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HomeMy WebLinkAboutAgenda Packet 2000/03/28 CITY COUNCIL AGENDA March 28, 2000 -A- 6:00 p.m. Council Chambers Public Services Building 276 Fourth Avenue, Chula Vista CI'iY OF CHULA VIS[A City Council City Manager Patty Davis David D. Rowlands, Jr. John S. Moot City Attorney Stephen C. Padilia John M. Kaheny Mary Salas City Clerk Shirley A. Horton, Mayor Susan Bigelow The City Council meets regularly on the first calendar Tuesday at 4:00 p.m. and on the second, third and fourth calendar Tuesdays at 6:00 p.m. Regular meetings may be viewed at 7:00 p.m. on Wednesdays on Cox Cable Channel 24 or Chula Vista Cable Channel 47 "J " c'_'_~ 1.,"..,',,:, r" 0"" 0.. C'C' of ""'0;":~.'/ ~'. .,... I urn 0.3 in lhe ..' .'i ~~()8 <'od 1 r ~~ ~t \ March 28, 2000 AGENDA ~'.~.:.'.'V~~~- '!,~>>td~ 6:00 P.M. CALL TO ORDER f ROLL CALL: Councilmembers Davis, Moot, Padilla, Salas, and Mayor Horton. PLEDGE OF ALLEGIANCE TO THE FLAG, MOMENT OF SILENCE SPECIAL ORDERS OF THE DAY . OATH OF OFFICE: HUMAN RELATIONS COMMISSION - FRED ANTONIO TINKER. . OATH OF OFFICE: UBRARY BOARD OF TRUSTEES - SANDRA PASQUA. . PRESENTATION BY CENSUS 2000 STREET THEATER: INTRODUCED BY DEPUTY CITY MANAGER, DAVID PALMER. CONSENT CALENDAR (Items 1 through 8) The staff recommendations regarding the following items listed under the Consent Calendar will be enacted by the Council by one motion, without discussion, unless a Councilmember, a member of the public, or City staff requests that the item be removed for discussion. If you wish to speak on one of these items, please fill out a "Request to Speak" form (available in the lobby) and submit it to the City Clerk prior to the meeting. Items pulled from the Consent Calendar will be discussed after Action Items. Items pulled by the public will be the first items of business. 1. WRITTEN COMMUNICATIONS "'>. A. Letter from the City Attorney stating that to the best of his knowledge from observance of actions taken in Closed Session on March 21, 2000, there were no actions take which are required under the Brown Act to be reported. Staff recommendation: The letter be received and filed. B. Letter of resignation from Vikki Opeodu, member of the Rent Review Commission. Staff recommendation: The resignation be accepted with regret and the City Clerk be directed to post immediately according to the Maddy Act in the Office of the City Clerk and the public library. 2 A. ORDINANCE AUTHORIZING AN AMENDMENT TO THE CONTRACT BETWEEN THE BOARD OF ADMINISTRATION OF THE PUBLIC EMPLOYEES' RETIREMENT SYSTEM AND THE CITY COUNCIL OF THE CITY OF CHULA VISTA TO PROVIDE SECTION 21623.5 ($5,000 RETIRED DEATH BENEFIT) TO LOCAL MISCELLANEOUS AND SAFETY MEMBERS. (CONTINUED FROM THE MEETING OF MARCH 7, 2000 SECOND READiNG AND ADOPTION) B. AN EMERGENCY ORDINANCE OF THE CITY OF CHULA VISTA AUTHORIZiNG AN AMENDMENT TO THE CONTRACT BETWEEN THE BOARD OF ADMINISTRATION OF THE CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM AND THE CITY COUNCIL TO PROVIDE SECTION 21623.5 ($5,000 RETIRED DEATH BENEFIT) TO LOCAL MISCELLANEOUS AND SAFETY MEMBERS (4/5THS VOTE REQUIRED) In 1999, enabling legislation was enacted that permits agencies contracting under the California Public Employees' Retirement System to increase the lump sum death benefit paid upon the death of a retiree to their survivors from the current $600 to $2,000, $3,000, $4,000 or $5,000. These ordinances are required to amend the City's contract to provide the $5,000 death benefit to the City's safety and miscellaneous retirees. Staff recommendation: Council place the Ordinance on second reading for adoption and adopt the Urgency Ordinance. (Director ofHuman Resources) 3. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ACCEPTiNG BIDS, AWARDING CONTRACT FOR "CONSTRUCTION OF SIDEWALK RAMPS ON VARIOUS STREETS IN THE CITY OF CHULA VISTA, CALIFORNIA FY 1999/00 PROGRAM (STL-250)" AND AUTHORIZE THE EXPENDITURE OF $2,989.44 FROM THE NATURE CENTER ROAD RESURFACING PROJECT (STL-213) On January 5, 2000 at 2:00 p.m. in Conference Room 2 and 3 in the Public Services Building, the Director of Public Works received sealed bids for "Construction of Sidewalk Ramps on Various Streets in the City of Chula Vista, CA FY 1999/00 (STL- 250)". The work to be done consists of removal of curb, gutter and sidewalk and the construction of pedestrian ramps on various streets in the City of Chula Vista. Staff recommendation: Council adopt the resolution. (Director of Public Works) 4. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING A SECOND AMENDMENT TO THE AGREEMENT WITH MCGILL MARTiN SELF, INC., FOR PROJECT MANAGEMENT, PLAN REVIEW AND FINANCIAL SERVICES FOR THE CONSTRUCTION OF OLYMPIC PARKWAY AND AUTHORIZING THE MAYOR TO EXECUTE SAID AMENDMENT, APPROPRIATING $925,600 FROM THE UNAPPROPRIATED BALANCE OF THE TRANSPORTATION DEVELOPMENT IMPACT FEE FUND TO PROJECT STM-331, AND APPROPRIATING $25,500 FROM THE UNAPPROPRIATED BALANCE OF THE POGGI SEWER BASIN DEVELOPMENT IMPACT FEE FUND TO PROJECT STM-331 (4/5THS VOTE REQUIRED) Page 2 - Council Agenda 03/28/2000 The consultant, McGill Martin Self, Inc. (MMS), has been reviewing plans for the construction of Olympic Parkway and the channel easterly of Brandywine and coordinating the Olympic Parkway project, including its financing via a community facility district. Staff recommends expanding the MMS contract to include Olympic Parkway from Oleander Avenue to Brandywine, and extend project management services through March of 2002 to ensure successful construction and timing of improvements of this important roadway segment. With this amendment, an additional $2,041,000 in funds is required, of which $925,600 is to be funded by CIP STM 331 and $25,500 is to be funded by the Poggi Sewer development impact fees. Otay Ranch Company and McMillin Land Development will fund the balance of the amendment. Total compensation for the contract, including the second amendment, is $3,821,500. Staff recommendation: Council adopt the resolution. (DirectorofPublic Works) 5. RESOLUTION AMENDiNG THE FISCAL YEAR 1999/00 BUDGET FOR THE CITY CLERK'S DEPARTMENT TO APPROPRIATE $25,184 iN ADDITIONAL FUNDiNG FOR OFFICE SUPPLIES AND UNANTICIPATED ELECTION COSTS Approval of the resolution will add $3,000 to the City Clerk's budget for paper supplies for the networked copier and $22,184 to the Elections budget to cover the costs of (1) services provided by the Registrar of Voters to tabulate signatures on the solid waste referendum petition ($13,484) and (2) two Charter amendments placed on the March 7, 2000 ballot. Staff recommendation: Council adopt the resolution. (City Clerk) 6. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AMENDiNG THE FY 1999/00 BUDGET TO ADD SEVEN POSITIONS TO THE HUMAN RESOURCES DEPARTMENT, ASSOCIATED EQUIPMENT AND FURNISHiNGS AND ADDITIONAL FUNDiNG FOR VARIOUS OPERATiNG ACCOUNTS, iNCLUDiNG ADVERTISiNG, HOURLY SALARIES, AND PROFESSIONAL SERVICES; APPROViNG A FIRST AMENDMENT TO THE CONTRACT WITH JOHN SHANNON ASSOCIATES TO COMPLETE PHASE II OF THE CLASSIFICATION/COMPENSATION STUDY; WAIViNG THE CONSULTANT SELECTION PROCESS AND AUTHORIZiNG THE ADDITIONAL PAYMENT OF $45,000 TO WOLF CONSULTING GROUP TO FiNALIZE EXECUTIVE/SENIOR MANAGEMENT ROLE DEFiNITION PROCESS; AND APPROPRIATING $234,654 FROM THE UNAPPROPRIATED FUND BALANCE OF THE GENERAL FUND AND $43,250 FROM THE UNAPPROPRIATED FUND BALANCE OF THE PUBLIC FACILITIES DEVELOPMENT IMPACT FEE (DIF) FUND, THERFOR (4/5THS VOTE REQUIRED) The Human Resources Department is requesting the addition of seven full-time positions. Two are related to increased recruiting levels; two are related to Phase II implementation and subsequent maintenance of the Classification Plan; and three are to perform duties and provide support in response to the increasing number and complexity of issues associated with a greater number of employees and volunteers ($89,654 General Fund). Also requested is funding for the associated supplies and office equipment for these positions ($43,250 Public Facilities DIF); and, additional funding not directly related to these positions for advertising, hourly salaries, and professional services ($145,000 General Fund). Staff recommendation: Council adopt the resolution. (Director of Human Resources) Page 3 -Council Agenda 03/28/2000 7. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AMENDiNG THE CURRENT FISCAL YEAR BUDGET BY (I) ADDiNG ONE MID- MANAGEMENT POSITION OF BATTALION CHIEF; AND CHANGING THE TITLE OF FIRE MARSHAL (UNCLASSIFIED) TO ASSISTANT FIRE CHIEF (UNCLASSIFIED) IN THE FIRE DEPARTMENT; AND (2) ADDING ONE SENIOR MANAGEMENT ANALYST POSITION; RECLASSIFYiNG TWO PART-TIME, HOURLY RECYCLiNG RANGER POSITIONS TO TWO RECYCLiNG RANGER I/II AND ADDiNG ONE ADMINISTRATIVE TECHNICIAN POSITION IN ADMINISTRATION; AND APPROPRIATiNG FUNDS THEREFOR BASED ON UNANTICIPATED REVENUE (4/STHS VOTE REQUIRED) The addition of and changes to positions in these two departments is requested to continue to effectively meet the service demands on the City. Staff recommendation: Council adopt the resolution. (Director of Human Resources) 8. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AMENDiNG THE FY 1999/00 BUDGET OF THE PLANNiNG AND BUILDiNG DEPARTMENT ADDiNG ONE NEW SENIOR CODE ENFORCEMENT OFFICER TO BE FUNDED FROM SALARY SAViNGS AND APPROPRIATiNG $21,500 FROM THE AVAILABLE FUND BALANCE OF THE PUBLIC FACILITIES DEVELOPMENT IMPACT FEE FUND FOR RELATED EQUIPMENT, AND DIRECTING STAFF TO DEVELOP A PROACTIVE CODE ENFORCEMENT PROGRAM FOR FUTURE IMPLEMENTATION (4/5THS VOTE REQUIRED) An analysis of the City's existing Code Enforcement Program conducted by Zucker Systems, a management consulting firm, has led to suggestions that the City consider expansion of its current code enforcement program to include new proactive code enforcement components, and that additional staffing would be required to implement such components. In response to these recommendations, staff is suggesting a phased approach to an expanded code enforcement program, beginning with the addition of a Senior Code Enforcement Officer, and preparation of a detailed work program to be included in the proposed FY 2000/01 budget. Staff recommendations: Council adopt the resolution. (Department of Planning and Building) ORAL COMMUNICATIONS Persons speaking during Oral Communications may address the Council on any subject matter within the Council's jurisdiction that is not listed as an item on the agenda. State law generally prohibits the Council from taking action on any issue not included on the agenda, but, if appropriate, the Council may schedule the topic for future discussion or refer the matter to staff. Comments are limited to three minutes. Page 4 - Council Agenda 03/28/2000 ACTION ITEMS The items listed in this section of the agenda are expected to elicit substantial discussion and deliberation by the Council, staff or members of the public. The items will be considered individually by the Council, and staff recommendations may, in certain cases, be presented in the alternative. If you wish to speak on any item, please fill out a "Request to Speak" form (available in the lobby) and submit it to the City Clerk prior to the meeting. 9. CONSIDERATION OF APPROVAL OF A RESOLUTION AUTHORIZING THE MAYOR TO ENTER A LAND OFFER AGREEMENT BETWEEN THE CITY OF CHULA VISTA AND NM HOMES TWO, iNC., ET AL, FOR CONVEYANCE OF 536.9 ACRES TO THE CITY FOR UNIVERSITY PURPOSES In 1999, the City Manager entered into a letter of intent with NM Homes Two, Inc. and other associated companies. The City agreed to provide certain considerations with regard to future entitlements for Otay Ranch Village 11, if NM Homes Two, Inc. would agree to enter into an agreement under which it would eventually convey 536.9 acres of a proposed university site to the City. At this time, staff is bringing forward a proposed offer agreement between the City and the property owner, under which the terms of the letter of intent would be implemented. Staff recommendation: Council adopt the RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AUTHORIZING THE MAYOR TO ENTER INTO A LAND OFFER AGREEMENT BETWEEN THE CITY OF CHULA VISTA AND NM[ HOMES TWO, INC., ET AL, FOR CONVEYANCE OF 536.9 ACRES TO THE CITY FOR UNIVERSITY PURPOSES. (Director of Planning and Building) ITEMS PULLED FROM THE CONSENT CALENDAR OTHER BUSINESS 10. CITY MANAGER'S REPORTS A. Scheduling of meetings. 11. MAYOR'S REPORTS A. Ratification of appointment to the Cultural Arts Commission - Christopher Redo B. Ratification of appointment to the Commission on Aging - Alva Roberson C. Ratification of appointment to the Veterans' Advisory Commission - Stephen Mitlikin D. Ratification of appointment to the International Friendship Commission - Lourdes Sevilla 12. COUNCIL COMMENTS ADJOURNMENT to the Regular Meeting of April 11, 2000, at 6:00 p.m. in the Council Chambers. Page 5 Council Agenda 03/28/2000 ow oe CHULA VISTA MEMORANDUM March 23, 2000 To: The Honorable Mayor and City Council From: David D. Rowlands, Jr., City Manager .~2~'/ Subject: Council Meeting of March 28, 2000 This will transmit the agenda and related materials for the regular City Council meeting of Tuesday, March 28, 2000. Comments regarding the Written Communications are as follows: la. This is a letter from the City Attorney stating that to the best of his knowledge from observance of actions taken in Closed Session on March 21, 2000, there were no actions taken which are required under the Brown Act to be reported. IT IS RECOMMENDED THAT THIS LETTER BE RECEIVED AND FILED. 1 b. IT IS RECOMMENDED THAT VIKKI OPEODU'S RESIGNATION FROM THE RENT REVIEW COMMISSION BE ACCEPTED WITH REGRET AND THE CITY CLERK BE DIRECTED TO POST IMMEDIATELY ACCORDING TO THE MADDY ACT IN THE OFFICE OF THE CITY CLERK AND THE PUBLIC LIBRARY. DDR:mab CIIY OF CHULA VISTA OFFICE OF THE CITY A'I'FORNEY Date: March 22, 2000 To: The Honorable Mayor and City Council From: John M. Kaheny, City Attorney~~/~ . Re: Report Regarding Actions Taken in Closed Session for the Meeting of 3/21/00 The City Council of the City of Chula Vista met in Closed Session on 3/21/00 to discuss: · CONFERENCE WITH REAL PROPERTY NEGOTIATOR PURSUANT TO GOVERNMENT CODE SECTION 54956.8 PrOperty: Approximately seven acres located on Bonita Road adjacent to the Chula Vista Municipal Golf Course Negotiating City of Chula Vista (Chris Salomone/Sid Morris) Parties: The Phair Co., C.W. Clark and American Golf Under Purchase price/lease rate and other terms and Negotiation: conditions for possible disposition of City-owned property · CONFERENCE WITH LEGAL COUNSEL REGARDING EXISTING LITIGATION PURSUANT TO GOVERNMENT CODE SECTION 54956.9(A) Fritsch v. City of Chula Vista, USDC, 98-CV-0972-E(CGA) · CONFERENCE WITH REAL PROPERTY NEGOTIATOR PURSUANT TO GOVERNMENT CODE SECTION 54956.8 Property: 318 Fourth Avenue Negotiating City of Chula Vista (Sid Morris), First Parties: International Bank Under Negotiation: Price and terms for acquisition The Redevelopment Agency of the City of Chula Vista met in Closed Session on 3/21/00 to discuss: · CONFERENCE WITH REAL PROPERTY NEGOTIATOR PURSUANT TO GOVERNMENT CODE SECTION 54956.8: 276 FOURTH AVENUE · CHULA VISTA · CALIFORNIA 91910 · (619) 691-5037 · FAX (619) 409-5823 The Honorable Mayor and City Council March 22, 2000 Page Two Property: 644-041-07 through 644-041-07 (6.91 acres) Negotiating Redevelopment Agency/City of Chula Vista (Chris Parties: Salomone/Sid Morris) and Landbank (Kyle Cascioli) Under Negotiation: Price and terms for acquisition The City Attorney hereby reports to the best of his knowledge from observance of actions taken in the Closed Session in which the City Attorney participated, that there were no reportable actions which are required under the Brown Act to be reported. JMK: l gk CITY OF CHULA VISTA RECEIVED Vikki R. Opeodu P.O. Box211324 ~0 IRE17 A858 Chula Vista, CA 91921 (~ITY OF CHULA VI5~i CiTY CLERK'S OFFICE March 16, 2000 Mr. Tom Teagle, Chairman Mobile Home Rent Review Commission City of Chula Vista 276 Foudh Avenue Chula Vista, CA 91910 Subject: Resignation effective March 16, 2000 Attention: Rent Review Commissioners and City Clerk's Office At the close of the rent review commission meeting this evening, March 16, 2000, I will render an official resignation from this board. I have delayed this decision up to now to allow time for the appointment of an additional Commissioner. Now that the new Rent Review Commissioner has been appointed to the board - I understand, last Tuesday, March 7, 2000; I feel confident that my resignation will have minimal impact upon this fine board. As you implement the rent review ordinance, on behalf of mobile home park owners and coach owners, I wish you all the best. I know that God will grant you wisdom and peace as you make decisions for the Chula Vista community. Respectfully, Vikki R. Opeodu Rent Review Commissioner P.S. I will also provide a copy of this letter to the City of Chula Vista Clerk's Office to inform them of the same. cc: Chuta Vista City Clerk COUNCIL AGENDA STATEMENT Item ~ Meeting Date 3/28/00 ITEM TITLE: a) Ordinance Authorizing an amendment to the contract between the Board of Administration of the Public Employees' Retirement System and the City Council of the City of Chula Vista to provide Section 21623.5 ($5,000 Retired Death Benefit) to local miscellaneous and safety members. (Second Reading and Adoption) b) Emergency Ordinance , Authorizing an amendment to the contract between the Board of Administration of the Public Employees' Retirement System and the City Council of the City of Chula Vista to provide Section 21623.5 ($5,000 Retired Death Benefit) to local miscellaneous and safety members. SUBMITTED BY: Director of Human Resources ~ 4/5ths Vote: Yes X No ) REVIEWED BY: City Manager/(..;~;~ In 1999, enabling legislation was enacted that permits agencies contracting under the California Public Employees' Retirement System (CalPERS), to increase the lump sum death benefit paid upon the death of a retiree to their survivors from the current $600 to $2,000, $3,000, $4,000 or $5,000. These ordinances are required to amend the City's contract to provide the $5,000 death benefit to the City's safety and miscellaneous retirees. RECOMMENDATION: That Council place on second reading and adopt the Ordinance (a), which will amend the contract between the Board of Administration of the California Public Employees' Retirement System and the City of Chula Vista to provide Section 21623.5 ($5,000 Retired Death Benefit) for local miscellaneous members and local safety members. It is further recommended that Council adopt an Emergency Ordinance. BACKGROUND: In 1999, enabling legislation was enacted that permits agencies contracting under the California Public Employees' Retirement System (CalPERS), to increase the lump sum death benefit paid upon the death of a retiree to their survivors from the current $600 to $2,000, $3,000, $4,000 or $5,000. The Border Chapter of the Retired Public Employees Association forwarded a request to the Mayor and City Council requesting that the City consider increasing the benefit to at Item c~ Meeting Date 3~28~00 Page2 least $2,000. In order to ascertain the fiscal impact of increasing these benefits and as required by PERS for this type of contract amendment an actuarial valuation was requested. Valuations for all benefit levels and for both miscellaneous and safety employees were requested. A survey of nineteen (19) Southern California cities was conducted to determine what they are doing in terms of this PERS contract option. Responses were received from fourteen (14) of the cities surveyed. Survey Results Of the cities responding, only Solana Beach is currently looking into the enhancement and only for their Firefighters. They have requested actuarial valuations for the $4,000 and $5,000 levels. The remainder of the cities indicated that their employee groups had not brought the issue forward and that they were not instigating contract enhancements themselves. Some also indicated that if any such enhancements were to be considered they would be part of the next contract negotiations. Actuarial Valuation Results As expected, this is a relatively inexpensive benefit to provide. Following are the cost estimates as calculated by our Finance Department to implement the various benefits: Employee Group $2,000 $3,000 $4,000 $5,000 Net Rate Impact Net Rate Impact Net Rate Impact Net Rate Impact Net Cost Net Cost Net Cost Net Cost Miscellaneous Employees 0% 0% 0% 0% (Term of impact - 21 Years) 0 % 0% 0% 0% Safety Employees 0.054% 0.090 % 0.127% 0.162 % (Term of impact - 20 years) $7,236 I $12,060 $17,018 $21,708 Government Code Section 7507 requires that the future annual costs of the proposed contract amendment be made public at a public meeting at least two weeks prior to the adoption of the final Ordinance. Council's March 7th action and this report have fulfilled those requirements. Item Meeting Date 3~28~00 Page3.~ Disclosure of the cost of this Contract Amendment Miscellaneous Plan: 1 ) Change in the present value of Benefits~ $574,644 2) Change in the Unfunded Accrued Liability2 $503,477 3) Change in the employer rate 0.0% Safety Plan: 1 ) Change in the Present Value of Benefits3 $263,898 2) Change in the Unfunded Accrued Liability4 $236,207 3) Change in the employer rate 0.162% Based on the relatively small fiscal impact and the additional benefit to be had, it is recommended that the contract be amended to provide the $5,000 retired death benefit. ~ The present value of benefits represents the total dollars needed today to fund all future benefits for current members of the plan, i.e. without regard to future employees. The difference between this amount and current plan assets must be paid by future employee and employer contributions. As such, the change in the present value of benefits due to the plan amendment represents the "cost" of the plan amendment. 2 As of each June 30, the actuary calculates the "deSirable" level of plan assets as of that point in time by subtracting the present value of scheduled future employee contributions and future employer normal costs from the total present value of benefits. This resulting "desirable" level of assets is called the accrued liability. A plan with assets in excess of the plan's accrued liability (as is the City's) is "ahead of schedule" or is said to have excess assets. and can temporarily reduce future contributions. Before the proposed amendment, the City's current accrued liability for miscellaneous employees is $70,475,075. Our assets exceed the liability by $17,036,070 or 124.2% funded. This means that we have excess funds available to cover the cost of this benefit amendment, and the resulting change in the employer rate due to this amendment is 0.0% over 20 years. This should be considered the immediate short-term change in our plan's employer contribution rate due to the plan amendment. The change in the "Normal" cost (+.048%) ($13,500) may be much more indicative of the long-term change in the employer contribution rate due to the plan amendment. ~ The present value of benefits represents the total dollars needed today to fund all future benefits for current members of the plan, i.e. without regard to future employees. The difference between this amount and current plan assets must be paid by future employee and employer contributions. As such, the change in the present value of benefits due to the plan amendment represents the "cost" of the plan amendment. ' As of each June 30, the actuary calculates the "desirable" level of plan assets as of that point in time by subtracting the present value of scheduled future employee contributions and future employer normal costs from the total present value of benefits. This resulting "desirable" level of assets is called the accrued liability. A plan with assets in excess of the plan's accrued liability (as is the City's) is "ahead of schedule" or is said to have excess assets, and can temporarily reduce future contributions. Before the proposed amendment, the City's current accrued liability for safety employees is $91,279,257. Our assets exceed the liability by $13,777,001 or 115.1% funded. This means that we have excess funds available to cover the cost of this benefit amendment for a period of time. Since the change in the liability is amortized over 20 years, the resulting change in the employer rate due to this amendment is .162% or $21,708 per year in additional employer contributions. This should be considered the immediate short-term change in our plan's employer contribution rate due to the plan amendment. The change in the "Normal" cost (+.021%) ($2,814) may be much more indicative of the long-term change in the employer contribution rate due to the plan amendment. Item ~ Meeting Date 3/28/00 Page4 Contract Amendment Process The process set out by CalPERS for contract amendments is very specific. This item is being presented tonight as an announcement of the City's intention to amend our contracts and to present the first reading of the ordinance. CalPERS require that there be a 20-day period between the adoption of the Resolution of Intention and the adoption of the final Ordinance. This is pursuant to Government Code Section 20471. There are no exceptions to this law. Today is the second reading and final adoption of this Ordinance. The effective date of the contract amendment will be May 5, 2000, unless the Emergency Ordinance is also passed today which will make the effective date of the contract amendment April 7, 2000. Fiscal Impact: The direct annual cost of this Council Action will be an estimated $21,708 per year for Safety Members and $0 for Miscellaneous Members. The actual "cost" of these amendments is a total of $838,542 ($263,898 for Safety Members and $574,644 for Miscellaneous Members and are paid in part via excess assets). These costs are amortized over 20 years. The "normal" annual cost of this amendment, that is if there were no excess assets, would be $2,814 for Safety and $13,500 for Miscellaneous employees. Exhibits: 1) Amendment To Contract Between the Board of Administration California Public Employees' Retirement System and the City Council of the City of Chula Vista. TAE/te CalPERS EXHIBIT California Public Employees' Retirement System AMENDMENT TO CONTRACT Between the Board of Administration CMifomia Public Employees' Retirement System and the City Council City of Chula Vista The Board of Administration, California Public Employees' Retirement System, hereinafter referred to as Board, and the governing body of the above public agency, hereinafter referred to as Public Agency, having entered into a contract effective October 1, 1948, and witnessed August 31, 1948, and as amended effective October 1, 1951, November 1, 1955, January 1, 1960, January 1, 1961, September 1, 1967, September 28, 1973, October 4, 1973, October 8, 1976, April 16, 1981, January 8, 1982, Septem,ber 28, 1984, July 3, 1987, October 13, 1989, September 27, 1990, November 16, 1990, January 4, 1991, September 6, 1991, October 7, 1994, June 28, 1995 and May 29, 1998 which provides for participation of Public Agency in said System, Board and Public Agency hereby agree as follows: A. Paragraphs 1 through 14 are hereby stricken from said contract as executed effective May 29, 1998, and hereby replaced by the following paragraphs numbered 1 through 14 inclusive: 1. All words and terms used herein which are defined in the Public Employees' Retirement Law shall have the meaning as defined therein unless otherwise specifically provided. "Normal retirement age" shall mean age 55 for local miscellaneous members and age 50 for local safety members. D-D i' ,,OT SiGN "" ',, - · Xn,B!i 2. Public Agency shall participate in the Public Employees' Retirement System from and after October I, 1948 making its employees as hereinafter provided, members of said System subject to all provisions of the Public Employees' Retirement Law exoept such as apply only on ele~ion of a contracting agency and are not provided for herein and to all amendments to said Law hereafter enacted except those, which by express provisions thereof, apply only on the election of a contracting agency. 3. Employees of Public Agency in the following classes shall become members of said Retirement System except such in each such class as are excluded by law or this agreement: a. Local Fire Fighters (herein referred to as local safety members); b. Local Police Officers (herein referred to as local safety members); c. Employees other than local safety members (herein referred to as local miscellaneous members). 4. In addition to the classes of employees excluded from membership by said Retirement Law, the following classes of employees shall not become members of said Retirement System: NO ADDITIONAL EXCLUSIONS 5. Effective October 4, 1973 and prior to January 1, 1975, those members who were hired by Public Agency on a temporary and/or seasonal basis not to exceed 6 months were excluded from PERS membership by contract. Government Code Section 20336 superseded this contract provision by providing that any such temporary and/or seasonal employees are excluded from PERS membership subsequent to January 1, 1975. Legislation repealed and replaced said Section with Government Code Section 20305 effective July 1, 1994. 6. This contract shall be a continuation of the contract of the Montgomery Fire Protection District, hereinafter referred to as "Former Agency"· The accumulated contributions, assets and liability for prior and current service under the Former Agency's contract shall be merged pursuant to Section 20508 of the Government Code. Such merger occurred January 1, 1988. a. All benefits provided under this contract shall apply to all past service for former employees of the Montgomery Fire Protection District. PLEASE DO NOT SiGN "EXHIBIT ONLY" 7. The percentage of final compensation to be provided for each year of credited prior and current service as a local miscellaneous member shall be determined in accordance with Section 21354 of said Retirement Law (2% at age 55 Full). 8. The percentage of final compensation to be provided for each year of credited prior and current service as a local safety member shall be determined in accordance with Section 21362 of said Retirement Law (2% at age 50 Full). 9. Public Agency elected and elects to be subject to the following optional provisions: a. Section 20965 (Credit for Unused Sick Leave). b. Section 20425 ("Local Police Officer" shall include employees of a police department who were employed to perform identification or communication duties on August 4, 1972 and who elected to be local safety members on or before September 28, 1973). c. Section 21325 (Special 3%-15% Increase) for or on behalf of those local miscellaneous members and those local safety members who retired or died prior to January 1, 1974. d. Sections 21624 and 21626 (Post-Retirement Survivor Allowance) for local safety members only. e. Section 20516 (Public Agency and its employees have agreed to share the cost of the following benefit): · Section 21362 2% @ 50 Full formula From and after September 28, 1984 to July 1, 1985 the safety employees of Public Agency shall be assessed an additional 0.341% of their compensation for a total contribution rate of 9.341% pursuant to Government Code Section 20516. f. Section 21574 (Fourth Level of 1959 Survivor Benefits). g. Section 20042 (One-Year Final Compensation). h. Section 20426 ("Local Police Officer" shall include any officer or employee of a police department employed to perform communication duties and who ejected to become a local safety member on August 25, 1973). PLEASE LO :x,.;: o,u.xONLY" i. Section 21024 (Military Service Credit as Public Service), Statutes of 1976. j. Section 21623.5 ($5,000 Retired Death Benefit). 10. Public Agency, in accordance with Government Code Section 20790, ceased to be an "employer" for purposes of Section 20834 effective on October 8, 1976. Accumulated contributions of Public Agency shall be fixed and determined as provided in Government Code Section 20834, and accumulated contributions thereafter shall be held by the Board as provided in Government Code Section 20834. 11. Public Agency shall contribute to said Retirement System the contributions determined by actuarial valuations of prior and future service liability with respect to local miscellaneous members and local safety members of said Retirement System. 12. Public Agency shall also contribute to said Retirement System as follows: a. Contributions required per covered member on account of the 1959 Survivor Benefits provided under Section 21574 of said Retirement Law. (Subject to annual change.) In addition, all assets and liabilities of Public Agency and its employees shall be pooled in a single account, based on term insurance rates, for survivors of all local miscellaneous members and local safety members. b. A reasonable amount, as fixed by the Board, payable in one installment within 60 days of date of contract to cover the costs of administering said System as it affects the employees of Public Agency, not including the costs of special valuations or of the periodic investigation and valuations required by law. c. A reasonable amount, as fixed by the Board, payable in one installment as the occasions arise, to cover the costs of special valuations on account of employees of Public Agency, and costs of the periodic investigation and valuations required by law. 13. Contributions required of Public Agency and its employees shall be subject to adjustment by Board on account of amendments to the Public Employees' Retirement Law, and on account of the experience under the Retirement System as determined by the periodic investigation and valuation required by said Retirement Law. 14. Contributions required of Public Agency and its employees shall be paid by Public Agency to the Retirement System within fifteen days after the end of the period to which said contributions refer or as may be prescribed by Board regulation. If more or less than the correct amount of contributions is paid for any period, proper adjustment shall be made in connection with subsequent remittances. Adjustments on account of errors in contributions required of any employee may be made by direct payments betwe~,n the employee and the Board. B. This amendment sh~eff.~ctive on the __ day of ., BOARD OF ADMINISTR,-~'ION CITY COUNCIL PUBLIC EMPLOYEES~:,-~,~'TIREMENT SYSTEM CITY OF CHULA VISTA BY '--,- BY KENNETH W. ,M/kRZION CHIEF PRESIDING OFFICER ACTUARIAL &,-~PLOYER SERVICES DIVISION ,,~,~ PUBLIC EMPL"OYEES' RETIREMENT SYSTEM c~' ':'-j'--' z, ~ Witness Date Attest: /' Clerk AMENDMENT PERS-CON-70ZA (Rev. 8\96) ORDINANCE NO. AN ORDINANCE OF THE CITY COUNCIL OF THE CHULA VISTA AUTHORIZING AN AMENDMENT 4E CONTRACT BETWEEN THE CITY COUNCIL FY OF CHULA VISTA AND THE BOARD OF ADMINI,< OF THE CALIFORNIA PUBLIC EMPLOYEES' SYSTEM. The City Council of the City of Chula Vista does ordain as follows: Section 1. That an amendment to the contract between the City Council of the City of Chula Vista and the Board of Administration, California Public Employees' Retirement System is hereby authorized, a copy of said amendment being attached hereto, marked Exhibit, and by such reference made a part hereof as though herein set out in full. Section 2. The Mayor of the City Council is hereby authorized, empowered, and directed to execute said amendment for and on behalf of said Agency. Section 3. This Ordinance shall take effect thirty (30) days after the date of its adoption, and prior to the expiration of fifteen (15) days from the passage thereof shall be published at least once in the Chula Vista Star News, a newspaper of general circulation, published and circulated in the City of Chula Vista and thence forth and thereafter the same shall be in full force and effect. Presented by: Appreved as to form by: David D. Rowlands, Jr., City Manager ~//~M. Kaheny, City Attorn~ C:XMy Documents\RM's A I 13\RETDEATHBENF ORDS RESO.doc ORDINANCE NO. AN EMERGENCY ORDINANCE OF THE CITY OF CHULA VISTA AUTHORIZING AN AMENDMENT TO THE CONTRACT BETWEEN THE BOARD OF ADMINISTRATION OF THE CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM AND THE CITY COUNCIL TO PROVIDE SECTION 21623.5 ($5,000 RETIRED DEATH BENEFIT) TO LOCAL MISCELLANEOUS AND SAFTEY MEMBERS WHEREAS, there are a number of retired employees who have dedicated years of service to the City who requested nearly a year ago that the City amend the contract with CalPERS to increase the Section 21623.5 (Retired Death Benefit) from $600 to $5,000; and WHEREAS, since this provision takes effect only when a retiree dies, and if this death occurs prior to the completion of the normal referendum period, the retiree's survivor would not be entitled to the increased benefit; and WHEREAS, this benefit needs to be implemented as soon as possible to avoid possible detrimental financial consequences to these survivors. The City Council of the City of Chula Vista does ordain as follows: SECTION 1: That an amendment to the contract between the City Council of the City of Chula Vista and the Board of Administration, California Public Employees' Retirement System to provide Section 21653.5 ($5,000 Retired Death Benefit) to local miscellaneous and safety members is hereby authorized, a copy of which is attached hereto, and by such reference made a part hereof as though herein set out in full. SECTION 2: The Mayor of the City Council is hereby authorized, empowered, and directed to execute said amendment for and on behalf of said Agency. SECTION 3: Pursuant to Section 311 of the Chula Vista Charter, the City Council hereby declares that this Ordinance shall be effective immediately as an emergency measure upon its first reading and adoption if passes by a four-fifth's vote of the City Council. This Ordinance shall expire when Ordinance No. 2806 takes full force and effect. Presented by: Approved as to form by: David D. Rowlands, Jr., City Manager /nM. Ka y COUNCIL AGENDA STATEMENT Item Meeting Date 3/28/00 ITEM TITLE: Resolution Accepting bids, awarding contract for "Construction of Sidewalk Ramps on Various Streets in the City of Chula Vista, CA FY 1999-00 (STL-250)" and authorize the expenditure of REVIEWED BY: City Manager ('~t ~Y (4/5ths Vote: Yes No X ) At 2:00 p.m. on January 5, 2000 in Conference Room 2 and 3 in the Public Services Building, the Director of Public Works received sealed bids for "Construction of Sidewalk Ramps on Various Streets in the City of Chula Vista, CA FY 1999-00 (STL-2505". The work to be done consists of removal of curb, gutter and sidewalk and the construction of pedestrian ramps on various streets in the City of Chula Vista. The location and type of sidewalk ramp to be constructed is summarized in Table I (Attachment A). RECOMMENDATION: That Council accept bids and award a contract for "Construction of Sidewalk Ram. ps on Various Streets in the City of Chula Vista, CA FY 1999-00 (STL-250)" to Jimenez Inc., DBA MJC Construction, in the amount of $37,150.00 and authorize the expenditure of $2,989.44 from the Nature Center Road Resurfacing project. (STL-213). BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: Funds for this project were budgeted in the FY 1999-00 Capital Improvements Program (CIP) budget. This is an annual program funded with Community Development Block Grant funds (CDBG). Its purpose is to construct as many sidewalk ramps as possible with the allocated funds at various locations throughout the City. The locations are generally near schools, shopping areas, bus routes or in many cases where we have had specific requests by property owners to install the sidewalk ramps. Bids for this project were received from eight contractors as follows: Contractor Bid Amount 1. Jimenez Inc., DBA MJC Construction, Chula Vista, CA $37,150.00 2. Gypsy Queen Inc., National City, CA 40,475.00 3. Ron Locke Congmction, San Diego, CA 41,639.00 4. Marque'z Constructors, Spring Valley, CA 48,599.00 Page 2, Item 5' Meeting Date 3/28/00 Contractor Bid Amount 5. Viking Engineering, Inc., San Diego, CA 49,768.75 6. Kodiak Management, Inc., San Diego, CA 75,457.00 7. Premier Contractors, Tustin, CA 87,447.00 8. Rutledge Joint Venture, Lemon Grove, CA 96,887.00 Staff received excellent bids for the proposed work. The low bid, submitted by Jimenez Inc., DBA MJC Construction is below the Engineer' s estimate of $37,229.00 by $58.50 or 0.20%. Staff' s base bid estimate was based on average prices for similar type work completed the last two years. Based on the low bid, forty-one (41) sidewalk ramps will be constructed. Jimenez Inc., DBA MJC Construction has done other work for the City and that work has been satisfactory. Contract Amount Revision The contract documents allow the City to decrease or increase the unit quantity for the construction of additional sidewalk ramps without a change in the contract unit price bid by the Contractor. Based on the bid amount and the amount of money available in the funding source for construction purposes, we estimate that we can build approximately six (6) additional sidewalk ramps. Attachment B shows a table listing locations for the additional sidewalk ramps to be constructed. The sidewalk ramps not constructed in Attachment B will be on the priority list for the Fiscal Year 2000-01 program. Three additional sidewalk ramps am being added to the Nature Center as pan of the Road Resurfacing project (STL-213). The sidewalk ramps were intended to be added at the completion of the msurfacing project, but were not done. The Director of the Nature Center has requested that this work be completed, with funds remaining from the resurfacing project. These ramps will be added to the STL-250 project, bringing total number of sidewalk ramps to be constructed to 50. Disadvantaged Business Enterprise Goal The bid documents set forth participation requirements per Federal Regulation for meeting the disadvantaged and women-owned business goals. Judith Atwood, Community Development Specialist, has reviewed the bid documents submitted by the three lowest bidders. Her conclusion is that the lowest bidder, Jimenez Inc., DBA MJC Construction meets the Minority and Women Business Enterprise (MBE/WBE) goals (See Attachment C). Staff also reviewed Jimenez Inc., DBA MJC Construction eligibility status with regard to federal procuremerit programs and the status of the State contractor's licenses. Jimenez Inc., DBA MJC Construction is not listed as excluded from Federal Procurement Programs (list of parties excluded from Federal procurement or non-procurement programs as of April 5, 1998). Page 3, Item ,..,. Meeting Date 3/28/00 The low bidder has satisfactorily met all the requirements. Staff, therefore, recommends awarding the contract to Jimenez Inc., DBA MJC Construction, Chula Vista. Disclosure Statement A copy of the contractor' s disclosure statement is attached as Attachment D. Prevailing Wage Statement The source of funding for this project is Community Development Block Grant Funds. Prevailing wage scales are those determined by the Federal Department of Labor. Environmental Status The Environmental Review Coordinator has reviewed the work involved in this project for the ADA curb cuts and has determined them exempt under Section 15301 (d), Class 1 of the California Environmental Quality Act (Restoration of Existing Public Improvements or Public Structures). FISCAL IMPACT: FUNDS REQUIRED FOR CONSTRUCTION A. Contract Amount $37,150.00 B. 3 Added Ramps for Nature Center $2,989.44 C. Staff Costs (Design, Construction & Inspection) $3,000.00 D. 6 Additional Ramps perTable II $5,100.00 E. Construction Contingencies (10%) $4,750.00 TOTAL FUNDS REQUIRED FOR CONSTRUCTION $52,989.44 FUNDS AVAILABLE FOR CONSTRUCTION A. 1999-00 ADA Curb Cut Annual Program (CDBG) $50,000.00 B. Expend remaining Funds from Nature Center Road Resurfacing $2,989.44 Project (STL-213) TOTAL FUNDS AVAILABLE FOR CONSTRUCTION $52,989.44 The above action awarding of the contract will authorize a total expenditure of $50,000.00 from the budgeted CIP project, and an additional expenditure of $2,989.44 from STL-213. After construction, only routine City maintenance will be required. Attachments: A ~ Table I C - Memo from Community Development D - Contractor's Disclosure Statement H:'d-IOMEXENGINEERXAGENDA\STL250-A,wpd File No: 0735 10-STL 250 ATTACHHENT C Memo To: Ben Herrera, Assistant Engineer II, Design Section From= Judith Atwood, Community Development Specialist II ~,1~ Date= 03/08/00 Re= DBE Review of STL 250 I have reviewed the lowest bid estimate from Jimenez Inc. DBA MJC Construction and have determined that, as the pdme contractor, MJC has met the DBE requirements and has submitted the required DBE Certification to the Housing Division. Since I was not present at the contractor~s bid meeting, am attaching the most recent prevailing wages for the construction project. If you should have any questions regarding this memorandum, please call me at extension 5036. Page 1 I THE CITY OF CHULA VISTA DISCLOSURE STATEMENT YoU are required to fie a Slatemerit of Disclosure of certain ownership or financial interests, payments. or campaign conwibutions. on all I ma~,s which will require diacretiona~ action on the part of the City Council, Planning Commission, and all other official bodies. The following information must be disclosed: i1. List the names of all persons having a financial interest in the property which is the subject of the application or the ConUact, e.g., owner, applicant, Contractor, subcontractor, material supplier. I 2. If any person* identified pursuant to ( 1 ) above is a corporation or parlnership, list the names of all individuals owning more than 10% of the shares in the corporation or owning any parmership interest in the parmership. 3. If any person* identified pursuant to ( 1 ) above is non-profit organization or a Wust, llst the names of any person serving as director of the non-profit organizatioTstee or beneficiary or ~ustor of the Wust. / / 5. Please identify each end every person, including any agents, employees, consultants, or independent Contractors who you have assigned to represent you before the City in this matter. * * * (NOTE: Attached additional a~~Ta~* * * ' D,e: I - Og'- O0 atureofConlnctor/Applicant '~ Print or type name of Conlractor/Applicant * Person i$ de~ned as: "an~ individual, firm, co-partnership, joint venture, association, social club, fi'aternal organization, corporation, e~tme, trust. re~eiver, ~ndieate, this and any other county, cit~ or country, city municipality, district, or other political sl~bdivjsjon, or any other group or combination acting as a unit. RESOLUTION NO. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ACCEPTING BIDS, AWARDING CONTRACT FOR "CONSTRUCTION OF SIDEWALKRAMPS ON VARIOUS STREETS IN THE CITY OF CHULA VISTA, CALIFORNIA FY 1999-00 PROGRAM (ST-250)" AND AUTHORIZE THE EXPENDITURE OF $2,989.44 FROM THE NATURE CENTER ROAD RESURFACING PROJECT (STL-213) WHEREAS, at 2:00 p.m. on January 5, 2000 in Conference Room 2 and 3 in the Public Services Building, the Director of Public Works received the following eight sealed bids for "Construction of Sidewalk Ramps on various streets in the City of Chula Vista, California FY 1999-00 Program (ST-250): Contractor Bid amount Jiminez Inc., DBA MJC Construction - Chula Vista $37,150.00 Gypsy Queen Inc. - National City $40,475.00 Ron Locke Construction - San Diego $41,639.00 Marquez Constructors - Spring Valley $48,599.00 Viking Engineering, Inc. - San Diego $49,768.75 Kodiak Management, Inc. San Diego $75,457.00 Premier Contractors - Tustin $87,447.00 Rutledge Joint Venture - Lemon Grove $96,887.00 WHEREAS, the low bid, submitted by Jimenez Inc., DBA MJC Construction, is below the Engineer's estimate of $37,229.00 by $58.20 or 0.20%; and WHEREAS, Jimenez., Inc. has done other work for the City and that work has been satisfactory, staff, therefore, recommends the contract be awarded to said company; and WHEREAS, the contract documents allow the City to decrease or increase the unit quantity for the construction of additional sidewalk ramps without a change in the contract unit price and it has been requested that three additional sidewalk ramps be added to the Nature Center as a part of the Road Resurfacing Project; and WHEREAS, the bid documents set forth participation requirements per Federal Regulation for meeting the disadvantaged and women-owned business goals and in reviewing the bid documents, it has been determined that the lowest bidder meets the Minority and Women Business Enterprise goals; and WHEREAS, the source of funding for this project is Community Development Block Grant Funds and prevailing wage scales are those determined by the Federal Department of Labor; and WHEREAS, the City's Environmental Review Coordinator has reviewed the work involved in the project for the ADA curb cuts and has determined them exempt under Section 15301 (d), Class 1, of the California Environmental Quality Act (Restoration of Existing Public Improvements or Public Structures). NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby accept said eight bids and award the contract for construction of sidewalk ramps on various street in the City of Chula Vista to Jimenez, Inc. DBA MJC Construction in the amount of $37,150.00. BE IT FURTHER RESOLVED that staff is hereby authorized to increase quantities under the approved contract and authorize the expenditure of $2,989.44 from the Nature Center Road Resurfacing Project (STL-213) for three additional ramps at the Nature Center. BE IT FURTHER RESOLVED that the Mayor of the City of Chula Vista is hereby authorized and directed to execute said contract for and on behalf of the City of Chula Vista. Presented by Approved as to form by John P. Lippitt, Director of t~hrneyKaheny C~ Public Works ~ ~' ' ' ~ · h:\home\lorraine\rs\sidewalk,rmp COUNCIL AGENDA STATEMENT Item ~ Meeting Date3/28/O0 ITEM TITLE: Resolution Approving a second amendment to the agreement with McGill Martin Self, Inc., for Project Management, Plan Review and Financial Services for the Construction of Olympic Parkway and authorizing the Mayor to execute said amendment, appropriating $925,600 from the unappropriated balance of the Transportation Development Impact Fee fund to Project STM-331, and appropriating $25,500 from the unappropriated balance of the Poggi Sewer Basin Development Impact Fee fund to Project STM-331 SUBMITTED BY: Director of Public Works (~ REVIEWED BY: City Manager p~ (4/5ths Vote: YesYt_No__) The consultant, McGill Martin Self, Inc. (MMS), has been reviewing plans for the construction of Olympic Parkway and the channel easterly of Brandywine and coordinating the Olympic Parkway project including its financing via a community facility district. Staff recommends expanding the MMS contract to include Olympic Parkway from Oleander Avenue to Brandywine and various other items and extend project management services through March of 2002 to ensure successful construction and timing of improvements of this important roadway segment. With this amendment an additional $2,041,000 in funds is required of which $925,600 is to be funded by CIP STM 331 and $25,500 is to be funded by the Poggi Sewer DIF. Otay Ranch Company and McMillin Land Development will fund the balance of the amendment. Total compensation for the contract, including the second amendment, is $3,821,500. RECOMMENDATION: That Council approve the resolution approving a second amendment to the agreement with MMS, for Project Management, Plan Review and Financial Services for the Construction of Olympic Parkway, appropriate $ 925,600 from the unappropriated balance of the Transportation Development Impact Fee fund and $ 25,500 from the unappropriated balance of the Poggi Sewer Basin Development Impact Fee fund and authorize the Mayor to execute said amendment. The funds for the amendment will be paid by developer reimbursement, the balance now available in STM331 and the amount Council appropriates tonight if the resolution is approved. BOARDS/CO/VI1VIISSIONS RECOMMENDATION: N/A DISCUSSION: Background On January 19, 1999, the City Council approved, by Resolution 19346, the selection of McGill Martin Self, Inc. (MMS) as the project consultant to provide project management, plan check and financing district management services for the Olympic Parkway project. The initial contract was Page 2, Item q Meeting Date3/28/O~ negotiated for $450,000 for services through June of 1999. Council approved a first amendment to the contract in June 1999 by Resolution 19502 expanding the scope of work to be consistent with the Olympic Parkway Agreement. The amendment anticipated completion of services through June of 2000. Construction work has begun on the Olympic Parkway projects and the Community Facility District 99-1 (CFD 99-1) has been formed for its financing. However, several complex issues still remain to be addressed and staff recommends that the MMS contract include additional work items and the contract be extended to provide project management through March of 2002. Consequently, staff recommends that the second amendment to the MMS agreement be approved to ensure that the roadway and related infrastructure work are completed in a timely manner. Cllyrnpi~ Parkway Pr~ect ,qtatn~ Unprecedented efforts by City staff, developers, private consultants and the City's consultants continue in order to achieve the timely and successful construction of Olympic Parkway. Staff recommends expanding the scope of work to include plan check and coordination of Olympic Parkway from Oleander Avenue to Brandywine and from East Palomar to SR 125. Staff also recommends that MMS continue as project manager during the next two years of construction of Olympic Parkway (and Poggi channel), Paseo Ranchero, La Media, and Palomar Street, all of which are key transportation corridors serving the Eastern Territories. In addition, substantial work remains to be done regarding Poggi channel as a result of the environmental permits obtained in October 1999. This work is crucial to the project and includes as a major item the implementation of a streambed enhancement plan. The second amendment encompasses all of this work. In August 1999, Council established CFD 99-1 to provide $45 million to fund Olympic Parkway and various other facilities. Council approved one bond sale of $23 million in December 1999. A re-marketing of the bonds became necessary because of a change in ownership affecting the financial backing of Otay Ranch Company. This re-marketing bond sale was brought to Council in Feb 2000 and closed this month. One more bond sale is anticipated to fund the balance of the improvements. The original contract did not anticipate these multiple bond issues. Also, two additional maintenance CFD's will be revised as part of the development of Otay Ranch. The revisions will annex the "out" parcels of Otay Ranch Village 1 West and the City San Diego Waterline parcels into two maintenance CFD's, CFD 97-2 and CFD 97-1. Staff anticipated one CFD (CFD 99-2) in the existing contract. The second amendment includes the additional work. F. xi~inE C. nntract Statn~ As of the end of February, the consultant has completed approximately 70% of the plan check services of the original contract; 70% of the financial district management services; and 75% of the original project management work for a total of $ 1,540,000 or 86% of the current contract budget of $1,780,500. Grading of Olympic Parkway and Poggi channel from Brandywine Avenue to SR 125 is under way and various improvement plans are approved or nearly approve& Landscape plans are in various stages of plan check and approval. Page 3, Item Meeting Date3/28/~O Discussinn MMS' proposal is for a total budgeted amount of an additional $ 2,041,000. The intent of the estimated amounts in the proposal is to establish a "budget" for project expenditure during the next two fiscal years. The contract's monthly payments will be based solely on time and material according to the hou~y rate schedule attached to the contract. Additional Scope of Work Items Eslim~t,,vl Fees Plan Check services $ 634,000 CFD 99-01 and CFD 97-3 $ 5071000 MaintenanceCFD's $ 76,000 Environmental $ 2601000 Extension of Proiect Management to 3/31/02 $ 386,000 Reimbursable Expenses $ 7,000 Contingencies $171 ~000 Total $ 2~041,000 Staff recommends continuing work on the project together with the consultant and have, if Council approves, the consultant' s scope of work be expanded and modified to allow IVl/VIS to do additional work in project management, plan check services and financial district management described below. The initial contract was awarded via the City's professional services selection process initiated with a Request for Proposals. The basic recommendation to select M1VIS for the original contract is still valid with this expansion of the Scope of Work. In January of 1999, Council concurred with staffs recommendation and approved the M1VIS original contract based on the qualifications of the firm and its personnel, its experience in completing a similar project in noRhem California, the commitment of a full time project manager(s) as needed, and the firm's understanding of the project and what it takes to process a project of this size and complexity. A competitive selection process is not required for the additional work proposed, as this process is exempt for Section 2.56.070 of the Municipal Code. However, even that section allows an exception to the selection process where Council determines these "requirements as applied to that contract are impractical, impossible or that City interests would be materially better served by applying a different purchasing procedure...". Staff recommends that the same consultant continue working on this project as a change in consultant would be both impractical due to bringing up to speed a new consultant and greatly delay the construction of Olympic Parkway due to the length of selection process. Due to the complexity of the Olympic Parkway project it would not be advisable to change consultants at this stage. In addition, the consultant has been doing a good job in coordinating and expediting this critical project. Many of the project's issues are inter-related with the various adjacent developments. These issues include: 1) determination of environmentally sensitive areas; 2) future development proposals; 3) the Regional Trail, sewer and storm drain locations; 4) existing and proposed CFD boundaries and maintenance areas as they relate to landscaping; 5) the aesthetic design elements of the streetscape; 6) the impact of the trolley location on proposed tentative maps; 7) the impact of the City of San Diego waterline relocation on the roadway and adjacent development proposals; 8) land owner issues on the approval processes; 9) compliance with Page 4, Item ~ Meeting Date 3/28/OO environmental permits, etc. These are all ongoing issues whose resolution requires balancing the various departmental and developer concems in order to achieve a successful project. These complexities require a project team with a high degree of project familiarity. Consequently, staff believes it would not serve in the City's or the development community' s best interests to introduce a new project management team on this project. To do so would cause delays in the project in order to bring a new team up to speed on all the issues. Olympic Parkway is a vital link to the Eastem Territories and various segments are under construction. Timely construction is necessary to ensure that the level of service for traffic, as mandated in the City's threshold standards, will not be compromised. Consequently, staff believes that the community and developer interests are best served if continuity through construction is provided on this project. MMS has provided the high quality work necessary for a project of this magnitude and has demonstrated that it has the staffing capability to achieve the various time frames set forth in their existing contract and in the City's agreement with the developers. Scope nf Work Change~ The major components in the scope of work which are proposed to be added or expanded follow: Project Manager: · Extension of the environmental process to ensure compliance with the resource agencies' permits issued to the City of Chula Vista. · Coordination of the grading and improvement at the intersections of Olympic Parkway at SR 125 and 1-805. · On-going coordination with the City of San Diego regarding the developer/City negotiations on the major water line relocation. The line traverses the Otay Ranch Village 1 and Otay Ranch Village 1 West projects. · Coordination with Otay Ranch Village 1 West (south half) proposed tentative map as it relates to the earthwork, slopes, drainage, etc. adjacent or within Olympic Parkway. · Strategic planning for approval of the Otay Ranch Village 1 West project with property owners other than Otay Ranch Company. · Extension of project management services during construction through March 2002 and to accommodate the addition of other Olympic Parkway related roadway projects (listed below). Plan Check: · Addition of Olympic Parkway from East Palomar to SR 125 improvement plans. · Addition of Olympic Parkway from Oleander Avenue to Brandywine grading and improvement plans. · Landscape and Irrigation plans for the additional grading and improvement plans. · Addition of an environmental sub-consultant for preparation of a Tamarisk removal plan and implementation and review of the stream meander plan. Finm~cial District Management: · Extension of management services through March 2002 to encompass all phases of Olympic Parkway between Brandywine Avenue and SR 125. · Addition of multiple bond sales for CFD 99-1. Page 5, Item Meeting Date3/28/OO · Expansion of auditing services for CFD's 97-3 and 99-1 to comply with the acquisition agreements. · Modifications to maintenance CFD 97-1 to add the San Diego Waterline parcels to the district. · Modifications to maintenance CFD 97-2 to add the San Diego Waterline parcels and "out" parcels to the district. Pay Rate Schedule: · An increase in the pay rate schedule as outlined in the amendment. Contingency: · An increase in the scope of work on a time and material basis in an amount not to exceed $250,000 as approved in writing by the City Manager. Cnnchminn~ The City Manager recommends that $2,041,000 be added to the MMS budget for continuing project management and for expanding the scope of work. Olympic Parkway, with construction costs estimated in excess of $80 million, is a complex project requiring intensive, continual project management. Approval of the amendment authorizes the consultant, MMS, to commence and/or to continue to work on the additional items in the scope of work and to continue project management through March of 2002. Developers and the general public will benefit from this project since Olympic Parkway and related facilities are vital links to the Eastern Territories. Staff has reviewed the cost proposal for the additional work. The cost translates into approximately $94,000 per month (or 4.7 MMS people per month at $20,000 per person per month). If the project proceeds faster than anticipated, the costs could be lower than the budget amount of $94,000. Both Otay Ranch Company and McMillin are aware of the need for this additional work and support using MMS to complete it. Also, based upon the quality of the work of the consultant, staff recommends that Council approve the resolution. FISCAL IMPACT: The existing consultant services contract is for $1,780,500 of which $1,147,600 is funded by CIP STM 331 (Transportation DIF), the remainder is funded via developer agreements with Otay Ranch Company and McMillin Company and a developer deposit account. Due to the additional scope of work and extension of the contract, an additional $925,600 will be needed from the unappropriated balance of the Transportation DIF fund and $25,500 will be needed from the unappropriated balance of the Poggi Sewer Basin DIF fund. Deposit accounts or developer agreements would cover the balance of the contract amendment according to the following estimated budgets: Page 6, Item Meeting Date3/28/O0 Fundin., Source Exnended to Amount 2~ Amendment Total date Remainin~ Estimate (estate) Transportation DIF (STM33 i) $ 991,600 $156,000 $ 925,600 $ 2,073,200 Developers (proiect mgrnt & plan check) 422,300 36,400 758,800 1,217,500 CI~ 99-01, 97-03 (Developer) 115,400 35,000 259,100 409,500 CFI) 98-01, 99432, 97-01 (Developers) 10,800 13,000 72,000 95,800 Poggi Sewer DIF 0 0 25,500 25,500 Total $1,540,100 $ 240,400 $ 2,1)41,000 3,821,500 Both McMillin and Otay Ranch Company have been apprised of this proposal and its cost. Attachments: Exhibit A - Consultant cost proposal File: 0735-10-STM331 H:XHOMEXENGINEERXAGENDAMMMSAM2.DOC March 16, 2000 McGILL MARTIN SELF, INC. EXHISi']7 A .I February 15, 2000 (Revised March 20, 2000) Mr. Cliff Swanson, P.E. City Engineer City of Chula Vista 276 Fourth Avenue Chula Vista, CA 91910 Re: Amendment No.2 to Contrac~ for Professional Services Olympic Parkway - Brandywine to SR-125 Dear Cliff: As we have recently discussed, MeGill Martin Self, Inc. (MMS) is submitting this letter to request an amendment to our existing contract for professional services for the Olympic Parkway project and the related financing districts. As we are all aware, many events have unfolded differently than when we processed the first contract amendment in June 1999. The purpose of this letter is to outline these issues, identify new needed workscope items, and establish a new fee to complete the necessary workscope. BACKGROUND Our original contract for Olympic Parkway for $450,000.00 was approved by the City Council on January 19, 1999. Amendment No. 1 to the contract, which included comprehensive addition and expansion of workscope items, was approved by the City I!; Council on June 22, 1999. This amendment to the contract was for $1,330,500.00 and was estimated to cover the time flame ending June 30, 2000. As with the original contract, many assumptions were made in estimating the timing of certain events as well as the effort that would be needed to bring closure to certain portions of the project. Both City staff and MMS used our best collective judgment in helping to determine the estimated effort to complete the workscope through June 30, 2000. Due to changes in scope, delays in achieving certain permits from the Federal Agencies, additional work authorized by City staff(as required by environmental permits), changes in development phasing by the Otay Ranch Company, and the addition of new sub-consultants, MMS has incurred charges outside our original scope of work. It is necessary to request a revision to our contract to reflect these expanded workscope items and address the addition of new work. Mr, Cliff Swanson February 15, 2000 (Re~qsed Alarch 20, 2000) Page 3 Project Management June 1999 - January 2000 $80,000.00 $70,000.00 $60,000.00 $50,000.00 $~0,000.00 $30,000.00 $20,000.00 $I0,000.00 Jun-99 Jul-99 Aug-99 Sep-99 Oct-99 Nov-99 Dec-99 Jan-00 Avg, The average monthly charge for project management for this period was $55,400. At this current rate, the project management budget will be exhausted on about April 15th. Given the issues ahead of us on this project, we do not see the amount of effort lessening in the next 6 months or so. As we are all aware, the existing contract will end on June 30, 2000. It was always envisioned that an amendment to the contract would be needed beyond June 2000. Expanded and new Project Management workscope items and previous out of scope items covered by the contingency that will need to be addressed as part of this contract amendment are: General/Coordination Items: · Expansion of the public information program to "marry" with the City's information program; and groundbreaking activities. · Bidding/award process to meet the SLTPPP deadlines for inclusion of the remainder of Olympic Parkway to receive reimbursement from Caltrans. · Interface issues with SR-125. · Interface issues with Olympic Parkway from Brandywine to 1-805. · Integration of the high school site south of Olympic Parkway. Environmental/Permitting Activities: · Increase in effort due to delay in the issuance of the 404 and other environmental permits by the resource agencies. Mr Cliff Swanson February 15, 2000 (Re~4sed A farch 20, 2000) Page 4 · Additional time to address the LEDPA/ARNI issue. This included the preparation of exhibits, cost estimates, and responses to the Corps and EPA. Multiple meetings, telephone conferences, and presentations to the agencies that were needed to bring about the successful issuance of the 404 and other permits. · Meetings and negotiations regarding the conditions of the environmental permits. These include: Management of the Stream Meander Plan preparation involving extensive coordination with Phil Williams & Associates, Merkel & Associates, City staff, ORC and their consultants, and McMillin and their consultants to meet the January 7th submittal deadline. Management of the Tamarask removal plan which is a condition of the 404 permit. Coordination of the identification and purchase of the offsite wetland mitigation lands. · The inclusion ofMerkel & Associates as a sub-consultant to MMS' contract. Merkel contract will be for the preparation of the preparation of the Tamarask removal plan, implementation and review of the stream meander plan, and coordination and design of the offsite wetland mitigation enhancement. · Implementation of the streambed meander plan conditions including the coordination of the monitoring of the success of the stream as required by the Corps. Phase I of Olympic Parkway (Brandywine to Paseo Ranchero) will be in construction through the end of year 2000. Current plans are for both the Phase II and I11 Roadway Improvements and much of the Phase I, H, and III Landscape Improvements to be bid and awarded to meet the SLTPP deadline. Construction of Olympic Parkway will continue through sometime in early 2002. Environmental tasks including the management of both Merkel and PWA in the implementation of the stream meander plan, the Tamarask removal program, and the offsite mitigation purchase and enhancement design will continue through the fall of this year. Recommendation We recommend that the current contract be amended to cover the completion of Olympic Parkway construction, currently estimated to be March 2002. Based upon the remaining tasks to be completed and the effort required to date, a additional budget amount of $386,000 should be set aside to cover the project management tasks for this period. In addition, Mr. Cliff Swanson February 15, 2000 (Revised AIarch 20, 2000) Page 5 Merkel and Associates (M&A) has developed a workscope to complete the requirements of the environmental permits. The workscope includes the following: · General Permit Coordination/Agency and Team Coordination · Conservation easement support · Tamarisk Removal Plan · Stream Meander Plan Development · Offsite Mitigation Site Identification and Enhancement Design Copies of Merkel's proposals to perform this work are attached to this letter. The estimated cost to complete this workscope is $260,000.00 In addition to these costs for the development of plans and mitigation design, there will be a significant amount of ongoing biological and geomorphic monitoring that will be required to ensure the success of the mitigation. This monitoring will be required for a period of 5 years from the completion of the construction of the mitigation measures. Merkel's services to perform the monitoring will not be included in this amendment to MMS's contract. It will be handled via a separate contract through the City's Environmental Review Section. Both MMS and Marilyn Ponseggi have reviewed the M&A proposals and, after some revisions, agree that we should proceed with this work. We recommend that our contract be amended to include Merkel & Associates as a subconsultant to our contract. Philip Williams and Associates currently have a contract with the City and their work on the hydrologic and geomorphic modeling for the stream meander design is covered under the existing contract. CFD No. 99-1 MANAGEMENT SERVICES Discussion As mentioned earlier, a great deal of effort was made to ensure the CFD No. 99-1 bonds were sold prior to the end of year 1999. As part of the process, it was decided to proceed with two bond issues for CFD No. 99-1 instead of one issue as originally planned. The second bond sale will most likely occur sometime in mid-year 2000. To further complicate matters, the first bond issue is being remarketed due to a change in the management of the Otay Ranch Project. Both the remarketing of the Series A bonds and the issuance of Series B bonds were not contemplated as part of MMS' original workscope. Mr. Cliff Swanson February 15, 2000 (Revised.~larch 20, 2000) Page 6 Expanded and new workscope items related to CFD 99-1 include: · Meetings, coordination, negotiation, and preparation of portions of the CFD 99-I Acquisition and Finance Agreement. · Coordination with the finance team members, City, and ORC regarding the re- issuance of the CFD 99-1 Series A Bonds. Preparation of new/revised exhibits, tables, and text for the amended O.S. for the re-issuance of the Series A Bonds. · Preparation of tables, exhibits, and text for the issuance of Series B Bonds (to be sold in spring/summer 2000). · More detailed tracking of the allocation of TDIF and PFDIF credits and the correlation to the audit of CFD 99-1 disbursements to acquire facilities. (Note: Per agreement between the City and ORC, $125,000.00 was allocated in the CFD 99-1 cost of issuance to be used for this work.) · Support to the City regarding the preparation and review of continuing disclosure documentation as required by the SEC. Series A Bond Remarketing The remarketing of the Series A bonds, while not involving revisions to the Rate and Method of Apportionment, involves significant revisions to the disclosure and offering documents. MMS tasks as part of the bond remarketing include: Revisions to the various tables included in the OS (value to lien, use/source of proceeds, ove~apping debt, etc.) Revisions/update to the environmental section of the OS Revisions/update to the OS section describing the fulfillment of development obligation (i.e. Stage 5 of the Olympic Parkway agreement.) General coordination between ORC, the City, and members of the finance team Revisions to certain portions of the Acquisition/Construction agreement due to a change in net proceeds available for construction. None of the above would be necessary if not for the remarketing of the Series A Bonds. Series B Bonds At some point during the year 2000 (whether the assessed value of the property within CFD No. 99-1 can support a 4:1 value to lien ratio), a second series of CFD No. 99-1 bonds will be sold. This bond sale may or may not include the outparcels which will annexed to CFD No. 99-1. The Series B bond sale will require a new official statement with updated disclosure information. The tasks required for the Series B bond sale will be similar to those outlined Mr. Cliff Swanson February 15, 2000 (ReWsed,~larch 20, 2000) Page 7 above for the Series A remarketing. The level of revision and/or update of the information will be more detailed due to the expected changes based upon the passage of time till the Series B sale. If the outparcels are not included in the Series B bond issue then most likely a third Series C Bond issue ($3 million _+) will be needed in the future once they are annexed into the CFD. As a separate issue of bonds, these will require a full OS, other disclosures and bond sale documents. CFD No. 99-1 Audit/CFD 9%3 Audit Our current contract includes construction audit(s) for the Olympic Parkway grading and roadway improvements. As we have discussed previously with City staff, this task will require more in depth analysis and accounting than a typical CFD construction audit. Essentially, a full CFD audit and full DIF audit will be required for these facilities. More specifically, an accounting of the relationship of the facilities constructed to the DIPs paid and or credited will need to be maintained at all times. In addition, depending upon the status of CFD bond sales, at different points in time there will be different DIF audit situation (i.e. $4,000,000 of PFDIF obligation will be covered in the Series B bond issue). This will satisfy approximately 40% of ORC's total unit PFDIF obligation. Keeping track of who paid, when they paid, and what credit applies will be an onerous task. Similar audit services will be required for the Olympic Parkway facilities that are being constructed by McMillin as part of CFD 97-3. A final accounting of the construction costs will be required to determine both the correct split of costs between McMillin and Otay Ranch Company as well as the portion of the $4.7 million from CFD 9%3 that will be allocated for Olympic Parkway. The basis for this determination will be consistent with the methodology as described in the Olympic Parkway Financing Agreement. Recommendation To date, MMS has incurred costs approximately $35,000 in excess of the original budget due to the issues we outlined above. Per discussion with Mr. Bob Powell, Finance Director and Mr. Tom Johnson, the City's Financial Advisor, these costs to date have been paid out of the overall contract contingency established with contract amendment No, 1. MMS recommends an additional budget of $457,000.00 complete the CFD No. 99~1 tasks as described above. The estimated budget to complete the CFD 97-3 audit is $50,000.00. An amount of $125,000.00 was set aside in the cost of issuance for the Series "A" Bond sale to cover a portion of this effort. Mr. Cliff Swanson February 15, 2000 (Revised 3larch 20, 2000) Page 8 CFD No. 98-1/CFD No. 99-2/CFD 97-1 ]V[ANAGEMENT SERVICES Discussion It is necessary to create a CFD to pay for the maintenance of landscaping and other public improvements within Village One West. This area is currently within a Maintenance CFD, which encompasses all of Village Two as well as Village One West. AFter several meetings with both City staff and the City's Bond Counsel, it has been agreed that the best approach is to form a new CFD, which encompasses just Village One West (from the centerline of Olympic Parkway to the centerline of Telegraph Canyon Road.) The existing CFD No. 98-1 will then be modified via the issuance of a "Notice of Special Tax Lien Cancellation" over the area of Village One West within CFD No. 98-1. The creation of the new district (CFD No. 99-2) will be a much "cleaner" solution and will avoid a jigsaw pattern of overlapping tax rates and boundaries. It should simplify greatly the administration process in the future. The current contract contemplated the modification of the existing CFD No. 98-1. However, the original contract budget was for only assessment engineer/special tax consultant work. The creation of a new maintenance CFD requires a complete district formation process. Creation of the new CFD and modification of CFD 98-1 will involve the following items: · Management of the process to amend CFD 98-1 and formation of CFD 99-2 for the maintenance costs associated with Otay Ranch Village One West. · Establishment of the district boundary and recording a new boundary map · Identify the improvements and confirm the maintenance costs · Develop, confirm, and agree on the special tax rate · Preparation of exhibits to notice the cancellation of the special tax lien on the Village One West portion of CFD No. 98-1 · Process annexation proceedings (including separate boundary map) for CFD No. 97-1 for the City of San Diego waterline parcel. · Process annexation proceedings (including separate boundary map) for the outparcels within Village One West Recommendation We recommend that the current contract be amended to include the items described above as follows: CFD 99-2 Formation $66,000.00 CFD 97-1 Modifications $ 5,000.00 CFD 98-1 Modifications $ 5,000.00 Mr. Cliff Swanson February 15, 2000 (Revised Alarch 20. 2000) Page 10 Again, it should be noted that this budget assumes that an extraordinary number of plan checks will not be incurred. If this occurs for the remaining plan checks, this budget may have to be revised in the future~ SUMMARY The revised workscope described herein addresses the known project issues facing us now. These items are summarized in the table that follows. These items should get us to completion of Olympic Parkway to the SR-125 interchange, barring additional changes in circumstance. Once you have had a chance to review the above, please call us to discuss any comments or questions you may have. Sincerely, McG1LL TiN SELF, iNC. wes, P.E Project Manager Enclosures HGB: mml Mr. Cliff Swanson February 15, 2000 (Revised Alarch 20, 2000) Page 11 SUMMARY OF WORKSCOPE ITEMS AND ESTIMATED FEES FOR IVIMS CONTRACT AMENDMENT NO. 2 TASK Additional Fee to Complete PROJECT MANAGEMENT SERVICES TO MARCH 2002 $ 386,000.00 ENVIRONMENTAL $ 260,000.00 General Permit Coordination Tamarisk Removal Plan Stream Meander Plan Development Offsite Mitigation Identification/Design CFD 99-1 $ 457,000.00 Audit CFD 99-1 Administration Series B Bond Sale CFD 97-3 $ 50,000.00 Audit CFD 97-2 CFD 99-2 Formation $ 66,000.00 CFD 97-1 Modifications $ 5,000.00 CFD 98-1 Modifications $ 5,000.00 PLAN REVIEW $ 634,000.00 Olympic Parkway - Phases I and II Olympic Parkway - Phase III Construction Changes - Phases I, II, and Ill SLTPP Coordination Brandywine to Oleander CONTINGENCY $ 171,000.00 REIMBURSABLE EXPENSES $ 7,000.00 619 ~60 ~46~ ~002 PROPOSAL TO PREPARE: OTAY RIVER WATERSHED EXOTIC PLANT SPECIES MANAGEMENT PLAN Prepareg for: City of Chula Vista 276 Fourth Avenue Chula Vista, California 91910 Attention: Man'lyn Ponseggi Prepared by: Merkei & Associates, Inc. 3944 Murphy Canyon Road, Suite C-106 San Diego, California 92123 Ph: (858) 560-5465 Fx: (858) 560-7779 November 3, 1999 Keith W. Merkel, Principal Consultant ' ' *'? D.vld X, May~d<Biolo~ist wED 10:ZB F.{~ 819 580 5485 ~ 003 Merke; & .4sso~iates Inc .... _ ... OTAY RIVER WATERSHED EXOTIC PLANT SPECIES MALNAGEMENT PLAN BACKGROL~'D The City of Chula Vista has recently completed environmental permitting for the Olympic Parkway extension project through Poggi Canyon. As a condition of welland permits, the preparation of a watershed-wide exotic plant management plan has been required under the U.$. Army Corps of Engineers (Corps) Clean Water Act permit (99-200~100-TCD) and California Department of Fish & Game (CDFG) stream bed alteration agreement (5-57-99). SpecificaI~y, the compliance requirements are as follows: The City of Chula Vista shall prepare a watershad-wide exotic species management plan for the 0lay River and its tributaries, to include eradication of tamsrisk (Tamefix sp.). The plan shah address control methods, a systematic approach to eradieation, potential financing, and regulator,/and administrative methods. The City will not be required to implement any actual eradication work as a condition of this Agreement, but shall lay a foundation for such future work. The City shall be the lead in this program incorporating property. owners and other entities in its efforts. The plan shall be completed and submitted to the Corps and CDFG for review and approval, in coordination with the U.S. Environmental Protection Agency (EPA), U.S. Fish & Wildlife Service (USFWS), and Regional Water Quality Control (R. WQCB) within 12 months of initiation of project construction. To meet this requirement, the management plan must be completed and submitted for review and approval by the agencies no later than October 15, 2000. Thi~ document outlines a technical team and staffing approach, scope of work. schedules, and cost proposal for Merkel & Associates to accomplish this work in satisfaction of the above referenced permit condition. TECHNICAL TEAM AND STAFFING Merkel & ASsociates, Inc. (IVI&A) would serve as the consultant for the completion of the required work. The firm is uniquely qualified to provide these services due to a depth of understanding of the Olympic Parkway permit obligations and agency intent. The ~rm's staff also has a long histot}, of working within the Otay River Valley on such projects as the Otay River Valley Resource Enhancement Plan and Coastal Conservancy land acquisitions. The proposed work would be pe~ormed under the oversight of Mr. Kekh Merkel, principal consultant, and direct management of Mr. David Mayer, senior biologist. Mr. Mayer would be responsible for the day-to-day completion of work efforts and would be responsible for team coordination. Mr. Mayer is highly qualified to perform this role, having served as a senior biologist on a number of large-scale regional projects such as the Emergency Storage Project biological investigations for the San Diego County Wrater Authority. He also has first hand experience in managing exotic species control efforts ~ such locations as the Otay Water District's San Miguel Habitat Management Area, where he has served as the preserve area manager for the past five years. Ms. Melissa Bookcr, associate biologist at M&.A, and Mr. Mark Carpenter, GIS specialist with KTU~-A, will assist Mr. Mayer as the primary project staff. Otay River FFalershed Exotic Plant Species Management Plan I 0310L0O ~ED 1~:29 F~ 619 380 5465 ~ 004 Merl~el & ,Axso~(a..t!.~ lnc M&~ q 99-i ~ 7-00 SCOPE OF WO~ Task 1: Coo~ate w~h Affeaed Parties in Inte~ w~h~ ~e Warmbed The propo~ plan would cross multiple juri~i~tional boun~ri~ ~ludlng those of the of Ch~a Vi~, CiW of ~ Diego, CiW of ~pefial B~h, ~W of San Diego, Bu~au ~nd M~agemem (BL~, ~d USFWS. In a~ition, ~ plan ~oven exmsive are~ of public ~d private pro~ ~at could ~ 8ffec~d by ~e impl~m~tion of the pl~. Under · is ~k, ~e consular will aRerid ~o m~e~gs wi~ ~t~ p~ies m disc~ the plan p~ntion nd present info~ation ~ ~ plan ap~oacE fmdings, ~d proposals. Pressration mater~ls for large goups shall be p~pared on bonds, orethuds, or in a Micros~ P~werPoint rosa, This mk does not include ~e pre~tion of nofic~g materials, gen~ion of ~e notification list, hosz~g of m~etings, or other sp~ial requi~m~ts for public reviews. Task 2: CI~' C~rdination Me~ngs Under ~is ~k, ~e comul~nt shall a~nd fo~ ~Fss meetings wi~ ~e Ci~ of Chula Vis~ (Ci~) Pl~ing D~a~nt ~ff ~d o~ C]~ ~p~ents as deemed appropriate by ~he Ci~ project m~ager, T~k 3: Collea Da~ to Char~teri~ the Plan Area This ~sk ~cludes ~e analysis of basel~ ~m to c~terize t~ physical, biolo~cal, a~ s~io-~litical environment of ~ project ~a. Work includes employing regional GIS dam lay~ ~d digital aerhl imag~ along with li~ted field verification. Dam will k assembled and managed in ~ ~Vi~w GIS fo~t for s~ ~m ~d ~rosofi A~ess ~d Excel for relational ~d~bular dam. The spcci~ ~m to ~ collethal is ~ follows: A. Physical Enviro~ent Wat~he~ and sub-watgrsheds (regional hydrolo~c ~its) Drainage co~s for ~1 s~m o~rs To~phy, slope, ~d Soils and geolo~ Ra~nfall/~omtoring wcl]s/ga~g ~tion dam · Wind ~m B. Biolo~cal Envimm~t Ve~tion · ~ of communi~ disthree Di~ibu~on ~d composition of exotic species Fire history C. Soeio~oliti~l Envkomem Political subdivision bo~ies (fedgml, county, city) · S~cial di~ct ~ies · Zon~g, l~d-use, $d develo~ent p~s · E~8 la~-uses · Consemotion plying boundties Ot~ R~er Waters~d ~ic Plant S~ci~ Manag~em Pt~ 2 03/01,00 wED 10:30 F.LX 619 560 54{55 9005 ,~[erkel d..4r. toeiat~¢ lnc Mt~4 Task 4: I~t~ the Nature and Mqnitude of the Exotic Plant Problem in the Plan Under this ms~ maps of exotic pl~t di~rib~ions will ~ prep~ for each of ~e most noxious w~d species exi~ing ~ the ~y ~ver watershed. ~ese hclude ~ (Tam~& spp.), ~t ~d (A~o do~), p~p~ ~s (~rtaderia selma, Corta~r~ junta), tabor be~ (Rici~ ~mmunis), false n~go (Myo~mm luteurn), wamr hyacB~ (Eicornea crates), ~d possibly o~r species. M~s will be p~ed us~g aerial photogaphs ~d field ve~oa~on. ~ gener~ habi~ and c~cted~cs of ~e en~ronmen~ whe~ T~k 5: Char~ter~ the BiMo~ of the P~ Species Under ~is rusk, ~e s~cific c~ctcristics of ~e ~st s~ei~ ~II ~ descried along ~th the biolo~cal, physical, and land-use conditions ~ha favor ae spread, as well as ~e con~l, of ~e species. ~fo~ation will include a di~ussion of the v~io~ life-~g~, propa~le ~s (s~d, tubers, etc.), pol[inato~ ~d p~&to~, and ~e environmen~ suitable for esmbli~nt. T~k 6: l~nt~' and D~c~s Ava~b~ ~ntrol Me~ures Under ~is ~k, means of co~ll~g the exotic s~eies ~ll be descd~ along wi~ ~y avai~ble ~foaation ~garding past successes and fail~s of ~e descHbed conWol me~ods. ~ addition to ~ffo~ing a literatu~ se~ch, c~ise ~[1 ~ sou~t ~om regional aM na~onaI exerts on a ~icular ~ecies ~d/or congo[ me~od. Biolo~cal, chemical, and m~hani~l me~ will bc considered in ~is ~view, along with habits modification to pmmot~ aive s~cies. T~k 7: Ev~ua~ Control Opt~ Relative to the ~' River W~e~hed Given ~ ma~i~c of the pl~ a~a, con~ol effo~ for widesp~ad s~cies ~ exacted to requ~ impl~cn~on over a prolo~ed ~riod. For ~is ~n, ~¢ cobol me~ds will evaluated on ~e basis of cos~, efficiency, and po~nt~l o~oa in ~e appliesSon or ~plem=nm6on of a p~icu[~ method. T~se o~ions ~ll be considerod with regard to the s~ci~c condi~ons of the Omy ~ver watenhed plan a. T~R 8: Prepare a RecommeMed Ex~c Species M~agennt Appro~h ~is rusk will o~l~e an ~otlc species mana~mem a~roach for ~e O~y River watershed. ~¢~ practical, the ap~ach will ~ do~ ~e ~em into m~agement ~i~ bsd ~r~ on cff~tiveness of ~e m~agement action, and secondly on such ~cton as ~li~eal j~sdicflon, [a~-o~ership, and ~ssible ~anci~ coheres. ~ m~gemcnt appr~ch will pdod~e p~ic~ s~cies anger geo~phic a~$. ~lude spz¢ics whose dis~ibution is ~pidly increasing, arc~ a; ~ s~ing ~ souses for addi~onal cx~nsion, ad a~as ~at are reco~d for ~eir ~gio~l ~anee to the ~m'ation ofn~vz ~bi~ ~d s~ies. ~ managcm~t ap~ach will recommend s~gic ~tion~g of the eon~l eftore to miaizz ~-i~s~tion following emdica~on. The a~roaeh shall Mso identi~ ~s tha~ should be ~d in a ~quent~l msner as compa~d ~o areas ~ere work may be conduc~d Ot~ R~ Watershed ~ic Pla~ S~ies Manageme~ Plan 3 03/01.00 ~ED 10:~1 F.~ 619 ~80 346~ ~008 Merke! & d ~so,ziates. Inc. ,. M& 4 ~ 90-157-00 on a more independent basis. Recommended phasing of work within various r~ches of the watershed will take into account differences between target species based on life history. and typical means of dispersal. Task 9: ldentl. t~ Potential Funding Mechanisrt6 The financing of la_,,ge-scaie exotic spatins control within the Otay River watershed is not presently the focus of any entity. Furthermore, the large size of the plan area and involvement of multiple jurisdictions do not lend themselves to an ic~ntlfication of a single mechanism to finance control efforts. However, several financing options are potentially available, including the following: 1) state and federal funding for conservation (e.g. NCCP local agency grant funding, and USFWS Refuges grant funding); 2) federal and state funding for land management within the o,~ed preserve lands; 3) land rrmnagement endov,~ent funds associated with Otay Ranch RMP land conveyances; 4) local agency contributions to regional preserve management under NCCP; 5) mitigation requirements under Clean Water Act, Endangered Species Act, or Fish and Game Code authorizations; 6) application offrinds from environmental frees and penalties; 7) special assessments, use fees, or in lieu fees for mitigation; and, 8) other mechanisms yet to be identified. While the potential funding mechanisms am significant, this plan is not expected to dictate specific mechanisms to finance implementation of the plan by the various administering entities. Instead, the pl~ will outline implemenmtinn costs by geographic regions and species. The plan will further identi.fy funding options and limitations by drainage reach. It would be incumbent upon any agency or entity adopting the plan to identify specific means of financing those portions of the plan that were applicable to the particular region involved. Task 10: Prepare the Draft Watershed Exotic Species Management plan Under this rusk, the consultant shall prepare a drsf~ management plan for the control of exotic plants ~thin the Otay River Watershed. This plan shall address control methods, a systematic approach to eradication, potential financing and regularDry and administrative methods for the implementation of the plan. The plan shall incorporate opportunities for property owners and other jurisdictions tn participate in th~ plan. The draf~ plan shall be submitted to the Corps and CDFG for review and approval, in coordination wi~h the EPA, USFWS, and P. WQCB. The draft p[an shall be prepared and delivered to the City as 25 bound copies and a camera-ready uriginal document. Tasl{ 11: Prepare tt Final Watershed Exotic Species Management Plan Following ~ceipt of comments on the draft plan, the consultant shall prepare a final plan that ncorporates comments. where appropriate. The consullant shall provide a separate response to a[! comments in the form of a memorandum to Cit}' staff. This final plan shall be delivered to City staff as 25 bound copies and a reproducible CD version incorporating PDF files and Adobe Acrobat PDF reader sol're,are. SCHF_.DULE The schedule for completion of the tasks outlined in the scope of work has been broken down by task overthe course ofthe period of performance. This is illustrated in Figure 1. Otcty River F;'atershed Exotic Plara Specier Mcmagement Plan 4 O3/01,0e ~ED 10:32 F.LX 619 560 5465~007 M'erkeZ. t~_~.ssoclates ]nc. M& 4 ~ F~U~ 1, ~epara~on Schedule for the Exotic Sp~i~ ~nagement Plan Task 1: Coordinate with Portia m linercot within the Watershed Task2; CityCo~dinationMeatings Task 3: Collect Data to Characterize the Plan Area Task 4: Identify the Nature and Magnintde of the Exotic Plant Problem in the Plan Area Task 5: Characterize tha Biology of the Pest Species Iank 6: Identify and Discuss Available Conwo] Measures Task 7: Evaluate Control Options Relative to the Otay River Watershed Task 8: Prepare aRecommencL-d Exotic Species Management Approach ' Tasl¢ 9: Identify Potential Funding Mechanisms Task 10: Prepare the Draft Watershed Exotic Species Management Plan Task 11: Prepare a Fins[ Watershed Exotic Sp~ies Maaagement Plan COST PROPOSAL The cost to complete the work outlined above summarized on vhe attached spreadsheeL This proFcsal covers only those costs that would be incurred by the consultant for labor and materials associated with the preparation of abe plan, It does not address costs associated with City staff time, advertising and hosting of public meetings, reproductions beyond Uhose outlined in the scope of work, or other work not presently contemplated within the outlined scope of sen'ices, Ofay River B~tgrsbid Exotic Plant Species Managersent Plan ;q-;/ 03/01,'00 wED 10:33 F,{X 619 560 5465 ~008 Merkel & Associates, Inc. 3944 Murphy Canyon Roan, Suite C106 · San Diego. CA 92123 Ph. (858) 560-5465 · Fax (858) 560-7779 e-mail: merkelinc@aol.com February 28, 2000 RECEIVED Mr. Harry Burrowes MAR 1 2000 McGill Martin Self 310 Third Avenue, Suite B6 MeGILL MARTIN SELF, Inc. Chula Vista, California 91910 Re: Proposal to Provide Additional Support Services Required by State and Federal Permitting for the Olympic Parkway Project Dear Harry: This proposal is provided in response to the request made by MMS and the City of Chula Vista for additional services required to be completed in order to comply with state and federal wetland permits issued on the Olympic Parkway project. Our proposed scope of work includes the following: · Continued participation in developer, city, and agency coordination. Completion of various wetland permit requirements. · Participation in the development of the required channel meandering plan and off-site mitigation. · Completion of required habitat development monitoring pro~ams for the on-site and off-site wetland mitigation areas. The specific tasks to be completed are outlined below. The attached cost proposal has allocated time and resources based on predicted needs based on past work efforts and the current status of the project. It is assumed that work efforts and budgets may be moved across tasks in order to fully address the particular needs that arise through the course of work completion. 1.0 General Permit Coordination MerkeI & Associates will continue to work with City staff, developers, and the resource and regulatory agencies on issues that arise as the project is developed. This work is for items not addressed below. I. 1 Client Meetings and Coordination M&A will participate in additional client meetings and coordination as requested in order to clarify issues, review plans and submittals, or assist in agency liaison. 1.2 Agency Meetings, Reporting, and Coordination Various agency contact and coordination has been requested that is outside of the scope of the tasks outlined below. Other work under this task is anticipated to be required as unforeseen issues arise that require coordination with the agencies. Biologica', Consultin~ - Environmental Pertaining Habitat Restoration Ecological Management 2.0 Otay River Exotic Species Control Plan This task has been previously addressed under a separate submittal so it is not expanded upon in this proposal. 3.0 4.29 Acre Off-site Mitigation Site Identification and Plan Merkel & Associates will work with City staff, developers, and MMS to obtain and design an off-site mitigation area to meet the 4.29 acre obligation outlined in wetland permits. This work will involve consideration of multiple sites. 3.1 Multiple Site Reviews and Evaluation Merkel & Associates will review several options to meet the off-site mitigation needs. These include the Borst site, Otay Land Company-Goodson site, Wolf Canyon, and the Rancho Jamul Mitigation Bank. 3.2 Site Planning for Wolf Canyon Based on the expectation that Wolf Canyon provides the most efficient means of meeting the project mitigation needs, a conceptual plan will be developed that outlines opportunities to meet the 4.29 acre off-site mitigation needs of the project. This site will be proposed to agencies for comment in a letter with supporting graphics. M&A will respond to any questions raised by agencies during this process. 3.3 Mitigation Plan Development Once sufficient comfort is gained that agencies will accept the Wolf Canyon site as mitigation, a formal mitigation plan will be developed for agency concurrence and implementation. The plan will include required structures, grading, planting, and irrigation plans. 4.0 Stream Meandering Plan Development As a condition of the various state and federal permits, the City has been required to complete a channel design optimization effort to improve the wetland functional characteristics of Poggi Canyon through implementation of a hydrogeomorphic approach. Merkel & Associates will assist in coordinating this effort and will provide biological desiT support to the work conducted by Philip Williams Associates (PWA). 4.1 Development of Meandering Plan M&A will coordinate the development of a meandering channel plan working with PWA to complete field reviews, develop design concepts, evaluate locations for various treatments, and prepare designs for vegetation to support the physical design elements. 4.2 Coordination with Agencies and Team M&A will coordinate with City staff, developers, design engineers and landscape architects, and various agencies to provide input into the design process and to ensure that the plans will be acceptable. M&A will assist in the preparation of textual and graphic presentation materials. 4.3 Plan Presentations and Response to Comments M&A will prepare a presentation of the information collected to agencies and will co-lead a presentation of the design plan with PWA. The presentation will include an analysis of the forces governing the development of the natural conditions of Poggi Canyon. The presentation will then focus on design criteria and finally on design elements to mimic these conditions in the new channel. Following the presentation, M&A will lead the effort to respond to any comments or questions that arise during the agency review period. 4.4 Plan Implementation Inspections and Reporting The meandering plan is anticipated to involve the implementation of several elements which, although subtle, are considered by agencies to be important to the overall development of the channel. These include variations in channel floor topography, meander arcs, wing deflectors, pooling drop structures, etc. Merkel & Associates will work with the City and contractors to ensure that these elements are appropriately incorporated and that channel planting is done in a manner that ensures appropriate habitat development given the conditions existing on the site. 5.0 Regional Water Quality Control Board Aquatic Monitoring As a condition of the Clean Water Act section 401, state water quality waiver, the RWQCB has required a monitoring program be designed and implemented that demonstrates protection of beneficial uses designated for Poggi Canyon. This program is to be designed around the California Stream Bioassessment Procedures, March 1999 manual. 5.1 Develop Monitoring Program and Identify Reference Streams M&A will work with the RWQCB and other resource and regnlatory agencies to select reference streams for implementation oF a program that evaluates maintenance of aquatic habitat values in Poggi Canyon. The program is to be developed to incorporate three urban reference streams and Poggi Canyon. 5.2 Implement Aquatic Resource Success Monitoring Program Under this task, M&A will implement the aquatic resource monitoring program which will include an assessment of benthie invertebrate fauna, water quality parameters, and other elements over the five monitoring years following channel system constmction. 6.0 ACOE/CDFG On-site Mitigation Monitoring and Reporting M&A will conduct both the required monitoring and reporting program outlined within the mitigation program adopted to satisfy permit conditions for the ACOE and CDFG approval. In addition, M&A will conduct regular horticultural monitoring to direct habitat maintenance under the five year establishment period (nominally distributed at monthly intervals over the course of the five year monitoring program). 6.1 Monitoring and Reporting Program (Year 1 ) During the first year of establishment, monitoring is to be completed at zero (baseline), three, six, and twelve month intervals to evaluate early establishment and success milestones within the mitigation site. This monitoring effort includes the initial establishment of monitoring transects and photographic plots to be used throughout the monitoring program. Monitoring and reports as required by the permit conditions will be prepared and submitted to the City, developers, and resource and regulatory agencies. 6.2 Monitoring and Reporting Program (Years 2-4) During years 2-4 success monitoring is to be conducted once per year during the active growing seasons and shall incorporate the use of the established transects and photo plots. Monitoring will assess the status of the mitigation area with respect to the success milestones outlined in the mitigation plan. Appropriate reporting will be completed as part of this task. 6.3 Monito~'ing and Reporting Program (Year 5) During year 5 monitoring and reporting similar to that completed in prior years will be conducted. In addition, the year five monitoring will include a Separate letter requesting bond fund release; time has been budgeted to allow for a field site review with resource and regulatory agencies to facilitate final acceptance and fund release. 6.4 Monthly HorticUltural Monitoring Program (Years 1-5) ' ThrOughout the course of the five year establishment period, horticultural monitoring will be completed to direct site maintenance activities providing recommendations for irrigation, weed control, and replacement planting. This program wi!l be conducted to aid in achieving required success milestones through providing adaptive management of the maintenance program under the direction Of the project design biologist. For budgeting purposes, this effort has been distributed equally over 60 months, however, monitoring is concentrated and more aggressive oyer the growing season and early in the establishment period than will be required during the winter months or during! later years. This horticultural monitoring will be conducted by a senior botanist with considerable revegetation experience. 7.0 ACOE/CDFG Off-sitE Mitigation MonitOring and RepOrting ~ ' ~ i ' In addition to the on-site mitigation, the 4.29 acre Off-site mitigation requirement carries the same monitoring obligations~ This task is designed to implement an eqUivalent monit0ring program~ for the off-site mitigation area. Due to the reduced size and length of the off-site mitigation area, less field work is anticipated to be required to adequately ch~iracterize the mitigation area. To the extent that the off-site mitigation may be implemented and brought into synchrony with the on-site, additional reporting savings may be realized. For the purposes Of budgeting we have assumed that these two efforts are separate and would be addressed as such. 7.1 Monitoring and Reporting Program (Year 1 ) During the first year of establishment, monitoring is to be completed at zero (baseline), three, six, and twelve month intervals to evaluate early establishment and success milestones within the mitigation site. This monitoring effort includes the initial establishment of monitoring transects and photographic plots to be used throughout the monitoring program. Monitoring and reports as required by the permit conditions will be prepared and submitted to the City, developers, and resource and regulatory agencies. 7.2 Monitoring and Reporting program (Year 2-4) During years 2-4,' success monitoring is to be conducted once per year during thel active grow'rag seasons and shall incorporate the use of the established transects and photo plots. Monitoring will assess the status of the mitigation area withI respect to the success milestones outlined in the mitigation plan. Appropriate reporting will be completed as part of this task. 7.3 Monitoring and Reporting Program (Year 5) During year 5 similar monitoring that was completed in. prior years will be conducted ~and reporting will be completed. In addition, the year five monitoring will include a separate letter requesting bond fund release; time has been budgeted to allow for a~eid site review with resource and regulat0ry agencies to facilitate final~acceptanee and fund release. ~ 7.4 Monthly Horticultural Monitoring Program (Years t ;5) Throughout the course of the five year establishment period horticultural monitoring Will be completed to direct site maintenance activities providing recommendations for irrigation, weed control, and replacement planting. This program will be conducted to aid in achieving required success milestones through providing adaptive management of the maintenance program under the direction of the project design biologist. For budgeting purposes, this effort has been distributed equally over 60 months, however, monitoring is concentrated and more aggressive over the growing season and early in the establishment period than' Will be required during the winter months or during later years. This hortiCultUral monitoring will be conducted by a senior botanist with considerable revegetation experience. ' for Reeordati0n of ConservatiOn Easements GiVen recent experience on the. recordingof the Sunbow mitigation easements, it is recognized' that a number of supporting documents will be required and contact with ACOE and CDFG will be necessary. This task has been provided to assist the City and developers in completing the easement recordation for the on-site and off-site mitigation areas. 8~ 1 Aerial Photograph w/Easement BOundaries and Other Photos The ACOE will require the preparation of the new aerial photographs identifying the location of the easement areas and will als0 require the ph0togi'aphiC docum~ntation of the condition' within the easemen/at would prepare similar exhibits for the on-site Poggi Canyon and the iiff-site Wolf Canyon mitigation areas. - 8.2 Coordination with Corps of Engineers, California Dept~ of Fish and Game M&A wi I I work w!th the City and developers to ensure the completion of the conservation easement through coordination with ACOE and CDFG legal staff. 8.3 Coordination With City/Otay Ranch and McMillin As part of the conservation easement it will be necessary to carve out areas that will be reserved for future mitigation banking purposes and coordinate with the City and developers a language which reserves these areas for this intended future purpose. It will also be necessary to develop language and exhibits that illustrate areas for maintenance and future utility needs. M&A will work with the City, developers, and design engineers on these efforts and will prepare textual report materials for this work. M&A is not proposing to conduct any of the required title report searches, or to prepare legal descriptions for. the easements. These tasks should be completed by qualified design engineering staff. The cost proposal to perform the scope of work described aboye is included in the attached spreadsheet. In order to proceed, we would need your written authorization in accordance with the scope of work and cost proposal. We look forward to continuing our work with you On this project. If you have questions regarding this proposal or you need additional information, please do not hesitate to call Us at (858) 560-5645. Sincerely, Keith Merkel Principal Consultant RESOLUTION NO. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING A SECOND AMENDMENT TO THE AGREEMENT WITH McGILL MARTIN SELF, INC., FOR PROJECT MANAGEMENT, PLAN REVIEW AND FINANCIAL SERVICES FOR THE CONSTRUCTION OF OLYMPIC PARKWAY AND AUTHORIZING THE MAYOR TO EXECUTE SAIDAMENDMENT, APPROPRIATING $925,600 FROM THE UNAPPROPRIATED BALANCE OF THE TR33~NSPORTATION DEVELOPMENT IMPACT FEE FUND TO PROJECT STM-331, AND APPROPRIATING $25,500 FROM THE UNAPPROPRIATED BALANCE OF THE POGGI SEWER BASIN DEVELOPMENT IMPACT FEE FUND TO PROJECT STM-331 WHEREAS, the consultant, McGill Martin Self, Inc. (MMS) has been reviewing plans for the construction of Olympic Parkway and the channel easterly of Brandywine and coordinating the Olympic Parkway project including its financing via a community facility district; and WHEREAS, staff recommends amending the MMS contract to include Olympic Parkway from Oleander Avenue to Brandywine and various other items and extend project management services through March of 2002 to ensure successful construction and timing of improvements of this important roadway segment; and WHEREAS, with this amendment, MMS may receive up to an additional $2,041,000 for the work outlined in the second contract amendment for total compensation of $3,821,500; and WHEREAS, the funds for the amendment will be paid by developer reimbursement. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby approve a Second Amendment to the Agreement with McGill Martin Self, Inc. for Project Management, Plan Review and Financial Services for the Construction of Olympic Parkway, a copy of which shall be kept on file in the office of the City Clerk. BE IT FURTHER RESOLVED that the Mayor of the City of Chula Vista is hereby authorized and directed to execute said Amendment on behalf of the City of Chula Vista. BE IT FURTHER RESOLVED that the City Council does hereby appropriate $925,600 from the unappropriated balance of the Transportation Development Impact Fee Fund to Project STM-331 and $25,500 from the unappropriated balance of the Poggi Sewer Basin Development Impact Fee Fund to STM-331. Presented by Approved as to form by John P. Lippitt, Director of J~M. Kaheny, C~_~rney Public Works K:\home\attorney\reso\mms2nd " ~. ~,:...) SECOND AMENDMENT TO AGREEMENT BETWEEN CITY OF CHULA VISTA AND MCGILL MARTIN SELF, INC. FOR PROJECT MANAGEMENT, PLAN REVIEW AND FINANCIAL SERVICES FOR THE CONSTRUCTION OF OLYMPIC P ARKW A Y This first amendment to the agreement ("Agreement"), dated for the purposes of reference only, and effective as of the date last executed, and is made with reference to the following facts: RECITALS WHEREAS, the City ofChula Vista, by Resolution 19346 on January 19,1999, approved an Agreement with McGill Martin Self, Inc. to provide professional services in connection with the Olympic Parkway project; and WHEREAS, an Amendment to the Agreement was approved by the City of Chula Vista, by Resolution 19502 on June 22, 1999 which expanded the scope and extended the services of McGill Martin Self, Inc. to June 2000; and WHEREAS, there is a need for expansion of the project as outlined in the Olympic Parkway financing agreement; to provide services through the completion of the construction of Olympic Parkway (March 2002); and WHEREAS, the City requires significant additional services of the Consultant to ensure successful construction and timing of improvements of this important roadway segment; NOW, THEREFORE, BE IT RESOLVED that the City and Consultant do hereby mutually agree as follows: 1. Section 7 of Exhibit A of the Agreement is hereby amended to read as follows: 7. General Duties: The Consultant shall assign Harry Burrowes, as Project Manager for the project and maintain sufficient local staffing throughout the duration of this project. The Consultant (and their subconsultants) and the Project Manager shall: Perform plan check and review work for Olympic Parkway (Brandywine to SR 125), Olympic Parkway (Oleander to Brandywine), Paseo Ranchero, La Media, and East Palomar Street (East Palomar Street from the easterly McMillin boundary to Olympic Parkway) and H:IHOMEIENGINEERILANDDEVIOL YMPICIMMSAM3 .DOC Page I address related issues which could affect the construction of Olympic Parkway including timing of tentative map approvals for Village 1 West, timing and coordination of plans with the landscape master plan, location of high school site, roadway connections south of Olympic Parkway, City of San Diego waterline relocation, SB300 (Caltrans STLLP) deadlines for bidding and award, coordination with CTV and Caltrans on SR 125, etc. It is anticipated that City staff will have the lead on the above issues through the GDP and SPA review process; Develop and maintain concise work plans that identify critical issues; Establish lines of responsibilities; Prepare and maintain detailed schedule with milestones; Communicate responsibilities to all parties; Document in writing project meetings and decisions including agenda, action plans and minutes; Track project progress and issue status reports; Perform schedule oversight and project coordination on the environmental processing and permitting work including monitoring adherence to the conditions of the permits; Provide observation of installation of stream meander measures within Poggi Canyon; prepare and check plans, sketches and design for offsite wetland mitigation areas; prepare Otay River Watershed Exotic Plant Species Management Plan as required by Corps 404 permit; coordination and support for recordation of conservation easements; Review plans for compliance with acceptable engineering practices, Tentative Maps, proposed Tentative Maps, adjacent improvements (existing and proposed), regional standards and City Standards; Review and make recommendations for related plans and technical reports from initial submittal through final approval; Provide assessment engineering services; Recommend financial district boundaries and provide coordination with the various property owners and potential buyers; Coordinate with adjacent property owners for financial participation in the construction of Olympic Parkway and in the maintenance of Otay Ranch Village I West open space; Prepare the Engineer's report(s) and Special Tax Report(s); Form financial district CFD 99-1 and either another maintenance CFD or process the Change and Modification to CFD 98-1; Assist City in the administration of CFD 99-1; Prepare tables, exhibits and analyses for the second Series B bond sale; Form a new CFD (99-2) for landscape maintenance of Village One West; Modify CFD 98-1 to cancel lien on Village One West; Modify CFD 97-1 to add San Diego Waterline parcels to district; Modify CFD 97-2 to add San Diego Waterline parcels and the "out" parcels of Otay Ranch Village 1 West; Provide CFD and TDIF audit services for CFD 99-1 and CFD 97-3 (Olympic Parkway only); Review financing documents and prepare staff reports and Council agenda items. H:IHOMEIENGINEERILANDDEVIOL YMPICIMMSAM3 .DOC Page 2 2. Section 8 of Exhibit A of the Agreement is hereby amended to read as follows: 8. Scope of Work and Schedule A. Detailed Scope of Work: The improvement of Olympic Parkway is being designed and planned to be constructed in several phases requiring coordination and review of various sets of plans from different consultants. The scope of work for this contract shall include the first phase, second phase and third phase of construction of Olympic Parkway, Olympic Parkway from Brandywine to Oleander, and other roadways and includes full grading and improvement of Olympic Parkway from Oleander to SR 125, full grading and improvement of Pas eo Ranchero and La Media from East Palomar to Olympic Parkway, full grading and improvement of East Palomar from the Village 5 McMillin/Otay Ranch boundary to Olympic Parkway, borrow sites, full grading and improvement of Poggi channel and a public Detention Basin. Full underground utilities will be designed and .constructed as well as parkways, curb, gutter, sidewalk, regional trail, channel maintenance road( s), median, lighting, striping, traffic signals at intersections which require present and future signalization, landscape utilities (potable and reclaimed water, etc.) and landscaping and irrigation for the street parkways and median, trail areas, embankment areas, disturbed areas, the manufactured slopes adjacent to the above listed roadways and the mitigation area. The various road segments may have plans for review associated with mass grading, rough grading, improvements, landscaping and irrigation, erosion control, traffic control and traffic signals and each may be divided onto more than one set of plans. Based upon the Kimley-Hom Study and City Council, the project will provide reimbursement to the developers via a public financing district such as a Community Facilities District, etc., which could incorporate a portion ofthe costs for the full improvement of Olympic Parkway from Brandywine Avenue to the proposed SR 125. The scope of work tasks have been arranged into three inter-dependent major components as follow: 1.0 Project Management, Administration and Coordination 1.1 The Consultant shall create and maintain a detailed project schedule showing critical path items and important milestones. The Consultant shall conduct weekly meetings and additional meetings as needed to ensure that all issues having an impact on the project schedule are addressed and acted upon by the responsible party in a timely manner to meet the project schedule. The Consultant shall communicate and coordinate project issues with, but not limited to, all of the following: Developers, private consultants and engineers, city staff, environmental consultants, permitting agencies, environmental project manager, private and public utilities and public financing team. For each meeting which the Consultant chairs, the Consultant shall H:\HOME\ENGINEER\LANDDEV\OL YMPIC\MMSAM3.DOC Page 3 prepare a comprehensive agenda with goals to achieve and an action plan listing the responsible parties to perform. The Consultant shall also provide to City written minutes of all meetings. On a twice monthly basis, or more often as needed, the Consultant shall provide written progress report for the project status versus the project schedule. 1.2 The Consultant shall manage and coordinate the processing of all plans by tracking the progress of plan check and submittals, determining critical path tasks, acting as departmental and interagency liaison, arranging meetings with City staff, engineers, developers, etc., coordinating information and plans between the various private consultants, monitoring the progress of the environmental permits from the resource agencies and performing all tasks necessary to ensure an efficient, timely plan check of the Project. 1.3 The Consultant shall review all City documents necessary for the construction of Olympic Parkway, Paseo Ranchero, La Media and East Palomar Street to include, but not be limited to: General Planes), Environmental Impact Report(s), and associated technical appendices regarding traffic (including TAZ's, impact analyses, threshold standards, water, wastewater, drainage, geotechnical, etc.), SPA Plans, Tentative Maps and conditions of approval (including proposed tentative maps), Village Design Plans, Kimley-Hom Feasibility Study, Landscape Master Plan, Master Drainage Study and the Public Facilities Financing Planes). The Consultant shall review and be familiar with the City's Subdivision Manual, Landscape Manual, Grading Ordinance, Regional Standard Drawings, City Design and Construction Standards and other City standards. The Consultant shall address all engineering issues and make written recommendations to the City Engineer based on sound engineering and construction practices and City standards, including the City's threshold standards. 1.4 The Consultant shall ensure that plan review comments are in compliance with City and applicable State standards and all related documents. 1.5 The Consultant and team will serve as support to City's staff. As such, the Consultant shall perform tasks needed to ensure project delivery in a timely manner. The first plan check to the City shall be completed no later than 28 days from the date of submittal to the Consultant, the second plan check to the City shall be completed by the Consultant no later than 14 days from the date of submittal to the Consultant, and the third check to the City, and any subsequent plan check to the City, shall be completed by the Consultant no later than 7 days from the date of submittal to the Consultant (all calendar days). These completion dates may be extended upon written approval by the City Engineer or his designee. H:\HOME\ENGINEER\LANDDEV\OL YMPIC\MMSAM3.DOC Page 4 1.6 The Consultant shall implement quality control measures to ensure consistency and uniformity of all projects. 1.7 The Consultant shall provide written documentation to the City of all issues, meetings, project progress and decisions. The Consultant shall be pro-active in identifying issues that impact the project schedule. Once an engineering issue, a policy decision, a financing decision or other issues are identified, the Consultant shall immediately propose an action plan and communicate possible solutions to all responsible parties and follow through on required actions. All decisions shall be documented in writing by the Consultant and submitted to the City. 2.0 Plan Review 2.1 The Consultant shall be responsible for assembling a team of technical personnel under its direction to perform the plan check duties of the City. The Consultant shall be responsible for all aspects of the plan check process to permit issuance, and shall encompass preparing the text for council agenda statements, review of right of way documents and plats, legal descriptions, grading and erosion control plans, landscape and irrigation plans, drainage plans, improvement plans, traffic plans, and related reports (traffic, drainage, sewer, geotechnical, title, etc.) for all improvements including but not limited to: 2.2 Road Grading, Channel, Detention Basin, Adjacent Subdivision and Borrow Site Grading >- Review of rough grading plans for Olympic Parkway, trail, access roads and channel from Oleander through the Sunbow project, mass grading plans for Otay Ranch Village I West including the detention basin, mass grading plans for Otay Ranch Village I, Phase 7, mass grading plans for McMillin's Otay Ranch, Phase 3 (40 scale), mass grading plans for Otay Ranch Village 5, Phase 2, rough grading plans for Olympic Parkway, trail, access roads, detention basin and channel through Otay Ranch Village I West and Phase 7 and Village 5, rough grading plans for Olympic Parkway, trail, access roads and channel through McMillin's Otay Ranch, Phase 3, rough grading plans including trail and sewer access roads for Paseo Ranchero and La Media from East Palomar to Olympic Parkway and rough grading plans including trail and access roads for East Palomar Street from the McMillin Otay Ranch/Otay Ranch Village 5 boundary to Olympic Parkway. >- Review recommendations in geotechnical reports, EIR, Development Agreement and Final Development Plan, the Kimley-Home Feasibility Study, documents listed in subsection 1.3, Corps permits, and other permits to ensure that the grading as proposed complies with all. H:\HOME\ENGINEER\LANDDEV\OL YMPIC\MMSAM3.DOC Page 5 );> Review erosion control plans for compliance with City requirements and review the landscape and irrigation plans. );> Review specifications for grading work, creek/habitat remediation work as appropriate, technical reports, mitigation work, environmental work and permit requirements, retaining walls, concrete culverts, appurtenance structures, compaction, trenching, slope and slide repairs if applicable, and sub-drainage requirements. );> Review adequacy of structural calculations for civil improvements and pavement sections. );> Help prepare and review Detention Basin Maintenance Agreement(s) and City of San Diego waterline encroachment permit and coordinate approval with the Attorney's Office, the Developer(s) and City Council. 2.3 Drainage );> Review drainage plans for conformance with requirements and conditions from ErR, the Kimley-Horne Feasibility Study, Development Agreement(s), the Master Drainage Study, documents listed in Subsection 1.3 above, Final Development Plan, and City Standards. );> Review hydrology calculations for adequacy of assumptions and methodology. );> Review hydraulic calculations for Poggi Canyon channel and all other piped and open systems. );> Review design and plans for creek/channel work, piped systems, drop structures, culverts, desilt basins, extent and flow of overflows, and detention basins. );> Review of off-site impacts both upstream and downstream. );> Review drainage for adequacy for future development. );> Review drainage calculations by local subconsultant to ensure adequacy of channel and detention basin design including appurtenant facilities. 2.4 Streets );> Review improvement plans for Olympic Parkway from Oleander to Paseo Ranchero, Paseo Ranchero to La Media and La Media to East Palomar Street, and East Palomar Street to SR 125. );> Review improvement plans for Paseo Ranchero and La Media from East Palomar to Olympic Parkway. );> Review improvement plans for East Palomar Street from the McMillin Otay RanchlOtay Ranch Village 5 boundary to Olympic Parkway. );> Review roadway improvement plans for compliance with standard engineering practices. );> Review roadway plans for conformance with requirements and conditions from ErR, Development Agreement, the Kimley-Horne Feasibility Study, documents in subsection 1.3 above, Final Development Plan, and City Standards. H:\HOMEIENGINEER\LANDDEV\OL YMPICIMMSAM3 .DOC Page 6 ~ Review plans for horizontal and vertical alignment, intersection design (existing and future), median design, widths, sight distance, turn lanes, curb, gutter and sidewalk, lighting, handicap ramps and ADA requirements, striping, signage, provisions for emergency vehicle access, design of culverts, intersection lighting, etc. ~ Review of traffic signal designs and layout at Olympic Parkway and Oleander, Olympic Parkway and Brandywine, Olympic Parkway and Paseo Ranchero, Olympic Parkway and La Media, Olympic Parkway and East Palomar, Paseo Ranchero and East Palomar Street, and La Media and East Palomar. ~ Coordinate the median and parkway design with the landscape plans. ~ Review landscaping and irrigation plans for the parkways, medians, trail, access road areas, detention basin, drainage charmel and adjacent slopes for Olympic Parkway from Brandywine to SR 125 and from Oleander to Brandywine, to include, but not be limited to, the slopes between Olympic Parkway and Otay Ranch Village I West's and Phase 7's pads, the slopes between Olympic Parkway and McMillin's Otay Ranch, Phase 3's pads, and for the slopes between Olympic Parkway and Village 5's pads. ~ Review landscaping and irrigation plans for the parkways, medians, trail, access road areas, and adjacent slopes for Paseo Ranchero and La Media from East Palomar to Olympic Parkway, to include, but not be limited to, the slopes between Paseo Ranchero and Village I West's and Phase7's pads and the slopes between La Media and McMillin's Otay Ranch's pads. ~ Review all landscaping and irrigation plans for the parkways, medians, trail, and access road areas and adjacent slopes for East Palomar Street from the McMillin Otay Ranch/Otay Ranch Village 5 boundary to Olympic Parkway. 2.5 Utilities ~ Review utility plans for conformance with requirements and conditions from ErR, Development Agreement, Kimley-Home Feasibility Study, documents in subsection 1.3 above, Final Development Plan, and City Standards. ~ Review plans for construction of off-site and on-site utilities and joint utility (electric/gas/cable tv), including locations within right-of-way and easements. ~ Review utility crossings for potential conflicts. ~ Review sewer studies, sewer line sizing and hydraulic calculations. ~ Review fire hydrant locations. ~ Review water and reclaimed water locations, check for sizing with items listed in subsection 1.3 above, and check for conflicts. ~ Review utility relocation plans for conflicts and general coordination. ~ Review City of San Diego water line plans for conflicts and general coordination. ~ Review studies and design of sound walls for Olympic Parkway from Oleander to 200' east of Brandywine. H:\HOME\ENGINEERILANDDEV\OL YMPICIMMSAM3 .DOC Page 7 2.6 Right-of-Way Documents (The following tasks are optional for Olympic Parkway from Brandywine to SR 125 but are part of the scope of services for the portion from Oleander to Brandywine) >- Review closure calculations for accuracy and conformance with right-of-way documents. >- Review legal descriptions of dedications and easements, and to whom dedicated and purpose. >- Review statements for conformance to Map Act and City requirements. >- Review title reports to ensure accuracy and conformance to the right-of-way documents, and any easements or restrictions accurately portrayed on the right-of- way documents. >- Review entitlements being granted to other agencies. >- Review record of survey( s). >- Review A-maps, plats, documents for consistency with improvement, grading, and landscape and irrigation plans. >- Coordinate right-of-way acquisition activities including meetings with acquisition agent and City. 3.0 Financial District Project Management 3.1 District Formation for Olympic Parkway Improvements 3.1(a) The Consultant shall oversee the district formation to fund the improvements of Olympic Parkway based on the Kimley-Home Feasibility Study and Council recommendations. The Consultant shall prepare all Council Agenda Reports to the satisfaction of the City Engineer. 3.1(b) Financial Team With City approval, the Consultant shall: 1) Act as the special tax consultant; 2) coordinate the work of the financing team comprised of a financial advisor, MAl appraiser, market absorption consultant, bond underwriter, bond counsel, or other related consultant expert to establish a public financing district for the improvement of Olympic Parkway from Brandywine to SR 125; and 3) coordinate the work to provide the selection committee and organize the review and selection of the Financial Team. The Contract budget shall include the full cost of assessment engineer and special tax consultant work only. H:\HOME\ENGINEER\LANDDEVlOL YMPIC\MMSAM3.DOC Page 8 3.1(c) District Formation and Bond Sale The Consultant shall manage and oversee the progress of District Formation and the Series A (Original and ReMarketing) and Series B Bond Sale. The Consultant shall prepare the special tax report(s) and related boundary diagram(s), collect available data and shall review, analyze and develop all related documents including but not limited to the Engineer's Report or Special Tax Report, description of improvements, bid documents, developer reimbursements (which may be done as frequently as once per month), cost estimates, cost and quantity audit, compliance with the City's Poggi Sewer and Transportation Development Impact Fee programs, appraisal reports, value-to-lien ratios, assessment and tax formulas (as many as 15 are included), official statement(s) or disclosure documents, bond purchase agreement(s), continuing disclosure, resolutions, etc. The Consultant shall ensure compliance with City Policies. The Consultant shall deliver all final data, information, district diagram, and any other material produced under this agreement in computer digital files compatible with the software utilized by the City within two months of completion of the district or sooner as requested by City. 3.1(d) The Consultant shall document in writing applicable issues, meetings, project progress and decisions and report thereon to the City Engineer. The Consultant shall monitor the progress of the Public Financing District and take all necessary steps to ensure efficient and timely district formation and sale of bonds. 3.1 (e) The Consultant shall facilitate the district formation and bond sales by monitoring the progress of district formation, determining critical path tasks, acting as departmental liaison, arranging meetings with City staff, the financial team, engineers, developers, etc., coordinating information between the various parties, and by performing all tasks necessary to ensure efficient, timely formation of the district and bond sales. The Consultant's tasks shall include, but not be limited to, recordation of the boundary map, provide legal notice, perform all work associated with the ballot, update and amend the special tax report to reflect final cost estimates, amend and record the CFD boundary map (as necessary), prepare the final special tax report for Council approval, determine the property owner protest, prepare tables and other information required by the Underwriter for inclusion in the Official Statements, prepare and execute a special tax consultant certificate confirming the adequacy of special taxes to meet debt service requirements for the bond issues; assist in the preparation of the Acquisition/Financing Agreement and subsequent amendments for CFD 99-1. 3.1(f) The Consultant shall attend Council meetings to present the information to Council regarding district formation and bond sale or other related items. The Consultant H:\HOMEIENGINEER\LANDDEV\OL YMPIC\MMSAM3.DOC Page 9 shall prepare, to the satisfaction of the City Engineer, all Council Agenda reports necessary for completion of district formation and financing. 3.2 CFD 98-1 Lien Release and CFD Formation for Otay Ranch Village 1 West (CFD 99-2) 3.2(a) The Consultant shall oversee the district formation to fund the maintenance costs associated with Otay Ranch Village I West and prepare and record CFD 98-1 lien releases. As an alternative, the maintenance could be made a part of CFD 98-1 as a zone within the overall district and which change and modification process would be substantially similar to district formation. The Consultant shall prepare the text of Council Agenda Reports to the satisfaction of the City Engineer. 3.2(b) With City approval, the Consultant shall: 1) Act as the special tax consultant; 2) coordinate the work of the financing team comprised of legal counsel, City staff and/or other related consultant expert to establish a public financing district for the maintenance of Otay Ranch Village 1 West or alternately process a change and modification to CFD 98-1 to create a zone for this maintenance; and 3) coordinate the work to provide the selection committee and organize the review and selection ofthe Financial Team. The Contract budget shall include the full cost of assessment engineer and special tax consultant work only. 3 .2( c) District Formation and Bond Sale The Consultant shall manage and oversee the progress of District Formation or of the change and modification. The Consultant shall prepare the special tax report(s), legal description and related boundary diagram(s), collect available data and shall review, analyze and develop all related documents including but not limited to the Special Tax Report, description of improvements, cost estimates, cash flow analysis for the first five years of maintenance, analyze impact to City of any "special" versus "general" benefit, review petition, appraisal reports, value-to-lien ratios, assessment and tax formulas (as many as 15 are included), or disclosure documents, resolutions, etc. The Consultant shall ensure compliance with City Policies. 3.2(d) The Consultant shall document in writing applicable issues, meetings, project progress and decisions and report thereon to the City Engineer. The Consultant shaU monitor the progress of the Public Financing District and take aU necessary steps to ensure efficient and timely district formation. H:\HOME\ENGINEER\LANDDEV\OL YMPICIMMSAM3 .DOC Page 10 3 .2( e) The Consultant shall facilitate the district formation by monitoring the progress of district formation, determining critical path tasks, acting as departmental liaison, arranging meetings with City staff, the fmancial team, engineers, developers, etc., coordinating information between the various parties, and by performing all tasks necessary to ensure efficient, timely formation of the district. The Consultant's tasks shall include, but not be limited to, recordation of the boundary map and other documents or maps, provide legal notice, perform all work associated with the ballot, the special tax report, special tax formula, description of district and facilities, cost estimates and coordinating to concurrence the developer cost and type of landscape items with various City staff, list of property owners, amend and record the CFD boundary map (as necessary), prepare the final special tax report for Council approval, determine the property owner protest and prepare the disclosure form in two page format for use by the City. The Consultant shall deliver all final data, information, district diagram, and any other material produced under this agreement in computer digital files compatible with the software utilized by the City within two months of completion of the district or sooner as requested by City. 3.2(f) The Consultant shall attend Council meetings to present the information to Council regarding district formation and other related items. The Consultant shall prepare, to the satisfaction of the City Engineer, all Council Agenda reports necessary for completion of district formation and financing. 3.3 CFD 97-3 and proposed CFD 99-1 Audit Work 3.3(a) General. The Consultant shall be responsible for providing auditing services for Olympic Parkway costs included in CFD 97-3 and proposed CFD 99-1 . These services shall include, but not be limited to, reviewing the developer's requests for each phased payment for conformity with Financing Agreements and City's policies, state law, certifying that all costs are eligible and payments have been paid to the appropriate contractor to ensure that the acquired improvements are lien free, and summarizing all costs to be reimbursed by the district fund. 3.3(b) Review Relevant Contract Documents Consultant shall obtain and review all relevant construction contract documents, the Special Tax Report, the financing agreement, all change orders, the as~built drawings, the resolution of intention, Transportation, Public Facilities, and Poggi Sewer Basin Development Impact Fee programs (DIF), and all other pertinent documents, City policies and laws. H:IHOME\ENGINEERILANDDEVIOL YMPICIMMSAM3 .DOC Page 11 3.3(c) Meet with Accounting Staff Consultant shall meet with the developers' and City's accounting staff to identifY and confirm the accounting documents that will be required by the Consultant. Such documents shall include, but not be limited to, copies of invoices, canceled checks, change orders, unconditional lien releases, and other documents reflecting the items constructed and their cost. Improvement costs will be summarized by the consultant as DIF eligible or not. Meetings shall be documented in writing by the Consultant. 3.3(d) Perform Audit Services The Consultant shall review each payment request submitted to the City for reimbursement from the District fund. The Consultant shall request additional documentation from the developer as needed. The Consultant shall provide written documentation to the City to include: I) an analysis comparing the original estimate to the actual cost; 2) a letter of audited cost; 3) an executive summary and audit format; 3) an improvement location map; 4) a City of Chula Vista acceptance letter; 5) a summary of hard and soft costs prorated as DIF (Transportation DIF, Poggi Sewer DIF, and Public Facilities DIF) eligible and non DIF eligible; 6) a contract summary outlining the original price, change orders, and final contract price; 7) invoices, canceled checks, and unconditional lien releases; and 8) certification by the Consultant that the costs are eligible for reimbursement and that the request complies with the AcquisitionlFinancing Agreements. Requests for payments shall be consistent with the terms of the AcquisitionlFinancing Agreements for each District. Audit services described above shall be pursuant to the CFD 99-1 AcquisitionlFinancing Agreement. The CFD 99-1 AcquisitionlFinancing Agreement may list more facilities than can be financed via CFD 99-1. For purposes of this Agreement, the Consultant shall complete the audit of costs (hard and soft costs) for purposes of release of CFD 99-1 funds in accordance with the AcquisitionlFinancing Agreement for CFD 99-1 and for purposes of establishing DIF credit. Audit services for the Olympic Parkway improvements for CFD 97-3 shall be completed and be pursuant to the CFD 97-3 Acquisition/Financing Agreement. 3.4 CFD 97-2 Revisions 3.4(a) The Consultant shall perform the services necessary to amend CFD 97-2 to annex the City of San Diego waterline parcels and the "out" parcels on Otay Ranch Village One West. This work shall include modifYing the Boundary Map and coordinating one election (if required), coordinating with the City and the City's legal counsel, and preparing the necessary documents for the addition of these parcels to the CFD. The H:\HOMEIENGINEERILANDDEV\OL YMPIC\MMSAM3.DOC Page 12 Consultant shall prepare the text of Council Agenda Reports to the satisfaction of the City Engineer. 3.5 CFD 97-1 Revisions 3.5(a) The Consultant shall perform the services necessary to amend CFD 97-1 to annex the City of San Diego waterline parcels. This work shall include modifying the Boundary Map and coordinating one election (if required), coordinating with the City and the City's legal counsel, and preparing the necessary documents for the addition of these parcels to the CFD. The Consultant shall prepare the text of Council Agenda Reports to the satisfaction ofthe City Engineer. 3.6 Project Coordination The consultant shall assume the lead in coordinating meetings with City of Chula Vista staff and developers, including preparing and distributing minutes of meetings to the participants for approval. B. General The consultant shall perform all duties outlined in Exhibit A to the full and complete satisfaction of the City. The consultant shall meet with the Director of Public Works, or his designee, upon presentation of the Consultant's monthly invoice to review the invoice. Said invoice shall include a narrative description of the work performed. On a quarterly basis, the Consultant shall meet with the Director of Public Works, or his designee, and other City staff as required by the City, to review and discuss status of the project and work achieved. C. Date for Commencement of Consultant Services: ( ) Same as Effective Date of Agreement (X) Other:_ Upon written direction by the City Engineer. D. Dates or Time Limits for Delivery of Deliver abies: Consultant shall complete all work excluding audit services by March 2002. E. Date for completion of all Consultant services excluding audit services: March 2002. 3. Paragraph (C) of Section 11 of Exhibit A of the Agreement is hereby amended to read as follows: H:\HOME\ENGINEER\LANDDEV\OL YMPIC\MMSAM3.DOC Page 13 C. (X) Hourly Rate Arrangement For performance of the Defined Services by Consultant as herein required, City shall pay Consultant for the productive hours of time spent by Consultant in the performance of said Services, at the rates or amounts set forth in the Rate Schedule hereinbelow according to the following terms and conditions: () Not-to-Exceed Limitation on Time and Materials Arrangement (X ) Limitation without Further Authorization on Time and Materials Arrangement Notwithstanding the expenditure by Consultant of time and materials in excess of said Maximum Compensation amount, Consultant agrees that Consultant will perform all of the Defined Services herein required of Consultant for $3,571,500, ($32,000 is for copies and reports as identified in Section 12 of the Second Amendment to the Agreement) including all Materials, and other "reimbursables"; and Consultant agrees that Consultant will perform additional services on a time and materials basis as authorized by the City Manager upon written authorization by the City Manager and with Consultant concurrence for an amount not to exceed $250,000 ("Contingency"). Said additional work shall not be performed until authorized by the City Manager in writing. The total amount of compensation for this contract and amendment is $3,821,500 ("Maximum Compensation"). Category of Employee of Consultant Sr. Principal Principal Manager Manager Senior Professional Associate Professional Assistant Professional Drafter, Designer Secretary IClerkIT echnical Rate Schedule Name Michael McGill, Marta Self Harry Burrowes K. HalvorsonlG.Mattson Varies Varies Varies Varies Varies Varies Hourly Rate $150.00/hour $135.00/hour $120.00/hour $120.00/hour $11O.OO/hour $IOO.OO/hour $85.00/hour $70.00/hour $55.00/hour ( ) Hourly rates may increase by 6% for services rendered after [month], 19 , if delay in providing services is caused by City. H:\HOME\ENGINEERILANDDEV\OL YMPICIMMSAM3.DOC Page 14 (X) Hourly rates are subject to annual adjustment in May of each year. Any rate change is subject to written approval by the City Manager. 4. Section 12 of Exhibit A ofthe Agreement is hereby amended to read as follows: 12. Materials Reimbursement Arrangement For the cost of out of pocket expenses incurred by Consultant in the performance of services herein required, City shall pay Consultant at the rates or amounts set forth below: o None, the compensation includes all costs. Cost or Rate (X) Reports, copies, printing and postage, Not to exceed $32,000: () Travel, not to exceed $ () Delivery, not to exceed $ () Long Distance Telephone Charges, not to exceed $ () Other Actual Identifiable Direct Costs: , not to exceed $ , not to exceed $ actual cost 5. Section 19 of Exhibit A of the Agreement is hereby amended to read as follows: 19. City's Account Numbers: 621-6210-STM331 408-4080 DE1419 408-4080 DQ453 408-4080 DQ445 408-4080 DE 408-4080 DE Poggi Basin Sewer DIF Security for Performance ( ) Performance Bond, $ ( ) Letter of Credit, $ ( ) Other Security: Type: Amount: $ ( ) Retention. If this space is checked, then notwithstanding other provisions to the contrary requiring the payment of compensation to the Consultant sooner, the City shall be entitled to retain, at their option, either the following H:\HOMEIENGINEERILANDDEV\OL YMPICIMMSAM3.DOC Page 15 "Retention Percentage" or "Retention Amount" until the City determines that the Retention Release Event, listed below, has occurred: ( ) Retention Percentage: _% ( ) Retention Amount: $ Retention Release Event: ( ) Completion of All Consultant Services ( ) Other: [end of page. next page is signature page.] H:\HOME\ENGINEER\LANDDEV\OL YMPICIMMSAM3.DOC Page 16 SIGNATURE PAGE TO SECOND AMENDMENT TO AGREEMENT BETWEEN CITY OF CHULA VISTA AND MCGILL MARTIN SELF, INe. FOR PROJECT MANAGEMENT, PLAN REVIEW AND FINANCIAL SERVICES FOR OLYMPIC PARKWAY FROM BRANDYWINE TO SR-125 IN WITNESS WHEREOF, City and Consultant have executed this ~Second Amendment to the Agreement thereby indicating that they have read and understood same, and indicate their full and complete consent to its terms: Dated: ,19_ City of Chula Vista by: Shirley Horton, Mayor Attest: Susan Bigelow, City Clerk Approved as to form: John M. Kaheny, City Attorney Dated: .-' By: G. Burrowes, PE. H:\HOME\ENGINEERILANDDEV\OL YMPICIMMSAM3.DOC Page 17 COUNCIL AGENDA STATEMENT ITEM: ,.5' MEETiNG DATE: March 28, 2000 ITEM TITLE: Resolution Amending the Fiscal Year 1999-2000 budget for the City Clerk's Department to appropriate $25,184 in additional funding for office supplies and unanticipated ~0 election costs SUBMITTED BY: City Clerk Approval of the resolution will add $3,000 to the City Clerk's budget for paper supplies for the networked copier and $22,184 to the Elections budget to cover the costs of ( 1 ) services provided by the Registrar of Voters to tabulate signatures on the solid waste referendum petition ($13,484) and (2) two Charter amendments placed on the March 7, 2000 ballot. RECOMMENDATION: The Council amend the FY 1999-2000 budget to cover the above costs, funded from the available fund balance in the General Fund. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: On June 17, 1999, the City Clerk presented to the Council the proposed operations and elections budgets for the City Clerk's Office for FY 1999-2000. At that time, the Council conceptually approved the budgets, including $3,000 for paper supplies for the new networked copier. The $3,000 was inadvertently omitted from the final budget document. In addition, a referendum petition was submitted during the current fiscal year against the solid waste management ordinance. The Registrar's costs to tabulate the signatures was $13,484. Finally, the budget allocation for the March 7, 2000 election did not include the cost to add two Charter amendments to the ballot. Adoption of the resolution will amend the City Clerk's budgets to accommodate these additional costs. FISCAL IMPACT: The net impact on the General Fund for FY 1999/2000 is $25,184 ($3,000 to the City Clerk's Operations office supply account and $22,184 to the City Clerk's Elections professional services account). .5-/ COUNTY OF SAN DIEGO Estimate REGISTRAR OF VOTERS 5201 RUFFIN ROAD, SUITE I Number: E343 SAN DIEGO, CA 92123-1693 Telephone (619) 694-3400 Date: February 07, 2000 Bill To: Ship To: City of Chula Vista Attn: City Clerk 276 Fourth Avenue Chula Vista, CA 91910-2631 Terms Option Number Registered Voters Activity Org # Fund/Account net 30 days 1101 t69~5 j Primary Election 4232 513500/0800 Date ;Description Amount March 7, 2000 Consolidated Costs 21,814.00 Sample Ballot Costs 16,883.00 Total 38,697.00 Please make your check payable to: County of San Diego. Call (858) 694-3424 if you have questions about this billing. RESOLUTION NO. 2000- RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AMENDING THE FISCAL YEAR 1999-2000 BUDGET FOR THE CITY CLERK'S DEPARTMENT TO APPROPRIATE $25,184 IN ADDITIONAL FUNDING TO COVER INCREASED COSTS WHEREAS, on June 17, 1999, the City Council approved, in principle, the budget for the Office of the City Clerk for Fiscal Year 1999-2000; and WHEREAS, the amount of $3,000 for increased costs in office supplies was inadvertently omitted from the final budget for Fiscal Year 1999-2000; and WHEREAS, a referendum petition against the City's solid waste management ordinance was submitted, and the cost of the services of the Registrar of Voters to tabulate the signatures and certify the results was $13,484, an unanticipated expense; and WHEREAS, the cost to place two proposed Charter amendments on the March 7, 2000 ballot was also unanticipated and increased the costs of the services of the Registrar of Voters. NOW, THEREFORE, BE IT RESOLVED that the amount of$25,184 is hereby appropriated --- from the available fund balance in the General Fund to the City Clerk's Fiscal Year 1999-2000 budget. Presented by Approved as to form by City Clerk PASSED, APPROVED, and ADOPTED by the City Council of the City of Chula Vista, California, this 28th day of March, 2000, by the following vote: AYES: Councilmembers: NAYS: Counci lmembers: ABSENT: Councilmembers: Shirley Horton, Mayor ATTEST: Susan Bigelow, City Cle~'k STATE OF CALIFORNIA ) COUNTY OF SAN DIEGO ) CITY OF CHULA VISTA ) I, Susan Bigelow, City Clerk of Chula Vista, California, do hereby certify that the foregoing Resolution No. 2000-__ was duly passed, approved, and adopted by the City Council at a regular meeting of the Chula Vista City Council held on the 28th day of March, 2000. Executed this day of March, 2000 Susan Bigelow, City Clerk COUNCIL AGENDA STATEMENT ITEM ~ MEETING DATE March 2,8, 2000 ITEM TITLE: Resolution Amending the FY 1999/00 Budget to Add seven (7.00) positions to the Human Resources Department, associated equipment and furnishing and additional funding for various operating accounts including advertising, hourly salaries, and professional services; amending the contract with John Shannon Associates to complete Phase H of the Compensation/Classification Study and waiving the consultant selection process; authorizing the additional payment of $45,000 to Wolf Consulting Group to finalize the Executive/Senior Management Role Definition process; and appropriating $2:34,654 from the unapproprlated fund balance of the General Fund and $43,250 from the unappropriated fund balance of the Public Facilities Development Impact Fee (DW) Fund, therefore. SUBMITTED BY: Director of Human Resources Deputy City Manager REVIEWED BY: City Manager ~y ~ (4/51h Vote: Yes X No__) SUMMARY: The Human Resources Department is requesting the addition of seven (7.00) full-time positions. 2.00 are related to increased recruiting levels; 2.00 are related to Phase 1I implementation and subsequent maintenance of the Classification Plan; and 3.00 are to perform duties and provide support in response to the increasing number and complexity otissues associated with a greater number of employees and volunteers ($89,654 General Fund). Also requested is funding for the associated supplies and office equipment for these positions ($43,250 Public Facilities DIF); and, additional funding not directly related to these positions for advertising, hourly salaries, and professional services ($145,000 General Fund). RECOMMENDATION: It is recommended that Council adopt the Resolution amending the FY 1999/00 Budget to add seven (7.00) positions to the Human Resources Department, associated equipment and fumishings and additional funding for various operating accounts including advertising, hourly salaries, and professional services; amending the contract with John Shannon Associates to complete Phase H of the Compensation/Classification Study and waiving the consultant selection process; authorizing the additional payment of $45,000 to Wolf Consulting Group to ~nalize the Executive/Senior Management Role Definition process and appropriating $234,654 from the unappropriated fund balance of the General Fund and $43,250 from the unappropriated fund balance of the Public Facilities Development Impact Fee (DIF) Fund, therefore. BOARD/COMMISSION RECOMMENDATION: N/A DISCUSSION: It is the goal of the Human Resources Department to provide superior customer service to both our internal and external customers. Throughout the year it has become apparent that to maintain even an acceptable level of service in light of the addition of staff and volunteers throughout the City, and to uphold the Council's commitment to develop and implement a Classification Plan, that additional staffing and operating funding is necessary this fiscal year. The recommended staffing and funding will provide the necessary support for the City' s human resources services. Following is a detailed description of the recommended positions and funding. One {1.00) Personnd Analyst (FY99/OO-$10,200;FY00/01-$61,198)- This position is being requested to meet the demands placed on Human Resources as a result of a growing workforce related to growth of the City. The addition, city-wide, of 75 new positions this year (including mid- year requests) has created an ongoing workload increase for the Department's 2.5 Personnel Analysts. In order to maintain the efficiency of City operations, other departments must rely on HR to fill vacancies expeditiously without sacrificing quality. The current exam load of 35 per analyst is not expected to lessen. Looking at only one workload indicator - applications processed - one can see how this growth has impacted HR. In FY97/98, the department processed (accepted via mail or the front counter, input into the Sigma System, screened and notified) 3,038 employment applications. The number increased to 5,141 in FY98/99 and the year to date figure as of February 2000, was 4,737. Taking into account anticipated activity (both ongoing and new position reeruitments), the number should easily exceed 8,000 by the end of the fiscal year. This will represent a 55.6% increase over the FY98/99 workload. Other duties performed by the analysts include: · Advisor to assigned departments' management on all non-sensitive personnel issues. · EEO-related responsibilities. · Surveys - The HR Department receives a minimum of 60 surveys from other government agencies to complete each year. On the average, it takes 1-2 hours to complete one survey. These surveys are almost always time sensitive and often lengthy and complex. Given our frequent requests for information and oral board raters from cities in the County, it is more than a courtesy that we respond to these requests for information. It is essential that we can rely on these agencies for assistance and therefore, we must assist them as much as possible. · Trouble-shooting payroll issues. · Other employee issues requiring research, meetings, follow-up action. · Special projects are assigned on a regular basis. The last time an analyst position was added was in 1991. From 1991 until July 1995, there were three full-time analyst positions and less than half the exam load. One (1.00) City Volunteer Coordinator (FY99/00-$10,200; FY00/01-$61,198) - Today, with more than 800 volunteers providing assistance to most City departments, there is a need for a coordinator to oversee these resources on a city-wide basis. The majority of these volunteers serve in the Police Department, Library and Recreation Department and at the Nature Center. Of these departments, only the Library and Nature Center have staff dedicated to coordinate their operations' volunteers (the Library has a. 50 Volunteer Coordinator and the Nature Center has a full-time Volunteer Coordinator). All other departments have assigned the scheduling and timekeeping functions for volunteers to various staff members. While these positions have been successful in the aforementioned departmental coordination efforts, they cannot be expected to evaluate potential habillty and risk exposures presented by a Volunteer Program on an organization wide basis. That will be the job of the City Volunteer Coordinator, while department coordinators will retain the scheduling and timekeeping functions within their departments. Of primary concern is the need to control placement, monitor volunteer activities for purposes of liability, and ensure training is received where necessary. Volunteers provide services which may include driving, physically demanding duties and pubhc contact - all which require the attention, oversight and coordination with Risk Management in order to protect the City while making the best use of these valuable resources. When the City' s Volunteer Program was started in 1979, there was a half-time coordinator to oversee city-wide 1/10t~ the number of volunteers we have today. At that time in history we were not faced with many of the employment and tort liability issues that we see today. Issues related to potential liability have arisen several times this past year requiring assistance from both the Assistant Director of Human Resources and the Risk Manager in order to mitigate the potential liabilities. With a position assigned to coordinate the volunteer functions city-wide these issues could be avoided entirely. In addition to coordinating the screening, placement and training of volunteers, the City Volunteer Coordinator will be responsible for planning and carrying out the annual Volunteer Recognition Event. Preparation for this event is a duty currently performed by the Department's Confidential Administrative Secretary - requiring a minimum of 40 hours of her time, adding to her already heavy workload and diverting administrative support services from the Director and the Assistant Director. One (1.00) H.R. Operations Manager (UC) (FY99/00-$15,890; FY00/01-$95,340) -Requested is a new Senior Management position with primary responsibility for overseeing the day-to-day management of the Operations Division of the HR Department. This position is essential to allow the Assistant Director to focus on: 1) Providing assistance to departments in discipline and other sensitive personnel issues. One personnel issue handled improperly can cost the City thousands of dollars in litigation and lost productivity costs; 2) Development ofpohcies, procedures and programs such as: Violence Prevention Program, making necessary revisions to the Harassment and Discrimination Policy, Drug-Free Workplace Policy, Cultural Sensitivity Program, Administrative Policy on Discipline, and a Sick Leave Abuse Policy, just to name a few; and, 3) Coordinating activities with Organization Development and Training (ODT) and overseeing Risk Management activities. The H.R. Operations Manager will assume the following duties from the Assistant Director of Human Resources: · Supervision of the Classification and Personnel Analysts and administrative support stafE · Provide greater liaison and coordination with departments in the recruitment process. · Handle overflow recruitments and those recruitments that are at the Senior and Executive level. · Have a major role in budget preparation and monitoring. · Develop procedures to streamline and increase effectiveness of the employee selection process. · Administer the position control system (a time-consuming and essential duty) and oversee the Classification Study process. Two (2.00) Classification Analysts (FY99/00-$23,110; FY 00/01-S138,659) - Last year, it was recommended and approved by Council, to conduct a classification study of each of the 275 plus non- sworn classifications in the City. A city-wide classification analysis had not been conducted since 1989. On demand, the Director has performed rudimentary classification studies. Due to the demand volume and the attention needed, the Director has not been able to keep up with the demand. The result has been an extremely dysfunctional Classification Plan that has produced inequities and poor employee morale. To ensure that this does not happen in the future, the goal is to develop meaningrid, legal job descriptions, appropriate pay scales and to reduce the overall number of distinct classifications. The initial review of these classifications will take anywhere from 18 to 24 months. Due to workload within the Department it is mealistic to expect existing staff to conduct the needed studies on anything other than an "as time permits" basis. Additionally, classification analysis requires specific expertise that the current staff does not possess and would not be feasible to provide them with given the limited amount of time that they would be able to devote to this function. John Shannon, the salary and classification consukant, has recommended that two thll-time permanent staff positions be added to address only classification issues. The two Classification Analysts will work with the Consultant in conducting the study of clerical classifications in order to learn and develop a standardized analysis tool. The Analysts will use these tools in conducting studies of the remaining positions and will be responsible for updating and maintaining the Classification Plan once it has been established. Without adding positions with these specialized skills and requisite expertise, the Classification Study will not be completed in a timely manner, which could jeopardize our commitment to CVEA, to complete the project prior to the expiration of their contract in June 2001. The delay in completing the initial classification study would be anywhere from 12 to 18 months and only if other human resources work were set aside or substantially delayed. As was described in the justification of the additional Personnel Analyst position, we are already barely meeting our demands and it would be unreal to expect that those demands as well as the need to address classification issues could be met without the addition of these positions. We have expl6red the possibility of "contracting-out" this function and have determined that it would be significantly more costly than adding the two positions and would not provide the continuity and on-going support necessary to maintain the Classification Plan. Subsequent to the Clerical Study, the Classification Analysts will be charged with maintenance of all class specifications and the overall Classification Plan. Their duties will include: · Bi-annual review of each class specification to keep the duties and requirements current for recruitment purposes. · A study of positions in each classification every five years to ensure accuracy of class descriptions and pay equity. Each such study will take from two weeks to two months depending upon the number of positions in the class and complexity of functions. Assuming 250 classifications at the conclusion of the city-wide study, each analyst would be responsible for the review of 25 classifications each year, plus non-scheduled studies. · Classification studies for any position that experiences significant changes in job duties. · Review of all positions requested as part of the budget process. · Regular salary surveys either as part of a labor agreement or for periodic review to determine market placement and completion of the annual C CP A survey of all agencies in the County. · Coordination of all classification revisions with the appropriate labor groups, if necessary. · Regular updating and negotiating of the Bump Charts used in the event of layoffs if necessary. One (1.00 FTE) Sr. Risk Management Specialist/Workers' compensation and Disability Management (FY99/00~$12,000; FY 00/01-$69,311) Each year the City spends an average of $1.6 M on costs related directly related to workers' compensation issues. These costs include insurance premiums for excess coverage, contractual administration, indemnity, medical, rehabilitation and legal costs. Not included in this figure are the soft costs associated with work injuries such as paying overtime to cover the absences of public safety employees, lost productivity, effects on actuarial assumptions due to increased disability retirement activity, and the loss of the City's investment in those employees who are disabled by their injuries to the extent that they can no longer work. Through the City's Safety program efforts to reduce the number and extent of injures are on going, and we have seen a reduction in the number and cost of claims. This however, is just one aspect of the risk management of workers' compensation. The City currently contracts with Tristar Risk Management for the handling of our estimated 225 claims per year as our third party administrator (TPA). While the TPA handles the day-to-day claim processing and administration there is still a large amount of work to be done by City staff to effectively manage these claims. Currently, the City's Risk Manager spends a minimum of 25% of her time on workers' compensation related items. In addition to taking away from her time to manage the City's overall risk, she is only able to address the most superficial and pressing issues related to workers' compensation. Because of this, the injured employees and the departments for whom they work are suffering. Employee settlements, disability retirement determinations, review of modified work assignments are not being given the detailed level of attention they deserve, nor or they being completed in as timely a manner as they could be. The lack of time available to existing staff to pay attention to details also weakens the City's defense when appearing at the Workers' compensation Appeals Board, Small Claims Court, and other judicial venues. Last spring when the staffing needs of the Risk Management Division were brought forward to the Council it was anticipated that by relieving the Risk Manager of the other duties for which staff was approved (e. g. Benefits Manager, additional Safety and liability positions, and clerical staff to keep up with maintaining the employees' workers' compensation and medical files) that there would be enough time available to address the issues associated with workers' compensation. It is now apparent that not only are the tasks associated with workers' compensation more time consuming than initially thought, they are also in need of more detailed attention than is available in order to reduce costs and increase revenues. These duties are also taking away from the Risk Manager's ability to manage the City' s overall risks or to provide guidance and support to the other Risk Management functions. If the Risk Manager's time spent on workers' compensation were freed up she could: 1) explore in detail whether it is in the City' s interest to maintain our current sell-insured retention or whether if we lower or increase it; provide coordination of the Risk Management Division, HR Operations and other City functions as they relate to Risk Management; 3) meet with department managers to look at our exposure and asset protection issues among other things. The recommended Sr. Risk Management Specialist position would be charged with: · Developing and implementing a Return to Work Program · Developing a relationship with the injured workers, sheparding them through the workers' compensation process, a process that can be quite alienating and confusing by design. · This position will work closely with the TPA in developing plans of action, conducting regular claim reviews, and ensuring that the claim is being handled in the most beneficial manner to the City and the claimant. · The position will, with the help of a consultant, develop job analyses of each job in the City and will update these descriptions when job tasks are changed or modified by the purchase of new equipment, These job analyses would identify the essential functions of each job and will be incorporated into each job description and in all recruitment material used in the City. · The position will refine the workers' compensation a cost allocation methodology to ensure that each department carries their "fair share" based not only on their experience but also on the risk exposures they produce. · Risk Management 's Safety team and this position will work hand in hand in investigating injury reports, developing preventative measures where appropriate, and ensuring that an alleged injury is actually the result of or aggravated by the employee's job. · The position will continually evaluate whether the City is better served by continuing to contract for our claims administration or by bringing that function in-house. They will also look at whether it would be feasible to contract out our services to other agencies to offset the capital start up costs and to provide a revenue stream. · The position will provide on-going training to supervisors, employees, and payroll clerks on the importance of timely reporting, how the workers' compensation process works, their role in the process, etc. · The position will review cost containment measures (e.g. negotiating with outside counsel, bill review etc.), to ensure we are getting the best service at the best rates and to identify better ways of doing business. · The position will be responsible for coordinating ADA and Permanent and Modified Alternative Accommodations. · This person would pursue recovery of money via subrogation against third parties responsible for employee injuries (e.g. motor vehicle accidents, defective equipment, etc. ). Other tasks that this position will assume from the Risk Manager include: preparing excess insurance applications; reporting to the Department of Labor regarding the City's workers' compensation claim activities, coordination of the mandatory OSHA 200 Log of Injuries and Illnesses preparation, identifying and organizing witnesses for the City's defense of claims; scheduling meetings with the adjuster and the injured worker, coordinating with the Employee Benefits Section of Risk Management to ensure that employee's are receiving all benefits to which they are entitled during their absence (e.g. STDFLTD, FMLA, etc.); preparing recommendations for settlements, including reports to the City Manager and/or Council where applicable; working with the TPA, and departments' payroll clerks to ensure employees are receiving credit for the appropriate number of disability hours; working with the Occupational Medical providers to ensure that any of their concerns or needs for additional information are met; reviewing and making recommendations as to granting safety disability retirements; review of excess insurance policies for adequacy of coverage and to ensure that all claims that may be ehgible for recovery ~'om excess insurance are reported in an timely manner (failure to do so results in penalties and reduced recovery potential), and many other related tasks that are too numerous to name here. One (1.00) Confidential Administrative Office Assistant III (FY99/00-$6,654; FY00/01- $39,925) - This position is being requested to meet the clerical support demands placed on the FIR Department as a result of adding the aforementioned new positions. The primary role of the position will be to provide clerical support to the Classification Analysts and the City Volunteer Coordinator and will provide back-up for the Front Counter positions during breaks, leaves and times of heavy activity. The position will also be responsible for coordinating the maintaining the Department's files and providing general records management, processing and distributing mail, photocopying, form design and maintenance, word processing support and a myriad of other clerical duties, thereby increasing the overall efficiency and customer service of the department. Part-time itourly Salaries (FY99/00-$11,600) -These funds will allow the Department to continue to employ two (2.00) part-time hourly Interns (at the graduate student level) through the end of the fiscal year to provide services including special projects and assistance to professional staff.. Because the Department' s current workload and the resultant need to utilize Intern staff more heavily than normal was unanticipated when preparing the current year's budget the appropriated funding will be exhausted at the end of April. The additional funds are necessary to provide the additional support to the Personnel Analysts until a permanent analyst is hired and brought up to speed (late May or early June) and to ensure that the Pilot Performance Evaluation program is completed. One of these intems has been functioning as an entry-level analyst, assisting the Personnel Analysts in meeting the increasing recruitment exam workload. The other intern is ~nalizing the City's Pilot Performance Evaluation System project that was started last year. The goal of the project is to develop a performance-based evaluation plan for each position in the City. At the end of this fiscal year, three departments will have concluded the Pilot Program. The intern hours are needed to assist the departments through this pilot period and to help evaluate the efficacy of the evaluation instrument designed. Classification/Compensation Study ($80,000)- The requested funds will fully fund the professional services of a Consultant (John Shannon) for completion of the Classification/Compensation Study. The Consultant will function as lead in the Classification Study of the clerical series and will develop the framework on which all other classification studies will be patterned. They will develop a process for ongoing analysis and will provide training in classification analysis within this framework to the recommended Classification Analysts and to all staff, impacted by the classification process. This phase (Phase II) of the Study has been conceptually approved by Council in the past and is consistent with what has been agreed to with the bargaining units. Executive Management Development ($45,000) - The recommended fi~nding will allow Gordon Wolf, the Consultant, to fmaiize the Executive Manager Training/Coaching/Team Building process authorized in January, 1999. As the total cost of the consultants ' services this fiscal year has exceeded $50,000, Council approval is requested to waive the selection process as impractical and authorize an additional payment of $45,000. Once the Consultant has completed his role, the ongoing training, coaching and team building duties will be assumed by Organization Development and Training (ODT) staff at no additional cost to the City. Advertising ($10,000) - Prior to the implementation of the Compensation Phase of the Classification/Compensation Study mid-fiscal year, it was often necessary for Human Resources to go to extra lengths, including more, and more frequent recruitment advertising to reach qualified applicants. The additional outreach required resulted in a higher than anticipated use of budgeted advertising funds. The requested $10,000 will ensure adequate funding to cover recruitment advertising activity for the remainder of this fiscal year. On the average, each ad placed in the San Diego Union-Tribune costs $250. The HR Department has conducted 98 recruitments so far this fiscal year. This has resulted in a minimum cost of $24,500. Though this far exceeds the $15,000 budgeted for this purpose, it has been an essential expense. Up until this point we have been able to absorb the excess funds needed through our operating budget. We are at the point where it is no longer an option to absorb these costs if we are to fulfill our other operational requirements. Purchase of Validated Public Safety Written Examinations ($10,000) - The HR Department typically rents validated public safety written exams from Cooperative Personnel Services (CPS). In addition to the necessary validation, CPS scores and analyzes each examination and classification group and provides the statistics supporting the validation. Purchasing these exams costs up to $2,500 each, depending upon the number of applicants taking the test. When preparing the current year' s budget we believed that there would only be one entry level Peace Officer examination to be given this year. At that time there was uncertainty as to whether we would be recruiting for Firefighters before the end of the fiscal year. Due to the number of new position vacancies in the · Police Department coupled with normal turnover in the Police and Fire Departments, it will be necessary to conduct one of each exam before the end of this fiscal year. The use of validated written exams in both of these high profile recruitments, as well as other non-safety classes for which they are available, is mandatory because of the protects from claims of discrimination or bias they provide to the City. Equipment and Furnishings Associated with Recommended Positions ($43,250 Public Facilities DIF) - The recommended positions will need to be provided with furniture and equipment in order to carry out their jobs. The recommended funding will provide these items. FISCAL IMPACT: The cost of the recommended appropriations for the remainder of this fiscal year is $277,904 of which $43,250 for furnishings and equipment will come from Development Impact Fee revenues and $234,654 from General Fund revenues. The annualized cost of the seven (7.00) additional positions is $465,631, and will be included in the Human Resources Department FY00/01 Budget. RESOLUTION NO. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AMENDING THE FY 1999/00 BUDGET TO A/DD SEVEN (7.00) POSITIONS TO THE HUM3LN RESOURCES DEPARTMENT, ASSOCIATED EQUIPMENT AND FURNISHINGS AND ADDITIONAL FUNDING FOR VARIOUS OPERATING ACCOUNTS INCLUDING ADVERTISING, HOURLY SALARIES, AND PROFESSIONAL SERVICES; APPROVING A FIRST AMENDMENT TO THE CONTRACT WITH JOHN SHANNON ASSOCIATES TO COMPLETE PHASE II OF THE CLASSIFICATION/COMPENSATION STUDY; WAIVING THE CONSULTANT SELECTION PROCESS AND AUTHORIZING THE ADDITIONAL PAYMENT OF $45,000 TO WOLF CONSULTING GROUP TO FINALIZE EXECUTIVE/SENIOR MANAGEMENT ROLE DEFINITION PROCESS; AND APPROPRIATING $234,654 FROM THE UNAPPROPRIATED FUND BALANCE OF THE GENERAL FUND AND $43,250 FROM THE UNAPPROPRIATED FUND BALANCE OF THE PUBLIC FACILITIES DEVELOPMENT IMPACT FEE (DIF) FUND, THEREFOR WHEREAS, the Human Resources Department is requesting the addition of seven (7.00) full-time positions: 2.00 are related to increased recruiting levels; 2.00 are related to Phase II implementation and subsequent maintenance of the Classification Plan; and 3.00 are to perform duties and provide support in response to the increasing number and complexity of issues associated with a greater number of employees and volunteers ($89,654 General Fund); and WHEREAS, in order to complete Phase II of the Classification/Compensation, it is necessary to extend the contract with John Shannon Associates to and until October 20, 2000 and add additional compensation not to exceed $80,000; and WHEREAS, due to the necessity to finalize the Executive Manager Training/Coaching/Team Building process authorized in January, 1999, it is necessary to waive the selection process as impractical and authorize an additional payment of $45,000 to Wolf Consulting Group; and WHEREAS, funding is also requested for the associated supplies and office equipment for these positions ($43,250 Public Facilities DIF); and WHEREAS, additional funding not directly related to these positions for advertising, hourly salaries, and professional services ($145,000 General Fund) is also needed. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby amend the FY 1999/00 Budget to add the following seven (7.00) positions to the Human Resources Department: 1 H.R. POSITION TO BE ADDED FY 99/00 COSTS FY 00/01 COSTS (1) Personnel Analyst $10,200 $61,198 (1) City Volunteer Coordinator $10,200 $61,198 (1) Human Resources Operations Manager $15,890 $95,340 (2) Classification Analysts $23,110 $138,659 ( 1 ) Senior Risk Management Specialist/ $12,000 $69,311 Workers' Compensation and Disability Management (1) Confidential Administrative Office $6,654 $39,925 Assistant III BE IT FURTHER RESOLVED that associated equipment and furnishings and additional funding for various operating accounts including advertising, hourly salaries, and professional services is hereby approved and $234,654 is hereby appropriated from the unappropriated fund balance of the General Fund and $43,250 is hereby appropriated from the Public Facilities DIF Fund. BE IT FURTHER RESOLVED that the City Council approve an Amendment to the Contract between the City of Chula Vista and John Shannon Associates approved by Resolution No. 19438 to extend the term of the contract to and until October 20, 2000 and provide additional funding not to exceed $80,000 to complete Phase II of the Classification/Compensation Study for the City. BE IT FURTHER RESOLVED that the City Council waive the selection process and authorize the additional payment of $45,000 to Wolf Consulting Group to finalize the Executive/Senior Management Role definition process. Presented by Approved as to form by Human Resources 2 FIRST AMENDMENT TO CONTRACT BETWEEN THE CITY OF CHULA VISTA AND JOHN SHANNON ASSOCIATES TO PROVIDE CLASSIFICATION/COMPENSATION SERVICES THIS FIRST AMENDMENT to the Contract between the City of Chula Vista, hereinafter referred to as "CITY" and John Shannon Associates, hereinafter referred to as "CONSULTANT" is entered into as of the day of March, 2000. RECITALS WHEREAS, it is necessary to amend the original contract dated April 20, 1999 by and between the parties to provide for an extension of time and additional compensation. NOW, THEREFORE, the contract by and between CITY and CONSULTANT is hereby amended in regard to Paragraphs 6 and 9 only which are amended to read as follows: 6. COMPENSATION. a. Invoices will be submitted by CONSULTANT monthly, as work is completed. The CONSULTANT's hourly rate is demonstrated in Exhibit A, paragraph 3. Total cost to CITY shall not exceed $140,000 for the term of 18 months commencing on or about April 20, 1999 and ending on or about October 20L 2000. Compensation will also include fees related to necessary travel expenses, printing costs, postage/delivery costs and long distance telephone call costs. All billings submitted by CONSULTANT shall contain sufficient information as to the propriety of the billing to permit the CITY to evaluate that the amount due and payable thereunder is proper. b. Charges for Services. 'The charges for services provided during the entire term of this Agreement are payable to CONSULTANT by the City within 30 days of the receipt of the billing. 9. TERMS OF AGREEMENT. a. Commencement. The term of this Agreement shall be for a period of 18 months commencing on April 20, 1999 and ending on October 20, 2000. b. Termination of Agreement for Cause. If, through any. cause, CONSULTANT shall fail to fulfill in a timely and proper manner CONSULTANT's obligations 1 under this Agreement, or if CONSULTANT shall violate any of the covenants, agreements or stipulations of this Agreement, CITY shall have the right to terminate this Agreement by giving written notice to CONSULTANT of such termination and specifying the effective date therefor at least five (5) days before the effective date of such termination. In that event, all finished or unfinished documents, data, studies, surveys, evaluation surveys, interview surveys, drawings, maps, reports and other material prepared by CONSULTANT shall, at the option of the CITY, become the property of CITY, and CONSULTANT shall be entitled to receive just and equitable compensation for any work satisfactorily completed on such documents and other materials up to the effective date of Notice~ of Termination, not to exceed the amounts payable hereunder, and less any damages caused CITY by CONSULTANT's breach. IN WITNESS WHEREOF, the parties have executed this FIRST AMENDMENT as of the date written above. CITY OF CHULA VISTA CONSULTANT David D. Rowlands, Jr. John Shannon City Manger Approved as to form by John M. Kaheny, City Attorney 2 COUNCIL AGENDA STATEMENT ITEM 7 MEETING DATE 3/28/99 ITEM TITLE: Resolution Amending the current Fiscal Year Budget by Adding one Mid Management position of Battalion Chief; and changing the title of Fire Marshal GUnclassified) to Assistant Fire Chief (Unclassified) in the Fire Department; and adding one Senior Management Analyst position; Reclassifying two part-time, hourly Recycling Ranger positions to two Recycling Ranger IflI and adding one Administrative Technician position in Administration and appropriating funds therefore based on unanticipated revenue. SUBMITTED BY: Director of Human Resources Q~ REVIEWED BY: City Manager 5(~6 9~' (4/51h Vote: Yes X No ) The addition of and changes to positions in these two departments is requested to continue to effectively meet the service demands on the City. RECOMMENDATION: That Council adopt the Resolution amending the FY00 budget by: 1) Adding one Battalion Chief to the Fire Department and changing the title of Fire Marshal to Assistant Fire Chief (UC) and 2) Adding one Senior Management Analyst; adding one Administrative Technician and reclassifying two hourly Recycling Ranger positions to full-time benefited Recycling Ranger I (E step salary $28,009) and II (E step salary $31,001 ) in Administration and appropriating $33,000 based on unanticipated reimbursement, grant and franchise revenues and 3) Appropriating $5000 from the Public Facilities DIF for office and computer equipment for the Senior Management Analyst position BOARD/COMMISSION RECOMMENDATION: N/A DISCUSSION: FIRE DEPARTMENT As part of the compensation adjustments adopted by Council in November, 1999, it was intended that the position of Fire Marshal would be reclassified to Assistant Fire Chief and that a replacement position for Fire Marshal would be requested sometime next fiscal year. While pay and benefits were 1 rT_t appropriately amended, inadvertently, the title was not changed from one to the other. It is now requested that the title of Fire Marshal (UC) be changed to Assistant Fire Chief, also in the Unclassified Service, at the Senior Management level, and add one (1) FTE Battalion Chief. At the time of the proposed reclassi~cation of the Fire Marshal position to Assistant Fire Chief, it was understood that a Fire Marshal position would be reinstated later in this calendar year. While the Fire Chief initially anticipated the action some time after July, 2000, he now believes that a more realistic approach is to have both positions filled as soon as possible. As it is, one person has assumed duties for both Fire Operations and Fire Prevention management. The need for the Assistant Fire Chief is based on an exceptional increase in service demand over the last ten years. During that period, the emergency calls have increased by 50% to almost 10,000 per year. Two of the fire stations are the busiest in the State. In addition to the increase in fire and medical emergencies, there has also been an unprecedented increase in workload in the Fire Prevention Bureau. Because of the growth of new homes and businesses in our city, fire inspections and phm checks have risen to historically high levels. In response to the workload in the Prevention Bureau, the department has increased the number of fire inspectors. Last year the department utilized a cost saving approach by reducing the number of swom staff in the Bureau and adding civilian fire inspectors. This approach has effectively increased the staff by one FTE. Historically, the Bureau has been managed by a Fire Marshal at the level of Battalion Chief. Several years ago, that position was moved into Senior Management and the pay was increased. This was to recognize the additional duties assumed by the incumbent that assisted the Fire Chief in the management of the overall deparm~ent in addition to the traditional prevention duties. Since that incumbent has assumed the role of Assistant Fire Chief(with commensurate pay), it is not necessary to add a Fire Marshal position at the higher level. In fact, the Chief is proposing filling it as a Battalion Chief. This would increase the Chiefs flexibility in rotating staff among the Battalion Chief positions in Suppression, Training and the Fire Prevention Bureau with a goal of improving consistency and standardization in Fire Department Operations. While this is obviously a benefit for the department, it will aid the incumbents in obtaining valuable cross training. Based on the amount of time it will take to recruit this position, additional appropriations are not needed in the current fiscal year. The ongoing annual cost for this position is $109,789, with a minimum of 10% of this cost offset by development fees, for an ongoing net cost of approximately $98,810. ADMINISTRATION Senior Management Analyst It is requested that one Senior Management Analyst be added in the newly formed Office of Budget and Analysis. Given the continued rapid pace of development and the increasing reliance on debt funding for infrastructure to service that development it is important for the City to bolster its ino house capacity for economic analysis. This position will be used to develop in-house fiscal impact models to address the need for long-term cash flow and budgetary projections as well as review fiscal impact analyses done by various consultants for new development and general plans to ensure consistency and accuracy of assumptions and models. This work will ensure that City management and Cotmcil has the best possible information available when assessing various development and financing options. In addition to specific work on developing long-term fiscal impact and budgetary models, this position would be heavily involved in developing management information systems to ensure that costs associated to growth are appropriately funded by development fees (e.g., systems to monitor and update the DIF and to monitor the City's expenditures from a myriad of funding sotnrces for capital projects). In addition this position will play an instrumental role in assisting departments with work towards developing mission statements, goals, objectives and meaningful performance measures. Some ofthe multiple objectives ofthis performance measurement effort are: evaluating various programs' and operations' efficiency and effectiveness so resources are allocated to best serve citizen needs; developing baseline data to compare performance with other agencies to identify target areas for improvement and facilitate benchmarking to enhance key performance areas; and to provide the analytical capacity to evaluate various methods of service delivery to promote cost effectiveness. Based on the expected project mix this position will have no net General Fund impact, as DIF, capital project funds and developer deposits will offset the costs for the position. Staff is seeking to fill this position with someone well versed in economic modeling and information system development and manipulation. The anticipated cost for the remainder of FY00 is $19,300 to be 100% offset by reimbursement revenues. In addition $5000 is needed for office fumishings and a computer to be paid from the Public Facilities DIF. Ongoing annual costs are estimated to be $72,400 to again be fully offset by revenue. Administrative Technician The addition of one Administrative Technician (at the level of Administrative Secretary) will provide the much needed support staff for the Special Operations Division of Administration. This CVEA- represented position will: · Provide direct technical/clerical support to the Special Operations Manager, Environmental Resource Manager, Solid Waste Specialists, Recycling Rangers and any Temporary Expert Professionals that may be utilized by the Division. Typical duties assumed by this will include: · Acting as receptionist in the City Managers Office for any visitors having business with the Special Operations Division. · Screening and responding to telephone calls from the public on any services provided by this division. · Scheduling meetings and workshops. · Preparing requisitions, partial payments, direct payments, petty cash and credit card 3 FT--? · Reimbursements for grants, consultants and contractors. · Preparing time sheets for division staff. · Formatting and editing mandatory annual reports, grant applications, quarterly reports, monthly mailings, bimonthly inserts for mailings, and public education brochures. · Directly responds to residents in person, via telephone or prepares letters. · File management. Based on an anticipated start in early May the cost of filling this position for the remainder of the year is $7,700. These costs will be offset by unanticipated AB939 and grant revenues, resulting in no net General Fund impact. Estimated ongoing annual costs of $46,100 will be fully offset from grant and AB939 revenues. Recycling Ranger IflI The request is to make two (2) hourly Recycling Ranger positions full-time benefited Recycling Ranger I and II, with E-Step salaries of $28,009 and $31,001, respectively. The classification will be represented by CVEA. The annual fiscal impact of converting these positions to permanent positions with benefits is $25,000 to be offset by the franchise revenue. These positions are fully funded by annual payments made by the Solid Waste franchise specifically forthis purpose. The original Solid Waste franchise agreement allocated $45,000 for these positions and specified that these positions be temporary. Under the new solid waste agreement an additional $25,000 is allocated annually to fund these positions at the level requested and provide them benefits. As the franchise is in place for another eight years, adequate long term funding is available. The cost for the remainder of this fiscal year is $6000 to be offset by franchise revenue. FISCAL IMPACT: Fire Department: Based on the amount of time it will take to recruit this position, additional appropriations are not needed in the current fiscal year. The ongoing atmual cost of $109,789 will be offset by at least $10,979 in developer and pem~it fees for an ongoing net General Fund cost of $98,810. Administration: The two new positions in Administration, the Sr. Management Analyst and the Administrative Technician, and the two reclassifications from hourly to permanent Recycling Ranger positions will have no net General Fund impact in the current or future years. The $19,300 FY00 cost and the $72,400 ongoing annual cost for the Sr. Management Analyst will be 100% offset by reimbursement revenues. The$5000neededforofficefumishingsandequipmentwillbepaidbythe Public Facilities DIF. The $6000 FY00 cost and the $25,000 ongoing cost for reclassification of the Recycling Rangers will be fully offset by Solid Waste Franchise payments. The $7700 FY00 cost and the $46,100 ongoing cost for the Administrative Technician will be fully funded from unanticipated AB939 fees and grants and incentive payments from other agencies. RESOLUTION NO. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AMENDING THE CURRENT FISCAL YEAR BUDGET BY (1) ADDING ONE MID MANAGEMENT POSITION OF BATTALION CHIEF; AND CHANGING THE TITLE OF FIRE MARSHAL (UNCLASSIFIED) TO ASSISTANT FIRE CHIEF (UNCLASSIFIED) IN THE FIRE DEPARTMENT; AND (2) ADDING ONE SENIOR M3~NAGEMENTANALYST POSITION; RECLASSIFYING TWO PART-TIME, HOURLY RECYCLING R3~NGER POSITIONS TO TWO RECYCLING RANGER I/II AND ADDING ONE ADMINISTRATIVE TECHNICIAN POSITION IN ADMINISTRATION; AND APPROPRIATING FUNDS THEREFOR BASED ON UNANTICIPATED REVENUE WHEREAS, the addition of and changes to positions in the following two departments is requested to continue to effectively meet the service demands on the City: FIRE DEPARTMENT As part of the compensation adjustments adopted by Council in November, 1999, it was intended that the position of Fire Marshal would be reclassified to Assistant Fire Chief and that a replacement Fire Marshal position would be requested sometime next fiscal year. While pay and benefits were appropriately amended, inadvertently, the title was not changed from one to the other. It is now requested that the title of Fire Marshal (UC) be changed to Assistant Fire Chief, also in the Unclassified Service, at the Senior Management level, and add one (1) FTE Battalion Chief. The Chief recommend filling both positions as soon as possible. The ongoing annual cost for this position is $109,789, with a minimum of 10% of this cost is offset by development fees, for an ongoing net cost of approximately $98,810. ADMINISTRATION Senior Management Analyst It is requested that one Senior Management Analyst be added in the newly formed Office of Budget and Analysis which position will be used to develop in-house fiscal impact modes to address the need for long-term cash flow and budgetary projections as well as review fiscal impact analyses done by various consultants for new development and general plans to ensure consistency and accuracy of assumptions and models. $5,000 is needed for office furnishings and a computer to be paid from the Public Facilities DIF. Ongoing annual costs are estimated to be $72,400 which will be fully offset by revenue. Administrative Technician The addition of one Administrative Technician, represented by CVEA, will provide the needed support staff for the Special Operations Division of Administration. The position will provide direct technical/clerical support to the Special Operations Manager, Environmental Resource Manager, Solid Waste Specialists, Recycling Rangers and any Temporary Expert Professionals that may be utilized by the Division. Annual ongoing costs of $46,100 will be fully offset from grant and AB939 revenues. Recycling Ranger I/II The request is to make two (2) Recycling Ranger positions full-time benefited Recycling Ranger I and II, with E-Step salaries of $28,009 and $33,001, respectively. These positions are fully funded by annual payments made by the solid waste franchise specifically for this purpose. These classifications will be represented by CVEA. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby amend the current fiscal year budget by adding one Mid Management position of Battalion Chief; and changing the title of Fire Marshal (UC) to Assistant Fire Chief (UC} in the Fire Department. BE IT FURTHER RESOLVED that one Senior Management Analyst and one Administrative Technician is hereby added and two hourly Recycling Ranger positions are hereby reclassified to full-time benefitted Recycling Range I (E Step salary $28,009} and II (E Step salary $31,001) in Administration and $33,000 is hereby appropriated based on unanticipated reimbursement grant and franchise revenues. BE IT FURTHER RESOLVED that $5,000 is hereby appropriated from the Public Facilities DIF for office and computer equipment for the Senior Management Analyst position. Presented by Approved as to form by Candy Emerson, Director of John M. ~a'~e~,'~Cit9 ~t~ney Human Resources H: \home\attorney\reso\recycle .pos 2 COUNCIL AGENDA STATEMENT Item: ~ Meeting Date: 3/28/00 ITEM TITLE: Resolution mending the FY 1999-2000 budget of the Planning and Building Department adding one new Senior Code Enforcement Officer to be funded from salary savings and appropriating $21,500 from the available fund balance of the Public Facilities Development Impact Fee Fund for related equipment, and directing staff to develop a proactive code enforcement program for future implementation SUBMITTED BY: Director of Planning and Building3~;~ REVIEWED BY: City Manager ~s,~ (4/5ths Vote: Yes X No ) An analysis of the City's existing Code Enforcement Program conducted by Zucker Systems, a management consulting firm, has led to suggestions that the City consider expansion of its current code enforcement program to include new proactive code enforcement components, and that additional staffing would be required to implement such components. In response to these recommendations, staff is suggesting a phased approach to an expanded code enforcement program, beginning with the addition of a Senior Code Enforcement Officer, and preparation of a detailed work program to be included in the proposed FY 2000-01 budget. RECOMMENDATION: It is recommended that the City Council adopt the resolution amending the Fiscal Year 1999-2000 budget of the Planning and Building Department, adding one new Senior Code Enforcement Officer to be funded from salary savings, and appropriate $21,500 from the available fund balance of the Public Facilities Development Impact Fee Fund for related equipment, and direct staff to develop a proactive code enforcement program for future implementation. BOARDS/COMMISSIONS RECOMMENDATION: N/A DISCUSSION: Existing Program and Staffing: The current code enforcement program has both reactive and proactive programs. The programs include the following: Reactive Enforcement Proactive Program Inoperative Vehicles Housing Inspection Program Trash &Debris Mobilehome Park Inspection Program Building without permits Garage Sales one Saturday each month Signs Signs in the public right-of-way Front yard encroachmerits Graffiti Businesses in residential zones Land Use/Zoning Setbacks Conditional/Special Use Permits Page 2, Item No.: g Meeting Date: 3/28/00 The current code enforcement program includes one program manager who also serves as a first-line supervisor, three code enforcement officers and one support staff. With this level of staff'mg, enforcement services are provided to approximately 1,400 public inquiries, one Community Appearance Program each year, exterior inspections of multi-family housing including hotel/motels once every 4-5 years, mobilehome park impections every 7 years, and one Saturday per month enforcement of garage sales without permits. According to the Zucker System's evaluation, this program is a minimal enforcement program considering the size and age of Chula Vista. Currently, one code enforcement officer is fully funded by Community Development Block Grant (CDBG) monies and is focused on general reactive code enforcement and one Community Appearance Program per year within CDBG eligible areas. The department is exploring the possibility of expanding funding in this area to address more proactive work in the eligible areas that will improve our efforts in eliminating blight. The status of current staffing is as follows: Budgeted Positions Assigned Duties Current Status Code Enforcement Manager General supervision & management Filled Code Enforcement Officer II Housing Inspection Program Vacant Code Enforcement Officer II CDBG Eligible Areas and Filled Community Appearance Program by CEO I Code Enforcement Officer II Mobilehome Park Inspect., Redevelopment Vacant* Areas, and all other areas of enforcement Administrative Office Assist. Support to Section Filled *Temporarily filled with a Development Services Technician who is serving as a trainee The Community Appearance Programs have been very positive for both the individuals and the community at large. However, we have observed that it is difficult for the targeted area to maintain the minimal standards over time. We feel this is directly related to the lack of continued cohesiveness of the neighborhood. Therefore, we hope to partner with some community resource program such as the Human Services Council Family Resource Center program that provides continual interaction on a social service level to encourage and assist in maintaining minimal property standards. To seek out and coordinate with such agencies and to provide adequate skills to promote community pride in the targeted area will require senior level staffing. The Housing Inspection Program is currently under review by Code Enforcement. In the past, inspections were made of all properties every 4 to 5 years. This included a full exterior inspection, interior of at least one-half of all units, and follow-up to assure compliance. As a result of decreased revenues to the division a few years ago, the program maintained the same 4 to 5 year inspection timeframe but was reduced to exterior only inspections, self-certification for compliance, and interior inspections on a complaint basis. This level of enforcement raises several concerns, including the following: Page 3, Item No.: ~ Meeting Date: 3/28/00 · With the current low vacancy rates, tenants are hesitant in reporting violations in fear of being evicted and having no place to go; · The lack of interior inspections provides opportunities for irresponsible owners to neglect their properties and degrade an important element of affordable housing; · Existing code enforcement staff and recruitments to code enforcement may not have adequate technical (building, plumbing, electrical & mechanical) skills to identify certain violations; · Some hotel/motel rooms are not meeting minimal standards and therefore do not encourage occupancy by desirable tourists/guests; and, · Recent changes to State law requiring new noticing requirements of inspections and inspection results will increase staff time to complete thereby decreasing time of inspections for multi-family housing. It is important for these items to be addressed and that the program be staffed at the level of funding being received. It is anticipated that this level of staffing will allow exterior inspections to be completed on all properties at least one time every 3 years with some level of interior inspections of at least 10% of the units. Current apartment units under construction, hence increased funding, may provide opportunities to address the technical and inspection frequency issues as well as to meet the goals that are identified in the new Housing Element. Another important element to affordable housing in Chula Vista is the 33 mobilehome parks located in the City. Previous inspections were conducted in accordance with the State's mandate of once every 7 years. This inspection included common areas of the park, individual lots, and a sampling of mobilehome interiors. Again with division funding and staffing shortages, the program was reduced to inspection of the common areas of the park once every 7 years, individual lots on complaint, and no interior inspections. Fees the City may collect for this program are limited by the State and probably would not even pay for the current program. Modifications to the State's Mobilehome Park Inspection Program regulations effective in January 2000 require the local jurisdiction to use the revenue collected for this program on the most serious violations with no mandate as to how often parks must be inspected. As in the Housing Program, the new law increased noticing requirements in this program that will contribute to less time spent in actual inspections. The fee limitation mandated by the State does not fund even a minimal level of inspection. Hence, parks having minor or even moderate violations may never be inspected. Again this will provide irresponsible property owners opportunity to allow this vital element of affordable housing to deteriorate to a level that not only creates slum conditions but that could jeopardize the life of the park. Approximately. 15 staff year is required to carry out the program at the funded level. This funding and current staffing will be unable to absorb any new programs such as the mobilehome space rent review ordinance currently being developed by Community Development in conjunction with Council. Many of these parks are within CDBG eligible areas and we will pursue funding through that source to re-establish an acceptable program. Page 4, Item No.: ~7 Meeting Date: 3/28/00 The remaining .85 staff year is available to respond to requests for service in the remaining areas of the City, including Redevelopment Areas, to conduct proactive garage sales enforcement, proactive public right-of-way sign enforcement, and proactive graffiti enforcement. This is a small available resource to cover all areas of the City which are not CDBG-eligible areas. Currently, the Code Enforcement Manager is spending approximately 30% of the day doing line work, 45% doing first line supervisory work, 15% department support, leaving 10% of the day to develop policies and procedures for new programs. With this continued schedule, future program development will be lengthy and difficult to implement. Potential Proactive Program: In the Zucker Systems' analysis of the Building Division, it was recommended that a much broader proactive code enforcement program be considered for the City of Chula Vista. This is consistent with citizens who are unhappy that the City does not address violations but force them to file formal complaints in order to have nuisances abated in their neighborhood. Various hearing bodies within the City, such as the Planning Commission, have also expressed frustration in the lack of conformance of conditions that were the justification for allowing the use. However, a code enforcement program that is proactive in all areas will require a significant number of staff to implement. It is believed that a phased approach to proactive enforcement would be more-cost effective than a major expansion of the program at this time. This is especially true in a community such as the City of Chula Vista where the citizens have a high level of confidence and trust in their city government. When a high level of respect exists, voluntary compliance is often a matter of informing the citizens of violations and helping them understand their alternatives to obtain compliance. There are code violations that follow suit with the "broken-window theory," in that if allowed to exist, they tend to encourage similar code violations, decreasing property values contributing to blight of neighborhoods, and ultimately attracting a criminal element to the community. These violations include things such as graffiti, inoperative vehicles, trash and debris, front yard encroachments, etc. These are the areas that staff proposes to be addressed first in a phased implementation of proactive enforcement. The following are considered high priority, first phase proactive enforcement items: · A public awareness program to encourage voluntary compliance in several areas of Municipal Code infractions. With our citizen's respect of government, there is positive expectations that this will upgrade many properties with minimum staff time once the program is developed and implemented; · An enhanced rental housing and mobilehome park inspection program; Page 5, Item No.: ~ Meeting Date: 3/28/00 · Abandoned vehicle abatement which can be partially offset by State reimbursements; · Trash and debris · Dangerous building and public nuisance abatement; · Consistent and timely enforcement of Conditional/Special Use Permit conditions; · Proactive sign enforcement within Redevelopment Areas which can be offset by Redevelopment Agency funding; · Minor fee or no fee permits for front yard encroachments since these tend to be on the rise, are not aesthetically conducive to neighborhoods and are costly for the citizen to install and then to remove due to a code enforcement case; · Identification of additional resources that can assist both the City and the citizen in complying with City codes and goals. · Proper staffing in the Housing Inspection Program · Proper staffing in the Mobilehome Park Inspection Program Staffing Needs: Staff concurs with the Zucker study in identifying the importance of adding a senior position to assume many of the duties of a first line supervisor. This will free up the manager to pursue program and policy development as well as areas of need at the Division-wide management level. The duties of each position will be as follows: Code Enforcement Manager Senior Code Enforcement Officer Program & policy development First-line supervision of staff Establish performance standards Training Inter-Agency Coordination Implementation of new policies & procedures Increase methods to obtain compliance Community Appearance Program Implement additional enforcement tools Complex code violation resolution Prepare and administer training programs Conditional/Special Use Permit enforcement Enforcement training of other departments Program reporting Promote consistency of enforcement in City Monitor performance standard conformance Pursue establishing a management team with managers from other departments to address code changes, permit conditions, policy, etc. Participate in establishing and promoting the City's vision for Redevelopment Areas Participate in establishing and implementing the City' General Plan Periodic division-wide management assignments Together they will prepare a phased proactive enforcement program, working towards: Page 6, Item No.: ff Meeting Date: 3/28/00 · Returning the Housing and Mobilehome Park Inspection Programs to an acceptable level assuring minimum standard of living conditions for those persons who rely on affordable housing; · Public awareness of regulations and methods of compliance; · Providing enforcement at a level that establishes pride in our communities; · Balancing traditional code enforcement efforts with innovative public assistance programs to achieve enhanced neighborhoods; · Partnering with community groups and citizens for voluntary compliance with minimal government action; and · Establishing the Code Enforcement Section as a positive contributor to the City. It is our intention to present a work program and staffing plan to implement the initial phase of a proactive code enforcement program in conjunction with our FY 2000-01 budget request. FISCAL IMPACT: With the addition of this position, the City will incur $21,500 in non- recurring costs that will be funded by the Public Facilities Development Impact Fee fund to purchase staff equipment including a vehicle. Staff costs for the remainder of the fiscal year will be $5,500 to be funded by salary savings. Staffing in FY 2000-01, staff costs will for this position will be $66,400 per year from the General Fund. H:\shared\blde-hsg\CE ~ / RESOLUTION NO. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AMENDING THE FY 1999-2000 BUDGET OF THE PLAIqNINGAND BUILDING DEPARTMENT ADDING ONE NEW SENIOR CODE ENFORCEMENT OFFICER, TO BE FUNDED FROM SALARY SAVINGS AND APPROPRIATING $21,500 FROM THE AVAILABLE FUND BALANCE OF THE PUBLIC FACILITIES DEVELOPMENT IMPACT FEE FUND FOR RELATED EQUIPMENT, AND DIRECTING STAFF TO DEVELOP A PROACTIVE CODE ENFORCEMENT PROGRAM FOR FUTURE IMPLEMENTATION WHEREAS, an analysis of the City's existing Code Enforcement Program conducted by Zucker Systems, a management consulting firm, has led to suggestions that the City consider expansion of its current code enforcement program to include new proactive code enforcement components, and that additional staffing would be required to implement such components; and WHEREAS, in response to these recommendations, staff is suggesting a phased approach to an expanded code enforcement program, beginning with the addition of a Senior Code Enforcement Officer, and preparation of a detailed work program to be included in the proposed FY 2000-01 budget. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby amend the FY 1999-2000 budget of the Planning and Building Department to add one new Senior Code Enforcement Officer to be funded from salary savings. BE IT FURTHER RESOLVED that $21,500 is hereby appropriated from the available fund balance of the Public Facilities Development Impact Fee Fund for related equipment. BE IT FURTHER RESOLVED that staff is hereby directed to develop a proactive code enforcement program for future implementation. Presented by Approved as to form by Robert A. Leiter, Director of John~Kaheny, City A~rney Planning and Building H: \home\a~torney\reso\COE. add COUNCIL AGENDA STATEMENT Item No.: ~ Meeting Date: 3/28/00 ITEM TITLE: Resolution Authorizing the Mayor to enter into a Land Offer Agreemere between the City of Chula Vista and NM Homes Two, Inc., et al, for Conveyance of 536.9 acres to the City for University Purposes SUBMITTED BY: Director of Planning and Buildingif/ REVIEWED BY: City Manager }e (4/Sths Vote: Yes __ No X ) Due to on-going negotiations with New Millennium Two, Inc., this item was not ready to be included in the Council packet and will be delivered by courier separately on Friday. COUNCIL AGENDA STATEMENT Item No.: Meeting Date: 9 3/28/00 ITEM TITLE: . Resolution Authorizing the Mayor to enter into a Land Offer Agreement between the City of Chula Vista and NM Homes Two, Inc., et aI, for Conveyance of 536.9 acres to the City for University Purposes SUBMITTED BY: Director of Planning and Building ~ REVIEWED BY: /It:-- City Manager (f}r )(Y' f./) (4/Sths Vote: Yes No~ Due to on-going negotiations with New Millennium Two, Inc., this item was not ready to be included in the Council packet and will be delivered by courier separately on Friday. / fern -# 9 1'\ NEW MILLENNIUM HOMES March 28, 2000 Mr. Dave Rowlands, City Manager CITY OF CHULA VISTA 276 Fourth Avenue Chula Vista, California 91910 Re: University Offer Agreement Dear Dave, Unfortunately, despite our collective best efforts to finalize the Offer Agreement prior to tonight's City Council meeting, we have been unable to gather the necessary signatures from the minority owners of the property, whose offices are located on the east coast. Therefore, we request that the City Council continue this matter for one week, until the City Council meeting scheduled for April 4, 2000. ( If you have any questions, please give me a call. Very truly yours; NM HOMES TWO, INC. b~/lljA J cDonald C 0 JM/rlk .j A-ffl, eon f has' agr(ed meefl ~ of' +0 the -10 ()()n+i n ve. +Y1I 5 Af'I'/ I J / 200[). ; .fen., 2823 MCGAW . IRVINE, CA . 92614 (949) 660.1700 . FAX (949) 660.0421 1'l NEW MILLENNIUM .:_._.T,_-.... March 28, 2000 Mr. Dave Rowlands, City Manager CITY OF CHULA VISTA 276 Fourth Avenue Chula Vista, California 91910 Re: University Offer Agreement Dear Dave, Unfortunately, despite our collective best efforts to finalize the Offer Agreement prior to . tonight's City Council meeting, we have been unable to gather the necessary signatures from the minority owners of the property, whose offices are located on the east coast. Therefore, we request that the City Council continue this matter for one week, until the City Council meeting scheduled for April 4, 2000. . If you have any questions, please give me a call. Very truly yours; NM HOMES TWO, INC. ~'1--z-llk..~J J cDonald C 0 JM/rlk 2823 MCGAW . IRVINE, CA . 92614 (949) 660-1700 . fAX (949) 660-0421 COUNCIL AGENDA STATEMENT Item No.: Meeting Date: q 3/28/00 SUBMITTED BY: Resolution Authorizing the Mayor to enter into a Land Offer Agreement between the City of Chula Vista and NM Homes Two, Inc., et al, for Conveyance of 536.9 acres to the City for University Purposes Director of Planning and BUilding~1 ITEM TITLE: REVIEWED BY: City Manager 6t 1/tv (4/Sths Vote: Yes No--X.J In 1999, the City Manager entered into a letter of intent with NM Homes Two, Inc. and other associated companies, under which the City agreed to provide certain considerations with regard to future entitlements for Otay Ranch Village II, if NM Homes Two, Inc. would agree to enter into an agreement under which it would eventually convey 536.9 acres of a proposed University Site to the City. At this time, staff is bringing forward a proposed offer agreement between the City and the property owner, under which the terms of the letter of intent would be implemented. RECOMMENDATION: That Council approve the resolution authorizing the Mayor to enter into the proposed land offer agreement between the City and NM Homes Two, Inc. et al. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: Maior Terms of Ae:reement Under the terms of the proposed land offer agreement, the property owner would agree to convey 536.9 acres, which has been designated as a portion of the proposed 1,100+ acre "University Site," to the City of Chula Vista for future conveyance to the University of California or other qualified higher education institution. Article 2 of the Agreement sets forth the terms for the initial offer of dedication, which would occur within 5 days after the agreement is executed by the property owners. Article 2 also addresses limitations of City use of the site. The Irrevocable Offer of Dedication is to allow for use of the University property for higher education; active recreation and all other uses, except non-university related residential. Article 2.2 requires that the property be free of all encumbrances with specified exceptions. Article 2.3 requires the owner to provide a title commitment guaranteeing the issuance of title insurance to the City for fee title to the q-l Page 2, Item No.: Meeting Date: 3/28/00 University site in the amount of $9,000,000 to be in full force and effect until the City has an issued title policy. It also requires that prior to the City's first public hearing on the entitlements, the owners shall provide the City with cash to pay of the issuance of said title insurance in the amount of $9,000,000. The valuation of $9,000,000 is based on the development potential of the underlying secondary land uses. It should also be noted that currently there is a trust deed on the property. The owners are required to remove the trust deed through a partial reconveyance prior to the first public hearing on the entitlements. Dnce this is removed, they cannot place future liens against the property. Article 3 of the Agreement sets forth the terms under which the City may accept this offer. Specifically, in order to accept the offer of dedication, the City would be required to provide the following considerations: 1. Approval of all required entitlements for proposed development of Village 11 (Section 3.1). It should be noted that the City and property owners are proposing to reconfigure Village 11 in conjunction with an overall General Plan / Dtay Ranch General Development Plan amendment which would realign the boundaries of Village 11, the Eastern Urban Center, Freeway Commercial Area, and University Site, and would also provide for secondary uses of the University Site if the University is not built within a specified time frame. Under the proposed plan, Village 11 would contain a total of 2304 dwelling units, and would also accommodate a proposed middle school. Required entitlements would include, but not be limited to a General Plan Amendment, Dtay Ranch GDP amendment, Dtay Ranch Village Phasing Plan, a SPA Plan, Public Facilities Financing Plan, and tentative map. 2. A 30-day preliminary review of conditions of approval for the SPA Plan, as well as the draft Public Facilities Financing Plan, following close of the public review period for the draft EIR. During this time, the applicant may review proposed conditions and requirements for the project, and may decide to stop processing the entitlements if the owners determine that the proposed conditions would render the project economically infeasible (Section 3.2). 3. A commitment to complete the processing of all entitlements by August 31, 2001 (Section 3.4). 4. Agreement to provide credit to the property owner for open space land which is conveyed through this agreement, toward the owners obligation for land conveyance in accordance with the provisions of the Dtay Ranch Phase 2 Resource Management Plan. (Section 3.6). In other words, the owner would receive credit toward the amount of open space land that would otherwise be required to be conveyed in conjunction with the development of Village 11. This provision would have the effect of requiring the City or the University to convey additional open space land to the Dtay Ranch Preserve at the time a university or other use is actually developed on the site. q-d Page 3, Item No.: Meeting Date: 3/28/00 5. Approval of amendments to the City's General Plan and Otay Ranch General Development Plan, and approval of a SPA Plan and tentative subdivision map to implement said project, by August 31, 2001. 6. Modifications to the Otay Ranch Village Phasing Plan which would allow the developer to proceed with development once all entitlements are granted, and once Phases 1, 2, and 3 of Olympic Parkway are completed (Section 3.7). In order to implement this provision, it will be necessary to amend the Otay Ranch Village Phasing Plan to designate Village 11 as a "Phase 1" village, along with Villages 1 and 5, with the added restriction that development could not begin until Phases 1, 2, and 3 of Olympic Parkway are completed. Article 4 of the Agreement includes an acknowledgement by the City that the owners will not be required to fund public infrastructure required to serve the University property (Section 4.1), and that the City will not impose any special taxes, assessments, fees, charges or other exactions on the University property prior to City acceptance of the property (Section 4.2). Analvsis This offer agreement provides the City with an opportunity to obtain a significant portion of the proposed University Site, through providing certain considerations in conjunction with future entitlements for the Otay Ranch Village 11 project. Acquisition of the University Site would be a major step forward in achieving one of the City's key General Plan goals. City staff has done a preliminary analysis of these proposed considerations, and we believe that they can be accomplished within the overall framework established by the City's General Plan, and would preserve the character already established for Otay Ranch master planned community. However, it should be emphasized that the City Council and Planning Commission would have full discretionary authority to consider the proposed plan changes at the time they are presented in a public hearing, with benefit of a fmal EIR and staff analysis (Section 3.8). On this basis, staff is recommending that the City Council approve the attached agreement, and direct staff to move forward to complete a project processing schedule which will provide for completion of processing of entitlements in accordance with the overall schedule set forth in this agreement. FISCAL IMPACT: The applicant would pay for all costs associated with processing the terms of this agreement. H:\shared\planning\council agenda statement NM2.doc q-.3 RESOLUTION NO. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AUTHORIZING THE MAYOR TO ENTER INTO A LAND OFFER AGREEMENT BETWEEN THE CITY OF CHULA VISTA AND NM HOMES TWO, INC. ET AL, FOR CONVEYANCE OF 536.9 ACRES TO THE CITY FOR UNIVERSITY PURPOSES WHEREAS, in 1999, the City entered into a Letter of Intent with NM Homes Two, Inc. and other associated companies under which the City agreed to negotiate an Offer Agreement which would provide for the conveyance of 536.9 acres to the city for a University Site; and WHEREAS, under the terms of the proposed Land Offer Agreement, NM Homes would agree to convey 536.9 acres, which has been designated as a portion of the proposed 1,100+ acres "University site" to the City of Chula Vista for future conveyance to the University of California or other qualified higher education institution. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula vista does hereby approve the Land Offer Agreement between the City of Chula vista and NM Homes Two, Inc. et al. for conveyance of 536.9 Acres to the City for University purposes, a copy of which shall be kept on file in the office of the City Clerk. BE IT FURTHER RESOLVED that the Mayor of the City of Chula vista is hereby authorized and directed to execute said Agreement and the Subordination Agreement, a part thereof, for and on behalf of the City of Chula vista. Presented by Approved as to form by CL- 7Vlt~ ~ John M. Kaheny, City Attorney Robert Leiter, Director of Planning and Building H:\home\attorney\reso\landofer.NM q-y. . . . COUNCIL AGENDA STATEMENT Item No.: Meeting Date: q 3/28/00 ITEM TITLE: Resolution Authorizing the Mayor to enter into a Land Offer Agreement between the City of Chula Vista and NM Homes Two, Inc., et ai, for Conveyance of 536.9 acres to the City for University Purposes Director of Planning and Building ~I SUBMITTED BY: REVIEWED BY: rPlL'- City Manager :(.r r;:>[G-- No X ) (4/5ths Vote: Yes In 1999, the City Manager entered into a letter of intent with NM Homes Two, Inc. and other associated companies, under which the City agreed to provide certain considerations with regard to future entitlements for Otay Ranch Village II, if NM Homes Two, Inc. would agree to enter into an agreement under which it would eventually convey 536.9 acres of a proposed University Site to the City. At this time, staff is bringing forward a proposed offer agreement between the City and the property owner, under which the terms of the letter of intent would be implemented. RECOMMENDATION: That Conncil approve the resolution authorizing the Mayor to enter into the proposed land offer agreement between the City and NM Homes Two, Inc. et al. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: Maior Terms of Al!reement Under the terms of the proposed land offer agreement, the property owner would agree to convey 536.9 acres, which has been designated as a portion of the proposed 1,100+ acre "University Site," to the City of Chula Vista for future conveyance to the University of California or other qualified higher education institution. Article 2 of the Agreement sets forth the terms for the initial offer of dedication, which would occur within 5 days after the agreement is executed by the property owners. Article 2 also addresses limitations of City use of the site. The Irrevocable Offer of Dedication is to allow for use of the University property for higher education; active recreation and all other uses, except non-university related residential. Article 2.2 requires that the property be free of all encumbrances with specified exceptions. Article 2.3 requires the owner to provide a title committnent guaranteeing the issuance of title insurance to the City for fee title to the q- , Page 2, Item No.: Meeting Date: 3/28/00 University site in the amount of $9,000,000 to be in full force and effect until the City has an ........, issued title policy. It also requires that prior to the City's first public hearing on the entitlements, the owners shall provide the City with cash to pay of the issuance of said title insurance in the amount of $9,000,000. The valuation of $9,000,000 is based on the development potential of the underlying secondary land uses. It should also be noted that currently there is a trust deed on the property. The owners are required to remove the trust deed through a partial reconveyance prior to the first public hearing on the entitlements. Once this is removed, they cannot place future liens against the property . Article 3 of the Agreement sets forth the terms under which the City may accept this offer. Specifically, in order to accept the offer of dedication, the City would be required to provide the following considerations: 1. Approval of all required entitlements for proposed development of Village 11 (Section 3.1). It should be noted that the City and property owners are proposing to reconfigure Village 11 in conjunction with an overall General Plan / Otay Ranch General Development Plan amendment which would realign the boundaries of Village 11, the Eastern Urban Center, Freeway Commercial Area, and University Site, and would also provide for secondary uses of the University Site if the University is not built within a specified time frame. Under the proposed plan, Village 11 would contain a total of 2304 dwelling units, and would also ,...,.", accommodate a proposed middle school. Required entitlements would include, but not be limited to a General Plan Amendment, Otay Ranch GDP amendment, Otay Ranch Village Phasing Plan, a SPA Plan, Public Facilities Financing Plan, and tentative map. 2.' A 30-day preliminary review of conditions of approval for the SPA Plan, as well as the draft Public Facilities Financing Plan, following close of the public review period for the draft EIR. During this time, the applicant may review proposed conditions and requirements for the project, and may decide to stop processing the entitlements if the owners determine that the proposed conditions would render the project economically infeasible (Section 3.2). 3. A commitment to complete the processing of all entitlements by August 31, 2001 (Section 3.4). 4. Agreement to provide credit to the property owner for open space land which is conveyed through this agreement, toward the owners obligation for land conveyance in accordance with the provisions of the Otay Ranch Phase 2 Resource Management Plan. (Section 3.6). In other words, the owner would receive credit toward the amount of open space land that would otherwise be required to be conveyed in conjunction with the development of Village 11. This provision would have the effect of requiring the City or the University to convey additional open space land to the Otay Ranch Preserve at the time a university or other use is actually developed on the site. --. q-cl . . . Page 3. Item No.: Meeting Date: 3/28/00 5. Approval of amendments to the City's General Plan and Otay Ranch General Development Plan, and approval of a SPA Plan and tentative subdivision map to implement said project, by August 31,2001. 6. Modifications to the Otay Ranch Village Phasing Plan which would allow the developer to proceed with development once all entitlements are granted, and once Phases 1, 2, and 3 of Olympic Parkway are completed (Section 3.7). In order to implement this provision, it will be necessary to amend the Otay Ranch Village Phasing Plan to designate Village 11 as a "Phase 1" village, along with Villages 1 and 5, with the added restriction that development could not begin until Phases 1, 2, and 3 of Olympic Parkway are completed. Article 4 of the Agreement includes an acknowledgement by the City that the owners will not be required to fund public infrastructure required to serve the University property (Section 4.1), and that the City will not impose any special taxes, assessments, fees, charges or other exactions on the University property prior to City acceptance of the property (Section 4.2). Analvsis This offer agreement provides the City with an opportunity to obtain a significant portion of the proposed University Site, through providing certain considerations in conjunction with future entitlements for the Otay Ranch Village 11 project. Acquisition of the University Site would be a major step forward in achieving one of the City's key General Plan goals. City staff has done a preliminary analysis of these proposed considerations, and we believe that they can be accomplished within the overall framework established by the City's General Plan, and would preserve the character already established for Otay Ranch master planned community. However, it should be emphasized that the City Council and Planning Commission would have full discretionary authority to consider the proposed plan changes at the time they are presented in a public hearing, with benefit of a final EIR and staff analysis (Section 3.8). On this basis, staff is recommending that the City Council approve the attached agreement, and direct staff to move forward to complete a project processing schedule which will provide for completion of processing of entitlements in accordance with the overall schedule set forth in this agreement. FISCAL IMPACT: The applicant would pay for all costs associated with processing the terms of this agreement. H:\shared\planning\council agenda statement NM2.doc q-.3 RESOLUTION NO. --. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AUTHORIZING THE MAYOR TO ENTER INTO A LAND OFFER AGREEMENT BETWEEN THE CITY OF CHULA VISTA AND NM HOMES TWO, INC. ET AL, FOR CONVEYANCE OF 536.9 ACRES TO THE CITY FOR UNIVERSITY PURPOSES WHEREAS, in 1999, the City entered into a Let ter of Intent with NM Homes Two, Inc. and other associated companies under which the City agreed to negotiate an Offer Agreement which would provide for the conveyance of 536.9 acres to the City for a University Site; and WHEREAS, under the terms of the proposed Land Offer Agreement, NM Homes would agree to convey 536.9 acres, which has been designated as a portion of the proposed 1,100+ acres "University Site" to the City of Chula Vista for future conveyance to the University of California or other qualified higher education institution. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby approve the Land Offer Agreement between the City of Chula Vista and NM Homes Two, Inc. et al. for conveyance of 536.9 Acres to the City for University purposes, a copy of which shall be kept on file in the office of the City Clerk. --. BE IT FURTHER RESOLVED that the Mayor of the City of Chula vista is hereby authorized and directed to execute said Agreement and the Subordination Agreement, a part thereof, for and on behalf of the City of Chula Vista. Presented by Approved as to form by Robert Leiter, Director of Planning and Building CL fVl,\~~ .~ John M. Kaheny, City Attorney E:\home\atto~ney\reso\landofer.NM --. q-y. ~ RECORDING REQUEST BY: City Clerk WHEN RECORDED MAIL TO: CITY OF CHULA VISTA 276 Fourth Avenue Chula Vista, CA 91910 No transfer tax is due as this is a conveyance to a public agency of less than a fee interest for which no cash consideration has been paid or received. Developer Above Space for Recorder's Use LAND OFFER AGREEMENT ~ This Land Offer Agreement ("Agreement") is entered into to be effective as of March 7, 2000, by and between NM Homes Two, Inc., a Delaware corporation, B III Capital Partners L.P., a Delaware limited partnership, Otay Land Holdings, LLC, a Delaware limited liability company, Pearl Tech, LLC, a Delaware limited liability company, and MIO Holdings, LLC, a Delaware limited liability company ( referred to collectively as "Owners") and the City of Chula vista (" City") . RECITALS A. City as Exhibit Owners own the undeveloped real property located in the more particularly described and shown on the attached "A" (the "Property") B. The Property is part of a master planned community commonly known as village 11 of the Otay Ranch Project. c. The Property contains approximately 536.9 acres that is designated for the development of a facility for higher education such as a University of California campus and other compatible land uses ("Uni versi ty property") The Uni versi ty Property is shown and described on Exhibit "B". . D. City and Owners have entered into that certain Letter of Intent ("Letter of Intent"), attached hereto as Attachment "1," in which both parties expressed an interest in entering into this 1 q-s Agreement. """'" F. Owners and City by entering into this Agreement shall set forth the terms and conditions precedent for City's acceptance of the University Property. NOW, THEREFORE, in consideration of the above recitals and of the mutual covenants hereinafter contained and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, Owners and City agree as follows: ARTICLE 1 DEFINITIONS 1.1 Definitions. This Agreement uses a number of terms having specific meanings, as defined below. These specially defined terms are distinguished by having the initial letter capitalized, when used in this Agreement. The defined terms include the following: "Development Agreement" means the Restated and Amended Pre-Annexation Development Agreement between the City and Baldwin Builders dated March 4, 1997. "Effective Date" means the date set forth in the first paragraph of this Agreement. ~ "Entitlements" means all of the following; (i) a Sectional Planning Area Plan ("SPA") for Village 11, designating permitted land uses, densities and intensities of development, as shown on Exhibit "C,", including a Village 11 Design Plan, an update of the Service Revenue Plan, a Village 11 Public Facility Financing Plan, a Village 11 Sectional Planning Area Master Plan, and any other documents identified in the Processing Agreement, (ii) amendments to the Development Agreement, the Otay Ranch General Development Plan, including the Otay Ranch Village Phasing Plan (as defined herein) and the City's General Plan as such amendments are necessary for the implementation of the SPA; and (iii) a tentative subdivision map to subdivide Village 11 in accordance with the SPA and related documents described above. "Growth Program and Ordinance" means the following policies and standards intended to regulate the timing and phasing or rate of growth within the City; the Growth Management Element adopted by City Council Resolution No. 15592 on April 17, 1990, an ordinance adopted by the city Council on May 28, 1991, as codified in Chapter 19.19 of the City's Municipal Code, and the Growth Management Program adopted by City council Resolution No. 16101 on April 23, 1996. "Hazardous Materials" means any substance, material or ~ 2 q-cP . . . waste which is or becomes (i) regulated by any local or regional governmental authority, the State of California or the United States Government as hazardous waste, (ii) is defined as a "solid waste", "sludge", "hazardous waste", "extremely hazardous waste" , "restricted hazardous waste", "Non-RCRA hazardous waste," "RCRA hazardous waste", or "recyclable material", under any federal, state or local statue, regulation or ordinance, including without limitation Sections 25115, 25117, 25117.9, 25120.2, 25120.5, 251227, 25140, 25141 of the California Health and Safety Code; (iii) defined as "Hazardous Substance" under section 25316 of the California Health and Safety Code; (iv) defined as a "Hazardous Material", "Hazardous Substance", or "Hazardous Waste" under Section 25501 of the California Health and Safety Code; (v) defined as a "Hazardous Substance" under section 25281 of the California Health and Safety Doe; (vi) asbestos; (vii) petroleum produces, including without limitation, petroleum, gasoline, used oil, crude oil, waste oil and any fraction hereof, natural gas, natural gas liquefied, natural gas or synthetic fuels, (viii) materials defined as hazardous or extremely hazardous pursuant to the California Code of Regulations; (ix) polychlorinated biphenyls; (x) defined as a "Hazardous Substance" pursuant to section 311 of the Federal Water Pollution Control Act (33 U.S.C. section 1251 et seq.); (xi) defined as a "Hazardous Waste" pursuant to section 1004 of the Federal Resource Conservation and Recovery Act, 42 U.S.C. section 6901 et gg., (xii) defined as a "Hazardous Substance" or "Mixed Waste" pursuant to section 101 of the Comprehensive Environmental Response Compensation and Liability Act, 42 U.S.C. Section 9601 et gg. and regulations promulgated thereunder; (xiii) defined as a "Hazardous Substance" pursuant to section 401.15 of the Clean Water Act, 40 C.F.R. 116; OR (xiv) defined as an "Extremely Hazardous Substance" pursuant to section 302 of the Superfund Amendments and Reauthorizations Act of 1986, 42 U.S.C. Section 11002 et seq. "Irrevocable Offer of Dedication/ Offer of Dedication" means the document, substantially in the form attached as Exhibit "D," allowing for the transfer of ownership of the University Property to the city in aCGordance with Government Code Section 7050. "Letter of Intent" means the expression of interest entered into by the city and NM Homes Two, Inc. attached hereto as Attachment "1". "processing Agreement" means the Proj ect Staffing and Processing Agreement, to be entered into by the city and Owners, in which the timing and processing of the Entitlements will be set forth therein. consistent compliance "Project" means the with the provisions with the City's Growth development of the of the Entitlements Program and Ordinance. Property and in , -' q-7 "Property" means the real property described and shown in Exhibit "A" to this Agreement. .-..., "Term" shall mean the period of time from the Date until the termination of this Agreement as set Section 4.3. Effective forth in "Third Party Litigation" means any claim, action or proceeding filed and served against the City and/or Owners by anyone not a party to or the benefit of the parties to this agreement or their agents or successors in interest to challenge, set aside, void or annul the approval of the Entitlements as provided in this Agreement. "University Property" means the real property described and shown on Exhibit "B" to this Agreement. "Village Phasing Plan" means that document further identified in the Processing Agreement and amended to clarify that implementation of the Entitlements, if approved by the City, shall be permitted at any time, provided, however such implementation shall be subject to the Development Agreement, the other Entitlements, the City Growth Management Program and Section 3.7 of this Agreement. ARTICLE 2 OFFER OF DEDICATION .-..., 2.1 Offer of Dedication. Within five (5) days after Owners execution of this Agreement, Owners shall submit to the City an Irrevocable Offer (s) of Dedication, in the form set forth in Exhibit "D," for the University Property to allow for the use of the University Property for higher education, active public recreation, and all other uses, except non university related residential (the "Permitted Uses"). City intends to have the Irrevocable Offer(s) of Dedication recorded concurrently with the recordation of this Agreement and the Subordination Agreement (attached as Exhibit "G"). City's acceptance of the Irrevocable Offer (s) of Dedication shall be subject to the terms of this Agreement. If the Subordination Agreement is not recorded concurrently with this Agreement and the Irrevocable Offer(s) of Dedication, this Agreement shall be terminated and the applications for the Project shall be considered withdrawn. 2.2 Universitv Propertv Free of Encumbrances. Notwithstanding any other provision of this Agreement, Owners agree that it will provide the University Property to the City, prior to the City's acceptance of the Offer of Dedication, free and clear of all liens and encumbrances other than: (i) restrictions prohibiting use of the University Property for non university related .-..., 4 q-9 . . . residential purposes, (ii) any easements and rights-of-way determined upon final approval of the Entitlements and the San Diego Multi-Species Conservation Plan approvals to be required for the development of Village 11 which do not materially interfere with the intended use of the University Property for Permitted Uses; and (iii) prorated non-delinquent real estate taxes.; and (iv) those exceptions as shown on the Encumbrance Map and described in the Title Commitment, copies of which are attached hereto as Exhibits "E-1 and E-2" (exception therefrom deed of trust listed as 33 on the. 2.3 Title. (a) Title Commitment. simultaneously with the execution of this Agreement, Owners shall have obtained, at its expense, a "Title Commitment" from First American Title Insurance Company (attached as Exhibit "E-2") guaranteeing the issuance of title insurance to the City for fee title to the University Property, in the amount of nine million dollars ($9,000,000) to be in full force and effect until the City has an issued title policy. Any subsequent change after the adoption of this Agreement, in the ownership or interest in the Property shall require, within thirty days of such change, that the successors in interest obtain a new Title Commitment in the form and in the amount of Exhibit E-2, as deemed necessary by the City. If such new title commitment is not received by the City in accordance with the terms herein, this Agreement and the processing Agreement shall be terminated and the applications for the Project shall be considered withdrawn. (b) Public Hearinq Requirements. Prior to the city's first public hearing on the Entitlements, Owners shall provide the city with cash to pay for the issuance of said title insurance in the amount of nine million dollars and an updated title report. Owners further acknowledge and agree that no public hearings will be held until and unless said cash and updated title report are provided to the City. Prior to the City council's first public hearing on the Entitlements, Owners shall provide First American Title Company the City with a fully executed and recordable Request for Partial Reconveyance of the University Property for all trust deeds encumbering the University Property in a form approved by the City Attorney. Owners further acknowledge and agree that no hearings will be held until and unless all such Requests for Partial Reconveyance have been received and approved by the City. (c) No Further Encumbrances. Owners agree not to encumber the University Property in any manner which would be inconsistent with City's proposed Uses of the university Property or that would in any way or manner decrease the value of the said property. In addition, Owners shall not pledge the rights to this Agreement as security for any of its other obligations. Any such pledge shall constitute a default of this Agreement. Once the above-described 5 q-q Request for Partial Reconveyance(s) have been received and approved by the City and said deeds of trust are satisfied, Owners agree not ~ to place any further liens or encumbrances on the University Property. 2.4 University Property Reservations. At all times prior to and following the acceptance of the Offer of Dedication, Owners shall reserve the right to conduct habitat enhancement, creation and mitigation activities and create and convey conservation easements within the designated open space areas of the university Property as required to mitigate the impacts of development of the Property owned by Owners or their designees, subj ect to the reasonable approval of the City and a determination by the City that such activities or easements do not interfere with any easements required for Permitted Uses of the University Property. Under no circumstances shall such activities or easements preclude use of the University Property for the Permitted Uses or require the City or its successors in interest to incur any expense or liability arising from or relating to such activities or easements. 2.5 Hazardous Waste Report. Owners shall provide the City within thirty (30) days of City's request, with an update of the Phase One Hazardous Waste Report on the University Property by a professional firm acceptable to the City. Owners shall be responsible for the cost of said updated report. Owners understand that the City's acceptance of the Offer of Dedication is conditioned upon the City's approval of said report and that the City has entered into this Agreement contingent on the University Property being free and clear of any environmental condition which would be a violation of any applicable federal, state or local law, ordinance or regulation relating to Hazardous Materials. Owners further understand and agree that Owners, in addition to any obligations as the property owners, are fully responsible for the administration and oversight of the environmental condition of the University Property until the Offer of dedication has been accepted by the City. If after City's review of the updated Phase One Hazardous Waste Report, the City determines the environmental condition of the University Property is not acceptable to the City, Owners may cure said condition within thirty (30) days of City's written notice to Owners that said property is not acceptable. If Owners decide not to cure the condition of the University Property, this Agreement and the Processing Agreement shall be terminated and the applications for the Project shall be considered withdrawn. ARTICLE 3 ACCEPTANCE OF DEDICATION 3.1 Entitlements Processinq. Owners will file with City all applications and pay all applicable fees for the review, processing, and consideration of the Entitlements by the City. 6 q-Io ~ ~ . . . city will diligently process, in accordance with the schedule set forth in the Processing Agreement, the Entitlements for final consideration by the City Council. Notwithstanding the foregoing, the city's acceptance of the Offer of Dedication is not contingent on the time frames associated with the processing of the Entitlements as set forth in the Processing Agreement, except that final approval of the Entitlements must be received by the Owners within the time frame set forth in Section 3.4 herein. In addition, Owner understands and agrees that the processing and/or approval of final maps, grading permits and other ministerial permits are not subject to this Agreement and the acceptance of the Offer of Dedication to the city shall not be contingent on Owner receiving such ministerial approvals. Owners understand and agree that the City shall condition the Entitlements to provide an easement for access to Parcel which is a part of the University Property. 3.2 Review Period. Owners shall have thirty (30) days after the close of the public comment period for the draft Final Environmental Impact Report ("EIR") prepared for consideration of the Entitlements, to review the draft Public Facility Financing Plan (" PFFP") and draft conditions of approval for the SPA. Owners shall have the right to review said documents and decide whether to proceed with processing the Entitlements. During the Owners' thirty day review period, city agrees to meet with Owners in good faith to discuss the draft documents and consider any changes Owners may request. Owners agree to notify the city in writing, at the conclusion of said thirty day review period, as to whether Owners wish to continue processing the Entitlements. Owners may decide to stop processing the Entitlements if Owners determine that the conditions of approval for the SPA or the PFFP would render the Project economically infeasible. If city is notified to stop processing the Entitlements and the reasons thereof, this Agreement and the processing Agreement shall be terminated and the applications shall be considered withdrawn. The City shall return the Irrevocable Offer of Dedication to the Owners and take whatever actions necessary to remove said document from the University Property's chain of title within thirty days of the termination notice by Owners. Owners agree to pay any outstanding processing fees due the City in accordance with the terms of the Processing Agreement. 3.3 MSCP Approvals. city understands and agrees that the approval of the Subarea Plan of the San Diego Multi-Species Conservation Plan, an Implementing Agreement with the U.S. Fish and wildlife Service and amendments to the General Plan and city zoning ordinances (referred to collectively herein as "MSCP Approvals") are required in order for Owners to implement the Project in accordance with the Entitlements. Owners acknowledge that the city is currently processing the MSCP Approvals for the approval by the appropriate agencies. 7 q-/l 3.4 Approval of Entitlements. If the Entitlements are approved by the City Council in substantially the form set forth herein and the MSCP Approvals are obtained in order for the Project to be implemented, by August 31, 2001, as such time may be extended as provided for in Section 5.9 (Force Majeure), Owners agree that the City may accept the Offer of Dedication to the University Property upon the expiration of the statute of limitations period for the review, attack, setting aside, voiding or annulling of the Entitlements as set forth in Government Code Sections 66020 and 65009(c) (1) and any additional time caused by Third Party Litigation, as described in Section 3.5 herein. City shall accept the Offer of Dedication to the University Property after the City has accepted the Hazardous Waste Report, provided, however, the City has approved the condition of title for the University Property and the conditions precedent (paragraph 3.4) for acceptance of the Offer of Dedication have been satisfied. 3.5 Third partv Litiqation. In the event of the occurrence of Third Party Litigation, the term of this Agreement shall be extended for the period of the pendency of the Third Party Litigation or until such time as either the City or Owners (irrespective of who is named in the Third Party Litigation) decide it is no longer in its best interest to defend against the Third Party Litigation at which time written notice shall be provided terminating this Agreement. In such event, the Entitlements received by Owners shall be considered withdrawn by Owners and be null and void. The City shall return the Irrevocable Offer of Dedication to the Owners and take whatever actions necessary to remove said document from the University Property's chain of title within thirty days of the termination notice by Owners. 3.6 Open Space Credit. Once the City has accepted the Offer of Dedication to the University Property, Owners shall receive credit towards Owners' obligations to convey land, in accordance with the provisions of the Otay Ranch Phase 2 Resource Management Plan, for the dedication of the open space within the University Property as shown on Exhibit "F" attached and made a part herein by this reference. 3.7 Development of Villaqe 11. If the Entitlements are approved by the city and the City has accepted the Offer of Dedication, Owners shall be allowed to proceed with development of the Project in accordance with the approved Entitlements; provided, however, such implementation shall be subject to the Development Agreement, the approved Entitlements and the City Growth Management Program and Ordinance. Notwithstanding anything in this Agreement to the contrary, Owners understand and agree that no building permits shall be requested or issued within Village 11 until completion of construction of the Phases 1, 2 and 3 of the Olympic Parkway Improvements, as those terms are defined in the Agreement for Financing and Construction of Olympic Parkway and Related 8 q - /a. ~ ~ ~ . . . Roadway Improvements by and among the City of Chula Vista, McMillin Otay Ranch LLC, and Otay Project, LLC, dated April 20, 1999 (the "Olympic Parkway Agreement"). City will use its best efforts to enforce the provisions of the Olympic Parkway Agreement. 3.8 Discretion of City. Owners understand and agree that the City reserves the right to exercise its discretion as to all matters which the city is by law entitled or required to exercise its discretion with respect to the Entitlements and the MSCP approvals, including but not limited to California Environmental Quality Act and other similar laws. In addition the Entitlements shall be subject to and brought to city Council for consideration in accordance with applicable legal -requirements, including laws related to notice, public hearings and due process. In addition, nothing herein shall be construed as to restrict the City's ability to exercise its discretion as provided by the city's Growth Management Program and Ordinance or to condition the Project in the manner city determines appropriate in accordance with its general police powers. ARTICLE 4 GENERAL PROVISIONS 4.1 Infrastructure To Serve universitv Property. Owners will not be required to fund, and the development of Owners' Property shall not be conditioned upon the funding or construction of public infrastructure required to serve the University Property including, without limitation, streets, sanitary, sewer, storm drain, water, park, open space, landscaping and dry utility facilities unless City provides reasonable assurance of funding or reimbursement in accordance with State law and/or the City's ordinances. 4.2 Universitv Property Assessments. City agrees not to impose on the University Property any special taxes, assessments, fees, charges or other exactions prior to City acceptance of the Irrevocable Offer of Dedication of the University Property. Owners shall be responsible for paying any taxes, liens and assessments currently being imposed on the University Property until the City has accepted the Offer of Dedication. 4.3 Term. The term of this Agreement and the rights, duties and obligations of the parties under this Agreement shall continue up to August 31, 2001 and any additional time caused by Third Party Litigation or Force Majeure as herein defined. ARTICLE 5 MISCELLANEOUS PROVISIONS 5.1 Entire Aqreement. This Agreement sets forth and contains 9 q-J 2> the entire understanding and agreement of the parties, and there are no oral or written representations, understandings or ancillary covenants, undertakings or agreements which are not contained or expressly referred to as an Exhibit herein. No testimony or evidence of any such representations, understandings or covenants shall be admissible in any proceeding of any kind or nature to interpret or determine the terms or conditions of this Agreement. -., 5.2 Severabilitv. If any term, provision, covenant or condition of this Agreement shall be determined invalid, void or unenforceable, then this Agreement shall terminate in its entirety, unless the parties otherwise agree in writing. 5.3 Interpretation and Governinq Law. This Agreement and any dispute arising hereunder shall be governed and interpreted in accordance with the laws of the State of California. This Agreement shall be construed as a whole according to its fair language and common meaning to achieve the objectives and purposes of the parties hereto, and the rule of construction to the effect that ambiguities are to be resolved against the drafting party shall not be employed in interpreting this Agreement, all parties having been represented by counsel in the negotiation and preparation hereof. 5.4 Section Headinqs. All section heading are inserted for convenience only and shall construction or interpretation of this Agreement. and subheadings not affect any """"" 5.5 Sinqular and Plural. As used herein, the singular of any word incudes the. plural. 5.6 Time of Essence. Time is of the essence in the performance of the provisions of this Agreement as to which time is an element. 5.7 Waiver. Failure of a party to insist upon the strict performance of any of the provisions of this Agreement by the other party, or the failure by a party to exercise its rights upon the default of the other party, shall not constitute a waiver of such party's right to insist and demand strict compliance by the other party with the terms of this Agreement thereafter. 5.8 No Third Party Beneficiaries. This Agreement is made and entered into for the sole protection and benefit for the parties and their successors and assigns. No other person shall have any right of action based upon any provisions of this Agreement. 5.9 Force Maieure. Neither party shall be deemed to be in default where failure or delay in performance of any of its obligations under this Agreement is caused by earthquakes, other Acts of God, fires, wars, riots or similar hostilities, strikes and -., 10 q-/y- . . . other labor difficulties beyond the party's control (including the party's employment force), government regulations, court actions (such as restraining orders or injunctions), or other causes beyond the party's control. If any such event shall occur or should delays be caused by Owners failing to submit plans or other documents in a timely manner that causes a delay in the city's processing of the Entitlements, or requests further changes or amendments to the Project or Entitlements, the term of this Agreement and the time for performance shall be extended for the duration of each such event, provided that the term of this Agreement shall not be extended under any circumstances for more than five (5) years. 5.10 Mutual Covenants. The covenants contained herein are mutual covenants and also constitute conditions to the concurrent or subsequent performance by the party benefitted thereby of the covenants to be performed hereunder by such benefitted party. 5.11 Successors In Interest. This Agreement shall be binding upon and inure to the benefit of the successors, assigns and interests of the parties as to any or all of the Property until released by the mutual consent of the parties. . The burden of the covenants contained in this Agreement (\'Burden") benefit and burden the Property, its successors and assigns and any successor in interest thereto as well as benefit the City. city is deemed the beneficiary of such covenants for and in its own right and for the purposes of protecting the interest of the community and other parties public or private, in whose favor and for whose benefit of such covenants running with the land have been provided without regard to whether city has been, remained or are owners of any particular land or interest therein. 5.12 Counterparts. This Agreement may be executed by the parties in counterparts, which counterparts shall be construed together and have the same effect as if all the parties had executed the same instrument. 5.13 Jurisdiction and Venue. Any action or law or in equity arising under this Agreement or brought by an party hereto for the purpose of enforcing, construing or determining the validity of any provision of this Agreement shall be filed and tried in the Superior Court of the County of San Diego, State of California, and the parties hereto waive all provisions of law providing for the filing, removal or change of venue to any other court. 5.14 Further Actions and Instruments. Each of the parties shall cooperate with and provide reasonable assistance to the other to the extent contemplated hereunder in the performance of all obligations under this Agreement and the satisfaction of the conditions of this Agreement. Upon the request of either party at any time, the other party shall promptly execute, with 11 q-Is acknowledgment or affidavit if reasonably required, and file or '""'" record such required instruments and writings and take any actions as may be reasonably necessary under the terms of this Agreement to carry out the intent and to fulfill the provisions of this Agreement or to evidence or consummate the transactions contemplated by this Agreement. 5.15 Amendments in Writinq/Cooperation. This Agreement may be amended only by written consent of both parties specifically approving the amendment. The parties shall cooperate in good faith with respect to any amendment proposed in order to clarify the intent and application of this Agreement, and shall treat any such proposal on its own merits, and not as a basis for the introduction of unrelated matters. 5.16 Notices. Any notice called for in this Agreement shall be sent by hand delivery, overnight courier service, or by registered or certified mail as follows: To City at: City of Chula Vista 276 Fourth Avenue Chula Vista, CA 91910 Attn: Senior Assistant City Attorney To Owners at: NM Homes Two, Inc. 2823 McGaw Avenue Irvine, CA 92614 Attn: Greg R. Petersen '""'" B III Capital Partners, L.P. c/o DDJ Capital Management 141 Linden Street, Suite S-4 Wellesley, MA 02181 Attn: Judy K. Mencher Otay Land Holdings, LLC c/o Oaktree Capital Management 333 South Grand, 28th Floor Los Angeles, CA 90071 Attn: Greg Geiger Pearl Tech, LLC c/o Goldman Sachs 85 Broad Street, 28th New York, NY 10004 Attn: Edward Mule Floor M/O Holdings, LLC c/o Merrill Lynch 800 Scudders Mill Road Plainsboro, NJ 08536 '""'" 12 q-/Cp . . . Attn: Karen Morely with a copy to: Hewitt & McGuire, LLP 19900 MacArthur Blvd., Ste. 1050 Irvine, CA 92612 Attn: Dennis D. O'Neil or such other address as a party may inform the others of from time to time. Any such notices sent by registered or certified mail, return receipt requested, shall be deemed to have been duly given and received seventy-two (72) hours after the same is so addressed and mailed with postage prepaid. Notices delivered by overnight service shall be deemed to have been given twenty-four (24) hours after delivery the same, charges prepaid to the u.s. Postal Service or private courier. Any notice or other document sent by any other matter shall be effective only upon actual receipt thereof. 5.17 Authoritv to Execute. The person or persons executing this Agreement and Irrevocable Offers of Dedication on behalf of Owners warrants and represents that he/they have the authority to execute this Agreement and Irrevocable Offers of Dedication on behalf of his/their corporation, partnership or business entity and warrants and represents that he/they has/have the authority to bind Owners to the performance of its obligations hereunder. 5.18 Exhibits and Attachments. All Exhibits refereed within the Agreement are incorporated herein and made a part of this Agreement, all Attachments referenced herein are purely for informational purposes and are not incorporated nor made a part of the Agreement. (NEXT PAGE IS SIGNATURE PAGE) 13 q-ll SIGNATURE PAGE TO LAND OFFER AGREEMENT """" IN WITNESS WHEREOF, the parties hereto have executed this Agreement on the day and year first set forth above.. CITY OF CHULA VISTA NM HOMES TWO, INC., a Delaware corporation Shirley Horton, Mayor By: Title: Title: ATTEST: OTAY LAND HOLDINGS, LLC, a Delaware limited liability company Susan Bigelow, city Clerk By: APPROVED AS TO FORM B III CAPITAL PARTNERS, L.P., a Delaware limited partnership John M. Kaheny City Attorney By: DDJ CAPITAL III, LLC, its General Partner """" By: DDJ CAPITAL MANAGEMENT, LLC, By: Its: Title: SIGNATURES CONTINUED ON NEXT PAGE """" ]4 q-{<;{ . SIGNATURE PAGE TO LAND OFFER AGREEMENT PEARL TECH, LLC, a Delaware limited liability company By: Its: By: Its: MIO HOLDINGS, LLC, a Delaware limited liability company By: Its: . . 15 q-Iq Exhibit lIA" Exhibit "BII Exhibit "e" Exhibit liD" Exhibit liE-Ill Exhibit "E-21l Exhibit "F" Exhibit "G" Attachment 1 H:Home\Attorney\Offer2.wp Exhibits --., Legal Description and map showing the Property. Legal Description and map showing the University Property. Village 11 SPA Plan, Land use Map and Table Irrevocable Offer of Dedication Encumbrance Map Title Commitment Map showing open space Subordination Agreement Letter of Intent ~ .~ 16 q-~o SH?FFEf-!.: Dt:\'ELOPMENT ~.. ' (858) 792-8659 ~3!24!00 10:38A P.022 . -1'I1'R."".2Bell... <1,=-._-"""" LA.te g..::ll __. .1:":'__ __. __ -.. _ ..AiL......:;., F;IAST ~CI\N ::LIBlI ~.1"9 ~i:22 . 1~2 (1I.Z'V.7/l1l1'l OliW.wI.:ztO. 1240371-15 . 29. AN ~-c TO lIXC.4.VAU FO:I., UY. COJQ1DWOt. 0l'BPJ.'rIi, UJ'~ ~ ~ 1HE 5JZE cp. WAINUIN'. PADOL ANI) un A rJ:NJi OR.1:JNI3S CIP PIP:l! POR. A1n' A1\"D AU. ~CIES l~........... WIIH AU. nm HXIT.l1:s1l. JSQUIrJaNI' AND APPtlR.'n!NANCES HIlCSSSAElY aa. ~ I'OB. nm CPmv.:rION AND ~"TEN/lNCI 1'ImJ;lf'l\l' AND %lolaDBm'AL PI,lltPO!IlS :IN fAVOR. w SAN ~ G.\S .Qll) BLBCTllIC CCl4P~. p:co~ JA!o,'UAllY 29, 1997 AS F.lIJi1\lO.11l9'1-41J1J4.:l10F omaALI!COJDS. TRE llCC"B ~ SAm:!lA.lDmm"D BEl' our!:N SAID ~ AND AFncrs A POR.11CN OF'l'HB ImIUl'lN DU~n:nm F1Ol'aTY. aBnIIENCE IS w..D1!TO SI:JJ) JNS'IJ.'tlldBl'oITPOlU;t]~I'Hfl&E'AI.:J1CIJ1AltS. 30, A BSTJ..TED A:ND 1\MENI)Ji3) ~~ DRVm..Ol'Ml!:NT AORBEME'NT Wl1ll ~ B~. DA'I'E\1) w..RCK 4. 1'11'1. WON '1'BI! 'XDM$, ~. AN!) CON:l:4TION!I CONTAJ;!ml) .11 ~1<Etl(. EXECtTI1!D BY ~ BBrWBm;,: c:nY OF c:Ht1tA 'II1S'rA ANtI JlALI)WlN mmJ)l!B5,ACI.I.IPOD.1A ~OltAJTON. 1ECOltPEPI MAY 1:1, 1997 AS~NC.1J!l7oC119P6' O'!' oma.u. R.EC0llDS. !l. AN:EASEM:EN1' Faa. PlJB1.tC l'~EB, l:N mE FOlUl OP P!IWANENT :!'tPm.tNB ~~ ~ XJCil:tSIlI. stOPS LuJIMmiT. ACCIl!! EASEMmn'S A1lP UCEN'SBS. ~y CtlNS'I1tJC1'll::lN !.\SEMEN!' AND ~, AND l'!lB SXMPt3 AA!lot.l.1m PCJl!'tlR!'OllE5 OF 0Q:\l1'l1WC'I10 Al'lD ~ OJ.> AN UND:BB.GR.OUNC WA'ID. PIPI!UNBS. Ptl:!D ST~ .AND Jl.EtJ.TED APPtJ1t~ ~ ~I!:Nt'AL l'UitP0IU l:N FA'YOJ\ Q!' c:n:AY WATm\ DISX1llCT. JUlOOIDBD ,nJI.Y 10, lH1 AS F.lIJO ~, 1!lll'1~:U&33 OP cm:Icv.r.. U"'"'1PT'Il'. I.OC:AUD "'. U1!>Oi A l'OR:!1o.: OJ: LOT... 1Hfi J.OUm OF SAIl) Et.SSMIlNrD SBT COT IN s.un DO~ ~ .A:fncn.A. :poa.nON OF nm ......''IN':CI~ 1";.ClP:l!1TY'. ~ I! MAl:)J!. TO SAl:Otl'l'S'D.11lGNtPOR.it.mnml. PAJl.nctlLAl!8. 22.. AN ~ OPFD. to 1:Iml:lC~:m It!:AL rltC1'D.'rV PClB.!'UIIUC' 1Uast ~ WAYFOllPOSBS. >>A.'IEJ)W.It...........~B. Im'ZNFAVOR.CJI T!l:5 otTYOFCBtlLA v.lSTA. I..I1'O)I'tmi'IERMll ANI) CXlNDl'lXlN$ CXlNI'AlNSD .....""11.\'1'. JI2~n:e.o ATJGlTST " 1997 AS PILE~. tm..ol80509 Of OmOAL ,ut'O"lI"s. OVD. ~ AOlt.088 LOTS 1, 10 IlNI) II. nn;;:RCt.T.B C/1.I lAm ~J15 SET OUT N II.AlI> Xloc::oKENT AND AFPPCrI A :!'CRUON CflI 'IBS HElUlINtlJ!S~J:S13I) nOpEP.'IY. . ?AG:!:t!l ;eG',; !: ~ ~CI:l ~:?l!l elel, E2 ;,Jt:lW SHAFFER DFye~OPMENT (858) 782-8658 03/24/00 10:88A P.002 . EXHIBIT ~-d- al'\R/1!..~A'l!:eJ.Il.1; SEPI'\;;~72SPii..\-A' 9S FIRST AM;It1i:m IIJBD rt:l.1<l~ P.2 - PAlG" 112 ,,- ..........'_Cl..., ""'T........~~ OlmDLNO.1240!'7I-JI First Amedean 7it1elmiup~ ~"J' INFORMATION . TIlB..... I~/lln<ll eomlll_nt Ill. .1...III""ol_on lfOU....d lJ.o llOmp...,.. 1\11 In.III ... IIlUW "'" Ililll "" wI1Id1 .. wiD...... ..l1IIe I.......... J'ollay ill yQII. TII. POlicy WlII 1_ ~ 1I11"Nt Qertaln 1il1a...... l:I/lIIlIlIlI, .ubj.lio "'" ~ --.. kollMl~. The OoInpIny'0411 9". '"'U UlIIIlplo at...1'ok1 !ami, It_...... 'Tt. COmmJImllTlf Ie IIHe4j "" lh Ia"" till. _ dtlloa ~nl CII\D. Ant _n_ In _ _ Il1o\ 111'1116 'hn_c1bn m. ....01.. CloImIllmIIll..,11Il8 ~JlCy, ",.. Canm~_II_jKt tD III ,,""'"_. e-plIon. ana CIlII",-, lloIIlIl)llPC)flUA'!lON I~ Nt:rTPART ClF THE T1TU; lNBUIW1ICElCCl~, TAIIU! 011 CDNTENT8 AClASEMENT'W 15SU! I'CLIClY SCHEDUIZA 1. C....rrIlrrIlIIltO.'" 2. lldl<tooiDb8-....._"...Prop"odlneureds Go ~",1l\.L.ard."d~ PIIID 1 2 ;I a 4. DMoItlBlln at'llID LIIIII llCHGOI..LJ;. ;.., - ReQullllml"lo SCWEDUl.E N-'IO>IO",*", COIolDI'I'1Cl'UI 2 " .. la . 'tOuaHCULD IlrW:lTHIl____U."I'. r1:rau _ *"l'....- IllDcIllM CC11l1_IIt, IIf- ....._............ anIR. 2'd I' 01'1 :xI9 Wd6E:'''0 130, E:2 l:IOIW SHAFFER D~Y6LOP~ENT (858) 792-9659 08/24/00 10:89A P.008 . . . 1"""'F!.23.~S' 3'-'.-=o.C LA.te -.I. ......_- ':a".iII~."'''' 1'J;l.~"~ P.:i PI'SE 113 F %RlOI' IlIIE'nClAlol !!IUIlD .-...... u. ttla:t IQ,T.r, _ "'QIM.'__ OJQJJiZMO. ~?""lS GOIo1Ill11ll11!11TI"'DftTn'LII._CI! 1ll8UED 11'I" ",-,,,,-- ~ ,--".-.1WlV ACOREEMENT'TC ISSUIlIlOLICV W"IOlII'O" ... I....." ~ t:o 1'0"'........011.,. trIll_ ot.....l:IIm.........~ Iol/IIln ...1Il1lW lino...., .tlIa<ri _ ~our lUm...... ~...HIld""no( ~ 1l'__ "0,'" Clo_", "-nHt alhl_ eo .,... Ca_~ I),. __;1\ lSCllidul. "- 'It ill. ~"..... _ ~ Ilia 0:0rIlI1tl'll.... c...- .. blIl11l1l1ll1_1n .... _nIh, 11I9. thIIo Cl:l/'lln~ l).m, llII. , DbIi~ 1.WllI.1Na ea.....llInanl.,.. wod, MID, aur olllildom lIIId.1tII1 COmll'iln18nt.... end wMn 1M PalJlllllf Itllllld 'R~ filiii'! ......WlfIIIIe., -. wov..m bto lIllIIlrtM JIolI;" OUl'OIllllW4on lMMI"''' ~..."l~,,,''(lrllmlllillllV ilia aJlIaVftIIr. TIW PIllOIlm"..1n Soh_A 1tl. RIIqUlIMIIllllllII .st1le"'1. B-1. 'l'hos EloCoIIII"la III --'1. 902. The c.... .A..... eft .,... 1.. Th;. o,."",""",.t Is "",...I'd ","".ut $C!iEDUUi A Md hoIIe.o1 ~d ~ aI' 8~ II. "",. NrwJi,.. :rJ't1c ~"It CD-..-_.... ... ~~/ .Jr- , r ........,.. J ~.J!...JI'a ~.. w~S . ~ .....-. co_ c -. . -.-.... PIUl.1 e;'d I> t:l, :lQ~ 1.oid6E: 1>0 130, E2 ~I:JW SHAFFER D~V~LOPMENT . (SS8) 7S2-SSSS 08/24/00 10:8SA P.004 "I'\AFl.23. a:eel!1. '.!.51lIf'Mn~s..t,A. +!I Ft'm' AIER%=i SUlll) 11O.1'1g . . 1".'1 Pl\GE B4 '.fIIl."" 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LrMIT"TION OF OUR LNILI'TY' Our tIlW ODllalllllln . ttl It...." 111II IIuo Pan., _1IWIl \l:I IlIl1l11 CDlmdlmelll, IIotIen """ IlQvo JIldt Ita 1il.au1rDmBrlle. If_.......,.", IlIhl'" .. ..... far "'f11llM )OU '"lIIt "- .. en ....... In 1lII. Camll1t'tiont _IIIIIl1I" WI' bu Iirnlled la ya...1!lOUI .. cau.t by l'l'1Ir ,.!yfllll 0" ~. COnwrilmunt wheoI )'lu ~ in ' lI00dfDllllla' 2. 3. 4. ~y "'M IllO "-Ir....."'" _In _uIe 8 -11...... . er ' ~__D..........._"'" ~...."'._ ill scirMurw It -1_"" a. W. """'I ..... lID II<<~" ... 1ft... ..... .... p,,'c:v ~ ""_ I" !Ic:lIllluIa " aIm c;MWn1lm,,", ..... Oill' lIabIIitvr.~to"IIrms"'th.F'llIcII"'''''''","I_.dfol":lu, ' 8. CLoNPM MUST" BE I.iIa5D ON 'lHJ.lII;QMMITMEIfT NIi ~ lOIlIIIlIr ar IlGt ... ... """II;lrIIc.to, wllloh """ '""1'1' .. .iNI ... ...l'GOnIIrlg Ire III. "'"n' "nd l'!Mttae..... onChll ~11111AI...ftt.,a 1IUjRat.tl1II1ermI. 'PlIll8 ,. I>"d ~ ~, JC9 Wdev'1>0 00. E2 ~~W SHAFFER DFV5LOPMENT (858) 782-9659 08/24/00 10:89A P.005 . . . I!1RR.?3. ~11.1!.S1P1'1Q. ~\5..If1.1B 1'10.1<19 P.S P'tFlIlOT AMOIUc:w-4 SJBtl ~ I!III" ...NIt.....c. ., .1-"2 (kEY. 71!11S) OJiWEllNO. U4a~&.15 Na --tlUI: A 1. ~I)AD: ~""'15. 2DOOAT 7:30.u(. z. l'OLlCY'OR.l!'t'lt. T~ 1'0 JUtmrro3X): POucy AMOmm ll~O,llClO.OO (A) CW2GU 1"OtJCY': l'i.OPOSJlI)~ 'mJl.ctIYCH! CBtJLA vmu ~PCE.ICY: Kilo l'lWPOSED tNStlIlEI), $NtA. (I) :HI..... 3. PmlN'l'lS!8T IN TIl:B~:D!illamlED IN 'Im.S ~:tll OWN.SD. AT'mB COMMr'nlolENT nA.'tS.BY B m CAPrrAL l'AlLnmas J..P., A DELA.WA1tlS I.DIIlXaP PAJl.TNBlIml'. All TO XN UNDrvID1I:D .3,l~ l:N'IDE4T ~A.Y LAND BOUlIm1S, LoU;. A. I.tMITm:l LWNlny CO:lln'ANr OJI,GAliOZEI) ANn .a.w.QA~tlNDD. TS:I! LA'WaOPTml: ar.A:1EO,P DKIAW.uB, M TOANt1NDl'Y:lrlJ!D S.19 i'mu::mrr .IN"JtiU!t P2ABL'DlCB, u.c. AS TOAN~J.loU% lN7ElU!ST MIO BOLbINOS, u.c, ^ JJMn'llD U,.Mf In' COMPA.NY' ClUJANJZI!lD .,UlJ) 1lX13'IING tllIlDElI. 'lH1t LAWS OF TB!l !'TAn OF Il!lLAWAD. .A,SI 'to AN ~ ;zo.I~ blRam-~ NK BCMliS TWO, A ~WAJIZ ClClRl'ORAnoN, Bt.TC:a.SSOR.:BY MSaOEll TO l\1Id: ~ ?:WO. LLC, A Dl!tAWAJUi UNrIID U"'Im'1'JY COMJ'ANY'. AS 'ro 'UU! ~ , 4. 'IB! LAND:RJlFEIlRAD1'O 1)l'IJmj ~lS~'n'> AS pcu.Ows: CIl!!ZA'Il'.A.amllLBGALml50UP1'l0N) PA.GE~ S'd 17 1;:1, :xl~ Wdl<ll>'.1>1<I 00. E2 ~ , ' SHAFFER D!==V5LOPI;1ENT (858) 792-9859 08/24/00 10:8SA P.008 . . . , ~M.?:B.~15.~:.51f'1'16~s:BlI~S.!;A.tEi 1'0. 149 p,' PAC;: , '6 F1RSI' ~CltN SUllI:I ""Ii 1t.!(1 .. . lQq.,2 (IIZV. "/lID) ~JXIIl NO. UlIll%7"lS 5'-"ILU.Jl:rLI:. -a....J.&UNl u~ 11m !'OU.OW]NO ~ MOST m;; Mi'l' 1'0 ItllaW t'3 TO tsSU! A POW::'f OF nn.z~, PAY 'mil ;m- ~ 1F .ANY,l'D1 'm':l1N'1mUlSl'JNTHE LAND AND/O& TBB MOIl.TtlA.Cll!TOD2 XNStJQJ). PAYtr9 nm~FEIl8 A'Nl)~~P""". :FC3'l'BBPOLlCY. D~ lIA'rnIFAC1'ClR.Y1'O US c::RE.\'mlct'IHBlNIlllUlSt' m'mB: IJ.NP ~ nDl MC1lTGAGE 'to BE INS'UJ/J!J) Mtl'IlT 118 SlGl\l&D, J:lItMlRED.AND lU!'('.(lll1I.SJ). YOU MIJI;t 'IELL 'VB!N'~nmNA)Ql OF JlNY'QNI! NOr~ '1'OlSnas ~ 'MlO 'Mt.t. GET AN ZNI'J!:aBSTJN'mS ~ Q& ~ WILL~ A ~ ON 'I'D~. W3 MAy 't.BllIol MAXIS ArlJ>mONAL REQ~ o.a 5X'Cl::.r J.JJ..IL'IS. (J) ..rr'l:'4~QRJtEC~ANCEl.'lI)QIl'~ 33. (P) 'J .I.aAII.. NaNE. (G) Yall' utTST GMl US t&-1"aU.OWINGlNPOu4A.'tION: w Gll (C) (:D) J. 2. /IJ!N Q1!Y RBC:OID U!:ASES,. !tJll.VIn'l. ETC. A CCJP'i" Of mBl"AJ.'Z'NIill.Smp ~l'aR.B m. CA:m'AL PAkDIBU U. 1tIlnRJU!D'tO:Dl'JD 'I/B&nlIlG!lRElN AND ANY ~ 1HElmIO. 1\ COPY' Of' ms OJ'DAT.lNO A.lD.I!I!HBNr 1'Q& O'rAT J:.ANl) .1lOtDINOI. u.c.. A CAIJllCItNI'A UII<<nED U.WrtY CClMrANY AND ANY' AMBHUJ\DWni 'ni!mlm) MUST JIE 5tlIDm'l~ loTllB CQ)IpANY~JlJ!M:SW. A CEltur&AI.I c:oPY 01 ITs AJl.TlCLSII OF 0R0.uIlZA.'llON' o.u:.l). ANY e:sa..mXCA'm ~ COR.UlC'1'll::lN, (I.t.CoU), -.-unC4t1 OJ' ~ (J r C..2.). C& UftA'tBIl.dI!m OF Aa:naJill OF CltO.ANIZAlXON (,I.LO.IO), )('(Sf BB StlBMl'I"l'm:I TO nm COMPA."lY rcIl.1U!VIBW. A 0CIP'l OF m OJ'BU.'Dl'iG ~ :F01I. l'lLUa.. nc:R. uc. A ~ ur.at.B:D U......TIY COJG'A."tY A.~ A.'W ~S lmlllEtO MUST :ailSUBMrlT.llD ro '1'Bl!l co.MPAN'l1'Oll.'aEVmW. 3, 4. 'AOli I 9'd I>' In :xl::> WdU>: 1>'0 0El, E2 <I1:iW SH?,I"'"Fe-R DE'.'ELOPMENT . (858) 782-8658 03/24/00 10:88A P.008 . . e ._R.Z3.2l!I!Ill a. :;I:5"........!l...;Il&S_LA. ..6 w..-..__~.... .....,..... -.~ ......._.... I'll. 1<19 PS ~E Ba F1I'5T ""'S:IU~ EU1ll:l O. 1000-Z (JIZV. 7-"0) ORDn. No.1U*:1"..JS 1It"In>!1'DLlt .. - ~LJ,OI'l2 ~'M>110l'll AN\' 1'OUCY w.s :lSSUK WILt. .w,:YB 'I'IIIl FOLLOWING ~ t.1aESS m:EY AltE TAla!N CA.1Ui Ql'TO ClmlllAnsFAC'IIClf, PAXT O::a;, BCDOZt' ClI:lJ:: I. TAJalS OIl 4SSESSNIlNIS wmca: AJlE l'<<1r IiBOWN AS ElCIB'l:lNG lIENS BY 'IH!! :&BcoRDS OF A:Nr T~ AtmIDlU"rY 1'BAT LBYlES TAXBS CD. ASSIlS~ ON :u.u.~.,.,.,. YOR.lIYtlmP08LlC ucoam. AX'{ fACt'S. IlmHrI. n."'IEIU!SI', QI1. a.AZNS 'W!Dc::a .I\JUl NOt' SHOWN BY nm PtJB1JC P"'~I!:BOT W1lJa[ C'Ot.JUi,:Im A8CER.T~ BY Aft II'<QC_'l~(,u.I OF SAID I.J.XD 0lil.:BY ~~aF .\"llUOmlNPOSs:e:asJO~nHEaBOP. EASEMENTS, CLAlMS OP E.Alll:lMENT 01. &1CtlMiRANC:B& WHrai AD NOT SBOVfN BYTHEl'UBUCUCCIRDS. 4. DISCXBPAIClEI, CClIllUCr8 IN BOONDA&Y UNEll. maa.T..\GS L'i ~ ~ OR RN 0'JmlR. PA.CX'$ wmaI A CDuJscr .s~VI!Y' WOVUJ PfSCLOS2,.AND wmceABBNOT SBOWNJY J'tlJWC1l!C02lJS. 2. 3. s. (,6.) UNPA'IENIED MINJ:IolGN """"l: (II) ll.5SJ!R.VATIaNS OIL~ UUL't' IN :p....~ O!!.lN ACI8~O'm0llU:lN0 11itEUSUAN::ll ~ (e) "I'A'1U.~GIlI3, a.-.JMs oa. 'lT1I.5:r:o W....'!2R. 'WHI;ll'Wf. OJ. NOT nas MAnus BXCiI<-uou tJNDD. (A), ~) 01l. (CJ ABJ3 SBDWNJWn;m JItl3W:eDCOans. e., ..ulY tmN, oa. B.IGI:rT. to A l.IEN'. POB. SD.VICES, LAIlOll. em MAT.ER%AI. ~aa~ftl1llll]3EllD,.J:!Q'OsmBYUW J....'al NO!' S!iOWN BY 'IIm:!"tJDLIC UCClRDS. nm POI.LOw1NG ADCVB ~'Cn .EX""" ..lUlI!S 1 TlIROU~ Ii W'JU,. BB r:tlMINA'IED IN ~ALTA.~CO'YEKAGB!'OUC:Y. . ..0.'1: ON:E.IIZCTION ':n"D: 1. GB.NElVl.L AND $nlctAl. TAXES POR. 'IX!:FISCAl. YBA1l.2Oao.200l. ALI!!N, NOT YET FAYABLB. SJ3COND lNST~. ~.AM) Sl'ECLU. tAXES .FOJt nm FISCAL. Y.E.U . lm.%ooO. AXJl!N1I'OI'YB'r J:lEU!('QTJ!:NT. 2, PAG:SS S'd p t:il ::>051 Loldt1>'1>0 00. E,2 1j<:1Lol SHAFFER D~V~LOP~ENT (858) 782-8858 ~8/24/ee le:88A p.ee7 . . . I/I'IFlR.jZll, ii!!i&I1E". a.!,51P1'\o1!i2E!l!S.\.A- te 1'4O.14S P ilAfiE . l!7 FmS1' AIGI%CAH SLJIltl 10ft.J (REV, '1911) OBDD. NO. l:14f1Z'1a,15 A alIl............ CClI'Y QIr ITS ~ 0,. OkCMNtZA.'l::tON CUe-I), ~ ~'t3 af ~C11QN (LLC-ll). ~JCATB c# .AMBNI))mm' ~4), OR. US'rA.'%'SWQIT OIl' AUlCLII OJ O1tO..-.N.IZ..U1ON (t.l.C-10), MOlT. S'CllDGn1!D TO 1'!m o::lWPANYHClR.JtBVtB'W. 11 A COPY Ci m 0!'I!aA'DNG 4GRE!iM1iN1' JIOB. Mi(l ROLDIl'lG\!. u.c, A CA.J..I1lCJlNrA, UMrIBD UJr.Ill't Tl'Y QCMllANY ~ ANY' ..um."DMl!..'l1'S ~MtJSTBB S1Dl1lm'l'1rDTO 1B!CCDDANYl'OIl.UVD!W, .A CD:......lU.I COP"( OF m AlLnCLEs ol" o1l.GAmZA.'%lON (t.LC.U, ;;NY c,sp.'n:F1CATB aI CDIlRl!CnON (UC.1l). CD.TIFIC.A.1'E OJ: A.~ t;t.t.e.z). Ok llBSTATm.a!Nr C11! JQl,l1a.I\S Cl1'I OI.CIANlZAnoN t,U.C.10). WOft~! ItJDkL.......TOnmCOMPANYroa. UVIEW. lAID'" l,'d V M, JC~ Wd~V,v0 00. 82 ~~W SHAFFER DEVELOPMENT (858) 782-9659 e3/24/00 10:39A P.009 . . . ~B'~L~eQ15.~~52PMS19~!~.+a ",oil fWE &S F'IR61' MlERt~ SUBD ~.1~9 H 'I II ~ ~ 1061-2 (;UV, 7ha) OJUllZ NO. U'lI21I-XI' . , , , I. :l. 'IB:ll UEN Ql'" stm'l.DO!:NtAl. T~ OIl ASllilil~!l, IF ANY, ASszssm FtlRSUANT TO Q1/\.l"IE'& j,5 CO~ 'tmH IIIlCIXD:Il ,. Q1' THE CJ..I.Il1OENtA It.E'YEMJE Al\ltl TAXA~ CO~IUNl".\NY ODDl2.ADL1CAIU,E 9TATtTl'BS OP nm c:.u.WOltNL\UVENtm AND TAXA'nCN com;. StlPPT ~...t. 'rAXHK: :r.tm :RBQUlltEMENT TBJ..T nm CCIMl'ANY JlS .lMlNmmD wrm AU. BTJ'2'1'LEMmnAL TAX mu.a, tI' A::fY. PROM Tmi OWM!:II. OF nm Hmr.lnN :DllSCIt1:ImD n.OPER.TY IillPO& CLOSE OF SSCZOW, .A;lJ BASEMBllrr AND JtJmtT QI' WAY POJl Pt1IlIJC 1l.OAD PUBPOSZt! O'VD.. A)lP AC'ROSS ot.D 1!IUkv:sr llO, 1 13 ~ING '!'O MAl' ON ~ IN mE oPnCE OF TEE ~ !lUP:.'IIE\'OL AN EASEMENr FOR EImeR or. BOm POtE UNIS. tJNnQOROVND CClN:DOJTS AND ~"'CID!!NI'AL l'tlRPOSES '1'OG1miEa. 'WttI:I: n= RIOE'1" 01 lNtD.E8S ~ 5GIt::!!llSINPAVOJ,OP SAN MBGo GAS.foNI) ~ COMPA:NY .y~~"X' 'Jl~",.n FEmlU.,u.y 10, l!l3lS Dr :8001: 415, PAOS 3'n OF 0PF.lCA:t.. UO;IT:lDS, DBSCIUEIED AS FOLLOWS: ~ AT A:PaIm' ON THS ~y UI'i3 or .AtD OTAY lu.M:!I,. tmTAl\'T 'l:::DiU!Dlt', "70S." FBBT SOtl"mrlRLY F&l:l)( T.ll'! NOR.1'lmAST COANBI. '11mR~ ~~ FROM lI.Al:D 1'CIN7' CiP ~ lIIOJ.1EW'BSD:lLY ~ SAID, EAStERLy Ll:NB ~ 'm:8 ~1" not.oNOAnoN "I'UIfto""'''. A WTANCIl OP: to,Bt'T~7 PDT; 'nIJ!NC! NOam *""11' WBST, "mnAIola OF 1~ lPBI': 'IRllNCSNOll.T.B 18.$3' BAST. 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C5' arAYaM"CJt 1llEN'C:li CCNI'lNUlNO I(WI"'lftl1lI:Y ALCING SA1D CtlR.VB DUO JIEB'I: '1'IIENCE T~ 'lO !lAID CXJ&VE scum 23'IU'SC' :BIo.ST n3JM nB'r TO nm:lmGlNtllNO Qf A TA.~ 15CO.DO ~ IlAl':IItlS CU1YB CONCtJ.'Vli 'NOJ.IBEAm::RLV; ~ ,~Y ALOl'lO SAID COP.W _70 P.BIn'. :E3tCEPnNo MtY rCur..u"Jtf OF 11m A1iICYE:r:rasc:MJm lAND CQl\IVE\':ED :BY lL.Ql %:1Il!lCiO ~ COMPANY TO 'IRS lIOt1THI!2L Y C::~ MOtlNTA:lIf WAt'EIl CONI'ANY BY DEEtl t1A.'l'EI) >>an. 11. IRU AKC llF"""''''~ rom 24. 1~12 :IN JIOOJ:. 5'10 PAGE 113 OF DEliDS, :R1lC02DB QF SJtJtl C01lNTY; nm PA"""F'" JI. OF WlIl50 c:oN\In'EO 'lO SAID WATER. c:aMl'A.WBlilNG !HE scum 492..$0 !'!!r erE 'tEE EAST SQI5.QO lIESl' OF LOT 4 t:JI SAtD OTAY:rv.r."CR ANtI STIUPS OF LAND VAk'Y1NO IN 'Wm1'B ROM' 100.00 FlmT TO $0.00 nBt' fOU,.OWIIolG 1m Ute ClI" D1E1I.1GKI OF WAY m ntB OTAY-SA:N DI1!GO PtPli JJN)i,. Al'iD nm IDm QII IE ItICiHI' QP WAY OF 11m C'I'AY.cQlI:ONADO PM UIG .AS :CUCKIBEJ) II( &AlP tl:EED JJm ~ ON'1'SE MA7lI wmcE AlUl Al'I'...cmID 'It) ~ MADS A l'AR.T OF SJU:l:l INIil'.R'OMENl'. ~ ~ BEaDY MADE TO TEB Jl.BCQ:aD ap SAm JN6"mtlMllNt :FOIl. A Mou p~ ~ OF SAIl) :PAJ....-r ." SAID EA~ Dl'R!l'mT Of WAYBmNO SHOw.lol WMAP S. It. M0- SS Ol'LA:NtlBAND mcm:rs ClFWAY A'IT.';'l"C"Im ANl)~APAB.r:REll:EOF, ~ m lIIADB TO SAm rNSmt:M2!NTJlOJ.FUJ.'1'ED.PAR.'l'!CUt.IUlS. nG:u::tla' A.'VJ mvnEGB TO PI,.l.CS IIND MArl\"'It.tN AN .AN'CBCIIl TO StlI'1'01l.T A LlN5 or l"OLB8 ItXD ~ A1C :JNODnU.A.L PlW'OSSS 1N JAVC1 OF SAN ,DJP.ClO GAS AM) ELEC'I1UC C024PA!IlY BY ~ ltECOJmEI) .IilNVAllY1. 1960 AS l'ILE NO, ~71 OF .....r........At. J>"'C01I.NI, . 51. SAJX) ~ISJ)ESCRDlEl)A8 FOU.OWS: LOCA"IIiD wu.......r nm :mmnm:ll1.Y 4.0 lJ!Zt rJP 'mE Suuuu:N.Y 1,276.71 nsr Ol' nm 1!ASIEIU.V 27.0 J'EET Of SAJDLOT 3, v.:HalO O%'AY, ~ D WAJ)Jt TO !lAm llUmtlM2.N'l' ),c:I&FUll.'mBR.!'AJ..'nctlI.J\U. ~ ~ FOR. A. FCtm. :tKC:K LZN2 0'1 P.lPIl .AND .AU. mcasSAR.Y .ANI> P1O'.P'D. F.tX'1'Olb i>ND J!Q'tlIl'MENT 1'01 t.'Q; IN CONNECtJON nm:uwrTK Foa. nm Tll.ANS)GSStON AND mSTJIBtlTION or OM PClIl. AU.. Pt.:ltJ'CISZS 1'Ci!.. 'WEICH IT MAY III!. VDD ALCNO.AND lJM)PJl.. tHB tlEIl:SINA.F1:' nl'llorvIBI!,Il Et..$~ AND lUGKt' OF WAY AND INC!DDNTAL pgR1IO!1l!l1N FAYOJ.. ~ SAN tll'liOO QA!l /IlIll) :!UtC'I1UC C:CJM1>ANY, ~E:D A!'1UL 3. 1979: .AS 1"JLE ~. 19-137114 OF Ontau.lI.BCQIl.I)ll, DEBCP'QJRn AS l'OU.OWS: nDr. SOtl"m!lABl' QU"'''~ OF nm SClt11'BWEST Qt1AB:n!J.. OF SIlC110N 34. TOWNS1m' 17 ..0........ :II.-.NQE I vmaT. Il.-:N ~ -....sa AND "'tBP1:W''IN, nu:r:PCGi:IICIN CP T.IDl JoIOll.'t1l:'ND':I'QUAJl.lEK CIf lI!CIIONS, lO..,,;>n.&r 11 SOUnt ~ 1 WEST, SAN ID3oT..t.""ND JIAS8 ~ MEI1"T-.N, ,,"""'""'"""" IN A Dl>5O :PAGlia . . n.d ~ ~, )Q~ WdV~:~0 00, 82 ~~w SH~~~ER D~VSLOPMENT . . . 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OF llJSCf"lPv OF SUB.VEY MAP NO. 1~, 'I91UCK SEIlIl'ClU'B, 0& l'U,'IU>QJt.'1"ll TO SET JOll'n!, cm.:rAll'l CIMIl:NSlONS .ANtI BEAlUNGS OF nm HDml'fDESClUSED f'lilCIPSIl.'IY. ~., AN A<S'REE!GNI' TO CO!(VEY ~U; BCtI!IlNG sr:m AND nl'V"a.,s C01\OorCN1'IY 1'tJ&POSS FAo.ur.ms am ('T'I'l'f~ CANYCNl, :DATED n!c::mlmBR. 1, 199'" 'OPONnIB nl2.lla, CCVENAm'S AN:c CONDt"I'lQliS CONTAlNBD ~"",~:aY..umBBtW:Il.iNTBBcrnrOFcatII.A VISTA., CA.LlPQRNIA. BALDWJN m.m'''...... A. ~ c::01lJ'OIlA'nCN AJilfJ OfAY :Il.AJolCi, 1..1'., A CAUFcmNXA t.D4'I1!l:l1'A.1lnm:R.SllIl' azCOJU:IED lKNrJiA1J.Y :!S. 1."S IU PrL'B NO. 1l''S-003C40 OF OF.l'IC1ALJU!CO!tOs, . lllf'EKBNCS 1lI XtUJ:l]l1'O s.ul)lNS~~!lT.llaJlD.PAR.ncvz..o..u. AF.PECISLOT I O!'JtotA!NO.'1Q, A CONSENt AG~ DAn:D APXJI. " I~ tI!'ON TBZ 'IRlQ(5, COVENANTS, .uIC CdNCmONS CCNI'AJNm:l TH1~'Ilbf, EXltctn:5t>llYANDBIil....&::!'il: !l~'WI!( l!tI1LPEU, A CA.IJ:lI01tNIA CO>>OJUJION ~'D SAN DraGO G~ AND m.:senuc c:ot.!1'...~..'Y. A. Cl\.l..1FCXlI.N CXl21'ClIlJ..noN. :El.2COJl.mltl; naIL 2!I. 15195 AS F.lLi> NO, 1'90'.0201031 OP OPP1ClAt. UOQJlp$. ~ IS MAJJB TO 5~ ~lIOlI.Jltl8.'mEIl.l'JliI.nctlLA33. %3. PAGE 11 02'd v ~, ~~ W~:V~ 00, EZ ~~w SH~::-;:-EF' . . . DE\'ELOPMENT , , (858) 792-9659 03/24/00 10:39A P.021 ~~B,~.~ee~5:~IS~1~~,LA.tB 1'I:l. ~4'" P Plis: 21 F%R'OT AIER%CAN 5\.l1lD ORDD. 1':0. l)402?&..U . ~0fiW QtEV. '110) :M. ^ lOINI' USS ~ J)ATI!D Al'1I.lI> ",p. 1"5. tll'OloI' nm nm1,n, COVliNANTS, AND cONDr!JONS CONTA>>1Ell1'="~. ~BY' ANtI BZIWE5N: SAX J:lDlClO GAS AND EtJIiCtRIC COlDANY. ^ CAUJlOlUCIA COlU"OIl.ll.nc:tl' AN%) nm CIrt Q!I a!ULA 'Ir'Ul'rA. RECC'R:DBD: APlUL 30.151'<< AS FlIJ::NO.l115''-a217424 OF ""........;uu.UCOSWS. KBfl!,BENt':S IS :MAm TO SAJP JNI'I1t.'MENT POR. Ft.7iPJHB1 P~. 25. i\.... AG!tSEWENt' 1lJ!(J"'1lTmll) ~y aN ~......~ "1:, :DA:mP c;t(OT SHOWN). UPON nm 'ImUl4S. COvm-.".ANTII, A:NI:l COlui.luuri'S CONT~ TJmIImN. ~c:on;tIB'V >>l:D 1ilB'1'W.EEN: BAIJ:JW:IN BtlIIJ:l2U. INC. AND mE a'tAY J.A'NCII AND SAN D1BaO GAB AND Et;BC'l1UC C01IIIi'ANr'. ~RIlW: ACAY 10, 1991 ASl'lI.ll NO.1g!l5-ll23ss;r.sClFO!'l!'IctALDCOIlJ)&. ll:13.PD.ENC2 II 1Ml:IB t'O SAll>~~l'01l.1'tJlUX!A1"A&nctlUJl.S. :2&. A l.l"IILIrY~ AGll.1U!MENTTOOTAYWA'lBJ\.:orstIUCrDA'Im lI4A:r 30,151516. UPON TIm 'I1/;Il.MS, ~,>>ltI ~..ONS CXlNTA1NE01tlml.BIN. ~CQ71l:D BY AND :BETWEEN: SAN mEGO COtlNtY WA'tAI. A.UTHClImY ANO O'rAy W/l.'IB:J:I1ST.IUCr. II:BCOJU)E%): AUGUST~, l'~Allll1IJ!:NO. m6-D393!l$4 OF OFnCIAL kBCl3P8.. ~CFn5 MADE TO SAID IHsnL'[1MI;}lT:ro1FtI1nm&l'Mnt:tlt.AIlS. 27. A. vm.ny UCI\2'ISS ~ TO 1lIJ CITY or cmJU\"VISIA :o.....nw AUI'3tJ'Sl' 29, 1~ UPON 1:Im '11!:ltJ\CS. COVENANIS, AND ~ONS CONr.A!NE%) 'mIiImN. EXBCUT!DBY ANP 3E1'WUN: nm aTY OF CKt7LA. v.r:sTA .QO:l TIm SAN . tJmClO OOUNIY W'AT.ER. Atl'THCIRttY. ~; OCtOB1SIl.ZlI,111:PCiAIl'lIJiNo.llISl6-oS4<l1!l4C1BCF.naA:t.lU!COltDS. Z!l. ^" ~c~ POll. 8ANlTAR.Y 8~ AND APPt,lI(TSNA.~T snwcnmss A:NI:l IN'CDeNTAL l'tJ]ll"O.DlI IN'PAVOB.ClP 'mE crry et8 ClnlI.A 'Y2ST..... A ~AL ClOltI'QUnax. ~En :A.'I/'t.J~y 29, 1991 AS mB NO. t!l9'MOSS4SI OF un'~'-IAL :&B!=OKPIS. THE ROOm OP' SAD:) EA.S9t!NI'IS SBT otJT IN SAID POCUMBNr ANn An'BCTS A ro1tncN OFnm:s::EIU!INDESCNNl!) P1lCl']!1lT"f. ~IS).CADE TO S4ID .I!I."S'm.t>>4D<"rPO"l'tIP.%'!lJm.P.A1l.'I!CtrLAU. ?AGl\ tl ,2'd ~ i:l' ~~ ~d!~:~\'l !'l_B, E? 1l1:l~ SH'::"=-=-E!:R DEVELOPMENT . , . . . (858) 782-9659 03/24/00 10:39A P.023 e!\~E.:J;1.:~!'i. ~!:sa>1"t1!l2SJ!S~\J'l'oIQ F'tRST A'€R1CAN EIJIlI) H:l.1A'" P.Z~ PlDIIE :23 10lll-2 ~.11!l1l) OIUJn::(O.12411a7l-15 33. ^' J:IE!1) aE nL"S'l' TO SBCUU AN lmlNlJ..llolJ:msS JZIl1U ClUtJr.'(At. n:lNCJ"AL !ltlN OP St1,aOO.oao.DD, ANI) ~ CnIBIl AMCtmTS OR am.IGATIONS DCtlJlllD ~-y. RBCOJU:lE1) lJ.NtJA&Y 7, 2000 AS :nu;; NO. 20000(lOI,)94110 aJ! OFFIc::lAL J1~~a DAnln tI!05l\omEJt 16, 1m 'mtlSTOI.: NWHOWEE TWO, DlC., A. tlELA.WARE: C03l1'c:R.ATICN 'I1l.t1nEB: CRlCACiQl'fI1.SCOMPA.W l!:KN'BflC1A1Y: CNA.LUl'1'Y PJ5:l)ER.AL BANI:. F.S.B., A FBD:alt.AL SAVINGS BAl<< A.Fl'l!CTll nIB PROPEUY:B::!!amN l)QMl'll:tUI wrm: OTmi:R..PR.OPD.7Y. 24, ntE LAND DBSCRJB:En 1!lVi'ftI'T ~ TO CUl'ilUUU 111 A "StlBmVlliWN" 01' IAND wmmr 'l'Hl> N:Y3ANXNG OF ms stlBDMBION MAP N:r. ~ CODS 66410, ET reQ) OIl LOCAL OImNANCiS. 'Wi WI:l:.t. Il.EQtJIG 'mAT A CEIlTIPtCAlll en- ~'CB (GO'VElU\lMmIlT cons 664JUS) 1CaiCUTED BY nm cn.y OF aM.A '\IJSTA. OR. A PINAL ~ N'A.P em. P~CEL lU.P :BE ~ IN THI! 0f:fICE OF l1:IB SAN DIEI30 COUNTY :Il!l'C01lDE3. 'PJIOR. TO ISstJlNG.A:NYPOU'C'f' OFTIn.:Ilt!l~ nlS ABOVE Il'EM ww.:EIII ~A'%m> lll'mi CQNIIE!Am:E TO nm ClTY C1P CHtlLA VISTA. lSIl1S1:-:ZDOOTAX~UOIt. com: AIl1!A: P.U'"1!:[ NO..: lST!IUT~ :zNI) lNSTAUMllNfl LAND v AI.m!.: DoalOv.EMIlN'I'S: BX:EHr.l',' Cot)1t ADA: I'll......... NQ..: lfrlNSt'A~ ,~: 2,%IlJ) :rN!4<,T r ~: t..r.Nl) .... A1..'tlB, ~: ~: E2'd elm ~.Q70.01~ S9,eJIZTPAltl 't,638.27 OPEN Il~2.00 s.o.. $00- Due l\'.().97OoOJoQO S21,4:l11.72 PAID S2WP.n.oPEN 14,041,655,00 $.1)0 S~ PhGE;:lO ~ ~ 2~~ ~d~:~~ aa. E2 ~~~ SHAFFE~ D~''''E;.LOPt~ENT (858) 792-9659 . e:.;I.:!I'l~&~_2BlJ!!:%...::l15~\I2~~..!t~ LA.,ote aWl: MJ ".,. 0. lDIIW (8.I:V. 7Jl11X) cc:=tADk PU'"'"NO.: lS'I'1NST~ 2Z4J)Il"8T",rT~ LAND VALUE: ~: EXEMPTl . con:e: ARJ;A: l'~NO.: lS'XINST~ :NDnre1'~ :LAl'o':D V....um: ' n.a.a.o~"l'S: l!Ptl:lMPT: . 1'2'd 012G2 544-DBD-06-IlD S7,AiI3:JliPAm 17,4<l3JlIl4;l!'EN ~1.OS'.:m.DO $.0- s.a- 1I1Z152 644.081).1 ~.OO ".32:1.70 p J\D) 59,3%3.10 CIJ'J3N S 1,38.5:5.00 S4 5-0. l'AGS2t 03/24/00 10:38A P.024 F%IiST ~CAN SUBll I'D. 149 ~24 OBDD."D.12U:,a.15 1:'~"'::xr;)~~:"13 Iillil, E:~?;II:j!'l SH,:..,~t:"!::R D~\-'Eb-OPt1Er.n (858) 792-9859 03/24/00 10:89A P.02S . ~~,~.Z3.20e0.~ ~:saPM~~lCP&C WR.49 ...... "ttI.";"-&UY1I .&.....~~ D.A,o:a...... 1l6Cl1oIo. FlR3i ~;tCllll s.mD N:l.141l f~~ 2! .10a.a (UV. '''II) Ga>>DJIIO,l:HOZ111-l5 LEQ.U.1'tr '''''~A.a.uJlf THE u.NO~ TO U'IlVtm.llS SmrAU'J)1N 'IHf. BT"n;: OF ~ COUJ.IlTY OF SIoN DmW, AND IS DJl$C?1"ll1O:T> A.S 'EOUDW$: . 1'AB.c:m.A: (t.1NlV!:ItSIIYkolO. 1) "!!!OS:! I'ORTrONS OE Lan; 1 nar.OUGB 4, J:'o"ClmlMl, 8, 9 AN/) Ii, OF OTAY :J.A.~o, IN 'IEE COt1NIT OP SAN nIBGO. STAm OF CAIJPOJ.NrA. ACX:01l.DlI<<i 10 lIIAr NO. &62, :m.m IN"nG omcs Of 'I:B5 COtlN1Y Doa:R:O!1 01' llAID COCNtY, FBBlWAJt.'V 7, 1900. f.,Y1;NG !lctnBf';KL"{ OF'mE~WJNG DESCM""""UNB: c~C1NO AT nm INfD,SBcnDN 01' nIB ~ C17 HtNI'B PJtJQ;.WAY. AS SHOWN aN I::Ht1U.. VUlT"- 'fR,ACI'NO. ~...1A. ~ NC,13292,:m..m JNtD OFFICE OF SAlD cotn\~ ll%CO~EJ/., wrm TSSNOJl.TEl"WES:n:at.\' UNB O:P SAm WAY ~o wmcs n:eAKS NOllm 71'5) '1,"' u.sr; nmNC! SOtlTH 31'44'10" lL\ST 85'.00 FJWr TO A TANClBNT cu:a:V]i c::ost::AVE WSSIDloY. HA.VlNG AJ.AI)M! CF 1910.0CI nsr: T.BJ3NCS 8otmlJlR1.Y 2019A7 F.BET .A1.0NG BAIl> ctmV]!l t1motlGB A CIl!ol'TlUIL ANGt8 OF 60"%7'4$- nmNCB TM"Gm<I':ntml um CU1VB SOU'l'H :U"43'40" WEST 7llO.8. n3T TO A TANG5Z'lI' cmtVE ~VB :l'lD7-T.J3'WUnatLY HAv:MO A ~ OF 2100.00 FESTl "I1l:I!NCE SotmlWl:iSn:ai.Y :nUl PEEl' .AI.ONO SAn) ct."1\.W '1'D.OUCtR ~1AI. ANOIJi Of 6'52'.(5" TO A !'OJNr IN SA1D CUlL~ 1HENCS CXlN'IlNtllNG &Otl"lBW1lSTEltLy ~ SAD> ~ "'7.17 JI'EEI''1'SJ.OTJGJI A c:mmtAt. ANG-lE Ol= 12'50'01"; 1RE!lCB T~ PlWH SAID C'llR.VE. Sct1l1l: 41'26'26" WEST 38:ZUS :FBB1' TO ~ ~Y I.JNE OF IlJWD LOt' 1:l,AN:) nm ntJE!'OJNr 01' JI2Q1IolH1NQ. !RENC'It ~m 48*':lG'~S" BAST 2&2..,5 l"EET TO SAID T~ Cl.'lt.vs, CONCAVE Ntn'll:l w=I'ElU.\' A."'CI) 'HA~~ '" RADItJS 01 2800.00 FEEl'; 'II'lENCB ~'I:HlL\S1]31tLY 60!7.17 !'PI' ALONG SAID ClJJtVll nm.oomr A c:;mmw:. .o\NGL:B CIP lZ*:IC1'Dl ~ TO SAIl> :POII\T XN SAIl) etm.VI!,; nlENCB BOUtK 12"45',1. WElT 21..02 iEC'; T.BENC:B SOU11l 1"22'11" EAST 1~H18 !'EETl ~CE SOOTH W19'l3. EAST 119.10 I'I!Zt TO A TANGEN'l' CWtVli CONCAv.B II~Y HAVDlG A aAl)ZUS aF 245,00 fS1m 'TDJlNCS S1Ctl'1'RB.\.B'1'1m.LY 111." :i'ES'I' /lJJ:J!JG BAJ:D c:rJKVB Tm\.CVOB A ~ .o.N~ 2"'Ot'Sli" ntSNCS tANGENT R.!.OM lWD ctm,vs. soum 4&"OS'I'-]lI,.5T t 1&.71 DB'r TO A ~ CC3,V:& CCNC....VS s~y EAVlNG A ~s OF 540.00 FEE'I': ~CE S'-'IIUm.o.sn:a.r.Y lD4..10 FEEl' .AI.OHG SAXD CUR.VB nDOOaa:.A Cl3N'DAL ANGLS ~ 11.~'4S" l'tlJlNCB I'ANG5NI :FP.CM lWD ctav.s sov.m :i2"Ol!i'3:Z"liAS-r lOti. 59 l':Blrr TO A TANGENT ctl1VE CONCA'YB NOlt"I'BBMTBlU-Y HA.V1NG A:Il.J\DIt1S 01' 1530.OCJ FliB'1'j ~ ~Y 193.8$1la:t' ALONG SAD) ctJJ.VB llilWUOH A~ ANGt.It 01' 17"57'4S" ~ TANCmm' l'JtOM 8.un CC'R.'VJ!, SoutH .,.44'Zl- :&AST 287.5.2 'l"ES!' TO A 'fAN'G'EN'1' amOVE CONCA'YB so~Y KAVJNa A lUImUS ~ :310.00 1'SST; ~ ~Y l'l.:u FEEt A.Ur.110 8lUD Ct:Il.V2t 'nDtO'OGH A <:ENTltAL J\NOIJ; a: 35";20'39"; TmlNCB, TJINl3mlT f'lI.OK SAID CtI1'YE, llot1I'814":z3'G,"lilAST 1152.45 PEBr: 'tBENCB SOtJTH "09'1'" BAST ,p.11 :fUr: 'mEl'ICE SOt1nl: 1Ii'30'$S" BAST 105.31 FIO:In; 'l'ZlNCI! soura: 4"24....... BAST 91.19 !1lBTi nmNCS SCUI:II t7"30'1Z" IUIlf1" 3',04 ~ 'I'SENCl! /lot1IS. 500.so.or EAST'D.n PDT: 'TBllNCB 1'1011:H O":I4'3S" BMT ;ui4.$4 U.GZ :n . ;;2'd V 1::1, ::lOOl WdE;;:ve ee. E:2 ~ SHH~FER DEVE,.LOPt;1ENT (SS8) 782-8858 08/24/00 10:38A P.026 . rl3f.:lf!~.e:.~: 2...:;' !5~'2'1~'i U'l..e FIRST AIlElaQN( SlJIlD NO..G~ ~~ 26 OJl.DEB, MO. JZ4l12'/'8-lJ . FEET TO A TANOENT ~W OOm:AY.E ~'I.'E1Vl!SIEIU.Y BA.~ A 1.\Dltl'S OF 2.6O.0~ tmlNCS 1'lotl~-rB.lU.Y 250.51 msT ALCING SAID CDIl.VE TlmOOGR A. CDTmAL .hN\3I..S :;$"t3'.14" TO ... ~ Ctlll.VB CONI:A.VE ::BA8'I1i:U.Y HAVDlG ... JUJ:IIUIl OF %J1D.oQ 1DT1 u........Jl. NClIl.THEIl.l.Y 141.7. FBEr ALONG lAID ~va 1:Il1Otl'QR' A. CEN'I'J.At, ANat.3 OF 18"111'11"; ~ TANGENT 'F1lCN: SAID ctlR.'V'E NORTIi 15"31'56" 2#JlT7!KSC l'Ei1!.T to A TANaENt CO&VB ~Cto.V1lSClU1'JD.A.lTEltY HAVING A:R.AImJ~ , OF %l8MO FJ:iP:1; TS:'SN'CS 174&.14 fEeT ALONO SAID ClJ1!lVR "l'H1CtlOR It. c:mrnt.AL .A.NGI2 OF H.44'38~ 1'0 'IHB liOB.1'miAStml.LYtINBOP &AID OTAYIlAN'CBl). :sxa:PTING mATPOB,1.'%()}l Of'!lAm LO'!: <4, LYlNO SOUl'1mU.Y aF 1BE SounIERl.Y UNA Of 1'BE 1J\.ND CONV!YED TO nm SOt.ll~ CAUFORmA :M01JN1'J.IN WAn:P. COMPANY, BY DEm> l!JlC01DJi2) roN:It :l4, 19l2, IN BOClK. S7lI, :PAGS 113 OF ImBPll, OF OFFICIAL BEOOJU)S OF um 00UN1Y..t.ND SOU'mWES'1'1tRt.Y OF Tmt SQCT.Er.WSS:TKI1.LY lDiE OF "I'RB LAND ~ TO 'J':Cm orA.Y WATER. PlST1lICT, A PUllUt: BODY, CORPORA'tS AND POLtI'IC BY FINAL 0lWBR OF ~,.'OON. CASE NO. iCl4744-1 ~ JULY to, 1997 AS m.B tolo. 1997.0324133. OF ut<EIClAL R.J>COlWS OF SAJI) COUNTY. A,1,SO AN ~ ~ A..<<l noM T.Bt. ABOVll ~~....", l1LOPElt.'IY mom: 1'Oll'nONS or 'lRt ,4 CXl~ 'BY &.t.:lolllimOO u.ND CONl'ANY to 11m ac11l'B!illN CAUl'QDUA.UOmlTAIl'l WA'I'1!!& COMPANY. BY P2ED t.lA.n::D AnIL 11. 1912, ANtl m;cQJl.DED mNB 34, tll12. IN BOOJ:.f70. PAGl113 OJ DlOIlDS. ALSO ~!IN'G ~ tHAT 1'OJtnoN CXlNV!'il!I) TO mE arY 01 BAN DmGO B'1":F!NAI. t'>llh'l1'll iJF CONDBMI\AnClN" RiCotmEP W...... 12. 1990, AS :rn:.B;NO. llo.129~ OJ' O~:RECOBD5 OF ~1XBGO COtlNIY. AI.SO EXCEnING ~ nlAT POlI.TICN CCNv.BYED TO 'lm orAY W,A.TI!1l :orS'i1UC't, 'A PUJUC 3OOY, ~ns Jj!(1) l'OtmC l'!lY' l'tNAL OJJ:)1lR, CXI' CXlNDBMNj'..naN. CAS1l }<<). 700l7014-t, &COJU:I'BlJ JULY 10, 199' A5 PILE NO. ln7.0n4n~ OP O~CtAt. UOOZD5 en llANDIEGO cot.lN'.tY. PARCEL :e:'(UNIVI1l.SITYNO. 2): 'IHAT PORDON OP LOT 4 01' orAY Jt.AloICHO, IN 'IE! COUNTY 01" SAN :DIEGO, SrA'I1i OF ~ ...cc:oaJ)D(O TO MAl' NO. IG2. 1"l1.EO XN TAB omca OF TH:E'. coUNTY 1$00ltI):EI, OF SAlXl COtl'Nn', :mnu:AI1Y 7, 1S100, LnNG SOtn'B1!JU,Y OF TSE SountE:lU. Y UNA Ol' THS LAl'lP CONVEYED 'IO nIB saarElD.N CAI.Il"OJDUAMCJIJNr~ W ATEl>. COM!'..-.1'lY, BY DMD R:aCCl1lD:8.tJ .J'tlN8 :lA, 100.2, IN noox. 570, PAGE 113 Ol' m:EI)i OP BAID cotJ1o."'I'Y', /lm) &Ot.n1iWJ:S't'PLY OJ' 'mIi ~srsu.y IJNB ai 't'RB u.NJ:I CONvEYED TO T.R:E aTAY WATEIt DJlil"lUl:T. A l'tJBL]C: BODY. OORPaRAn Al'III pounc: ri:FlNAL 0Jm1!ll ap CONtlEMNAnoN. CASI; NO. '7Ool'744.1 :RlSCOR.DBD 1tlLY la, 15197 AliI l'tt.B NO. 151!l'1-aJ~~3. 01' O!'!'ICIAL ~ ClP lIJI,II) 0QtlN'rY. . PA<mZ! 'i1<:'g !' 1;;1, :l_q~ !,!~'11~ ~,E2 ~~ . . . EXHIBIT "A" LEGAL DESCRIPTION I PARCEL 1: Lots 1, 2, 9, 10, 11 and 12 of Otay Rancho, in the County of San Diego, State of California, according to Map thereof No. 862, filed in the office ofthe County Recorder of San Diego County, February 7, 1900. Excepting therefrom that portion conveyed to Emily Hunte Black, as trustee of the Emily Hunte Black Revocable Trust No. I, and Henry F. Hunte, as trustee of the Louis H. Hunte Testamentary Trust created under the Last Will of Louis H. Hunte in deed recorded May 1, 1992 as File No. 1992-0261511 of official records. PARCEL 2: (being a portion ofUE ParcelS) Lots 3, 4, and 8 of the Otay Rancho, in the County of San Diego, State of California, according to Map thereof No. 862, filed in the office of the County Recorder of San Diego County, February 7, 1900. Excepting from the above described property those portions of Lots 4, 7, and 14 of Otay Rancho, conveyed by San Diego Land Company to the Southern California Mountain Water Company, by deed dated April 11, 1912 and recorded June 24, 1912 in Book 570 Page 113 of deeds. Also excepting therefrom that portion conveyed to the City of San Diego by Final Order of Condemnation recorded March 12, 1990 as File No. 90-129846 of official records of San Diego County. Also excepting therefrom that portion conveyed to the Otay Water District, a public body, corporate and politic by Final Order of Condemnation, Case No. 704744-1, recorded July 10, 1997 as File No. 1997- 0324833 of official records of San Diego County. I From CHICAGO TITLE COMPANY REPORT dated NOVEMBER IS, 1999 Page 1 of 1 RG:kIlK:\I99&\2000la03.doc WOI99&-6 2/ID!OO EXHIBIT tAt NEW MILLENNIUM OWNERSHIP OTAY RANCH - CHULA VISTA CALIFORNIA 14 7 III - HUNSAKER ---- . & ASSOCIATES SAN DIEGO. INe:. PlANNING 10179 Hoemekens St S1ite 200 ENGINEERING San Diego, Ca 92121 SURVEYING PH(858)558-4500. 00858)55&.1414 . 1 1 BOUNDARY 12 . (f) NO"""'" ~\\\ , , I I , I \ 1 \1 \ " , '\, N I \ -1 i \ 1 ,,/,\ ' \\ :r~-t- , G( , \ I , , , , , , , , , 1 , , \ , , 'J \ ' , ' , 1 , , , , , , , , \\ ' , , ' , , ~ " I " , ,.---------- ~" I \\ !/SDCWA \\.'t \1\ \, '\\ I \' o I ~,3 M' ", \(1 '~ I ~,,~ 1 , 1 " ~\ , , \ 10 1 2 N 13 8 /0' ~ 4 . . . EXHIBIT 'B' LEGAL DESCRIPTION UNIVERSITY NO.1 Those portions of Lots 1 through 4, inclusive, 8, 9 and 12, of Otay Rancho, in the County of San Diego, State of Cali fomi a, according to Map No. 862, filed in the Office of the County Recorder of said County, February 7, 1900, lying Southerly of the following described line: Commencing at the intersection of the centerline of Hunte Parkway, as shown on Chula Vista Tract No. 99-3A, Map No. 13292, filed in the Office of said County Recorder, with the Northwesterly line of said Otay Rancho which bears North 71057'19 East; thence South 31044'10" East 859.00 feet to a tangent curve concave Westerly, having a radius of 1980.00 feet; thence Southerly 2089.47 feet along said curve through a central angle of 60027'49"; thence tangent from said curve South 28043'40" West 700.84 feet to a tangent curve concave Northwesterly having a radius of 2800.00 feet; thence Southwesterly 336.18 feet along said curve through central angle of 6052'45" to a point in said curve; thence continuing Southwesterly along said curve, 627.17 feet through a central angle of 12050'01"; thence tangent from said curve South 48026'26" West 3828.95 feet to the Southeasterly line of said Lot 12 and the TRUE POINT OF BEGINNING Thence North 48026'26" East 3828.95 feet to said tangent curve, concave Northwesterly and having a radius of 2800.00 feet; thence Northeasterly 627.17 feet along said curve through a central angle of 12050'01" to said point in said curve; thence South 12045'51" West 278.02 feet; thence South 1022'11" East 133.08 feet; thence South 69019'13" East 119.70 feet to a tangent curve concave Southwesterly having a radius of 245.00 feet; thence Southeasterly 111.89 feet along said curve through a central angle of 26009'56"; thence, tangent from said curve, South 43009'18" East 114.73 feet to a tangent curve concave Southwesterly having a radius of 540.00 feet; thence Southeasterly 104.10 feet along said curve through a central angle of 11002'45"; thence tangent from said curve South 32006'32" East 1 06.59 feet to a tangent curve concave Northeasterly having a radius of 630.00 feet; thence Southeasterly 193.85 feet along said curve through a central angle of 17037'48"; thence, tangent from said curve, South 49044'21" East Revised February 8, 2000 May 5, 1999 Page lof3 W.O. 2169-17 H&A Legal No.: 4722 Prepared by: V. Edge Checked by: R. WiIliamsftj . . . 287.52 feet to a tangent curve concave Southwesterly having a radius of 310.00 feet; thence Southeasterly 191.23 feet along said curve through a central angle of 35020'39"; thence, tangent from said curve, South 14023'42" East 162.45 feet; thence South 7009'16" East 99.77 feet; thence South 16030'55" East 205.31 feet; thence South 4024'44" East 97.89 feet; thence South 17030'12" East 39.04 feet; thence South 50040'02" East 69.53 feet; thence North 52034'38" East 264.54 feet to a tangent curve concave Northwesterly having a radius of 260.00; thence Northeasterly 250.58 feet along said curve through a central angle 55013'14" to a reverse curve concave Easterly having a radius of 2970.00 feet; thence Northerly 948.78 feet along said curve through a central angle of 18018'12"; thence tangent from said curve North 15039'36" East 796.94 feet to a tangent curve concave Southeasterly having a radius of2880.00 feet; thence 1746. 14 feet along said curve through a central angle of 34044'18" to the Northeasterly line of said Otay Rancho. Excepting that portion of said Lot 4, lying Southerly of the Southerly line of the land conveyed to The Southern California Mountain Water Company, by Deed recorded June 24, 1912, in Book 570, Page 113 of Deeds, of Official Records of said County, and Southwesterly of the Southwesterly line of the land conveyed to The Otay Water District, a public body, corporate and politic by Final Order of Condemnation, Case No. 704744-1, recorded July 10, 1997 as File No. 1997-0324833, of Official Records of said County. Also excepting from the above described property those portions of Lot 4 conveyed by San Diego Land Company to the Southern California Mountain Water Company, by Deed dated April 11, 1912, and recorded June 24,1912, in Book 570, Page 113 of Deeds. Also excepting therefrom that portion conveyed to the City of San Diego by Final Order of Condemnation recorded March 12, 1990, as File No. 90-129846 of Official Records of San Diego County. Also excepting therefrom that portion conveyed to the Otay Water District, a public body, Corporate and Politic by Final Order of Condemnation, Case No. 704744-1, recorded July 10, 1997 as File No. 1997-0324833 of Official Records of San Diego County. Revised February 8, 2000 May 5, 1999 Page 2 of 3 W.O. 2169-17 H&A Legal No.: 4722 Prepared by: V. Edge Checked by: R. Williams/u . . . As shown on University No.1 plat attached hereto and by this reference made a part hereof. Cf( ~ ,y, rz /(112.-- Rory 'illiams, L.S. 6654 My License Expires: 12-31-03 Revised February 8, 2000 May 5, 1999 Page 3 of3 W.O. 2169-17 H&A Legal No.: 4722 Prepared by: V. Edge Checked by: R. Williams/tj t !tUN'r[: ) '1I,IiJrl1< '1Iy N71051 '19"E ~ cf\! ~'& OcO :;"0 "';0. o. ri I ! . '.' 6=60027' 49" I ,/ R=1980.0Q' -~{ L= 2089.4 7' , :/1 , , , , , , , j ~ ~ I .......... . ..' .. .. ... .. . .., .... . ',' .... . ,'. : .... ~~'l J'tI<~\C ~pS'I O\.' :::: ."', ~.::"~ :..: ;"": : ... :,.: : ': "'~: : ..... 2557.82' &'20 <'" 1/"'28050'01" ,,':> . L- 000' o~ ' d" -627' ,,'--- ,,'). 0'). . '\ v~ .17, 'c, ~'O. ."" ~'\'\ '.. .1 ~ -..;. V/ , ,--' '). ,;000 " "",c if'): ~':>'o i~'? ,\O'l-i~.o'i, '" -:,.",,,'l-if'\~~O.OOO' ~O ,\J ," __ ",,,'J, '\ -::>.. i9.70'" '/' :;;-" ....,,\0.,.. .. I 569019',1:;"E ;,4.7:;'-'/, - \.:~ 6'0: S4:;0091~ E 106 59'-:' SO'): 00. 5:;2006':;2,~0:;7'48': ,>~, if"::i'O,\O~~'O b..:; \ 630 00 -' I ~ ,-" I R:::: -z. B5' . / ..... ~,- -.f' / l=19J 752 ---, '. &'80 4'2\"E 25 " " R""29 18'12" 5490 A , ,.:., / L~9 70.00' 51402:;'42"E \62.~S>:" / I 48.78' 507009'\6"E 99.77 : :. ' -', .870 '60'0'55"E 20S.:;1-:, " ^ ,.,,2..1:24",. 51 ..J , ; ," \ '.....\ t..l:::55013' -_~c DJI '44"E 97.B9 - ,'" "'~ '-'-R 2 14" '-'J~D PD 504024 . _I ,t/ /V. == 6000' ----_"C 5\7'30'\2"E 39.04 ,~' $"",0 L~250"58' . '- 5S0040'02"E 69.S:; - "'''',:,-1 (5)-. (' ""'6' '" '05' "'. 'f en o -"., '" o lXl Z , ..._I\~ /' (~~~'5<'o , ~ ,..0 17: ./ 1'.>V"c9, ')t. / "'6'007&-_ '7 Q- "'. .'. .... .... to m " '" to <0 to o ... to N f'..~ }O 'to ... :;;: o lXl Z ." ..... \.~:.:\P ;:.~ (; ;~? N7,OSB'15"E 2640.92' .w ;.... n ';-'N ;'IN no "lXl ZN ;s: o 'w (f"; n N o 'N cO ti ~ 0 Cl IX) N ~ Z .... '" '" .- n- .... NO d 0 (0 f'- vcn ;..") IX)f"') ZtO . ---- '....., , , , , -..\ .' ....r , , , , , , \...... I " , " ' )'" .... . n '0 ~-.... Oeo. No> 'Nvf"') ~ui 'f f"') .~ I"'--f"') -Ll') 0> o ~.- ZN (0 .0 ~f"'):: ~ ui f"') It n II h V Ll') <IO::....J \.. IX) 0 \.... IX) , , , 'Z ~ o to ... a) m ~~ C\.l ~..... .--- O"cPo i ......,... 0 ,..,.,..,.m ~ J. EXHIBIT "B" ..", .~O. &060 ~'O ~~ 1/ 5"' 0 v "'280 < 45" ....'1> 0'" L~JJR'OO' '. c, '\ .18' ': '. INSET HUNSAKER & ASSOCIATES IRVINE INC. PLANNING . ENGINEERING . SURVEYING Three Hughe$ . Irvine. CA 9261B . Pit (949) SU1010 . FX: (949) SB3.Q7S9 0"", 5-5-99 ~~~ 2-8-00 .~~ V. Edge "", 1:\2169-17\LD\4722\SHT01,DWG o i54""'_c-- , \'I~\20\''l-O ""':--1 '0",,'0 0'\":\'0' ",'1~ '0 .997-0324833 OR Sketch to Accompany Legal Description UNIVERSITY NO.1 UNICORPORATED TERRITORY OF SAN DIEGO COUNTY, STATE OF CALIFORNIA CK'd B, LOG 'N W.O. 2169-17T SHEET 1 OF 1 R. Williams ACAD-MC SCALE: 1"= 1000' H&A LEGAL No. 4722 . . . EXHIBIT 'B' LEGAL DESCRIPTION UNIVERSITY NO.2 That portion of Lot 4 of Otay Rancho, in the County of San Diego, State of California, according to Map No. 862, filed in the Office of the County Recorder of said County, February 7, 1900, lying Southerly of the Southerly line of the land conveyed to The Southern California Mountain Water Company, by Deed recorded June 24,1912, in Book 570, Page 113 of Deeds of said County, and Southwesterly of the Southwesterly line of the land conveyed to The Otay Water District, a public body, Corporate and Politic by Final Order of Condemnation, Case No. 704744-1, recorded July 10, 1997 as File No. 1997-0324833, of Official Records of said County. As shown on University No.2 plat attached hereto and by this reference made a part hereof. Qo~ ~,1v12t~ Rory S. illY-ams, L.S. 6654 My License Expires: 12-31-03 Revised February 8, 2000 May 5, 1999 Page I of I W.O. 2169-17 H&A Legal No.: 4723 Prepared by: V. Edge Checked by: R. Williams/tj EXHIBIT "B" Sketch to Accompany LegaL Description f.~ ..... ". -.- . . . ... ,- .. ... .. . ... ..... '.' .... :::::... :-.:(":..::"': :...:..t:.:.....: :..... l j ~ ~ I , '""-:> .<? ..90 <"v 'b Na 0 ~. o'J ~~ 423'5" ~ "'& '" <0 <o<J: 4 E: S .... 'Y':;;",' 620,84"_ '-:>f' .J< 110, \..... v', vCk 1/ ,._-./.. ,.._,- ...... t' , ""-J b{,_,.i!3lk!:.DS~I-_ """'~ . J, o"'Il ~' ... .. I ',/\ _ ~\~.'O , ' .'1" . , - ~ ,... \ " ...;: - 7...brB. : "61.03',' :,-' N71053'43"E" 3:b I b~ 3:b 1"')0 = N ~ N ~o ~L!1 .' - N Co .;:.~. ~1!1 '10 Z z :997-0324833 O,R. :-.:: :... !:'J ;:'3 ~3 ~:? HUNSAKER & ASSOCIATES IRVINE, INC PLANNING . ENONEERINC . SURVEYING Three Hughes. Irvine. CA 92618 . PH: (949) 583-1010 . FX: (9-49) 583-0759 DATE' 5-5-99 ~~~ 2-8-00 .~': V. Edge "LE, 1:\2169-17\LD\4723\SHT01.DWG UNIVERSITY NO.2 UNICORPORATEO TERRITORY OF SAN DIEGO COUNTY. STATE OF CALIFORNIA CK'd B, lOG IN R. Williams ACAD-MC SCALE: ," = 1000' H&A LEGAL No. 4723 W.O. 2169-17T SHEET 1 OF 1 EXHIBIT 'C' OTAYVILLAGE 11 SPA LAND USE SUMMARY . . NEIGHBORHOOD LAND ACREAGE DWELLING TARGET AREA USE UNITS DU'S/AC LOT SIZE R-1 SF 24.5 169 6.9 40X90 R-2 SF 14.4 50 3.5 60 X 100 R-3 SF 17.6 55 3.1 60 X 100 R-4 SF 11.6 60 5.2 50 X 100 R-5 SF 7.5 40 5.3 50 X 100 R-6 SF 7.5 40 5.4 50 X 100 R-7 SF 11.0 70 6.3 45 X 90 R-8 SF 10.7 65 6.1 50 X 90 R-9 SF 10.9 65 6.0 50X90 R-10 SF 16.4 90 5.5 45 X 90 R-11 SF 9.7 34 3.5 55 X 100 R-12 SF 9.0 40 4.4 55 X 100 R-13 SF 10.0 58 5.8 50X90 R-14 SF 10.4 60 5.7 50 X 90 R-15 SF 10.0 65 6.5 40 X 85 R-16 SF 8.4 65 7.8 40 X 85 R-17 SF 16.9 145 8.6 SMALL LOT SF R-18 SF 8.8 77 8.8 SMALL LOT SF R-19 SF 12.4 95 7.6 40 X 70 R-20 SF 9.4 77 8.2 SMALL LOT SF R-21 SF 15.0 111 7.4 40 X 70 R-22 MF 7.8 140 18.0 CONDO/APT R-23 MF 8.3 124 15.0 THICONDO R-24 MF 8.7 109 12.5 TOWNHOUSE R-25 MF 9.2 115 12.5 TOWNHOUSE MU-2 (R-26) MU 7.6 189 25.0 SENIOR MU-1 MU N/A 96 8.3 CONDO/APT SUBTOTAL SF 252.3 1531 6.1 SUBTOTAL MF 34.0 488 14.4 SUBTOTAL MU 7.6 285 TOTAL RES. 293.8 2304 MU-1 COMM. 11.5 NIA SUBTOTAL COMM. 11.5 N/A CPF CPF 5.0 N/A SUBTOTAL CPF 5.0 NIA P-1 PARK 11.7 NIA P-2 PARK 3.2 N/A P-3 PARK 1.1 N/A SUBTOTAL PARK 15.9 NJA 5-1/ K-6 SCHOOL 11.9 NIA 5-2 / Jr. H 5 SCHOOL 26.5 N/A SUBTOTAL SCHOOL 38.3 N/A Hunte Parkway ROAD 24.8 NIA Olympic Parkwav ROAD 9.7 NIA Eastlake Parkway ROAD 6.3 NIA w" Circulation Streets ROAD 17.7 N/A E" Circulation Streets ROAD 12.1 NIA SUBTOTAL ROAD 70.6 NIA Green Buffer 0.5. 30.6 N/A Easement thru Pronertv 0.5. 19.3 NIA Paseo Area in West 0.5. 2.4 NIA Paseo Area in East 0.5. 1.7 I NJA SUBTOTAL 0.5. 54.0 I NIA . . . TOTAL ACREAGE 489.0 * Subject to additional street connections to promenade street. . <i z ~ ~ I :c 0..'" u..... w~; z.....~:J: i <(wo~. a: Clzz ~::5:S~ I- ...J <I: ~ o >g;~ ~ II: U I- >- - ~ ~ CD . 1 II: . - 0 J: " ~ >< 5 W " -' ~ N ~ , , II: Ul "" N ci: ~ ::i :;; co N . II: N ~ a:. en ~ ci: It) ~ II: AVml'a'tld 3l'Yl i . en ~ ~ u ~ i ~;:::; ~ i s ~~ ~ "~; ;;ien: L; 5~: ih :r:~: ~.H . ill < ,/~ // / ,/ ,,"" /~:...- ~ Ul . . . EXHIBIT "D" Recording Requeste,l by unci Please Rezurn 10: DRAFT City Clerk City ofChula Vista P,O, Box 1087 Chula Vista, California 91912 This instrument Benefits City Only, ND F'tle~ Required. This Space for Recorder's Use Only APN(s) C.v, File No. IRREVOCABLE OFFER OF DEDICATION OF FEE INTEREST FOR A VALUABLE CONSIDERATION, receipt of which is hereby acknowledged, NM Homes Two. Tnc.. a Delaware corporation. B ill Capital Partners L,P., a Delaware limited liability Partnership, Otay Land Holdings, LLC, a Delaware limited liability company, Pearl Tech, LLC. a Delaware limited liability company. zmd M/O Holdings. LLC, a DelawlU"e limited liability company represents that, as the owner(s) ofthe herein-described real property (in the case of multiple owners, collectively referred to as "Grantor"), Grantor hereby makes an Irrevocable Offer of Dedication of the fee interest to THE CITY OF CHULA VISTA, A MUNICIPAL CORPORATION. the hereinafter described real property for the following purpose: university, higher education. active public recreation and all other uses except non-university related residential uses, The real propeny referred to above: contains IIpproximate:ly 537 acres and is situated in the City of Chula Vista. County of San Diego, State of California is more particularly described on Exhibit A attached and made a part hereof by this reference. RESERVATIONS: Grantor shall reserve the right to conduct habitat enhancement, creation and mitigation activities and create and convey conversation easements within the designated open space areas ofthe dedicated property as required to mitigate the impacts of development ofthe property owned by Grantor or their designees, subject to the reasonable approval of the: City and a determination by the City that sllch activities or easements do not interfere with any easements required for the permitted uses of the dedicated property. Grantor shall further reserve a temporary right. license or easement over the dedicated property for construction and grading purposes necessary for the development ofthe property owned by Grantor. Grantor shall repair and restore the de:dicated property to at least as good as condition as existed prior to the entry onto the: dedicated property under the temporary right. license or easement. Under no circumstances shall such activities or i=asements preclude use of the dedioated l'ropilrty far'tbil permitted uses or require the City or its 02-02-<10 0060-00005 S:\1521D002000 ',IK(l., wpd 1 . . . successors in interest to incur any expense or liability arising from or relating to such activities or easements. This Offer of Dedication is made Jlursuant to Section 7050 ofthe Government Code ofrhe Srare of Cali fomi a and may be accepted at any time by the City Clerk of the City ofChula Vista. This Offcr of Dcdication offce interest shall be irrevocable and .ball be binding on the Grantor, its heirs, executors, administrators, successors and assigns. Signed this day of ,20_. Grantor Signatures: (Notary Acknowledgment Required for Each Signatory) This is to cortify the interest in real property offered herein to the City of Chula Vista. a governmental agency. is hereby acknowledged by the undersigned, City Clerk. On behalf of the Chula Vista City Council pursuant to authorley conferred by Resolution No. _ of the Chula Vista City Council adopted on , 2000. and the grantee(.v) consent(s) to the recordation thereof by its duly authorized officer. SUSAN BIGELOW CITY CLERK By; Date; 02-02-00 9Qt'lO-OOOOS 5:\152\0002000\ .IRR.wp<l 2 . BOUNDARY . EXHIBIT 'F' UNIVERSITY OPEN SPACE OTAY RANCH - CHULA VISTA CAUFORNIA .," .., 10 VILLAGE 11 :l-___ ~ 12 reserve Boundary 13 14 (f) ""''''ocu PlANNING 10179 Huemekens St Sl.ite 200 ~NEERING Sin Diego, Ca 92121 SURVEYlNC PH(8S8)5S8-4SOO- FX(858)S58-1414 1 I I I I I IOPtN I SP~C I I I I I I I I I I I I I I ~ " . . . , . EXHIBIT "G" RECORDING REQUESTED BY AND WHEN RECORDED MAIL TO: City Clerk CITY OF CHULA VISTA 276 Fourth Avenue Chula Vista, CA 91910 SUBORDINATION AGREEMENT THIS SUBORDINATION AGREEMENT (this "Agreement") is executed and delivered as of February 22, 2000, by and among NM HOMES TWO, INC., a Delaware corporation, as successor by merger to NM Home Two, LLC, a former Delaware limited liability company ("Trustor"), GUARANTY FEDERAL BANK, F.S.B., a federal savings bank ("Lender"), and THE CITY OF CHULA VISTA ("City"), with reference to the following: WITNESSETH A. Trustor previously executed that certain Deed of Trust (With Security Agreement, Fixture Filing and Assignment of Rents and Leases), dated December 16,1999 to Chicago Title Company, a California corporation, as Trustee, in favor of Lender, as beneficiary, in respect of certain real property more particularly described therein, a portion of which is more particularly described on Exhibit "A," attached thereto and incorporated herein by reference (the "Property"), to secure, among other things, certain indebtedness evidenced by a certain Revolving Promissory Note dated December 16, 1999 in the original principal sum of$17,000,000.00 (the "Note"), in favor of Lender, which Deed of Trust was recorded on January 7, 2000 as Instrument No. 2000- 0009480 in the Official Records of San Diego County, California (the "Deed of Trust"). The beneficial interest under the Deed of Trust is held of record by Lender as of the date hereof. B. Concurrently herewith, Trustor and City, together with the other parties who hold undivided interests in a portion of the Property (collectively, the "Tenants-in-Common"), which interests are not subject to the lien ofthe Deed of Trust, are executing that certain Land Offer Agreement, dated as of February 15,2000 (the "Land Offer Agreement"), pursuant to which Trustor (and the Tenants-in-Common who hold undivided interests in the fee estate in the real property more particularly described in Exhibit "B" attached thereto (the "University Site") and incorporated herein by reference) are offering to dedicate the University Site to the City upon the terms set forth therein. The Land Offer Agreement is to be recorded concurrently herewith in the Official Records of San Diego County. The University Site is a part of the Property encumbered by the lien of the Deed of Trust. The Deed of Trust constitutes a lien upon the entire interest of Trustor in the Property but does not encumber any interest respectively held in the Property by any of the Tenants-in-Common. . C. City is willing to execute and deliver the Land Offer Agreement to and in favor of each of Trustor and the Tenants-in-Common if, inter alia, as a condition precedent thereto, the Land Offer Agreement and the rights granted therein to and in favor of the City be and remain an I 50091930v2 . . . interest in the University Site prior and superior to the Deed of Trust and any and all rights of Lender thereunder and provided that Lender will specifically and unconditionally subordinate the Deed of Trust and any and all rights of Lender thereunder to the Land Offer Agreement pursuant to all the terms and provisions of the Agreement; and D. It is to the mutual benefit of the parties hereto that the City execute and deliver the Land Offer Agreement, and Lender is willing that the Offer shall, when recorded, constitute an interest in the Property which is unconditionally prior and superior to the Deed of Trust and any and all rights of Lender thereunder pursuant to all the terms and provisions of the Agreement. NOW, THEREFORE, in consideration of the mutual benefits accruing to the parties hereto and other valuable consideration, the receipt and sufficiency of which consideration is hereby acknowledged, City, Lender and Trustor hereby irrevocably and unconditionally agree as follows: 1. (a) The Land Offer Agreement, and any and all present or future substitutions, replacements, restatements, renewals, modifications, amendments or extensions (collectively, "Modifications") thereof, shall unconditionally be and remain at all times prior and superior to the Deed of Trust and any and all rights of Lender thereunder in respect of the University Site; provided, however, no Modifications shall be effective against Lender without the further, "'Titten consent of Lender to the extent any such Modifications materially increase the obligations of Trustor under the Land Offer Agreement or materially reduce the benefits to Trustor under the Land Offer Agreement and, in no event, shall any Modification which increases the acreage of the University Site or modifies the location of the University Site be effective against Lender without the prior written consent of Lender thereto. (b) City represents and warrants that it would not execute and deliver the Land Offer Agreement to and in favor of Trustor and the Tenants-in-Common without the execution, delivery and recordation of this Agreement. (c) This Agreement shall be the whole and only agreement with regard to the subordination of the Deed of Trust to the Land Offer Agreement and shall supersede and cancel, but only insofar as would affect the priority among the Deed of Trust and the Land Offer Agreement, any prior agreements as to such subordination, including, but not limited to, those provisions, if any, contained in the Deed of Trust, which provide, or may provide, for the subordination of the lien or charge thereof. 2. Lender unconditionally and irrevocably declares and agrees, and specifically acknowledges the express reliance of City thereon, that: (a) Lender consents to and approves all provisions of the Land Offer Agreement in the form presented to Lender as of the date of Lender's execution of this Agreement; (b) Lender, subject to all the terms and provisions of this Agreement, intentionally and unconditionally subordinates the lien of the Deed of Trust with respect to the University Site only, and any and all rights of Lender thereunder with respect to the University Site only, in favor of the interest of City in the University Site under the Land Offer Agreement, 2 50091930v1 . . . and acknowledges that in reliance upon, and in consideration of, this subordination, City will execute and deliver the Land Offer Agreement to and in favor of Trustor and the Tenants-in- Common, it being expressly acknowledged and agreed by Lender that City has represented and warranted that it would not execute and deliver the Land Offer Agreement without the execution and delivery of this Agreement by Lender. 3. City unconditionally and irrevocably declares and agrees, and specifically acknowledges the express reliance on Lender thereon, that: (a) City approves all provisions of the Deed of Trust, solely to the extent the same relate to the University Site, subject to the subordination of the Deed of Trust set forth in this Agreement. 4. The subordination of the Deed of Trust in favor of City with respect to the University Site granted by Lender pursuant to this Agreement, shall be limited to the University Site and in no event shall such subordination extend to any other portion of the Property, or any other real or personal property encumbered by the lien or charge of the Deed of Trust and such subordination shall not extend to any reservations in favor of Trustor under the Land Offer Agreement, or under any instrument or document delivered by Trustor in connection therewith. 5. Lender acknowledges and agrees that the subordination of its rights by and pursuant to this Agreement are for the mutual benefit of Lender, Trustor and the City and have been negotiated in recognition of the benefits to Trustor conferred by the execution and delivery of the Land Offer Agreement by the City and after careful consideration by Lender of the impact of such subordination upon its rights under or pursuant to the Deed of Trust. The subordination of the Deed of Trust granted by Lender pursuant to this Agreement shall be effective only upon approval of the Land Offer Agreement by City's city counsel in the form presented to Lender, as described hereunder, and then only upon recordation of the Land Offer Agreement in the Official Records of San Diego County. 6. No provision hereof may be waived, modified, amended, discharged or terminated except by an instrument duly and validly executed by Lender, Trustor and City, and then only to the extent expressly set forth in such instrument. 3 50091930vI . . . 7. This Agreement shall be governed by and construed in accordance with California law. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original, but all of which taken together shall constitute one and the same instrument. "CITY" CITY OF CHULA VISTA By: Its: By: Its: 50091930v2 "TRUSTOR" NM HOMES TWO, INC., a Delaware corporation, as successor-by-merger to NM Homes Two, LLC, a rm Delaware limited liability com By: Its: Y~s;.;dQ",-t "LENDER" GUARANTY FEDERAL BANK, F.S.B., By: a federal saving b Its: ;el' Y.ce ?~~ 4 . . . STATE OF CALIFORNIA } } } SS. COUNTY OF /..L C .- On '-\('l/l' '" 2-7-, h....o-::- , before me, ,Je.v''''li\ I v<.!\A."eil... a notary public, personally appeared CYLc..~{C::; j), :t-"."v, ,p~l'UIH1Hy kne ..11 16 me, or proved to me on the basis of satisfactory evidence, to be the person(l() whose name(i>) ist'are subscribed to the within instrument and acknowledged to me that heJsll.e/-t!.cy executed the same in hislhllr/tI10H- authorized capacity(ies), and that by hislh0Fitaeir signature~) on the instrument the person(w, or the entity upon behalf of which the personOO acted, executed the instrument. Witness my hand and official seal. i-I Ii Signature { Apcr-l..-lA IC LA ~ - - - - - ~;.:; ~ - I J ~ c.....1.1:...1092ll62 ~_ ~ _ NcIlIyI'l.t*:-CaIarla ~ 1_ _ _ ~~~~2a~ t STATE OF CALIFORNIA } } } SS. COUNTY OF SAN DIEGO On March 23. 2000 , before me, Rosalinda 1. Molin'} a notary public, personally appeared **Srnrr T ~nY**' personally known to me, or proved to me on the basis of satisfactory evidence, to be the person( s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in hislher/their authorized capacity(ies), and that by hislher/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. Witness my hand and official seal. Sicrnature R~{lJ/\vv:UL ~\-t,,~ " ----1 ------:; 1. ~:'I.S l i -. ~Co<S11Y i 1 Micarm~~~3,~ - - - - - - - 5 50091930v2 . . . STATE OF CALIFORNIA } } } SS. COUNTY OF On , before me, , a notary public, personally appeared , personally known to me, or proved to me on the basis of satisfactory evidence, to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in hislher/their authorized capacity(ies), and that by hislher/their signature(s) on the instrument the person( s), or the entity upon behalf of which the person( s) acted, executed the instrument. Witness my hand and official seal. Signature STATE OF CALIFORNIA } } } SS. COUNTY OF On , before me, , a notary public, personally appeared ' personally known to me, or proved to me on the basis of satisfactory evidence, to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in hislher/their authorized capacity(ies), and that by hislher/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. Witness my hand and official seal. Signature 6 50091930v2 ATTACHMENT 1 LETTER OF INTENT . This Letter of Intent is meant to be an expression of interest by NM Homes Two, Inc., a Delaware corporation ("Developer") and the City of Chula Vista ("City") to enter into an offer agreement (the "Offer Agreement") acceptable to the parties. Title to the property which is the subject of the Development Agreement is presently vested in separate legal entities. Developer is the owner of an undivided 66.67% interest in the property. The remaining interest is owned by B III Capital Partners L.P., a Delaware Limited Partnership, as to an undivided 3.145% interest, Otay Land Holdings, LLC, a Delaware Limited Liability Company, as to an undivided 6.19% interest, Pearl Tech, LLC, as to an undivided 3.145% interest, and MlO Holdings, LLC, a Delaware Limited Liability Company, as to an undivided 20.85% interest (collectively the "Minority Owners"). Developer is not authorized to bind the Minority Owners, and execution of this Letter of Intent shall not be construed to imply agreement or consent to any of the provisions contained herein by any of the Minority Owners until such consent is obtained pursuant to paragraph l(ii). Developer and the Minority Owners shall be referred to collectively as "Owner." , . Although this Letter of Intent is not meant by the parties to be a legally binding agreement, or an amendment to any existing agreement, it does contain some of the essential principles that would form the basis of the Offer Agreement. This Letter of Intent also describes the parties' understanding of the necessary preconditions for execution of the Letter of Intent and the Offer Agreement and the offer and acceptance of dedication of certain land owned by Owner described on Exhibit A attached hereto (the "Proposed University Property'') consisting of approximately 536.9 acres upon which the City wishes to facilitate the development ofa facility for higher education, such as a University of California campus, and other permitted uses described below. I. Subsequent Actions. Upon execution of this Letter of Intent by the City and Developer, the City and Developer shall take the following actions: (i) the City shall release and shall have recorded a reconveyance of the deed of trust granted in favor of the City which encumbers the real property owned by Owner described in Exhibit B attached hereto and which secures the performance of certain obligations set forth in that certain Agreement to Convey Affordable Housing Site and Process Community Purpose Facilities Site dated December I, 1994 between the City, Baldwin Builders and Otay Ranch, L.P.; and (ii) Developer shall obtain the written consent of the Minority Owners to the provisions of this Letter of Intent through execution ofan acknowledgment of this Letter of Intent in counterparts by each Minority Owner. . The City shall not be required to release and reconvey the deed of trust described in (i) until the Minority Owners' written consent is provided. The Minority Owners' consent shall be contingent upon the City's release and reconveyance of the deed of trust within three (3) business days following City's receipt of such consent. 05.\4-99 9060-00005 S;\172\9903000\.MS9 . II. Entitlements. Immediately upon execution of this Letter of Intent, City and Developer will diligently and expeditiously process the Offer Agreement for City Council and Owner consideration and final action within three months of such execution. Developer shall submit a pre-application for some or all of the land use approvals, amendments and agreements described in subsections A through C below (the "Entitlements"). City shall complete a review of the Developer's pre- application for such Entitlements within three months following execution of this Letter of Intent and subject to Owner's payment of the City's costs of such review. Upon City's and Owner's execution of the Offer Agreement, City will diligently and expeditiously process the Entitlements for City Council consideration and final action. The parties anticipate that the details of the Entitlements described below will be defined in the Offer Agreement. A. GDP Amendments. The Entitlements include Otay Ranch General Development Plan ("GDP") amendments consisting of: , (i) modification of the Village 11 boundaries as depicted on Exhibit C and described on Exhibit D attached hereto; (ii) redesignation of the permitted land uses, densities and intensities of development within Village 11 as described and depicted on Exhibit C and as further detailed in the . Offer Agreement; (iii) realignment of Hunte Parkway from its currently designated alignment to the alignment depicted on Exhibit C; \ (iv) realignment of Eastlake Parkway from its currently designated alignment to the alignment depicted on Exhibit C; (v) elimination of the High School site from Village 11, and location of a Junior High School site within Village 11; (vi) retention of the secondary permitted land uses, densities and intensities of development set forth in the GDP for Villages 9 and 10, as reconfigured through the proposed modification required for the University site; and (vii) amendment to the Otay Ranch Village Phasing Plan to clarify that implementation of the Entitlements, if approved by the City, (through and including recordation of final maps and issuance of grading and improvement permits) shall be permitted at any time; provided, however, such implementation shall be subject to Section 5.2 of the Development Agreement, the other Entitlements and the City Growth Management Program and Ordinance (City of Chula Vista Municipal Code, Ch. 19.09). . Notwithstanding the foregoing, no building permits . shall be requested or issued within Village 11 until Completion of Construction of the Phases 1,2 05-14-99 9060-00005 S,II7219903000LMS9 . . and 3 Olympic Parkway Improvements, as those terms are defined in the Agreement for Financing and Construction of Olympic Parkway and Related Roadway Improvements by and among the City of Chula Vista, McMillin Otay Ranch LLC, and Otay Project, LLC, dated April 20, 1999 (the "Olympic Parkway Agreement"). City will use its best efforts to enforce the provisions of the Olympic Parkway Agreement. B. Sectional Planning Area and Subdivision Approval. The Entitlements include a Sectional Planning Area ("SPA") Plan for Village 11, a Village 11 Design Plan, an update of the Service Revenue Plan, a Village 11 Public Facility Financing Plan, a Village 11 SPA Master Plan and tentative subdivision maps for Otay Ranch Village 11. The SPA and related actions shall permit the development within Village 11 of not less than the number of single family detached units and multi-family attached units and acres of commercial uses as conceptually shown on Exhibit E and as further detailed in the Offer Agreement. C. Development Agreement Amendments. The Entitlements include amendments to the Restated and Amended Pre-Annexation Development Agreement between the City and Baldwin Builders dated March 4, 1997 (the "Development Agreement") consisting of the following: ' (i) Owner shall receive credit toward Owner's obligations for the conveyance of land required by the Otay Ranch Conveyance Plan of the Otay Ranch Resource Management Plan for the dedication of the open space within the Proposed University Property, as depicted on Exhibit A; (ii) City agrees not to impose on the Proposed University Property any special taxes, assessments, fees, charges or other exactions prior to City acceptance of the offer of dedication of such Property; I (iii) Owner will not be required to fund, and the development of Owner's property shall not be conditioned upon the funding or construction of public infrastructure required to serve the Proposed University Property including, without limitation, streets, sanitary, sewer, storm drain, water, park, open space, landscaping and dry utility facilities unless City provides Owner with assurance of funding or reimbursement in a form acceptable to Owner; and (iv) revisions required to incorporate and implement the Entitlements described in paragraphs II. A and B. D. Subarea Plan and Other Agency Approvals. City will diligently and expeditiously process for final consideration and action by the appropriate agencies a Subarea Plan of the San Diego Multi-Species Conservation Plan (the "MSCP") that includes Village 11 and an ilpplementing Agreement with the USFWS with respect to the MSCP (the "MSCP Approvals"). E. City Reservation of Discretion and Compliance with Applicable Law. It is understood that the City reserves the right to exercise its discretion as to all matters which the City . is by law entitled or required to exercise its discretion with respect to the Entitlements and MSCP 05.14-99 9060-00005 S,\172\9903000I.MS9 3 . Approvals, including but not limited to, CEQA compliance and other similar laws. In addition, any amendments and approvals processed for City Council approval will be subject to, and brought to City Council for consideration in accordance with applicable legal requirements. Developer understands and agrees that nothing herein shall be construed as to restrict the City's ability to exercise its discretion as provided by the City's Growth Management Program and Ordinance (City ofChula Vista Municipal Code, Ch. 19.09). Ill. Offer of Dedication. Owner shall make an offer of dedication of the Proposed University Property to the City (the "Offer") on the terms and conditions set forth below and as further defined in the Offer Agreement. A. The Offer shall be made only upon final approval of all of the Entitlements and MSCP Approvals. The parties anticipate that the details with respect to the Offer will be defined in the Offer Agreement. B. The Offer will not be made if final approval of all of the Entitlements and MSCP Approvals does not occur within period oftirne following execution ofthis Letter of Intent to be specifi,ed in the Offer Agreement; provided, however, such perio'd shall be extended for the length of tiIDe of any Permitted Delay, as defined in the Offer Agreement, not to exceed a total period of Permitted Delays specified in the Offer Agreement. . C. The Offer shall be free and clear of all liens and encumbrances other than (i) restrictions prohibiting use of the Proposed University Property for other than a Facility for higher education, active public recreation and/or all other uses, except residential (the "Permitted Uses") and (ii) easements and rights-of-way determined upon final approval of the Entitlements and MSCP Approvals to be required for the development of Village 11 which do not materially interfere with the intended use of the Proposed University Property for Permitted Uses. D. , Prior to acceptance, the Offer shall be revoked and after acceptance, fee simple title to the Proposed University Property shall revert to the Owner if all or any portion of the Proposed University Property is used for purposes other than the Permitted Uses. The City shall remove, at its sole cost and expense, all liens, encumbrances, easements and other matters of record or otherwise that interfere with Owner's intended use of the Proposed University Property. E. At all times prior to and following acceptance of the Offer, Owner shall reserve the right to conduct habitat enhancement, creation and mitigation activities and create and convey conservation easements within the designated open space areas of the Proposed University Property as required to mitigate the impacts of development of the real property owned by Owner or its designee, subject to the reasonable approval of the City and a determination by the City that such activities or easements do not interfere with any easements required for a Permitted Use of the P~oposed University Property. Under no circumstances shall such activities or easements preclude use of the Proposed University Property for the Permitted Uses or require the City or its successors in interest to incur any expense or liability arising from or relating to such activities or easements. . The parties are in agreement with the foregoing as indicated by their signatures 05-\4-99 9060~0005 S;\172\9903000\.MS9 4 . . . below. The parties agree that any modifications from the principles expressed herein will be in writing and signed by the parties. The signatory below for the City and each of the entities collectively referred to as Owner in this Letter of Intent represents having the authority to act on behalf of such party and entity. Owner understands that the Offer Agreement and any other agreements required to implement this Letter of Intent will require the approval of the City Council. THE CITY OF CHULA VISTA NM HOMES TWO, INC., a Delaware corporation ~~f2;.r~ David ~. Rowlands, Jr. City Manager of the City of Chula Vista By: L'5c /J1~ v Name: Jack L. McDonald Title: President & CEO , .. 05.17.99 9060-<]0005 S,II7219903000!.MS9 5