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HomeMy WebLinkAbout2006/08/01 Item 5 COUNCIL AGENDA STATEMENT ,---- t......, Item Meeting Date 08/01106 ITEM TITLE: Resolution Approving a first amendment to the agreement with Best Best & Krieger, LLP, for the Special Tax Legal Counsel Services required for the formation of Maintenance Community Facilities District No. 13-M and the annexation to Improvement Area A of the existing Otay Ranch Preserve Maintenance District (CFD 97-2) for the Otay Ranch Village Two Project, and authorizing the Mayor to execute said amendment. Resolution Approving the initiation of proceedings to consider the formation of Maintenance Community Facilities District No.13-M (Otay Ranch Village Two) for Otay Project L.P. and approving the form of the Reimbursement Agreement. SUBMITTED BY: Acting Director of Engineering-j)? ~ REVIEWED BY: InterimCityManager II (4/5thsVote: Yes_No-Xl Under the existing agreement with Best Best & Krieger, LLP, the scope of work is to provide special tax legal counsel services for the formation of Maintenance Community Facility District for Otay Ranch Village Seven pursuant to the "Mello-Roos Community Facilities Act of 1982". Tonight, Council will consider an amendment to the agreement with Best Best & Kreiger, LLP to expand the scope of work to include similar legal counsel services for the formation of Maintenance Community Facilities District for the Otay Ranch Village Two Project. Also, in compliance with Council Policy regarding the establishment of Commlmity Facility Districts, Otay Project L.P. has submitted an application for establishing Community Facilities District No. 13-M ("CFD-13M") to fund the maintenance of certain public improvements for the Otay Ranch Village Two Project. RECOMMENDATION: That Council approves the resolution approving the first amendment to the agreement with Best Best & Krieger, LLP for Special Tax Legal Counsel Services required for the formation of the Maintenance Community Facilities District No. 13-Mand for the annexation to Improvement Area A of the existing Otay Ranch Preserve Maintenance District (CFD 97-2) for the Otay Ranch Village Two Project and adopt the resolution initiating proceedings for the formation of CFD-13M and authorize the Mayor to execute said amendment and reimbursement agreement. BOARDS/COMMISSIONS RECOMMENDATION: N/A. DISCUSSION: Best Best & Krie!!er On March 22, 2005 City Council by Resolution No. 2005-083 approved the agreement "Original Agreement" (Attachment No. I) with Best Best & Krieger, LLP for Special Legal Counsel Services for the formation of Maintenance Community Facilities District, pursuant to the "Mello-Roos 5-1 - Page 2 Item~ Meeting Date 08/01/06 Community Facilities Act of 1982" for Otay Ranch Village Seven. The approval of this first amendment (Attachment No.2) will authorize the law firm Best Best & Krieger to continue to provide special legal counsel services required for the formation of CFD-13 M and the annexation to improvement Area "A", CFD 97-2 of the Otay Ranch Preserve Maintenance District for the Otay Ranch Village Two Project for a fee not to exceed $20,000. Pursuant to previously approved agreements, the Consultant Best Best & Kreiger, LLP has been providing the Special Tax Legal Counsel necessary for the formation of many Maintenance Community Facilities Districts within the City ofChula Vista. The scope of their services included in the previous agreements was to provide Special Tax Legal Counsel for the formation of Maintenance Community Facilities Districts within the City. Warren Diven, currently "partner" to Best Best & Krieger, would be lead counsel for the firm and would be responsible for the delivery of all legal services with this amendment. Mr. Diven was originally selected by staff based on the quality of previous similar work performed in association with the City's formation of various financing districts over a period of 15 years. Mr. Diven is very familiar with the current development in eastern Chula Vista. He has provided legal services to the City for the formation of major open space districts in the area (Eastlake I, Rancho Del Rey, Sunbow, and Otay Ranch). In addition, he has been the legal counsel on the majority ofthe existing assessment districts and CFDs formed to finance the construction of backbone facilities serving the major developments in the area. Initiation of the CFD The "Mello-Roos Act" allows for the creation of Community Facilities District (CFD) for financing the maintenance of public facilities needed for the City or development. The CFD will levy a special tax that is collected with the property taxes. There is no direct cost to the City. Tonight's agenda will start the formation process and sets in motion the required steps and schedules for the authorization to levy special taxes with the CFD. Procedure for formation of Community Facilities District No. 13M Following are the key actions that Council would take during the proceedings for CFD-13M: 1. Approval of the initiation of proceedings for formation of the proposed CFD and approval of a Reimbursement Agreement (Attachment No.3) to require that the Otay Ranch Company advance funds to the City to pay for all costs incurred by the City in undertaking the proceedings to form CFD-13M (up for consideration tonight). 2. Approval of Resolution of Intention (ROI) to establish CFD-13M. 3. Adopting the boundaries of the CFD and ordering the preparation of the Special Tax Report. 4. Holding public hearing, approval of Resolution to Formation (ROF), voter's election, and levy of the special taxes. 5-2 c:/ Page 3 Item ~ Meeting Date 08/01/06 Exhibit A presents the boundaries of the proposed CFD-13M, which includes parcels, located within Otay Ranch Village Two (818.9 gross acres). At build out there will be 2,786 residential units, IOJ acres elementary school site, 59.6 acres of parks and 6.1 acres Community Purpose Facility. The proposed district will finance the maintenance of improvements including, but not limited to, open space lots, street medians and parkways along City's Class III Streets or higher, detention basins, and other miscellaneous landscaping improvements at subdivision entries and intersections and landscaped buffer zones located along major roadways. A complete list of improvements will be specified in the Special Tax Report. The complete scopes of work are included in the agreement and attached to the Resolutions. DECISION MAKER CONFLICTS: Staff has reviewed the property holdings of the City Council and has found no such holdings within 500' of the property which is the subject of this action. FISCAL IMPACT: The Developer will solely fund the costs involved in this first amendment to the Original Agreement and the CFD Formation. The amount to be paid to Best Best & Krieger, LLP is not to exceed $20,000 for their assistance in the fo=ation of CFD-13M and annexation to Improvement Area A. All costs will be paid through deposit accounts funded by the developer. Attachments: Attachment I - Original Agreement with Best Best & Krieger Attachment 2 - First Amendment to Original Agreement Attachment 3 - Reimbursement Agreement for CFD-13M Exhibit A- Otay Ranch Village 2 Site Utilization map J: \Engineer1AGENDA\CAS2006\08-01.06CAS_I sf amend & Reimb Agr.doc 5-3 ATTACHMENT 1 Parties and Recital Page(s) Agreement between City of Chula Vista and Best Best & Krieger LLP For Special Counsel Legal Services for the Formation of Maintenance Community Facilities District within the City of Chula Vista Pursuant to the Hello-Roos Community Facilities Act of 1982 This agreement ("Agreement"), dated ~J'~ d-d:-~ for the purposes of reference only, and effectiv as of the date last executed unless another date is otherwise specified in Exhibit A, Paragraph 1 is between the City-related entity as is indicated on Exhibit A, paragraph 2, as such ("City"), whose business form is set forth on Exhibit A, paragraph 3, and Best Best & Krieger LLP the entity indicated on the attached Exhibit A, paragraph 4, as Consultant, whose business form is set forth on Exhibit A, paragraph 5, and whose place of business and telephone numbers are set forth on Exhibit A, paragraph 6 ("Consultant"), and is made with reference to the following facts: Recitals Whereas, the City desires to initiate proceedings pursuant to the Mello-Roos Community Facilities Act of 1982 and the City of Chula Vista Community Facilities District Ordinance enacted pursuant to the powers reserved by the City of Chula Vista unde~ Sections 3, 5 and 7 of Article XI of the Constitution of the State of California to form a community facilities district for the purpose of providing for the financing of the costs of public infrastructure maintenance for Otay Ranch Village Seven Project as further defined in Exhibit A of this Agreement; and Whereas, the City desires to retain the services of special counsel to assist and advise the City regarding the proceedings to form such community facilities district and the ongoing administration of such community facilities district; and, Whereas, Consultant warrants and represents that they are experienced and staffed in a manner such that they are and can prepare and deliver the services required of Consultant to City within the time frames herein provided all in accordance with the terms and conditions of this Agreement; and, Standard Form Two Party Agreement (Fourteenth Revision) Page 1 q~- C'%3 .-....-..- _ n .. _ u _ _.. _.... _._.. 5_"'4_m____ ___________ ____________ --------- (End of Recitals. Next Page starts Obligatory Provisions.) Standard Form Two Party Agreement (Fourteenth Revision) ~ . ".-". -- .< -- -.--~ -_.-.. -.--.------ -.-..-.-.- -.--- --- - 5=5---------.-------- Page :2 ---.---- Obligatory Provisions Pages NOW, THEREFORE, BE IT RESOLVED that the City and Consultant do hereby mutually agree as follows: 1. Consultant's Duties A. General Duties Consultant shall perform all of the services described on the attached Exhibit A, Paragraph 7, entitled "General Duties"; and, B. Scope of Work and Schedule In the process of performing and delivering said "General Duties", Consultant shall also perform all of the services described in Exhibit A, paragraph 8, entitled " Scope of Work and Schedule", not inconsistent with the General Duties, according to, and within the time frames set forth in Exhibit A, paragraph 8, and deliver to City such Deliverables as are identified in Exhibit A, Paragraph 8, within the time frames set forth therein, time being of the essence of this agreement. The General Duties and the work and deliverables required in the Scope of Work and Schedule shall be herein referred to as the "Defined Services". Failure to complete the Defined Services by the times indicated does not, except at the option of the City, operate to terminate this Agreement. C. Reductions in Scope of Work City may independently, or upon request from Consultant, from time to time reduce the Defined Services to be performed by the Consultant under this Agreement. Upon doing so, City and Consultant agree to meet in good faith and confer for the purpose of negotiating a corresponding reduction in the compensation associated with said reduction. D. Additional Services In addition to performing the Defined Services herein set forth, City may require Consultant to perform additional consulting services related to the Defined Services ("Additional Services"), and upon doing so in writing, if they are within the scope of services offered by Consultant, Consultant shall perform same on a time and materials basis at the rates set forth in the "Rate Schedule" in Exhibit A, paragraph 11 (C), unless a separate fixed fee is otherwise agreed upon. All compensation for Additional Services shall be paid monthly as billed. Standard Form Two Party Agreement (Fourteenth Revision) page 3 ----.-.-----. ...__._______._._"_h.___ _. __ ._._..___.__....5:06__...___.._ _..____ _____ ---_._-~ E. Standard of Care Consultant, in performing any Services under this agreement, whether Defined Services or Additional Services, shall perform in a ma=er consistent with that level of care and skill ordinarily exercised by members of the profession currently practicing under similar conditions and in similar locations. F. Insurance Consultant represents that it and its agents, staff and subconsultants employed by it in co=ection with the Services required to be rendered, are protected against the risk of loss by the following insurance coverages, in the following categories, and to the limits specified, policies of which are issued by Insurance Companies that have a Best's Rating of "A, Class V" or better, or shall meet with the approval of the City: Statutory Worker's Compensation Liability Insurance coverage in the attached Exhibit A, Paragraph 9. Insurance and Employer's amount set forth in the Commercial General Liability Insurance including Business Automobile Insurance coverage in the amount set forth in Exhibit A, Paragraph 9, combined single limit applied separately to each project away from premises owned or rented by Consultant, which names City as an Additional Insured, and which is primary to any policy which the City may otherwise carry ("Primary Coverage"), and which treats the employees of the City in the same manner as members of the general public ("Cross-liability Coverage"). Errors and Omissions insurance, in the amount set forth in Exhibit A, Paragraph 9, unless Errors and Omissions coverage is included in the General Liability policy. G. Proof of Insurance Coverage. (~) Certificates of Insurance Consultant shall demonstrate proof of coverage herein required, prior to the commencement of services required under this Agreement, by delivery of Certificates of Insurance demonstrating same, and further indicating that the policies may not be canceled without at least thirty (30) days written notice to the Additional Insured. (2) Policy Endorsements Required In order to demonstrate the Additional Insured Coverage, Primary Coverage and Cross-liability Coverage required under Standard Form Two Party Agreement (Fourteenth Revision) Page 4 _ .__ _._.. ___u___ u__ __. _ __ _..._. ,. 5-,-1----- ------ ---------- --------- -.----- -------,,-- Consultant's Commercial General Liability Insurance Policy, Consultant shall deliver a policy endorsement to the City demonstrating same, which shall be reviewed and approved by the Risk Manager. H. Security for Performance (l) Performance Bond In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide a Performance Bond (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Performance Bond"), then Consultant shall provide to the City a performance bond by a surety and in a form and amount satisfactory to the Risk Manager or City Attorneyl which amount is indicated in the space adjacent to the term, "Performance Bond", in said Paragraph 19, Exhibit A. (2) Letter of Credit In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide a Letter of Credit (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Letter of Credit"), then Consultant shall provide to the City an irrevocable letter of credit callable by the City at their unfettered discretion by submitting to the bank a letter, signed by the City Manager, stating that the Consultant is in breach of the terms of this Agreement. The letter of credit shall be issued by a bank, and be in a form and amount satisfactory to the Risk Manager or City Attorney which amount is indicated in the space adjacent to the term, "Letter of Credit", in said Paragraph 19, Exhibit A. (3) Other Security In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide security other than a Performance Bond or a Letter of Credit (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Other Security"), then Consultant shall provide to the City such other security therein listed in a form and amount satisfactory to the Risk Manager or City Attorney. Standard Form Two Party Agreement {Fourteenth Revision} Page 5 ----'--.__...____..., - _______..___._ "___.___.___ .0____._-- _ _5.=.a______________ -- ---- I. Business License Consul~an~ agrees ~o ob~ain a business license from ~he Ci~y and to otherwise comply with Title 5 of the Chula Vista Municipal Code. 2. Duties of ~he Ci~y A. Consultation and Cooperation City shall regularly consult the Consultant for the purpose of reviewing the progress of the Defined Services and Schedule therein contained, and to provide direc~ion and guidance to achieve ~he objec~ives of this agreement. The City shall permit access to its office facilities, files and records by Consultant throughout the ~erm of ~he agreement. In addition thereto, Ci~y agrees ~o provide the information, da~a, i~ems and ma~erials se~ for~h on Exhibi~ A, Paragraph 10, and wi~h the further understanding that delay in the provision of ~hese ma~erials beyond 30 days after au~horization to proceed, shall cons~i~ute a basis for ~he jus~ifiable delay in the Consul~an~'s performance of this agreemen~. B. Compensation Upon receip~ of a properly prepared billing from Consul~an~ submi~~ed to ~he Ci~y periodically as indicated in Exhibit A, Paragraph IB, bu~ in no even~ more frequen~ly ~han mon~hly,on the day of the period indicated in Exhibi~ A, Paragraph 1B, City shall compensa~e Consul~an~ for all services rendered by Consultan~ according ~o ~he ~erms and condi~ions se~ forth in Exhibit A, Paragraph 11, adjacent to ~he governing compensa~ion rela~ionship indica~ed by a "checkmark" next to the appropriate arrangemen~, subjec~ to ~he requiremen~s for retention se~ forth in paragraph 19 of Exhibit A, and shall compensate Consultan~ for out of pocket expenses as provided in Exhibi~ A, Paragraph 12. All billings submit~ed by Consultan~ shall con~ain sufficien~ informa~ion as ~o ~he proprie~y of ~he billing ~o permi~ ~he City to evalua~e ~ha~ the amoun~ due and payable ~he reunder is proper, and shall specifically contain the City's account number indicated on Exhibi~ A, Paragraph 1B (C) ~o be charged upon making such payrnen~. 3. Administra~ion of Con~rac~ Each party designa~es the individuals ("Contract Administrators") indicated on Exhibit A, Paragraph 13, as said party's contract administrator who is authorized by said party to represent them in the routine administration of this agreement. Standard Form Two Party Agreement {Fourteenth Revision} Page 6 ---.._--~._- -----.-.- ---_.. --. 5.:-:.9-._______. ____ ----- -~-- 4 . Term This Agreement shall terminate when the Parties have complied with all executory provisions hereof. 5. Liquidated Damages The prQvisions of this section apply if a Liquidated Damages Rate is provided in Exhibit A, Paragraph 14. It is acknowledged by both parties that time is of the essence in the completion of this Agreement. It is difficult to estimate the amount of damages resulting from delay in performance. The parties have used their judgment to arrive at a reasonable amount to compensate for delay. Failure to complete the Defined Services within the allotted time period specified in this Agreement shall result in the following penalty: For each consecutive calendar day in excess of the time specified for the completion of the respective work assignment or Deliverable, the consultant shall pay to the City, or have withheld from monies.due, the sum of Liquidated Damages Rate provided in Exhibit A, Paragraph 14 ("Liquidated Damages Rate"). Time extensions for delays beyond the consultant's control, other than delays caused by the City, shall be requested in writing to the City's Contract Administrator, or designee, prior to the expiration of the specified time. Extensions of time, when granted, will be based upon the effect of delays to the work and will not be granted for delays to minor portions of work unless it can be shown that such delays did or will delay the progress of the work. 6. Financial Interests of Consultant A. Consultant is Designated as an FPPC Filer If Consultant is designated on Exhibit A, Paragraph 15, as an "FPPC filer", Consultant is deemed to be a "Consultant" for the purposes of the Political Reform Act conflict of interest and disclosure provisions, and shall report economic interests to the City Clerk on the required Statement of Economic Interests in such reporting categories as are specified in Paragraph 15 of Exhibit A, or if none are specified, then as determined by the City Attorney. B. Decline to Participate Regardless of whether Consultant is designated as an FPPC Filer, Consultant shall not make, or participate in making or in any way attempt to use Consultant's position to influence a Standard Form Two Party Agreement (Fourteenth Revision) Page 7 ______"0__ ._.___..__u_o___ ._.__..______..".". _ _ .. '... _.. ._._.. ..... .5-~-l(~----.-...._-- --." --- governmental decision in which Consultant knows know Consultant has a financial interest compensation promised by this Agreement. or has reason to other than the C. Search to Determine Economic Interests Regardless of whether Consultant is designated as an FPPC Filer, Consultant warrants and represents that Consultant has dilige~tly conducted a search and inventory of Consultant's econom:LC interests, as the term is used in the regulations promulgated by the Fair Political Practices Commission, and has determined that Consultant does not, to the best of Consultant's knowledge, have an economic interest which would conflict with Consultant's duties under this agreement. D. Promise Not to Acquire Conflicting Interests Regardless of whether Consultant is designated as an FPPC Filer, Consultant further warrants and represents that Consultant will not acquire, obtain, or assume an economic interest during the term of this Agreement which would constitute a conflict of interest as prohibited by the Fair Political Practices Act. E. Duty to Advise of Conflicting Interests Regardless of whether Consultant is designated as an FPPC Filer, Consultant further warrants and represents that Consultant will immediately advise the City Attorney of City if Consultant learns of an economic interest of Consultant's, which may result in a conflict of interest for the purpose of the Fair Political Practices Act, and regulations promulgated there under. F. Specific warranties Against Economic Interests Consultant warrants and represents that neither Consultant, nor Consultant's immediate family members, nor Consultant's employees or agents ("Consultant Associates") presently have any interest, directly or indirectly, whatsoever in any property which may be the subj ect matter of the Defined Services, or in any property within 2 radial miles from the exterior boundaries of any property which may be the subject matter of the Defined Services, ("Prohibited Interest"), other than as listed in Exhibit A, Paragraph 15. Consultant further warrants and represents that no promise of future employment, remuneration, consideration, gratuity or other reward or gain has been made to Consultant or Consultant Associates in connection with Consultant I S performance of this Agreement. Consultant promises to advise City of any such promise that may be made during the Term of this Agreement, or for 12 months thereafter. Standard Form Two Party Agreement (Fourteenth Revision) Page 8 -.---.-- __."_"M'W.__._' ___ - _ ______ n_ _ _ ____ ___ 5_."..1_1_____ ______ -..------ ~. Consultant agrees that Consultant Associates shall not acquire any such Prohibited Interest within the Term of this Agreement, or for 12 months after the expiration of this Agreement, except with the written permission of City. Consultant may not conduct or solicit any business for any party to this Agreement, or for any third party, which may be in conflict with Consultant's responsibilities under this Agreement, except with the written permission of City. 7. Hold Harmless 1. Indemnification and Hold Harmless Agreement With respect to any liability, including but not limited to claims asserted or costs, losses, attorney fees, or payments for injury to any person or property caused or claimed to be caused by the acts or omissions of the Consultant, or Consultant's employees, agents, and officers, arising out of any services performed involving this project, except liability for Professional Services covered under Section X.2, the Consultant agrees to defend, indemnify, protect, and hold harmless the City, its agents, officers, or employees from and against all liability. Also covered is liability arising from, connected with, caused by, or claimed to be caused by the active or passive negligent acts or omissions of the City, its agents, officers, or employees which may be in combination with the active or passive negligent acts or omissions of the Consultant, its employees, agents or officers, or any third party. The Consultant's duty to indemnify, protect and hold harmless shall not include any claims or liabilities arising from the sole negligence or sole willful misconduct of the City, its agents, officers or employees. This section in no way alters, affects or modifies the Consultant's obligation and duties under Section Exhibit A to this Agreement. 2. Indemnification for Professional Services As to the Consultant's professional obligation, work or services involving this Project, the Consultant agrees to indemnify, defend and hold harmless the City, its agents, officers and employees from and against any and all liability, claims, costs, and damages, including but not limited to, attorneys fees, losses or payments for injury to any person or property, caused directly or indirectly from the negligent acts, errors or omissions of the Consultant or Consultant's employees, agents or officers; provided, however, that the Consultant's duty to indemnify shall not include any claims or liability arising from the negligence or willful misconduct of the City, its agents, officers and employees. Standard Form Two Party Agreement (Fourteenth Revision) Page 9 ----,-~.... . ... - -.. .-.. .. 5:::12___ ____u__ ._._____ __n._ --------- 8. Termination of Agreement for Cause If, through any cause, Consultant shall fail to fulfill in a timely and proper ma=er Consultant's obligations under this Agreement, or if Consultant shall violate any of the covenants, agreements or stipulations of this Agreement, City shall have the right to terminate this Agreement by giving written notice to Consultant of such termination and specifying the effective date thereof at least five (5) days before the effective date of such termination. In that event, all finished or unfinished documents, data, studies, surveys, drawings, maps, reports and other materials prepared by Consultant shall, at the option of the City, become the property of the City, and Consultant shall be entitled to receive just and equitable compensation for any work satisfactorily completed on such documents and other materials up to the effective date of Notice of Termination, not to exceed the amounts payable hereunder, and less any damages caused City by Consultant's breach. 9. Errors and Omissions In the event that the City Administrator determines that the Consultants' negligence, errors, or omissions in the performance of work under this Agreement has resulted in expense to City greater- than would have resulted if there were no such negligence, errors, omissions, Consultant shall reimburse City for any additional expenses incurred by the City. Nothing herein is intended to limit City's rights under other provisions of this agreement. 10. Termination of Agreement for Convenience of City City may terminate this Agreement at any time and for any reason, by giving specific written notice to Consultant of such termination and specifying the effective date thereof, at least thirty (30) days before the effective date of such termination. In that event, all finished and unfinished documents and other materials described hereinabove shall, at the option of the City, become City' s sole and exclusive property. If the Agreement is terminated by City as provided in this paragraph, Consultant shall be entitled to receive just and equitable compensation for any satisfactory work completed on such documents and other materials to the effective date of such termination. Consultant hereby expressly waives any and all claims for damages or compensation arising under this Agreement except as set forth herein. 11. Assignability The services of Consultant are personal to the City, and Consultant shall not assign any interest in this Agreement, and shall not transfer any interest in the same (whether by assignment or novation), without prior written consent of City. Stanaara Form Two Party Agreement (Fourteenth Revision) Page 10 ----_... ._~_.. - ._..._......_____.._ .__._u ___ __ 5_-:-J.a_______.______ -'.~- ~-- C~ty hereby consents to the ass~gnment of the port~ons of the Defined Services identified in Exhibit A, Paragraph 17 to the subconsultants identified thereat as "Permitted Subconsultants". 12. Ownership, Publication, Reproduction and Use of Material All reports, studies, information, data, statistics, forms, designs, plans, procedures, systems and any other materials or properties produced under this Agreement shall be the sole and exclusive property of City. No such materials or properties produced in whole or in part under this Agreement shall be subject to private use, copyrights or patent rights by Consultant in the Un~ted States or ~n any other country without the express written consent of City. City shall have unrestricted authority to publish, disclose (except as may be limited by the provisions of the Public Records Act), distribute, and otherwise use, copyright or patent, in whole or in part, any such reports, studies, data, statistics, forms or other materials or properties produced under this Agreement. 13. Independent Contractor City is interested only in the results obtained and Consultant shall perform as an independent contractor with sole control of the manner and means of performing the services required under this Agreement. City maintains the right only to rej ect or accept Consultant's work products. Consultant and any of the Consultant's agents, employees or representatives are, for all purposes under this Agreement, an independent contractor and shall not be deemed to be an employee of City, and none of them shall be entitled to any benefits to which City employees are entitled including but not limited to, 'overtime, retirement benefits, worker's compensation benefits, injury leave or other leave benefits. Therefore, City will not withhold state or federal income tax, social security tax or any other payroll tax, and Consultant shall be solely responsible for the payment of same and shall hold the City harmless with regard thereto. 14. Administrative Claims Requirements and Procedures No suit or arbitration shall be brought arising out of this agreement, against the City unless a claim has first been presented in writing and filed with the City and acted upon by the City in accordance with the procedures set forth in Chapter 1.34 of the Chula Vista Municipal Code, as same may from time to time be amended, the provisions of which are incorporated by this reference as if fully set forth herein, and such policies and procedures used by the City in the implementation of same. Standard Form Two Party Agreement (Fourteenth Revision) Page 11 '"------.. __nn...... _~_ _______._.._ _."_ .. 5-14.._ ....----- -'.'--- Upon request by City, Consultant shall meet and confer in good faith with City for the purpose of resolving any dispute over the terms of this Agreement. 15. Attorney's Fees Should a dispute arising out of this Agreement result in litigation, it is agreed that the prevailing party shall be entitled to a judgment against the other for an amount equal to reasonable attorney's fees and court costs incurred. The "prevailing party" shall be deemed to be the party who is awarded substantially the relief sought. 16. Statement of Costs In the event that Consultant prepares a report or document, or participates in the preparation of a report or document in performing the Defined Services, Consultant shall include, or cause the inclusion of, in said report or document, a statement of the numbers and cost in dollar amounts of all contracts and subcontracts relating to the preparation of the report or document.. 17. Miscellaneous A. Consultant not authorized to Represent City Unless specifically authorized in writing by City, Consultant shall have no authority to act as City's agent to bind City to any contractual agreements whatsoever. B. Consultant is Real Estate Broker and/or Salesman If the box on Exhibit A, Paragraph 16 is marked, the Consultant and/or their principals is/are licensed with the State of California or some other state as a licensed real estate broker or salesperson. Otherwise, Consultant represents that neither Consultant, nor their principals are licensed real estate brokers or salespersons. C. Notices All notices, demands or requests provided for or permitted to be given pursuant to this Agreement must be in writing. All notices, demands and requests to be sent to any party shall b~ deemed to have been properly given or served if personally served or deposited in the United States mail, addressed to such party, postage prepaid, registered or certified, with return receipt requested, at the addresses identified herein as the places of business for each of the designated parties. D. Entire Agreement Standard Form Two Party Agreement (Fourteenth Revision) Page 12 __. ____ _0- _. - ~ .~_.._.,-_.._,--_.__._--------- ...-----.- ___ 5~l_5_ .-.----,.. --- -- ---.. "-------- This Agreement, together with any other written document referred to or contemplated herein, embody the entire Agreement and understanding between the parties relating to the subject matter hereof. Neither this Agreement nor any provision hereof may be amended, modified, waived or discharged except by an instrument in writing executed by the party against which enforcement of such amendment, waiver or discharge is sought. E. Capacity of Parties Each signatory and party hereto hereby warrants and represents to the other party that it has legal authority and capacity and direction from its principal to enter into this Agreement, and that all resolutions or other actions have been taken so as to enable it to enter into this Agreement. F. Governing Law/Venue This Agreement shall be governed by and construed in accordance with the laws of the State of California. Any action arising under or relating to this Agreement shall be brought only in the federal or state courts located in San Diego County, State of California, and if applicable, the City of Chula Vista, or as close thereto as possible. Venue for this Agreement, and performance hereunder, shall be the City of Chula Vista. [end of page. next page is signature page.] Standard Form Two Party Agreement (Fourteenth Revision) Page 13 '-'-". ... 5-16__ ....'...__...~.-.~ ".-."---- Signature Page to Agreement between City of Chula Vista and Best Best & Krieger LLP For Special Counsel Legal Services for the Formation of Maintenance Community Facilities District within the City of Chula Vista Pursuant to the Kello-Roos Community Facilities Act of 1982 IN WITNESS WHEREOF, City and Consultant have executed this Agreement thereby indicating that they have read and understood same, and indicate their full and complete consent to its terms: DatedO~ , :2oS-- City Chula Vista cJZL !L Padilla, Mayor Attest: -_ 1U 1.I.A~~r> ../ Susan Bigelow, C ty Clerk as to form: ( City Attorney Dated: 3 -Ilf-o~ Best Best & Krieger LLP By: It.\''~~D~\....c2.I.^ Warren Diven, Partner Exhibit List to Agreement ) Exhibit A. Standard Form Two Party Agreement (Fourteenth Revision) Page 14 ----------- .~ ...- .... .-.."... "'0"' _.. _ no ______.5::11 ..--..-.-..----. ------- -------- Exhibit A to Agreement between City of Chula Vista and Best Best and Krieger 1. Effective Date of Agreement: 2. City-Related Entity: (X) City of Chula Vista, a municipal chartered corporation of the State of California () Redevelopment Agency of the City of Chula Vista, a political subdivision of the State of California () Industrial Development Authority of the City of Chula Vista, a () Other: [insert business form] , a ("City") 3. Place of Business for City: City of Chula Vista, 276 Fourth Avenue, Chula Vista, CA 91910 4. Consultant: Best Best & Krieger LLP 5. Business Form of Consultant: ( ) Sole proprietorship (X ) Partnership ( ) Corporation 6. Place of Business, Telephone and Fax Number of Consultant: 402 West Broadway, 13~ Floor San Diego, California 92101-3542 Voice Phone (619) 525-1300 general 619) 525-1337 Warren Diven Fax Phone (619) 233-6118 Standard Form Two Party Agreement (Fourteenth Revision) Page 15 .-.-- .... ... 5:-1L._.. - - - ,.--. --'-"- _.,- ---- 7. General Duties: Consultant shall provide special counsel legal services to the City pertaining to the formation of community facilities district for the McMillin Village 7 project, (' 'Community Facilities District") to finance the public infrastructure maintenance and, on an as needed basis, pertaining to the ongoing administration of the Community Facilities District formed for such purposes. I 1 8. Scope of Work and Schedule: A. Detailed Scope of Work: Formation of Community Facilities District. Consultant shall provide the following legal services to the City pertaining to the formation of each Community Facilities District: 1. Preparation of all resolutions, notices, contracts, and other papers and documents required in the formation proceedings; 2. Advise the City staff and other consultants regarding the required formation procedures and examine the formation proceedings, step by step, as such procedures are undertaken; 3. Appear at all hearings required as a part of the formation proceedings, and attend any other meeting where attendance is required or requested 4. Review the Report of the Special Tax Consultant as it relates to the formation proceedings for each community facilities district; 5. Review and examine the map showing the area and boundaries of each community facilities district; 6. Review the method and formula utilized by the Special Tax Consultant for the apportionment and levy of the special tax within each communit:t' facilities district; 7. Assist in any election procedure, as necessary and/or required, including the preparation of the form of all required election documents; Standard Form Two Party Agreement (Fourteenth Revision) Page 16 --'-"-.-.--- . n' _n_ ..._."' 5::J_L__________ ~_..~----- 8. Prepare the Notice of Special Tax Lien for each community facilities district; 9. Provide instruction and advice to City staff and City consultants related to any of the foregoing; and 10. Provide any and all other customary special counsel services relating to the formation proceedings. Onqoinq Administration of Communi tv Facilities Distric~ In addition to the foregoing services pertaining to the formation of the community facilities district, Consultant shall provide the following additional spectl counsel services to the City related to the ongoing administration of the community facilities district: 1. Advise and assist City staff and City cOnsultants regarding: (a.) Calculation of armual special tax rate and levy of armual special tax; (b.) Interpretation and application of special tax formula; (c.) Annexation of territory to a community facilities district; apportionment of special taxes or authorized maintenance; (d.) Cancellation or cessation of the Notice of Special Tax Lien; and (e.) Other issues related to the ongoing administration of the community facilities district and the levy of special taxes. 2. Preparation of resolutions, notices, contracts, and other papers and documents required related to any of the foregoing. 3. Appear at all City Council meetings related to any of the foregoing and attend any other meeting with City staff and City consultants related to any of the foregoing where attendance is required or requested by the City. 4. Provide any and all other customary special counsel services relating to the ongoing administration of the community facilities district. Such legal services pertaining to the ongoing administration of the community facilities district woud be provided only on an "as needed" basis upon the request of the City. Standard Form Two Party Agreement (Fourteenth Revision) Page 17 ._-~-----_. ---..-....-...--.. ____................._ _. 5_..2.0.___...._ __ _.. ______ -.- ---- B. Date for Commencement of Consultant Services: (x) Same as Effective Date of Agreement ( ) Other: C. Dates or Time Limits for Delivery of Deliverables: Deliverable No. 1 : N/A Deliverable No. 2: N/A Deliverable No. 3 : N/A D. Date for completion of all Consultant services: N/A 9. Insurance Requirements: (X) Statutory Worker's Compensation Insurance (X) Employer's Liability Insurance coverage: $1,000,000. (X) Commercial General Liability Insurance: $1,000,000. () Errors and Omissions insurance: None Required (included in Commercial General Liability coverage). (X) Errors and Omissions Insurance: $250,000 (not included in Commercial General Liability coverage) . 10. Materials required to be supplied by City to Consultant: Such documents as are contemplated in the detailed scope of work set forth above. 11. Compensation: A. () Single Fixed Fee Arrangement. For performance of all of the Defined Services by Consultant as herein required, City shall pay a single fixed fee in the amounts and at the times or milestones or for the Deliverables set forth below: Single Fixed Fee Amount: , payable as follows: Milestone or Event or Deliverable Amount or Percent of Fixed Fee Standard Form Two Party Agreement (Fourteenth Revision) Page 18 ,"_.._- - ------..---..--. ------..-....-. - -..-.- -"-". .5.=2..L_ ___ ______. ~_._._--- ) 1. Interim Monthly Advances. The City shall make interim monthly advances against the compensation due for each phase on a percentage of completion basis for each given phase such that, at the end of each phase only the compensation for that phase has been paid. Any payments made hereunder shall be considered as interest free loans, which must be returned to the City if the Phase is not satisfactorily completed. If the Phase is satisfactorily completed, the City shall receive credit against the compensation due for that phase. The retention amount or percentage set forth in Paragraph 19 is to be applied to each interim payment such that, at the end of the phase, the full retention has been held back from the compensation due for that phase. Percentage of completion of a phase shall be assessed in the sole and unfettered discretion by the Contracts Administrator designated herein by the City, or such other person as the City Manager shall designate, but only upon such proof demanded by the City that has been provided, but in no event shall such interim advance payment be made unless the Contractor shall have represented in writing that said percentage of completion of the phase has been performed by the Contractor. The practice of making interim monthly advances shall not convert this agreement to a time and materials basis of payment. B. Phased Fixed Fee Arrangement. For the performance of each phase or portion of the Defined Services by Consultant as are separately identified below, City shall pay the fixed fee associated with each phase of Services, in the amounts and at the times or milestones or Deliverables set. forth. Consultant shall not commence Services under any Phase, and shall not be entitled to the compensation for a Phase, unless City shall have issued a notice to proceed to Consultant as to said Phase. Phase Fee for Said Phase 1. $ 2. $ 3. $ Standard Form Two Party Agreement (Fourteenth Revision) Page 19 -..-- -___. __..." _"'_n _.u....,..._ __.__ ___. _~ _ ..... _ __ _ 5.-:".2.2-_________ -.------ 1. Interim Monthly Advances. The City shall make interim monthly advances against the compensation due for each phase on a percentage of completion basis for each given phase such that, at the end of each phase only the compensation for that phase has been paid. Any payments made hereunder shall be considered as interest free loans; which must be returned to the City if the Phase is not satisfactorily completed. If the Phase is satisfactorily completed, the City shall receive credit against the compensation due for that phase. The retention amount or percentage set forth in Paragraph 19 is to be applied to each interim payment such that, at the end of the phase. the full retention has been held back from the compensation due for that phase. percentage of completion of a phase shall be assessed in the sole and unfettered discretion by the Contracts Administrator designated herein by the City, or such other person as the City Manager shall designate, but only upon such proof demanded by the City that has been provided, but in no event shall such interim advance payment be made unless the Contractor shall have represented in writing that said percentage of completion of the phase has been performed by the Contractor. The practice of making interim monthly advances shall not convert this agreement to a time and materials basis of payment. C. (X) Hourly Rate Arrangement For performance of the Defined Services by Consultant as herein required. City shall pay Consultant for the productive hours of time spent by Consultant in the performance of said Services, at the rates or amounts set forth in the Rate Schedule herein below according to the following terms and conditions: (l) () Not-to-Exceed Limitation on Time and Materials Arrangement Notwithstanding the expenditure by Consultant of time and materials in excess of said Maximum Compensatmn amount. Consultant agrees that Consultant will perform all of the Defined Services herein required of Consultat for $ including all Materials, and other "reimbursables" ("Maximum Compensation"). (2) (X) Limitation without Further Authorization an Time and Materials Arrangement Standard Form Two Party Agreeme~t (Fourteenth Revision) Page 20 --..-..-----.---.--- ..-----------.--... ----".--- .________5=23--_______ -..- ---- At such time as Consultant shall have incurred time and materials equal to $10.000 as to the community facilities district (The "Authorization Limit" ) , Consultant shall not be entitled to any additional compensation without further authorization issued in writing and approved by the City. Nothing herein shall preclude Consultant from providing additional Servicesat Consultant's own cost and expense. Rate Schedule Category of Employee of Consultant Name Hourlv Rate Partners and Of Counsel Attorneys Warren Diven $225 and Various Others Senior Associates with 4 or more years of excerience Various $195 Junior Associates with 4 or less years of experience Various $175 Paralegals Various $125 Hourly rates may increase rendered after [month]. 19 , services is caused by City. 12. Materials Reimbursement Arrangement by 6% for services if delay in providing For the cost of out of pocket expenses incurred by Consultant in the performance of services herein required, City shall pay Consultant at the rates or amounts set forth below: None, the compensation includes all costs. () Reports, not to exceed $ (X) Copies. not to exceed Consultant's current rate Cost or Rate (x) Travel, not to exceed IRS Rate () Printing, not to exceed $ (X) Postage, not to exceed Actual Cost (X) Delivery, not to exceed Actual Cost () Long Distance Telephone Charges, not to exceed $ (X) Other Actual Identifiable Direct Costs: Standard Form Two Party Agreement (Fourteenth Revision) Page 21 '_--.-.,-. .---.--..---..-,--- .---..--.- .. - - H,__ 5:-2L_____n --------- Facsimile, not to exceed Consultant's current rate ~3. Contract Administrators: City: Sohaib Al- Agha, Senior Civil Engineer Consultant: Warren Diven Best Best & Krieger LLP 402 West Broadway, ~3~ Floor San Diego, California 92~0~-3S42 Telephone: (6~9}S2S-1337 Fax: (6~9}233-6~~8 E-mail: wbdiven@bbklaw.com ~4. Liquidated Damages Rate: N/A $ per day. Other: ~S. Statement o~ Economic Interests, Consultant Reporting Categories, per Conflict of Interest Code: (X Not Applicable. Not an FPPC Filer. ( FPPC Filer Category No.~. Investments and sources of income. Category No.2. Interests in real property. Category No.3. Investments, interest in real property and sources of J.ncome subject to the regulatory, permit or licensing authority of the department. Category No. and sources development, sale of real 4. Investments in business entities of income which engage in land construction or the acquisition or property. Category No. S. Investments in business entities and sources of income of the type which, within the past two years, have contracted with the City of Chula Vista (Redevelopment Agency) to provide services, supplies, materials, machinery or equipment. Category No.6. Investments in business entitie$ and sources of income of the type which, within the Standard Form Two Party Agreement (Fourteenth Revision) Page 22 ...-....--.--.-.. . .._- - - . 5-2.5 u -.-.. "-.---" --.--.- -. -.-- -..-.---- ~ past two years, have contracted with the designated employee's department to provide services, supplies, materials, machinery or equipment. Category NO.7. Business positions. ( ) List "Consultant Associates" interests in real property within 2 radial miles of Project Property, if any: 16. ) Consultant is Real Estate Broker and/or Salesman 17. Permitted Subconsultants: N/A _None 18 Bill Processing: A. Consultant's Billing to be submitted for the following period of time: ( X) Monthly ( ) Quarterly ( ) Other: B. Day of the Period for submission of Consultant's Billing: ) First of the Month ) 15th Day of each Month x) End of the Month ) Other: C. City's Account Number: 19 Security for Performance ) Performance Bond, $ ) Letter of Credit, $ ) Other Security: Type: Amount: $ Retention. If this space is checked, then notwithstanding other provisions to the contrary Standard Form Two Party Agreement (Fourteenth Revision) Page 23 ------- __.___h______. ._"_'._ _......_..... .._____. ....... 5=2.6.____... ....n ., ._ -.------ requiring the payment of compensation to the Consultant sooner, the City shall be entitled to retain, at their option, either the following "Retention Percentage" or "Retention Amount" until the City determines that the Retention Release Event, listed below, has occurred: Retention Percentage: % Retention Amount: $ Retention Release Event: ( ) Completion of All Consultant Services ( ) Other: Standard Form Two Party Agreement (Fourteenth Revision) Page 24 __ .__ ___.__ __._ .._._ .___ ____. ."__,____. _____.. ..__ . ___ .n. 5_::2L____ _ - ._.__..__~._ ___n_o -- --- RESOLUTION NO.2006- RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING A FIRST AMENDMENT TO THE AGREEMENT WITH BEST BEST & KRIEGER, LLP, FOR SPECIAL COUNSEL LEGAL SERVICES REQUIRED FOR THE FORMATION OF MAINTENANCE COMMUNITY FACILITIES DISTRICT NO. I3-M AND THE ANNEXATION TO IMPROVEMENT AREA A OF THE EXISTING OTAY RANCH PRESERVE MAINTENANCE DISTRICT (CFD 97-2) FOR THE OTAY RANCH VILLAGE TWO PROJECT, AND AUTHORIZING THE MAYOR TO EXECUTE THE AMENDMENT. WHEREAS, Best, Best & Krieger, LLP, pursuant to an agreement approved by City Council Resolution No. 2005-083, has been providing special legal counsel services, necessary for the formation of maintenance Community Facilities District for Otay Ranch Village Seven, pursuant to the "Mello-Roos Community Facilities Act of 1982"; and WHEREAS, staff is recommending that Best, Best & Krieger's agreement be amended to expand the scope of work to include similar legal counsel services for the formation of Maintenance Community Facilities District 13-M and the annexation to Improvement Area A of the existing Otay Ranch Preserve Maintenance District (CFD 97-2) for Otay Ranch Village Two Project for a fee not to exceed $20,000; and WHEREAS, Warren Diven, a partner at Best Best & Krieger, would be lead counsel for the firm and would be responsible for the delivery of all legal services for this amendment to the agreement; and WHEREAS, Mr. Diven was selected based on the quality of previous similar work performed in association with the City's formation of various fmancing districts over a period of 15 years, his familiarity with the current development in eastern Chula Vista, and his provision of legal services to the City for the formation of major open space districts in that area (Eastlake I, Rancho Del Rey, Sunbow, and Otay Ranch); and WHEREAS, in addition, Mr. Diven has been the legal counsel on all the existing assessment and community facilities districts formed to finance the construction of backbone facilities serving the major developments in the area. NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Chula Vista, approves the First Amendment to the Agreement with Best, Best & Krieger, LLP for Special Counsel Legal Services for the Formation of Maintenance Community Facility District within the City of Chula Vista pursuant to the Mello-Roos Community Facilities Act of 1982, a copy of which shall be kept on file in the Office of the City Clerk. 5-28 Resolution Page 2 BE IT FURTHER RESOLVED that the Mayor of the City of Chula Vista is hereby authorized and directed to execute the First Amendment on behalf of the City. Presented by Approved as to form by Leah Browder Acting Director of Engineering ~~ /1- L~ Ann Moore City Attorney } "\Engineer\LANDDEV\CFD's\CFD13M\Reso Best Best Krieger Agm.doc 5-29 THE ATTACHED AGREEMENT HAS BEEN REVIEWED AND APPROVED AS TO FORM BY THE CITY ATTORNEY'S OFFICE AND WILL BE FORMALLY SIGNED UPON APPROVAL BY THE CITY COUNCIL \-Ci!~ a~~ Ann Moore City Attorney Dated: July 26, 2006 CFD Reimbursement Agreement for Otay Ranch Village Two, CVT No. 06-05 under the provisions of the "Mello-Roos CFD Act of 1982" 5-30 ATTACHMENT 3 COMMUNITY FACILITIES DISTRICT REIMBURSEMENT AGREEMENT (Otay Project, LP) THIS AGREEMENT is made and entered into this day of August 2006, by and between the CITY OF CHULA VISTA, a charter city ("City"), and OTA Y PROJECT, L.P., a California limited Partnership ("Applicant"). RECITALS A. The Applicant has made application with the City to request that the City initiate proceedings under the provisions of the "Mello-Roos Community Facilities Act of 1982," as amended (Government Code Section 53311 and following), to form a community facilities district (the "Community Facilities District") to finance the maintenance of certain public improvements. The maintenance of such public improvements is required as a precondition to the development of properties owned and/or to be developed by the Applicant within that area of the City commonly known as Otay Ranch Village Two (Chula Vista Tract No. 06-05). B. Applicant agrees to advance funds to the City for the payment of all initial consulting and administration costs and expenses related to the proceedings to consider the formation of the Community Facilities District (the "Proceedings"). C. The parties hereto wish to enter into an Agreement to memorialize the terms and conditions pursuant to which Applicant shall advance monies and the monies so advanced may, subject to certain conditions contained herein, be reimbursed or credited against future special tax obligations. AGREEMENT The parties hereto, for mutual consideration, agree as follows: SECTION 1. Advances. A. Applicant shall advance monies to the City in such amounts and at such times as specified below to pay all costs and expenses incurred by the City in undertaking the Proceedings, including without limitation, the following: 1. Special Tax Consultant services; 2. Special Counsel Legal Consultant 3. City staff and City Attorney time. All such costs and expenses are collectively referred to as the "Formation Costs." B. Advances shall be made to the City pursuant to the following schedule: J: \En.gineer\LANDDEV\CFD's\ Village 2- Maintenance CFD13M\Reimbursement Agreement_ORC.doc I 5-31 I. Applicant has advanced to the City the sum of$59,500, receipt of which is acknowledged by the City. 2. If monies in addition to the initial advance are necessary to pay for the Formation Costs, the City shall as necessary and from time to time make written demand upon Applicant and Applicant shall immediately thereafter, within five (5) working days, deposit said monies with the City to pay for the balance of the Formation Costs. If such additional monies are not timely received, all Proceedings shall, at the option of the City, be suspended until such monies are received. SECTION 2. Records. The City agrees to keep records consistent with its regular accounting practices of the amount of monies advanced and the expenditure of such monies. Additionally, the City shall enter into and maintain contracts with all consultants, which shall specify the scope of services and compensation to be paid to all such consultants. Such records and contracts shall be available for review by the Applicant during normal business hours upon reasonable notice to the City. SECTION 3. Reimbursement. If the Proceedings to form the Community Facilities District are not completed and are abandoned for any reason at anytime there will be no obligation on the part of the City or the Community Facilities District to reimburse Applicant for any monies previously advanced pursuant to this Agreement; provided, however, the City does agree to return to Applicant any monies previously advanced which remain on deposit with the City and which the City determines are in excess of the amount necessary to pay for any outstanding Formation Costs previously incurred by the City. SECTION 4. Ownership of Documents. All plans, specifications, reports, appraisals and other documentation as prepared as a part of the Proceedings shall become the property of the City, regardless as to whether the Community Facilities District is actually formed. SECTION 5. No Obligation to Form Community Facilities District. Applicant acknowledges that the decision of the City Council to form the Community Facilities District is an exercise of the legislative authority of the City Council and that the City may not enter into a contract to obligate the City Council to exercise its legislative discretion in a particular manner. This Agreement does not, therefore, in any way create a contractual, legal or equitable obligation of or commitment by the City to approve the formation of the Community Facilities District. The City expressly reserves the right to abandon the Proceedings for any reason at any time prior to the completion thereof. Should Applicant desire to abandon the Proceedings, Applicant shall provide written notification of such desire to the City and request the City to immediately terminate all consulting agreements and use all efforts to minimize any and all Formation Costs. SECTION 6. Counterparts. This Agreement may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. SECTION 7. Authority to Execute Agreement. The City and the Applicant represent that the individuals signing this Agreement have full right and authority to bind their respective parties to this Agreement. J:\EngineerILANDDEVlCFD'sIVi/l(1ge 2- Maintenance CFD13WReimbursement Agreement_ORCdoc 2 5-32 SECTION 8 Best Efforts. The parties promise to use their best efforts to satisfy all conditions to this Agreement and to take all further steps and execute all further documents reasonably necessary to put this Agreement into effect. SECTION 9. Successor and Assigns. This Agreement shall be binding on and inure to the benefit of the respective parties and their respective heirs, legal representatives, successors and assigns. Applicant may not assign its rights or obligations hereunder except upon written notice to City within ten (1 0) days of the date of such assignment indicating the name and address of the assignee. Upon such notice and the assumption by the assignee in writing delivered to the City of the rights, duties and obligations of the Applicant arising under or from this Agreement, Applicant shall be released for all future duties or obligations arising under or from this Agreement. SECTION 10. Singular and Plural; Gender. Whenever used herein, the singular number shall include the plural, the plural number shall include the singular, and the masculine feminine or neuter gender shall include the others whenever the context of the Agreement so indicates. SECTION II. Entire Agreement. This Agreement contains the entire Agreement between the parties hereto with respect to the subject matter hereof. This Agreement may not be altered, modified or amended except by an instrument in writing executed by all of the parties. SECTION 12. Governing Law. This Agreement has been executed in and shall be governed by the laws of the State of California. SECTION 13. Construction. This Agreement shall be construed as a whole and in accordance with its fair meaning. Captions and organizations are for convenience and shall not be used in construing meaning. SECTION 14. Severability. In the event that anyone or more of the provisions of this Agreement that is or are material to the entering into this Agreement by either Applicant or the City shall for any reason be held to be unenforceable in any material respect by a court of competent jurisdiction, Applicant and the City may mutually agree that such unenforceability shall not affect any other provision of this Agreement, and that this Agreement shall be construed as if such unenforceable provision or provisions had never been contained herein. If Applicant and the City fail to so mutually agree, this Agreement shall terminate, without penalty to either party, after the giving by one party of thirty (30) days' prior written notice to the other party. In such event, the City shall use all efforts to minimize any and all Formation Costs and shall return to Applicant any monies previously advanced which remain on deposit with the City and which the City determines are in excess of the amount necessary to pay for any outstanding Formation Costs previously incurred by the City. SECTION 15. Notices. All notices and demands shall be given in writing by personal delivery or first-class mail, postage prepaid. Notices shall be addressed as appears below for the respective party; provided that, if any party gives notice of a change of name of address, notices to the giver of that notice shall thereafter be given as demanded in that notice. Notices shall be deemed received seventy-two (72) hours after deposit in the United States mail. J: \EngmeerILANDDEV\CFD's\ Village 2- Maintenance CFD13M\Reimbursement Agreement_ORCdoc 3 5-33 CITY: CITY OF CHULA VISTA 276 Fourth Avenue Chula Vista, CA 91910 Attention: City Manager APPLICANT: OTAY RANCH COMPANY 610 West Ash Street, Suite # 1500 San Diego, CA 92101 SECTION 16. Time of the Essence. Time is of the essence in the performance of the parties respective obligations herein contained. SECTION 17. Waiver. The waiver by one party of the performance of any covenant, condition or promise shall not invalidate this Agreement, nor shall it be considered a waiver by him of any other covenant, condition or promise. The waiver by either or both parties of the time for performing any act shall not constitute a waiver of the time for performing any other act or an identical act required to be performed at a later time. The exercise of any remedy provided in this Agreement shall not be a waiver of any consistent remedy provided by law, and any provision of this Agreement for any remedy shall not exclude other consistent remedies unless they are expressly excluded. SECTION 18. Amendment. No provision of this Agreement may be modified, waived, amended or added to except by a writing signed by the party against which the enforcement of such modification, waiver, amendment or addition is or may be sought. SECTION 19. Hold Harmless. Applicant shall defend, indemnifY, protect and hold harmless the City, its elected officials and appointed officers, employees and consultants retained for purposes other than formation of the Community Facilities District, from and against all claims for damages, liability, cost and expense (including without limitation attorneys' fees) arising directly or indirectly out of the waiver by the City Council of the City's procedures for the selection of any of the consultants identified in Section 1. and retained by the City to assist in undertaking the Proceedings. Applicant's indemnification shall include any and all costs, expenses, attorneys' fees and liability incurred by the City, its officers, employees or consultants retained for purposes other than formation of the Community Facilities District in defending against such claims, whether the same proceed to judgment or not. Further, Applicant at its own expense shall, upon written request by the City, defend any such suit or action brought against the City, its officers, employees or consultants retained for purposes other than formation of the Community Facilities District. Applicant's indemnification of City shall not be limited by any prior or subsequent declaration by the consultant. [Remainder of this page intentionally left blank.] J: lEngineer\L.ANDDEVlCFD'sl Village 2- Maintenance CFD13MiReimbursement Agreement_ORedoc 4 5-34 Page One of Two Signature Pages to Community Facilities District Reimbursement Agreement Between the City of Chula Vista and Otay Project, LLC, IN WITNESS WHEREOF, City and Applicant have executed this Agreement thereby indicating that they have read and understood same, and indicate their full and complete consent to its terms. CITY OF CHULA VISTA By: Stephen Padilla Mayor of the City Of Chula Vista Attest: Susan Bigelow City Clerk Approved as to Form: Ann Moore City Attorney J: \Engineer\LANDDEV1CFD's\ Village 2~ Maintenance CFD13Af\Relmbursement Agreement_DRCdoc 5 5-35 Page One of Two Signature Pages to Community Facilities District Reimbursement Agreement Between the City of Chula Vista and Otay Project, LLC, OTAY PROJECT, LP, a California Limited Partnership By: OT A Y PROJECT, LLC, A California Limited Liability Company Its General Partner, By: OTA Y RANCH DEVELOPMENT, LLC, Its Authorized Member, By: Name: Title: (ATTACH NOTARY ACKNOWLEDGMENTS) J:\El1gineer\LANDDEV1CFD'sIVillage 2. Mamtenance CFD13M\Reimbursement Agreement_ORCdoc 6 5-36 RESOLUTION NO. 2006- RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING THE INITIATION OF PROCEEDINGS TO CONSIDER THE FORMATION OF COMMUNITY FACILITIES DISTRICT NO. I3-M (OTAY RANCH VILLAGE TWO) FOR OTAY PROJECT L.P. AND APPROVING THE FORM OF THE REIMBURSEMENT AGREEMENT. WHEREAS, the City of Chula Vista has received an application from Otay Project, L.P. (the "Applicants"), requesting that the City Council initiate proceedings pursuant to the Mello- Roos Community Facilities Act of 1982, as amended (Government Code Section 53311 and following)(the "Act") to form a maintenance community facilities district preliminarily designated as Community Facilities District No. 13-M (Otay Ranch Village Two) (the "District") to fund the maintenance of certain public improvements serving Chula Vista and development improvements serving the Otay Ranch Village Two project; and WHEREAS, the Applicant has requested that the District encompass that territory within Otay Ranch Village Two owned by and to be developed by the Applicant; and WHEREAS, the form of a Community Facilities Reimbursement Agreement pursuant to which the Applicant has agreed to advance funds to the City to pay for all costs incurred by the City in undertaking the proceedings to consider the formation of the District to be secured by the levy of special taxes with the District has been presented to this City Council for its consideration. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF CHULA VISTA as follows: SECTION 1. The above recitals are all true and correct. SECTION 2. This City Council authorizes the initiation of proceedings to consider the formation of the District as requested by the Applicant subject to all requirements of the Act and the City of Chula Vista Statement of Goals and Policies regarding the establishment of Community Facilities Districts. The decision of this City Council to form the District is an exercise of the legislative authority of this City Council. The adoption of this resolution and the approval of the reimbursement agreement do not either collectively or separately obligate this City Council to exercise its legislative discretion in a particular manner. This resolution does not in any way create a contractual, legal or equitable obligation of or commitment by this City Council to approve the formation of the District. This City Council expressly reserves the right to abandon the proceedings to consider the formation of the District for any reason at any time prior to the completion thereof. 5-37 Page 2 SECTION 3. This resolution shall become effective upon its adoption. Presented by Approved as to form by Leah Browder Acting Director of Engineering '-I~/a ~- Ann Moore City Attorney J :\Engineer\LANDDEV\CFD's\CFD 13M\Reso Reimbursement Agm.doc 5-38 LEGEND .-A%.,,- n..~.7 R R..id.ntJaI $ Sclloal P PIIr_ CPII Communtty Pvrpaa F-.;ilily os open 'P- C CotnINn:!&I PQ PublidQUllal-Public -"'- ~/j ....'" -" -- ~" ,HV.> .... ..... - \" .- - 'L..! .. - fl.... ..............\.ocwod........... "'A_..C ""r ...- R-14 MF 5J.6 AC 1450\ R-15 SF 5..2AC 37 CLk ~. ~ ..-~ - Note: The boundary between the C/MU parcels and the adjacent MF parcels may be adj1Jsted during the Design Review Process up to a maximum of 21.6 acres of combined C and MU zoned land. lMMIiIf~0w_._' .. "'-'r ...- ,..,.. LAND USE SUMM.IIRY ViTia.,. Two Commercial l....ndUs. ........ CU. Till1Iet N.eig/1borhClod Land USIII A~rtag. CU, TargetO.ansity Den:sity C., Com'l 11.9 $ingJ.aFamiJy .-< SF 41.5 "0 " Subtotal Com(nrc:Jal 11.1 .-6 SF 12.6 .., " .-7 SF .. " " Industrial .-6 SF 1CO 51 ,., IND.1 !ndustrial 51.S .-9 SF "3 '" 7.6 IN0-2 Industrial 6.7 "R.IS SF 7' " 6~ INO.3 lI1dustrial 297 R.H!A SF ", 66 '.6 R-If~B SF 10.4 " ,,, Sublotlllndustrlal U,g R.19 SF 10.8 8J 7.7 ~ri'~~~~nS~ili~?~e!~~rp~td~~~~~e':I~~:~~~"a~;":n~n'!f ~A~ ~~ at R-lO SF 19.3 " '.3 IheOlayJ..andnlr. R-Z1 SF 22.2 " " P... R-23 SF 13.1 " " F.' Town SqI,Jall!! Park 1.' R-24 SF 76 " SA F.' F... 7.1 R-ZS SF 9.5 ae 7.' F-3 Pn .., Subtotal Family 1987 '" 5.0 F-< Park "4.2 Subtotiili Parks S!t6 MuJU-Filmily CPF R.' MF 157 100 '.3 CPF.1 CFF U R.l0 MF '.5 90 20.0 C?F-2 CFF 0.9 R-11 MF 9.' 14' 14.5 CPF-J CFF 1.7 R~12 MF '" '" '" CPF-4 CFF 1.5 R-1J MF "3 149 14.5 R_14 MF 7.6 137 18.D CPF-5 CFF D.' R_16 MF 3S " 21.1 Suhto~1 CPF '.1 R-17 MF ,,, 119 ,,~ 00.." R.26 MF .. " '.5 5-1 Sd'lcol 103 R-2l MF " 110 12.5 OpenSpaca OS 164.5 R.Z8 MF " is 14.4 Preserve OS 74.7 R-29 MF .., '" 1" ExlemalCirculaUon 26.2 R-30 MF ", 180 17,6 II"I!8malCin::ulatjQl"l 42.5 Sl.Ibtolill Multl.Famlly '2'!I.6 1,140 13.4 Sublolal Open Space 311.3 & Other Mind USI MU-, MU 11 " 9.1 81U 2,lIG MU-2 MU " 12 '.5 'An addilionaIJ.OtCIS.OaaeCPFairewiJI be provided MU-J MU '.3 38 ... wlll'lln !.he VIllage Core Purnuanl to a suoSe'quenl S?A All'ltlndment Subtotal Mixed U!le 6.' " EXHIBIT "A" Site Utilization Plan - Village of Montecito January 2006 5-39 Oray RAnch S~cti07ZaL Pl4nning A~a Plan l,,'i&g~ of lvlonr<:clro ilnd Gray WInch Bwim55 Park THE ATTACHED AGREEMENT HAS BEEN REVIEWED AND APPROVED AS TO FORM BY THE CITY ATTORNEY'S OFFICE AND WILL BE FORMALLY SIGNED UPON APPROVAL BY THE CITY COUNCIL '-!L, a~~ Ann Moore City Attorney Dated: July 26, 2006 First Amendment to Agreement wi Best Best & Krieger LLP for Special Counsel Legal Services for the Formation of Maintenance CFD wlin the CCV per the Mello-Roos Community Facilities Act of 1982 5-40 FIRST AMENDMENT TO the Agreement between the City of Chula Vista and Best Best & Krieger, LLP For Special Counsel Legal Services for the Formation of Maintenance Community Facility District within the City of Chula Vista Pursuant To the MeIlo-Roos Community Facilities Act of 1982 Recitals This First Amendment ("First Amendment") is entered into effective as of 2006 by and between the City of Chula Vista ("City") and Best Best and Krieger, LLP ("Best Best & Krieger"), with reference to the following facts: WHEREAS, the City Council on March 22,2005 approved an agreement with Best Best & Krieger for Special Counsel Legal Services for the Formation of Maintenance Community Facility District for Otay Ranch Village Seven by Resolution No. 2005-083 ("Original Agreement"); and WHEREAS, Best Best & Krieger has assisted the City as the Legal Counsel for the Formation of many Community Facilities Districts ("CFDs") in easter:! Chula Vista; and WHEREAS, Best Best & Krieger possesses extensive knowledge and experience in providing legal assistance in the CFD formations and has a unique understanding of the development issues in the City of Chula Vista; and WHEREAS, the parties negotiated a new Scope of Work; and WHEREAS, the parties now desire to amend the Original Agreement to expand the scope of work required by Best Best & Krieger to provide Special Legal Counsel Services for the Formation of a Maintenance Community Facility District for Otay Ranch Village Two project "Project" and the annexation of the Project to Improvement Area "A" of the existing Otay Ranch Preserve Maintenance District (CFD97-2); NOW, THEREFORE, in consideration of the recitals and the mutual obligations of the parties set forth in this First Amendment, City and Best Best & Krieger agree as follows: 1. Exhibit A, Section 6, Place of Business, Telephone and Fax Number of Consultant, is deleted in its entirety and replaced with the following: 655 West Broadway Fifteenth Floor San Diego, CA 92101 Phone: (619) 525-1300 Fax: (619) 233-6118 5-41 1 of 3 2. Exhibit A, Section 7, General Duties is amended to add the following: Consultant shall also provide special legal counsel services to the City pertaining to the Formation of a Maintenance Community Facility District for Otay Ranch Village Two and the annexation of the Village Two to Improvement Area "A" of the existing Otay Ranch Preserve Maintenance District (CFD97-2) 3. Exhibit A, Section 11.C.2, Limitation Without Further Authorization on Time and Material Arrangement, the first paragraph is deleted in its entirety and replaced with the following: At such time as Consultant shall have incurred time and materials equal to $10,000 as to the Village Seven Community Facilities District and $20,000 as to Village Two Community Facilities District (The "Authorization Limit"), Consultant shall not be entitled to any additional compensation without further authorization issued in writing and approved by the City. Nothing herein shall preclude Consultant from providing additional services at Consultant's own cost and expense. 3. All other provisions of the Original Agreement shall remain in full force and effect. 5-42 2 of 3 SIGNATURE PAGE TO FIRST AMENDMENT TO THE AGREEMENT BETWEEN THE CITY OF CHULA VISTA AND BEST BEST & KRIEGER, LLP IN WITNESS WHEREOF, City and Consultant have executed this First Amendment to the Agreement thereby indicating that they have read and understood same, and indicate their full and complete consent to its terms: Dated: ,2006 City of Chula Vista Attest: By: Stephen C. Padilla, Mayor Susan Bigelow, City Clerk Approved as to form: Ann Moore, City Attorney Best Best & Krieger, LLP By: Warren Diven, Partner J:\Engineer\AGENDA\Agreements\BB &K 1 sf Amendment-CFDJ 3M_8-1-06.doc 5-43 3 of 3