ~ ~t~ ~s additional insured. A~lettc Field Use: ~ use of ~e Chula Vts~ High ~hool i~iettc (tel~s by ~e :tt~ or (ts facility lessees Is not ~er~d .b~ ~ts Igr~nt, but shall be subject to the russia's ~gular factlt~ use process. ~n~nt: This m~r~nt m~ be a~nUed from t(~ ~ tt~ by ~ ~al censent ef ~e parties hereto and only in the ~nner as its adoption. ~e te~ this 'agre~nt' herein shall t~lu~ a~ such ~n~nts p~rly approved and executed. ~tices: All notices reauired or provided for under ~gre~nt shall be (n ~tttng and delivered tn person or sent by ~rttfted mt1, pos~ge pre-paid, return receipt requested, ~ principal efftce of the City and the Oistrict. Notice shall be effect(ye on the d~te delivered in person, or the date when ~e poS~l authorities indicate that the ~iltng was delivered ~ ~e address of the receiving party indicated below: Notice ~ Oistrict: ~twater Union High ~hool District ~rtntendent ll~ Fifth Avenue Chula Vista, CA g2011 ~tice ~ City: Ct~ of Chula Vista Ci~ ~nager ~7~ Four~ Avenue ~ch ~ltten notices, d~nds, correspondence and c~unfcation ~y be %ant tn ~e sa~ runner to Such o~er ~rsons and m~$$e$ ms et~er ~r~ ~y from tt~ ~ ti~ designate b~ ail ~$ p~vtUed tn ~t$ section. Apart~ my change its m~ress by Qtvtng notice tn ~tttng~ ~e ~er ~r~ and ~af~r ~t(ces ~all be ~ltve~d er sent to such n~ lnst(~tton of Legal ~tfon: In addition ~ any o~er rights or ~dtes, ether ~r~ my (nsti~te legal action ~ cure, ~ect er ~dy ~ ~fault, ~ enfo~e ~ covenants or a~n~ here~n er ~ e~etn ~ ~rea~ned or mtt~pted ~r~olat~'ofl ~he~eof'; ~o ~e~over damages for any de~au]t, or ~n en~ o~e~ ~d~es consistent ~ the Purpose of ~rtor C~rt of the Coun~ of ~n Otego, State · ~llfo~ta,or tn the ~n~clpal ~urt of the Count~ of ~n D~ego, or tn ~ Federal O~str~ct C~r: tn ~e Southern D~str~ct of 7. ~cab]e Leas/Attorneys' F~s: ~ts ag~ee~n~ ~ha]] .-If ~ltfo~a. ~ould a~ action be brought tn an~ Court ~all he--tententttleddUrtsd~ctt°n'~ i~eattorne~spreva~ltng'Tees'Par~, courtin such costsactf°n ~essa~ d~sbu~se~n~ tn connection ~ such l~t~gat~on. Ent~ ~t: ~s agre~n: constitutes the e~:~re agre~nt of ~e part,es. Thts agreement Integrates a11 of ~e ~s and conditions ~nt~oned here~n or Incidental hereto, and supersedes all negotfat~ons or previous Ig~w~ts between the part,es ~th respect to a~l Or an~ part of ~e sub~ect ~tter hereof. %N VI~SS ~[R~OF, th(s Agree~n: has been execute~ b~ the partfes and ~ear first above written. CITY OF' I::HULA ¥ISTA SW£~'T~AT~R UtJION HIGH SCHOOL O!STR1CT &regory(~. ~bx, t~yor Nick Agullar, P~esiUent . ~C ~35H BY:. Anthony d. T~o, S~Fetary -7- Exhibit B ® .- 3.-' 4 3 360 sq. f~:, ' 700 sq ft ~.; 1097 sq ~ ~ t 945 ~ 1. City Storage 2. District Storage 3. Club Storage 4. Mutually shared storage ~OOR COUNCIL AGENDA STATEMENT Item ~ ri Meeting Date~ ~5/.9/0~ ~/l(~ ITEM TITLE: Resolution Approving a Reimbursement Agreement with ACI Sunbow, LLC associated with the formation of Community Facilities District No. 2000-1 (Sunbow II) and authorizing the Mayor to execute said agreement. Resolution Waiving the consultant selection process as impractical, approving agreements with Bruce W. Hull & Associates to provide Appraisal Services and the Meyers Group to prepare a Market Absorption Study associated with Community Facilities District No. 2000-1 (Sunbow II) and authorizing the City Manager to execute said agreements. SUBMITTED BY: Director of Public Works~ (~ REVIEWED BY: City Manager (4/5ths Vote: Yes_No X..~.) In compliance with Council Policy, ACI Sunbow, LLC submitted an Application for establishing Community Facilities District No. 2000-1 ("CFD 2000-1") to fund the construction of certain improvements serving some of the Sunbow 1I properties in the amount of approximately $ 19.5 million. Council approved the Report regarding the application and initiated the proceedings on May 2. Tonight, Council will consider approving a Reimbursement Agreement with the developer and two agreements to retain a portion of the financing team for CFD 2000-1. The companion Reimbursement Agreement requires the developer to advance funds to the City for the payment of all initial consulting and administration costs and expenses related to the formation of CFD 2000-1. RECOMMENDATION: It is recommended that Council: 1) Adopt the resolution approving the reimbursement agreement with the Sunbow II, LLC; and 2) Adopt the resolution waiving the consultant selection process as impractical and approving agreements with the two consultants. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: Tonight's agenda includes retaining two of six consultants that are needed for a financing team to form CFD 2000-1. Staff anticipates retaining an additional four consultants to complete the financing team. Those agreements will be brought forward for Council consideration next week. The schedule for the district anticipates a bond issuance in August, thereby making a standard consultant selection process impractical. Additionally, these consultants are part of team currently working on CFD 99-1 (Otay Ranch SPA 1 Villages 1 and 5 and West) and as such, has extensive knowledge of the development in the Eastern Territories including Sunbow II. Staff has a high level Page 2, Item __ Meeting Date 5/9/00 of confidence in these consultants, the consultants have demonstrated a high level of expertise and for these masons staffrecommends that Council waive the consultant selection process for these two consultants. Reimbursement Agreement The developer, Sunbow II, LLC is required to advance ftmds for all costs associated with retaining the financing team including City staffcosts. Should the CFD be successfully formed, the fees will be funded via the Improvement Fund of the CFD and the developer will be eligible for reimbursement for the funds advanced. The developer has deposited $167,000 with the City to initiate the proceedings for the CFD. Total costs are shown below in Table A. TABLE A Consultant Developer CFD 2000-1 Total Advance Proceeds CFD 2000-1 Bond Counsel $10,000 $ 27,500 $ 37,500 Underwriter 0 175,000 175,000 Financial Advisor 17,000 28,000 45,000 PM and Special Tax Consultant 70,000 20,000 90,000 Appraiser 30,000 0 30,000 Market Absorption Specialist 13,500 0 13,500 City Administration 26,500 13,500 40,000 TOTAL $167,000 $264,000 $431,000 The reimbursement agreement covers the anticipated costs of a complete financing team. However, only two of the consultant agreements are under consideration tonight. Appraiser The appraiser works in concert with the Financial Advisor providing current data for analysis. The appraisal is a key component in the viability of CFD financing. Familiarity with the community, fee structures, etc. is essential for the protection of the future bond purchasers. Bruce W. Hull and Associates is the appraiser for CFD 99-1 and as part of the existing financing team for Otay Ranch, adjacent to Sunbow II, has extensive knowledge of property values in this area. Staff recommends waiving the consultant selection process and entering into an agreement for appraisal services for CFD 2000-1. Page 3, Item __ Meeting Date 5/9/00 Market Absorption Consultant The market absorption consultant also works in concert with the Financial Advisor providing detailed data and analysis pertinent to the sale of bonds. The Meyers Group has extensive knowledge of this area of Chula Vista and of the San Diego region enabling the firm to analyze the project at a depth beyond the macro-level market data. The firm has demonstrated a good understanding of the dynamics of a regional market place and understands the potential of this project within that market. Staff recommends this consultant be selected as the market absorption consultant for CFD 2000-1. Staff recommends that the City's consultant selection process be waived in the interest of providing a team with extensive knowledge and experience in their respective fields and within this region of the County and that these two consultants be retained as part of the financing team. Doing so will allow the project to proceed rapidly meeting the demands of the development community. Additionally, the consultant selection process is lengthy and consumes time that would be better used in analyzing the issues of the proposed CFD resulting in the City's interests being materially better served. The fees proposed by the consultants are comparable to those fees charged for existing financing districts. There will be no direct impact on the General Fund or the City. All costs will be funded by the developer and/or property owners and apportioned consistent with the relative benefits received from the improvements being financed. The agreements with the appraiser (Hull) and the market absorption consultant (Meyers Group) have been reviewed by the City Attorney as to form. These two consultants have presented agreements for Council approval. Procedure for formation of CFD 2000-1 Following are the key actions that Council will take during the proceedings for CFD 2000-1: 1. Approve four additional consultant agreements and approve the Resolution of Intention (ROI). 2. Resolution of Intention to establish the CFD on May 23, 2000. 3. Public Hearing, voter's election, and levy of the special taxes on June 20, 2000. 4. Bond Sale during August 2000. Description of the proposed CFD 2000-01 Exhibit 1 presents the boundaries of the proposed CFD which includes parcels located within Sunbow II. Certain parcels (Phase 1) within Sunbow II are not proposed for inclusion in this district Page 4, Item __ Meeting Date 5/9/00 because these parcels are fully developed including all the related infrastructure. At build out, the district would contain a total of 595 Single Family Residences and 584 Multifamily Residences. The developer is proposing CFD £mancing of the following improvements: · Telegraph Canyon Road · Medical Center Road/Brandywine · East Palomar Street - Phases IA, IB, IC & IIA · Off-site Poggi Sewer · Olympic Parkway - West of Brandywine · Paseo Ladera · Medical Center Court · Public Facilities DIF The construction cost of these improvements is estimated at $19.5 million (including Public Facilities DIF of $2.8 million), of which only $ 8 million would be fmanced by CFD 2000-01. Other costs associated with the CFD are estimated at $2 million, for a total levy of $10 million. FISCAL IMPACT: The developer will pay all costs and has deposited money to fund initial consultant and City staff costs in accordance with the proposed Reimbursement Agreement. Such monies are eligible for reimbursement upon a successful sale of bonds. The City will receive the benefit of the full cost recovery for City staff (estimated at $40,000). Exhibits: 1. Benefit Area H:~ItOME\ENGINEER~AGENDA\SBCFD~2,DOC 5/4/00 1:51:42 PM EXHIB~T__/~ RESOLUTION NO. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA, CALIFORNIA, APPROVING A REIMBURSEMENT AGREEMENT WITH ACI SUNBOW, LLC ASSOCIATED WITH THE FORMATION OF COMMUNITY FACILITIES DISTRICT NO. 2000-1 (SUNBOW II) AND AUTHORIZING THE MAYOR TO EXECUTE SAID AGREEMENT WHEREAS, ACI Sunbow, LLC (the "Applicant") has made application with the City of Chula Vista (the "City") to request that the City initiate proceedings under the provisions of the "Mello-Roos Community Facilities Act of 1982," as amended (Government Code Section 53311 and following), to form a community facilities district (the "Community Facilities District") to finance the acquisition and/or construction of certain public improvements required as a precondition to the development of properties owned and/or to be developed by the Applicant or Applicant's successors within certain portions of that area of the City commonly known as Villages 5 through 10 of Sunbow II; and WHEREAS, the Applicant has agreed to advance funds to the City for the payment of certain initial consulting and administration costs and expenses related to the proceedings to consider the formation of the Community Facilities District and to subsequently authorize, issue and sell bonds for the Community Facilities District; and WHEREAS, such advances shall be subject to reimbursement or credit upon the successful sale of bonds for the Community Facilities District and the receipt by the City of the proceeds of such bonds pursuant to such tm~ns as the Applicant and the City shall agree; and WHEREAS, the form of a Reimbursement Agreement to memorialize the terms and conditions of such advances and reimbursements has been presented to this City Council for its consideration. NOW, THEREFORE, IT IS HEREBY RESOLVED: SECTION 1. The above recitals are all true and correct. SECTION 2. The form of Reimbursement Agreement, herewith submitted, is approved substantially in the form submitted. The Mayor is hereby authorized to execute the final form of such agreement on behalf of the City. The Mayor, subject to the review of the City Attorney and Bond Counsel, is authorized to approve changes in such agreement in substantially the form presented with such minor modifications as may be required or approved by the City Attorney. PREPARED BY: APPROVED AS TO FORM BY: John P. Lippitt Jonnw~xaheny Director of Public Works City Attorney H:\home\attorney\reso\cfd 00- I reimbursment agr 5.1.00 COMMUNITY FACILITIES DISTRICT REIMBURSEMENT AGREEMENT THIS AGREEMENT is made and entered into this day of ,2000, by and between the CITY OF CHULA VISTA, a charter city ("City"), and ACI SUN'BOW LLC, a California limited liability company ("Applicant"). RECITALS A. The Applicant has made application with the City to request that the City initiate proceedings under the provisions of the "Mello-Roos Community Facilities Act of 1982," as amended (Government Code Section 53311 and following), to form a community facilities district (the "Community Facilities District") to finance the acquisition and/or construction of certain public improvements. The construction of such public improvements is required as a precondition to the development of properties owned and/or to be developed by the Applicant within that area of the City commonly known as Villages 5 through 10 of Sunbow B. Applicant agrees to advance funds to the City for the payment of all initial consulting and administration costs and expenses related to the proceedings to consider the formation of the Community Facilities District and to subsequently authorize, issue and sell bonds for the Community Facilities District (the "Proceedings"). Such monies shall be subject to reimbursement or credit pursuant to the provisions of this Agreement upon the successful sale of bonds for the Community Facilities District and the receipt by the City of the proceeds of such bonds. C. The parties hereto wish to enter into an Agreement to memorialize the terms and conditions pursuant to which Applicant shall advance monies and the monies so advanced may, subject to certain conditions contained herein, be reimbursed or credited against future special tax obligations. AGREEMENT The parties hereto, for mutual consideration, agree as follows: SECTION 1. Advances. A. Applicant shall advance monies to the City in such amounts and at such times as specified below to pay all costs and expenses incurred by the City in undertaking the Proceedings (except those costs and expenses which are contingent upon the issuance of bonds for the Community Facilities District and payable solely from the proceeds of such bonds), including without limitation, the following: 1. Special Tax Consultant services; 2. Bond counsel services; 3. Financial advisory services; 5.1.00 4. Appraisal and market absorption services; and 5. City staff and City Attorney time. All such costs and expenses are collectively referred to as the "Formation and Issuance Costs." B. Advances shall be made to the City pursuant to the following schedule: 1. Applicant shall advance the amount of $167,000, receipt of which is hereby acknowledged by the City. 2. If monies in addition to the initial advance are necessary to pay for the Formation and Issuance Costs, the City shall as necessary and from time to time make written demand upon Applicant and Applicant shall immediately thereafter, within five (5) working days, deposit said monies with the City to pay for the balance of the Formation and Issuance Costs. If such additional monies are not timely received, all Proceedings shall be suspended until such monies are received. SECTION 2. Records. The City agrees to keep records consistent with its regular accounting practices of the amount of monies advanced and the expenditure of such monies. Additionally, the City shall enter into and maintain contracts with all consultants which shall specify the scope of services and compensation to be paid to all such consultants. Such records and contracts shall be available for review by the Applicant during normal business hours upon reasonable notice to the City. SECTION 3. Reimbursement. If the Community Facilities District is formed, Applicant may elect among the following options for the reimbursement of monies advanced pursuant to this Agreement: A. All monies advanced shall be reimbursed in cash solely from bond proceeds; B. Ail monies advanced shall be applied as a credit upon the special taxes to be levied against properties then owned by the Applicant; or C. A combination of the above. If the Proceedings to form the Community Facilities District are not completed and are abandoned for any reason at any time prior to the successful sale of bonds or the Community Facilities District is unable for any reason to issue or sell the bonds, there will be no obligation on the part of the City or the Community Facilities District to reimburse Applicant for any monies previously advanced pursuant to this Agreement; provided, however, the City does agree to return to Applicant any monies previously advanced which remain on deposit with the City and which the City determines are in excess of the amount necessary to pay for any outstanding Formation and Issuance Costs previously incurred by the City. SECTION 4. Ownership of Documents. All plans, specifications, reports, appraisals and' other documentation as prepared as a part of the Proceedings shall become the property of the City, regardless as to whether the Community Facilities District is actually formed. 5.1.00 SECTION 5. No Obligation to Form Community Facilities District. Applicant acknowledges that the decision of the City Council to form the Community Facilities District is an exercise of the legislative authority of the City Council and that the City may not enter into a contract to obligate the City Council to exercise its legislative discretion in a particular manner. This Agreement does not, therefore, in any way create a contractual, legal or equitable obligation of or commitment by the City to approve the formation of the Community Facilities District. The City expressly reserves the right to abandon the Proceedings for any re,3son at any time prior to the completion thereof. Should Applicant desire to abandon the Proceedings, Applicant shall provide written notification of such desire to the City and request the City to immediately terminate all consulting agreements and use all efforts to minimize any and all Formation and Issuance Costs. SECTION 6. Counterparts. This Agreement may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. SECTION 7. Arbitration. Any controversy arising out of this Agreement or its breach shall be settled by arbitration if, prior to the commencement of any legal proceeding arising out of this Agreement or its breach, either party demands by written notice that such controversy be arbitrated. After such demand, and within ten (10) days from such demand, the parties shall attempt to designate a mutually acceptable individual to arbitrate the controversy. If within the ten (10) day period the parties are unable to designate an individual, the controversy shall be arbitrated under the rules of the American Arbitration Association, and judgment on the award rendered by the arbitrator chosen by the parties or used pursuant to the rules of the American Arbitration Association may be entered in any court having jurisdiction and shall be fully binding on the parties. SECTION 8. Authority to Execute Agreement. The City and the Applicant represent that the individuals signing tiffs Agreement have full right and authority to bind their respective parties to this Agreement. SECTION 9 Best Efforts. The parties promise to use their best efforts to satisfy all conditions to this Agreement and to take all further steps and execute all further documents reasonably necessary to put this Agreement into effect. SECTION 10. Successor and Assigns. This Agreement shall be binding on and inure to the benefit of the respective parties and their respective heirs, legal representatives, successors and assigns. Applicant may not assign its rights or obligations hereunder except upon written notice to City within ten (10) days of the date of such assignment indicating the name and address of the assignee. Upon such notice and the assumption by the assignee in writing delivered to the City of the rights, duties and obligations of the Applicant arising under or from this Agreement, Applicant shall be released for all future duties or obligations arising under or from this Agreement. SECTION 11. Singular and Plural; Gender. Whenever used herein, the singular number shall include the plural, the. plural number shall include the singular, and the masculine fern!pine or neuter gender shall include the others whenever the context of the Agreement so indicates. 3 5.1.00 SECTION 12. Entire Agreement. This Agreement contains the entire Agreement between the parties hereto with respect to the subject matter hereof. This Agreement may not be altered, modified or amended except by an instrument in writing executed by all of the parties. SECTION 13. Governing Law. This Agreement has been executed in and shall be governed by the laws of the State of California. SECTION 14. Construction. This Agreement shall be construed as a whole and in accordance with its fair meaning. Captions and organizations are for convenience and shall not be used in construing meaning. SECTION 15. Severability. If any term, covenant, condition or provision of this Agreement is held by a court of competent jurisdiction to be invalid, void or unenforceable the remainder of the provision thereof shall remain in full force and effect and shall in no way be affected, impaired or invalidated thereby. SECTION 16.Notices. All notices and demands shall be given in writing by personal delivery or first- class mail, postage prepaid. Notices shall be addressed as appears b61ow for the respective party; provided that, if any party gives notice of a change of name of address, notices to the giver of that notice shall thereafter be given as demanded in that notice. Notices shall be deemed received seventy-two (72) hours after deposit in the United States mail. CITY: CITY OF CHULA VISTA 276 Fourth Avenue Chula Vista, CA 91910 Attention: City Manager APPLICANT: ACI SUNBOW LLC C/o Ayres Land Company, Inc. 750 B Street, Suite 2370 .. San Diego, CA 92101 Attention: Bill Hamlin SECTION 17. Time of the Essence. Time is of the essence in the performance of the parties respective obligations herein contained. SECTION 18.Waiver. The waiver by one party of the performance of any covenant, condition or promise shall not invalidate this Agreement, nor shall it be considered a waiver by him of any other covenant, condition or promise. The waiver by either or both parties of the tune for performing any act shall not constitute a waiver of the time for performing any other act or an identical act required to be performed at a later time. The exercise of any remedy provided in this Agreement shall not be a waiver of any consistent remedy provided by law, and any provision of this Agreement for any remedy shall not exclude other consistent remedies unless they are expressly excluded. SECTION 19. Amendment. No provision of this Agreement may be modified, waived, amended or added to except by a writing signed by the party against which the enforcement of such modification, waiver, amendment or addition is or may be sought. SECTION 20. ltold Harmless. Applicant shall defend, indemnify, protect and hold harmless the City, its elected officials and appointed officers, employees and agents, from and against all claims for damages, liability, cost and expense (including without limitation attorneys' fees) arising directly or indirectly out of the waiver by the City Council of the City's procedures for the selection of any of the consultants identified in Section 1. and retained by the City to aSsist in undertaking the Proceedings. Applicant's indemnification shall include any and all costs, expenses, attorneys' fees and liability incurred by the City, its officers, agents, or employees in defending against such claims, whether the same proceed to judgment or not. Further, Applicant at its own expense shall, upon written request by the City, defend any such suit or action brought against the City, its officers, agents or employees. Applicant's indemnification of City shall not be limited by any prior or subsequent declaration by the consultant. [Remainder of this page intentionally left blank.] 5.1.00 Signature Page to Community Facilities District Reimbursement Agreement between the City of Chula Vista and ACI Sunbow LLC IN WlTNESS WHEREOF, City and Applicant have executed this Agreement thereby indicating that they have read and understood same, and indicate their full and complete consent to its terms. CITY OF CHULA VISTA By: Mayor Attest: City Clerk Approved as to Form: City Attorney City of Chula Vista ACI SUNBOW LLC, a California limited liability company, By: Its: By: Its: H:\SHAREDkENGiNEER~ReJm Agreement 5-1 clean.doc 6 7' :J 7 RESOLUTION NO. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA, CALIFORNIA, WAIVING THE CONSULTANT SELECTION PROCESS AS IMPRACTICAL, APPROVING THE AGREEMENTS WITH BRUCE W. HULL & ASSOCIATES TO PROVIDE APPRAISAL SERVICES AND THE MEYERS GROUP TO PREPARE A MARKET ABSORPTION STUDY ASSOCIATED WITH COMMUNITY FACILITIES DISTRICT NO. 2000-1 AND AUTHORIZING THE CITY MANAGER TO EXECUTE SAID AGREEMENTS WHEREAS, ACI Sunbow, LLC (the "Applicant") has made application with the City of Chula Vista (the "City") to request that the City initiate proceedings under the provisions of the "Mello-Roos Community Facilities Act of 1982," as amended (Government Code Section 53311 and following), to form a community facilities district (the "Community Facilities District") to finance the acquisition and/or construction of certain public improvements required as a precondition to the development of properties owned and/or to be developed by the Applicant or Applicant's successors within certain portions of that area of the City commonly known as Villages 5 through 10 of Sunbow II; and WHEREAS, the Applicant has agreed to advance funds to the City for the payment of certain initial consulting and administration costs and expenses related to the proceedings to consider the fort-nation of the Community Facilities District and to subsequently authorize, issue and sell bonds for the Community Facilities District; and WHEREAS, the form of a Reimbursement Agreement to memorialize the terms and conditions of such advances and reimbursements has been presented to this City Council for its consideration; and WHEREAS, the form agreements for two of the six necessary consultants including market absorption analyst and appraiser have been presented to this City Council for its consideration; and WHEREAS, staff recommends the Consultant Selection process be waived because it is in the City's best interest and the following circumstances make it impractical: 1. The need to expedite the formation of the proposed Community Facilities District 2. Familiarity with the community fee structures is essential for the protection of the future bond purchasers. 3. Extensive knowledge of area property values is necessary. 4. A deep understanding of the dynamics of a regional market place and the potential of this project within that market is necessary. WHEREAS, staff recommends Bruce W. Hull & Associates to be the appraiser and The Meyers Group to be the market absorption analyst due to their demonstrated high level of expertise. NOW, THEREFORE, IT IS HEREBY RESOLVED: SECTION 1, The above recitals are all true and correct. SECTION 2. The Consultant Selection Process is hereby waived and the forms of agreements with The Meyers Group for market absorption analysis and Bruce W. Hull & Associates for appraisal services, herewith submitted, are approved substantially in the forms submitted. The City Manager is hereby authorized to execute the final form of each such agreement on behalf of the City. The City Manager, subject to the review of the City Attorney, is authorized to approve changes in such agreement in substantially the form presented with such minor modifications as may be required or approved by the City Attorney. PREPARED BY: APPROVED AS TO FORM BY: John P. Lippitt Johj~Kaheny Director of Public Works City Attorney H:\home\attorney\cfd00-1 hull & meyers agr. Parties and Recital Page(s) Agreement between City of Chula Vista and Brace W. Hull & Associates, Inc. for appraisal services associated with CFD 2000-1 This agreemem ("Agreement"), dated May 9, 2000 for the purposes of reference only, and effective as of the date last executed unless another date is otherwise specified in Exhibit A, Paragraph 1 is between the City-related entity as is indicated on Exhibit A, paragraph 2, as such ("City"), whose business form is set forth on Exhibit A, paragraph 3, and the entity indicated on the attached Exhibit A, paragraph 4, as Consultant, whose business form is set forth on Exhibit A, paragraph 5, and whose place of business and telephone numbers are set forth on Exhibit A, paragraph 6 ("Consultant"), and is made with reference to the following facts: Whereas, the City is desirous of retaining a firm to complete an appraisal of Sunbow II ("Property") for a proposed Community Facilities District bond issue; and, Whereas, the appraisal will be used to ensure conformance with the City's value to lien policy; and, Whereas, Consultant was selected based on the quality of previous similar work performed in association with the City's formation of Community Facilities Districts 97-3 and 99-1; and, Whereas, the consultant selection process was waived due to (1) the need to expedite the formation of the proposed Community Facilities District 2000-1, (2) Consultant's familiarity with the community and fee structures is essential for the protection of the future bond purchasers, and (3) Consultant's extensive knowledge of property values in this area; and Whereas, Consultant warrants and represents that they are experienced and staffed in a manner such that they are and can prepare and deliver the services required of Consultant to City within the time frames herein provided all in accordance with the terms and conditions of this Agreement; 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 1 Obligatory Provisions Pages NOW, THEREFORE, BE IT RESOLVED that the City and Consultant do hereby mutually agree as follows: 1. Consultant's Duties A. General Duties Consultant shall perform all of the services described on the attached Exhibit A, Paragraph 7, entitled "General Duties"; and, B. Scope of Work and Schedule In the process of performing and delivering said "General Duties", Consultant shall also perform all of the services described in Exhibit A, Paragraph 8, entitled" Scope of Work and Schedule", not inconsistent with the General Duties, according to, and within the time frames set forth in Exhibit A, Paragraph 8, and deliver to City such Deliverables as are identified in Exhibit A, Paragraph 8, within the time frames set forth therein, time being of the essence of this agreement. The General Duties and the work and deliverables required in the Scope of Work and Schedule shall be herein referred to as the "Defined Services". Failure to complete the Defined Services by the times indicated does not, except at the option of the City, operate to terminate this Agreement C. Reductions in Scope of Work City may independently, or upon request from Consultant, from time to time reduce the Defined Services to be performed by the Consultant under this Agreement. Upon doing so, City and Consultant agree to meet in good faith and confer for the purpose of negotiating a corresponding reduction in the compensation associated with said reduction. D. Additional Services In addition to perforating the Defined Services herein set forth, City may require Consultant to perform additional consulting services related to the Defined Services ("Additional Services"), and upon doing so in writing, if they are within the scope of services offered by Consultant, Consultant shall perform same on a time and materials basis at the rates set forth in the "Rate Schedule" in Exhibit A, Paragraph 11 (C), unless a separate fixed fee is otherwise agreed upon. All compensation for Additional Services shall be paid monthly as billed. E. Standard of Care 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Pa~e 2 Consultant, in performing any Services under this agreement, whether Defined Services or Additional Services, shall perform in a manner consistent with that level of care and skill ordinarily exercised by members of the profession currently practicing under similar conditions and in similar locations. F. Insurance Consultant [epresents that it and its agents, staff and subconsultants employed by it in connection with the Services required to be rendered, are protected against the risk of loss by the following insurance coverages, in the following categories, and to the limits specified, policies of which are issued by Insurance Companies that have a Best's Rating of "A, Class V" or better, or shall meet with the approval of the City: Statutory Worker's Compensation Insurance and Employer's Liability Insurance coverage in the amount set forth in the attached Exhibit A, Paragraph 9. Commercial General Liability Insurance including Business Automobile Insurance coverage in the amount set forth in Exhibit A, Paragraph 9, combined single limit applied separately to each project away from premises owned or rented by Consultant, which names City as an Additional Insured, and which is primary to any policy which the City may otherwise carry ("Primary Coverage"), and which treats the employees of the City in the same manner as members of the general public ("Cross-liability Coverage"). Errors and Omissions insurance, in the amount set forth in Exhibit A, Paragraph 9, unless Errors and Omissions coverage is included in the General Liability policy. G. Proof of Insurance Coverage. (1) Certificates of Insurance. Consultant shall demonstrate proof of coverage herein required, prior to the commencement of services required under this Agreement, by delivery of Certificates of Insurance demonstrating same, and further indicating that the policies may not be canceled without at least thirty (30) days written notice to the Additional Insured. (2) Policy Endorsements Required. In order to demonstrate the Additional Insured Coverage, Primary Coverage and Cross-liability Coverage required under Consultant's Commercial General Liability Insurance Policy, Consultant shall deliver a policy endorsement to the City demonstrating same, which shall be reviewed and approved by the Risk Manager. 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January20, 1999 Page 3 H. Securi _ty for Performance. (1) Performance Bond. In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide a Performance Bond (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Performance Bond"), then Consultant shall provide to the City a performance bond by a surety and in a form and amount satisfactory to the Risk Manager or City Attorney which amount is indicated in the space adjacent to the term, "Performance Bond", in said Paragraph 19, Exhibit A. (2) Letter of Credit. In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide a Letter of Credit (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Letter of Credit"), then Consultant shall provide to the City an irrevocable letter of credit callable by the City at their unfettered discretion by submitting to the bank a letter, signed by the City Manager, stating that the Consultant is in breach of the terms of this Agreement. The letter of credit shall be issued by a bank, and be in a form and amount satisfactory to the Risk Manager or City Attorney which amount is indicated in the space adjacent to the term, "Letter of Credit", in said Paragraph 19, Exhibit A. (3) Other Security In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide security other than a Performance Bond or a Letter of Credit (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Other Security"), then Consultant shall provide to the City such other security therein listed in a form and amoum satisfactory to the Risk Manager or City Attorney. I. Business License Consultant agrees to obtain a business license from the City and to otherwise comply with Title 5 of the Chula Vista Municipal Code. 2. Duties of the City A. Consultation and Cooperation City shall regularly consult the Consultant for the purpose of reviewing the progress of the Defined Services and Schedule therein contained, and to provide direction and guidance to achieve the objectives of this agreement. The City shall permit access to its office facilities, files 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Paste 4 and records by Consultant throughout the term of the agreement. In addition thereto, City agrees to provide the information, data, items and materials set forth on Exhibit A, Paragraph 10, and with the further understanding that delay in the provision of these materials beyond 30 days after authorization to proceed, shall constitute a basis for the justifiable delay in the Consultant's performance of this agreement. B. Compensation Upon receipt of a properly prepared billing from Consultant submitted to the City periodically as indicated in Exhibit A, Paragraph 18, but in no event more frequently than monthly, on the day of the period indicated in Exhibit A, Paragraph 18, City shall compensate Consultant for all services rendered by Consultant according to the terms and conditions set forth in Exhibit A, Paragraph 11, adjacent to the governing compensation relationship indicated by a "checkmark" next to the appropriate arrangement, subject to the requirements for retention set forth in paragraph 19 of Exhibit A, and shall compensate Consultant for out of pocket expenses as provided in Exhibit A, Paragraph 12. All billings submitted by Consultant shall contain sufficient information as to the propriety of the billing to permit the City to evaluate that the amount due and payable thereunder is proper, and shall specifically contain the City's account number indicated on Exhibit A, Paragraph 18 (C) to be charged upon making such payment. 3. Administration of Contract Each party designates the individuals ("Contract Administrators") indicated on Exhibit A, Paragraph 13, as said party's contract administrator who is authorized by said party to represent them in the routine administration of this agreement. 4. Term. This Agreement shall terminate when the Parties have complied with all executory provisions hereofi 5. Liquidated Damages The provisions of this section apply ifa Liquidated Damages Rate is provided in Exhibit A, Paragraph 14. It is acknowledged by both parties that time is of the essence in the completion of this Agreement. It is difficult to estimate the amount of damages resulting from delay in per- formance. The parties have used their judgment to arrive at a reasonable amount to compensate for delay. 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Pag'e 5 Failure to complete the Defined Services within the allotted time period specified in this Agreement shall result in the following penalty: For each consecutive calendar day in excess of the time specified for the completion of the respective work assignment or Deliverable, the consultant shall pay to the City, or have withheld from monies due, the sum of Liquidated Damages Rate provided in Exhibit A, Paragraph 14 ("Liquidated Damages Rate"). Time extensions for delays beyond the consultant's control, other than delays caused by the City, shall be requested in writing to the City's Contract Administrator, or designee, prior to the expiration of the specified time. Extensions of time, when granted, will be based upon the effect of delays to the work and will not be granted for delays to minor portions of work unless it can be shown that such delays did or will delay the progress of the work. 6. Financial Interests of Consultant A. Consultant is Designated as an FPPC Filer. If Consultant is designated on Exhibit A, Paragraph 15, as an "FPPC filer", Consultant is deemed to be a "Consultant" for the purposes of the Political Reform Act conflict of interest and disclosure provisions, and shall report economic interests to the City Clerk on the required Statement of Economic Interests in such reporting categories as are specified in Paragraph 15 of Exhibit A, or if none are specified, then as determined by the City Attorney. B. Decline to Participate. Regardless of whether Consultant is designated as an FPPC Filer, Consultant shall not make, or participate in making or in any way attempt to use Consultant's position to influence a governmental decision in which Consultant knows or has reason to know Consultant has a financial interest other than the compensation promised by this Agreement. C. Search to Determine Economic Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant warrants and represents that Consultant has diligently conducted a search and inventory of Consultant's economic interests, as the term is used in the regulations promulgated by the Fair Political Practices Commission, and has determined that Consultant does not, to the best of Consultant's knowledge, have an economic interest which would conflict with Consultant's duties under this agreement. D. Promise Not to Acquire Conflicting Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant further warrants and represents that Consultant will not acquire, obtain, or assume an economic interest 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 6 during the term of this Agreement which would constitute a conflict of interest as prohibited by the Fair Political Practices Act. E. Duty to Advise of Conflicting Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant further warrants and represents that Consultant will immediately advise the City Attorney of City if Consultant learns of an economic interest of Consultant's which may result in a conflict of interest for the purpbse of the Fair Political Practices Act, and regulations promulgated thereunder. F. Specific Warranties Against Economic Interests. Consultant warrants and represents that neither Consultant, nor Consultant's immediate family members, nor Consultant's employees or agents ("Consultant AssociateS") presently have any interest, directly or indirectly, whatsoever in any property which may be the subject matter of the Defined Services, or in any property within 2 radial miles from the exterior boundaries of any property which may be the subject matter of the Defined Services, ("Prohibited Interest"), other than as listed in Exhibit A, Paragraph 15. Consultant further warrants and represents that no promise of future employment, remuneration, consideration, gratuity or other reward or gain has been made to Consultant or Consultant Associates in connection with Consultant's performance of this Agreement. Consultant promises to advise City of any such promise that may be made during the Term of this Agreement, or for 12 months thereafter. Consultant agrees that Consultant Associates shall not acquire any such Prohibited Interest within the Term of this Agreement, or for 12 months after the expiration o£this Agreement, except with the written permission of City. Consultant may not conduct or solicit any business for any party to this Agreement, or for any third party which may be in conflict with Consultant's responsibilities under this Agreement, except with the written permission of City. 7. Hold Harmless Consultant shall defend, indemnify, protect and hold harmless the City, its elected and appointed officers and employees, from and against all claims for damages, liability, cost and expense (including without limitation attorneys' fees) arising out of the conduct of the Consultant, or any agent or employee, subcontractors, or others in connection with the execution of the work covered by this Agreement, except only for those claims arising from the sole negligence or sole willful misconduct of the City, its officers, or employees. Consultant's 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 7 indemnification shall include any and all costs, expenses, attomeys' fees and liability incurred by the City, its officers, agents, or employees in defending against such claims, whether the same proceed to judgment or not. Further, Consultant at its own expense shall, upon written request by the City, defend any such suit or action brought against the City, its officers, agents, or employees. Consultants' indemnification of City shall not be limited by any prior or subsequent declaration by the Consultant. 8. Termination of Agreement for Cause If, through any cause, Consultant shall fail to fulfill in a timely and proper manner Consultant's obligations under this Agreement, or if Consultant shall violate any of the covenants, agreements or stipulations of this Agreement, City shall have the right to terminate this Agreement by giving written notice to Consultant of such termination and specifying the effective date thereof at least five (5) days before the effective date of such termination. In that event, all finished or unfinished documents, data, studies, surveys, drawings, maps, reports and other materials prepared by Consultant shall, at the option of the City, become the property of the City, and Consultant shall be entitled to receive just and equitable compensation for any work satisfactorily completed on such documents and other materials up to the effective date of Notice of Termination, not to exceed the amounts payable hereunder, and less any damages caused City by Consultant's breach. 9. Errors and Omissions In the event that the City Administrator determines that the Consultants' negligence, errors, or omissions in the performance of work under this Agreement has resulted in expense to City greater than would have resulted if there were no such negligence, errors, omissions, Consultant shall reimburse City for any additional expenses incurred by the City. Nothing herein is intended to limit City's rights under other provisions of this agreement. 10. Termination of Agreement for Convenience of City City may terminate this Agreement at any time and for any reason, by giving specific written notice to Consultant of such termination and specifying the effective date thereof, at least thirty (30) days before the effective date of such termination. In that event, all finished and unfinished documents and other materials described hereinabove shall, at the option of the City, become City's sole and exclusive property. If the Agreement is terminated by City as provided in this paragraph, Consultant shall be entitled to receive just and equitable compensation for any satisfactory work completed on such documents and other materials to the effective date of such termination. Consultant hereby expressly waives any and all claims for damages or compensation arising under this Agreement except as set forth herein. 11. Assignability 2ptyl2.wp Standard Form Two Party Agreemem (Twelfth Revision) January 20, 1999 Page 8 The services of Consultant are personal to the City, and Consultant shall not assign any interest in this Agreement, and shall not transfer any interest in the same (whether by assignment or novation), without prior written consent of City. City hereby consents to the assignment of the portions of the Defined Services identified in Exhibit A, Paragraph 17 to the subconsultants identified thereat as "Permitted Subconsultants". 12. Ownership, Publication, Reproduction and Use of Material All reports, ~tudies, information, data, statistics, forms, designs, plans, procedures, systems and any other materials or properties produced under this Agreement shall be the sole and exclusive property of City. No such materials or properties produced in whole or in part under this Agreement shall be subject to private use, copyrights or patent rights by Consultant in the United States or in any other country without the express written consent of City. City shall have unrestricted authority to publish, disclose (except as may be limited by the provisions of the Public Records Act), distribute, and otherwise use, copyright or patent, in whole or in part, any such reports, studies, data, statistics, forms or other materials or properties produced under this Agreement. 13. Independent Contractor City is interested only in the results obtained and Consultant shall perform as an independent contractor with sole control of the manner and means of performing the services required under this Agreement. City maintains the right only to reject or accept Consultant's work products. Consultant and any of the Consultant's agents, employees or representatives are, for all purposes under this Agreement, an independent contractor and shall not be deemed to be an employee of City, and none of them shall be entitled to any benefits to which City employees are entitled including but not limited to, overtime, retirement benefits, worker's compensation benefits, injury leave or other leave benefits. Therefore, City will not withhold state or federal income tax, social security tax or any other payroll tax, and Consultant shall be solely responsible for the payment of same and shall hold the City harmless with regard thereto. 14. Administrative Claims Requirements and Procedures No suit or arbitration shall be brought arising out of this agreement, against the City unless a claim has first been presented in writing and filed with the City and acted upon by the City in accordance with the procedures set forth in Chapter 1.34 of the Chula Vista Mtmicipal Code, as same may from time to time be amended, the provisions of which are incorporated by this reference as if fully set forth herein, and such policies and procedures used by the City in the implementation of same. Upon request by City, Consultant shall meet and confer in good faith with City for the purpose of resolving any dispute over the terms of this Agreement. 2ptyl 2.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Pag'e 9 15. Attorney's Fees Should a dispute arising out of this Agreement result in litigation, it is agreed that the prevailing party shall be entitled to a judgment against the other for an mount equal to reasonable attorney's fees and court costs incurred. The "prevailing party" shall be deemed to be the party who is awarded substantially the relief sought. 16. Statement of Costs In the event that Consultant prepares a report or document, or participates in the preparation of a report or document in performing the Def'med Services, Consultant shall include, or cause the inclusion of, in said report or document, a statement of the numbers and cost in dollar amounts of all contracts and subcontracts relating to the preparation of the report or document. 17. Miscellaneous A. Consultant not authorized to Represent City Unless specifically authorized in writing by City, Consultant shall have no authority to act as City's agent to bind City to any contractual agreements whatsoever. B. Consultant is Real Estate Broker and/or Salesman If the box on Exhibit A, Paragraph 16 is marked, the Consultant and/or their principals is/are licensed with the State of California or some other state as a licensed real estate broker or salesperson. Otherwise, Consultant represents that neither Consultant, nor their principals are licensed real estate brokers or salespersons. C. Notices All notices, demands or requests provided for or permitted to be given pursuant to this Agreement must be in writing. All notices, demands and requests to be sent to any party shall be deemed to have been properly given or served if personally served or deposited in the United States mail, addressed to such party, postage prepaid, registered or certified, with return receipt requested, at the addresses identified herein as the places of business for each of the designated parties. D. Entire Agreement This Agreement, together with any other written document referred to or contemplated herein, embody the entire Agreement and understanding between the parties relating to the 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 10 subject matter hereof. Neither this Agreement nor any provision hereof may be amended, modified, waived or discharged except by an instrument in writing executed by the party against which enforcement of such amendment, waiver or discharge is sought. E. Capacity of Parties Each signatory and party hereto hereby warrants and represents to the other party that it has legal authority ~nd capacity and direction from its principal to enter into this Agreement, and that all resolutions or other actions have been taken so as to enable it to enter into this Agreement. F. Governing Law/Venue This Agreement shall be governed by and construed in accordance with the laws of the State of California. Any action arising under or relating to this Agreement shall be brought only in the federal or state courts located in San Diego County, State of California, and if applicable, the City of Chula Vista, or as close thereto as possible. Venue for this Agreement, and performance hereunder, shall be the City of Chula Vista. [end of page. next page is signature page.] 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revisign) January 20, 1999 Pa~e 11 Signature Page to Agreement between City of Chula Vista and Bruce W. Hull & Associates for appraisal services associated with CFD 2000-1 IN WITNESS WHEREOF, City and Consultant have executed this Agreement thereby indicating that they have read and understood same, and indicate their full and complete consent to its terms: Dated: ,2000 City of Chula Vista Dave Rowlands, City Manager Attest: Susan Bigelow, City Clerk Approved as to form: John M. Kaheny, City Attorney Dated: Bruce W. Hull & Associates By: Bruce Hull By: Exhibit List to Agreement ( X ) Exhibit A. ( ) Exhibit B 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 12 Exhibit A to Agreement between City of Chula Vista and Bruce W. Hull & Associates, Inc. 1. Effective Date of Agreement: May 9, 2000 2. City-Related Entity: (X) City of Chula Vista, a municipal chartered corporation of the State of California ( ) Redevelopment Agency of the City of Chula Vista, a political subdivision of the State of California ( ) Industrial Development Authority of the City of Chula Vista, a ( ) Other: , ("Ciw") 3. Place of Business for City: City of Chula Vista, 276 Fourth Avenue, Chula Vista, CA 91910 4. Consultant: Brace W. Hull & Associates 5. Business Form of Consultant: ( ) Sole Proprietorship ( ) Parmership (x) Corporation 6. Place of Business, Telephone and Fax Number of Consultant: 115 E. Second Street, Suite 100 Tustin, California 92780 Voice Phone (949)-581-2194 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 13 Fax Phone (949) 581-2198 7. General Duties: A. Consultant shall prepare an appraisal for the Property for the formation of proposed Community Facilities District No. 2000-1 (Sunbow II). The Property for the purpose of this agreement is generally the area west of Otay Ranch SPA I West, south of Telegraph Canyon Road (the "Property"). 8. Scope of Work ~md Schedule: A. Detailed Scope of Work The appraisal will provide an estimate of current market value of the Property, which is defined as follows: "The most probable price in terms of money which a property should bring in competitive and open market under all conditions requisite to a fair sale, the buyer and seller each acting prudently, knowledgeably, assnming the price is not affected by undue stimulus." Implicit in this definition is the consummation of sale as of a specified date and the passing of title from seller to buyer under conditions whereby: 1. Buyer and seller are typically motivated; 2. Both parties are well informed or well advised, and each acting in what he or she considers his/her best interest; 3. A reasonable time is allowed for exposure in the open market; 4. Payment is made in cash or its equivalent; 5. Financing, if any, is on terms generally available in the community as of the specified date and is typical for the property type in its locale; and 6. The price represents a normal consideration for the property sold, unaffected by special financing amounts and/or terms, services, fees, costs or credits incurred in the transaction." Real Estate Terminology, AIREA, SREA, edited by Byrl N. Boyce, Copyright 1981, Publisher - Ballinger, Page 160. 2ptyl2.wp Standard Form Two Party Agreement (Twelfth Revision) Jantmry 20, 1999 Page 14 £) The value est'unate will reflect the fee simple interest of the subject property, as of the date of value, subject to the CFD liens. · The value estimate will reflect actual conditions of the property, including appropriate deductions for any deferred maintenance; income deficiencies, if any; and any other unfavorable conditions affecting its current market value. Consultant will attend all coordination meetings scheduled by the City Consultant ~vill provide periodic drafts (as required by the City) of the appraisal for comments at the coordination meetings Consultant will provide 12 bound copies of the appraisal upon completion · Consultant will provide an electronic version of the appraisal in a format acceptable to the City so that the City can make the report available to the underwriter or other party. · Consultant will work with the Property Owner to obtain the following: - Legal description and recent title or preliminary title report; - Site development costs including backbone infrastructure cost and builder improvement costs per planning area or tract; - Documentation regarding purchase of the subject property in the last three years; or pending sale of the property documented by purchase agreement and/or escrow instructions; and - Property inspection. B. Date for Commencement of Consultant Services: (X) Same as Effective Date of Agreement ( ) Other: C. Dates or Time Limits for Delivery of Deliverables: A draft appraisal shall be delivered on or before June 15, 2000. A final appraisal shall be delivered on or before July 12, 2000. These time frames may be revised as approved by the City Engineer. D. Date for completion of all Consultant services: Upon completion of the appraisal to the satisfaction of the City's Director of Public Works. 2ptyl 2.wp Standard Form Two Patty Agreement (Twelfth Revision) January 20, 1999 Page 15 9. Insurance Requirements: (X) Statutory Worker's Compensation Insurance ( ) Employer's Liability Insurance coverage: $1,000,000. (X) Commercial General Liability Insurance: $1,000,000. ( ) Errors and Omissions insurance: None Required (included in Commemial General Liability coverage). (X). Errors and Omissions Insurance: $250,000 (not included in Commercial General Liability coverage). 10. Materials Required to be Supplied by City to Consultant: Consultant shall work with the ACI Sunbow, LLC Contact Person (Bill Hamlin) to obtain all needed material for completion of the appraisal. 11. Compensation: A. (X) Single Fixed Fee Arrangement. For performance of all of the Defined Services by Consultant as herein required, City shall pay a single fixed fee in the amounts and at the times or milestones or for the Deliverables set forth below: Single Fixed Fee Amount: $30,000, payable as follows: Milestone or Event or Deliverable Amount or Pement of Fixed Fee Acceptance of draft appraisal $15,000 Acceptance of Final appraisal $15,000 ( ) 1. Interim Monthly Advances. The City shall make interim monthly advances against the compensation due for each phase on a pementage of completion basis for each given phase such that, at the end of each phase only the compensation for that phase has been paid. Any payments made hereunder shall be considered as interest free loans which must be returned to the City if the Phase is not satisfactorily completed. If the Phase is satisfactorily completed, the City shall receive credit against the compensation due for that phase. The retention amount or pementage set forth in Paragraph 19 is to be applied to each interim payment such that, at 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Pa~le 16 the end of the phase, the full retention has been held back fxom the compensation due for that phase. Pementage of completion ora phase shall be assessed in the sole and unfettered discretion by the Contracts Administrator designated herein by the City, or such other person as the City Manager shall designate, but only upon such proof demanded by the City that has been provided, but in no event shall such interim advance payment be made unless the Contractor shall have represented in writing that said percentage of completion of the phase has been performed by the Contractor. The practice of making interim monthly advances shall not convert this agreement to a time and materials basis of payment. B. ( ) Phased Fixed Fee Arrangement. For the performance of each phase or portion of the Defined Services by Consultant as are separately identified below, City shall pay the fixed fee associated with each phase of Services, in the amounts and at the times or milestones or Deliverables set forth. Consultant shall not commence Services under any Phase, and shall not be entitled to the compensation for a Phase, unless City shall have issued a notice to proceed to Consultant as to said Phase. Phase Fee for Said Phase 1. $ 2. $ 3. $ ( ) 1. Interim Monthly Advances. The City shall make interim monthly advances against the compensation due for each phase on a percentage of completion basis for each given phase such that, at the end of each phase only the compensation for that phase has been paid. Any payments made hereunder shall be considered as interest free loans which must be returned to the City if the Phase is not satisfactorily completed. If the Phase is satisfactorily completed, the City shall receive credit against the compensation due for that phase. The retention amount or percentage set forth in Paragraph 19 is to be applied to each interim payment such that, at the end of the phase, the full retention has been held back from the compensation due for that phase. Percentage of completion of a phase shall be assessed in the sole and tmfettered discretion by the Contracts 2ptyl 2.wp Standard Form Two Party Agreement (Twelfth Revision) Jannary 20, 1999 PaSte :1.7 Administrator designated herein by the City, or such other person as the City Manager shall designate, but only upon such proof demanded by the City that has been provided, but in no event shall such interim advance payment be made unless the Contractor shall have represented in writing that said percentage of completion of the phase has been performed by the Contractor. The practice of making interim monthly advances shall not convert this agreement to a time and materials basis of payment. C. ( ) Hourly, Rate Arrangement For performance of the Defined Services by Consultant as herein required, City shall pay Consultant for the productive hours of time spent by Consultant in the performance of said Services, at the rotes or mounts set forth in the Rate Schedule hereinbelow according to the following terms and conditions: A. ( ) Not-to-Exceed Limitation on Time and Materials Arrangement Notwithstanding the expenditure by Consultant of time and materials in excess of said Maximum Compensation amount, Consultant agrees that Consultant will perform all of the Defined Services herein required of Consultant for $ including all Materials, and other "reimbursables" ("Maximum Compensation"). B. ( ) Limitation without Further Authorization on Time and Materials Arrangement At such time as Consultant shall have incurred time and materials equal to ("Authorization Limit"), Consultant shall not be entitled to any additional compensation without further authorization issued in writing and approved by the City. Nothing herein shall preclude Consultant from providing additional Services at Consultant's own cost and expense. Rate Schedule Category of Employee Hourly of Consultant Name Rate 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 18 ( ) Hourly rates may increase by 6% for services rendered after [month], 19 , if delay in providing services is caused by City. 12. Materials Reimbursement Arrangement For the cost of out of pocket expenses incurred by Consultant in the performance of services herein required, City shall pay Consultant at the rates or amotmts set forth below: (X) None, the compensation includes all costs. Cost or Rate ( ) Reports, not to exceed $__: ( ) Copies, not to exceed $ __: ( ) Travel, not to exceed $ : ( ) Printing, not to exceed $ ( ) Postage, not to exceed $__: ( ) Delivery, not to exceed $ ( ) Long Distance Telephone Charges, not to exceed $ ( ) Other Actual Identifiable Direct Costs: , not to exceed $ : , not to exceed $ : 13. Contract Administrators: City: Donna Snider, Civil Engineer Consultant: Bruce Hull 14. Liquidated Damages Rate: N/A ( ) $.__ per day. ( ) Other: 15. Statement of Economic Interests, Consultant Reporting Categories, per Conflict of Interest 2ptyl 2.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Pacj'e 19 Code: ( x ) Not Applicable. Not an FPPC Filer. ( ) FPPC Filer Category No. 1. Investments and sources of income. Category No. 2. Interests in real property. Category No. 3. Investments, interest in real property and sources of income subject to the regulatory, permit or licensing authority of the department. Category No. 4. Investments in business entities and sources of income which engage in land development, construction or the acquisition or sale of real property. Category No. 5. Investments in business entities and sources of income of the type which, within the past two years, have contracted with the City of Chula Vista (Redevelopment Agency) to provide services, supplies, materials, machinery or equipment. Category No. 6. Investments in business entities and sources of income of the type which, within the past two years, have contracted with the designated employee's department to provide services, supplies, materials, machinery or equipment. Category No. 7. Business positions. ( ) List "Consultant Associates" interests in real property within 2 radial miles of Project Property, if any: 16. ( ) Consultant is Real Estate Broker and/or Salesman 17. Permitted Subconsultants: 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 20 n/a 18. Bill Processing: A Consultant's Billing to be submitted for the following period of time: ( ) Monthly ( ) Quarterly ( x ) Other: Completion of appraisal B Day of the Period for submission of Consultant's Billing: ( ) First of the Month ( ) 15th Day of each Month ( ) End of the Month (X) Other: Completion of appraisal C City's Account Number: Developer deposit account 19. Security for Performance ( Performance Bond, $. ( Letter of Credit, $ ( Other Security: Type:_ Amount: $ ( Retention. If this space is checked, then notwithstanding other provisions to the contrary requiring the payment of compensation to the Consultant sooner, the City shall be entitled to retain, at their option, either the following "Retention Percentage" or "Retention Amount" until the City determines that the Retention Release Event, listed below, has occurred: ( ) Retention Percentage: % ( ) Retention Amount: $ Retention Release Event: ( ) Completion of All Consultant Services ( ) Other: E-mail file: sbhull.wpd 5/3/00 (atty review) 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Pacje 21 ; r · 1 ! Parties and Recital Page(s) Agreement between City of Chula Vista and The Meyers Group for Market Analysis and Absorption Projection Services for Community Facilities District No. 2000-1 This agreement ("Agreement"), dated May 9,2000 for the purposes of reference only, and effective as of the date last executed tmless another date is otherwise specified in Exhibit A, Paragraph 1 is between the City-related entity as is indicated on Exhibit A, paragraph 2, as such ("City"), whose business form is set forth on Exhibit A, paragraph 3, and the entity indicated on the attached Exhibit A, paragraph 4, as Consultant, whose business form is set forth on Exhibit A, paragraph 5, and whose place of business and telephone numbers are set forth on Exhibit A, paragraph 6 ("Consultant"), and is made with reference to the following facts: Whereas, the City is desirous of retaining a firm to complete a Market Analysis and Market Projection of Sunbow II ("Property") for a proposed Community Facilities District bond issue; and, Whereas, Consultant was selected based on the quality of previous similar work performed in association with the City's formation of Community Facilities Districts 97-3 and 99-1 and Assessment District 97-2; and, Whereas, the consultant selection process was waived due to (1) the need to expedite the formation of the proposed Conununity Facilities District 2000-1, (2) Consultant's extensive knowledge of this area of Chula Vista and San Diego which enables Consultant to analyze the project at a depth beyond the standard macro-level market data, (3) Consultant has demonstrated a deep understanding of the dynamics of a regional market place and understands the potential of this project within that market, and (4) Consultant's fees are comparable to those fees charged for existing financing districts; and Whereas, Consultant warrants and represents that they are experienced and staffed in a manner such that they are and can prepare and deliver the services required of Consultant to City within the time frames herein provided all in accordance with the terms and conditions of this Agreement; (End of Recitals. Next Page starts Obligatory Provisions.) 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 1 Obligatory Provisions Pages NOW, THEREFORE, BE IT RESOLVED that the City and Consultant do hereby mutually agree as follows: 1. Consultant's Duties A. General Duties Consultant shall perform all of the services described on the attached Exhibit A, Paragraph 7, entitled "General Duties"; and, B. Scope of Work and Schedule In the process of performing and delivering said "General Duties", Consultant shall also perform all of the services described in Exhibit A, Paragraph 8, entitled" Scope of Work and Schedule", not inconsistent with the General Duties, according to, and within the time frames set forth in Exhibit A, Paragraph 8, and deliver to City such Deliverables as are identified in Exhibit A, Paragraph g, within the time frames set forth therein, time being of the essence of this agreement. The General Duties and the work and deliverables required in the Scope of Work and Schedule shall be herein referred to as the "Defined Services". Failure to complete the Defined Services by the times indicated does not, except at the option of the City, operate to terminate this Agreement. C. Reductions in Scope of Work City may independently, or upon request from Consultant, from time to time reduce the Defined Services to be performed by the Consultant under this Agreement. Upon doing so, City and Consultant agree to meet in good faith and confer for the purpose of negotiating a corresponding reduction in the compensation associated with said reduction. D. Additional Services In addition to performing the Defined Services herein set forth, City may require Consultant to perform additional consulting services related to the Defined Services ("Additional Services"), and upon doing so in writing, if they are within the scope of services offered by Consultant, Consultant shall perform same on a time and materials basis at the rates set forth in the "Rate Schedule" in Exhibit A, Paragraph 11 (C), unless a separate fixed fee is otherwise agreed upon. All compensation for Additional Services shall be paid monthly as billed. E. Standard of Care 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 2 Consultant, in performing any Services under this agreement, whether Defined Services or Additional Services, shall perform in a manner consistent with that level of care and skill ordinarily exemised by members of the profession currently practicing under similar conditions and in similar locations. F. Insurance Consultant represents that it and its agents, staff and subconsultants employed by it in connection with the Services required to be rendered, are protected against the risk of loss by the following insurance coverages, in the following categories, and to the limits specified, policies of which are issued by Insurance Companies that have a Besfs Rating of "A, Class V" or better, or shall meet with the approval of the City: Statutory Worker's Compensation Insurance and Employer's Liability Insurance coverage in the mount set forth in the attached Exhibit A, Paragraph 9. Commercial General Liability Insurance including Business Automobile Insurance coverage in the amount set forth in Exhibit A, Paragraph 9, combined single limit applied separately to each project away from premises owned or rented by Consultant, which names City as an Additional Insured, and which is primary to any policy which the City may otherwise carry ("Primary Coverage"), and which treats the employees of the City in the same manner as members of the general public ("Cross-liability Coverage"). Errors and Omissions insurance, in the amount set forth in Exhibit A, Paragraph 9, unless Errors and Omissions coverage is included in the General Liability policy. G. Proof of Insurance Coverage. (1) Certificates of Insurance. Consultant shall demonstrate proof of coverage herein required, prior to the commencement of services required under this Agreement, by delivery of Certificates of Insurance demonstrating same, and further indicating that the policies may not be canceled without at least thirty (30) days written notice to the Additional Insured. (2) Policy Endorsements Required. In order to demonstrate the Additional Insured Coverage, Primary Coverage and Cross-liability Coverage required under Consultant's Commercial General Liability Insurance Policy, Consultant shall deliver a policy endorsement to the City demonstrating same, which shall be reviewed and approved by the Risk Manager. 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 3 H. Security for Performance. (1) Performance Bond. In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide a Performance Bond (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Performance Bond"), then Consultant shall provide to the City a performance bond by a surety and in a form and mount satisfactory to the Risk Manager or City Attorney which amount is indicated in the space adjacent to the term, "Performance Bond", in said Paragraph 19, Exhibit A. (2) Letter of Credit. In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide a Letter of Credit (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Letter of Credit"), then Consultant shall provide to the City an irrevocable letter of credit callable by the City at their unfettered discretion by submitting to the bank a letter, signed by the City Manager, stating that the Consultant is in breach of the terms of this Agreement. The letter of credit shall be issued by a bank, and be in a form and amount satisfactory to the Risk Manager or City Attorney which amount is indicated in the space adjacent to the term, "Letter of Credit", in said Paragraph 19, Exhibit A. (3) Other Security In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide security other than a Performance Bond or a Letter of Credit (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Other Security"), then Consultant shall provide to the City such other security therein listed in a form and amount satisfactory to the Risk Manager or City Attorney. I. Business License Consultant agrees to obtain a business license from the City and to otherwise comply with Title 5 of the Chula Vista Municipal Code. 2. Duties of the City A. Consultation and Cooperation City shall regularly consult the Consultant for the purpose of reviewing the progress of the Defined Services and Schedule therein contained, and to provide direction and guidance to achieve the objectives of this agreement. The City shall permit access to its office facilities, files 2ptyl2.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 4 and records by Consultant throughout the term of the agreement. In addition thereto, City agrees to provide the information, data, items and materials set forth on Exhibit A, Paragraph 10, and with the further understanding that delay in the provision of these materials beyond 30 days after authorization to proceed, shall constitute a basis for the justifiable delay in the Consultant's performance of this agreement. B. Compensation Upon receipt of a properly prepared billing from Consultant submitted to the City periodically as indicated in Exhibit A, Paragraph 18, but in no event more frequently than monthly, on the day of the period indicated in Exhibit A, Paragraph 18, City shall compensate Consultant for all services rendered by Consultant according to the terms and conditions set forth in Exhibit A, Paragraph 11, adjacent to the governing compensation relationship indicated by a "checkmark" next to the appropriate arrangement, subject to the requirements for retention set forth in paragraph 19 of Exhibit A, and shall compensate Consultant for out of pocket expenses as provided in Exhibit A, Paragraph 12. All billings submitted by Consultant shall contain sufficient information as to the propriety of the billing to permit the City to evaluate that the mount due and payable thereunder is proper, and shall specifically contain the City's account number indicated on Exhibit A, Paragraph 18 (C) to be charged upon making such payment. 3. Administration of Contract Each party designates the individuals ("Contract Administrators") indicated on Exhibit A, Paragraph 13, as said party's contract administrator who is authorized by said party to represent them in the routine administration of this agreement. 4. Term. This Agreement shall terminate when the Parties have complied with all executory provisions hereof. 5. Liquidated Damages The provisions of this section apply if a Liquidated Damages Rate is provided in Exhibit A, Paragraph 14. It is acknowledged by both parties that time is of the essence in the completion of this Agreement. It is difficult to estimate the amount of damages resulting from delay in per- formance. The parties have used their judgment to arrive at a reasonable amount to compensate for delay. 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 5 Failure to complete the Def'med Services within the allotted time per/od specified in this Agreement shall result in the following penalty: For each consecutive calendar day in excess of the time specified for the completion of the respective work assignment or Deliverable, the consultant shall pay to the City, or have withheld from monies due, the stun of Liquidated Damages Rate provided in Exhibit A, Paragraph 14 ("Liquidated Damages Rate"). Time extensions for delays beyond the consultant's control, other than delays caused by the City, shall he requested in writing to the City's Contract Administrator, or designee, prior to the expiration of the specified time. Extensions of time, when granted, will be based upon the effect of delays to the work and will not be granted for delays to minor portions of work unless it can be shown that such delays did or will delay the progress of the work. 6. Financial Interests of Consultant A. Consultant is Designated as an FPPC Filer. If Consultant is designated on Exhibit A, Paragraph 15, as an "FPPC filer", Consultant is deemed to be a "Consultant" for the purposes of the Political Reform Act conflict of interest and disclosure provisions, and shall report economic interests to the City Clerk on the required Statement of Economic Interests in such reporting categories as are specified in Paragraph 15 of Exhibit A, or if none are specified, then as determined by the City Attorney. B. Decline to Participate. Regardless of whether Consultant is designated as an FPPC Filer, Consultant shall not make, or participate in making or in any way attempt to use Consultant's position to influence a governmental decision in which Consultant knows or has reason to know Consultant has a financial interest other than the compensation promised by this Agreement. C. Search to Determine Economic Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant warrants and represents that Consultant has diligently conducted a search and inventory of Consultant's economic interests, as the term is used in the regulations promulgated by the Fair Political Practices Commission, and has determined that Consultant does not, to the best of Consultant's knowledge, have an economic interest which would conflict with Consultant's duties under this agreement. D. Promise Not to Acquire Conflicting Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant further warrants and represents that Consultant will not acquire, obtain, or assume an economic interest 2ptyl 2.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 6 during the term of this Agreement which would constitute a conflict of interest as prohibited by the Fair Political Practices Act. E. Duty to Advise of Conflicting Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant further warrants and represents that Consultant will immediately advise the City Attorney of City if Consultant learns of an economic interest of Consultant's which may result in a conflict of interest for the purpose of the Fair Political Practices Act, and regulations promulgated thereunder. F. Specific Warranties Against Economic Interests. Consultant warrants and represents that neither Consultant, nor Consultant's immediate family members, nor Consultant's employees or agents ("Consultant Associates") presently have any interest, directly or indirectly, whatsoever in any property which may be the subject matter of the Defined Services, or in any property within 2 radial miles from the exterior boundaries of any property which may be the subject matter of the Defined Services, ("Prohibited Interest"), other than as listed in Exhibit A, Paragraph 15. Consultant further warrants and represents that no promise of future employment, remuneration, consideration, gratuity or other reward or gain has been made to Consultant or Consultant Associates in connection with Consultant's performance of this Agreement. Consultant promises to advise City of any such promise that may be made during the Term of this Agreement, or for 12 months thereafter. Consultant agrees that Consultant Associates shall not acquire any such Prohibited Interest within the Term of this Agreement, or for 12 months after the expiration of this Agreement, except with the written permission of City. Consultant may not conduct or solicit any business for any party to this Agreement, or for any third party which may be in conflict with Consultant's responsibilities under this Agreement, except with the written permission of City. 7. Hold Harmless Consultant shall defend, indemnify, protect and hold harmless the City, its elected and appointed officers and employees, from and against all claims for damages, liability, cost and expense (including without limitation attorneys' fees) arising out of the conduct of the Consultant, or any agent or employee, subcontractors, or others in connection with the execution of the work covered by this Agreement, except only for those claims arising from the sole negligence or sole willful misconduct of the City, its officers, or employees. Consultant's 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 7 indemnification shall include any and all costs, expenses, attomeys' fees and liability incurred by the City, its officers, agents, or employees in defending against such claims, whether the same proceed to judgment or not. Further, Consultant at its own expense shall, upon written request by the City, defend any such suit or action brought against the City, its officers, agents, or employees. Consultants' indemnification of City shall not be limited by any prior or subsequent declaration by the Consultant. 8. Termination of Agreement for Cause If, through any cause, Consultant shall fail to fulfill in a timely and proper manner Consultant's obligations under this Agreement, or if Consultant shall violate any of the covenants, agreements or stipulations of this Agreement, City shall have the right to terminate this Agreement by giving written notice to Consultant of such termination and specifying the effective date thereof at least five (5) days before the effective date of such termination. In that event, all finished or unfinished documents, data, studies, surveys, drawings, maps, reports and other materials prepared by Consultant shall, at the option of the City, become the property of the City, and Consultant shall be entitled to receive just and equitable compensation for any work satisfactorily completed on such documents and other materials up to the effective date of Notice of Termination, not to exceed the amounts payable hereunder, and less any damages caused City by Consultant's breach. 9. Errors and Omissions In the event that the City Administrator determines that the Consultants' negligence, errors, or omissions in the performance of work under this Agreement has resulted in expense to City greater than would have resulted if there were no such negligence, errors, omissions, Consultant shall reimburse City for any additional expenses incurred by the City. Nothing herein is intended to limit City's rights under other provisions of this agreement. 10. Termination of Agreement for Convenience of City City may terminate this Agreement at any time and for any reason, by giving specific written notice to Consultant of such termination and specifying the effective date thereof, at least thirty (30) days before the effective date of such termination. In that event, all finished and unfinished documents and other materials described hereinabove shall, at the option of the City, become City's sole and exclusive property. If the Agreement is terminated by City as provided in this paragraph, Consultant shall be entitled to receive just and equitable compensation for any satisfactory work completed on such documents and other materials to the effective date of such termination. Consultant hereby expressly waives any and all claims for damages or compensation arising under this Agreement except as set forth herein. 11. Assignability 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 8 The services of Consultant are personal to the City, and Consultant shall not assign any interest in this Agreement, and shall not transfer any interest in the same (whether by assignment or novation), without prior written consent of City. City hereby consents to the assignment of the portions of the Defined Services identified in Exhibit A, Paragraph 17 to the subconsultants identified thereat as "Permitted Subconsultants". 12. Ownership, Publication, Reproduction and Use of Material All reports, studies, information, data, statistics, forms, designs, plans, procedures, systems and any other materials or properties produced under this Agreement shall be the sole and exclusive property of City. No such materials or properties produced in whole or in part under this Agreement shall be subject to private use, copyrights or patent rights by Consultant in the United States or in any other country without the express written consent of City. City shall have unrestricted authority to publish, disclose (except as may be limited by the provisions of the Public Records Act), distribute, and otherwise use, copyright or patent, in whole or in part, any such reports, studies, data, statistics, forms or other materials or properties produced under this Agreement. 13. Independent Contractor City is interested only in the results obtained and Consultant shall perform as an independent contractor with sole control of the manner and means of performing the services required under this Agreement. City maintains the right only to reject or accept Consultant's work products. Consultant and any of the Consultant's agents, employees or representatives are, for all purposes under this Agreement,~m independent contractor and shall not be deemed to be an employee of City, and none of them shall be entitled to any benefits to which City employees are entitled including but not limited to, overtime, retirement benefits, worker's compensation benefits, injury leave or other leave benefits. Therefore, City will not withhold state or federal income tax, social security tax or any other payroll tax, and Consultant shall be solely responsible for the payment of same and shall hold the City harmless with regard thereto. 14. Administrative Claims Requirements and Procedures No suit or arbitration shall be brought arising out of this agreement, against the City unless a claim has first been presented in writing and filed with the City and acted upon by the City in accordance with the procedures set forth in Chapter 1.34 of the Chula Vista Municipal Code, as same may from time to time be amended, the provisions of which are incorporated by this reference as if fully set forth heroin, and such policies and procedures used by the City in the implementation of same. Upon request by City, Consultant shall 'meet and confer in good faith with City for the purpose of resolving any dispute over the terms of this Agreement. 2ptyl 2.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 9 15. Attorney's Fees Should a dispute arising out of this Agreement result in litigation, it is agreed that the prevailing party shall be entitled to a judgment against the other for an amount equal to reasonable attorney's fees and court costs incurred. The "prevailing party" shall be deemed to be the party who is awarded substantially the relief sought. 16. Statement of Costs In the event that Consultant prepares a report or document, or participates in the preparation of a report or document in performing the Defined Services, Consultant shall include, or cause the inclusion of, in said report or document, a statement of the numbers and cost in dollar amounts of all contracts and subcontracts relating to the preparation of the report or document. 17. Miscellaneous A. Consultant not authorized to Represent City Unless specifically authorized in writing by City, Consultant shall have no authority to act as City's agent to bind City to any contractual agreements whatsoever. B. Consultant is Real Estate Broker and/or Salesman If the box on Exhibit A, Paragraph 16 is marked, the Consultant and/or their principals is/are licensed with the State of California or some other state as a licensed real estate broker or salesperson. Otherwise, Consultant represents that neither Consultant, nor their principals are licensed real estate brokers or salespersons. C. Notices All notices, demands or requests provided for or permitted to be given pursuant to this Agreement must be in writing. All notices, demands and requests to be sent to any party shall be deemed to have been properly given or served if personally served or deposited in the United States mail, addressed to such party, postage prepaid, registered or certified, with return receipt requested, at the addresses identified herein as the places of business for each of the designated parties. D. Entire Agreement This Agreement, together with any other written document referred to or contemplated herein, embody the entire Agreement and understanding between the parties relating to the 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 10 subject matter hereof. Neither this Agreement nor any provision hereof may be amended, modified, waived or discharged except by an instrument in writing executed by the party against which enforcement of such amendment, waiver or discharge is sought. E. Capacity of Parties Each signatory and party hereto hereby warrants and represents to the other party that it has legal authority and capacity and direction fzom its principal to enter into this Agreement, and that all resolutions or other actions have been taken so as to enable it to enter into this Agreement. F. Governing Law/Venue This Agreement shall be governed by and construed in accordance with the laws of the State of Caiifornia. Any action arising under or relating to this Agreement shall be brought only in the federal or state courts located in San Diego County, State of Caiifornla, and if applicable, the City of Chula Vista, or as close thereto as possible. Venue for this Agreement, and performance hereunder, shall be the City of Chula Vista. [end of page. next page is signature page.] 2ptyl2.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 11 Signature Page to Agreement between City of Chula Vista and The Meyers Group for Market Analysis and Absorption Projection Services for Community Facilities District No. 2000-1 IN WITNESS WHEREOF, City and Consultant have executed this Agreement thereby indicating that they have read and understood same, and indicate their full and complete consent to its terms: Dated: _, 2000 City of Chula Vista by: Dave Rowlands, City Manager Attest: Susan Bigelow, City Clerk Approved as to form: John M. Kaheny, City Attorney Dated: The Meyers Group By: Peter F. Dennehy Managing Director By: Exhibit List to Agreement ( X ) Exhibit A. ( ) Exhibit B. 2ptyl 2.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 12 Exhibit A to Agreement between City of Chula Vista and The Meyers Group 1. Effective Date of Agreement: May 9, 2000 2. City-Related Entity: (X) City of Chula Vista, a municipal chartered corporation of the State of California ( ) Redevelopment Agency of the City of Chula Vista, a political subdivision of the State of California ( ) Industrial Development Authority of the City of Chula Vista, a ( ) Other: _, ("City") 3. Place of Business for City: City of Chula Vista, 276 Fourth Avenue, Chula Vista, CA 91910 4. Consultant: The Meyers Group 5. Business Form of Consultant: ( ) Sole Proprietorship ( ) Partnership ( X ) Corporation 6. Place of Business, Telephone and Fax Number Of Consultant: 777 South Pacific Coast Highway, Suite 100 Solana Beach, CA 92075 Voice Phone (619) 792-8276 x.224 Fax Phone (619) 792-8944 2pry 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 13 i I ! 11 7. General Duties: A. Consultant shall prepare a Market Analysis and Absorption Projection for the Property for the formation of proposed Community Facilities District No. 2000-1 (Sunbow II). The Property for the purpose of this agreement is generally the area west of Otay Ranch Spa 1 West, south of Telegraph Canyon Road. 8. Scope of Work and Schedule: A. Detailed Scope of Work: 1. Materials Review and Locational Assessment: Review all relevant materials compiled by City to date relative to the Sunbow II community such as site plans, previous market studies, pertinent development agreements, etc. Information on the infrastructure improvements planned in the project area will be analyzed in terms of impact on anticipated development in the area. 2. Definition of Competitive Market Area: Consultant shall determine the most appropriate competitive market area for each product type proposed for the subject project. Determination will be made based on existing and planned transportation routes, natural and man-made geographic boundaries, patterns of housing and .commercial growth, historical market perceptions, etc. 3. Economic and Demo_maphic Overview: Consultant shall compile pertinent demographic data for the San Diego County and South Bay area and analyze in the context of future development such as that proposed at the project. Data to be compiled will include population and household growth trends, employment growth and distribution, household income levels, age distribution, etc. Data will be utilized to help determine anticipated future demand potential for residential and commercial development in the San Diego County market area and in the South Bay market area in particular. 4. Historical Residential Market Data: Consultant shall compile relevant historical data on the San Diego County and South Bay market area for-sale housing markets. Key residential market factors to be examined will include such things as new detached home sales and inventory trends, sales and inventory by price range, sales rates by price range, building permit issuance, resale market trends, etc. 5. Active Residential Project Overview: Consultant shall survey residential projects (detached, etc.) in the project's relevant market area (largely the South Bay). Project information will include market orientation, number of units planned, offered and sold, product types, square footage range, base price ranges, premiums, incentives, amenities, buyer and/or tenant profile, absorption rate, etc. As part of 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 14 this analysis, Consultant shall evaluate recent price changes and an absorption analysis will be conducted for the sell-out of active projects. 6. Master Planned Community Case Studies: A selected number of similar large-scale residential projects in the San Diego County market area shall be analyzed by the Consultant. Survey will focus on key characteristics (size, setting, product army, unit and price ranges, community amenities, buyer profiles), sales performance (yearly sales, marketing characteristics), and other comments. Survey will be used to identify the annual absorption potential and market capture of the San Diego County housing market achieved by other well-segmented master planned communities and will be used to assess sales and market capture projections. 7. Proposed Project Summary and Detailed Project Buildout: Consultant shall compile and analyze information on the most relevant and major planned and proposed residential developments in the competitive market area for the Stmbow li development. To the extent available, detailed information will be presented for each. project (units, timing, pricing, etc.). This analysis will cover all projects in various stages of the approval process in the South Bay market area. Consultant shall prepare a market-driven buildout projection for the proposed large-scale South Bay residential projects for use in reconciling annual supply and demand projections. 8. Demand Analysis: Consultant shall conduct a statistical demand analysis to quantify the future demand potential for each type of development proposed for Sunbow II (for-sale residential, etc.). Demand will be based on a combination of statistical and judgmental methodologies, and will result in annual demand projections over the relevant time fxame of the subject project. 9. Conclusions: Consultant shall analyze all of the above information and draw conclusions relative to current and future market trends and assess the potential for the development and absorption of residential uses as proposed for Sunbow II. 10. Absorption Projection: Based on the above analysis, Consultant shall provide written recommendations with regard to anticipated absorption of the proposed residential development in the Sunbow II project. Absorption estimates will take into account such things as expected market trends, community positioning, infi~astmcture timing, etc. Absorption estimates will cover the anticipated period to build-out of the community on a quarterly or annual basis (format to be determined with appraiser). 2ptyl 2.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 15 11. Consultant will attend all coord'mation meetings and work with the project appraiser to ensure the most accurate results. 12. Consultant will provide check prints (as required by the City) of the Market Analysis and Market Projection for comments at the coordination meetings. 13. Consultant will provide to the City 25 bound copies of the Market Analysis and Market Projection upon completion. 14. Consultant will provide an electronic version of the absorption study in a format acceptable to City so that the City can make the report available to the underwriter or other party. 15. Consultant will work with the Property owners to obtain the following: Detailed information on current business plan projections for the development (absorption, product pricing and lot or land values), as well as details on proposed residential, timing, phasing, etc) . B. Date for Commencement of Consultant Services: (X) Same as Effective Date of Agreement ( ) Other: C. Dates or Time Limits for Delivery of Deliverables: A final market absorption study and market analysis shall be delivered to the City on or before July 5, 2000. The delivery date may be revised as approved by the City Engineer. D. Date for completion of all Consultant services: Upon completion of the absorption study to the satisfaction of the City's Director of Public Works but no later than 9. Insurance Requirements: (X) Statutory Worker's Compensation Insurance ( ) Employer's Liability Insurance coverage: $1,000,000. (X) Commercial General Liability Insurance including Automobile Liability: $1,000,000. ( ) Errors and Omissions insurance: None Required (included in Commercial General Liability coverage). ( ) Errors and Omissions Insurance: $250,000 (not included in Commercial General 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 16 Liability coverage). 10. Materials Required to be Supplied by City to Consultant: NA 11. Compensation: A. (X) Single Fixed Fee Arrangement. For performance of all of the Defined Services by Consultant as herein required, City shall pay a single fixed fee in the amounts and at the times or milestones or for the Deliverables set forth below: Single Fixed Fee Amount: $12,500, payable as follows: Milestone or Event or Deliverable Amount or Percent of Fixed Fee Delivery of a draf~ Market Analysis and Market Projection $6,000 Delivery of completed Market Analysis and Market Projection $6,500 which is acceptable to the City's Director of Public Works ( ) 1. Interim Monthly Advances. The City shall make interim monthly advances against the compensation due for each phase on a percentage of completion basis for each given phase such that, at the end of each phase only the compensation for that phase has been paid. Any payments made hereunder shall be considered as interest free loans which must be returned to the City if the Phase is not satisfactorily completed. If the Phase is satisfactorily completed, the City shall receive credit against the compensation due for that phase. The retention amount or percentage set forth in Paragraph 19 is to be applied to each interim payment such that, at the end of the phase, the full retention has been held back from the compensation due for that phase. Percentage of completion of a phase shall be assessed in the sole and unfettered discretion by the Contracts Administrator designated herein by the City, or such other person as the City Manager shall designate, but only upon such proof demanded by the City that has been provided, but in no event shall such interim advance payment be made unless the Contractor shall have represented in writing that said percentage of completion of the phase has been performed by the Contractor. The practice of making interim monthly advances shall not convert this agreement 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 17 to a time and materials basis of payment. B. ( ) Phased Fixed Fee Arrangement. For the performance of each phase or portion of the Defined Services by Consultant as are separately identified below, City shall pay the fixed fee associated with each phase of Services, in the amounts and at the times or milestones or Deliverables set forth. Consultant shall not commence Services under any Phase, and shall not be entitled to the compensation for a Phase, unless City shall have issued a notice to proceed to Consultant as to said Phase. Phase Fee for Said Phase 1. $ 2. $ 3. $ ( ) 1. Interim Monthly Advances. The City shall make interim monthly advances against the compensation due for each phase on a percentage of completion basis for each given phase such that, at the end of each phase only the compensation for that phase has been paid. Any payments made hereunder shall be considered as interest free loans which must be returned to the City if the Phase is not satisfactorily completed. If the Phase is satisfactorily completed, the City shall receive credit against the compensation due for that phase. The retention amount or pementage set forth in Paragraph 19 is to be applied to each interim payment such that, at the end of the phase, the full retention has been held back from the compensation due for that phase. Percentage of completion of a phase shall be assessed in the sole and unfettered discretion by the Contracts Administrator designated herein by the City, or such other person as the City Manager shall designate, but only upon such proof demanded by the City that has been provided, but in no event shall such interim advance payment be made unless the Contractor shall have represented in writing that said percentage of completion of the phase has been performed by the Contractor. The practice of making interim monthly advances shall not convert this agreement to a time and materials basis of payment. C. ( ) Hourly Rate Arrangement For performance of the Defined Services by Consultant as herein required, City shall pay Consultant 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 18 for the productive hours of time spent by Consultant in the performance of said Services, at the rates or mounts set forth in the Rate Schedule hereinbelow according to the following terms and conditions: ( ) Not-to-Exceed Limitation on Time and Materials Arrangement Notwithstanding the expenditure by Consultant of time and materials in excess of said Maximum Compensation amount, Consultant agrees that Consultant will perform all of the Defined Services herein required of Consultant for $ including all Materials, and other "reimbursables" ("Maximum Compensation"). ( ) Limitation without Further Authorization on Time and Materials Arrangement At such time as Consultant shall have incurred time and materials equal to ("Authorization Limit"), Consultant shall not be entitled to any addi- tional compensation without further authorization issued in writing and approved by the City. Nothing herein shall preclude Consultant from providing additional Services at Consultant's own cost and expense. Rate Schedule Category of Employee Hourly of Consultant Name Rate ( ) Hourly rates may increase by 6% for services rendered after [month], 19 , if delay in providing services is caused by City. 12. Materials Reimbursement Arrangement For the cost of out of pocket expenses incurred by Consultant in the performance of services 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 19 herein required, City shall pay Consultant at the rates or amounts set forth below: ( ) None, the compensation includes all costs. Cost or Rate (X) Copies, travel, data purchases, other expenses not to exceed $1,000: At cost Copies, not to exceed $ : Travel, not to exceed $__: Printing, not to exceed $__: Postage, not to exceed $__: Delivery, not to exceed $__: Long Distance Telephone Charges, not to exceed $ Other Actual Identifiable Direct Costs: _, not to exceed $ : _, not to exceed $ : 13. Contract Administrators: City: Donna Snider, Civil Engineer Consultant: Peter Deunehy, Managing Director 14. Liquidated Damages Rate: NA ( ) $ per day. ( ) Other: 15. Statement of Economic Interests, Consultant Reporting Categories, per Conflict of Interest Code: ( x ) Not Applicable. Not an FPPC Filer. ( ) FPPC Filer ( ) Category No. 1. Investments and sources of income. ( ) Category No. 2. Interests in real property. ( ) Category No. 3. Investments, interest in real property and sources of income 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 20 subject to the regulatory, permit or licensing authority of the department. Category No. 4. Investments in business entities and sources of income which engage in land development, construction or the acquisition or sale of real property. Category No. 5. Investments in business entities and sources of income of the type which, within the past two years, have contracted with the City of Chula Vista (Redevelopment Agency) to provide services, supplies, materials, machinery or equipment. Category No. 6. Investments in business entities and sources of income of the type which, within the past two years, have contracted with the designated employee's department to provide services, supplies, materials, machinery or equipment. Category No. 7. Business positions. ( ) List "Consultant Associates" interests in real property within 2 radial miles of Project Property, if any: 16. ( ) Consultant is Real Estate Broker and/or Salesman 17. Permitted Subconsultants: n/a 18. Bill Processing: A Consultant's Billing to be submitted for the following period of time: ( ) Monthly ( ) Quarterly ( x ) Other: Completion of Market Analysis and Market Projection 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 21 COUNCIL AGENDA STATEMENT Item ~ Meeting Date 5/16/00 ITEM TITLE: Resolution Waiving the consultant selection process as impractical, approving an agreement with McGill Martin Self, Inc. as project manager and special tax consultant, amending agreement with Brown, Diven, Hessell & Brewer LLP as bond counsel, amending agreement with Fieldman, Rolapp & Associates as financial advisor, and amending agreement with Stone & Youngberg LLC as underwriter associated with Community Facilities District No. 2000-1 (Sunbow I~) and authorizing the Mayor to . execute said agreement and amendments. SUBMITTED BY: Director of Public Works ~ REVIEWED BY: City Manager ~ ~, ~ (4/5ths Vote: Yes No X) In compliance with Council Policy, ACI Sunbow, LLC submitted an Application for establishing Community Facilities District No. 2000-1 ("CFD 2000-1") to fund the construction of certain improvements serving some of the Sunbow II properties in the amount of approximately $ 19.5 million. Council approved the Report regarding the application and initiated the proceedings on May 2. In another item on this agenda (which was continued from the meeting of May 9, 2000), Council is requested to approve a Reimbursement Agreement with the developer and agreements with an appraiser and market absorption consultant.. This item will consider approving the rest of the financing team for CFD 2000-1. The Reimbursement Agreement requires the developer to advance funds to the City for the payment of all initial consulting and administration costs and expenses related to the formation of CFD 2000-1. RECOMMENDATION: It is recommended that Council adopt the resolution waiving the consultant selection process as impractical and approving the agreement and amendments with the four consultants. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: This item includes retaining the four additional consultants to be part of a financing team required to form CFD 2000-1. The schedule for the district anticipates a bond issuance in August, thereby making a standard consultant selection process impractical because the selection process typically takes 2-3 months (Request for proposals, evaluations, interviews, etc). Additionally, this is the team currently working on CFI) 99-1 (Otay Ranch SPA 1 Villages 1 and 5 and West) and as such, has extensive knowledge of the development in the Eastern Territories including Sunbow 1I. Staff has a high level of confidence in this team, the team has demonstrated a high level of expertise and for Page 2, Item __ Meeting Date 5/16/00 these reasons staff recommends that Council waive the consultant selection process for these consultants. The developer, Sunbow Il, LLC has advanced funds for all costs associated with retaining the financing team including City staff costs. Should the CFD be successfully formed, the fees will be funded via the Improvement Fund of the CFD and the developer will be eligible for reimbursement for the funds advanced. The developer has deposited $167,000 with the City to initiate the proceedings for the CFD pursuant to a reimbursement agreement. Total costs are shown below in Table A. TABLE A Developer CFD 2000-1 Total FY 99/00(estimated) Consultant Advance Proceeds CFD 2000-1 All Contractsl Brown Diven& Hessel, LLP $ 10,000 $ 27,500 $ 37,500 $ 82,500 Stone and Youngberg 0 175,000 175,000 482,900 Fieldman~ Rolapp 17,000 28~000 45,000 90,000 McGill Martin Self 70,000 20,000 90,000 1,800,000 Bruce Hull and Assoc. 30,000 0 30,000 80,000 The Meyers Group 13,500 0 13,500 64,500 City Administration 26,500 13,500 40,000 NA TOTAL $167,000 $ 264,000 $ 431,000 $ 2,599,900, Agreements to retain the services of the appraiser (Hull) and market absorption specialist (Meyers Group) are included as another item on tonight's agenda. Bond Counsel The City has utilized the services of the bond counsel firm of Brown, Diven, Hessell & Brewer, 1 ,l ,P for most, if not all, of the City's infrastructure financing districts spanning a period of 15 years. This firm is a San Diego based firm and one of the most highly regarded legal firms in the state specializing in land based financing. Their fee structure for the work on these districts is very competitive and is fully funded from the proceeds of the bond issues. During their work with the City, they have been instrumental in drafting the City's infrastructure financing policies. Because of their in depth knowledge of the City, the City's policies, and the City's developers, and their excellent working relationship with City staff developed over many years of service, staff recommends that this firm act as bond counsel for CFD 2000-1. This firm presently has an agreement with the City for all the CFD work proposed for the Otay Ranch territories. Staff recommends an amendment to this agreement to include the Sunbow II area. 1 Reflects charges through March of this fiscal year plus estimated charges to be paid before year end (July 2000) on all City contracts. Page 3, Item __ Meeting Date 5/16/00 Underwriter The function of the underwriter is to assist in developing an overall financing plan, structuring the debt issue in order to minimize interest costs, to purchase the debt from the CFD and market the bonds to the investment community. Stone and Youngberg has underwritten more California assessment district bonds than all other firms combined, including a number of the City's bond issues. Unlike most underwriting firms, Stone & Youngberg maintains an office in San Diego, making the lead bankers highly accessible during the course of the transaction. The finn is the underwriter of the City's latest bond issue (CFD 99-1) and will be the underwriter for all future financing districts in the Otay Ranch terhtory pursuant to their existing agreement with the City. Stone & Youngberg has an in depth knowledge of the Eastern Territories due to their involvement in so many of the City's financing districts. This experience enables the underwriter to successfully market the bonds at the lowest interest rates. Staff recommends the consultant selection process be waived as impractical because of the knowledge and experience Stone & Youngberg can bring in marketing the bonds to the benefit of the future property owners. Staff recommends an amendment to their agreement to include the Sunbow II area. Financial Advisor The financial advisor's role is to assist in analyzing the financial feasibility of the project in order to insure that all city policy criteria are met, assist in structuring the debt issue, assist in negotiating a fair price for the bonds in order to minimize interest costs, and coordinate the activities of the entire financing team. Fieldman, Rolapp & Associates was selected as the financial advisor for all financing districts in the Otay Ranch territory. The firm has valuable knowledge of the current and future development issues in the Eastern Territories. Fieldman, Rolapp & Associates is one of the most respected financial advisory firms in the state, especially in the area of land-based financing, and based on their current performance in CFD 97-3 and CFD 99-1, will be a valuable part of the financing team for the Sunbow 1I CFD. Staff recommends an amendment to their agreement to include the Sunbow 11 area. Project Manager and Special Tax Consultant The project manager's role is to coordinate and schedule the work of the financing team keeping the project on schedule and ensuring that issues are addressed. The Special Tax Consultant's role is to recommend CFI) boundaries, improvements, and the tax formula. McGill Martin Self, Inc. was selected for this role for CFD 99-1(Otay Ranch Spa I Villages 1 and 5 and West). The firm has demonstrated expertise in project management and as a special tax consultant. Their knowledge of the Eastern Territories is extensive and up-to-date. Staff recommends waiving the consultant selection process and entering into an agreement for project management and special tax consultant services for CFD 2000-1. Page 4, Item __ Meeting Date 5/16/00 Staff recommends that the City's consultant selection process be waived in the interest of providing a team with extensive knowledge and experience in their respective fields and within this region of the County and that these four consultants be retained as part of the financing team. Doing so will allow the project to proceed rapidly meeting the demands of the development community. Additionally, the consultant selection process is lengthy and consumes time that would be better used in analyzing the issues of the proposed CFD resulting in the City's interests being materially better served. The fees proposed by the consultants are comparable to those fees charged for existing financing districts. There will be no direct impact on the General Fund or the City. All costs will be funded by the developer and/or property owners and apportioned consistent with the relative benefits received from the improvements being financed. The agreement and amendments are substantially in the form of the City's standard two-party agreement. Procedure for formation of CFD 2000-1 Following are the key actions that Council will take during the proceedings for CFI) 2000-1: 1. Approve the Resolution of Intention (ROI) to establish the CFD on May 23, 2000. 2. Public Hearing, voter's election, and levy of the special taxes on June 20, 2000. 3. Bond Sale during August 2000. Description of the proposed CFD 2000-01 Exhibit 1 presents the boundaries of the proposed CFD which includes parcels located within Sunbow 1I. Certain parcels (Phase 1) within Sunbow II are not proposed for inclusion in this district because these parcels are fully developed including all the related infrastructure. At build out, the district would contain a total of 595 Single Family Residences. The developer is proposing CFD financing of the following improvements: · Telegraph Canyon Road · Medical Center Road/Brandywine · East Palomar Street - Phases IA, IB, IC & IIA · Off-site Poggi Sewer · Olympic Parkway - West of Brandywine · Paseo Ladera · Medical Center Court · Public Facilities DIF Page 5, Item __ Meeting Date 5/16/00 The construction cost of these improvements is estimated at $19.5 million (including Public Facilities DIF of $2.8 million), of which only $ 8 million would be financed by CFD 2000-01. Other costs associated with the CFD are estimated at $2 million, for a total levy of $10 million. FISCAL IMPACT: The developer will pay all costs and has deposited money to fund initial consultant and City staff costs in accordance with the proposed Reimbursement Agreement. Such monies are eligible for reimbursement upon a successful sale of bonds. The City will receive the benefit of the full cost recovery for City staff (estimated at $40,000). Exhibits: 1. Benefit Area H:~HOMEXENGINEERXAGENDA\SBCFD-4.DOC by DDS May 10, 2000 RESOLUTION NO. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA, CALIFORNIA, WAIVING THE CONSULTANT SELECTION PROCE.SS AS IMPRACTICAL, APPROVING THE AGREEMENT WITH McGILL MARTIN SELF, INC. AS PROJECT MANAGER AND SPECIAL TAX CONSULTANT, AMENDING AGREEMENT WITH BROWN, DIVEN, HESSELL & BREWER LLP AS BOND COUNSEL, AMENDING AGREEMENT WITH FIELDMAN, ROLAPP & ASSOCIATES AS FINANCIAL ADVISOR, AND AMENDING AGREEMENT WITH STONE & YOUNGBERG LLC AS UNDERWRITER ASSOCIATED WITH COMMUNITY FACILITIES DISTRICT NO. 2000-1 (SUNBOW II) AND AUTHORIZING THE MAYOR TO EXECUTE SAID AGREEMENTS AND AMENDMENTS WHEREAS, ACI Sunbow, LLC has submitted an application with the City of Chula Vista for establishing Community Facilities District No. 2000-1 ("CFD 2000-1 ") to fund the construction of certain improvements serving some of the Sunbow II properties in the amount of approximately $19.5 million; and WHEREAS, Council approved the Report regarding the application and initiated the proceedings on May 2, 2000; and WHEREAS, staffrecommends establishing a financing team of consultants to process CFD 2000-1; and WHEREAS, ACI Sunbow, LLC entered into an agreement with the City, approved by Council on May 9, 2000 to memorialize the terms and conditions of advancing funds to retain the financing team and receiving reimbursements for such advances; and WHEREAS, Council approved agreements with an appraiser and market absorption consultant on May 9, 2000; and WHEREAS, approval of these agreements will complete the financing team for Community Facility District 2000-1; and WHEREAS, staff reconnnends the Consultant Selection process be waived because it is in the City's best interest for the following reasons: 1. Consultants have demonstrated extensive knowledge of the Eastern Territories and recent City financing districts; 2. Brown Diven and Hessell, LLP is one of the most highly regarded legal firms in the state specializing in land based financing and is knowledgeable in the City's infrastructure financing policies; and 3. Stone and Youngberg LLC knowledge of the Eastern Territories enables the Consultant to market the bonds at the lowest interest rates. and the following circumstances make the consultant selection process impractical: 1. The need to expedite the formation of the proposed Community Facilities District to accommondate a bond sale in August of this year and the consultant selection process takes up to 3 months; and 2.The consultant fees are competitive. WHEREAS, staff recommends approving an agreement with McGill Martin Self, Inc. as project manager and special tax consultant, amending an agreement with Brown, Diven, Hessell & Brewer LLP as bond counsel, amending an agreement with Fieldman, Rolapp & Associates as financial advisor, and amending an agreement with Stone & Youngberg LLC as underwriter. NOW, THEREFORE, IT IS HEREBY RESOLVED: SECTION 1. The above recitals are all true and correct and incorporated herein. SECTION 2. The Consultant Selection Process is hereby waived and the agreement with McGill Martin Self, Inc. as project manager and special tax consultant, the amendment to an agreement with Brown, Diven, Hessell & Brewer LLP as bond counsel, the amendment to an agreement with Fieldman, Rolapp & Associates as financial advisor, and the amendment to an agreement with Stone & Youngberg LLC as underwriter are approved substantially in the forms submitted. The Mayor is hereby authorized to execute the final form of each such agreement and amendments to agreements on behalf of the City. The Mayor, subject to the review of the City Attorney, is authorized to approve changes in such agreement and amendment to agreements in substantially the form presented with such minor modifications as may be required or approved by the City Attorney. PREPARED BY: APPROVED AS TO FORM BY: John P. Lippitt Jo./l,l~Kaheny Director of Public Works City Attorney H:\home\attomeyXcfd00-1McGill Bro~vn Fieldman agr. 2 Agreement between City of Chula Vista and McGill Martin Self, Inc. for Project Management and Financial Services for Community Facility District 2000-1 (Sunbow II) This agreement ("Agreement"), dated May 16, 2000 for the purposes of reference only, and effective as of the date last executed anless another date is otherwise specified in Exhibit A, Paragraph 1 is between the City-related entity as is indicated on Exhibit A, paragraph 2, as such ("City"), whose business form is set forth on Exhibit A, paragraph 3, and the entity indicated on the attached Exhibit A, paragraph 4, as Consultant, whose business form is set forth on Exhibit A, paragraph 5, and whose place of business and telephone numbers are set forth on Exhibit A, paragraph 6 ("Consultant"), and is made with reference to the following facts: WHEREAS, Ayres Land Company, Inc., as manager of ACI Sunbow, LLC, submitted an application for establishment of Community Facilities District for Council consideration; and WHEREAS, there is a need for project management and special tax consultant services in order to ensure the timely formation ora Community Facility Distr/ct; and Whereas, Consultant was selected based on the quality of previous similar work performed in association with the City's formation of Community Facilities.District 99-1; and, Whereas, the consultant selection process was waived due to (1) the need to expedite the formation of the proposed Community Facilities District 2000-1 in order to meet an August deadline to sell bonds and the City's consultant selection process takes up to three months, (2) Consultant's familiarity with the community, and (3) Consultant's fees are competitive; and Whereas, Consultant warrants and represents that they are experienced and staffed in a manner such that they are and can prepare and deliver the serviceq required of Consultant to City within the time frames herein provided all in accordance with the terms and conditions of this Agreement; (End of Recitals. Start of Obligatory Provisions.) 2ptyl 2.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 1 Obligatory Provisions Pages NOW, THEREFORE, BE IT RESOLVED that the City and Consultant do hereby mutually agree as follows: 1. Consultant's Duties A. General Duties Consultant shall perform all of the services described on the attached Exhibit A, Paragraph 7, entitled "General Duties"; and, B. Scope of Work and Schedule In the process of performing and delivering said "General Duties", Consultant shall also perform all of the services described in Exhibit A, Paragraph 8, entitled" Scope of Work and Schedule", not inconsistent with the General Duties, according to, and within the time frames set forth in Exhibit A, Paragraph 8, and deliver to City such Deliverables as are identified in Exhibit A, Paragraph 8, within the time frames set forth therein, time being of the essence of this agreement. The General Duties and the work and deliverables required in the Scope of Work and Schedule shall be herein referred to as the "Defined Services". Failure to complete the Defined Services by the times indicated does not, except at the option of the City, operate to terminate this Agreement. C. Reductions in Scope of Work City may independently, or upon request fi.om Consultant, fi.om time to time reduce the Defined Services to be performed by the Consultant under this Agreement. Upon doing so, City and Consultant agree to meet in good faith and confer for the purpose of negotiating a corresponding reduction in the compensation associated with said reduction. D. Additional Services In addition to performing the Defined Services herein set forth, City may require Consultant to perform additional consulting services related to the Defined Services ("Additional Services"), and upon doing so in writing, if they are within the scope of services offered by Consultant, Consultant shall perform same on a time and materials basis at the rates set forth in the "Rate Schedule" in Exhibit A, Paragraph 11 (C), unless a separate fixed fee is otherwise agreed upon. All compensation for Additional Services shall be paid monthly as billed. 2ptyl 2.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 2 E. Standard of Care Consultant, in performing any Services under this agreement, whether Defined Services or Additional Services, shall perform in a manner consistent with that level of care and skill ordinarily exercised by members of the profession currently practicing under similar conditions and in similar locations. F. Insurance Consultant represents that it and its agents, staff and subconsultants employed by it in connection with the Services required to be rendered, are protected against the risk of loss by the following insurance coverages, in the following categories, and to the limits specified, policies of which are issued by Insurance Companies that have a Best's Rating of"A, Class V' or better, or shall meet with the approval of the City: Statutory Worker's Compensation Insurance and Employer's Liability Insurance coverage in the mount set forth in the attached Exhibit A, Paragraph 9. Commercial General Liability Insurance including Business Automobile Insurance coverage in the amount set forth in Exhibit A, Paragraph 9, combined single limit applied separately to each project away from premises owned or rented by Consultant, which names City as an Additional Insured, and which is primary to any policy which the City may otherwise carry ("Primary Coverage"), and which treats the employees of the City in the same manner as members of the general public CCross-liability Coverage"). Errors and Omissions insurance, in the amount set forth in Exhibit A, Paragraph 9, unless Errors and Omissions coverage is included in the General Liability policy. G. Proof of Insurance Coverage. (1) Certificates of Insurance. Consultant shall demonstrate proof of coverage herein required, prior to the commencement of services required under this Agreement, by delivery of Certificates of Insurance demonstrating same, and further indicating that the policies may not be canceled without at least thirty (30) days written notice to the Additional Insured. (2) Policy Endorsements Required. In order to demonstrate the Additional Insured Coverage, Primary Coverage and Cross-liability Coverage required under Consultant's Commercial General Liability Insurance Policy, 2ptyl 2.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 3 · "1 F Consultant shall deliver a policy endorsement to the City demonstrating same, which shall be reviewed and approved by the Risk Manager. H. Security for Performance. (1) Performance Bond. In the evem that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide a Performance Bond (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Performance Bond"), then Consultant shall provide to the City a performance bond by a surety and in a form and mount satisfactory to the Risk Manager or City Attorney which amount is indicated in the space adjacent to the term, "Performance Bond", in said Paragraph 19, Exhibit A. (2) Letter of Credit. In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide a Letter of Credit (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Letter of Credit"), then Consultant shall provide to the City an irrevocable letter of credit callable by the City at their unfettered discretion by submitting to the bank a letter, signed by the City Manager, stating that the Consultant is in breach of the terms of this Agreement. The letter of credit shall be issued by a bank, and be in a form and amount satisfactory to the Risk Manager or City Attorney which amount is indicated in the space adjacent to the term, "Letter of Credit", in said Paragraph 19, Exhibit A. (3) Other Security In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide security other than a Performance Bond or a Letter of Credit (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Other Security"), then Consultant shall provide to the City such other security therein listed in a form and amount satisfactory to the Risk Manager or City Attorney. I. Business License Consultant agrees to obtain a business license from the City and to otherwise comply with Title 5 of the Chula Vista Municipal Code. 2. Duties of the City A. Consultation and Cooperation 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 4 City shall regularly consult the Consultant for the purpose of reviewing the progress of the Defined Services and Schedule therein cOntained, and to provide direction and guidance to achieve the objectives of this agreement. The City shall permit access to its office facilities, files and records by Consultant throughout the term of the agreement. In addition thereto, City agrees to provide the information, data, items and materials set forth on Exhibit A, Paragraph 10, and with the further understanding that delay in the provision of these materials beyond 30 days after authorization to proceed, shall constitute a basis for the justifiable delay in the Consultant's performance of this agreement. B. Compensation Upon receipt of a properly prepared billing from Consultant submitted to the City periodically as indicated in Exhibit A, Paragraph 18, but in no event more frequently than monthly, on the day of the period indicated in Exhibit A, Paragraph 18, City shall compensate Consultant for all services rendered by Consultant according to the terms and conditions set forth in Exhibit A, Paragraph 11, adjacent to the governing compensation relationship indicated by a "checkmark" next to the appropriate arrangement, subject to the requirements for retention set forth in paragraph 19 of Exhibit A, and shall compensate Consultant for out of pocket expenses as provided in Exhibit A, Paragraph 12. All billings submitted by Consultant shall contain sufficient information as to the propriety of the billing to permit the City to evaluate that the amount due and payable thereunder is proper, and shall specifically contain the City's account number indicated on Exhibit A, Paragraph 18 (C) to be charged upon making such payment. 3. Administration of Contract Each party designates the individuals ("Contract Administrators") indicated on Exhibit A, Paragraph 13, as said party's contract administrator who is authorized by said party to represent them in the routine administration of this agreement. 4. Term. This Agreement shall terminate when the Parties have complied with all executory provisions hereof. 5. Liquidated Damages The provisions of this section apply ifa Liquidated Damages Rate is provided in Exhibit A, Paragraph 14. 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 5 00-/56 It is acknowledged by both parties that time is of the essence in the completion of this Agreement. It is difficult to estimate the amount of damages resulting from delay in performance. The parties have used their judgment to arrive at a reasonable amount to compensate for delay. Failure to complete the Defined Services within the allotted time period specified in this Agreemem shall result in the following penalty: For each consecutive calendar day in excess of the time specified for the completion of the respective work assignment or Deliverable, the consultant shall pay to the City, or have withheld from monies due, the sum of Liquidated Damages Rate provided in Exhibit A, Paragraph 14 ("Liquidated Damages Rate"). Time extensions for delays beyond the consultant's control, other than delays caused by the Cit3,, shall be requested in writing to the City's Contract Administrator, or designee, prior to the expiration of the specified time. Extensions of time, when granted, will be based upon the effect of delays to the work and will not be granted for delays to minor portions of work unless it can be shown that such delays did or will delay the progress of the work. 6. Financial Interests of Consultant A. Consultant is Designated as an FPPC Filer. If Consultant is designated on Exhibit A, Paragraph 15, as an "FPPC filer", Consultant is deemed to be a "Consultant" for the purposes of the Political Reform Act conflict of interest and disclosure provisions, and shall report economic interests to the City Clerk on the required Statement of Economic Interests in such reporting categories as are specified in Paragraph 15 of Exhibit A, or if none are specified, then as determined by the City Attorney. B. Decline to Participate. Regardless of whether Consultant is designated as an FPPC Filer, Consultant shall not make, or participate in making or in any way attempt to use Consultant's position to influence a governmental decision in which Consultant knows or has reason to know Consultant has a financial interest other than the compensation promised by this Agreement. C. Search to Determine Economic Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant warrants and represents that Consultant has diligently conducted a search and inventory of Consultant's economic interests, as the term is used in the regulations promulgated by the Fair Political Practices Commission, and has determined that Consultant does not, to the best of Consultant's knowledge, have an economic interest which would conflict with Consultant's duties under this agreement. 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 6 D. Promise Not to Acquire Conflicting Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant further warrants and represents that Consultant will not acquire, obtain, or assume an economic interest during the term of this Agreement which would constitute a conflict of interest as prohibited by the Fair Political Practices Act. E. Duty to Advise of Conflicting Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant further warrants and represents that Consultant will immediately advise the City Attorney of City if Consultant learns of an economic interest of Consultant's which may result in a conflict of interest for the purpose of the Fair Political Practices Act, and regulations promulgated thereunder. F. Specific Warranties Against Economic Interests. Consultant warrants and represents that neither Consultant, nor Consultant's immediate family members, nor Consultant's employees or agents ("Consultant Associates") presently have any interest, directly or indirectly, whatsoever in any property which may be the subject matter of the Defined Services, or in any property within 2 radial miles from the exterior boundaries of any property which may be the subject matter of the Defined Services, ("Prohibited Interest"), other than as listed in Exhibit A, Paragraph 15. Consultant further warrants and represents that no promise of future employment, remuneration, consideration, gratuity or other reward or gain has been made to Consultant or Consultant Associates in connection with Consultant's performance of this Agreement. Consultant promises to advise City of any such promise that may be made during the Term of this Agreement, or for 12 months thereafter. Consultant agrees that Consultant Associates shall not acquire any such Prohibited Interest within the Term of this Agreement, or for 12 months after the expiration ofth/s Agreement, except with the written permission of City. Consultant may not conduct or solicit any business for any party to this Agreement, or for any third party which may be in conflict with Consultant's responsibilities under this Agreement, except with the written permission of City. 7. Hold Harmless Consultant shall defend, indemnify, protect and hold harmless the City, its elected and appointed officers and employees, from and against all claims for damages, liability, cost and 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 7 expense (including without limitation attomeys' fees) arising out of the conduct of the Consultant. or an5, agent or employee, subcontractors, or others in connection with the execution of the work covered by this Agreement, except only for those claims arising from the sole negligence or sole willful misconduct of the City, its officers, or employees. Consultant's indemnification shall include any and all costs, expenses, attorneys' fees and liability incurred by the City, its officers, agents, or employees in defending against such claims, whether the same proceed to judgment or not. Further, Consultant at its own expense shall, upon written request by the City, defend any such suit or action brought against the City, its officers, agents, or employees. Consultants' indemnification of City shall not be limited by any prior or subsequent declaration by the Consultant. 8. Termination of Agreement for Cause If, through any cause, Consultant shall fail to fulfill in a timely and proper mariner Consultant's obligations under this Agreement, or if Consultant shall violate any of the covenants, agreements or stipulations of this Agreement, City shall have the fight to terminate this Agreement by giving written notice to Consultant of such termination and specifying the effective date thereof at least five (5) days before the effective date of such termination. In that event, all finished or unfinished documents, data, studies, surveys, drawings, maps, reports and other materials prepared by Consultant shall, at the option of the City, become the property of the City, and Consultant shall be entitled to receive just and equitable compensation for any work satisfactorily completed on such documents and other materials up to the effective date of Notice of Termination, not to exceed the amounts payable hereunder, and less any damages caused City by Consultant's breach. 9. Errors and Omissions In the event that the City Administrator determines that the Consultants' negligence, errors, or omissions in the performance of work under this Agreement has resulted in expense to City greater than would have resulted if there were no such negligence, errors, omissions, Consultant shall reimburse City for any additional expenses incurred by the City. Nothing herein is intended to limit City's rights under other provisions of this agreement. 10. Termination of Agreement for Convenience of City City may terminate this Agreement at any time and for any reason, by giving specific written notice to Consultant of such termination and specifying the effective date thereof, at least thirty (30) days before the effective date of such termination. In that event, all finished and unfinished documents and other materials described hereinabove shall, at the option of the City, become City's sole and exclusive property. If the Agreement is terminated by City as provided in this paragraph, Consultant shall be entitled to receive just and equitable compensation for any satisfactory work completed on such documents and other materials to the effective date of such termination. 2ptyl2.wp Standard Form Two Party Agreemem (Twelfth Revision) January 20, 1999 Page 8 Consultant hereby expressly waives any and all claims for damages or compensation arising under this Agreement except as set forth herein. 11. Assignability The services of Consultant are personal to the City, and Consultant shall not assign any interest in this Agreement, and shall not transfer any interest in the same (whether by assignment or novation), without prior written consent of City. City hereby consents to the assignment of the portions of the Defined Services identified in Exhibit A, Paragraph 17 to the subconsultants identified thereat as "Permitted Subconsultants". 12. Ownership, Publication, Reproduction and Use of Material All reports, studies, information, data, statistics, forms, designs, plans, procedures, systems and any other materials or properties produced under this Agreement shall be the sole and exclusive property of City. No such materials or properties produced in whole or in part under this Agreement shall be subject to private use, copyrights or patent rights by Consultant in the United States or in any other country without the express written consent of City. City shall have unrestricted authority to publish, disclose (except as may be limited by the provisions of the Public Records Act), distribute, and otherwise use, copyright or patent, in whole or in part, any such reports, studies, data, statistics, forms or other materials or properties produced under this Agreement. 13. Independent Contractor City is interested only in the results obtained and Consultant shall perform as an independent contractor with sole control of the manner and means of performing the services required under this Agreement. City maintains the right only to reject or accept Consultant's work products. Consultant and any of the Consultant's agents, employees or representatives are, for all purposes under this Agreement, an independent contractor and shall not be deemed to be an employee of City, and none of them shall be entitled to any benefits to which City employees are entitled including but not linfited to, overtime, retirement benefits, worker's compensation benefits, injury leave or other leave benefits. Therefore, City will not withhold state or federal income tax, social security tax or any other payroll tax, and Consultant shall be solely responsible for the payment of same and shall hold the City harmless with regard thereto. 14. Administrative Claims Requirements and Procedures No suit or arbitration shall be brought arising out of this agreement, against the City unless a claim has first been presented in writing and filed with the City and acted upon by the City in accordance with the procedures set forth in Chapter 1.34 of the Chula Vista Municipal Code, as same may from time to time be amended, the provisions of which are incorporated by this reference as if 2ptyl 2.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 9 S-l? fully set forth herein, and such policies and procedures used by the CiD, in the implementation of same. Upon request by City, Consultant shall meet and confer in good faith with City for the purpose of resolving any dispute over the terms of this Agreement. 15. Attorney's Fees Should a dispute arising out of this Agreement result in litigation, it is agreed that the prevailing party shall be entitled to a judgment against the other for an amount equal to reasonable attorney's fees and court costs incurred. The "prevailing party" shall be deemed to be the party who is awarded substantially the relief sought. 16. Statement of Costs In the event that Consultant prepares a report or document, or participates in the preparation of a report or document in performing the Defined Services, Consultant shall include, or cause the inclusion of, in said report or document, a statement of the numbers and cost in dollar amounts of all contracts and subcontracts relating to the preparation of the report or document. 17. Miscellaneous A. Consultant not authorized to Represent City Unless specifically authorized in writing by City, Consultant shall have no authority to act as City's agent to bind City to any contractual agreements whatsoever. B. Consultant is Real Estate Broker and/or Salesman If the box on Exhibit A, Paragraph 16 is marked, the Consultant and/or their principals is/are licensed with the State of California or some other state as a licensed real estate broker or salesperson. Otherwise, Consultant represents that neither Consultant, nor their principals are licensed real estate brokers or salespersons. C. Notices All notices, demands or requests provided for or permitted to be given pursuant to this Agreement must be in writing. Alt notices, demands and requests to be sent to any party shall be deemed to have been properly given or served if personally served or deposited in the United States mall, addressed to such party, postage prepaid, registered or certified, with return receipt requested, at the addresses identified herein as the places of business for each of the designated parties. 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 10 D. Entire Agreement This Agreement, together with any other written document referred to or contemplated herein, embody the entire Agreement and understanding between the parties relating to the subject matter hereof. Neither this Agreement nor any provision hereof may be amended, modified, waived or discharged except by an instrument in writing executed by the party against which enforcement of such amendment, waiver or discharge is sought. E. Capacity of Parties Each signatory and party hereto hereby warrants and represents to the other party that it has legal authority and capacity and direction from its principal to enter into this Agreement, and that all resolutions or other actions have been taken so as to enable it to enter into this Agreement. F. Governing Law/Venue This Agreement shall be governed by and construed in accordance with the laws of the State of Caiifomia. Any action arising under or relating to this Agreement shall be brought only in the federal or state courts located in San Diego County, State of California, and if applicable, the City of Chula Vista, or as close thereto as possible. Venue for this Agreement, and performance hereunder, shall be the City of Chula Vista. [end of page. next page is signature page.] 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 11 Signature Page to Agreement between City of Chnla Vista m~d McGill Martin Self, Inc. for Project Management and Financial Services for Community Facility District 2000-1 (Sunbow II) IN WITNESS VG~EREOF, City and Consultant have executed this Agreement thereby indicating that they have read and understood same, and indicate their full and complete consent to its terms: Dated: _, 19__ City of Chula Vista by: Stfirley Horton, Mayor Attest: Su~an Bigelow, Eity Clerk Approved as to form: John M. Kaheny, City Attomey Dated: McGill Martin Self, Inc. By:. Michael R. McGill, PE. By:. Harry G. Bun'owes, PE. 2ptyl 2.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 12 Exhibit List to Agreement (X) Exhibit A. Exhibit A to Agreement between City of Chula Vista and McGill Martin Self, Inc. 1. Effective Date of Agreement: May 16, 2000 2. City-Related Entity: (X) City of Chula Vista, a municipal chartered corporation of the State of California 3. Place of Business for City: City of Chula Vista, 276 Fourth Avenue, Chula Vista, CA 91910 4. Consultant: McGill Martin Self, Inc. Chula Vista, CA 91910 5. Business Form of Consultant: ( ) Sole Proprietorship ( ) Partnership (X) Corporation 6. Place of Business, Telephone and Fax Number of Consultant: 1500 Newell Avenue, Suite 700 Walnut Creek, Cali£omia 94596-5180 Voice Phone (925) 988-9188 Fax Phone (925) 988-0170 Chula Vista Office (619) 425-1343 Fax Phone (619) 425-1357 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 13 7. General Duties: The Consultant shall assign Harry BurroWes, as Project Manager for the project and maintain sufficient local staffing throughout the duration of this project. The Consultant and the Project Manager shall: Oversee the establishment of Community Facility District 2000-1 (Sunbow II) (CFD 2000-1); Develop and maintain concise work plans that identify critical issues; Establish lines of responsibilities; Prepare and maintain detailed schedule with milestones; Communicate responsibilities to all parties; Conduct meetings, as needed, to maintain project's schedule; Document project meetings and decisions including agenda, action plans and minutes; Track project progress and issue status reports; Coordinate the work of the financing team; Provide special tax consultant services; Prepare the Engineer's report or Special Tax Report; Prepare the acquisition/financing agreement; Recommend financial district boundaries; Coordinate with property owners within the proposed boundaries; Form financial district; Assist City in the administration of CFD 2000-1; Prepare tables, exhibits and analyses for the bond sale; Provide CFD 2000-1 audit services and Development Impact Fee (DIF) audit services related to CFD 2000-1; Review financing documents and prepare staff reports and Council agenda items. 8. Scope of Work and Schedule: A. Detailed Scope of Work: The scope of work tasks have been arranged into three inter-dependent major components as follow: 8.A. 1 Project Management, Administration and Coordination The Consultant shall create and maintain a detailed project schedule showing critical path items and important milestones. The Consultant shall conduct meetings as needed to ensure that all issues having an impact on the project schedule are addressed and acted upon by the responsible party in a timely manner to meet the project schedule. The Consultant shall communicate and coordinate project issues with, but not limited to, all of the following: Developers, private consultants and engineers, city staff, private and public utilities and public financing team. For every meeting, the consultant shall prepare a comprehensive agenda with goals to ach/eve and an action plan listing the responsible parties to perform. On 2ptyl2.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 14 bi-weekly basis, or as needed, the Consultant shall provide written progress report for the project status versus the project schedule. The Consultant shall ensure compliance with City and State standards and all related documents. The Consultant and team will serve as support to City's staff. As such, the Consultant shall perform all tasks needed to ensure project delivery in a timely manner. The Consultant shall provide written documentation to the City of all issues, meetings, project progress and decisions. The Consultant shall be proactive in identifying issues that impact the project schedule. Once an engineering issue, a policy decision, a financing decision or other issues are identified, the Consultant shall immediately propose an action plan and communicate possible solutions to all responsible parties and follow through on required actions. 8.A.2 Financial District Project Management The Consultant shall prepare all Council Agenda Reports to the satisfaction of the City Engineer. (1) District Formation and Bond Sale The Consultant shall manage and oversee the progress of District-Formatioa and Bond Sale. The Consultant shall prepare the Engineer's report or special tax report, related boundary diagrams, collect available data and shall assist in the development, review and analysis of all related documents including but not limited to the Engineer s Report or Special Tax Report, description of improvements, bid documents, developer reimbursements, cost estimates, cost and quantity audit, compliance with City's Transportation, Poggi Sewer and Public Facilities Development Impact Fee programs, appraisal reports, value-to-lien ratios, assessment and tax formulas(as many as 10 are included), official statement or disclosure documents, bond purchase agreement, continuing disclosure, and resolutions, etc. The Consultant shall ensure compliance with City Policies and State laws. The Consultant shall deliver all final data, information, dislxict diagram, and any other material produced under this agreement in computer digital files compatible with the software utilized by the City within two months of completion of the district or sooner as requested by the City. 2ptyt2.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 15 (2) The Consultant shall document in writing all issues, meetings, project progress and decisions and report thereon to the City Engineer. The Consultant shall monitor the progress of the Public Financing District and take all necessaD, steps to ensure efficient and timely district formation and sale of bonds. (3) The Consultant shall facilitate the district formation and bond sale by monitoring the progress of district formal/on, determining critical path tasks, acting as departmental liaison, arranging meetings with City staff, the financial team, engineers, developers, etc., coordinating information between the various parties, and by performing all tasks necessary to ensure efficient, timely formation of the district and bond sale. The Consultant's tasks shall include, but not be limited to, recordation of the boundary map, provide legal notice, perform work associated with the ballot, update and amend the special tax report to reflect final costs, amend and record the CFD boundary map (as necessary), prepare the final special tax report for Council approval, determine the property owner protest, prepare tables and other information required by the Underwriter for inclusion in the Official Statement, prepare and execute a special tax consultant certificate confirming the adequacy of special taxes to meet debt service requirements for the bond issues; assist in the preparation of three party agreements with utility companies, if any; assist in the preparation of the AcquisitionJfmancing Agreement and subsequent amendments, if any, for CFD 2000~1. (4) The Consultant shall attend Council meetings to present the information to Council regarding district formation and bond sale or other related items. The Consultant shall prepare, to the satisfaction of the City Engineer, all Council Agenda reports necessary for completion of district formation and financing. 8.A.3 Audit Services for CFD 2000-1 (1) General The Consultant shall be responsible for providing auditing services for facilities included in CFD 2000-1. These services shall include, but not be limited to, reviewing the developer's requests for each phased payment for conformity with the Financing Agreements and City policies, State law, certifying that all costs are eligible and payments have been paid to the appropriate contractor to ensure that the acqu/red improvements are lien free, and summarizing all costs to be reimbursed by the district fund. 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 16 (2) Review Relevant Contract Documents Consultant shall obtain and review all relevant construction contract documents, the Special Tax Report, the financing agreement, utility agreements, all change orders, the as-built drawings, the resolution of intention, Transportation, Public Facilities, and Poggi Sewer Basin Development Impact Fee programs (DIF), and all other pertinent documents, City policies and laws. (3) Meet with Accounting Staff Consultant shall meet with the developers' and City's accounting staffto identify and confmu the accounting documents that will be required by the Consultant. Such documents shall include, but not be limited to, copies of invoices, canceled checks, change orders, unconditional lien releases, and other documents reflecting the items constructed and their cost. Improvement costs will be summarized by the consultant as DIF eligible or not (by type of DIF). Meetings shall be documented in writing by the Consultant. (4) Perform Audit Services The Consultant shall review each payment request submitted to the City for reimbursement fi:om the District land. The Consultant shall request additional documentation fi:om the developer as needed. The Consultant shall provide written documentation to the City to include: 1) an analysis comparing the original estimate to the actual cost; 2) a letter of audited cost; 3) an executive summary and audit format; 3) an improvement location map; 4) a City of Chula Vista acceptance letter or other documentation acceptable to the City Engineer; 5) a summary of hard and soft costs prorated as DIF (Transportation DIF, Poggi Sewer DIF, and Public Facilities DIF) eligible and non DIF eligible; 6) a contract summary outlining the original price, change orders, and final contract price; 7) invoices, canceled checks, and unconditional lien releases, as provided by the developer; and 8) certification by the Consultant that the costs are eligible for reimbursement and that the request complies with the Acquisition/Financing Agreements. Requests for payments shall be consistent with the terms of the Financing Agreements for the District. Audit services described above shall be pursuant to the CFD 2000-1 Acquisition/Financing Agreement and other related agreements. The CFD 2000-I Acquisition/Financing Agreement may list more facilities than can be financed via CFD 2000-1. For purposes of this Agreement, the Consultant shall complete the audit of costs (hard and soft costs) for purposes of release of CFD 2000-1 funds in 2ptyl 2.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 17 accordance with the Acquisition/Financing Agreement for CFD 2000-1 and for purposes of establishing DIF credit. B General The Consultant shall perform all duties outlined in Exhibit A to the full and complete satisfaction of the City. The Consultant shall meet with the Director of Public Works, or his designee, upon presentation of the Consultant's monthly invoice to review the invoice. Said invoice shall include a narrative description of the work performed. C. Date for Commencement of Consultant Services: (X) Same as Effective Date of Agreement ( ) Other: D. Dates or Time Limits for Delivery of Deliverables: Consultant shall complete ail work excluding audit services by September 30, 2000 unless otherwise approved by the City Engineer. E. Date for completion of all Consultant services: Same as above. 9. Insurance Requirements: (X) Statutory Worker's Compensation Insurance (X) Employer's Liability Insurance coverage: $1,000,000. (X) Commercial General Liability Insurance: $1,000,000. ( ) Errors and Omissions insurance: None Required (included in Commercial General Liability coverage). (X) Errors and Omissions Insurance: $1,000,000 (not included in Commercial General Liability coverage). 10. Materials Required to be Supplied by City to Consultant: NA 11. Compensation: 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page I$ A. ( ) Single Fixed Fee Arrangement. For performance of all of the Defined Ser~4ces by Consultant as herein required, City shall pay a single fixed fee in the mounts and at the times or milestones or for the Deliverables set forth below: Single Fixed Fee Amount: , payable as follows: Milestone or Event or Deliverable Amount or Percent of Fixed Fee ( ) 1. Interim Monthly Advances. The City shall make interim monthly advances against the compensation due for each phase on a percentage of completion basis for each given phase such that, at the end of each phase only the compensation for that phase has been paid. Any payments made hereunder shall be considered as interest free loans which must be returned to the City if the Phase is not satisfactorily completed. If the Phase is satisfactorily completed, the City shall receive credit against the compensation due for that phase. The retention amount or percentage set forth in Paragraph 19 is to be applied to each interim payment such that, at the end of the phase, the full retention has been held back from the compensation due for that phase. Percentage of completion of a phase shall be assessed in the sole and unfettered discretion by the Contracts Administrator designated herein by the City, or such other person as the City Manager shall designate, but only upon such proof demanded by the City that has been provided, but in no event shall such interim advance payment be made unless the Contractor shall have represented in writing that said percentage of completion of the phase has been performed by the Contractor. The practice of making interim monthly advances shall not convert this agreement to a time and materials basis of payment. B. ( ) Phased Fixed Fee Arrangement. For the performance of each phase or portion of the Defined Services by Consultant as are separately identified below, City shall pay the fixed fee associated with each phase of Services, in the amounts and at the times or milestones or Deliverables set forth. Consultant shall not commence Services under any Phase, and shall not be entitled to the compensation for a Phase, unless City shall have issued a notice to proceed to Consultant as to said Phase. 2ptyl2.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 19 Phase Fee for Said Phase 1. $ 2. 3. 2ply 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 20 ( ) 1. Interim Monthly Advances. The City shall make interim monthly advances against the compensation due for each phase on a percentage of completion basis for each given phase such that, at the end of each phase only the comPensation for that phase has been paid. Any payments made hereunder shall be considered as interest free loans which must be returned to the City if the Phase is not satisfactorily completed. If the Phase is satisfactorily completed, the City shall receive credit against the compensation due for that phase. The retention amount or percentage set forth in Paragraph 19 is to be applied to each interim payment such that, at the end of the phase, the full retention has been held back from the compensation due for that phase. Percentage of completion of a phase shall be assessed in the sole and unfettered discretion by the Contracts Administrator designated herein by the City, or such other person as the City Manager shall designate, but only upon such proof demanded by the City that has been provided, but in no event shall such interim advance payment be made unless the Contractor shall have represented in writing that said percentage of completion of the phase has been performed by the Contractor. The practice of making interim monthly advances shall not convert this agreement to a time and materials basis of payment. C. (X) Hourly Rate Arrangement For performance of the Defined Services by Consultant as herein required, City shall pay Consultant for the productive hours of time spent by Consultant in the performance of said Services, at the rates or amounts set forth in the Rate Schedule hereinbelow according to the following terms and conditions: ( ) Not~to,Exceed Limitation on Time and Materials Arrangemen~ Notwithstanding the expenditure by Consultant of time and materials in excess of said Maximum Compensation amount, Consultant agrees that Consultant will perform all of the Defined Services herein required of Consultant for $ including all Materials, and other "reimbursables" ("Maximum Compensataon ). (X) Limitation without Further Authorization on Time and Materials Arrangement At such time as Consultant shall have incurred time and materials equal to $65,000 for project management and special tax consultant services, $20,000 for audit services in accordance with Paragraph 8.A.3 of Exhibit A, and $5,000 for 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 21 reimbursement of out of pocket expenses in accordance with Paragraph 12 of Exhibit A for a total compensation of $90,000, all in accordance with time limits of deliverables as stated in Paragraph 8.C. of Exhibit A ("Authorization Limit"), Consultant shall not be entitled to any additional compensation without further authorization issued in writing and approved by the City Council. Nothing herein shall preclude Consultant from providing additional Services at Consultant's own cost and expense. Rate Schedule Category of Employee Hourly of Consultant Name Rate Sr. Principal Michael McGill $150.00/hour Principal Harry Burrowes $135.00/hour Manager Greg Mattson $120.00/hour Senior Professional Varies $110.00/hour Associate Professional Varies $ 100.00/hour Assistant Professional Varies $85.00/hOur - Drafter, Designer Varies $70.00/hour Secretary/Clerk/Technical Varies $55.00/hour 12. Materials Reimbursement Arrangement For the cost of out of pocket expenses incurred by Consultant in the performance of services herein required, City shall pay Consultant at the rates or amounts set forth below: ( ) None, the compensation includes all costs. Cost or Rate (X) Reports, copies, printing, postage, not to exceed $5,000: At cost ( ) Copies, not to exceed $ __: ( ) Travel, not to exceed $__ : ( ) Printing, not to exceed $__ : ( ) Postage, not to exceed $__: ( ) Delivery, not to exceed $ __: ( ) Long Distance Telephone Charges, not to exceed $ ( ) Other Actual Identifiable Direct Costs: ., not to exceed $ __: , not to exceed $ __: 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 22 13. Contract Administrators: City: Sohaib AI-Agha, Senior Civil Engineer Consultant: Harry Burrowes McGill Martin Self, Inc. 350 Third Avenue, Suite B-6 Chula Vista, CA 91910 Phone: 619-475 - 1343 Fax: 619-475-1357 14. Liquidated Damages Rate: NA ( ) $ per day. ( ) Other: 15. Statement of Economic Interests, Consultant Reporting Categories, per Conflict of Interest Code: ( ) Not Applicable. Not an FPPC Filer. (X) FPPC Filer ( ) Category No. 1. Invesmaents and sources of income. ( ) Category No. 2. Interests in real property. (X) Category No. 3. Investments, interest in real property and sources of income subject to the regulatory, permit or licensing authority of the department. (X) Category No. 4. Investments in business entities and sources of income which engage in land development, construction or the acquisition or sale of real property. (X) Category No. 5. Investments in business entities and sources of income of the type 'which, within the past two years, have contracted with the City of Chula Vista (Redevelopment Agency) to provide services, supplies, materials, machinery or equipment. ( ) Category No. 6. Investments in business entities and sources of income of the type which, with/n the past two years, have contracted with the designated 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 23 employee's department to provide services, supplies, materials, machinery or equipment. ( ) Category No. 7. Business positions. ( ) List "Consultant Associates" interests in real property within 2 radial miles of Project Property, if any: 16. ( ) Consultant is Real Estate Broker and/or Salesman 17. Permitted Subconsultants: 18. Bill Processing: Consultant's Billing to be submitted for the following period of time: ( X ) Monthly. The City will use its best effort to remit payments within 30 days. ( ) Quarterly ( ) Other: Day o£the Period for submission of Consultant's Billing: (X) First of the Month ( ) 15th Day of each Month ( ) End of the Month ( ) Other: 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 24 19. City's Account Numbers: Developer deposit account and/or CFD Improvement Fund (CFD 2000-1) Security for Performance ( ) Performance Bond, $ ( ) Letter of Credit, $ ( ) Other Security: Type: Amount: $ ( ) Retention. If this space is checked, then notwithstanding other provisions to the contrary requiring the payment of compensation to the Consultant sooner, the City shall be entitled to retain, at their option, either the following "Retention Percentage" or "Retention Amount" until the City determines that the Retention Release Event, listed below, has occurred: ( ) RetentiOn Percentage: % ( ) Retention Amoun[: $ Retention Release Event: ( ) Completion of All Consultant Services ( ) Other: H:\HOME\ENGiNEER\LANDDEVkDONNAS\sbmms.doc 5/8/00 2pty 12.wp Standard Form Two Party Agreement (Twelfth Revision) January 20, 1999 Page 25 FIRST AMENDMENT TO AGREEMENT '.- ~ ~v BETWEEN CITY OF CHULA VISTA AND BROWN, DIVEN, HESSELL & BREWER LLP For Bond Counsel Services related to various financings Dated March 16, 1999 and approved by Resolution No. 19388 This first amendment to the agreement ("Agreement"), dated for the purposes of reference only, and effective as of the date last executed, and is made with reference to the following facts: RECITALS WHEREAS, the City of Chula Vista, by Resolution 19388 on March 16, 1999, approved an Agreement with Brown, Diven, Hessell & Brewer LLP for Bond Counsel services related to various community facility district financings for infrastructure in the Otay Ranch territory to take place over the term of the agreement; and WHEREAS, there is a need for these same services related to a community facility district in Sunbow II adjacent to the Otay Ranch territory; and WHEREAS, Consultant was selected based on the quality of previous similar work performed in association with the City's formation of various other financing districts over a period of 15 years; and WHEREAS, the consultant selection process was waived due to (1) the need to expedite the formation of the proposed Community Facilities District 2000-2imorder to meet an August deadline to sell bonds and the City's consultant selection process takes up to three months, (2) Consultant's familiarity with the City, its financing districts and its infrastructure fmancing policies, (3) Consultant being one of the most kighly regarded legal firms in the state specializing in land based financing, and (4) Consultant's fees are competitive; and WHEREAS, the name of the Consultant has been changed from Brown Diven Hessell & Brewer LLP to Brown Diven& Hessell, LLP; NOW, THEREFORE, BE IT RESOLVED that the City and Consultant do hereby mutually agree as follows: 1. Section 7, Paragraph A, of Exhibit A of the Agreement is hereby amended and restated to read in its entirety as follows: 7. General Duties: A. "Consultant" shall perform legal services in connection with the proposed proceedings relating to the formation of one or more community facilities districts H:~home\engineer\landdev\donnas\SBdiven.doc Final 5/9/00 (collectively, the "CFD") for the purpose of financing infrastructure improvements in the area of the City known as the Otay Ranch territory and the Sunbow II territory, including any related issuance of Bonds, under proceedings conducted pursuant to the provisions of the "Mello-Roos Community Facilites Act of 1982", being Chapter 2.5, Part 1, Division 2, Title 5 of the Government Code of the State of California. Such services as to each CFD shall include: 1. Preparation of all resolutions, notices, bond forms, and other papers and documents required in the proceedings; 2. Negotiation and preparation of necessary agreements, including but not limited to, a reimbursement, agreement, an acquisition and financing agreement and joint community facilities financing agreement(s); 3. Examination of the proceedings related to the formation of the CFD, step by step, as taken; 4. Appear at all hearings under the proceedings, and attend any meeting where attendance is required; 5. Review the "Report" of the Special Tax Consultant as it relates to the proceedings for the formation of the CFD; 6. Review and examine the map showing the area and boundaries of the CFD; 7. Review the method and formula utilized by the Special Tax Consultant for the apportionment of the special tax; 8. Participate with the City's financing team to determine the structure of the bond issue(s); 9. Assisting in the review of those sections of the official statement to be disseminated in connection with the issuance of any series of bonds related to authority and security for the bonds, tax-exemption, legal opinion, litigation, summary of bond indenture, bond purchase agreement or notice of sale and other supporting documentation relating to the offering for sale of the bonds; 10. Prepare or review any continuing disclosure agreement required under SEC Rule 15c2-12. 1 I. Consulting with the underwriter, their legal counsel, rating agencies and credit enhancement providers; HShome\engineer\landdev\dormas\SBdiven.doc Final 5/9/00 12. Consulting with the trustee, fiscal agent or paying agent and their counsel; 13. Assist in any election procedure processing, as necesgary and/or required; 14. Issuance of an approving legal opinion attesting to the validity of the proceedings and the issuance of each series of bonds by each CFD. Counsel's approving legal opinion will be addressed to each CFD and will be delivered by us on the date that each series of bonds are exchanged for their purchase price (the "Closing"); 15. Providing any necessary supplemental legal opinions as to the applicability of the registration requirements of federal securities laws and other matters related to the issuance of each series of bonds; provided, however, such opinions do not include the rendering of a 10(b)5 opinion regarding the official statement; and 16. Instruction and advice to the City and its staff in connection with any of the foregoing. 2. "Brown Diven Hessell & Brewer LLP" is hereby amended to read "Brown Diven& Hessel LLP." 3. Except as expressly provided herein all other provisions of the original Agreement shall remain in full force and effect. [Next Page is Signature Page] H:hhome\engineer\landdev\donnas\SBdiven.doc Final 5/9/00 Sen? By: BROWN DIVEN & HESSELL LLP; 858 259 0292; May-11*O0 11:30AM; Page 2/2 SIGNATURE PAGE TO FII~T AMENDMENT TO AGI~MEi'CT BETWEEN CITY OF ~A ~STA ~ BRO~, D~ ~S For B~ Co~el Se~i~ relat~ to v~o~ Dat~ M~h 16, 1999 ~d ~pprov~ by~o~fion IN WITNESS WI-W~REO1~, City and Consultant have executed this Fi t Amendment to the Agreement thereby indicating that they have read and und~tood t same, and indicate their full and complete consent to its terms: Dated ,2000 City of Chula By: Shirley I~ ton, Mayor Attest: Susan Bigelow, City Clerk Approved as tO form: John M. Kaheny, City Attorney Dated: Brown Diven& E ssel LLP By: ~ H:~ollm\enginmr~u:kl~v~lonna~tldiven,d{m Fh~al 519100 SIGNATURE PAGE TO FIRST AMENDMENT TO AGREEMENT BETWEEN CITY OF CHULA VISTA AND BROWN, DIVEN, HESSELL & BREWER LLP For Bond Counsel Services related to various financings Dated March 16, 1999 and approved by Resolution No. 19388 1N WITNESS WHEREOF, City and Consultant have executed this First Amendment to the Agreement thereby indicating that they have read and understood the same, and indicate their full and complete consent to its terms: Dated ,2000 City of Chula Vista By: Shirley Horton, Mayor Attest: Susan Bigelow, City Clerk Approved as to form: John M. Kaheny, City Attorney Dated: Brown Diven& Hessel LLP By: Warren Diven HShome\engineer\landdev\donnas\SBdiven.doc Final 5/9/00 FIRST AMENDMENT TO AGREEMENT BETWEEN CITY OF CHULA VISTA AND FIELDMAN, ROLAPP & ASSOCIATES Dated March 16, 1999 and approved by Resolution No. 19388 This first amendment to the agreement ("Agreement"), dated for the purposes of reference only, and effective as of the date last executed, and is made with reference to the following facts: RECITALS WHEREAS, the City of Chula Vista, by Resolution 19388 on March 16, 1999, approved an Agreement with Fieldman, Rolapp & Associates for financial advisory services for the formation of Commtmity Facilites Districts and the sale of Bonds for infrastructure fmancing in the Otay Ranch Territory; and WHEREAS, there is a need for these same services related to a community facility district in Sunbow II adjacent to the Otay Ranch territory; and WHEREAS, Consultant was selected based on the quality of previous similar work performed in the City; and WHEREAS, the consultant selection process was waived due to (1) the need to expedite the formation of the proposed Community Facilities District 2000-1 in order to meet an August deadline to sell bonds and the City's consultant selection process takes up to three months, (2) Consultant's familiarity with the City and recent £mancing districts and knowledge of the current and future development issues in the Eastern Territories, and (3) Consultant's fees are competitive; NOW, THEREFORE, BE IT RESOLVED that the City and Consultant do hereby mutually agree as follows: 1. Section 7 of Exhibit A of the Agreement is hereby amended and restated to read in its entirety as follows: 7. General Duties: The Consultant shall perform all the duties and services specifically set forth herein and shall provide such other services as it deems necessary or advisable, or are reasonable and necessary to accomplish the intent of this Agreement in a manner consistent with the standards and practice of professional f'mancial advisors. HShome\engineer\landdev\donnas\SBs&y.doc Final 5/9/00 The City may, with the concurrence of Consultant, expand this Agreement to include any additional services not specifically identified within the terms of this Agreement. Consultant services axe necessary to form the Community Facilities District(s) and to sell bonds in the Otay Ranch territory and Sunbow II territory. 2. Section 1 I, subsection A of Exhibit A of the Agreement is hereby amended and restated to read in its entirety as follows: A. Fee for Formation Services Fees for services rendered hereunder will be paid at then current hourly rates; provided, however, that the ma~ximum fee to be paid under this paragraph shall not exceed $15,000 for each Community Facilities District, except if the election ultimately authorizing issuance of bonds and special tax levy is not approved within five months of authorization to proceed, in which case the fee limitation may be increased an additional $3,000 by mutual consent for each full_ or partial month until the special tax levy is approved. 3. Except as expressly provided herein all other provisions of the original Agreement shall remain in full force and effect. [Next Page is Signature Page] H:\home\engineer\landdev\donnas\SBs&y.doc Final 5/9/00 MIqY 10 2888 89:27 FR F~LD~1RN-ROLRPP 949474677~ TO ~61~6~S171 P.82/8~ ~IE 12:~G F~ Gl~ 691 ~171 CHU~ ~0 A~T CITY O~ C~LA VISTA M ~B~. ROLA~ IN WITNESS WI'~I~EOF, City and Co~-ul~a~t kave execu~cd ~his Firi~ AmcnctmcTa! to ~he Ag~eme~t thereby iz~licafing ~ml they have ~ and trade,stud ~c same, mad imdica~ ~heir full and complcm co~a~ ~o i~ t.~s: Dated j 2000 By: Shirley Ho::ton, Mayor Susan Bigeluw, CiW Clerk Approved as to form: ~ohn M, Kal~y, City A'~oruey Dat~: Th~nas O. J~ m,~ Priacipal H:~home\~aginc~r~lamdd~v\dann~SBs&y,do~ l:imal 5/9/00 FIRST AMENDMENT TO AGREEMENT BETWEEN CITY OF CHULA VISTA AND STONE AND YOUNGBERG LLC Dated March 16, 1999 and approved by Resolution No. 19388 This first amendment to the agreement ("Agreement"), dated for the purposes of reference only, and effective as of the date last executed, and is made with reference to the following facts: RECITALS WHEREAS, the City of Chula Vista, by Resolution 19388 on March 16, 1999, approved an Agreement with Stone and Youngberg LLC for underwriting services related to various community facility district financings for infrastructure in the Otay Ranch territory to take place over the term of the agreement; and WHEREAS, there is a need for these same services related to a community facility district in Sunbow II adjacent to the Otay Ranch territory; WHEREAS, Consultant was selected based on the quality of previous similar work performed in association with the City's formation of various other financing districts; and WHEREAS, the consultant selection process was waived due to (I) the need to expedite the formation of the proposed Community Facilities District 2000-1 in order to meet an August deadline to sell bonds and the City's consultant selection process takes up to three months, (2) Consultant's in depth knowledge of the Eastern Territories due to their involvement in many of the recent City's financing districts which enables the Consultant to market the bonds at the lowest interest rates, and (3) the Consultant's fees are competitive; NOW, THEREFORE, BE IT RESOLVED that the City and Consultant do hereby mutually agree as follows: 1. Section 7 of Exhibit A of the Agreement is hereby amended and restated to read in its entirety as follows: 7. General Duties: "Consultant" shall provide investment banking services to assist in the development of a finance plan, evaluate financial alternatives, conduct due diligence and to underwrite bonds to be issued by the City through one or more community facilities districts for the purpose of £mancing necessary infrastructure in the Otay Ranch territory and Sunbow II territory. In its capacity as the City's investment banker, Consultant will be acting as a principal in the anticipated purchase of municipal bonds from the City and not as an advisor or other fiduciary of the City. H:\home\engineer\landdev\donnas\SBs&y.doc Final 5/9/00 As investrnent banker to the City, Consultant will commit its full resources and energies to assist the City in developing, evaluating and implementing a plan to finance necessary infrastructure in the Otay Ranch territory and Sunbow II territory. In conjunction ~vith other professionals engaged by the City, Consultant will evaluate alternatives for financing important public facilities required to accommodate development of the Otay Ranch property, Sunbow II property and other neighboring land in eastern Chula Vista as designated by the City. Consultant will use its best professional efforts to accomplish the formal marketing of any securities sold to the public, which will be accomplished in a manner and on a schedule consistent with sound investment banking and underwriting principles. Consultant will provide continuing investment banking services to the City during the period of this contract. Development of the Otay Ranch is a substantial undertaking which is expected to occur over a period of 10 or more years during ~vhich a variety of business cycles and financial climates may be expected. The City and Consultant each desire to enter into this agreement to provide mutual assurances related to the consistency and quality of investment banking services ~vhich will be required. Such services shall include, but not be limited to, initial development of the finance plan, evaluation and adjustments to the plan to respond to changing conditions, communications with investors and financial analyses relating to refinancing and other financial strategies. 2. Section 8, Paragraph A of Exhibit A of the Agreement is hereby amended and restated in its entirety to read as follows: 8. Scope of Work and Schedule: A. The following is a list of banking services to be provided by Consultant. This list is not meant to be all-inclusive, but does represent typical services required to develop and evaluate financing alternatives and to implement the City's infrastructure financing program for the Otay Ranch properties and Sunbow II territory. l) Consultant will work with City staff and outside professionals to develop a plan of finance for the Project which meets the goals of the City, affected property owners and the municipal bond marketplace. In response to the long term nature of the Project, Consultant will provide ongoing assistance to the City in evaluating and adjusting the finance plan to meet changing conditions. 2) As requested by the City, Consultant will assist in defining the scope of services required by such outside professionals as assessment district engineers, land absorption consultants, real estate appraisers, special tax consultants and those tasked with both H:\home\engineer\landdev\donnas\SBs&y.doc Final 5/9/00 initial and ongoing disclosure responsibilities. While it is expected that such professionals will contract with and work for the City, Consultant will. be available to consult and work with other members of the City's finance team in order to ensure the proper financing of the Project. 3) Completeness or accuracy of documents prepared by the City or other professionals, consultant, consultant will review and comment on such documents which are delivered to Consultant and are necessary for the proper execution of Consultant's responsibilities as the City's investments banker. Consultant, in conjunction with its counsel, will assist the City, its counsel and advisors in preparing the Official Statement(s) (preliminary and final versions, respectively) for sale of the securities in accordance with the standards Of Rule 15c2-12 of the Securities Exchange Commission and other applicable securities laws. The City agrees to participate in the preparation of the Official Statement by providing pertinent information to be included therein and agrees to review the Official StatementS(g) for accuracy and completeness. The Official Statement(s) will include a description of the securities, the issuer and pertinent financial and economic datea relating to the City and the surrounding area. The approval; execution and delivery of the Official Statement(s) will be duly authorized by the City for use by Consultant in marketing the securities. 4) Consultant will assist the City in preparing material for revie~v by credit rating agencies, bond insurance companies and investors as appropriate. 5) Consultant will conduct such bond marketing activities as the City, its financial advisor and Consultant agree are necessary or desirable in marketing each bond issue. For each bond issue, the goal will be to distribute securities to suitable investors at the most favorable interest rates practicable under the market conditions existing at the time of their sale. The City agrees to assist Consultant in making presentations and information available to investors and others as Consultant reasonably requests. 6) Consultant will assist in the preparation and documentation necessary to timely close each bond issue and shall timely deliver the necessary funds to purchase each bond issue in accordance with the terms of the respective Bond Purchase Agreements. H:',home\engineerX~landdev\donnas\SBs&y.doc Final 5/9/00 7) In order to best meet the goals of the City and property owners in the various financing districts, the City and Consultant will meet as required to inform each other on economic, enviroranental, financial or other conditions affecting the successful completion of the Project or the credit quality of outstanding bonds. In this regard, Consultant will advise the City of opportunities for refinancing or other financial strategies to enhance the successful completion of the transactions or reduce taxes for affected property. owners. 3. Except as expressly provided herein all other provisions of the original Agreement shall remain in full force and effect. [Next Page is Signature Page] H:\home\engineer\landdeCdonnas\SBs&y.doc Final 579/00 SIGNATURE PAGE TO FIRST AMENDMENT TO AGREEMENT BETWEEN CITY OF CHULA VISTA AND STONE AND YOUNGBERG LLC Dated March 16,1999 and approved by Resolution No. 19388 1N WITNESS WHEREOF, City and Consultant have executed this First Amendment to the Agreement thereby indicating that they have read and understood the same, and indicate their full and complete consent to its terms: Dated _, 2000 City of Chula Vista By: Shirley Horton. Mayor Attest: Susan Bigelow, City Clerk Approved as to form: John M. Kaheny, City Attorney Dated: ],~'1~.~ ~r ,:,,2~0o StoneandY~toungbergLLC/ L. William Huck H:\home\engineer\landdev\donnas\SBs&y.doc Final 5/9/00