HomeMy WebLinkAbout1991/05/21 Item 8
COUNCIL AGENDA STATEMENT
ITEM
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MEETING DATE
Mav 21. 1991
RESOLUTION '''l'-~ Authorizing the City to enter
into an agreement for the joint exercise of
powers with other public agencies to establish,
manage, operate and maintain employee benefit
programs as provided in said agreement.
SUBMITTED BY: DIRECTOR OF PERSONNEL C l/
REVIEWED BY: CITY MANAGE~ (4/5th Vote: YES_NO-1L)
In the Memoranda of Understanding (MOU' s) with the Chula vista
Employees Association (CVEA) and the International Association of
Firefighters (IAFF) the City agreed to offer a Medical Premium
Retirement Benefit Plan through JPEBA (Joint Powers Employee
Benefit Authority). This program will provide employees the
opportunity to make unlimited pre-tax salary contributions to fund
health insurance premiums in retirement.
ITEM TITLE:
RECOMMENDATION:
Adopt resolution authorizing the agreement.
BOARDS & COMMISSIONS RECOMMENDATION: N/A
DISCUSSION: Effective June 28, 1991, the City has agreed to
provide a program to certain employees to pre-fund post retirement
health insurance premiums. In addition to CVEA and IAFF
represented employees, the program will be offered to employees
represented by the Executive, Mid-Management and Unrepresented
groups.
The legal authority to offer such a program is found under section
457 (f) of the Internal Revenue Code. The vehicle to introduce the
program exists under a Joint Powers Authority known as JPEBA,
established under various Government Code sections.
JPEBA offers a number of benefit programs, however, the city is
only interested in this Medical Premium Retirement Benefit Plan.
Retirees usually find that their highest single cost is health
care. This is especially true for those who retire before age 65
when one is normally eligible for Medicare. Also, there are many
employees hired before 1986 when Medicare tax contributions became
mandatory, who have no Social Security service and are therefore
not eligible for Medicare upon reaching age 65. Under the JPEBA
program, employees will have the opportunity to make pre-tax salary
contributions that are set aside in a separate account. The plan
invests the account through a "pooling" of assets and credits each
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ITEM
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MEETING DATE
Mav 21. 1991
account with a non-taxable, high, guaranteed rate of interest.
There are no limitations on the amount of pre-tax employee
contributions. At retirement, the plan makes premium payments
directly to the health plan selected by the retiree. Since the
retiree never constructively receives the money, no taxes are
payable in retirement. The retiring employee may select a city
offered health plan, Blue Cross/Blue Shield, any health plan
offered through the American Association of Retired Persons or any
other health plan approved by JPEBA.
This is a plan for career employees. The IRS has attached very
strong forfeiture language to the plan which says that all pre-tax
contributions are forfeited in the event of separation without
retirement, death or disability. Employees may, however, move to
another California public agency with a State authorized retirement
system and leave their deposits until retirement from the other
public agency.
Under the terms and conditions of the Memoranda of Understanding
with CVEA and IAFF, the City will pay the start up costs associated
with this plan. The first year costs include a one time JPEBA
membership fee of $500.00, and a Plan Administration fee of
$500.00. The ongoing annual cost to the city is a $200.00 Plan
Administration fee.
Participating employees will pay the individual administration fee
of $24.00 per year plus any contributions they elect to make.
The attached Resolution authorizes the City to enter into the JPEBA
agreement. Also attached and referenced in the Resolution are
Attachment A, the JPEBA agreement/governing document and Attachment
B, the JPEBA Medical Premium Retirement Benefit Plan.
After the Council adopts the Resolution, staff will set up a series
of employee orientation meetings for employees to learn more about
the Plan. In addition, written material will be sent to all
eligible employees.
FISCAL IMPACT: The first year City costs are $1,000 and for each
year thereafter $200.00. There are sufficient funds in this year's
budget to pay these costs.
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RESOLUTION NO. ---1tll,f
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
CHULA VISTA, CALIFORNIA, AUTHORIZING THE CITY TO
ENTER INTO AN AGREEMENT FOR THE JOINT EXERCISE OF
POWERS WITH OTHER PUBLIC AGENCIES TO ESTABLISH,
MANAGE, OPERATE, AND MAINTAIN EMPLOYEE BENEFIT
PROGRAMS AS PROVIDED IN SAID AGREEMENT
WHEREAS, California Government Code Sections 6500, et
seq. provides that two or more public agencies may by agreement
JOIntly exercise any power common to the contracting parties; and
WHEREAS, California Government Code Section 45000
Provides that cities may establish a personnel system, which
personnel system may include employee benefit programs containing
health, medical, disability deferred compensation, insurance,
group plans, and other programs and mechanisms for the provision
thereof; and
WHEREAS, California Government Code Sections 45300, et
seq. provides that cities may establish, manage, operate ana
maIntain employee benefit programs, including but not limited to
retirement allowances, pensions, death benefits, disability
payments, and others, and provide for the investments, care and
administration of retirement funds; and
WHEREAS, California Government Code Sections 53201, et
seq. permit a public agency to provide health and welfare
benefits for the benefit of its officers, employees, and retired
employees, and to contract wi th insurer s, heal th service
organizations, or legal service organizations for plans of health
and welfare benefits; and
WHEREAS, California Government Code Section 1157 permits
officers and employees of a public agency to authorize deductions
from their salaries or wages for payment of premiums for life,
accident, health, disability, and other purposes; and
WHEREAS, California Government Code section 53212
permits pUblic agencies to establish deferred compensation plans
for their officers and employees and to make deductions from the
salaries and wages of such officers and employees to participate
in a deferred compensation plan; and
WHEREAS, an agreement entitled "Joint Exercise of Powers
Agreement Creating the Joint Powers Employee Benefit Authority"
has been prepared, in the form attached as Exhibit "A" and
incorporated herein by this reference; and
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WHEREAS, the Authority would establish, operate, and
maintain a comprehensive program of employee benefits including
but not limited to retirement, pension, death, medical, health,
disability, deferred compensation, insurance, group plans, and
other programs and mechanisms of the provisions thereof; and
WHEREAS, the public interest requires and
benefit of this City to join other public agencies
and operate a cooperative program of management
benefi t funds.
it is to the
to establish
for employee
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF CHULA
VISTA HEREBY RESOLVES AS FOLLOWS:
Section 1. The City Council hereby approves and adopts
that certain "Joint Exercise of Powers Agreement Creating the
Joint Powers Employee Benefit Authority" (herein "Agreement") as
attached hereto as Exhibit "A" and authorizes the Mayor to
execute said Agreement on behalf of the City.
Section 2. City hereby expressly agrees to be bound by
all terms and conditions of said Agreement.
Section 3. The City Manager is hereby authorized in
accordance with the Agreement to act as Director and the City"s
representa ti ve. The Ci ty Manager shall take all actions
necessary on behalf of the City to carry out and implement the
provisions of the Agreement.
Presented by
Approved as to form by
//
candy Boshell,
Personnel
8868a
Director of
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ATTACHMENT "A"
JOINT EXERCISE OF POWERS AGREEMENT
CREATING THE JOINT POWERS
EMPLOYEE BENEFIT AUTHORITY
OCTOBER 19, 1987
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1.00
2.00
3.00
4.00
5.00
6.00
7.00
8.00
10/19/87
TABLE OF CONTENTS
DEFINITIONS. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1. 01
1. 02
1.03
1.04
1.05
1.06
1.07
1.08
1.09
1.10
1.11
1.12
1.13
1.14
1.15
1.16
1.17
Agreement.. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. ..
Annual Meeting.......................
Audi tor.. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. ..
Authority........................... .
Benef i t Plan..................................................
Benef i ts.. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. ..
Board.. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. ..
Chief Administrative Officer.........
Di rector.. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. ..
Executive Conunittee..................
Fiscal Agent..................................................
Fiscal year....................................................
Fund............................................................... ..
Party or Member......................
Plan Document................................................
Plan Participant..........................................
Public Agency........................
PURPOSE.. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. ..
PARTIES TO AGREEMENT........................
CREATION OF JOINT POWERS
EMPLOYEE BENEFIT AUTHORITy..................
TEFlIt OF AGREEMENT. . . . . . . . . . . . . . . . . . . . . . . . . . .
POWERS OF THE AUTHORITy.....................
BOARD OF DIRECTORS..........................
7.01
7.02
7.03
7.04
Establishment of Board and
Designation of Directors.............
Designation of Alternates............
Vote Allocation...........................................
Organizational Meeting...............
POWERS OF THE BOARD OF DIRECTORS...........
8.01
8.02
8.03
8.04
8.05
8.06
8.07
8.08
8.09
Approval of Operating Budget.........
Review Fund Accountings..............
Power to Conduct Business............
Authority Procedures.................
Annual Audit....................................
Establishment of Committee...........
Development of Services..............
Employees. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Residual Powers......................
(i)
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2
2
3
3
3
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3
3
3
4
4
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4
4
4
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5
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6
6
7
7
7
7
7
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8
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9
9
9
TABLE OF CONTENTS
9.00
10.00
11.00
12.00
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MEETINGS OF THE BOARDS OF DIRECTORS.........
9.01
9.02
9.03
9.04
9.05
9.06
9.07
Meetings. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
Quorum. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
Minutes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
At tendance. . . . . . . . . . . . . . . . . . . . . . . . . . . 9
Meeting Notices...................... 10
Meeting Agenda....................... 10
Conduct of Meeting................... 10
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EXECUTIVE COMMITTEE......................... 10
10.01 Establishment of Executive
10.02
10.03
10.04
10.05
10.06
Committee........................... .
Authority........................... .
Membership. . . . . . . . . . . . . . . . . . . . . . . . . . .
Procedures of Executive
Committee........................... .
Term of Directors....................
Initial Terms and Expansion
of Executive Committee...............
10
10
11
11
11
11
OFFICERS. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
11.01 Officers............................. 12
11.02 Elections............................ 13
11.03 Te rrn. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
11.04 Vacancies............................ 13
DUTIES OF EXECUTIVE DIRECTOR................ 14
12.01
12.02
12.03
12.04
12.05
12.06
12.07
12.08
General Duties of
Executive Director...................
Accounts and Management Reports......
Maintenance of Records...............
Benefit Payments.....................
Investigation of Claims..............
Preparation of Employee
Benefits policies and Manual.........
Annual Budget........................
Development of Programs..............
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14
14
14
14
15
15
15
TABLE OF CONTENTS
13.00
14.00
15.00
16.00
17.00
18.00
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FINANCES. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
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13.01
13.02
13.03
Funds and Accounts...................
Bond Requirement.....................
Duties of Treasurer..................
15
15
15
PROGRAM DEVELOPMENT AND FUND CONTRIBUTIONS.. 16
14.01
14 .02
14 .03
Program Development..................
Adoption and Administration
of Plan Document.....................
Contributions According
to Plan Documents....................
16
16
17
RESPONSIBILITIES OF MEMBERS................. 17
15.01
15.02
15.03
15.04
15.05
Service by Directors
and Other Representatives............
Payment of Contribution..............
Books and Records....................
Information Concerning
Employee Benefit Programs............
Cooperation and Assistance...........
17
17
17
17
18
CHANGE IN ORGANIZATION...................... 18
16.01
16.02
16.03
New Parties..........................
Withdrawal of a Member...............
Cancellation of a Member.............
18
18
19
TERMINATION OF AGREEMENT.................... 20
17 .01
17.02
17 .03
Procedure to Terminate...............
Distribution of Assets...............
Dissolution......................... .
20
20
20
TORT LIABILITY AND INDEMNIFICATION.......... 21
18.01
18.02
18.03
18.04
Indemnification......................
Tort Liability.......................
Insurance........................... .
Privileges and Immunities............
(iii)
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TABLE OF CONTENTS
19.00
EXHIBITS:
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MISCELLANEOUS............................... 22
19.01
19.02
19.03
19.04
19.05
19.06
19.07
19.08
Exhibit A
Conflicts of Interest................
Books and Records....................
Notices. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Amendments. . . . . . . . . . . . . . . . . . . . . . . . . . .
Severability of Terms................
Reasonableness Standard..............
Successors. . . . . . . . . . . . . . . . . . . . . . . . . . .
Effect of Execution of
Agreemen t. . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
List of Public Agencies
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JOINT EXERCISE OF POWERS AGREEMENT
CREATING THE JOINT POWERS
EMPLOYEE BENEFIT AUTHORITY
This Agreement is made and entered into this day
of , 1987, in the County of Orange, State of
California, by and among the public agencies organized and
existing under the Constitution or laws of the State of
California, hereinafter collectively referred to as "Public
Agencies" and individually as "Public Agency," which are
parties signatory to this Agreement and listed in the "List
of Public Agencies" attached hereto as Appendix "A" and
incorporated herein by this reference. Said Public Agencies
are sometimes referred to as "Parties" or "Members".
RECITALS
WHEREAS, California Government Code
et seq. provides that two or more public
agreement jointly exercise any power
contracting parties; and
Sect ions 6500,
agencies may by
common to the
WHEREAS, California Government Code Section 45000
provides that cities may establish a personnel system, which
personnel system may include employee benefit programs
containing health, medical, disability, deferred
compensation, insurance, group plans, and other programs and
mechanisms for the provision thereof; and
WHEREAS, California Government Code Sections 45300,
et seq. provides that cities may establish, manage, operate
and maintain employee benefit programs, including but not
limited to retirement allowances, pensions, death benefits,
disabili ty payments, and others, and prov ide for the
investments, care and administration of retirement funds; and
WHEREAS, California Government Code Sections 53201,
et ~ permit a Public Agency to provide health and welfare
benefits for the benefit of its officers, employees, and
retired employees, and to contract with insurers, health
service organizations, or legal service organizations for
plans of health and welfare benefits; and
WHEREAS, California Government Code Section 1157 permits
officers and employees of a Public Agency to authorize
deductions from their salaries or wages for payment of
premiums for life, accident, health, disability, and other
purposes; and
WHEREAS, California Government Code Section 53212
permits Public Agencies to establish deferred compensation
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JOINT EXERCISE OF POWERS AGREEMENT
plans for their officers and employees and to make deductions
from the salaries and wages of such officers and employees to
participate in a deferred compensation plan; and
WHEREAS, the charters of those member cities not formed
under the general law of the State of California empower the
legislative body to provide employee benefit programs for
retirement, death, medical, health, disability, deferred
compensation, insurance, group plans, and other programs and
mechanisms for the provision thereof; and
WHEREAS, certain non-municipal public agencies may have
authority under state law to establish, manage, operate and
maintain similar benefit programs and such Public Agencies
may wish to become Parties to this Agreement; and
WHEREAS, the public interest requires
mutual benefit of the Parties hereto to
establish and operate a cooperative program
employee benefit funds; and
WHEREAS, it is desirable to provide a means by which
other public agencies may become Parties to this Agreement in
the future whereby the resources and capability of the
organization may be expanded.
and it is to
join together
of management
the
to
for
NOW, THEREFORE, for and in consideration of
advantages, covenants and agreements contained
Parties hereto agree as follows:
the mu tual
herein the
ARTICLE 1.00
DEFINITIONS.
Words beginning with lower
wi th thei r common ordinary
capitalized names and terms
respective meanings:
case letters
meanings.
shall have
are
The
the
being used
following
following
1.01
AQreement.
"Agreement" means this Agreement between the
Public Agencies, as specified on Exhibit A hereto, for
the creation of the Joint Powers Employee Benefit
Authority and any subsequent amendments thereto.
1.02 Annual MeetinQ.
"Annual Meeting" means the regular yearly meeting
of the Board held in June in accordance with this
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JOINT EXERCISE OF POWERS AGREEMENT
Agreement at which officers are elected and other
business is transacted as described herein.
1.03
Auditor.
"Auditor" means an independent certified public
accountant designated by the Board.
1.04
Authoritv.
"Authority" means the Joint Powers
Benefit Authority created by this Agreement
sometimes be referred to as "JPEBA" or "EBA" as
may be.
Employee
and may
the case
1.05
Benefit Plan.
"Benefit Plan" means the individual benefit
agreement as negotiated by a Public Agency through
collective or individual contract bargaining with its
officers and/or employees.
1.06
Benefits.
"Benefits" means those monies payable on behalf
of or to an Individual Plan Participant or his
benef iciary, according to the Benef i t Plan provisions,
as a result of termination, retirement, disability,
accident, illness, death, or periodic accrual.
1.07
Board.
"Board" means the Board of Directors of the
Authority who are the governing body.
1.08
Chief Administrative Officer.
"Chief Administrative Officer" means that
executive officer of each Public Agency responsible to
the governing body of the Public Agency for the
supervision, administration, and operation of the Public
Agency.
1.09
Director.
"Director" means a person who is a Member of the
Board.
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JOINT EXERCISE OF POWERS AGREEMENT
1.10
Executive Committee.
"Executive Committee" means that Committee of the
Board of Directors elected by the Board pursuant to
Article 10 hereof to exercise general and continuous
oversight over the Executive Director and the operations
of the Authority.
1.11
Fiscal Aqent.
"Fiscal Agent" means a custodian as approved by
the Board of Authority funds, which may include but is
not limited to a bank, insurance company, or other
responsible financial institution qualified to serve in
such capacity.
1.12
Fiscal Year.
"Fiscal Year" means the period of time commencing
July 1, and ending June 30, of each year.
1.13
Fund.
"Fund" means the pooled or segregated monies held
and/or invested under the terms of each Benefit Plan as
administered by the Authority.
1.14
Partv or Member.
"Party" or
is a Party to
Authority.
"Member" means a Public Agency which
this Agreement and Member of the
1.15
Plan Document.
"Plan Document" means a document provided to the
Authority by a Member delineating its Benefit Plan.
1.16
Plan Participant.
"Plan Participant" means the individual employee
of a Public Agency who is a participant in a Benefit
Plan under the terms his agreement with the Public
Agency.
1.17
Public Aqencv.
"Public Agency" means any state agency, county
agency, city, district, joint powers agency/authority,
or other Public Agency which has authority to establish,
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JOINT EXERCISE OF POWERS AGREEMENT
manage, operate and maintain an employee
as provided herein, and to become a
Agreement.
benefit system,
Party to this
ARTICLE 2.00
PURPOSE.
The purpose of this Agreement is to create a Joint
Powers Employee Benefit Authority to establish, operate and
maintain a comprehensive program of employee benefits, both
retirement and other employee benefits, including but not
limited to pension, death, medical, health, disability,
deferred compensation, insurance, group plans and other
programs and mechanisms for the provision thereof in order to
achieve economies of scale, more efficient administration and
a maximum return within authorized parameters. This purpose
shall be accomplished through the exercise of the powers of
the Public Agencies jointly by pooling their investments and
jointly purchasing administrative and other services,
including but not limited to, plan development, claim
investigation, data processing, investment consultation,
legal and related services.
ARTICLE 3.00
PARTIES TO AGREEMENT.
Each Party to this Agreement certifies that it intends
to and does contract with all other Parties who are
signatories of this Agreement and, in addition, with such
other Parties as may later be added as Parties to and
signatories of this Agreement pursuant to Article 16.00.
Each Party to this Agreement also certifies that the deletion
of any Party from this Agreement, pursuant to Article 16.00
shall not affect this Agreement or such Party 0 s intent to
contract as described above with the other Parties to the
Agreement then remaining.
ARTICLE 4.00
CREATION OF JOINT POWERS EMPLOYEE BENEFIT
AUTHORITY.
Pursuant to Government Code Section 6500 et. ~., there
is hereby created a public entity separate and apart from the
Parties hereto, to be known as the Joint Powers Employee
Benefit Authority. Pursuant to Government Code Section
6508.1, the debts, liabilities and obligations of the
Authority shall not constitute debts, liabilities or
obligations of any Party to this Agreement.
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ARTICLE 5.00
TERM OF AGREEMENT.
This Agreement shall become effective on the date of
execution hereof by at least two Public Agencies and shall
continue until and unless terminated as hereinafter provided.
ARTICLE 6.00
POWERS OF THE AUTHORITY.
The Authority shall have the powers common to the Public
Agencies and is hereby authorized to do all acts necessary
for the exercise of said common powers, including, bu t not
limited to, any or all of the following:
(a) Authorize the allowance, compromise, arbitration,
rejection, or settlement of benefit claims;
(b) To make and enter into contracts;
(c)
To incur debts, liabilities
issue bonds, not ice and
indebtedness;
or obligations
other evidence
and
of
(d) To invest and manage funds;
(e) To employ agents and employees;
( f )
To acquire, hold or dispose of
property, contributions and
property, funds, services and
assistance from persons, firms,
governmental entities;
real or personal
dona t ions of
other forms of
corporations and
(g) To acquire, construct, manage, maintain or
operate any building, works or improvements;
(h) To sue and be sued in its own name;
(i) To develop and administer employee benefit plans
and programs as described herein; and
( j )
To exercise all powers
carry out the terms
Agreement, or otherwise
necessary and proper to
and provisions of this
authorized by law.
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ARTICLE 7.00
BOARD OF DIRECTORS.
7.01 Establishment
Directors.
of
Board
and
Desionation
of
The Authority shall be governed by the Board of
Directors which is hereby established and which shall be
composed of one voting Director from each Member. The
Director for each Member is hereby designated to be the Chief
Administrative Officer of each Member who shall automatically
assume the office of Director. Any person serving as Chief
Administrative Officer, whether in a permanent, acting or
interim capacity shall serve as Director upon selection as
Chief Administrative Officer and shall continue as Director
so long as he or she serves as Chief Administrative Officer.
7.02
Desionation of Alternates.
The Director shall appoint at least one (1) alternate
who shall generally be that officer or employee of the Member
responsible for employee benefits. The alternate shall have
the authority to attend, participate in and vote in any
meeting of the Board when the Director for whom he or she is
an alternate is absent from said meeting.
7.03
Vote Allocation.
Each Member shall have one (1) vote which shall be cast
personally by their Director or alternate.
7.04
Oroanizational Meetino.
Within sixty (60) days following the effective date of
this Agreement, the Directors representing the Parties to
this Agreement shall hold the initial Board meeting and
organize the Authority by electing and appointing officers
and taking such other actions as may be appropriate.
ARTICLE 8.00 POWERS OF THE BOARD OF DIRECTORS.
8.01 Approval of Operatino Budoet.
At the Annual Meeting the Board shall review, modify if
necessary, and approve the annual operating budget of the
Author i ty, prepared by the Executive Di rector pursuant to
Section 12.07.
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8.02
Review Fund Accountinas.
The Board shall receive and review periodic accountings
of all funds received pursuant to this Agreement.
8.03
Power to Conduct Business.
The Board shall have the power to conduct on behalf of
the Authority all business of the Authority including that
assigned to the Executive Director. The Board may review all
acts of the Executive Committee and/or Executive Director and
shall have the power to modify and/or override any decision
or action upon a majority vote of the entire Board, provided
that the Board may not impair any obligation of any valid
contract.
8.04
Authoritv Procedures.
The Board may cause to be developed Bylaws for the
Authority. In addition, a Manual of Procedures to govern the
day-to-day operations of the Authority may thereafter be
developed. Each Member shall receive a copy of the Bylaws,
and any Manual developed under this Article. The Board may
establish such other policies, rules, regulations, and
procedures to govern its operations as it deems appropriate.
The foregoing Bylaws, Manual, pol icies, rules, regulations,
and procedures may be amended by the Board from time to time.
8.05
Annual Audi t.
The Board shall arrange and provide for an annual audit
of the accounts and records of the Authority by an
independent certified public accountant which audit shall
meet the minimum requirements specified in Sections 6505 and
26909 of the California Government Code and conform to
generally accepted auditing standards. Copies of such audit
shall be distributed to all Members within ninety (90) days
following the close of the fiscal year.
8.06
Establishment of Committees.
The Board may establish committees to make
recommendations to it. The commi t tees shall conduct thei r
meetings in the same manner as meetings of the Board and in
accordance with such other procedures as the Board may
prescribe.
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8.07
Development of Services.
The Board shall have the authority
programs, including employee benefit
Members and to contract to provide
Authority.
to develop
programs,
services
plans
for
for
and
the
the
8.08
Emplovees.
The Board shall have the power to authorize the
employment of persons on a full or part-time basis and to
establish the terms and conditions of their employment, as
necessary to carry out the purposes of the Authority.
8.09
Residual Powers.
The Board shall have such other powers and functions as
are provided for in this Agreement.
ARTICLE 9.00 MEETINGS OF THE BOARDS OF DIRECTORS.
9.01 Meetinas.
The Board shall provide for its regular, adjourned
regular and special meetings; provided, however, that it
shall hold at least one (1) regular meeting annually. All
such meetings shall be called, noticed, held, and conducted
in accordance with the provisions of the Ralph M. Brown Act
(California Government Code Sections 54950, et sea.).
9.02
Ouorum.
A quorum of the Board shall consist of a majority of
Directors or their designated alternates. A vote by a
majority of those present at a meeting shall be sufficient to
constitute action by the Board, unless otherwise specified
herein.
9.03
Minutes.
The Secretary for the Board shall cause minutes of
regular, adjourned regular and special meetings to be kept
and shall, as soon as possible after each meeting cause a
copy of the minutes to be forwarded to each Director.
9.04
Attendance.
All Directors or
meetings of the Board.
their alternates shall attend all
If a Director or his or her alternate
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JOINT EXERCISE OF POWERS AGREEMENT
fails to attend three (3) consecutive meetings without good
cause, the Board may declare a vacancy, which shall be filled
by the Member.
9.05
Meetinq Notices.
Regular meetings shall be held at the time and place
specified in the Bylaws, resolution, or order of adjournment
of the Board. Notices of such regular meetings shall, if
possible, be sent by mail to each Director no less than ten
(10) days before the meetings, but failure to give such
notice shall not vitiate the meeting or any business
transacted thereat. Notice of any special meeting shall be
sent by mail at least ten (10) days before the meeting unless
the meeting is called for an emergency requiring immediate
action by the Board, in which case the meeting shall meet
the minimum notice requirements of the Brown Act. Special
meetings may be called by any elected officer or the
Secretary.
9.06
Meetinq Aqenda.
An agenda of the meeting shall be prepared and posted
pursuant to the Brown Act.
9.07
Conduct of Meetinq.
Unless otherwise determined by the
be conducted pursuant to the most
"Robert's Rules of Order",
Board, meetings shall
current edition of
ARTICLE 10.00 EXECUTIVE COMMITTEE.
10.01 Establishment of Executive Committee.
When the membership of the Authority becomes ten (10) or
more Public Agencies, the Board may establish an Executive
Committee consisting of an odd number of not less than five
(5) nor more than nine (9) members, as determined by the
Board.
10.02 Authoritv.
Except as otherwise specifically provided herein, when
established, the Executive Committee may exercise any right
or power of the Board as set forth herein. The Executive
Committee shall have policy control as well as general
supervisory authority over the day-to-day decisions and
administrative activities of the Executive Director and the
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JOINT EXERCISE OF POWERS AGREEMENT
Authori ty. Notwithstanding the foregoing, the Board shall
still be required to hold the Annual Meeting and may itself
only conduct the business required to be transacted at the
Annual Meeting.
10.03 Membership.
The membership of the Executive Committee shall include
the President, Vice President, and Treasurer of the
Authority, and two to six additional Directors, as necessary,
to complete the full membership of the Executive Committee as
such membership has been established by the Board pursuant to
Sections 10.01 and 10.06.
10.04 Procedures of Executive Committee.
Except as otherwise specif ically provided herein, all
policies, rules, regulations, and procedures of the Executive
Committee shall be as provided herein for the Board,
including, but not limited to those governing elections,
vacancies, meetings, notices, duties, authorities, and so
forth. The President, or in his or her absence, the Vice
President, shall preside at and conduct all meetings of the
Executive Committee.
10.05 Term of Directors.
The Directors serving on the Executive Committee (other
than the President, Vice President and Treasurer) shall serve
a term of two (2) years, except as provided in Section 10.06,
or until their successor is elected and qualified.
10.06 Initial
Committee.
Terms
and
Expansion
of
Executive
(a)
Upon the admission of the tenth (10th) Member,
and with the addition of every fifth (5th) Member
thereafter, within one hundred twenty (120) days
following such event, the Board shall, at a
regular or special meeting, consider the
establishment and membership of the Executive
Committee, but only if the then membership of the
Executive Committee is less than the maximum
number permitted.
(b)
At any such meeting the Board may establish the
number of members of the Executive Committee,
within the limits set in Section 10.01, and elect
Directors to the seats thereby established. Upon
the initial creation of the seats, one-half (1/2)
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JOINT EXERCISE OF POWERS AGREEMENT
shall be designated by the Board as serving until
the next Annual Meeting, with the remainder
serving until the following Annual Meeting.
After the initial term, each seat will have a two
(2) year term so that staggered seats are thereby
created.
(c) After the initial establishment of the Executive
Committee, seats may only be eliminated from the
Executive Committee at the Annual Meeting by a
vote of a majority of all Members. The
elimination of such seats may only become
effective upon completion of the terms of office
which shall next expire, unless otherwise
determined by the membership.
ARTICLE 11.00 OFFICERS.
11.01 Officers.
The officers of the Authority shall be as follows:
(a) President. The elected chief officer of the
Authority who shall preside as chairperson and
conduct all meetings of the Board. The President
shall execute all contracts, deeds, warrants, and
other official documents on behalf of the
Authority.
(b)
Vice President. The elected officer who in
absence or inability of the President to
shall act in the President's capacity.
the
act
(c) Treasurer. The elected officer who shall have
those duties described in Article 13.00.
(d)
Di rector Members of Executive Commi t tee. Those
Directors elected by the Members pursuant to
Section 10.06.
(e)
Secretarv. The Executive Director shall serve as
Secretary to the Board. The Secretary shall keep
and maintain the records of the Authority and
minutes of all Board meetings. The Secretary
shall attest to the proper execution of all
resolutions, minutes, contracts, and other
documents.
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JOINT EXERCISE OF POWERS AGREEMENT
(e)
Executive Director. The
the Board to. perform
administrative functions of
described in Article 12.00.
person appointed
the execu ti ve
the Authority,
by
and
as
(f) Controller. The Executive Director or such other
person as may be appointed by the Board shall be
the Controller who shall administer the finances
of the Authority and perform all duties delegated
by the Treasurer.
(g) General Counsel. The member of the California
State Bar appointed by the Board who by contract
serves as the legal advisor to the Authority.
11.02 Elections.
The elected officers of the Authority shall be elected
at the Annual Meeting of the Board. Except as otherwise
specified herein, elections shall be conducted in accordance
with Robert's Rules of Order. The first election shall be
for the office of President, and thereafter for each
successive office in descending order, as listed above.
Names shall be placed in nomination until nominations are
closed. Vote shall be by roll call and successive ballots
shall be taken until one nominee receives a majority vote of
those present. Directors may be elected to more than one
office, but only so long as there are an insufficient number
of Directors so that all offices may be separately filled.
11.03 Term.
Term of office for the President, Vice-President, and
Treasurer shall be one (1) year, or until their successors
are elected and qualified, while the appointed officers shall
serve at the pleasure of the Board and may be terminated at
any time, with or without cause. Officers may be elected to
successive terms, but not more than five (5).
11.04 Vacancies.
In the event that any office becomes vacant due to
resignation, death, disability, removal from office, or other
cause, a successor shall be elected at a regular or special
meeting of the Board held within sixty (60) days of such
event. Officers may be removed at any time by a majority
vote of all Members taken at any meeting. Officers may
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JOINT EXERCISE OF POWERS AGREEMENT
resign from the Board with thirty (30) days' written notice
to the Board, or such lesser time as the Board may approve.
ARTICLE 12.00 DUTIES OF EXECUTIVE DIRECTOR.
12.01 General Duties of Executive Director.
The Executive Director shall have general authority to
administer the Authority under the direction and control of
the Board. The Executive Director shall have authority to
hire, manage, discipline, and terminate all employees for
such positions as may be authorized by the Board, and
administer all consulting and other contracts, when approved
by the Board. The general duties and responsibilities of the
Executive Director shall be established in the Bylaws,
resolutions, policies, rules, regulations, and procedures of
the Authority as approved by the Board and as otherwise
provided herein. The general duties described herein may be
delegated to subordinate employees or performed through
contractual services.
12.02 Accounts and Manaoement Reports.
The Executive Director shall maintain accounts and
provide management reports on, among other areas,
contributions, investments, return of contributions, and
actuarial analysis and special reports for each Member and
for the Authority as well as provide a strict accountability
of all funds and a record of all receipts and disbursements.
12.03 Maintenance of Records.
The Executive
Benefit Plan files
records necessary to
Director shall prepare and maintain
for each Plan Participant and other
the administration of this Agreement.
12.04 Benefit Payments.
The Executive Director
benefits in accordance with
this Agreement.
12.05 Investioation of Claims.
shall provide for payments of
the pertinent Plan Document and
The Executive Director shall determine when
investigation of benefit claims is necessary and oversee such
investigations.
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JOINT EXERCISE OF POWERS AGREEMENT
12.06 Preparation of Emplovee Benefits Policies and
Manual.
The Executive Director shall prepare employee benefits
policies and programs and direct the preparation of an
Employee Benefits Policy and Procedures Operating Manual to
be followed by each of the Members.
12.07 Annual BudQet.
The Executive Director shall direct the preparation of
an Annual Operating Budget to be approved by the Board at the
Annual Meeting.
12.08 Development of PrOQrams.
The Executive Director shall periodically investigate
the needs of Members for new and modified employee benefit
programs and develop additional programs and services to be
approved by the Board and offered to Members.
ARTICLE 13.00 FINANCES.
13.01 Funds and Accounts.
The Treasurer of the Authority shall establish and
maintain such funds and accounts as may be required by good
accounting practice or by the Board. The Treasurer shall
have the custody of and disburse the Authority's funds. He
or she shall have the authority to delegate the signatory
function of the Treasurer to such persons as authorized by
the Board, but any disbursements shall require at least two
(2) signatures.
13.02 Bond Requirement.
A bond paid by the Authority, in the amount determined
by the Board to be adequate shall be required of all officers
and personnel authorized to disburse funds of the Authority.
13.03 Duties of Treasurer.
The Treasurer of the Authority shall assume the duties
described in California Government Code Section 6505.5 as it
may be amended, including:
(a)
Receive and receipt for all money of
Authority and place it in the treasury of
Treasurer to the credit of the Authority;
the
the
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JOINT EXERCISE OF POWERS AGREEMENT
(b) Be responsible upon his or her official bond for
the safekeeping and disbursement of all of the
Authority's money so held by him or her;
(c)
Pay, when due, out of money of the
held by him or her, all sums
outstanding bonds and coupons of the
Authority so
payable on
Authority;
(d) Pay any other sums due from the Author ity only
upon warrants signed by the Authority officer or
employee performing the functions of Controller;
and
(e) Verify and report in writing to the Authority and
to the Members on the first day of July, October,
January, and April of each year the amount of
money held for the Authority, the amount of
receipts since the last report, and the amount
paid out since the last report.
(f) To report in writing to the Authority and the
Members at the Annual Meeting and within one
hundred twenty (120) days following the close of
the fiscal year on all financial activities for
the fiscal year.
ARTICLE 14.00 PROGRAM DEVELOPMENT AND FUND CONTRIBUTIONS.
14.01 Proaram Development.
The Board, through the Executive Director, shall develop
empl<;>yee benef i t programs in the areas of ret i rement and
pens10n, death, medical, health, disability, deferred
compensation, insurance, group plans, and other programs and
mechanisms for the provision thereof in response to the
Members and thei r employees' needs. The employee benef i t
programs shall be compatible with defined levels of
contribution from Members and their employees. The Members
shall assist in the analysis, evaluation, and development of
employee benefit programs and Plan Documents.
14.02 Adoption and Administration of Plan Document.
No Plan Document may be adopted or effective as to any
Member, nor may it be modified, amended, or terminated,
without the mutual approval of the Member and the Authority.
The Authority shall have the right to approve or disapprove
any Plan Document and any allocation of contributions on the
basis of its validity, prudence, feasibility, and investment
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JOINT EXERCISE OF POWERS AGREEMENT
compatibility. The administration of the Plan shall be in
accordance with the Plan Document. The Plan Document shall
provide for the method of modification, amendment, or
termination of the Plan and no Plan may be modified, amended,
or terminated except in accordance with said Plan Document.
14.03 Contributions Accordinq to Plan Documents.
Each Member and each Plan Participant shall pay to the
entity designated in the Plan Documents contributions in the
amounts determined in said Plan Documents. Allocations of
Plan Participant contr ibutions shall be designated in the
Plan Documents. The Member shall demonstrate to the
satisfaction of the Authority that due to an agreement with a
collective bargaining unit, its own personnel policies,
rules, regulations, and procedures, or otherwise, that it or
the Authority has the power to obtain the Plan Participant
contributions.
ARTICLE 15.00 RESPONSIBILITIES OF MEMBERS.
15.01 Service bv Directors and Other Representatives.
Each Director and/or their alternate shall actively
participate in the activities of the Authority. In addition,
the Director shall appoint an employee of the Member to be
responsible for the employee benef i t function wi thin that
Member, and to serve as a liaison between the Member and the
Authority as to employee benefit issues.
15.02 Payment of Contribution.
Each Member shall pay its contribution pursuant to its
approved Plan Documents, and any readjusted amount, promptly
to the Authority when due. After withdrawal or termination,
each Public Agency shall pay promptly to the Authority its
share of any additional contributions, when and if required
of it by the Board under Article 16.00 of this Agreement.
15.03 Books and Records.
Each Member shall maintain its own set of reports and
records concerning its participation and contribution and
that of its employees to the employee benefit program.
15.04 Information Concerninq Emplovee Benefit Proqrams.
Each Member
employee benefit
shall provide information concerning
program and take appropriate action
the
to
10/19/87
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JOINT EXERCISE OF POWERS AGREEMENT
encourage employee participation in the approved employee
benefit program.
15.05 CooDeration and Assistance.
Each Member shall provide the Authority with such other
information or assistance as may be necessary for the
Authority to carry out the joint employee benefit program
under this Agreement. Such assistance may include payments
or advances of public funds to defray the costs of Authority
programs or services, or the provision of personnel,
equipment or property in lieu of such payments or advances
but in each such case assistance must be authorized by the
Member. Each Public Agency shall comply wi th all Bylaws,
resolutions, policies, rules, regulations, and procedures
adopted by the Board.
ARTICLE 16.00 CHANGE IN ORGANIZATION.
16.01 New Parties.
Any Public Agency wishing to become a Member of the
Authority shall, by its governing body, first adopt a
Resolution For Admission requesting admission and agreeing to
be bound by all terms and conditions of this Agreement. A
true and correct copy of such Resolution shall be sent to the
Board. Within one hundred twenty (120) days following the
adoption of the Resolution, at a regular or special meeting
of the entire Board called for such purpose, the Members
shall consider the membership of the applicant. If a
majority of all Members approve admission of the Public
Agency, then such Public Agency shall become a Member with
all rights and obligations of any other Member. The
effective date of membership shall be the first date an
addendum hereto is executed by the new Member. The Secretary
shall certify on the addendum as to the date and vote when
the Members approved said new membership. Public Agencies
entering under this Article will be required to pay their
share of organizational expenses as determined by the Board,
including those necessary to prepare their Plan Documents and
determine their contributions.
16.02 Withdrawal of a Member.
(a)
No Party to
has been a
fiscal year.
this Agreement may withdraw until it
Member for at least one (1) full
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JOINT EXERCISE OF POWERS AGREEMENT
(b) Prior to withdrawal from this Agreement, a Member
by its governing-body, shall adopt a Resolution
of Intention to Withdraw. A true copy of the
Resolution of Intention to Withdraw, shall be
sent to the Board not later than the first (1st)
day of January before the close of the fiscal
year.
(c) The effective date of a Party's withdrawal shall
be at the end of the fiscal year in which it gave
the Notice of Intention to Withdraw, but at any
time prior to the effective date the governing
body may rescind its Resolution of Intention to
Withdraw and upon such rescission, the Resolution
of Intention to wfthdraw shall be considered null
and void.
(d) The withdrawal of any Public Agency from this
Agreement shall not terminate the Agreement and
no Public Agency by withdrawing shall be entitled
to payment or return of any contribution,
consideration or property paid, or donated by the
Public Agency to the Authority, or to any
distribution of assets.
(e) The wi thdrawal of any Public Agency after the
effective date of the employee benefit program
shall not terminate its responsibility to
contribute its share of contributions or funds to
any employee benefit program created by the
Authority until all claims, or other unpaid
liabili ties, cover ing the per iod the Publ ic
Agency was signatory hereto have been finally
resolved and a determination of the final amount
of payments due by the Public Agency or credits
to the Public Agency for the period of its
membership has been made by the Board. In
connection with this determination, the Board may
exercise similar powers to those provided for in
Article 17.00 of this Agreement.
16.03 Cancellation of a Member.
Any Public Agency's membership in the Authority may be
cancelled if within anyone hundred twenty (120) day period
the governing bodies of three-quarters (3/4) or more of the
Members adopt a Resolution of Cancellation. The effective
date of cancellation shall be the date of action by the
governing body of the Member necessary to establish the
three-quarters (3/4) vote. Any Public Agency so cancelled
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JOINT EXERCISE OF POWERS AGREEMENT
shall on the effective date of the cancellation be treated
the same as if the Public Agency had voluntarily wi thdrawn
from this program.
ARTICLE 17.00 TERMINATION OF AGREEMENT.
17.01 Procedure to Terminate.
The governing bodies of the Members may determine that
the public interest will not be served by the continuance of
this Agreement. If within anyone hundred twenty (120), day
period the governing bodies of three quarters (3/4) or more
of the Members adopt a Resolution of Termination, then this
Agreement shall be terminated effective at the end of the
fiscal year specified by such Parties at the time of voting,
provided, however, that this Agreement and the Authority
shall continue to exist for the purpose of disposing of all
claims, distribution of assets, and all other functions
necessary to wind up the affairs of the Authority.
17.02 Distribution of Assets.
upon termination of this Agreement, all assets of the
Authority shall be distributed among the Parties including
any of those Parties which previously withdrew pursuant to
Article 16.00 of this Agreement, in accordance with and
proportionate to their cash (including contribution) payments
and property (at market value when received) contributions
made during the term of this Agreement. The Board shall
determine such distribution within six (6) months after the
last pending claim or obligation covered by this Agreement
has been finally disposed of.
17.03 Dissolution.
The Board is vested with all powers of the Authority for
the purpose of winding up and dissolving the business affairs
of the Authority. These powers shall include the power to
require Public Agencies, including those which were Parties
at the time the claim arose or at the time the obligation was
incurred, to pay their share of any additional amount of
contribution deemed necessary by the Board for final
10/19/87
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JOINT EXERCISE OF POWERS AGREEMENT
disposition of all claims or obligations covered by this
Agreement.
ARTICLE 18.00 TORT LIABILITY AND INDEMNIFICATION.
18.01 Indemnification.
Each Party to this Agreement shall hold harmless, be
responsible for, and indemnify other Parties to the Agreement
for any loss, cost, or expense that may be imposed upon such
other Parties as a result of the individual Party's failure
to abide by the terms of this Agreement, the Plan Documents,
audit, or other governing procedures.
The Directors, officers, and employees of the Authority
are hereby indemnif ied by the Author i ty and held harmless
severally and jointly, against and free from all claims,
expenses, demands, penalties, fines, forfeitures, judgments,
settlements, attorney fees, and any other amounts whatsoever
actually and reasonably incurred as a result of their
participation in this Agreement and the operation of the
Authority created hereunder, providing that the indemnitee
was determined by the Board to have acted in good faith.
This provision of indemni ty shall not be construed to
obligate the Authority to pay any liability, including but
not limited to punitive damages, which by law would be
contrary to public policy or otherwise unlawful.
18.02 Tort Liabilitv.
section 895.2 of the Government Code imposes certain
tort liability jointly upon Public Agencies solely by reason
of such Public Agencies being Parties to an Agreement as
defined in Section 895 of said Code. Therefore, the Parties
hereto, as between themselves, pursuant to the authorization
contained in Sections 895.4 and 895.6 of the Government Code,
each assume the full liability imposed upon it or any of its
officers, agents, or employees by law for injury caused by a
negligent or wrongful act or omission occurring in the
performance of this Agreement, to the same extent that such
liability would be imposed in the absence of Section 895.2 of
said code. To achieve this purpose, each Party indemnifies
and holds harmless the other Party for any loss, cost or
expense, including reasonable at torney I s fees, tha t may be
imposed upon or incurred by such other Party solely by virtue
of section 895.2 of the Government Code.
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JOINT EXERCISE OF POWERS AGREEMENT
18.03 Insurance.
The Authority shall obtain necessary bonding, fiduciary
liability, and other insurance coverage on a pooled basis as
deemed necessary by the Board for all Directors, officers,
and employees. Such coverage shall be an administrative
expense and shall be on a pro rata share basis.
18.04 Privileqes and Immunities.
All of the privileges and immunities from liability,
exemptions from laws, ordinances and rules, all pension,
relief, disability, worker's compensation, and other benefits
which apply to the activity of officers, agents or employees
of any Member when performing their respective functions
within the territorial limits of the Member, shall apply to
them to the same degree and extent while engaged in the
performance of any of their functions and duties
extraterritorially hereunder.
ARTICLE 19.00 MISCELLANEOUS.
19.01 Conflicts of Interest.
No officer or employee of the Authority or any Member
shall have any financial interest, direct or indirect, in the
Authority nor shall any such officer or employee participate
in any decision relating to the Authority which affects his
or her financial interests or those of his or her
corporation, partnership, or association in which he or she
is directly or indirectly interested, in violation of any
State law or regulation.
19.02 Books and Records.
All books, records, accounts, and documents of the
Authori ty shall be available at any reasonable time to the
Members of the Authority, and, also, to the extent provided
by State law (the Public Records Act, California Government
Code Sections 6250, et ~), shall be public records
available to the public. This Section shall not authorize
the release of any confidential documents which would
constitute a personnel record of an officer or employee of
the Authority or any Individual Benefit Plan Participant, the
disclosure of which would constitute an unwarranted invasion
of privacy.
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JOINT EXERCISE OF POWERS AGREEMENT
19.03 Notices.
Notices shall be sufficient if sent by regular first
class mail, postage prepaid, to each Director and to each
Member. Notices to the Member may be sent to the City Clerk
or other official designated by the Member where the Agency
lacks a City Clerk position. Notices shall be in writing,
dated, and signed.
19.04 Amendments.
Except as otherwise provided in Section 16.01, any
amendments to this Agreement shall be approved if, within one
hundred twenty (120) days, approved by resolutions adopted by
a majority of the governing bodies of the Members, and an
amendment to this Agreement is executed by such approving
Members. Unless otherwise stated in the Amendment, the
effective date of any amendment shall be on July 1, following
its adoption.
19.05 Severabilitv of Terms.
Should any portion, term, condition, or provision of
this Agreement be determined by a court of competent
jurisdiction to be illegal or in conflict with any law of the
State of California, or be otherwise unenforceable or
ineffectual, the remaining portions, terms, conditions and
provisions shall not be affected thereby.
19.06 Reasonableness Standard.
Whenever in this Agreement consent or approval by a
Member is required, the same shall not be unreasonably be
withheld.
19.07 Successors.
Should a Party to this Agreement reorganize in
accordance with State law, the successor or successors in
interest to such Party may be substituted as a Party to this
Agreement, and such substitution shall become effective upon
the filing with the Board of an assignment by such Party to
its successor or successors in interest of all said Party's
rights and obligations hereunder, provided such assignment is
fully executed by the Party to this Agreement and its
successor or successors.
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JOINT EXERCISE OF POWERS AGREEMENT
19.08 Effect of Execution of Aqreement.
The foregoing constitutes the full and complete
Agreement of the Parties. There are no oral understandings
or agreements not set forth in writing herein. By execution
of this Agreement the executing Party agrees to comply with
the terms of the Agreement, and with future amendments as
approved by the Board. This Agreement may be executed in
counterparts.
IN WITNESS WHEREOF, each of the Parties hereto has
caused this Joint Powers Agreement to be executed as original
counterpart by its duly authorized Party on the respective
dates indicated below.
10/19/87
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"
JOINT EXERCISE OF POWERS AGREEMENT
CI
Donn Hall, Mayor
Date
~/4t787
ATTEST: ~.
f.f."JJ. ~7
ileen Phinney
City Clerk
APPROVE~-, A,S, TO ,~.
//-'-- {( { .
Thomas Wood, Esq. "-
City Attorney
iJ9du.~ ..' , g7-/o7
APPROVAL: ~"'~liU ~. /fig?
AUTHORIZING RESOLUTION AND DATE OF
Date
~/.lfj'7
"
,
AUTHORIZING RESOLUTION AND DATE OF APPROVAL:
87-167, November 23, 1987
, 5/276/011763-0001/004
10/19/87
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FIRST ADDENDUM
THIS FIRST ADDENDUM ("First Addendum") to that certain
JOINT EXERCISE OF POWERS AGREEMENT CREATING THE JOINT POWERS
EMPLOYEE BENEFIT AUTHORITY ("Agreement"), which Agreement
became effective on December 1, 1987, provides for the
expansion of the Joint Powers Employee Benefit Authority by
the addition of the Coast Community College District
("Distr ict") . Pursuant to Section 16.01 of the Agreement,
the governing body of the District has adopted a resolution
requesting admission and agreeing to be bound by all terms
and conditions of the Agreement. A true and correct copy of
such resolution is attached hereto as Exhibit "A". The
governing body has approved an agreement establishing the
terms and conditions for admission. In becoming a Member,
the District is hereby entitled to all rights and subject to
all obligations of any other Member of the Authority. All
terms and conditions of the Agreement shall remain in full
force and effect.
IN WITNESS WHEREOF, this Addendum has been executed by
its duly authorized Party on the respective dates indicated
below:
COAST COMMUNITY COLLEGE DISTRICT
~ /~ /tiJ7P
D te
B
d4#cell Or-
ATTEST:
~~#U 't? M
Name:
District Secretary
AUTHORIZING RESOLUTION AND DATE OF APPROVAL: IIJIfR.CII It" Ijff
4/12/88
-1-
~"35
SECOND ADDENDUM
THIS SECOND ADDENDUM ("Second Addendum") to that certain
JOINT EXERCISE OF POWERS AGREEMENT CREATING THE JOINT POWERS
EMPLOYEE BENEFIT AUTHORITY ("Agreement"), which Agreement
became effective on December 1, 1987, provides for the
expansion of the Joint Powers Employee Benefit Authority by
the addition of the HUNTINGTON BEACH UNION HIGH SCHOOL
DISTRICT ("District"). Pursuant to Section 16.01 of the
Agreement, the governing body of the District has adopted a
resolution requesting admission and agreeing to be bound by
all terms and conditions of the Agreement. A true and
correct copy of such resolution is attached hereto as Exhibit
"A". The governing body has approved an agreement
establishing the terms and conditions for admission. In
becoming a Member, the District is hereby entitled to all
rights and subject to all obligations of any other Member of
the Authority. All terms and conditions of the Agreement
shall remain in full force and effect.
IN WITNESS WHEREOF, this Addendum has been executed by
its duly authorized Party on the respective dates indicated
below:
HUNTINGTON BEACH UNION
HIGH SCHOOL DISTRICT
5-.;:)~-~'l
Date
By:
...<a~ -~~~
Lawrence Kemper, E .D.
Superintendent
ATTEST:
~a5fd~
Charmayn Bohman
Clerk of the Board
of Trustees
AUTHORIZING RESOLUTION NO. 37
DATE OF APPROVAL: APRIL 11, 1989
5/5/89
-1-
"3~
THIRD ADDENDUM
THIS THIRD ADDENDUM ("Third Addendum") to that certain
JOINT EXERCISE OF POWERS AGREEMENT CREATING THE JOINT POWERS
EMPLOYEE BENEFIT AUTHORITY ("Agreement"), which Agreement
became effective on December 1, 1987, provides for the
expansion of the Joint Powers Employee Benefit Authority by
the addition of the CITY OF SOUTH GATE ("City"). Pursuant to
section 16.01 of the Agreement, the governing body of the
city has adopted a resolution requesting admission and
agreeing to be bound by all terms and conditions of the
Agreement. A true and correct copy of such resolution is
attached hereto as Exhibit "A". The governing body has
approved an agreement establ iShing the terms and conditions
for admission. In becoming a Member, the City is hereby
entitled to all rights and subject to all obligations of any
other Member of the Authority. All terms and conditions of
the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, this Addendum has been executed by
its duly authorized Party on the respective dates indicated
below:
CITY OF SOUTH GATE
..- ."
- ,
By:
Date
Mr. Bruce sprag
Chief Administr
ATTEST:
.._"~ _.." ,'. ,<. ':- _' .c..
Name:" Mr. Gary Bacock
Title: Assistant to the Chief Administrative Officer
AUTHORIZING RESOLUTION NO. 4789
DATE OF APPROVAL: AUGUST 15, 1989
9/18/89
-1-
1-37
FOURTH ADDENDUM
THIS FOURTH ADDENDUM ("Fourth Addendum") to that certain
JOINT EXERCISE OF POWERS AGREEMENT CREATING THE JOINT POWERS
EMPLOYEE BENEFIT AUTHORITY ("Agreement"), which Agreement
became effective on December 1, 1987, provides for the
expansion of the Joint Powers Employee Benefit Authority by
the addition of the CITY OF VALLEJO ("City"). Pursuant to
Section 16.01 of the Agreement, the governing body of the
City has adopted a resolution requesting admission and
agreeing to be bound by all terms and conditions of the
Agreement. A true and correct copy of such resolution is
attached hereto as Exhibit "A". The governing body has
approved an agreement establishing the terms and conditions
for admission. In becoming a Member, the City is hereby
entitled to all rights and subject to all obligations of any
other Member of the Authority. All terms and conditions of
the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, this Addendum has been executed by
its duly authorized Party on the respective dates indicated
below:
"
.-
,
Date
..../ .....1
I
CITY ;:;: VALLEJ~, /
By: &WW' jf !t/~
Mr. Edward WOhlenber~----
City Manager
ATTEST:
.,
, .
j'u'/:._^-
Nam~
Title:
[' ),
f'"___ :.. \,
7-r-, , .'
~'b..L.l-l. "----
AUTHORIZING RESOLUTION NO. 89-409 N.C.
DATE OF APPROVAL: JULY 18, 1989
9/18/89
-1-
"O"3f
FIFTH ADDENDUM
THIS FIFTH ADDENDUM ("Fifth Addendum") to that certain
JOINT EXERCISE OF POWERS AGREEMENT CREATING THE JOINT POWERS
EMPLOYEE BENEFIT AUTHORITY ("Agreement"), which Agreement
became effective on December 1, 1987, provides for the
expansion of the Joint Powers Employee Benefit Authority by
the addition of the LEUCADIA COUNTY WATER DISTRICT
("District"). Pursuant to Section 16.01 of the Agreement,
the governing body of the District has adopted a resolution
requesting admission and agreeing to be bound by all terms
and conditions of the Agreement. A true and correct copy of
such resolution is attached hereto as Exhibit "A". The
governing body has approved an agreement establ ishing the
terms and conditions for admission. In becoming a Member,
the District is hereby entitled to all rights and subject to
all obligations of any other Member of the Authority. All
terms and conditions of the Agreement shall remain in full
force and effect.
IN WITNESS WHEREOF, this Addendum has been executed by
its duly authorized Party on the respective dates indicated
below:
LEUCADIA COUNTY WATER DISTRICT
/;;;/Jp'i
By:
~---L
M Joan Geiselhart
M nager
Date
ATTEST:
~<A'" ~ cl.~CwL!
me : 60 n n i e L. Sa v ill
Title: Executive Secretary
AUTHORIZING RESOLUTION NO. 986
DATE OF APPROVAL: SEPTEMBER 13, 1989
9/18/89
-1-
8'3'
ATTACHMENT "B"
JOIN!' PCWERS EMPLOYEE BENEFIT lIUIHORlTI
MEDICAL PREMIUM RETIREMENT
BENEFIT PlAN
6/01/8R
<i4fJ
TABLE OF can'ENl'S
SECI'ICIiI
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4
5
6
7
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9
TITlE
PURPCSE .
DEFINITICIiIS
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ELIGIBILITY AND ~ICI~TION
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FUNDING TIlE PIAN: VESTING
NCIiI-ALIENATION OF BENEFITS
CIWl;ES IN TIlE PlAN
BENEFITS
. .
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AIMINISTRATICIiI
MISCEUANroUS .
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PAGE
1
1
3
3
5
5
5
6
7
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JOIm' FO'VERS EMPLOYEE BENEFIT AUTHORITI
MEDICAL PREMHM RETIREMENT
BENEFIT PIAN
SocrION 1. PURPOSE
WHEREAS, the Member Agencies of the Joint IUwers Empl~ee Benefit
Authority desire to prcmote the retention and IIPra1e of enp1oyees; and
WHEREAS, it is the Member Agencies' belief that one desirable nethod
for achieving the foregoing objective is to assist employees in providing both
pre-retirement and post-retirement medical COIIerage premiun costs for thanse1ves
and their dependents.
THEREFORE, by action of the Joint FOWers Empl~ee Benefit Authority
this medical premium retirement plan is hereby adopted effective June 1, 1988.
SECI'ION 2. DEFINITIONS
When used herein, the follc:wing terms shall have the follc:wing neaning
unless the oontent clearly indicates otherwise:
2.1
2.2
2.3
2.4
2.5
2.6
2.7
2.8
Accamt - means the accamt established for credi ting Member
Agency Contriwtions, participant Contriwtions, and earnings
or losses allocated to a Participant's account.
Authori ty - means the Joint PO'oIers Employee Benef i t Authority.
Code - means the Internal Reveme Code of 1986.
Dependent - neans a Participant's natural or adopted child under
age 18 and dependent upon the Particpant for support and rrainten-
ance. Upon attaining age 18 such child ceases to be a dependent
for purposes of entitlement to receive arrj benefit provided under
Section 4 of this Plan.
Disability - means a physical or rrental inability to perfoIlll woIl<.
resulting fran injury or disease, which is expected to be permanent
and which entitles the Participant to a disability benefit under
the Member Agency's Retirement Plan and/or the Member Agency's
long teon disability plan.
Effective Date - means the date specified in the Member Agency's
Subscription Agreenent.
~loyee - means: i) persons enp1~ed by a Member Agency on a
u 1-tirre basis; and ii) a participant in the ~iember Agency's
Retirement plan.
Medical Premium - neans the crnount remitted to a health care
provider to provide rredical coverage on behalf of a Participant.
'1 'If z..
2.9 Member Agency - means those goverrment agencies which have agreed
to participate in the Joint Powers Employee Benefit Authority.
2.10 Member Agency Contritution - means those IlOnies paid into the Plan
by a /Iember Agency.
2.11 ~lember Agency Subscription Agreement - means the agreement between
the Manber Agency and the Authority pursuant to which the Member
Agency adopts this Plan.
2.12 participant - means an Employee who satisfies the eligibility
requirements of Section 3 and elects to participate in the Plan.
2.13 participant ContribJtion - means those IlOnies paid into the Plan
by a participant. For purposes of this Plan, a contritution to
the Plan pursuant to a salary deferral agreement is considered a
Participant contritution.
2.14 Plan - means this Joint 'E\:lWers Employee Benefit Authority Medical
Preni\.ll\ Retirement Benefit Plan.
2.15 Plan Actninistrator - means the Employin;j Member Agency or its
designee as provided in Section 8.
2.16 plan Year - means the twelve IlOnth period beinnin;j on July 1 of
each year.
2.17 Retirement - means the cessation of EmPloyment wi th a l1ember
Agency because of retirement under the /.,anber Agency's Retirerrent
plan.
2.18 Retirement plan - means the Retirement plan for a participatin;j
Member Agency.
2.19 SpOJse - means the lawful wife or husband of a participant on
the date the Participant retires, becorres disabled or dies.
SECI'ION 3. ELIGIBILITY AND PARrICIPATION
3.1 Eligibility. cnly those Employees EmPloyed on or after the
Effective Date by a Ilember Agency, and meeting the minimum age and eligibility
requirements specified in the Member Agency Subscription Agreement are eligible
to beccrne Participants in the Plan. An Employee who retired or separated fran
employment prior to the Effective Date shall not be entitled to participate in
this plan unless the Employee is rehired and then becorres eligible for partici-
pation hereunder.
3.2 Participation. An Employee nay elect to becare a participant in
the plan as of the first day of any pay period which camrences after the waiting
period specified in the Member Agency Subscription Agreement.
- 2~.AfJ
3.3 Termination of participation. Except in the event of a Partici-
pant's retirement, death or disability as provided in Sections 4.1 and 4.2 below,
a Participant shall cease to be a Participant on the day after he teDminates
employment with a Manber 1>qency, or fails to nake any contribJtion due under
Section 5.
SECTICN 4. BENEFITS
Medical Prani\.lll benefits are payable under this plan ooly in the
following circumstances.
4.1 Retiranent. O:nmencing on the date of Retirement, a S\.lll equiva-
lent to the premium charged for coverage shall be paid on behalf of participant
retiring on or after October 1, 1988 under the Member Agency's Retirement plan
to one of the following health coverage providers.
i) Arri M3mber Agency provided health plan;
ii) Blue CrossjBlue Shield;
iii) Arri plan available through the American Association of
Retired Persons; or
iv) Arri plan approved l:7j the Joint FOwers Eirpl~ee Benefit
Authori ty.
Such S\.lll shall be paid for the life of the Participant, and then to his Spouse
and/or Dependents, until the value of participant's Account balance is exhausted.
4.2 Disability and Death. If a Participant terminates participation
prior to retirement because of disability or death, canrrencing on the date of
disability or death, the benefit described above will be paid to one of the
listed health coverage providers on behalf of the Participant (or his Spouse
and/or Dependents in the event of the Participant's death) until the participant's
account balance is exhausted.
4.3 Termination of partici~ation. If the fOIller Participant is
employed by another /.lanber 1>qency withln 180 days after termination of his
participation, he nay elect to have his Participant ContribJtions and earnings
thereon credited to a new Plan Account established to reflect his participation
through this other Member 1>qency. At the sole discretion of the Member Agency,
the Participant ContribJtions and earnings thereon nay be returned to the Parti-
cipant upon termination of participation if he fails to rrake such election, or
is not so employed by another Manber At:Jency within 180 days. Should a forrrer
participant be reerrployed l:7j a Member Agency more than 180 days after he teonin-
ated employment with a Manber 1>qency, he shall only be eligible to participate
as a new employee.
4.4 Source of Benefit Payments. All payments to provide benefits
shall be made first fran Participant ContribJtions and earnings thereon, then
fran M3mber At:Jency ContribJtions and earnings thereon.
- 3 -<i-V'
4.5 cial Rule for Pent of Undistributed Partici ant Contribu-
t~ons and FarnlJ'lgs Thereon. I a the Partlclpant Contrlbu-
tions and earnings thereon have not been paid fran the Participant's Accamt at
the time when there is no longer any person entitled to receive (or to continue
to receive) the benefit provided under this Plan, such remaining funds will be
distributed, in the foUCMing order of priority, to:
i) the estate of the Participant, in the event the Participant,
at the tine of death, was not survived by a Spalse or
Dependents~
ii) the estate of the Participant's Spalse, in the event such
Spouse survived the participant, bJt at the tine of his or
her death, is not survived by any Dependents of the partici-
pant~ or
iii) the Dependents of the Participant (or the estate of any
deceased Dependent!, on the principle of representation.
At the time there is no longer any person entitled to receive
(or continue to receive) the benefit provided under this Plan, any undistribJted
Member Agency ContribJtions and earnings thereon in the participant's Accamt
and any Participant's Contributions and earnings thereon will be forfeited.
4.6 Forfeitures. Nrj ~lember Agency's ContribJtions and earnings
thereon or participant's ContribJtions and earnings thereon which are forfeited
under this Section 4 will be applied to reduce such Member Agency's future funding
obligation under Section 5.
SECTlOO 5. FUNDING tHE FrAN
All Participants are required to contribJte to this Plan. The cmount
of a Participant's Contribution shall be specified in the participant's deferral
agreerrent. ContribJtions may also be made by the Member Agency to the Plan.
participant Contributions and earnings or losses thereon and any Member Agency
ContribJtion and earnings or losses thereon shall be separately accx:unted for by
the Manber Agency pursuant to the requirenents of Section 8.1 hereof and treated
as a Participant Contribution for purposes of Sections 4.1 nd 4.2 hereof. The
amount of both Participant Contributions and Manber Agency ContribJtions may be
swsequently adjusted throogh the collective bargaining process. All ContribJ-
tions and earnings thereon shall remain an asset of the Manber Agency at all
times.
SECTIOO 6. NCN-ALIENATICN OF BENEFITS
No benefit payable under the provisions of the plan shall be subject
in any manner to anticipation, alienation, sale, transfer, ass ignment, pledge,
enOJrnbrance or charge, and any attempt to so anticipate, alienate, sell, transfer,
assign, pledge, enCllllber, or charge shall be void: nor shall such benefit be in
any manner liable for or subject to the debts, contracts, liabilities, engage-
ments, or torts of, or claims against, any Participant, Dependent, or Beneficiary,
- 4745
including claims of creditors, or a~ like or unlike claims. Any funds credited
to the plan shall continue for all purposes to be a part of the general funds of
the Member Agency, and no person other than the t\ember Agency and Joint IU./ers
Elnployee Benefit Authority, by virtue of the provisions of this Plan, shall have
a~ interest in such funds. To the extent that ~ person acxauires a right to
receive benefits under this Plan, such rights shall be no greater than the right
of a~ unseOJred or general creditor of the t\ember Agency.
SECI'IOO 7. c:!Wl;ES IN 1HE PLAN
7.1 Jlmenanent, Modification and Tennination of the Plan. '!he Member
Agencies and the Joint PaoIers Employee Benefit Authority expects the Plan to be
pennanent, but since future conditions affectin;j the Plan cannot be anticipated
or foreseen, the Manber Agencies and the Joint PaoIers Employee Benefit Authority
reserve the right to anand, modify or tenninate the plan at any time. '!he Joint
PaoIers Employee Benefit Authority may adept an anendrrent, modification, or termi-
nation of the plan as provided by the Joint Exercise of IU.lers Agreanent. It is
the intent of the Joint PaoIers Employee Benefit Authority and its Member Agencies
that the plan assets shall not at any time be used for, or diverted to, purposes
other than for the exclusive benefit of participants or their Beneficiaries, and
consequently no anananent, modification, or tennination of the plan shall divest
any person of his interest herein, except as may be otherwise required by the
law or other governnental authority.
7.2 Distrib.1tions on Tennination. In the event of tenni nation of the
Plan, the assets of Plan which remain after all expenses associated with such
tennination have been paid will be allocated anon;j, and distrib.1ted to, the
participants at such tine and in the fonn as determined by the tianber Agencies
and the Joint RJwers Employee Benefit Authority.
SECTIOO 8. ADMINISTRATIOO
8.1 Administration. The Member Agencies shall administer the plan
and shall have the authority to excerise the pa.ers and discretion conferred upon
than by the plan and shall have such other powers and authorities necessary or
prcper for the administration of the Plan as shall be determined fran time to
time. '!he Member Agencies shall keep carplete records and accamts as necessary
or prcper to administer the Plan and shall render such staterrents to the Joint
FCwers Employee Benefit Authority as may be requested. The Manber Agencies shall
maintain accounts and records with respect to the Participants and the benefits
provided under the Plan. Each Participant agrees to provide at such times and
in such manner as may be requested by the t1anber Agencies, such information as
may be necessary for each Member Agency to prepare ~ reports required by the
Internal Revenue service, the Department of Labor or a~ other governrrental
agency. The Member Agencies may adept such rules and procedlres for the admin-
istration of the plan as they shall consider advisable and shall have full p<Yo2r
and authority to enforce, coostrue, interpret and administer the Plan. '!he
tianber Agencies may adept such rules and procedures for the conduct of b.1siness
as they deem advisable and nay employ such agents, attorneys, accamtants,
investment advisors or other persons s in their epinion may be desirable for the
administration of the Plan, and my pay a~ such person reasonable carpensation.
- 5 '3-4,
The t~ember Agencies may delegate to anj agent, attorney, accomtant or other
person selected by than, any power or duty vested in, imposed upon, or granted
to than I:!i the plan, where such delegation is not inconsistent with the law.
8.2 Investnent Po'Ner of Member Agency. The Member Agencies shall
have all those posers, duties and obligations conferred or imposed I:!i the law
upon a fiduciary regarding management and investment of plan assets.
B.3 ~al fran Denial of Claims. If any claim for benefits under
the plan is whol y or partially denied, the claimant shall be given notice in
writing of such denial within 90 days after receipt of the claim (or if special
circumstances require an extension of time, written notice of the extension
shall be furnished to the claimant and an addi tional 90 days will be considered
reasonable l. '!he denial shall set forth the following infornation:
(al The specific reason or reasons for such denial:
(bl Soecific reference to pertinent Plan provisions on which
the denial is based: and
(cl A description of any additional naterial or infonnation
necessary for the clainant to perfect the claim.
8.4 Notification of EmplC7{ees. '!he Member Agencies shall canmunicate
in writing to all eligible Employees the terms and conditions of the Plan. Any
notice, accamting or other canmunication which a Member Agency may give the
participant shall be deemed given when mailed to the participant at the latest
address which has been furnished to the Member Agency. Any notice or other
canmunication which the Participant may give to the Member Agency shall not becane
effective until actual receipt of said notice I:!i the ~lernber Agency.
8.5 Rights Against the Joint Po'Ners Emplo/ee Benefit Authority and/or
Member Agencies. Neither the establlstment of the Plan, nor anj
rrodification thereof, nor any distribJtions hereunder, shall be construed as
giving to any Participant, or anj person whansoever, any legal or e::.Iuitable rights
against the Joint Po'Ners EmplC7{ee Benefi t Authority, Manber Agency, any director,
or officer, aTPl~ee or agent of either, or as giving anj person the right to be
retained in the empl~ of any Member Agency.
SECI'ICN 9. MISCELLANEOUS
9.1 Incanpetency. In the event a guardian, conservator or other person
legally vested with the care of any person receivin;J or claimin;J benefits under
the plan shall be aWOinted ~ a caJrt of canpetent juris1iction, payments shall
be made as directed and consistent with Section 4, providing that prcper proof
of appointment is furnished in a foon and nanner acceptable to the Member Agency.
To the extent permitted by law, any such payrrent so made shall be a ccmplete
discharge of anj liability therefor under the plan.
9.2 Il~ality of Particular Provision. The illegality of any partic-
ular provision of 1S plan shall not affect the other provisions, but the plan
shall be construed in all respects as if such invalid provision 'lllere omitted.
- 6 "S."cf1
9.3 Applicable Law. This Agreanent shall be construed, administered
and enforced according to the laws of the State of California and any applicable
federal law.
9.4 Pronams. W1enever used in this Agreanent, the rrasOJline pronam
is to be deerred to include the feminine. the singular fom, 'Nhenever used herein,
shall rrean or include the plural fom where applicable, and vice versa.
9.5 Annual Statement of Asset, Valuation. The Manber Agency shall
prepare for the Participants and the Joint :EUwers EmpIC1fee Benefit Authority an
annual statanent of Plan assets, including the fair I1Brket value of all Plan
assets, as of JUne 30 of each plan Year.
9.6 Inco Reference of Manber A en Subscri tion ree-
rrents. 'lbe terns and proVlslOns 0 each Manber Agency Subscnptlon Agreerrent
are hereby made a part of this Plan de>amlent.
- 7~_tf$