Loading...
HomeMy WebLinkAboutAgenda Packet 1998/09/15 \ \\ "I declare .onder penalty of parjury that I am employed by the City of Chula Vista in the Office 0" ',0" i '" "ice:, ~n,j that I posted this A=.:cn J -' "., .' C :,.~' !iotin Board at the PUA" ' . ; ',;V; :': :1 r'lcl at ity Hall on DATEDl:1:-II, ~S;:;;E'~ .. Council Chambers ublic Services Building '-.,..-. Tuesday, September 15, 1998 6:00 p.m. R ular Meetin of the Cit of Chula Vista Cit Co CALL TO ORDER 1. ROLL CALL: Council members Moot_, Padilla_, Rindone_, Salas_, and Mayor Horton_. 2. PLEDGE OF ALLEGIANCE TO THE FLAG. MOMENT OF SILENCE 3. APPROVAL OF MINUTES: June II, 1998, June 17, 1998, June 18, 1998, and September 1, 1998 4. SPECIAL ORDERS OF THE DA Y: A. Report from Metropolitan Wastewater Department, City of San Diego. Dave Schlesinger, Director, will be the main presenter. Also attending will be Deputy Director of Program Management/Construction Management Division; Scott Tulloch; and Ron Kale, Senior Public Information Officer. B, Presentation by SDG&E Re: Kenneth Lee Memorial Planning Award. CONSENT CALENDAR (Items 5 through 15) The staff recommendations regarding the following items listed under the Consent Calendar will be enacted by the Council by one motion without discussion unless a Councilmember, a member of the public, or City staff requests that the item be puiled for discussion. If you wish to speak on one of these items, please fill out a "Request to Speak Forol" available in the lobby and submit it to the City Clerk prior to the meeting. Items pulled from the Consent Calendar will be discussed after Board and Commission Recommendations and Action Items. Items pulled by the public will be the first items of business. 5. WRITTEN COMMUNICATIONS: A. Letter from the City Attorney stating that to the best of his knowledge from observance of actions taken in Closed Session on September 1, 1998, there were no actions taken which are required under the Brown Act to he reported. It is recommended that the letter he received and filed. B. Letter of Resignation from the Ethics Committee - Chester S. DeVore. It is recommended that the resignation be accepted with regret and the City Clerk be directed to post immediately according to the Maddy Act in the Clerk's Office and the Public Library. c. Letter of Resignation from the Planning Commission - Patricia Aguilar. It is recommended that the resignation be accepted with regret and the City Clerk be directed to post immediately according to the Maddy Act in the Clerk's Office and the Puhlic Lihrary. D. Letter from homeowners of the north end of 1400 Kim Place requesting removal of picnic table and cover at the end of First Avenue in SDG&E Park, and installing of lights in the parking lot at the southern end of First A venue. Agenda -2- September 15, 1998 6. ORDINANCE 2745 AUTHORIZING THE LEVY OF A SPECIAL TAX IN SUCH COMMUNITY FACILITIES DISTRICT NO. 98-3 (OPEN SPACE MAINTENANCE DISTRICT NO. 35 [SUNBOW m), (second rendin!! nnd adoDtion) 7A. ORDINANCE 2746 " GRANTING TO SAN DIEGO GAS & ELECTRIC COMPANY, ITS SUCCESSORS AND ASSIGNS, THE FRANCHISE TO CONSTRUCT, MAINTAIN AND USE, POLES, WIRES, CONDUITS AND APPURTENANCES, INCLUDING COMMUNICATION CIRCUITS, NECESSARY OR PROPER FOR TRANSMITTING AND DISTRIBUTING ELECTRICITY TO THE PUBLIC FOR ANY AND ALL PURPOSES IN, ALONG, ACROSS, UPON, UNDER, AND OVER THE PUBLIC STREETS AND PLACES WITHIN THE CITY OF CHULA VISTA (second readin!! and adoDtion) B. ORDINANCE 2747 - GRANTING TO SAN DIEGO GAS & ELECTRIC COMPANY, ITS SUCCESSORS AND ASSIGNS, THE FRANCHISE, TO INSTALL, MAINTAIN AND USE PIPES AND APPURTENANCES TRANSMITTING AND DISTRIBUTING GAS FOR ANY AND ALL PURPOSES UNDER, ALONG, ACROSS, OR UPON THE PUBLIC STREETS AND PLACES AS THE SAME NOW OR MAY HEREAFTER EXIST WITHIN THE CITY OF CHULA VISTA (second readin!! and adoDtion) C. RESOLUTION 19165 APPROVING AGREEMENT WITH SDG&E GRANTING THE CITY AN EXCLUSIVE RIGHT TO ISSUE AND REFINANCE SDG&E INDUSTRIAL DEVELOPMENT BONDS - As par of its negotiations with SDG&E for a five year renewal of its gas and electric franchise, City staff negotiated a side agreement whereby SDG&E would grant to the City an exclusive right through June 30,2013, to be the issuer for SDG&E's Industrial Development Bond ("!DB") issues and refinancings. Under this agreement, for every Ten Million Dollars ($10,000,000) of debt issued or refinanced, the City will receive an issuer fee of Twenty Five Thousand Dollars ($25,000). In every case the City would be acting as a conduit, and would not itselfbe liable in any way for repayment of the bonds. Staff recommends approval of the resolution. (Assistant City Manager and Assistant City Attorney) 8. RESOLUTION 19145 APPROVING AN INCREASE IN THE NUMBER OF AUTHORIZED HOURS FOR COUNCIL AIDES FROM FIVE HOURS PER WEEK TO TEN HOURS PER WEEK AND APPROPRIATING $28,070 FROM AVAILABLE FUND BALANCE IN THE GENERAL FUND FOR RELATED SALARY AND BENEFIT COSTS - During the July 14, 1998 Council meeting, staffwas directed to return to Council with an item for consideration related to increasing the authorized hours from five hours per week to ten hours per week for Council Aides, along with the costs stemming from such an action. Staff recommends approval of the resolution. (Director of Finance) 4/5ths vote reouired. Continued from SeDtemher 1. 1998 9. RESOLUTION 19154 APPROPRIATING $35,000 FROM UNANTICIPATED REVENUE FROM CHULA VISTA ELEMENTARY SCHOOL DISTRICT TO CIP PROJECT NO. TF258 FOR THE MODIFICATION OF THE TRAFFIC SIGNAL AT THE INTERSECTION OF BROADWAY AND "E" STREET (CIP NO. TF258) - This signal project was one of the conditions that City Council required the Chula Vista Elementary School District (CVESD) to mitigate in conjunction with ordering the conditioned street vacation of a portion of the 100 block of Jefferson Avenue. CVESD has deposited $36,000 to do the proposed traffic signal modification and other projects as a condition of the proposed vacation of Jefferson Avenue. Staff recommends approval of the resolution. (Director of Public Works) 4/5ths vote reouired. Continued from SeDtemher 1. 1998 10. RESOLUTION 19166 APPROVING AN AGREEMENT WITH THE FIRM OF SUTRO CO., TO PROVIDE FINANCIAL ADVISORY SERVICES RELATED TO FINANCING SPECIFIC CAPIT AL PROJECTS AND REFINANCING SEVERAL ASSESSMENT DISTRICT DEBTS, AND AUTHORIZING THE MA YOR TO EXECUTE SAID AGREEMENT - There are currently three known Agenda -3- September 15, 1998 capital projects that require some form of borrowing in order to allow for a timely completion; the Animal Shelter, the Corporation Yard, and the Library Automation project. In addition. due to historically low interest rates, it may now be economically feasible to refinance several outstanding assessment district debts. After following the City's consultant selection process, staff is recommending that the firm of Sutro & Co., be hired to act as financial advisor on these potential financings. Staff recommends approval of the resolution. (Director of Finance) 11. RESOLUTION 19167 DETERMINING THAT ANY BONDS ISSUED PURSUANT TO PROPOSED COMMUNITY FACILITIES DISTRICT 97-3 WILL BE SOLD ON A NEGOTIATED BASIS, WAIVING THE CONSULTANT SELECTION PROCESS AS IMPRACTICAL AND APPOINTING STONE & YOUNGBERG AS THE UNDERWRITER TO MARKET ANY SUCH BONDS - The financial advisor for Community Facilities District 97-3 (McMillin Development) in the Otay Ranch, is recommending that the bonds to be issued to finance infrastructure within the district be priced on a negotiated basis in order to minimize borrowing costs to prospective home buyers. The undeIWriting team of Stone & Youngberg and Merrill Lynch have been working diligently since their appointment in October, 1997, to undeIWrite the bonds for the first assessment district in the Otay Ranch annexation, Assessment District 97-2 (Village Development). Stafffeels that because of the value ofthe recently acquired knowledge by this underwriting team of the Otay Ranch development plan overall, and the closeness of the timing of the two bond issues, it is impractical to conduct another consultant selection process and is recommending that the process be waived in favor of appointing Stone & Youngberg/Merrill Lynch. Staff recommends approval of the resolution. (Director of Finance) 12. RESOLUTION 19168 APPROVING SOFTWARE LICENSE & MAINTENANCE AGREEMENT WITH PRINCIPAL DECISION SYSTEMS INTERNATIONAL (PDSl) FOR THE PURCHASE OF AN AUTOMATED FIRE STAFFING SYSTEM AND APPROPRIATING FUNDS FROM THE GENERAL FUND AVAILABLE FUND BALANCE THEREFOR - Currently, the Fire Department maintains its staffing information and conducts its operational overtime callback eligibility, and the retrieval of pertinent infonnation for the day-to-day management of the department's resources is laborious, time consuming, and inefficient. Until very recently, the Fire Department has not been able to find software which would meet the needs of its unique staffing patterns, MOU "rules", and management requirements. The TeleStaff" software provided by PDSI, can be programmed with Chula Vista Fire staffing specifics for efficient information storage, retrieval, analysis, and can even he used to automate the telephonic recall of personnel for additional and overtime assignments. Staff recommends approval of the resolution. (Director of Management and Information Services and Fire Chief) I3A. RESOLUTION 19169 APPROVING AN AGREEMENT WITH SDG&E FOR THE CITY'S PURCHASE OF THE SOUTH BAY SERVICE CENTER LOCATED AT 1800 MAXWELL ROAD AND ADOPTING NEGATIVE DECLARATION 95-02A IN CONNECTION THEREWITH. In December 1991, the City Council adopted a Civic Center Master Plan th:ltidentitied future space and facility needs to meet the anticipated growth in Chuta Vista. The Master Plan included planning for a new Public Works Corporation Yard (Corp Yard) to be relocated from its current 6 acre/261 ,360 square foot location at 707 "Fir Street to a new site. The new site would better accommodate the space projections needed for staff and equipment to meet the growth anticipated in the City's eastern territory. A revised Corp Yard Master Plan was completed in February 1998 in response to an opportunity to purchase an existing facility that could potentially meet the majority of the City's Corp Yard needs and at the same time save the City millions of dollars. This agenda statement outlines the requirements of the updated Corp Yard Master Plan and the proposed purchase of the San Diego Gas & Electric (SDG&E) South Bay Service Center (SBSe), a surplus facility not currently used by the utility company, to meet the Master Plan needs identified for the Corp Yard. Staff recommends approval of the resolutions. (Assistant City Manager and Assistant City Attorney) Agenda -4- September 15, 1998 B. RESOLUTION 19170 REGARDING THE CITY'S INTENTION TO ISSUE TAX EXEMPT OBLIGATIONS TO FINANCE THE CITY'S CORPORATION YARD AND DIRECTING ST AFFTO RETURN WITH A FINANCING PLAN 14. RESOLUTION 19171 APPROVING DEFERRAL AGREEMENT WITH MICHAEL AND TONYA ARNOLD ON PAYMENT FOR THE CONSTRUCTION OF STREET IMPROVEMENTS AT 239 NAPLES STREET AND AUTHORIZING THE MAYOR TO EXECUTE THE DEFERRAL AGREEMENT. The construction of street improvements at 239 Naples Street (Assessor's Parcel No. 619- 122-27-00) was included in the contract for Assessment District No. 96-01, Construction of Twin Oaks Avenue Improvements, from Naples Street to Emerson Street. The deferral agreement will provide the same payment plan to the property owners of 239 Naples Street that is being provided to the property owners within the boundaries of the adjoining assessment district. Staff recommends approval of the resolution. (Director of Public Works) 15. RESOLUTION 19172 ACCEPTING CONTRACT WORK FOR THE "INSTALLATION OF DUAL LEFT TURN LANES ON OTAY LAKES ROAD AT EAST 'H' STREET (STM-322) PROJECT. APPROVING CHANGE ORDER NO.4, AND AUTHORIZING THE DIRECTOR OF PUBLIC WORKS TO EXECUTE SAID CHANGE ORDER ON BEHALF OF THE CITY. On June 10,1997, the City Council approved Resolution No. 18694 awarding a contract in the amount of$I,007 ,914. 75 (plus contingencies of$261,970.29) to Single Eagle. Inc., for the installation of dual left turn lanes on Otay Lakes Road at East "H" Street (STM-322). The work is now complete and the Notice of Completion was filed on August 17, 1998. Single Eagle, Inc., has submitted its final invoice (the total contract cost is $1,125,274.74). Retention in the amount of$55,845.85 (5% of $1,125,274.74) will be paid 35 days after the Notice of Completion was recorded. Change Order No.4, which will increase the contract by $14,020.49, is for extra work items including curb modifications and additional striping, survey monuments, landscaping, and irrigation. Staff recommends approval of the resolution. (Director of Public Works) * * * END O/l CONSENT CA1JENDAR * * * ADJOURNMENT TO REGULAR AND/OR JOINT MEETING OF THE REDEVELOPMENT AGENCY ORAL COMMUNICATIONS This is an opportunity for Ihe general public 10 address Ihe City Council on any subjecl mailer within Ihe Council's jurisdiction Ihal is nol an item on Ihis agenda for public discussion. (Slale ww, however, generally prohibits Ihe City Council from laking aclion on any issues nol included on Ihe posled agenda.) If you wish 10 address Ihe Council on such a subjecl, please complele the "Requesllo Speak Under Oral Communications Form" avaiwble in Ihe lobby and submil it 10 Ihe City Clerk prior 10 Ihe meeting. Those who wish 10 speak, please give your name and address for record purposes and follow up aclion. PUBLIC HEARINGS AND RELATED RESOLUTIONS AND ORDINANCES Thefollowing ilems have been advertised andlor posled as public hearings as required by law. If you wish 10 speak 10 any item, please Jill oullhe "Requesllo Speak Form" avaiwble in Ihe lobby and submil it 10 Ihe City Clerk prior 10 Ihe meeting. 16A. PUBLIC HEARING - REGARDING THE DECLARATION BY THE CITY COUNCIL OF ITS INTENTION TO ESTABLISH COMMUNITY FACILITIES DISTRICT NO. 97-1 (OPEN SPACE MAINTENANCE DISTRICT lOT A Y RANCH - SPA ONE, VILLAGES I & 5]) PURSUANT TO THE PROVISIONS OF THE "MELLO-ROOS COMMUNITY FACILITIES ACT OF 1982", FOR THE Agenda -5- September 15, 1998 PURPOSE OF FINANCING CERT AINPUBLIC SERVICES THROUGH THE LEVY OF A SPECIAL TAX TO PAY FOR ALL OR A PORTION OF SUCH PUBLIC SERVICES - On July 28, 1998, Council approved the Resolution of Intention to form Community Facilities District No. 97-1 and set the public hearing for September 1, 1998. This district will fund the perpetual operation and maintenance of open space slopes, drainage channels, detention basins, medians and parkways ofOtay Ranch SPA 1, Villages 1 and 5. Tonight's action will continue the formal proceedings leading to the establishment of CFD No. 97-1. Staff recommends approval of the resolution. (Director of Public Works) Continued from September I. 1998. B. RESOLUTION 19157 - MAKING CERTAIN PRELIMINARY FINDINGS, PASSING UPON PROTESTS AND APPROVING THE SPECIAL TAX REPORT FOR COMMUNITY FACILITIES DISTRICT NO. 97-1 (OPEN SPACE MAINTENANCE DISTRICT [OTAY RANCH - SPA ONE, VILLAGES 1 & 5]). C. RESOLUTION 19158 - FORMING AND ESTABLISHING COMMUNITY FACILITIES DISTRICT NO. 97-1 (OPEN SPACE MAINTENANCE DISTRICT [OTAY RANCH - SPA ONE, VILLAGES 1 & 5] AND AUTHORIZING SUBMITTAL OF LEVY OF SPECIAL TAXES TO THE QUALIFIED ELECTORS. 17A. PUBLIC HEARING - REGARDING THE DECLARATION BY THE CITY COUNCIL OF ITS INTENTION TO ESTABLISH COMMUNITY FACILITIES DISTRICT NO. 97-2 (PRESERVE MAINTENANCE DISTRICT) PURSUANT TO THE PROVISION OF THE "MELLO-ROOS COMMUNITY FACILITIES ACT OF 1982", FOR THE PURPOSE OF FINANCING CERTAIN PUBLIC SERVICES THROUGH THE LEVY OF A SPECIAL TAX TO PAY FOR ALL OR A PORTION OF SUCH PUBLIC SERVICES AND THE INTENT TO AUTHORIZE A SPECIAL TAX TO PAY FOR ALL OR A PORTION OF SUCH PUBLIC SERVICES - On July 28, 1998, Council approved the Resolution of Intention to form Community Facilities District No. 97-2 and set the public hearing for September 1, 1998. This district will fund the perpetual operation, maintenance and monitoring of the Otay Ranch Habitat Preserve. Tonight's action will continue the formal proceedings leading to the establishment of Community Facilities District No. 97-2. Staff recommends approval of the resolutions. (Director of Public Works) Continued from September I. 1998 B. RESOLUTION 19159 - MAKING CERTAIN PRELIMINARY FINDINGS, PASSING UPON PROTESTS AND APPROVING THE SPECIAL TAX REPORT FOR COMMUNITY FACILITIES DISTRICT NO. 97-2 (PRESERVE MAINTENANCE DISTRICT). C. RESOLUTION 19160 - FORMING AND ESTABLISHING COMMUNITY FACILITIES DISTRICT 97-2 (PRESERVE MAINTENANCE DISTRICT) AND AUTHORIZING THE SUBMITTAL OF LEVY OF SPECIAL TAXES TO THE QUALIFIED ELECTORS. 18A. PUBLIC HEARING - REGARDING THE DECLARATION BY THE CITY COUNCIL OF ITS INTENTION TO EST ABLISH COMMUNITY FACILITIES DISTRICT NO. 98-1 (INTERIM OPEN SPACE MAINTENANCE DISTRICT lOT A Y RANCH, LLC-OVP-SPA ONE, VILLAGES 1 WEST, 2,2 WEST, 6,7 & PLANNING AREA 12]) PURSUANT TO THE PROVISIONS OF THE "MELLO- ROOS COMMUNITY FACILITIES ACT OF 1982", FOR THE PURPOSE OF FINANCING CERTAIN PUBLIC SERVICES THROUGH THE LEVY OF A SPECIAL TAX TO PAY FOR ALL OR A PORTION OF SUCH PUBLIC SERVICES AND THE INTENT TO AUTHORIZE SPECIAL TAX TO PAY FOR ALL OR A PORTION OF SUCH PUBLIC SERVICES - On July 28, 1998, Council approved the Resolution of Intention to form Community Facilities Districts Nos. 98-1 and set the public hearing for September 1. 1998. This district will fund the perpetual operation and maintenance of open space slopes, drainage channels, detention basis, medians and parkways built in conjunction with Otay Ranch SPA One, Villages 1 and 5 but providing benefit to areas located outside SPA One. Tonight's action will continue the formal proceedings leading to the establishment of Community Facilities Districts Nos. 98- 1. Staff recommends approval of the resolution. (Director of Public Works) Continued from September I. 1998 Air Pollution Co-otfol Distria--(:APCD), througll-the GMOC annual review process, to define reporting requirements, and the GMOC also agreed to receive air quality reports during the 1996 and 1997 annual reviews under the spirit of the proposed, revised Air Quality Threshold. Staff is returning the amendment for fonnal public hearing and adoption which requires amendments to the Growth Management Ordinance, and to the Qrowth Management Program and the Threshold/Standards Policy. Staff recommends placing the ordinance on first reading and approval of the resolution. (Director of Planning) Agenda -6- September 15, 1998 B. RESOLUTION 19161 - MAKING CERTAIN PRELIMINARY FINDINGS, PASSING UPON PROTESTS AND APPROVING THE COMMUNITY FACILITIES DISTRICT REPORT FOR COMMUNITY FACILITIES DISTRICT NO, 98-1 (INTERIM OPEN SPACE MAINTENANCE DISTRICT [OTAY PROJECT, LLC-OVP-SPA ONE, VILLAGES 1 WEST, 2, 2 WEST, 6, 7, & PLANNING AREA 12]). C. RESOLUTION 19162 - ESTABLISHING COMMUNITY FACILITIES DISTRICT NO. 98-1 (INTERIM OPEN SPACE MAINTENANCE DISTRICT lOT A Y PROJECT, LLC-OVP-SPA ONE, VILLAGES 1 WEST, 2, 2 WEST, 6, 7, & PLANNING AREA 12]) AND AUTHORIZING THE SUBMITTAL OF LEVY OF A SPECIAL TAX THEREIN TO FINANCE CERT AIN SERVICES TO THE QUALIFIED ELECTORS. 19A. PUBLIC HEARING - REGARDING THE DECLARATION BY THE CITY COUNCIL OF ITS INTENTION TO EST ABLlSH COMMUNITY FACILITIES DISTRICT NO. 98-2 (INTERIM OPEN SPACE MAINTENANCE DISTRICT [MCMILLIN - D.A. AMERICA, OTAY - SPA TWO, VILLAGES 6 & 7]) PURSUANT TO THE PROVISIONS OF THE "MELLO-ROOS COMMUNITY FACILITIES ACT OF 1982", FOR THE PURPOSE OF FINANCING CERTAIN PUBLIC SERVICES THROUGH THE LEVY OF A SPECIAL TAX TO PAY FOR ALL OR A PORTION OF SUCH PUBLIC SERVICES AND THE INTENT TO AUTHORIZE A SPECIAL TAX TO PAY FOR ALL OR A PORTION OF SUCH PUBLIC SERVICES - On July 28,1998, Council approved the Resolution of Intention to fOfm Community Facilities Districts Nos. 98-2 and set the public hearing for September 1, 1998. This district will fund the perpetual operation and maintenance of open space slopes, drainage channels, detention basins, medians and parkways built in conjunction with Otay Ranch SPA One, Villages 1 and 5 but providing benefit to the areas located outside SPA One. Tonight's action will continue the formal proceedings leading to the establishment of Community Facilities District Nos. 98-2. Staff recommends approval of the resolution. (Director of Public Works) Continued from Sentember 1. 1998 B. RESOLUTION 19163 - MAKING CERTAIN PRELIMINARY FINDINGS, PASSING UPON PROTESTS AND APPROVING THE SPECIAL TAX REPORT FOR COMl\fiJNITY FACILITIES DISTRICT NO. 98-2 (INTERIM OPEN SPACE MAINTENANCE DlSTR1CT [MCMILLIN - D.A. AMERICA, OTAY - SPA TWO, VILLAGES 6 & 7]), C. RESOLUTION 19164 _ FORMING AND ESTABLISHING COMMUNITY FACILITIES DISTRICT NO, 98-2 (INTERIM OPEN SPACE MAINTENANCE DISTRICT [MCMILLIN - D,A. AMERICA, OTAY _ SPA TWO, VILLAGES 6 & 7]) AND AUTHORIZING THE SUBMITTAL OF LEVY OF SPECIAL TAXES TO THE QU ALlFlED ELECTORS, 20. PUBLIC HEARING - PCA-98-08 & PCM-98-37, CITY-INITIATED PROPOSAL TO AMEND THE GROWTH MANAGEMENT ORDINANCE; THE GROWTH MANAGEMENT PROGRAM; AND THE THRESHOLD/ST ANDARDS AND GROWTH MANAGEMENT OVERSIGHT COMMISSION POLICY, TO ENACT A REVISED AIR QUALITY THRESHOLD STANDARD. In 1996, the Air Pollution Control District (APCD) recommended to the Growth Management Oversight Commission (GMOC) that the City's Air Quality Threshold Standard be changed from an annual assessment of local growth impacts on regional air quality, to an assessment of local air quality management activities. The proposed amendment to the Air Quality Threshold Standard was initially presented to the City Council at the April 25, 1996, GMOC workshop. The proposed amendment was approved in concept by Council. and staff was directed to return the item for formal public hearing and adoption. Staff has since worked with the Air Pollution Control District (APeD). through the GMOC annual review process, to define reporting requirements, and the GMOC also agreed to receive air quality reports during the 1996 and 1997 annual reviews under the spirit of the proposed, revised Air Quality Threshold. Staff is returning the amendment for formal public hearing and adoption which requires amendments to the Growth Management Ordinance, and to the Orowth Management Program and the Threshold/Standards Policy. Staff recommends placing the ordinance on first reading and approval of the resolution. (Director of Planning) Agenda -7- Septemher 15, 1998 A. ORDINANCE 2748 - AN ORDINANCE OF THE CITY OF CHULA VISTA AMENDING SECTION 19.09.040 J, OF THE CHULA VISTA MUNICIPAL CODE TO ENACT A REVISED AIR QUALITY THRESHOLD STANDARD. (first readinl!) B. RESOLUTION 19173 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA, CALIFORNIA, AMENDING SECTION 3.11.1 OF THE CITY'S GROWTH MANAGEMENT PROGRAM, AND THE AIR QUALITY THRESHOLD STANDARD OF THE CITY'S THRESHOLD/STANDARDS AND GROWTH MANAGEMENT OVERSIGHT COMMISSION POLICY. BOARD AND COMMISSION RECOMMENDATIONS This is the time the City Council will consider items which have been forwarded to them for consil/eration by one ofthe City's Boards, Commissions, andlor Committees. ACTION ITEMS The items listed in this section of the agenda are expected to elicit substantial discussions and deliberations by the Council, staff, or members of the general public. The items will be considered individually by the Council and staff recommendations rtUly in certain cases be presented in the alternative. Those who wish to speak, please fill out a "Request to Speak" form available in the lobby and submit it to the City Clerk prior to the meeting. None submitted. ITEMS PULLED FROM THE CONSENT CALENDAR This is the time the City Council will discuss items which have been removed from the Consent Calendar. Agenda items pulled at the request of the public will be considered prior to those pulled by Councilmembers. OTHER BUSINESS 21. CITY MANAGER'S REPORTlS) A. Scheduling of meetings. 22. l\IAYOR'S REPORTlS) A. Ratification of appointments: Human Relations Commission - Anthony J. Jemison (to fill a vacancy created by Commissioner Slovinsky. whose second term expired on June 3D, 1998). Resource Conservation Commission - Steve Castaneda (to fill an unexpired first term created by Commissioner McAlister, who resigned on February 24, 1998). B. C. 23. Border-Free Telecommunications Zone Proposals. tJf~~H"'J:;B~r&f COUNCIL COMMENTS Agenda -8- September 15, 1998 ADJOURNMENT The meeting will adjourn to (a closed session and thence to) the regular City Council meeting on September 22, 1998 at 6:00 p.m. in the City Council Chamhers. \ , Tuesday, Sepliomber 15, 1998 6:00 p.m. V (immediately following the City Council Meeting) Council Chambers Public Services Building CHULA VISTA CITY COUNCIL CLOSED S:';SSION AGENDA Effective April 1, 1994, there have been new amendments to the Brown Act. Unless the City Allomey, the City Manager or the City Council states otherwise at this time, the Council will discuss and deliberate on the following items of business which are pemlilled by law to be the subject of a closed session discussion, and which the Council is advised should be discussed in closed session to best protect the interests of the City. The Council is required by law to return to open session, issue any reports of final aclion taken in closed session, and the votes taken. However, due to the Iypicallenglh of time taken lip hy closed sessions, the videolaping will be temlinated at this point in order to save costs so thatlhe Council's relllrn from closed session, reports of final action taken, and atfjournment will not be videolaped. Nevertheless, Ihe report of final aclion taken will be recorded In Ihe minutes which will be available in the City Clerk's Office. CONFERENCE WITH LEGAL COUNSEL REGARDING: . Existing litigation pursuant to Government Code Section 54956.9 (a) 1. Gillespie v. City of Chllla Vista 2. Fritsch v. City of Chllla Vista . Significant exposure to litigation pursuant to Government Code Section 54956.9(b) None . Initiation of litigation pursuant to Government Code Section 54956.9(c) None CONFERENCE WITH REAL PROPERTY NEGOTIATOR - Pursuant to Government Code Section 54956.8 . None CONFERENCE WITH LABOR NEGOTIATOR - Pursuant to Government Code Section 54957.6 . . POA Negotiations. Memorandum DATE: September 11, 1998 FROM: Mayor and City Councilmembers Beverly A. Authelet, City Cler~ .." TO: SUBJECI': Additions to the Council Agenda for September 15, 1998 The Printer had some' problems with their copiers yesterday which resulted in some pages being omitted. Not knowing whether your packet is correct or not, we are sending out corrected reports in which we have found problems. Included are the following: Tab No.5 Pages 5A-l, 5B-l, 5C-I, and 5D-l through 5D-3 Tab No. 6 Pages 6-1 through 6-3 Tab No.7 Pages 7A-l through 7A-13; 7B-I through 7B-6; and 7C-l through 7C- 5 (NOTE: Pages 7A-12 and 7A-13 are new; it was not included in your original packet) Tab No.8 Pages 8-1 and 8-2 Tab No. 13 Pages 13-1 through 13-50; 13A-I and 13A-2; and 13B-l through 13B- 3 Tab No. 22 Pages 22C-l (NOTE: This is new; it was not included in your original packet) If you have any questions or you find other pages wrong, please given me a call. September 10, 1998 SUBJECT: The Honorable Mayor and City Council ~ David D. Rowlands, Jr., City Managery~~ / City Council Meeting of September 15, 1998 TO: FROM: This will transmit the agenda and related materials for the regular City Council meeting of Tuesday, September 15, 1998. Comments regarding the Written Communications are as follows: Sa. This is a letter from the City Attorney stating that to the best of his knowledge from observance of actions taken in Closed Session on 9/1/98, there were no actions taken which are required under the Brown Act to be reported. IT IS RECOMMENDED THAT THIS LETTER BE RECEIVED AND FILED. 5b/c IT IS RECOMMENDED THAT CHESTER DEVORE'S RESIGNATION FROM THE BOARD OF ETHICS AND PATRICIA AGUILAR'S RESIGNATION FROM THE PLANNING COMMISSION BE ACCEPTED WITH REGRET AND THAT THE CITY CLERK BE DIRECTED TO POST IMMEDIATELY ACCORDING TO THE MADDY ACT IN THE CLERK'S OFFICE AND THE PUBLIC LIBRARY. 5d. This is a letter from the homeowners on the north end of 1400 Kim Place, requesting ~emoval of a picnic table and cover at the end of First A venue in the SDG&E Park, and installation of lights in the parking lot at the southern end of First A venue. The letter also c; details some problems residents have experienced with disruptive adults and juveniles using ~ ~ the park. IT IS RECOMMENDED THAT THIS REQUEST BE REFERRED TO POLICE ~O AND THE PARKS DIVISION, AS WELL AS THE PARKS AND RECREATION COMMISSION, FOR REVIEW AND RECOMMENDATION TO COUNCIL. DDR:mab ~V?- ~ ~55~ - - -- CllY OF CHUlA VISfA OFFICE OFTHE CITY ATTORNEY Date: September 2, 1998 To: The Honorable Mayor and City Council John M. Kaheny, City Attorney~~ Report Regarding Actions Taken ~n Closed for the Meeting of 9/1/98 Session From: Re: The city Council met in Closed Session on 9/1/98 to discuss: Existing litigation pursuant to Government Code section 54956.9: Granite Construction Company v. city of Chula Vista; Fritsch v. City of Chula Vista and Davis v. Authelet. The City Attorney hereby reports to the best of his knowledge from observance of actions taken in the Closed Session in which the City Attorney participated, that there were no reportable actions which are required under the Brown Act to be reported. JMK:lgk C:\lt\clossess.no s-A - / 276 FOURTH AVENUE. CHULA VISTA. CALIFORNIA 91910. (619) 691-5037. FAX (619) 409-5823 @Pool-Conoume,AoIey<:ledPap.' August 25, 1998 Beverly Authelet, City Clerk City of Chula Vista, 276 Fourth Avenue Chula Vists, Ca 91910 Dear Ms. Authelet, This letter is to inform the City of Chula Vista that I am resigning as a member of the Ethics Committee, effective immediately. My decision was based on the fact that I had a stroke on June 1, 1998. I do not feel that I can be of any assistance to the City or to the Ethics Committee at this time. Please accept my thanks for the opportunity to 'have been of service to the community. Sincerely, ~l:V;&v~ t:!s:2 112 ........ -<-< :;u nO ~ ITI r--n 0 me.-:> A>;x !:::J ITI ::O::c - <nr- < 0> a ITI -n<: 0 0 -n- _Vl C">-1 ~ ~):'~ N WRnTENCOMMU~CAnOHS 5B~) ES ,~ - '- ---I 'Ni "") \,1. ,.. , Patricia Aguilar 26 August, 1998 IrDJf1-t u w ~ ,ltJI. AUG 2 7 ~ ! rnlfNCH Of:(~,' , '(' Hon. Shirley Horton, Mayor City ofChula Vista 276 Fourth Ave. Chula Vista, Ca 91910 Dear Shirley, I regretfully inform you that I must resign from the Planning Commission. The pressures of my personal and work life leave me without sufficient time to devote to this important Commission. I deeply appreciate your faith in me, and hope I have made a small contribution to the City. I am willing to continue to serve on the Commission until my replacement takes office. Please note that this action has no affect on my service on the Design Review Committee. Finally, I have two recommendations for my successor, Robert Villareal and J.C. Rodriguez. Either of them will make a conscientious and fair-minded Planning Commissioner. Sincerely, 1~cJa Patricia Aguilar cc: Bob Leiter COUNCIL CITY MANAGER CITY CLERK WRI1TEN COMMUNlCAnONS 5~-1 1048 Surrey Drive Bonita, California 91902 9 ~ ~.- \ ,'1 " .~ 'I, '() ',',' ,__J , ( AUGUST 11, 1998 CITY OF CHULA VISTA ATTN: HONORABLE MAYOR SHIRLEY HORTON , 276 FOURTH A VB CHULA VISTA CA 91910 Dear Ms. Horton: We the homeowners of the north end of 1400 Klln Place need your help! For years we have been subject to drunken, disruptive adults, kids, gang types, etc. etc. The San Diego Gas and Electric Park (at the south end of 1400 First Ave) has a picnic table with a cover over it. Usually morning to night, we witness excessive drinking of alcohol, men urinating, drug deals and kids/adults using drugs. The parking lot (at the end of First Ave) in the park, has no lights. Vehicles park there all hours of the night playing loud nmsic, drinking, using drugs, etc. We have all called the police numerous times, however, the problem is still there. After school, the kids from Castle Park Middle and High School meet there at the picnic bench; drinking, using and selling drugs. There have also been numerous gang fights around the picnic table area We want the picnic taOle and cover removed and have lights put in the parking lot. The park is for families and kids to enjoy. The gang types have destroyed our park!! They have destroyed all the play equipment. We would like our park to look like a family/kids park, instead of a hoodlum park. We don't want our kids seeing all the drunks, druggies, gang types, just hanging out. We are all disgusted seeing these types hanging around the park tables all hours of the day/night. Please remove tb.e picnic table and cover at the end of First Ave in SDG&E Park. And put lights in the parking lot/park at the southern end of First Ave. If the table is removed and the park is lit at night, it would eliminate the hanging out during the day and late at night. Also, the police would be , . 5D-/ r, .;~ WRITTEN COMMUNlCA nONS c!'; , \ getting less caUS from the families on Kim Place to ge~ rid of the drinkers, druggies, and gangs etc. Also, it could help reduce alot of the broken beer bottles in the park and at the end of our street. You can verify with the Chula Vista Police, our many numerous calls and complaints over the last 15 years. . . The Chula Vista Police suggested we write to you to get rid of the picnic tables and put lights in the parking lot. Please help us!! Thank you, THE HOMEOWNERS ON KIM PLACE cc: C().Jncil gzd~ f'ollG(:. NAME ClerK. ADDRESS PHONE ~G~ I~ f ~ \v\~"J . Utt4, ~. ~4< ~y, J~, NI/'t{ />,,{/'!--('t:.o- /1 il ~ {/ . C:~ .,'- (1'-A',';-V>Gl ( ~. , '~ .. I!-t( . 2<7<1;C \ I A ! I "Ie;., , . ,-. '- ,,---'-~ / / ~!J(( Aft~ ~ k(/ICY?(~ t-. ,i2f.tJs {N4'-r't'(J''Y; ~~f(7~,r; ~ r:i/l1 PC. Ct:v ~{{tttCtA '", ~I c ~d~ ,.. !Y:OL (la:q r~u C>>-1 t1.ll ~,-:~ /:C .~ --,' . ,f(;~ fl.. c~ v. CiIl, i,'/f /1 / _' ./_w '-" /..uld'/\.. ... 'i-\ f'v, ~ L ~ L \ (1 '~/-fJ/"L-3 ~,' - V ~ ,\~" ,-I), (1'ft I: /f0? ~ . ... Ie,""" fL ...-- J ,it~'vr CArtMC.v ~(':<:z--.. C<~ f L ......... tsr~ ..~~~ v #t~V( (/vIti4tv... K-1lAJ 17Lv1't"--'. ~ ~J-1 ~\L\fV)ptCtc~ 1tf1r-, f/a;{cJ'7 ....F:\M flA~ ~ / ~ _fdfl-, :j)(U'</c :J. :J\M,~' . '-~J~ V _l[lm ~l"c[ u/" ~ih ....hHN"";,c i~/9j :....- ConOl-fei,;." K "'r"~ez."" ko-Wl. ~(eajf ',- '--== ~.~. . ..->[IMQ\, tV,"\d\~,qc\-ql'li( :,~_ Ka~ d- L;;tJk '. , ~ t<:~y(~ t1r\~\\)~() rA\q\\ ~ j J _ 3/ frlr'"b~ " . , ',\ &~ ' Yd:tu r .. 0/0\ ~ rvv Off-q(OJf/ 1--uy~ 5D-3 ,/ ~E.~;\:) REbDlNG AND ADOl:TION ORDINANCE No.2 71/5 -' ORDINANCE OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AUTHORIZING THE LEVY OF A SPECIAL TAX IN COMMUNITY FACILITIES DISTRICT NO. 98-3 (OPEN SPACE MAINTENANCE DISTRICT #35 [SUNBOW II]) WHEREAS, the CITY COUNCil. of the CITY OF CHULA VISTA, CALIFORNIA (the "Legislative Body"), has initiated proceedings, held a public hearing, conducted an election and received a favorable vote from the qualified electors relating to the levy of a special tax in a community facilities district, all as authorized pursuant to the terms and provisions of the "MelIo-Roos Community Facilities Act of 1982", being Chapter 2.5, Part 1. Division 2, Title 5 of the Government Code of the State of California (the" Act"). This Community Facilities District is designated as COMMUNITY F ACll..ITIES DISTRICT NO. 98-3 (OPEN SPACE MAINTENANCE DISTRICT NO. :i5 [SUNBOW ll]) (the "District"). BE IT ORDAINED AS FOLLOWS: SECTION 1. The above recitals ate all true and correct. SECTION 2. This Legislative Body does, by the passage of this ordinance, authorize the levy of special taxes at the rate and formula as set forth in Exhibit "A" attached hereto (the "Special Tax Formula "), referenced and so incorporated. SECTION 3. This Legislative Body is hereby further authorized, by Resolution, to determine the specific special tax rate and amount to be levied for the then current tax year or future tax years, except that the special tax rate to be levied shall not exceed the maximum special tax rate as authorized pursuant to the Special Tax Formula, but the special tax may be levied at a lower rate. SECTION 4. The proceeds of the above authorized and levied special tax may only be used to as authorized by the Special Tax Formula. The proceeds of the special tax shall be levied onl y so long as needed for its purpose, and shall not be used for any other purpose. SECTION 5. The above authorized special tax shall be colIected in the same manner as ordinary ad valorem taxes are colIected and shall be subject to the same penalties and the same procedure, sale and lien priority in case of delinquency as is provided for ad valorem taxes; however, as applicable, this legislative body may, by resolution, establish and adopt an alternate or supplemental procedure as necessary. . SECTION 6. The above authorized special tax shall be secured by the lien imposed pursuant to Sections 3114.5 and 3115.5 of the Streets and Highways Code of the State of California, which lien shall be a continuing lien and shall secure each levy of the special tax. The lien of the special tax shall conrinue in force and effect until the special tax obligation is prepaid, permanently satisfied and canceled in 0-/ INFORMATION PACKET SCANNED AT FIRST READING OF THIS ORDINANCE ON: SeE? c:;:;/ /998 " , '""'p-' -::J." "-"^ND nt"ADlI-.JG ANi.; MLJ.J I:'," ;:)~vUI j\\- .. . ORDINANCE NO. 2746 AN ORDINANCE GRANTING TO SAN DIEGO GAS & ELECTRIC COMPANY, ITS SUCCESSORS AND ASSIGNS, THE FRANCHISE TO CONSTRUCT, MAINTAIN AND USE POLES, WIRES, CONDUITS AND APPURTENANCES, INCLUDING COMMUNICATION CIRCUITS, NECESSARY OR PROPER FOR TRANSMITTING AND DISTRIBUTING ELECTRICITY TO THE PUBLIC FOR ANY AND ALL PURPOSES IN, ALONG, ACROSS, UPON, UNDER, AND OVER THE PUBLIC STREETS AND PLACES WITHIN THE CITY OF CHULA VISTA WHEREAS, in 1972, in accordance with Article XIV (now Article XII) of the City Charter, City granted an electric franchise ("Original Franchise") to San Diego Gas & Electric ("SDG&E") pursuant to Ordinance No. 1427; and WHEREAS, the Original Franchise has expired and city staff and SDG&E representatives have negotiated the terms for an extension of the franchise through June 30, 2003 ("New Franchise"); and WHEREAS, on August 11, 1998, pursuant to City Council Resolution No. 19137, the City approved a resolution of intention to consider the adoption of the New Franchise and set a public hearing for such purpose on September 1, 1998 at 4:00 p.m.; and WHEREAS, on September 1, 1998, a duly noticed public hearing was held on the New Franchise, and all public testimony was reviewed and considered by the city Council, including the City Manager's recommendation to approve the New Franchise, and the City Council approved the placement of this ordinance approving the New Franchise on first reading; and WHEREAS, on September 15, 1998, the City Council considered the New Franchise for second reading and adoption. NOW, THEREFORE, the city Council of the city of Chula Vista does hereby ordain as follows: A. PROTESTS OVERRULED. Any and all protests or objections presented to the granting of the New Franchise are hereby overruled. B. TERMS AND CONDITIONS OF NEW FRANCHISE. SECTION 1. DEFINITIONS. Whenever in this ordinance the words or phrases hereinafter in this section defined are used, they shall have the respective meaning assigned to them in the following definitions 7/l-/ INFORMATION PACKET SCANNED AT FIRST READING OF THIS ORDINANCE ON: ScP 01 1998 (unless, in the given instance, the context wherein they are used shall clearly import a different meaning) . (a) The word "grantee" shall mean San Diego Gas & Electric Company, and its lawful successors or assigns; (b) The word "city" shall mean the City of Chula Vista, a municipal corporation of the State of California, in its present incorporated form or in any later reorganized, consolidated, enlarged or reincorporated form; (c) The word "streets" shall mean the public streets, ways, alleys and places as the same now or may hereafter exist within said city, including state highways, now or hereafter established within said city, and freeways hereafter established within said city. (d) The phrase "poles, wires, conduits and appurtenances" shall mean poles, towers, supports, wires, conductors, cables, guys, stubs, platforms, crossarms, braces, transformers, insulators, conduits, ducts, vaults, manholes, meters, cut-outs, switches, communication circuits, appliances, attachments, appurtenances and any other property located or to be located in, upon, along, across, under or over the streets of the city, and used or useful in the transmitting and/or distributing of electricity. (e) The phrase "construct, maintain, and use" shall mean to construct, erect, install, lay, operate, maintain, use, repair, or replace. (f) The phrase "gross receipts" shall mean all gross operating revenues received by grantee from the sale of electricity to grantee's customers with points of service within the corporate limits of the City (including, but not limited to, sales to military reservations with points of service within the city's corporate limits) which are credited in Account Nos. 440, 442, 444, 445 and 446 of the current Uniform System of Accounts of the Federal Power Commission as adopted by the California Public utilities commission ("CPUC") or similar superseding accounts less the following: 1. any uncollectible amounts; and 2. any refunds or rebates made by grantee to such customers pursuant to California Public Utilities commission orders or decisions. (g) The phrase "total system gross receipts" shall mean all gross operating revenues received by grantee from the sale of electricity to grantee's customers within its entire service territory which are credited in Account Nos. 440, 442, 444, 445 and 446 of the current Uniform System of Accounts of the Federal 2 7fl--~ Power Commission as adopted by the California Public utilities Commission or similar superseding accounts, less uncollectible amounts and less any refunds or rebates made by grantee to such customers pursuant to California Public utilities commission orders or decisions. (h) The phrase "allocation ratio" shall, unless and until otherwise modified by the California Public utilities Commission, mean a numerical ratio determined by the proportion which the number of grantee's electric customers in the city bears to all of grantee's electric customers throughout its entire electric service territory. (i) The phrase "Utility Users' Tax" shall mean the local taxes added to utility bills of residential and commercial utility customers as defined in Chula vista Municipal Code, Chapter 3.44 entitled "utility Users' Tax". SECTION 2. GRANT OF FRANCHISE. The franchise to construct, maintain and use poles, wires, conduits and appurtenances, including communication circuits, necessary or proper for transmitting and distributing electricity to the public for any and all purposes in, along, across, upon, under, and over the public streets, ways and places within said city is hereby granted to San Diego Gas & Electric Company, its successors and assigns. This franchise is granted upon each and every condition herein contained, and shall ever be strictly construed against grantee. Nothing shall pass by the franchise granted hereby to grantee unless it be granted in plain and unambiguous terms. Each of said conditions is a material and essential condition to the granting of said franchise. SECTION 3. TERM. Said franchise shall commence on July 1, 1998 and shall expire on June 30, 2003. Throughout such term said franchise shall endure in full force and effect until the same shall, with the consent of the Public Utilities Commission of the State of California, be voluntarily surrendered or abandoned by the grantee, or until the state or some municipal or public corporation thereunto duly authorized by law shall purchase by voluntary agreement or shall condemn and take under the power of eminent domain, all property actually used and useful in the exercise of said franchise and situate in the territorial limits of the state, municipal, or public corporation purchasing or condemning such property, or until said franchise shall be forfeited for non-compliance with its terms by the grantee. SECTION 4. CONSIDERATION. (a) Franchise Fees. The grantee of said franchise 3 7(1-3 shall, during the term thereof, pay to the city one and one-tenth percent (1.1%) of the gross annual receipts of said grantee, which amount has been held by Decision Nos. 80432 and 80494 of the Public utilities commission of the State of California to be the normal level paid to other political subdivisions within the utility's territory. It is understood that any administrative, legislative or judicial modification of said franchise fee or the basis of calculating said fee pursuant to Decision Nos. 80432 and 80494 shall be cause for review and renegotiation of this amount of franchise fee at any time within the term of this franchise. (b) utility User's Tax-Collection Services. To the extent permitted by law, and solely for those customers within the corporate limits of the city billed directly by grantee (including customers purchasing power from other electricity providers), grantee agrees to collect the City's Utility Users' Tax and remit same to the city on a monthly basis. (c) Transportation Surcharqe. Grantee shall implement the surcharge provisions of California Public utilities Code sections 6351, 6352, 6353 and 6354.1 and remit surcharges collected to the city. Grantee agrees to refrain from opposing the applicability of franchise fees (or their equivalent) to retail electric sales using grantee's electricity distribution system. Grantee agrees to continue to support some baseline protection for franchise fees (or their equivalent) to ensure that municipalities will continue to receive such fees from all utility providers within their respective municipal boundaries. SECTION 5. REPORTS, DATES OF PAYMENT AND CITY AUDITS. The grantee shall file with the Director of Finance of said city, within three months after the expiration of the calendar year, or fractional calendar year, following the date of the granting hereof, and within three months after the expiration of each and every calendar year thereafter, a duly verified statement showing in detail the total gross receipts of such grantee during the preceding calendar year, or such fractional calendar year, from the sale of electricity within said city. Such grantee shall pay to said city by no later than the end of August of the following calendar year, an amount equal to fifty percent of the previous year's annual payment, and by no later than the end of March of the following calendar year an amount which, when added to the initial 50% payment above, constitutes the City's annual franchise fee for the preceding calendar year. By this method of payment, it is contemplated and understood that grantee is in effect calculating the actual gross receipts once each year following the end of each year. Accordingly, grantee shall estimate the percentage due city for the period January through June based on the previous years payment and shall calculate the exact amount due for said period and shall remit 4 ~-1 the adjusted amount to city no later than the end of March of the following year. Transportation surcharges collected by grantee pursuant to section 4(c) shall also be paid in accordance with this schedule. Any neglect, omission, or refusal by said grantee to file such verified statement, or to pay said percentage at the time and in the manner specified, shall be grounds for the declaration of a forfeiture of this franchise and all rights of grantee hereunder. SECTION 6. COMPLIANCE WITH LAWS. (a) In General. All facilities or equipment of grantee that grantee shall construct, maintain and use or remove, pursuant to the provisions of the franchise granted herein shall be accomplished in accordance with the ordinances, rules and regulations of City now or as hereafter adopted or prescribed, and such rules and regulations as are promulgated under state law, or orders of the Public utilities Commission or other governmental authority having jurisdiction in the premises. (b) Public Information. Grantee shall provide information to its customers as required by law, or upon request by customers, regarding utility restructuring, options for selection of an energy retailer, service options, slamming and default provider regulations as well as the city's role in the deregulated industry. SECTION 7. ADMINISTRATIVE PRACTICES. (a) Installation, Maintenance. Repair and Removal of Facilities. Grantee is herewith charged with the responsibility of cooperating with city in preparing a manual of administrative practices which shall govern the installation, maintenance, repair and removal of grantee's facilities in the streets of city which shall include, but not be limited to, cathodic protection practices. Once each year, commencing with the first full calendar year of the franchise granted herein, it is to be the joint responsibility of grantee and city to review and update such administrative practices. Both grantee and city are charged with the duty to prepare, review, and update such administrative practices by a method of mutual cooperation which shall take into consideration the reasonable needs and convenience of each party; provided that said administrative practices and the terms and conditions thereof shall be at all times subject to approval of the City Council as expressed by appropriate legislative action. Following the preparation of said manual, and its approval by the city Council, it shall govern the practices of the grantee in its installation and removal of grantee's facilities in the streets of City. (b) System Upqrades. Grantee agrees to include the city in the early implementation of system-wide enhancements 5 7 fl- :) (e.g. infrastructure upgrades and ancillary services) to the extent such inclusion is consistent with grantee's then policy to prioritize and construct such system enhancements based on the condition of existing infrastructure in grantee's service territory. SECTION 8. CITY RESERVED POWERS. (a) City reserves the right for itself to lay, construct, erect, install, use, operate, repair, replace, remove, relocate, regrade or maintain below surface or above surface improvements of any type or description in, upon, along, across, under or over the streets of the City. City further reserves the right to relocate, remove, vacate, or replace the streets themselves. If the necessary exercise of the aforementioned reserve rights conflicts with any poles, wires, conduits, and appurtenances of grantee constructed, maintained, and used pursuant to the provisions of the franchise granted hereby, whether previously constructed, maintained and used or not, grantee shall, without cost or expense to city within ninety (90) days after written notice from the City Manager, or his designated representative, and request so to do, begin the physical field construction of changing the location of all facilities or equipment so conflicting. Grantee shall proceed promptly to complete such required work. (b) Irrespective of any other provision of this ordinance, grantee's right to construct, maintain, and use, or remove poles, wires, conduits, and appurtenances thereto shall be subject at all times to the right of the city, in the exercise of its police power, to require the removal or relocation, to either overhead or underground locations, of said poles, wires, conduits and appurtenances thereto at the sole cost and expense of grantee. (c) Notwithstanding anything else in this ordinance to the contrary, the city's right to be an electricity generator retailer, to the extent permitted by law, shall not be limited in any manner by the granting of this franchise. SECTION 9. UNDERGROUNDING OF FACILITIES. (a) Presently grantee is engaged in a program of converting to underground certain of its facilities in accordance with Decision No.73078 of the California Public utilities commission. At this time, such decision requires grantee to budget prior to the end of each calendar year certain sums of money for said program for the next succeeding year and allocate these sums to undergrounding projects in the various governmental jurisdictions throughout grantee's entire electric service territory on the basis of the number of electric customers in each governmental jurisdiction. 6 7A --0 (b) Grantee acknowledges and agrees as follows: (1) as of January 1, 1998 the city's CPUC Rule 20A Fund allocation balance was $12,926,914.00 (this amount includes an allocation of $2,166,000 for calendar year 1998; (2) $3,141,000.00 of the $12,926,914.00 has been allocated and is available for expenditure to complete the undergrounding projects described in Exhibit A, Chart 1 ("Existing Projects"), a copy of which is attached hereto and incorporated herein by reference; and (3) the remaining balance of $9,785,914.00 of CPUC Rule 20A funds has been allocated and is available for expenditure on undergrounding projects as set forth in Exhibit A, Charts 2 through 6 ("Future proj ects") . (c) Grantee shall complete the Existing Projects by no later than December 31, 1999. Grantee agrees to complete the Future Projects in accordance with the schedule set forth on Exhibit A, Charts 2 through 6, as long as no third-party influence impedes the schedule. In the event that in anyone year, the scheduled project(s) come in under budget, additional projects from Exhibit A or Exhibit B, titled ("Utility Undergrounding Program, New Projects to add to the Utility Undergrounding List" attached hereto, attached hereto and incorporated herein by reference, may be proposed by the City up to an amount not to exceed said annual budget; in such event both parties will use their best efforts to schedule and implement those projects. In years where less than the budgeted amount is spent, the balance will be rolled over and spent in the next year if grantee is the reason for the underspending. In any other circumstance, the balance will be rolled over, however, it may not necessarily be spent the next year. Grantee shall complete all of the projects listed in Exhibit A by December 31, 2004. If such projects use CPUC Rule 20A Funds of more than $13,141,000, Grantee shall have no obligation to spend any additional monies. If such projects use less than $13,141,000, in CPUC Rule 20A Funds to complete, then, prior to December 31, 2004, Grantee shall also spend the positive difference between $13,141,000 and the cost of the Exhibit A projects, on Exhibit B projects identified by the City. In the event that third party actions or omissions prevent Grantee's adherence to this timetable, Grantee shall have such additional time as is reasonable (not to exceed the duration of the third party caused delay(s)) to fulfill its utility undergrounding obligations hereunder. (d) The city must create the undergrounding districts in a timely manner to give all participants sufficient time to design and build on schedule as designated in Exhibit A. Changes in the order of project development or the projects listed on Exhibit A, Charts 2 through 6, must be mutually agreed upon at least 12 months in advance, unless the change in schedule or substitute project has already been identified and designated as a part of the additional list of projects in 7 7R-7 Exhibit B. The City must take an active role in requiring customers to complete their work and to involve telephone and cable companies in the projects. If right-of-way becomes an issue with any project, grantee may seek help from the City to resolve the issues. (e) Grantee agrees to apply for approval of budgeted expenditures of CPUC Rule 20A funds to the extent mandated by the CPUC each year as necessary to implement its obligations under this section. Grantee is responsible for its own actions and those things within its control. Grantee will not be held liable for nonperformance by telephone system operators, or cable system operators, city or customers. (f) In addition to its obligation to spend existing balances of CPUC Rule 20A Funds, as provided above, during the term of this franchise, Grantee agrees to allocate (but not spend) additional CPUC Rule 20A funds to the city as follows: 1999 - $2,000.000.00 2000 - $2,000,000.00 2001- $2,000,000.00 2002 - $2,000,000.00 2003 - $2,000,000.00 Grantee does not commit to spend such new allocations during the franchise term because Grantee's only commitment to spend or otherwise dispose of 20A funds during the term of this Franchise is set forth in section 9(c), above. Grantee shall not reallocate such monies for any other purpose except with the agreement of the City. (g) This section shall not be deemed in any way to be an impairment of city's rights as set forth in Section 8 of this ordinance. Nothing contained herein is intended to prevent grantee from informing City and the California Public utilities Commission of then existing or foreseeable economic conditions or other factors which in the opinion of grantee make unwise the granting in whole or in part, of the particular annual application. (h) This section is intended only to be a measure of portion of the consideration to be paid by grantee to city for the rights and privileges granted herein and therefore it does not create or confer any rights or obligations to anyone other than city or grantee. 8 7 fl-- <:{ SECTION 10. HOLD HARMLESS. Except to the extent caused solely by any negligent, grossly negligent or willful misconduct of the City or its officers or employees, Grantee shall indemnify, save, and hold harmless, City and any officers and employees thereof against and from all damages, judgments, decrees, costs and expenditures which city, or such officer or employee, may suffer, or which may be recovered from, or obtainable against city, or such officer or employee, for, or by reason of, or growing out of or resulting from the exercising by grantee of any or all of the rights or privileges granted hereby, or by reason of any act or acts of grantee or its servants or agents in exercising the franchise granted hereby, and grantee shall defend any suit that may be instituted against city, or any officer or employee thereof, by reason of or growing out of or resulting from the exercise by grantee of any or all of the rights or privileges granted hereby, or by reason of any act or acts of grantee, or its servants or agents, in exercising the franchise granted hereby. SECTION 11. REPAIR COSTS. Grantee shall pay to city on demand the cost of all repairs to city property made necessary by any of the operations of grantee under the franchise granted hereby, provided, however, that grantee may make repairs to streets, sidewalks, curbs and gutters itself at its own cost in accordance with City specifications if the same can be done without undue inconvenience to the public use of the streets. SECTION 12. FORFEITURE AND OTHER REMEDIES. If grantee shall fail, neglect or refuse to comply with any of the conditions of the franchise granted hereby, and if such failure, neglect or refusal shall continue for more than thirty (30) days after written demand by the city Manager for compliance therewith, then city, by the City Council, in addition to all rights and remedies allowed by law, thereupon may terminate the rights, privilege, and franchise granted in and by this ordinance, and all the rights, privileges and the franchise of grantee granted hereby shall thereupon be at an end. Thereupon and immediately, grantee shall surrender all rights and privileges in and to the franchise granted hereby. No provision herein made for the purpose of securing the enforcement of the terms and conditions of the franchise granted hereby shall be deemed an exclusive remedy or to afford the exclusive procedure for the enforcement of said terms and conditions, but the remedies and procedure outlined herein or provided, including forfeiture, shall be deemed to be cumulative. 9 7R- ? SECTION 13. ACOUISITION AND VALUATION. Nothing in this ordinance or in the franchise granted hereby shall be construed as in any way impairing city's rights to acquire property of grantee through the exercise of city's power of eminent domain, or through voluntary agreement between city and grantee. In the event that City chooses to exercise its power of eminent domain, it shall do so in accordance with the procedures provided by the general law of the State of California for the condemnation of public utility property. The valuation of such property for condemnation purposes shall be made in accordance with such general law. SECTION 14. AUTHORITY FOR GRANT. Notwithstanding any other provision herein contained, this franchise is granted solely and exclusively under Section 1200, 1201, 1202, 1203, 1204, 1205 and 1206 of Article XII of the Charter of the City of Chula vista, and Chapter 5.30 of the Chula Vista Municipal code and no other authority. This franchise is granted subject to any and all additional terms and conditions contained therein. SECTION 15. EFFECTIVE DATE. Subject to the requirements of section 17, this ordinance shall become effective thirty days after its final passage unless superseded by a referendum petition filed as provided by law. Upon the effectiveness of this ordinance, the commencement of the term shall be July 1, 1998 as provided in Section 3. SECTION 16. PUBLICATION COSTS. The grantee of said franchise shall pay to the city a sum of money sufficient to reimburse it for all publication expenses incurred by it in connection with the granting thereof; such payment to be made within thirty (30) days after the City shall have furnished such grantee with a written statement of such expenses. SECTION 17. WRITTEN ACCEPTANCE. The franchise granted hereby shall not become effective until written acceptance thereof, in a form approved by the city Attorney, shall have been filed by the grantee with the City Clerk. SECTION 18. PUBLICATION. The City Clerk shall cause this ordinance to be published once within fifteen (15) days after its passage in the Chula vista Star News, a newspaper of general circulation published and 10 7A-0 circulated in said City. SECTION 19. MISCELLANEOUS OBLIGATIONS. (a) Notice of Siqnificant Transactions. Grantee agrees to provide as much reasonable advance notice as is legally permissible to the City regarding any mergers, buyouts, spin-offs or other transactions materially affecting the nature of the entity to which the City grants this franchise. Such notice shall be consistent with grantee's obligations under the law relating to disclosures and the limitations placed upon grantee. (b) Economic Development. To the extent recovery of the expense through rates is allowed by the CPUC regulations, grantee agrees to cooperate, in good faith, on reasonable economic development activities which may include, but not be limited to, deferral or waiver of hook-up fees, assistance in the financing of upgraded infrastructure and/or offering of power incentives to companies that meet city-defined economic development or employment criteria. GRANTEE'S ACCEPTANCE: By its signature hereto, Grantee accepts the franchise granted hereby and agrees to be bound and abide by all covenants, terms and conditions contained herein. Grantee warrants and represents that it is authorized to enter into this Franchise Agreement/and that the party executing this franchise on its behalf isiduly authorized to do so, without the need for any further ction. ~/)9!' 141 ACKNOWLEDGED AND AGREED San Diego Gas & Electric Company By: Title: H:\shared\attorney.sdge.elc 11 7& ~ /( EXHIBIT A TO ELECTRIC FRANCHISE AGREEMENT CITY OF CHULA VISTA UTJUTY UNDERGROUNDING PROGRAM UTILITY UNDERGROUNDING PROJECTS TO BE COMPLETED BY END OF 1999: DISTRICT STREET LIMITS NUMBER E Street Broadway to Tayon Lane 123 hIIain Street Industrial Boulevard to Third Avenue 126 :>lay Lakes Road Ridgeback to Apache Drive 129 Palomar Street 1-5 to Industrial Boulevard 127 FUTURE UTILITY UNDERGROUNDING PROJECTS TO BE COMPLETED IN 2000: ESTIMATED STREET LIMITS COST Broadway "CO Street to "E" Street $513,000 Fourth Avenue "H" Street to "L" Street $1,000,000 Orange Avenue Palomar StreeI to Fourth Avenue $440,000 TOTAL $1,953,000 FUTURE UTILITY UNDERGROUNDING PROJECTS TO BE COMPLETED IN 2001: STREET lakeS oad LIMITS onna oad to mlno ESTIMATED COST rro rande TOTAL $2,250,000 FUTURE UTILITY UNDERGROUNDING PROJECTS TO BE 'COMPLETED IN 2002: , ESTIMATED STREET , LIMITS COST Fourth Avenue . "L" Street to Ora_~e Avenue $1,150,000 "L"Street Monserate Avenue to Nacion Avenue $340,000 "L"Street Broadwav to Third Avenue $700,000 TOTAL $2, 190,000 FUTURE: UTILITY UNDERGROUNDING PROJECTS TO BE COMPLETED IN 2003: ESTIMATED STREET LIMITS COST Olav Lakes Road Camino Del Cerro Grande to Ridoeback Road $2,100,000 TOTAL $2,100,000 FUTURE: UTILITY UNDERGROUNDING PROJECTS TO BE COMPLETED IN 2004: I ESTIMATED STRE:ET LIMITS COST J" Street I East of Broadway to Third Avenue $700,000 J" Street East of Nacion Avenue to West of Lori Lane $290,000 J"Street Third Avenue to First Avenue $475,000 (home\...laov;>lanluudisllUUDSCHED.WB1) JULY 27.19911 ?/J'/~ TOTAL $1,465,000 .. ...,,' +-,~.......-.--:-... .- EXHIBIT B TO ELECTRIC FRANCH AGREEMENT UTILITY UNDERGROUNDING PROGRAM NEW PROJECTS TO ADD TO THE UTILITY UNDERGROUNDING LIST LENGTH ESTIMATED STREET LIMITS (Miles) COST J" Street First Avenue to elo Nolan Avenue 1.08 $950,000 C" Street Broadway to Fourth Avenue 0.50 $625,000 0" Street West End to Second Avenue 1.34 $1,680,871 po Street Second Avenue to Hilltop Drive 0.50 $625.000 G" Street West End to Hilltop Drive 1.86 $2.324.811 ,. Street West End to Elm Avenue 1.50 $1.870,265 First Avenue to East End 0.64 $804,924 K" Street West End to Country Club Drive 1.55 $1,941,288 "L" Street First Avenue to Evans Avenue 0.38 $473,485 Moss Street Industrial Blvd. to elo Second Avenue 1.42 $1,n5.568 Naples Street Industrial Blvd. to elo Oleander Avenue 326 $4,071.970 Oxford Street West End to Broadway 0.32 $402,462 wlo Fifth Avenue to Neptune Drive 220 $2,746,212 Fifth Avenue North End to "W Street 1.40 $1,751.894 "r Street to Orange Avenue 1.89 $2,367,424 ~econd Avenue nlo Bavview Way to "L" Street 2.56 $3,196.023 Naples Street to Orange Avenue 0.97 $1,207,386 First Avenue Rower Street to "L" Street 1.93 $2,414,773 Naples Street to South End 1.00 $1,254,735 .loOT AL 26.31 $32,484.091 NOTE: VERIFICATION OF COST ESTIMATES TO BE APPROVED BY SOG&E AT A LATER DATE. OUR COST ESTIMATES ARE BASED ON $1,250,000 PER MILE. (H:\HOME\ENGINEERIADVPLAN\UTILUNO.WB1 ) 1/l,/3 ORDINANCE NO. 2747 " , 0\"''' ,?-v'" ".,,~Q \o-\,.IV ........ ':J h""0 ,...\.".,\\""" .-..t I. f'-' ""'" ~v , AN ORDINANCE GRANTING SAN DIEGO GAS ELECTRIC COMPANY, ITS SUCCESSORS SIGNS, THE FRANCHISE TO INSTALL, MAINTAIN AND PIPES AND APPURTENANCES FOR TRANSMITTING AND DISTRIBUTING GAS FOR ANY AND ALL PURPOSES UNDER, ALONG, ACROSS, UPON THE PUBLIC STREETS AND PLACES AS AS THE SAME NOW OR MAY HEREAFTER EXIST WITHIN THE CITY OF CHULA VISTA WHEREAS, in 1972, in accordance with Article XIV (now Article XII) of the city Charter, City granted a gas franchise ("Original Franchise") to San Diego Gas & Electric (" SDG&E") pursuant to Ordinance No. 1426; and WHEREAS, the Original Franchise has expired and City staff and SDG&E representatives have negotiated the terms for an extension of the franchise through June 30, 2003 ("New Franchise"); and WHEREAS, on August 11, 1998, pursuant to City Council Resolution No. 19137, the City approved a resolution of intention to consider the adoption of the New Franchise and set a public hearing for such purpose on September 1, 1998 at 4:00 p.m.; and WHEREAS, on September 1, 1998, a duly noticed public hearing was held on the New Franchise, and all public testimony was reviewed and considered by the city Council, including the City Manager's recommendation to approve the New Franchise, and the City Council approved the placement of this ordinance approving the New Franchise on first reading; and WHEREAS, on September 15, 1998, the City Council considered the New Franchise for second reading and adoption. NOW, THEREFORE, the city Council of the City of Chula vista does hereby ordain as follows: A. PROTESTS OVERRULED. Any and all protests or objections presented to the granting of the New Franchise are hereby overruled. B. TERMS AND CONDITIONS OF NEW FRANCHISE. SECTION 1. DEFINITIONS. Whenever in this ordinance the words or phrases hereinafter in this section defined are used, they shall have the respective meanings assigned to them in the following definitions (unless, in the given instance, the context wherein they are used shall clearly import a different meaning) : 7 8-: / INFORMATION PACKET SCANNED AT FIRST READING OF THIS ORDINANCE ON: Sef> 01 ICfQ8 (a) The word "grantee" shall mean San Diego Gas & Electric Company, and its lawful successors or assigns; (b) The word "city" shall mean the City of Chula vista, a municipal corporation of the State of California, in its present incorporated form or in any later reorganized, consolidated, enlarged, or reincorporated form; (c) The word streets" shall mean the public streets, ways, alleys and places as the same now or may hereafter exist within said city, including state highways, now or hereafter established within said city, and freeways hereafter established within said city; (d) The word "gas" shall mean natural or artificial gas, or a mixture of natural and artificial gas; (e) The phrase "pipes and appurtenances" shall mean pipes, pipelines, mains, services, traps, vents, vaults, manholes, meters, gauges, regulators, valves, conduits, appliances, attachments, appurtenances, and any other property located or to be located in, upon, along, across, under, or over the streets of the city, and used or useful in the transmitting and/or distributing of gas; (f) The phrase "install, maintain and use" shall mean to lay, construct, erect, install, operate, maintain, use, repair or replace; (g) The phrase "gross receipts" shall mean all gross operating revenues received by grantee from the sale of gas to grantee's customers with points of service within the corporate limits of the city (including, but not limited to, sales to military reservations with points of service within the City's corporate limits) which are credited in Account Numbers 480, 481 and 482 of the current Uniform System of Accounts of the Federal Power Commission as adopted by the California Public Utilities commission, or similar superseding accounts, less uncollectible amounts and less any refunds or rebates made by grantee to such customers pursuant to orders or decisions of the California Public Utilities commission. (h) The phrase "utility Users' Tax" shall mean the local taxes added to utility bills of residential and commercial utility customers as defined in Chula Vista Municipal Code, Chapter 3.44 entitled "utility Users' Tax". SECTION 2. GRANT OF FRANCHISE. The franchise to install, maintain and use in the streets of said city all pipes and appurtenances for transmitting and distributing gas to the public for any and all purposes 2 78 -:J- within said city is hereby granted to San Diego Gas & Electric Company, its successors and assigns. This franchise is granted upon each and every condition herein contained, and shall ever be strictly construed against grantee. Nothing shall pass by the franchise granted hereby to grantee unless it be granted in plain and unambiguous terms. Each of said conditions is a material and essential condition to the granting of said franchise. SECTION 3. TERM. said franchise shall commence on July 1, 1998 and shall expire on June 30, 2003. Throughout such term said franchise shall endure in full force and effect until the same shall, with the consent of the Public utilities Commission of the State of California, be voluntarily surrendered or abandoned by the grantee, or until the state or some municipal or public corporation thereunto duly authorized by law shall purchase by voluntary agreement or shall condemn and take under the power of eminent domain, all property actually used and useful in the exercise of said franchise and situate in the territorial limits of the state, municipal, or public corporation purchasing or condemning such property, or until said franchise shall be forfeited for non-compliance with its terms by the grantee. SECTION 4. CONSIDERATION. (a) Franchise Fees. The grantee of said franchise shall during the term thereof pay to the City 2% of the gross annual receipts of said grantee, which amount has been held by Decision No. 80432 of the Public utilities Commission of the State of California to be the normal level paid to other political subdivisions within the utility's territory. It is understood that any administrative, legislative or judicial modification of said franchise fee or the basis of calculating said fee pursuant to Decision NO.80432 shall be cause for review and renegotiation of this amount of franchise fee at any time within the term of this franchise. (b) utility User's Tax-Collection Services. To the extent permitted by law, and solely for those customers within the corporate limits of the city billed directly by grantee (including customers purchasing power from other electricity providers), grantee agrees to collect the City's Utility Users' Tax and remit same to the City on a monthly basis. (c) Transportation Surcharqe. Grantee shall implement the surcharge provisions of California Public Utilities Code sections 6351, 6352, 6353 and 6354.1 and remit surcharges collected to the City. Grantee agrees to refrain from opposing the applicability of franchise fees (or their equivalent) to retail gas sales using grantee's gas distribution system. Grantee agrees to continue to support some baseline protection 3 76-3 for franchise fees (or their equivalent) to ensure that municipalities will continue to receive such fees from all utility providers within their respective municipal boundaries. SECTION 5. REPORTS, DATES OF PAYMENT. AND CITY AUDITS. The grantee shall file with the Director of Finance of said city, within three months after the expiration of the calendar year, or fractional calendar year, following the date of the granting hereof, and within three months after the expiration of each and every calendar year thereafter, a duly verified statement showing in detail the total gross receipts of such grantee during the preceding calendar year, or such fractional calendar year, from the sale of gas within said City. Such grantee shall pay to said city by no later than the end of August of the following calendar year, an amount equal to fifty percent of the previous year's annual payment, and by no later than the end of March of the following calendar year an amount which, when added to the initial 50% payment above, constitutes the City's annual franchise fee for the preceding calendar year. By this method of payment, it is contemplated and understood that grantee is in effect calculating the actual gross receipts once each year following the end of each year. Accordingly, grantee shall estimate the percentage due city for the period January through June based on the previous years payment and shall calculate the exact amount due for said period and shall remit the adjusted amount to city no later than the end of March of the following year. Transportation surcharges collected by grantee pursuant to section 4(C) shall also be paid in accordance with this schedule. Any neglect, omission, or refusal by said grantee to file such verified statement, or to pay said percentage at the time and in the manner specified, shall be grounds for the declaration of a forfeiture of this franchise and all rights of grantee hereunder. SECTION 6. COMPLIANCE WITH LAWS. All facilities or equipment of grantee that grantee shall construct, maintain and use or remove, pursuant to the provisions of the franchise granted herein shall be accomplished in accordance with the ordinances, rules and regulations of city or as hereafter adopted or prescribed, and such rules or regulations as are promulgated under state law, or orders of the Public Utilities commission or other governmental authority having jurisdiction in the premises. SECTION 7. ADMINISTRATIVE PRACTICES. (a) Installation. Maintenance. Repair and Removal of Facilities. Grantee is herewith charged with the responsibility of cooperating with city in preparing a manual of administrative practices which shall govern the installation, maintenance, repair and removal of grantee's facilities in the streets of city 4 ~~1 which shall include, but not be limited to, cathodic protection practices. Once each year, commencing with the first full calendar year of the franchise granted herein, it is to be the joint responsibility of grantee and city to review and update such administrative practices. Both grantee and city are charged with the duty to prepare, review and update such administrative practices by a method of mutual cooperation which shall take into consideration the reasonable needs and convenience of each party; provided that said administrative practices and the terms and conditions thereof shall be at all times subject to approval of the City Council as expressed by appropriate legislative action. Following the preparation of said manual, and its approval by the City Council, it shall govern the practices of the grantee in its installation and removal of grantee's facilities in the streets of city. (b) System Upqrades. Grantee agrees to include the city in the early implementation of system-wide enhancements (e.g. infrastructure upgrades and ancillary services) to the extent such inclusion is consistent with grantee's then policy to prioritize and construct such system enhancements based on the condition of existing infrastructure in grantee's service territory. SECTION 8. CITY RESERVED POWERS. (a) city reserves the right for itself to lay, construct, erect, install, use, operate, repair, replace, remove, relocate, regrade or maintain below surface or above surface improvements of any type or description in, upon, along, across, under or over the streets of the city. city further reserves the right to relocate, remove, vacate or replace the streets themselves. If the necessary exercise of the aforementioned reserve rights conflicts with any pipes and appurtenances of grantee constructed, maintained and used pursuant to the provisions of the franchise granted hereby, whether previously constructed, maintained and used or not, grantee shall, without cost or expense to city within ninety (90) days after written notice from the City Manager, or his designated representative, and request so to do, begin the physical field construction of changing the location of all facilities or equipment so conflicting. Grantee shall proceed promptly to complete such required work. (b) Irrespective of any other provision of this ordinance, grantee's right to construct, maintain and use, or remove pipes and appurtenances thereto shall be subject at all times to the right of the city, in the exercise of its police power, to require the removal or relocation, to underground locations, of said pipes and appurtenances thereto at the sole cost and expense of grantee. 5 ~-~ (c) Notwithstanding anything else in this ordinance to the contrary, the city's right to be a gas generator or retailer, to the extent permitted by law, shall not be limited in any manner by the granting of this franchise. SECTION 9. HOLD HARMLESS. Except to the extent caused solely by any negligent, grossly negligent or willful misconduct of the city or its officers or employees, Grantee of the franchise granted hereby shall indemnify, save, and hold harmless, city and any officers and employees thereof against and from all damages, judgments, decrees, costs, and expenditures which city, or such officer or employee, may suffer, or which may be recovered from, or obtainable against city, or such officer or employee, for, or by reason of or growing out of or resulting from the exercising by grantee of any or all of the rights or privileges granted hereby, or by reason of any act or acts of grantee or its servants or agents in exercising the franchise granted hereby and grantee shall defend any suit that may be instituted against city, or any officer or employee thereof by reason of or growing out of or resulting from the exercise by grantee of any or all of the rights or privileges granted hereby, or by reason of any act or acts of grantee, or its servants or agents, in exercising the franchise granted hereby. SECTION 10. REPAIR COSTS. Grantee shall pay to city on demand the cost of all repairs to city property made necessary by any of the operations of grantee under the franchise granted hereby, provided, however, that grantee may make repairs to streets, sidewalks, curbs, and gutters itself at its own cost in accordance with city specifications if the same can be done without undue inconvenience to the public use of the streets. SECTION 11. FORFEITURE AND OTHER REMEDIES. This franchise is granted upon each and every condition herein contained, and shall ever be strictly construed against grantee. Nothing shall pass by the franchise granted hereby to grantee unless it be granted in plain and unambiguous terms. Each of said conditions is a material and essential condition to the granting of the franchise. If grantee shall fail, neglect or refuse to comply with any of the conditions of the franchise granted hereby, and if such failure, neglect or refusal shall continue for more than thirty (30) days after written demand by the City Manager for compliance therewith, then city, by the City Council, in addition to all rights and remedies allowed by law, thereupon may terminate the right, privilege and franchise granted in and by this ordinance, and all the rights, privileges and the franchise of grantee granted hereby shall 6 ~~ thereupon be at an end. Thereupon and immediately, grantee shall surrender all rights and privileges in and to the franchise granted hereby. No provision herein made for the purpose of securing the enforcement of the terms and conditions of the franchise granted hereby shall be deemed an exclusive remedy or to afford the exclusive procedure for the enforcement of said terms and conditions, but the remedies and procedure outlined herein or provided, including forfeiture, shall be deemed to be cumulative. SECTION 12. ACQUISITION AND VALUATION. Nothing in this ordinance or m the franchise granted hereby shall be construed as in any way impairing city's rights to acquire property of grantee through the exercise of city's power of eminent domain, or through voluntary agreement between city and grantee. In the event that city chooses to exercise its power of eminent domain, it shall do so in accordance with the procedures provided by the general law of the State of California for the condemnation of public utility property. The valuation of such property for condemnation purposes shall be made in accordance with such general law. SECTION 13. AUTHORITY FOR GRANT. Notwithstanding any other provision herein contained, this franchise is granted solely and exclusively under section 1200, 1201, 1202, 1203, 1204, 1205 and 1206 of Article XII of the Charter of the City of Chula vista, and Chapter 5.30 of the Chula Vista Municipal code and no other authority. This franchise is granted subject to any and all additional terms and conditions contained therein. SECTION 14. EFFECTIVE DATE. Subject to the requirements of Section 16, this ordinance shall become effective thirty days after its final passage unless superseded by a referendum petition filed as provided by law. Upon the effectiveness of this ordinance, the commencement of the term shall be July 1, 1998 as provided in Section 3. SECTION 15. PUBLICATION COSTS. The grantee of said franchise shall pay to the city a sum of money sufficient to reimburse it for all publication expenses incurred by it in connection with the granting thereof; such payment to be made within thirty (30) days after the city shall have furnished such grantee with a written statement of such expenses. 7 78 -- 7 SECTION 16. WRITTEN ACCEPTANCE. The franchise granted hereby shall not become effective until written acceptance thereof, in a form approved by the city Attorney, shall have been filed by the grantee with the City Clerk. SECTION 17. PUBLICATION. The City Clerk shall cause this ordinance to be published once within fifteen (15) days after its passage in the Chula Vista Star News, a newspaper of general circulation published and circulated in said city. SECTION 18. MISCELLANEOUS OBLIGATIONS. (a) Notice of Siqnificant Transactions. Grantee agrees to provide as much reasonable advance notice as is legally permissible to the city regarding any mergers, buyouts, spin-offs or other transactions materially affecting the nature of the entity to which the city grants this franchise. Such notice shall be consistent with grantee's obligations under the law relating to disclosures and the limitations placed upon grantee. (b) Economic Development. To the extent recovery of the expense through rates is allowed by the CPUC regulations, grantee agrees to cooperate, in good faith, on reasonable economic development activities which may include, but not be limited to, deferral or waiver of hook-up fees, assistance in the financing of upgraded infrastructure and/or offering of power incentives to companies that meet city-defined economic development or employment criteria. GRANTEE'S ACCEPTANCE: By its signature hereto, Grantee accepts the franchise granted hereby and agrees to be bound and abide by all covenants, terms and conditions contained herein. Grantee warrants and represents that it is authorized to enter into this Franchise Agreeme~t and that the party executing this franchise on its behalf is duly authorized to do so, without the need for any further ction. Dcr Sf' ..../ '1f ACKNOWLEDGED AND AGREED San Diego Gas & Electric Company By: Title: h:\SHARED\ATTORNEY\SDG&E.GAS 8 7 13.- ~ PROOF OF PUBLICATION (2015.5 C.C.P.) STATE OF CALIFORNIA, County of San Diego: I am a citizen of the United States and a resident of the County aforesaid; I am over the age of eighteen years, and not a party to or interested in the above- entitled matter. I am the principal clerk of the printer of the STAR-NEWS, a newspaper of general circulation, pub- lished ONCE WEEKLY in the city of Chula Vista and the South Bay Judicial District, County of San Diego, which newspaper has been adjudged a news- paper of general circulation by the Superior Court of the County of San Diego, State of California, under the date of April 23, 1951, Case Number 182529; that the notice, of which the annexed is a printed copy (set in type not smaller than nonpareil), has been published in each regular and entire issue of said newspaper and not in any supplement thereSlf on the following dates, to-wit: 10/10 all in the year 1998 I certify (or declare) under penalty of perjury that the foregoing is true and correct. Dated at Chula Vista, California 91910 this day of October ,19~ 10 Signature .\, I " I. PRINCIPLE CLERK --I~&j'fJ~ (fA c;;Uvz ~ .,p.7J.f5 d7J-jb cJ7'-f7 o il? This space is for the County Clerk's filing stamp Proof of Publicaton of: ____~Y__l!?~_Q_._______.________________._________ NOTICE 0 F ADOPTION OF ORDINANCES -------------------------------------------------- ~IIClIICl:O{_Piiiili; r',' IWUKUINANCE , NO. ~i/I"'lIf !JRIllllHlCES'" ~ t'2751' AMENDING- cHAP- :~_....lfIi;.2745 m.R ,.9:28 OflllE MUNICI: i ,.~;atl rpAI!CODF!!iURfEWOR: ,spedaI ~.?""!4OJ'iInI\y I'. DI~. ..",,,'~.'C't!:(.'.' IFicIIIesi "98-3 ~.. ,-.. 'n the'cur- t~l!'''' '!r ="""~ past....'-'l>.'(bo..WOIdi.. . ..lIg.,].... .- . ........ ....,......... ~re..'Drdlnance. s.over- , " . . 35' [S4in1iOW r '''',. ..; C' 's" Ordi' ~l}"~~...<-i i:=:-J!tml~~@:San "Thi.p'u~OI..lhls ,DlIOO's Wl1IcI\..WlS, chal- ,D~~Ili.IiW..(spe'tl..ae'('and .luliOy.jlle ,cIaI.Illr.kl,l.comJllIlllily ,Unhed;'SI3leS"Court: 01 'ladIIlieS dISIrfct as' _ '.......101 10 be Vlllue and :rlzed~IO,,,elerms ;;;;-nsti1iJtlonat;San Ole' :anes:,. prOYiSl.O.. 1lS',:o(; tht go has since 8Il!ended itS ,"MeJlcj-Roos. community Onllnance. Thepu~ of ,_ Act 01.1982." " Ihls Onlinante Is to amend r': (2) ORDINANCE. NO. the current Ordinance 10 2746 GRANTiNG TO SAN , confon"With the ruling by DIEGO GAS. &. ElECTRIC Ihe United Slates court of =~~;~~ME ~~~oIlDIrJ1cENo, .fRANCHISE ,;ro;, CON' '2752 ESTABLISHING A 25 STRUCTi MAlNTAlN'AND ',MPH SPEED"LIMIT.- ON :USEP.OLES..IWlRES!toN- tEASTlAKE'tDRIV.E. >-iBE- :DUmrAND;7APPURTE. 'lWEEN HIUSIDE'DRIVE NANCES.,~,~INCLUDING tAND'lAIIESHORE' DRIVE .cOMMUNICATlONNC1R' lAND ADDING THIS ROAl), CUlTS.. NECESSARY OR 'WAY SEGMENT TO SCHE- PROPffi fOR TRANSMIT. 'DULE X'AS MAINTAINED riNG' AND DISTRIBUTING 'BY THE CITY ENGINEER ELECTRICITY"'TQ:::.THE . ,(8) ORDINANCE ',NO. PUBLIC fOR" ANY," AND 2753 ESTABLISHING A 35 All PURPOSES",. IN. MPH SPEED:: liMIT ON AlONG;.ACROSS. UPON. ClUBHOUSFDRIVE BE- 'UNOERAND.OVER THE lWEEN EASTLAKE PARK- 'PUBLIC' STREETS" AND WAY AND' HUNTE' PARK, PlACES WITHIN THE CITY ,WAY AND. ADDING: THIS " (3)'.ORDINANCE:.NO, ,ROADWAY SEGMENT TO .2747, GRANTiNG,ro.SANSCHEDULE. x AS.MAIN- DIEGO GAS &'ElECTRIC !TAINEO 'BY.."."."<J :HELCITY,. COMP.ANy;,lTS'.SUCCES. 'ENGINEER-;''fl:l' "",'.,,, : , SORS ANlJASSIGNS. THE ~r~' (9) .. ORDINANCE NO. FRANCHISE ',TO INSTAlL. - 54 ESTABU HING A 45 MAI.NIAIN 'tANDl'!.'.~USE .~PH"'SP Eeo:rO .MIT'ON PIPES, ANll"FAPPURTE' HUNTE PAR'(lNAY BETWE, . NANCES;'TRANSMI1TlNG ENtOTAY~ tAKES-ROAD AND, DISTRIBUTION GAS NlJ'it'SOU1Jl!l'GREENS-' . fOR Nfi: AND AlL: PUR' 'VIEW DRIVE AND ADDING . POSES' UNDER;, AlONG; \ THIS'; ROADWAYj'SEG- 'ACROSS' OR' UPOri"THt ,MENTTOSClIEDULEXAS ',' PUBLlC"STREETS',. AND I MAINTAINED BY.TIlE CITY PlACES'AS'THE" SAME IENGINEER'ff\.q,;;-k>>;J:/'; : NOW OR MAY HEREAfTER ,." Orill_s-rN'O! 27~~. 'EXISTWITHTHECITY", !'2746'and'2747 had,Ihe" : ,14) ORDINANce" NO. \flrSt_Q'cltf~mber 2749 AMENDING SECTION '1- 1998tant'Ihtlr second ,2.46 TO CHAPTER 2' OF 'rOading and adoption althe ..THE MUNICIPAL" CODE ,'regular\ meeting of - Se", ,RELATING TO, THE ,RE. itembei,15',lgg8;wIlh the STRUCTURE,OFC,'THE :followinlJ,ly:yote:'" AYES: YOUTH COMMISSION." : iMoot'.Padllla;,Rlndone, ',' The purposeo 01"this ! Sala.;i' Horton;' NOES: Onllnance I. ~ allOW lor.. None; ABSENT: NOI11l;,AB' 'oq.e: .~r~ trial ~pfl)Qram ::51.. AIN:. NOneJ~~~'>:~.'-"- ' laiiiied!!.....iI..urlricic.f ~iOrdlnances1No:t2749, l'Uiins;;o~ii.P .'~y&\\\ll :.275O}~51y:,2.?52."'2753 C~lijbrliig'ftlnlO 'and:275+,had..thtir'fltsl I~COl\!omiaI1c(\'iIll it$' 0I1gI' . reading 01\ ,SepleJllbet 22- fpat" purpos~, lnd.'.lnlenl "998;:and,lhelfl\ second 'Whicb waS to provide iMuI '<eadInO aI1d Odopt\on al the 'and./1lCOII1meridat1Ons.to '~rileitlng"on:Oclo- ! the' City , Councll.;;~1ty ~beI' &"'99l!:;WIlII1""MloI- I Manager. and' Other. me"" .1OWInif'YOl8:" "YES. . DOl. t be". of CIli~mem lri ;'Pldll\3l!i<$~IaS,~t Horton; 'al.I"malle rs'......'lh~. '.NO ES%"N;.mOne<U:ABSEN.T: ~. ..r_'I...." "1 ~ 'nd'" AIN'None., ",uu" Ri one. .~; ~ ". )'Ol\lll CE\' O. ,'JPilISiIiillIO""'.Chane( _ ~;ADDIN=rs'eCTlONS :S8dioof312(bl(' fuft.coPY ;9.09:D30~"t'''THROUGH :'of.,satd~Orilrnances, are 19,09,080"'-lllJCiW'TE1I .!ti\'illable. 'In'lliec..~ Clerk'. 9.09. OF, TIlE' MUNICIPAl. 1\ OffIcI'and'lI( av;iiIable 10 ,COOE.RBATlNG.TQDAYl la\I.interestedt~bl ITlME TRUANC'i ay.JlJVE 1_ 69j-504M,I"'!--' .NILES ON SCflOOl...DAVSi !'';;'OATEO:llflObii7;1998 ~TIH.. pUrPOseiClijllt1s CV11560""'.;1','101l0l98 'Otdlnorice Is tQ;........ the '" ~W011dntrt~'lbe' ~i..t~ roJ'meni fand1heSCliOol_1ii ~iaII,elfort'1d!'~,.the :pjobIem of = -Inianl : . ;and..;a..~.. ' tfJI. '~" ,~"'~'" :~~'-_. ,"'-t It Council Agenda Statement Item Title. Item. ~ \uG Meeting Date. September 15, 1998 I ,\C\. , Reso ut10n Approv1ng Agreement w1th SDG&E Granting the-City an Exclusive Right to Issue and Refinance SDG&E's Industrial Development Bonds Submitted by. Sid Morris, Assistant City Manager Glen R. Googins, Assistant City Attorne~\ David D. Rowlands, Jr., City Manage~~~\ 4/5ths Vote. Yes___No-X-} Approved by. As part of its negotiations with SDG&E for a five year renewal of its gas and electric franchise, city staff negotiated a side agreement whereby SDG&E would grant to the city an exclusive right through June 30, 2013 to be the issuer for SDG&E's Industrial Development Bond (nIDBn) issues and refinancings. Under this agreement, for every Ten Million Dollars ($10,000,000) of debt issued or refinanced, the city will receive an issuer fee of Twenty Five Thousand Dollars ($25,000). In every case the city would be acting as a conduit, and would not itself be liable in any way for repayment of the bonds. RECOMMENDATION. That Council approve the Agreement granting the City an exclusive right to be the issuer on SDG&E's IDB issues and refinancings through June 30, 2013. BOARD/COMMISSION RECOMMENDATION. N/A DISCUSSION. Concurrent with negotiations on extension of the City's gas and electric franchise, City staff and SDG&E representatives negotiated the terms for the city to have the exclusive right to be the issuer on SDG&E's IDB issues and refinancings. Under this agreement, through June 30, 2013 the City would have the exclusive right to issue (or refund) SDG&E industrial development bonds provided that (a) they are completed in a timely manner; (b) city's issuance charge is no more than 25 basis points (.25% of the face value of the debt), plus City's administrative costs related to bond issuance}; (c) City charges no annual fee or costs; and (d) City's Bond Counsel indicates that City's involvement is permissible under the current tax laws 7 i- ( Meeting Date: 9/15/98 Page Two and that it is not necessary to obtain a Superior Court judgment in a validation action. Initially SDG&E came to the City in December 1992 requesting our assistance with the issuance of a series of bonds totaling approximately $250 million. Since that time the city has issued a total of $373,900,000 in new or refinanced bonds and earned approximately $935,000. This side letter agreement will guarantee this relationship over the next 15 years based upon the conditions outlined above. A copy of the proposed agreement is attached hereto. FISCAL IMPACT: SDG&E has estimated that during the 15 year term of the City's side letter agreement, SDG&E may issue or refinance as much as $357 million of industrial development bonds. At the proposed issue fee of 25 basis points, using SDG&E's estimate, the City may earn up to an additional $900,000 in issuer fees and staff cost reimbursements. Of course, this is based on SDG&E's own estimate, and the actual amount of debt issues or refinancings will depend on interest rates, other market factors, and SDG&E policy decisions at the time that outstanding debts mature. Attachments: Resolution Agreement H: \shared\attorney\sdgeidb. 113 7~-~ RESOLUTION NO. /'1/(,5 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING AGREEMENT WITH SDG&E GRANTING THE CITY AN EXCLUSIVE RIGHT TO ISSUE AND REFINANCE SDG&E'S INDUSTRIAL DEVELOPMENT BONDS WHEREAS, as part of its negotiations with SDG&E for a five year renewal of its gas and electric franchise, City staff negotiated a side agreement whereby SDG&E would grant to the City an exclusive right through June 30, 2013 to be the issuer for SDG&E's Industrial Development Bond ("IDB") issues and refinancings; and WHEREAS, under this agreement, for every $10,000,00 of debt issued or refinanced, the City will receive an issuer fee of $25,000; and WHEREAS, in every case, the city wold be acting as a conduit and would not itself be liable in any way for repayment of the bonds. NOW, THEREFORE, BE IT RESOLVED the City Council of the city of Chula Vista does hereby approve an Agreement with SDG&E Granting the City an Exclusive Right to Issue and Refinance SDG&E's Industrial Development Bonds through June 30, 2013, in the form presented, a copy of which shall be kept on file in the office of the City Clerk as Document NO('/)'ffjY~ /E9. BE IT FURTHER RESOLVED that the Mayor of the City of Chula Vista, or her designee, is hereby authorized and directed to execute said Agreement for and on behalf of the City of Chula vista. Presented by Approved as to form by sid Morris, Assistant city Manager H:\home\lorraine\rs\sdge.idb 7e-] r ,. SDG". fE San Diego Gas & Electric i .' An ~nav. Company September 8, 1998 Mr. David D. Rowlands, Jr. City of Chula Vista Office ofthe City Manager 276 Fourth Avenue Chula Vista, CA 91910 Re: Letter Agreement By And Between San Diego G1IS & Electric Company ("SDG&E") And The City of Chula Vista ("Chula Vista") Regarding Bond Issues. Dear Mr. Rowlands: This Letter Agreement is entered into by and between SDG&E and Chula Vista as ofthe date last executed by the parties hereto. By this Letter Agreement, SDG&E grants to Chula Vista an exclusive right to be the issuer of SDG&E's (and its successor's and assign's) Industrial Development Bonds ("IDB") issues and refinancings on the following conditions: a) the processing of IDB issues and refinancings are completed in a timely manner; and b) Chula Vista's issuance charge is no more than 25 basis points (m addition to Chula Vista's administrative costs related to bond issuance); and c) Chula Vista charges no annual fee or costs; and d) Chula Vista's Bond Counsel indicates that Chula Vista's involvement with respect to cash issue or refinancing is permissible under the then current tax laws and that it is not necessary to obtain a Superior Court judgment in a validation action. Chula Vista's exclusive right to process IDB issues and refinancings shall commence with the execution of Ordinance No. 2746 and Ordinance No. 2747 and shall continue through June 30, 2013. If the foregoing accurately reflects Chula Vista's understanding of the agreement between SDG&E and Chula Vista regarding the matter 45701.01 7C,- f c..D 9 Y - ( 39 <-~_J::\ t Co '5 ,. , Mr. David D. Rowlands, Jr. September 8 Page 2 , .' contained herein, please have one (1) copy of this Letter Agreement properly executed and returned to my attention. Each party represents and warrants that it is fully authorized to enter into and abide by all terms and conditions of this Agreement. ACKNOWLEDGED AND AGREED: SAN DIEGO GAS & ELECTRIC COMPANY CITY OF CHULA VISTA By; By: David D. Rowlands, Jr. Edwin A. Guiles Title; President Title; City ManslZer 44981 7C~ j o..~ ,I /0 0.. ~ COUNCil AGENDA STATEMENT Meeting D~::mO=::t ~1'5~q8 Resolution '911~rOVing an Increase in the Number of Authorized Hours for Council Aides from Five Hours per Week to Ten Hours per Week and Appropriating $28,070 from Available Fund Balance in the General Fund for Related Salary and Benefit Costs. SUBMITTED BY: Director of Finance W~l REVIEWED BY: City Manage~W- {5!;j!l\ (4/5ths Vote: Yes~No_) SUMMARY: ~ U During the July 14, 1998 Council Meeting, staff was directed to return to Council with an item for consideration related to increasing the authorized hours from five hours per week to ten hours per week for Council Aides, along with the costs stemming from such an action. ITEM TITLE: RECOMMENDATION: Adopt Resolution approving an increase in the number of authorized hours for council aides from five hours per week to ten hours per week and appropriating $28,070 from available Fund Balance in the General Fund for related salary and benefit costs. DISCUSSION: One of the cost saving measures adopted by Council during the recent economic downturn was reducing the authorized hours for Council Aides from ten to five hours per week. Staff was recently directed to return to Council with an item considering a reversal of the reduction to the authorized hours for the Council Aides, along with cost estimates and a source of funding. The estimated cost of doubling the authorized hours for Council Aides is $28,070, which includes $26,682 in salary cost, $1,001 in retirement benefits, and $387 in medicare costs. Since there is no specific revenue source related to this function, it is recommended that any additional cost be appropriated from the General Fund Available Fund Balance. FISCAL IMPACT: If this item is approved, the annual cost to the General Fund for FY99 will be approximately $28,070, including salary and benefits. 8- I . . . ~ ~ ~CJ/ /998" RESOLUTION NO.~~ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING AN INCREASE IN THE NUMBER OF AUTHORIZED HOURS FOR COUNCIL AIDES FROM FIVE HOURS PER WEEK TO TEN HOURS PER WEEK AND APPROPRIATING $28,070 FROM AVAILABLE FUND BALANCE IN THE GENERAL FUND FOR RELATED SALARY AND BENEFIT COSTS WHEREAS, during the July 14, 1998 Council meeting, staff was directed to return to council with an item for consideration related to increasing the authorized hours from five hours per week to ten hours per week for Council Aides, along with the costs stemming from such action; and WHEREAS, the estimated cost of doubling the authorized hours for Council Aides is $28,070, which includes $26,682 in salary cost, $1,001 in retirement benefits, and $387 in medicare costs; and WHEREAS, since there is no specific revenue source related to this function, it is recommended that any additional cost be appropriated from the General Fund available fund balance. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula vista does hereby approve an increase in the number of authorized hours for Council Aides from five hours per week to ten hours per week. BE IT FtJl\THER RESOLVED that the amount of $28,070 is hereby appropriated from the General Fund available fund balance for related salary and ben_~fit costs. Presented by Approved as to form by Robert powell, Director of Finance H:\home\lorraine\rs\council.aid g.;A 1!eJispd 4/13- C!oYt~?-~ COUNCIL AGENDA STATEMENT 9-1-96' SUBMITTED BY: ,q \sq Resolution /~proPriating $35,000 from unanticipated revenue from Chula Vista Elementary School District to CIP Project No. TF258 for the modification of the traffic signal at the intersection of Broadway and "E" Street (CIP No. TF258). Director of Public Works ~ C;1}' Mmmga l:)2. ~ ~ Item----.X ~ Meeting Date 9/15/98 ITEM TITLE: REVIEWED BY: (4/5ths Vote: YesX No--> On January 7, 1997, the City Council approved Resolution 18544 ordering the conditioned street vacation of a portion of the 100 block of Jefferson A venue. One of the conditions outlined in the resolution was for the Chula Vista Elementary School District (CVESD) to pay for the modification of the existing traffic signal at the intersection of Broadway and "E" Street. The School District has deposited $36,000 into the Deposit Account 408-4080-DEI277 to complete various projects. Of this amount, $35,000 is allocated to complete this project as stipulated in the above mentioned City Council Resolution. RECOMMENDATION: That Council approve the resolution appropriating $35,000 from unanticipated revenue from Chula Vista Elementary School District to CIP Project No. TF258 to modify the existing traffic signal at the intersection of Broadway and "E" Street (CIP No. TF258). BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: The traffic signal modification project at the intersection of Broadway and "E" Street was one of the conditions that City Council required the Chula Vista Elementary School District (CVESD) to mitigate in conjunction with ordering the conditioned street vacation of a portion of the 100 block of Jefferson Avenue to the CVESD. The conditioned street vacation was approved by City Council in their January 7,1997 meeting, by Resolution Number 18544. In turn, the CVESD on December 9, 1997, deposited $36,000 to do the proposed traffic signal modification and other projects as a condition of the proposed vacation of Jefferson Avenue. Of this amount, $35,000 will be used for the design, administration, inspection and construction of the traffic signal modification project at the intersection of Broadway and "E" Street. The CVESD understood then that these funds were merely a deposit, and that the school district might be required to provide additional monies to cover the full cost. The school district stated that any excess funds could be applied to the traffic signal fund for the construction of the new traffic signal project at Broadway and Flower Street which is due to start this August. The signal modification would include adding a protected/permissive left turn signal for "E" Street traffic and adjusting traffic signal phasing at the intersection to extend eastbound to northbound left q-l ~ Page 2, Item--lOJ Meeting Date 9/15/98 turn phase. It would also include installing southbound to westbound free right turn phase to overlap with east-west left turn phase at that intersection. An informal bid solicitation from various qualified contractors was conducted on August 12, 1998 with bid opening scheduled on August 26, 1998. The total estimated cost for this modification project and associated work is $35,000 which includes $24,500 (engineer's estimate) for construction, $6,200 in staff costs for design, inspection and contract administration, and $4,300 for contingencies. If the contract amount of the low bid is between $16,000 and $25,000, the City manager is then authorized to approve and award the contract for this project without the City Council approval under the Chula Vista Municipal Code (CVMe) 2.56.220. Environmental Status The City's Environmental Review Coordinator has reviewed the work involved in this project and determined that the project is exempt from CEQA both under CEQA Guidelines, Section 15061 (b) (3) and Section 15303, Class 3 (new construction or conversion of small structures). Prevailin~ Walle Statement The sources of funding for this project is the Traffic Signal Fund. Contractors bidding this project are not required to bid based on paying prevailing wages to persons employed by them for the work under this contract. No special minority or women owned business requirements were necessary as part of the bid documents. Disadvantaged businesses were encouraged to bid through the sending of the Notice to Contractors to various minority trade publications. Form of Ajp"eement The contract will be let on the City's standard Public Works Contract form. The final form will be approved by the City Attorney. FISCAL IMP ACT: This project will not require any additional maintenance or energy costs. $35,000 from unanticipated revenue will be transferred to the Traffic Signal Fund (600-6005- TF258). File No: TF-258 (~ vi Attachment: Exhibit A - Resolution No. 18544 NOT SCANNED H:\HOME\ENGINEER\AGENDA \TF258.RDJ q-2.. ~~ RESOLUTION NO.~~ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROPRIATING $35,000 FROM UNANTICIPATED REVENUE FROM CHULA VISTA ELEMENTARY SCHOOL DISTRICT TO CIP PROJECT NO. TF258 FOR THE MODIFICATION OF THE TRAFFIC SIGNAL AT THE INTERSECTION OF BROADWAY AND "E" STREET (CIP NO. TF258) WHEREAS, on January 7, 1997, the City Council approved Resolution 18544 ordering the conditioned street vacation of a portion of the 100 block of Jefferson Avenue; and WHEREAS, one of the conditions outlined in the resolution was for the Chula Vista Elementary School District (CVESD) to pay for the modification of the existing traffic signal at the intersection of Broadway and "En Street; and WHEREAS, the School District has deposited $36,000 into the Deposit Account 408-4080-DE1277 to complete various projects; and WHEREAS, $35,000 is allocated to complete this project as stipulated. NOW, THEREFORE, BE IT RESOLVED the City Council of the city of Chula vista does hereby appropriate $35,000 from unanticipated revenue from Chula vista Elementary School District to CIP No. TF258 for the modification of the traffic signal at the ,Ix intersection of Broadway and "E" Street (CIP No. TF258). -C..Ly'rtr.. / 'tV Presented by Approved as to form by ttorney John P. Lippitt, Director of Public Works H:\home\lorraine\rs\tf258 9-3 COUNCIL AGENDA STATEMENT Item Meeting Date /~ 9/15/98 ITEM TITLE: Resolutio./ttuLproving an agreement with the firm of Sutro & Co. to -~r!JKancial advisory services related to financing specific capital projects and refinancing several assessment district debts, and authorizing the Mayor to execute said agreement REVIEWED BY: Director of Finance/( /(\A City Manag~ ~ ~V\ (4/5ths Vote: Yes _No---1Ll SUBMITTED BY: There are currently three known capital projects that require some form of borrowing in order to allow for a timely completion; the Animal Shelter, the Corporation Yard, and the Library Automation project. In addition, due to historically low interest rates, it may now be economically feasible to refinance several outstanding assessment district debts. After following the City's consultant selection process, staff is recommending that the firm of Sutro & Co. be hired to act as the financial advisor on these potential financings. RECOMMENDATION: That Council adopt resolution approving the agreement with the firm of Sutro & Co. and authorizing the Mayor to execute the agreement. DISCUSSION: There are currently three capital projects requiring a significant expenditure of funds this fJscal year; the Animal Shelter, the Corporation Yard, and the Library Automation Project. Although most of the funding for these projects is non-General Fund, the receipt of the majority of these funds extends over several years, thus necessitating some form of borrowing. The City has typically utilized the services of a professional financial advisor specializing in public finance to analyze and recommend the best borrowing alternatives and to coordinate the entire borrowing process, which is quite complex. There are also eight existing assessment districts carrying debt that may be candidates for refinancing given today's historically low interest rate levels. Given the extremely complex nature of the security for assessment district debt, which is primarily based on the development status of the land itself, it would be prudent to obtain the services of a financial advisor to analyze the economic feasibility of these potential refinancings. Jt;) -I Page 2. Item Meeting Date 9/15/98 A Request for Proposals to provide financial advisory services to the City was sent to five firms having specific expertise in municipal finance. Five proposals were received and evaluated by a selection committee appointed by the City Manager comprised of the Deputy City Manager, the Assistant Director of Community Development, and the Director of Finance. The list included Sutro & Co., Fieldman, Rolapp & Associates, Evensen Dodge Inc., Project Finance Associates, and Public Financial Management, Inc. The proposals were reviewed and evaluated by the Selection Committee based on the following criteria: A. The firm's experience and performance on comparable engagements with an emphasis on California. This criteria was applied by reviewing the number and type of issues in California during the last three years for which the firm acted as financial advisor. B. The quality of the firm's personnel to be assigned to the engagement and the quality of the personnel available for consultation. This criteria was applied by reviewing the resumes of the specific personnel proposed to work with the City. C. The firm's demonstrated understanding of the work to be performed and comprehensiveness of the work plan proposed. This criteria was applied by reviewing that part of each proposal which described the philosophy of the firm as far as client service, the firm's perception of their role in the debt issuance process vis-a-vis the roles of the issuer and other financing team members, and the firm's commitment to ongoing consultation regarding financing issues whether or not a specific transaction is in process. D. Price. This criteria was evaluated by asking for a dollar cost for the transaction to finance the identified capital projects and for the feasibility report for the assessment districts. After interviewing the highest rated firms, the committee unanimously selected Sutro & Co. as the best overall candidate. Although all proposers were judged capable of handling the technical issues involved in any contemplated debt transaction, the committee felt that proposal of Sutro & Co. and their interview presentation was more comprehensive in addressing the City's perceived needs at this time. In addition, the City Manager and the Finance Director have both had very positive working relationships with the firm's representatives in the past. Sutro & Co. offered the second lowest price of the three highest rated firms at $67,500, with Project Finance /6 - cJ Page 3, Item Meeting Date 9/15/98 Associates the lowest at $63,500 and Evensen Dodge the highest at $75,000. Sutro & Co. is one of the oldest regional securities firms in the United States with 229 investment executives and offices in three states. The City will be served primarily by two senior vice presidents working out of the firm's Los Angeles office. The project manager has seventeen years experience in public finance, while the backup manager has twelve years in the industry. Sutro & Co. also has some familiarity with the City, having acted as financial advisor on the City's Tax and Revenue Anticipation Note issues for the past three years. The contract presented is substantially in the form of the City's standard two-party Agreement. . FISCAL IMPACT: There is no direct fiscal impact as a result of the recommended action. The cost of the services are totally contingent on the closing of one or more borrowing transactions. The cost of the services related to any capital project financing will be $27,500, while the cost of the feasibility report on the assessment districts will be $5,000 and the services related to any assessment district refinancing will be $35,000. All costs to be incurred under the subject contract will be paid solely from the proceeds of each particular transaction and therefore become part of the long-term debt cost of issuance. /0 :3 RESOLUTION NO.~~G, RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING AN AGREEMENT WITH THE FIRM OF SUTRO & CO. TO PROVIDE FINANCIAL ADVISORY SERVICES RELATED TO FINANCING SPECIFIC CAPITAL PROJECTS AND REFINANCING SEVERAL ASSESSMENT DISTRICT DEBTS, AND AUTHORIZING THE MAYOR TO EXECUTE SAID AGREEMENT WHEREAS, there are three capital projects that require some form of borrowing in order to allow for a timely completion: (1) the Animal Shelter, (2) the Corporation Yard and (3) the Library Automation Project; and WHEREAS, in addition, due to historically low interest rates, it may now be economically feasible to refinance several outstanding assessment district debts; and WHEREAS, after following the City's consultant selection process, staff is recommending that the firm of Sutro & Co. be hired to act as the financial advisor on these potential financing. NOW, THEREFORE, BE IT RESOLVED the City Council of the city of Chula vista does hereby approve an agreement with the firm of Sutro & Co. to provide financial advisory services relating to financing specific capital projects and refinancing several assessment district debts, a copy of which shall be kept on file in the office of the city Clerk as Document No. BE IT FURTHER RESOLVED that the Mayor of the City of Chula vista is hereby authorized to execute said Agreement for and on behalf of the City of Chula Vista. Presented by Approved as to form by Robert Powell, Director of Finance H;\home\lorraine\rs\sutro IIJ -1 Agreement between City of Chula Vista and Sutro &: Co. for Financial Advisory services This agreement (-Agreement"), effective as of September 15, 1998, upon full execution by all parties, is between the City- related entity as is indicated on Exhibit A, paragraph 2, as such ("City"), whose business form is set forth on Exhibit A, paragraph 3, and the entity indicated on the attached Exhibit A, paragraph 4, as Consultant, whose business form is set forth on Exhibit A. paragraph 5. and whose place of business and telephone numbers are set forth on Exhibit A, paragraph 6 (-Consultant-). and is made with reference to the following facts: Recitals Whereas. the City requires the services of a professional financial advisor to assist in various long term financing tasks; and, Whereas, the City conducted a selection process as required by ordinance and determined-that Consultant is the best qualified firm proposing to serve the City in this capacity as the result of said process; Whereas, Consultant warrants and represents that they are experienced and staffed in a manner such that they are and can prepare and deliver the services required of Consultant to City within the time frames herein provided all in accordance with the terms and conditions of this Agreement; Page 1 10 -- t Obligatory Provisions Pages NOW, THEREFORE, BE IT RESOLVED that the City and Consultant do hereby mutually agree as follows: 1. Consultant's Duties A. General Duties Consultant shall perform all of the services described on the attached Exhibit A, Paragraph 7, entitled "General Duties"; and, B. Scope of Work and Schedule In the process of performing and delivering said "General Duties", Consultant shall also perform all of the services described in Exhibit A, Paragraph 8, entitled" Scope of Work and Schedule", not inconsistent with the General Duties, according to, and within the time frames set forth in Exhibit A, Paragraph 8, and deliver to City such Deliverables as are identified in Exhibit A, Paragraph 8, within the time frames set forth therein, time being of the essence of this agreement. The General Duties and the work and deliverables required in the Scope of Work and Schedule shall be herein referred to as the "Defined Services". Failure to complete the Defined Services by the times indicated does not, except at the option of the City, operate to terminate this Agreement. C. Reductions in Scope of Work City may independently, or upon request from Consultant, from time to time reduce the Defined Services to be performed by the Consultant under this Agreement. Upon doing so, City and Consultant agree to meet in good faith and confer for the purpose of negotiating a corresponding reduction in the compensation associated with said reduction. D. Additional Services In addition to performing the Defined Services herein set forth, City may require Consultant to perform additional Page 2 /~ ~0 consulting services related to the Defined Services ("Additional Services"), and upon doing so in writing, if they are within the scope of services offered by Consultant, Consultant shall perform same on a time and materials basis at the rates set forth in the "Rate Schedule" in Exhibit A, Paragraph 11, unless a separate fixed fee is otherwise agreed upon. All compensation for Additional Services shall be paid monthly as billed. E. Standard of Care Consultant, in performing any Services under this agreement, whether Defined Services or Additional Services, shall perform in a manner consistent with that level of care and skill ordinarily exercised by members of the profession currently practicing under similar conditions and in similar locations. F. Insurance Consultant represents that it and its agents, staff and subconsultants employed by it in connection with the Services required to be rendered, are protected against the risk of loss by the following insurance coverages, in the following categor- ies, and to the limits specified, policies of which are issued by Insurance Companies that have a Best's Rating of "A, Class V" or better, except as otherwise approved by the city's Risk Manager and City Attorney: Statutory Worker's Compensation Insurance and Employer's Liability Insurance coverage in the amount set forth in the attached Exhibit A, Paragraph 9. commercial General Liability Insurance including Business Automobile Insurance coverage in the amount set forth in Exhibit A, Paragraph 9, combined single limit applied separately to each project away from premises owned or rented by Consultant, which is occurrence based, which names city and Applicant as an Additional Insured, and which is primary to any policy which the City may otherwise carry ("Primary Coverage"), and which treats the employees of the city and Applicant in the same manner as members of the general public ("Cross-liability Coverage") . Page 3 /6 -- 7. Errors and Omissions insurance, in the amount set forth in Exhibit A, Paragraph 9, unless Errors and Omissions coverage is inc~uded in the General Liability policy. G. Proof of Insurance Coverage. (1) Certificates of Insurance. Consultant shall demonstrate proof of coverage herein required, prior to the commencement of services required under this Agreement, by delivery of Certificates of Insurance demonstrating same, and further indicating that the policies may not be canceled without at least thirty (30) days written notice to the Additional Insured. (2) Policy Endorsements Required. In order to demonstrate the Additional Insured Coverage, Primary Coverage and Cross-liability Coverage required under Consultant's Commercial General Liability Insurance Policy, Consultant shall deliver a policy endorsement to the City demonstrating same, which .shall be reviewed and approved by the Risk Manager. H. Securitv for Performance. (1) Performance Bond. In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to-provide a Performance Bond (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Performance Bond"), then Consultant shall provide to the City a performance bond by a surety and in a form and amount satisfactory to the Risk Manager or City Attorney' which amount is indicated in the space adjacent to the term, "Performance Bond", in said Paragraph 19, Exhibit A. (2) Letter. of Credit. Page 4 )f) - cg- In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide a Letter of Credit (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled .Letter of Credit.), then Consultant shall provide to the City an irrevocable letter of credit callable by the City at their unfettered discretion by submitting to the bank a letter, signed by the City Manager, stating that the Consultant 'is in breach of the terms of this Agreement. The letter of credit shall be issued by a bank, and be in a form and amount satisfactory to the Risk Manager or City Attorney which amount is indicated in the space adjacent to the term, "Letter of Credit., in said Paragraph 19, Exhibit A. (3) Other Security In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide security other than a Performance Bond or a Letter of Credit (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled .Other Security"), then Consultant shall provide to the City such other security therein listed in a form and amount satisfactory to the Risk Manager or city Attorney. I. Business License Consultant agrees to obtain a business license from the City and to otherwise comply with Title 5 of the Chula Vista Municipal Code. 2. Duties of the City A. Consultation and Cooperation City shall regularly consult the Consultant for the purpose of reviewing the progress of the Defined Services and Schedule therein contained, and to provide direction and guidance to achieve the objectives of this agreement. The City shall permit access to its office facilities, files and records by Consultant throughout the term of the agreement. In addition thereto, City agrees to provide the information, data, items and materials set forth on Exhibit A, Paragraph 10, and with the further understanding that delay in the provision of these materials Page 5 ~-9 beyond 30 days after authorization to proceed, shall constitute a basis for the justifiable delay in the Consultant's performance of this agreement. B. compensation Upon receipt of a properly prepared billing from Consultant submitted to the City periodically as indicated in Exhibit A, Paragraph 18, but in no event more frequently than monthly, on the day of the period indicated in Exhibit A, Paragraph 18, City shall compensate Consultant for all services rendered by Consult- ant according to the terms and conditions set forth in Exhibit A, Paragraph 11, adjacent to the governing compensation relationship indicated by a "checkmark" next to the appropriate arrangement, subject to the requirements for retention set forth in paragraph 19 of Exhibit A, and shall compensate Consultant for out of pocket expenses as provided in Exhibit A, Paragraph 12. All billings submitted by Consultant shall contain sufficient information as to the propriety of the billing to permit the City to evaluate that the amount due and payable thereunder is proper, and shall specifically contain the City'S account number indicated on Exhibit A, Paragraph 18 (B) to be charged upon making such payment. 3. Administration of Contract Each party des~nates the individuals ("Contract Administrators") indicated on Exhibit A, Paragraph 13, as said party's contract administrator who is authorized by said party to represent them in the routine administration of this agreement. 4. Term. This Agreement shall terminate when the Parties have complied with all executory provisions hereof. 5. Liquidated Damages The provisions of this section apply if a Liquidated Damages R~~~ is provided in Exhibit A, Paragraph 14. Page 6 ;a -, /D It is acknowledged by both parties that time is of the essence in the completion of this Agreement. It is difficult to estimate the amount of damages resulting from delay in per- formance. The parties have used their judgment to arrive at a reasonable amount to compensate for delay. Failure to complete the Defined Services within the allotted time period specified in this Agreement shall result in the following penalty: For each consecutive calendar day in excess of the time specified for the completion of the respective work assignment or Deliverable, the consultant shall pay to the City, or have withheld from monies due, the sum of Liquidated Damages Rate provided in Exhibit A, Paragraph J.4 ("Liquidated Damages Rate"). Time extensions for delays beyond the consultant. s control, other than delays caused by the City, shall be requested in writing to the City'S Contract Anministrator, or designee, prior to the expiration of the specified time. Extensions of time, when granted, will be based upon the effect of delays to the work and will not be granted for delays to minor portions of work unless it can be shown that such delays did or will delay the progress of the work. 6. Financial Interests of Consultant A. Consultant is Designated as an FPPC Filer. . If Consultant is designated on Exhibit A, Paragraph J.5, as an "FPPC filer", Consultant-is deemed to be a "Consultant" for the purposes of the Political Reform Act conflict of interest and disclosure provisions, and shall report economic interests to the City Clerk on the required statement of Economic Interests in such reporting categories as are specified in Paragraph J.5 of Exhibit A, or if none are specified, then as determined by the City Attorney. B. Decline to Participate. Regardless of whether Consultant is designated as an FPPC Filer, Consultant shall not make, or participate in making or in any way attempt to use Consultant's position to influence a Page 7 IrJ - H governmental decision in which Consultant knows or has reason to know Consultant has a financial interest other than the compensation promised by this Agreement. C. Search to Determine Economic Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant warrants and represents that Consultant has diligently conducted a search and inventory of Consultant's economic interests, as the term is used in the regulations promulgated by the Fair Political Practices Commission, and has determined that Consultant does not, to the best of Consultant's knowledge, have an economic interest which would conflict with Consultant's duties under this agreement. D. Promise Not to Acquire Conflicting Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant further warrants and represents that Consultant will not acquire, obtain, or assume an economic interest during the term of this Agreement which would constitute a conflict of interest as prohibited by the Fair Political Practices Act. E. Duty to Advise of Conflicting Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant further warrants and represents that Consultant will immediately ad~ise the City Attorney of City if Consultant learns of an economic interest of Consultant's which may result in a conflict of interest for the purpose of the Fair Political Practices Act, and regulations promulgated thereunder. F. Specific Warranties Against Economic Interests. Consultant warrants and represents that neither Consultant, nor Consultant's immediate family members, nor Consultant's employees or agents ("Consultant Associates") presently have any interest, directly or. indirectly, whatsoever in any property which may be the subject matter of the Defined Services, or in any property within 2 radial miles from the exterior boundaries of any property which may be the subject matter of the Defined Page B ~-~ Services, ("Prohibited Interest"), other than as listed in Exhibit A, Paragraph 15. Consultant further warrants and represents that no promise of future employment, remuneration, consideration, gratuity or other reward or gain has been made to Consultant or Consultant Associates in connection with Consultant's performance of this Agreement. CoIisultant promises to advise City of any such promise that may be made during the Term of this Agreement, or for 12 months thereafter. Consultant agrees that Consultant Associates shall not acquire any such Prohibited Interest within the Term of this Agreement, or for 12 months after the expiration of this Agreement, except with the written permission of City. Consultant may not conduct or solicit any business for any party to this Agreement, or for any third party which inay be in conflict with Consultant's responsibilities under this Agreement, except with the written permission of City. 7. Hold Harmless Consultant shall defend, indemnify, protect and hold harmless the City, its elected and appointed officers and employees, from and against all claims for damages, liability, cost and expense (including without limitation attorneys' fees) arising out of the acts or omissions of the Consultant, or any agent or employee, subcontractors, or others in connection with the execution of the work covered by this Agreement, except only for those claims arising from the sole negligence or sole willful misconduct of the City, its officers, or employees. Consultant's indemnification shall include any and all costs, expenses, attorneys' fees and liability incurred by the city, its officers, agents, or employees in defending against such claims, whether the same proceed to judgment or not. Further, Consultant at its own expense shall, upon written request by the City, defend any such suit or action brought against the City, its officers, agents, or employees. Consultants' indemnification of city shall not be limited by any prior or subsequent declaration by the ComJultant. Page 9 )0 - t3 8. Termination of Agreement for Cause If, through any cause, Consultant shall fail to fulfill in a timely and proper manner Consultant's obligations under this Agreement, or if Consultant shall violate any of the covenants, agreements or stipulations of this Agreement, City shall have the right to terminate this Agreement by giving written notice to Consultant of such termination and specifying the effective date thereof at least five (5) days before. the effective date of such termination. In that event, all finished or unfinished documents, data, studies, surveys, drawings, maps, reports and other materials prepared by Consultant shall, at the option of the City, become the property of the City, and Consultant shall be entitled to receive just and equitable compensation for any work satisfactorily completed on such documents and other materials up to the effective date of Notice of Termination, not to exceed the amounts payable hereunder, and less any damages caused City by Consultant's breach. 9. Errors and Omissions In the event that the city Administrator determines that the Consultants' negligence, errors, or omissions in the performance of work under this Agreement has resulted in expense to City greater than would have resulted if there were no such negligence, errors, omissions, Consultant shall reimburse City for any additional expenses incurred by the City. Nothing herein is intended to limit City'S rights under other provisions of this agreement. 10. Termination of Agreement for Convenience of City City may terminate this Agreement at any time and for any reason, by giving specific written notice to Consultant of such termination and specifying the effective date thereof, at least thirty (30) days before the effective date of such termination. In that event, all finished and unfinished documents and other materials described herein above shall, at the option of the City, become City'S sole and exclusive property. If the Agreement is terminated by City as provided in this paragraph, Consultant shall be entitled to receive just and equitable compensation for any satisfactory work completed on such documents and other Page 10 )CJ - ltf ,j" materials to the effective date of such termination. Consultant hereby expressly waives any and all claims for damages or compensation arising under this Agreement except as set forth herein. 11. Assignability The services of Consultant are personal to the City, and Consultant shall not assign any interest in this Agreement, and shall not transfer any interest in the same (whether by assignment or novation), without prior written consent of City acting in its sole discretion. 12. OWnership, Publication, Reproduction and Use of Material All reports, studies, information, data, statistics, forms, designs, plans, procedures, systems and any other materials or properties produced under this Agreement shall be the sole and exclusive property of City. No such materials or properties produced in whole or in part under this Agreement shall be subject to private use, copyrights or patent rights by Consultant in the United States or in any other country without the express written consent of city. City shall have unrestricted authority to publish, disclose (except as may be limited by the provisions of the Public Records Act), distribute, and otherwise use, copyright or patent, in whole or in part, any such reports, studies, data, statistics, forms or other materials or properties produced under this Agreement. 13. Independent Contractor- City is interested only in the results obtained and Consultant shall perform as an independent contractor with sole control of the manner and means of performing the services required under this Agreement. City maintains the right only to reject or accept Consultant's work products. Consultant and any of the Consultant's agents, employees or representatives are, for all purposes under this Agreement, an independent contractor and shall not be deemed to be an employee of city, and none of them shall be entitled to any benefits to which City employees are entitled including but not limited to, overtime, retirement benefits, worker's compensation benefits, injury leave or other Page 11 !tJ - 15' leave benefits. Therefore, City will not withhold state or federal income tax, social security tax or any other payroll tax, and Consultant shall be solely responsible for the payment of same and shall hold the City harmless with regard thereto. 14. Administrative Claims Requirements and Procedures No suit or arbitration shall be brought arising out of this agreement, against the City unless a claim has first been presented in writing and filed with the City and acted upon by the City in accordance with the procedures set forth in Chapter 1.34 of the Chula vista Municipal Code, as same may from time to time be amended, the provisions of which are incorporated by this reference as if fully set forth herein, and such policies and procedures used by the City in the implementation of same. Upon request by City, Consultant shall meet and confer in good faith with City for the purpose of resolving any dispute over the terms of this Agreement. 15. Attorney's Fees Should a dispute arising out of this Agreement result in litigation, it is agreed that the prevailing party shall be entitled to recover all reasonable costs incurred in the defense of the claim, including costs and attorney's fees. 16. Statement of CQsts In the event that Con~ultant prepares a report or document, or participates in the preparation of a report or document in performing the Defined Services, Consultant shall include, or cause the inclusion of, in said report or document, a statement of the numbers and cost in dollar amounts of all contracts and subcontracts relating to the preparation of the report or document. 17. Miscellaneous A. Consultant not authorized to Represent City Page 12 /() - 10 Unless specifically authorized in writing by City, Consult- ant shall have no authority to act as City's agent to bind City to any contractual agreements whatsoever. B. Consultant is Real Estate Broker and/or Salesman If the box on Exhibit A, Paragraph 16 is marked, the Consultant and/or their principals is/are licensed with the State of California or some other state as a licensed real estate broker or salesperson. Otherwise, Consultant represents that neither Consultant, nor their principals are licensed real estate brokers or salespersons. C. Notices All notices, demands or requests provided for or permitted to be given pursuant to this Agreement must be in writing. All notices, demands and requests to be sent to any party shall be deemed to have been properly given or served if personally served or deposited in the United States mail, addressed to such party, postage prepaid, registered or certified, with return receipt requested,. at the addresses identified herein as the places of business for each of the designated parties. D. Entire Agreement This Agreement, together with any other written document referred to or cont~mplated herein, embody the entire Agreement and understanding between the parties relating to the subject matter hereof. Neither this Agreement nor any provision hereof may be amended, modified, waived or discharged except by an instrument in writing executed by the party against which enforcement of such amendment, waiver or discharge is sought. E. Capacity of Parties Each signatory and party hereto hereby warrants and represents to the other party that it has legal authority and capacity and direction from its principal to enter into this Agreement, and that all resolutions or other actions have been taken so as to enable it to enter into this Agreement. Page 13 J() -17 F. Governing Law/Venue This Agreement shall be governed by and construed in accordance with the laws of the State of California. Any action arising under or relating to this Agreement shall be brought only in the federal or state courts located in San Diego County, State of California, and if applicable, the City of Chula Vista, or as close thereto as possible. Venue for this Agreement, and performance hereunder, shall be the City of Chula Vista. [end of page. next page is signature page.] Page 14 )0 - t <( Signature Page to Agreement between City of Chula Vista and Sutro &. Co. for Financial Advisory Services. IN WITNESS WHEREOF, city and Consultant have executed this Agreement thereby indicating that they have read and understood same, and indicate their full and complete consent to its terms: Dated: , 1998 city of Chula Vista by: Shirley Borton, Mayor Attest: Beverly Authelet, city Clerk Approved as to form: , John M. Kaheny, city Attorney Dated: 9-4-'\'0 Sutro &. Co. BY:~~~~ Richaro H. Clark Senior Vice President By: [name of person, title] Page 15 /{J - 19 Exhibit A to Agreement between City of Chula Vista and Sutro &: Co. 1. Effective Date of Agreement: September 15, 1998 2. City-Related Entity: (x) City of Chula Vista, a municipal chartered corporation of the State of California 3. Place of Business for City: City of Chula Vista, 276 Fourth Avenue, Chula Vista, CA 91910 4. Consultant: Sutro &: Co. 5. Business Form of Consultant: ( ) Sole Proprietorship ( ) Partnership (X) Corporation 6. Place of Business, Telephone and Fax Number of Consultant: Sutro &: Co. 555 South Flower Street, Suite 3400 Los Angeles, California 90071 Voice Phone (213) 362-4131 Fax Phone (213) 624-5263 Page 1 ;0- ~D 7. General Duties: A. General Scope of Work Provide financial advisory services for financing the acquisition and construction of an animal shelter and a corporation yard, acquisition and installation of Library automation software and hardware, and for the potential refinancing of existing obligations for one or more assessment districts. a. Scope of Work and Schedule: A. Detailed Scope of Work 1. Capital proiects Consultant will analyze financing options, recommend a financing plan for the costs of acquiring and constructing an Animal Shelter and Corporation Yard, and for acquiring and installing a Library automation hardware and software. and coordinate approval and execution of the financing plan, including: a. Preparation of a report analyzing the financing options for the projects, concluding with a recommended financing plan. b. Preparation of a credit review package for .submission to the rating services and bond insurers as appropriate. Coordination of the credit-- review process between rating services, bond insurers, and City staff. c. Selection of a reputable disclosure counsel to prepare the official statement and render required opinion regarding adequacy of disclosure. d. Coordination of the preparation of the official statement with disclosure counsel and city staff. e. Coordinate all aspects of the borrowing Page 2 10 - ~\ through the closing process with other financing team members. 2. Assessment District Refinancinq Consultant will analyze the economic benefits to property owners from refinancing the outstanding .debt on one or more of the City's assessment districts, and coordinate all aspects of the refinancing once approved, including: a. Data gathering and preparation of a report analyzing the economic feasibility of refinancing the outstanding debt on one or more of eight assessment districts with a total principle balance of $49,830,000 as of June 30, 1997, and outlining the process required for accomplishing any recolDlliended refinancing (s). b. Coordination with City staff of any required property owner approval process. c. Selection of a reputable disclosure counsel to prepare the official statement and render required opinion regarding adequacy of disclosure. If a disclosure counsel is ,required under the 'Capital Projects' portion of this scope of work, the same firm may be used for the any refinancing. d. Coordination of the preparation of official statement with disclosure counsel City staff. the and e. Coordinate all aspects of the borrowing through the closing process with other financing team members. SCF.L~DUI.d::: B. Date for Commencement of Consultant Services: Page 3 )0 - ~~ (x) Same as Effective Date of Agreement ( ) Other: C. Dates or Time Limits for Delivery of Deliverables: Deliverable No.1: Draft Financial Plan - 10/15/98 Deliverable No.2: Closing of Debt Issuance - 12/31/98 Deliverable No.3: District Refinancing Report - 1/31/99 Deliverable No.4: Closing of Refinancing - 2/26/99 D. Date for completion of all Consultant services: 9. Insurance Requirements: A. (X) Statutory Worker's Compensation Insurance () Employer' s Liability Insurance coverage: $1,000,000. (X) Commercial General Liability Insurance: $1,000,000. () E=ors and Omissions insurance: None Required (incLuded in Commercial General Liability coverage) . () Errors and-oQmissions Insurance: $250,000 (not included in Commercial General Liability coverage) . (X) Automobile Insurance for all vehicles owned or hired, covering bodily injury and property damage providing a combined limit of $1,000,000 per occurrence. B. Insurer Qualifications (1) All insurance required by express prov~s~on of this agreement shall be carried only in responsible insurance companies that have been given a minimum rating of "A" by AM Best, licensed to do business n the State of California. (2) The policies required,shall expressly provide that: Page 4 )() ~ X3 (a) The insurer waives the right of subrogation against the city and its respective elected officials, officers, employees, agents and representatives; (b) the policies are primary and contributing to any insurance that may be carried by the City; (c) the policies cannot be canceled or materially changed except after thirty (30) calendar days written notice by the insurer to the City by certified mail. (3) At the request of the City Manager, the City shall be furnished with copies of all such policies or a certificate evidencing same. Consultant may effect, for their own account, insurance not required under this agreement. 10. Materials Required to be Supplied by City to Consultant: The City will provide the following information to the Consultant as well as other more specific information as required: A. . Annual Financial Statements B. Annual Budgets C. Project Descriptions and any required appraisals D. Legal documents related to existing debt issues E. Assessment District status, including delinquencies 11. compensation: A. (x) Single Fixed Fee Arrangement. For performance of all of the Defined Services by Consultant as herein required, City shall pay a single fixed fee in the amounts and at the times or milestones or for the Deliverables set forth below: Single Fixed Fee Amount: $67,500, payable as follows: Page 5 10 - ~t Milestone or Event or Deliverable Amount Close of New Money Project Financing Close of District(s) Refinancing: Feasibility Report Refinancing or Percent of Fixed Fee $27,500 $ 5,000 $35,000 12. Materials Reimbursement Arrangement For the cost of out of pocket expenses incurred by Consultant in the performance of services herein required, City shall pay Consultant at the rates or amounts set forth below: () None; the compensation includes all costs. Cost or Rate ) Reports, not to exceed $ ) Copies, not to exceed $ : ) Travel, not to exceed $ () Printing, not to exceed $ () Postage, not to exceed $ () Delivery, not to exceed $ () Long Distance Telephone Charges, not to exceed $ (X) Other Actual Identifiable Direct Costs: Miscellaneous, not to exceed $3,000: . not to exceed $ $3,000 13. Contract Administrators: City:. Robert w. Powell, Director of Finance Consultant: Richard H. Clark, Sr. vice President 14. Liquidated Damages Rate: Not applicable 15. statement of Economic Interests, Consultant Reporting Categories, per Conflict of Interest Code: Page 6 ~-~ (x) Not Applicable. Not an FPPC Filer. 16. Permitted Subconsultants: None 17. Bill Processing: A. Consultant's Billing to be submitted for the following period of time: Upon achievement of milestones set forth in paragraph 11.A. B. City's Account Number: Debt Proceeds 18. Security for Performance: Not Applicable Page 7 )0 - ~ Ey~ibit List to Agreement (x ) Exhibit A. ( ) Exhibit B: Page 16 JD- ~7 COUNCIL AGENDA STATEMENT Item Meeting Date 9/15/98 // ITEM TITLE: Resolution/'1/6%etermining that any bonds issued pursuant to Proposed comrl(u~ity Facilities District 97-3 will be sold on a negotiated basis, waiving the consultant selection process as impractical and appointing Stone & Youngberg as the underwriter to market any such bonds REVIEWED BY: Director of FinanceT ,( \\1 City Manage1I)R. ~ ~V\ (4/5ths Vote: Yes No-LJ SUBMITTED BY: SUMMARY: The financial advisor for proposed Community Facilities District 97-3 (McMillin Development) in the Otay Ranch, is recommending that the bonds to be issued to finance infrastructure within the district be priced on a negotiated basis in order to minimize borrowing costs to prospective home buyers. The firm of Stone & Youngberg has been working diligently since their appointment in October, 1997 to underwrite the bonds for the first assessment district in the Otay Ranch annexation, Assessment District 97-2 (Village Development). Staff feel that because of the value of the recently acquired knowledge by this firm of the Otay Ranch development plan overall, and the closeness of the timing of the two bond issues, it impractical to conduct another consultant selection process and is recommending that the process be waived in favor of appointing Stone & Youngberg. RECOMMENDATION: That council adopt the resolution making the determination to sell any bonds pursuant to proposed Community Facilities District 97-3 on a negotiated basis, waiving the normal consultant selection process as impractical and appointing Stone & Youngberg as the underwriter to market any such bonds. DISCUSSION: Fieldman, Rolapp & Associates, the financial advisor for proposed Community Facilities District 97-3, is recommending that the bonds for this District be priced on a negotiated basis in order to minimize overall borrowing costs to the benefit of prospective home buyers. Pricing bonds of this nature on a negotiated rather than a j(- ( Page 2, Item Meeting Date 9/15/98 competitive basis when the security for the debt is concentrated in one land owner, the developer, and their ability to develop and market the project is very common. A negotiated pricing allows the underwriter to be much more involved in the entire financing process, especially in developing the adequate disclosure of information, and to make a more concerted marketing effort over an extended period of time. This effort is meant to increase the comfort level of potential investors and thereby decrease interest costs for the borrowing. On August 12, 1997, the Council directed the Finance Director to conduct a competitive process to select an Underwriter in order that the bonds for Assessment District 97-2 (Village Development) might be priced on a negotiated basis. The primary factor for choosing to price the bonds on a negotiated rather than competitive basis was the recent history of the ownership of the property to serve as security for the bonds. A Request for Proposals was sent to thirteen underwriting firms, with seven responses received (Attachment I). The proposals were reviewed by the Director of Finance and the District's Financial Advisor, Kadie-Jensen, Johnson & Bodnar. Both reviewers ranked the team of Stone & Youngberg and Merrill Lynch as the most capable based on the following criteria as listed in the Request of Proposals. * Experience of the Firm indicated by the number and type of Assessment District Bond Issues senior managed during the last three years. * Experience of the personnel to be involved in the transaction indicated by the number and type of issues managed during the last three years. * Demonstrated understanding of the project indicated by the marketing strategy included in the proposal. * Demonstrated distribution capabilities of the firm indicated by the proposed marketing strategy, number and type of sales offices, market focus, etc. Stone & Youngberg has underwritten more California assessment district bonds than all other firms combined, including a number of the outstanding City of Chula Vista issues such as the Auto Park and Eastlake Greens, Phases I and II. Merrill Lynch brings the industry's most expansive retail distribution network to the transaction, insuring that the City and the developer will benefit from their structuring expertise and the lowest possible interest rates. An additional advantage to this team is that the lead banker who will be the day-to-day contact durin9 the course of this transaction is based locally in San Diego. //-~ Page 3, Item Meeting Date 9/15/98 Since they were appointed, Stone & Youngberg has gained very valuable insight to not only the Village Development project, but to all planned future development in Otay Ranch, including specifically the initial McMillin development and the related Community Facilities District 97-3. In order to successfully market the bonds at the lowest interest rates possible, it is important that investors are comfortable with the overall development plans for the entire area. Stone & Youngberg has recently orchestrated an on site tour of the entire development area by prospective investors. Because of the value of this current in depth knowledge and the closeness of the timing of the two bond issues, staff feels it would be impractical to conduct the normal consultant selection process and is recommending it be waived in favor of appointing Stone & Youngberg based on the prior consultant selection process conducted for Assessment District 97-2. Staff feels that although Stone & Youngberg proposed as a team with Merrill Lynch on Assessment District 97-2, it has been Stone & Youngberg that has been involved in the day to day decisions, and is recommending that only one underwriter be appointed. FISCAL IMPACT: Approval of the resolution will have no fiscal impact on any City Funds. Although it is impossible to estimate, the financial advisor is' advising that overall interest costs related to the borrowing will be less if the bonds are priced on a negotiated rather than a competitive basis, therefore benefitting the developer and eventually the home buyer. The underwriting fee will be limited to 1.75 percent of the par amount of the bonds, which is lower than previous district financings, which were limited to a maximum of 2 percent. Assuming the par value of the Assessment District Bonds amounts to $1 5 million, then the underwriting fees, or discount, would be two percent of that amount, or $262,500. These costs, along with all other costs of issuance will be paid from the debt proceeds. 11-:3 RESOLUTION NO. ,I 9/ b l' RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA DETERMINING THAT ANY BONDS ISSUED PURSUANT TO COMMUNITY FACILITIES DISTRICT 97-3 WILL BE SOLD ON A NEGOTIATED BASIS, WAIVING THE CONSULTANT SELECTION PROCESS AS IMPRACTICAL AND APPOINTING STONE & YOUNGBERG AS THE UNDERWRITER TO MARKET ANY SUCH BONDS WHEREAS, the financial advisor for Community Facilities District 97-3 (McMillin Development) in the Otay Ranch, is recommending that the bonds to be issued to finance infrastructure within the district be priced on a negotiated basis in order to minimize borrowing costs to prospective home buyers; and WHEREAS, the firm of Stone & Youngberg has been working diligently since their appointment in October, 1997 to underwrite the bonds for the first assessment district in the Otay Ranch annexation, Assessment District 97-2 (Village Development); and WHEREAS, because of the value of the recently acquired knowledge by this firm of the Otay Ranch development plan overall and the closeness of the timing of the two bond issues, it is impractical to conduct another consultant selection process and staff is recommending that the process be waived in favor of appointing Stone & Youngberg. NOW, THEREFORE, BE IT RESOLVED the city Council of the City of Chula vista does hereby determine that any bonds issued pursuant to Community Facilities District 97-3 will be sold on a negotiated basis. BE IT FURTHER RESOLVED the City Council does hereby waive the consultant selection process in accordance with Chula vista Municipal Code section 2.56.070 because it is impractical to conduct another consultant selection process and the City Council appoints Stone & Youngberg as the underwriter to market any such bonds. Presented by Approved as to form by orney Robert Powell, Director of Finance H: \home\lorraine\rs\bonds. 973 J {- 1(- COUNCIL AGENDA STATEMENT REVIEWED BY: Item~ Meeting Date 09/15/98 Resolution / f/6 f' Approving the Software License and Maintenance Agreement with Principal Decision Systems International (PDSI) for the Purchase of an Automated Fire Staffing System and appropriating funds from the General Fund available fund balance therefor. Fire Chief a~ ./ / Director J Management a~d~tormation ServiceslV City Managefl)~ ~ ~~ ITEM TITLE: SUBMITTED BY: (4/5ths Vote: YesXNo_l Currently, the Fire Department maintains its staffing information and conducts its operational overtime callback staffing without the benefit of an automated system. Maintaining individual schedules for overtime callback eligibility, and the retrieval of pertinent information for the day- to-day management of the departmenfs resources is laborious, time consuming, and inefficient. Until very recently, the Fire Department has not been able to find software which would meet the needs of its unique staffing patterns, MOU "rules', and management requirements. The TeleStaff@ software provided by PDSI, can be programmed with Chula Vista Fire staffing specifics for efficient information storage, retrieval, analysis, and can even be used to automate the telephonic recall of personnel for additional and overtime assignments. RECOMMENDATION: That Council approve the Resolution approving the Agreement with PDSI and appropriating funds from the General Fund available fund balance for the purchase of the software license and related costs. BOARDS/COMMISSIONS RECOMMENDATION: Not Applicable DISCUSSION: Currently, the Fire Department maintains its staffing information and conducts its operational overtime callback staffing without the benefit of an automated system, keeping its records by hand and by using simple spreadsheets. Maintaining individual schedules for overtime callback eligibility, and the retrieval of pertinent information for the day-to-day management of the department's resources is laborious, time-consuming, and inefficient. Retrieval of historical information from other than pre-set periods of time is highly difficult at the least. Equally burdensome is the daily task of filling vacancies created by leave, injury, illness, or assignment in accordance with the complex "rules' contained in the labor/management MOU. Compliance with the MOU involves checking eligibility for overtime assignments; making phone calls to determine the availability of specific staff; and, coordinating their tasking in addition to managing the various immediate operational needs of the battalion. }6J. ~ I Meeting Date: 9/15/98 Page: 2. Because this has been an issue for many years, the Fire Department management staff has been searching for a software program which would meet the needs of its unique staffing patterns, MOU compliance, and management requirements. Specifically, ideal software would meet the following objectives: . Ensure that Overtime hiring is conducted fairly and according to Department and union requirements; . Reduce the time required by personnel to conduct and oversee staffing; . Provide access by employees to their individual calendars and staffing options; . Share staffing information across the organization; and . Provide real-time, up-to-date management reports and charts regarding specific elements of staffing, payroll, leave usage, and other assignments. There are a number of software programs on the market which perform a variety of database management functions. With, however, the need for a software program to "understand" the complexities of the Fire Department's platoon staffing rotation and MOU requirements, none of the choices have been viable. In July, 1998, after the FY 1998-99 City Budget process was completed, Fire Department staff became aware of the capabilities of TeleStaffflll. The TeleStaffflll software provided by Principal Decision Systems International (PDSI), can be programmed with Chula Vista Fire staffing specifics for efficient information storage, retrieval, analysis, and can even be used to automate the telephonic recall of personnel for additional and overtime assignments. Demonstrations of the software for the City illustrated clearly that it is most-able to meet the above-stated objectives. Additionally, the software has the ability to be programmed with Citywide emergency management staff phone numbers so that in the event of a significant emergency, appropriate staff can be notified, via the automated system, of the event and initial instructions for duty (assuming phone services are available). This allows key management personnel to turn their attention to the immediate task at-hand without the burden of making numerous telephone calls to other subordinate staff on their assigned phone "tree". The TeleStaff@ software operates on a dedicated Windows NT server. This server will contain the telephone "line" card which will allow the TeleStaffflll software to dial out when appropriate and to accept calls from firefighters who are checking their status or updating their availability. Because of the nature of the functions performed by the TeleStaff@ software, PDSI recommends that this server be dedicated to this purpose. The Director of MIS has reviewed the requirements of this software and agrees with the recommendation. The NT server will be connected to the City's existing local area network via the cabling that already exists between the MIS Department and the Fire Department. This will allow Fire Department personnel to access the TeleStaff@ software from any of the microcomputers in the Fire Station. Some minor wiring and installation of telephone lines will need to be done to support the TeleStaff@ system. These costs are not part of the PDSI contract, but are shown in the fiscal impact section. I/J -:2... Meeting Date: 9/15/98 Page: 3. FISCAL IMPACT: The fiscal impact of this action is $18,681 broken down as follows: . $17,081...................PDSI-provided Services and Materials $8,081 Software license $4,000 Software and PC Hardware Components $ 500 Installation $2,000 Training $2,500 Configuration of Database . $ 600...........lnstallation of 4 telephone lines . $ 450...........Telephone line service charges for remainder of FY 1998-99 . $ 100...........lnstallation of 1 network connection . $ 500...........2% Contingencv Total $18,731 Future costs involve only the maintenance support for the software at $2,000 (due on the first anniversary of this agreement and annually thereafter). It is recommended that funds be appropriated to account numbers 100-1240-5252 ($1,550) and 100-1240-5298 ($17,181) from the General Fund available fund balance. 1~-3 ~ ro~~ ~ ~ 0 ~ ....IE~-gN.Qtt::ro ~>>:;=","""..:g:2 v OJ) ~ ::l V) Vl U CJ ..c <.:: CO ~ 0 c: Z....... c: '- 0. C (1J - >< 0"'0 <.0.... c: ::l U l,I., ~ U c: ~ Q) '"0 Q) <o.-oroU5Q. E ~Ec:-aQ}oC:'- V10CO.~- Ot:: V1U~=~.....Qj~ Z:;:t.:~1'Ouio>O OOv5-c........ooo i=: -" E _ 0", -o.E < .... CO O'.i::j...J- .... N QJ .... ....... co...J O..c::: _......co tn....cC...c Z CO 0..;::: 8.1..01 >>.8 <EC5ct1oUJvt:.O c.:l' 0 c: Vl _ Z > c: a:::co~coQ......'E~ o .',;::'cE::t:uo::J = VI co''': ....a..~ Ul :::lCC:OO _QJO Q015.;:~cq;;U..c >;:::Eo.Q)~t:i....QJE V)U10AVOo2 vOvt:..Ca:luv...... ~~coro::l....o-':<v c,..e......-a:::a...........> :ICOtl.P(/')C:o-o~O .::... U ::l ~ Ct\ ill ........ CO 0 a> Q) W ..... _ 0 2>l:F_E~~:gc: rJ) E-Ul..........=c:O Q) "'- . Q) "'0 Q.. c: 0 ...... ~O~:;Q)>O~~ ..... ..... c:..... U Q)::::: ..........J <IJ 0........ <l..l <(...0 <V t:i r=: o.~-a ill < U'l ~ a::: ~ :E ro Q) :;( CO 0 c: ;tu.. ...... I- ro Q) OJ) <(:J U Vl c: . <(::E Vl .... iG 0 t:. J!:! ::l ................CVl ~ tl ..:g O.S :a .- ~ EE ~ c.~ V ...c r3z~5;~ t! ~ <I> '" . ~ S! ~ ~ c: o '" ... <I> 0.<1> .... E ..c "_ C1.... "C ~ <I> <I> ..c > .... <I> . =:~:~-?'=>'f:t:::l'IO ~= ~.~ ~ ~~::=:..g~""::3"-5 ~ .- ~:-=::"5: '-. "Vi os: C ::: '-> :;;:; _VI .._OCQcQ :;:1S,. S!~ e~ ~- l:::..t._::=-.==:=: ':::.~<::s.-t.;:-,::s; _D:: '-"S <5 ~ ~=: 'i:o:CLl.l~~'-' ~ ~ C <::s :c .""...s;: - a.. ~.S: u .:=:!~~3:?~~~w~"':'Sf: ~'.:::,:=-~_ ~:::-.::su E~ S ~~ <::Ss:::..~"':~<""~"" :;~~.2E_~u::;=~~ VI <::S"'1::S~.....-13 -C{2 -.:::i _<::s~~~oCQ....,<::s '~-i:: :2.2~~:S ~~~..:Q~_~..s: it::;::;...':::-c.:: ,Vl._Z';:::!~:= .::: ::: ~ ~ -= C' ~ :s 0 _~ ~ ~ f./J <::. <..S::l '::: .,.,:= E Cl.. - .- <..S::l ..2:~~:9;'->~S~.,..~g"'gVl f:::..t ~ ~ .2 0 ~ ~:s 0:: .~ S ~ -.L-- ~ <I> c: o ..c 0. <I> - {E. >> .c C1 c: .- ..... ..... '" .... VI .... c: '" .... III c: o u " ~ .... ~ ..... In CV .... ~ . , l_ :1 I L , i I i L :L-- L_ c o ..... :l o C/l Q) ... co ;,: ..... ~ o C/l Q) > ..... CO > o c c c CO C/l ;:E "- ~ CO ..... (f) Q) ~ .... Q) :l ...c o ..... >- ~ o CO Q) OIl CO C CO E -0 c CO Q) ..... CO E o ..... :l CO o ..... -0 Q) c OIl C/l Q) -0 -. --.. ~ .. ~ ~ .. ~ ~ .i .i d .i .i ~ ~ ~ Ii Ii '111 f>.t!\@iI'":n:!! ~ i ~ ~ ; ....-...... ,;.;.;,;.;oi......oi . I:: it ;:; ;:; ;:; " ;:; ~ ~ ~ jijijjltl11 ~,.L...... C/l Q) c .0 E o u ..... Q) ...c ..... ~ o >- ..... T:i 0. E C/l Q) ...c ..... .... -0 :l C o CO >- C/l -0 Q) ~ ~ CO ..... C/l ..... c Q) E ..... ... CO 0. Q) -0 C/l -0 Q) Q) C OIl C c.:: ~ CO ..... C/l Q) -0 ;,: , Q) C/l .;:: 0. .... Q) ..... c Q) ..c ..... ..... CO ;,: ..c ..... .... Q) ..... :l 0. E o u Q) ..c ..... Q) .... :l C/l C Q) o ..... Q) c o .... ..c Q) 0. ;,: Q) o Q) 0. ..... ~ o ~ c:: - ~ .... -2 Q) .0 CO CO > CO C/l Q) U ... :l o C/l Q) ... ~ u.J !;;c c:: :::J u U < > ....I I- Z ~ Vl Z o u C/l Q) c CO E :l ..c ..... :2:: ..... u CO ..... C CO ..... .... o 0. E ... :l o >- OIl C :.;;;: CO E Q) Q) .... ..c 0 ;,: E )d. -1 t ~. ~~ ~ J < Ii III <I> .... <I> '" ...."t:l '" 0. :c : <I> <I> E .... E :g ..... ... ~ . ..... -...: '" ... ij:; 0 ~ ;;: ~~ ~lu:-~~'" -p 3 ~ -0 " V g ~ ~ >....: m .~ .D ..? -;;:; 00 ~ 2 OJ ~ ~ m '::: - -:2 E ~ -0 c ~ " :s ~ m ,:::"R u ::E ::: C ~.;g> V " " E U5 ~ GJ ~ ~ u ~.s ro ",0. ~';; ~ .9 ;;; -0 ;~ ::: ~ c c ~ -;: cu "'" " ~ c cr c "" CD ~ = c =.:.E;:: = l.... ~~ ,,~ .~ .'.:: "'~ . . . B , ~ 88 ::! ~ . . . . ... !!!I!I!!! d ! ! ~ . .. .. . 0 . . ~m .. >uo .- mm~ :il;!; .. mm . .. . . 13 13 i dwJ T" ]um f i H u """'''' llii i~~", thl %u... 2: i .mH j inH! ! ! Hi , , ! l l . ~ ~ ~ ~ t f HH ~! '" ~& .~ ~ '" u .D '" rooo...... -c?c>--Oo"-c......<U"-......>>> >oro~,,,""'oro- .Qro...c:::lo..,....,-;;-;<U Ul~~Ul""'''---om<U-E...... ~""'...c: l....~~e@2u~>crooc~~ro...... .,.,~'~ EUlC~-oO~......O~::l-= ~~~~~c2uO~>~~~~~E ci:......~E- Q..Q)u"-E U <U GJ'GJO C 5- ~Vl <UE.~ ~ @ roo.~~ ~ "- c 0 u.~.~ 2......1-.......... -."'~ugfoo- .~tu<._Ul.~croUl~~.v_u'5~~~-o OOX......~Ul<U"-<UC~ ."'v ~GJ Ul 2-UJ cQ.~ E2 ~.Vi U gu ~ c::..2J ~"-Vl......Ul~tuO::l.Viro~a.Q~.- rob.Os,..Ci5croGJ"Q..oo ~CIJ<UmS:.Q ......c<.a>oc~3E<Ub.O>~O.~ro.... [J1.-ca-o""'u b.O(1) U~c"""o.. GJ~ m u<u<uc_ ~<UCIJ~ro - 0 <U >0.';::: ~~...c: Ul rou u='tl b.O- ~~~~:~~~-~<~~~~2~~g . j . ] ! j V V ~ u ~~ " fr ~ ~ " 0 o ~ ~ " ~ 0 "'-" -5-0 .... " z '" t3-t: Z 0 .... " ~B~€~~~~~.~~B~~~~~ ~u...c:CIJ>CIJ.~<a...c:8croo~~ro l.I.. <u~~..Q 0.1- c...... ~(j) gf~:: ia-~ ~~~~]~B~~~ Ul._OO....~ o 0.. ~ m ~ 0 o..::z: Z GJ ~ .~ ~ ~ ~ ~ ~ W~ ......._......~~~~~...c: Ul ...., ~ ...... f./J '''' 0.. '''' ~ ....... '''' U ro CI:I U >> IJ) <Ulc~u<U~~~o..croE..QCroUl ~~~~~u~ f./Jo~BE~~~~6 ~ro..QF.O~=~~ ~-......GJ>>E ~ 00 CIJ _' "'" .- c Q) ...... c: ro Ul c .... ::z:<u~o~ ~cF~-.-~O._~CI:I Q.. Q).... q u~ ~ oz' o~ ~ c;:'~ E>> >OCIJ ~ ro Ul ~:;:3_-o ~_c:_ 00 ~>ou"-o~o~co.~.=~o. Vl-~C ~.-<U~a.~, ............ ClJQ..~=E >-az>>......rou-o~Ul UlE......::l>OUl=......W~roCUlQ)row~ =GJc~~~,rou~>"'~~o._~......-ro ~ "'" "'" "'" "'" ~::< ~ c ::i: 'J'. .....CGJ....c:......~...=;Ew(]J ~!=-c(]J..,....,t: ~<U...c:u.~>>ro ~~o~~.-E~ro 8...c:~~-ooE~~o-ro......ct:_~ [J1'E-(]J~ roo::--aUlf./J.-ro.-u (]Ju~,8E~8aUJa(]JUlQ)-oa~-o ~c~UlEE~Q)~E(]J(]J~o(]J~c E-ro......ro._IJ)CI:I"-~GJcE~Eu~CI:I T .", _ u .~ g IlJ E'"O ro c: a:; "'-0 ::lQPQ.J9 c: -0 - ~:;2 ::l-g =: 0 U ro ~ ~ c ~ >-. - >-".;:; ;:;~ ro 0 ~ .:: E ~ rc:;........ OJ u -' Q) "'0 c: ro '"0 0 ro -0 t u -E; ro Vl...c ro Vl ::l U ~ &'o~~ ::l '" 0. 0' ~ E tI} ~ , (l) 0 c: Vl -g .... ~ '0 u ~ E: o.P.::: ~] C ~ ~E~~ Q) ;::l 0 f- C ~ 8 - '" .... c: cu E 1:: '" c. cu c ... :::s o >> .... '" '" c. :e cu en c: -- ..... - o ... .... c: o v ~Q :oz ~< '" "w 2~ 2< >= Q ..... ..... < co (l) :;.. g:. 2 0 25:0. '" E (l) '" :0 ~ ~~ >'ro :au:; c: (l) ~~ '" (l) c: u '" c: Ei'ii ~ IJ.i :0 0 (l) E .~ -0 '" c: (l) '" u vi x (l) (l) U ~ c: c: co (l) " iV 0 ~ - o.ro I.IJ >, Vl ..... C Q) c:: c ~ (l).2 c _o-'5";;:;:.,g x ~ rn '... w.....ra..c.8EO' w.. Vl .!::! Vl 0 11 <l>..cc'C.....-o c ~ ~ 0 ::l Q) ~o~~..;:;co-o ...Jo.~2".ro"'Cl85 ~E5u':O.=c w.. a:!5i ~ 0 -; a; D:::"Ou 2:-Vl.D 1.I.IQ)~"EO'm= ~~58Ec:.~ ~ 1ii t Q) 'Vi e >-. >-.::: ~ ..... 0 Vl ~ -."V OJ ~- .w...... E u] 0 Vl OJ..... ~8...,E~m..Q-5 x. *-::l 0.""0 Q)zQocrEo o...........~wo ;:: >- 0. ..c n:I ~ ~ ::l~ >-= .~.... rc c CtI rc Q) :::Eo o.PE<:J=: i:... V') ~"Vi . C'C Q; 'CO~ll).8~~...c: _ c ::J::l...... cnttoE"'22U :*~-a~"5o::t': t'""" In co ..... Vl N 0 cu c: . o . .J:: >> c.", '" 3: >>'" -- c:- o :3 >> ",. ~ '" '" ... :::s o .J:: "'" N ci W .... a.. ,..W .....tj ;;;< W .", ij< III :0.... ~1Il W (l):> ~c :oW 0'" "'w ~< c::E "';:: E- :0::1: ..c: ..... 1;VlU ',J.',J, 0>,0...(1),,= iG r:: _:::: -' > V V>'''::-''-'O>'-' "t~ro~ ~~~ o.P .~ .=o.POrn-~ "0 t~~~ Eirno'~~.D-oU..c~ ~ W 0 ::l ~ U ::l ~ ~ ~ ~ g ~ f'~ & .~~~::::: a:;~~ rn~U~ ~ ~~ ~ S:E~ C~ ~-=~.5 0 t~::.5 g15 -U~~2~Q:;~Q.)E(l)-5o'Eu U)C C~~;~~~f-::l~U~rn_~.Q 2Vl<Q.l QJU'Jc..co-EV;ro >- -otfj.~a:;C~U-::D..[gtfl C -g....CC.~_OO ro:>Q)._-CQ) ro-Z Q).- Of- Q) OD..;;>"'O Cl..ro Q) E ~~8~~B~tflg~~~~~~:B b.....~]roroOtflEroOEOOt:.....g tfl~ roc~"'Ot) 0 S; >.~'V; C"liro::Q ~ ..... -5 ~ ~ ~ .~"'O OJ ~ Cl.. C OJ Q) U) ~ E:..... QO.......E-~Cl..~.......5...c:7t5Q)~ ~~:~~"'~~~~~~~;:g Qj-~ roE Q) ~2 QllE:~ Q) E cE: co"'u f-:::Z:ro 0.0"'0 UlQ)uU~roro ,..., t:'Q..Ci) tfl ~:~::l %'~ C ro ctl tflif)....... v:; ~~Q)Qjrou :s:o..Q)Cl..@~Q)UlC w ro ~ ~ E C -; co ~ -5 ~ E :5 ~ 8.~ "- c g. f:S ~ ~ "z ~o ~~ "::Z 0< ~..... ""a.. X :;: w ~c ~w '" ..... ~ ~3~t: ""' L&J '-' f- C 0;::; v ~~ :;-;-0;::; ,;::...:;::. en c: :;:: ..... '" .... <II cu ... :::s v cu VI ~ v, ~. c ~"E co ~ " "!:;: '" '" ;;; ~~ ~ E o '" ~ "" "" Q) ~ ~::;: -Eo Q) ::l l- e'~ ~::::: Q) '" "'-0-" .~ Q) ....... C ;W ~ 5l2...c: '" (l) u > " => .:oE ~ (l) C rn e 2 u .......:~ tfl "li::;: .... (l) o -'E 55 ::: -5 .~ ro :0 _ '" Eo.o~ '" => (l) (l) 0 E- O ~ -0":: ~ t ro~ ii}'" w ~. ~8 v .- .... '" E o .... :::s < (l) (l) 0. > '" ~~ ~o " <:: >- ....... Ul= <:: (l) '" Q) Q)-~ <:: >- ~ 00'" 0.- E E 0. 0 o E "5 u (l) '" c: o -- .... '" V -- ..... .- .... o c: - CU c: c: o ~ CU C. - - '" o .... =-rnID.8 5.~ .- c:~:~ u ~y:Ot Q) C ~.:: Oroa:; .~ C U U c.!!! ""C ;:;; Q)""C C r;;:.. > w ro (tjwEQ) U)f.f.lEC f.f.l Q) C ::J 0 ~~:EE.g ~~-8.~.~~ 0..... c....... E u <Q)U) , ~t;; g.~~ ~ c~~ '-0 ctl ..... Q) OD ::J E Qllz= .::..D 0<<';:: f.f.l Q).!! .... c ::l...c: Q. Ci3~~~"""'E -5o~ ~'V; o u ro OJ'V; ro ""C 0::.......:: ::J...c: @ ~ 0 Q)"'O.'!:: en E""C Q) :s: vi 9 OJ o"E ..:: OD- ...c ....... 0 lV C CII:: ....... Q) U Q) Z~C-Q)>. Q) 0 .... Q. .... ...Q Q) >- ~ E Q) 0.. Eo. ',".DE vi~.8~~Q) Q)"":><:: tfl ro u:::: "u 0 0 f.f.l f.f.l ro [i~tfl~~o OD'- '2::: ltl ctl ....... .... f.f.l Q) f.f.l tfl U Q) -rn Cl.. f.f.l VJ Q) EO::JQ)Q)Qj WODf.f.lEE~ ii3 .~ '" ~o U) u Q) (l) OJ) c: c: 0 ~ c ~ '" => >. z B ~ ~ (l) :;; 0 CO '" (l) (l) <:: u c: (l) 0 <:: ~ RESOLUTION NO.~&: RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING THE SOFTWARE LICENSE AND MAINTENANCE AGREEMENT WITH PRINCIPAL DECISION SYSTEMS INTERNATIONAL (PDSI) FOR THE PURCHASE OF AN AUTOMATED FIRE STAFFING SYSTEM AND APPROPRIATING FUNDS THEREFOR WHEREAS, the Fire Department maintains its staffing information and conducts its operational overtime callback staffing without the benefit of an automated system; and WHEREAS, maintaining individual schedules for overtime callback eligibility, and the retrieval of pertinent information for the day-to-day management of the department's resources is laborious, time consuming, and inefficient; and WHEREAS, until very recently, the Fire Department has not been able to find software which would meet the needs of its unique staffing patterns, MOU "rules", and management requirements; and WHEREAS, the TeleStaff@ software provided by PDSI, can be programmed with Chula vista Fire staffing specifics for efficient information storage, retrieval, analysis, and can even be used to automate the telephonic recall of personnel for additional and overtime assignments. NOW, THEREFORE, BE IT RESOLVED the city Council of the city of Chula vista does hereby approve the Software License and Maintenance Agreement with Principal Decision Systems for the purchase of an Automated Fire Staffing System, a copy of which sha~ be kept on file in the office of the City Clerk as Document No. ~()9X'. J;) 7 . BE IT FURTHER RESOLVED that the City Manager of the City of Chula vista is hereby authorized and directed to execute said Agreement on behalf of the City of Chula Vista. BE IT FURTHER RESOLVED that the amount of $18,731 is hereby appropriated from the General Fund available fund balance to Account No. 100-1240-5252 ($1550) and 100-1240-5298 ($17,181). Presented by Approved as to form by ney James Hardiman, Fire Chief H:\home\lorraine\rs\pdsi J~ -0 SOFTWARE LICENSE AND MAINTENANCE AGREEMENT This Agreement is between Principal Decision Systems International, Inc., 34 Executive Park, Suite 210, Irvine, CA 92714 ("PDSI") and City ofChula Vista, 276 4" Avenue, Chula Vista, CA 91910 ("Client"). The parties hereby agree as follows: J. Definitions 1.1 "Product" means the computer software and services set forth in Schedule A to this Agreement, and any related documentation, whether in printed or machine readable form, which documentation PDSI makes generally available to its customers. Product does not include database products set forth in Schedule A to this Agreement. 1.2 "Uodates" mean maintenance releases (i.e. software error corrections) to Product which PDSl provides without charge to maintenance customers. 1.3 "Deliverv Date" means that date on which the Product is delivered to and received by Client. 1.4 "License Period" means the term of this Agreement. 1.5 "Maintenance Period" means a period of one year from the Delivery Date, and any subsequent period of one year for which the Maintenance Fee has been paid. 1.6 "Contract Signin"," means the date on which this license agreement is signed by Client 1.7 "Acceotance" means the software performs in accordance with the provided documentation and begins upon installation for a period of no more than 30 days. 2. License 2. I PDSI hereby grantl; Client a non-exclusive, nontransferable, perpetual license to use and execute the Product in object code form for Clienfs own internal operations, including the merging of the Product and aRy.1.Ipdates into other programs for Client's own use, provided that any portion of the Product so merged shall be subject to the terms of this Agreement. 2.2 Limitations 2.2.a. Cooies: Client shall be entitled to make copies of the Product and any Updates for backup, disaster recovery, archival, training and test purposes only. Any copy made shall be subject to the terms and conditions of this Agreement, including Section 5.2 herein. 2.2.b. Exoort Control Act: Client agrees to comply with the requirements of the United States Export Administration Act of 1979 and any amendment thereto, and with all relevant regulations of the Office of Export Administration, U.S. Department of Commerce. Principal Decision Systems International 34 Executive Pork, Suite 210 . Irvine, Colifornia 92614 714/474.7374' Fax 714/756-5640 /~-7 [2092" I;) ~ ~ t9/ bg' 3. Maintenance 3.1 PDSI will provide Client with ongoing maintenance services during the Maintenance Period. Such services shall include: 3.1.a toll free telephone consultation on the use of the Product and assistance in error isolation and correction; 3.1.b the provision of problem solutions relating to the Product installed for the Client; 3.I.c prompt investigation and resolution of any errors, defects or other problems reported toPDSI; 3.I.d Updates to the Product as they become available 3.2 Termination of Maintenance and Support Obligations 3.2.a. PDSl's maintenance and support obligations hereunder shall terminate on the fIrst anniversary of the Delivery Date and thereafter on subsequent anniversaries of the Delivery Date, unless Client elects to purchase additional support by payment of the Maintenance Fee (as specifIed in section 4.3. below) 3.2.b. PDSl's maintenance and support obligations hereunder shall terminate automatically upon the modifIcation of the Product excluding related documentation (or any portion thereof) by Client. 3.3 Obligations by Clients with Maintenance 3.3.a Client agrees to limit maintenance support calls to PDSI to four named contacts, two primary and two secondary. Client will provide these names to PDSI during installation. Client may modifY contact names every six months or as agreed to by PDSI. 3.3. b Client will provide P~ with 24 hour dial - up computer access.to the Product for problem investigation, analysis and other maintenance needs. PDSI agrees to inform Client of the nature of its dial up activities and obtain Client approval prior to each access. 3.4 Effect of Termination of Maintenance and Suooort Obligations. In the event that PDSl's maintenance and support obligations are terminated in accordance with the terms and conditions of the Agreement, Client shall have no further rights to Updates or support for the Product. ... Payments 4.1 License Fee. Client agrees to pay PDSI the License Fee set forth in Schedule A hereto in accordance with the Payment Schedule set forth in Schedule A hereto. 4.1 Maintenance Charee. Client agrees to pay PDSI the annual Maintenance Support Plan fee set forth in Schedule A hereto on the Delivery Date. Client aknowledges that the Maintenance Support Plan fee is based on number of staff members managed by TeleStaff and may increase if staff members are added during the Maintenance Period. Additional Maintenance Principal Decision Systems International C"'/ 34 ExecutivePork,Suite210;lrvine,Colifornio9261A 1 ~ - (5 714/474.7374. Fc..714/756-5640 Support Plan charges for additional staff members added during the Maintenance Period will be invoiced upon occurrence for the amount prorated to the end of the current Maintenance period and payment is due within 30 days of invoice date. For each consecutive year thereafter that Client chooses to continue the maintenance and support obligations pursuant to Section 3.1 above, payment of the Maintenance Support Plan fee is due on or before the anniversary of the Delivery Date. 4.3 Late Charges. Any overdue payments shall be subject to a service charge equal to the lesser of (a) one and one-half percent (1-1/2%) per month, or (b) the maximum percentage rate amount allowed by law. 4.4 Taxes. Any sales, use, value-added or other taxes arising from transactions made in connection with or pursuant to this Agreement (other than taxes based upon PDSl's income), shall be borne by the Client. 5. Ownership 5.1 Ownership bv PDSI. PDSI shall retain all proprietary and intellectual property rights in the Product. The license granted to Client herein does not convey any rights of ownership in and to the Products. All right, title and interest in the Products and in any idea, know-how and programs which may be developed by PDSI in the course of providing any technical services, including any enhancements or modifications made to the Product, shall at all times remain the property of PDSI. 5.2 Intellectual ProperlY Rights Notices. Client shall reproduce PDSl's proprietary rights notice(s) on any archival and backup copies of the Product made. 6. Confidential Information 6.1 Nondisclosure. Each party agrees that it will not knowingly disclose to any third party any Confidential Information belonging to the other party and will prevent the unauthorized disclosure of such Confidential Information. In no event will any party use less care to maintain the Confidential Information of the other party than it uses to maintain its own Confidential Infonnation 6.2 Confidential Information. Gemidential Information may include (but is not limited to) information concerning business methods, business plans, concepts, and test results, including the results of any evaluation of the Product(s). Confidential Information specifically includes Client's patient, donor and test results data Client acknowledges that Product and any Updates contain valuable trade secrets and Client agrees to treat the Products as Confidential Information of PDSI. 6.2.a Confidential Information does not include (i) information which is or becomes publicly available through no act or omission of the other party; (ii) information of a party, which that party discloses to a third party without restriction on disclosure; (iii) information which is independently developed; or (iv) information which is previously known to the receiving party without nondisclosure obligations. 34 ~::~~a:a~~~~i~:~ ~~:t:::n~:;=::~a;614 J ~ - 9 714/474.7374. Fa~7'4/756-5640 6.3 Survival of Obligation. The nondisclosure obligations set forth herein shall survive the expiration or termination of this Agreement. 6.4 Verification. Client agrees to maintain appropriate records of the number and location of all copies or partial copies of the Products that may be made for Client's internal use (including test, archival and backup copies). On PDSl's reasonable request, Client shall furnish PDSl with a list of the location, type and serial number of any and all computers on which the Product is installed and of the location and usage of all copies made by Client. 7. Indemnity 7. I Indemnitv bv PDSJ. PDSI represents and warrants that it has the right and authority to enter into and to grant the rights described in this Agreement. PDSl will defend, indemnify, and/or settle at its own expense any action brought against the Client, its trustees, officers, agents and employees to the extent that such action is based on a claim that the Product infringes any patent, trade secret or copyright of any third party enforceable in the United States, provided that: 7.l.a PDSI is promptly notified in writing of the claim; 7.l.b PDSI has sole control of the defense and of any negotiations for its settlement; 7. I.c Client provides PDSI with reasonable assistance, information and authority necessary for PDSI to conduct a defense or to negotiate a settlement; 7. I.d such claim does not arise from the use of a superseded or modified release of the Product; 7.1.e should the Products become, or in PDSl's opinion be likely to become, the subject of any such claim of infringement, then Client will permit PDSI, at PDSl's option and expense, either to procure for Client the right to continue using the Products or to replace or modify the Products or portion thereof to be non infringing with substafttially the same functionality. This section states PDSl's entire liebiIity for infringement or alleged infringement of copyright, - patent or trade secrets by the Product. 7.2 Indemnitv bv Client. Client will defend or settle, at is own expense, any action brought against PDSI to the extent that it is based on a claim that any of the Client's internally developed software incorporating and/or utilizing the Product infringes any patent, copyright, or trade secret right of any third party enforceable in the United States, provided that: 7.2.a Client is promptly notified in writing of the claim; 7.2.b Client has sole control of the defense of the claim and of any negotiations for settlement of the claim; 7.2.c PDSI provides Client with reasonable assistance, information, and authority to perform the above. This section states Client's entire liability for infringement or alleged infringement of patent, copyright or trade secrets by Client's internally developed software incorporating and/or utilizing the Product. Principal Decision Systems International 34 Executive Park, Suite 210. Irvine, California 92614 714/474.7374. Fo>l714/756-5640 .J~ - ?D 7.3 Administrative Claims Reauirements and Procedures. No suit or arbitration shall be brought arising out of this agreement, against Client unless a claim has first been presented in writing and filed with Client and acted upon by Client in accordance with the procedures set forth in Chapter 1.34 of the Chula Vista Municipal Code, as same may from time to time be amended, the provisions of which are incorporated by this reference as if fully set forth herein, and such policies and procedures used by Client in the implementation of the same. Upon request by Client, PDSI shall meet and confer in good faith with Client for the purpose of resolving any dispute over the terms of this Agreement. 7.4 Hold Harmless. PDSI shall defend, indemnify, protect and hold harmless the Client, its elected and appointed officers, from and against all claims for damages, liability, cost and expense (including without limitation attorneys' fees) arising out of the conduct of PDSI or any agent or employee, subcontractors, or others in connection with the execution of the work covered by this Agreement, except for those claims arising from the sole negligence or sole willful conduct of the Client, its officers or employees and with the exception of the indemnification provisions specified in Paragraph 7.2 of this Agreement. PDSI's indemnification shall include any and all costs, expenses, attorneys' fees and liability incurred by the Client, its officers, agents or employees in defending against such claims, whether the same proceed to judgment or not. 8. Warranty and Disclaimers of Warranty 8.1 Warranty. PDSI warrants that, when delivered, the Product will operate substantially in accordance with published documentation when operated in the intended hardware and operating system environment. This warranty and PDsrs maintenance obligations shall not apply if error or problems result from Client's negligence or improper use of the Product. PDSI DOES NOT WARRANT THAT THE PRODUCT WILL 8. I.A ACHIEVE ANY SPECIFIC BENEFITS; 8.1.B OPERATE WITHOUT INTERRUPTION; 8.l.C BE FREE OF ERRORS 8.2 Limitation ofRemedv. For 8flY"breach of warranty set forth in Section 8. I above, Client's exclusive remedy and PDSrs entire liability shall be limited to the correction or replacement, as soon as possible, of any Product, Product part, media or service which PDSI determines will remedy the operating problem. 8.3 Disclaimer of Warranty. THE WARRANTIES SET FORTH ABOVE ARE EXCLUSIVE AND IN LIEU OF ALL OTHER WARRANTIES, EXPRESS OR IMPLIED, WITH REGARD TO THE PRODUCTS. PDSI SPECIFICALLY DISCLAIMS ANY WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE. 9. Limitation of Liability CLIENT AGREES THAT PDSI SHALL NOT BE LIABLE FOR INDIRECT, SPECIAL, COVER, RELIANCE, INCIDENTAL, OR CONSEQUENTIAL DAMAGES (INCLUDING LOSS OF ANTICIPATED REVENUE OR LOSS RESULTING FROM BUSINESS DISRUPTION), OR DAMAGE TO SYSTEMS, DATA OR PROGRAMS, OTHER THAN THE PRODUCT, EVEN IF PDSI HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES. Principal Decision Systems International 34 Executive Park, Suite 210 -Irvine, California 92614 714/474.7374. Fc~ 714/756-5640 I:;. - It PDSI'S LIABILITY FOR DAMAGES HEREUNDER SHALL IN NO EVENT EXCEED THE AMOUNTS RECEIVED BY PDSI AS THE LICENSE FEE. This Section allocates the risks under the Agreement. PDSl's pricing reflects this allocation of risk and limitation of liability stated herein. 10. Term nnd Termination 10.1 Term. This Agreement will take effect on and shall remain in effect unless and until terminated in accordance with this Agreement. 10.2 Termination. This Agreement may be terminated as follows: 10.2.a. This Agreement may be terminated by mutual agreement of the parties. 10.2.b. Client may terminate this Agreement at any time upon written notice to PDSI 10.2.c. PDSI may terminate this Agreement if Client is in material breach of any provision of this Agreement and fails to cure any such breach within thirty (30) calendar days following written notice of such failure to Client by PDSI. 10.3 Effect of Termination. Upon the effective date oftermination of this Agreement, Client shall have no further rights to Updates or support for the Product. lOA Survival of Obligations. The following obligations will survive termination of this Agreement for any reason: 10.4.a all obligations relating to nonuse and nondisclosure of confidential information; 10.4.b all obligations relnting to indemnification and protection of proprietary and intellectual rights; 10.4.c all obligations to make payments of amounts that are or become due under this Agreement prior to termination. -- 10.5 No Damages Due to Termination. Neither party will be liable to the other for any damages, whether direct, indirect, incidental, consequential, or otherwise, as a result of terminating this Agreement in accordance with the terms and conditions herein. 11. CenerllR Terms I I.l Notices. All notices (including address changes) shall be in writing and, except as otherwise provided herein, will be deemed given when delivered personally or sent by first class mail or prepaid express courier to the other party at their respective addresses as set forth above. 1 1.2 Assignment. The rights and obligations of each party under this Agreement shall not be assignable by either party without the prior written consent of the other party . 11.3 Waiver. The failure of a party to prosecute its rights with respect to a default or breach hereunder shall not constitute a waiver of the right to enforce its rights with respect to the same or any other breach. Principal Decision Systems International 34 Executive Pork, Suite 210 i;lrvine, California 92614 714/474-7374 . Fo~714/756-5640 '''~ 1 ~ I\.4 Governine Law. This Agreement will be governed by the substantive laws of the State of California. 11.5 Force Maieure. Neither party shall be responsible for any delay in its performance due to causes beyond its control. 11.6. Jurisdiction. In any legal action relating to this Agreement, the parties agree to the exercise of jurisdiction over such action by a state or federal court in Orange County, California. Client agrees that any action brought by Client shall be instituted in a state or federal court in Orange County, California 11.7 Severabilitv. In the event that any provision of the Agreement is found to be invalid or unenforceable, the remaining terms of the Agreement shall remain in force and effect. 11.8 Use of Name. Neither party shall use the name of the other party in any marketing, promotional or advertising materials without the prior written permission of the other party. 11.9 Insurance Reauirements. This agreement is contingent upon PDSI providing documentation to Client that it has Commerica1 General Liability insurance in force that meets Client's requirements and that Client is named as an Additional Insured. A Certificate of Insurance showing PDSI as primary and Client as an Additional Insured shall be provided by PDSI. 11.10 Entire Aereement. This Agreement, including Schedule A attached hereto, constitutes the complete agreement between the parties and supersedes all prior or contemporaneous discussions, representations, and proposals, written or oral, with respect to the subject matters discussed herein. No modification of this Agreement will be effective unless agreed to in writing by the parties. By signing this Agreement, the parties acknowledge that they have read and agreed to the terms and conditions herein. PRINCIPAL DECISION SYSTEMS INTERNATIONAL, INe. N~-- Title: ~~ a~-k~ nait::1J~q,&, City of Chula Vista Name: Title: Date: Principal Decision Systems International 34 Executive Pork, Suite 210 ; Irvine, California 92614 714/474.7374. Fax 714/756-5640 I;}. - L3 SOFTWARE LICENSE AND MAINTENANCE AGREEMENT Schedule A Customer: Chula Vista Fire Department S~ction I. TeleSlaff Software License o TeleStaff Software License I $ One time fee for software license to support up to 100 Customer staff Includes sales tax on $7,500 8,081 I Seelion n. TeleStaff Hardware Comnonents o TeleStaff Database Software and PC Hardware Components I $ Includes PC Server hardware, 4-line telephony card, 4 - user database and other required components. 4,000 I Section Ill. TeleStaff Imnlementation Services o Installation I $ 500 I Fee for deploying database and TeleStaff servers at the location selected by Customer management. Does not include installation of TeleStaff client software on Customer client workstations. o Training I $ 2,000 I Includes 16 hours of training on usage of the TeleStaffsoftware and its telephone interface. Training plan can be as group, train-the-trainer or other options as agreed to by PDSI and Customer. o Configuration I $ 2,500 Configunltion includes population of TeleStaff database with Customer data including staff information, work codes, shift schedules, organizational hierarchy, overtime rules, and 0Thl!t information required for correct hiring~ Maintenance includes software support, and maintenance and enhancement updates for a 12 month period. Annual Maintenance Contract is renewable at Customer's option at the end of each 12 month term. Proposal Summary I Section I. TeleStaff Software License 5 8,081 Section II. TeleStaff Hardware Components $ 4,000 Section III. TeleStaff Implementation Services 5 5,000 Total Investment 15 17,081 Payment Terms: 50% is due upon contract execution and the remaining 50% is due 30 days from installation upon acceptance. Future Costs: Maintenance is 52,000 per year and includes software snpport and maintenance and enhancement updates for a 12 month period. Principal Decision Systems International 34 Executive Pork, Suite 210. Irvine, California 92614 714/474-7374. Fa1l714/756-5640 I;/. - Jt{. e e e COUNCIL AGENDA STATEMENT Item~ Meeting Date 9/15/98 TITLE: Resolution \.l\ \ lo q Approving an Agreement with San Diego Gas & Electric for the City's Purchase of the South Bay Service Center Located at 1800 Maxwell Road and Adopting Negative Declaration 95-02A in Connection Therewith. Resolution \ct\'10 Regarding the City's Intention to Issue Tax Exempt Obligations to Finance the City's Corporation Yard and Directing Staff to Return with a Financing Plan. SUBMITTED BY: Assistant City Manager ~ Assistant City Attorne~ REVIEWED BY: City Manage?p\L ~::...-- (4/5ths Vote: Yes_ No--l In December 1991 the City Council adopted a Civic Center Master Plan that identified future space and facility needs to meet the anticipated growth in Chula Vista. The Master Plan included planning for a new Public Works Corporation Yard (Corp Yard) to be relocated from its current 6 acre/261 ,360 square foot location at 707 "F" Street to a new site. The new site would better accommodate the space projections needed for staff and equipment to meet the growth anticipated in the City's eastern territory. A revised Corp Yard Master Plan was completed in February 1998 in response to an opportunity to purchase an existing facility that could potentially meet the majority of the City's Corp Yard needs and at the same time save the City millions of dollars. This agenda statement outlines the requirements of the updated Corp Yard Master Plan and the proposed purchase of the San Diego Gas & Electric (SDG&E) South Bay Service Center (SBSC), a surplus facility not currently used by the utility company, to meet the Master Plan needs identified for the Corp Yard. RECOMMENDATION: That the City Council adopt the proposed resolutions: 1) Authorizing the purchase of the SDG&E SBSC for a purchase price not to exceed $7 million plus escrow fees and due diligence costs estimated in an amount not to exceed $55,000, and authorize the Mayor to execute said agreement. 2) Expressing the City's intention to issue tax exempt obligations to finance the City's Corporation Yard and directing staff to return with a recommended financing plan. 3) Approving a negative declaration regarding CEQA findings related to the purchase, improvement and operation of the South Bay Service Center. Further, it is recommended that staff be directed to return to the City Council with a report and recommendations regarding the disposition of the existing Corporation Yard site including the evaluation of options for its development as a profit center for the City or for its sale and redevelopment of the site. BOARD/COMMISSION RECOMMENDATION: N/A \ \3- Page 1 of 7 BACKGROUND: . In 1996 staff became aware that the South Bay Service Center, owned by SDG&E, was under-utilized and could potentially meet the City's future corporation yard needs at a substantial savings to the costs identified by the Corp Yard Master Plan. In a process that began in June 1996, staff began an extended series of discussions with SDG&E regarding the possible purchase of SDG&E's South Bay Service Center located at 1800 Maxwell Road. At that time, SDG&E was evaluating possible options for internal use and/or the sale/lease of the site. In August 1996, staff received authorization from the City Council to pursue more formal discussions with SDG&E for the purchase of the SBSC. The process became an extended one due to collateral discussions on the SDG&E franchise agreement and divestiture agreement, which indirectly affected the conclusion of this deal. Public Works Corporation Yard Description The City's existing Corporation Yard was constructed in the mid 1960's and is located at 707 "F" Street (see Attachment 1 - locator map). The site includes 6 useable acres and approximately 30,000 square feet of building space for office, communications, maintenance and transit activities as well as vehicle storage. In addition, the site contains fueling facilities for gas and diesel vehicles. Compressed Natural Gas (CNG) facilties do not exist. . Although this site had met the needs of the City for many years, the Montgomery annexation, the growth of the Transit Division and the bus fleet to accommodate new routes and the need to provide service to new development has strained this site's abilitr to adequately meet staff and equipment requirements. South Bav Service Center Site Descriotion The proposed site is located at 1800 Maxwell Road, in the southeast portion of the City off Otay Valley Road (see locator map Attachment 2). It is comprised of approximately 25 gross acres of which approximately 15.27 are useable. The balance of the site is made up of slopes, open space and landscaping. Existing facilities include: Office Space: Warehouse Facility: Service Facility (Garage) TOTAL 31,037 square feet 14,188 square feet 8.649 square feet 53,874 square feet Underground fueling facilities for gas and diesel also exist. No CNG facilities are in place. Although extensive tenant improvements will be required to accommodate the specific needs of the City and its crews, the evaluation of this site as compared to the new facility identified in the . Corporation Yard Master Plan showed a significant cost benefit to the City. SDG&E estimated having a basis cost of ::I: $13 million in the property with an estimated replacement cost of ::I: $9.2 million. Page 2 of 7 \ 3-2- . . . CorDoration Yard Master Plan Reauirements The revised Corporation Yard Master Plan outlines the following requirements: Acreage: 18.96 acres (825,931 square feet). This acreage anticipates the buildout of the Dtay Ranch, the relocation of the animal shelter to a separate facility and a separate facility to meet Police needs. In the original facility projections, the Dtay Ranch had not been planned for and the animal shelter and some police needs were anticipated at the new Corp Yard site. In addition, space needs for all public works' needs were reviewed and updated to better reflect current and projected needs. For various public works' activities, the buildout space projections in the 1998 study are below the levels projected in 1991, despite the addition of Dtay Ranch. In general, the reduced space forecasts reflect increases in the volume of contract work as well as more efficient operating procedures in the City's Stores division. In anticipation of the possible purchase of the SDG&E site the following activities took place: o The City's Construction and Repair Division prepared a needs and cost assessment of the improvements necessary to meet the City's Corp Yard needs, as identified by the Master Plan, at the SDG&E site. Space and cost estimates were revised to reflect the 1998 update of the Master Plan. o A comparative analysis of an SDG&E/non SDG&E option was evaluated. In conducting the analysis staff included, among others, the following assumptions: o The SDG&E site is approximately 5 acres smaller than total acreage needs identified in the Master Plan and the purchase of additional property would ultimately be required to meet the Corp Yard needs at buildout. (In developing the financing requirements and cost analysis for buildout of the Corp Yard, acquisition of up to an additional 10 acres was included.) o The City would achieve certain efficiencies and gain substantial construction savings through the purchase of an existing facility as compared to property acquisition and new construction. These savings were projected to be $5.5 million. o Under the SDG&E site alternative, substantial savings (approximately $4.9 million) would arise from reductions in the project's financing costs, attributable both to lower overall project costs and lower costs during the initial construction phase. o The SDG&E site will generate additional savings by enabling the City to transfer selected activities from the Civic Center to the existing office space at the SDG&E facility. By reducing the amount of new space which has to be built at the Civic Center, a net savings of approximately $2.0 million was projected. City functions that are anticipated to be relocated to the new Corp Yard facility include, but are \3-3 Page 3 of 7 . . . not limited to: Engineering Construction and Inspection, Open Space and some Building Inspectors. Staff concluded that the cost of the SDG&E site, including the purchase of an additional 5 acres, results in net savings to the City of approximately $12.4 million over the cost of constructing a new facility. The result of this acquisition is a savings to both the City and the PFDIF. Acauisition Costs and Financinl!: Attachment 3 is a breakdown of costs associated with the proposed purchase, site improvements, financing, staff/management costs and contingencies. These costs are summarized below for Council's information. .:. The total project cost, including financing, is projected to be $24,738,504. Of this total, $7,032,636 are estimated finance related expenses. .:. The site acquisition and improvements are broken into two phases. Phase I ($22,855,270) includes site acquisition ($7,000,000), site improvements ($4,319,801 - see Breakdown of Planned SDGE Site Improvements - Attachment 4), up to 10 acre additional property acquisition ($1,960,200), design/project management/staff and contingency costs ($997,558) and start-up equipment ($1,741,290)1 and interest ($6,836,421). .:. Excluding financing expenses, the City is responsible for 51. 5 % of the principal project cost. The PFDIF is responsible for the remaining 48.5%. The PFDIF percentage reflects the ratio of new equivalent dwelling units (EDUs) to citywide EDUs projected at buildout. This ratio is the agreed upon methodology used to allocated PFDIF and City cost shares on various joint-benefit projects. However, of the total project cost including financing ($24,738,504), only $10,267,342 (41.5%) is allocated to the City and $14,471,162 (58.5%) is allocated to the PFDIF. The lower City percentage reflects the assumption that a significant portion of the City's obligation will be paid from existing fund balances and not financed (Transit's share2). As such, while the City's share of the project's principal costs is 51.5%, its share of the interest expense is only 26.6%, thereby reducing its overall project share to 41. 5 % . .:. The City obligation will be shared appropriately among various restricted funds and the City's General Fund. As shown in Attachment 3, the total general fund obligation is estimated at $699,884. .:. While this option results in significant savings, the City receives less value by accepting a pre-existing facility. To correct for the lost "building life," City 'This generally includes shop/garage-related items such as new bays/lifts, shop equipment, and fuel/wash station equipment. 'Transit is paying its share of the acquisition cost from existing fund balances. Transit's obligation equals approximately 30% of the total cost for phase I, or approximately $4.9 million and $322,000 for phase II, or a total obligation of approximately $5.2 million. \3-q Page 4 of 7 developers have agreed to pay a "building depreciation offset" totaling $814,800. This cost has already been factored into the PFDIF/City shares. . FINANCING VERSUS CASH PURCHASE . . It is staff's intent to fInance the proposed acquisition using the DIF, General Fund and restricted funds for debt service payments. This rationale is based on the fact that (1) insufficient DIF funds exist to pay cash, (2) other signifIcant projects such as the animal shelter and the new police facility are competing for use of the same dollars and (3) the City is currently able to borrow. money at a cheaper rate than it earns on investment. The purchase contract is contingent upon the City obtaining acceptable fInancing. A related item on tonight's agenda seeks approval for a Financial Advisory Form to assist the City in determining the best alternative to fInancing this and other major projects. SUMMARY OF TERMS AND CONDITIONS The following outlines the major deal points related to the purchase of the South Bay Service Center: 1) Purchase Price: Seven Million Dollars ($7,000,000) payable in cash at close of escrow. 2) PropertY Descrimion Approximately 25 acres of improved real property located at 1800 Maxwell Road in the City of Chula Vista including a 31,037 square foot offIce building, a 14,188 square foot warehouse, an 8,649 square foot service facility/garage and a parking lot and related improvements. 3) Escrow: Due Diligence: City has 90 days to inspect the condition of the property, and to process any necessary entitlements necessary for project development. The City may extend this period for an additional 30 days if it is proceeding diligently. 4) Initial Deposit: LiQuidated Damages: City must deposit $50,000 to open escrow. This amount is refundable if City does not acquire the property for any reason other than a City default. If City defaults and fails to acquire the property, SDG&E retains the $50,000 as liquidated damages. 5) Conditions to Close: Conditions to close include: a) b) City inspection and approval of the condition of the property , City determination of project feasibility, \:::, _ 5" Page 5 of 7 . . . c) Ctiy approval of the terms for fmancing the acqliisition and development of the project, and SDG&E's obtaining fmal California Public Utilities Commission (CPUC) approval of the transfer. d) A complete copy of the formal purchase agreement containing the above terms, and other standard terms and conditions, is attached hereto as Attachment 5. The agreement was jointly prepared by SDG&E staff and the City Attorney's office and has already been approved by SDG&E. A copy of the City's appraisal on this property is available in the City Manager's office should Council wish to review it. THE USE OF THE EXISTING CORPORATION YARD A number of options exist for the future of the existing corporation yard. The obvious is the sale of the site as excess land in order to take advantage of the upswing in the economy. Based on comparable land sales, this could result in an influx of revenue to the City of $2.2 - $2.8 million. (This represents gross revenue. This net gain would have to exclude the City's cost to clean-up the site.) However, staffis recommending that other options, including public/private partnerships for the development of the site, be evaluated to determine their long term impact on revenues to the City. Staff is aware that the University of California system has taken advantage of this option for many years creating an ongoing revenue stream to offset their operating costs. Staff recommends that staff evaluate this and other options that could be of benefit to the City and return to the City Council with a report and recommendations. ENVIRONMENTAL REVIEW Staff conducted an Initial Study (Attachment 6) for the proposed acquisition in accordance with the requirements of the California Environmental Quality Act (CEQA). The findings of the Initial Study were that the City's acquisition and operation of the SDG&E facility as the City's new Corporation Yard would not have any significant adverse impacts on the environment and therefore, a Negative Declaration was prepared and circulated for public review. No public comments were received as a result of that notification. The Initial Study and Negative Declaration are attached. FUTURE ACTIONS: Staff will be returning in the near future with financing recommendations and a report and recommendations regarding consultant and architectural services for the plarming and design of the new Corp Yard space to better meet staffing and equipment needs. FISCAL IMPACT: The estimated cost breakdown is outlined in Attachment 3. Total purchase costs are $24,738,504 including site acquisition/improvements, additional land purchase, staff/management, start up costs and financing charges. Of that amount, the City is responsible for 41.5 % of the total or $10,267,342. The DlF is responsible for 58.5%, or $14,471,162. (Because Transit's share will be paid from existing fund balances and not fmanced, the City's share of interest (26.6%) is \~-Co Page 6 of 7 . e . significantly lower than it's share of the principal (51.5%), thereby reducing its overall project share to 41.5%. If the entire project cost was financed, the City's share would be 51.5%.) The purchase of the existing site as compared to the construction of a new facility results in estimated savings to the City of $12.4 million. The City may receive additional expenditure offsets as a result of the sale or redevelopment of the existing corporation yard through a public private partnership. Community Development staff estimates that comparable land sales range from $8,50 - $11.00 per square foot if the property were sold, or approximately $2.2 - $2.8 million. If the property is developed as a "profit center for the City, potentially greater revenues could be realized over the long term. The total General Fund Impact is projected at $699,884 tentatively to be spread over 20 years. Sufficient funds have already been appropriated in the CIP (GG-13 I) to cover the initial deposit 'of $105,000. Attachments: (Resolution ) S~~ I!.A-{ Approving an Agreement with San Diego Gas & Electric for the City's Purchase of the South Bay Service Center Located at 1800 Maxwell Road, Adopting Negative Declaration 95-02A in Connection Therewith and Appropriating Funds Therefor Resolution (SE~ 1313-1) Regarding the City's Intention to Issue Tax Exempt Obligations to Finance the City's Corporation Yard Attachment I: Locator Map - Corporation Yard at 707 .. F" Street Attachment 2: Locator Map - South Bay Service Center at 1800 Maxwell Road Attachment 3: Acquisition and Financing Costs Attachment 4: Breakdown of Planned SDGE Site Improvements Attachment 5: Porchase Agreement with SDG&E Attachment 6: Negative Declaration and Initial Study - 1800 Maxwell Road, Case No, IS-95-02A (8/14/98) \~-1- Page 7 of 7 /.. (; @l @ 0' ,.,. J~.I{- :::I'" ~/.. "",::J ~~ ~ v/:f It-., J I... tI (iJ"'rv @;;'l' . , " j),S , -BROADWA V-- '. ~ .. R... u r"~~".:~" ~;'l' ~". ~ "Ill~ a,if k "'!/Il' :",~;;; :;U!~C"?~~~ ltf:l. ",O'q"'" 'II! ~!: ',,",,19,1.".11' . \I 8., ,,;,- .~ '...fl'''' "I Q'" I ..... CI) (J O-'l' ,rOo ... .... -, ~ :1 @ I ,. 0t;;~J!' '1/' 'Z~"J . LJ/8' . ! ~! .; .."r ..-3-01,., u Gi l> ",' q,'l' \ I o G",'l' , 'l'- , '. , , . ,..,_.11'.,,,, ~ o PM27 H."",", 'l' (J ~Q'l' ~ \:::J'l' c1J U o@ b,Q," 09 (J ! . /!!J _JI ~ It- ~ o' ~t:,( i <Y ',I ~ .' tJ. ... :c . _ _ ---d-I-. . 01. " ~- ,- '" ~ c2'~ , ~ IJ, ~ :'.1 " i " ) I'" ~ -~-~ I I ~ ,.: 4- '" ,," .,.'" ,,,," ~~ :.... .' . - ~ ' jOL. ',. ~ J " ~ " .--, U N (7:;1. 'l' ~::; 0\_ 'l' . . ~:t.$ \v'" ....~ . 0>....." .. . 't(....J .... 0 Q:'..JQ:' J..:~ ... .$ iV . tI , Q- '>Iv /-..- ~ @v , " d?~" ~ " "';? . , .~ /-.. " ., ~ ~ ~'. Iii t:J {2 , A!4-J'.iil."1<< .1",t11f'tJr).. .. . -' -~ '!J I - I'- r/) " .. .. ~ !;i ., 'i':t \V~ 'l" ~ @~ @,~ '5D ./I~.J'II.'''''(X'~J , ~ 1i~ /.' III ~ , ~ . \ ~'8'" . . ""5 r - (.. J ." ',' ." U @ @ @:'l' O' I .....'6 _-:--. . ^' "'L" --1 ~ '; 'l' ' e I L ,..' r' , . .--.~..~'-.-.. -;-- R ---l , , 'u ! V; ,0! '"! 1:/1 _ _J LJ '~... '" l\l :; Q. ~ t, \r ",,, .., .... ,., .:.... ~ --=.. .. .. WOOOlAWI'ot--:--- - () U.... 'l'''' .~ ~ -w; ,,' 0" ~ ,I .. N ,Ill - , i~ I :,., : :s OtlL - ~'~ CO . ,\ r;:::-.. . .'~" , ---~ .~-' . -,'..' ~. .,i- . t'ri' ,. If> ~" ,nL .... , . ~. . !'!'. . . "'... . ' . . . . tI"i f-,.., ..... ~<~g ,...... 00, "'" /!! ;:! .,g ,*!.:."J @'l" , I 0) CO I 52 I .....~L 'lft't~L. :i lL . ..~ ~~ .:. . . . . ;i ,..1la ;; . . I ".J U. .-: I ~ POR. PAR.. 18 ;v." ..0 . BE, MAP 863 -37 -8E S,D 8. ':o~ -j. 1..... , .,<> ........ -"'C> .., ,?" M"7.~?'#I"IN. r~. .. , + ~ A"JE. .,~ I .I ~ - r .! ,~ -,. :~ ,) e. ",~ .. :i ,- @ c? ~ " " L)L " <: o ;:: r--.---~ ! g ~. -I} o tJ lJ '< fi:\ '" :>-. \!)U'" f-,.., .,- u "" ", / ,. /' G/ 40 ~o,' ~.v -'--RY.- - . PQR. PAR, IS SBE, MAP 872-37-8A . \ ~';' 8 . - - - - . , : :r~ : 'l ' ATTACHMENT 1 (jiJ o '" I "- "' I O(;? ~Ib tCet ifv ,~ Q-,,; 0", Cl", ((J ~ ~ o ~ !:t a -"- , T,,~F-ACHMENT 2 ..f'I'i';il"'~:'" , :r '. . ,:(,' ~'.: ~';/ ,."",";" ~[,.<../ :",'11...,-,., ",,~,:~~~ .'~> 1,:'!; if' ,:, " J'" " ,-," ~." ~ ,-,.' , "l.q] c' 1:'" i,.d 'L 'f~"'-" J Tlf; : :J ;J" ;?~ .,. -'A,l ~:.j, ); 't ' I ' Corporation Yard Cost Breakdown Start-up Equipment 1 Phase I $ 7,000,000 $ 4,319,801 $ 1,960,200 $ 303,989 $ 693.569 Total: $14,277,559 $ 1.741.290 $16,018,849 SDOE Site Acquisition: SDOE Site Improvements: Sexton Site:Acquisition/Improvements Design/Project Management/Staff Services Contingency ACQUISITION & FINANCING COSTS ATTACHMENT 3 Phase II $ 0 $ 795,875 $ 749,025 $ 92,694 $ 245.640 $1,883,234 $ 0 $1,883,234 Total $16,160,793 $ 1.741.290 $17,902,083 NOTE: It's assumed that all service related expenses (e.g. design, project management, etc) are paid directly. All remaining expenses are assumed to be financed, unless otherwise noted. Funding Breakdown PFDIF (.485) Phase I Phase II Total Principal $ 7,769,142 $ 913,368 $ 8,682,510 Interest $ 4.973.852 $ 0 $ 4.973.852 Subtotal: $12,742,994 $ 913,368 $13,656,362 Site Depreciation Credit $ 434.288 $ 380.512 $ 814.800 Total: $13,177,282 $ 1,293,880 $14,471,162 CITY (.515) Principal $ 8,249,707 $ 969,866 $ 9,219,573 Interest $ 1.862.569 2 $ 0 $ 1.862.569 Subtotal: $10,112,276 $ 969,866 $11,082,142 Site Depreciation Credit 3 ($ 434.288) ($ 380.512) ($ 814.800) Total: $ 9,677,988 $ 589,354 $10,267,342 PROJECT Principal $16,018,849 $ 1,883,234 $17,902,083 Interest $ 6.836.421 $ 0 $ 6.836.421 Total: $22,855,270 $ 1,883,234 $24,738,504 The City share is broken down by fund on the following page 1 Generally includes shop/garage-related items, including bus/car wash equipment These required items were originally identified in the 1991 Master Plan study. Staff will need to review the items to insure their applicability. 220 year bond @ 5.43%. Assumes that Transit share of project is funded directly from Transit fund balances. 3 Represents a PFDIF payment to compensate the City for the "lost value" associated with a pre-existing facility (SDGE) versus a new facility. \ ~ - \0 Funding Breakdown-City Share CITY (.515) Phase I Phase II Total Transit (Principal) $ 4,906,7234 $ 566,853 $ 5,473,576 Transit (Interest) $ 0 $ 0 $ 0 Subtotal: $ 4,906,723 $ 566,853 $ 5,473,576 Site Depreciation Credit $ 0 ($ 245.255) ($ 245.255) Total: $ 4,906,723 $ 321,598 $ 5,228,321 Sewer (Principal) $ 2,428,6275 $ 303,201 $ 2,731,828 Sewer (Interest) $ 1.554.475 $ 0 $ 1.554.475 Subtotal: $ 3,983,102 $ 303,201 $ 4,286,303 Site Depreciation Credit $ 0 ($ 131.183) ($ 131.183) Total: $ 3,983,102 $ 172,018 $ 4,155,120 Parking Meter (Principal) $ 108,6546 $ 9,416 $ 118,070 Parking Meter (Interest) $ 70.021 $ 0 $ 70.021 Subtotal: $ 178,675 $ 9,416 $ 188,091 Site Depreciation Credit $ o ($ 4.074) ($ 4.074) Total: $ 178,675 $ 5,342 $ 184,017 General Fund (Principal) $ 805,703 $ 90,396 $ 896,099 Site Depreciation Credit ($ 434.288) $ 0 ($ 434.288) $ 371,4157 $ 90,396 $ 461,811 General Fund (Interest) $ 238.073 $ 0 $ 238.073 Total: $ 609,488 $ 90,396 $ 699,884 4 Transit's share is 30.1% of site acquisition/improvement costs + $609,178 of the start-up equipment. 'Sewer's share is 16.1% of site acquisition/improvement costs + $129,940 of the start-up equipment. 6 Parking Meter's share is 0.5% of site acquisition/improvement costs + $37,266 of the start-up equipment. 7 Assumes that General Fund portion of the site depreciation credit is used to offset its Phase I costs. \~-1\ ATTACHMENT 4 Breakdown of Planned SDGE Site Improvements Public Works Shop Areas: Sewer Maintenance $ 24,200 Street Maintenance $ 121,000 Traffic Signals $ 338,305 Traffic Signs/Striping $ 194,700 Building Services $ 513,645 Communications $ 200,640 Park Maintenance $ 117,150 Soil Test Lab $ 12,100 Parking Meters $ 58,080 $1,579,820 Garage Expansion Ops Building Automatic Wash Station Fuel Station Office Area Remodel Miscellaneous Improvements I $1,579,820 $1,052,415 $ 600,450 $ 150,000 $ 475,361 $ 349,155 $ 112,600 $4,319,801 I Includes fencing, phone system modifications, restriping, etc. \ ~ -\ 2- SEP-09-1998 10:06 SDGE REO 696 2595 P.02 ATTACHMENT 5 niRCHASE AND SALE AGREEMENT Reci~ This Purchase and Sale .Agreement (hereinafter "Agreement") is entered into on . 1998, by and between SAN DIEGO GAS & ELECTRIC, II California COtpOration. (hereinlLfter "Seller") and TIlE CITY OF CHULA VISTA, a chartered municipal coIpOration of the State ofCalifomia (hereinafter "Buyer") with Seller and Buyer sometimes individually refenoecl to as a "Parly" and collectively as the: "Parties." A. Seller is the OWIIel of lIJlP1'Qximately 25 acres of real property ("Real Property'') located at 1800 Maxwell Road, in the City orChula, County or San Diego, State ofCalifomia, together with (i) those improvements generally described as an office building (approximately 31,037 ~.ft.), warehouse facility (approximately 14,188 sq.ft.) end service facility/garage (approximately 8,649 sq.ft.) (cCfllectively, "Improvements"), end (ii) those fix1ure$ end other items ofpersoruU property desc,ibed on Exhibit "A" attached hereto end incorporated herein by this reference (collectively "Fixtures"). The Real Property,Improvements and Fixtures shall collectively be referred to in this Agreement as the "Property." The legal description of the: Property is: Lots 11 through 19, inclusive ofChula Vista Tract No. 81-6 Otay Valley Industtial Park, in the City of ChUla Vista, County of San Diego, Slate of California, according to M1qJ thereof No. 10974. filed in the Office of tile County Recorder of San Diego County, June 21, 1984. B. Buyer desires to ~DUlChase the Property, end Seller desires to sell the Property pur$UllDt to the terms and conditions in this Agreement. NOW, THEREFORE, for and in consideration of the recitals, covenants and other provisions set forth herein, and (lther good and valuable consideration, the receipt end sufficiency of which are hereby acknowledg.ed, the Parties hereto, intending to be legally bound, agree as follows: I. DEFINITIONS The following teImS whether capitalized or not as used in this Au:rec:ment shall have the following meenings: SEPT.DOC I SOI1lh Bay Servi.. center Clean copy subjed: to re'iis;oDS to closing dare print dare 919198 \ ~~\~ SEP-09-1998 10:07 SDGE REO 696 2595 P.03 1.1. "Agn:enlent" melll1$ this Purchase and Sale Agreement, including aU exhibits and proper e.........m..ents hereto. 1.2. "City" means the City of ChuJa Vista, Califomia, including its duly elected City Council. appointed IIlllll8gers. ll1tomeys, boards, commissions and divisions, together with sepamte1y ccnstituted gcvemmental or quasi.governmental bodies having jurisdiction over the Property. 1.3. "Closing Date" means the date on which the Clo~ng OCCUlS unless extended in accordance with tWl provisions of this Agreement. 1.4. "Closing" means the lllcordation of the Deed in accordance with the provisions of this Agreement 1.5. "County" mellllS San Diego County, California. 1.6. "Deed" means a duly authorized, executed and acknowledged corporation grant deed completed to attach the legal description of the Property conveying thcProporty from Seller to Buyer. 1.7. "Dcvelopment Entitlements" means all applications for, agreements, di:scretionary approvals, grants, permits, licenses, subdivision maps, and all like and other m.atters related to development (lfthe Property, and to the extent neoeSBllry to be m:c:ived from the Governmental Agencies and shall also include any and all permits required by natura1 resource agencies of the State of California and/or the United States Government. 1.8. "Due Diligence Date" mClllll; that date ninety (90) ca1Antiar days after the Effective Date; provided, however, so long as Buyer is proceeding diligently to c:val\lllte the PiO}J<;rty as contemplated by sec-tion 5.1.2. of this Agreement, Buyer may extend this date for an additional thirty (30) days by written notice to Seller sent prior to the initial Due Diligence Date. 1.9. "Effective Date" means that date on which Title Company conflrms to Seller lUId Buyer its rel;:Cipt of a IlOpy of Ibis Agreement bearing original signatures of Seller and Buyer. 1.10. "Environmental Law" means any federal, state. regional or local law, regulation, decision of1he courts, ordinance, rule, code, order, directive, guide1ine, peonit, or permit conditions, cum:ntly exisling or as amended, enacted, issued or adopted in the future which relates in any way to wozker or workplace safety, environmental conditions, environmental quality or policy, Or health and safety issues or concerns (including product SEPT.DOC 2 Soutb Bay Servlee Cemer Cl""" copy subjecllo nwlsioos to closing dele prbrt dale 919/98 \ ~ - )Y- SEP-09-1998 10:07 SDGE REO 696 2595 P.04 safety). Environmental Law includes, without limitation and as the same may be amended, the Comprehensive Environmental Response, Compensation and Liability Act of 1980, (42 USC, Section 9601 et seq.), the Resource Conservation and Recovery Act (42 USe, Section 6901 et seq.), the ClUpC11ter-Presley- T~lllIler Hazardous Substance Account Act (Califomia Health and Safety Code, Section 25300 et seq.), the Toxic Substance Control Act (29 use fifi 2601, et seq.) the CalIfornia Hazardous Waste Conttol Law (California Health & Safety Code, Section 25100 et seq.), the Occupational Safety and Health Act (29 USC ~~ 651 et scq.), the California Occupational Safety and Healtb Act (California Labor Code ~ fi 6300 et seq.), IlIld any regulationl; or rules promulgated thereunder. 1.11. "&crow'" means the escrow opened with Stewart Title Company of California, Inc. pursuant to the Escrow Instructions, to effect and transact the sale and purchase of the Property in accordance 'YIith this Agreement. I .12. "Escrow Instructions" means those escrow instructions which shall be provided to the Escrow Holder :~ursuant to section 4.1. of this Agreement and any additional instI:u4;tions from time to time n:quested by Escrow Holder to effect the sale and purchase of the Property by Seller to Buyer in accordance with this Agreement. Agreement. 1.13. "Execution Date" means the date set forth in the initial plllllgnlph of this 1.14. "Govc:mlllental Agencies" means all governmental agenc::ies and entities, whether City, County, State, Federal or o1herwise, having jurisdiction or PotentiaIjurisdiction over the Property or development thereof. 1.15. "Hazardous Materials" means any chemical, substance, material, controlled substance, object, cor..llition, saUd or hu:ardous waste or combination then:ofwhich is or may be hazardous to human health or safety or the environment due to its ignitabi1ity, corroslvity, reactivity, toxicity, Clfother harmful or potentially harmful properties Or affects. Hazardous Materials include, without limitation, any flammable explosives, radioactive materials, hazardous wastes, toxi.c substances or related materials, and sub5tances deJined as "hazardous substances," ''hazardous material", hazardous wastes" or "toxic substances" in, under or pursuant to any Environmental Law (as that term is defined above). "Hazardous Materials" shall also include oil o~ petroleum and petroleum products, asbestos, and any asbe.$tos contAining materials, radon, polychlorinated biphenyls (PCBs), urea fOrmaldehyde ill5u1ation. lead paints and coatings, and all of those chcmica1ll, substances, materials, controlled substances, objects, conditions and waste O~ combinatioD$ thereof which are now or become in the future listed, deJined or regulated in any manner by any federal, state Of local Environmental Law (as that term is defined above). For purposes of this Agreement, the terms "encumbrance" and SEPT.DOC 3 South Bay ServiCB Center Cletm copy ""bject "" revloians "" ci""iIig date print dale 919198 \~-l~ 5EP-e9-1998 le'e8 5DGE REO 696 2595 P.es "encroachment" shall not be dclemed to include the presence of any Huardous Material contamination on, in or under lhe Property or its underlying groundwater. 1.16. "Reasonllhleness" snaIl mean the objective good faith and indU$lly practice$ of a prudent and sophisticated buyer Or l5Cller of commercial real property under SIllDe or similar circumstanoes as tho;$e that are the basis of this transaction. 1.17. "Title COIDP/lIly" and "Escrow Holder>> means Stewart Title Company of California, Inc.. 1.18. "Title Policy" means a California Land Title Association (CL T A) 1970 FOIDl B Ownc:r's Policy (a "CL r A Polioy'') insuring Buyer in the amount of the Purohase Price, that fee title to the I'Iop"lly is v~ in Buyer, subject only to the conditions of title accepted by Buyer plllSllant to section 5.1.1. of this Agreement and the standard printed polley terms and exclusions as regi5tered by Title: Company Witlithe State for inclusion in a CLTA Policy fonn; provided, that Buyer, at its election, may require Title company to issue an updated or different fOlDl of Title Policy, including but not linUted to an American Land Ti1:\e Association "ALTA" 1970 Owner's Policy (an "ALTA Policy") if (a) fue Closing is not delayed thereby; (b) Buyer bears the cost of any endorseme.l1ts ordered by Buyer; (c) Buyer shall pay the increment in premium for any such updated or different fonn ofTi1:\e Policy; and (d) Buyer shall provide and pay for the cost of any DeW surv'~y of the Property requited therefor. 2. PURCHA....E AND SALE _Subject to the terms and conditiom; in tl1is Agreement, Seller agrees to l5Cll and Buyer agrees to purchase all ri(lht. title and interc!St in and 10 the Properjy. 3. PURCHASE PRlCE &; DISBURSEMENT TO SELLER The purchase price for the Prope;:ty shall be cash in the amount of Seven Million DQIlam ($7,000,000) ("'Purchase Price''), payable by Buyer to Seller as follows: 3.1. Cash in tho amount ofFifl3r Thousand Dollars ($50,000.00) ("Deposit''), which Buyer shall deposit in imnledialely available fimds with Escrow Holder within tWo (2) business days following the Effe<:tive Date. The Deposit shall be released and paid to Seller by Escrow Holder upon the satisfaction of Buyer's Conditions as set forth in Sections 5.1.1. and 5.1.2. ill the maIlIlIlr set forth therein. In the event Closing does not occur for any reason except for (a) breach of this Asreement by SeIler, or (b) the non-satisfilction of a condition to Close for the benefit of Buyer as set forth in section 5.1. aflbis Agreement, the Deposit shall be retained by Seller as liquidated damages pursuant to lhe provi$ions of Section 18 hereof. SEPT.OOC 4 South Bay Service Ccn1er Clean copy subject to revisiDIIS to Closing dale prim date 919198 \ ~- \Co SEP-09-1998 10:09 SDGE REO 696 2595 P.06 3.2. The balance of the Purchase Price in the amount of Six Million Nine Hundred Fifty Thousand Dollats ($6,9511,000.00) shall be paid in cash at the time IIIId in the IJ18.IID.er as instructed by Escrow Holder to effect Closing on the Closing Date. 4. ESCROW Escrow shall be demled open upon the Effective Date. Thereafter the Parties shaI1 deliver signed Escrow Instructions to Escrow Holder within 6&cn (lS) calendar days. The Escrow Instructions shall not modifY or amend this Agreement, however, the Parties shall execute lllIY additiollal instructiOllli rcquestc't by Escrow Holder in a manner consistent with the Agreement. Unless the Parties otherwise 1I1\Itually agree in writing to an extension, the Closing Date shall be on or before lih 111.*1 S) calendlll'days following the Due Diligence Date. ~- "Co (+5) 5. CONDITIONS TO CLOSE OF ESCROW 5.1. BllVer's Conditions. The Closing and Buyer's obligatiOllS to pun:hase the Property pursuant to this Agreement are conditioned on the ~sfaction of the following conditions precedent which are for the benefit ofBllyer: S.l.!. ~1inarv Reoort Buyer's approval after delivery to Buyer from Title Company within fifteen (1 5) calendar days of the Effective Date of a preliminary report on the Property, together with copills of all documents referred to therein (collectively, "Preliminary Report"). Buyer shall within thirty (30) calendar days from its receipt of the prelimiDary Report, report in writing in the llllIIIIler t:rovided herein for the giving of notice any 1CllS0nable objections to said documents. Buyer's faillll'C to submit written notice of objections within the lime stated shall be deemed Buyer's disapplUval of said documents. Any objections noticed by Buyer pursuant to this subsection 5.1.1, may be removed by Seller, at Seller's sole election and at Seller's sole cost and expense prior to Closing. Seller shall give notice of its intent for adchessing Buyer's objections within five (5) calendar days of receipt of Buyer's objections. If Seller elects to remove Buyer's objections, then Buyer's condition set forth in this subsection shall be deemed $a1isfied. If, ho'wcver, Seller does not choose to SIltlsfy Buyer's objections, then Buyer shall have the option to either (a) terminate this Agreement by providing written notice thereof to Seller in the manner SEt forth herein fOl'the giving ofnolice, or (b) proceed with the transaction subject to all exceptions to title shown on the Preliminary Report. In the event Buyer elects a termination of this Agreement pursuant to this subsection 5.1.1., the Deposit with interest shall be returned to Buyer. less all of Escrow Holder's costs IIIId expenses of termination. Prior to Close of Escrow, Title Company shall becommittcd to issue a Title Policy in favor of Buyer reflecting a fee interest in the Prcpcrty vested in the Buyer, subject only to those exceptions approved by Buyer herelmder and the corresponding standard printed policy tenus and exclusloD$. SEPT.DOC S Soulh Boy Service C_ Clean copy subject 10 revisions 10 clasbll! date print dale 919198 \~- \C?- SEP-09-1998 10:10 SDGE REO 696 2S9S P. 07 S. t .2. Continl!enQy Miltlen. Prior to the Due Diligence D*. Buyer's approval, in its sole discretion of (a) the physical condition oftbl:: l'IOyw<ty (both land and improvements); (b) the suitability of the Property for Buyer's intended use as !be City public works yard (the "Project"), including the financial feasibility of acquiring and mlllcing the necessary imptoVcn:tents for SlIJ:m use; aDd (c) a Negative Declaration for the Project to the mdcnt required in order to comply with the California Environmental Quality Act ("CEQA"); and (d) tenns fur financing the acquisition of the Property and development of the Project. Buyer shall haw; Wl.til the Due Diligence Date to review all aspects involving Buyer's prospective purchase ofllie Property, including but nOllimited to, a plan of rehabilitation of the Prope.ty to suit Buyer's intended use, zouing, s<)ils conditions, geology, engineering requirements, environmental matters, ecoDOmic feasibility and the availability of Development Entitlements necessary in Buyer's judgment for Buyer's intended use, together with any other requirements of City and other Governmental Agencies, all of which arc collectively referred to as the Contingency Matters. 5.1.2.1. Existin~ Seller's Data. With respect to the Contingency Matters, Seller shall within twenty (20) business days of the Effi:ctive Date provide Buyer with a written SW1lIIlll1'y of the kinds of activities and operations Seller condul1lcd on the Property during Seller's ownership thereot; copies of all relevant Property-related studies, investigations, SIllVeys, plans, drawil:Jgs, agreements, permits, technical ~"tudies, and other Property related documents, and reportS in Seller's possession, or otherwise rellSOnably available thereto at nominal cost (collectively, "Existing Seller's Data"). Seller shall bear any reproduction costs which can be accomplished in-house; Buyer shall reimburse Seller for any reproduction costs which are Incurred by an outside vendor. Seller makes no representation or wammty with respect to Existing Seller's Data with regard to their accl.ll'llCY relative to the time of their respective preparation, their accuracy relative to the s.;:ientific standards or protocols in effect at the time of their preparation, their accuracy or usefulness with respect to Buyer's intended use of the Property or 11) their complllll1Ce or noncompliance with any governmental codes, ordinances, rules or policies governing the Property lIS of the Effective Date; provided., however, Seller represents and waITants that it has no actual knowledge that any fuctua1 information contained in Seller's Existing Data is materially untrue Or inaccurate. In particular with regard to Sener's engineering drawil:Jgs for the Property, Buyer understands that said &swings are prqlllled to utility c'JlCI'ations standards and not necessarily with reference to other standards, for example, the Unif('nn Building Code, and Buyer does not and will not rely on said drawings with reference to any code or standard. Seller further makes no representation or warranty concerning the accuracy of the square footage of the buildings comprising a portion of the Improvements nor the amount of land comprising the Real Property. Buyer will independently cause the Improvements to be measured The Parties represent to each other and agree that neither the size (in acres) of the Real Property nor the size of the Improvements (in square feet), other than their gcncnl acceptance by Buyer for Buyer's intended use, was or is SEPT.DOC 6 South Bay Service COD11or Clean copy sllllieet In revisiOllS to elosit.g date print date 919/98 \ ~-\'8 SEP-09-1998 10'10 SDGE REO 696 2595 P.es material in negotiating and determining the: Pw:chase Price or any other portion of this Agreement. 5.1.2.2. Permission to Ent!lr: ADm'Oach to Physical Tcstlnl!. So long as this Agreement is in effect and Buyer is not in default, Buyer, its rc:p1'eSentatives, agents and independent contractors (colla:tively "Contractors'') shaH have the: right, subject to the provisions of this Agreement, Ilt all reasonable times to enter on the Property fur PIIIpO$e5 of obtaining any and all infonnation reasonably nc:ccs8lllY for Buyer to satisry itself concerning all matters rcgarl!iua the: Preliminary Report and the Continge:m:y Matters. The right of entry and inspection is intended to and d'3es include the right to conduct limited soils testing and boring on the Property subject to the prior reasonable approval of Seller. In the event that during Buyer's investigation of the Property, Buyer discovers the existence of Hazllro0\J8 Materials on, in or immediately lll'oWld the Property then the Parties agree to meet and confer in good faith in order to detennine possible terms upon which the Parties may be able, nonetheless, to proceed with the Closing. If after good faith efforts the Parties cannot reach agreement, then either Party may terminate the Agreement by written notice to the other, in which case neither Party shall have III1Y further obligations hereunder. Notwithstanding the furegoing, if the Hazardous Materials condition is such that it either can be remediated to a level reasonably satisfactory to the other Party, or a "No Further Action" letter or equivalent regulatory approval can be obtained, in each case prior to the Due Diligence Date, either Party can require the other Party to proceed with the Closing under this Agreement by committing to and taking such action at its sole cost The Party committing to and/or undertaking remedial activity pursuant to this section 5.12.2. (including obtaining gove,..,m""'t~l clearances theTdorwhcre applicable)shal1 obtain reasonable approval of the work from the other Party prior to its commencement, agrees to conduct the work and obtain clearances at its sole cost and eKpense, and agrceli to intl"""niry the other Party for that remedial work to the same extent as provided in sections 10 or 11 hereof. Buyc:r agrees to and shall release, IndP.mnl~, defend (with counsel acceptable to Seller) and hold Seller Indemnitees (as hereafter defined in Section 10) harmless fur, from and against any and alll""s, claims, demands, liability. personal injury, negligence, or property damage arising out of or in connection with the exercise by Buyer, its employees and/or Contractors, agents, successors and assigns of the foregoing rights accorded to Buyer umlcr this section 5.12.2., including as may arise or relate to (I) the filing of any and all mechanics' liens or claims of liens. (ii) from any IH'W release, treatment, use, handling, generation, lStorage or disposal of HazardOUli Materials on, in. under, or from the Property or the W1derlying groundWater resulting tberefrOIn which violates any Environmental Law or any other federal, state or local law, whether statutory or common law, ordinance, or regulation perlllining to the: release of Hazanlous Materials into the environment from or at the Property by Buyer and/or Conttactors or anyone acting 01\ their behalf in the exercise of the rights of entry. inspection and SEPT.DOC 7 Sowh Bay SIlrvlce Cen1er Clean c:opy subject to revisiDns to cIDsinz dale priDt date 919198 \ ~- \q SEP-09-1998 10:11 SDGE REO 696 2595 P.09 investigation confened by this subsection 5.1.2.2., or (Hi) personal injury (includini any expos~ to It Hazardous Material) sufi'ered by any of Seller's or Buyer's employees or Contractors or other person. Buyer's obligations of indemnification and release under this section shaIl9ll1'Vive the ClosiDg or any termination oflhis Agreement. Except lIS may be required by applicable federal or sbde laWll, each Party agree.s not to provide Or disclose to any third Party copies or contents of the ~g SelIer's Data, or of any other re ports or studies prepared by or for Buyer, related to the physiea1 condition of the land component of the Property without the prior written consent of the other Party. Notwithstanding the fo1'llgOing, Buyer ruay disclose such information to a third party l.D1der contract with Buyer for the evaluation or development of the Property to the extent reasonably necessary to filcilita:te such evaluation or development; provided, however, that SIlch third party consultant also agrellS to keep SIlch infonnation confidential as provided herein. In the event that any third party requests that Buyer disclose such lnformation pursuant to the Public Records Act, Buyer agrees to lI.!lSCrt all applicable exemptions to disclos~ under the Public Records Act, and not to disclosel such Infonnation unless ordered to do so by a reviewing court. BuyCl" shall not under any cil'Cumstances enter upon the Property or C3U$C entry by any Contractor, (It' work to be done upen the Property, particularly errtry or work that is to be conducted in proximity to any of Seller's utility and communication filcililies located thereon, without a representativIl of Seller being on-site to direct SIlch enUy or work. Buyer shall give Seller not less than five (5) business days' prior written notice so that Seller can detennine whether nor not the planned WOl:k is in proximity to Seller' 5 facilities and to pcnnit Seller time to advise Buyer of the location of8eller's facilities. Buyer shall. at its sole expeniSC and promptly upon completion of any investigative work which physically alters the Property, restore it to the same physical condition as existed prior to such work:, and repair any physical damages resulting from Buyer's activities. Buyer 1;ba1l give Seller not less than five (5) busines.s days prior written notice of any planned activity of BUYer hereunder which could result in the imposition of a mechanics' lien upon the Property in order that Seller may have the opportunity to post and record a notice of non-responsibility. Prior to any entry on the Property, Buyer shall obtain and deliver to Seller a cer1ificate of insurance r1lllling Seller as an additional inSIlred and evldem:ing general public liability and propmy damage ill8llr/ll1(;e with limits of not less than Two Million Dollars ($2,000,000.00) in the ag&regate for liability coverage and not less than One Million Dollars ($1,000,000.00) in the aggregate for property damage; provided, however, Buyer may satisfy the foregoing obligation by providing Seller with reasonably satisfactory evidence of adequate Buyer's self-Insurance or P<;loled insurance coverage. 5.1.2.3. Develooment Entitlernent~.. On or before the Due Dlllicnce Date, Buyer sball be rE!ll$Onably asmred that Buyel' can obtain. subject only to those SEPT.DOC 8 South Bay Scrvic:e Center Clean copy ...bjcct to revisions to closing dale priIlt date 9/9/98 \~-'2..>O SEP-09-1998 10=12 SDGE REO 6962595 P.10 coIlditioQll reasonably acceptal:1e to Buyer, ail Development Entitlcmen~ permits and other approvals from applicable GovemmentaI Agencies necessary for Buyer's intended finllnciIIg and use of the Property. Except fOl Buyer's obligation to comply with CEQA, as provided in Section 5.1.2, lSbove, re<:eipt of said Development Entitlements by Buyer is not a condition to Closing. Seller agrees to cooperate with Buyer by executing all required llpplications for such Development Entitlements so long as Seller does not bear any expense for that pwpose. and as long as such applications are limited or conditioned so that, without Seller's prior written consent, neither Seller nor the l'roperty shall be bound thereby prior to the Closing. 5.1.2.4 SatiRflwionorWaiverofCondition. Inthc event Buyer is not satisfied, in its sole discretion, with llnY or ail ofContlngency Mllttets, Buyer shall have the right, on or befoi'>= the Due Diligcnce Date, to terminate this Agreement by delivery of written notice thereof to Escrow Holder and Seller. Provided Escrow Holder is in fC\;eipt of notice of termination from Buyer on or before the Due Dfiigence Date, Escrow Holder shall thereupon return the Depo,it to Buyer less deduction of Escrow Holder's costs and cxpellllCs. Buyer's failure to deliver written notice of termination on or before the Due Diligence Date shall be deemed Buyer's disapproval of one or more Contingency Matters. 5.1.3, ~'s Performance obligations under this Agreement. The perfolIlllll1CC by Seller of each of its 5.1.4. Seller's ReoresentatillDS and WillTanties Sellcr's warranties and represcntatiOmi in section 8 of this Agreement shall be true and COffCI)t as of its execution of this Agreemem and as of the Closing or Closing Date. 5.1.5. ~llaneous Documents. Seller shall have delivered to Escrow, executed originals of the followillg: (a) Internal Revenue Code Section 1445 affidavit; (b) State of California Withhnlding Exemption Certificate (Form 590); and (c) such other documents and instruments necessary to effect the transfer of the Property to Buyer pursuant to the terms and conditions of this Ail"ecment. 5.2. Seller's C'.nnrlitions. The Closing and Seller's obligation to proCeed with the sale of the Property are Ilubject to satisfaction of the following conditions pfC\;edent which are for the benefit of Seller: 5.2.1. The pcrfoIlllllllce by Buyer of each of its obligations under this Agreement, including, without limitation, Buyer's delivery, prior to the Closing and as instructed by Escrow, of Buyer's closing costs and prorations and all other funds sufficient to close the purchase of the Property. SEPT.DOC 9 South Bay ServIce Center Cleon copy sobject to revisi""" to closh'll dale print date 9/9/98 \~-:J-\ SEP-09-1998 10'12 SDGE REO 696 2595 P.ll 5.2.2. CEQA compliance by Buyer, andifrequired, approval of the transaction evidenced by this Agn;ement by the California Public: Utilities Commission pursuam to Sec:tion 851 of the California Public Utililie:i Code or other document evidencing compliance with said section ("851 Appro"al"). Aa copy of the 851 ApPrOVal shall be deposited with &crow by Seller prior to Closing. Seller agrees to exercise its good faith and best efforts, at Seller's cost, to obtain such 85 j Approval, if required. or to take such action as may be reqtrlrcd to validly eliminate such requirement, within sixty (60) days after opcnm; of Escrow. 6. CLOSING COSTS AND PRORATIONS 6.1. Prorations. All real property taxes and the interest on assessments, if any, whether payable in insta11menul Or not llJJd inCluding, witholJt limitation, Ill1 supplemental taxes attrihtable to the period beforE' the Closing for the fiscal tax year in which Closing occurs, shall be prorated as of Closing. Ifth: amount of taxes or charges applicable to any portion oflhe Property cannot be determined lIS of the Closing because the assessed value of the Property or the tax rate affecting the Property bas not been detennined or publioly announced, or portlom; of the Property have not yet been segregated for tax purposes, or for any other reason, then a proration shall be made based IJPOn the most current information avaiIab1e to the Title Company, and an adjUBtll1ent outside of Escrow shall be made between the Parties upon written request of either Party when the current amount "ftaxes or charges becomes known. 6.2. Seller's ClosiIlll Costs. Seller sha11 pay the cost of a title policy in CL T A Policy form, IIDY documentary transfer taxes aodIor sales taxes, if applicable, and one- half (112) of any recording and "scrow fees but subjeot to any obligation by Buyer to assume escrow fees in the event of term inatiOIl of this Agreement. For purposes of intezpreting this section 6.2 and section 6.3 follo"wing. "escrow fees" are defined to include all expenses of escrow includin; charges for the preparation, acknowledgment and recordation of documents reasonably required to implement the provi:rions of this Agreement and subsequent escrow instructions unle:is specifically requested by or for the benefit of Seller or requested. by or for the benefit of Buyer, in which case the PllIty f,lr whose specific benefit that fee is inowred shall bear the cost of that fee in its entirety. 6.3. Buver's Closinl! Costs. Buyer shall pay the costs of any endorsements to or upgrade in the covemge of the CL T A Title Policy, and one-half (112) of any recording fees and escrow fees. 7. BROKER'S COMMISSIONS Seller and Buyer each represent llnd wamml to the other that no broker's commission. finder's fee or other compensation is due any individual or entity as a consequence of this transaction. SEPT.DOC 10 Soulb Bay SIRVi... com... Clean <:opy subject to revisions to closing date print date 919198 \ ~-2'2- SEP-09-1998 10:13 SDGE REO 6962595 P.12 Seller agrees to indemnitY. defend. release and hold Buyer lw:mless from and against any and all claims, losses, costs or demands arising from or related to any claim for conunis$ion, finder's fee: or other compm'lation alleged to have: been incurred on behalf of Seller. Buyer agrees to indP.mnil:Y, defend, release and hold Seller harmless from and egllinst any and all clalms, losses, cos1s or demands arising from or related to any claim for commission, finder's fee or other compensation alleged to have been incurred on behalf of Buyer. 8. SELLER'S REPRESENTATIONS AND W ARRANTIF.<;j Seller represents and warmnts to Buyer as of Closing: 8.1. Seller owns the Property free IIl1d clear of all liens, Ikcnses, claims, encumbrances, easements, encl"oecbments on the Property from adjactll1t properties, encroachments by improvements on the Property onto adjacent properties, or rights of way of any nature, not di:sclosed by tlu: Preliminary Report. . 8.2. There is no ilCtual or pending litigation involving the Property. 8.3. Except as di:;closed on Exhibit "B" attached hereto end incoI]lOlllled herein by this re~rence, Seller has no knowledge of any violetions of, or notices concerning defects or noncompliance with any applie~bJe code, statute, regullltion, ordinance, judicial order, or judicla1 holding pertaining to the Property including, without limitation any viollltion of any Environmental Law. Properly. 8.4. Seller is not in default under any contract, note, or encumbrance relating to the 8.5. Thi$ Agreem.lll1t has been duly authorized, executed and delivered by Seller, is a legal, valid and binding obl.ig&ion of Seller, and is enforceable in IICcord;wce with its terms without the requirement of any additional act or approval by Seller. 8.6 Except as diSo~Josed on Exhibit "B" attached hereto and Incorporated herein by this n:ferBQ.Cc, to the best of Seller's knowledge, during Seller's ownel'8hip of the Property, Seller has not undertaken., permitted, a~thorized or suffered the generation, discharge, n:lease, burial or disposal on, under or about the I'roperty of any Hazardous Materials. For purposes of this section, ''the best of Seller's knowledge" means the actual knowledge of or the exisrence of written evidence within Seller's possession other than the Existing Seller's Data provided by Seller to Buyer pursuant to secti.>n 5.1.2.1 of this Agreement. SEPI'.DOC 11 S<>ll1h Bay Service Center ClOlll1 copy subject to rc:vIsloDS II> closi.g date print date 919198 \~ -23 SEP-09-1998 10:14 SDGE REO 5952595 P.13 8.7. Except as specifically set forth in subsectiollB 8.1. through 8.S., there are no representation:!, agreements, ammgements, or circumsbmces, oral or written, between the Parties reiating to the subject matter contained in this Agreement that are not fully expressed in the Agreement, and Seller has ncit made and does not make any rep~tation or warranty cOncerning aoy matter or ~: affecting or relating to the Property not expressed in this Agreement. 8.8. Seller's repl-esentations and warranties contained in this section 8 shall survive the Closing. 9. BUYER'S REPRI:SENTATIONS AND W ARRANTI1l:S Buyer tepresents and warrant:! to Sc:ller lIS of Closing: 9.1. Buyer is either a sophisticated owner and developer of real property or has the ability through its advisors and consultants, to be familiar and e>lperiencc:d with all requirements for the acquisition and development of real property. Buyer is aware of and understands or has the ability to be professiOnally advised and understand the ramifit'ations of the n~ ' processes within the jurlsdictio'Q of City or other Governmental Agencies required for improvement and development ofreal property genem\lyand the obtaining ofDcve1opment Entitlements for the Property specifically, and that the Due Diligence period is sufficient and adequate for Buyer to review and satisfy itself as to the Co~ Matters. Buyer hereby further acknowledges and agrc:cs that warranties of merchantability and fitness for a particular purPOSe lire: excluded from the transaction contemplated hereby, as are any warranties arisina from a COIll'SC' of dealing or usage of trade, and that the Seller has not warranted, and does not hereby WlIll'llIlt, that the Improvements and/or the Fil\tUres on the Property now or improvements in the future will meet or comply with the requirements of any safety code or regulation of any applicable Governmental Agency or jurisdiction. Without limiting the generality of the foregoing, except as otherwise expressly provided in this Agrcc:m.ent, Buyer hereby assumes all risk and liability (and agrees that Seller shalJ not be liable) for any special, direct or indirect, consequential, or other damages resulting or arising from or relating to Buyer's ownership, use, condition, location, maintenance, repair. or operation of the Property. 9.2. Subject to thClse exceptions to title which Buyer may approve and acc:ept upon Closing pursuant to section 5.1.:!., and notwithstanding anything to the contrary contained in this Agreement, Buyer understands ~lIId agrees and will acc:ept the Deed and Bill of Sale, if any, upon the understanding and agreement that the Property (including the Improvements and/or Fixtures) are being sold and conveyed "as is," "where is" and "with all faults" which may exist (including without imila1ion the fact that the back-up generator is not operable and that prior to construction SEPT.DOC 12 South Bay Servicc Center Clean copy subject to revisiona 10 closing date print date 919/98 ' \~-2Y- SEP-09-1998 10'15 SDGE REO 6962595 P.14 of the Improvements on the PrQPerty, Seller =Wrtered certain adverse IlOi.Is conditions in some slope areas Qfthe Property), without any representatioo or warranty by Seller except BS cxprcss1y set forth in sections 8 and 11 oftbis Agreement. Buyer sh.a1I not be relieved ofits obligations under this Agreement by the pendency, threatening or P8$5ing, of any initiative, or by the impoation of any momtoriUID on development, or similar actions adversely llfi'ecting the Property which may be inlpos<:d by any Governmental Agency havini jurisdiction over the Property. Buyer hereby BSswrlCS the risk that certain conditions, including Hazardoua Materials may exist on the Property and, subject to Seller' $ limited representations and WIIl1'III1ties in section 8 and /1iI=IIlents of release and indemnification set forth in section 11 in favor of Buyer, Buyer hereby releases Seller oJ and from any and aU claims, actions, delllllDds, rights, damages, costs or expenses which misht mise out of or in connection with the condition of the I\Opelly, as more fully set forth in section :t 0 hereof. 9.3. Buyer has conducted or shall conducllln independent investigation with respect lO the :wning and subdiviaon laws, ordinances, resolutions, and regulations of all Governmental Authorities having jurisdiction over the Property, and the use and improvement of the Property, and Seller has not made and does not make any representations lO Buyer OllllnY of these mattel"S, includini without limitation, the availability of Dcvelopment Entitlements. 9.4. This Agrceluent and all other documents and all other documents delivered by Buyer lO or fur the benefit of Sl:ller have been or will be duly authorized, CXCCutlld, and delivered by Buyer; are legal, valid and binding obligations of Buyer; and are enforceable in IICcOrdam:e with their respective WIIDS. 9.5. The repn:sentations and warranties of Buyer set forth in this Pamgraph 9 shaIl survive recordatlon of the deed IUld the Closing. 10. RELEAsll ANIJ INDEMNIFICATION OF SELLER Except /IS lO those mattel"S fur which Seller has agreed to indemnify Buyer Indemnitees as defined and pursuant lO sectioo II below, Buyer agrees. in addition lO Buyer's agreements of indemnification and release set l'Orth in sectioti 5.1.2.2., lO release, indcnmify, defend and hold Iwmless Seller, its subsidiaries, affiIiates, divisions and their respective direc:tors, officers, employees, agents, successors lIIJ.d assigns, hereIn collectively called the "Seller Indcmnitees, " from and against any and a1llos,lCs, liabilities, claims, demands, dimlages, causes of action, fines, penalties, costs and expenses (including but not limited to all reasonable consulting, engineering, atlOmeys' or other professionall'i:es) (collectively "Losses"), which Seller Indemnitees, or any of them. may incur or suffer by rca30n of any personal injury (including without limitation, disease Or death), property damage (illChdillll without limitation any loss of, loss of use of, or destruction of any real or peI1lOnal property), or natural resources damaie, arising out of Or in any way connected with any relellSC, treatment, use, handling. generation, SlOtage or disposal of SEPT.DOC 13 South Bay ServIce Center ClcaIl wpy subject 10 revisions In c100; Ilg date print dllle 919/98 \~-2~ 5EP-09-1998 10:15 5DGE REO 696 2595 P.15 Hazardous Materials, in, unde;~, or from the Property or the underlying groundwater occurring after Closing; excluding, howclVer, any such Losses arising from the release, treatment, use, handling, aeneration, storage (If disposal of hazardous materials occurrina prior to Closing. Buyer's obligation to indemnify Seller's Indemnitees under this Section shaIl not be limited in any way by any limitation on the amount or type of damages, compensation or benefits payable by or for Buyer under any Worker's Compensation Acts, Disability Benefit Acts or other Employee Benefit Acts. Buyer expressly waives the right and benefits ofCalifomia Civil Code ~1542 and does so undemaoding and acknowledging the signif1C8llCe of said express waiver of Section 1542 which provides 85 follows: "A general meQe dOtJII not extend to claims which the eredltor do" not know or oped to nist in his fav4lr at the tUne of f:Qe1Itin& the releue, which if mown by him must have materially aft'eded his settlement with the debtor." Buyer's agreem::nts ofreleBlle and indemnification and performance as set forth hen:in shall survive the Closint:. 11. RELEASE AND INDEMNJFICATION OF BUllER Exeept as to those matters for vfhich Buyer has agreed to indemnify Seller Indemni.tees pursuant to subsection 5.1.2.2. and section 10 of this Agreement, Seller agrees to release, inilPmniiy, defend and hold hannless Buyer, its elected officials, appointees. officers, employees, agents, representatives. successors and assigns (he.einafter collectively referred to as the "BUyer Indemnitees") from and against any and all losses. liabiIities. claims, demands, causes of action, fines, penalties, costs and expenses (including but not limited to all reasonable consulting, engineering, attorneys' or other professional fees), which Buyer Indemnitces, or any ofthern, may incur or suffer, by reason (of any personal injury (including without limitation, disease or death), propelly damage (including without limitation any loss of, loss oiuse of, or destruction of any real or personal property I, or natural resources damage, arising out of or in any way connected with any rel~, treatment, use, handling, generation, storage or disposal of Hazardous Materials on, in, uneler, Or from the Property or the underlying groundwater occurring prior to Closing caused by Sellc:r Or those under the control of or conlralrt with Seller. Seller's obliaation to indemnity Buyer Indemnitees under this Section shall not be limi1ed in any way by any limitation on the amount or type of damages, compensation or benefits payable by or for Seller under any Worker's Compensation Acts, Disability Benefit Aots Or other Employee Benefit Acts. Seller's agreemerlt of release, indemnification and perfonnance as set forth in his section 11 shall survive the CIOlling. SEPT.DOC 14 South &y Service Center Clean copy $Ubject to revisions to closin& date print date 91")1")8 \ ~-2- lo - SEP-09-1998 10:16 SDGE REO 696 2595 P.16 12. PROPERTY SECURlTYI RISK OF LOSS 12.1. Pronertv Securi!X. Seller shall from and after the Effective Date maintain the existing security system for the Property. The security system is genmalIy described as a motion detector/alass break system and is accessed via touch pad. The Parties understand and agree tbat the existing security System is lllODitored by Seller from ilS Mission Control facility in San Diego. California. and that DO personnel acting on behalf of Seller are on-site. When exercising its rights of entry to the Property as provided in Section 5.1.2.2., Buyer agrees to follow Seller's security procedures. and to promptly report to Seller any evidence of break-in, vauda1lsm. or breach of security. 12.2. A1locati-an of Risk of T ""~.ArisinJr from Damalle or Destruction of ~~ 12.2.1. D""'02e or Destruction T "'s than $100.000.00. Except as expressly otherwise provlded in this subsection 12.2.. this Aar=ment shall be governed by the provisions of Civil Code 61662 as of the Effective Date. If prior to Closing. dll1Dllge or desb'uctiOll to the Property occurs not as the result of the fault or primary negligence of Seller and to the extent that the cost of repair or replllcement without deduction for depreciation is less than $100.000.00, Buyer shall not be entitled to termInate this AgIlle......ul. but shall be obligated to close the Escrow and puIChase the Property as provided in this Agreement without abatement in the Purchase Price; provlded. however. that in this circumstance Seller shall depot.it with Escrow for the credit to Buyer any deductible or retention applicable to the e'Vetlt of damage or loss, and sball further assign to Buyer at the Closing all monies to be paid to/ its insurer in connection with the damage or loss and all claims for monies payable from Seller's insurer in connection with the damage or loss. For purposes of this subsection 12. Z.I. and 12.2.2., the amount of the cost of repair or repltl('em~nt shall be determined by mutual agreemem of the Parties, and if the Parties are unable to agree. then said amOllnt shall be the average of the amount determined by an appraiser to be selected by and paid for by each of Seller and Buyer. 12.2.2. Dama~e Or Destruction Greater tho.. Sl00.000.00. If prior to Closing, damage or destruction occurs not as the result of the fault or primary uegligenl:e of Seller. and the cost of repair or replacement exceeds $100,000.00. Buyer may at iIB sole electiotl terminate this A8reemcnt. in which event Escrow Holder shall retW:n the Deposit with interest to Buyer, less all of Escrow Holder's costs and expenses of termination. In the alternative, Buyer may by written notice to Seller and Escrow Holder elect to proceed with Closing upon tile condition that Buyer accordingly assumes all risk of loss without liability or responsibility on the part of SeUer. SEPT.DOC 15 South Bay Servlee Center c\..., copy S~ect to novisiollS to closi.g date print date 9/9/98 \ ~- ~ 1- SEP-09-1998 10'17 SDGE REO 696 2595 P.17 12.2.3. When D8""'!l"" or Destruction ("""sed Solelv bv Bither Pal1J'. Notwitllstanding anYthing in this section 12 to the coDtrlu:y, in the event the damage or destIUction to lhe Property 0CCIltS solely as the result of the negligence or fault of c:ither Party, then the Party causing lbe dlllIUlgc or destruction shall bear the risk of all los8Cs occasioned by such damage or destruction witbout any obligation on the part of the other Party, and Closing shall otherwise occur 8$ agreed. 13. CONDEMNA1llOl! 13.1. Total Tak:iug I:t: prior to the Closing, all of lbe Property is taken by emment domain, or is the snbjc:ct of a pending taking which has not been consummated, Seller shall immediately notifY BUYe!" of lbe event whereupon this Agreemertt shall terminate. On termination of this Agreement, pursuant to this section 12.1 neither PIIl1y shall have any rights or le8pousibilities to the other, and the Deposit shall be promptly returned to Buyer. In this event, any escrow cancellation fees shall be shared fifty percent (50%) by Buyer and fIfty pc:rcent (50"110) by Seller. 13.2. Partial T.!kY!g It; prior to the Closing, a material portion but not all of the Property is taken by eminent domain, or is the subject of a pending taking whieh has not been consummated, Seller shall immediately notifY Buyer of this event. Buyer shall then have the option of terminating this Agreement by written notice to Seller delivered within ten (10) business days after Buyer's recc:ipt of this notice if Buyer re&Soll&bly believes that the portion of the Property subject to being taken would materially and adversely affect Buyer's intended use of the Property. If Buyer elects net to exercise lbc right to tenninate pursuant to this section, Seller shall assign and deliver to Buyer, and Buyer shall be entitled to receive, all awards otherwise payable to Seller, for the taking by eminent domain. The Parties shall proceed to the Closing pursuant to the terms of this A&::l:eIllent without modification except as necessitated by eminent domain llCtiOn, and without any reduction in the Purchase PriI;C. If Buyer lenninates pursuant to this section, then neither Party shall have my rights or responsibilities to the other, and the deposit shall be promptly return::d to Buyer. Any escrow cancellation fees connected with this termination shall be sl1ared fifty pel'Ccul (50%) by Buyer and fifty p=nt (50%) by Seller. 14. ASSIGNMENT This Agreement shall not be assIgned by Buyer without the prior written approval of Seller, which consent shall not be IUIIellsonably withheld, delayed or conditioned. SaT.DOC 16 Soulb Bay Service Cenlt:r Clem copy subject to revisiOl\s to ol.,.i Il& dale print dale 919198 ~3-2-.8 SEP-09-1998 10:18 SDGE REO 6962595 P.18 15. INSl!RANCE Seller shall maintain alllnsura~ce in effect on the Property through Closing. Buyer shall be responsible for obtaining insurance: on the: Property as of the close of escrow. 16. NOTICES All notices to be given under tbis Agreemc:nt shall be in writing and either: sent by certified mail, I\..-tum receipt requested, in which case notice: shall be deemed delivered three (3) busilless days after deposit, postage prepaid in the United States mail, Or sent by a nationally recognized overnight courier, in which case notice shall be deemed delivered one (I) businElSS clay after ckposit willi this courier, or by teleoopy or similar means, if a copy of the notice is also sent by United States Certified Mail, in which case notice shall be deemed delivered on trsnsmittaI by telecopier or other sUnil ar means provided that a transmission report is generated reflcding the: accurate tt'llll$mission of the notices, as follows: Notice to Seller: San Diego Gas & Electric Company personal delivery 101 Ash Street San Diego, CA 92101 by mail P.O. Box 1831 San Diego. CA 92112 Attention: R. J. Wassem Manager, Corporate Real Estate HQ05C 619-696-2483 Direct Dial 619-696-2595 Fax SEPT.DOC 17 South Bay Service CentEr Cleqn copy subject to revisions to cl"siuS date priDtdllle9/9/98 \~-:L~ SEP-09-1998 10:18 SDGE REO With a CODY to: Randa M. Trapp, Esq. Law Department, HQ ] 1 San Diego Gas & Electric Company Same address as above 619-699-5049 Direct Dilll 619-696-4834 Fax NoH,..., to Buver: Sid W. Morris, Assistant City MlIDllgcr City of Chula Vista 276 Fourth Avenue Chula Vista, CA 91910 619-691-5031 619-585-5612 fax With a CODV to: Glen R. Googins, Deputy City Attorney City of ChuIa Vista 276 Fourth Avenue Chula Vista, CA 91910 619-691-5037 619-585-5612 fax Notice to Escrow Holder: Stewart Title Company of California, Inc. Attn: Juliet Martinet. 7676 Ha2ard Center Drive, 7th Floor San Diego, CA 92108 619-692-1600 619-298-4033 filx 6962595 P.19 SEPT.DOC 18 Solllb. Bay Service Cellter Clean copy subject to revisiollS to closi.g date print date 91919& , '3- 30 SEP-09-1998 10'18 SDGE REO 696 2595 P.20 These addresse~ may be change! by written notice to the other Party provided that no notice of a change of address shall be e:l:fective until actual receipt by the Parties of the notice. Copies of notices are for infOImlltional pw:poses only, and a failure to give or receive copies of any notice shall not be deemed a failure to give notice. 17. AITORNEYS' FEES If either Party files any action 01' brings any proceeding against the other arising from or related tn this Agreement, or is made a :?BrtY tn any action or prOl;CCWng brought by the Escrow Holder, then as between Seller and Buycl", the prevailing Party shall be entitled to recover from the other Party as an element of its com (If suit and not as damages, 1'Caronable attorneys' fees, costs IlI1d expenses incurred in the action (lr pror;c:eding, including any appeal thcreof. The "Prevailing Party" within the meaning oftbis section shall be the Party who is entitled to recover its costs of suit or the proceeding, whether or not the same plO<;ccds to final judgment. A Party not entitled to recover its costli shall not rl:CINel attorney fees. 18. LIOUlDATED ))AMAGES IF CLOSE OF ESCROW DOES NOT OCCUR BY REASON OF ANY DEFAULT OF BUYER AND IS NOT THE RESULT OF NON-SATISFACTION OF CONDmONS OR ACCOMPANIED BY A DEFAULT BY SELLER, SELLER SHALL BE RELEASED FROM TIlE OBUGATION TO SELL THE PROPERTY TO BUYER AND SHALL BE ENTITLED TO RETAIN TIlE DEPOSIT AS LIQUIDATED DAMAGES PURSUANT TO TIlE PROVISIONS OF SECTION If71 OF THE CALIFORNIA CIVIL CODE. THE PARTIES AGREE THAT IT WOULD BE IMPRACTICAL OR EXTREMELY DIFFICULT TO FIX ACTUAL DAMAGES IF BUYIlR FAILS TO CLOSE THE ESCROW, THAT THE FOREGOING AMOUNT IS A REASONABLE ESTIMATE OF TIiESE DAMAGES, AND THAT SELLER. SHALL RETAlN THE SUMS SET FORTH IN TInS SECTION 18 AS SELLER'S SOLE AND EXCLlISIVE RIGHT TO DAMAGES, ALL OTHER. CLAIMS TO DAMAGES OR OTHER. REMEDIES INCLUDING WITHOUT UMITAll0N SPECIFIC PERFORMANCE BEING HEReIN EXPRESSL Y WAIVED BY SELLER. Seller's Initials Buyer's Initials Upon disposition of the Deposit :pursuant to the previous provision, escrow shaIl be canceled, neither Party shall thereafter haV!: any rights or responsibilities to the other in connection with this Agreement, and any escrow :am:ellation fees shall be paid by Buyer. SEPT.DOC 19 SOuth Bay Service Center Cl_ copy subject l<i revi..""" to c:l..hg dalB print date 9/9/98 \~-~\ SEP-B9-1998 1B'19 SDGE REO 696 2595 P.21 19. BUYER'S REMEDIES Buyer shall notify Seller in writing of any breach of this Agreement or any representalitm or warranty contained herein that Buyer discovers at any time before Closmg. If Seller iiUls or refuses to cure the alleged breach within ten (10) bU$iness days of Seller's receipt of Buyer's notice of breach. Buyer shall be entitled to pursue any and all remedies available thereto at law or in equity including, without limitation, the right to seek specific performance or injunctive relief from Seller. 10. EFFECT OF RI:PRESENTATIONS AND WARRANTIF.S Each representation and warranty of a Party is material and will be relied upon by the other Party, is true to the Party's actual knowledge lIS of the Closing, will be updated at all times up to Closing promptly upon a Party l:ecoming aware of any change therein, and $hqJI survive termilllltion of this Agreement. 11. ENI'IRE AGREEMENT This Agreement and the Escrow Instructions constitute the entire agreement between the Parties relating to the sale of the Property. Any prior lij!IeeID.ents, promises, negotiations or representations not expressly set forth herein are of no force and effect. Any amendment to this Agreement must be in writing ar.;d signed by both Seller and Buyer. 22. TIME OF ESS,lNCE Time is of the essence for each cClndition, teIm and provision of this Agreement. 23. COUNTERPARD This Agreement may be executed in one or more COlll1l:erparts. Each shall be deemed an original and all taken together shall constitute one and the same instrumCJrt. 24. SII'.VII'.IUBTT .IT'{ If any term or provision of this Agreement shall, to any extent, be held invalid or unenforceable, the remainder of this Agreement shall not be affected and $hqJ1 remain in full force and effect. 25. W AIYERS A waiver of a breach of a coverwnt or provision in this Agreement shall not be deemed a waiver of any other covenant or provisi(ln in this Agreement, and no waiver shall be valid unless in SEPT.DOC 20 Soulh Bay Service Cenlel' Clean ""py subject to revisions to olosing date print date 919/98 \ ~-~:J-.. SEP-09-1998 10:20 SDGE REO 696 2595 P.22 writing and executed by 1be waiYing Party. An extension of time for perfOI1l1llDCe of any obligation or act shall not be deemed an extension of the time for perf01'lIllU1ce of any other obligation or act. 26. CONSTRUCTION :Headings at the beginning of eadl section and subsection are solely for the conVl:lli.encc of the Parties and are not a part of and shall not be used to interpret thiB Agreement. The singular form sha11 include plural and vice vema. Unless otherwise indicated, all rekrences to section s are to this Agreement. All exhibitB referred to in this Agreement are attached to it and incorporated to it by this refercm;c:. 27. GOVERNING lAW This Agreement shall be govem.:d and construed in accordance with the laws ofthc State of California. 28. BINDING EnE&[ Except as otherwise provided he: rein, this Agreement shall be binding on and inure to the benefit of the Parties hereto and their re!pective beillS, personal representatives, successors and assigns. 29. nn,IGENCE: COOPERATION Each Party agrees to excrcise duo, diligence in satisfying each and evc:lY condition to close Escrow for which such Party is r::sponsible. Each Party agrees to cooperate with the other Party in satisfYing those conditions to Glosing for which such other Party is primarl1y responsible including. without limitation. gi1'ing such Party the reasonable opportunity to cure any disapproved items(s). 30. nRAli'TING PAJRTY. The provisions of this Agreement, and the documents and instruments referred to hcIein, have been prepared, examined, negoti'lted and revised by each Party hereto and their respective lawycl'li, and no implication shall. be drawn and no provision shall be construed against any Party hereto by virtue of the purported identity of !be drafter of this Agreement, or any portion thereof. SEPT.DOC 21 S<>vlh Bay Sctvlcc Center ClellD copy oubjcct to revisions 10 closing date prinl dale 919198 \3-33 SEP-09-1998 10:20 SDGE REO 696 2595 P.23 The Parties have e>(ecuted this Agreement Wi of 1he date first written above. SELLER: SAN DIEGO GAS & ELECTRIC COMPANY A California Corporation By Its Duly Au1horlzed Agent By: J. G. LARKIN Director, Real Estate & J'aciJitie$ Sempm Energy BUYER: CITY OF CHULA VISTA By: SHIRLEY HORTON Mayor A '!TEST: City Clerk APPROVED AS TO FORM John M. Kaheny, City Attorney Ji;\homc\A.tong'_-1II.dg1 SEPT.DOC 22 South Bay Service Cenler C1..... ogpy subject to revisions 10 olosing dale print dale 919198 l~-3.Y SEP-09-1998 10:20 SDGE REO 696 2595 P.24 EXHIBIT "An Fixtures 1. One (1) back up generator, not in worldng order 2. One (1) compmlsor, in W<lrking order 3. Fire extinguishers located within Improvements; no representation made or implied as to their working order 4. Construction shale andotl1er crushed rock located in outside storage areas, to be cleared of dead vegetation one time by Seller after Effective Date 5. Miscellaneous ceiling tilclS, ceiling grid, carpet tiles and doors located at the east end of the Ildmini..uation building SEPT.DOC 23 Solllh Say service CenlBT C11l'11l copy subject 10 revisions to closing dale print date 919198 \ ~-~S 5EP-09-1998 10:21 5DGE REO 696 2595 P.25 EXHIBIT "B'" Seller's Disclosures 1. In approximately March 1993, ponded oil and water were obsfl1'Ved in and around the area of a removed underground storage tsnk (UST). On April 8, 1996, II. "no further action letter" concerning this matter was issued for Seller by the County of San Diego, Department of Environmental Heal1h. 2. Certain "popout" llmdslidel: discovered in slope areas of the Property prior to construction of1he Improvements SEPT.DOC 24 Soulh Bay Service C...."" Clean copy subject 10 revisi0ll8 to closing date . prillt date 919/98 TOTf'L P.25 \ "3 - 3(0 ATTACHMENT Ii Negative Declaration PROJECT NAME: City of Chula Vista Corporation Yard (2nd REVISION) PROJECT LOCATION: 1800 Maxwell Road, Chula Vista, San Diego County PROJECT APPLICANT: City of Chula Vista CASE NO: IS-95-02A DATE: August 14, 1998 A. Proiect Setting The project site consists of approximately 25 acres and is located in the southeastern portion of the City, approximately 5 miles north of the international border (Assessor Parcel Nos. 644-023-11 through 19). The site is developed with three buildings, parking lots and landscaping. The buildings consist of a 31,037 square foot office building, a 14,188 square foot warehouse, and a 8,640 square foot service facility/garage. Improvements on the site were constructed within the last approximately 10 years. The facility had been operated as a regional service center for San Diego Gas and Electric for most of that time, serving as the headquarters for construction crews and planning department involved in the planning and maintenance of electric and gas distribution and transmission facilities. The site is surrounded by the following uses: Light Industrial/Business Park uses to the south, the Otay Landfill to the north, a former class I waste disposal facility to the west and a vacant lot (former construction storage yard) that was previously proposed for a trash transfer station to the east. B. Proiect DescriDtion The project is a relocation of existing uses at the Corporation Yard located at 707 "F" Street. Proposed use of the site would include administrative office use, vehicle maintenance, parking and outdoor storage of equipment and materials, including aggregate and chip seal. Additional outdoor uses include vehicle fueling and wash areas. Existing underground fuel storage tanks would be used. Activities to be housed at the new facilities include the following: Public Works Administration Sewer Maintenance Streets Maintenance Tree Maintenance Traffic Signal/Street Lighting Traffic Signs/Striping Building Maintenance Services Purchasing Equipment Maintenance \~-orr 1 Communications Chula Vista Transit (including bus storage and maintenance) Soil Testing Warehousing C. Comoatibilitv with Zoning and Plans The project is consistent with the Industrial-Limited (I-L) General Plan designation and zoning for the site. but will require a Conditional Use Permit to accommodate the proposed uses. D. Identification of Environmental Effects An initial study conducted by the City of Chula Vista (including the attached Environmental Checklist Form) determined that the proposed project will not have a significant environmental effect, and the preparation of an Environmental Impact Report will not be required. This Negative Declaration has been prepared in accordance with Section 15070 of the State CEQA Guidelines. The following impacts have been determined to be less than significant: Development of agricultural areas, growth inducing impacts, geophysical impacts, hydrologic impacts, air quality impacts, biological impacts, hazards, noise impacts, aesthetic impacts, cultural resource impacts, paleontological impacts, recreation impacts and cumulative impacts E. Mitigation necessarv to avoid significant effects The proposed project will not result any significant or potentially significant environmental impacts, therefore, no project specific mitigation is be required. F. Consultation 1. Individuals and Organizations City of Chula Vista: Joe Monaco, Community Development Dave Byers, Public Works Cliff Swanson, Engineering Doug Perry, Fire Marshal Crime Prevention, H~Jllfte e;ulidll Glen Googins, Assistant City Attorney 2. Documents Chula Vista General Plan (1989) and EIR (1989) Title 19, Chula Vista Municipal Code \3-38 2 3. Initial Studv This environmental determination is based on the attached Initial Study, any comments received on the Initial Study and any comments received during the public review period for this Negative Declaration. The report reflects the independent judgement of the City of Chula Vista. Further Information regarding the environmental review of this project is available from the Chula Vista Planning Department, 276 Fourth Avenue, Chula Vista, CA 91910. ~~ Jo ph~onaco, AICP Environmental Projects ~anager \3-~C\ 3 ENVIRONMENTAL CHECKLIST FORM Case No. IS-95-02A 1. Name of Proponent: City of Chula Vista 2. Lead Agency Name and Address: City of Chula Vista 276 Fourth A venue Chula Vista, CA 91910 3. Address and Phone Number of Proponent: 276 Fourth Avenue Chula Vista, Ca 91910 Joe Monaco (619) 691-5016 4. Name of Proposal: City of Chula Vista Corporation Yard (2nd REVISION) 5. Date of Checklist: August 14, 1998 \~-q,.D Potentially Potentially Significant Less than Signincanl Unless Significant No Impact MItigated Impact Impact I. LAND USE AND PLANNING. Would the proposal: a) Conflict with general plan designation or 0 0 0 181 zoning? b) Conflict with applicable environmental plans or 0 0 0 181 policies adopted by agencies with jurisdiction over the project? c) Affect agricultural resources or operations (e.g., . 0 0 0 181 impacts to soils or farmlands, or impacts from incompatible land uses)? d) Disrupt or divide the physical arrangement of 0 0 0 181 an established community (including a low- income or minority community)? Comments: The project is consistent with existing General Plan designations and zoning but will require a Conditional Use Permit since it is an unclassified use. No environmental plans or policies exist in the project area that could be affected by the project. The project site has been used for similar uses since its development. The project site does not constitute an existing community. POPULATION AND HOUSING. Would the proposal: e) Cumulatively exceed official regional or local population projections? f) Induce substantial growth in an area either directly or indirectly (e.g., through projects in an undeveloped area or extension of major infrastructure)? g) Displace existing housing, especially affordable housing? Comments: The project is a replacement of the existing Corporation Yard and is intended to serve the needs of existing and future populations in the City of Chula Vista. Therefore, the project will not exceed growth forecasts, nor induce growth either locally or City-wide. The project site does not contain any existing housing. o o o 181 o o 181 o o o o 181 II. GEOPHYSICAL. Would the proposal result in or expose people to potential impacts involving: a) Unstable earth conditions or changes in 0 0 0 181 geologic substructures? b) Disruptions, displacements, compaction or 0 0 0 181 overcovering of the soil? c) Change in topography or ground surface relief 0 0 0 181 features? d) The destruction, covering or modification of 0 0 0 181 any unique geologic or physical features? \=';'-L4 '\ 2 Potenti.lly Potentl.lly Sianificant Leu th.n Significant Unleu Si81lifiunt N. Ilnpact Mitia.ted Imp.d Imp.ct e) Any increase in wind or water erosion of soils, 0 0 0 181 either on or off the site? f) Changes in deposition or erosion of beach 0 0 0 181 sands, or changes in siltation, deposition or erosion which may modify the channel of a river or stream or the bed of the ocean or any bay inlet or lake? g) Exposure of people or property to geologic 0 0 0 181 hazards such as earthquakes, landslides, mud slides, ground failure, or similar hazards? Comments: The project site is 100% improved and landscaped. III. WATER. Would the proposal result in: a) Changes in absorption rates, drainage patterns, 0 0 0 181 or the rate and amount of surface runoff? b) Exposure of people or property to water related 0 0 0 181 hazards such as flooding or tidal waves? c) Discharge into surface waters or other alteration 0 0 0 181 of surface water quality (e.g., temperature, dissolved oxygen or turbidity)? d) Changes in the amount of surface water in any 0 0 0 181 water body? e) Changes in currents, or the course of direction 0 0 0 181 of water movements, in either marine or fresh waters? f) Change in the quantity of ground waters, either 0 0 0 181 through direct additions or withdrawals, or through interception of an aquifer by cuts or excavations? g) Altered direction or rate of flow of 0 0 0 181 groundwater? h) Impacts to groundwater quality? 0 0 0 181 i) Alterations to the course or flow of flood 0 0 0 181 waters? \ 3-42- 3 PotendaUy Potentially Significant Len tba. Significant Unleu Significant No Impact Mitigated Impact Impact 0 0 0 181 j) Substantial reduction in lbe amount of water otherwise available for public water supplies? Comments: The project site is 100% improved and landscaped. Best Management Practices will be implemented to protect runoff water quality. e) Create a substantial increase in stationary or non-stationary sources of air emissions or the deterioration of ambient air quality? Comments: The project will increase traffic levels in lbe project area by 1,600 Average Daily Trips (ADT). However, lbe project will replace approximately 25 acres of industrial uses that have been previously used for similar land uses. It is also important to note lbat the project does not represent a new use within lbe air basin, but rather a replacement of lbe existing Corporation Yard within the City. The new facility is proposed in a location lbat is more centrally located to the future population base of the City lban the current location, thereby increasing locational efficiencies in the long term. Vehicular emissions resulting from the project are not considered significant, either on an individual or cumulative basis. IV. Am QUALITY. Would the proposal: a) Violate any air quality standard or contribute to an existing or projected air quality violation? b) Expose sensitive receptors to pollutants? c) Alter air movement, moisture, or temperature, or cause any change in climate, eilber locally or regionally? d) Create objectionable odors? o o o 181 o o o 181 o o o 181 o o o 181 o o 181 o v. TRANSPORTATION/CmCULATION. Would the proposal result in: a) Increased vehicle trips or traffic congestion? 0 0 181 0 b) Hazards to safety from design features (e.g., 0 0 0 181 sharp curves or dangerous intersections) or incompatible uses (e.g., farm equipment)? c) Inadequate emergency access or access to 0 0 0 181 nearby uses? d) Insufficient parking capacity on-site or off-site? 0 0 0 181 e) Hazards or barriers for pedestrians or bicyclists? 0 0 0 181 t) Conflicts wilb adopted policies supporting 0 0 0 181 alternative transportation (e.g. bus turnouts, bicycle racks)? g) Rail, waterborne or air traffic impacts? 0 0 0 181 \~-~~ 4 h) A "large project" under the Congestion Management Program? (An equivalent of 2400 or more average daily vehicle trips or 200 or more peak-hour vehicle trips.) Comments: As mentioned above, the project will increase traffic levels in the project area by 1,600 Average Daily Trips (ADT), but will replace approximately 25 acres of industrial uses that would generate similar impacts. No new traffic impacts would result from project implementation. Potentially Potentially Silllinunt Lell than Significant Unless Significant Impact Mitia-Ied Impact 0 0 0 No Impact 181 VI. BIOLOGICAL RESOURCES. Would the proposal result in impacts to: a) Endangered, sensitive species, species of 0 0 0 181 concern or species that are candidates for listing? b) Locally designated species (e.g., heritage trees)? 0 0 0 181 c) Locally designated natural communities (e.g, 0 0 0 181 oak forest, coastal habitat, etc.)? d) Wetland habitat (e.g., marsh, riparian and vernal 0 0 0 181 pool)? e) Wildlife dispersal or migration corridors? 0 0 0 181 t) Affect regional habitat preservation planning 0 0 0 181 efforts? Comments: The project site is 100% improved and landscaped. VII. ENERGY AND MINERAL RESOURCES. Would the proposal: a) Conflict with adopted energy conservation 0 0 0 181 plans? b) Use non-renewable resources in a wasteful and 0 0 0 181 inefficient manner? c) If the site is designated for mineral resource 0 0 0 181 protection, will this project impact this protection? Comments: The project would not use extraordinary amounts of energy or affect mineral resources. VIII. HAZARDS. Would the proposal involve: a) A risk of accidental explosion or release of hazardous substances (including, but not limited to; petroleum products, pesticides, chemicals or radiation)? b) Possible interference with an emergency 0 0 response plan or emergency evacuation plan? \'~-4<+ o o 181 o o 181 5 Potentially Potentially Slgniftcant Len than Significant Vole" Significant N. Impact Mitigated Impact Impact C) The creation of any health hazard or potential 0 0 0 181 health hazard? d) Exposure of people to existing sources of 0 0 181 0 potential health hazards? e) Increased fire hazard in areas with flammable 0 0 0 181 brush, grass, or trees? Comments: Portions of the project site have been the subject of environmental contamination and cleanup. A leaking underground oil tank had been removed and soil and groundwater remediated. No other contamination issues are known to exist on the site. The project proposes activities involving the use and storage of volatile and/or hazardous materials. Appropriate regulatory restrictions on the storage and use of such materials will be required by the City of Chula Vista Fire Department and the County of San Diego Hazardous Materials Management Division. Compliance with existing regulations will avoid any significant impacts related to hazards. IX. NOISE. Would the proposal result in: a) Increases in existing noise levels? o o 181 o b) Exposure of people to severe noise levels? o o o 181 Comments: Increased traffic from the proposed project and activities on the site would increase noise levels in the project vicinity. No significant impacts to any sensitive receptors would result from project implementation, nor would the project violate the City's Noise Ordinance. X. PUBLIC SERVICES. Would the proposal have an effect upon, or result in a need for new or altered government services in any of the following areas: a) Fire protection? 0 0 0 181 b) Police protection? 0 0 0 181 c) Schools? 0 0 0 181 d) Maintenance of public facilities, including 0 0 0 181 roads? \~ -4S- 6 Potentially Significant Impact Potentially Significant Unlas Mitlpted Leu tban Significant Impact N. Impact e) Other governmental services? o o o 181 Comments: No new governmental services would be required to serve the project. XI. Thresholds. Will the proposal adversely impact the City's Threshold Standards? o o o 181 As described below, the proposed project does not adversely impact any of the seen Threshold Standards. a) Fire/EMS The Threshold Standards requires that fire and medical units must be able to respond to calls within 7 minutes or less in 85% of the cases and within 5 minutes or less in 75% of the cases. The City of Chula Vista has indicated that this threshold standard will be met, since the nearest fire station is four miles away and would be associated with a 8 to 9 minute response time. The proposed project will comply with this Threshold Standard. Comments: An Automatic Aid Agreement with the City of San Diego provides for response from San Diego Fire Station No.6. In addition, Fire Station No.3 in the City of Chula Vista is proposed for relocation to Sunbow, which would significantly reduce response time. b) Police The Threshold Standards require that police units must respond to 84% of Priority I calls within 7 minutes or less and maintain an average response time to all Priority I calls of 4.5 minutes or less. Police units must respond to 62.10% of Priority 2 calls within 7 minutes or less and maintain an average response time to all Priority 2 calls of 7 minutes or less. The proposed project will comply with this Threshold Standard. Comments: The Police Department has indicated that the project will not impact police services. c) Traffic The Threshold Standards require that all intersections must operate at a Level of Service (LOS) "C" or better, with the exception that Level of Service (LOS) "D" may occur during the peak two hours of the day at signalized intersections. Intersections west of 1-805 are not to operate at a LOS below their 1987 LOS. No intersection may reach LOS "E" or "F" during the average weekday peak hour. Intersections of arterials with freeway ramps are exempted from this Standard. The proposed project will comply with this Threshold Standard. Comments: The I ,60'0 additional trips generated by the project, would not cause Level of Service on local roadways or intersections to fall below LOS "C". d) ParksIRecreation The Threshold Standard for Parks and Recreation is 3 acresII ,000 population. The proposed project will comply with this Threshold Standard. Comments: The project will not create any new demand for park or recreation facilities or services. \ 3-~1o 7 Potentially Significant Impact Potentially Sianilicant Unleu Mitigated Len than Significant Impact N. Impact e) Drainage The Threshold Standards require that storm water flows and volumes not exceed City Engineering Standards. Individual projects will provide necessary improvements consistent with the Drainage Master Planes) and City Engineering Standards. The proposed project will comply with this Threshold Standard. Comments: The project will be required to install all necessary drainage facilities to adequately convey runoff consistent with City Engineering Standards. f) Sewer The Threshold Standards require that sewage flows and volumes not exceed City Engineering Standards. Individual projects will provide necessary improvements consistent with Sewer Master Planes) and City Engineering Standards. The proposed project will comply with this Threshold Standard. Comments: Adequate sewer capacity exists to serve the proposed project. g) Water The Threshold Standards require that adequate storage, treatment, and transmission facilities are constructed concurrently with planned growth and that water quality standards are not jeopardized during growth and construction. The proposed project will comply with this Threshold Standard. Applicants may also be required to participate in whatever water conservation or fee off- set program the City of Chula Vista has in effect at the time of building permit issuance. Comments: Application of required water conservation devices or fee offset will reduce the project's impact to a less than significant level. XII. UTILITIES AND SERVICE SYSTEMS. Would the proposal result in a need for new systems, or substantial alterations to the follOWing utilities: a) Power or natural gas? 0 0 0 181 b) Communications systems? 0 0 0 181 c) Local or regional water treatment or distribution 0 0 0 181 facilities? d) Sewer or septic tanks? 0 0 0 181 e) Storm water drainage? 0 0 0 181 f) Solid waste disposal? 0 0 0 181 Comments: The project site is fully served by al necessary utilities. XIII. AESTHETICS. Would the proposal: \~-4q 8 Potentially Potentially SigDilkant Le" than Silllilicant Vlllelll Significant N. Impact Mitigated Impact Impact a) Obstruct any scenic vista or view open to the 0 0 0 I8J public or will the proposal result in the creation of an aesthetically offensive site open to public view? b) Cause the destruction or modification of a 0 0 0 I8J scenic route? c) Have a demonstrable negative aesthetic effect? 0 0 0 I8J d) Create added light or glare sources that could 0 0 0 I8J increase the level of sky glow in an area or cause this project to fail to comply with Section 19.66.100 of the Chula Vista Municipal Code, Title 19? e) Produce an additional amount of spill light? 0 0 0 I8J Comments: The project will result in changes in visual appearance or lighting. XIV. CULTURAL RESOURCES. Would the proposal: a) Will the proposal result in the alteration of or 0 0 0 I8J the destruction or a prehistoric or historic archaeological site? b) Will the proposal result in adverse physical or 0 0 0 I8J aesthetic effects to a prehistoric or historic building, structure or object? c) Does the proposal have the potential to cause a 0 0 0 I8J physical change which would affect unique ethnic cultural values? d) Will the proposal restrict existing religious or 0 0 0 I8J sacred uses within the potential impact area? e) Is the area identified on the City's General Plan 0 0 0 I8J EIR as an area of high potential for archeological resources? Comments: The project site is 100% improved and landscaped. XV. PALEONTOLOGICAL RESOURCES. Will the 0 0 0 I8J proposal result in the alteration of or the destruction of paleontological resources? Comments: The project site is 100% improved and landscaped. XVI. RECREATION. Would the proposal: a) Increase the demand for neighborhood or 0 0 0 I8J regional parks or other recreational facilities? l~-Jt<? 9 Potentially Potentially Significant Leu than Significant Unless Significant N, Impact Mitigated Impact Impact b) Affect existing recreational opportunities? 0 0 0 181 c) Interfere with recreation parks & recreation 0 0 0 181 plans or programs? Comments: The project would not create any demand for parks or recreational facilities, nor would it impact any existing park/recreation plans. XVII. MANDATORY FINDINGS OF SIGNIFICANCE: See Negative Declaration for mandatory findings of significance. If an EIR is needed, this section should be. completed. a) Does the project have the potential to degrade the quality of the environment, substantially reduce the habitat of a fish or wildlife species, cause a fish or wildlife population to drop below self-sustaining levels, threaten to eliminate a plant or animal community, reduce the number or restrict the range of a rare or endangered plant or animal or eliminate important examples of the major periods or California history or prehistory? Comments: None of the impacts resulting from the project are not considered significant and the project as a whole would not degrade the environment or substantially affect any biological habitats or cultural resources. o o o 181 b) Does the project have the potential to achieve short-term, to the disadvantage of long-term, environmental goals? Comments: The scope and nature of the project would not result in the curtailment of any long-term environmental goals. o o o 181 c) Does the project have impacts that are individually limited, but cumulatively considerable? ("Cumulatively considerable" means that the incremental effects of a project are considerable when viewed in connection with the effects of past projects, the effects of other current projects, and the effects of probable future projects.) Comments: The project would not result in cumulative impacts from other development. o o 181 o d) Does the project have environmental effect which will cause substantial adverse effects on human beings, either directly or indirectly? Comments: The project is not of sufficient size or scope to cause any such impacts. o o o 181 \~ -J{ <1 10 ENVffiONMENTAL FACTORS POTENTIALLY AFFECTED: The environmental factors checked below would be potentially affected by this project, involving at least one impact that is a "Potentially Significant Impact" or "Potentially Significant Unless Mitigated," as indicated by the checklist on the following pages. 0 Laod Use aod Plaoning o TraosportationlCirculation 0 Public Services 0 Population aod Housing o Biological Resources 0 Utilities aod Service Systems 0 Geophysical o Energy aod Mineral Resources 0 Aesthetics 0 Water o Hazards 0 Cultural Resources o Air Quality o Noise 0 Recreation o Maodatory Findings of Significaoce DETERMINATION: On the basis of this initial evaluation: I fmd that the proposed project COULD NOT have a significaot effect on the environment, aod . a NEGATIVE DECLARATION will be prepared. I find that although the proposed project could have a significaot effect on the environment, 0 there will not be a significaot effect in this case because the mitigation measures described on ao attached sheet have been added to the project. A MITIGATED NEGATIVE DECLARATION will be prepared. I find that the proposed project MAY have a significaot effect on the environment, aod ao 0 ENVIRONMENTAL IMPACT REPORT is required. I find that the proposed project MAY have a significaot effect(s) on the environment, but at least 0 one effect: I) has been adequately aoalyzed in ao earlier document pursuaot to applicable legal staodards, aod 2) has been addressed by mitigation measures based on the earlier aoalysis as described on attached sheets, if the effect is a "potentially significaot impacts" or "potentially significaot unless mitigated." An ENVIRONMENT AL IMPACT REPORT is required, but it must aoalyze only the effects that remain to be addressed. ~- 10 onaco, AICP Environmental Projects Maoager 8/;'1 /f~ Date l3-50 II RESOLUTION NO. 11/ll; RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING AN AGREEMENT WITH SAN DIEGO GAS & ELECTRIC FOR THE CITY'S PURCHASE OF THE SOUTH BAY SERVICE CENTER LOCATED AT 1800 MAXWELL ROAD, AND ADOPTING NEGATIVE DECLARATION 95-02A IN CONNECTION THEREWITH WHEREAS, in December 1991 the City Council adopted a Civic Center Master Plan that identified future space and facility needs to meet the future growth in Chula Vista; and WHEREAS, the Master Plan included planning for a new Public Works Corporation Yard (Corp Yard) to be relocated from its current 6 acre/261,360 square foot location at 707 "F" Street, to a new site which would better accommodate the space projections needed for staff and equipment to meet the growth anticipated in the city's eastern territory; and WHEREAS, a revised Corp Yard Master Plan was completed in February 1998 in response to an opportunity to purchase an existing facility (owned by SDG&E located at 1800 Maxwell Road) that could potentially meet the majority of the city's Corp Yard needs and at the same time save the City millions of dollars; and WHEREAS, staff has negotiated a purchase contract with SDG&E and presented it to the City Council for its consideration; and WHEREAS, staff conducted an Initial Study for the proposed acquisition in accordance with the requirements of the California Environmental Quality Act (CEQA) and the findings of the Initial Study were that the city's acquisition and operation of the SDG&E facility as the city's new Corp Yard would not have any significant adverse impacts on the environment and therefore, a Negative Declaration was prepared and circulated for public review and no public comments were received as a result of that notification. NOW, THEREFORE, BE IT FURTHER RESOLVED that the City Council does hereby adopt Negative Declaration 95-02A related to the purchase, improvement and operation of the City's Corporation Yard Center at 1800 Maxwell Road in the City of Chula Vista. BE IT FURTHER RESOLVED the City Council of the City of Chula vista does hereby approve an Agreement with San Diego Gas & Electric for the city's Purchase of the South Bay Service Center located at 1800 Maxwell Road in the form presented with such minor modifications as may be approved or required by the city Attorney, 1 /3 ff - { a copy of which shall be kept on file in the office of the City Clerk as Document No. {' (;fC151.-132r", BE IT FURTHER RESOLVED that the Mayor of the City of Chula vista is hereby authorized and directed to execute said Agreement for and on behalf of the City of Chula Vista. Presented by Approved as to form by o sid Morris, Assistant city Manager J: nM" Kahe H:\home\lorraine\rs\corpyard.pur 2 \ 3~-2- RESOLUTION NO. / 9//(/ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA REGARDING ITS INTENTION TO ISSUE TAX EXEMPT OBLIGATIONS TO FINANCE THE CITY'S CORPORATION YARD AND DIRECTING STAFF TO RETURN WITH A FINANCING PLAN WHEREAS, the City Council of the City of Chula (the "Issuer") desires to finance the costs of acquiring certain public facilities and improvements, as provided in Exhibit A attached hereto and incorporated herein (the" Project"); and WHEREAS, the Issuer intends to finance the acquisition of the Project or portions of the Project with the proceeds of the sale of obligations the interest upon which is excluded from gross income for federal income tax purposes (the "Obligations"); and WHEREAS, prior to the issuance of the Obligations the Issuer desires to incur certain expenditures with respect to the Project from available monies of the Issuer which expenditures are desired to be reimbursed by the Issuer from a portion of the proceeds of the sale of the Obligations. NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF CHULA VISTA DOES HEREBY RESOLVE, ORDER AND DETERMINE AS FOLLOWS: SECTION 1. The Issuer hereby states its intention and reasonably expects to reimburse Project costs incurred prior to the issuance of the Obligations with proceeds of the Obligations. Exhibit A describes either the general character, type, purpose, and function of the Project, or the fund or account from which Project costs are to be paid and the general functional purpose of the fund or account. SECTION 2. The reasonably expected maximum principal amount of the Obligations is $11,200,000. The total Project cost is estimated to be approximately $23 million, including approximately $6.9 million in financing costs (interest and fees). SECTION 3. This resolution is being adopted on or prior to the date (the "Expenditures Date or Dates") that the Issuer will expend monies for the portion of the Project cots to be reimbursed from proceeds of the Obligations. SECTION 4. Except as described below, the expected date of issue of the Obligations will be within eighteen months of the later of the Expenditure Date or Dates and the date the Project is placed in service; provided, the reimbursement may not be made more than three years after the original expenditure is paid. For Obligations subject to the small issuer exception of Section 148(f)(4)(D) of the Internal Revenue Code, the "eighteen-month limit" of the previous sentence is changed to "three years" and the limitation of the previous sentence beginning with" ;provided,...." is not applicable. SECTION 5. Proceeds of the Obligations to be used to reimburse for Project costs are not expected to be used, within one year of reimbursement, directly or indirectly to pay debt service with respect to any obligation (other than to pay current debt service coming due within the next succeeding one year period on any tax-exempt obligation of the Issuer (other than the Obligations)) or to be held as a reasonably required reserve or replacement fund with respect to an obligation of the Issuer or any entity related in any manner to the Issuer, or to reimburse any expenditure that was originally paid with the proceeds of any obligation, or to replace funds that /3B-l are or will be used in such manner. SECTION 6. This resolution is consistent with the budgetary and financial circumstances of the Issuer, as of the date hereof. No monies from sources other than the obligation issue are, or are reasonably expected to be reserved, or otherwise set aside by the Issuer (or any related party) pursuant to their budget or financial policies with respect to the Project costs on a long-term basis. To the best of our knowledge, this City Council is not aware of the previous adoption of official intents by the Issuer that have been made as a matter of course for the purpose of reimbursing expenditures and for which tax-exempt obligations have not been issued. SECTION 7. The limitations described in Section 3 and Section 4 do not apply to (al costs of issuance of the Obligations, (b) an amount not in excess of the lesser of $100,000 or five percent (5%) of the proceeds of the Obligations, or (cl any preliminary expenditures, such as architectural, engineering, surveying, soil testing, and similar costs other than land acquisition, site preparation, and similar costs incident to commencement of construction, not in excess of twenty percent (20%) of the aggregate issue price of the Obligations that finances the Project for which the preliminary expenditures were incurred. SECTION 8. This resolution is adopted as official action of the Issuer in order to comply with Treasury Regulations ~ 1.150-2 and any other regulations of the Internal Revenue Service relating to the qualification for reimbursement of Issuer expenditures incurred prior to the date of issue of the Obligations, is part of the Issuer's official proceedings, and will be available for inspection by the general public at the main administrative office of the Issuer. SECTION 9. Staff is further directed to return with a detailed financing plan with respect to the Obligations and the Project. SECTION 10. All the recitals in this Resolution are true and correct and this City Council so finds, determines and represents. Presented by Approved as to form by Sid Morris Assistant City Manager . H:\HOME\LORRAINE\R$\CORPYARD.FIN (September 9,1998 (4:08pm)] 1'33 - ;Z EXHIBIT A DESCRIPTION OF PROJECT The proposed Corporation Yard project is necessary to provide current and future administrative office space, equipment and materials storage, public facility maintenance facilities, vehicle storage and maintenance facilities, public transit support facilities and related facilities to serve the Chula Vista community. The current facility on 707 F Street has been determined to be inadequate. The proposed project site, with an estimated acquisition cost of $7,000,000, consists of approximately 25 acres of improved property located at 1800 Maxwell Road in the City of Chula Vista. Existing improvements include a 31,037 square foot office building, a 14,188 square foot warehouse, an 8,649 square foot service facility garage and a parking lot and related facilities. Significant renovations and improvements will be required to complete the project. Final facility design and corresponding construction costs have not been determined. The facility is expected to be planned for the Chula Vista population at "build-out" which is estimated to be 277,000 by the year 2030. The maximum estimated total cost of such facility is expected not-to-exceed $23 million. Approximately $6.9 million of that is expected to e financing costs. Approximately $4.9 million shall be funded out of capital existing in the City's Transit Fund account. Approximately $11.2 million of that amount is estimated to be the maximum amount to be financed with tax exempt debt. 136-3 COUNCIL AGENDA STATEMENT Hemd Meeting Date 9/15/98 ITEM TITLE: Resolution / 91 ! / Approving Deferral Agreement with Michael and Tonya Arnold on Payment for the Construction of Street Improvements at 239 Naples Street and Authorizing the Mayor to Execute the Deferral Agreement SUBMITTED BY: Director of Public Work~~ REVIEWED BY: City Manage~ ~ f)'J:#\. (4/5ths Vote: Yes _ NoX) The construction of street improvements at 23V Nap!:s Street (Assessor's Parcel No. 619-122-27-00) was included in the contract for Assessment District No. 96-01, Construction of Twin Oaks Avenue Improvements, from Naples Street to Emerson Street. The deferral agreement will provide the same payment plan to the property owners of 239 Naples Street that is being provided to the property owners within the boundaries of the adjoining assessment district. RECOMMENDATION: That Council approve the resolution approving the deferral agreement with Michael and Tonya Arnold on payment for the construction of street improvements at 239 Naples Street and authorize the Mayor to execute the deferral agreement.! BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: In May 1995 the property owner at 239 Naples Street applied for a permit to construct a single family home. As a condition of that permit, the property owner was required to either construct street improvements or enter into a deferral agreement with the City, to be secured by a cash bond or lien. The amount of the cash bond was computed to be $4,700, based on an estimate of the cost to design and construct these improvements. The application for the deferral was approved but the cash bond was never paid and the agreement was never signed. After construction on that site was completed, the property was sold to the current owners, Michael and Tonya Arnold. On April 15, 1997, by Resolution No. 18630, Council accepted a petition signed by 18 of the 20 property owners on Twin Oaks Avenue for the formation of an assessment district (96-01) to construct street improvements - including curb, gutter, sidewalk and pavement - along Twin Oaks Avenue between Naples Street and Emerson Street. The boundary map subsequently approved by Council in May 1997 included the comer property at 235 Naples Street, which is immediately to the east of 239 Naples Street. Due to the deferral application and proximity to the assessment district boundaries, the property at 239 Naples Street was included in the design and construction contract for Assessment District No. 96-01, but not included in the district. /1 --I Page 2, Item Meeting Date 9/15/98 When it was discovered that the cash bond had not been submitted, City staff approached the Arnolds to determine if they would be interested in having the street improvements constructed in front of their property. Although it would be too late to include their property as part of the assessment district, staff felt that, in the interest of fairness, the same financing arrangements which had been offered to properties within the district and corresponding to Council Policy No. 505-01 should be offered to Mr. and Mrs. Arnold. The Arnolds indicated that they were interested and signed the proposed agreement in the presence of a notary on June 29, 1998. Provisions ofthe Proposed A~reement This agreement includes several provisions which are identical to the provisions for properties in the assessment district. Under Council Policy No. 505-01, the City normally pays for design costs and costs for construction within the original paved roadway. On this basis, the design engineer's estimate for the property owners' share of the cost of improvements within Assessment District No. 96-01 was $94 per linear foot of frontage. This figure was used to compute each property owner's estimated cost, which was included on the ballot required by Proposition 218. Since the Naples Street frontage on 239 Naples Street (Parcel No. 619-122-27-00) is 62 linear feet (to the nearest foot), the maximum principal amount of$5828 was included in the contract. Based on the original staff estimates for this project, the City's share of the expenses (including design, inspection and administrative costs and a portion of construction costs) would be approximately 163 percent of the residents' share. The City's share of costs for the Arnolds' property would therefore be approximately $9500. As indicated, the City's share is already included in the CIP appropriation.. Payment Alternative 1 of Assessment District 96-01 stipulates an interest rate of 7 percent per year over a period of 10 years. This method of financing was approved by Council by Resolution No. 18739 on July 22,1997, which formed Assessment District 96-01. This rate is also included in the proposed agreement. The construction cost breakdown for each property included in Assessment District 96-01 will be reassessed after construction is completed. Each property owner will only pay for those improvements associated with their own property. All costs associated with 239 Naples Street will be separated out from Assessment District costs. The $94 per linear foot estimate was based on a total construction cost estimate of approximately $215,000, including a property owners' share of $115,000. Since the actual contract award was for $179,775, it appears that the $94 per linear foot figure is somewhat high. Therefore, a clause is included in the proposed contract which would require the City to recalculate the cost payable by the property owners after construction of the Twin Oaks Avenue improvements is completed. )Ii -~ Page 3, Item Meeting Date 9/15/98 FISCAL IMP ACT: The funding sources used for CIP Project STL-232 (Assessment District 96- 01) were the Gas Tax for the City's share of costs and a loan from the Trunk Sewer Capital Reserve Fund (Fund 222) to [mance the portion which would be paid back by the residents over a period of ten years. The total appropriated was $340,000, including $260,000 for construction ($45,000 of that for contingencies). Since the contract award amount was $179,775, sufficient unused funds will be available from the Gas Tax and Fund 222 to construct these improvements. olution No. 18873 solution No. 18739 esolutions Nos. 18630 and 18631 Proposed Boundaries: Assessment District 96-01 Description of Payment Alternatives F. Council Policy No. 505-01 H:\HOMEIENGINEERIAGENDAIARNOLDI.EMC FILE 0725-1O-AD96-01 Jti -3 RESOLUTION NO. / q / / I RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING DEFERRAL AGREEMENT WITH MICHAEL AND TONYA ARNOLD ON PAYMENT FOR THE CONSTRUCTION OF STREET IMPROVEMENTS AT 239 NAPLES STREET AND AUTHORIZING THE MAYOR TO EXECUTE THE DEFERRAL AGREEMENT WHEREAS, the construction of street improvements at 239 Naples Street (Assessor's Parcel No. 619-122-27-00) was included in the contract for Assessment District No. 96 - 01, Construction of Twin Oaks Avenue Improvements, from Naples Street to Emerson Street; and WHEREAS, a deferral agreement will provide the same payment plan to the property owners of 239 Naples Street that is being provided to the property owners within the boundaries of the adjoining assessment district. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula vista does hereby approve the Deferral Agreement with Michael and Tonya Arnold on payment for the construction of street improvements at 239 Naples, a copy of which shall be keEt on file in the office of the City Clerk as Document No.(I1)9()r'lJ'7. BE IT FURTHER RESOLVED that the Mayor of the City of Chula vista is hereby authorized and directed to execute said Agreement for and on behalf of the City of Chula vista. Presented by Approved as to form by John P. Lippitt, Director of Public Works ~rrr/\&<edi-. .~},. Jo n . Kaheny, Ci~y Attorney H:\home\lorraine\rs\arnold.def /J.f -1 Recordu: Record as an Agreement, only. Recording requested by and please retum to: City Clerk City of Chula Vista P.O. Box 1087 Chula Vista, CA 91912 & This space for Recorder's use, only & Assessor's Parcel No. 619-122-27-00 File No.: 0725-10-AD9601 AGREEMENT FOR THE TERMS OF PAYMENT DEFERRAL OF THE INSTALLATION OF CERTAIN PUBLIC IMPROVEMENTS IN THE CITY OF CHULA VISTA AND LIEN SECURING THE FUTURE INSTALLATION OF SAID IMPROVEMENTS ON THE PROPERTY OWNED BY MICHAEL C. AND TONYA M. ARNOLD AND LOCATED AT 239 NAPLES STREET ASSESSOR'S PARCEL NO. 619-122-27-00 TInS AGREEMENT, made and enlered into this day of , 1998, by and between the CITY OF CHULA VISTA, a municipal corporation, hereinafter referred to as "City" and Michael C. and Tonya M. Arnold, hereinafter referred to as "Property Owner"; WIIHESSEIH WHEREAS, the property which is the subject matter of this agreement is commonly known as 239 Naples Street, CHULA VISTA, CALIFORNIA, is identified in the Comity Assessor records as Parcel No.619-122-27-OO, and is legally described as: The Center portion of Lot 24 of Block 2 of Castle Park, a subdivision of Lots 17, 18, 23, 24,25,26,31 and 32 of Quarter Section 120 and of Lots 19, 20, 21, 22, 27, 28, 29 and 30 of Quarter Section 141 of the National Rancho, in the City of Chula Vista, County of San Diego, Stale of California, according to Map thereof No. 1752 recorded April 2, 1923, in the office of the Recorder of said County of San Diego. hereinafter referred to as "Property"; and, Page 1 IJ-f - 5' Q()9?5" 13 7 r- \~ \ 7 I WHEREAS, Property is owned by Property Owner; and, WHEREAS, on January 20, 1998 the Chula Vista City Council adopted Resolution No. 18873 instituting pr(V'"l'f'II;ngs pursuant to Chapter 27 of the Improvement Act of 1911 for the construction of certain authorized improvements in Assessment District 96-01, "Construction of Twin Oaks Avenue Improvements from Naples Street to Emerson Street"(Project STL-232), which is adjacent to said property; and, WHEREAS, on Apri115, 1997 the Chula Vista City Council adopted Resolution No. 18630 accepting petition for formation of special Assessment District 96-01 for the construction of said street improvements. Said improvements were proposed to be financed pursuant to the provisions of Chapter 27, with the City collecting each assessment remaining unpaid following the expiration of a 30 day cash collection period. Said balance would be payable by each property owner at an interest rate of 7 percent per annum over a period of ten years; and, WHEREAS, the Property Owner hereby requests that the City construct street improvements, including curb, gutter, sidewalk and street widening, on Naples Avenue in front of said property; and, WHEREAS, the City has decided to offer Property Owner the same financing option offered to property owners within Assessment District 96-01. Property owner's share of the construction cost will be determined based on Council Policy No. 505-01, "Participation by the City ofChula Vista in 1911 Block Act Program Proceedings", enacted by Resolution No. 11373 and effective August 30, 1983, NOW, THEREFORE, IT IS MUTUALLY AGREED by and between the parties hereto as follows: A. Terms of PlIYment: 1. Property owner shall pay to City the maximum principal amount of $5828, with 7% interest, over a period of 10 years. The maximum initial payment of $415 shall be due and payable on December 10, 1998. The second semi-annual payment of $415 shall be due and payable on Apri1lO, 1999. The subsequent 18 semi-anmlal payments equal to a maximum of $415 each shall be billed and payable with the tax bill beginning in Fiscal Year 1999- 00 and thereafter through Fiscal Year 2007-08. 2. After construction of the Twin Oaks Avenue Improvements has been completed, the cost payable by Property Owner shall be recalculated by the City based on the actual cost to the City. In no case will the cost to Property Owner exceed the amounts given in Section AI. If final construction costs for the Property are not available prior to December 10, 1998 the City may, at its option, extend the December 10, 1998 payment deadline. Page 2 )J.f- b 3. Property owner may pay the principal without any additional interest, fees or penalties until the expiration of the thirty day prepayment period to commence on the date that the City Council adopts the resolution confirming the Engineer's Report on the cost of construction of the improvements for Assessment District 96-01. 4. Property owner may pay the principal at any time prior to July 1, 2007. Such payment, if made after the expiration of the thirty day prepayment period, must include an additionallldmini~trative fee of $100 and a three percent prepayment penalty. Additional interest payments will not be billed subsequent to such payment. 5. Property Owner shall pay balance as calculated in Items A3 and A4 above if Property is sold, transferred or conveyed. 6. For payment which is not made by the due date, Property Owner shall pay a penalty of 10 percent of the delinquent amount plus 1-1/2 percent per month in addition to the regular payment. 7. Any changes or amendments at the request of Property Owner regarding this agreement must be submitted by Property Owner and approved by City Council prior to July 1, 2007. II. Duties of the City: City is to repair and maintain the street improvements constructed adjacent to Property as needed. C. Avreement Runs with the T .and: The burden of this covenant is for the benefit of the land owne<t by the City adjacent to the Property. The burden of this covenant touches and concerns the Property. It is the intent of the parties, and the parties agree, that this covenant- shall be binding upon both the current Property Owner, aOO upon the successors, heir, transferees and assigns of the Property Owner, and run with, the ownership of the land which it burdens. D. Grant of Lien: For the purpose of securing the faithful performance of the promises and covenants herein contained, Property Owner hereby grants to the City of Chula Vista a lien ("Lien") upon the Property in an amount equal to a maximum of Eight Thousand Three Hundred Dollars ($8300) and which amount shall be increased or decreased annually at the request of Property Owner in direct proportion to Property Owners' payment or failure to make payment as herein agreed upon and the month in which this agreement was entered ("Lien Amount"). 1. At any time during the period herein provided, Property Owner, may make a cash deposit with the City as discussed in Item A3. above. If said cash payment is made, the City shall rescind the Lien granted by this Agreement, Page 3 )q- ( and shall record a notice of rescission of same. The rescission of the Lien shall not constitute a rescission of other covenants and property interests herein granted, and shall not constitute a basis for not recording this Agreement. 2. The Lien Amount shall operate as a maximum amount of the principal of this Lien, exclusive of Attorney's Fees and Costs, and interest from the date of filing of the foreclosure action on the Lien, which interest Property Owner agrees to pay at the rate of seven (7 %) percent per annum, compounded annually. E. R~medies: Nothing in this agreement shall constitute a limitation on the remedies provided at law or equity. It is understood, agreed and acknowledged by Property Owner that, upon failure of the Property Owner to make payments in the manner specified by this Agreement, the City may, but is not required to, do any of the following: 1. In the event Property Owner defaults, City may foreclose on said lien, as provided by law for the foreclosure of mortgages, and Property Owner agrees that the amount of said lien includes admini~trative and attorneys' fees which shall be taxed as a cost in any suit or foreclosure. Foreclosure pror....n;ngs may commence after non-payment of two sequential installments . 2. Foreclose said lien as a mortgage. 3. Pursue any other remedy, legal or equitable by law, for the foreclosure of a lien, lUI'i Property Owner, hislher heirs and assigns, shall pay reasonable attorneys' fees and costs to be taxed as a cost in said proceedings. F. Mis!'.ellaneous Provisions' 1. Authority of City: Property Owner further agrees that, and agrees not to protest the fact, that the City is vested with the authority to require the Property Owner to make payments as agreed herewith. 2. Noli!'..",' Unless otherwise provided in this Agreement or by law, any and all notices required or permitted by this Agreement or by law to be served on or delivered to either party shall be in writing and shall be deemed duly served, delivered, and received when personally delivered to the party to whom it is directed, or in lieu thereof, when three (3) business days have elapsed following deposit in the U .S, mail, certified or registered mail, return receipt requested, first-class postage prepaid, addressed to the address indicated in this Agreement. A party may change such address for Page4 J4-S' the purpose of this paragraph by giving written notice of such change to the other party. C.itt.:. City of Chula Vista 276 4th Avenue Chula Vista, CA 91910 Attn: Public Works, Engineering Division PropertY Owner' Michael C. And Tonya M. Arnold 239 Naples Street Chula Vista, CA 91911 (A party may change such address for the purpose of this paragraph by giving written notice of such change to the other party in the manner provided in this paragraph.) 3. Cllptions: Captions in this Agreement are inserted for convenience of reference and do not define, describe or limit the scope or intent of this Agreement or any of its terms. 4. Recitals: Exhibits: Any recitals set forth above are incorporated by reference into this Agreement. 5. Attorneys' Fees: The prevailing party in any action enforcing the provisions of this-agreement shall be entitled to reasonable attorneys' fees in addition to any other costs, damages, or remedies. 6. Govemine Law: This Agreement has been executed in California and shall be governed by the laws of the State of California. 7. Invalidity: If any term, covenant condition or provision of this Agreement is held by a court of competent jurisdiction to be invalid, void or unenforceable, the remainder of the provisions hereof shall remain in full force and effect and shall in no way be affected, impaired or invalidated thereby. 8. ~ Time is of the essence in the performance of the Parties' respective obligations herein contained. Page 5 111- r 9. Waivers: The waiver by one Party of the performance of any covenant, condition or promise shall not invalidate this Agreement, nor shall it be considered a waiver by him of any other covenant, condition or promise. The waiver by either or both Parties of the time for performing any other act or an identical act required to be performed at a later time. The exercise of any remedy provided in this Agreement shall not be a waiver of any consistent remedy provided by law, and any provision of this Agreement for any remedy shall not exclude other consistent remedies unless they are expressly excluded. (End of page. Next is signature page.) Page 6 IJf - !() SIGNATURE PAGE FOR LIEN AGREEMENT (pARCEL NO. 619-122-27-00) IN WITNESS WHEREOF, the parties hereto have caused this agreement to be executed the day and year first hereinabove set forth. CITY OF CIDJLA VISTA DATED: BY: (City Clerk to attach acknowledgment.) PROPERTY OWNERS Dated:~ Dated: ~AI /78 (Attach notary , ent for all signatories.) NOTES: a. Each owner as reflected on the preliminary title report must sign. b. Applicant shall submit a check or money order payable to County of San Diego for fees required to record this agreement. This fee is estimated at $20.00. Approved as to form: i?~)j[Yi'~ JOHN . CITYA" EYU (H:\HOME\ENGINEER\ASMTDIST\239NAPLI.AGR) Page 7 11-/ / ITEM TITLE: '=if- Item J S- Meeting Date 9/15/98 Resolution \ a. \72 Accepting Contract Work for the "Installation of Dual Left Turn Lanes on Otay Lakes Road at East 'H' Street" (STM-322) Project, Approving Change Order No.4, and Authorizing the Director of Public Works to Execute Said Change Order on Behalf of the City SUBMITTED BY: Director of Public wor~. REVIEWED BY: City Managef})'R, ~ ~\ (4/5ths Vote: Yes _ No-X.) On June 10, 1997, the City Council approved Resolution No. 18694 awarding a contract in the amount of $1,007,914.75 (plus contingencies of $261,970.29) to Single Eagle, Inc., for the installation dual left turn lanes on Otay Lakes Road at East "H" Street (STM-322). COUNCIL AGENDA STATEMENT The work is now complete and the Notice of Completion was filed on August 17, 1998. Single Eagle, Inc. has submitted its final invoice (the total contract cost is $1,125,274.74). Retention in the amount of $55,845.85 (5% of $1,125,274.74) will be paid 35 days after the Notice of Completion was recorded. Change Order No.4, which will increase the contract by $14,020.49, is for extra work items including curb modifications and additional striping, survey monuments, landscaping, and irrigation. RECOMMENDATION: That Council approve the Resolution accepting the contract work, approving Change Order No.4, increasing the contract by $14,020.49 and authorizing the Director of Public Works to execute said Change Order on behalf of the City. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: Since beginning construction in July 1997, Single Eagle has worked diligently to widen the roadway and install dual left turn lanes at the intersection of Otay Lakes Road and East "H" Street, which is one of the City's busiest intersections. Single Eagle overcame many challenges and has completed the project. The City can now accept the improvements. As with any project this size, located at one of the City's busiest intersections and adjacent to a major High School and a Community College, some design changes were expected to occur. Contingencies of $261,970.29 were appropriated to accommodate these changes. Previous changes orders were: . Change Order No.1, which totaled $5,053.46, included the installation of additional drainage improvements (inlet, cleanout and conduit) and a pedestrian protection railing. . Change Order No.2 which totaled $9,862.25, was for extra work to relocate and install three existing street lights from the Otay Rio Business Park to Otay Lakes Road. The street lights were necessary to replace existing street lights, mounted on power poles, that were removed as part of the Utility Undergrounding District along Otay Lakes Road. J~- ) Page 2, Item Meeting Date 9/15/98 . Change Order No.3 was approved by City Council Resolution No. 18949 on April 7, 1998 and totaled $53,710.26 ($51,996.67 was actually used after adjustments for quantities). Change Order No.3 consisted of extra work items or changes to the street lights, fences, landscaping, irrigation, pedestrian ramps, and paving materials. These changes were necessary to accommodate field conditions and/or were requested by the Sweetwater High School District. Change Order No.4, which is now before the City Council for consideration) will increase the contract by an additional $14,020.49 and will bring the aggregate total of all the change orders to $82,464.46 ($80,932.87 was actually used after minor adjustments to quantities associated with Change Order No.3). Change Order No.4 includes a modified curb in the High School parking lot to improve drainage, additional traffic striping and markings, four (4) additional centerline survey well monuments, installation of "Bio Barrier" root barrier for root control in the median, and additional landscaping and irrigation at the Southwestern College parking lot and near Bonita Vista High School's new driveway. The total construction cost of $1,125,274.74 includes a net adjustment of $36,427.12 to the contract item quantities and $80,932.87 in actual change order costs. It should be noted that the Sweetwater Union High School District will reimburse the City $8,431.25 for substituting the proposed chain link fence on top of the project wall in front of Bonita Vista High School with an ornamental wrought iron fence. FISCAL IMPACTS: Proposed Change Order No.4 totals $14,020.49. This change order along with adjustments to contract quantities and previous change orders brings the [mal contract amount with Single Eagle, Inc to $1,125,274.74, as shown below under "Actual Contact Expenditures". The remaining balance of the project's contingency fund will be $171,295.08, after execution of Change Order No.4. $171,295.08 less staff charges incurred after June 30, 1998, as well as the $8,431.25 reimbursement from the school district, will be returned to the fund balance. PrQject Accountinl1 I. Apprqpriated Funds (Construction Phase Only) a. Transportation Development Impact Fees Funds (TRANSDIF) $1,538,705.92 II. Contract Amount as Awarded by City Council Resolution No. 18694 a. Award Amount b. Contingencies c. Water Facilities (Payment to Otay Water District) d. Right-of-Way Expenses (payment towards new Fire Station) (Transfer from the TRANS DIF to the Public Facilities DIF) e. Materials and Lab Testing f. Staff Costs (Construction Inspection and Contract Administration) $1,007,914.75 261,970.29 13,820.88 150,000.00 20,000.00 85.000 00 Total Anticipated Funds Required for Construction $1,538,705.92 }~-~ Page 3, Item Meeting Date 9/15/98 II. Actual Construction Expenditures a. Original Award Amount b. Change Orders 1 through 4 c. Net Adjustments to Bid Item Quantities d. Adjustment to Change Order No.3 Quantities Total Contract - Single Eagle, Inc. e. Water Facilities (Payment to Otay Water District) f. Right-of-Way Expenses (payment Toward New Fire Station) g. Materials and Lab Testing h. Staff Costs (Construction Inspection and Contract Administration through June 30, 1998) Total Construction Cost (a through h) f. Less Reimbursement by Sweetwater Union High School District Net Construction Expenditures $1,007,914.75 82,646.46 36,427.12 ( 1.713.59) $1,125,274.74 7,142.32 150,000.00 9,707.00 83,718.03 $1,375,842.09 ($ 8.431.25) $1,367,410.84 In addition to the above construction costs, the City will incur ongoing maintenance costs associated with the street improvements constructed. Enclosures: Proposed Change Order No.4 / I City Council Resolution No. 18694 Awarding Contract to Single Eagle, Inc. H:IHOMEIENGINEERIAGENDAISTM322C4.113 JJj - 3 (9/2/98:11:40 am) c:: W I- Z w t> Cl z Z ~ l- t> c: :;; ~ o W J: I- ~ '" o CO ..!. Cl z Cii ~ Q. Z o i= t> :::l c:: I- m z o t> >- ~ c:: ~ t> c: :;; >- ..J o 000 dc:illi M~~ "IIltNC'\!, ~ 000 cicici NC>C> ...."'co ~ ,.....- 000 cicici "'0'" co C> N ~ ci ~ <:: W -= ~~ ~ w~t> <:: m '" "'= -m :6 3: E'O Ol <:: > " e ~ o.E '" <:: 'Q; :0 "'.:! <:: 0 m <:: .s::; .- ~ oj' Ol " - <:: .=~ '<( Ol Ol "'<:: ~l ~'O Ol <:: 'E ~ -!D f~ mco Q...!. .Il E 0.0", E-=o ~c:nCX) OC-!. -'c c:n "'Ol<:: ~:Qo I ~ m o .,; .... ~ ~ o .,; '" co, ~ 00 dd 00 00 .,;i o .,; .... ~ ~ o c:i o o ci o c:i o o M ~ 00 dd 00 00 lI'iv- .... ~ "'~ E1il Cl<:: <:: 0 wt> .!: E o ~ci <::0 "q J:M 'ON <::'" mOl Ol'O ".:! <:: 0 QJ .5: ~o Ol <:: <:: '" l2l 'O~ ffis ~ <:: !DOl <:: E :H~~ .! e 5i Ol 0. E .cEOl >.= > ~~K ~ en.S a.. I CD .2 iU' ~ ~ ~ 1f >'m<:: 6a..g N o c:i o o ai' .... 00 NcO ....'" ,....co N o c:i o '" M o c:i o o ai' .... 00 e\ia:i ....'" ,....co N o c:i o '" M 0; 15 I- Cl~ E1il Cl<:: <:: 0 wt> 0; ~ - <:: " 3: J: Ol B'~ ~ <:: .$Ol <:: e t"3Cl Cl= .5: 5 .5 rJ) ~ E I- 0 .2 J:: c.>. 1~ O~ ~Q. - Ol E'E .g:f! UO ~ .!!!.<:: 3: eo-c a..:em >.oQ. mO.o ~ m"s.. ~'OE m<::>' Q.m- >.0 .2 co 0 ~~; ~m'E: OQ.O M I~-~ RESOLUTION NO. /9/;?c:2/ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ACCEPTING CONTRACT WORK FOR THE "INSTALLATION OF DUAL LEFT TURN LANES ON OTAY LAKES ROAD AT EAST 'H' STREET" (STM-322) PROJECT, APPROVING CHANGE ORDER NO.4, AND AUTHORIZING THE DIRECTOR OF PUBLIC WORKS TO EXECUTE SAID CHANGE ORDER ON BEHALF OF THE CITY WHEREAS, on June 10, 1997, the city Council approved Resolution No. 18694 awarding a contract in the amount of $1,007,914.75 (plus contingencies of $261,970.29) to Single Eagle, Inc., for the installation dual left turn lanes on Otay Lakes Road at East "H" Street (STM-322); and WHEREAS, the work is now complete and the Notice of Completion was filed on August 17, 1998; and WHEREAS, Single Eagle, Inc. has submitted its final invoice (the total contract cost is $1,125,274.74) and retention in the amount of $55,845.85 (5% of $1,125,274.74) will be paid 35 days after the Notice of Completion was recorded; and WHEREAS, Change Order contract by $14,020.49, is for modifications and additional landscaping, and irrigation. NO.4, which will increase the extra work items including curb striping, survey monuments, NOW, THEREFORE, BE IT RESOLVED the city Council of the City of Chula vista does hereby accept contract work for the "Installation of Dual Left Turn Lanes on Otay Lakes Road at East 'H' Street (STM-322) Project. BE IT FURTHER RESOLVED that Change Order No.4, increasing the contract by $14,020.49, is hereby approved and the Director of Public Works is authorized to execute said change order on behalf of the City of Chula vista. Presented by Approved as to form by ey John P. Lippitt, Director of Public Works H:\home\lorraine\rs\stm322.co4 15 - --5'" , i I CHANGE IN CONTRACT CHANGE ORDER NO. 4 DATE: June 29,1998 FILE: 0735-10-STM322 CONTRACT: OTAY LAKES ROAD DUAL LEFT TURN LANES AT EAST "H" STREET IN THE CITY OF CHULA VISTA; (STM-322) CONTRACTOR: Single Eagle, Inc. The following changes shall be made to increase the contract dated June 10, 1997 between the City of CtlUla Vista and Single Eagle, Inc. REMARKS AND DETAILS: 1. Apply Thermoplastic markings in lieu of paint for all crosswalks on the project. L.S. $3,898.12 2 Modify the height of the existing curb in the parking lot of Bonita Vista High School from six to twelve inches to provide for improved drainage. L.S. $1,449.57 3. Install Caltrans Detail 40 striping in the intersection of East "H" Street and Otay Lakes Road. L.S. $315.00 4. Delete 5 (five) Palm Trees and install "Bio Barrier" root control over the existing 8" gas main in the median island of Otay Lakes Road south of East "H" Street. L.S. $ 2,231.05 5. Install 4 (four) additional centerline survey well monuments on Otay Lakes Road south of East "H" Street. L.S. $ 3,549.00 6. Install additional landscaping and irrigation at the Southwestern College parking lot adjacent to the new concrete driveway approach. Install 3 (three) 36" pine trees in the turf area of Bonita Vista High School north of the new driveway on Otay Lakes Road. L.S. $2,577.75 TOTAL $14,020.49 The agreed lump sum price given is considered to be full cost for furnishing all tools, labor, materials, equipment, incidental costs, overhead and fees for performing the work in this contract change and no additional compensation will be due. }5~~ {~ CHANGE IN CONTRACT CHANGE ORDER NO. 4 DATE: June 29,1998 FILE: 0735-10-STM322 PAGE No.2 ORIGINAL CONTRACT PRICE: $1,007,914.75 PREVIOUS CHANGE ORDERS: $ 68,625.97 THIS CHANGE ORDER: $ 14.020.49 AGGREGATE TOTAL OF CHANGE ORDERS: $ 82.646.46 REVISED TOTAL CONTRACT PRICE: $1,090,561.21 It Is agreed by the undersigned that all extra work shall be performed and materials furnished according to the original contract and according to the statement, if any, attached hereto. The contract time shall be extended by fifteen (15 ) working days. APPROVED BY ACCEPTED BY ORDERED BY John P. Lippitt Director of Public Works Si e Eagle; Inc. ~~ r<.1/f.j 131< 1.N11.J0' rt;,~r C.liff~r' L. wanson r Deputy Public Works Dlrectorl City Engineer (H:\., IInspeClionlChg. OdrISTMl22-4.CCO: Mil) 15' -1 RESOLUTION NO.1 8694 RESOLUTION O'F THE CITY COUNCIL OF THE CITY OF CHULA VISTA ACCEPTING BIDS AND AWARDING CONTRACT FOR THE CONSTRUCTION OF OTAY LAKES ROAD DUAL LEFT TURN LANES AT EAST "H" STREET IN THE CITY OF CHULA VISTA ISTM-322) AND AUTHORIZING THE TRANSFER OF FUNDS FROM THE TRANSDIF OF THE PUBLIC FACILITIES DIF (STM- 322) WHEREAS, at 2:00 p.m. on May 21, 1997, in Conference Room 2 and 3, the Director of Public Works received the following three sealed bids for the construction of Otay Lakes Road dual left turn lanes at East "H" Street in the City of Chula Vista (STM-322): Single Eagle, Inc. Po way, Ca. $1,007,914.75 Scheidel Contracting, Inc, La Mesa, Ca. $1.085,813.50 L. R. Hubbard Construction Co. San Diego. Ca. $1,173,932.00 WHEREAS. the low bid by Single Eagle, Inc.. is below the Engineer's estimate of $1,089,517.50 by $81,602.75 or 7.5%; and WHEREAS, the low bidder has satisfactorily met all the requirements, therefore. staff recommends awarding the contract to Single Eagle, Inc., Poway; and WHEREAS, this project is primarily f.unded through the Transportation Development Impact Fee (Trans DIFI and based on the current project funding guidelines, no prevailing wage requirements were necessary as a pa'rt of the bid documents; and WHEREAS, a Negative Declaration pursuant to CEOA requirements was filed on January 24, 1966 with the County Clerk's Office (lS-95-05). NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby accept the three bids and award the contract for the construction of Otay Lakes Road Dual Left Turn Lanes at East "W Street in the City of Chula Vista to Single Eagle, Inc. in the amount of $1,007,914.75. BE IT FURTHER RESOLVED that the Mayor of the City of Chuta Vista is hereby authorized and dlfected to execute said contract on behalf of the City of Chula Vista and placed on file in the office of the City Clerk, known as Document No. C097-063. BE IT FURTHER RESOLVED that the City Council does hereby authorize the transfer of funds in the amount of $150.000 from the TRANSDIF to the Public Facilities DIF to be used In the construction of the Paseo Ranchero Fire Station. C-- ,~ ---> ~ }5 - cg-- ~ Resolution 18694 Page 3 PASSED. APPROVED. and ADOPTED by the City Council of the City of Chula Vista. California. this 10th day of June. 1997. by the following vote: AYES: Councilmembers: NA YES Councilmembers: ABSENT: Council members: ABSTAIN: Councilmembers: ATTEST: W.w4 (} aA7P.al Beverly A. uthelet. City Clerk STATE OF CAliFORNIA COUNTY OF SAN DIEGO CITY OF CHULA VISTA Moot. Padilla. Rindone. Salas. and Horton None None None " "---... .dIvM ~' Shirley H~. Mayor I. Beverly A. A\.Jthelet. City Clerk of the City of Chula Vista. California, do hereby certify that the foregoing Resolution No. 18694 was duly passed. approved. and adopted by the City Council at a regular meeting of the Chula Vista City Council held on the 10th day of June. 1997. Executed this 10th day of June. 1997 l~-~ ~f1tq",4.~?,; Revised A-113 Continued from 9/1/98 COUNCIL AGENDA STATEMENT Item 16 Meeting Date 9/15/98 ITEM TITLE: A. Public Hearing regarding the declaration by the City Council of its intention to establish Community Facilities District No. 97-1 (Open Space Maintenance District [Otay Ranch - SPA One, Villages I & 5]) pursuant to the provisions of the "Mello-Roos Community Facilities Act of 1982", for the purpose of financing certain public services through the levy of a special tax to pay for all or a portion of such public services and the intent to authorize a special tax to pay for all or a portion of such public services. B. Resolution 19157 of the City Council of the City ofChula Vista, California, making certain preliminary findings, passing upon protests and approving the Special Tax Report for Community Facilities District No. 97-1 (Open Space Maintenance District [Otay Ranch - SPA One, Villages I & 5]) . C. Resolution 19158 of the City Council of the City ofChula Vista, California, forming and establishing Community Facilities District No. 97-1 (Open Space Maintenance District [Otay Ranch - SPA One, Villages I & 5]) and authorizing submittal of levy of special taxes to the qualified electors. SUBMITTED BY: Director of Public Works ~ REVIEWED BY: City Manag0~ ~\ (4/5ths Vote: Yes_NoX) On July 28,1998, Council appproved the Resoluti~ofIntention to form Community Facilities District No. 97-1 and set the public hearing for September I, 1998. This district will fund the perpetual operation and maintenance of open space slopes, drainage channels, detention basins, medians and parkways ofOtay Ranch SPA I, Villages I and 5. Tonight's action will continue the formal proceedings leading to the establishment of CFD No. 97-1. RECOMMENDATION: That Council: I) Open the hearing, take testimony, close the public hearing; 2) Direct staff to tally all protests from other registered voters residing within the proposed CFD No. 97-1 or the owners ofland within CFD No. 97-1 3) Approve the resolution making preliminary findings, passing upon protests and approving the CFD No. 97-1 report. 4) Approve the resolution establishing CFD No. 97-1 and submitting the levy of special taxes to finance certain services to the qualified electors ofCFD No. 97-1. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. /{jf-/ Page 2, Item 16 Meeting Date 9f15f98 DISCUSSION: On July 28,1998 Council declared its intention to establish Community Facilities District 97-1 (CFD 97-1) and ordered the preparation of a report describing the service which CFD 97-1 will provide and an estimated cost. The district is consistent with the City's CFD Policy, adopted January 13, 1998 and modified July 28, 1998. The district is also consistent with the CFD Ordinance adopted April 28, 1998. Community Facilities Districts will provide the necessary funding for the operation and maintenance of public landscaping improvements by levying an annual "special tax", which is collected from the property owners in conjunction with the property taxes. There is no direct cost to the City. All expenses related to the district administration (including levying and collecting the special taxes) are funded by the district. Both the Otay Ranch Company and McMillin Otay Ranch have requested greater accountability as to the annual tax to be levied on developer (vacant) land and asked for greater involvement in preparing the annual district's budgets. These issues will be addressed in an "implementation agreement", which is anticipated for Council consideration in the near future. Area of Benefit The proposed boundary ofCFD No.97-1 encompasses all parcels located within the Otay Ranch SPA One, Villages I and 5, which includes the Otay Ranch Company and McMillin Otay Ranch project (total acreage = 1,093). At buildout, the district will contain a total of2,758 Single Family Residences, 2,300 . Multifamily Residences, 7.9 acres of commercial, and 10.4 acres of Community Purpose Facilities (churches, day care, etc.). A reduced copy ofthe map is presented in Exhibit 1. Description of facilities The proposed CFD 97-1 will fund the operation and maintenance of the public landscaping improvements (i.e., open space slopes, trails, detention basins, drainage channels, pedestrian bridges, parkways and medians) within the Otay Ranch SPA One for both: The Otay Ranch Company and McMillin Otay Ranch projects (see Exhibit 2). A complete list of said public facilities is presented in Exhibit 3. The district proposes the creation of the following two Special Tax Areas (see Exhibit 4): . Special Tax Area "A" includes all the parcels within the district. The taxes levied on Area "A" will provide for the maintenance of all those common improvements (i.e., medians, parkways, pedestrian bridges, drainage improvements, path lighting, etc.) providing benefit to all of SPA One (regardless of ownership). . Special Tax Area "B" encompasses only those areas within SPA One within the Otay Ranch Company project. This Area will provide for the maintenance of open space, slopes, trails, and walls within the public open space lots. Only the Otay Ranch Company will dedicate open space lots to the City over the slopes fronting Paseo Ranchero, Telegraph Canyon Road, Otay Lakes Road, East Palomar Drive, and Olympic Parkway. All slopes within the McMillin project will be privately maintained by their MHOA. Both developers are also proposing the formation of individual Master Homeowners' Association (MHOA) which will complement the maintenance obligations of the district, as fOI/ZIt-- .!2-.. Page 3, Item 16 Meeting Date 9/15/98 . The Otay Ranch Company MHOA will maintain the entry monuments at the major entrances to the project, minor private open space lots within the subdivision, parkways along private local and collector streets, and private pedestrian parks. There are some areas within the public right of way or easements that are not included in the landscaping budgets for the maintenance district and will be maintained by the MHOA. The developer will be required to include these areas in the CC&R's for the MHOA to address maintenance, liability and insurance issues. . The McMillin Otay Ranch MHOA will maintain the major open space slopes along La Media Road, Telegraph Canyon Road, Otay Lakes Road, East Palomar Street and Olympic Parkway. In addition, the developer is proposing that the MHOA maintain certain public landscaping improvements within the public right-of-way or easements. The developer will be required to include these areas in the CC&R's for the MHOA to address maintenance, liability and insurance issues. There are two companion items in tonight's agenda relating to the formation of CFD No. 98.1 (The Interim Open Space Maintenance District, Otay Project,) and CFD No. 98-2 (The Interim Open Space Maintenance District, McMillin). These districts will include lands owned by the Otay Ranch Company and McMillin outside of SPA One. The special taxes collected from those areas will provide funding for the maintenance of certain improvements which will be constructed by SPA One but provide benefit to those areas outside of SPA One. Cost Estimate The estimated annual budget for CFD No. 97-1 is $1,621,000. This budget includes a total of $1,425,298 for maintenance, $171,602 for administration by Parks or Open Space Division and $24,100 for CFD administration (preparing reports, levying and collecting taxes, public assistance, etc.) by the Engineering Division. Staff has reviewed and approved the proposed budget. Exhibit 5 contains a detailed annual budget for the district at buildout of SPA One. The unit prices used in determining the budget are based on historical costs of maintenance of similar improvements within existing Open Space Maintenance Districts in the City. Proposed Special Tax The district has four categories of taxation, as follows: . Residential Developed Parcels (single and multi family residences) are taxed based on the square footage ofthe building. . Non-Residential Developed Parcels (commercial and community purpose facilities) are taxed based on acreage ofthe parcel . The Vacant Land category includes all the parcels for which a building permit has not been issued. The tax on Vacant Land is based on the total acreage of the parcel. . The Exempt Category includes all public parcels within the district. Developed parcels are those parcels for which a building permit has been issued. The maximum rate of the tax on all developed parcels is determined by dividing the estimated annual budget at buildout of each special tax area (plus a reserve allocation of 10% of the annual budget) by the total estimated square footage of development at buildout. The apportionment methodology assumes that one acre of Non-Residential properties is equal to 6 single family residences. The special tax consultant considers JtlF- 3 Page 4, Item 16 Meeting Date 9/15/98 this a reasonable assumption which has been used in other CFDs throughout California. This ratio is corroborated by data published by the San Diego Area Association of Governments (SANDAG) which provides that the "people generation" of one acre of commercial property is approximately 5.6 times the number of people in a single family residence The maximum tax rate on Vacant Land has been estimated by the dividing the estimated annual budget at buildout of each special tax area (plus a reserve allocation of 10% of the annual budget) by the total acreage of all parcels within the district. Collection of Taxes At the beginning of each fiscal year the City shall determine the amount of the Special Tax Liability (budget plus reserve) of each Special Tax Area. Then, the special taxes will first be levied on the developed parcels (Residential and Non-Residential). If this pool of funds is not enough to meet the annual need, as may be the case in the early years of development, the district will levy a tax on the Vacant Land. The buffer of having the vacant land covering any remaining costs will disappear once the area has been fully developed. If the annual need is less than the collectible tax from the Developed Parcels, the special taxes to be levied in that specific year will be reduced accordingly. Following is a brief discussion of some key issues regarding the "Rate and Method of Apportionment of the Special Taxes" : . The maximum special taxes may be adjusted each year for inflation using a factor equal to the lesser of the annual change of the San Diego Consumer Price Index or the California Fourth Quarter Per Capita Personal Income. . The "City ofChula Vista Community Facilities District Ordinance" requires that the developer maintain the landscaping improvements for a minimum period of one year. During this period, the City will collect the special taxes with the purpose of building up an operating reserve not to exceed 100% of the annual budget. The special tax formula provides that the annual budget for any year may include an amount deemed necessary to maintain an adequate level of reserve fund. . The maximum tax rates are based on the best estimate by the developers of the square footage of residential development (reduced by a 15% margin of error). This assumed reduction in total square footage has the net result of raising the maximum tax that can be levied on future residential parcels to account for any loss in projected square footage and the corresponding revenue. . The special tax formula provides that any cost due to delinquent taxes on vacant land shall be apportioned to the project (Otay Ranch Company or McMillin) where the delinquent parcels are located. This will eliminate any crossed-collateralization issues between the two developers by making the delinquent developer solely responsible for correcting any delinquency originating from their project. . The annual budgets used to calculate the tax rates are only the "best estimates"ofthe cost of maintenance at buildout. There is always a risk that actual expenses in future years may be higher than the total maximum collectible taxes. This may result in reduced level of maintenance of the landscaping, unless the property owners approve an increase in the tax I ~fl-1 Page 5, Item 16 Meeting Date 9/15/98 rates (213 voter's approval is required) which is considered unlikely. Staff believes, however, that the proposed tax rates contain enough of a cushion in the reserve, the inflation adjustment, and the assumed reduction of total square footage to minimize future problems. Proposed Maximum Taxes The rate of special tax levy broken down by zone for this district for a typical dwelling matrix is as follows: Zones A & B Zone A Otay Ranch McMillin Otay Ranch Single Family Detached (2000 SF) $564 $168 Single Family Detached (1200 SF) $338 $101 Attached (1100 SF) $310 $92 Multi Family (1000 SF) $282 $84 Commercial/Industrial ( 1 Acre) $3681 $1143 Vacant Land $4163 $1293 Comparison to other Open Space Maintenance Districts The total estimated budget for CFD No. 97-1 at buildout is $1,421,203 with an armual maximum tax of $564 for a 2,000 square foot single family residence located in Zones A and B. A 2,000 square foot residence located in Zone A only has a maximum tax of only $168 due to the open space slopes being maintained by the HOA within McMillin Otay Ranch. As a comparison, the 1997-98 total assessment for the existing 24 districts (total of 12,559 parcels) in the City is $1.9 million and the highest homeowner armual assessment is $535 (Canyon Views - 40 residences) . Resolutions There is one public hearing and two resolutions on today's agenda which, if adopted, will accomplish the following: * The Public Hearing is for the purpose of receiving testimony from any member of the public on the formation of the district. * The resolution making findings, passing on protests, and approving the report is the formal action accomplishing the following: . Declaring that all proceedings to form the district were valid and taken in conformity with the requirements oflaw. . Declaring that the proposed services are necessary to meet increased demands upon the City as a result of development within CDF 97-1. . Passing on any protest received. . Approving the report. * The resolution establishing the district and authorizing the levy of a special tax is the formal action required to complete the formation of the district and authorizing the submittal of the levy of special tax to the qualified electors of the district on )~r'll!... Page 6, Item 16 Meeting Date 9/15/98 ~.12) ten (10) business days after the City is notified of the close of the land exchange between the Otay Ranch Company and McMillin Otay Ranch, or 3) such other date as the qualified electors and the City Clerk may mutually agree. A resolution certifying the results of the election would be brought before Council on the first available Council meeting following this election. FISCAL IMP ACT: All costs of formation of the district are being borne by the developers and the on-going administration will be funded entirely by the district. The City will receive the benefit of full cost recovery for staff cost involved in the following activities: 1) district formation (staff cost estimated at $12,000), and 2) district administration in perpetuity (estimated annual staff cost at buildout of $171,602 for the Operations Division (Parks Maintenance staff) and $24,100 for the Engineering Division staff. Exhibits: 1- 2- 3 - 4- 5 - Boundary Map J j Landscaping Impfovements List of facilities ~ Special Tax Areas v \ Cost Estimate for the District ~ Attachments A- Special Tax Report CFD 97-1 September 10, 1998 H:\HOME\ENGINEER\agenda\97.1PH. wpd OSD-034 Itlt- 0 . . . RESOLUTION NO. / 9/51 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA, CALIFORNIA, MAKING CERTAIN PRELIMINARY FINDINGS, PASSING UPON PROTESTS AND APPROVING THE SPECIAL TAX REPORT FOR COMMUNITY FACILITIES DISTRICT NO. 97-1 (OPEN SPACE MAINTENANCE DISTRICT [OTAY RANCH - SPA ONE, VILLAGES 1&5]) WHEREAS, the CITY COUNCIL of the CITY OF CHULA VISTA, CALIFORNIA (the "City Council"), has previously declared its intention and ordered the preparation of a Special Tax Repon relating to the initiation of proceedings to create a Conununity Facilities District pursuant to the terms and provisions of the "Mello-Roos Conununity Facilities Act of 1982", being Chapter 2.5, Pan 1, Division 2, Title 5 of the Government Code of the State of California (the "Act") and the City of Chula Vista Conununity Facilities District Ordinance enacted pursuant to the powers reserved by the City of Chula Vista under Sections 3, 5 and 7 of Anicle Xl of the Constitution of the State of Califontia (the . Ordinance" ) (the Act and the Ordinance may be referred to collectively as the "Conununity Facilities District Law"). This Conununity Facilities District shall hereinafter be referred to as COMMUNITY FACILITIES DISTRICT NO. 97-1 (OPEN SPACE MAINTENANCE DISTRICT [OTAY RANCH - SPA ONE, VILLAGES I & 5]) (the "District"); and, WHEREAS, notice of a public hearing relating to the establishment of the District,the extent of the District, the furnishing of cenain services and all other related matters has been given, and a Special Tax Repon, as ordered by this City Council, has been presented to this City Council and has been made a pan of the record of the hearing on the Resolution of Intention to establish said District; and, WHEREAS, all conununications relating to the establishment of the District, the proposed services and the proposed rate and method of apponionment of special tax have been presented, and it has further been determined that a majority protest as defined by law has not been received against these proceedings; and, WHEREAS, the Special Tax Repon as now submitted funher containing changes and modifications to the proceedings, as applicable, is hereby approved; and, WHEREAS, inasmuch as there have been less than twelve (12) registered voters residing within the territory of the District for at least the preceding ninety (90) days, this legislative body is desirous to submit the levy of the required special tax to the landowners of the District, said landowners being the qualified electors as authorized by law. NOW, THEREFORE, BE IT RESOLVED AS FOLLOWS: SECTION 1. The above recitals are all true and correct. SECTION 2. The written protests received, if any, do not represent a majority protest as defined by the applicable provisions of the Community Facilities District Law. SECTION 3. The Special Tax Repon, as now submitted, shall stand as the Special Tax Repon for all future proceedings and all terms and contents are approved as set fonh therein. Ih 13 - / _,'.J' SECTION 4. It is hereby determined by this legislative body to proceed with the formation and establishment of the District, formally known and designated as "COMMUNITY FACILITIES DISTRlCT NO. 97-1 (OPEN SPACE MAINTENANCE D1STRlCT [OTAY RANCH" SPA ONE, VILLAGES I & 5]). .' """'" SECTION 5. It is hereby further detennined by this legislative body that all proceedings prior hereto were valid and taken in conformity with the requirements of law, and specifically the provisions of the Community Facilities District Law. and this finding is made pursuant 10 the provisions and authorization of Section 53325, I of the Government Code of the State of California, It is further determined by this legislative body that the District as proposed confonns with the City of Chula Vista Statement of Goals and Policies Regarding the Establishment of Conununity Facilities Districts, as amended, SECTION 6, It is determined by this legislative body that less than twelve (12) registered voters have resided within the territory of the District for each of the ninety (90) days preceding the close of the public hearing. Consequently this legislative body further determines that pursuant to the Conununity Facilities District Law the qualified electors shall be the landowners of the District and each landowner who is the owner of record as of the close of the public hearing, or the authorized representative thereof, shall have one vote for each acre or ponion of an acre of land that she or he owns within the District. SECTION 7, It is determined by this legislative body that the time limit specified by the Conununity Facilities District Law for conducting an election to submit the levy of the special taxes to the qualified electors of the District and the requirements for impartial analysis and ballot arguments have been waived with the unanimous consenrof the qualified electors of the District, It is further determined by this legislative body that the City Clerk, acting as the election official, has consented to conducting any required election """'" on a date which is less than 125 days following the adoption of any resolution forming and establishing the District. SECTION 8, It is hereby further determined by this legislative body that the proposed public services are necessary to meet increased demands placed upon the City as a result of development and/or rehabilitation occurring in the District. PREPARED BY: APPROVED AS TO FORM BY: 0--- ~fr- John P. Lippin Director of Public Works John Kaheny City Attorney ~ 2 1?l5-Z . . . RESOLUTION NO. /9/5'! RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA, CALIFORNIA, FORMING AND ESTABLISHING COMMUNITY FACILITIES DISTRlCT NO. 97-1 (OPEN SPACE MAINTENANCE DISTRlCT [OTAY RANCH - SPA ONE, VILLAGES I & 5]) AND AUTHORIZING SUBMmAL OF LEVY OF SPECIAL TAXES TO THE QUALIFIED ELECTORS WHEREAS, a public hearing has been held and concluded, and the CITY COUNCIL of the CITY OF CHULA VISTA, CALIFORNIA (the "City Council"), is desirous at this time to proceed with the establishment of a community facilities district, pursuant to the terms and provisions of the "Mello-Roos Community Facilities Act of 1982", being Chapter 2.5, Pan 1, Division 2, Title 5 of the Government Code of the State of California (the "Act") and the City of Chula Vista Community Facilities District Ordinance enacted pursuant to the powers reserved by the City of Chula Vista under Sections 3, 5 and 7 of Article XI of the Constitution of the State of California (the "Ordinance") (the Act and the Ordinance may be referred to collectively as the "Community Facilities District LaW"). Such Community Facilities District shall hereinafter be referred to as COMMUNITY FACILITIES DISTRlCT NO. 97-1 (OPEN SPACE MAINTENANCE DlSTRlCT [OTA Y RANCH - SPA ONE, VILLAGES I & 5]) (the "District"); and, WHEREAS, this legislative body has further declared its intent tltat the authorized public services be financed through the levy of special taxes; and, . WHEREAS, at any time before or after the formation of the District, this legislative body may accept advances of funds andlor work in kind from any source; however, no reimbursement andlor repayment shall be made for said advances until expressly set forth by agreement andlor Resolution of this legislative body setting forth the amount, terms and conditions for any reimbursement andlor repayment; and, WHEREAS. all communications relating to the establishment of the District. the proposed services and the proposed rate and method of apponionment of the special tax have been presented. and it has further been detertnined that a majority protest as defmed by law has not been received against these proceedings. NOW. THEREFORE, BE IT RESOLVED AS FOLLOWS: RECITALS SECTION I. The above recitals are all true and correct. FINDINGS AND DETERMINATIONS SECTION 2. All findings and determinations of this legislative body made in that certain Resolution entitled "RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA, CALIFORNIA. MAKING CERTAIN PRELIMINARY FINDINGS, PASSING UPON PROTESTS AND APPROVING THE SPECIAL TAX REPORT FOR COMMUNITY FACILITIES DlSTRlCT NO. 97-1 (OPEN SPACE MAINTENANCE DISTRlCT [OTA Y RANCH - SPA ONE. VILLAGES] & 5])" are incorporated herein as if set forth at this point. FINAL REPORT SECTION 3. The Special Tax Report. as now submitted. shall stand as the Speci~ Tax RePOZ;~<(t_ (V I ] /~{!-/ \/ ........, all future proceedings and all terms and contents are approved as set fonh therein. NAME OF DISTRICT SECTION 4. This legislative body does hereby establish and declare the formation of the Community Facilities District known and designated as "COMMUNITY FACILITIES DISTRICT NO. 97.1 (OPEN SPACE MAINTENANCE DISTRICT [OTAY RANCH. SPA ONE, VILLAGES I & 5])." BOUNDARIES OF DISTRICT SECTION 5. The boundaries and parcels ofland in which the public service are to be provided and on which special taxes will be levied in order to pay the costs and expenses for said public services and public facilities are generally described as follows: All property within the boundaries of COMMUNITY FACILITIES DISTRICT NO. 97.[ (OPEN SPACE MAINTENANCE DISTRICT tOT A Y RANCH . SPA ONE, VILLAGES 1 & 5]) as shown on a boundary map as previously approved by this legislative body, said map designated by the name of this Community Facilities District, a copy of which is on file in the Office of the City Clerk. The boundary map of the proposed District has been filed pursuant to Sections 3111 and 3113 of the Streets and Highways Code of the State of California in the Office of the County Recorder of the County of San Diego, at Page 49 of Book 32 of the Book of Maps of Assessment and Community Facilities Districts for said County: DESCRIPTION OF SERVICES ........ SECTION 6. The proposed services to be provided to serve the District are generally described as follows: The maintenance and servicing of public facilities including irrigation, cultivation, installation and replacement of plant material, tree trimming and necessary supplies, personnel, utility and equipment costs; contract services where applicable; maintenance and servicing of parks, parkway landscaping and medians, drainage facilities, pedestrian bridges and open space slopes, trails and walls. For a full and complete description of the public services, reference is made to the final Special Tax Repon, a copy of which is on file in the Office of the City Clerk. For all paniculars, reference is made to said Special Tax Report. SPECIAL TAX SECTION 7. Except where funds are otherwise available a special tax, secured by recordation of a COntinuing lien against all non-exempt real property in the proposed District, is hereby authorized, subject to voter approval, to be levied annually within the boundaries of said District. The proposed special tax to be levied within said District has not been precluded by majority protest pursuant to Section 53324 of the Government Code of the State of California. For particulars as to the rate and method of apponionment of the proposed special tax, reference is made to the attached and incorporated Exhibit "A" (the "Special Tax Formula"), which sets forth in sufficient detail the method of apportionment to allow each landowner or resident within the proposed District to estimate the maximum amount that said person will have to pay. Said ""'" special tax shall be utilized to pay for the Special Tax Liability of the District as such term' is defined in the 2 /t>(!-2- . . . Special Tax Formula. The special taxes herein authorized shall be collected in the same manner as ad valorem property taxes and shall be subject to the same penalties, procedure, sale and lien priority in any case of delinquency, as applicable for ad valorem taxes; however, as applicable, this legislative body may, by resolution, establish and adopt an alternate or supplemental procedure as necessary. Any special taxes that may not be collected on the County tax roll shall be collected through a direct billing procedure by the Treasurer of the City of Chula Vista, acting for and on behalf of the District. Upon recordation of a Notice of Special Tax Lien pursuant to Section 3114.5 of the Streets and Highways Code of the State of California, a continuing lien to secure each levy of the special tax shall attach to all non-exempt real property in the District and this lien shall continue in force and effect until the special tax obligation is prepaid and permanently satisfied and the lien canceled in accordance with law or until collection of the tax by the legislative body ceases. PREPARATION OF ANNUAL TAX ROLL SECTION 8. The name, address and telephone number of the office, department or bureau which will be responsible for preparing annually a current roll of special tax levy obligations by Assessor's parcel number and which shall be responsible for estimating furore special tax levies pursuant to Section 53340.1 of the Government Code of the State of California, are as follows: FINANCE DEPARTMENT CITY OF CHULA VISTA 276 FOURTH A VENUE CHULA VISTA, CA. 91910 APPEALS AND INTERPRETATION PROCEDURE SECTION 9. Any landowner or resident who feels that the amount of the special tax levied against his or her property or the Special Tax Formula as applied to his or her property is in error may file a notice with the City Council appealing the levy of the special tax. An appeals panel of 3 members, as appointed by the City Council, will then meet and promptly review the appeal, and if necessary in the determination of the appeals panel, such panel may meet with the appellant. If the findings of the appeals panel verify that the special tax should be modified or changed, a recommendation at that time will be made by the appeals panel to the City Council and, as appropriate, the City Council may order that the special tax levy be corrected, and if applicable in any case, a refund shall be granted. Interpretations may be made by the City Council by Resolution for purposes of clarifying any vagueness or ambiguity as it relates to any category, zone, rate or definition applicable to these proceedings. ELECTION SECTION 10. This legislative body herewith submits the levy of the special tax to the qualified electors of the District, said electors being the landowners of the proposed District, with each landowner having one (I) vote for each acre or portion thereof of land which he or she owns within the Community Facilities District. This legislative body hereby further directs that the ballot proposition relating to the levy of the above 3 It:.C-3 """'" referenced special tax be combined and consolidated with the proposition set forth in Section 11 below relating to the establishment of an appropriations limit for the District. The proposition related to the levy of the special tax shall, together with a proposition to establish an appropriations limit for the District, shall be submilled to the qualified voters at a special election to be held on THE EARLIEST OF THE FOLLOWING: (a) DECEMBER 1, 1998, (b) THE TENTH BUSINESS DAY FOLLOWING THE DATE UPON WHICH THE CITY IS NOTIFIED OF THE CLOSE OF THE EXCHANGE OF A CERTAIN PORTION OF ASSESSOR'S PARCEL NO. 642-071-12 FROM OTAY PROJECT, LLC-OVP TO McMILLIN - D.A. AMERICA AND A CERTAIN PORTION OF ASSESSOR'S PARCEL NO. 642-100-01 FROM McMILLIN - D.A. AMERICA TO OTAY PROJECT, LLC-OVP, OR (c) SUCH OTHER DATE AS THE QUALIFIED ELECTORS AND THE CITY CLERK MAY MUTUALLY AGREE and said election shall be a special election to be conducted by the City Clerk (hereinafter referred to as the "Election Official "). If the proposition for the levy of the special tax receive the approval of more than two-thirds (2/3) of the votes cast on the proposition the special tax may be levied as provided for in this Resolution. BALLOT SECTION II. The ballot proposals to be submitted to the qualified voters at the election shall generally be as follows: PROPOSITION A Shall COMMUNITY F ACILITIESDISTRICT NO. 97-1 (OPENSP ACE MAINTENANCE DISTRICT lOT A Y """'" RANCH - SPA ONE, VILLAGES 1 & 5]) of the City of Chula Vista be authorized to levy special taxes thereof pursuant to the rate and method of apponionmen.t of special taxes (the "Special Tax Formula") set forth in Resolution No. to finance the Special Tax Liability as defined in me Special Tax Formula? PROPOSITION B Shall COMMUNITY F ACILmES DISTRICT NO. 97-1 (OPEN SPACE MAINTENANCE DISTRICT lOT A Y RANCH - SPA ONE, VILLAGES 1 & 5]) of the City of Chula Vista establish an Article XIIIB appropriations limit equal to $1,783,088.00? VOTE SECTION 12. The appropriate mark placed in the voting square after the word "YES" shall be counted in favor of the adoption of the proposition, and the appropriate mark placed in the voting square after the word "NO" in the manner as authorized, shall be counted against the adoption of said proposition. ELECTION PROCEDURE SECTION 13. The Election Official is hereby authorized to take any and all steps necessary for holding the above election. The Election Official shall perform and render all services and proceedings incidental to and connected with the conduct of the election, including but not limited to, the following: Prepare and furnish to the necessary election supplies for the conduct of the election. """'" 4 //PC. ~ . 2. 3. 4. 5. 6. 7. 8. 9. PREPARED BY: . Cause to be printed the requisite number of official ballots, tally sheets and other necessary forms. Furnish and address official ballots for the qualified electors of the Community Facilities District. Cause the official ballots to be mailed and/or delivered, as required by law. Receive the returns of the election and supplies. Son and assemble the election material and supplies in preparation for the canvassing of the returns. Canvass the returns of the election. Furnish a tabulation of the number of votes given in the election. Conduct aild handle all other matters relating to the proceedings and conduct of the election in the manner and form as required by law. APPROVED AS TO FORM BY: ~ ~--"- John P. Lippitt Director of Public Works John Kaheny City Attorney H:\HOME\E."\Gr/liEER\U.NDDEV\OT A YRNOi\CFD9'7- -I.DOC . 5 jt,(!-> Community Facility District No 97-1 July 1,1998 Page 1 Special Tax Re;:l::m "/"l," EXHIBIT r """ Rate and Method of Apportionment of Special Taxes ANNUAL TAX A Special Tax shall be levied annually on land within Community Facilities District No, 97- 1 (Open Space Maintenance District) of the City of Chula Vista (the "District"), and collected according to the Special Tax Liability determined by the City of Chula Vista (the "City") through the application of the following procedures All of the property within the District, unless otherwise exempted by law or the express provisions of the rate and method of apportionment expressed below, shall be taxed to the extent and in the manner provided below. All Parcels within the District are assigned to Special Tax Area A. In addition, certain Parcels are also assigned to Special Tax Area B based upon their location. A map of the Special Tax Areas.is included as Exhibit B. The Special Tax which shall be levied upon each Parcel shall be the aggregate sum of the Special Tax for each Special Tax Area within which the Parcel is located. All Special Taxes applicable to Parcels shall be collected in the same manner and at the same time as ordinary ad valorem property taxes, and the SpeCial Taxes so levied will be """"" subject to the same penalties and procedures, sale and lien priority in case of delinquency as is provided for ad valorem taxes. DEFINITIONS Acre or Acreage means the area of a Parcel as shown on the latest maps of the Assessor of the County of San Diego, or, if the area of such Parcel is not shown on such Assessor's maps, the area as shown on a current recorded subdivision map, parcel map, record of surveyor other recorded document creating or describing the Parcel. If the preceding maps are not available, the area shall be determined by the City Engineer. Administrative Expenses means the direct and indirect expenses incurred by the City in carrying out its duties with respect to the District (including, but not limited to, the levy and collection of the Special Taxes) including the fees and expenses of its counsel. Any fees of the County related to the District or the collection of Special Taxes, an allocable share of the salaries of City staff directly related thereto, any amounts paid by the City from its general fund with respect to the District, and expenses incurred by the City in undertaking actions to foreclose on properties for which the payment of Special Taxes is delinquent, and all other costs and expenses of the City related to the District. Building Square Foot or Square Footage means the square footage as shown on the Parcel's building permit(s), excluding garages or other structures not used as living """"" space City means the City of Chula Vista. tII.:,'S:>roiect.r:::h~JaYrs:al:F:);7. ~ t.. /~e .~ -- ~ o C- O> cr: )( ctl f- ro .::; 0> C- '" - < ::l !: >( -'-' ~ , ...... 0> D Z () :.s .~ Cl ~ (3 ctl ;'CIl _0> .;::~_N - ~ 0> 3~0> '" :J ctl ~-,CL I ,.... Ol ~ .r) O--.-"S Z u_ g ~ !:! j-1-tJ')o U ~wz _ 0'-'< :.. e::: < v. ~. w--J., r- U ...J 5< >-V1:z:> Z ::::: - >:: < 0 < ..%0 =:. :z: w_o.. z ....z-:; ='(/)1- 0< g Z 0 ~tJ w_ . ::l - '< < ~5 ....i-:::E~Ul ~:::i LJ') >~ :.. - W < 9 U U I :5iii E:<!: <:: ;: L.B;5U >-Z~5 ~ ~o:: ~ Z 0::- U :::l ;::: :::; 0 :::; ~ o u , t . i -, . - - . ~ = as . - ' l: : i ClI i ~! ~ ~! ~ Cl: ~:: E: ..... z.... oJ. ;:! .~ 'I ~~~ e:~~e. e .!~~.~ ...-- ., I -. !:ll:a~E llot -e it; i;~": I'" ,~,! 1- ~... I 1).-- la. , ._~~ C 1!oi=J(<O:. . "~t;U_ < .. Q I:" _~ ! ._=1,,:1 I t I~:! i~ ,h. I .:;;;:. 'Ol;, !~ 1_~1I'l ~~ I;ge -!t'!lI'l )0. e=g~~i ~~l~i:u , 0 11.:'00:. l...~'~ r~;!S liS;:S.~ ll:'~U ;:)o.b 1ii== 'lS-< IUU~ ~ .,~ ,c(f/ "\ .<::=-....- . /' ..., .. , i . -;-::::..:... :..\\ E / \.... /- /-"."7 " :.......( i f .. .. .. ' ,. .. .. '. I :1 ;f, U Ii, k" .. \ ~i ....-....:...-..-.. "~ \r-'._- ,-- . ill .-..-..-.. I' f I II 1. ' ' ' \~\ = I // \~\ ~ i /1 j\~~~//' \\~ )J~~ \~ I,-,q ---=: ',,' ':-~'I \\' ", ,~~ I '~};," I ~\~ ili ~ II '\' \\ al ' .\ : , i(~\ t .. .. ~ I \' ....\ "~ .': I~" \'~ \ . \ ~ 1). I ':\ ~~ \\ i . ~; I ii '\ i ;;.. . '\.='r" I ! l ::. '.' ~\\ i I V \^, i ,'. \:.1 \,\ \ld-:- \\ \~ ! .'I:; \~ ~ (\s).~~:.- \'~~~ .~\ I ." ~~~ .-..,"\ . = ..~, \\l 1\ ;d~ I · i I I \ I .... ';,:,1 \".1 \.1 .. ..,.... -0- ~ S~l . n ~~ t. i:~ ~ I ~~ '"'~ ~- ~a =,"$ '. ~ I~ !~ ~i~o . :5 ~t!~...!. '''I:. iC~-~;: I cw~c .- : ~::e~= "I Ig t.~......!L' l~ ~--:;:~::: i~~~ ~~'.~~ I I So -.8~~ ~~ ..:z!~~ '"ioo:; ~c ~ Ilr.:'-' .=:;:;,t::~~ ,:::I.>b; ...bVlIo.l~).. loe: s",e,!:"~"Cd tt~ ~~;;~ClI~ ___ ......_ 0 ,'-'\.>"1 !:fl5Q- ::: ~ ~e:""~ "C I::: :: v::~.~~ :Sj ~ ~;3~~...!:= l:: P<o:: ...:: '" :=:~s'~~-:: :~Eil:o!';5 ~ I: 1= i: , < . . ~ ~ 5~i ~s <' " lr.='''''' ow :::",~ .........., .." IEQ~ oJ ~ ~ :; a 9 I~;~ HH ",..'"- -...-~ ;.. _ v."",, i~~~~ i:!~ZS: ~...o( ~~ 0 ~;:=c~ ..i-70S :;~~;':~ E~. ce ~c~~ i:: :::i ~-::: i:::' c: :::.~ 2 . w ~~, ~ ~ ~I ~ .' .!I , , ~i ,. ., ,,:- e;; lIIo,:. t:1 ID; I f;l,~ ",," Community Facility District No 97-1 July 1, 1993 Page 3 Spec;al Tax Report ~ Developed Parcel means Taxable Property for which a foundation bUilding permit or other form of building permit has been issued as of March 1 of the preceding Fiscal Year. District means the Open Space Maintenance District - SPA One (Villages 1 & 5) of the Community Facilities District No. 97-1 of the City of Chula Vista. Facilities means those improvements defined in Part II of the Special Tax Report dated July 1, 1998 for Community Facilities District No. 97-1 of the City of Chula Vista. Fiscal Year means the period starting on July 1 and ending the following June 30. Maximum Special Tax means the maximum special tax that can be levied within CFD No. 97-1 by the City Council in any Fiscal Year for each Parcel of Taxable Property. Non-Residential Uses shall include all Developed Parcels which are not zoned for Residential Uses including commercial, industrial, and community public facility (CPF) uses. . """\ Operating Fund means a fund that shall be maintained for each Special Tax Area within the District for any Fiscal Year to pay for the actual costs of . maintenance, repair, and replacement of the Facilities, and the Administrative Expenses. Operating Fund Balance means the amount of funds in the Operating Fund at the end of the preceding Fiscal Year. Operating Fund Requirement means for any Fiscal Year an amount for each Special Tax Area equal to the budgeted costs of the maintenance, repair and replacement of the Facilities which have been accepted and maintained by the District or are reasonably expected to be accepted and maintained by the District during the current Fiscal Year plus the budgeted Administrative Expenses of the District for the current Fiscal Year in which Special Taxes are levied. Parcel means any San Diego County Assessor's Parcel or portion thereof that is within the boundaries of the District designated on a map of the San Diego ......., County Assessor and which has been assigned a discrete identifying number on the equalized tax rolls of the County /~e-r?' ~''";'"l'('l''''~!i=''ulaVTS:'!~~.' ,~. ~",.. . Community Facility Distnct No 97-1 July 1, 1998 Page 4 Spe::,ai Tax Repo~ Reserve Fund means a fund that shall be maintained for each Spe::ial Tax Area to provide necessary cash flow for operations and maintenance for the first six months of each Fiscal Year, working capital to cover maintenance and repair cost overruns and delinquencies that may arise in connection with the collection of Special Taxes and a reasonable buffer against large variations in annual special tax amounts. Reserve Fund Balance means the amount of funds in the Reserve Fund at the end of the preceding Fiscal Year. Reserve Fund Requirement means the required balance in the Reserve Fund equal to up to 100% of the Operating Fund Requirement. Residential Uses shall include those residential uses as permitted in the City zoning ordinance. Special Tax means the special tax or special taxes actually levied within CFD No. 97-1. ' ., . Special Tax Area means one of the two specific areas compnslng specific Parcels as sho,wn' in Exhibit B of the Special Tax Report dated July 1, 1998 for Community Facilities District No, 97-1 of the City of Chula Vista. Special Tax Liability for any Fiscal Year is an amount determined for each Special Tax Area sufficient to pay the costs of the District, including: (i) the amount required to be deposited into the Operating Fund to meet the Operating Fund Requirement, less the Operating Fund Balance, and (ii) the total amount required to be deposited into the Reserve Fund if any, to meet the Reserve Fund Requirement, less the Reserve Fund Balance. Taxable Property is all real property or Parcels within the boundaries of the District which are not exempt from the Special Tax pursuant to law, or which are not classified or assigned to the Exempt Category as defined herein. Cateaories of Special Taxes Residential Category: The residential category includes each Developed Parcel within the District which is zoned for Residential Uses by the City ("Residential Category"), . t.I,..'$:H~ecUchulaVlsta.'91.1 rp~. ooe /rf,(!-9 'I' Community Facility District No. 97-1 July 1, 1998 Page 5 SpeCial Tax Repart '""'" . The Maximum Special Tax that may be levied Within Special Tax Area A for Fiscal Year 1998/99 on each Developed Parcel assigned to the Residential Category shall be $0.0844 per Building Square Foot. · The Maximum Special Tax that may be levied within Special Tax Area B for the Fiscal Year 1998/1999 on each Developed Parcel assigned to the Residential Category shall be $0.1977 per Building Square Foot. Said Maximum Special Tax Rates shall be increased or decreased each Fiscal Year thereafter by a factor which shall be the lesser of the annual percentage change in the January to January San Diego Metropolitan Area All Urban Consumer Price Index (All Items) or the annual percentage change in the estimated California Fourth Quarter Per Capita Personal Income as contained in the Governor's budget published every January. Non-Residential Category The non-residential category includes all Developed Parcels in the District which are not zoned by the City for Residential Uses ("Non-Residential Category"). · The Maximum Special Tax that may be levied within Special Tax Area A for the Fiscal Year 1998/99 on each Developed Parcel assigned to the Non- Residential Category shall be $1,143 per Acre (said amour'lt to be levied pro rata for any portion of an Acre). ~ . The Maximum Special Tax that may be levied within Special Tax Area B for the Fiscal Year 1998/99 on each Developed Parcel assigned to the Non- Residential Category shall be $2,538 per Acre (said amount to be levied pro rata for any portion of an Acre). Said Maximum Special Tax rates shall be increased or decreased each Fiscal Year thereafter by a factor which shall be the lesser of the annual percentage change in the January to January San Diego Metropolitan Area All Urban Consumer Price Index (All Items) or the annual percentage change in the estimated California Fourth Quarter Per Capita Personal Income as contained in the Governor's budget published every January. Exempt Category The exempt category includes each property owned by, conveyed or irrevocably offered for dedication to a public agency, land which is in the public right-of-way, unmanned utility easements which make utilization for other than the purpose -..... M}$proJe2ti:;nUlaV'.sta';i., rp: 00:: / ~{! -/~ e Community Facility District No 97-1 July 1, 1998 Page 6 ' Speclai Tax RepClri set forth in the easement impractical, common areas, private streets and parks and open space lots ("Exempt Category") Vacant land Category The vacant land category includes each Parcel of Taxable Property assigned to the District not subject to a Special Tax under any other category described above ("Vacant Land Category"). The Maximum Special Tax which may be levied on each Parcel within the Vacant Land Category for Fiscal Year 1998/99 shall be the rates set forth in Table 1 below (said amount to be levied pro rata for any portion of an Acre) Said Maximum Special Tax shall be increased or decreased each Fiscal Year thereafter by a factor which shall be the lesser of the annual percentage change in the January to January San Diego Metropolitan Area All Urban Consumer Price Index (All Items) or the annual percentage change in the estimated California Fourth Quarter Per Capita Personal Income as contained in the Governor's budget published every January. e TABLE 1 Vacant land Category Maximum Special Tax Rate per Acre. Special Tax Area Special Tax Area A Special Tax Area B Maximum Special Tax Rate $1,293/Acre $2,870/Acre Assianment to Cateaories of Special Taxes On or about July 1 of each year (but in any event in sufficient time to include the levy of the Special Taxes on the County's secured tax roll) the City shall assign each Parcel within the District to the Residential Category, Non-Residential Category, Exempt Category, or Vacant Land Category, Parcels subject to levy shall be determined based upon the records of the San Diego County Assessor Levv and Apoortionment of Soecial Taxes e The City shall determine the Special Tax Liability of each Special Tax Area in each Fiscal Year on or about every July 1 (but in any event in sufficient time to include the levy of the Special Taxes on the County's secured tax roll). Special Taxes shall then be levied on each Parcel assigned to the Residenti.al Category, rJ,:,'Spro!e:tlchUlavls,a,'9i'.1 rpt.Ooc / ~{! - II Community Facility District No 97-1 July 1, 1998 Page 7 Special Tax Report """\ Non-Residential Category, and Vacant Land Category within each Special Tax Area in the following order of priOrity Step 1: Determine the maximum revenue which could be generated in each Special Tax Area by multiplying the total Building Square Footage of all Developed Parcels assigned to the Residential Category in each Special Tax Area by the Maximum Special Tax per Building Square Foot and adding to that the maximum Special Tax revenue which could be generated by multiplying the total Acreage of all Developed Parcels assigned to the Non-Residential Category in each Special Tax Area by the Maximum Special Tax per Acre. Step 2: If the total Special Tax revenue as calculated in Step 1 for the Special Tax Area is greater than the Special Tax Liability of such Special Tax Area, reduce the Special Tax for each Parcel proportionately so that the Special Tax levy for the Fiscal Year is equal to the Special Tax Liability for the Fiscal Year. Step 3: If the total Special Tax revenue as calculated in Step 1 is less than the Special Tax Liability of such Special Tax Area, a Special Tax shall be levied upon each Parcel assigned to the Vacant Land Category. The Special Tax for the Vacant Land Category shall be calculated as the lessor of: ~ (i) The Special Tax Liability for each Special Tax Area, less the total of funds generated for all Parcels within that Special Tax Area under Step 1 above, divided by the total Acres for all Parcels assigned to the "Vacant Land Category" within that Special Tax Area. OR, (ii) the Maximum Special Tax rate for Parcels within that Special Tax Area. However, in the event it is determined that the Special Tax Liability for Special Tax Area A includes delinquent Special Taxes from Parcels in the Vacant Land Category from the prior Fiscal Year, the City shall determine the amount of such delinquent Special Taxes that arose from such Parcels and identify the owner(s) The amount of delinquent Special Taxes, if any, that arose from each owner shall first be divided by the total Acres owned by such owner(s), and collected from the respective owner with the remaining portion of the Special lax Liability not related to delinquent Special Taxes to be collected from Parcels in """\ M:/SprO.le:;t/chu;avls:aS:- -1 rot 00(: /d,C-Id-., . Community Facility District No 97-1 July 1, 1998 Page 8 Special Tax Re:>or1 the Vacant Land Category according to the procedure set forth In tn: preceding paragraph. Step 4: The total Special Tax for each Parcel shall be the sum of the Special Taxes for each Special Tax Area In which a Parcel is located. . . /6{!-13 1'I~'S::lro.lectJchUlavts;a'S7.1 rot.oo:: ; . - - :: ... ~ . - ~ ..... >, .- ..::l ;.. .- - - - - - - >< - r;;;";l - - - ~ -. .... . I 1"- O'l ~ :..~ o -~ - , ;- u_ :; =:.n .= :- i.n!...J = U -;::;:~< ----<Ul :.. rv . <- "''::i::-<, ~ '- u -- -in->,...:= ~ - <:: =3 <O~._';".::= == u:;:=~ 5tf)~3:.;:.J o ~ . ~w=<<:: -< -- ~ ~ :::E ~ ~MJ U; - 1.":: >_ :::l~w <::: ". U (.) I =L. ~ < =: ::... -< ,.., -.~ ., -tn;-=- - ":": >-=:::- -=-,.:::::~ -z: ::>;.-;'; < ::;:J 2 2 o U ::: ~ b ~~~=: 'I ;~ ~5~E~~ "' :~ ~~~~~'I 1- ::.._...~:: r~ ~_~_ iE~~ :~;;5'~ .:;--~ !;: 0-::= I i ~:: :: O!o:l5::: I -5 :::::~~_ I ..::::: -Cclo.t::: I ~~ ~t~E.~~ !~E~ :e~...iS~e i;~__ ~:).- :;~:: ~=::~ ~~~~:: 1~ :~~Vl ~~~~: ;~ ;:;==~g::: ,.... ;.. !~;~i:~ ~ ~ .. :" - - ~ ~ ~ :: t i : ; . . ~ :::..E ::::! :.. &> ~i ~ ~ ~ ...., ~.. c -.t, ::I..... ! I, i I i . ~~~ 1-,1I'>=: ;._~~:: --- " J:..;"~; :::..._.~ IU ::=- tti ~~~ 10 l__ =:, J I'~;;;; ~ :t;:~~5 - .~- . ~ 1-'-" ~= Q I '1~::- I '." 5 ~~~ !!:i r::~.... "- '---t. !!:g 1;=- =...l!!E&t:~= o:S=::i: ... .....-: x r-_II':._~ "-<:::<==- = ", tig: n a6 =~ .~ .u" . ~ I i-;", u" !:::- ~::. ~ w. .- =~ ;;;:~ ,," ~5 " I ~;; ;::"i5 ::.:::..... 15~~ i~5~ I~. 15 -- j=:::.... !5~~ II.)UIII ::.. \ (((/ : ''::::-'' \ ..-;-....... \.,..\ ~-:: ~ / \. /")>".'1' ~\ / '~(::i ''\'\ / : "'-..;/:{ \\ ,; - II j : t: r u u' }-_: -.-/ ,-c; \~ \TI----..==-u---,I /1 l .~ // . III i /i: '~ ::\ ! j \\. :1: L ; I.. \\; ; . :: I I I .. ~:; .. =------ i!;''' ,':', t"~ j~..p---~~ ~ -:~J~ ~\ ""<< -.........: I~\ '\ '~ I\! .~~~,~ 2:~~ ~~, \ r i~~ i ~ - - \ ::' I_'c.,':".,c,_ !, \. ;~ -:: \ '."; - .. . , :/''.0 \ I \~ m~ \ ~\\ \\ I \~ I~JFI : -\\ c (/ :f/ ~;II \\\ I "\\~. ~ \j l~ ~I I., i. ~_.: \~\II ~~-~\.~ \\: 4J-~ - :i\ ~~ \ i..J{ '; 1-( I . !oi: ~~\\ "~~../; I: \, di";; " v' '" I "J \~~ (; ~\\<.\- ~~-- -'~ \\ ! j \.~;"-- ~~~\I ...J~~~ \'. 1\ d ,f, 1 ~ fi I ! Pii , : ~~ ~~ ,- -, ~c: ~- ::t:: ~;; -< ~,~ ?~ l:.E ~~ ~:. ::;~ ~~ ~; i::c: ~u " ~l:: IE:::,; ~~, ::.Ui, -~- ,- .~ .;;0 :oc:: i~ I=' ,~ ,- ;I::~~. -" I ~.= ~~ ;:,;:, !.::r::_ 1-l,J. ~~!=:5 IU....... :;~~ !......,.., ~ ... ~ < ~ <-- iJ ,,"" =~ 5:j u \~ ~" .......- Ibf-1t ..'\' ~! (I ..'".... rj---_____. /' ....... '. I), .~ ~ I, :, /().-::::-= "':: 1:\ ...:v-::- ~'. I I : '" I \ .....~~., :: J '""': ....~~~=;0:-- --.!! ~ :: == I ~ ~"~ "'W"" Z I :--;"\\\.\ ...~~"''' '-----=-==". . .\ <~~~~~~~,;: I:: ! ~..\ }~~' c5;::==~8rDcmiJ~.~ _ hi)=-.! \\ \" %~"'""~~~l --!,;;!!,~':\ ' ~ '0~~~,,-:-;:r.. ,... ".':,~'~~I Ij<:2::~~ ~_~" ~ ~ ~~'/-" ~;--:::~--~J::-:::::i!:;J~_\ ,. '-' or,. ,_ ~'\I \_-=-:::::::;:::;~=:::_="--==-:::" _.:., -< ~~ .....,'..". '=-==:::t=_::::;=::> "'\ := I ~~~ ~"...;::=. o-=~~~o~:::==:....~~~ >':';',\~:::: ::: t,;1~~_" -;:'~~"'-:J~/. c: ~~~t:::=o::: ~-~ .. kJ '~~~ '-' \ o::::.=:;:.-,:::e:;::,-"",-,-_==_ ';;::'.__ ~)-;# ..., < -;:::~~ ~'::;::::;!W\_- '==-..=5.. ~ '" '\", " :: I _:::-:;%;~':::==:~'::;:::).;:.~=_,,::=, 0 ,..~ ..' \~~ = 1:\i5~'~';::::::3~:::--~.=--...u__==:: "I ~ _ "'\!~~:;::a~~~ _ c:;~ == ~; '\\1 0~ g=~ .' \ = . :'l J~\ t.5~ ":' f?rfr~.@ ~ I -'::;::, ~ 'LI'T/1;;-o ~ -\L,~ ~ , 11 :;::~iilJl!.-""~ ~ \1 """ G!. 'IJJ!A.. " ~ '\,\ \ - . ~~.~~~ \~~\ ==Ii ~~~ ~ ~~ I _ ~ .".;.....'\ , ~~;:::,;.,-..,,, ..'- , . . "-.:::;'::::::5: ~~ ... · .." ~BJ~~~ \-~\ . . ~ ........ .~~ ~ '~ \", .~. '",,,.:', ~ ~ '~' E~_"~' '\~.\ "", ......... .. ~ . "", "'""",.~ " ~\~.q.-""".~ ~~~/\\ '~h ~~~ " "-D~"""'~x,':~ _ _ __ "<::.z~/ ,\, \\\ " ' ""',' ~'I"~ -e:~~i2;;~__ -.;;:~./ \\ '.,. '-:'7~:-..'\..", ~~..J';;.<, '//'~'\';:": :~7'~~~-~~~\.. ~ \\ \~\ '.', , - ~""'<-'./,~'>.: {;~~~~ ~ )~..-; ,,\ . \' - \,. , .:~~'o" '~1~~~' ~7j~~}->2J~~~ <:' "'\ <= \~~ \~\ ~ ',., "('~.,,- ~.(//;'</"'~ ~,- \ '....-:::;::::; '., < /.-:,~. "'--l""';"\.). ~~~.">-..~""-<.'iJ-; __ '" ~,_ " .~,: ".':, '" '., /~ '''<.I~ , -- -, .' ~ r ._-., .., "":" -';"'''' ~-c'r.<,......"r;-'~~'I:::: """""1 \ <:' _::', \'.\ '" .."....... r..._':?::/",,_.v.~:=:::::.:..... '._ "0 "_} \., .. ",'.' <.'~' -~~._~~~":):;'.[(;-,~,:::: - y '.1 . ..:. "'- \\.':". ~ '..~ ~ "" r-..!~ . '_~ I ~ .~ ('oX, -r<s:;:::-..::.,<-J./!!:~ ::::;:: '" f _ ~;:::::::-j\~o \\ ::: "'. 't':"'-C~,,?:'f;;'~~~~ ~'_.\ -;- \: !, \'\ "'i ",'.:', ~ ~'~~S--:::::::a 0 .\ "" ( .~\ ; '\\(~~~~~t;-,;:'~" ~~\\. \ \'-\ . ,-. ~ ^~.~~~~- r;;\ ='j ~ .., = '., ""','.o<v-7'-' ~~_~~...; _.________ ~ ..........\\\ ,\",\,,", ~ ..X~:~~-~~~' -~fff ~ ~: ==!, ~ \\';\ ",\ ~~t'-: %-'<f/'W~:::' c: \ \ //', .::: ~ ';, .., -..:~~, ~ .N: I \ ';:::? ;-...... . '- _ II ":v/ V"-.0;;:'-.v':-/~' .-......!n~ ( <=, = , ./' ", '--o//</,~ "-"-/ \, == ',--",_ ", ":::-,'(''-::'"'' -:;".,." """"". ,. - ...... /' ,. \""'. ':<:; _,7,9..('; .:ViN~~.. '; ; -'-y ~. /'>" _-:"'-<S7;'-~~S\'" _ __'/:-~~ .. "'.' = "'t~J{,~..,~c" ',.---- --- l '-:', ~"';:,?::t-'~r \", ~~_ "0 ':;, ';::j~~.,,,,,:s.ts \, \/. -~":'-~ ''s:2~''''o.g~ \ Y _ '\;, - .....,..,,,,, ~ ,/.-- \ / ',~... :::f= ~~.P ?-./ \ \ '-- _ .-, '~../O,~~c<<...... .~_ \ \,:::: ---......., (" ,>:" '-:----?:Y~\T~, . \_ ,'). ~/:..~.~/~. \ \ .... . a \ v' .:/)_F . \ \ ~ ',\, '" <~/ /.... '.J' '., \ '-' '.'.,- .... \ ' ...:: \\' ~ ,'. ~ "':'.~:? ... 'J ::: /'-;- ,....:. '.' .......-\ \ ",,-. . \ \ , \\ \\'} .--...;. 0.....::: ~ <? '" '" - '. := - ~ ,.. "= ~ CO ~ .-, :> ;: - '" = ..... > i::c; ..... , ""- :5::: ~- -~ >"" = 0:::: ::::<; -<:- "- .......... ::::"" 0_ "'::L.l..:< -"":::: 0-<:..... ~~- ~~- C5>~ - .- ==--= ><-.... ....""c.. ....::::-<: 0<0 -<:<=en .....>-0 <=-<::::: c:.:::_< -- . --- -I>'.l ..... - - ~ - - - ~ ~ o --ol ~ - - - ~..:= :::J) ............ ~ - ~ .= --- - :: ~ I>'.l - - - - - -:; - ~ c<? ::", c~ c= =- c '-' = ~ :>- en "... 25 v; '=' -"" 52::: ::::::::.:::; -~ ~, -. en ~ = u -<: <= ~ ~ <= ~ ~ i:; <: == ~ '" ~ ::::- =-<: c:::=:: <:- -<: ~~ ==~ :s~ ...:::~ = .... "" <: ;: <' r:J:c.n >- >- /be-/.5 cZ::- . .' . Exhibit 3 List of Facilities J:1: prDposed services include all dire::t, adrnini::;i.t::::.ij~e, and in::!:1entaf ann~31 ::Jsts ; e;-:--enses relai.ed to providing ror the maim~nance and servicing of DubHc ~Clciiities inciu,. i;;i~atiDn, cultivation, installation and reDiacement :;f Dlant m=:erial, tree trimming ; ,..----sary -"---I!~S' D=>~~-jJ~1 U!I""ITy" an" ~~,,"-m=>nt -~~-, c-nrra' ..... -"'-'II'=>- w'jJ=>-- --DJ'I'-a' .:=-=:::. ::...;.:-'~ - , . _1::;';"'111 -', ~ _"'!""" ~ _ w._;;:'~, io.J _L. :::'_J v........:::. j _::: c:-r: ... I mai,,~enance and servicing of parks, parkway landsc-:ping and medians, diainage faciliti D=de:.L;an bridges and open space slopes, trails and v..-af!S, including: 5::>:daJ Tax Area A Parkway Landscaping and Medians and Regional Trails which includes: a) Tne fneqian along Telegraph Canyon Road b::-tween P2seo Ranchero and Ot Lakes Road~ b) Tne median along Otay Lakes Road betwean Telegra;Jh Canyon road and ti eQ-rem boundary of Otay Ranch SPA One'" c) The southerly parkway along Telegiaph Canyon Road from P2seo Ranchero to Qt. Lakes Road d) The southerly parkway along Otay Lakes Road between Telegraph C2nyon Roo and me eastern boundary of Otay Ranch SPA One e) The easterly parkv.'2Y of Paseo Ranchero D:tween Telegi2Dh Canyon Road ar Olympic Parkway f) The northerly parkway along Olympic Parkv.'2Y between Paseo Ranchero and th east:m boundary of Otay Ranch SPA One g) The median along East Palorr.ar Street b:tw-':::ei1 Paseo Ranchero and Olymp Paricv.'2Y . . h) The median along Olympic Parkway between Paseo Ranchero and the centerline I flltur: SR12S'" D The median along Paseo Ranchero between Telegraph Canyon Road and Olympi Paricv.'2Y'" j) The median and parkways along La Media ?oad between Oray Lakes Road an Olympic Parkway k) Regional trails along Paseo Ram:hero, La Media, Telegraph Canyon Road, ora Lakes Road, and Olympic Parkway I) Tne northerly and southerly parkv.'2Y along East Palomar b::-tween Paseo Rancher, and Olympic Paricv.'2Y_ '" S~e:;;al Tax Area A will c::mtribute maintenance_ an ai71::>unt not t::l exceed 50 ;r.;rcent of t'1e costs 0 /1'J . ..1..)....'...:.:......... - :-..;....:........ ...... -:-."". ......... --- . -. --. -: . ... . ': . . . -.. . . "-- ~ . .~:::.~j~:(!,.:~!~.:::.:.:. .-., - - - ----- "",. ~:::jiiage r-3::I8=S VJnl::n m:::J:.!:Je: a) F. ;Jr:-.-afa shE;= of the o=!e"ti:::m basin a:1:: ::hannel in t'1e Te!egoa:Jh Cany: doaioa2= areE ~,om Paseo R.anchero to the ea:,;em boun::ary of S? A On= b) A pr:::-oata share or the detention basin and ::hannel in the Poggi Canyon :;i:-air,age area ;, om east of Paseo Ran::hero to the eastern boundary of S? A One - . .' -" .. " . . =--:-::SLn3il ::1:-1:2=5 WilJ:il rn:1UJe: a) 1;,= bridge between Villages One and Fwe b) A p~-ata share of the bridge between Villages One and Two ct A pro-iatashare-Ofme bridge b:-tween Villages rIVe and Six 5::lacial Tax Ar:2 3 Open Spa::e, Slopes, Trails and Walls whi::h include: a) Connector trails within open space slopes along Teleg;-aph Canyon Roa~nd Olympic Parkway which are within me public right-of-way or dedicated open _. .ce and b"",ied within the boundariesOf'fhe Distri."i. b) Slope areas adjacent to Telegraph Canyon Road, Paseo Ranchero, =ast Palomar Su::=t and Olympic Parkway which are within public open space areas and located within the boundaries of the District. c) Penm:;er walls or fences adjacent to Teleg;-aph Canyon Road, pzseo Ranchero, Olympic Parkway and East Palorr.ar Street whi::h are: within public open space araes or within the pubiic right-of-way and located within the boundaries of the District. . . Maintenance shall..include the furnishing of services and materials fur the ordinary and usual operaiion, maintenance and servicing of any improvement or appurtenant facilities, including rapair, removal or replacement of all or any part of the improvement or appurtenant facilities, providing for. the fIfe, growth, health and beauty of the landscaping, including cultivation, ir.igEiion, trimming, spraying, fertilizing and tr:ating fur disease or injury; the removal of . trimmings, rubbish, debris and other solid waste. Mairrenance also means the furnishing of W::3 for the irrigation of the landscaping, the installation of planting or landscaping, or the installation or c:mstruction of supplemental facilities incluclng any faClTIties which are necessary or convenient fur the maintenance of eligible facilities. ~ The foregoing services shall be provided by the City, eiiher with its own forces or by contract with third pars, Dr any combination thereof, 2S determined by the City. -. t.t.:r~~::hulavis:2..S;_':;t_do::: -t:j- 16t'-/7 ~~ , r~ - --. IIIJ 1111';:::: ~~ _ il II I I I I I I I ~1;.-;" I _*" I I I.., I I I /" I! Ie ~ ~ 'I I I I I I" I I I I .... "'>.! I I I I I , j I I I 1-.. 'l- I I I I... .",,1 I I I I i I I I I I 1-..'1 I 'I I~\ '~I I I I .- .. 'i~~ I I qJ I I I ~~ I I I I 7"~. ~ I I I I;r;; I I I hll I ,;'\, ~ I I I I ,,", I I I III I I I I~ -..:l! I 1.1 :,., I I I I \n1 'I I ~ ~ ,I I I I~ I I I 11\' 1 I I Ii I I ~ I 1 I 1.11 I> I I l\\ ~ I I I I I I' I /IV I I I I I ,- 'l-'':~ ' i I I I I I 1ft , I I 1-<::;;0 .....~~:'.:. I I , I I I 1\"'. I,.:/..~ \\ ,:" .=-,:~ I '1 I I I I i.. - ~~ \' - --:"'~ I I I I I' \ '(':-, 1 I Jr": \\ .;-~~ '\\ -" ~ ..........'\ \\ ~ \./)~ ,\\. ---\ '(\, \ V lP\ ~ ~ L...------ \\/1 \\ ~ , ' 'r. l! -:..',/ Ii ~ -- ~ 6- ~ '" ~ ,,- "'- == .;:- .."" "' =- . 1 ~ -: ~ ~ - .- .- ,.. ,.. -'= ~ :;; c: t == =- CD :::: .;; '" Cl "- 1:1 CD iI ....! , '--' ... "" c:: ~ - ~~ :: ~ . <.l c:;, :. ~ .Ll . [- /': I -.... & .=t \{: ' ~ ! '-.-;1 . ~~!.. I I"; 1\ - ~\; i ; : I":;' I "7'. ';: ! I I lili I ; "-. I I ~! I I _. ! I ! en; I = I 1-.': ;= i,: !~ ... =4 i ! ,j -., I VII ; I iii : I ::: ~ J I I ~ ; I I I~ I I I I f'~ I I II ~ II~ I I I' -" ij II ,I II " I, i! ,\ J.:> ~ ~ '~ ~I ~I . , ...r--. ~:1 .i~ ...:.:' -'0 .l :~E ..11 ~ '" ~ 'll ;W :s:: Ii , ;J e-; ;) Iii '" ~ -- ~ ,~ ,.... 'll Iii '" S ~ :::- 'll .. '!l ~ "'- " - /b(!-/g' l5- c.,.... =9 . 0 r-. <0 ,.. 0 - L' en, CO - 0 cC:: ~c:.. -en :>. c:: == -Cll 0:::.. o .' I l~ J. .. JI"":.l! ~ H f,';( \ Exhibit 5 CFD 97-1 Annual Cost Estimate Summary -., lone "F," (CT..ay ?anch ?;J:1i:m) Water Eie:tri::ity Materials & SU:lpiies Si:lpes, medians, parkvv-a)'s, tails, othei Channels and Detention basins ?edestrain Brid.ges City Staff Overhead ,,!;.5;sessmen: =n9ineer SUDlDtal 75.580 1 D.599 ~3,-491 275.DD2 jE.E37 ~.800 22.320 ,-. ,..-- ::..~:)o <:35.585 . lone "A" (McMiliin Dray Ranch ?ortion) Vllater 3e:tricity Materiais & Supplies Slopes, parkways, t'aiis, other Trees Channels and Detention basins ?athway Lighting Maintenance ?edest;ain Bridges City Staff Dver!Jc-ad pssessment Engineer Subtotal 272-49 1,482 5,190 81,031 10.980 8258 -,,- :>-:> 2,400 12,468 8.033 157,676 """" Total Zone "A" O~.j~L Zone "B" (Dray Ranch) Vi.'a!er EJD..::tricity fv'.aterials & supprles Slopo..s, traiis,basins, channels, petio..si;ain bridges and other Trash Colle::tion City Staff Over!Jc-ad Subtotal 7?~.3B3 2,070 43,081 514,100 1,120 -j~5.E74 1.D2~.528 District Total , ,t>2LI,!!!lll h:-asmtdist\98s-97 -1 -., 1~(!-/9 . . . ~":~,.., :'~,~ -l ~ /1 \'" . " 0:::. T, .-,., tHem ar Be(!J!JJpJ .............. & ...L....:}!!!.9 !iiC:---' A at:;'YI;'/t,~& 1;tJnigarEr/l:f!rPrlses " ' Co. .-,- \=t1: " , Pi ',,~,' '~~! . ~ i '. . ., / . . , \I./~ ~.,..... ,,_ ',..,'; ATTACHMENT fJ- "l- " SPECIAL TAX REPORT COMMUNITY FACILITIES DISTRICT NO. 97-1 Open Space Maintenance District (Otay Ranch - SPA One, Villages 1 & 5) FOR THE CITY OF CHULA VISTA Prepared By Berryman & Henigar JULY 1, 1998 Project No. 14358.00 .q- / bt - ,J.rJ '/Ii /1/' .' . 1,- COMMUNITY FACILITIES DISTRICT NO. 97-1 Open Space Maintenance District City of Chula Vista .-. TABLE OF CONTENTS Introduction.................... .... ............................................................. . . . . . . . . . I Description of District ......................... ............................................................................1 Description of Facilities ........................................... ... ........... ..... ... ........ ..... ... ........... ......3 Cost Estimate .. .................. ....... ... ....................... ............................................................ 5 Rate and Method of Apportionment............................................. ... ........ ..... ... .......... ......6 APPENDIX A - Estimated Budget Zone A McMillian .-. APPENDIX B - Estimated Budget Zone A Otay Ranch APPENDIX C - Estimated Budget Zone B Otay Ranch APPENDIX D - Calculation of Special Tax for Open Space Maintenance .-. g:-- / b (! -J/ . . . Community Facility District No. 97-1 July 1,1998 Special Tax Report COMMUNITY FACILITIES DISTRICT NO. 97-1 Open Space Maintenance District (Otay Ranch - SPA One) City of Chula Vista INTRODUCTION The City ofChula Vista (City) has been requested to iJiitiate proceedings to establish a Community Facilities District to include that property commonly known as "Otay Ranch - SPA One, Villages One and Five" for the purpose of providing services of the maintenance of medians, drainage facilities, parkways, perimeter slope areas, trails, community gardens and pedestrian bridges which will be constructed with the Otay Ranch - SPA One, Villages One and Five to meet increased demand upon the City as a result ()f devel9pment within the boundaries of the proposed Community Facilities District (District). The proposed District is located in the City of Chula Vista, County of San Diego, State of California, as depicted on a reduced map of the boundaries thereof, Exhibit A, Boundary Map, included herein. The City Council adopted a resolution entitled "Resolution of Intention to Establish a Community Facilities District", Resolution No. declaring its intention to form the District and ordered the preparation of a report describing the proposed services to be financed by the District if it is formed. The proceedings are being conducted in accordance with the provisions of the "Mello Roos Community Facilities Act of 1982," being Chapter 2.5, Part 1, Division 2, Title 5, commencing with Section 53311, of the Government Code of the State of California (the Act) and the City of Chula Vista Community Facilities District Ordinance (the "Ordinance") being Ordinance No. , enacted pursuant to the powers reserved to the City under Sections 3, 5, and 7 of Article XI of the Constitution of the State of California and the Charter of the City. The report has been prepared by, or under the direction of the Director of Public Works and other such officers responsible for the providing of the services to be financed by the proposed District. The report has been prepared in accordance with Section 53321.5 of the Act and includes among other information: a) A description of the maintenance services which are required to adequately meet the needs of the District. (Part II) b) An estimate of the fair and reasonable cost of providing maintenance services and all other related costs as provided in Section 53345.3 of the Act. (Part III) / M:JSprojectlchulavista/97 -1 rpt.doc i ~ )6e-!~ " Community Facility District No. 97-1 July 1,1998 Page 1 Special Tax Report .--. Part I - Description of District The proposed District Community Facilities District No. 97-1, (Open Space Maintenance District - Otay Ranch SPA One, Villages 1 & 5) as shown in Exhibit A and is generally described as Tract 96-04 and 97-02, as they may be amended from time to time, and includes the following Assessor's Parcel Numbers: Assessor's Parcel Number Owner Acreaqe 595-070-33-00 Otay Project, LLC-OVP 15.39 641-080-01-00 (portion of)1 Otay Project, LLC-OVP 68.96 642-060-11-00 fI!IcMillLn - DA Arl!erica, 140.79 Otay Ranch LLC 642-071-01-00 DMB/AEW Land Holdings 23.09 Two/LLC-OVP 642-071-02-00 Standard Pacific Corp. -OVP 13.40 642-071-03-00 Centex Homes-OVP 10.59 642-071-04-00 DMB/AEW Land Holdings 19.69 Two/LLC-OVP 642-071-05-00 Standard Pacific Corp.-OVP 14.84 -.., 642-071-06-00 South Bay Project, LLC-OVP 6.53 642-071-07-00 Otay Project, LLC-OVP 72.48 642-071-08-00 Centex Homes-OVP 12.13 642-071-09-00 Otay Project, LLC-OVP 13.74 642-071-10-00 Otay Project, LLC-OVP 7.16 642-071-11-00 Otay Project, LLC-OVP 10.35 642-071-12-00 (portion of) 1 Otay Project, LLC-OVP 212.31 642-080-01-00 (portion of) 1 McMillin - DA America, 146.28 Otay Ranch LLC 642-090-01-00 (portion of) 1 Otay Project, LLC-OVP 37.48 642-100-01-00 (portion of)1 Mc Millan DA 4.11 643-010-03-00 Otay Project, LLC-OVP 19.92 643-010-09-00 Otay Project, LLC-OVP 51.63 643-020-10-00 (portion of) 1 Otay Project, LLC-OVP 60.07 643-020-32-00 Otay Project, LLC-OVP 99.62 TOTAL 1,060.56 Acres -.., 1 Only the acreage of the area within the boundaries of the District is shown. M:l$projeclJchulavistaI97 -, rptdoc --;e- /t {!-~3 . c; '" .:: Ul .x ~ o ;: c; <l: Cl a.'" CIl~ .:: - " III CO .C-O> ell C 0> . c;,E~ mlVa5 Oa.'" c.C -" " ~rn-' ~O ,,11. :;tl o :< ..J .;: '" C o N iii '5 ~ c. .9 Ul Q5 U5 CD ~- ~ .:: ffi- "0 a;=o"'r Q) CD (1)1.1.. E .= Eo.. CD U) c.. C,) 13 ffi.eal ~ E u)...; '0 o.=:(f) CD m CI).... r/) 0.. ffi ~ :J u.i Z s .2 coQ)(D "0"'0. =,z . "'Uww -=~..9 01=- :::.2 S Ul '" " Q) a. ell o .:0 ::e.~~ c,o'T'""NCD en en..... e> ;-~;;N.. '" ~ .,. i' II II II bbb "''''0 crioioi ~"'~ 0"'''' NN""': .,..,. X X X 000 <(<(<( ~..,..... ~-q-o ::cici - '" ~ N Ul '" E " Ul Ul ~ o '" '" ~ .,. o o ci '" '" .,. X .. .$ '" E C') ., a; Qi E " 5. ,., ., c U; {l 0 0 0 ~"'C') '" " u E "0 " '" .. 0 ~ c '" > ~ is a; .. ,g '" CI> m .& ~ .~ E CI> ~ '" $: '" a; " . {l .. '0 ~ $: e ,., f< '" U)~ '" '" ~ Ul 15 u "" "'0 .$ {l Cti't: o..c t-- ~ "0 .!!' a..:::l-:::l ell t--UlUl $: c '" " i3 '5 0 0 U Q ~ . 8 . . ~ e '" ..,. '" ..: '" .,. II ~ x II ~~ 5' ci ~x ~ E oC;::: r-... C'\/ 0- .,. .0+ T'"" o. ",0- ~c'" ~_.... _7_~ 'xx N (1)1- N Q5.s ~ _ CI> X "'E E C> E :E g ,., '" ;: .:: a; c. - .9 .. " .& .g U " :!. '" '" ~ ~ .,. '" C') o '" .,. a; a; ~ "0 " E Oiii 13 e (; CI> Ul " CI> ,5 ,5 0;< "0 e 0:; C" CI> - 15 .s o .,. . 0 ,. u ~E '.:: iii ~ '::= ~ ~ .;; "3 i;. !!! o t.:> o '" tl. ~ l; . o . ~ /6e-;;Lj ~ 0 Cii D CO - '" '" ..N '" 10 .l: 11l " .>:: " ~ '" 0 .9 ;:: - 'E '" " <( Ol 0 "l:l E ll. " '" en lD '" .l: iii ;5 " co c - '" "0 '" C '" "0 a:: '" ~ S. >. E . m..!Eco ~ - Co Q) t- O Co C t-. - ;;;J ;;;J ~ ~ en""" ... :2;0 ,,1.1.. Q;"II :2;(,) >t- 0 DO ::;: D . ",0 -' ... x <i 10 N '" 10 'It c m 0 N "0 :E " .e o .0 % o ~ -!l o ... "2 '" '0 III E "- o U; .;;; c ",- .=.~- Q):C~ l' lllE ~ - Cl en "-_ - -Co.9 ro E U> . 0::::00 C5:gro o..EE . - 0 w__ III III '" "C~o.. -5(;5w -=ro..9 C5g"E c_ III '" '" " a>D...sl o ."0 ~~~ co I'- C\I 0 0 o~~~ ~ ~r-:~ co ... ... o ... " o o .,.; '" ... ... x U <( o o o " C o N " c 2: '" g;a:: " ~ III o..~ C: lll,..lll "'''' '" ro..... ~ enO o ... " o o o t- co ... x U <( o o o " .5- E ,.. 5 -g=s '" .1' cO :0] III ::;:0 "'~ -' ~ o r;:-.; g,.$ C '" '" " Cli5' .c '" "- - E ~ 0>" III Q) 'c f- " "'>; III '" "0 ;: "-", "0 ~ :.3~ co '" t-. ~ t- ... '" 10 "'- co ... o ... " '" co o ... x C ~ "OlD m > "0.8 :E '" " E '" 0 2:--= ro .2. ~ t- t-. ~ ... o ~ II 0>; '" '" "'"0 ...- X ~ ",::, ,..'" '" " "O~ o o ,; > U "'<( o ... ~ ~ t- ... ~ '" "" co ... co '" N 10 'It ~~ ,-~ Ul -""" , ~ ~ c o (.) Q .. D. -.. . ~ . ~ -. " " ~ o o ~ " ~ ~ o o . ~ e o ~ " II II 0 II o 000 II II o ~o~o 0 o ovoo ~ to N~..... . 0 I'- v_"':"l8 ,.... ll"i It).....vl.O ..... f:II7 tA-fI7t0'7~ f:II7 X X X X X X o c.5 0 (;) c.5 (.) <( <( <( <( <( <( o .....vl'-O 0 o cooo:too 0 ci "';ooci ci ~ -g o .....C'\IC"')"'It o .0 :g- o ~ -!l >. '" ] ro "- "0 III " C '" .c C W C en =0 I "C III Ell;! ..... CD ::1"0 :O~:E; t: Q) (I);:: ro OE ro~c EOl!S Cll::-O en en ";:: 0 Q) .2: >.. .: r::.o 16 ~ :;;-3 ro o~ ~~.~:; ~ro~.Q.Q-gro "'Co..t-UJ(J)::l c " 5;. co t- t- ~ o ... x '" ~ '" CO q '" m "0 :E " '" - o o ~c:i c~ "'co C... III 'E .0; ::;: " " C '" C III (9)", 'E Q) 0- ro "C fI) E_ .~ 0 ::: "e 0 g ~ c: 1-.....0>>= ~ ~ o C .Q ro 0, 0> o "E ~ '- --"m ~ ~ c... c l' ~E O>~ E '" w ~ ~ 'It o ~ II 0>; '" '" "'"0 ...~ X " ",::, ,..'" '" " "0 - 10 ~ N - ,.. '" "0 -/bt-).) ~ .2 % u . {: II ~ " u; 0. E c.:> :>"0 c~ .. " "0. 130 O~ _0 ..00 >N 0'" E" ~t:: ~ '" ..Q ~o ~<i " . - ~ '" ~ c., E c :> 0 "OC ==0 .2 ~ "00 c'" ..,. N ~ 'B ~ . ~ . u . u 0, ~ .E ., ~ . 0 b " ~ :; " ~ 15 '" 0 .. ll. - III III ~ in -" ... o s: . - III Cl (["0 CIltii .r; "Ill", CeO) tl. Q) en :>, E . ro.!CO - c. Q) o c. c - :J ::> ~r.t)-' ~c "u. ~u c ::E ..J <i III c o N . <f. '" '" III Ol ....,. ij;lO ~~ "'''' Ol .1: 'E .. C. tii 'E Q) E Q) 0. 0. :> '" ~ II 0", "'0 me (ij~ " " ~ .. ~-E '08 c- OO :::::u; 20 "" Ol III", >", ~.... ~.: s.... -'" .. ~ 1ii E 'E .. ~ " ~ o u u m 13 .. " o o CD '" '" @) . .. . ~ . 15 ., . . . LOroOOOO COQ)LO.................. l.l) >....... "'i:t 0 "l:t tA- CDM~lD-~ c,tA-6'76'7tR- C 'in .. .E "0 " C ~ :J o Q. .,; == m n:: 0" c co'::' 0 -:--"5 .~ .t: Ci5~Ci5m ~ ..c:~~~~ 0.. Q) ~ E - E Q..S! 0 ~ 0 Q).Q-5.Q~]- coo ~ ro ro Cl:E E ro ~Q) 0 epo...2:! .s.E~g ~W8w~~5 c:~ ~ 6'7C:o.oc:c:c:c ro..c ,,-0000 E ~.!:: @)l!3tA- (I) (I) en U) CD ~ Om ~ C1) ~@) ~ ~ ~ ~ 5'E ;:E.og=Q)'::''=':::= ....0) _C:ctIO)uooq-'l::tV ctI_ Q).QCMC.....O':l("')Q) ..c: CD c:_ CD roC'\! M O"'C c: c: "E c: c: c: r1.l roj!i!-- CD ooCD.r:.Q)ct1 - >. >-.gu "C ::a: .!'; c: C:._ c: c: _ m mmmoo..c: :2: ()() >.>..Q1 ..c:..c:;;;...J g. g.:s u u in 0,0,(1)._-- 3.: ~.2:!~g~:5 CD a.5 CD 0 0 CIJ 1-1-0..0..0..0.. " " f=. a; ~ iii /6C'-:<,b :23 " " rom ~ ~ rom ;;: ;: ~ ~ .. .. " " :>, ~ ~ " Q) 0. 00 o CD co", '" ? o t:: o 0. <i Q) c"'''' o~ c: t:!oo c~; o .. .-.~ E co:Oo Q):>- t>D..E ,,-- 0:: Ol C C " "'C-i:: Em cQ)co_ "" 0 CI).EmE ~ en c: :J ctI c: m U) D-w:2 '" E " u; . >c ~~~ . ~ . '6 ffi E ~ ~ ~o i;"~ ., a ~ ~. il ~ 1Il1t> E III ~"lJ 0.'0 ~gg Ii;!!. ! a: a: ~... g g ~$~~~~;; "l::I Iii III III ~ li......: .2!EtJ()~E:iiiG ~.2-a.a..!!!..!!!r..Q. ;~t!!~]a:-K% ;'iiij']':i:~~~'iiiJ; ii~~~5~55o~ !~~~~~~~~f :;gggggggg:;: . ;;-'Ol'U)Itlll'l_a:><"lNII> ~1t>'Ol'N<"llD<"l"""<"lN -:'~""_~"".~-:'~N <"l....ll'l_'Ol'_OM_ ..MNNN....<"lN<"l ,CIoN ... It> . . . OTAY RANCH-V,llag. 1 and 5 aon. '~'.Par1<ways. Median, and Trail,) eFD/Open Spa", Maml.nance DIstrict Revised 6/24/98 Preparecl by BurtDn Associates oTA Y RANCH COMMUNITY FACILITY DISTRICT (CFD) I OPEN SPACE (o.S.) MAINTENANCE DISTRICT COSTS (PER YEAR) VILlAGE ONE & FIVE (ZONE 'A'I: CFD I O.S. SUMMARY 5254 WATER (and senice fees) Water Usaze Volume Costs CODE I-ParkwaylMedian ($2,4IO/acre less 15%) CODE 2-Turf Areas ($2,670/acre less 15%) 17,81 ACRE $2,048,50 5.71 ACRE $2,269.50 Subtotal of Water Volume Only: Water Meter Service Fee Water meters 41.75 EA $650,00 Subtotal of Water Meter Service Fee: Total of Water Fees: .. 5251' _ ELEClRlCI1Y (utilities) Electric MeterS 38.75 $120.00 Total Electricity: ., .53~.~ MATERIALS TO MAINTAIN BUILDINGS. SlRUClURES AND GROUNDS (irrilation system repairs) Water Volume Subtotal x 0.12 49,442,64 0.12 Total Materials to Maintain BUl7dings. Structures and Brounds: EACH 5262 SERVICE TO MAINTAIN BUILDINGS SlRUClURES AND GROUNDS California Health Code certification of backflow preventers Water meter count 38.75 EA $40.00 Total Seroce to Maintain Buildings. Structures and Brounds: '.... 5298 'C. OTHER CONTRAC1UA1. SERVICES ~-_.~~ - ---- Landscape Maintenance Costs CODE 1: Ornamental & High Maintenance Landscape Areas CODE 2: Lawn Areas 17,81 $5,750,00 5.71 $17.140,00 Subtotal Contractor Landscape Maintenance Costs: MisceDaneous Landscape Maintenance Costs Trail Maintenance Wall Maintenance E1SR Emergency Irrigation System Repairs Fire Clearances Revegetation 19,850.00 LF, nla nla nla Subtotal Misc. Landscape Maintenance Costs: Miscellaneous Maintenance Costs Pedestrian Bridge Pedestrian light Tree Trimming Telegraph Channel Telegraph Detention Basin Poggi Channel Poggi Detention Basin Subtotal Misc. Maintenance Costs: Misc. Landscape Maintenance Costs: /6C?-Q2-7 c:<:5 96.033 Pnnt Oat., 7/15/98 Pag., I oj 8 $36,483.79 $12,958,85 $49,442.64 $27,137 .50 $27.137.50 $76.580.14 $10,599.27 $10.599.27 $5,933.12 $5,933.12 $1,550.00 $1.550,00 $102,407.50 $97,869.40 $200,276.90 $13,454.33 $0.00 $3,460.98 $0.00 $0.00 $16,915,31 $4,800.00 $10,350.00 $44,130,00 $3,330.21 $9,904,20 $3,791.26 $5,141.57 $81,447,24 $298,639.45 OTAY RlJeH--VIJla2f J anl:l5 (lon~ '~'..partways, Medians and Trails) CFD/O~r: Space Mamtenance Dlstnct ReVlsel! 6/24/98 Prepared 11f Burton Associates %.033 Pnnt Oat" 71J519B Pag" 2 of B 5351 LANDSCAPE SUPP1I6 (Plant material for revegetation of bare areas or enhanced supplemental plantings. Averages 3% of the landscape maintenance contract cost) -, $200.276.90 $0.03 Subtotal landscape Supplies: $6.008.31 $6.008.31 5253 TRASH COllECTION UII DISPOSAl. (40 cubic yard roll off dumpsters to facilitate fire clearances, trail clearances. general large scale clean up projects. Averages one dumpster per every 7 non-irrigated acres of slope area.) CODE 4 +COOE 5 (0.00+0.00) = 0.00 acresn 0.00 EA $280.00 $0.00 Subtotal Trash Collection and Disposal: $0.00 SRAND SUBTOTAl OF AU THE ABOVE LINE ITEMS: $399,310.29 . '- 520e. PROFESSIONAl. SERYICfS . (outside (the City) consultant services, historically used by the assessment engineer for the spread of assessments. The services of other experts typically outside the realm of routing landscape maintenance). N/A $0.00 $0.00 Subtotal Professional Services: $0.00 :~I~ CITYSTAFfSERVlC6 (City overhead for staff services). The services of other experts typically outside the realm of routing landscape maintenance). $23,290.00 Sltbtotal City Staff ServicllS: SRANO SUBTOTAl OF AU THE ABOVE LINE ITEMS: $399,310.29 ~ $23,290.00 $23,290.00 Engineering mal rate-lIdistrictlyear) Management Information Systems (Rat rale- I/districtiyear) 0.50 $16,056.06 $60.00 Total City Staff Services: $16,056.06 $30.00 $39,376.06 GRANO TOTAl-VILlAGE ONE & FIVE CFD IO.S. (ZONE 'A') MAlI1ID1AHCE COSTS (PER YEAR>:I $438,686.35 I .......... '?- (; /6C!'-.;-<8' DTAY RAJCH--Villagt 1 and 5 (lone 'A'.Parkway:;., Medians and TraIls) 96.033 CFD/Dt>ol1 Space Ma'"tenance Dlstric1 PnOl Oat' )1J519E Revis..: 6/24/98 f'age: 3 of B PrepaT!(j by Burton Associat!S ~ VILLAGE ONE AND FIVE (ZONE 'A'): CFO I O.S.landscape Maintenance 5254 WATER (and service fees) Water Volume Costs Quantity Unit CDS! Total VILLAGE ONE-lONE :4' (PARKWAYS & MEDIANS) COOE 1: Ornamental and high maintenance landscape areas Telegraph Canyon Road Ranch Entry (southeast comer) 0.96 ACRE $2.048.50 $1.966.56 Parkway (south side street only) 2.30 ACRE $2.048.50 $4.711.55 Median (50% of planting area only) 1.10 ACRE $2.048.50 $2.253.35 Ranch Entry (Tree orchard-Southeast comer) 0.46 ACRE $2.048.50 1942.31 Paseo Ranchero: Parkway (east side of street only) 0.94 ACRE $2.048.50 $1.925.59 Median (50% of planting area only) 0.32 ACRE $2.048.50 $655.52 Village Entry (Tree orchard-Southeast & Northeast). 1.40 ACRE $2.048.50 $2.867.90 East Palomar Street: Median 4.00 ACRE $2.048.50 $8.194.00 Olympic Parkway Parkway (north side of street only) 1.50 ACRE $2.048.50 $3.072.75 Median (50% of planting area only) 0.70 ACRE $2.048.50 $1.433.95 VILLAGE FIVE-lONE 'A' (PARKWAYS & MEDIANS) COOE 1: Ornamental and high maintenance landscape areas Otay Lakes Road: .r" Parkway (south side street only) 0.80 ACRE $2.048.50 $1,638.80 Median (50% of planting area only) 0.37 ACRE $2,048.50 $757.95 Olympic Parkway: Parkway (north side of street only) 0.94 ACRE $2,048.50 $1.925.59 Median (50% of planting area only) 0.72 ACRE $2,048.50 $1,474.92 Village Entry (Tree orchard-Northwest & Northeast comer) 1.30 ACRE $2.048.50 $2.663.05 CODE I--Subtotal Parkway/Median: 17.81 ACRE $2.048.50 $36.483.79 VILLAGE ONE-lONE :4' (PARKWAYS & MEDIANS) COOE 2: Turf areas East Palomar Street: Median 2.00 ACRE $2,269.50 $4.539.00 Parkway 2.76 ACRE $2,269.50 $6,263.82 VILLAGE FIVE-loNE:4' (PARKWAYS & MEDIANS) East Palomar Street: Median 0.40 ACRE $2.269.50 $907.80 Parkways 0.55 ACRE $2,269.50 $1.248.23 CODE 2-Subtotal Turf: 5.71 ACRE $2,269.50 $12,958.85 TOTAl WATER VOLUME COSTS $49,442.64 ~ -9:( /6 c-;:<? OTAY RANCH-Vlllag, J and 51Zo", 'A'.Parl<ways, Medians and TrailS! 95.033 efO/Open Space Mamtenance O1stnc1 Pnnt Date, 7I1om RevISed 5/24198 Page, 4 of 8 Prepared by Bunon Associates .-. WATER METER SERVICE FEES (Fixed Costs) - VILLASE ONE-lONE~' (PARKWAYS & MEDIANS) Telegraph Canyon Road - Paseo Ranchero to Villafe One Subdividision Boundary Parkway Water Meter Service Fee 1.00 EACH $650.00 $650.00 Median Water Meter Service Fee (1/2 of existing meters) 2.00 EACH $650.00 $1.300.00 Paseo Ranchero - Telegraph Canyon Rd. to E. Palomar St Parkway Water Meter Service Fee 0.25 EACH $650.00 $162.50 Median Water Meter Service Fee 1.00 EACH $650.00 $650.00 Paseo Ranchero - E. Palomar st to OIypic Parkway Parkway Water Meter Service Fee 0.50 EACH $650.00 $325.00 Median Water Meter Service Fee 1.00 EACH $650.00 $650.00 E. Palomar st - Paseo Ranchero to Santa Helena Median Water Meter Service Fee 4.00 EACH $650.00 $2,600.00 E. Palomar st - Santa Helena to Bradbury Median Water Meter Service Fee 1.00 EACH $650.00 $650.00 E. Palomar St - Bradbury to Filmore Median Water Meter Service Fee 1.00 EACH $650.00 $650.00 E. Palomar St - Filmore to Belmont Median Water Meter Service Fee 1.00 EACH $650.00 . $650.00 E. Palomar st - Belmont to Santa Alicia Or. Median Water Meter Service Fee 1.00 EACH $650.00 $650.00 E. Palomar st - Santa Alicia Dr. to Santa Madera Dr. Median Water Meter Service Fee 1.00 EACH $650.00 $650.00 E. Palomar st - Santa Madera Dr. to Santa Flora Dr. Median Water Meter Service Fee 1.00 EACH $650.00 $650.00 E. Palomar st - Santa Flora Dr. to Santa Delfin Ave. Median Water Meter Service Fee 1.00 EACH $650.00 $650.00 E. Palomar st . Parkways (North and South) 8.00 EACH $650.00 $5,200.00 Olympic Parkway - Paseo Ranchero to Villafe One Subdivision Boundary Parkway Water Meter Service Fee (south edge) 0.50 EACH $650.00 $325.00 Parkway Water Meter Service Fee (north edge) 0.50 EACH $650.00 $325.00 Median Water Meter Service Fee 1.00 EACH $650.00 $650.00 VlLLASE FIVE-lONE ~. (PARKWAYS & MEDIANS) Olay Lakes Road - West SUbllivision Boundary to East Subdivision Boundary Median Water Meter Service Fee (1/2 of existing) 2.00 EACH $650.00 $1,300.00 Parkway Water Meter Service Fee 0.50 EACH $650.00 $325.00 E. Palomar St.- West Subdivision Boundary to East Subdivision Boundary Median Water Meter Service Fee 2.00 EACH $650.00 $1,300.00 Parkway Water Meter Service Fee 8.00 EACH $650.00 $5,200.00 Olympic Parkway - West Subdivision Boundary to East Subdivision Boundary Median Water Meter Service Fee 2.00 EACH $650.00 $1,300.00 Parkway Water Meter Service Fee 0.50 EACH $650.00 $325.00 TOTAL WATER METER SERVICE FEES: 41.75 meters $27,137.50 TOTAL WATER VOLUME COSTS & METER SERVICE FEES, $76,580.14 -cQ~' /bt:! -~CJ OTAY RANCH-VIllage 1 and 5 (lone '~'-Parkways. MedIans and Trails) 96.033 CFDlOpeJ1 Spa" Mamlenan" Olslnct rnn: Dale, 7115/98 Revisell 6/24198 rage 5 of 8 Prepared by Burton Associates .-. 5251 ElECTRIC ITY (utilities) VlllASE oNE-IoNE:4' (PARKWAYS & MEDIANS) TeleEf1lph Canyon Road - Paseo Ranchero to Village One Subdividision Boundary Parkway Waler Meier Service Fee 1.00 EACH $120.00 S120.00 Median Waler Meier Service Fee (1/2 of exisling melers) 2.00 EACH $120 00 S240.00 Paseo Ranchero - Telegraph Canyon Rd. to E. Palomar Sl Parkway Waler Meier Service Fee 0.25 EACH $120.00 S30.00 Median Meier Service Fee 1.00 EACH $120.00 $120.00 Paseo Ranchero - E. Palomar Sl to E. OIypic Parkway Parkway Waler Meier Service Fee 0.50 EACH $120.00 S60.00 Median Meier Service Fee 1.00 EACH SI20.00 S120.00 E. Palomar Sl - Paseo Ranchero to Santa Helena Median Meier Service Fee 4.00 EACH $120.00 $480.00 E. Palomar Sl - Santa Helena to Bradbury - ''Median MeleTServite Fee ' 1.00 EACH $120.00 S120.00 E. Palomar Sl - Bradbury to Filmore Median Waler Meier Service Fee 1.00 EACH $120.00 $120.00 E. Palomar St - Filmore to Belmont Median Waler Meier Service Fee 1.00 EACH $120.00 S120.00 E. Palomar St - Belmont to Santa Alicia Dr. Median Waler Meier Service Fee 1.00 EACH $120.00 $120.00 .-. E. Palomar St - Santa Alicia Dr. to Santa Madera Dr. Median Waler Meier Service Fee 1.00 EACH $120.00 $120.00 E. Palomar St - Santa Madera Dr. to Santa Flora Dr. Median Waler Meier Service Fee 1.00 EACH $120.00 $120.00 E. Palomar St - Santa Flora Dr. to Santa Dellin Ave. Median Water Meier Service Fee 1.00 EACH $120.00 $120.00 E. Palomar St - Parkways (North and South) 8.00 EACH $120.00 $960.00 E. Palomar St Pedestrian Lights (eleclricty cost) 2.00 EACH $2,103.09 $4,206.18 Monarche Drive Pedeslrian lights (electricly cost) 1.00 EACH $2,103.09 $2,103.09 Olympic Parkway - Paseo Ranchero to Village One Subdivision Boundary Parkway Waler Meter Service Fee (south edge) 0.50 EACH $120.00 $60.00 Parkway Waler Meier Service Fee (north edge) 0.50 EACH $120.00 $60.00 Median Water Meter Service Fee 1.00 EACH $120.00 $120.00 VlllASE FIVE-IoNE:4' (PARKWAYS & MEDIANS) Olay lakes Road - West Subdivision Boundary to East Subdivision Boundary Median Water Meier Service Fee (1/2 of existing) 2.00 EACH $120.00 $240.00 Parkway Water Meter Service Fee 0.50 EACH $120.00 $60.00 E. Palomar St - West Subdivision Boundary to East Subdivision Boundary Median Waler l4eIer Service Fee 2.00 EACH $120.00 $240.00 Parkway Waler Meier Service Fee 2.00 EACH $120.00 $240.00 ,,-... . Olympic Parkway - West Subdivision Boundary to East Subdivision Boundary Median Water Meier Service Fee 2.00 EACH $120.00 $240.00 Parkway Waler Meter Service Fee 0.50 EACH $120.00 $60.00 TOTAL ElECTRICITY FEES 38.75 meters $10,599.27 -27- /6C- ::3-/ OlAY RAHCH-Vlliage 1 ant! S (Zone '/..'-Pai'kway:;, Medians and Trails) CFDIOP!fl Space Mamtenam:e Dlstnct R'VlSe<I 6/W98 Prepared by Burton Assoclat~ %.033 Pllnt Oat" 7!l5198 Page, 6 of 8 .- 5362 MATERIAlS TO MAINTAIN BUILDINGS. STRUCTURES AIID GRDUNDS (Irri~alion system repair) Water Volume Subtotal x 0.12 49,442.64 $0.12 Total Materials to Maintain Buildints. Structures and Grounds: - $5.933.12 $5.933.12 5262 SERVICE TO MAINTAIN BUILDINGS STRUCTURES AND GROUNDS Caliiomia Heatth Code certification of backflow preventers Water meter count 38.75 EA $40.00 Total Service to Maintain Bui/dints. StructJJres and Grounds: $1.550.00 $1.550.00 - 5298 OTHER CONTRACTUAl SERVICES (Landscape maintenace costs, emergency irrigation system repairs. county probation department inmate work crews for revegetation projects, fire clearances. trail and wall maintenance) EISR Emergency Irrigation System Repairs Water volume costs x .07 49.442.64 0.07 $3,460.98 Sub/oul EISR Emergency Irrigation System Repairs: VILLAGE ONE-lONE 'A' (PARKWAYS & MEDIANS) CODE 1: Ornamental and hi~ maintenance landscape areas Tele~aph Canyon Road Ranch Entry (southeast comer) Parkway (Slluth side street only) Median (50% of planting area only) Ranch Entry (Tree orchard-Southeast comer) Paseo Ranchero: Parkway (east side of street only) Median (50% of planting area only) Village Entry (Tree orchard-Southeast & Northeast) East Palomar Street: Median Olympic Parkway: Parkway (north side of street only) Median (50% of planting area only) VILLAGE FIVE-lONE 'A' (PARKWAYS & MEDIANS) CODE 1: Ornamental and hi~ maintenance landscape areas Otay Lakes Road Parkway (Slluth side street only) Median (50% of planting area only) Olympic Parkway Parkway (north side of street only) Median (50% of planting area only) Village Entry (Tree orchard-Northwest & Northeast comer) Subtotal Village One & Frve Code 1: ~ $3.460.98 0.96 ACRE $5.750.00 $5.520.00 2.30 ACRE $5,750.00 $13,225.00 LIO ACRE $5.750.00 $6.325.00 - 0.46 ACRE $5.750.00 $2.645.00 - 0.94 ACRE $5.750.00 $5,405.00 0.32 ACRE $5.750.00 $1.840.00 1.40 ACRE $5,750.00 $8.050.00 4.00 ACRE $5,750.00 $23.000.00 L50 ACRE $5,750.00 $8.625.00 0.70 ACRE $5.750.00 $4.025.00 0.80 ACRE $5,750.00 $4.600.00 0.37 ACRE $5,750.00 $2.127.50 0.94 ACRE $5.750.00 $5,405.00 0.72 ACRE $5.750.00 $4,140.00 1.30 ACRE $5,750.00 $7,475.00 17.81 ACRE $102,407.50 /t::.e- 32- OTAY RAICH--Vlila,! 1 and 5110n. 'A-Par1<waY'. flle<jIaOS and Trails) 9c.0" CFD/O~ Space Maintenance District Print Qat!, 7I!5!9~ Revised i>!2419E Page: 707 E Pl'!:pared by Burton Associat~ . CODE 2: lawn areas VILlAGE ONE-lONE 'A' (PARKWAYS & MEDIANS) East Palomar Stree~ Median 2.00 ACRE $17,140.00 $34.280.00 Parkway 2.76 ACRE $17.140.00 $47,306.40 VILlAGE FIVE-lONE ~' (PARKWAYS & MEDIANS) East Palomar Stree~ Median 0.40 ACRE $17,140.00 $6,856.00 Parkway 0.55 ACRE $17.140.00 $9.427.00 Subtotal Village One Code 2: 5.71 ACRE $97.869.40 Subtotal Contractor Landscape Maintenance Costs: $200,276.90 VILlAGE ONE-lONE 'A' (SLOPES, TRAILS & WAllS) Trail Maintenance ~ TelegrapfCimyon Road (fO' wide trail along channel) 6,200 LF. $0.6778 $4,202.36 Paseo Ranchero (l0' wide trail) 3,350 LF. $0.6778 $2,270.63 Olympic Parkway (l0' wide trail) 5,100 l.F. $0.6778 $3.456.78 Subtutal Village One Trail Maintenance Cos~ 14,650.00 LF. $0.6778 $9,929.77 VILlAGE FIVE-IONE~' (SLOPES, TRAILS & WALLS) . Trail Maintenance Telegraph Canyon Road (lO' wide trail along channel) 2,900 l.F. $0.6778 $1,965.62 Olympic Parkway (10' wide trail) 2,300 l.F. $0.6778 $1,558.94 Subtotal Village Five Trail Maintenance Cost: 5,200.00 LF. $0.6778 $3,524.56 Total Village One & Five Trail Maintenance Co~ 19,850.00 LF. $13,454.33 Wall Maintenance Fire Clearances Revegetation nla nla nla Subtotal Mise. Landscape Maintenance Costs: $16,915_31 Miscellaneous Maintenance Costs Pedestrian Bridge Pedestrian Ught Tree Trimming Telegraph Channel Telegraph Detention Basin Poggi Channel Poggi Detention Basin Subtotal Misc. Maintenance Costs: $4,800.00 $10,350,00 $44,130.00 $3,330.21 $9,90420 $3,791.26 $5,141.57 $81,447.24 . TOTAL MISC. LANDSCAPE COSTS $298,639.45 3;- /6{'- 3~ 01AY RAH:H..Vlilag, I and 51Zo11t 'A'.Parkways, Media"' and lr,,'s) eFO/O",," S.ace Marnt,nance Orslnc1 Revrsed 6/24/98 Prepared by Burton Associates 535] LANDSCAPE SUPPLIES (Plant material for revegetation of bare areas Dr enhanced supplemental plantings. Averages 3% of the landscape maintenance contract cost) 5253 $200.276.90 $0.03 Sul1total Landscape Supplies: TRASH COllECnON AND DISPOSAl (40 cubic yard roll off dumpsters to facilitate fire clearances, trail clearances, general large scale clean up projects. Averages one dumpster per every 7 non-irrigated acres of slope area.) CODE 4 +CODE 5 (O.OG+O.OOl = 0.00 acres/7 0.00 EA $280.00 Subtotal Trash Collection and Disposal: 520] PRDFESSIONAl SERVICES (outside (the City) consultant services. historically used by the assessment engineer for the spread of assessments. The services of other experts typically outside the realm of routing landscape maintenance). N1A $0.00 Subtotal Professional Services: SRAND SUBTOTAl OF AU THE ABOVE LINE ITEMS: 529] CITY STAFF SERVICES (City overhead for staff services). The services of other experts typically outside the realm of routing landscape maintenance). $23.290.00 Subtotal City Staff Services: Engineering (Flat rate-lIdistricVyear) Management Infurmation Systems (Flat rate-lIdistricVyear) 0.50 $16.056.06 $60.00 Total City Staff Services: ~6.033 Print Oat" 7115/98 Pag, ,of 8 -, $6.008.3] $6.008.31 $0.00 $0.00 $0.00 $0.00 $399.310.29 $23.290.00 $23,290.00 ~ $16.056.06 $30.00 $39.376.06 GRAND TOTAl-VILLAGE ONE I FIVE (ZONE~? CFD/O.S. MAINTENANCE COSTS (PER YEAR): I $438.686.351 g-z: /6 (' - .J.tf -, . . . DTAY RANCH"V,llage 1 ana 5 Ilone 'e'.Slopes. Trail, and Wallsl CfD/Dpen Space Maintenance Distlct Rewec 5/'0/98 PIellOrelI by Bu~on AsSOCIal!s 5351 LANDSCAPE SUPPUES (Plant material for revegetation of bare areas Dr enhanced supplemental plantings. Averages 3% of the landscape maintenance contract cost) $570.100.80 $0.03 SuMotal Landscape Supplies: 5253 11lASH COUECTIDN AND DISPOSAl. .-.. (40 cubic yard roll off dumpsters to facilitate fire clearances. trail clearances. general large scale clean up projects. Averages one dumpster per every 7 non-irrigated acres of slope area.) CODE 4 +CODE 5 (0.00+25.20) = 25.20 acrest7 4.00 EA $280.00 Subtotal Trash Collection and Disposal: SRANO SUBTOTAL OF AU THE ABOVE LINE ITEMS: 96.033 P,mt Date, 7/15198 Page, 2 of 7 $17.103.02 $17.103.02 $1.120.00 $1.120.00 $888,754.14 F 52ll1' PROFESSIONAL SERVICES -.....- --- (outside (the City) consultant services. historically used by the assessment engineer for the spread of assessments. The services of other experts typically outside the realm of routing landscape maintenance). NlA $0.00 $0.00 SuMotal Professional Services: $0.00 SRAND SUBTOTAL OF AU THE ABOVE LINE ITEMS: 5291; CITY STAFF SERVICES (City overhead for staff services). The services of other experts typically outside the realm of routing landscape maintenance). $135,844.00 Subtotal City Staff Services: Engineering (flat rate-1/districtlyear) Management Information Systems (Flat rate-1/districtlyear) nla 0.50 $0.00 $60.00 Total City Staff Services: $888,754.14 $135,844.00 $135,844.00 $0.00 $30.00 $135.874.00 GRAND TOTAl-VILlAGE ONE" FIVE (lONE '81 CFO I O.S. MAlNrn1A1fCE COSTS (PER YEAR):I $1.024.628.14 I /6{'- 3~ DlAY R'''O..Vrllal' 1 and 5 CZ"", 'e'.Slop", irails and Walls) %.03': CFD/Ot>er. S..ct Marnl,nalJCf Drllre! rnm Dat, ) 11519! R""sed "'"'!Ie raid of) Prepar!t! by Burton Associates VIllAGE ONE AND FIVE (ZONE '8'): CFD I 0.5. Landscape Maintenance ~ 5254 WATER (and service fees) Water Volume Costs Quantity unn Cost Total VlUASE ONE-lONE '8' (SLOPES, TRAILS & WALLS) CODE 3: Irrigated and erosion control slopes Slopes (2:1 slope factor included) 102.00 ACRE $1.649.00 $168.198.00 VlUASE FIVE-lONE '8' (SLOPES, TRAILS & WALLS) CODE 3: Irrigated and erosion control slopes Slopes (2.5:1 slope factor included) 29.28 ACRE $1,649.00 $48,282.72 CODE 3--Subtotal Slopes: 131.28 ACRE $1,649.00 $216,480.72 TOTAL WATER VOLUME COSTS $216,480.72 WATER METER SERVICE FEES lFIxed Costs) VlUASE ONE-lONE '8' (SLOPES, TRAILS & WALLS) Telegraph Canyon Road - Paseo Ranchero to Village One Subdividision Boundary Slope Water Meter Service Fee 5.00 EACH $650.00 $3,250.00 Paseo Ranchero - Telegraph Canyon Rd. to E. Palomar Sl Slope Water Meter Service Fee 0.75 EACH $650.00 $487.50 Paseo Ranchero - E. Palomar Sl to E. Orange Ave. Slope Water Meter Service Fee 1.50 EACH $650.00 $975.00 ~ Olympic Parkway. Paseo Ranchero to Village One Subdivision Boundary Slope Water Meter Service Fee (south edge) 1.50 EACH $650.00 $975.00 Slope Water Meter Service Fee (north edge) 4.50 EACH $650.00 $2,925.00 VlUASE FIVE-lONE '8' (SLOPES, TRAILS & WALLS) Olay Lakes Road - West Subdivision Boundary to East Subdivision Boundary Slope Water Meter Service Fee 2.50 EACH Olympic Parkway - West Subdivision Boundary to East SubalVision Boundary Slope Water Meter Service Fee 1.50 EACH TOTAL WATER METER SERVlCfFEES: 17.25 meters $650.00 $1,625.00 $650.00 $975.00 $11.212.50 TOTAL WATER VOLUME COSTS & METER SERVICE FEES: $227,69322 - /6(7. 3~ OTAY RAN:I<-.Village 1 and 51Zone 'B'.Slopes, Trails and Walls) CfO/Open Space Maintenance Disbct Revised 51[,:'98 Prepared bry Burton Associates 95,033 rmr. Date, 11l5!9! rage, 4 o! I . 5251 ElECTRICITY (utilities) VIllAGE ONE-lONE '8' (SLOPES, TRAILS & WALLS) Telegraph Canyon Road - Paseo Ranchero 10 Village One Subdividision Boundary Slope Water Meter Service Fee 5,00 EACH $120.00 $600.00 Paseo Ranchero - Telegraph Canyon Rd. 10 E. Palomar St Slope Water Meter Service Fee 0.75 EACH $120.00 $90.00 Paseo Ranchero - E. Palomar St to E. Orange Ave. Slope Water Meter Service Fee 1.50 EACH $120.00 $180,00 Olympic Parkway - Paseo Ranchero 10 Village One Subdivision Boundary Slope Water Meter Service Fee (south edge) 1.50 EACH $120.00 $180.00 Slope Water Meter Service Fee (north edge) 4.50 EACH $120.00 $540.00 VIllAGE FIVE-lONE 'B' (SLOPES, TRAILS & WALLS) Olay Lakes Road - Wesl Subdivision Boundary to East Subdivision Boundary Slope Water Meter Service Fee 2.50 EACH Olympic Parkway - West Subdivision Boundary to East Subdivision Boundary Slope Water Meter Service Fee 1.50 EACH $120.00 $300.00 $120.00 $180.00 $2,070.00 TOTAL ELECTRICITY FEES 17.25 melers . 5362 . MATERIALS TO MAINTAIN BUILDINGS, STRUCTURES AII0 GROUNOS (Irrigation system repair) (VILlAGE ONE & FIVE) Water Volume Subtotal x 0.12 216,480.72 $0.12 $25,977.69 Total Materials to Maintain Buildings, Structures and Grounds: $25,977.69 F 52~. SERVICE TO MAINTAIN BUILDINGS STRUCTURES AIID GROUNDS (VILlAGE ONE & FIVE) California Health Code certification of backflow preventers Water meter count 1725 EA $40.00 Total Serrice to Maintain Buildings, Strucllres and Grounds: $690.00 $690.00 . /6e~ 37 '\ . OTAY RAlCH--Vlllage I and 5 (ZonE 'a-Slopes, TraIls and Wallsl CFD/Operl Space Mamtenance Oishct RevIsed 51619E Prepared by Burton Associates 96.033 Print Date, 7115/98 Page,50f7 5298 OTHER COKTRACTUAl SERVICES (VILlAGE ONE & FIVE) (Landscape maintenace costs, emergency irrigation system repairs, county probation department inmate work crews for revegetation projects, fire clearances, trail and wall maintenance) EISR Emergency Irrigation System Repairs Water volume costs x .07 --. 216,480.72 0.07 Subtotal EISR Emergency Irrigation System Repairs: $15.153.65 $15,/53.65 VILLAGE ONE-lONE '8' (SLOPES) CODE 3: Irrigated and erosion control slopes Slopes (2:1 slope factor included) 102.00 ACRE $4,310.00 $439,620.00 VILLAGE FIVE-lONE '8' (SLOPES) CODE 3: Irrigated and erosion control slopes Slopes (2.5:1 slope factor included) 29.28 ACRE $4.310.00 $126.196.80 Subtotal Village One & Five Code 3: 131.28 ACRE $565,816.80 VILLAGE ONE-lONE '8' (SLOPES) CODE 5: Undisturbed nalive habitat Slopes (2:1 slope factor included) 25,20 ACRE $170.00 $4,284.00 Subtotal Village One Code 5: 25.20 ACRE $4,284.00 Subtotal Village One & Five Contractor Landscape Maintenance Costs: $570,/00.80 -" VILLAGE ONE-lONE '8' (SLOPES, TRAILS & WALLS) Trail Maintenance Telegraph Canyon Road (6' wide connection trails on slope) 900 LF. $0.4067 $366.03 Paseo Ranchero (6' wide connection trails on slope) 0 LF. $0.4067 $0.00 Olympic Parkway (6' wide connection trails on slope) 1,200 LF. $0.4067 $488.04 Subtotal Village One Trail Maintenance Cost: 2.100.00 LF. $0.4067 $854.07 VILLAGE FIVE-lONE '8' (SLOPES, TRAILS & WALLS) Trail Maintenance Telegraph Canyon Road (6' wide connection trails on slope) 550 LF. $0.4067 $223.69 Olympic Parkway (6' wide connection trails on slope) 0 LF. $0.4067 $0.00 Subtotal Village five hail Maintenance Cost: 550.00 LF. $0.4067 $223.69 Total Village One & FlI'e Trail Maintenance Cost: 2,650.00 LF. $1,077.76 .-., Ibc-31 OTAY RANCH--Villag, 1 and 5llon, 'B'-Slopes.Trails and Walls) Si.u33 CFDlOpen Space Mamtenance DJstlct Pnm Date: 7/l5/9E RevISed 51D/98 Pag~ b Dn Prepared by Burton Associates . VIllAGE ONE-lONE '8' (SLOPES, TRAILS: WAllS) Wall Maintenance Perimeter Wall 11,170 LF. $0.69 $7.707.30 Theme Wall 5,300 LF. $0.69 $3,657.00 Subtotal Village One Wall Maintenance Cosl: 16,470.00 LF. $0.69 $11,364.30 VIllAGE FIVE-lONE '8' (SLOPES, TRAILS: WAllS) Wan Maintenance Perimeter Wall 13.730 LF. $0.69 $9.473.70 Subtotal Village Five Wall Maintenance Cost: 13.130.00 LF. $0.69 $9,473.70 Total Village One: Five Wall Maintenance Cost: 30,200.00 LF. $20,838.00 . VIllAGE ONE-lONE 'B' (SLOPES) Fire Clearances (avg. 1 dayD acres of non-irrigated slope @ $330.00 cosVcrew day) COOE 4 +COOE 5 (0.00+25.20) = 25.2 acres 4 Subtotal Village One Are Clearances: 4 VIllAGE FIVE-lONE 'B' (SLOPES) Fire Clearances (avg. 1 dayD acres of non-irrigated slope @ $330.00 cosVcrew day) COOE 4 +CODE 5 (0.00+0.00) = 0.00 acres 0 Subtotal Village One Are Clearances: 0 Total Village One I. Fwe Fire Clearances Cost: 4 $330.00 $330.00 DAYS DAYS $330.00 $330.00 DAYS DAYS VIllAGE ONE: F1VE-ZoNE '8' (SLOPES, TRAILS I. WALLS) Revegetation (avg.l day/every $lK plant materal in landscape supplies section @ $330.00 cosVcrew day) = $17,103.02 17 DAYS $330.00 Total Village One I. Fife Revegetation Cost: 17 Subtotal Misc. Landscape Maintenance Costs: TOTAL MISC. LANDSCAPE COSTS t':"535r-lAHOSCAPE SUPPUES MllAGE ONE & AVE) ~-.-..- .. - (Plant material for revegetation of bare areas or enhanced supplemental plantings. Averages 3% of the landscape maintenance contract cost) $570,100.80 $0.03 Subtotal Landscape Supplies: . ~,.;5253 ." TRASH COllECTION AND DISPOSAl (VIllAGE ONE & FIVE) ~..__.- (40 cubic yard roll off dumpsters to facilitate fire clearances, trail clearances, general large scale clean up projects. Averages one dumpster per every 7 non-irrigated acres of slope area.) CODE 4 +COOE 5 (0.00+25.20) = 25.20 acresD 4.00 EA $280.00 Subtotal Trash Collection and Disposal: /t[?- 31 $1.320.00 $1,320.00 $0.00 $0.00 $1,320.00 $5,610.00 $5,610.00 $43,999.41 $614,100.21 $17,103.02 $17,103.02 $1,120.00 $1,120.00 .-. APPEND 0 .-. .-. tio Gl t.l c: l'lI c: Gl - c: l'lI == Gl t.l l'lI Q. rn c: Gl Q. o ~ oS! l( l'lI l- .!!! t.l Gl Q. rn - o c: o ;:: .!! ~ .!:! l'lI U Cl N ~ Cl Cl to. ." ." Cl ~ co to r-. r- u:: 0- en Ol :0 III X III f- ro (5 f- '#. o o o o ~ r-O r-o Clrxi ~"" 0." "'N ... :oR o o o o o ~ ..,.0 ..,.0 :gM ci~ ...,.: ... en Ol :0 III X III f- ro ~ - o '#. OlO:: 0:: " , 0 u:~ ~ 0"0 en<( - - Ol Ol mm 0::0:: x x III III f-f- ococo ~"""" a:i",t.ri ..,.tO~ ClCOCO MNW ONN ~~ ut ~_ ~ ~ ... '" Cl r- ." Cl "" "" "air--: ." r- "" cor-tO r--.- ,..: u:i "" ~." to '" to ... ... "5 o 32 .S :J lD lD :oR @) ~ 12m co c:J @)ro~:ii Q) ::;, Ow > ::JaiQ)~ "-00:: Q).- 1m > U) c: _ Q) Q) 0 0 O::O::Zf- r-Or- ~co~ N N'" tOOtO r-CltO a5uilCi ClNN N.. tI7 M- ~ ~ ... '" tOO to ~ClO ...-cocr:i N ~ "" ""Cl"" cici~ "'Nr- r- '" r- '569- fR- o 32 "3 lD '#. o :J ~ lD ~ ~~ :J 'E:J " Ol" Q) ]! :2 Q) ~"E~ij; O::Olo::O:: m~cm -mo- ~O::Z~ /6e-LJ; ":<.0('1') "'-ON ~ ~ N ." ." ~C"')C':l to co..,. ." ~ r- to to Ol Ol Ol Cl~Cl III 0 III Ol <( Ol t5]! 0 <(c<( In ]!~C/) 'E"in 0 Q) Q) C5 -0 ~ "iii C: l!! Ol 0 0 O::Zf- !/ ;J-- - -- ~ r- N Cl "" o r- co N ... ..,. "": r- o ." "" Cl N ~ ... - III Ol ~ o <( a; Z -0 Ol E :J In In <( X III f- -0 " III ...J C III o III > co Cl - N ~ - r- ,,-... ell ~ co co ~ 0 0 0 0 V V '" '" V ..... '" ": (0 (0 t.l lD t) N N 0> ~ '" (0 (0 N CO V ..,: ,..: cO '" c::i CO ::: OJ (0. ~ 0 ~ ..... "'!. 0 '" "'. N '" ..... ~ '" ~ 0 '" 00' V V ,.: 0 a.:i 0> N ~ '" N V '" CO (0 III OJ ::: ~ ~ N N N N V (0 N '" <l: c.. 0 ~ ~ ~ 0> "'. ~ ~ ell X >- ~~ ~ V ~ (0 - '" '" ... ::: ~i5 III "iii - ~ II) "0 OJ ell OJ 0. 0.0 t.l CI)~ ......... III C. m ::: (0 '" ~ ..... 0 (0 (0 CO 0 CO '" CO CO '" "< ~ '" ..... ell <l: CO ..... (0 0> ~ '" V '" 0 '" ~ <ri oi (0 ~ <ri cO 0 C. (0 (0 "'. 0> ~ ~ N. ..... '" ~ N V 0 '" V ~ CO 0 '" a.:i ,.: (0 .n '" a.:i ~ N N '" N '" ~ (0 '" ,.: ~ OJ ~ '" '" 0> '" 0 CO 0> '" V ~ II) ... <l: a; V ~ '" (0 ~ ..... "'!. ~ N 0 ... ... ... ... X <J (0 N CO ~ - ~ '" '" >< ~ c.. III "iii l- t) ~ .!!! OJ 0. t.l (f) ell , , c. n; '" ~ - II) n; '" 0- OJ OJ <J "- m a; OJ OJ (5 (5 (f) OJ OJ<l: (f) - <J " " 0 0 ]2 '" "'- l':' 0 ~ II) :J :J "- "- 0:: OJ OJ .!!! ]! ~ , '" a; ~ (; c lD lD 'E "- <J 'E <J "- ::: c.. 2 OJ OJ (f) <l: <l: 'E ::!; 'E 0 (f) "iii "iii ~ ~ OJ OJ Z 0 r. '" '" - " OJ 0:: OJ '" :J :J :J " ~ J!l it o!!! ]! " " 'E ~ ;:; <J c.. :J Ow ~ Ui c c c 0-0- "CO 'E 'E Ow "- "w 'E III '" :i c c (f)(f) OJ c c 0- OJ OJ (f) OJ OJ OJ "5 0:: <l: <l: , 0:: ::> ::> ::> OJ II> 0:: 0:: :> 0:: Ol "iii II> , (f) " " '" "~ " ~ >-:iE "iii "iii 0:: 0:: "iii 0:: 0:: "iii "w Ui 2 c, os .:: OJ Ow Ol ~ :J .!!! <J ~ (5 "- "- (5 "- "- ~ > OJ OJ 0 > 0- 0 <J o-OJ III 0:; ~ (f) :; ~ (f) :; <l: 0:: 0:: ~ <l: W Z <l: wo:: (,) ,,-.. /c6 C ~ t/O CO ~ N ~ - ..... Revised A-113 Continued from 9/1/98 COUNCIL AGENDA STATEMENT Item 17 Meeting Date 9/15/98 ITEM TITLE: A. Public Hearing regarding the declaration by the City Council of its intention to establish Community Facilities District No. 97-2 (Preserve Maintenance District) pursuant to the provisions of the "Mello-Roos Community Facilities Act of 1982", for the purpose of financing certain public services through the levy of a special tax to pay for all or a portion of such public services and the intent to authorize a special tax to pay for all or a portion of such public services. B. Resolution 19159 of the City Council of the City ofChula Vista, California, making certain preliminary findings, passing upon protests and approving the Special Tax Report for Community Facilities District No. 97-2 (Preserve Maintenance District). C. Resolution 19160 of the City Council of the City ofChula Vista, California, forming and establishing Community Facilities District No. 97-2 (Preserve Maintenance District) and authorizing the submittal of levy of special taxes to the qualified electors. SUBMITTED BY: Director of Public Works ~ REVIEWED BY: City Manager~ ~{ 8~ "\ (4/5ths Vote: Yes_NoX) On July 28, 1998, Council approved the resolut~f intention to form Community Facilities District No. 97-2 and set the public hearing for September I, 1998. This district will fund the perpetual operation, maintenance and monitoring of the Otay Ranch Habitat Preserve. Tonight's action will continue the formal proceedings leading to the establishment of Community Facilities District No. 97-2. RECOMMENDATION: That Council: I) Open the hearing, take testimony, close the public hearing; 2) Direct staff to tally all protests from other registered voters residing within the proposed CFD No. 97-2 or the owners ofland within CFD No. 97-2 3) Approve the resolution making preliminary findings, passing upon protests and approving the CFD No. 97-2 report. 4) Approve the resolution establishing CFD No. 97-2 and Improvement Areas "A" and "B" and submitting the levy of special taxes within each respective Improvement Area to finance certain services to the qualified electors of such Improvement Areas. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: I ~f-! COUNCIL AGENDA STATEMENT I""'" Herod Meeting Date 9/1/98 ITEM TITLE: I""'" Public Hearing regarding the declaration by the City Council of its intention to establish Community Facilities District No. 97-2 (preserve Maintenance District) pursuant to the provisions of the "Mello-Roos Community Facilities Act of 1982", for the purpose offmancing certain public services through the levy of a special tax to pay for all or a portion of such public services and the intent to authorize a special tax to pay for all or a portion of such public services. B. Resolution I ~ /5"9 of the City Council of the City of Chula Vista, California, making certain preliminary findings, passing upon protests and approving the Special Tax Report for Community Facilities District No. 97-2 (Preserve Maintenance District). C. Resolution /9/?D of the City Council of the City ofChula Vista, California, forming and establishing Community Facilities District No. 97-2 (preserve Maintenance District) and authorizing the submittal of levy of special.:ejo the qualified electors. SUBMITTED BY: Director of Public W orles r CL ^ REVIEWED BY: City Manage~ ~ ~~ I (4/5ths Vote: Yes_No.XJ On July 28, 1998, Council approved the resolution of intention to form Community Facilities District No. 97-2 and set the public hearing for September I, 1991l.: Thi, n;ctFiet ";Y.fnnd the. pAFfletlial ~pAl:3!i.2.n, maintenance and monitoring of the Otay Ranch Habitat Preserve. Tonight's action will continue the formal proceedings leading to the establIshment ot Community Facilities District No. 97.2. A. RECOMMENDATION: That Council: I) Open the hearing, take testimony, close the public hearing; 2) Direct staff to tally all protests from other registered voters residing within the proposed CFD No. 97.2 or the owners of land within CFD No. 97-2 3) Approve the resolution making preliminary findings, passing upon protests and approving the CFD No. 97-2 report. 4) Approve the resolution establishing CFD No. 97-2 and Improvement Areas "A" and "B" and submitting the levy of special taxes within each respective Improvement Area to finance certain services to the qualified electors of such Improvement Areas. I"""- BOARDS/COMMISSIONS RECOMMEl'I'DATION: Not applicable. DISCUSSION: /7//-/ Page 2, Item 17 Meeting Date 9/15/98 On July 28,1998 Council declared its intention to establish Community Facilities District 97-2 (CFD 97-2) and ordered the preparation of a report describing the service which CFD 97-2 will provide and the estimated cost. The district is consistent with the City's CFD Policy, adopted January 13, 1998 and modified July 28, 1998. The district is also consistent with CFD Ordinance adopted April 28, 1998. An important goal of the Otay Ranch Project is the establishment of a permanent preserve to protect and enhance biological, paleontological, cultural and scenic resources, maintain biological diversity, and promote the survival and recovery of native species and habitats. The management of the preserve will be the joint responsibility of the County of San Diego and the City of Chula Vista (see Exhibit I). Both jurisdictions will act as the Preserve Owner Manager (PaM). The areas of the preserve which will be maintained by the proposed CFD will be dedicated incrementally as final maps are approved. The proposed district differs in many respects from the traditional landscaping districts within the City. The most notable differences are that it provides for the maintenance and biota monitoring of lands that are owned both by the City and the County and even lands that are privately owned and outside of the City boundary. At Otay Ranch buildout, a total of 11,375 acres would be dedicated as permanent preserve. It is anticipated that approximately 2,700 acres of the preserve would be in the City of Chula Vista, 8,300 acres would be under County of San Diego jurisdiction, and the remainder would be within the City of San Diego boundaries. Community Facilities Districts will provide the necessary funding for the operation and maintenance of public landscaping improvements by levying an annual "special tax", which will be collected from the property owners in conjunction with the property taxes. The annual tax collection (excepting the amount budgeted for CFD administration by the City) will be made available to the paM for funding the maintenance and monitoring activities of the Preserve. There is no direct cost to the City unless, after buildout, the resource agencies require a level of maintenance higher than the estimated maximum tax. All expenses related to the district administration (including levying and collecting the special taxes) are funded by the district. Both the Otay Ranch Company and the McMillin Otay Ranch have requested greater accountability as to the annual tax to be levied on developer (vacant) land and asked for greater involvement in preparing the annual district's budgets. These issues will be addressed in an "implementation agreement" which is anticipated to be brought to Council for consideration in the near future. Area of Benefit The proposed boundary of CFD No. 97-2 encompasses all the ownership of the Otay Ranch Company and McMillin Otay Ranch within the Otay Valley Parcel (3,140 acres). It is assumed that only SPA One, Villages 1 and 5 will be fully developed and that areas outside SPA One would remain undeveloped. At buildout, SPA One will contain a total of 2,758 Single Family Residences, 2,300 Multifamily Residences, 7.9 acres of commercial, lOA Acres for Community Purpose Facilities (churches, day care, etc.). The remaining parcels (outside of SPA One) have a total area of2,094 acres. A reduced copy of the map is presented in Exhibit 2. Description of Activities The Resource Management Program (RMP) Phase II approved by the City and the County dictates that the following activities must be performed to effectjxely ~anage and maintain the preserve: 17 It- iZ Page 2, ItemE Meeting Date 9/1198 On July 28, 1998 Council declared its intention to establish Community Facilities District 97-2 (CFD 97- e 2) and ordered the preparation of a report describing the service which CFD 97-2 will provide and the estimated cost. The district is consistent with the City's CFD Policy, adopted January 13, 1998 and modified July 28, 1998. The district is also consistent with CFD Ordinance adopted April 28, 1998. An important goal of the Otay Ranch Project is the establishment of a permanent preserve to protect and enhance biological, paleontological, cultural and scenic resources, maintain biological diversity, and promote the survival and recovery of native species and habitats. The management of the preserve will be the joint responsibility of the County of San Diego and the City of Chula Vista (see Exhibit I). Both jurisdictions will act as the Preserve Owner Manager (paM). The areas of the preserve which will be maintained by the proposed CFD will be dedicated incrementally as final maps are approved. The proposed district differs in many respects from the traditional landscaping districts within the City. The most notable differences are that it provides for the maintenance and biota monitoring of lands that are owned both by the City and the County and even lands that are privately owned and outside of the City boundary. At Otay Ranch buildout, a total of 11,375 acres would be dedicated as permanent preserve. It is anticipated that approximately 2,700 acres of the preserve would be in the City of Chula Vista, 8,300 acres would be under County of San Diego jurisdiction, and the remainder would be within the City of San Diego boundaries. Community Facilities Districts will provide the necessary funding for the operation and maintenance of public landscaping improvements by levying an annual "special tax", which will be collected from the property owners in conjunction with the property taxes. The annual tax collection (excepting the amount budgeted for CFD administration by the City) will be made available to the POM for funding the maintenance and monitoring activities of the Preserve. There is no direct cost to the City unless, after buildout, the resource agencies require a level of maintenance higher than the estimated maximum tax. All expenses related to the district administration (including levying and collecting the special taxes) are funded by the district. - - Both the Otay Ranch Company and the McMillin Otay Ranch have requested greater accountability as to the annual tax to be levied on developer (vacant) land and asked for greater involvement in preparing the annual district's budgets. These issues will be addressed in an "implementation agreement" which is anticipated to be brought to Council for consideration in the near future. Area of Benefit The proposed boundary ofCFD No. 97-2 encompasses all the ownership of the Otay Ranch Company and McMillin Otay Ranch within the Otay Valley Parcel (3,140 acres). It is assumed that only SPA One, Villages I and 5 will be fully developed and that areas outside SPA One would remain undeveloped. At buildout, SPA One will contain a total of2,758 Single Family Residences, 2,300 Multifamily Residences, 7.9 acres of commercial, 10.4 Acres for Community Purpose Facilities (churches, day care, etc.). The remaining parcels (outside of SPA One) have a total area of 2,094 acres. A reduced copy of the map is presented in Exhibit 2. -- Description of Activities - The Resource Management Program (RMP) Phase II approved by the City and the County dictates that the following activities must be performed to effectively manage and maintain the preserve: /7/l~z- Page 3, Item 17 Meeting Date 9/15/98 . Imnlementation of an annual biota monitorinl1 which shall identify changes in quality and quantity of onsite biological resources, including sensitive wildlife species, sensitive plant species, and sensitive habitat types. CFD No. 97-2 will initially provide the funding for performing the monitoring program over the entire area of the preserve (11,375 acres) which includes lands located within the County of San Diego, City of San Diego, and the City of Chula Vista. In addition, CFD No. 97-2 would fund the monitoring of private properties that in the future would be dedicated to the preserve. As additional areas of the Otay Ranch Project (beyond the district boundary) are developed, they will be required to provide for their proportional share of the monitoring cost, which in turn may reduce the tax collected from CFD No. 97-2 properties. . Maintenance of the areas conveyed to the preserve. These areas will be dedicated incrementally as [mal map are approved. The maintenance activities are directed to protect, maintain, and enhance the natural resources in perpetuity. CFD No. 97-2 only includes the maintenance of 1,243 acres corresponding to the estimated conveyance obligation of SPA One according to the Resource Management Program Phase II. It should be noted that some of the land dedicated to the preserve may be located outside of the City of Chula Vista's jurisdiction. The Otay Ranch Preserve will be built incrementally as future final maps over the whole Otay Ranch Project are approved. CFD No. 97-2 is only the first step towards providing the necessary funding for maintaining the overall Otay Ranch Preserve. Additional maintenance obligations will require modification of existing CFDs and/or formation of new financing districts. A detailed description of these activities is presented in Exhibit 3. It should be noted that the "Chula Vista Community Facilities District Ordinance" only authorizes funding of the maintenance, operation and management of public property in which the City has a property interest. Therefore, services on property conveyed to another public agency (i.e., US Wildlife Service) in which the City does not have a property interest are not eligible for funding by CFD No. 97- 2. In addition, the resolution establishing CFD 97-2, which is before Council tonight, expressly excludes the maintenance, operation, and management of federal lands from the activities to be financed by CFD No. 97-2 Cost Estimate The estimated annual budget for CFD No. 97-2 is $157,466. This budget includes a total of $34,550 for maintenance, $72,000 for monitoring, $25,916 for administration by the Preserve Owner Manager, and $25,000 for CFD administration (preparing reports, levying and collecting taxes, public assistance, etc.) by the Engineering Division. City and County Staff have reviewed and approved the proposed budget. Exhibit 4 contains a detailed annual budget for the district at buildout of SPA One. There are two components to the cost of the district: I) maintenance oflands that have been conveyed to the preserve at final "B" map approval, and 2) monitoring of the entire area of the preserve. The budget for the maintenance component is based on a comparably sized preserve (the Santa Rosa Plateau Ecological Preserve located in Riverside County, west of Temecula) with an annual maintenance cost of $37.06 per acre. This includes an administration cost component (by the Preserve Owner Manager) estimated at 25.6% of said cost ($9.49 per acre). This unit cost is also consistent with the Multi Species Conservation Program which proposes a cost of $36.50 per acre for similar activities. 1719--3 Page 4, Item 17 Meeting Date 9/15/98 The monitoring component is based on estimates prepared by Dudek and Associates in accordance with the Resource Monitoring Program Phase II, for the following species/activities: . Coastal Sage Scrub . Wetland / Riparian Habitat . Valley Needle grassland . Woodlands . Sensitive Species . Wildlife Corridor Monitoring . Annual Monitoring Reports The expenses for the district may vary substantially from year to year due to certain studies and surveys occurring less frequently than an annual basis. For purposes of calculating the tax rates, a uniform annual cost has been assumed. Staff considers that those fluctuations can be provided for by including in the annual budget a proportional cost of those activities. The taxes collected will be earmarked for future funding of said specific activities when required by the POM. The CFD administration cost (i.e., preparing report, levying and collecting taxes, and public assistance) is estimated at $25,000. CFD administration will be performed by the City. Improvement Areas This district has been set up with two improvement areas (see Exhibit 5), as follows: . Area "A" consists of Otay Ranch SPA One. This Area will be responsible for (I) the maintenance of the areas conveyed to the preserve during development of SPA One, and (2) a pro-rata share of the overall monitoring program. . Area "8" consists of all lands within the district outside of SPA One. This Area will only be responsible for a pro-rata share of the monitoring component. It has been assumed that this area will remain undeveloped (no conveyance obligations). Proposed Special Tax The district has four categories of taxation, as follows: . Category I includes all Developed Parcels for which a building permit has been issued, and include the following: (I) Residential Parcels (single and multi family residences) which will be taxed based on the square footage of the house and (2) Non-Residential Parcels (commercial and community purpose facilities) which will be taxed based on acreage of the parcel. . Category II includes all parcels for which a Final Map has been recorded but no building permit has been issued. These parcels will be taxed based on the acreage of the parcel. . Category III (Vacant Land) includes all the parcels for which neither a final map has been recorded or a building permit has been issued. The tax on Vacant Land is based on the total acreage ofthe parcel. . The Exempt Category includes all public parcels within the district. The maximum rate ofthe tax on all developed parcels is determined by dividing the estimated annual budget of Area "A" (plus a reserve allocation of 10% of the annual budget) by the total estimated square footage of construction. The apportionment methodology assumes that one acre of Non-Residential properties is equal to 6 single family residences. The special tax consultant considers this a reasonable assumption which has been used in other CFDs throughout California. This ratio is corroborated by data 17 ft ~ "(1 ,.-... Page 3, Item /7 Meeting Date~ . Implementation of an annual biota monitorini1 which shall identify changes in quality and quantity of onsite biological resources, including sensitive wildlife species, sensitive plant species, and sensitive habitat types. CFD No. 97-2 will initially provide the funding for performing the monitoring program over the entire area of the preserve (11,375 acres) which includes lands located within the County of San Diego, City of San Diego, and the City of Chula Vista In addition, CFD No. 97-2 would fund the monitoring of private properties that in the future would be dedicated to the preserve. As additional areas of the Otay Ranch Project (beyond the district boundary) are developed, they will be required to provide for their proportional share of the monitoring cost, which in turn may reduce the tax collected from CFD No. 97-2 properties. I""'" . Maintenance of the area. conveved to the preserve. These areas will be dedicated incrementally as final map are approved. The maintenance activities are directed to protect, maintain, and enhance the natura1 resources in perpetuity. CFD No. 97-2 only includes the maintenance of 1,243 acres corresponding to the estimated conveyance obligation of SPA One according to the Resource Management Program Phase II. It should be noted that some of the land dedicated to the preserve may be located outside of the City of Chula Vista's jurisdiction. The Otay Ranch Preserve will be built incrementally as future final maps over the whole Otay Ranch Project are approved. CFD No. 97-2 is only the first step towards providing the necessary funding for maintaining the overall Otay Ranch Preserve. Additional maintenance obligations will require modification of existing CFDs andlor formation of new financing districts. A detailed description of these activities is presented in Exhibit 3. It should be noted that the "Chula Vista Community Facilities District Ordinance" only authorizes funding of the maintenance, operation and management of public property in which the City has a property interest Therefore, services on property conveyed to another public agency (i.e., US Wildlife Service) in which the City does not have a property interest are not eligible for funding by CFD No. 97-2. In addition, the resolution establishing CFD 97-2, which is before Council tonight, expressly excludes the maintenance, operation, and management of federal lands from the activities to be financed by CFD No. 97-2 Cost Estimate The estimated annual budget for CFD No. 97-2 is $157,466. This budget includes a total of $34,550 for maintenance, $72,000 for monitoring, $25,916 for administration by the Preserve Owner Manager, and $25,000 for CFD administration (preparing reports, levying and collecting taxes, public assistance, etc.) by the Engineering Division. City and County Staff have reviewed and approved the proposed budget. Exhibit 4 contains a detailed annual budget for the district at buildout of SPA One. There are two components to the cost of the district: I) maintenance of lands that have been conveyed to the preserve at final "B" map approval, and 2) monitoring of the entire area of the preserve. ,.... The budget for the maintenance component is based on a comparably sized preserve (the Santa Rosa Plateau Ecological Preserve located in Riverside County, west of Temecula) with an annual maintenance cost of $37.06 per acre. This includes an administration cost component (by the Preserve Owner Manager) estimated at 25.6% of said cost ($9.49 per acre). This unit cost is also consistent with the Multi Species Conservation Program which proposes a cost of $36.50 per acre for similar activities. /7/7- 3 Page 4, Item4 Meeting Date 9/1798 The monitoring component is based on estimates prepared by Dudek and Associates in accordance with . the Resource Monitoring Program Phase II, for the following species/activities: . Coastal Sage Scrub . Wetland / Riparian Habitat . Valley Needle grassland . Woodlands . Sensitive Species . Wildlife Corridor Monitoring . Annual Monitoring Reports The expenses for the district may vary substantially from year to year due to certain studies and surveys occurring less frequently than an annual basis. For purposes of calculating the tax rates, a uniform annual cost has been assumed. Staff considers that those fluctuations can be provided for by including in the annual budget a proportional cost of those activities. The taxes collected will be earmarked for future funding of said specific activities when required by the POM. The CFD administration cost (i.e., preparing report, levying and collecting taxes, and public assistance) is estimated at $25,000. CFD administration will be performed by the City. Improvement Areas This district has been set up with two improvement areas (see Exhibit 5), as follows: . Area "A" consists of Otay Ranch SPA One. This Area will be responsible for (I) the maintenance of the areas conveyed to the preserve during development of SPA One, and (2) a pro-rata share of the overall monitoring program. - - . Area "B" consists of all lands within the district outside of SPA One. This Area will only be responsible for a pro-rata share of the monitoring component. It has been assumed that this area will remain undeveloped (no conveyance obligations). Proposed Special Tax The district has four categories of taxation, as follows: . Category 1 includes all Developed Parcels for which a building permit has been issued, and include the following: (I) Residential Parcels (single and multi family residences) which will be taxed based on the square footage of the house and (2) Non-Residential Parcels (commercial and community purpose facilities) which will be taxed based on acreage of the parcel. . Category II includes all parcels for which a Final Map has been recorded but no building permit has been issued. These parcels will be taxed based on the acreage of the parcel. . Category III (Vacant Land) includes all the parcels for which neither a final map has been recorded or a building permit has been issued. The tax on Vacant Land is based on the total acreage of the parcel. . The Exempt Category includes all public parcels within the district. The maximum rate of the tax on all developed parcels is determined by dividing the estimated annual budget of Area "A" (plus a reserve allocation of I 0% of the annual budget) by the total estimated square footage of construction. The apportionment methodology assumes that one acre of Non-Residential properties is equal to 6 single family residences. The special tax consultant considers this a reasonable assumption which has been used in other CFDs throughout California. This ratio is corroborated by data /;? /P-7" - Page 5, Item 17 Meeting Date 9/15/98 published by the San Diego Area Association of Governments (SANDAG) which provides that the "people generation" of one acre of commercial property is approximately 5.6 times the number of people in a single family residence. The maximum tax rate for Category II, Final Map, has been estimated by dividing the estimated annual budget of each area (plus a reserve allocation of 10% of the annual budget) by the estimated total acreage of all taxable parcels in future final maps. The maximum tax rate on Category III, Vacant Land, has been estimated by dividing the estimated annual budget of each tax area (plus a reserve allocation of 10% of the annual budget) by the total gross acreage of all parcels within the district. Collection of Taxes At the beginning of each fiscal year the City shall determine the amount of the Special Tax Liability (budget plus reserve) of each Improvement Area. In Area "A", the special taxes will first be levied on the developed parcels (Residential and Non-Residential). If this pool of funds is not enough to meet the annual need, the district will levy a tax on the Category II (Final Maps). Next, if the collection still is not enough, the district will levy a tax on the Category III (Vacant Land). The vacant land tax will disappear once the area has been fully developed. Area "B" contains only vacant land and only Category III tax rates would be levied. If the annual need is less than the collectible tax, the special taxes to be levied in that specific year would be reduced accordingly. Following is a brief discussion of some key issues regarding the "Rate and Method of Apportionment ofthe Special Taxes" : . The maximum special taxes may be adjusted each year by a factor equal to the lesser of the annual change of the San Diego Consumer Price Index or the California Fourth Quarter Per Capita Personal Income. . The "City of Chula Vista Community Facilities District Ordinance" requires that the developer maintain lands within the preserve for a minimum period of one year. The developer, at the time of each final "B" map, will be requested to provide irrevocable offers of dedication of preserve lands. It is anticipated that the City and County would not accept the offer of land for a minimum of one year. During this period, the Developer will be expected to maintain such land so that the City can collect the special taxes with the purpose of building up an operating reserve not to exceed I 00% of the annual budget. The special tax formula provides that the annual budget for any year may include an allocation for replenishing the reserve fund. . The maximum tax rates are based on the best estimate by the developers ofthe square footage of residential buildings and acreage of non-residential parcels at buildout with a 15% reduction so that there would be some margin for error in the event that the developers do not build the projected total square footage. This margin raises the maximum allowable tax so that if a lower amount of development occurs (up to a 15% reduction) the City will still be able to cover the expenses with a 10% reserve. . The special tax formula provides that any cost due to delinquent taxes on vacant land shall be apportioned to the project (Otay Ranch Company or McMillin) where the delinquent parcels are located. This will eliminate any crossed-collateralization issues between the two developers by making the delinquent developer solely responsible for co~cting any delinquency originating from their project. 17 A -,:) \ ~ e . . Page 5, Hemn Meeting Date 9/1(98 published by the San Diego Area Association of Governments (SANDAG) which provides that the "people generation" of one acre of commercial property is approximately 5.6 times the number of people in a single family residence. / The maximum tax rate for Category II, Fina] Map, has been estimated by dividing the estimated annual budget of each area (plus a reserve allocation of 10% of the annual budget) by the estimated total acreage of all taxable parcels in future final maps. The maximum tax rate on Category III, Vacant Land, has been estimated by dividing the estimated annual budget of each tax area (plus a reserve allocation of 10% of the annual budget) by the total gross acreage of all parcels within the district. Collection of Taxes At the beginning of each fiscal year the City shall determine the amount of the Special Tax Liability (budget plus reserve) of each Improvement Area. In Area "A", the special taxes will first be levied on the developed parcels (Residential and Non-Residential). If this pool of funds is not enough to meet the annual need, the district will levy a tax on the Category II (Final Maps). Next, if the collection still is not enough, the district will levy a tax on the Category III (Vacant Land). The vacant land tax will disappear once the area has been fully developed. Area "B" contains only vacant land and only Category III tax rates would be levied. If the annual need is less than the collectible tax, the special taxes to be levied in that specific year would be reduced accordingly. . . Following is a brief discussion of some key issues regarding the "Rate and Method of Apportionment of the Special Taxes" : . The maximum special taxes may be adjusted each year by a factor equal to the lesser of the annual change of the San Diego Consumer Price Index or the California Fourth Quarter Per Capita Personal Income. . The "City ofChula Vista Community Facilities District Ordinance" requires that the developer maintain lands within the preserve for a minimum period of one year. The developer, at the time of each final "B" map, will be requested to provide irrevocable offers of dedication of preserve lands. It is anticipated that the City and County would not accept the offer of land for a minimum of one year. During this period, the Developer will be expected to maintain such land so that the City can collect the special taxes with the purpose of building up an operating reserve not to exceed I 00% of the annual budget. The special tax formula provides that the annual budget for any year may include an allocation for replenishing the reserve fund. . The maximum tax rates are based on the best estimate by the developers of the square footage of residential buildings and acreage of non-residential parcels at buildout with a 15% reduction so that there would be some margin for error in the event that the developers do not build the projected total square footage. This margin raises the maximum allowable tax so that if a lower amount of development occurs (up to a 15% reduction) the City will still be able to cover the expenses with a 10% reserve. . The special tax formula provides that any cost due to delinquent taxes on vacant land shall be apportioned to the project (Otay Ranch Company or McMillin) where the delinquent parcels are located. This will eliminate any crossed-collateralization issues between the two developers by making the delinquent developer solely responsible for correcting any delinquency originating from their project. I 7~' S Page 6, Item / 1 Meeting Date~ . The annual budgets used to calculate the tax rates are only the best "estimates"of the cost of maintenance at district buildout. There is always a risk that actual expenses in future years may be higher than the total maximum collectible taxes. This may result in reduced levels of maintenance of the landscaping, unless the property owners approve an increase in the tax rates (213 voter's approval is required) which is considered unlikely. Staff believes, however, that the proposed tax rates contain enough of a cushion in the reserve, inflation adjustment, and the Extraordinary Tax to minimize future problems. -... -.. -.... Proposed Maximum Taxes The rate of special tax levy broken down by Improvement Area for this district for a typical dwelling matrix is as follows' Estimate of Annual Special Tax Area "A" Area "B" I) Maintenance Monitoring Maintenance Monitoring Single Family Detached (2000 SF) $15.63 $9.85 Single Family Detached (1200 SF) $9.38 $5.91 Attached (I I 00 SF) $8.60 $5.42 . Multi Family (1000 SF) . $7.82 $4.92 Commercial / CPF ( I acre) $128.53 $80.96 Final Mapped Land (1 acre) $128.53 $80.96 Vacant Land (1 acre) $81.30 $5 l.l 8 $51.18 1) It is assumed that only area "A" will be developed and that Area "B" WIll remalD vacanl Area "B" is only responsible for a pro.rata share of the monitoring program. Resolutions There is one public hearing and two resolutions on today' s agenda which, if adopted, will accomplish the following: . The Public Hearing is for the purpose of receiving testimony from any member of the public on the formation of the district. . The resolution making findings, passing on protests, and approving the report is the formal action accomplishing the following: . Declaring that all proceedings to form the district were valid and taken in conformity with the requirements of law. . Declaring that the proposed services are necessary to meet increased demands upon the City as a result of development within CDF 97-2. . Passing on any protest received. . Approving the report. . The resolution establishing the district and authorizing the levy of a special tax is the formal action required to complete the formation of the district and authorizing the submittal of the /7/;'-C::> Page 6, Item 17 Meeting Date 9/15/98 . The annual budgets used to calculate the tax rates are only the best "estimates"of the cost of maintenance at district buildout. There is always a risk that actual expenses in future years may be higher than the total maximum collectible taxes. This may result in reduced levels of maintenance of the landscaping, unless the property owners approve an increase in the tax rates (213 voter's approval is required) which is considered unlikely. Staff believes, however, that the proposed tax rates contain enough of a cushion in the reserve, inflation adjustment, and the Extraordinary Tax to minimize future problems. Proposed Maximum Taxes The rate of special tax levy broken down by Improvement Area for this district for a typical dwelling matrix is as follows: Estimate of Annual Special Tax Area "A" Area "B" I) Maintenance Monitoring Maintenance Monitoring Single Family Detached (2000 SF) $15.63 $9.85 Single Family Detached (1200 SF) $9.38 $5.91 Attached (1100 SF) $8.60 $5.42 Multi Family (1000 SF) $7.82 $4.92 Commercial 1 CPF ( 1 acre) $128.53 $80.96 Final Mapped Land (1 acre) $128.53 $80.96 Vacant Land (1 acre) $81.30 $51.18 $51.18 1) It IS assumed that only area "A" will be developed and that Area "B" wIll remam vacant. Area "B" is only responsible for a pro.rata share of the monitoring program. Resolutions There is one public hearing and two resolutions on today's agenda which, if adopted, will accomplish the following: * The Public Hearing is for the purpose of receiving testimony from any member of the public on the formation of the district. * The resolution making findings, passing on protests, and approving the report is the formal action accomplishing the following: . Declaring that all proceedings to form the district were valid and taken in conformity with the requirements of law. . Declaring that the proposed services are necessary to meet increased demands upon the City as a result of development within CFD 97-2. . Passing on any protest received. . Approving the report. * The resolution establishing the district and authorizing the levy of a special tax is the formal action required to complete the formation of the 17f?!. ~~UthOriZing the submittal of the Page 7, Item 17 Meeting Date 9/15/98 Ie of s ecial tax to the ualified electors of the district on the ._i!I!i!lillli1illii)\!llIi!mii'Jiiiiii_W' vy P q m.MMlMmlim1lm~1~It!Im!mIm;~1ffi_j1JJ~ 811 2) ten (10) business days after the City is notified of the close of the land exchange between the Otay Ranch Company and McMillin Otay Ranch, or 3) such other date as the qualified electors and the City Clerk may mutually agree. A resolution certifying the results of the election would be brought before Council on the first available Council meeting following this election. FISCAL IMPACT: All costs offormation of the district are being borne by the developers and the on- going administration will be funded entirely by the district. The City will receive the benefit of full cost recovery for staff costs involved in the following activities: 1) district formation (staff cost estimated at $12,000), and 2) district administration (estimated annual staff cost of $25,000) Exhibits: 1- 2- 3 - 4- 5 - Otay Ranch Preserve J Map of the District J List of Activities J Cost Estimate J j Improvement Areago.l Special Tax Report CFD 97-2 J Attachments A- September 10, 1998 H:\HOME\ENGINEER\AGENDA\97-2PH.WPD /7ft-? .' . o > :., o rIl .? .-oj _. ........ .. ;e:; _ tJ - .- :< .- r_' C:' - ,... - >:. - - . ...... o . iF;: -' F = ~ ~ ~ a - - -< = c - a. ]" -< -< .2 - '" ~ ~ " - S - " ~ = ;; '-' U c - - - " > - -< - ~ c "> = < ~ - = - ;; " 2 -= ~ - - == ~ ;; ;; - ~ i5i > '" = ~~I I ..... ~. .- ... x' . . .~ ::-'$--:; r ~ = -~ ..... / /111:"'g" - ~ -= :: -::: =C') == 0 c,;- :=0- ~ = ;:.l "'" -- =::: :: :> ~ m :; ::: :=== "'0 ='- - :.l -=~ -:.:::> =~ .F~. ~.:- = . :::; I . ~;. , n) (: ::.i -- - - N .." -- .... Cl -- ..::::i ~ -- - - - - .... ~ = ~ :> - - - - ~ ~ " I - " - . - - ;. - ,. N I 1"- 0> \ V . ._' I \ ~. .l~ ~ \~ ~~~ ~ \\'\ .,~~~ h ~ ~ ~ ; \ ~ ; \)J~~' I ~ ~\ - fi~".;\ 1 _. ~. _-=-.\ I 't \ (";,,;,;,,J I J " ,~-;r;] 1 . \ /'\ . = \\ :il I \ "'--\ ".!.~~ i ! \ '-~~~'A;1 i '~~~i ~. ~-<k f\l I ~\ "\ ~"J \~ ;=-- f' ,! \j " o~:: :z (,) ~ .c::::: ..u~~ ;::::::: !:) :r. ::::- LJ =~ ~ (;1 u ~= -"'7'" -': !::D<=- =< :z ;:5 _ [/'):...J ~~ ~ l.:.J :; <~ ~~ = in::' w' <-.. >=:i::E>= 2 - <;~ ;:-uw=v, "'<>= =l.:::~ -w. ... Vi ~ ....- ,., ~~~ --. :.-:: :z:.:::.. - " ! L :::J 2 ...,. ~ o u /7-~ -9 ~ . i = . g E ... .. ... = = _ =. i;- ~ ~ ; l " m --... , \. --., ~ ~~ .:;;:==- _: :.,...= -.. ~~ '~=;-.' :;?"'::-=:; ~ " . .. H ,!~ .!! ~ _. ~r E!" ",. ,-, . CI; ::: ........ Exhibit 3 List of Acthities . ;.- ?reseiVe Dp:iafions and Mainter.an:e '.'. ::'=-"'iV- ,.I,,,'lffi'''-ail--' ''''\''''10"' -n"' '!iiJ",i-m.:,nt "'---""''''- to --'!-,-,,'!n 0"''''--'- "il"' . I;;~.....l :: ~I_; :'_11 J -=. ....,_..... :-,::::i:..J 1J :""".:::JJ _ :--,):-J::'_I;.'::' lJt: l,t:.=;;;\ I :-,_l':~= _I ..J ...ailag:: ;:;;::seiVe n2:Ji'at v21ues t'iOlJ;1;-': ::uliivaii:J:l, j;rigation, trimming, sp,ayiilg, Te;tiiiziil9, :Ji E"'l"lent if, Diseas:: or injury; removal if, trimmiilgS; rubbish, ciebr!s, ail:! oin:, ':;:Jid w2"le; ...ainteilan::e if, t;::i!s; rem:Jv31 and contiDI Df exotic plants ",E::ie:; (w:==j:;); an:! ::Jni;DI if, c:Jwbi,ci:; thwugh L"'2::Jpiilg eITo;'"" 2 Se::uritv: DavelDp 3Jld implement se:::mty piDgi3iT;5 to: emoi::e "no tresp2ssing" mles; C!li".3il a~iivities kat deQi3de resoUiCes, such :s giaZing, 5hoofing, and iliega! dumping; ;:move iP-5h, Illier, and other debris; . c:Jrrtrol access; prohibit on-road ""..lie; a-d waintain fen::es and trails. 3. ?reseiVe jm::;mvements: Acquire (throlJ;1h lease Oi p!JiCh2se) equipment Dr in"taIl improvelTS,c'" ne::essai)' tD peiform uP- maintenan::e, monib;tng and security 7:...71::tioi5 ti::~;"'J ib:d n3rem. . 3.. Resource Monitoring ?rogiam 1. 3ioTa Monibiina: Implement me anm,1al biota m:lilibring and reporting program c:Jn5i"<=lll with me RM? to identify cn2nges in the quality and quantity of jxeserve iesou;::::; in:llJciing wildlife species, sensitive pIa,,:':' aild sensitive habitat types. . .:2r 1'1/} -I [) \ \ Exhibit 4 Cost Estimate Maintenance 3udget I Maill~",iEin=e 'of 1 ?43 :le,:s - Imorov:rn;nt Area .A. I S34.550 I F'r=-ss;v: Atiministrafion I ;;:11.516 I A1lo::abl3 Portion of District Adinini:oi.. :::luon (36.5%) I 59.135 I Subtof3] Maintenance 3udget I t:::- ?OI --~- I I I Monitoring 3udget I I AnT1!lalci!d CD:oi.s I 572.000 I Col1t1:_i Administration I $14,400 I A11o::able Portion of District Admini"i.. "iion (63.5%) I S15.aS5 Subtotal Monitortng 3udget I SI02.2c5 I I Total 3uoget I S'157,456 -f- /7fl-// -- - - - ---- - ---. """", - . "" :: ? - ..;'0 If") ..... -' -' - .- - .:::! ~ - - - - ~ ~ > ::;l ... - - - - - ..... . .. ~. I I 1 I .1 I 1'1 '~I I I "'>J I I ~\J I ~I \\\1 -:-, I ~:\ I -II -=::: ::::. ::.. .... '- ~ "'::: - ~ -::; ~ ___1 =;::; :D - - g'" L!J WI .-J\.L!J ~ . I I 1 I~I I I ! ! I I " ~\ I '~d ; I I ~I I I -I I 1 1 1 ~ /. : I I I I I I I I i I I I I I I I 1 I 1 I 1 I I ~ ~ rI'\ .- - '-!./ I I If Il-J!I I I ,,\I III I I I '>J " I ~I ....:" r .~ I '.1 I ""I ~N . . ~~i :1.- ., ." 'H r' .. ~i , '; : j1 ...............~i\ ..........-j" I I ~ .' "'i : II I" 11,\-/....,......... Iii I I' I! i \ . 1 ! I I I :\ i I I' I I I I' .: j t ill \ ;(1'1" 111'11 ,iill ili:\ 1l\NJ ~ ~ IS! ~ ,\ I 'f\ I" ';. . 1\ I' ,1\ I, I i.l.~ , ........ 111~"""'" I . ! \ : I:. i i 1\ I i 1\ ~J I~ .. I~ ~ PI "I' ! t-.\! I ' i i _ :;.JI \\\ . I 1 I\\J ~, ~ 1:\" ~~ ~ ,t\~' !! 'i'J ~\V -6'-1 ~, M .0;- 5: ,'; /' " ./ 1\ I I I I I I I I"':! I I ~ 1 I :/1 I I I 1 1111 I I I I r~ I I 1 I III I I I 1/111 I I I I II I I I I I I t: I I ~ ;; 1'1 I - T~ \) '" ~ II ~ $ I I I I I I 1 I I I I "I I I I I '..'1 I I I 1 I I I ,,\I I I I I I I 1\ I I I I" \1\" I I I I 1\1 I I I 1 1\ Y I I I I II 1 I 1 I I \ I I I 1 1 hi I I I I " I I I I I " III I I I .1 I I I III I I I ! I I I I I I I I I IIIIJ1 I 1 I == I '" I 1 I I I I I I ~_~> ~ 1 ~ ~ ;'\. ~ :~ I 1 I I I 171} -12-- J ~ q] III qj j II I i i i : I \ r\ - II -\. ;. i " '\. \ ~ \ 1 i\ " '::N :)0 _ I i:t-- _Cl -"0 >." =(3 DOl > ~ Ol CD Ol ~ Q.. . !\ i~ Y." , . . E 1 ~ . rJ~ rem ,)..1, C "'" THIS PAGE B ANK ~ -.., -., . . . ~ /0~~ If?~~---~. BefiY!!i~&-t!~~g~,,- ~. ---A B""Y,;,:"~& HJmgar€rJ~riseS Co. l ' " .":--"t~./ --;, If1 :i / I '.",' i ~.",tf7~~ ATTACHMENT A ~ ..\. SPECIAL TAX REPORT COMMUNITY FACILITIES DISTRICT NO. 97-2 PRESERVE MAINTENANCE DISTRICT FOR THE CITY OF CHULA VISTA ~v~ :::~ ~ ~~~ ........~~........ ClN OF CHUIA VISTA Prepared By Berryman & Henigar JULY 1, 1998 Project No. 14358.00 , 1'1 /7 /J~/3 ....j F COMMUNiTY FACILITIES DISTRICT NO. 97-2 Preserve Maintenance District City of Chula Vista ---. TABLE OF CONTENTS Introduction.......................................................................... . . . . . . . . . . I Description of District .... ........... ................. ........ .......... .......... .....1 Description of Facilities ............................................. ........3 Cost Estimate ........................................................... .......... ............. ....5 Rate and Method of Apportionment.. ..................5 APPENDIX A - Calculation of Special Tax for Preserve Maintenance & Monitoring .-., --- r /7#/i . . . Community Facilities District No. 97-2 July 1, 1998 Page i Special Tax Re::>or1 PRESERVE MAINTENANCE DISTRICT Community Facilities District No. 97-2 City of Chula Vista INTRODUCTJON The City of Chula Vista (City) has been requested to initiate proceedings to establish a Community Facilities District for the purpose of maintaining areas which have been conveyed to the preserve in accordance with the Otay Ranch Resource Management Plan to protect and enhance biological, paleontological, cultural and scenic resources, maintain biological diversity and promote the survival and recovery of native species and habitat; and to establish an annual biota monitoring program for the preserve in order to identify changes in quality and quantity of on-site biological resources, including sensitive wildlife species, sensitive plants species and sensitive habitat types. The Preserve Owner/Manager (POM) will oversee the day-to-day and long-range activities within the resource preserve. The POM will take an active role in the maintenance and enhancement of biological resources, the development of educational programs and the implementation of Resource Management Plan policies related to management of the resource preserve. The proposed District is located in the City of Chula Vista, County of San Diego, State of California, as depicted on a reduced map of the boundaries thereof, Exhibit A, Boundary Map, included herein. The City adopted a resolution entitled "Resolution of Intention to Establish a Community Facilities District", Resolution No. declaring its intention to form the District and ordered the preparation of a report describing the proposed services to be financed by the District if it is formed. The proceedings are being conducted in accordance with the provisions of the "Mello Roos Community Facilities Act of 1982," being Chapter 2.5, Part 1, Division 2, Title 5, commencing with Section 53311, of the Government Code of the State of Califomia (the Act) and the City of Chula Vista Community Facilities District Ordinance (the' "Ordinance") being Ordinance No. enacted pursuant to the powers reserved by the City under Sections 3, 5 and 7 of Article XI of the Constitution of the State of California and the Charter of the City. The report has been prepared by, or under the direction of the Director of Public Works and other such officers responsible for the providing of the services to be financed by the proposed District. The report has been prepared in accordance with Section 53321.5 of the Act and includes among other information: a) A description of the maintenance services which are required to adequately meet the needs of the District (Part II). M:\$project\chulavis\psrvmainB, doc 1- /7/-J ~/( -, t\ ., Community Facilities District No. 97-2 July 1,1998 Page ii Special Tax Report b) An estimate of the fair and reasonable cost of providing maintenance services and all other related costs as provided in Section 53345.3 of the Act (Part III). M:\$projecl\chulavis\psrvmain8. doc # 17/}-/6 ~ -.., -., Community Facilities District No. 97-2 Special Tax Report July 1,1998 . Page 1 Part I - Description of District The proposed District (Preserve Maintenance District) Community Facilities District No. 97-2 as shown in Exhibit A includes the following Assessor's Parcel Numbers: Assessor's Parcel Owner Acreaae Number 595-070-33-00 Otay Project LLC 15.39 641-020-15-00 Otay Project LLC 21.89 641-020-18-00 Otay Project LLC 10.00 641-030-16-00 Otay Project LLC 16.50 641-060-04-00 Otay Project LLC 8.16 641-060-06-00 Otay Project LLC 17.91 641-070-01-00 Otay Project LLC 87.86 641-080-01-00 Otay Project LLC 88.89 642-060-11-00 McMillin D. A. America Otay Ranch LLC 140.79 642-071-01-00 DMB/AEW Land Holdings Two/LLC-OVP 23.09 642-071-02-00 Standard Pacific Corp. -OVP 13.40 642-071-03-00 Centex Homes-OVP 10.59 . 642-071-04-00 DMB/AEW Land Holdings Two/LLC-OVP 19.69 642-071-05-00 Standard Pacific Corp.-OVP 14.84 642-071-06-00 South Bay Project, LLC-OVP 6.53 642-071-07-00 Otay Project, LLC-OVP 72.48 642-071-08-00 Centex Homes-OVP 12.13 642-071-09-00 Otay Project, LLC-OVP 13.74 642-071-10-00 Otay Project, LLC-OVP 7.16 642-071-11-00 Otay Project, LLC-OVP 10.35 642-071-12-00 Otay Project, LLC-OVP 275.39 42-080-01-00 McMillin D. A. America Otay Ranch LLC 157.09 642-090-01-00 Otay Project LLC 92.78 642-100-01-00 McMillin D. A. America Otay Ranch LLC 91.29 643-010-03-00 Otay Project LLC 19.92 643-010-09-00 Otay Project LLC 51.63 643-020-10-00 Otay Project LLC 159.37 643-020-28-00 Otay Project LLC 48.13 643-020-32-00 Otay Project LLC 99.62 643-05.0-01-00 Otay Project LLC 58.24 643-060-03-00 McMillin D. A. America Otay Ranch LLC 637.73 643-060-04-00 Otay Project LLC 268.55 644-030-01-00 Otay Project LLC 311.03 . 644-030-06-00 Otay Project LLC 255.85 TOTAL 3,138.01 M:\Sproject\chulavis\psrvmain8.doc -/I- 171l---/7 ,; ) J.. ~ < :l 'J - 0 J ~ - J.. I ) I I I \ I I I ~ I - - N I r-- m < .~ 01-0 Z U 8 <>::0 ~+-z U (f) ~ ~;vo <- 1...< ~r-L.Uoz: >- If) U >-r::: C:::-z ""'0 < 0 <: 5:5 Cl Z 0< 5 W Uu otnl- "J...... c::wz::o o t- < :2w ~-2:>< o-.J <_ I::...- ~tn OUW::;. =~> '" =--.......... C::: U L:...Wl...... <.no >-w>- , <>:: ~ =CLu z~ =:J 2: 2: o U ~ rn I X w 'J , - ;j) o z (J ;:: en .3 r1l ~ 5 ro ..l..co >-O'l ;:0) :s ~ N E"':QJ E>-Cl o"3rn l) -:,cL ~ ~ >~~~ }~ ,~ o o t I i:]eo. ~:; ~ I ti'5 >->- i3~ k I~ ""~l:se -I c~_ ....e, I I;:; ZUc!:::::;, ;=> ~t;::o~ . Ii: ~6i52~ ,~ ~lo;5~;; ii ::!==!::....~ l~<:s ::;:i!;:...u;:; r:::V;:l; ~~~~:::: s~ ;E;;ou:::!, S~ ~~~)o..~b .::r:~u ::l:>~55>. . !e::u5 -b2:w::<~ 1t35... ~l:.~2l:.l::Q 2: I - ">a....)...< 10 )..t< )..!o;oc:._ ;:; ,- - l...Ci' ... I~ !Otilll ;:~t:o. "" t:;:!2:~< ~ :S >.: U055g;;; !E ::: ~l:lU&S~Ul ....:x~<:s::::: ~~"'V1::' >- ::~~~S~== " ~ 1- ,- !~ ~ ~ ., _\s~!::! 1~IIlVll... 0, 'I'~o C; '<:_ - ~1IlC; '~islE;J o U!-lo:;: .... <....- !-J '-C::~ o "')..0 ""-l... :::::;::. 5 t::~~~ >- <~ . ~ ::.~~~ lis 'I~t;~ "'-'~ ~ 2:~,-- Vl9 '-'50 ==- ~ >- ::~~:-;;~:i:: e::g~':::5 -~-~~~ / /)~ ~~~~- ~ . ~ . , . 0" . ~ - , " . . " !It: ::... 0; i?...! ~: ~ fL.. B i ~ ~ ....J. ;- ~ :: I i I /71!>/f ;~ i~ I~ I~~~ :::.....2: ~:s ~ ~:; I ::::'", !::r:::u iEUts I"is", >->-~ ,Soti Q ~~ ~z 15C1g Q:Z~ a~< ~'-u ~ois >->- ~~~ ~~- ;:;:~ ~,,~ "'I ~ o~ b~ ~ - -~ Q- ~ ~s ~~ ~;2 QQ ~~ '~ ::;~ ~~ G~ ~" ~o ~o ':::t; ~- ",eo ~B u !J:;Zl""./ :3'~~S ~ Z ! r ; -' . t:::! f ~I' .. : ~ i Eft' to,'l ~ ! Cl:l1~ El3 . . . Community Facilities District No. 97-2 July 1,1998 Page 3 Part II - Description of Facilities/Services The proposed services include all direct, administrative and incidental annual costs and expenses related to the maintenance, operation and management of public or private property required by the Preserve OwnerlManager (POM) to be maintained within the Otay Ranch Preserve as open space or habitat preservation or both. Such property may be located outside the boundaries of the applicable community facility district and outside the jurisdictional boundaries of the City. The Otay Ranch Phase 2, Resource Management Plan (RMP) dated June 4, 1996, describes the POM functions that may be funded through land secured financing (pages 77-82), including this CFD. The document also identifies those POM functions that may not be funded through land secured financing, including this CFD. Revenues from this CFD may not be used for enhanced preserve functions such as: the maintenance of more lands than contemplated in the initial preserve boundaries; instructional or educational programs; and expanded or new management programs. Revenues from this CFD may not be used to fund the maintenance, operation or improvement of a regional park located in the preserve. Revenues from this CFD may be used for preserve maintenance, operation and management, biota monitoring, and preserve security including ordinary and necessary administrative expenses and reserve fund requirements. Such services shall include the following: A. Preserve Operations and Maintenance 1. Preserve Maintenance: Develop and implement programs to maintain, operate and manage preserve habitat values through: cultivation, irrigation, trimming, spraying, fertilizing, or treatment of disease or injury; removal of trimmings, rubbish, debris, and other solid waste; maintenance of trails; removal and control of exotic plants species (weeds); and control of cowbirds through trapping efforts. 2. Security: Develop and implement security programs to: enforce "no trespassing" rules; curtail activities that degrade resources, such as grazing, shooting, and illegal dumping; remove trash, litter, and other debris; control access; prohibit off-road traffic; and maintain fences and trails. 3. Preserve Improvements: Acquire (through lease or purchase) equipment or install improvements necessary to perform the maintenance, monitoring and security functions described herein. "'A.'t:.nrniQM\....hllb\1iC'\nC'n'rn~inR ~n,.. P /7/9-/9 "' Community Facilities District No. 97-2 July 1, 1998 Page 4 B. Resource Monitoring Program 1. Biota Monitorina: Implement the annual biota monitoring and reporting program consistent with the RMP to identify changes in the quality and quantity of preserve resources including wildlife species, sensitive plants and sensitive habitat types. M:\$projectlchulavislpsrvmain8.doc -;f- 17~~zo """'\ ~\ .-, . . . Community Facilities District No. 97-2 July 1,1998 Page 5 Part III - Cost Estimate The estimate of the fair and reasonable cost of the proposed services for Resource Monitoring, and Preserve and Maintenance Operations including in connection with providing said services, and all other related costs is deemed to be not greater than $157,466 if all development if all services and facilities were required for the fiscal year ending June 30, 1999 as shown below: Maintenance Budget Maintenance of 1,243 acres - Improvement Area A $34,550 Preserve Administration $11,516 Allocable Portion of District Administration (36.5%) $9,135 Subtotal Maintenance Budget $55,201 Monitoring Budget Annualized Costs $72,000 Contract Administration $14,400 Allocable Portion of District Administration (63.5%) $15,865 Subtotal Monitoring Budget $102,265 Total Budget $157,466 Each Fiscal Year thereafter, the City shall cause to be prepared annually a budget showing the estimate of cost for the Resource Monitoring Program, and Preserve Operations and Maintenance for the coming year for Improvement Area A and B of the District. The costs for the Resource Monitoring Program shall be allocated to Improvement Areas A and B in proportion to the gross Acres within each Improvement Area (34% and 66%, respectively). The costs for the Preserve Operations and Maintenance shall be allocated to Improvement Area A only. The budget for each Fiscal Year may show the proportional cost of those maintenance and/or monitoring activities which occur less frequently than on an annual basis. Said budget shall also account for any funds collected from other parcels within the Otay Ranch General Development Planning Area such that the "fair share" costs for Resource Monitoring as determined by the City shall be allocated to this District. M:ISoroiect\chulavislosrvm"inR dnc . -15 171l-2-I Community Facilities District No. 97-2 July 1,1998 Page 6 -., Part IV - Rate and Method of Apportionment of Special Taxes ANNUAL TAX A Special Tax shall be levied annually on each Parcel of land within the Preserve Maintenance District, Community Facilities District No. 97-2 of the City of Chula Vista (the "District"), and collected according to the Special Tax Liability determined by the City of Chula Vista (the "City") through the application of the following procedures. All of the property within the District, unless otherwise exempted by law or the express provisions of the rate and method of apportionment expressed below, shall be taxed to the extent and in the manner provided below. All Parcels within the District are included within either Improvement Area A or Improvement Area B. A map of the Improvement areas is included as Exhibit B. All Special Taxes applicable to Parcels be collected in the same manner and at the same time as ordinary ad valorem property taxes, and Special Taxes so levied will be subject to the same penalties and procedures, sale and lien priority in case of delinquency as is provided for ad valorem taxes. DEFINITIONS ----. Acre or Acreage means the area of a Parcel as shown on the latest maps of the Assessor of the County of San Diego, or if the area of such Parcel is not shown on such Assessor's maps, the area as shown on a current recorded subdivision map, parcel map, record of surveyor other recorded document creating or describing the Parcel. If the preceding maps are not available, the area shall be determined by the City Engineer. Administrative Expenses means the direct and indirect expenses incurred by the City in carrying out its duties with respect to the District (including, but not limited to, the levy and collection of the special taxes) including the fees and expenses of its counsel, any fees of the County related to the District or the collection of special taxes, an allocable share of the salaries of City staff directly related thereto and a proportionate amount of the City's general administrative overhead related thereto, any amounts paid by the City from its general fund with respect to the District, and all other costs and expenses of the City related to the District. Building Square Foot or Square Footage means the square footage as shown on a Parcel's building permit, excluding garages or other structures not used as living space. -. City means the City of Chula Vista. . M:\Sprojectlchulavislpsrvmain B,doc 1P /7/J- --l:?-- - Q. (]) 0:: x ro f- ro .0 OJ Q. C/) . N , r-- 0> o Z 13 ..:: ~ o Ul .t _0> 0;: CJ) 5"- E .r-- .,.... OJ E>.Cl 0- ro u~o.. N I r--- 01 !:J o -;=- 0 Zu'" _ w e::::5 I- I- ,",UV1~ --otn <c::: ~~ w 5:$ ~(/)U>-~ wozz~ ~ <t ::>::: < Z o;t (f)WUU ~ I- ~ W z ~5 ~ t- - V1 w _ <r ;;w > --.J::'f :< 0_ <_ c: U w sV'l g,<r>= -l:... 0:: u w~ [/)0 >- W >- I- 0:: ~ -n...u z~ ::l L L o U d' I- OJ ~ x w 171)7.3 . . o . . . i: g to ;c ;. ~ ~ ~ ~ o . . o i ~ ~ ~ ~ ~ ~ ~ ~ ~ i ~ ~ ~ ! I ~~i I , ~ ~ ~~ =~ "''' u'"' ~" ~" ~" -- ~~ ~:o ::<:::? "" u .C~ll=~1 ..?"~=s ~ Z u . . . _ . ~::; -" -- wU ~~ ., ~I. ~ . l:Ili- "I' . . '1:,] ~I: ~I ~I. ., . ; Ill. ~ .\ n\ Community Facilities District No. 97-2 July 1, 1998 Page 8 -, Developed Parcel means Taxable Property for which a foundation building permit or other form of building permit has been issued as of March 1 of the preceding Fiscal Year. District means the Preserve Maintenance District Community Facilities District No. 97-2 of the City of Chula Vista. Final Map means a recorded Tract Map or Parcel Map. Fiscal Year means the period starting on July 1 and ending the following June 30. Improvement Area means one of the two specific areas as shown in Exhibit B. Maximum Special Tax means the maximum special tax that can be levied within each Improvement Area within CFD No. 97-2 by the City Council in any Fiscal Year for each Parcel of Taxable Property. Non-Residential Parcels shall include each Parcel within the District which is zoned for other than Residential Uses by the City. Non-Residential Uses shall include all Developed Parcels which are not zoned for Residential Uses including commercial, industrial, and Community Public Facilities (CPF). -., Operating Fund means a fund that shall be maintained for each Improvement Area within the District for any Fiscal Year to pay for Resource Monitoring and/or Preserve Operations and Maintenance activities and Administrative Expenses. Operating Fund Balance means the amount of funds in the Operating Fund for each Improvement Area at the end of the preceding Fiscal Year. Operating Fund Requirement means for any Fiscal Year an amount for each Improvement Area equal to the Resource Monitoring Fund Requirement and the Preserve Operations and Maintenance Fund Requirement for the current Fiscal Year in which Special Taxes are levied. Parcel means any San Diego County Assessor's Parcel or portion thereof that is within the boundaries of the District designated on a map of the San Diego County Assessor and which has been assigned a discrete identifying number on the equalized tax rolls of the County. ---. Preserve Operations and Maintenance means those activities defined in Part" A. of the Special Tax Report dated July 1,1998 for Community Facilities District No. 97-2 of the City of Chula Vista. -#- /7/J -2~ M:\Soroiect\c::hulavis\osrvmain8. d"" . Community Facilities District No. 97-2 July 1,1998 Page 9 Preserve Operations and Maintenance Fund Requirement means for any Fiscal Year an amount equal to the budgeted costs for Preserve Operations and Maintenance plus a pro-rata share of the budgeted Administrative Expenses of the District for the current Fiscal Year in which Special Taxes are levied. Residential Parcels shall include each Parcel within the District which is zoned for Residential Uses by the City. Residential Uses shall include those residential uses as permitted in the City zoning ordinance. Reserve Fund means a fund that shall be maintained for each Improvement Area to provide necessary cash flow for the first six months of each Fiscal Year, working capital to cover monitoring, maintenance and repair cost overruns and delinquencies that may arise in connection with the collection of Special Taxes and a reasonable buffer against large variations in annual special tax amounts. Reserve Fund Balance means the amount of funds in the Reserve Fund at the end of the preceding Fiscal Year. . Reserve Fund Requirement means an amount equal to up to 100% of the Operating Fund Requirement for any Fiscal Year. Resource Monitoring Program means those activities defined in Part II B. of the Special Tax Report dated July 1, 1998 for Community Facilities District No. 97-2 of the City of Chula Vista. Resource Monitoring Fund Requirement means for any Fiscal Year an amount for each Improvement Area equal to the Improvement Area's fair share of the budgeted costs of the Resource Monitoring Program plus a pro rata share of the budgeted Administrative Expenses of the District for the current Fiscal Year in which Special Taxes are levied. An Improvement Area's ''fair share" shall be based upon the Improvement Area's percentage of the total acreage within the Otay Ranch General Development Plan Planning Area for which a Resource Monitoring Program funding mechanism has been established. Special Tax means the special tax or special taxes actually levied within CFD No. 97-2 each Fiscal Year. . Special Tax Liability for any Fiscal Year is an amount sufficient to pay the costs of an Improvement Area within the District equal to: (i) the Resource Monitoring Fund Requirement, and Preserve Operations and Maintenance Fund Requirement, less the Operating Fund Balance, and (Ii) the Reserve Fund Requirement, less the Reserve Fund Balance. , ~ /711;2..5 M:\Sproiecl\chulavislPsrvmain8. doc Community Facilities District No. 97-2 July 1,1998 Page 10 """" Tax Categories are those Categories I, II and III described in the body hereof. Taxable Property is all real property or Parcels within the boundaries of the District which are not exempt from the Special Tax pursuant to the law or which are not classified or assigned to the Exempt Category as defined herein. Cateaories of Special Taxes Category I Category I includes each Developed Parcel within the District. (Category I) The Maximum Special Tax for Resource Monitoring, and Preserve Operations and Maintenance that may be levied for Fiscal Year 1998/99 on each Developed Parcel shall be at the rates set forth in Table 1 below. For Residential Parcels the Special Tax shall be levied based upon Building Square Footage and for Non-Residential Parcels shall be levied based on Acreage. The Maximum Special Tax shall be increased or decreased each Fiscal Year thereafter by a factor which is the lesser of the annual percentage change in the January to January San Diego Metropolitan Area All Urban Consumer Price Index (All Items) or the annual percentage change in the estimated"""". California Fourth Quarter Per Capita Personal Income as contained in the Governor's budget published every January. TABLE 1 Maximum Special Tax Category I Resource Operation & Monitoring Maintenance Residential Parcels SO. 004 9 per sq. ft. SO.0078 per sq. ft. Non-Residential Parcels S80.96 per Acre 5128.53 per Acre Category II Category II includes each Parcel of Taxable Property within the District for which a Final Map has been recorded, but which is not classified as a Developed Parcel (Category II). The Maximum Special Tax for Resource Monitoring, and Preserve Operations and Maintenance that may be levied for Fiscal Year 1998/99 on each Parcel in Category II shall be as shown in Table 2 below (said amount to be levied pro rata for any portion of an Acre). Said Maximum Special Tax shall be increased or decreased each Fiscal Year thereafter by a factor which is the lesser of the annual percentage change in the January to January San Diego Metropolitan Area All Urban Consumer Price Index (All Items) or the annual percentage change in the estimated California Fourth Quarter Per Capita Personal Income as contained in the Governor's budget published every January. --. ;20 /74-2b . M :\Sproiect\ch ulavis \osrvmalnB. d DC . . . Community Facilities District No. 97-2 July 1,1998 Page 11 TABLE 2 Maximum Special Tax Category II Resource Operation & Monitoring Maintenance $80.96 per Acre $128.53 per Acre Category III Category III includes each Parcel of Taxable Property within the District not subject to a Special Tax under any other category ("Category III"). The Maximum Special Tax which may be levied for Fiscal Year 1998/99 on Taxable Property within Category III shall be as shown in Table 3 below (said amount to be levied pro rata for any portion of an Acre). Said Maximum Special Tax shall be increased or decreased each Fiscal Year thereafter by a factor which is the lesser of the annual percentage change in the January to January San Diego Metropolitan Area All Urban Consumer Price Index (All Items) or the annual percentage change in the estimated California Fourth Quarter Per Capita Personal Income as contained in the Governor's budget published every January. TABLE 3 Maximum Special Tax Category III Resource Operation & Monitoring Maintenance $51.21 per Acre I $81.30 per Acre Exempt Category The Exempt Category includes each property owned, conveyed or irrevocably offered for dedication to a public agency, or land which is in the public right-of-way, unmanned utility easements which make utilization for other than the purpose set forth in the easement impractical, common areas, private streets and parks, and open space lots ("Exempt Category"). Assianment to Cateaories of Soecial Tax On or about July 1 of each year, (but in any event in sufficient time to include the levy of the Special Taxes on the County's secured tax roll), the City shall assign each Parcel within the District to Category I, Category II, Category III or the Exempt Category. Parcels subject to levy shall be determined based upon the records of the San Diego County Assessor. l\II:\Sproject\chu lavis\psrvmain8. doc ;zr /7/l ~:J-7. Community Facilities District No. 97-2 July 1, 1998 Page 12 ~, Levv and Apportionment of Special Taxes The City shall determine the Special Tax Liability for each Improvement Area in each Fiscal Year on or about every July 1. Special Taxes shall then be levied on each Parcel classified as the Category I, Category II, or Category III in the following order of priority: Improvement Area A Step 1: Determine the revenue which could be generated by Parcels assigned to Category I by multiplying the Building Square Footage for Parcels classified as Residential Parcels by the Maximum Special Tax per Building Square Foot for Resource Monitoring, and Preserve Operations and Maintenance for Parcels and adding to that the maximum revenue which could be generated by multiplying the total acres for Parcels classified as Non-Residential Parcels by the Maximum Special Tax per Acre for Resource Monitoring and Preserve Operations and Maintenance. Step 2: If the total revenue as calculated in Step 1 is greater than the estimated Special Tax Liability for Improvement Area A, reduce the Special Tax for each .-." Parcel proportionately so that the Special Tax levy for the Fiscal Year is equal to the Special Tax Liability for the Fiscal Year. Step 3: If the total revenue as calculated in Step 1 is less than the Special Tax Liability for Improvement Area A, a Special Tax shall be levied upon each Parcel within Improvement Area A, classified as Category II. The Special Tax for Parcels assigned to Category II shall be calculated as the lessor of: (i) The Special Tax Liability for Improvement Area A as determined by the City, less the total revenue generated for all Parcels under Step 1 above, divided by the total Acres for all Parcels within Improvement Area A assigned to Category II, OR (ii) the Maximum Special Tax rate for Parcels assigned to Category II Step 4: If the total revenue as calculated in Step 1 and 3 is less than the Special Tax Liability, for Improvement Area A, a Special Tax shall be levied upon each Parcel within Improvement Area A classified as Category III. The Special Tax for Parcels assigned to Category III shall be calculated as the lessor of: ........ (i) The Special Tax Liability for Improvement Area A as determined by the City, less the total revenue generated for all Parcels under Step 1 and 3 above, ;;&7 /74-2% M :\Soroiect\ch ulavis\osrvmainB. doc . Community Facilities District No. 97-2 July 1,1998 Page 13 divided by the total Acres for all Parcels within Improvement Area A assigned to Category III, OR (ii) the Maximum Special Tax rate for Parcels assigned to Category III and within Improvement Area A. However, in the event it is determined that the Special Tax Liability for Improvement Area A includes delinquent Special Taxes from Parcels in Category III from the prior Fiscal Year, the City shall determine the amount of delinquent taxes that arose from such Parcels and identify the owner(s). The amount of delinquent Special Taxes, if any, that arose from the applicable owner(s) shall first be divided by the total Category III Acres owned by such owner(s) and collected from the applicable owner(s) with the remaining portion of the Special Tax Liability not related to delinquent Special Taxes to be collected from all Parcels in Category III according to the procedure set forth in the preceding paragraph. Imorovement Area B . Step 1: Determine the revenue which could be generated by Parcels assigned to Improvement Area B for Resource Monitoring by multiplying the total Acres for Parcels assigned to Category III by the Maximum Special Tax for Category III. Step 2: If the total revenue as calculated in Step 1 is greater than the Special Tax Liability for Improvement Area B, reduce the Special Tax for each Parcel proportionately so that the Special Tax levy for the Fiscal Year is equal to the Special Tax Liability for Improvement Area B for the Fiscal Year. However, in the event it is determined that the Special Tax Liability for Improvement Area B includes delinquent Special Taxes from Parcels in Category III from the prior Fiscal Year, the City shall determine the amount of delinquent taxes that arose from such Parcels and identify the owner(s), The amount of delinquent Special Taxes, if any, that arose from the applicable owner(s) shall first be divided by the total Category III Acres owned by such owner(s) and collected from the applicable owner(s) with the remaining portion of the Special Tax Liability not related to delinquent Special Taxes to be coll~cted from all Parcels in Category III according to the procedure set forth in the Step 1 and Step 2 above. . ~ /l,4~2--9 M:\Sproject\chulavis\psrvmainB.doc -" APPENDIX A -..., ~ 2Y . ~ 0 0 ~ '" 0 0 OCD CD 0:> 0 0 0 ~ ~ '" LO tt! CD 0:> '" LO cO 0 M r-.: '" 0:> N "- 0 ~ '" ~ N !E '" ~ '" N '" '" '" ~ a)~ LO Cl '" ~ "! "- N N "'. N CDN '" -0 M ~ ci o:>..f N M LO '" 0:> l: r,n-N cO OJ;; I- CD '" "- ~ "- ... ... ... ~ ~ 0 ... ... .... l: 0 :!: 'tl l: III LO ~ 0 '" '" ~~ ~ <l: ~ '" 0 0 '" '" III '" r-.: CD 0 ZZ Z Z z Q) .. CD '" '" ~ "- '" '" C.l <l: 0 N "! l: - N ..f '" III l: "- "- l: .. ... ... Q) E .... .. l: > III 0 ~ :!: Co Q) E ~ '" . '0 Q) Ul <l: CD ~ '" 0 ~ ~ OCD CD 0:> '" Q) LO 0 '" ~ ~ N CD 0:> '" LO Q) '" 0 '" N. r-.: cO '" 0:> N 0 ~ Ol .... '" ~ '" n. .. en __~ on ro ~ CD ~ N '<t CD ~ LO <l: O. "- "! "'. CDN '" M a. .... ci LO '" 0:> .E - ~ 0:> 0:> ~ l: CD '" '" tON 0:> .. ... ... ... >< l: III Q; I- > 0 .!!! ~ Co C.l E Q) a- U) - Q) Q) 0 ~ ~ l: Q) Q) 0 In In Q) Q) ;:: ~ ~ III ;F. ;F. ,;:I 0 0 C.l .~ ~ In In III Q) Q) 0 ~ ~ :J :J t3 t3 ~ ~ Q) Ol ro - ~ In .. E Q) ~ .c: Ol > In '"' " ro 0 u: 0 Co :;: 't:l ~ l) >.~ ~ E- :J Ol Q) " ;: III e ~ .'!l " 0- ~ - ro " @ 0 0:0 en ~ Q) Q)- Q) .. a. 0 :c OlE Ol't:l ~ Ol ~ , , ]2 !E "E Q) Q) u: '" ro- ro Q) l: ~ Ol Ol .c Co Q) 0 ..- .. .'" <l: ~ ro ro C o:::e ~ ro en .n; :::> 0- . 0 " " E Qi 0'0 Q) Qj <l:o <l::;; .. :0 '" r:D 't:l en ~ .c Q) Ol 0 0 .in ~ > In D.. " ro ~ Q) Q) Q) 0 ~ u..u.. C ui Q) Q) ci.'" ro <l: Q) :J Q) Cl Ol .Q<l: ~~ iii ~ - :0 ~ r:D Q) ~ e: Q) Q) CD ~ <l: m ro Q) Q) Q) :J Q) 0 ro 0 m ro '" m ~ e: Q) > ro In-C - In r-.: :Q "- 0 :J :J .in Ol (5 ~ Q) ~ Q) - E Q) to (5 0" 0" (5 OJ > " It .~ ~ '" '" I- <l: Cl<l: <l: a. ... r:D '" CD I- en en l- e: <l: ~ 1/.4~3o " ........, t- O> co '" co t- M co N " ~ "" to ~ c:i t- eO 0 '" 0> ~ " '" " ~ ~ to 0 ~ III '" ~ CO L" r-: 0) <Xi Cl 'iC M " M CO "0 ~ N ~ t- ::: 0> t- o.: I- 0 - t: 0 :E "0 t: lD ::f <( ::f ::f ::f ::f <( <( ::f <( ::f <( ::f <( III - Z Z Z Z - N n: Z Z Z Z Z Z Z Z Z Z Ql ll> ~ ~ '" 0 <( ... t: - III - t: ~ Ql - 0; t: > III 0 ~ :E 0. Ql .E ~ ~, Ql III <( ": 0> CO CO t- M CO N " to M 0 '" CO ~ c, Ql ~ " cO c:i r-: eO 0 '" 0> t- '" M " '" "! Q) .. n: ~ " '" ~ ~ to 0 ~ 0 to 0 c:i Ol c.. ll> '" ~ CO t- o) <Xi 0 N to 0 to '" ell ~ c:i c:i n. <( " M CO ~ ... ... ... .. N ~ t- ... ... ... .E -::: 0) r-: >< ! III 0; I- > 0 III ~ 0. 0 - Ql e- rn - 0 t: 0 ; 0. 0. .!!! ell ell ::::l ::E ::E ~ ro ro III c c U u: u: @ <f. ~ ~ '" 0 0 >-~ Q) to ~ ~ .!!! (.) Ol @ @ ro 'E 12 'E 0 ::E ell ]! ll> Q) >-~ Q) ~ - ll> 'E Q) . . - Q) Ol 'E u: u: C '"0 Ol '"0 Q) Q) (.) U .!!! (.) iii Q) 'ijj c Q) 'ijj Ol Ol<( ell Q) c- c- '"0 ;: '"0 I1l 11l_ ::f O::EQ) '"0 C 'ijj Q) 'E 'ijj Q) 'E Q) !'! ,!!1 cV cb 0 'ijj Ul Ul ll> a: ell 0 a: - ll.. - Q) - Q) ell (.) (.) 'E Ul Ol Ol<( Q) Ol Ol .!: a: c (.) = a: c (.) <( <( ell a: '"0 32 . 0 I1l . 0 I1l Q) I1l -0 n: Z > 0 Z > '"0 ro Q) Q) . ffi co :E u: :E - :I2 ]2 - u 'ijj c . . ll.. a, . 'ijj ~ (.) Q) 0 Q) Q) Q) Q) Q) """" 'E 'E Q) <( <( z ... c- - - ... c- - ~ Q) a: :0 :0 0 (.) (.) 0 (.) (.) Q) Q) a: '"0 '"0 '"0 , 'E ell ell - Ul ::f ::f - Ul ~~ '"0 '"0 'ijj 'ijj 'ijj C x x .. - ll> - 'ijj 'ijj ell 0 Q) Q) Q) Q) Q) 22 Q) Q) Q) ell ell - ro ro ro - ro Q) Q) ~ a: z ro l- I- n: .. ell ell a: a: a: a: > a: a: a: a: a: a: a: a: C: , ro ro Qj Qj c. c '5 ell x x X x x x x x Q) > 0 0 "0 O"ll.. "0 ~ .. ell ell ell .. ell ell ell Z Z Z <( Z Z I- W Ul l- I- l- I- l- I- l- I- I- r2? 174- :3/ . . . Cl =: ";: o - =: o :E "'C =: IU III CJ =: IU =: III - =: IU :E III ~ III III III ... c.. .. o - >< IU I- IU CJ III c.. en - o =: o ;:; IU ::I ~ IU U !!2 III -0 I- Nt-~M C"') M V or- OONC"") ,...: __- ~N M tR-,.... 'I"""" .... ....- .... ED III '" ~ <( OOv"'Ct tl'7t17V V N_N_ ..,. ..,. I'- I'- ........ -::: ~ iii > o ~ Q. - <( III '" ~ <( Nf'Om C"')C"')tI7CO 00 0 ,..:...: as M.... M .... .... -:: ~ iii > o a. 'tl '" i<i ~ '" <: ~= ~ o ;: g~~~ C :I 'E "00 Q) to Q) Q) C C) ~@)32"n:lc C::cnmE~E E <:OCZ>"c :I ... I 0 E.9<(<((I):2 ")("Erncomm ca 0 Q) CD Q) 15 :2:!~~~1- m to-I.{) ..,...,.Ol OlIO'" rri"':ci "'....1.0 .... .... 000 ............ OlIO'" ..,...,.Ol OlIO'" as '1""""- 0 "'....1.0 .... .... - " o :E :; ED @) OJ o <: ~ co ~ C iji ;Jg~~ c c oUi '-== Q)Q)Q)..:: -'tl~ c,Vi C S "i IV 0 0 :!OCZI- M - o M OJ Ol ro 0.. ~ /7/J- 32- ~ THIS PAGE BLANK -.. ---. 2ft . C::>mmunlty Facilities D'SlflC, N::> S7-2 Jwly 1,1998 Page 1 S::>eclal Tax Re::>::>~ _ "./::1" CK..H I~II tl Rate and Method of Apportionment of Special Taxes ANNUAL TAX A Special Tax shall be levied annually on each Parcel of land within the Preserve Maintenance District, Community Facilities District No. 97-2 of the City of Chula Vista (the "District"), and collected according to the Special Tax Liability determined by the City of Chula Vista (the "City") through the application of the following procedures All of the property within the District, unless otherwise exempted by law or the express provisions of the rate and method of apportionment expressed below. shall be taxed to the extent and in the manner provided below. All Parcels within the District are included within either Improvement Area A or Improvement Area B. A map of the Improvement areas is included as Exhibit B. All Special Taxes applicable to Parcels be collected in the same manner and at the same time as ordinary ad valorem property taxes, and Special Taxesso levied will be subject to the same penalties and procedures, sale and lien priority in case of delinquency as is provided for ad valorem taxes. . DEFINITIONS Acre or Acreage means the area of a Parcel as shown on the latest maps of the Assessor of the County of San Diego, or if the area of such Parcel is not shown on such Assessor's maps, the area as shown on a current recorded subdivision map, parcel map, record of surveyor other recorded document creating or describing the Parcel. If the preceding maps are not available, the area shall be determined by the City Engineer. Administrative Expenses means the direct and indirect expenses incurred by the City in carrying out its duties with respect to the District (including, but not limited to, the levy and collection of the special taxes) including the fees and expenses of its counsel, any fees of the County related to the District or the collection of special taxes, an allocable share of the salaries of City staff directly related thereto and a proportionate amount of the City's general administrative overhead related thereto, any amounts paid by the City from its general fund with respect to the District, and all other costs and expenses of the City related to the District. Building Square Foot or Square Footage means the square footage as shown on a Parcel's building permit, excluding garages or other structures not used as living space. . City means the City of Chula Vista. / 7C! -~- /71J-33 ~ '" c;- c:: x ,r:< ro "::; 9! [f) N , .... C> ci z 13 ';:: Ul 6 Ul ,~ 'u Cll w.. "'c::> _0> ';: 0> s~ = -N ~~~I ':) _ .....JI U ~ ~~l j -N I ) " ~, ijj~ , - -:::.~' , ,i.' I :--- C'l 02'- Z S2 ~ =::: = _ u U"l ~ <:;:;;::;;/". :c~-. ~ w =< ,- (fl - - <_ u >-= :::,...... Z:3 <-":;~5 _(/') W u;S Z't ~ - ~:--~~~ ~<v. ~-;::E>= ::;::- <~ ~Uw=,v. ~< >:: ~::::::~ , , ~::n s . w -:::: ~ Z"::,,,,;: ~ :::E :::E o U x -' I f /~ i \1 - , , i , : ! \~ i 0.(}:~~~ /~ ~-" ;~ J?-! ! . .. If =;, '. \)~5~,iJ i \ \~;' V!..~, . \.<;" ....,.r.-...i......J ~. ) /;>;-- '" V'~-;;i'i' ~.'. I; . (:\ ' .... ). . I ='~! =-"'" '\ \ \ E \ '. - ; : ; ~ : ; . . . i : ~ ; i f . . . ~~!i~:' 5!~~!: .... ! : : ::: ..... ...... ..10: i ~~ i! /7/J-- 3 i -; 7C! - 1 ; ; \ ~ ~~ 1.;::: ~- :~ ~~ .::;;". 5::: .::::j..: :-:''''~-l: -z~ j; " I: -\ -', . ' . , ;."'/ " ", E": ..i ::i ~.~ ~ . .....' . Community Fa::ilities Distnct No 97-2 July 1,1993 ?age 3 So:::,al Tax ",:0:J-: Developed Parcel means Taxable Property for which a foundakln ::>;.11101:<; permit or other form of building permit has been issued as of Iular::h " of In: preceding Fiscal Year. District means the Preserve Maintenance District Community Facilities District No. 97-2 of the City of Chula Vista. Final Map means a recorded Tract Map or Parcel Map. Fiscal Year means the period starting on July 1 and ending the following June 30. Improvement Area means one of the two specific areas as shown in Exhibit B. Maximum Special Tax means the maximum special tax that can be levied within each Improvement Area within CFD No. 97-2 by the City Council in any Fiscal Yeer for each Parcel of Taxable Property. . Non-Residential Parcels shall include each Parcel within the District whi::h is zoned for other than Residential Uses by the City. Non-Residential Uses shall include all Developed Parcels which are not 'Zoned for Residential Uses including commercial, industrial, and Community Publi:: Facilities (CPF). Operating Fund means a fund that shall be maintained for each Improvement Area within the District for any Fiscal Year to pay for Resource Monitoring and/or Preserve Operations and Maintenance activities and Administrative Expenses Operating Fund Balance means the amount of funds in the Operating Fund for each Improvement Area at the end of the preceding Fiscal Year. Operating Fund Requirement means for any Fiscal Year an amount for each Improvement Area equal to the Resource Monitoring Fund Requirement and the Preserve Operations and Maintenance Fund Requirement for the current Fis::al Year in which Special Taxes are levied. . Parcel means any San Diego County Assessor's Parcel or portion thereof that is within the boundaries of the District designated on a map of the San Diego County Assessor and which has been assigned a discrete identifying number on the equalized tax rolls of the County. ~ /7/l-,.J5 Community Facilities District No. 97-2 July 1, 1933 Page 4 Spec;al Tax Ke::l::ln ""'" Preserve Operations and Maintenance means those activities defined in Pan II A. of the Special Tax Report dated July 1, 1998 for Community Facilities District No. 97-2 of the City of Chula Vista. Preserve Operations and Maintenance Fund Requirement means for any Fiscal Year an amount applicable to Improvement Area A equal to the budgeted costs for Preserve Operations and Maintenance plus a pro-rata share of the budgeted Administrative Expenses of the District for the current Fiscal Year In which Special Taxes are levied. Residential Parcels shall include each Parcel within the District which is zoned for Residential Uses by the City. Residential Uses shall include those residential uses as permitted in the City zoning ordinance. Reserve Fund means a. fund that shall be maintained for each Improvement Area to provide necessary cash flow for the first six months of each Fiscal Year. working capital to cover monitoring, maintenance and repair cost overruns and ""'" delinquencies that may arise in connection with the collection of Special Taxes and a reasonable buffer against large variations in annual special tax amounts. Reserve Fund Balance means the amount of funds in the Reserve Fur'ld at the end of the preceding Fiscal Year. Reserve Fund Requirement means an amount equal to up to 100% of the Operating Fund Requirement for any Fiscal Year. Resource Monitoring Program means those activities defined in Part II B. of the Special Tax Report dated July 1,1998 for Community Facilities District No. 97-2 of the City of Chula Vista. Resource Monitoring Fund Requirement means for any Fiscal Year an amount for each Improvement Area equal to the Improvement Area's fair share of the budgeted costs of the Resource Monitoring Program plus a pro rata share of the budgeted Administrative Expenses of the District for the current Fiscal Year in which Special Taxes are levied. An Improvement Area's "fair share" shall be based upon the Improvement Area's percentage of the total acreage within the Otay Ranch General Development Plan Planning Area for which a Resource Monitoring Program funding mechanism has been established. Special Tax means the special tax or special taxes actually levied within CFD No. 97-2 each Fiscal Year. ""'"\ ~ /7/J-3h . Community Facilities District No 97-2 July 1, 1998 Page 5 Soe:,a: Tax =:eo:>- Special Tax Liability for any Fiscal Year is an amount sufficient to ;:Jay the cos:s of an Improvement Area within the District equal to: (i) the Resource MonJtonn~ Fund Requirement, and Preserve Operations and Maintenance Fun:: Requirement, less the Operating Fund Balance, and (ii) the Reserve Fun:: Requirement, less the Reserve Fund Balance. Tax Categories are those Categories I, II and III described in the body hereof. Taxable Property is all real property or Parcels within the boundaries of the District which are not exempt from the Special Tax pursuant to the law Dr which are not classified or assigned to the Exempt Category as defined herein. Cateoories of Soecial Taxes Category I Category I includes each Developed Parcel within the District. (Category I) . The Maximum Special Tax for Resource Monitoring, and Preserve Operations and Maintenance that may be levied for Fiscal Year 1998/99 on each Developed Parcel shall be at the rates set forth in Table 1 below. For Residential Parcels the Special Tax shall be levied based upon Building Square Footage and for Non-Residential Parcels shall be levied based on Acreage. The Maximum Special Tax shall be increased or decreased each Fiscal Year thereafter by a factor which is the lesser of the annual percentage change in the January to January San Diego Metropolitan Area All Urban Consumer Price Index (All Items) or the annual percentage change in the estimated California Fourth Quarter Per Capita Personal Income as contained in the Governor's budget published every January. TABLE 1 Maximum Special Tax Category I Resource Operation & Monitoring Maintenance Residential Parcels $0.0049 per sq. ft. I 50.0078 per sq. ft. Non-Residential Parcels $80.96 per Acre I 5128.53 per Acre Category II . ~/O /711-'2;; 1 f.J. .\S~roiect\:::hu12vic:;\CD~97 - 2 t:. /.1 Community Facilities Dlstrlc: No S7-2 July 1, 19?5 Page 6 SD:c:al Tax ReDo:' -.... Category II includes each Parcel of Taxable Propeny within the District for wnIC~, a Final Map has been recorded, but which is not classified as a Deveiopej Parcel (Category II). The Maximum Special Tax for Resource Monitoring, and Preserve Operations and Maintenance that may be levied for Fiscal Year 1998/99 on each Parcel in Category II shall be as shown in Table 2 below (said amount to be ievied pro rata for any portion of an Acre). Said Maximum Special Tax shall be increased or decreased each Fiscal Year thereafter by a factor which is the lesser of the annual percentage change in the January to January San Diego Metropolitan Area All Urban Consumer Price Index (All Items) or the annual percentage change in the estimated California Fourth Quarter Per Capita Personal Income as contained in the Governor's budget published every January. Category III TABLE 2 Maximum Special Tax Category II I Resource I Operation & Monitoring Maintenance I 580.96 per Acre I 5128.53 per Acre -... Category III includes each Parcel of Taxable Property within the District not subject to a Special Tax under any other category ("Category III"). The Maximum Special Tax which may be levied for Fiscal Year 1998/99 on Taxable Property within Category III shall be as shown in Table 3 below (said amount to be levied pro rata for any portion of an Acre). Said Maximum Special Tax shall be increased or decreased each Fiscal Year thereafter by a factor which is the lesser of the annual percentage change in the January to January San Diego Metropolitan Area All Urban Consumer Price Index (All Items) or the annual percentage change in the estimated California Fourth Quarter Per Capita Personal Income as contained in the Governor's budget published every January. TABLE 3 Maximum Special Tax Category III Resource Operation & Monitoring Maintenance 551.21 per Acre 581.30 per Acre -.... Exempt Category '..'e..,..,..,:c--'" _'"-.,1_ .-__'~"""_"":" .... -I--7C -1/ J71l- ~ 3 g e Communily ;:acilltles Dislnct No. 97-2 July i. i 933 Page 7 Specia, Tax Re:o:-: The Exempl Category includes each property owned, conveyed Dr Irrevoca:;"y offered for dedication to a public agency, or land which is in the public rlgnt-o;- way, unmanned utility easements which make utilization for other than t;)e purpose set forth in the easement impractical, common areas. private sVeets and parks, and open space lots ("Exempt Category"). Assionment to Cateoories of Soecial Tax On Dr about July 1 of each year, (but in any event in sufficient time to include the levy of the Special Taxes on the County's secured tax roil), the City shall assign each Parcel within the District to Category I, Category II, Category III or the Exempt Category. Parcels subject to levy shall be determined based upon the records of the San Diego County Assessor. e e t..,~___ __'-_0.. _ _ ,..._=-':'-~. / 7{! -/2- , 17 /l ~ 3 7' J} Community F acililies District No 97-2 July 1, 1993 ?age 8 S:J=:;ai Tax Re::>:x: ~ Levv and ADDDrtiDnment Df SDeclal Taxes The City shall determine the Special Tax Liability fDr each Improvement Area in each Fiscal Year on Dr about every July 1. Special Taxes shall tnen be levied on each Parcel classified as the Category I, Category II, or Category III in the fDllowing order of priority: ImprDvement Area A Step 1: Determine the revenue which could be generated by Parcels assigned to CategDry I by multiplying the Building Square FDotage fDr Parcels classified as Residential Parcels by the Maximum Special Tax per Building Square Foot for Resource Monitoring, and Preserve Operations and Maintenance for Parcels and adding to that the maximum revenue which could be generated by multiplying the total acres for Parcels classified as Non-Residential Parcels by the Maximum Special Tax per. Acre for Resource Monitoring and Preserve Operations and Maintenance. Step 2: If the total revenue as calculated in Step 1 is greater than the estimated Special Tax Liability for Improvement Area A, reduce the Special Tax for each Parcel proportionately so that the Special Tax levy for the Fiscal Year is equal to the Special Tax Liability for the Fiscal Year. ~ Step 3: If the total revenue as calculated in Step 1 is less than the Special Tax Liability for Improvement Area A, a Special Tax shall be levied upon each Parcel within Improvement Area A, classified as CategDry II. The Special Tax for Parcels assigned tD Category II shall be calculated as the lessor of: (i) The Special Tax Liability for Improvement Area A as determined by the City, less the total revenue generated for all Parcels under Step 1 above, divided by the total Acres for all Parcels within Improvement Area A assigned to Category II, OR (ii) the Maximum Special Tax rate for Parcels assigned to Category II Step 4: If the total revenue as calculated in Step 1 and 3 is less than the Special Tax Liability, for Improvement Area A, a Special Tax shall be levied ........ upon each Parcel within Improvement Area A classified as Category III. The Special Tax for Parcels assigned to Category III shall be calculate.:j as the lessor of ! 7r' -1-:3 17/l- t10 . Community Facilities D:stnct No 97-2 July 1, 1998 Page 9 Special Tax "e:,::;-' (i) The Special Tax Liability for Improvement Area A as determined :JY the City, less the total revenue generated for all Parcels under Ste::; 1 and 3 above, divided by the total Acres for all Parcels witnln Improvement Area A assigned to Category III, OR (ii) the Maximum Special Tax rate for Parcels assigned to Category III and within Improvement Area A. . However, in the event it is determined that the Special Tax Liability for Improvement Area A includes delinquent Special Taxes from Parcels in Category III.from the prior Fiscal Year, the City shall determine the amount of delinquent taxes that arose from such Parcels and identify the owner(s). The amount of delinquent Special Taxes, if any, that arose from the applicable owner(s) shall first be divided by the total Category III Acres Owned by such owner(s) and collected from the applicable owner(s) with thE! remaining portion of the Special Tax Liability not related to delinquent Special Taxes to be collected from all Parcels in Category III according to the procedure set forth In the preceding paragraph. ImDrovement Area B Step 1: Determine the revenue which could be generated by Parcels assigned to Improvement Area B for Resource Monitoring by multiplying the total Acres for Parcels assigned to Category III by the Maximum Special Tax for Category III. Step 2: If the total revenue as calculated in Step 1 is greater than the Special Tax Liability for Improvement Area B, reduce the Special Tax for each Parcel proportionately so that the Special Tax levy for the Fiscal Year is equal to the Special Tax Liability for Improvement Area B for the Fiscal Year. . However, in the event it is determined that the Special Tax Liability for Improvement Area B includes delinquent Special Taxes from Parcels in Category III from the prior Fiscal Year, the City shall determine the amount of delinquent taxes that arose from such Parcels and identify the owner(s). The amount of delinquent Special Taxes, if any, that arose from the applicable owner(s) shall first be divided by the total Category III Acres owned by such owner(s) and collected from the applicable owner(s) with the remaining portion of the Special Tax Liability not related to delinquent Special Taxes to be / 7~ -/1 /7/1 - '-/1 Community Facilities DistrICt No 97-2 July 1. 1998 ?age 10 SD€::;a i ax r-:::::)-: """" collected from all Parcels in Category III according to the proceou-e set b:;;-, ,_ the Step 1 and Step 2 above. """\ """\ ~''.Soroi€>~\~h\",!\?\,is:\r::l)=C'" ?L -/ 7~ -/S- /7/f-J/2- RESOLUTION NO. 19159 RESOLUTION OFTHE CITY COUNCIL OF THE CITY OF CHULA VISTA. MAKING CERTAIN PRELIMINARY FINDINGS. PASSING UPON PROTESTS AND APPROVING THE SPECIAL TAX REPORT FOR COMMUNITY FACILITIES DISTRICT NO. 97-2 (PRESERVE MAINTENANCE DISTRICT) WHEREAS. the City Council of the City of Chula Vista (the "City Council"). has previously declared its intention and ordered the preparation of a Special Tax Report relating to the initiation of proceedings to create a Community Facilities District pursuant to the terms and provisions of the "Mello-Roos Community Facilities Act of 1982." being Chapter 2.5. Part 1. Division 2. Title 5 of the Government Code of the State of California (the" Act") and the City of Chula Vista Community Facilities District Ordinance enacted pursuant to the powers reserved by the City of Chula Vista under Sections 3. 5 and 7 of Article XI of the Constitution of the State of California (the "Ordinance") (the Act and the Ordinance may be referred to collectively as the "Community Facilities District Law"). This Community Facilities District shall hereinafter be referred to as COMMUNITY FACILITIES DISTRICT NO. 97-2 (PRESERVE MAINTENANCE DISTRICT) (the "District"); and WHEREAS. notice of a public hearing relating to the establishment of the District. the extent of the District. the furnishing of certain services and all other related matters has been given. and a Special Tax Report. as ordered by this City Council. has been presented to this City Council and has been made a part of the record of the hearing on the Resolution of Intention to establish said District; and WHEREAS. all communications relating to the establishment of the -oistrict. the proposed services and the proposed rate and method of apportionment of special tax have been presented. and it has further been determined that a majority protest as defined by law has not been received against these proceedings; and WHEREAS, the Special Tax Report as now submitted further containing changes and modifications to the proceedings. as applicable. is hereby approved; and WHEREAS, inasmuch as there have been less than twelve (12) registered voters residing within the territory of the District for at least the preceding ninety (90l days. this legislative body is desirous to submit the levy of the required special tax to the landowners of the District. said landowners being the Qualified electors as authorized by law. NOW. THEREFORE, BE IT RESOLVED AS FOLLOWS: SECTION 1. The above recitals are all true and correct. SECTION 2. The written protests received, if any, do not represent a majority protest as defined by the applicable provisions of the Community Facilities District Law. SECTION 3. The Special Tax Report, as now submitted. shall stand as the Special Tax Report for all future proceedings and all terms and contents are approved as set forth therein. /713-/ , /' \ '). Resolution 19159 Page 2 SECTION 4. It is hereby determined by this legislative bOdy to proceed with the formation and establishment of the District, formally known and designated as "COMMUNITY FACILITIES DISTRICT NO. 97-2 (PRESERVE MAINTENANCE DISTRICT)." SECTION 5. It is hereby further determined by this legislative body that all proceedings prior hereto were valid and taken in conformity with the requirements of law, and specifically the provisions of the Community Facilities District Law, and this finding is made pursuant to the provisions and authorization of Section 53325.1 of the Government Code of the State of California. It is further determined by this legislative body that the District as proposed conforms with the City of Chula Vista Statement of Goals and Policies Regarding the Establishment of Community Facilities Districts, as amended. SECTION 6. It is determined by this legislative body that less than twelve (12) registered voters have resided within the territory of the District for each of the ninety (90) days preceding the close of the public hearing. Consequently this legislative body further determines that pursuant to the Community Facilities District Law the qualified electors shall be the landowners of the District and each landowner who is the owner of record as of the close of the public hearing. or the authorized representative thereof, shall have one vote for each acre or portion of an acre of land that she or he owns within the District. SECTION 7. It is determined by this legislative body that the time limit specified by the Community Facilities District Law for conducting an election to submit the levy of the special taxes to the qualified electors of the District and the requirements for impartial analysis and ballot arguments have been waived with the unanimous consent of the qualified electors of the District. It is further determined by this legislative body that the City Clerk, acting as the election official, has consented to conducting any required election on a date which is less than 125 days following the adoption of any resolution forming and establishing the District. SECTION 8. It is hereby further determined by this legislative body that the proposed public services are necessary to meet increased demands placed upon the City as a result of development and/or rehabilitation occurring in the District. Presented by Approved as to form by John Publi /76,2- Resolution 191 59 Page 3 ~, PASSED, APPROVED, and ADOPTED by the City Council of the City of Chula Vista, California, this 15th day of September, 1998, by the following vote: AYES: Councilmembers: Padilla, Rindone, Salas and Horton NAYS: Councilmembers: None ABSENT: Councilmembers: None ABSTAIN: Councilmembers: Moot J'-Mhff;,/~ Shirley Ho on, Mayor ATTEST: STATE OF CALIFORNIA COUNTY OF SAN DIEGO CITY OF CHULA VISTA I, Beverly A. Authelet, City Clerk of Chula Vista, California, do hereby certify that the foregoing Resolution No. 19159 was duly passed, approved, and adopted by the City Council at a regular meeting of the Chula Vista City Council held on the 15'" day of September, 1998. Executed this 15'" day of September, 199B. 'i::JAgJl~t!!- / ;/3-.3 ,-.... RESOLUTION NO. 19160 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA, FORMING AND ESTABLISHING COMMUNITY FACILITIES DISTRICT NO. 97-2 (PRESERVE MAINTENANCE DISTRICT lAND AUTHORIZING SUBMITTAL OF LEVY OF SPECIAL TAXES TO THE QUALIFIED ELECTORS WHEREAS, a public hearing has been held and concluded. and the City Council of the City of Chula Vista (the "City Council"), is desirous at this time to proceed with the establishment of a community facilities district, pursuant to the terms and provisions of the "Mello-Roos Community Facilities Act of 1982", being Chapter 2.5, Part 1, Division 2, Title 5 of the Government Code of the State of California (the "Act") and the City of Chula Vista Community Facilities District Ordinance enacted pursuant to the powers reserved by the City of Chula Vista under Sections 3, 5 and 7 of Article XI of the Constitution of the State of California (the "Ordinance") (the Act and the Ordinance may be referred to collectively as the "Community Facilities District Law"). Such Community Facilities District shall hereinafter be referred to as COMMUNITY FACILITIES DISTRICT NO. 97-2 (PRESERVE MAINTENANCE DISTRICT) (the "District"); and WHEREAS, this legislative body has further declared its intent that the authorized public services be financed through the levy of special taxes; and ,"- . WHEREAS, at any time before or after the formation of the District, this legislative body may accept advances of funds and/or work in kind from any source; however, no reimbursement and/or repayment shall be made for said advances until expressly set forth by agreement and/or Resolution of this legislative body setting forth the amount, terms and conditions for any reimbursement and/or repayment; and WHEREAS, all communications relating to the establishment of the District, the proposed services and the proposed rate and method of apportionment of the special tax have been presented, and it has further been determined that a majority protest as defined by law has not been received against these proceedings. NOW, THEREFORE, BE IT RESOLVED AS FOLLOWS: RECITALS SECTION 1. The above recitals are all true and correct. FINDINGS AND DETERMINATIONS , ,_J SECTION 2. All findings and determinations of this legislative body made in that certain Resolution entitled "RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA, MAKING CERTAIN PRELIMINARY FINDINGS, PASSING UPON PROTESTS AND APPROVING THE SPECIAL TAX REPORT FOR COMMUNITY FACILITIES DISTRICT NO. 97-2 (PRESERVE MAINTENANCE DISTRICT)" are incorporated herein as if set forth at this point. /7t!.-1 .) Resolution 19160 Page 2 FINAL REPORT SECTION 3. The Special Tax Report, as now submitted, shall stand as the Special Tax Report for all future proceedings and all terms and contents are approved as set forth therein. NAME OF DISTRICT SECTION 4. This legislative body does hereby establish and declare the formation of the Community Facilities District known and designated as COMMUNITY FACILITIES DISTRICT NO. 97-2 (PRESERVE MAINTENANCE DISTRICTI. Within such District this legislative body does hereby further establish two improvement areas known and designated as Improvement Area "A" and Improvement Area "B". BOUNDARIES OF DISTRICT AND IMPROVEMENT AREAS SECTION 5. The boundaries and parcels of land in which which special taxes will be levied in order to pay the costs and expenses for said public services are generally described as follows: All property within the boundaries of COMMUNITY FACILITIES DISTRICT NO. 97.2 (PRESERVE MAINTENANCE DISTRICT). as shown on a boundary map as previously approved by this legislative body, said map designated by the name of this Community Facilities District, a copy of which is on file in the Office of the City Clerk, known as Document No. C098-142, Exhibit A. The boundary map of the proposed District has been filed pursuant to Sections 3111 and 3113 of the Streets and Highways Code of the State of California in the Office of the County Recorder of the County of San Diego, at Page 50 of Book 32 of the Book of Maps of Assessment and Community Facilities Districts for said County. The boundaries and parcels of land within Improvement Area "A" and Improvement Area "B" are generally described as follows: All property within the boundaries of each respective Improvement Area as shown on the Improvement Areas Map of COMMUNITY FACILITIES DISTRICT NO. 97-2 (PRESERVE MAINTENANCE DISTRICT), a copy of which is included in the Special Tax Report and is on file in the Office of the City Clerk, known as Document No. C098-142. DESCRIPTION OF SERVICES SECTION 6. The proposed services to be provided to serve the District are generally described as follows: The monitoring, maintenance, operation and management of public property in which the City has a property interest and which conforms to the requirements of the Ordinance or private property within the Otay Ranch Preserve which is required by the Preserve Owner/Manager to be maintained as open space or for habitat maintenance or both. Such property may be located outside the boundaries of the District and outside the jurisdictional boundaries of the City /7r! -2- Resolution 19160 Page 3 .---. of Chula Vista. Such services shall not include the maintenance, operation and/or management of any property owned, maintained, operated and/or managed by the federal and/or state government as open space, habitat maintenance and/or for any other purpose. For a full and complete description of the public services, reference is made to the final Special Tax Report, a copy of which is on file in the Office of the City Clerk, known as Document No. C098-142. For all particulars, reference is made to said Special Tax Report. SPECIAL TAX ,-., SECTION 7. Except where funds are otherwise available special taxes, secured by recordation of a continuing lien against all non-exempt real property in the respective Improvement Areas of the District, are hereby authorized. subject to voter approval, to be levied annually within the boundaries of said Improvement Areas of suc~ District. The proposed special taxes to be levied within the Improvement Areas of said District has not been precluded by majority protest pursuant to Section 53324 of the Government Code of the State of California. For particulars as to the rate and method of apportionment of the proposed special taxes (the "Special Tax Formula") which is on file in the Office of the City Clerk, known as Document No. C098-142. Section 4, which sets forth in sufficient detail the method of apportionment to allow each landowner or resident within each respective Improvement Area to estimate the maximum amount that said person will have to pay. Said special taxes shall be utilized to pay for the Special Tax Liability of the District as such term is defined in the Special Tax Formula. The special taxes herein authorized shall be collected in the same manner as ad valorem property taxes and shall be subject to the same penalties, procedure. sale and lien priority in any case of delinquency, as applicable for ad valorem taxes; however, !IS applicable. this legislative body may, by resolution, establish and adopt an alternate or supplemental procedure as necessary. Any special taxes that may not be collected on the County tax roll shall be collected through a direct billing procedure by the Treasurer of the City of Chula Vista, acting for and on behalf of the District. Upon recordation of a Notice of Special Tax Lien pursuant to Section 3114.5 of the Streets and Highways Code of the State of California, a continuing lien to secure each levy of the special tax shall attach to all non-exempt real property in the District and this lien shall continue in force and effect until the special tax obligation is prepaid and permanently satisfied and the lien canceled in accordance with law or until collection of the tax by the legislative body ceases. PREPARATION OF ANNUAL TAX ROLL SECTION 8. The name. address and telephone number of the office, department or bureau which will be responsible for preparing annually a current roll of special tax levy obligations by Assessor's parcel number and which shall be responsible for estimating future special tax levies pursuant to Section 53340.1 of the Government Code of the State of California. are as follows: FINANCE DEPARTMENT CITY OF CHULA VISTA 276 FOURTH AVENUE CHULA VISTA, CA 91910 /7t~g Resolution 19160 Page 4 APPEALS AND INTERPRETATION PROCEDURE SECTION 9. Any landowner or resident who feels that the amount of the special tax levied against his or her property or the Special Tax Formula as applied to his or her property is in error may file a notice with the City Council appealing the levy of the special tax. An appeals panel of three members, as appointed by the City Council, will then meet and promptly review the appeal, and if necessary in the determination of the appeals panel, such panel may meet with the appellant. If the findings of the appeals panel verify that the special tax should be modified or changed, a recommendation at that time will be made by the appeals panel to the City Council and, as appropriate, the City Council may order that the special tax levy be corrected, and if applicable in any case, a refund shall be granted. Interpretations may be made by the City Council by Resolution for purposes of clarifying any vagueness or ambiguity as it relates to any category. zone, rate or definition applicable to these proceedings. ELECTION SECTION 10. This legislative body herewith submits the levy of the special taxes to the qualified electors of each Improvement Area within the District, said electors being the landowners of each respective Improvement Area, with each landowner having one (1) vote for each acre or portion thereof of land which he or she owns within each respective Improvement Area of the District. This legislative body hereby further directs that the ballot propositions relating to the levy of the above referenced special taxes within each respective Improvement Area be combined and consolidated with the proposition set forth in Section 11 below relating to the establishment of an appropriations limit for the District. The proposition related to the levy of the special tax shall, together with a proposition to establish an appropriations limit for the District, shall be submitted to the qualified voters at a special election to be held on THE EARLIEST OF THE FOllOWING: (a) DECEMBER 1, 1998; (b) THE TENTH BUSINESS DAY FOllOWING THE DATE UPON WHICH THE CITY IS NOTIFIED OF THE CLOSE OF THE EXCHANGE OF A CERTAIN PORTION OF ASSESSOR'S PARCEL NO. 642-071-12 FROM OTAY PROJECT, llC-OVP TO McMilLIN - D.A. AMERICA AND A CERTAIN PORTION OF ASSESSOR'S PARCEL NO. 642-100-01 FROM McMllLlN- D.A. AMERICA TO OTAY PROJECT, llC-OVP, OR (c) SUCH OTHER DATE AS THE QUALIFIED ELECTORS AND THE CITY CLERK MAY MUTUAllY AGREE and said election shall be a special election to be conducted by the City Clerk (hereinafter referred to as the "Election Official"). If the proposition for the levy of the special tax receive the approval of more than two-thirds (2/3) of the votes cast on the proposition the special tax may be levied as provided for in this Resolution. BAllOT SECTION 11. The ballot proposals to be submitted to the qualified voters at the election shall generally be as follows: PROPOSITION A Shall COMMUNITY FACILITIES DISTRICT NO. 97-2 (PRESERVE MAINTENANCE DISTRICT) of the City of Chula Vista be authorized to levy special taxes within Improvement Area" A" thereof pursuant to the rate and / ?e ~ ~ Resolution 19160 Page 5 ,/"""' method of apportionment of special taxes (the "Special Tax Formula") set forth in Resolution No.19160' to finance the Special Tax Liability as defined in the Special Tax Formula? PROPOSITION S Shall COMMUNITY FACILITIES DISTRICT NO. 97-2 (PRESERVE MAINTENANCE DISTRICT) of the City of Chula Vista be authorized to levy special taxes within Improvement Area "s" thereof pursuant to the rate and method of apportionment of special taxes (the "Special Tax Formula") set forth in Resolution No.19 160 to finance the Special Tax Liability as defined in the Special Tax Formula? PROPOSITION C Shall COMMUNITY FACILITIES DISTRICT NO. 97-2 (PRESERVE MAINTENANCE DISTRICT) of the City of Chula Vista establish an Article XIII B appropriations limit equal to $173,212.60? VOTE SECTION 12. The appropriate mark placed in the voting square after the word "YES" shall be counted in favor of the adoption of the proposition, and the appropriate mark placed in the voting square after the word "NO" in the manner as authorized, shall be counted against the adoption of said proposition. ELECTION PROCEDURE SECTION 13. The Election Official is hereby authorized to take any and all steps necessary for holding the above election. The Election Official shall perform and render all services and proceedings incidental to and connected with the conduct of the election, including but not limited to. the following: 1. Prepare and furnish to the necessary election supplies for the conduct of the election. 2. Cause to be printed the requisite number of official ballots, tally sheets and other necessary forms. 3. Furnish and address official ballots for the qualified electors of the Community Facilities District. 4. Cause the official ballots to be mailed and/or delivered, as required by law. 5. Receive the returns of the election and supplies. 6. Sort and assemble the election material and supplies in preparation for the canvassing of the returns. 7. Canvass the returns of the election. 8. Furnish a tabulation of the number of votes given in the election. 9. Conduct and handle all other matters relating to the proceedings and conduct of the election in the manner and form as required by law. / 7f ~5" Resolution 19160 Page 6 Presented by Approved as to form by - , g~c J Kaheny =--.J ity Anorney ~ /7t ~.b Resolution 19160 Page 7 r. PASSED, APPROVED, and ADOPTED by the City Council of the City of Chula Vista, California, this 15th day of September, 1998, by the following vote: AYES: Councilmembers: Padilla, Rindone, Salas and Horton NAYS: Councilmembers: None ABSENT: Councilmembers: None ABSTAIN: Council members: Moot AkAhf&bDi Shirley Ho on, Mayor ATTEST: ,,_.. STATE OF CALIFORNIA COUNTY OF SAN DIEGO CITY OF CHULA VISTA I, Beverly A. Authelet. City Clerk of Chula Vista, California, do hereby certify that the foregoing Resolution No. 19160 was duly passed, approved, and adopted by the City Council at a regular meeting of the Chula Vista City Council held on the 15'" day of September, 1998. Executed this 15'" day of September. 1998. / ?{' ,. 7 Revised A-113 Continued from 9/1/98 COUNCIL AGENDA STATEMENT Item 18 Meeting Date 9/15/98 ITEM TITLE: A. Public Hearing regarding the declaration by the City Council of its intention to establish Community Facilities District No. 98-1 (Interim Open Space Maintenance District [Otay Project, LLC-OVP-SP A One, Villages 1 West, 2, 2 West, 6, 7, & Planning Area 12]) pursuant to the provisions of the "Mello-Roos Community Facilities Act of 1982", for the purpose of financing certain public services through the levy of a special tax to pay for all or a portion of such public services and the intent to authorize a special tax to pay for all or a portion of such public services. B. Resolution 19161 ofthe City Council of the City ofChula Vista, California, making certain preliminary findings, passing upon protests and approving the Community Facilities District Report for Community Facilities District No. 98-1 (Interim Open Space Mainte- nance District [Otay Project, LLC-OVP-SPA One, Villages 1 West, 2, 2 West, 6, 7, & Planning Area 12]). C. Resolution 19162 of the City Council of the City ofChula Vista, California, establishing Community Facilities District No. 98-1 (Interim Open Space Maintenance District [Otay Project, LLC-OVP- SPA One, Villages 1 West, 2, 2 West, 6, 7, & Planning Area 12]) and authorizing the submittal of levy of a special tax therein to finance certain services to the qualified electors. SUBMITTED BY: Director of Public Works ~ REVIEWED BY: City Manager ~ ~ ~ '\ (4/5ths Vote: Yes_NoX) On July 28,1998, Council approved the resolutUofintention to form Community Facilities Districts No. 98-1 and set the public hearing for September 1, 1998. This district will fund the perpetual operation and maintenance of open space slopes, drainage channels, detention basins, medians and parkways built in conjunction with Otay Ranch SPA One, Villages 1 and 5 but providing benefit to areas located outside SPA One. Tonight's action will continue the formal proceedings leading to the establishment of Community Facilities Districts No. 98-1. RECOMMENDATION: That Council: 1) Open the hearing for CFD 98-1, take testimony, close the public hearing; 2) Direct staff to tally all protests from other registered voters residing within the proposed CFD No. 98-1 or the owners of land within CFD No. 98-1 3) Approve the resolution making preliminary findings, passing upon protests and approving the CFD No. 98-1 report. Icgft~ t Page 2, Item 18 Meeting Date 9/15/98 4) Approve the resolution establishing CFD No. 98-1 and submitting the levy of a special tax to finance certain services to the qualified electors of CFD No. 98-1. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: The proposed district would provide the necessary funding for the operation and maintenance of public landscaping improvements by levying an annual "special tax", which is collected from the property owners in conjunction with the property taxes. There is no direct cost to the City. All expenses related to the district administration (including levying and collecting the special taxes) are funded by the district. The purpose of CFD No. 98-1 is to guarantee developer payments for the landscaping improvements being constructed with SPA I but that are within future projects. For example, the slopes on the west side of Pas eo Ranchero are being constructed now and will require landscaping. CFD 98-1 will provide for the maintenance of this area until development occurs west of Paseo Ranchero. When the western parcel develops, a new or modified permanent district will have to be created to maintain the open space for the new entire Village. The developers propose to deposit with the City, at the beginning of each fiscal year, the amounts required to maintain said facilities during that year. They also agree to the formation of the proposed CFDs, which include areas outside SPA One, as a backup funding mechanism. In the event any of the developers default in their obligation, the City will levy and collect special taxes for funding said activities. Staff, the legal counsel, and the special tax consultant have reviewed the proposed taxing methodology and consider it ready for Council approval. Area of Benefit The proposed boundary of CFD No. 98-1 encompasses all parcels located within the Otay Ranch, Villages 1 West, 2, 2 West, 6 and 7 owned by the Otay Ranch Company (total acreage =1,265, see Exhibit 1). Descriotion of facilities The proposed CFD 98-1 will fund the fair share of operating and maintaining the public landscaping associated with facilities to be constructed in conjunction with the development of the Otay Ranch SPA One but that provide benefit to areas beyond the SPA One boundaries. Such improvements include the pro-rata share of Telegraph Canyon Channel, Poggi Canyon Channel, and medians and parkways along Olympic Parkway and Paseo Ranchero. A complete list of the facilities to be maintained by the district is presented in Exhibit 2. Cost Estimate The estimated annual budget for CFD No. 98-1 is $137,849. This budget includes a total of$125,753 for maintenance, $10,896 for administration by Parks and Open Space and $1,200 for CFD administration by the Engineering Division (preparing reports, levying and collecting taxes, and public assistance). Staff (Parks, Open Space, and Engineering) has reviewed and approved the proposed budget. Exhibit 3 contains a detailed annual budget for the district. The unit prices used in determining the budget are based on historical costs of maintenance of similar improvements within existing Open Space Districts in the City. !~A-.:z COUNCIL AGENDA STATEMENT I"'"'" Item~ Meeting Date 9/1198 ITEM TITLE: A. Public Hearing regarding the declaration by the City Council of its intention to establish Community Facilities District No. 98-1 (Interim Open Space Maintenance District [Otay Project, LLC-OVP-SP A One, Villages 1 West, 2, 2 West, 6, 7, & Planning Area 12]) pursuant to the provisions of the "Mello-Roos Community Facilities Act of 1982", for the purpose of financing certain public services through the levy of a special tax to pay for all or a portion of such public services and the intent to authorize a special tax to pay for all or a portion of such public services. I"'"'" B. Resolution! 9/ <f;! of the City Council of the City ofChula Vista, California, making certain preliminary findings, passing upon protests and approving the Community Facilities District Report for Community Facilities District No. 98-1 (Interim Open Space Mainte- nance District [Otay Project, LLC-OVP-SPA One, Villages 1 West, 2,2 West, 6, 7, & Planning Area 12]). C.' Resolution J? / ctJ.2... of the City Councii"ofthe City ofChula Vista, CalifornIa, establishing Community Facilities District No. 98-1 (Interim Open Space Maintenance District [Otay Project, LLC-OVP- SPA One, Villages 1 West, 2, 2 West, 6, 7, & Planning Area 12]) and authorizing the submittal of levy of a special tax therein to.finance certain services to the qualified electors. SUBMITTED BY: Director of Public Work~ REVIEWED BY: City Manag~ ~ ~ (4/5ths Vote: Yes_NoX) On July 28, 1998, Council approved the resol~on of intention to form Community Facilities Districts No. 98-] and set the public hearing for September I, 1998. This district will fund the perpetual operation and maintenance of open space slopes, drainage channels, detention basins, medians and parkways built in conjunction with Otay Ranch SPA One, Villages I and 5 but providing benefit to areas located outside SPA One. Tonight's action will continue the formal proceedings leading to the establishment of Community Facilities Districts No. 98-1. RECOMMENDATION: That Council: I) Open the hearing for CFD 98-1, take testimony, close the public hearing; 2) Direct staff to tally all protests from other registered voters residing within the proposed CFD No. 98-1 or the owners of land within CFD No. 98-1 r- 3) Approve the resolution making preliminary findings, passing upon protests and approving the CFD No. 98-1 report. /0 III Page 2, Item~/ Meeting Date 9/1198 4) Approve the resolution establishing CFD No. 98-1 and submitting the levy of a special tax to finance certain services to the qualified electors of CFD No. 98-1. . BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: The proposed district would provide the necessary funding for the operation and maintenance of public landscaping improvements by levying an annual . special tax", which is collected from the property owners in conjunction with the property taxes. There is no direct cost to the City. All expenses related to the district administration (including levying and collecting the special taxes) are funded by the district. The purpose of CFD No. 98-1 is to guarantee developer payments for the landscaping improvements being constructed with SPA I but that are within future projects. For example, the slopes on the west side of Paseo Ranchero are being constructed now and will require landscaping. CFD 98-1 will provide for the m.intp.n.n"e of this area until development occurs west of Paseo Ranchero. When the western parcel develops, a new or modified permanent district will have to be created to maintain the open space for the new entire Village. The developers propose to deposit with the City, at the beginning of each fIScal year, the amounts required to maintain said facilities during that year. They also agree to the formation of the proposed CFDs, which include areas outside SPA One, as a backup funding mechanism. In the event any of the developers default in their obligation, the City will levy and collect special taxes for funding said activities. ...... - Staff, the legal counsel, and the special tax consultant have reviewed the proposed taxing methodology and consider it ready for Council approval. Area of Benefit The proposed boundary of CFD No. 98-1 encompasses all parcels I ated within the Otay Ranch, Villages 1 West, 2,2 West, 6 and 7 owned by the Otay Ranch Comp y (total acreage = 1,265, see Exhibit I). Description of facilities The proposed CFD 98-1 will fund the fair share of operating and maintaining the public landscaping associated with facilities to be constructed in conjunction with the development of the Otay Ranch SPA One but that provide benefit to areas beyond the SPA One boundaries. Such improvements include the pro-rata share of Telegraph Canyon Channel, Poggi Canyon Channel, and medians and parkways along Olympic Parkway and Paseo Ranchero. A complete list of the facilities to be maintained by the district is presented in Exhibit 2. Cost Estimate The estimated annual budget for CFD No. 98-1 is $137,849. This budget includes a total of $125,753 for maintenance, $10,896 for administration by Parks and Open Space and $1,200 for CFD administration by the Engineering Division (preparing reports, levying and collecting taxes, and public assistance) . - -- / %,,/1- 2- Page 3, Item 18 Meeting Date 9/15/98 Proposed Soecial Tax and Collection CFD No 98-1 has only one category of taxation ($108.95 per acre of vacant land). At the beginning of each fiscal year, the City will calculate and notify the developers of the amount of the annual budget (maintenance cost plus reserve). The developers have the option of depositing said amount with the City, prior to July 15, in which case the tax will not be levied. Ifthe deposit is not received by that date, the City will proceed to levy and collect the corresponding tax. The maximum tax rate has been estimated by the dividing the estimated annual budget at buildout (plus a reserve allocation of 10% of the annual budget) by the total acreage of all parcels within the district. Following is a brief discussion of some key issues regarding the "Rate and Method of Apportionment of the Special Taxes": . The maximum special taxes may be adjusted each year for inflation using a factor equal to the lesser of the annual change of the San Diego Consumer Price Index or the California Fourth Quarter Per Capita Personal Income. . The "City of Chula Vista Community Facilities District Ordinance" requires that the developer maintain the landscaping improvements for a minimum period of one year. During this period, the City will collect the special taxes with the purpose of building up an operating reserve not to exceed 100% of the annual budget. The special tax formula provides that the annual budget for any year may include an amount deemed necessary to maintain an adequate level of reserve fund. . The annual budgets used to calculate the tax rates are only the "best estimates" of the cost of maintenance. There is always a risk that actual expenses in future years may be higher than the total maximum collectible taxes. This may result in reduced levels of maintenance of the landscaping, unless the developers provide for the deficit or approve an increase in the tax rates (213 voter's approval is required) which is considered unlikely. Staff believes, however, that the proposed tax rates contain enough of a cushion in the reserve and the inflation adjustment to minimize future problems. Resolutions There is one public hearing and two resolutions in today's agenda which, if approved, would accomplish the following: * The Public Hearing is for the purpose of receiving testimony from any member of the public on the formation of the district. * The resolution making findings, passing on protests, and approving the report is the formal action accomplishing the following: . Declaring that all proceedings to form the district were valid and taken in conformity with the requirements oflaw. . Declaring that the proposed services are necessary to meet increased demands upon the City as a result of development within CFD 98-1. . Passing on any protest received. . Approving the report. IS-Ar- 3 Page 4, Item 18 Meeting Date 9/15/98 * The resolution establishing the district and authorizing the levy of a special tax is the formal action required to complete the formation of the district and authorizing the submittal of the levy of special tax to the qualified electors of the district on the IS~RI!ll1l~~I!I~_I!I! ~III, 2) ten (10) business days after the City is notified of the close of the land exchange between the Otay Ranch Company and McMillin Otay Ranch, or 3) such other date as the qualified electors and the City Clerk may mutually agree. A resolution certifying the results of the election would be brought before Council on the first available Council meeting following this election. FISCAL IMP ACT: All costs of formation of the district are being borne by the developers and included in the cost for the companion CFD No. 97-1 (SPA One). The ongoing administration would be funded entirely by the district. The City will receive the benefit of full cost recovery for staff cost involved in district administration (estimated annual staff cost of $1 0,896 for the Operations Division (Parks Maintenance staff) and $1,200 for the Engineering Division staff). Exhibits: 1- 2- 3 - Boundary Map List of facilities to be maintained Cost Estimate Attachments A- Special Tax Report CPD 98-1 September 10, 1998 H:\HOME\ENGINEER\AGENDA \98.1PH _1.LDT t1i-A -1 ~ Page 3, Itemd Meeting Date 9/1/98 Staff (Parks and Engineering) has reviewed and approved the proposed budget. Exhibit 3 contains a detailed annual budget for the district. The unit prices used in determining the budget are based on historical costs of maintenance of similar improvements within existing Open Space Districts in the City. Prooosed Soecial Tax and Collection CFD No 98-1 has only one category of taxation ($108.95 per acre of vacant land). At the beginning of each fisca1 year, the City will calculate and notify the developers of the amount of the annual budget (maintenance cost plus reserve). The developers have the option of depositing said amount with the City, prior to July 15, in which case the tax will not be levied. If the deposit is not received by that date, the City will proceed to levy and collect the corresponding tax. The maximum tax rate has been esrimotl'd by dividing the estimated annual budget at buildout (plus a reserve allocation of 10% of the annual budget) by the total acreage of all parcels within the district. Following is a brief discussion of some key issues regarding the MRate and Method of Apportionment of the Special TaxesM: . The maximum special taxes may be adjusted each year for inflation using a factor equal to the lesser of the annual change of the San Diego Consumer Price Index or the California Fourth Quarter Per Capita Personal Income. . . The MCity of Chula Vista Community Facilities District Ordirulnr.e" requires that the developer m.inUlin the I.ntl<r'lping improvements for a minimnm period of one year. During this period, the City will collect the special taxes with the purpose of building up an operating reserve not to exceed 100% of the annua1 budget. The special tax formula provides that the annual budget for any year may include an amouot dPeIned necessary to maintain an adequate level oheserve fund. ~ . The annual budgets used to calculate the tax rates are only the Mbest estimates" of the cost of maintenance. There is always a risk that actual expenses in future years may be higher than the total maximum collectible taxes. This may result in reduced levels of maintenance of the landscaping, unless the developers provide for the deficit or approve an increase in the tax rates (213 voter's approval is required) which is considered unlikely. Staff believes, however, that the proposed tax rates contain enough of a cushion in the reserve and the inflation adjustment to minimi71' future problems. Resolutions There is one public hearing and two resolutions in today's agenda which, if approved, would accomplish the following: . The Public Hearing is for the purpose of receiving testimony from any member of the public on the formation of the district. . The resolution making findings, passing on protests, and approving the report is the formal action accomplishing the following: . Declaring that all proceedings to form the district were valid and taken in conformity with the requirements ofJaw. ~ /0#3 Page 4, Hemd Meeting Date 9/1/98 . Declaring that the proposed services are necessary to meet increased demands upon the City as a result of development within CDF 98-1. Passing on any protest received. Approving the report. ~ ., . . . The resolution establishing the district and authorizing the levy of a special tax is the formal action required to complete the formation of the district and authorizing the submittal of the levy of special tax to the qualified electors of the district on the later of I) September 8, 1998, or 2) ten (10) business days after the City is notified of the close of the land exchange between the Otay Ranch Company and McMillin Otay Ranch, or 3) such other date as the qualified electors and the City Clerk may mutually agree. A resolution certifying the results of the election would be brought before Council on the first available Council meeting following this election. FISCAL IMPACT: All costs of formation of the district are being borne by the developers and included in the cost (or the companion CFD No. 97-1 (SPA One). The ongoing admini<tration would be funded entirely by the district. The City will receive the benefit of full cost recovery for staff cost involved in district administration (estimated annual staff cost of $10,896 for the Operations Division (parks Maintenance staff) and $1,200 for the Engineering Division staff). Exhibits: 1- 2 - 3- BoundaIy Map List of facilities to be maintlli~d Cost Estimate .... - Attachments A - . Special Tax Report CFD 98-1 AuJUSl20. 1998 H:\HOME\ENGINE.ER\AGENDA\98-1PH_t.lJ)T .- /tf/1-rL - . . e - - .- ~ - ~ .:- _. - CI}- .- ,..., '- '~ - - - .::l -- - - ~ ~ - I :e ::\ ,..., - r_ - u '" w Vl o ~ - - - - - = :E ~ - 0: I c::J G'l ." . ~ ~~ o tr;~.. C3:_ :z: f- t3 ~~~ < ::; .>=~ "~ -. < <- =lfl -1 U < L >-c?;= - ~ 1- ~,r. ~ ~ ~::::,. ~~ = -;1"':"-: i:::;~ => 2 2 o U z' - o ~ >- < -. -..-..~- '-~=;l__- .-1 /1 ~/i~~..~ /1 ' '<!I/);:",,- =! i " ---......i/! ',' , . 'of \/i. /1 .' " i\" ; : ! -: \" - . I, '.' _ I /. i -. I , \' " .', f- , . U W-~ ~ C;:: -< :--: =_~_ f- z._ _ >-c.n;::<~~ ~ 0 ~~ ~~ <;; =< g tJ 2 ~u " \\: \\ " \\ \.. 1".......:;:::.---==::...-. .~. . -- -:":<:-.... ~'~~.:::/ --. ~\ "\ ~ \~ . ~\ ~\\ f, \~~\/(' \. \'. i' I: ~ - :\ ..~~:::j<~:f'S : \; ~',~;, A>-~ \ 0.,/: It ~~= ~ I . \;, \ \ /'~ '. }':=.: v. \~~ \(:: '. (, 'I, ,'".' 'VI ;, \..... .~""""-,,-.. ':-: . ''/"; ~:T: \~I /....~~i~ ~. '[k~~~;illcr: ~~ .-- -- =~";' I..:. ; iJ ~; In ; ~ ~:: - - ~ ' -';?:.. . . . .... 1..-..... -. ~ '" -- ! ~7 ::;', !~ . I / :1 L..... /: ---.J ! ~ ~ ! I I I c. ,\ c::...., ~ . S :I i ! r..... I I I ~ !~ -:;. ,... L i .... . -, I ~ . '; " j L.._n_n 1~ ...... __ ~., :~- ]~~~!~:i ::' "'"~-=" '1+- ~t~-":I~~~i~'~ir ['Ji ~_; l"'C %;;;-:;:'::S I :..; 1 "<:= h :~~~ ~~~~~~E- ')-}..< '" ...~ ~~- =~. ~,- =. ~ ;S5;r. _,_ ::~~;:~ ;~ U~ii~~ . ,~ '~ ~ -- ,.,':::::;-. . ~~ :<:~-~; ~~'~~l~ egj~:~U - :~~~-g'- :.... "'" - - i --, :~ ~~ :~-- ~=~~ ;~ i __ ;~::'5-_ "_:~-=-; " ,33; ~ ~;: =: :: :~g: ~:;'~:~ ::.;::.:;:;;;::=-~ ~<~~~~ 1%~-.5 no; . . ~ LH I ~_ , ~ , ::~ l~;~ l~~~ ~;~ ~-~~1 I" : , I z ;;.: -~ ""'= == -- - - - < E~ ~~ ~ ~, ~::: ". ~& ~ .=:;~..... "?;';: z 0 . . - - 0 < , , , ~-'--:l ./ Exhibit 2 List of Facilities to be Maintained, CFD 98-1 Part Ii - Jescription of Facilities and Services ......., Sectio:1 53311.5 of the Act and the provisions of the Ordinance provide br alternate k;ancing of cer..ain services in developing areas. Since there are no other means of financing available to the City, and sirlce the services are required to meet additional deman:::!s on the City as a result of development occurring adjacent to and within the proposed District, the fina:1cing of the pro:J:lsed services is in accordance with Section 53313.5 of the Act and the provisions of the Ordinance. The :Jicposed services include all direct, administrative, a:1:i incidental annual costs and expenses related to providing for the maintenance and servicing of public facilities including irrigation, cultivation, installation and replacement of plant material, tree trimming and necessary supplies; personnel,utility and equipment costs; contract services where applicable; . maintenance and servicing . of parks, parkway landscaping and medians, drainage facilities, pedestrian bridges and open space slopes,.trails and walls, including: Parkway Landscaping and Medians which includes: a). Median.inTelegraph Canyon Road between the western property boundary of Village One West and PasE!O Ranchero (not to exceed 50% of maintenance cost). b) Parkway in Telegraph Canyon Road (southern side) between the western propertY"""'\ boundary of Village One West and Paseo Ranchero.. . c) Median in Paseo Ranchero between Telegraph Canyon Road and Olympic Parkway - __On .(noLto exceed 50% of maintenance cost). d) Parkway in Paseo Ranchero (western side) between Telegraph Canyon Road and Olympic Parkway. . e) A pro-rata share of the median in Olympic Parkway between Paseo Ranchero and the eastern Otay Project, LLC property boundary (not to exceed 50% of maintenance cost). . _ _. _ _ .. . .. . f) Apro-rafashare of the Parkway in Olympic Parkway (southern side) between Paseo Ranchero and the eastern Otay Project, LLC property boundary. _ .-Dpen Space SlopeS-Include:" a) . Temporary Open Space Slopes west of 'paseo Ranchero between Telegraph Canyon Road and Olympic Parkway (within Village One WeSt). b) Temporary Open Space Slopes south .of Olympic Parkway between Paseo Rancher.o and La Media Road (withinVillage Two)... Drainage Facilities which include: - ~ .--_. - - --.-,--. .... -. ~- --- --.. .- - - - .-- a) A pro-rata share of the detention basin and channel in the Telegraph Canyor"'"'. . drainage area between the western property boundary in Village One West and Paseo Ranchero (within Otay Project, LLC ownership). M:/$proje::tlchulavistafCFD98-1.doc $ /6'/}- 0 . . . /51</-1115''- Z (c.oo>4-.) :.) A prc.-:-a:a share OT the detention basin an:J =ha:""i~:el in the ?:J;di Ca;'1YD~ :J~2j:l::2e area be:ween the western property boundary in Village TW:J west and the eastern property b:J:.Jndary (within Otay Proje:;!, LLC owne~ship). Pede~ian Bridges Which include: 8) A pro-ra~a share of the bridge between Villages One and Two Mainte:;ance shall include the furnishing of services and materials for the ordinary an:! usual operaii:J:1, mainte;-,a:1ce and servicing of any improvement O~ appurtenant facilities, including repair, removal or replacement of all or any part of the improvement or appurtenant facilities, providing for the life, growth, health and beauty of the landscaping, including cultivation, irrigation, trimming, spraying, fertilizing and treating for disease or injury; the removal of trimmings, rubbish, debris and other .solid waste. Maintenance also means the furnishing of water for the irrigation of the landscaping, the installation of planting or landscaping, or the installation or construction of supplemental facilities including any facilities which are necessary . or convenient for the maintenance of eligible facilities. The foregoing sen'icesshali be provided by the City, either with its own forces or by contract with third parties, or any combination thereof, as determined by the City. ..~ -_._~...- - ---_.-- ~-.--- M:/Sproje:::tlchulavista/;::;:D9S-1.doc /8f)r1 ~;<'~f:;;'-II ::J Anilual Cost ::s:imate Summary r::-" ,..,~ 1 ('-"'''y ;:;"n-'- '----'~)' _, ;..; ::;..J- ,.......1.;;;0 , ~_l _II j,;~=.I,jJ --., fJ:e~ians, si::;es. basins, :hanneis &. :;:her Shy Staff Dl.'e:"head .:".ssessmen~ =T12ineerin9 S~jt:J~1 ..-,:: -:::? .L..../.....; ",,;r- RO... .-.--:> , .200 ~~7.~9 --., --.. ~ /8;J--t . . . ~- /;~ ". _. .\ - --,.~ ..:..- /1/ ", H >< Befi'ifYrifaJf& .J!~nigar - A &;;;:::k!f ~arE;/b.'J,rises C~..m INC. ~ T77 ". ."" ~ "0.8 '.~,.~/ ~' ATTACHMENT A ~ .'\" SPECIAL TAX REPORT COMMUNITY FACILITIES DISTRICT NO. 98-1 Interim Open Space Maintenance District (Otay Project, LLC-OVP-SPA One, Villages 1 West & FOR THE CITY OF CHULA VISTA ~~~ ~---:: ~--- ~~. CI1Y OF CHUlA VISfA Prepared By Berryman & Henigar JULY 1, 1998 Project No. 14358.00 g--- /&R-C( COMMUNITY FACILITIES DISTRICT NO. 98-1 Interim Open Space Maintenance District City of Chula Vista """'" TABLE OF CONTENTS Introduction.... ..... ........... ................ ........ ... ......................................................... ...1 Description of District .............................................. '" .............. ........................ ..... ........1 Description of Facilities .................................... .................................... ...... ... ... ..3 Cost Estimate ....................................................... ... ... ..................... .... ........ .. ... ...5 Rate and Method of Apportionment............................................................. ...........6 """"', -. ~/gf},-//) . . . Community Facility District No. 98-1 July 1, 1998 Page i Special Tax Report COMMUNITY FACILITIES DISTRICT NO. 98-1 Interim Open Space Maintenance District (Otay Ranch) City of Chula Vista INTRODUCTION The City of Chula Vista (City) has been requested to initiate proceedings to establish a Community Facilities District to include that property commonly known as all or portions of Otay Ranch, Villages One West, Two West, and portions of Villages Two, Six, Seven and Planning Area 12 for the purpose of providing services for the maintenance of its proportionate share of medians, drainage facilities, parkways, perimeter slope areas, and trails, which will be constructed with the Otay Ranch - SPA One, Villages One West and Two until a permanent financing plan is established for the maintenance of those facilities. The proposed District is located in the City of Chula Vista, County of San Diego, State of California, as depicted on a reduced map of the boundaries thereof, Exhibit A, Boundary Map, included herein. The City Council adopted a resolution entitled "Resolution of Intention to Establish a Community Facilities District", Resolution No. declaring its intention to form the District and ordered the preparation of a report describing the proposed services to be financed by the District if it is formed. The proceedings are being conducted in a=rdance with the provisions of the "Mello Roos Community Facilities Act of 1982," being Chapter 2.5, Part 1, Division 2, Title 5, commencing with Section 53311, of the Government Code of the State of California (the Act) and the City of Chula Vista Community Facilities District Ordinance (the "Ordinance") being Ordinance No. enacted pursuant to the powers reserved to the City under Sections 3, 5, and 7 of Article XI of the Constitution of the State of California and the Charter of the City. The report has been prepared by, or under the direction of the Director of Public Works and other such officers responsible for the providing of the services to be financed by the proposed District. The report has been prepared in accordance with Section 53321.5 of the Act and includes among other information: a) A description of the maintenance services which are required to adequately meet the needs of the District. (Part II) b) An estimate of the fair and reasonable cost of providing maintenance services and all other related costs as provided in Section 53345.3 of the Act. (Part III) M:I$projecVchulavistalCFD 98-1.2 ;5 f1--f! Community Facility District No. 98-1 July 1,1998 Page 1 Special Tax Report Part I - Description of District -, The proposed District Community Facilities District No. 98-1, (Interim Open Space Maintenance District - Otay Ranch) as shown in Exhibit A and includes the following Assessor's Parcel Numbers: Assessor's Parcel Number Owner Acreaqe 643-020-28 Otay Project, LLC-OVP 48.13 641-080-01 (portion of)' Otay Project, LLC-OVP 19.93 641-020-15 Otay Project, LLC-OVP 21.89 641-020-18 Otay Project, LLC-OVP 10.00 641-071-12 (portion of)' Otay Project, LLC-OVP 6308 641-060-04 Otay Project, LLC-OVP 8.16 641-060-06 Otay Project, LLC-OVP 17.91 641-070-01 Otay Project, LLC-OVP 87.86 641-030-16 Otay Project, LLC-OVP 16.50 642-090-01 (portion of)' Otay Project, LLC-OVP 55.30 643-050-01 Otay Project, LLC-OVP 58.24 643-020-10 (portion of) 1 Otay Project, LLC-OVP 99.30 643-060-04 Otay Project, LLC-OVP 268.55 -, 644-030-01 Otay Project, LLC-OVP 311.03 644-030-06 Otay Project, LLC-OVP 255.85 Total Acreage 1,341.73 -, , Only the acreage within the boundaries of the District is shown above. M:/$projectJchulavistalCFD98-1.1 /8/1 -/Z ~ r-- ~~ !~ ~;!: =-i ~ ~rr ~~ '''' ~5 ,,"' ,,~ ~~ ,,~ 86 i ' r d . J 52 . N I o:J m-t- "<S u<D age", z tnW 0 _0" Q<r!::! l-w::JO ~u~>~ :::;; 0:: '" 1-<(- >- z: w L..,. e::::tnWZO:5 <t_I-O:>-Z 00 z: .....g ; <( -ex: 5~ otn~[Lo:i CJ (/) Uu wi' 0- w <L..,. J..Jl--ug;~o tf) ~ -<(0 '>W o CL ~ c.. U (/) I <C[< o U....JI- c:::<tz-l=>>lf) ~ u... w.....J 5: CL >-Ol--~ U l-- :::E W >- _ _-, t- zo::o U ::J W 0:: :::i: !z CL :::i: >- o ~ u 0 ~ // if ,/ I: ........- :/ -;:::---:. /,' -"::: ~/ , . {,'<l~<::-- t--. 'v ('~'. l5- -- , ' ~i: ,,~ ~~ ,. =" o' .. !!~ ~;\ \\, ~~ I i ,ASE!> , , I i'" I I i '" ~ 4 ~ '" ." ~ > . ~ 00.1 ~ ~ "" ~ Q ~E~~51 ~ .DO~t=wl ~- :31'(:)5 : 1 ~ ~ ~ . < :z~lo::~""'O> Z ~J::~5~~ ~ z ~ ~ ~- ~ > i;j~a""'~ . < . oulo.l ~ ~ <' ~:i:~a:ffi ~ O\j~In~~ ~ <j~ '" > ~ fdsts ::i~~~e ~ . .::Elnll:: ~ > ~~~ ~ -> 11)2: ~~g==~ kis~~ < u< s25 2:Q ~i:; ~~:s g ~~ c . ~ I .;;:!:. !;bl58tJ ~~ ,G I~~~ C - ~ s.;t u..a:z:U.::E ~:s . C ~z . ~~ ~Ql.) ~t3~t~~ <~ ~t~ 155~ c k~5 . b~ d~b l-~b05 ~ ~::z::::; czC ;; . ::!:r:;))-Wc.>- . ~Ub ~~e(3 8:;~ . . ~~ >-)..~ ~;~2:t:'~g > ~ > ~~< <j~ < ~~l4Jti l;gbU ;: OQ~ ~o(.>~:: e c~ c ~~ >>- 182:(3 >>~ ~s 15~::!Q'<( 5 ~~< I~ ~~~ ~~ . ~ ~ uti:;; zz~ < c u~""'~"l; 5 :::.=>< ~ " . - ~I' z- 80... . . -~ )O.~S:OO...; In ~ ll:: I""......;;: <.>~ . . , . . 8D UlQ"C:ll::lIl .... C .;:) ...uVl ~ ~ J ~. wlX~Q..sl.<Jlr. ~g ~C::l.... ~ ~ " i: ~~ ~c ",,,,,-III a; ;: " ~&OIll3~=: ~ ~::e~o ~ ; :t : _t:1$~o5~ o~8til.Jt no; :t:! :i....Q)~e?5 I ..I i::'l(~~~8 . . c ~ t9 fJ/j3 lH . ' . ~ i .. :::1 J .t~ 1'-:,';:: p Et Community Facility District No. 98-1 July 1,1998 Page 3 Special Tax Report ~ Part II - Description of Facilities and Services Section 53311.5 of the Act and the provisions of the Ordinance provide for alternate financing of certain services in developing areas. Since there are no other means of financing available to the City, and since the services are required to meet additional demands on the City as a result of development occurring adjacent to and within the proposed District, the financing of the proposed services is in accordance with Section 53313.5 of the Act and the provisions of the Ordinance. The proposed services include all direct, administrative, and incidental annual costs and expenses related to providing for the maintenance and servicing of public facilities including irrigation, cultivation, installation and replacement of plant material, tree trimming and necessary supplies; personnel, utility and equipment costs; contract services where applicable; maintenance and servicing of parks, parkway landscaping and medians, drainage facilities, pedestrian bridges and open space slopes, trails and walls, including: Parkway Landscaping and Medians which includes: a) Median in Telegraph Canyon Road between the western property boundary of Village"",, One West and Paseo Ranchero (not to exceed 50% of maintenance cost). b) Parkway in Telegraph Canyon Road (southern side) between the western property boundary of Village One West and Paseo Ranchero. c) Median in Paseo Ranchero between Telegraph Canyon Road and Olympic Parkway (not to exceed 50% of maintenance cost). d) Parkway in Paseo Ranchero (western side) between Telegraph Canyon Road and Olympic Parkway. e) A pro-rata share of the median in Olympic Parkway between Paseo Ranchero and the eastern Otay Project, LLC property boundary (not to exceed 50% of maintenance cost). f) A pro-rata share of the Parkway in Olympic Parkway (southern side) between Paseo Ranchero and the eastern Otay Project, LLC property boundary. Drainage Facilities which include: a) A pro-rata share of the detention basin and channel in the Telegraph Canyon drainage area between the western property boundary in Village One West and Paseo Ranchero (within Otay Project, LLC ownership). b) A pro-rata share of the detention basin and channel in the Poggi Canyon drainage area between the western property boundary in Village Two west and the eastern property boundary (within Otay Project, LLC ownership). -..... M:I$projectlchulavistalCFD98-1.2.doc /8-4 -If . . e Community Facility District No. 98-1 July 1,1998 Page 4 Special Tax Report Pedestrian Bridges which include: a) A pro-rata share of the bridge between Villages One and Two Maintenance shall include the furnishing of services and materials for the ordinary and usual operation, maintenance and servicing of any improvement or appurtenant facilities, including repair, removal or replacement of all or any part of the improvement or appurtenant facilities, providing for the life, growth, health and beauty of the landscaping, including cultivation, irrigation, trimming, spraying, fertilizing and treating for disease or injury; the removal of trimmings, rubbish, debris and other solid waste. Maintenance also means the furnishing of water for the irrigation of the landscaping, the installation of planting or landscaping, or the installation or construction of supplemental facilities including any facilities which are necessary or convenient for the maintenance of eligible facilities. The foregoing services shall be provided by the City, either with its own forces or by contract with third parties, or any combination thereof, as determined by the City. M1$projectlchulavistalCFD98-1.2.doc !!lIl-/S '1/ 'IJ " '< Community Facility District No. 98-1 July 1, 1998 Page 5 Special Tax Report Part III - Cost Estimate -, The estimate of the fair and reasonable cost of the proposed services for Open Space Maintenance including Administrative Expenses in connection with providing said services, and all other related costs is deemed to be not greater than $137,849 if all facilities were complete for the fiscal year ending June 30, 1999. A detailed breakdown of the estimated cost is included in the appendix of this report. Each Fiscal Year the City shall cause to be prepared an annual budget showing the estimated costs of maintenance services, including administration for such Fiscal Year. The budget for each Fiscal Year may show the proportional annual cost of those maintenance activities which occur less frequently than on an annual basis. -... -.. M:/$projectJchulavislalCFD9&- 1 .2.doc ;2/ /8/J-/k . . . Community Facility District No. 98-1 July 1.1998 Page 5 Special Tax Report Part IV - Rate and Method of Apportionment of Special Taxes ANNUAL TAX A Special Tax shall be levied annually on land within Community Facilities District No. 98-1 (Interim Open Space Maintenance District) of the City of Chula Vista (the "District"), and collected according to the Special Tax Liability determined by the City of Chula Vista (the "City") through the application of the following procedures. All of the property within the District, unless otherwise exempted by law or the express provisions of the rate and method of apportionment expressed below, shall be taxed to the extent and in the manner provided below. All Special Taxes applicable to Parcels shall be collected in the same manner and at the same . time as ordinaryad valorem property taxes, and that Special Taxes so levied will be subject to the same penalties and procedures, sale and lien priority in case of delinquency as is provided for ad valorem taxes. DEFINITIONS Acre or Acreage means the area of a Parcel as shown on the latest maps of the Assessor of the County of San Diego, or, if the area of such Parcel is not shown on such Assessor's maps, the area as shown on a current recorded subdivision map, parcel map, record of surveyor other recorded document creating or describing the Parcel. If the preceding maps are not available, the area shall be determined by the City Engineer. Administrative Expenses means the direct and indirect expenses incurred by the City in carrying out its duties with respect to the District (including, but not limited to, the levy and collection of the Special Taxes) including the fees and expenses of its counsel. Any fees of the County related to the District or the collection of Special Taxes, an allocable share of the salaries of City staff directly related thereto, any amounts paid by the City from its general fund with respect to the District, and expenses incurred by the City in undertaking actions to foreclose on properties for which the payment of Special Taxes is delinquent, and all other costs and expenses of the City related to the District. City means the City of Chula Vista District means the Interim Open Space Maintenance District - SPA One (Villages 1 West, 2, 2 West, 6 & 7) of the Community Facilities District No. 98-1 of the City of Chula Vista. Facilities means those improvements defined in Part II of the Special Tax Report dated July 1, 1998 for Community Facilities District No. 98-1 of the City of Chula Vista. Fiscal Year means the period starting on July 1 and ending the following June 30. M:/$projectlchulavistalCFD9B-1.2.doc 16,4-/7 Community Facility District No. 98-1 July 1, 1998 Page 7 Special Tax Report ~ Maximum Special Tax means the maximum special tax that can be levied within CFD No. 98-, by the City Council in any Fiscal Year for each Parcel of Taxable Property. Operating Fund means a fund that shall be maintained within the District for any Fiscal Year to pay for the actual costs of maintenance, repair, and replacement of the Facilities, and the Administrative Expenses. Operating Fund Balance means the amount of funds in the Operating Fund at the end of the preceding Fiscal Year. Operating Fund Requirement means for any Fiscal Year an amount equal to the budgeted costs of the maintenance, repair and replacement of the Facilities which have been accepted and maintained by the District or are reasonably expected to be accepted and maintained by the District during the current Fiscal Year plus the budgeted Administrative Expenses of the District for the current Fiscal Year in which Special Taxes are levied. Parcel means any San Diego County Assessor's Parcel or portion thereof that is within the boundaries of the Dist~ict designated on a map of the San Diego County Assessor and which has been assigned a discrete identifying number on the equalized tax rolls of the County. Reserve Fund means a fund that shall be maintained to provide necessary cash flow fc.......... operations and maintenance for the first six months of each Fiscal Year, working capital to cover maintenance and repair cost overruns and delinquencies that may arise in connection with the collection of Special Taxes and a reasonable buffer against large variations in annual special tax amounts. Reserve Fund Balance means the amount of funds in the Reserve Fund at the end of the preceding Fiscal Year. Reserve Fund Requirement means the required balance in the Reserve Fund equal to up to 100% of the Operating Fund Requirement. Special Tax means the special tax or special taxes actually levied within CFD No. 98-1. Special Tax Liability for any Fiscal Year is an amount determined sufficient to pay the costs of the District, including: (i) the amount required to be deposited into the Operating Fund to meet the Operating Fund Requirement, less the Operating Fund Balance, and (ii) the total amount required to be deposited into the Reserve Fund if any, to meet the Reserve Fund Requirement, less the Reserve Fund Balance. Taxable Property is all real property or Parcels within the boundaries of the District which ar~ not exempt from the Special Tax pursuant to law, or which are not classified or assigned to th Exempt Category as defined herein. M:/$projectlchulavista/CFD98-1.2.doc ~/8/JrI8 . . . Community Facility District No. 98-1 July 1, 1998 Page 8 Special Tax Report Cateoories of Special Taxes Taxable Category The taxable land category includes each Parcel of Taxable Property assigned to the District (Taxable Category). The Maximum Special Tax which may be levied on each Parcel within the Taxable Category for Fiscal Year 1998/99 shall be $103 per Acre (said amount to be levied pro rata for any portion of an Acre). Said Maximum Special Tax shall be increased or decreased each Fiscal Year thereafter by a factor which shall be the lesser of the annual percentage change in the January to January San Diego Metropolitan Area All Urban Consumer Price Index (All Items) or the annual percentage change in the estimated California Fourth Quarter Per Capita Personal Income as contained in the Governor's budget published every January. Exempt Category The exempt category includes each property owned by, conveyed or irrevocably offered for dedication to a public agency, land which is in the public right-of-way, unmanned utility easements which make utilization for other than the purpose set forth in the easement impractical, common areas, private streets and parks, and open space lots (Exempt Category). Assionment to Cateoories of Special Taxes On or about July 1 of each year (but in any event in sufficient time to include the levy of the Special Taxes on the County's secured tax roll) the City shall assign each Parcel within the District to the Taxable Category, or Exempt Category. Parcels subject to levy shall be determined based upon the records of the San Diego County Assessor. Levv and Apportionment of Special Taxes The City shall determine the Special Tax Liability for the District in each Fiscal Year on or about every July 1 (but in any event in sufficient time to include the levy of the Special Taxes on the County's secured tax roll). Special Taxes shall then be levied on each Parcel within the District as follows: Step 1: The Special Tax per Acre for Parcels assigned to the Taxable Category shall be calculated as the lessor of: (i) The Special Tax Liability for the District as determined by the City, divided by the total Acres for all Parcels assigned to the Taxable Category, OR, (ii) the Maximum Special Tax rate for Parcels assigned to the Taxable Category M:/$projectlchulavistalCFD98-1.2.doc ~ 1813-/Cj Community Facility District No. 98-1 July 1,1998 Page 9 Special Tax Report --- Step 2: The City shall advise the owner of Parcels within the District of the Special Tax Liability for the next Fiscal Year. Step 3: The owner(s) of Parcels within the District, may at its election, deposit funds with the City prior to July 15 each Fiscal Year, in an amount equal to the Parcel's Special Tax which shall be deposited into the Operating Fund and Reserve Fund of the District. Step 4: If the funds deposited with the City is less than the Parcel's Special Tax for the Fiscal Year, then a Special Tax shall be levied equal to the Parcel's Special Tax as determined in Step 1 minus any funds deposited for the current Fiscal Year pursuant to Step 3. -. .-, M:/$projeclJchulavislalCFD9B-l.2.doc #'/8~~2d . . . RESOLUTION NO. /9/6/ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA, CALIFORNIA, MAKING CERTAIN PRELIMINARY FINDINGS, PASSING UPON PROTESTS AND APPROVING THE SPECIAL TAX REPORT FOR COMMUNITY FACILITIES DISTRICT NO. 98-1 (INTERIM OPEN SPACE MAINTENANCE DISTRICT [OTAY PROJECT, LLC-OVP-SPA ONE, VILLAGES I WEST, 2, 2 WEST, 6, 7 AND PLANNING AREA 12]) WHEREAS, the CITY COUNCIL of the CITY OF CHULA VISTA, CALIFORNIA (the "City Council"), has previously declared its intention and ordered the preparation of a Special Tax Report relating to the initiation of proceedings to create a Conununity Facilities District pursuant to the terms and provisions of the "Mello-Roos Community Facilities Act of 1982", being Chapter 2.5, Part I, Division 2, Title 5 of the Government Code of the State of California (the "Act") and the City of Chula Vista Conununity Facilities District Ordinance enacted pursuant to the powers reserved by the City of Chula Vista under Sections 3, 5 and 7 of Article XI of the Constitution of the State of California (the . Ordinance" ) (the Act and the Ordinance may be referred to collectively as the 'Conununity Facilities District Law"). This Conununity Facilities District shall hereinafter be referred to as COMMUNITY FACILITIES DISTRICT NO. 98-1 (INTERIM OPEN SPACE MAINTENANCE DISTRICT [OTA Y PROJECT, LLC-oVP-SPA ONE, VILLAGES I WEST, 2, 2 WEST, 6, 7 AND PLANNlNG AREA 12 ]) (the "District"); and, WHEREAS, notice of a public hearing relating to the establishment of the District, the extent of the District, the furnishing of certain services and all other related matters has been given, and a Special Tax Report, as ordered by this City Council, has been presented to this City Council and has been made a part of the record of the hearing on the Resolution of Intention to establish said District; and, WHEREAS, all conununications relating to the establishment of the District, the proposed services and the proposed rate and method of apportionment of special tax have been presented, and it has further been detertnined that a majority protest as defined by law has not been received against these proceedings; and, WHEREAS, the Special Tax Report as now submitted further containing changes and modifications to the proceedings, as applicable, is hereby approved; and, WHEREAS, inasmuch as there have been less than twelve (12) registered voters residing within the territory of the District for at least the preceding ninety (90) days, this legislative body is desirous to submit the levy of the required special tax to the landowners of the District, said landowners being the qualified electors as authorized by law. NOW, THEREFORE, BE IT RESOLVED AS FOLLOWS: SECTION I. The above recitals are all true and correct. SECTION 2. The written protests received, if any, do not represent a majority protest as defined by the applicable provisions of the Conununity Facilities District Law. 1 /g;'//3 - / SECTION 3. The Special Tax Repon, as now submitted, shall stand as the Special Tax Repon for all future proceedings and all terms and contents are approved as set forth therein. ,.....", SECTION 4. It is hereby determined by this legislative body to proceed with the formation and establishment of the District, formally known and designated as "COMMUNITY FACILITIES DISTRICT " NO. 98-1 (INTERIM OPEN SPACE MAINTENANCE DISTRICT [OTAY PROJECT, LLC-OVP-SPA \ONE, VILLAGES 1 WEST, 2, 2 WEST, 6, 7 AND PLANNING AREA 12 ])". ~ SECTION 5. It is hereby further determined by this legislative body that all proceedings prior he' to were valid and taken in conformity with the requirements of law, and specifically the provisions of the mmunity Facilities District Law, and this finding is made pursuant to the provisions and authorization of Se . on 53325.1 of the Government Code of the State of California. It is further determined by this legislati body that the District as proposed conforms with the City of Chula Vista Statement of Goals and Policies arding the Establishment of Community Facilities Districts, as amended. SEC ON 6. It is determined by this legislative body that less than twelve (12) registered voters have resided w in the territory of the District for each of the ninety (90) days preceding the close of the public hearing. nsequently this legislative body further determines that pursuant to the Community Facilities District the qualified electors shall be the landowners of the District and each landowner who is the owner of reco "f5 of the close of the public hearing, or the authorized representative thereof, shall have one vote for each re or ponion of an acre of land that she or he owns within the District. SECTION 7. It is termined by this legislative body that the time limit specified by the Community Facilities District Law for co cting an election to submit the levy of the special taxes to the qualified ~ electors of the District and the irements for impartial analysis and ballot arguments have been waived with the unanimous consent of the ified electors of the District. It is further determined by this legislative body that the City Clerk, acting as election official, has consented to conducting any required election on a date which is less than 125 days fo wing the adoption of any resolution forming and establishing the District. . ned by this legislative body that the proposed public aced upon the City as a result of development and/or SECTION 8. It is hereby further de services are necessary to meet increased demand rehabilitation occurring in the District. PREPARED BY: John P. Lippitt Director of Public Works John Kaheny City Attorney 2 /g6,2 '1 . . . SECTION 3. The Special Tax Report, as now submitted, shall stand as the Special Tax Report for all future proceedings and all terms and contents are approved as set forth therein. SECTION 4. It is hereby determined by this legislative body to proceed with the formation and establishment of the District, formally known and designated as "COMMUNITY FACILITIES DISTRICT NO. 98-1 (INTERIM OPEN SPACE MAINTENANCE DISTRICT [OTAY PROJECT, LLC-OVP-SPA ONE, VILLAGES I WEST, 2, 2 WEST, 6, 7 AND PLANNING AREA 12 ]l". SECTION 5. It is hereby further determined by this legislative body that all proceedings prior hereto were valid and taken in conformity with the requirements of law, and specifically the provisions of the Community Facilities District Law, and this finding is made pursuant to the provisions and authorization of Section 53325.1 of the Government Code of the State of California. It is further determined by this legislative body that the District as proposed conforms with the City of Chula Vista Statement of Goals and Policies Regarding the Establishment of Community Facilities Districts, as amended. SECTION 6. It is determined by this legislative body that less than twelve (12) registered voters have resided within the territory of the District for each of the ninety (90) days preceding the close of the public hearing. Consequently this legislative body further determines that pursuant to the Community Facilities District Law the qualified electors shall be the landowners of the District and each landowner who is the owner of record as of the close of the public hearing, or the authorized representative thereof, shall have one vote for each acre or portion of an acre of land that she or he owns within the District. SECTION 7. It is determined by this legislative body that the time limit specified by the Community Facilities District Law for conducting an election to submit the levy of the special taxes to the qualified electors of the District and the requirements for impartial analysis and ballot arguments have been waived with the unanimous consent of the qualified electors of the District. It is further determined by this legislative body that the City Clerk, acting as the election official, has consented to conducting any required election on a date which is less than 125 days following the adoption of any resolution forming and establishing the District. SECTION 8. It is hereby further determined by this legislative body that the proposed public services are necessary to meet increased demands placed upon the City as a result of development and/or rehabilitation occurring in the District. PREPARED BY: APPROVED AS TO FORM BY: 0-- "^-f2l<.."'" 0 John Kaheny City Attorney v~ John P. Lippitt Director of Public Works 2 /g6,Z it J j . . e RESOLUTION NO. /9 / ~ ;J-.. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA, CALIFORNIA, FORMING AND ESTABLISHING COMMUNITY FACILITIES DISTRICT NO. 98-1 (INTERIM OPEN SPACE MAINTENANCE DISTRICT [OT A Y PROJECT, LLC- OVP-SPA ONE, VILLAGES I WEST, 2, 2 WEST, 6, 7 AND PLANNING AREA 12 ]) AND AUTHORIZING SUBMm AL OF LEVY OF SPECIAL TAXES TO THE QUALIFIED ELECTORS WHEREAS, a public hearing has been held and concluded, and the CITY COUNCIL of the CITY OF CHULA VISTA, CALIFORNIA (the "City Council"), is desirous at this time to proceed with the establishment of a community facilities district, pursuant to the terms and provisions of the "Mello-Roos Community Facilities Act of 1982", being Chapter 2.5, Part I, Division 2, Title 5 of the Government Code of the State of California (the "Act") and the City of Chula Vista Community Facilities District Ordinance enacted pursuant to the powers reserved by the City of Chula Vista under Sections 3, 5 and 7 of Anicle XI of the Constitution of the State of California (the "Ordinance") (the Act and the Ordinance may be referred to collectively as the "Community Facilities District LaW"). Such Community Facilities District shall hereinafter be referred to as COMMUNITY FACILITIES DISTRICT NO. 98-1 (INTERIM OPEN SPACE MAINTENANCE DISTRICT [OTA Y PROJECT, LLC-OVP-SPA ONE, VILLAGES I, 2, 2 WEST, 6, 7 AND PLANNING AREA 12]) (the "District"); and, WHEREAS, this legislative body has fuITher declared its intent that the authorized public services be financed through the levy of special taxes; and, WHEREAS, at any time before or after the formation of the District, this legislative body may accept advances of funds and/or work in kind from any source; however, no reimbursement and/or repayment shall be made for said advances until expressly set foITh by agreement and/or Resolution of this legislative body setting foITh the amount, terms and conditions for any reimbursement and/or repayment; and, . WHEREAS, all communications relating to the establishment of the District, the proposed services and the proposed rate and method of apponionment of the special tax have been presented, and it has further been determined that a majority protest as defined by law has not been received against these proceedings. NOW, THEREFORE, BE IT RESOLVED AS FOLLOWS; RECITALS SECTION I. The above recitals are all true and correct. FINDINGS AND DETERMINATIONS SECTION 2. All findings and determinations of this legislative body made in that cenain Resolution entitled "RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA, CALIFORNIA, MAKING CERTAIN PRELIMINARY FINDINGS, PASSING UPON PROTESTS AND APPROVING THE SPECIAL TAX REPORT FOR COMMUNITY FACILITIES DISTRICT NO. 98-1 (INTERIM OPEN SPACE MAINTENANCE DISTRICT [OTAY PROJECT, LLC-OVP-SPA ONE, VILLAGES I WEST, 2, 2 WEST, 6, 7 AND PLAJ\'NING AREA 12 ])" are incorporated herein as if set foITh at this point. FINAL REPORT SECTION 3. The Special Tax Repon, as now submitted, shall stand as the Special Tax Rep20rt for c.:Dq8~/t.f: / ~(!'.J/ - all future proceedings and all terms and contents are approved as set forth therein. ""'" NAME OF DISTRICT SECTION 4. This legislative body does hereby establish and declare the formation of the Community Facilities District known and designated as "COMMUNITY FACILITIES DISTRICT NO. 98-1 (INTERIM OPEN SPACE MAINTENANCE DISTRICT [OTAY PROJECT, LLC-OVP-SPA ONE, VILLAGES I WEST, 2, 2 WEST, 6, 7 AND PLANNING AREA 12 ])." BOUNDARIES OF DISTRICT SECTION 5. The boundaries and parcels of land in which the public service are to be provided and on which special taxes will be levied in order to pay the costs and expenses for said public services and public facilities are generally described as follows: All property within the boundaries of COMMUNITY FACILITIES DISTRJCT NO. 98-1 (INTERIM OPEN SPACE MAINTENANCE DISTRICT [OTA Y PROJECT, LLC-OVP-SPA ONE, VILLAGES 1 WEST, 2, 2 WEST, 6, 7 AND PLANNING AREA 12 ]) as shown on a boundary map as previously approved by this legislative body, said map designated by the name of this Community Facilities District,.a copy of which is on file in the Office of the City Clerk. The boundary map of the proposed District has been filed pursuant to Sections 3111 and 3113 of the Streets and Highways Code of the State of California in the Office of the County Recorder of the County of San Diego, at Page 51 of Book 32 of the Book of Maps of Assessment and Community Facilities Districts for said County. DESCRIPTION OF SERVICES """'" SECTION 6. The proposed services to be provided to serve the District are generally described as follows: The maintenance and servicing of public facilities including irrigation, cultivation, installation and replacement of plant material, tree trimming and necessary supplies, personnel, utility and equipment costs; contract services where applicable; maintenance and servicing of parks, parkway landscaping and medians, drainage facilities, pedestrian bridges and open space slopes, trails and walls. For a full and complete description of the public services, reference is made to the final Special Tax Report, a copy of which is on file in the Office of the City Clerk. For all particulars, reference is made to said Special Tax Report. SPECIAL TAX SECTION 7. Except where funds are otherwise available a special tax, secured by recordation of a continuing lien against all non-exempt real property in the proposed District, is hereby authorized, subject to voter approval, to be levied annually within the boundaries of said District. The proposed special tax to be levied within said District has not been precluded by majority protest pursuant to Section 53324 of the Government Code of the State of California. For particulars as to the rate and method of apportionment of the proposed special tax, reference is made to the attached and incorporated Exhibit "A" (the "Special Tax Formula"). which sets forth in sufficient detail the method of apportionment to allow each landowner or resident within the proposed District to estimate the maximum amount that said person will have to pay. Said ""'" special tax shall be utilized to pay for the Special Tax Liability of the District as such term is defined in the /~C!- .? . . . Special Tax Formula. The special taxes herein authorized shall be collected in the same manner as ad valorem property taxes and shall be subject to the same penalties, procedure, sale and lien priority in any case of delinquency, as applicable for ad valorem taxes; however, as applicable, this legislative body may, by resolution, establish and adopt an alternate or supplemental procedure as necessary. Any special taxes that may not be collected on the County tax roll shall be collected through a direct billing procedure by the Treasurer of the City of Chula Vista, acting for and on behalf of the District. Upon recordation of a Notice of Special Tax Lien pursuant to Section 3114.5 of the Streets and Highways Code of the State of California, a continuing lien to secure each levy of the special tax shall attach to all non-exempt real property in the District and this lien shall continue in force and effect until the special tax obligation is prepaid and permanently satisfied and the lien canceled in accordance with law or until collection of the tax by the legislative body ceases. PREPARATION OF ANNUAL TAX ROLL SECTION 8. The name, address and telephone number of the office, department or bureau which will be responsible for preparing annually a current roll of special tax levy obligations by Assessor's parcel number and which shall be responsible for estimating future special tax levies pursuant to Section 53340.1 of the Government Code of the State of California, are as follows: FINANCE DEPARTMENT CITY OF CHULA VISTA 276 FOURTH A VENUE CHULA VISTA, CA. 91910 APPEALS AND INTERPRETATION PROCEDURE SECTION 9. Any landowner or resident who feels that the amount of the special tax levied against his or her property or the Special Tax Formula as applied to his or her property is in error may file a notice with the City Council appealing the levy of the special tax. An appeals panel of 3 members, as appointed by the City Council, will then meet and promptly review the appeal, and if necessary in the determination of the appeals 'panel, such panel may meet with the appellant. If the fmdings of the appeals panel verify that the special tax should be modified or changed, a recommendation at that time will be made by the appeals panel to the City Council and, as appropriate, the City Council may order that the special tax levy be corrected, and if applicable in any case, a refund shall be granted. Interpretations may be made by the City Council by Resolution for purposes of clarifying any vagueness or ambiguity as it relates to any category, zone, rate or definition applicable to these proceedings. ELECTION SECTION 10. This legislative body herewith submits the levy of the special tax to the qualified electors of the District, said electors being the landowners of the proposed District, with each landowner having one (I) vote for each acre or portion thereof of land which he or she owns within the Community Facilities District. This legislative body hereby further directs that the ballot proposition relating to the levy of the above referenced special tax be combined and consolidated with the proposition set forth in Section II below relating to the establishment of an appropriations limit for the District. /Y'C! 3 The proposition related to the levy of the special tax shall, together with a proposition to establish an appropriations limit for the District, shall be submitted to the qualified voters at a special election to be held on THE EARLIEST OF THE FOLLOWING: (a) DECEMBER 1,1998, (b) THE TENTH BUSINESS DAY ~ FOLLOWING THE DATE UPON WHICH THE CITY IS NOTIFIED OF THE CLOSE OF THE EXCHANGE OF A CERTAIN PORTION OF ASSESSOR'S PARCEL NO, 642-071-12 FROM OTAY PROJECT, LLC-OVP TO McMILLIN - D.A. AMERICA AND A CERTAIN PORTION OF ASSESSOR'S PARCEL NO. 642-100-01 FROM McMILLIN - D.A. AMERICA TO OTA Y PROJECT, LLC-OVP, OR (c) SUCH OTHER DATE AS THE QUALIFIED ELECTORS AND THE CITY CLERK MAY MUTUALLY AGREE and said election shall be a special election to be conducted by the City Clerk (hereinafter referred to as the "Election Official"). If the proposition for the levy of the special tax receive the approval of more than two-thirds (2/3) of the votes cast on the proposition the special tax may be levied as provided for in this Resolution. BALLOT SECTION II. The ballot proposals to be submitted to the qualified voters at the election shall generally be as follows: PROPOSITION A Shall COMMUNITY FACILITIES DISTRICT NO. 98-1 (INTERIM OPEN SPACE MAINTENANCE DISTRICT [OTAY PROJECT, LLC-OVP-SPA ONE, VILLAGES I WEST, 2, 2 WEST, 6,7 AND PLANNING AREA 12]) of the City ofChula Vista be authorized to levy special taxes thereof pursuant to the rate and method of apponionment of special taxes (the "Special Tax Formula") set fonh in Resolution No. to finance the Special Tax Liability as defined in the Special Tax Formula? PROPOSITION B .~ Shall COMMUNITY FACILITIES DISTRICT NO. 98-1 (INTERIM OPEN SPACE MAINTENANCE DISTRICT [OTA Y PROJECT, LLC-OVP-SPA ONE, VILLAGES 1,2,2 WEST, 6, 7 AND PLANNING AREA 12 ]) of the City of Chula Vista establish an Anicle xlIm appropriations limit equal to $15I,633.90? VOTE SECTION 12. The appropriate mark placed in the voting square after the word "YES" shall be counted in favor of the adoption of the proposition, and the appropriate mark placed in the voting square after the word "NO" in the manner as authorized, shall be counted against the adoption of said proposition. ELECTION PROCEDURE SECTION 13. The Election Official is hereby authorized to take any and all steps necessary for holding the above election. The Election Official shall perform and render all services and proceedings incidental to and connected with the conduct of the election, including but not limited to, the following: ~ / ~~ -7 J. . 2. 3. 4. 5. 6. 7. 8. 9. PREPARED BY: Prepare and furnish to the necessary election supplies for the conduct of the election. Cause to be printed the requisite number of official ballots, tally sheets and other necessary forms. Furnish and address official ballots for the qualified electors of the Community Facilities District. Cause the official ballots to be mailed and/or delivered, as required by law. Receive the returns of the election and supplies. Sort and assemble the election material and supplies in preparation for the canvassing of the returns. Canvass the returns of the election. Furnish a tabulation of the number of votes given in the election. Conduct and handle all other matters relating to the proceedings and conduct of the election in the manner and form as required by law. APPROVED AS TO FORM BY: C'A- ~~ John Kaheny City Attorney . John P. Lippitt Director of Public Works . 5 / R(!- .) Community Fa:::i1ity Distrd No 95-1 July 1, 1998 Page 1 S:Je:::ai Tax Re~:J~ Ey..HI8/i ~" " , -.... Rate and Method of Apportionment of Special Taxes ANNUAL TAX A Special Tax shall be levied annually on land within Community Facilities District No. 98-1 (Interim Open Space Maintenance District) of the City of Chula Vista (the "District"), and collected according to the Special Tax Liability determined by the City of Chula Vista (the "City") through the application of the following procedures. All of the property within the District, unless otherwise exempted by law or the express provisions of the rate and method of apportionment expressed below, shall be taxed to the extent and in the manner provided below. All Special Taxes applicable to Parcels shall be collected in the same manner and at the same time as ordinary ad valorem property taxes, and that Special Taxes so levied will be subject to the same penalties and procedures, sale and lien priority in case of delinquency as is provided for ad valorem taxes. DEFINITIONS Acre or Acreage means the area of a Parcel as shown on the latest maps of the Assessor of the County of San Diego, or, if the area of such Parcel is not shown on such Assessor's maps, the area as shown on a current recorded subdivision map, parcel map, record of surveyor other recorded document creating or describing the Parcel. If the preceding maps are not available, the area shall be determined by the City Engineer. ~ Administrative Expenses means the direct and indirect expenses incurred by the City in carrying out its duties with respect to the District (including, but not limited to, the levy and collection of the Special Taxes) including the fees and expenses of its counsel. Any fees of the County related to the District or the collection of Special Taxes, an allocable share of the salaries of City staff directly related thereto, any amounts paid by the City from its general fund with respect to the District, and expenses incurred by the City in undertaking actions to foreclose on properties for which the payment of Special Taxes is delinquent, and all other costs and expenses of the City related to the District. City means the City of Chula Vista District means the Interim Open Space Maintenance. District _ SPA One (Villages One West, Two West, and portions of Villages Two, Six, Seven and Planning Area 12) of the Community Facilities District No. 98-1 of the City of Chula Vista. -.... t'/.. 'Spro.le:ts \.:::nlllaVlsta\: :>:=98-' A /g(!-~ . Community Facility District No 98-1 July 1,1933 Page 2 Spec:al Tax Re;::>:J" Facilities means those improvements defined in Part II of the Special Tax Report dated July 1, 1998 for Community Facilities District No. 98-1 of the City of Chula Vista. Fiscal Year means the period starting on July 1 and ending the following June 3D. Maximum Special Tax means the maximum special tax that can be levied within CFD No. 98-1 by the City Council in any Fiscal Year for each Parcel of Taxable Property. Operating Fund means a fund that shall be maintained within the District for any Fiscal Year to pay for the actual costs of maintenance, repair, and replacement of the Facilities, and the Administrative Expenses. Operating Fund Balance means the amount of funds in the Operating Fund at the end of the preceding Fiscal Year. . Operating Fund Requirement means for any Fiscal Year an amount equal to the budgeted costs of the maintenance, repair and replacement of the Facilities which have been accepted and maintained by tl:1e District or are reasonably expected to be accepted and maintained by the District during the current Fiscal Year plus the budgeted Administrative Expenses of the District for the current Fiscal Year in which Special Taxes are levied. Parcel means any San Diego County Assessor's Parcel or portion thereof that is within the boundaries of the District designated on a map of the San Diego County Assessor and which has been assigned a discrete identifying number on the equalized tax rolls of the County. Reserve Fund means a fund that shall be maintained to provide necessary cash flow for operations and maintenance for the first six months of each Fiscal Year, working capital to cover maintenance and repair cost overruns and delinquencies that may arise in connection with the collection of Special Taxes and a reasonable buffer against large variations in annual special tax amounts. Reserve Fund Balance means the amount of funds in the Reserve Fund at the end of the preceding Fiscal Year. . Reserve Fund Requirement means the required balance in the Reserve Fund equal to up to 100% of the Operating Fund Requirement. / ~e - 7 W.:\Soro.ie=tSl.::huta'l!St3~O=98-'A Community Facility District No. 98-1 July 1, 1933 Page 3 Special Tax Repo~ -, Special Tax means the special tax or special taxes actually levied within CFD No. 98-1. Special Tax Liability for any Fiscal Year is an amount determined sufficient to pay the costs of the District, including: (i) the amount required to be deposited into the Operating Fund to meet the Operating Fund Requirement, less the Operating Fund Balance, and (ii) the total amount required to be deposited into the Reserve Fund if any, to meet the Reserve Fund Requirement, less the Reserve Fund Balance. Taxable Property is all real property or Parcels within the boundaries of the District which are not exempt from the Special Tax pursuant to law, or which are not classified or assigned to the Exempt Category as defined herein. Cateoories ofSoecial Taxes Taxable Category The taxable land category includes each Parcel of Taxable Property assigned to the District (Taxable Category), ~ Tne Maximum Special Tax which may be levied on each Parcel withih the Taxable Category for Fiscal Year 1998/99 shall be $103 per Acre (said amount to be levied pro rata for any portion of an Acre). Said Maximum Special Tax shall be increased or decreased each Fiscal Year thereafter by a factor which shall be the lesser of the annual percentage change in the January to January San Diego Metropolitan Area All Urban Consumer Price Index (All Items) or the annual percentage change in the estimated California Fourth Quarter Per Capita Personal Income as contained in the Governor's budget published every January. Exempt Category The exempt category includes each property owned by, conveyed or irrevocably offered for dedication to a public agency, land which is in the public right-of-way, unmanned utility easements which make utilization for other than the purpose set forth in the easement impractical, common areas, private streets and parks, and open space lots (Exempt Category). Assianment to Cateoories of Soecial Taxes On or about July 1 of each year (but in any event in sufficient time to include the -, I")vy of the Special Taxes on the County's secured tax roll) the City.shall assign each Parcel within the District to the Taxable Category, or Exempt Category. / g(! - d ','.'~~--', ~.~ -,,~ ~--~._---- . . Community Facility District No. 98-1 July 1, 1993 Page 4 Spe:::ial Tax Ke;J:l~ Parcels su:,ject to levy shall be determined based up:m the recoras of the San Diego County Assessor. Lew and Aooortionment of Soecial Taxes The City shall determine the Special Tax Liability for the District in each Fiscal Year on or about every July 1 (but in any event in sufficient time to include the levy of the Special Taxes on the County's secured tax roll). Spe:::ial Taxes shall then be levied on each Parcel within the District as follows: Step 1: The Special Tax per Acre for Parcels assigned to the Taxable Category shall be calculated as the lessor of: (i) The Special Tax Liability for the District as determined by the City, divided by the total Acres for all Parcels assigned to the Taxable Category, OR, . (ii) the Maximum Special Tax rate for Parcels assigned to the Taxable Category Step 2: The City shall advise the owner of Parcels within the District of the Special Tax Liability for the next Fiscal Year. Step 3: The owner(s) of Parcels within the District, may at its election, deposit funds with the City prior to July 15 each Fiscal Year, in an amount equal to the Parcel's Special Tax which shall be deposited into the Operating Fund and Reserve Fund of the District. Step 4: If the funds deposited with the City is less than the Parcel's Special Tax for the Fiscal Year, then a Special Tax shall be levied equal to the Parcel's Special Tax as determined in Step 1 minus any funds deposited for the current Fiscal Year pursuant to Step 3. . tl:'S::lr~:ts\.:;nulavs:a\:D::'9S-' A / et1--i Revised A-113 Continued from 9/1198 COUNCIL AGENDA STATEMENT Item 19 Meeting Date 9-15-98 ITEM TITLE: A. Public Hearing regarding the declaration by the City Council of its intention to establish Community Facilities District No. 98-2 (Interim Open Space Maintenance District [McMillin - D.A. America, Otay - SPA Two, Villages 6 & 7]) pursuant to the provisions of the "Mello- Roos Community Facilities Act of 1982", for the purpose of financing certain public services through the levy of a special tax to pay for all or a portion of such public services and the intent to authorize a special tax to pay for all or a portion of such public services. B. Resolution 19163 of the City Council of the City ofChula Vista, California, making certain preliminary findings, passing upon protests and approving the Special Tax Report for Community Facilities District No. 98-2 (Interim Open Space Maintenance District [McMillin - D.A. America, Otay - SPA Two, Villages 6 & 7]). C. Resolution 19164 of the City Council of the City ofChula Vista, California, forming and establishing Community Facilities District No. 98-2 (Interim Open Space Maintenance District [McMillin - D.A. America, Otay - SPA Two, Villages 6 & 7]) and authorizing the submittal of levy of special taxes to the qualified electors. SUBMITTED BY: Director of Public Works ~ REVIEWED BY: City Manager--lA?- \~ ~\ (4/5thsVote: YeCNoX) On July 28, 1998, Council approved the resolution Wntention to form Community Facilities Districts Nos. 98-2 and set the public hearing for September I, 1998. This district will fund the perpetual operation and maintenance of open space slopes, drainage channels, detention basins, medians and parkways built in conjunction with Otay Ranch SPA One, Villages I and 5 but providing benefit to areas located outside SPA One. Tonight's action will continue the formal proceedings leading to the establishment of Community Facilities District Nos. 98-2. RECOMMENDATION: That Council: I) Open the hearing for CFD 98-2, take testimony, close the public hearing. 2) Direct staff to tally all protests from other registered voters residing within the proposed CFD No. 98-2 or the owners of land within CFD No. 98-2. 3) Approve the resolution making preliminary findings, passing upon protests and approving the CFD No. 98-2 report. 4) Approve the resolution establishing CFD No. 98-2 and submitting the levy of a special tax to finance certain services to the qualified electors of CFD No. 98-2. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. /i'ft - r Page 2, Item 19 Meeting Date 9/15/98 DISCUSSION: The proposed district would provide the necessary funding for the operation and maintenance of public landscaping improvements by levying an annual "special tax", which is collected from the property owners in conjunction with the property taxes. There is no direct cost to the City. All expenses related to the district administration (including levying and collecting the special taxes) are funded by the district. The purpose of CFD No. 98-2 is to guarantee developer payments for the landscaping improvements being constructed with SPA I but that are within future projects. For example, the slopes on the south side of Olympic Parkway are being constructed now and will require landscaping. CFD 98-2 will provide for McMillin's fair share of maintaining this area until development occurs south of Olympic Parkway. When the southern parcel develops, a new or modified permanent district will have to be created to maintain the open space for the new entire Village. The developers propose to deposit with the City, at the beginning of each fiscal year, the amounts required to maintain said facilities during that year. They also agree to the formation of the proposed CFDs, which include areas outside SPA One, as a backup funding mechanism. In the event any of the developers default in their obligation, the City will levy and collect special taxes for funding said activities. Staff, the legal counsel, and the special tax consultant have reviewed the proposed taxing methodology and consider it ready for Council approval. Area of Benefit The proposed boundary of CFD No. 98-2 encompasses all parcels within Otay Ranch Village 6 and 7 owned by the McMillin Company (total acreage =401, see Exhibit 1). Description of facilities The proposed CFD 98-2 will fund the fair share of operating and maintaining the public landscaping associated with facilities to be constructed in conjunction with the development of the Otay Ranch SPA One but that provide benefit to areas beyond the SPA One boundaries. Such improvements include the pro-rata share of Poggi Canyon Channel, and medians and parkways along Olympic Parkway. A complete list of the facilities to be maintained by the district is presented in Exhibit 2. Cost Estimate The estimated annual budget for CFD No. 98-2 is $19,073. This budget includes a total of $16,669 for maintenance, $1,204 for administration by Parks and Open Space and $1,200 for CFD administra- tion by the Engineering Division (preparing reports, levying and collecting taxes, public assistance, etc). Staff (Parks and Engineering) has reviewed and approved the proposed budget. Exhibit 3 contains a detailed annual budget for the district. The unit prices used in determining the budget are based on historical costs of maintenance of similar improvements within existing Open Space Districts in the City. Prqposed SJ)ecial Tax and Collection CFD No 98-2 has only one category of taxation ($47.53 per acre of vacant land). At the beginning of each fiscal year, the City will calculate and notify the developers of the amount of the annual budget (maintenance cost plus reserve). The developers have the option of depositing said amount with the )9Ft~A Page 3, Item 19 Meeting Date 9/15/98 City, prior to July 15, in which case the tax will not be levied. If the deposit is not received by that date, the City will proceed to levy and collect the corresponding tax. The maximum tax rate has been estimated by the dividing the estimated annual budget at buildout (plus a reserve allocation of 10% of the annual budget) by the total acreage of all parcels within the district. Following is a brief discussion of some key issues regarding the "Rate and Method of Apportionment of the Special Taxes": . The maximum special taxes may be adjusted each year for inflation using a factor equal to the lesser of the annual change of the San Diego Consumer Price Index or the California Fourth Quarter Per Capita Personal Income. . The "City of Chula Vista Community Facilities District Ordinance" requires that the developer maintain the landscaping improvements for a minimum period of one year. During this period, the City will collect the special taxes with the purpose of building up an operating reserve not to exceed l()()% of the annual budget. The special tax formula provides that the annual budget for any year may include an amount deemed necessary to maintain an adequate level of reserve fund. . The annual budgets used to calculate the tax rates are only the "best estimates" of the cost of maintenance. There is always a risk that actual expenses in future years may be higher than the total maximum collectible taxes. This may result in reduced levels of maintenance of the landscaping, unless the developers provide for the deficit or approve an increase in the tax rates (2/3 voter's approval is required) which is considered unlikely. Staff believes, however, that the proposed tax rates contain enough of a cushion in the reserve and the inflation adjustment to minimize future problems. Resolutions There is one public hearing and two resolutions in today's agenda which, if adopted, would accomplish the following: * The Public Hearing is for the purpose of receiving testimony from any member of the public on the formation of the district. * The resolution making findings, passing on protests, and approving the report is the formal action accomplishing the following: . Declaring that all proceedings to form the district were valid and taken in conformity with the requirements oflaw. . Declaring that the proposed services are necessary to meet increased demands upon the City as a result of development within CDP 98-2. . Passing on any protest received. . Approving the report. * The resolution establishing the district and authorizing the levy of a special tax is the formal action required to complete the formation of the district and authorizing the submittal of the levy of special tax to the qualified electors of the district on the _!l.~_"1 ililillRJIII' 2) ten (10) business days after the City is notified of the close of the land exchange fflimHml. R fi -:3 Page 4, Item 19 Meeting Date 9/15/98 between the Otay Ranch Company and McMillin Otay Ranch, or 3) such other date as the qualified electors and the City Clerk may mutually agree. A resolution certifying the results of the election would be brought before Council on the first available Council meeting following this election. FISCAL IMPACT: All costs of formation of the district are being borne by the developers and included in the cost for the companion CFD No. 97-1 (SPA One). The ongoing administration would be funded entirely by the district. The City will receive the benefit of full cost recovery for staff cost involved in district administration (estimated annual staff cost of $1,204 for the Operations Division (Parks Maintenance staft) and $1,200 for the Engineering Division staff). Exhibits: 1- 2- 3 - Boundary Map List of facilities to be maintained Cost Estimate Attachments A- Special Tax Report CFD 98-2 September 10. 1998 H:\HOME\ENGlNEER\AGENDA\98-2PH.WPD )9ft-f . -- N I ::0 0\ ~ ~" U ~ -- .;Sf . -= rI'j i< .- r;;;;j~ -. ~ - - - .... o ""' - I::: 2: --. N I "- CO" ~~- m-=-~ Uc-,.' 0-'. Z V; ,"",-: = c:2~ !-..w--;- <: U ~;;: ~. ~ _:"'< .l/'; >- ~ ,'z ~ =< V1 w z-= _~__C>-:: o Z == << ::= _9V1~~~< !...:J-- .....':J w I <..- ::ir-G5: =- :,., -1 ;5- >= ? u Vi ~ <~ <.-;1"......, =_. _!...:... ~=Ei >- 0"':= ~.... "'">., >- -= .-...- .. ;=~. z- Z H=:J_ 2: 2: o U >- < ~ ~~ i. ,~~-j- - /--~ ,'- --- " . . ':JI / \,/".-....:::: :--. J/ " \.__7'1-....:. . " ~1 : I -:::::. ..:::,::::::-,::=:::,::::.,,:~.~::, ~'..\ . . ". '. ':, - .~.' "':-" ~' ..-; ~'\\ '\ ", ./i ____ i . I , , , < " .\ o , - 1 _1_ -_.~~~ ~ ..~ ~ .l~;l' i~~rH~i~ !! I "~ __co 1-1 ~lnlm;i - ,'og, ::=?;..,'::;' "" ~H!~=~ . :~:~~:: --..:;:;;:, --:; > r:.; ,- > - o -- .::~ .\ <. u' '.' ,~. ". /~ y;:::::=- . "O/;/''': ' ,.7 - .., \, /'~~ . -" , ."..... \.. ~~ ",.:" x "" 0- e- i,;. 0::;; , .....-.. ~" '-. ._<::_~..{..,. I ,'~.. ........... '-::: "'-' '.'.... )I>~<:'\ \\ ..~ . '. \ /:-<=. :;.,. ~'.\ -,;.' .-- - . , . -~ , . _ "C ~ ~:: ~ .-.- .. :::~- " '!-:- ." " ........./-~~ .e ".,.,,--.:.: ~1~0:~~ ~-:::::*./---::.. ~-~-:;,.~. --. ._ _.,V - .' - -=;:;:= ,:":::;::-.,~- ~ ~~~. ::=- _._:!.:~'- - --z ;;;:;~'~- ; .~~~ :~=a .;:;;::'= __ '~~5~ o-'~a- --' ;~~~~~ ~~""',,s /CJll'" 5. = :;~~ ,;-::::- ...::...,.'= iE:..-.~- :!:~t.; ;=-.:..,. . ;:;;: -= .-...- . - -.;.... :~~~- ,_...;r ~ - : .. ~E ~~ ~i ;~ ::.;: ~ g; 5:2 ~~ :~ :;:~ 2~ BE r-... , I " , ------------ i- g ~ , i ~ E ~-~ ~ " ... '>t i ! = ., - . - ; ~ ~ n. .... I UH --- .--.;.~ -.. z 'i Exhibit Z List of Facilities to be Maintained, CFD 98-2 Part Il - Description of Facilities and Services -., Sectio:'1 53311.5 of the Act and the provisions of the Ordinan::e provide for alternate fI:";an::ing of cer.ain services in developing areas. Since there are no other means of financing available to the City, and sin::e the servi::es are required to meet additional demands on the Cicy as a result of development occurring adjacent to and within the proposed Distri::t, the fina:'1::ing of the proposed servi::es is in a:;::ordance with Se::ti:>n 53313.5of the Act and the provisi::ms of the Ordinance. The pr::::::Jsed services in:;lude all direct, administrative, and incidental annual costs and expenses related to providing for the maintenance and servi::ing of public facilities in:;luding irrigation, cultivation, installation and replacement of plant material, tree trimming and necessary supplies; personnel, utility and equipment costs; contract services where applicable; maintenance and servicing of parks, parkway landscaping and medians, drainage facilities, pedestrian bridges arid open space slopes, trails and walls, including: Parkway Landscaping and Medians which includes:" a) Apro-raia share of the median in Olympic Parkway along the boundary with Special Tax Area C, CFD No. 97-1 (not to exceed 50% of maintenance cost). b) A pro-rata share of the Parkway in Olympic Parkway (southern side) al::Jng th-... boundary with SpeciaL Tax Area C, CFD 97-1. Open Space Slopes include: _ a) Temporary Open Space Slopes south of Olympic Parkway along the boundary of Special Tax Area C, CFD 97-1. Drainage Facilities which include: __ a) A pro-rata share of the detention basin and channel in the_Poggi Canyon drainage area; - .- :- -c - Maintenance shall include the furnishing of services and materials for the ordinary and usual operation, maintenance and servicing of any improvement or appurtenant facilities, including repair, .removal or replacement of all or any part of the improvement or appurtenant facilities, providing for the life, growth, health and beauty of the landscaping, including cultivation, . irrigation, _trimming, . spraying, - fertilizing and - treating for disease or injury;. the removal of trimmings, rubbish, debris and other solid waste. Maintenance also means the furnishing of water for the irrigation of the landscaping, the installation of planting or landscaping, or the installation or construction of supplemental facilities including any facilities which are necessary . or convenient for the maintenance of eligible facilities. '-\. The foregoing services shall be provided by the City, either with its own forces or by contract with third parties, or any combination thereof, as determined by the City. M:/$projectlchulavista/CFD98-1.doc --:c- /q /) -t:, . c..Xt+f~fT .5 Annual Cost :=stimate S~;7Jmary C~D 98-2 (McMiliin o-..ay Ranch Interim) Medians, si:l:es, basins, :::hanne!s & other '. -- Ciiy Staff Overhead .L.ssessment =ngine=ring Subtotal .- . ~/ql1-7 .15,559 1.204 1.200 19,073 - -~_._.--::-~.-- -- THIS PAGE B ANK ~ ......." -- . . . ~-- 6~- /~! -I -:-- '/' .l "7'>~ Be~~&:!:!~ar -~A BE!3~1;/;:t:~I~~] Co. .. N:. ATTACHMENT A SPECIAL TAX REPORT COMMUNITY FACILITIES DISTRICT NO. 98-2 Interim Open Space Maintenance District (McMillin - D.A. America, Otay - SPA Two, Villages 6 & 7 FOR THE CITY OF CHULA VISTA ~V?- ~-:: -'-~- .......~~..... ~~~.... ClW Of CHUlA VISTA Prepared By Berryman & Henigar JULY 1,1998 ?5 FltfJ{j Project No. 14358.00 -. '. . -~ COMMUNITY FACILITIES DISTRICT NO. 98-2 Interim Open Space Maintenance District City of Chula Vista TABLE OF CONTENTS Introduction........................................ . ...................................... Description of District ....:..................... Description of Facilities ....................... Cost Estimate.............................. ............................................... . . . . . . . . . . . . I .........1 ........3 ............................4 Rate and Method of Apportionment....................... ~ /0P,q .........5 ""'" -'''\ ""'" . . . Community Facility District Interim No. 98-2 July 1,1998 Page i Special Tax RepClrt COMMUNITY FACILITIES DISTRICT NO. 98-2 Interim Open Space Maintenance District (Otay Ranch - SPA Two) City of Chula Vista INTRODUCTION The City of Chula Vista (City) has been requested to initiate proceedings to establish a Community Facilities District to include that property commonly known as all or pClrtions of Otay Ranch - SPA Two, Villages Six and Seven for the purpose of providing services for the maintenance of its proportionate share of medians, drainage facilities, parkways, perimeter slope areas, and trails, which will be constructed with the Otay Ranch - SPA Two, Villages Six and Seven until a permanent financing plan is established for the maintenance of those facilities. The proposed District is located in the City of Chula Vista, County of San Diego, State of California, as depicted on a reduced map of the boundaries thereof, Exhibit A, Boundary Map, included herein. The City Council adopted a resolution entitled "Resolution of Intention to Establish a Community Facilities District", Resolution No. declaring its intention to form the District and ordered the preparation of a report describing the proposed services to be financed by the District if it is formed. The proceedings are being conducted in accordance with the provisions of the "Mello Roos Community Facilities Act of 1982," being Chapter 2.5, Part 1, Division 2, Title 5, commencing with Section 53311, of the Government Code of the State of California (the Act) and the City of Chula Vista Community Facilities District Ordinance (the "Ordinance") being Ordinance No. enacted pursuant to the powers reserved to the City under Sections 3, 5, and 7 of Article XI of the Constitution of the State of California and the Charter of the City. The report has been prepared by, or under the direction of the Director of Public Works and other such officers responsible for the providing of the services to be financed by the proposed District. The report has been prepared in accordance with Section 53321.5 of the Act and includes among other information: a) A description of the maintenance services which are required to adequately meet the needs of the District. (Part II) b) An estimate of the fair and reasonable cost of providing maintenance services and all other related costs as provided in Section 53345.3 of the Act. (Part III) M:l$projectlchulavistafCFD 98-2.1 7 ;qfrro ~ t-- 01J 4 <D I ~ ro w m 1-3: UN Og:~ ZVlVlO -WCl 0.,..'" I- ::> :0 a..ut5--Z ~o::Z ~ I- <l: Vl >- ZWL.... .a::: (/)l..o..lDO::5 <c_I--<t>-Z coz-ll-g 5 :a::=! 5!: oV)~>o;;i CD W _ Uu o I- w W <I.. W u:z tnO :g--1O:o>~ g;uVl<::(<~ 0:: -<:( CL 5Vl a.. I. Z VI:I: 1.oL- W I U a... a... )-0>5 I- a _::E I >- Z e:::U 5 ;:) w--' 2;Z-l ;::E-"': o B u -, a 0:: a... >- <l: I- a ~ /:" Do,! ~ ~- ;"1 is d~ ~ -~ ti~ ~I o~ b~ ~ ~~ !:e:'~ ;:: ~ ~ '" ~~ oQ ~~ I- lD I X w J , ~r:\ -:> // \ " /'l '\ , / \\ 1.;'::::::=::--:':'--' .:/ \ ~ " ""~2r:::c-= ~ "~::~ 0: 4 ~ ~ ':\ '" "" ",,, pASCO ~~ ~~= ~ ~;:: ~f~:U ~ ... ~7 - ~ d ~ ~:$ ::) uo.:t~o .1 ~ ~blS)-.~O> . ..{ Q....~O::;~ ).. iiiOtj~~ li ...... II.J Q..!:tl;..-Q: ~ "'1;_0....... ~::::s: ;it~ci:: VlZ == l""QU s~ e I :;;:;;::~ ~~ ;t:;:; _6:::: lI,:~~ ~l~~:::!: l5u~ -QiS:::~~ d~ ~t;2:~~).. )..)..~ i:e~i::"'C,!i~ __"" <Il (t: tiuVi ~lE~~'O( I~ -C!i). ... j;:; ~!32;~"" ::! )..2ao::: g )..: r::Ql.l[f~ ... ttl .....J::.: U. wtl: ll:O 0:;"';; ",,-Ill ~est;;Vl5;::=: _~s~oi5~ " '" ;; ~ '" "I 5~~ 0>1~1Il-- ~ .!~55 . I~~~ llc~;::O ~ I~e .u ""...S o '-C::Z ~=~ ~ ...~~~ ~ ~~etj 0. tl.~...c5 I ]8~i;1 ~ ~~~ e:: ..:0:...<( ::) ...ull:l !!2Q :;;::;:;:5 ~;~~~).. O;::OIll~"" ~_l:l~;::~ ;:;:oo:::3;~3;8 ., ~ 1l! '" t5:::::s: "'~ $~ ~~ -- o~ ~~u ~u5 d~ ,~"' ::t::::: uu~ ; I i~ ~ /: ---.....j I ~ I i i ! I i , ~ i i r-'..i .~ I . I I I ~'n I .=.'- " . ;"I! L.....::t j . ' L.. J' -..-... ! ~ ~ ~ z g ~ . ' u . << z ; ;:: D ~ a - . u . - z Z S ~ ~ g ~ :c '" '" ::I:! :: n~ I u~ r /q~/( - c ~'5 :55~ Q:l::;O 5<~ UVl~ ~bU "~ -- ~2:~ D5< uui;; " '" \ I ~ "'~ -'" -~ ~o u'< ;:'''' o /:'" ~~ ,,:: ,,~ 85 .OOZJ.-.I :31Y:lS .4 Z -.. -... , J{ "I' ,," . t e. " tol' _ I ~ ~ a3 . e . Community Facility District No. 98-2 July 1,1998 Page 3 Special Tax Report Part II - Description of Facilities and Services Section 53311.5 of the Act and the provisions of the Ordinance provide for alternate financing of certain services in developing areas. Since there are no other means of financing available to the City, and since the services are required to meet additional demands on the City as a result of development occurring adjacent to and within the proposed District, the financing of the proposed services is in accordance with Section 53313.5 of the Act and the provisions of the Ordinance. The proposed services include all direct, administrative, and incidental annual costs and expenses related to providing for the maintenance and servicing of public facilities including irrigation, cultivation, installation and replacement of plant material, tree trimming and necessary supplies; personnel, utility and equipment costs; contract services where applicable; maintenance and servicing of parks, parkway landscaping and medians, drainage facilities, pedestrian bridges and open space slopes, trails and walls, including: Parkway Landscaping and Medians which includes: a) A pro-rata share of the median in Olympic Parkway along the boundary with Special Tax Area C, CFD No. 97-1 (not to exceed 50% of maintenance cost). b) A pro-rata share of the Parkway in Olympic Parkway (southern side) along the boundary with Special Tax Area C, CFD 97-1. Drainage Facilities which include: a) A pro-rata share of the detention basin and channel in the Poggi Canyon drainage area. Maintenance shall include the furnishing of services and materials for the ordinary and usual operation, maintenance .and servicing of any improvement or appurtenant facilities, including repair, removal or replacement of all or any part of the improvement or appurtenant facilities, providing for the life, growth, health and beauty of the landscaping, including cultivation, irrigation, trimming, spraying, fertilizing and treating for disease or injury; the removal of trimmings, rubbish, debris and other solid waste. Maintenance also means the furnishing of water for the irrigation of the landscaping, the installation of planting or landscaping, or the installation or construction of supplemental facilities including any facilities which are necessary or convenient for the maintenance of eligible facilities. The foregoing services shall be provided by the City, either with its own forces or by contract with third parties, or any combination thereof, as determined by the City. M:I$projectlchulavista/CFD98-2.1.doc /11l-/~ Community Facility District No. 98-2 July 1,1998 Page 5 Special Tax Report Part IV - Rate and Method of Apportionment of Special Taxes '""'\ ANNUAL TAX A Special Tax shall be levied annually on land within Community Facilities District No. 98-2 (Interim Open Space Maintenance District) of the City of Chula Vista (the "District"), and collected according to the Special Tax Liability determined by the City of Chula Vista (the "City") through the application of the following procedures. All of the property within the District, unless otherwise exempted by law or the express provisions of the rate and method of apportionment expressed below, shall be taxed to the extent and in the manner provided below. All Special Taxes applicable to Parcels shall be collected in the same manner and at the same time as ordinary ad valorem property taxes, and that Special Taxes so levied will be subject to the same penalties and procedures, sale and lien priority in case of delinquency as is provided for ad valorem taxes. DEFINITIONS Acre or Acreage means the area of a Parcel as shown on the latest maps of the Assessor of the County of San Diego, or, if the area of such Parcel is not shown on such Assessor's maps, the area as shown on a current recorded subdivision map, parcel map, record of surveyor .-, other recorded document creating or describing the Parcel. If the preceding maps are not available, the area shall be determined by the City Engineer. Administrative Expenses means the direct and indirect expenses incurred by the City in carrying out its duties with respect to the District (including, but not limited to, the levy and collection of the Special Taxes) including the fees and expenses of its counsel. Any fees of the County related to the District or the collection of Special Taxes, an allocable share of the salaries of City staff directly related thereto, any amounts paid by the City from its general fund with respect to the District, and expenses incurred by the City in undertaking actions to foreclose on properties for which the payment of Special Taxes is delinquent, and all other costs and expenses of the City related to the District. City means the City of Chula Vista District means the Interim Open Space Maintenance District - SPA Two (Villages 6 & 7) of the Community Facilities District No. 98-2 of the City of Chula Vista. Facilities means those improvements defined in Part II of the Special Tax Report dated July 1, 1998 for Community Facilities District No. 98-2 of the City of Chula Vista. Fiscal Year means the period starting on July 1 and ending the following June 30. .-, M:/$projec:tlchulavista/CFD98-2.1.doc (~!l-11 . . . Community Facility District No. 98-2 July 1, 1998 Page 5 Special Tax Report Maximum Special Tax means the maximum special tax that can be levied within CFD ND. 98-2 by the City Council in any Fiscal Year for each Parcel of Taxable Property. Operating Fund means a fund that shall be maintained within the District for any Fiscal Year to pay for the actual costs of maintenance, repair, and replacement of the Facilities, and the Administrative Expenses. Operating Fund Balance means the amount of funds in the Operating Fund at the end of the preceding Fiscal Year. Operating Fund Requirement means for any Fiscal Year an amount equal to the budgeted costs of the maintenance, repair and replacement of the Facilities which have been accepted and maintained by the District or are reasonably expected to be accepted and maintained by the District during the current Fiscal Year plus the budgeted Administrative Expenses of the District for the current Fiscal Year in which Special Taxes are levied. Parcel means any Sail Diego County Assessor's Parcel or portion thereof that is within the boundaries of the District designated on a map of the San Diego County Assessor and which has been assigned a discrete identifying number on the equalized tax rolls of the County. Reserve Fund means a fund that shall be maintained to provide necessary cash flow for operations and maintenance for the first six months of each Fiscal Year, working capital to cover maintenance and repair cost overruns and delinquencies that may arise in connection with the collection of Special Taxes and a reasonable buffer against large variations in annual special tax amounts. Reserve Fund Balance means the amount of funds in the Reserve Fund at the end of the preceding Fiscal Year. Reserve Fund Requirement means the required balance in the Reserve Fund equal to up to 100% of the Operating Fund Requirement. Special Tax means the special tax or special taxes actually levied within CFD No. 98-2. Special Tax Liability for any Fiscal Year is an amount determined sufficient to pay the costs of the District, including: (i) the amount required to be deposited into the Operating Fund to meet the Operating Fund Requirement, less the Operating Fund Balance, and (ii) the total amount required to be deposited into the Reserve Fund if any, to meet the Reserve Fund Requirement, less the Reserve Fund Balance. Taxable Property is all real property or Parcels within the boundaries of the District which are not exempt from the Special Tax pursuant to law, or which are not classified or assigned to the Exempt Category as defined herein. M:/$projectlchulavista/CFD98-2.1.doc Iff} -- Ff Community Facility District No. 98-2 July 1,1998 Page 7 Special Tax Report Cateaories of Special Taxes -'. Taxable Category The taxable land category includes each Parcel of Taxable Property assigned to the District (Taxable Category). The Maximum Special Tax which may be levied on each Parcel within the Taxable Category for Fiscal Year 1998/99 shall be $47.52 per Acre (said amount to be levied pro rata for any portion of an Acre). Said Maximum Special Tax shall be increased or decreased each Fiscal Year thereafter by a factor which shall be the lesser of the annual percentage change in the January to January San Diego Metropolitan Area All Urban Consumer Price Index (All Items) or the annual percentage change in the estimated California Fourth Quarter Per Capita Personal Income as contained in the Governor's budget published every January. Exempt Category The exempt category includes each property owned by, conveyed or irrevocably offered for dedication to a public agency, land which is in the public right-of-way, unmanned utility easements which make utilization for other than the purpose set forth in the easement impractical, common areas, private streets and parks, and open space lots ("Exemp.......... Category"). Assionment to Cateoories of Special Taxes On or about July 1 of each year (but in any event in sufficient time to include the levy of the Special Taxes on the County's secured tax roll) the City shall assign each Parcel within the District to the Taxable Category, or Exempt Category. Parcels subject to levy shall be determined based upon the records of the San Diego County Assessor. Levv and Apportionment of Special Taxes The City shall determine the Special Tax Liability for the District in each Fiscal Year on or about every July 1 (but in any event in sufficient time to include the levy of the Special Taxes on the County's secured tax roll). Special Taxes shall then be levied on each Parcel within the District as follows: Step 1: The Special Tax for Parcels assigned to the Taxable Category shall be calculated as the lessor of: (i) The Special Tax Liability for the District as determined by the City, divided by the total Acres for all Parcels assigned to the Taxable Category, -, OR, M:/$projectlchulavista/CFD98-2.1..doc ~ /qfJ--/5 . . . Community Facility District No. 98-2 July 1,1998 Page 8 Special Tax Report (ii) the Maximum Special Tax rate for Parcels assigned to the Taxable Category Step 2: The City shall advise the owner of Parcels within the District of the Special Tax Liability for the next Fiscal Year. Step 3: The owner(s) of Parcels within the District, may at its election, deposit funds with the City prior to July 15 of each Fiscal Year, in an amount equal to the Parcel's Special Tax which shall be deposited into the Operating Fund and Reserve Fund of the District. Step 4: If the funds deposited with the City are less than the Parcel's Special Tax obligation for the Fiscal Year, then a Special Tax shall be levied equal to the Parcel's Special Tax as determined in Step 1 minus any funds deposited for the current Fiscal Year pursuant to Step 3. M:/$projectlchulavista/CFD98-2.1.doc ~ /q(J--//p ~ THIS PAGE BLANK """. """ I!' . . . RESOLUTION NO. /9/6 B . RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA, CALIFORNIA, MAKING CERTAIN PRELIMINARY FINDINGS, PASSING UPON PROTESTS AND APPROVING THE SPECIAL TAX REPORT FOR COMMUNITY FACILITIES DISTRICT NO. 98-2 (INTERIM OPEN SPACE MAINTENANCE DISTRICT [MCMILLIN - D.A. AMERICA, OTAY - SPA TWO, VILLAGES 6 & 7]) WHEREAS, the CITY COUNCIL of the CITY OF CHULA VISTA, CALIFORNIA (the "City Council"), has previously declared its intention and ordered the preparation of a Special Tax Repon relating to the initiation of proceedings to create a Community Facilities District pursuant to the tenns and provisions of the "Mello-Roos Community Facilities Act of 1982", being Chapter 2.5, Part I, Division 2, Title 5 of the Government Code of the State of California (the "Act") and the City of Chula Vista Community Facilities District Ordinance enacted pursuant to the powers reserved by the City of Chula Vista under Sections 3, 5 and 7 of Article XI of the Constitution of the State of California (the "Ordinance") (the Act and the Ordinance may be referred to collectively as the "Community Facilities District Law"). This Community Facilities District shall hereinafter be referred to as COMMUNITY FACIT..ITIES DISTRICT NO. 98-2 (INTERIM OPEN SPACE MAINTENANCE DISTRICT [MCMIT..LIN" D.A. AMERICA, OTAY - SPA TWO, VILLAGES 6 & 7]) (the "District"); and, WHEREAS, notice of a public hearing relating to the estal1lishment of the District, the extent of the District, the furnishing of certain services and all other related matters has been given, and a Special Tax Report, as ordered by this City Council, has been presented to this City Council and lias been made a pan of the record of the hearing on the Resolution of Intention to establish said District; and, WHEREAS, all communications relating to the establishment of the District, the proposed services and the proposed rate and method of apportionment of special tax have been presented, and it has funher been determined that a majority protest as defined by law has not been received against these proceedings; and, WHEREAS, the Special Tax Repon as now submitted funher containing changes and modifications to the proceedings, as applicable, is hereby approved; and, WHEREAS, inasmuch as there have been less than twelve (12) registered voters residing within the territory of the District for at least the preceding ninety (90) days, this legislative body is desirous to submit the levy of the required special tax to the landowners of the District, said landowners being the qualified electors as authorized by law. NOW, THEREFORE, BE IT RESOLVED AS FOLLOWS: SECTION I. The above recitals are all true and correct. SECTION 2. The written protests received, if any, do not represent a majority protest as defined by the applicable provisions of the Community Facilities District Law. 1/9 er / SECTION 3. The Special Tax Repon, as now submitted, shall stand as the Special Tax Repon for all ~ future proceedings and all terms and contents are approved as set forth therein. SECTION 4. It is hereby determined by this legislative body to proceed with the formation and establishment of the District, formlllly known and designated as "COMMUNlTY F ACIL1TIES DlSTRJCT NO. 98-2 (INTERIM OPEN SPACE MAINTENANCE DlSTRJCT [MCMILLIN - D.A. AMERJCA, OT A Y _ SPA TWO, VilLAGES 6 & 7]). SECTION 5. It is hereby further determined by this legislative body that all proceedings prior hereto were valid and taken in conformity with the requirements of law, and specifically the provisions of the Community Facilities District Law, and this finding is made pursuant to the provisions and authorization of Section 53325.1 of the Government Code pfthe State ofCalifomia.lt is further determined by this legislative body that the District as proposed conforms with the City of Chula Vista Statement of Goals and Policies Regarding the Establishment of Community Facilities Districts, as amended. SECTION 6. It is determined by this legis1ative body that less than twelve (12) registered voters have resided within the territory of the District for each of the ninety (90) days preceding the close of the public hearing. Consequently this legislative body further determines that pursuant to the Community Facilities District Law the qualified electors shall be the landowners of the Dis1rict and each landowner who is the owner of record as of the close of the public hearing, or the authorized representative thereof, shall have one vote for each acre or portion of an acre of land that she or he owns within the DistricL SECTION 7. It is determined by this legislative body that the time limit specified by the Community' Facilities District Law for conducting an election to submit the levy of the special taxes to the qualified electors _ of the District and the requirements for impartial analysis and ballot arguments have been waived with the 1 unanimous consent of the qualified electors of the DistricL It is further determined by this legislative body that the City Clerk, acting as the election official, has consented to conducting any required election on a date which is less than 125 days following the adoption of any resolution forming and establishing the District. SECTION 8. It is hereby further determined by this legislative body that the proposed public services are necessary to meet increased demands placed upon the City as a result of development and/or rehabilitation occurring in the District. PREPARED BY: APPROVED AS TO FORM BY: Ov.- ~~ ~ John Kaheny City Attorney John P. Lippitt Director of Public Works 2 ......." /9L3-Z- . . . RESOLUTION NO. /9 / ~ f RESOLUTION' OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA, CALIFORNIA, FORMING AND ESTABLISHING COMMUNITY FACILITIES DISTRICT NO. 98-2 (INTERIM OPEN SPACE MAINTENANCE DISTRICT [MCMILLIN - D.A. AMERICA, OTAY - SPA TWO, VILLAGES 6& 7]) AND AUTHORIZING SUBMITTAL OF LEVY OF SPECIAL TAXES TO THE QUALIFIED ELECTORS WHEREAS, a public hearing has been held and concluded, and the CITY COUNCIL of the CITY OF CHULA VISTA, CALIFORNIA (the "City Council"), is desirous at this time to proceed with the establishment of a community facilities district, pursuant to the tenns and provisions of the "Mello-Roos Community Facilities Act of 1982", being Chapter 2.5, Part 1, Division 2, Title 5 of the Government Code of the State of California (the" Act") and the City of Chula Vista Community Facilities District Ordinance enacted pursuant to the powers reserved by the City of Chula Vista under Sections 3, 5 and 7 of Article Xl of the Constitution of the State of California (the "Ordinance") (the Act and the Ordinance may be referred to collectively as the "Community Facilities District Law"). Such Community Facilities District shall hereinafter be referred to as COMMUNITY FACILITIES DISTRICT NO. 98-2 (INTERIM OPEN SPACE MAINTENANCE DISTRICT [MCMILLIN - D.A. AMERICA, OTAY - SPA TWO, VILLAGES 6 & 7]) (the "District"); and, WHEREAS, this legislative body has further declared its intent that the authorized public services be financed through the levy of special taxes; and, WHEREAS, at any time before or after the formation of the District, this legislative body may accept advances of funds and/or work in kind from.any source; however, no reimbursement and/or repayment shall be made for said advances until expressly set forth by agreement and/or Resolution of this legislative body setting forth the amount, tenns and conditions for any reimbursement and/or repayment; and, WHEREAS, all communications relating to the establishment of the District, the proposed services and the proposed rate and method of apponionrnent of the special tax have been presented, and it has. further been determined that a majority protest as defined by law has not been received against these proceedings. NOW, THEREFORE, BE IT RESOLVED AS FOLLOWS: RECITALS SECTION 1. The above recitals are all true and correct. FINDINGS AND DETERMINATIONS SECTION 2. All findings and determinations of this legislative body made in that cenain Resolution entitled "RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA, CALIFORNIA, MAKING CERTAIN PRELIMINARY FINDINGS, PASSING UPON PROTESTS AND APPROVING THE SPECIAL TAX REPORT FOR COMMUNITY FACILITIES DISTRICT NO. 98-2 (INTERIM OPEN SPACE MAINTENANCE DISTRICT [MCMILLIN - D.A. AMERICA, OTAY - SPA TWO, VILLAGES 6 & 7]) are incorporated herein as if set forth at this point. FINAL REPORT 1 IC/(}- / SECTION 3. The Special Tax Repon, as now submitted, shall stand as the Special Tax Repon for all future proceedings and all tenns and contents are approved as set fonh therein. L (! 0 0 C'~/dL! -." NAME OF DISTRlCT (0. 7 / SECTION 4. This legislative body does hereby establish and declare the formation of the Corrununity Facilities District known and designated as "COMMUNITY FACILITIES DISTRlCT NO. 98-2 (INTERlM OPEN SPACE MAINTENANCE DISTRlCT [MCMILLIN - D.A. AMERlCA, OTAY _ SPA TWO, VILLAGES 6 & 7])." BOUNDARlES OF DISTRlCT SECTION 5. The boundaries and parcels of land in which the public service are to be provided and on which special taxes will be levied in order to pay the costs and expenses for said public services and public facilities are generally described as follows: All propeny within the boundaries of COMMUNITY FACILITIES DISTRlCT NO. 98-2 (INTERlM OPEN SPACE MAINTENANCE DISTRlCT [MCMILLIN - D.A. AMERlCA, OT A Y - SPA TWO, VILLAGES 6 & 7]) as shown on a boundary map as previously approved by this legislative body, said map designated by the name of this Corrununity Facilities District, a copy of which is on file in the Office of the City Clerk. The boundary map of the proposed District has been filed pursuant to Sections 3111 and 3113 of the Streets and Highways Code of the State of California in the Office of the County Recorder of the County of San Diego, at Page 52 of Book 32 of the Book of Maps of Assessment and Community Facilities Districts for said County. DESCRIPTION OF SERVICES SECTION 6. The proposed services to be provided to serve the District are generally described as follows: """ The maintenance and servicing of public facilities including irrigation, cultivation, installation and replacement of plant material, tree trimming and necessary supplies, personnel, utility and equipment costs; contract services where applicable; maintenance and servicing of parks, parkway landscaping and medians, drainage facilities, pedestrian bridges and open space slopes, trails and walls. For a full and complete description of the public services, reference is made to the final Special Tax Repon, a copy of which is on file in the Office of the City Clerk. For all particulars, reference is made to said Special Tax Report. SPECIAL TAX SECTION 7. Except where funds are otherwise available a special tax, secured by recordation of a continuing lien against all non-exempt real propeny in the proposed District, is hereby authorized, subject to voter approval, to be levied annually within the boundaries of said District. The proposed special tax to be levied within said District has not been precluded by majority protest pursuant to Section 53324 of the Government Code of the State of California. For paniculars as to the rate and method of apportionment of the proposed special tax, reference is made to the attached and incorporated Exhibit "A" (the "Special Tax Formula"), which sets forth in sufficient detail the method of apportionment to allow each landowner or resident within the proposed District to estintate the maximum amount that said person will have to pay. Said special tax shall be utilized to pay for the Special Tax Liability of the District as such term is defined in the -." 2 /9~-~ . . . Special Tax Formula. The special taxes herein authorized shall be collected in the same manner as ad valorem property taxes and shall be subject to the same penalties, procedure, sale and lien priority in any case of delinquency, as applicable for ad valorem taxes; however, as applicable, this legislative body may, by resolution, establish and adopt an alternate or supplemental procedure as necessary. Any special taxes that may not be collected on the County tax roll shall be collected through a direct billing procedure by the Treasurer of the City of Chula Vista, acting for and on behalf of the District. Upon recordation of a Notice of Special Tax Lien pursuant to Section 3114.5 of the Streets and Highways Code of the State of California, a continuing lien to secure each levy of the special tax shall attach to all non-exempt real property in the District and this lien shall continue in force and effect until the special tax obligation is prepaid and permanently satisfied and the lien canceled in accordance with law or until collection of the tax by the legislative body ceases. PREPARATION OF ANNUAL TAX ROLL SECTION 8. The name, address and telephone number of the office, department or bureau which will be responsible for preparing annually a current roll of special tax levy obligations by Assessor's parcel number and which shall be responsible for estimating future special tax levies pursuant to Section 53340.1 of the Government Code elf the State of California, are as follows: FmANCEDEPARTMENT CITY OF CHULA VISTA 276 FOURTH A VENUE CHULA VISTA, CA. 91910 APPEALS AND INTERPRETATION PROCEDURE SECTION 9. Any landowner or resident who feels that the amount of the special tax levied against. his or her property or the Special Tax Formula as applied to his or her property is in error may file a notice with the City Council appealing the levy of the special tax. An appeals panel of 3 members, as appointed by the City Council, will then meet and promptly review the appeal, and if necessary in the determination of the appeals panel, such panel may meet with the appellant. If the findings of the appeals panel verify that the special tax should be modified or changed, a recommendation at that time will be made by the appeals panel to the City Council and, as appropriate, the City Council may order that the special tax levy be corrected, and if applicable in any case, a refund shall be granted. Interpretations may be made by the City Council by Resolution for purposes of clarifying any vagueness or ambiguity as it relates to any category, zone, rate or definition applicable to these proceedings. ELECTION SECTION 10. This legislative body herewith submits the levy of the special tax to the qualified electors of the District. said electors being the landowners of the proposed District, with each landowner having one (I) vote for each acre or ponion thereof of land which he or she owns within the Community Facilities District. This legislative body hereby funher directs that the ballot proposition relating to the levy of the above referenced special tax be combined and consolidated with the proposition set fonh in Section I I below relating to the establishment of an appropriations limit for the District. 3 /ge - 3 The proposition related to the levy of the special tax shall, together with a proposition to establish an appropriations limit for the District, shall be submitted to the qualified voters at a special election to be held on THE EARLIEST OFTHE FOLLOWING: (a) DECEMBER I, 1998, (b) THE TENTH BUSINESS DAY '"'"" FOLLOWING THE DATE UPON WHICH THE CITY IS NOTIFIED OF THE CLOSE OF THE EXCHANGE OF A CERTAIN PORTION OF ASSESSOR'S PARCEL NO. 642-071-12 FROM OTAY PROJECT, LLC-OVP TO McMILLIN - D.A. AMERJCA AND A CERTAIN PORTION OF ASSESSOR'S PARCEL NO. 642-100-01 FROM McMILLIN - D.A. AMERJCA TO OTAY PROJECT, LLC-OVP, OR (c) SUCH OTHER DATE AS THE QUALIFIED ELECTORS AND THE CITY CLERK MAY MUTUALLY AGREE and said election shall be a special election to be conducted by the City Clerk (hereinafter referred to as the "Election Official"). If the proposition for the levy of the special tax receive the approval of more than two-thirds (2/3) of the votes cast on the proposition the special tax may be levied as provided for in this Resolution. BALLOT SECTION 11. The ballot proposals to be submitted to the qualified voters at the election shall generally be as follows: PROPOSITION A Shall COMMUNITY FACILITIES DlSTRJCT NO. 98-2 (INTERJM OPEN SPACE MAINTENANCE DlSTRJCT (MCMILLIN - D.A. AMERJCA, OTAY - SPA TWO, VILLAGES 6 & 7]) of the City of Chula Vista be authorized to levy special taxes thereof pursuant to the rate and method of apportionment of special taxes (the "Special Tax Formula") set forth in Resolution No. to finance the Special Tax Liability as defined in the Special Tax Formula? PROPOSITION B -... Shall COMMUNITY FACILITIES DlSTRJCT NO. 98-2 (INTERJM OPEN SPACE MAINTENANCE DlSTRJCT [OTA Y PROJECT, LLC-OVP-SPA ONE, VILLAGES 6 & 7]) of the City of Chula Vista establish an Article XIIIB appropriations limit equal to $20,980.30? VOTE SECTION 12. The appropriate mark placed in the voting square after the word "YES" shall be counted in favor of the adoption of the proposition, and the appropriate mark placed in the voting square after the word "NO" in the manner as authorized, shall be counted against the adoption of said proposition. ELECTION PROCEDURE SECTION 13. The Election Official is hereby authorized to take any and all steps necessary for holding the above election. The Election Official shall perform and render all services and proceedings incidental to and connected with the conduct of the election, including but not limited to, the following: I. Prepare and furnish to the necessary election supplies for the conduct of the election. 2. Cause to be printed the requisite number of official ballots, tally sheets and other necessary forms . 3. Furnish and address official ballots for the qualified electors of the Community Facilities District. '"""\ 4/Cf~_ f . . . 4. Cause the official ballots to be mailed and/or delivered, as required by law. 5. Receive the returns of the election and supplies. 6. Sort and assemble the election material and supplies in preparation for the canvassing of the returns. 7. Canvass the returns of the election. 8. Furnish a tabulation of the number of votes given in the election. 9. Conduct and handle all other matters relating to the proceedings and conduct of the election in the manner and form as required by law. PREPARED BY: APPROVED AS TO FORM BY: ~~~~ John Kaheny City Attorney John P. Lippitt Director of Public Works. H:\HOME\ENGINEER\LANDDEV\OT A YRNCH\CFD98- - 2.DOC /9C - s-- 6 '" CITY COUNCIL AGENDA STATEMENT Item: :? r1 Meeting Date: 9/15/98 ITEM TITLE: Public Hearing: PCA-98-08 & PCM-98-37, City-initiated proposal to amend the Growth Management Ordinance; the Growth Management Program; and the Threshold/Standards and Growth Management Oversight Commission Policy, to enact a revised Air Quality Threshold Standard. a) Ordinance No~7~ending Section 19.09.040 J of the Chula Vista Municipal Code. Resolution No.' '1 gJding Section 3.11.1 of the City's Growth Management Program, and the Air Quality Threshold Standard of the City's Threshold/Standards and Growth Management Oversight Commission Policy. SUBMITTED BY: Director of Planning and BU~~n,g~( REVIEWED BY: City Manager1){C ~ MJ\ (4/5ths Vote: Yes_NoX) In 1996, the Air Pollution Control District (APCD) recommended to the Growth Management Oversight Connnission (GMOC) that the City's Air Quality Threshold Standard be changed from an annual assessment of local growth impacts on regional air quality, to an assessment of local air quality management activities. The proposed amendment to the Air Quality Threshold Standard was initially presented to the City Council at the April 25, 1996, GMOC workshop. The proposed amendment was approved in concept by Council, and staff was directed to return the item for formal public hearing and adoption. Staff has since worked with the APCD, through the GMOC annual review process, to define reporting requirements, and the GMOC also agreed to receive air quality reports during the 1996 and 1997 annual reviews under the spirit of the proposed, revised Air Quality Threshold. Staff is returning the amendment for formal public hearing and adoption which requires amendments to the Growth Management Ordinance (Exhibit A of the attached Ordinance) and to the Growth Management Program (Exhibit A of the attached Resolution) and the Threshold/Standards Policy (Exhibit B of the attached Resolution). b) RECOMMENDATION: That Council: 1. Find that the proposed amendments are exempt from environmental revie under General Rule 15061 (b) (3) of the CEQA guidelines, 2. Adopt the attached Ordinance amending the Growth Management Ordi nce to enact a revised Air Quality Threshold Standard (Exibit A of the attached Ordin ce), and c!26 - ( Page 2, Item: ..Ji:J- Meeting Date: 9/15/98 3. Adopt the attached Resolution amending Section 3.11.1 of the Growth Management Program (Exhibit A of the attached Resolution), and the Air Quality Threshold Standard of the Threshold/Standards Policy (Exhibit B of the attached Resolution), to enact a revised Air Quality Threshold Standard. BOARDS/COMMISSIONS RECOMMENDATION: The proposed amendment to the Air Quality Threshold Standard was previously reviewed and approved in concept by the Planning Commission and the City Council at a joint GMOC workshop meeting on April 25, 1996. On, August 12, 1998, the Planning Commission held a public hearing and voted unanimously (5-0-2) to recommend that the City Council approve the proposed amendment. The Planning Commission's Resolution and minutes are presented in Attachment 1. DISCUSSION: ProJ>osal Revisions to the Air Quality Threshold Standard address prior APCD comments that the present standard is impractical in its call for APCD to review the City's 12-18 month growth forecast and provide comments regarding that forecast's impacts on current and future air quality manag ement programs. By law, APCD relies on SANDAG's regional "Series" growth forecasts for their air quality planning and monitoring efforts. The GMOC and APCD concur that the proposed, revised standard is well-reasoned, and forms a workable and logical foundation for annual progress/compliance reporting on air quality improvement efforts at the local and regional level. The revised Threshold Standard directs staff to provide the GMOC with a report encompassing the following: . An overview and evaluation of air quality management and improvement efforts associated with major development projects approved within the last year, . Identification of the City's development regulations and whether they are consistent with Federal, State, and regional air quality regulations, and . Identification of the City's non-development related activities and programs aimed at compliance with Federal, State, and local air quality regulations. Additionally, under the amended Threshold Standard, a copy of the report is forwarded to the APCD for review. The APCD reports to the GMOC on: . The overall regional and local air quality conditions, ~!J -~ Page 3, Item: J.l) Meeting Date: 9/15/98 . The status of regional air quality improvement implementation efforts under the Regional Air Quality Strategy (RAQS), and . The status of regional air quality improvement implementation efforts under Federal and State programs and the effects of those programs/efforts on the City of Chula Vista and local planning and development activity. Conclusion The revised Air Quality Threshold Standard results in a more practical approach for evaluating growth effects on air quality management and improvement at the local level. Through the GMOC review process, the proposed revisions have been reviewed and conceptually approved by the City Council, Planning Commission, and APCD. Furthermore, the procedures within the proposed, amended Threshold Standard have successfully been applied in spirit as part of the GMOC's 1996 and 1997 annual reviews. FISCAL IMPACT: The proposed amendment to the Air Quality Threshold Standard does not require additional staffresources or analysis as part of the GMOC reporting process, and therefore has no new fiscal impact. Attachments I. Planning Commission Resolntion & Minntes (H:\ HOMEI PLANNING\ BDAUAOGICM0C98\AMDMTS\CCAGNSTMT_AIR) de -3 RESOLUTION PCA-98-08/ PCM-98-37 A RESOLUTION OF THE PLANNING COMMISSION OF THE CITY OF CHULA VISTA RECOMMENDING THE CITY COUNCIL ADOPT AN ORDINANCE TO AMEND CHAPTER 19.09.040. J, OF THE CHULA VISTA MUNICIPAL CODE; AND RECOMMENDING THE CITY COUNCIL ADOPT A RESOLUTION AMENDING SECTION 3.11.1 OF THE GROWTH MANAGEMENT PROGRAM, AND THE AIR QUALITY THRESHOLD STANDARD OF THE CITY'S THRESHOLD/ STANDARDS AND GROWTH MANAGEMENT OVERSIGHT COMMISSION POLICY, TO REVISE THE AIR QUALITY THRESHOLD STANDARD. WHEREAS, at the initial request of the San Diego Air Pollution Control District (APCD), the City's Growth Management Oversight Commission (GMOC) has evaluated the need for amendment of the Air Quality Threshold Standard as part of its annual review process; and, WHEREAS, the GMOC, with the APCD's concurrence, presented a revised Air Quality Threshold Standard as part of its' 1995 Annual Report; and, WHEREAS, at the April 25, 1996,joint meeting with the GMOC, the Planning Commission and City Council accepted the draft, revised Threshold Standard in concept, and directed staff to finalize the revisions and return them for formal public hearing and adoption; and, WHEREAS, on August 12, 1998 the Planning Commission voted unanimously (5-0) to recommend that the City Council enact the amendment in accordance with its Resolution PCA-98- 08/ PCM-98-37; and WHEREAS, the City Clerk set the time and place for a public hearing on said amendment and notice of said hearing, together with its purpose, was given by its publication in a newspaper of general circulation in the City at least ten days prior to the hearing; and, WHEREAS, the Commission found that the amendment is exempt from environmental review pursuant to General Rule 15061 (b) (3) of the California Environmental Quality Act guidelines. NOW, THEREFORE, BE IT RESOLVED THAT FROM THE FACTS PRESENTED AT THE HEARING, THE PLANNING COMMISSION recommends City Council adoption of amendments to Section 19.09.040. J, of the Municipal Code as shown in Exhibit "A" of the attached draft Ordinance, and amendments to the Growth Management Program as shown in Exhibit "A" of the attached draft Resolution, and amendments to the Threshold Standards and Growth Management Oversight Commission Policy as shown in Exhibit "B" of the attached draft Resolution. cJ6 -1 ATTACHMENT 1 BE IT FURTHER RESOLVED THAT a copy of this resolution be transmitted to the City Council. PASSED AND APPROVED BY THE PLANNING COMMISSION OF CHULA VISTA, CALIFORNIA, this 12th day of August, 1998 by the following vote, to-wit: AYES: Davis, Willett, Tarantino, Thomas and O'Neill NOES: ABSENT: Aguilar, Ray ABSTENTIONS: Patty Davis, Chairperson D~:~~;:::~ H:\HOME\PLANNING\EDALIA \GMOC98\AMDMTS\PCM9808.RES &6 ~ ~ MINUTES OF THE CITY PLANNING COMMISSION OF CHULA VISTA, CALIFORNIA 7:00 p.m. Wednesday, August 12, 1998 Council Chambers Public Services Building 276 Fourth Avenue, Chula Vista ROLL CALL/ MOTIONS TO EXCUSE: Present: Chair Davis, Commissioners Willett, Tarantino, Thomas, O'Neill Commissioner Aguilar and Ray Robert Leiter, Director of Planning and Building Duane Bazzel, Principal Planner Frank Herrera-A., Associate Planner Edalia Olivo-Gomez, Associate Planner Ed Batchelder, Senior Planner Absent: Staff Present: MSC (O'NeilllWillett) (5-0-2) to excuse Commissioners Aguilar and Ray, who called in. Motion carried. PLEDGE OF ALLEGIANCE/SILENT PRAYER INTRODUCTORY REMARKS: Read into the record by Chair Davis ORAL COMMUNICATIONS: None 1. PUBLIC HEARING: PCA 98-08 & PCM 98-37; City-initiated proposal to amend the Growth Management Ordinance; the Growth Management Program; and the Threshold/Standards and Growth Management Oversight Commission Policy, to enact a revised Air Quality Threshold Standard. Background: Edalia Olivo-Gomez, Associate Planner, reported that the proposed amendment to the Air Quality Threshold Standard was a recommendation of the Growth Management Oversight Commission as part of their annual reporting process. Through this process, the proposed revisions have been reviewed and conceptually approved by the City Council, Planning Commission and the Air Pollution Control District. The procedures within the proposed amended threshold standards have been successfully applied in spirit as part of the GMOC's 1996-97 annual review. At this time, staff is following through with the previous City Council and Planning Commission recommendation to finalize the amendment for final adoption, which requires amendments to the Growth Management Ord i nance, program, and threshold standards pol icy docu ment. ATTACHMENT 1 O({) -6 Planning Commission Minutes - 2- Wednesday, August 12, 1998 Revisions to the Air Quality Threshold Standard address prior APCD comments that the present standard is impractical in its call for APCD to review the City's 12-18 month growth forecast and provide comments regarding that forecast's impacts on current and future air quality management programs. By law, APCD relies on SANDAG's regional "Series" growth forecasts for their air quality planning and monitoring efforts, and indicated that they had no practical basis to evaluate such a local growth forecast. The GMOC and APCD concur that the proposed revised standard is well-reasoned and forms a workable and logical foundation for annual progress/compliance reporting on air quality improvement efforts at the local and regional level. Staff Recommendation: That the Planning Commission adopt Resolution 98-08/PCM-98-37 recommending that the City Council adopt the Draft City Council Ordinance amending Section 19.09.040) of the Chula Vista Municipal Code and draft Council Resolution amending Section 3.11.1 of the City's Growth Management Program, Threshold/Standards, and Growth Management Oversight Commission Policy, to enact a revised Air Quality Threshold Standard Commission Discussion: . Commissioner Tarantino stated that having served on the GMOC, he witnesses a lot of undirected discussions primarily due to a lack of guidance and commended staff on the work they did in tightening up the growth standards because this will facilitate discussion and give a quantitative measure on what the GMOC is suppose to be doing. Public Hearing Opened 7:10 No public input. Public Hearing Closed 7:10 MSC (Willett/O'Neill) (5-0-2) to adopt Resolution 98-08/PCM-98-37 recommending that the City Council adopt the Draft City Council Ordinance amending Section 19.09.0401 of the Chula Vista Municipal Code and draft Council Resolution amending Section 3.11.1 of the City's Growth Management Program, Threshold/Standards, and Growth Management Oversight Commission Policy, to enact a revised Air Quality Threshold Standard. Motion carried. CJ.() - 7 ORDINANCE NO. ;<? 11 ff AN ORDINANCE OF THE CITY OF CHULA VISTA AMENDING SECTION 19.09.040. J, OF THE CHULA VISTA MUNICIPAL CODE TO ENACT A REVISED AIR QUALITY THRESHOLD STANDARD. WHEREAS, at the initial request of the San Diego Air Pollution Control District (APCD), the City's Growth Management Oversight Commission (GMOC) has evaluated the need for amendment to the Air Quality Threshold Standard as part of its' annual review process; and, WHEREAS, the GMOC, with the APCD's concurrence, presented a revised Air Quality Threshold Standard as part of its' 1995 Annual Report; and, WHEREAS, at the April 25, 1996,joint meeting with the GMOC, the Planning Commission and City Council accepted the draft, revised Threshold Standard in concept, and directed staff to finalize the revisions and return them for formal public hearing and adoption; and, WHEREAS, on August 12, 1998 the Planning Commission held a duly noticed public hearing, and voted unanimously (5-0-2) to recommend that the City Council enact the amendment in accordance with its Resolution PCA-98-08/ PCM-98-37; and, WHEREAS, the City Clerk set the time and place for a public hearing on said amendment to the Municipal Code, and notice of said hearing together with its purpose was given by its publication in a newspaper of general circulation in the City at least 10 days prior to the hearing; and, WHEREAS, the hearing was held at the time and place as advertised, namely September 15, 1998, at 6:00 p.m. in the Council Chambers, 276 Fourth Avenue, before the City Council and said hearing was thereafter closed. NOW, THEREFORE, the City Council of the City of Chula Vista does hereby find, determine, and ordain as follows: SECTION I: That the amendment is exempt from environmental review pursuant to General Rule 15061 (b) (3) of the California Environmental Quality Act guidelines. SECTION II: That the proposed, revised standard is well-reasoned, and forms a workable and logical foundation for annual progress/compliance reporting on air quality improvement efforts at the local and regional level. SECTION III: That the City Council hereby adopts the proposed amendments to Section 19.09.040 J of the Chula Vista Municipal Code, as shown on Exhibit "A" attached hereto and incorporated herein by this reference. 026 &-1 SECTION IV: This ordinance shall take effect and be in full force and effect on the thirtieth day from and after its second reading and adoption. Presented by Approved as to form by Robert A. Leiter Director of Planning and Building Ov- 'Y\A ACh\h.Q John M. Kaheny City Attorney ~ (H :\shared\attomey\aq-amdmt.doc) &D A~~ Chapter 19.09 Growth Management Section 19.09.040 Qnality of Life Threshold Standards Subsection J thereto is proposed to read as follows: J. Air Quality The Gity ~iMQI~ shall anRually ~~ provide!;! tt'lc EaR Diego ArGO with a 12 to 18 ff10nth de,'clol'lfflcRt forecast aReI rCClucst aR evaluation of its iffll'laet OR curreRt aRd future air Quality R9aRa~cffleRt I'lrograffls, aloR~ ',vilt'l reeeRt air Quality data. Tlge ~fo'Nth forecast aReI ArGO resp6Rsc Ictters shall bc previeleel to the GMOG for inclusioR iR it3 re'1ie'N. ~im~J1!I"1I]Ii1lI"1!.!i!!!ilt!i!~m!l'miMt!!lilillil; Prl!!vides an ,overview, and evaluation of lqeal dev~IQpmerit prole~s>appro~r;l dl.lrlnSililhe li!tior year to determine to Whate~entmhe~lmplemenled me~1;lres designelllill:/ fosler air ql:!ali~improvemer1tP'lrsl:!alitto relevant regional,anfjlocal airqualj~ imprl!!\lemenlstrategies. 2. Idi:lotifles Whether the City's deveklpment M5illillalions,palicie~and prooedures relate 10, aM/or ,are consiSlent with .current. applicable Federal. State and regional air qualily regulations and programs, 3. Idenllfies nOO..(jevelopmetlt specific aeti;ilitli:l1iJ being l:!ndel1a~!ln> by the City towatdcompliancewitlil relevant Fed~rali State am:llo!:illregul;jitjorls regatdil11g airqusliml1; al11d whether the Ci~ has a<;hiEllled Clj3mpliarl~. The Cihl sM11 "tovide a COp" of Said rennrtto tl'leI!.DC,'D' .fl""lrevieW'arld oO""ment 'In :i,.:'<"""'y",....'f1Li";'.<.'d'''.,iii~,,';,,<,+''''''''';+,,y,,<",' ..;;1;.,;,,,;.:!,,,.,,.,,,,>,,+<;,,,rr;~,,,,)>',,,!!:k,!'''',,,,,,<:,~mL,,,+,,,,,b~';!?,,i,,d:"j:k!ih>',, ,:"L",)i!"y":";Ii~,!i,:,':,,,L,,'t'!i!<'::: addiUOl:l,tt:leI!.IJiICO $/'lall report on o)/erall reg~lilnai an.dlo<lalalr i:l!:l$ntye"l11ditiOf;i~\ttle status of regional.air quauty improvement impIElrT1el11t!illtIQ(1efforts LInder the' R.~ll/ll11all!.ir QI'I "'II "an" 'ItdF"'''eral ""'tt 'p"""""'msn"th ".. "I .. '1"0" ual Y ",rllli!..Y'" u rli!ae, "",, , ,anu '" a:e: ,..,""'.....1 "!ill u e.,,,.,e,,.O., iii ",Ill efforts/programs on the City of Ghula Vista and local planrling aM developOllill'1t activities. EXHIBIT A at> A ~3 ., j 'J RESOLUTION NO. /9/:7:5 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA, CALIFORNIA AMENDING SECTION 3.11.1 OF THE CITY'S GROWTH MANAGEMENT PROGRAM, AND THE AIR QUALTIY THRESHOLD STANDARD OF THE CITY'S THRESHOLD/ STANDARDS AND GROWTH MANAGEMENT OVERSIGHT COMMISSION POLICY WHEREAS, at the initial request of the San Diego Air Pollution Control District (APCD), the Growth Management Oversight Commission (GMOC) has evaluated the need for amendment of the Air Quality Threshold Standard as part of its annual review review process; and, WHEREAS, the GMOC, with the APCD's concurrence, presented a revised Air Quality Threshold Standard as part of its' 1995 Annual Report; and, WHEREAS, at the April 25, 1996,joint meeting with the GMOC, the Plarming Commission and City Council accepted the draft, revised Threshold Standard in concept, and directed staff to finalize the revisions and return them for formal public hearing and adoption; and, WHEREAS, on August 12, 1998 the Planning Commission voted unanimously (5-0-2) to recommend that the City Council enact the amendment in accordance with its Resolution PCA-98- 08/ PCM-98-37; and WHEREAS, the City Clerk set the time and place for a hearing on said amendment to the Growth Management Program, and notice of said hearing together with its purpose was given by its publication in a newspaper of general circulation in the City at least 10 days prior to the hearing; and, WHEREAS, the hearing was held at the time and place as advertised, namely September 15, 1998, at 6:00 p.m. in the Council Chambers, 276 Fourth Avenue, before the City Council and said hearing was thereafter closed; and, NOW, THEREFORE, the City Council of the City ofChula Vista does hereby find, determine, and ordain as follows: SECTION I: That the amendment is exempt from environmental review pursuant to General Rule 15061 (b) (3) of the California Environmental Quality Act guidelines. SECTION II: That the proposed, revised standard is well-reasoned, and forms a workable and logical foundation for annual progress/compliance reporting on air quality improvement efforts at the local and regional level. SECTION III: That the City Council hereby adopts the proposed amendments to Section 3.11.1 of the City's Growth Management Program as shown on Exhibit "A", and to the Air Qualitx. Threshold Standard of The City's Threshold! Standards and Growth Management Oversight 0(6 B-2 (, o ) Commission Policy as shown on Exhibit "B" attached hereto, and incorporated herein by this reference. Presented by Approved as to form by Robert A. Leiter Director of Planning and Building ~ ~jt ~ John M. Kaheny City Attorney (H:\shared\attorney\aq-amdmt.doc) c{b 8 - &... / 3.11 Air Quality 3.11.1 Existin~ Threshold Policy Goal To maintain and improve the ambient air quality enjoyed by the citizens of Chula Vista. Obiective Recognizing that air quality is a 16eal aoo rcgiGl'lal i~8t1e, an issu~which ne~s to he addressed at 1;loth the loc!1l andregionall~vels the City shall ellij.eavlilrto implement the- Utctie8 e8tabli8flea ift the Regioftal Air Quality Maifttefi!lfiec Plaft (AQMP) aIld ift additioft, addre88 air fttlality iJ8ue~ aJ86ei!tted witll fiC... ele, eI6flmell:t. aPpl:ic!l1;lle air qulllj.ty improvlilmll1\t . strategies and prograPJ~ that meet or ellp~d th~. established thro1;!,gll <lhe currently adQpt~ l,{egil:!nat Air Qnatily$trategy<. (RAQS) aIldt:heRAQS's subseqiAAlt implementation measures, Threshold The €fty ~~Q~ shall _ally ~~ providelil the Saft Diego i.PCD ',vitll a12 to 18 lflell:tfl elevdoplflCll:t fereea~t aIld refttle~t aft evaluatioft of its impact Oft etlffeftt fiftel future air fttlfilit} ffi!lftagemell:t progralflJ, along .. itll rceell:t air fttlalit} clata. The gr6'.vth foreea8t aIld l.PCD resp6fi8c letters shall bc ]lro, ided to thc CMOC f'8r ifielusioft in it3 re, ie... NI\!1,!:l ~"~\!l~..~~l!!l1i!'tii~h!~~: Provides an. overview and ev!1luatioll of locaJ.devlIlopmeJ:lt projects approved d 'rith 'ar "od'" ,.." ","..t -tth ., .....IATn.IlI"-d a...""s llrm.. e rhOI' .ye .' ",.ermJ]Je .y' Y''''''' e",.ll1\ . ey: :m1.y ...~e .'1" . .rne""~,, . deSig1l~ to foster air quality iPJprov~mentpiJ.i'suant 10 relevant regIDu.al $d loj::al air. qUality' hnproven1.ll1\t strategies. Identifies whetIl.er the City's development rl(g\l~ons, policies !lIld procedures tIt t anlil/"+' . t t 'th t !;"'a"le Fedlilflil 'Statend it H' I e iii e 0, "". are co!lS1.S en Wi, curren app w". ,. . a", r glOna air q1illllity regulations and programs. ldeutifjes ~-.development specific activitiil$ beUlg l~~erti;lkel!by the City toward complilluce with relevant Federal, State and loc!1l regulations Tegllfding air ,qulility, and whether the City hilS achiev~ complimce. The City nkaJlprovl"de a copy of soidrennrt to the ApCD fOor revieW and comment. In :""':"..":"'.0';": ,. ::::~~":,,::::,, .:.0'''0:.::..;:,,,.:.',,,,,:::,,:..,,: <::<::o:;o::;:::":tt:"",,,<:,,~~:~:,,o:o:,,,, .:..:,.:.:::;::;",';;:":100'::::0':0:0:;:;::..,,:;..:;.::;.';;.;/<:,,:;:::000"""'0"00.:0:......:.::;,:;+:;:" ..00""00"'" .0000.0..00........ ,', ... :0...0.....:........ ..:....O.M:.:..O.......... ::. .000.'..0:.0:.00.0....0.......... . ::0.00:.:0:.................... Ilddition, ~ APCpshall report on overall teglbnalafld l"caJai:l'~lllityconditiollSjme status of regioIlal air quality improvement implementatiOon efforts \!lOOetthe. RegiollaJ .Air Quality'Strlltegy !lIld related Federlll and State.prQgrarns,md the affect of those efforts/progran1.S QIl the City of Chulll Vista and 10caJplatlDii1lg aIld'developPJ,elltactivities, ~o.B - 3 EXHIBIT A page 1 of2 AIR QUALITY (Rms~ by City Couneil Sept<lmber 1, 199~) ,-"..pd..............""...................."...',.................................... .... GOAL: To maintain and improve the ambient air quality enjoyed by the citizens of Chula Vista. OBJECTIVE: Recognizing that air quality is an re@ieRal issue which cannot BC cffectivcly needs to. be addressed BY CRula Vista, at both the regional .and kl<;allev~$, the City shall endeavor to implement thc tactics estaBlisRee iR tlge currcntly adof}tcd I1cgional Air Quality MainteRaRce rlaR (AQMr) lil-Iilplicablealr quallly Improvement strategle$ and lllrogramsthat meel. or e~oeeli1 th bb6.ta"II'"h'''d.th"''''' "'tht'Hd"nf~"'''^ionalAiQ ..,.ty "t.....l-(RAQ"'\dt.. os.""", "I q .,'" ."",9'" e<;urren'1.a "1""." .""g . r U..,I. '" ,.. ",,,y. ""an ",e RAQS's subsequent implementation measures. THRESHOLD: The Gity @Nl~~ shall annually !!>~ provide!i tlge SaR Oic@e ArCO '...itl9 a 12 Ie 18 ftleRtl9 dcvclopftleRt fflreesst aRe rCflucst aR cvaluation of its iftlpact on currcnt and futurc air fluality ffi8RagcffieRt prograffis, aleR@ v/itR rcecRt air fluality data. Tnc gfCWtl9 fflrceast aRd ArCO rl'lSf}eRsc lettcrs shall BC pfC",idee te Ilge CMOC fer iRcll:lsieR iR its review. \l\!ill!l<1lflrli!flr:!~<1IWm~~Iil~ Whi!lill'l: 1. Provides an oYetllleW and eVlilll,latlon ofrloClilld~veIOl:lmeIitPrOje<;l$lilpproVeQ during the prior year to determilile to,~at ~~nUhey ,implemented m~utelii designeQ t(l fOaterairqualityimplrOvi:lment pur$uant to. rele\llil~t regional anQ I~I air quality imProvement strategies. 2, Idel'ltifi h the th c't". d el nt.. It'. . 1'.' and ro. dres . es.W ere. .I....S ev opme .roill",u a IQns, po laJe~ pee. .L/ . relat~ to, and10r areoon$lstli\nt wilh CUfrent appllcableFiederal, State .!!lnd regional air quality regulations and programs. 3. Identifies non-development $pecificaotivitle$ l;>eing und~rtaken' l)y the ~ity toward compliance with relevant feder~l, State and l<:loal. regulallliWistill91ll(QIJilg air qW!llity, an!i whether the City has achieVed compliance, The Cll" shall "'11"Nidl;l a .l;lony of sak:! renort ~ol"a. Aofil.CD..fOt reVieW "'1'1" c"""mal1'+ In a!:ltiilloo. ":::!'>::<<::.:;::::il'!::""::L::::":"::tj{j!i~,,:>:::,,,,:,,:,,.,,!:":";,,:rn1'YLd::L:<,,,,:::,,:!:,i>,,In><><I{"/'::.:~::IJi?::f:\;,;:::::;":/1;+"+L:L>>d:k/:i)",~~+:~:L,,:~;r;:L:::,,~!~~~>i:,,,,L:L:,,/,:.,:,,1.:+.::,.,";1' th APCD ~h II e rt "Iii'''' """"Ilil d I I' or: l4 I'n, d'lI Ii Ih . ....'t f'" I e . .. . ",.a .r jill:l '!. ",'I...", tag on.a.an . (lea al ',l:!. al~:T'COI'l 1.0 ,e". .e'.$~..l!so 'fel!l!Qf;la alrnuali'" Im"roveml;lntimnlementliition efforts under theflleg.lonal PsirQualihrStrateg:.r Q...A :. ,'.: ,';"1:.,::,.;...);;1' ........ ..J;!':.:...":.":""nn.:::..":.:";:;:,,,,:~:~:.,,.::.,,..:: .,..... ...........:. .'...;."'.'.:.'."., ....<. <..."..,..".','<........""",",.,".,..'''."..,.. ..'''''''',',."",,,,,''.,'''' ,.,..,..."""",.,,,,~':,,..,,....,,,,,,,,.o,,, :1:i,.~:~ related Federal';!lr!dState programs, aM the affect of thl3seeffl3nslprograms on the City Qf Chula Vista andlocli!l plan (ling and development acllll!ities. IMPLEMENTATION MEASURE: Should the GMOC determine that a potentially serious problem exists with respect to !ii11lW.~!tl1!e I;l~li!~!!t air quality i!m!~K!!li\~flil!ilflt.,!!tf1iIil!'l!l,!3m!;i!ij!ilemrtl:!~!I.I!j!l~,t~g!.li!fl<1ll.m~~~I,ij,rlilm!l1!l!!tI'l, it may adopt a formal "Statement of Concern" within its annual report. Such a "Statement" requires the City Council to consider the adoption of a resolution reflecting that concern during the public hearing on the GMOC's report;CQ~i.!il$!li!.!t!il~"~tli!t~mer1~'~!illi!II..!iiI~ ffi be directed to tfte ~J1~..QtI'l~~ responsible public agency(ilil~) with follow up to assure appropriate response by that agency(ilil$). cQ) B ,- A. - r EXHIBIT B Imulementation Measnre Should the GMOC determine that a potentially serious problem exists with respect to ~)' ~,fi~I:..~~N!~ air quality ~~Yi~~!ilt"ll:ffq~~~,ll!l.ti~!~~'~,i~!!~~'i~,i~~!!l#I~I:Yi~~i,'~~i~Ii!~l, it may adopt a formal "Statement of Concern" within its annual report. Such a "Statement" requires the City Council to consider the adoption of a resolution reflecting that concern during the public hearing on the GMOC's report,ilRl!tli!i~~..~l~I:.."\'ilt!!~I:!i\~m !ll;)~]lil~~llq ffi be directed to the a~)'ilil~~~ responsible public agencY~~I:~~ with follow up to assure appropriate response by that agency~ie~~. EXHIBIT B page 2 of 2 eJrDB -5 Questbn: Response: Question: Response: , , i. '\.,-~ , ~J)X J BOARD/COMMISSION/COMMITTEE APPLICATION SupplernenYAttachrnent Wtat are your priq)al areas of i1terest n our city gJverrment CI1d Vvl1at experience(s) or special knowledge can you bmg to those areas? I am particularty interested i1 5ervng on the Human Rela1ions Commission, I am cognizant of the many e1hnicities, cultures and heritages which abolJ'ld n ourfair city. Protecti1g the 00 riglts of ea;h incflVdual, whle simultar1eously helpng 10 ensure thai our city engenders withn others a respect for and tolerCl1Ce of difference, is extremely i11portant to me. With respecllo any experience of special knowledge thai I might have on these issues, I feel thai I am wel~versed in mailers of this nature. For twelve (12) years, I wori<ed i1 higler e<iJcation, assisti1g students with the development of skills thai would afford them the opportunity to move i1to the comnlllbes n whd1they decided to reside and to become active, cari1g, and productive members theren. The last three (3) years of my experiences i1 higher education pennitted me to serve as the Director of Student Affirmative Action & Human Relations Programs at the University of Califomia, San Diego. The very issues addressed the city's Human Relations Commission were the very same ones that I had to respond to at UCSD. I developed and facilitated training programs, infonnational sessions, did individual counseling, developed and instituted a myriad of programs and systems-all designed to assist the entire university community in managing and dealing with issues of diversity and difference. What would you hope to accomplish by your participation? I would hope to lend some assistance to what I consider to be an important mission for our city. Chula Vista continues to grow and continues to change. How we choose to deal with this growth in development and the changes that are forthcoming will be quite crucial to our sustenance as a community. Having respect for others is a leamed process that starts with having respect for yourseif. The protection of each individual's civil rights in Chula Vista will allow us a foundation to develop communities in which we are each comfortable and of which we are happy to be a part. :J SA f) ~ .2. September 10, 1998 TO: Chula Vista City Council FROM: Shirley Horton, Mayor ~ SUBJECT: Border-Free Telecommunications Zone Proposals The International Center for Communications (ICC) at San Diego State University is promoting a proposal for a Border-Free Telecommunications Trade Zone encompassing a major portion of the border region, including the metropolitan San DiegolTijuana region. The proposal is being made to foster the free flow of information between the interdependent economies along the US/Mexico border. Currently, the Public Utilities Commission (PUC) regulates utilities within California, and the Federal Communications Commission (FCC) regulates the interstate transmission of information within the United States. In Mexico, the Secretaria de Comunicaci6n y Transporte (SCT) regulates information transmission. Experts in business and academia generally agree that formidable barriers exist to every kind of information flow across the international border. They also agree that easing regulations on both sides of the border would greatly lead to an improved business climate in the region. The ICC's proposal would ask the FCC, Secretary of Commerce, and the Secretary of State to take steps to establish a telecommunications trade zone on an experimental basis using one of two models. The Free Trade Zone model would establish a zone which is essentially regulation-free. The Joint Powers Zone model, on the other hand, would retain significant regulation by both countries by creating a collaborative agency with members appointed by the FCC and the SCT to oversee the telecommunication needs of the zone. The concept of the Border-Free Telecommunications Trade Zone is "rooted in the notion that 'cities of the future' are not cities at all in the usual sense, but rather regional economies with strong cities at their core; and that the onset of an information economy makes physical borders and boundary lines less important than geopolitical and economic ties." I would like Council's support in sending letters to the FCC, Secretary of Commerce and the Secretary of State, asking that they look into the establishment of a telecommunications trade zone on an experimental basis using one of the two models. SH:ab dl~ 8 - ) , ,.) SUBJECT: rrul~ & m u w ~ ,~: August 17, 1998 till U I 7 1998 I Shirley Horton, Mayor i ~~! '''rl ~-_.i Louie Vignapiano, Director of Manage~~~;&--inf~~~atio~-servi~ Border-free Telecommunications Zone DATE: TO: FROM: As a follow-up to our conversation on Friday I thought I would summarize the proposal for the borderfree Telecommunications Zone which you will discuss on Friday with John Eger from the International Center for Communications at San Diego State. Mr. Eger is also a member of the San Diego/Baja Communications Council. In conjunction with the North American Free Trade Agreement (NAFTA) it is being proposed to create a means to foster the free flow of information between the United States and Mexico. Currently the PUC regulates utilities within California, the FCC regulates interstate transmission of information and the Secreta ria de Comunicacione y Transporte (SCT) regulates information transmission in Mexico. This proposal attempts to change that for an area encompassing San Diego and Imperial Counties in California and an area called the Tijuana/Ensenada/Tecate/Mexicali triangle in Baja California. Over 40% of the total number of maquiladoras along the entire United States/Mexico Border are in the proposed area of Baja California. Currently, these companies need to apply to the SCT for all of there communications needs for trans border communications. Easing the regulations associated with this communication could greatly improve the business climate in the proposed region. Specifically, the proposal would ask the FCC, Secretary of Commerce and the Secretary of State to take steps to establish a telecommunications free trade zone on an experimental basis in the area mentioned above. This would be created from one of two models, either the free trade zone model or the joint powers zone model. The free trade zone model would establish a telecommunications zone which is regulation-free. This model would obviously need to be approved by the FCC and the FCC. The joint powers zone model would retain significant regulation by both countries by creating a collaborative agency with members appointed by the SCT and the FCC to oversee the telecommunications needs within the zone. If you have any questions, please let me know. CC: Dave Rowlands cP~B - :2.. F' JUL-21-98 02:18 PM ICC 619~944488 P.E14 , 1111l5AN DIEGO UNION.1l\JUUNEI SUNDAY. JULY 19, 1998 - [ itht Ian tJitgo ltnion.liibunc~ W. JRFF GATEWOOD Fmmdl" Vet. 10, 18&1 JOHN D. SPRECKELS Pdlj.sher. lR.f'JrrI926 eoL. IRA C. COPLEY P1Jbl~hrr, 1928-1947 JAMES S. COPLEY hhflrllt/; 1947-19'13 . A CoPley !.Ii e~p.c; ., ~ \II, J/II"./l/. ,- - '//:.... ..~';/ HELEN K. COPLEY Cltt;lrma" aftll hli/iJ),,,, KARIN E. WINNER Bd,ll)r RO R ERT A. KITTLE J!JitlOr {(lil. t,'d.ftorlal PQ6f "Th, Hi., "I T,.",' Cross-border information A deregulated zone would boost eC01wmies I the industrial age,com- n merce in goods was tbe prime source of wealth. In the emer&i.llg infor- mation age. wealth in- creasingly will be created by COmmerce in data -- a bOUl~dle.~ flow of voice, electronic and digitized communica- tions thllt will form the bedrock of 1I knowledge-based economy, With this rea1it~' In mind. a cadre 0: business, government alld academic leaders from .San Diego and Tijuana have joined together in a pronti.ing ini- tiative to promote the free flow of cross-border communications. The aim is to spur economic expansion through- out our binational' regIon by clearlllll away the thicket of ~ government regu- "\ q lations both I"'. Mexican and Amer- ~. .;) lean - that ham- . . per commerce in information. Just as NAFTA stimulated wealth creation in the San Diego-B,lja California region by lifting barriers to trade in goods and services, the plan for a border-free telecommuni- cations zone would spark growth in m- - formation-based industries. These In. c1ude Bl<ch rapidly expanding fields as wireless communications, a corner- stone of San Diego's economic future. .....-...-. . ao and Baja. It would mean, for exam- ple, lower costs for cross-border phone calls. including the explosion of cellular phone service, and for Internet transac- tions, cable television, direct broadcast . 1iatl:llltc TV and nearly every other form of electronkcommullications. By making it easier tu tranafer data electronically across the border, the dp.- regulated zone also' would ease vehJcu- lar congestion at the San Ysidro and Olay Mesa port. of entry. People would be able to conduct business more cheap- ly by telecommuting. As envisioned by the SDSU -based In- ~rn8tional . Communications Council, the borderless telecommunications zone. would roughly encompass an n rea frtJrn Oceanside to Ensenada. It would serv~ as an experiment - and, ulti- mately, a Rlodel - for liftirlg impedi- ments to electronk communications all across the Soutllwest border. It would become, ill effect. a NAFT A of the Internet and the airwaves. Who would object to such an enlight- ened idea? The likeliest opponents are government bureaucracies in Mexico City and Washington, as well as en- trenched private Interests on both sides of the border that profit fr.OITl the status quo. 'The. Federal Communications Commission and its Mexican Cowlter- part. the Secretaria de Cornunicacione y Transporte. would have to approve the plan. j '\ &JB3 ""!:1.U:Ul;;Qmm .5 alUlounccment last week of a $650 million cOlltract te supply equipment for a wireless network in Mexico underscores the potential for San Diego to cal>itall~e Oil cross-border telecommunications growth. In addition to promoting bvestment and job cteatinl\, a border-free telecom- munications zone would yield importsllt benefits for consumers In both San Die- For that to happen, there must be solid support from bolh San Diego and Tijuana. Mayor Susan Golding and Ti. juana's incoming mayor, Francisco Ve. ga de la Madrid, can Illve the proposal a jwnp start by' endorsing it and urging action in Washlni:ton and Mexico City. This is one r~form that Clearly would give our .binationa! economy a competi. tive edge in the information age, o?c1.B -1 I Insight mucnoNI How CNN', tenUtiOhlI , __ of aIIqed..,.. au . : IIItduriDltbeVietnamWti tamed into. journahstic debade for the network ucl . T.............. -. ..- .__:' ---."'0'- __._..____:_._ _".....;,_._........... Border cities need to dial up common zone for tele-links 1,_M.lpr T brauPout biItar)'..... cities bave been bon> IIId auboequentIy pn>oo perecI beca... oflheir IocaIion Ikm8 Wlterwlys, railroUI a: in JDOft: recent timesintemlte ~ Cities 01 the lut..... ... _ told. will DOl ooIJ be built lions I ..... kind 01 trade rautC. "tho ill- lormatiao IliIbWIY." bat willaua:eed or IaiI buecI UJlClO the -~..."'>' each dti- &en within the reaion bas to the emerJinl ne..' ,1obal information biahwly, the Intemet.1lllI ill Jl'OII'lll'.the World Wide Web. For illformatiao is DOl ooIJ the name of the aae in wbic:b we bYe, it is the life-blood 01 ClllIUIleTCe IIId the fabric 01 cMIlOCielJ. It is Ipinat this~ IlllI ill the belief that San Dieao IJlCI T..... bave the....liaI m,redienu IlllIthe wiIIt. lorm I pclWeriul.... rqiooaI ecoeomy, that the SDSU Inten>ationll Commtimca- Ii... CouociI recently IauDcbed I bina- tional effort to knit the two cities toaeth- er with the power of telecommunications Of CleJ.tini. border.free telecommunica- tions lODe. Cityscbooll need maintenance. IIt'I'DRIIL:PAIIl2 Tbe power 01 presidential diplomacy. ..... - ---.:.- ..-.:.-~ - ..-.:..,..-.. ... ;~~JOlt G den, 1Uch.. the.... San DieJo bas wi!' Tijuua. 0earIy the_.......... 01_1 IJlCI the cooduct 01 """"- do DOl recc- DiJletbelearbitnryJellf .lit' .1bc;q-luQ~ Author Neil Pienle relIIllIII,"Aa it ~ comesever more dear tbltuaiaoll ......-.n"",,"- eIIeDtiaDy are !-n.t!o1O'- oIreaioIIIl-"'__I~' city at ita core. . . cities lib SIll Dieao play an...,. ;.......;..,... . 4biv JIIie . abapiaa the eolire ......."r_ he poiDted lllIl, aItbou8I> in MaX:o, -_: falls _the orbit 011 SIll DieJo.n,.; ltate. divided ooIJ by.... 01 the warId'a - iDteruatioaa1 aoaaiocpoiDla." Today. ... _that SIll Dieaoand Ti- juaua are mutaaDy ink.. '. ~~ ad togetherform the core of aD ew:o lti'i~ ectIIlOIlIil: reii= Not that D&tioD<<ate& are IciDc to dC appear, Pierce continues, ... Deed ~ lor multiple critical..........._ air aafety to baDkiDi rquIatioaa to ill- ......rediatributioolor_peopIe.l the thIiu:d _.Itate ....~.......... withtbeiTorijrioaJpoweraolTaDtion.. regulatiao... remain",-",",," Son DieJo. if it ia to be I "City 01 TIle FIIl1lre. the committee r-n-~ JDUIt fW.. low the eumpie 01 tile city<<aTe IIId I;:: come. powerful DeW rePm iD ita own ript. But the CllIIlIIlittee . . Iiou Ieft_tothefreemarbtandto"" it beIieYed would be the__ oIthe Nortb American F... Trade AareemeDt. aimed at c:ratiDa- opeD _lllI' the free flow of .....1lllI..- vicea betwoeo MeDco. the tlDiIed Sla!- ad Canada. T.... :-.w- how ever, ....DOl....tIy_bJNAF. TA. aItbou8I> the__cer- tIiDly allowed for more au. ~. betwoeolllll......tbe_........ ries. Nor baa tl:~ebband flow 01 vade THE SAN DIEGO UNION.TRIBtJNE . SUNDAY, JULY 12, 1998 Tbe =pt ola border.free__ mUDicati0D6aone -. critical component 01 the 1994 "City 01 the Fut...." report to Mayor S.... GoIdin1- ia elepntly.... p1elllllaboulcl opeo_opponu- _ lor eoormoua IIOW1h 01 the re.... The concept is rooted in the notion that -dtieI of the future- are not cities at aD ill the usual 1eDIe. but rather reaUmal --.nrno- with strDDI cities at their core: and that the OIlIet of an information _y makea physical bcmIera IlllI boImdary linea leu imporTantTban reo- poIilicaJ IlllI economic lies. Importantly. members IlllI frionda 01 the COUIlCiI firmly believe that San Diq.and T....._ well positioned tDforge such. bieh tech accord and muster the support uec:euary to give birtb to . powerful new region. Two weeb Igoat the councille iorum ClIlllegulatiaolllllPublic PoIic:y.JuIie Me;.,. Wrigbt. preaident and CEO 01 the San Diq. ROJional Economic Develop- ....t Corp. (EDCl. Rudy Fernandea. cfi. rector of California-Mexico Affain for the state. Anemiu Fernandez Pinto de Zapata 01 TV Aztea. Adolfo Guerrero CClacbo, ct)' manager ofTijuana, and Harvey White, president 01 Qualcomm, alone with an.impressive Dumber of civic leaden !rim> the relkm. diac:uued the idea of lUeb . teIecommuniCltioDs free trade zone. Nutll1UJlliaiDily. there.... &eoeraI AIIllaDCIlt that the wDU. world is tru. Iy a aymbol 01 the bonIerleu OCOIIOIII)'; That the _ledae-bued iDfarmatiao ealIlllIIIY ia here; and That tile time to P\ll" aue IUCb aD iDitiatiYe iI DDW. In the lut fewyars there baa been a dlllmatic abift in tile IIIture and atruclUre oIour_,. Where ODCejoba and waI1h..... creaTed by qricuIture.1lllI tbenimlomy.lOdaJ botbjoba and waI1h are the byproducta of t..r+m.n"w:J_ ......Jedae-bued ~ and aervioes that fuol the ..,me. 01 ecooomic IIOW1h for iodmduaIeotrepreoeura. bigb-tech ~--lDdtbe t'nmfthmit'-tbatnur_ ture llllIaupportlUch creativity. Aa -Iedae IIId illformation _ eo- aenliaI iDIredienta tojobo, _ and quality oIlife.5O too _ illformation tech- DOlaIies - _--mt_*-ticm&and . __-the_oI_=- . alioll. Thill ill the reuon Sioppore. a ~te of 3 million people. ill wiriDa the _ COUDtry with fiber-optica eobaocod bJ _ wireleu iDfIutructurea.Japau recently IaUDched I 11450 biIIiClIlpropam to dolor all oIJapan wbat Sioppore ill do- iDi lor ita relatively amaIlDltion. and wba1 Germany did - in IIODYe to 1IIlify ....andweal -1O",buildand~. IiR Eaat and W... BerlinfollowiDa the SiDppore eampIe. In a 1994 report to Mayor GoIdioa. the City 01 the FIIl1lre Committee_ meoded the aame apprDlch lor Son Die- 10. "'Blur the borden: the .......-m_ urred.llllliDathat..... of the _ clio- llIrIliDa problema about the deveIoJlmeot of communit:ywide ...'-"--.-'-tiODI ........ 01_ kind is that they tend to ....,. at poIiticaJ bouJIlIarier., whether tbey be municipUtiea or irtematioDaJ bar. cQ~B -5 ;J,JS~~ h i (C ~i; AJueof- t~ i) and commerce worn away the bonien that teplJ'l.te people with a common vi~ 1100. While.... boundarv lilies between Illl' tiOO-ttatabave _ cenaiDly eroded ill many wayo. 1lIberinI in alnlly bonler_ world eamomy. diIIereDt Illltional teJe. communiClticms rWes and reJUlations. and iDtematicmal telecommunications treaties have etched mort 5:rm)y in ItODe .... aiItini Illltional boundary lilies of .... Illl............ T oaelher. they IWId Iiko . piclret feace or """" poeciaoIy.. brick and mortar aymboI of.... real border wbieh aim to contn>l.... n.... of iIlepI soods and people and to proIeCllllltional oecurilY and preoene public order. O. ' pen borden to c:ommUDications ! pooeD._tbreats.bther,.... lack of .... . bonler.fRe telea1m- mUDicatioDs aaae aIoW5 the pace of c:oJD. merce. iDhibiu humID commUDiclticms. and aeverelr........... deveIopmeDt of .... kind and quality m JmDwIed,...t>ued proclUd$and _.......,wd .ther. .... eI\ioy. and tbat oureIy NAFTA..vi- liDDed. 1mqiDe, lor UllIIIPle.. rePmwbere. .."Ie teieplHme caD from SaD Die", to Tijuaoa ia .1ac:aI caD; wIlere DO jIumniJlI of....airwa_ _to_wireIeu cam.municationl: or where 1mlimited net- worD....m,.... oeed6 ofbusiDeso or ,...,..,..t, Ia.,_t, health care or......_ -wbether by fiber or cable. wire orwireleu -... al- l....d to prolifera.. without an overly reJUlated, _ maze of rules and restrietiODl. M..t aureIy.... deftIopmeDt of .och lYlI.....of _1iDkiDI SaD Dier' and Tijuaoa ....,wd Imit the ..tire San Die",ITijlWll CODlIlIODity into. DeW and esc!!i.DI reJioll. One wayt. do this WDDId be for.... U.s. Federal v--,tni,..tioas Commit- aioo and the 'Ma:icID Secrewiat for CommllllicatioDll and Tnoaponatioo to permit an _....t: to let ..Ibift.... bouodary lilies. for .....pIe, 30 miles Dorth of.... aiItini bonier and 30 miles IOUth. thereby cratiDa._free tRdesonefor...~,lftit"StiouL With both Cll1lIItriespumliDa_ live _of dereJUlatioo in ....field. an ....JUlated. bot carefoIly_. free market ezperimeDt JDiIbt oene... mocIelDDloalyforthe United s.....and Mezico, but for the world. More imponantIy. _.. eIIort to al- l.... SaD Die", and Tijuaoa to lOIler ita ..... _ of. "joint........ telea1m- mllllicatioDa valley" -Iiko.... "Joint V...... SiliCOD Valley" tD = north- should spur ~.~t in the re,um and with it II1IcteIIItD!y for bath our c0un- tries, the....... and the ..... world ...... omy bDllpy for .... mocIeIa of IIobal co- opentioa ad irmovatiaaa in aovemance- SaD Die", and T"\iuIDI already repro- IeDt the 1iDa)e larpst ~.ticm of COlIllIlerCiaIactMty betweeD.... UDited S.......d_. We......thebuai- eot pbyaical border cr-m, in !be world. with Sl! milIioo peopie IIld 21 milIioo_ bicles projected to travel DOrtbbowld this year. AccordiDi tD the SaD Diero ReaioD- al Economic DeveIopmeDt Cory.; the SaD Die",ITijuaoa _uiIa iDdumy...., 13 percent from !be lourth _ of 1996 tD!be IIIIIe period in 1997. Ooe-tbird of thelemaquiladoru iI_tedin~ CaJi. lomiI. iDdodiDa-""'" by 5DDJ. SaD,.. Ma-. SImaIIDa and Hewlett.Padwd, wbieh b..e oi8Dificu>t iDtereItIllD both lidos of !be border. The poleDtiIllor__cillaetivi- ty wooId be eoitaDced ....tJy by relazinr unnecessan" restrictiooa on electronic: commUDicltions in this area. But to fully capitalize OD the inherent streqtbs of our two cities, and to allow 11& to work toward creating Dot only a powerful new economic region, but a plewal'for the free now of goods and aerW:es that NAFTA promiaed. ... need to opgrade and IignifiCllltly ellbaD<:e !be CODlIlIlIIlicati0n5 iDfrutnu:ture of the eo- tire rqioD.; liDk the two economic com- IlllIDities toJetber; ellbaD<:e!be ~ ties of bomaD interletiDD; and lay the I......tioo for the development of . reo Iional iDIormation economy to oerve both our COUDt:rieIlDd our;oiot communitie&.. 0..,. .... .... aeveraI mootbl;. the SDSU lD.....tional CommllllicatioDll CouDciI will be 1lIlcIertakiDg a Domber m criticaJ taski iDcludiDg; . RefiDiDa its proposal lor. bonler. free telecommUDicatioosZODe; .ldel1til)oiDl.... banien to its.ccep- tIDce; . More fuUy ODderaWllliDa IIld doa>- IIIeDtiDi .... opportllDitieo preaeoted; . Briefina key leaders in !be CDIlllDom- 'Y. c...r-0Dd!be CIiDtoD and ZediII. admiDiatrItioDa;1Ild . Aakini San Die,. and T"\iuIDI iDati- totiDDo. iDdUltrieo..d iDdMduaJa lor tbeirODpJlClrt. We believe 'ft &tIDdltl crucil1;unc.. ture in the history of our twO oatiODS and = "';00 to aitape = fotore ODd that of = cbiIdreD. We hope ODd believe tbat ow:ryooe witbin=...... -!be clirec1 beDeficiIrieo of this oiD,roIarIy imponIDt eIIort to boiId . powerlDl.... relional in- formatioa ec:oDOIDy - will take cnmer~ obip of this initiative tbal will help lead os iDto I DeW era of proIperity. 6(~8-~ EtEl. LIOnel Van Deenm Endowed Professor of CommuntCl.tlon& and Public. PoliCY at SDSu,IS president 01 the Inteme1101'l81 Communications Council. Communications Zone A tett'communiations zone with common systems and regulations extending 30 miles in each direct:~ from the international border wcMd eNt~ San Diego andnjuana to fully panicipue in todey's knowtedge- based economy. .'.-,:.,......; ~.',~~".<:.~ ~_.r.c.-~~Ai1~_ ~ .~.:';5 ~ ~ l...~.:t~... _~~ ~ ....._:.u..::~~; ~-:._,......_....-~~,..,~. .........-.. .... -- ,-~.~........_-~- '~...:~....t;:::U:~:::~' ~~~ .':''':-:'.t--~.~~~ .~~~~ :.~'2f~-'.!-- ~'s-.._~ ':D'" --,,~~ tJ: - '~~i~~~~~ \,,: DiI!gii"?i;. '.~ \~,:;;..;~t i'::"'o....-..~~,oui!l.II! ~ '-." ~...~"~~:.~~u::,,.~.;::;-i-.: \..'OtuIl~.CT...,......' >'1 ..;>'-~~'..~. ... : '"&n\.~..-:.JuncDoir-: ~-r;~':~~; ~~'~J.:.~ . '__' _ -..r_. Pacific . ~'O~~~~~~ OCeDlI . @'-.d-'lI~l "~:'i"'~- \. .,.;.",...;...~.: .. I,' J;'~;;,r~ N ..~ to ; ill;;..:- .......... ..-. '\:.\._':R;.~.~ _ "".;:;~ ;:W.~_ 10...... . ~.....~~;"O.~i -- ~;.o,.__ UN!tIO-T; ~ 152:00_ ~ SAN DIEGO CDUiIrITY'S AWARD-WlNNINQ WEEKLY VOL. t8. NO. 28 otUneZll,lWII SAN DIEGO BUSINESS JOURNAL Border-Free Telecom Zone for San Diego? BY ANDREA SIEDSMA SlQUWritcr Telccommuntc:atioDs and ecDIIOtnic leaders are fuelilll dJorts to blvr Ute U.s.-Mexico border lAing telecommu- nicaticms.. The SDSlJ..based Intemational Communications Council bas. fonned a comminee to fiDe-lube a proposal for a model telecommunicatiolG zone for lhe San Diqo- Tijuaoa rqion. The commiuec.made up of indUStry leaders from both sides of the border, is expected to meel the first week in July. Leader.; DV the benefits of a bor- der-free te~rnunications zone in- clude better service and lower COSIS for le1epboae.cabk TV,Internet. cellu- lar phone.. broadcast radio, direct broad- casl Dtellitc 'TV .lAd btoadCUI TV Kr. vices in San Diego and Tijuana. The zone is expected 10 not only impro~ communicalions services in lhe region but aiso c:rcate a truly inle- B!'aled economy_ For the past several decades. heavy communications rcplalions in Mexi- co have impeded such a free trade ZOM. Now, with the privatization of Mexico's telecommunications indus.. try,the timing couldn't be better, lead- efSUY. The first step will be to develop a "test"' area 10 make sure a concept is feasible. To Rudy Fernandez. the reaso1I$ for a border-free telccommunicationszone are obvious. He firsl pointed to Tijuana's 600 maquiladoras. "Mosl oftheir parent companies are PI~tln ,,,rtl I" TeLECOM tM Ptlr.r Jj in Southcm Califomia,"' said Femandcz. direc- tor of Gov. Pete Witmo's off~of Califor. ft~-Mexieo Affairs iD Sata Dieao. -They need 10 have COftSWIt communications for pur- cbasing decisioas. for anapncies. for stow- downs. II rally maDs a. bis. bi& dif'femK:e from an economics........ to blvc a. border-free zont.... Poillt No. 2: A borda-free telecommunica- tions zcme wouLd be another enticement for firms to fdocaIe to San Diego. "When you S\art talkin, to companies around the work! and by to get lhem to se! up shop in California because of the unique fea. tures we haw - dIe..-qailadm&, the Nor1h American F... Trade Agreemcbt - 1ben it makes a heclt of a lot more sease for them to come heie." Femandc:z said. ""Time is fIIODty for businesses and so if you have a system of telec:ommunications that allows them to dial ae.. numbers at less costs, that's jUSlanother plus fortbl: tql:Mm." While Ieadas are excited about the poss~ bilitia of a border.free tda:ommunicauons zone, they are noljumpmg into it blindly. "We do have to be cardul how we do this," Fernandez saieL "'WheD you're tallting about -. binational relationships, you ha~ to be very, very eardul and very, very UDdastandinc about each other's cutunes as well as laws and regulalions.. - The proposed ZOIIC would hive to win ap.- proval hy both the Fedenl Communicaions Commission and the Sectretaria de Comunic;acionc y Transporte, Ute communi- cations and lIllnsponation regulatory body in 'Mexico. That approval prl)C2SS could take up to 18monlhs. Zone ~nenlSsay klbbyinr;5UpporI from sovemmeftt- offic~1s in Mexico CilY and Washington, D.C., is also a mUSt. While ii's uncertain hov,' WashinglOn will respond, Mexican officials are expected to emhrace the border-free telecommunications zonc. "We have al",'ays told Mexico Cit). thai thi~ region of Mexico is ~ry, very special hecause: it presenlS a different profile of de- vclnpmentthan tM rest of the count~.,,, said Adolpho Guerrero Camacho, Tijuana's city mana~r. "And in these days. telecommuni- cations will be a VCI)' JlllSilive factor in ec0- nomic developmCftt of this region. "We just have to chcr.;1; OUI all the details of this project to see whal action should be: taken." He uid the city is working c1osel~' '.:ilh Tijuana's economic developmenl depanmenl to study the effedS of the proposed tele. communications zone. Meanwhile., tbe: idea has cauBbt the atten- lion of the region's business c:cmmunily. Qualcomm I.~ president Hal'YCy White couldn't be happier about tbe idea. Qualcomm. a pioneer in code division mul- tiple access technolog)', has been doing busi- ness in Mexico since abouI 1990. In May, Oualcomm's eonsonium, Pegno Comunic:aciones v Sistemas. received licens- es 10 provide ~bile personal communica- lions serVic:es and ",'ircless local loop services throughout Mexico. The consortium is a pannershipwith Mexi- co Cit).,s Grupo Pepso, a private equity investment group. "From Oualcomm'5 standpoint, obviously wc are major investors in a wireless earn- munications S)'Stcm in Mexico," WhilC said. "W~ have an economie interest in how Tijuana grows economically. "From a pragmatie point of view, Oualcomm is always interested in telecom- munications. so it has the opponunity 10 scH more equipmenL From a San DieJo staneS. point, I think there is a reasonable amoum of mopcratton between San Diego and Mexico and we should capillilia on that. The lcd1- aotogy is here, the demand is here.- While Did settinc up the fim border.free selecommuniQlions zone would give San Oi- . a c:ompeIitiw edge over other regions. -If we're not the leader, someone else will be the leader," he said. "'It would be a semble shame if we let that happen somewhere else." Meanwhile, White binled companies like Oualcomm may have a tough time recruiting beltevers in tM proposed telecommunical.ions zon~ "'It's harder for Qualcomm as an industrial firm than it is for probably some people who will not be perceived as having just .Ill ceo- nomi~ gain out of it,.. he said. "People like John Eger (president of the International Communications Council)ortbe: political bodies on either sid~ of the border would have a higher probability of having the ear of Sac:ramenlo and Washingtun." That's where the San Dieao Economic Development Corp.(EDC) comes in. "'think we can help create economi~ justi. ficatton," said Julie Mei~r Wright, EJ)C's president and CEO. "San Diego has a very high investment in advanced telecommunica- tions infl'UlrDcaure. As we look al the attrib- utes of a eross-border, binational region, we need to eonsiclertelecommunicalions-stase- of-tbe-an telecommunications - as a key c:omponenl of what makes this economic re- gionsucc:cssful. "'I pay my bills e1CC1ronically and t have done so for the past 10 years. If I moved 10 Tijuana. I'd slill wanl 10 be able to do that. Now, think aboul c:ompanies who want that kind of process to be simple, secure and cost effi~ient." 1be idea of the border-frcc.lelccommunica. tion.~ zone bas been kicked around by the communications council for Ibe past five years. In 1996, the couneil e~n passed a rcsoluliOfl urging regulalory and governmenl agenci~ on bolh sides of tbe harder 10 ereat~ sueh a zonc. The idCII received linle response. "People were confusing a concern over jJ- I~ga' immigration with trade," Eger said. uWc're saying. Ihi!; is nOllbout tllegll immi- gration, this is nOI about money Ilundering: ii'S about building a strong economic region." Eger 5aid a t~lc:communicalians %On~ wnuld also help alleviate congestion .II the U.S.- Mexico horder. Nearly 60 percenl of the border CTOSSers Ire people who cross regularly, according to San Diego Dialogue, a UCSD.based think Link thai examines the border. uV'e could probably eliminate thai amount of people with telecommunications." Eger said. "People c:ould telecommule." Eser also suggested the proposed zone c:ould relieve the region's shonap:e of 1ti~h- tech workers. "If there's a need for high.leeh worker;. who's 10 sa} you can't employ them in M~x;- co through telecommunications:''' M said. "Vall don'l hav~ to Bet tbem a gre~n card.- Whilc tbere are lllill many hurdles to jump, Ege!, one of tbe fordathen. of a borde,-free telecommunications zone. is delighted tM idea is finall~' gelling the attention it descl'VCS. "Vean. ago, there wall nn ph~ical hordel (belween San Diego and Mexico)." he said. --rbis is I way 10 knit San Diego and Tijuana ~'k'~~'g+-7 SDSO INTERNATIONAL COMMUNICATIONS COUNCIL In affiliation withlhe College of Professional Studies and Fine Arts San Diego Slale University San Diego, CA 92182-4522 (6191594.6900 Proposal OFFICERS Ed Quinn, Chair KGTV Channell 0 John Eger,Presidenl Professor,SDSU Joyce Gattas, Secretary/Treasurer Dean,SOSU fora CORPORATE MEMBERS Copley Newspapers Cox Communications Daniels Cablevision Ferris, Britton & Proctor, P.C, FirstWorld Communications General Instrument Gray Cary Ware & Freidenrich Grupo Uniradio IBM San Diego leG Telecom Group KFMB TV Channel 8 KGTV Channel 10 K$WB 5 Maxwell Technologies Motorola Pacific Bell Oualcomm Incorporated SAle Borderfree Telecommunications Zone Background and Resolution San Diego Business Journal San Diego Data ProcesslngCorpofation 5ifi Diego Economic DlNeIorI'lent Corp. San Diego Supercomputer Center SANYO North America Corporation Scripps Health Sony Electronics Southwestern Cable Telecab Teleport Communications Group World Trade Center San Diego XETV FOX Channel 6 XEWT TV Channel 12 Adopted PUBLIC MEMBERS Former Van Oeerlin Chairs, Herman Land Sig Mickelson Former Governor of Samoa, Governor H. Rex Lee Former Congressman, Lionel Van Oeerlin February 20, 1996 HONORARY MEMBERS Mayor Susan Golding San Diego, CA Mayor Jose Osuna Milian Tiluana, B.C. ~-B- '6 . A program of SDSU'S International Center for Communications TOWARD A TELECOMMUNICATIONS FREE TRADE ZONE Creating an Open Border for Information Flow 1 01~ g -- ? Agreement ("NAFTA") and establishing the North American Free Trade Zone. Despite this first step, the three countries are years if not decades from the creation of a truly integrated economy. Nevertheless, NAFTA represents the framework inside which a gradual integration of the economies may take place. As such, it will be the authority under which free trade experiments among the three nations will be conducted. It is submitted that an ideal starting point for creating a free trade model under the aegis of NAFTA is the free flow of information. As the United States moves from the Second Industrial Revolution into what has been termed the Information Age, it has an urgent need to secure open markets for information. The free flow of information in turn is best accomplished by creating a free market in telecommunications infrastructure and operation of that infrastructure. To some extent this infrastructure already exists between the United States and Canada. It is however,. in a truly nascent state between the United States and Mexico. Differences in language, history, culture and governmental structure have resulted in the creation of generally greater barriers to the free flow of information between the United States and Mexico than between the United States and Canada. For the economic well being of the peoples of all three countries of NAFTA, it is time for those barriers to be reduced and gradually disappear. The following discussion and proposal for a model "telecommunications free trade zone" for the region state of San DiegojTijuana is submitted to the Board of Directors of the San 2 dcQB -IZJ Diego-Baja Communications Council by its Legal Affairs Committee. THE PROBLEM Currently there are formidable barriers to every kind of information flow in both directions across the international border between Mexico and the United States. Generally, the greater restrictions have been on the Mexican side. In Mexico the Secretaria de Comunicacione y Transporte ("SCT") has until recently had a government created monopoly over almost all forms of electronic information creation and flow within, into and out of Mexico. This was regardless of whether the creation or transmission was in the form of voice, audio, video, text, graphic or multi-media. Recent privitizations in the telephone and other industries, however, are changing that picture radically and permitting greater foreign investment in Mexico. Nevertheless there has been no such thing as freedom of entry to foreign investors and companies in the same sense that there is in large sections of the United States telecommunications industries. In the United States, the bulk of regulation of telecommu~ications falls on the shoulders of the Federal Communications Commission (" FCC") insofar as interstate and some intrastate creation and transmission of information is concerned. In addition, significant intrastate regulation is left in the hands of state public utilities commissions. This is the case in California. The FCC and state public utilities agencies historically have been intense regulators, both acting as traffic cops and rate regulators.. On 3 JJti?-- J I the whole, however, Mexican regulation of telecommunications has been more centralized and government oriented than in the United States and has been coupled with tough foreign investment regulations which are only now being loosened. Nevertheless, both Mexico and the United States have considerable experience with creating and approving, on an ad hoc basis, two-way telecommunication services, principally for the maquiladora industry in the border areas. According to a technical paper issued by the United Nations in 1991, entitled Transborder Data Flows and Mexico, Baja California Norte in 1992 possessed over 40% of the total number of maquiladoras along the entire United States/Mexico border. Of those maquiladoras in Baja California Norte, the electronics manufacturing industry represented 53% of total production, followed by electrical appliances with 10%. The SCT has made serious efforts to provide the telecommunication services needed by the maquiladora industry. For example, by 1989, over 280 private microwave teleprocessing networks had been approved by SCT and in excess of 60 private telephone networks. In addition, both Telmex and Telnor have been authorized by SCT to install various systems for private cross-border hard lines. Transborder microwave links comprise an increasingly popular communication system among the maquiladoras. For example, as of August 1987, SCT had granted 21 microwave communication system installation permits in coordination with the FCC. Private teleprocessing and data transmission networks have been routinely approved. Hardwired transborder lines tying into the public 4 J?~B - J~ switched networks on both sides of the border have recently become the preferred telecommunication links of maquiladora firms operating on both sides. Permits of all sorts by SCT number in the low thousands. Private telephone networks are also supplied together with cross-border lines. International telephone lines are made up mainly of private switching systems, and permits for those lines are obtainable through the SCT. The final option for transborder information flows between US firms and their subsidiaries in Mexico has been the increasing use of satellite ground stations for communication with the parent company or for plant to plant communication in Mexico. Again firms have had to obtain permits from SCT. An interested company has to purchase the ground station itself and then donate it to the government. The company must then rent lines from the government, which reserves up to 50% of the ground station's capacity. Once permission for the ground station has been approved, the appropriate satellite system is chosen. Preference must be given to the Mexico's Morelos One Satellite System, unless it is deemed inadequate, in which case the Intel Sat System or other systems can be considered. Finally Telex Services have long been available to use in both directions. Thus, there has been a long precedent of transborder information flow, but hardly under conditions of free trade or freedom from regulation or excess regulation. THE NAFTA TREATY NAFTA provides an opportunity to both reduce regulation and 5 c:X>t(B - 1.3 gradually dissipate the effects of long entrenched government monopoly and interference in private business. It can be indeed the frame work for a model free trade telecommunications zone between Baja California Norte and San Diego and Imperial Counties in Alta California. Chapter 13 of the NAFTA Treaty states the intent of all three nations with respect to facilitating telecommunications and reducing barriers to entry and investment. While the chapter applies mainly to the regulation by one country of access to and use of "public communications, transport networks or services" by nationals of the other country, it also by its terms encompasses: (1) regulations adopted by one country covering "provision of enhanced or value added services" by the nationals of the other country in the territory or across the borders of the first country and (2) regulations adopted by one country governing the attachments to the "public telecommunications transport networks" of the other country. Article 1302.1 of Chapter 13 of NAFTA requires each country to insure that the nationals of the other country have access to and use of telecommunications transport networks services, including private leased circuits, in the territory of the first country or across its borders for the conduct of the business of the foreign nationals on "reasonable and nondiscriminatory terms and conditions". Furthermore, Article 1303.1(a) states that each country shall insure that any licensing, permitting, registration or notification procedures adopted or maintained which in any way relate to the provision of "enhanced or 6 J1JtB -- Ji' value added services" be "transparent and nondiscriminatory" as to the nationals of the other country and that all applications be "processed expeditiously". Moreover, any information required under the first country's procedure is to be "limited to that necessary to demonstrate that the applicant has the financial solvency to begin providing services" and also the information necessary "to assess conformity of the applicant's terminal or other equipment with the first country's "standards or technical regulations". There are other equally broad statements of limitation or regulation of the activities of foreign nationals contained in Chapter 13, subject of course to a numcer of important exceptions not relevant for our current purposes. There are further provisions against discrimination in favor of government monopolies contained in Article 1305 of Chapter 13. An excensive definition of "transparency" is contained in Article 1306 of Chapter 13. Finally, in Article 1309, there are requireme~ts for extensive cooperation and other consultations between the ~aticnal parties and their designated agencies to work out problems and to "(determine) the feasibility of further liberalizing trade in all telecommunications services.". It would not be an overstatement to analogize the approval of NAFTA by the three principal countries of North America as the opening of a door into what is a free trade terra incognita. Thus, the stage is set for many voyages of exploration in open borders. It is submitted that the region state of San Diego/Tijuana is the prime candidate on the United States/Mexico border for creation 7 &~-B --)5 of a model telecommunications free market. POSSIBLE SOLUTIONS This experiment could take a number of forms. Two possible alternative approaches stand out which may be referred to as: (1) the free trade zone model and (2) the joint powers zone model. In the n free trade zone n model, all legal impediments to cross-border communications would be lifted in the zone. The zone could be more or less extensive, but it is submitted that a practical definition of the zone initially might be San Diego and Imperial counties and an approximately equal area encompassing the Tij uanajEnsenadajTecatejMexicali triangle south of the border. This zone would encompass approximately equal populations and equal geographical areas adjacent to each other. The zone also is a natural one, both economically and from a local government standpoint. In effect, in the free trade zone medel, a telecommunications regulation-free zone would be created. Such a model would need to be approved by both SCT and the FCC, and might in fact require legislation in both countries though it is arguable, under Chapter 13 of NAFTA, that there is ample authority for the regulatory agencies to act on their own. From the United States legal perspective, the FCC possibly could grant an experimental license creating the free trade zone pursuant to section 214 of the Federal Communications Act of 1934. The existence of comparable authority on the Mexican side needs to be explored with Mexican legal experts. In order to control the chaos 8 r1l.c03--; ~ \ " that might otherwise be created by complete abandonment of any regulation, the following should be required at a minimum: 1. Registration of frequencies. 2. Requirement of notice to companies or agencies which might be adversely affected by such actions. 3. A holding or "cooling off" period which would allow established companies and agencies to reorganize or act to protect their interests and meet the competition. 4. Allowing abusers to be sued directly for damages by the affected parties if they violate the law of the host country or the cross-border country. The "joint powers zone" model would retain significant regulation by both countries, and joint regulations would need to be adopted. However, any such regulation would be implemented jointly through a single agency formed by the collaborative efforts of the appropriate agencies of both countries. A possible scenario is that the FCC and SCT would create a new cross-border =egulatory agency for this purpose. Legislation might be required, but arguably Chapter 13 of NAFTA supplies sufficient authority for creation of the agency. The joint powers approach would be a more intensely regulatory regime and, from that perspective, more consistent with history in both countries. However, it would not necessarily be a move toward free markets or significantly less regulation. The creation of the j oint powers free trade zone likely would require a period of study and negotiation by both countries in order to create and implement a joint set of 9 02W- }? regulations to be administered by the new joint powers agency. The objective for either model would be to create the largest possible zone of nondiscriminatory free entry and the smallest possible zone of "vital" national interests which are off limits or restricted in some way to the nationals of the other country. The identification of possible "barrier areas" for elimination or substantial lowering by creation of the model free trade zone is an absolute requirement of any effective experiment. The follow areas are identified as currently subject to substantial barriers to cross-border telecommunication: 1. Local and long distance telephone service. 2. Cellular service (including roami~g featu=es) 3. Personal Communications service. 4. Broadcast television. 5. Cable television. 6. Direct Broadcast Satellite television. 7. Broadcast radio. 8. Microwave transmissions. 9. MMDS. 10. Interconnection of all of the above. 11. Interconnection of governmental emergency services. 12. Internet access. 13. Localnet access. The foregoing are not meant to exhaust the list of barrier areas which, due to the pace of technological development, are likely to be far more extensive than the few that are listed. 10 ~~-~ ~, , A PROPOSED RESOLUTION The fragmentation of the region state market for telecommunications networks and services is but a microcosm of the fragmentation of the total economic market between the three nations of NAFTA. This fragmentation highlights the inadequacy of existing regulatory frameworks in the three countries for dealing with the latest technological developments and market opportunities. In the face of increasing globalization of trade, the environment for telecommunication networks and services is becoming ever more competitive. Decisive measures must be taken if the telecommunication industries of the three NAFTA countries wish to avoid being left behind by their advanced competitors in Europe and East Asia. Accordingly, it is suggested that the Board of Directors of the San Diego Baja Communication Council adopt the following resolution, or some variation thereof, whic~ will be communicaced by the Council to the U.S. Federal Communications Commission, the U.S. Secretary of Commerce and the U.S. Secretary of State, on the one hand, and the Secretaria de Comunicacione y Transporte and the Foreign Ministry of Mexico, on the other hand [and such other executive, administrative and legislati ve agencies of the respective governments as appears appropriate or necessary to the Board] : "RESOLVED that the Federal Communications Commission, the Secretary of Commerce and the Secretary of State take all necessary and proper steps pursuant to Section 13 of the NAFTA Treaty to establish a telecommunications free trade zone on an experimental basis, 11 &&.B-) '( designated the "San Diego/Tijuana Telecommunications Free Trade Zone, encompassing San Diego and Imperial counties, California, in the United States and a comparable geographic area in Baja California Norte, Mexico, encompassing the municipalities of Tijuana, Ensenada, Tecate and Mexicali. RESOLVE, FURTHER, that the Zone be created for a minimum period of five (5) years from the effective date of administrative regulation or legislation creating the Zone. RESOLVED, FURTHER, that the Zone be based on one or the other of the following two models or variations thereof. l. The "free trade zone" model. This model which would be based loosely upon the European Community approach would lift substantially all legal impediments to entry and investment in cross-border telecommunications within the Zone in effect creating a regulatory free Zone for the flow of information of all types. This Zone would, however, at a minimum, require the following: (a) Registration of frequencies. (b) Notice to companies or agencies which might be adversely affected by such action. (c) A holding or "cooling off" period to allow established companies or agencies adversely effected competitively to reorganize or act to protect their interests and plan to compete effectively in the new free trade atmosphere. (d) An action for damages be allowed against abusers violating the laws of either the host country or the cross- border country. 2. The joint powers zone model. This model would continue to permit regulation by both countries. Such regulation would be absolutely transparent as to the nationals of both countries and implemented jointly through the collaborative efforts of the appropriate regulatory agencies from both countries, for l2 b<~-O(Q example, the FCC and the SCT. These agencies would create a new agency or "joint powers authority" to administer the regulations. RESOLVED, FURTHER, that the following "barrier areas" at limitation, regulations a minimum be identified for elimination or standardization of on both sides of the border. 1. Local service. and long distance telephone 2. Cellular service (including roaming) 3. Personal Communications service. 4. Broadcast Television. 5. Cable Television. 6. Direct Broadcast Satellite television. 7. Broadcast Radio. 8. Microwave transmissions. 9 . MMDS . 10. Interconnection of the above. 11. Interconnection of Governmental Emergency. Services. 12. Internet Access. 13. Local Net Access. 14. All other information services carried by any medium of telecommunications. RESOLVED FURTHER that the respective agencies of the Governments of the United States and Mexico designated to create the Zone appoint and utilize the services of appropriate business, communi ty, industry and legal advisory groups to help identify all legal and technical barriers to be lowered or removed through the creation of such a Zone. RESOLVE FURTHER that Governments of the united designated to create such a agencies of the States and Mexico Zone have as their 13 dld(,B - d-./ goal the implementation of the Zone pursuant to Section 13 of the NAFTA Treaty no later than January 1, 1997. CONCLUSION In order to compete effectively in the new global Information Age, barriers to the free flow of information between the nations of NAFTA must be lowered or eliminated, and the border must become transparent for the nationals of all three countries to invest in and provide telecommunications services of all sorts among these nations. It is not too early to begin the process here in the "region state" of San Diego/Tijuana. Indeed, if San Diego is to become the much touted "City of the Future" and assume a role as one of the great international telecommunications centers in the 21st century, these barriers must fall. Sheer numbers alone would indicate that a metropolitan center of 6 million will wield more influence and economic clout than one of 3 million. The historical events which led to the separation of this region politically need not impede the flow of telecommunications in an Information Age. 14 c:<cP.B- ~~ '1 COUNCIL AGENDA STATEMENT Item~C Meeting Date 9-15-98 ITEM TITLE: Report on Appointment ofMTDB Representative for City ofChula Vista SUBMITTED BY: Mayor Horton -MY (4/5ths Vote: Yes_No.x..) Councilman Rindone's term as Representative to the Metropolitan Transportation Development Board (MTDB) will expire in December 1998. Mr. Rindone's Council term will also expire in December of 1998. This will present my recommendation for representation on the MTDB Board for the next term. RECOMMENDATION: That the City Council appoint Mr. Jerry Rindone as the City's continuing representative on the MTDB Board of Directors for a four year term from December 1998 thru December 2002. BOARDS/COMMISSIONS RECOMMENDATION: N.A. DISCUSSION: Councilman Rindone has been the City's representative on the MTDB Board of Directors since January 1991 and is currently serving as Vice Chairman of the MTDB Board and Chairman of the Finance Committee. This is an important Board that could have major impacts on Chula Vista's apportionment of Transit money in the future. During the many years on the Board Councilman Rindone has gained a wealth ofknowlenge and experience in transit issues on both a local and regional perspective. I believe he has done an exemplary job for the City of Chula Vista as well as for the San Diego Region. Other members on the MTDB Board are not currently elected officials. In fact the chairman, Mr. Leon Williams, formerly a County Supervisor, is not now an elected official. I believe that Mr. Rindone will continue to do an excellent job for the City during the next four year term and hereby place his name in nomination. FISCAL IMPACT: There is no direct impact on the City Budget. H:\SHAREOIMA YORIMTOBREP.1PL. ~~Q. - \ ~ 'S O;F"Sc.-. \v1 '~ ~ YJ-. !)J( I September 9, 1998 TO: Chula Vista City Council FROM: Shirley Horton, Mayor SUBJECT: Border-Free Telecommunications Zone Proposals The International Center for Communications (ICC) at San Diego State University is promoting a proposal for a Border-Free Telecommunications Trade Zone encompassing a major portion of the border region, including the metropolitan San DiegofTijuana region, The proposal is being made to foster the free flow of information between the interdependent economies along the US/Mexico border. Currently, the Public Utilities Commission (PUC) regulates utilities within California, and the Federal Communications Commission(FCC) regulates the interstate transmission of information within the United States, In Mexico, the Secretaria de Comunicaci6n y Transporte (SCT) regulates information transmission. Experts in business and academia generally agree that formidable barriers exist to every kind of information flow across the international border. They also agree that easing regulations on both sides of the border would greatly lead to an improved business climate in the region. The ICC's proposal would ask the FCC, Secretary of Commerce, and the Secretary of State to take steps to establish a telecommunications trade zone on an experimental basis using one of two models, The Free Trade Zone model would establish a zone which is essentially regulation-free. The Joint Powers Zone model, on the other hand, would retain significant regulation by both countries by creating a collaborative agency with members appointed by the FCC and the SCT to oversee the telecommunication needs of the zone. The concept of the Border-Free Telecommunications Trade Zone is "rooted in the notion that 'cities of the future' are not cities at all in the usual sense, but rather regional economies with strong cities at their core; and that the onset of an information economy makes physical borders and boundary lines less important than geopolitical and economic ties." I would like Council's support in sending letters to the FCC, Secretary of Commerce and the Secretary of State, asking that they look into the establishment of a telecommunications trade zone on an experimental basis using one of the two models. SH:ab