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HomeMy WebLinkAboutAgenda Packet 1994/05/10 Tuesday, May 10, 1994 6:00 p.m. "I declare \>lnder penalty of parJury thet I all'l employed by the City of Chula Vista in the Office of the City Clerk and that I posted this AgenJalNolice on the Bulletin Board at tha Public ~!l!'ces Buildin:! and at Cit Hall on DATED,6 5/~ SIGNED ~ Re lar of the Cit of a Vista I Council Council Chambers Public Services Building CALL TO ORDER 1. ROLL CALL: Councilmembers Fox _, Horton _, Moore _, Rindone _, and Mayor Nader _' 2. PLEDGE OF ALLEGIANCE TO THE FLAG. SILENT PRAYER 3. APPROVAL OF MINUTES: April 26, 1994 and May 3, 1994 4. SPECIAL ORDERS OF THE DAY: a. Oath of Office: John Munch - Economic Development Commission (Ex-Officio). ***** Effective April 1, 1994, there have been new amendments to the Brown Act. The City Council must now reconvene into open session to report any .fit1gJ actions taken in closed session and to atfjoum the meeting. Because of the cost involved, there wiU be no videotaping of the reconvened portion of the meeting. However, final actions reported will be recorded in the minutes which will be available in the City Clerk's Office. ***** CONSENT CALENDAR (Items 5 through 14) The staff recommendations regarding the following items listed under the Consent Calendar will be enacted by the Council by one motion without discussion unless a Councilmember, a member of the public or City staff requests that the item be pulled for discussion. If you wish to speak on one of these items, please fill out a "Request to Speak Fonn" available in the lobby and submit it to the City Clerk prior to the meeting. (Complete the green fonn to speak in favor of the staff recommendation,' complete the pink fonn to speak in opposition to the staff recommendation.) Items pulled from the Consent Calendar wU/ be discussed after Board and Commission Recommendations and Action Items. Items pulled by the public wU/ be the first items of business. 5. WRITTEN COMMUNICATIONS: a. Letter in response to City Council request for joint meeting with Southwestern ColIege Governing Board regarding building/locating a Transit Center at Southwestern ColIege - Joseph M. Conte, Superintendent/President, Southwestern ColIege, 900 Otay Lakes Rd., Chula Vista, CA 91910. The Staff and City Attorney recommend: (1) That Council accept the conditions for the meeting; and, (2) that the City Manager be directed as folIows: (a) communicate the acceptance of the conditions to the Governing Board and Superintendent/President of the College; (b) develop a framework with the concurrence of the SuperintendentlPresident for selecting the three local community residents who would be 'dias' participants in the deliberation, and have same approved by the Governing Board (if they so desire) and Council prior to the meeting; (c) meet with the staff of Southwestern ColIege for the purpose of selecting a time and place for the meeting that will be mutualIy acceptable to the 'active participants', SuperintendentlPresident and City Council; (d) notice the meetings in a manner required by law, and provide suitable special notice to local residents; and, (e) have preliminary meetings with the staff of the ColIege for the purpose of generating the appropriate data and Board/Council reports. Agenda 6. 7. 8. 9. ORDINANCE 2591 ORDINANCE 2592 RESOLUTION 17479 RESOLUTION 17480 -2- May 10, 1994 AUTHORIZING AN AMENDMENT TO THE CONTRACT WITH THE BOARD OF ADMINlSTRATION OF THE CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM (second readiru! and adontion - Memorandums of Understanding with the Chula Vista Employees Association, Police Officers Association, and International Association of Fire Fighters contain provisions whereby the City agreed to amend its contract with the Public Employees' Retirement System (PERS) to include the optional benefit known as Military Service Credit as Public Service for local miscellaneous and local safety members. Staff recommends Council place the ordinance on second reading and adoption. (Director of Personnel) AMENDING SECTION 17.10.100 TO PERMIT PAYMENT OF REQUIRED PARK FEES 60 DAYS AFTER MAP APPROVAL BUT BEFORE MAP RECORDATION, AND AMENDING SECTION 18.16.100 TO CLARIFY LANGUAGE ALLOWING BONDS TO BE PROVIDED AFTER MAP APPROVAL (second readiru! and adontion) - On 1/19/93, Council approved the Tentative Subdivision Map for Tract 93-03, Telegraph Canyon Estates. The fourth final map for said tentative map is now before Council for approval. The developer has requested that payment of Park Acquisition and Development (PAD) fees be deferred until after map approval. The proposed Municipal Code amendment would allow the alternative. Staff recommends Council place the ordinance on second reading and adoption. (Director of Public Works, Director of Planning, Director of Community Development, and Director of Parks and Recreation) APPROVING MEMORANDUM OF UNDERSTANDING CONCERNING WAGES AND OTHER TERMS AND CONDITIONS OF EMPLOYMENT WITH THE WESTERN COUNCIL OF ENGINEERS FOR FISCAL YEAR 1993/94 AND APPROVING THE ACCOMPANYING SIDE LETTER OF UNDERSTANDING - Staff recommends approval of the resolution. (Deputy City Manager Krempl) APPROVING BOOKING FEES LITIGATION SETTLEMENT AGREEMENT, AND APPROPRIATING FUNDS FOR SETTLEMENT AND ONGOING EXPENSES RELATED TO BOOKING FEES - Staff of the County and the staff of the litigating cities of the County of San Diego have agreed upon a proposed settlement of the booking fees litigation by which cities, except the City of San Diego, will pay $154 per booking for the bookings between 4/1/91 and 12/31/93, plus interest at the County's average interest earnings rate during each quarter of such period. Staff recommends approval of the resolution. (City Attorney) 4/5th's vote reqnired. Agenda -3- May 10, 1994 10. RESOLUTION 17481 APPROVING SECOND AMENDMENT TO AGREEMENT WITH REMY AND THOMAS FOR LITIGATION REPRESENTATION SERVICES IN CONNECTION WITH THE CHAPARRAL GREENS LAWSUIT, AND AUTHORIZING MAYOR TO EXECUTE SAME - When the City of Chula Vista and County of San Diego approved the final version of the Otay Ranch Project, part of the approval was an indemnification agreement by Otay Vista Associates, indemnifying the City and the County in the event of an attack on the project approval. Chaparral Greens thereafter sued, alleging inadequacies in the final program EIR andlor violations of CEQA. On 1/4/94, Council ratified a Three-Party Agreement whereby Remy and Thomas would represent the City pursuant to that indemnification agreement, at Otay Vista's expense. On 3/29/94, Council approved the First Amendment to the Agreement. Approval of the resolution and agreement will authorize Remy and Thomas to continue to represent the City in that litigation at Otay Vista's expense, and further increase the maximum compensation. Staff recommends approval of the resolution. (Assistant City Attorney Rudolf) 11. RESOLUTION 17469 ACCEPTING BIDS AND AWARDING CONTRACT FOR "PLACEMENT OF VARIOUS TYPES OF STREET SURFACING (ASPHALT CONCRETE, ASPHALT RUBBER HOT MIX, ASPHALT RUBBER AND AGGREGATE MEMBRANE WITH SLURRY SEAL) FOR THE 1993/94 OVERLAY PROGRAM AND CONSTRUCTION OF SIDEWALK RAMPS ON VARIOUS STREETS IN THE CITY (STL-206)"; AND AUTHORIZING STAFF TO INCREASE QUANTITIES TO EXPEND ALL AVAILABLE FUNDS FOR THE PROJECT - On 3/23/94, bids were received for placement of 1-1/2 inch thick asphalt concrete overlay, asphalt rubber and aggregate membrane with slurry seal and asphalt rubber hot mix overlay. The work also includes removal of aIligatored pavement areas and replacement with asphalt concrete; the milling of street pavement in certain areas; signal loops, traffic control, adjustment of manholes and storm drain cleanouts; adjustment of survey well monuments; removal of curbs, gutter, and sidewalk; and the construction of pedestrian ramps, and other miscellaneous work shown on the plans. Staff recommends approval of the resolution. (Director of Public Works) Continued from the meeting of 5/3/94. 12. RESOLUTION 17482 ACCEPTING BIDS AND AWARDING CONTRACT TO SOUTHWEST SIGNAL SERVICE FOR THE TRAFFIC SIGNAL INSTALLATION AT GOTHAM STREET AND OTAY LAKES ROAD IN THE CITY AND APPROPRIATING FUNDS - On 4/20/94, four sealed bids were received from electrical contractors for the installation of traffic signals at Gotham Street and Otay Lakes Road. The low bid of $79,361 was received from Southwest Signal Service and is below the Engineer's estimate of $86.970. Staff recommends approval of the resolution. (Director of Public Works) 4/5th's vote required. Agenda -4- May 10, 1994 13. RESOLUTION 17483 MAKING APPOINTMENTS, APPROVING THE ACQUISITION/FINANCING AGREEMENT, AND AUTHORIZING THE MAYOR TO EXECUTE THE ACQUISITION/FINANCING AGREEMENT FOR ASSESSMENT DISTRICT NUMBER 94-1 (EASTLAKE GREENS II) - EastLake Development Company has informally petitioned the City to use assessment district financing for improvements to be located in EastLake Greens II. The resolution makes the formal appointment of the Director of Public Works as Superintendent of Streets, makes other administrative appointments, and approves the acquisition/financing agreement. Staff recommends approval of the resolution. (Director of Public Works) 14. RESOLUTION 17484 APPROVING AN AGREEMENT WITH D. J. SMITH ASSOCIATES FOR ADVOCACY AND PLANNING SERVICES IN CONNECTION WITH THE TRANSPORTATION DEVELOPMENT IMPACT FEE AND APPROPRIATING $90,000 FROM THE TRANSPORTATION DEVELOPMENT FEE FUND- The item involves retaining a consultant with expertise in funding of transportation facilities. The consultant, working with staff and the property owners, would develop a program for funding transportation facilities from sources other tbsn developer fees, and would then aggressively seek such funding. Staff recommends approval of the resolution. (Director of Public Works) 4/5th's vote required. * * END OF CONSENT CALENDAR * * **""""* CLOSED SESSION Unless the City Attorney, the City Manager or the City Council states otherwise at this time, the Council will discuss and deliberate on the foUowing items of business which are permitted by low to be the subject of a closed session discussion, and which the Council is ndvised should be discussed in closed session to best protect the interests of the City. The Council is required by low to return to open session, issue any reports of final action taken in closed session, and the votes taken. However, due to the typical length of time taken up by closed sessions, the videotaping will be terminated at this point in order to save costs so that the Council's return from closed session, reports of final action taken, and ndjournment will not be videotaped. Nevertheless, the report of final action taken will be recorded in the minutes which will be avai/Qble in the City Clerk's Office. 15. CONFERENCE WITH LEGAL COUNSEL REGARDING: 1. Existing litigation pursuant to Government Code Section 54956.9 . Chaparral Greens vs. the City of Chula Vista, County of San Diego, and Baldwin 16. REPORT OF ACTIONS TAKEN IN CLOSED SESSION ***** Agenda -5- May 10, 1994 PUBLIC HEARINGS AND RELATED RESOLUTIONS AND ORDINANCES The foUowing items have been advertised and/or posted as pubUc hearings as required by law. If you wish to speak to any item, please flU out the "Request to Speak Fonn" available in the lobby aad submit it to the City Clerk prior to the meeting. (Complete the green fonn to speak in favor of the stoff recomme1Ulation; complete the pink fonn to speak in opposition to the stoff recomme1Ulation.) Comments are limited to five minutes per iadividual. 17. PUBLIC HEARING CONSIDERING THE WAIVER OF PUBLIC FACILITIES DEVELOPMENT IMPACT FEES FOR THE PROPOSED MARINA GOLF CENTER (ASSESSOR'S PARCEL NUMBER 760-048-059) - Johnson International is a prospective lessee of 14.7 acres of an IS acre parcel located at the northeast comer of the intersection of"J" Street and Marina Parkway. The prospective lessee is requesting that Public Facilities Development Impact Fees (PDIF) be waived for the proposed temporary golf driving range. Staff recommends approval of the resolution. (Director of Public Works) RESOLUTION 17485 APPROVING THE PARTIAL PAYMENT OF PUBLIC FACILITIES DEVELOPMENT IMPACT FEES FOR THE PROPOSED MARINA GOLF CENTER (ASSESSOR'S PARCEL NUMBER 760-048-59) AND AUTHORIZING THE CITY ENGINEER TO EXECUTE AN AGREEMENT WITH THE DEVELOPER FOR THE COLLECTION OF THE PUBLIC FACILITIES DEVELOPMENT IMPACT FEE IN YEARLY INCREMENTS IS. PUBLIC HEARING HOUSING AND COMMUNITY DEVELOPMENT NEEDS FOR 1994-1995 COMMUNITY DEVELOPMENT BLOCK GRANT (CDBG) PROGRAM, INCLUDING CONSIDERATION OF FUNDING REQUESTS FOR PUBLIC SERVICES, COMMUNITY DEVELOPMENT, AND CAPITAL IMPROVEMENTS - The City will receive $1,S12,OOO in CDBG entitlement funds for Fiscal Year 1994/95 and will have available $9,000 in reallocation funds making a total of $1,S21,OOO. The City proposes to use the funds for public facilities and improvements, social services, fair bousing, and other community needs. The activities will primarily benefit low and moderate income families, with a minimum of 70 percent of the funds targeted to benefit low income households. Staff recommends Council accept the report and direct staff to return on 5/24/94 with a funding recommendation report. (Director of Community Development) ORAL COMMUNICATIONS This is an opportunity for the general pubUc to address the City Council on any subject matter within the Council's jurisdiction that is not an item on this age1Ula. (State law, however, generally prohibits the City Council from taking action on any issues not included on the posted age1Ula.) If you wish to address the Council on such a subject, please complete the yellow "Request to Speak Under Oral Communications Fonn" avai/uble in the lobby and submit it to the City Clerk prior to the meeting. Those who wish to speak, please give your name and address for record purposes and follow up action. Your time is limited to three minutes per speaker. Agenda -6- May 10, 1994 BOARD AND COMMISSION RECOMMENDATIONS This is the time the City CouncU will consider items which have been forwarded to them for consideration by one of the City's Boards, Commissions and/or Committees. None submitted. ACTION ITEMS The items Usted in this section of the agenda are expected to elicit substantial discussions and deliberations by the CouncU, sttiff, or members of the general public. The items will be considered individually by the Council and sttiffrecommendations may in certain cases be presented in the altemative. Those who wish to speak, please Jill out a "Request to Speak" fonn available in the lobby and submit it to the City Clerk prior to the meeting. Public comments are limited to five minutes. 19. REPORT UPDATE ON SOLID WASTE ISSUES AND FINAL REPORT ON PROPOSALS FOR SERVICES - The report concludes the Request for Proposal process for alternative solid waste services which was begun in December, 1993 and first reported at the 4/5/94 meeting on the preliminary evaluation of the five proposals received. On 4/26/94, Council received the results of an economic analysis of the cost of staying in the County system. The report for that meeting also included a comparative analysis of the cost of six proposal options (three prospective contractors and four landfill sites) to the County system costs. Staff recommends Council: (I) Approve, in concept, the staff recommendation to proceed with a transfer station; and (2) direct staff to return on 5/24/94, during the report on the proposed solid waste IP A, with an outline of the process to begin implementing Council's preferred course of action. (Deputy City Manager Krempl) 20. REPORT BUDGET OVERVIEW - An oral report will be given by staff. 21. REPORT UPDATE ON CLEAN WATER PROGRAM ISSUES - An oral report will be given by staff. 22. REPORT CONCERNING THE CITYWIDE GRAFFITI ABATEMENT PROGRAM, A PROPOSED GRAFFITI EDUCATION PROGRAM AND A GRAFFITI, ADOPT-A-BLOCK PROGRAM - On 1/4/94 and 2/8/94, staff was directed to return to Council to address graffiti abatement activities currently conducted within the City. Staff was instructed to prepare a report outlining current enforcement of the Property Defacement Ordinance and provide applicable recommendations, if any, for improved modifications to the Ordinance. Council also instructed staff to investigate the potential for establishing an Adopt-A-BIock or Adopt-A-Community Graffiti Program and consider awards for civic groups and/or schools which contributed to graffiti abatement programs or which were most successful in keeping their areas graffiti free. Staff recommends Council accept the report. (Director of Building and Housing) Agenda -7- May 10, 1994 ITEMS PULLED FROM THE CONSENT CALENDAR This is the time the City CouncU wiN discuss items which have been removed from the Consent Calendar. Agenda items puUed at the request of the public wiN be considered prior to those puUed by CouncUmembers. Public comments are limited to five minutes per individual. OTHER BUSINESS 23. CITY MANAGER'S REPORT IS) a. Scheduling of meetings. 24. MAYOR'S REPORTlS) 25. COUNCIL COMMENTS Councilmember Fox a. Regional Open Space and Park District. CLOSED SESSION Unless the City Attorney, the City Manager or the City CouncU states otherwise at this time, the CouncU wUl discuss and deliberate on the folJJJwing items of business which are permitted by law to be the subject of a closed session discussion, and which the CouncU is advised should be discussed in closed session to best protect the interests of the City. The CouncU is required by law to return to open session, issue any reports of final action taken in closed session, and the votes taken. However, due to the typical length of time taken up by closed sessions, the videotaping wUI be tenninated at this point in order to save costs so that the CouncU's return from closed session, reports of JilYl1 action taken, and a4joumment wiN not be videotaped. Nevertheless, the report of final action taken will be recorded in the minutes which wiU be available in the City Clerk's Office. 26. CONFERENCE WITH LEGAL COUNSEL REGARDING: 1. Existing litigation pursuant to Govenunent Code Section 54956.9 . Perez vs. the City of Chula Vista . Hummell vs. the City of Chula Vista 2. Anticipated litigation pursuant to Government Code Section 54956.9 27. REPORT OF ACTIONS TAKEN IN CLOSED SESSION ADJOURNMENT The meeting will adjourn to the Regular City Council Meeting on May 17, 1994 at 6:00 p.m. in the City Council Chambers. April 28, 1994 FROM: The Honorable Mayor and city counj1~. John D. Goss, City Manage~ ~~l City Council Meeting of May 10, 1994 TO: SUBJECT: This will transmit the agenda and related materials for the regular City Council meeting of Tuesday, May 10, 1994. Comments regarding the written Communications are as follows: 5a. This a response to the city Council's request for a joint Governing Board/Council meeting to discuss the siting of a Transit Center at Southwestern College. The Governing Board of Southwestern College has unanimously accepted our offer to meet under specified conditions listed in the letter. Representatives of the School Board have clarified that Condition No.2, wherein they specify that the active participants would be limited to three residents from the community adjacent to the College District, was not intended to mean a limitation on who may attend the meeting, but only who may actively participate in the deliberations at the dais in the same manner as a councilmember or a governing board member. As this is an expansion of public participation in the process, the city Attorney finds no problems with such an arrangement under the Brown Act. The Staff and city Attorney recommend: 1. That Council accept the conditions for the meeting; 2. that the City Manager be directed as follows: a. communicate the acceptance of the conditions to the Governing Board and Superintendent/President of the College; b. develop a framework with the concurrence of the Superintendent/President for selecting the three local community residents who would be "dias" participants in the deliberation, and have same approved by the Governing Board (if they so desire) and Council prior to the meeting; c. meet with the staff of Southwestern College for the purpose of selecting a time and place for the meeting that will be mutually acceptable to the "active participants", Superintendent/president and city Council. d. notice the meetings in a manner required by law, and provide suitable special notice to local residents; e. have preliminary meetings with the staff of the College for the purpose of generating the appropriate data and Board/Council reports; M~ ~~ Southwestern College ~~\n /" , G rl'\ '/ ~ ~ fv'r. III APRIL 20, o~er 1ft /IN Governing Board Augle Bareno G. Gordon Browning, D.M.D Jerry J. Grlff~h Marla Nevas-Perman Judy Schulenberg Joseph M. Conte Superintendent/President I/f;'l ~ ~" f-'~~"'7;r"i:"r71 I Ujr- -. .,;"\ , (' "jj APR 2 6 I:.y.( w=L .f:t,o'*i~.i.c;jl~' !:\ni""';~ ~_:] ',,', >.:; CH:..'i..,; ;l'I""" c.'/! ' ----.,-'-~-.....~.) 1994 \~ 0' if ~J '\ \'J~ li! ::u (")0 ~ rr1 .-" ("') "'0 :xJ 'T' ~ rr1 ~c: - (/) r-- < 0>> > rr1 "<' ..., 0 '1-- _<n W C">-l m:.- N THE HONORABLE TIM NADER, MAYOR CITY OF CHULA VISTA 276 FOURTH AVENUE CHULA VISTA, CA 91910 DEAR MAYOR NADER: AT THE REGULAR MEETING OF THE GOVERNING BOARD ON APRIL'19TH, I SHARED THE CHULA VISTA CITY COUNCIL'S REQUEST FOR A JOINT GOVERNING BOARD/ COUNCIL MEETING TO DISCUSS, ONCE AGAIN, THE ISSUE OF BUILDING/LOCATING A TRANSIT CENTER AT SOUTHWESTERN COLLEGE. AFTER REVIEW OF PREVIOUS TWO PUBLIC HEARINGS HELD BY THE BOARD, ORAL COMMUNICATION FROM A LOCAL RESIDENT, AND GENERAL DISCUSSION, THE BOARD UNANIMOUSLY AGREED TO MEET UNDER THE FOLLOWING CONDITIONS: 1. THE OPEN, PUBLIC MEETING BE HELD AT SOUTHWESTERN COLLEGE, AT A TIME THAT PERMITS PARTICIPANTS TO VISIT THE SITE(S) UNDER DISCUSSION 2. ACTIVE PARTICIPANTS WOULD BE LIMITED TO MEMBERS OF THE CHULA VISTA CITY COUNCIL AND THE CITY MANAGER, MEMBERS OF THE GOVERNING BOARD AND THE SUPERINTENDENT/PRESIDENT, AND 3 RESIDENTS FROM THE COMMUNITY ADJACENT TO THE COLLEGE DISTRICT 3. THAT BOTH ENTITIES AGREE ON AND WORK FROM THE SAME DATA; THAT THIS DATA BE COLLECTED AND SHARED WITH ALL ACTIVE MEETING PARTICIPANTS PRIOR TO THE MEETING 4. CITY OF CHULA VISTA PROVIDE ADEQUATE PUBLIC NOTICE OF THE MEETING TO LOCAL RESIDENTS S~~ >>t t;,.u JOI.P~ M. CONTE Wl'i;);7'i::';,.f'I~.",,, SUPERINTENDENT/PRESIDENT fr..1Il ij Ilt:i~ C"""\>-' g~~:~OVERNING BOARD MEMBERS U^'tMUNIC A "PiJ^A.~~ CITY COUNCIL MEMBERS . . #J\l"I~"" JOHN GOSS, CITY MANAGER C~i[1 /-!vw-(Lj) .d..... 5h',9/,; KEN FITE, VICE PRESIDENT, . /0 ,/ ,pr- I '/Y~))L/ FISCAL AFFAIRS ~ / JO:~S~~~~~N& g~~~~~~NS ~~ ~~ TOM DAVIS, RESIDENT c:::-t:::. ~ "..... ,/ o /:, (?.fi ' ..j 4- 900 Otay Lakes Road. Chula Vista, CA 91910 . (619) 482-6301 /;:~: r9 -;; ~m Community College District . . . ORDINANCE NO. ~.r'1 AN ORDINANCE OF THE CITY OF CHULA VISTA AUTHORIZING AN AMENDMENT TO THE CONTRACT O~1\O~ BETWEEN THE CITY OF CHULA VISTA AND THE BOARD ~- OF ADMINISTRATION OF THE CALIFORNIA PUB~ ~O EMPLOYEES' RETIREMENT SYSTEM ~t>>> ~O~O, The City Council of the City of Chula vista does ordain as follows: Section 1. That an amendment to the contract between the city Council of the City of Chula vista of the city of Chula Vista and the Board of Administration, California Public Employees' Retirement System is hereby authorized, a copy of said amendment being attached hereto, marked "Exhibit", and by such reference made a part hereof as though herein set out in full. Section 2. hereby authorized, amendment for and on The Mayor of the City of Chula Vista is empowered, and directed to execute said behalf of said Agency. Section 3. This ordinance shall take effect thirty days after the date of its adoption, and prior to the expiration of fifteen days from the passage thereof shall be published at least once in the Chula Vista Star News, a newspaper of general circulation, published and circulated in the City of Chula vista and thenceforth and thereafter the same shall be in ful force and effect. Presented by , City Candy Boshell, Director of Personnel c: I.rlperl ,.../ ITEM TITLE: A. ITEM t, 'f11l1 MEETING DATE Ma~..3:19941/15r Ordinance .).5'1/ of the City Council of the City of C i\\~ Vista Authorizing an Amendment to the Contract B he City of Chula Vista and the Board of ActrR~ Ion of the California Public Employees R?t~em. Resolution J 7 tit, 2f Intention to Approve an Amendment to Contract Between the Board of Administration of the Public Employees Retirement System and lhe City Council of the City of Chula Vista Director of Personnel C/:t City ManagerJEt ~~ (4/Sths Vote: Yes_ No~ COUNCIL AGENDA STATEMENT . SUBMITTED BY: REVIEWED BY: . Memorandums of Understanding with Chula Vista Employees Association, Police Officers Association, Police Officers Association, and International Association of Fire Fighters contain provisions whereby the City agreed to amend its contract with the Public Employee's Retirement System (PERS) to include the Optional Benefit known as Military Service Credit as Public Service for local miscellaneous and local safety members. RECOMMENDATION: Place the ordinance on first reading and adopt the Resolution declaring the City's intent to approve an amendment to the PERS Contract in order to provide military service credit as Public Service to employees covered by the PERS contract. . . o BOARDS/COMMISSION RECOMMENDATION: N/A DISCUSSION: This pension option allows employees who have served In the military to pay amounts determined by PERS in order to obtain pension benefits which reflect up to four years of military service. The option is not available to military retirees. FISCAL IMPACT: None EmPloyeeS elialble far this benefj~ pay the full cost. There is a potentiaTfOrOneg Igitile Increasea unturideallaDlhty. According to the PERS actuarial department, the unfunded liability could result if the City amended. its contract after one or more employee'S costs have been calculated. It is also pOSSible that an employee choosing the option could receive pay increases in excess of the average. or live longer than actuarial assumptions. . ~~I COUNCIL INFORMATION ITEM Item 7 Meeting Date 5-10-94 TO: VIA: FROM: SUBJECT: Honorable Mayor and City Council ~~ John Goss, City Manager~t1 ~~/ George Krempl, Deputy City ManagerG?\ Second Reading of Ordinance 2592, Re: Payment of Required Park Fees 60 days after Manager's approval It is recommended that the second readina of this Ordinance be continued to Mav 17. 1994. At that time, staff will be bringing forward an amendment to allow the payment of required park fees 60 days after map recordation. If the amendment should be approved by Council on May 17th, then the first reading of the Amended Ordinance would be re-introduced. GK/ec Ord.2592 7-1 e,AJr/lJIIHf"AI tI,Tlle COUNCIL AGENDA STATEMENT Item r Meeting Date 5/10/94 ITEM TITLE: Resolution J 74/ 7tpprOVing Memorandum of Understanding concerning wages and other terms and conditions of employment between the City of Chula vista and the Western Council of Engineers for FY 1993-94 and approving the accompanying side letter of understanding Deputy City Manag~€\~emPl~IV city Manager,JC!\~~\\ (4/sths Vote: Yes_ No-1L1 SUBMITTED BY: REVIEWED BY: Backaround The city's negotiating team has concluded a Memorandum of Understanding (MOU) with the Western council of Engineers (WCE) which was ratified by its membership on April 26, 1994. The MOU is a single year agreement beginning June 25, 1993 and ending July 7, 1994. Major changes to the MOU are outlined below. BOARDS/COMMISSIONS RECOMMENDATION: N/A RECOMMENDATION: That Council adopt the resolution approving the Memorandum of Understanding and accompanying side letter of understanding with the Western Council of Engineers DISCUSSION: This MOU with WCE includes the following recommended changes: 1. Waaes No wage increases. 2. Health and Welfare The flexible benefit plan amount is increased from the current $5,371.70 as follows: From December 31, 1993 through July 7, 1994 the Flex Plan amount shall be increased by $130 to $5,501.70. 3. Professional Enrichment The items eligible for professional enrichment reimbursement have been enumerated and clarified. One item, work-related computer software purchase, is being implemented for a six <;r- / Item 8' Meeting Date 5/10/94 month trial basis with the right of the City to terminate or extend at the end of that period. 4. BiLinqual pav The allowance for bilingual pay has been increased from $25/month to $40/month. 5. Recoqnition/Career Advancement Three new job titles have been added to the MOU, Assistant civil Engineer, Assistant Traffic Engineer and Land Surveyor. The Assistant civil Engineer and Assistant Traffic Engineer are career ladder positions to which an employee can advance from an Assistant Engineer II position upon professional registration. At present, Assistant Engineer II's who achieve professional registration receive a 5% increase in recognition of this achievement. The purpose of this MOU change is to provide a recognition by creating the new titles of Assistant civil Engineer and Assistant Traffic Engineer. The Land Surveyor position is already an existing budgeted position. WCE formally agrees to represent the position by adding it to the MOU. WCE had not previously agreed to represent this position. There are no new fiscal impacts associated with these changes. 6. Side Letter Aqreement There is one side letter agreement with WCE which addresses two points. The first point provides support for the development of a catastrophic Leave Policy with all of the bargaining units and employee groups and outlines a process for its follow through. The second point acknowledges WCE's role on the city's ongoing health insurance committee and the unit's ability to raise health insurance issues before the committee group. FISCAL IMPACT The fiscal impact of this established by Council. be forwarded to the City package is consistent with the guidelines The actual appropriating resolution will council in the near future. NOTE: A copy of the MOU and side letter are available in the Clerk's Office GK:dt B:\(Al13)\WCE93-94.MOU 8'";;1. RESOLUTION NO. /?tj?1 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING MEMORANDUM OF UNDERSTANDING CONCERNING WAGES AND OTHER TERMS AND CONDITIONS OF EMPLOYMENT BETWEEN THE CITY OF CHULA VISTA AND THE WESTERN COUNCIL OF ENGINEERS FOR FY 1993-94 AND APPROVING THE ACCOMPANYING SIDE LETTER OF UNDERSTANDING WHEREAS, the Management Negotiation Team representing the City Manager of the City of Chula Vista, acting for and on behalf of the City Council of the city of Chula Vista, have heretofore met and conferred with the Chula vista Chapter, Western Council of Engineers, an organization representing certain members of classified employees in the City of Chula Vista, in accordance with the provisions of Section 3500 et seq. of the Government Code of the State of California, and WHEREAS, the Memorandum of Understanding jointly prepared by said parties as a result of meeting and conferring in good faith includes the following recommended changes: 1. Waqes No wage increases. 2. Health and Welfare The flexible benefit plan amount is increased from the current $5,371.70 as follows: From December 31, 1993 through July 7, 1994 the Flex Plan amount shall be increased by $130 to $5,501.70. 3. Professional Enrichment The items eligible for professional enrichment reimbursement have been enumerated and clarified. One item, work- related computer software purchase, is being implemented for a six month trial basis with the right of the city to terminate or extend at the end of that period. 4. BiLinqual Pav The allowance for bilingual pay has been increased from $25/month to $40/month. 1 ~..;! 5. Recoqnition/Career Advancement Three new job titles have been added to the MOU, Assistant civil Engineer, Assistant Traffic Engineer and Land Surveyor. The Assistant civil Engineer and Assistant Traffic Engineer are career ladder positions to which an employee can advance from an Assistant Engineer II position upon professional registration. At present, Assistant Engineer II's who achieve professional registration receive a 5% salary increase in recognition of this achievement. The purpose of this MOU change is to provide a recognition by creating the new titles of Assistant civil Engineer and Assistant Traffic Engineer. The Land Surveyor position is already an existing budgeted position and is merely being memorialized in the MOU. There are no new fiscal impacts associated with these changes. WHEREAS, the Memorandum of Understanding jointly prepared by said parties as a result of meeting and conferring in good faith has been presented to the city council and is on file in the office of the City Clerk. NOW, THEREFORE, BE IT RESOLVED that the City council of the City of Chula vista does hereby approve the Memorandum of Understanding Concerning Wages and Other Terms and Conditions of Employment with the Chula vista Police Officer's Association and accompanying side Letter of Understanding for FY 1993-94, a copy of which is on file in the office of the City Clerk. Presented by George Krempl Deputy city Manager Bruce M. Boogaa City Attorney (C:\Res\Engineer.MOU) 2 ~'v ) .1993 NEGOTIATIONS ~Vt.- ~ - ----~-. - - - ~~~~- CllY OF CHUlA VISfA MEMORANDUM OF UNDERSTANDING BETWEEN THE CITY OF CHULA VISTA AND WESTERN COUNCIL OF ENGINEERS .~12~j;11 ;r-~ \"" , . , , MEMORANDUM OF UNDERSTANDING CONCERNING WAGES AND OTIIER TERMS AND CONDmONS OF EMPLOYMENT BETWEEN THE CITY OF CHULA VISTA AND THE CHULA VISTA CHAPTER, WESTERN COUNCIL OF ENGINEERS FOR FISCAL YEAR 1991 III RBEI 11llll 9] i2mg! 1.01 PREAMBLE 1.02 RECOGNITION 1.03 CITY RIGHTS 1.04 W.C.E. RIGHTS Jmlll}Wtf*,~.B~1I11I:mm~II'Jl!~i!1'II~ 2.01 WAGES 2.01.1 JOB SHARING 2.02 OUT OF CLASS ASSIGNMENT 2.03 EXTRAORDINARY SERVICE 2.04 DEFERRED COMPENSATION 2.05 MILEAGE REIMBURSEMENT 2.06 WORKWEEK 2.07 OVERTIME 2.08 BILINGUAL PAY 2.09 EMPLOYEE BENEFITS 2.10 RETIREMENT 2.11 HOLIDAYS 2.12 VACATION AND SICK LEAVE 2.12.1 PROFESSIONAL LICENSE OR REGISTRATION EXAM LEAVE 2.13 LEAVE OF ABSENCE 2.14 MILITARY LEAVE 2.15 JURY DUTY 2.15.1 COURT LEAVE 2.16 CAREER ADVANCEMENT 2.17 LABOR MANAGEMENT COOPERATION 2.18 ACTING APPOINTMENTS 2.19 DRIVING ELIGIBILITY 2.20 SUBSTANCE/ALCOHOL ABUSE POLICY 3.01 PROHffiITED PRACTICES 3.02 GRIEVANCE PROCEDURE 3.03 TERM 3.04 FULL UNDERSTANDING, MODIFICATION, AND WAIVER 3.05 SAVINGS CLAUSE g~;" ~~:::;U:::-~~~~::-;~.m$,.:.x.;;t;@:::~.::~$.:t::::1;:;;:;?::'U~?;~;;r.B*-::::::::::~':'i;:;%$;':::''m'::%::::.::;::,.;*~~::t't.~':':::~W%$;::*-:::;%-:rB%::::~~m~*~s::::::am~:;::):-f::t%:::~:t.:;:::%%-::).~~rt~:mm$.m~x}':f; 1.01 PREAMBLE This MOU is entered into by the City of Chula Vista, hereinafter referred to as the "City," and the Chula Vista Chapter of the Western Council of Engineers, hereinafter referred to as the "WCE." 1.02 RECOGNITION The City recognizes the WCE as exclusive representative for the employees in the City of Chula Vista that are employed in the following classifications: Assistant Engineer I Assistant Engineer II ,,~,~~im!11 ,,::i? E~~lDeer. . . . BDa\IlIBBi'lm Associate Traffic Engineer Chief Plans Examiner Ri~;~jBIl9j 1.03 CITY RIGHTS A The WCE recognizes that the City has and will continue to retain in all respects, whether exercised or not, the unilateral and exclusive right, subject to this MOU, to operate, administer, and manage its public services and its work force performing those services. B. The exclusive rights of the City shaU include, but not be limited to: . Determining the organization of City government and the purpose and mission of its constituent agencies. . Setting standards of service to be offered to the public and, through its management officials, to exercise control and discretion over its organization and operations. . Establishing and effecting administrative regulations and employment rules consistent with law and the specific provisions of this MOU. . Directing its employees. . Determining the City budget . Taking disciplinary action. . Relieving employees from duty because of a lack of work or for other legitimate reasons. ~~' :'$.;?Ma*#.:~~~~$*%~~tt::m.w;:tg*~$.:1t~%~4M:E:}M~::::.."%~%w..4~.~":%:mm~~:'lliW: WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28, 1994) Page 1 ?~7 m:m::;W;:,::;;:;:::;:~~.:~:m:?:?;,w;::::t.(:~~~"U%-m:;;;:;:;;g.::~?;:?X%::t.(;>>.m~:;:::::':;:::;;%$&:@f.~~$;"1:;:;~:~:tf.~:?::;;:?::*::t~'::::~:H;::~::t..:::t~j~l:'%;:;t?;:$?::f.?:;?%H:~;:;~f.:<<$~&~::?~::::::?~::;1;$t'?%~~M:t:;:;:;;~!<::un:*~:;:9J.@;~:::@::::?:H:~::;;:::~::~~f.%:~:: . Determining the methods, means, and personnel by which the City's services are to be provided, including the right to schedule and assign work and overtime, and to otherwise act in the interest of efficient service to the City. . Subcontracting out various services whether currently performed by City workforce or not, when no eliminations of current employees will result and management determines it is in the public interest. C. The exercise and retention of the City rights contained herein does not preclude the employees and/or WCE from consulting about the practical consequences that decisions on these matters may have on wages, hours, and other terms and conditions of employment. D. Nothing contained in this provision shaH be deemed to supersede the provisions of existing State law and the ordinances and rules of the City which establish the Civil Service System. 1.04 WeE RIGHTS WCE shaH have the right to: . Be provided a reasonable amount of space on relevant City buHetin boards for legitimate communications with members. . Be granted use of City facilities by the appropriate authority for meetings composed of WCE members, provided such meetings are held outside regularly scheduled working hours for the group which is meeting, and provided space can be made available without interfering with City needs. WCE agrees to provide proper advance notice of such meetings and pay any contingent costs of security, supervision, damage and clean-up. . Have tlleir ellief Begetiater i\E~]>r~~ded without charge a eepy ~g;sIUI of the FY 1991 92 aDd 1992 9J 1~2e;U Memorandum of Understanding. . Be allowed reasonable access to employees of the unit at their work locations during working hours for the purpose of consulting with employees in the unit regarding the employer-employee relationship, provided that (1) the work of the employee and the service of the public are not unduly impaired, and (2) the authorized representative shaH have given advance notice to the department head or his designated representative when contacting departmental employees during the duty period of the employees. The department head shaH determine the appropriate time for such access. . Designate two (2) employees plus alternates who serve as official representatives. Such persons shaH be released from work, without loss of compensation, when formally meeting and conferring with management representatives on matters within the scope of representation. One member shaH also be released from work without loss of compensation when meeting miIDW:~%::;.::m:m::;'"';:;~:::~s.W$~ltMWff:t~J:m%-::.~~:r*%:::~:~::":::K1'::;~.:t1<t~:;t.;:fmt%;~w~:*:~m~:~~~;;f.::~:tt:t:~t-:r:i..:::W::::tMi~ttf:i%tW;~'%:~mt%tM::-~t.w~m~::~1t1~~Rt:~ll~: WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28, 1994) g-~g/ Page 2 :t.;$mW1*~m::::m:::;:~;:::;~f.[.-::;ms$li:~$%t.:!:;:::::':;::::~::%::::$:::::::::~-::'::'?:@;:::S%%:;:S%;~;~;W~;:::::~::~~:::~3:::&$;:W~l::::::H@~s:::;:;:::ti;:r,:;:;i;t$;f.:::~;;:;:::%~:::;@$X::::'!"i$:=i~m:;;:::::::M:@~::::;:;;:;:<-:':'4t.:f.:~:;:;$::::;f,::::;:%;:;:;Mf.;:~M;~$;r:::~:3;~r;~; with management representatives on matters pertaining to an allowable grievance item. . Be provided, upon request, such literature and public documents as may be necessary (i.e., City budget, Workers Compensation benefits). A reasonable duplication charge may be made for items not normally available for wide distribution. . Tbe City of Chula Vista shall bill WCE $.18 per member per pay period for the full costs incurred for dues deduction on behalf of WCE. lig~itlgm~Qll~lU;Bm,lllgmPBt~!1 2.01 WAGES A. B. C. Bft'eew:e JtiBe 28, 1991, tile salary raBges fer all elA5siHeatieBs represeBted \ly "TCB sfiall \Ie iBsreased \ly five perseBt (S%). Bffeetir.'e JtiBe 2€i, 1992, tile sAlary raBges fer aY elassifieatieBs represeBteEl13y "!CE shall he iaereased BY wle pereeBt (5%). J!\\~ll!jim!: - pay range of each classification shall be as listed in the "Salary Plan" attached hereto and made a part hereof. Tbe City shall pay seven percent (7%) of the employee's contribution to PERS for classifications represented by WCE. All other payroll and wage changes, such as merit increases, shall be made effective at the beginning of the regular pay period closest to the date of change. D. Distribution of paychecks shall be done only on regular paydays except in an emergency, when employees may receive their check on a day other than a regular payday if a memo is directed from the Department Head to the Finance Officer justifying the request. E. All classifications represented by WCE may receive in advance a maximum of two weeks earned vacation pay. Vacation pay in advance will be made on a regular payday if the employee notifies the Finance Department at least three working days prior to the payday on which payment is desired. F. .ii~iiii~;ii1&~r~e'!~~lX:~~t~~fl!r:~~I!!fJP!~~~~~!!!~~:~Il D.l .. ::! :::~~~%.g<<K$J . .~.%@~'(~-%"~~..._:::::t"%.w~~wm::w-~<<:.3,*tWf::~".:t:::~~f:'mm\'lli:%~%M~:t;t~:?~1%k:t.~~~~'@:{~::~::ooID~ttW%lli&%~ WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28, 1994) ;5'7 Page 3 war1tm::::::;W;$~:f:::::*,%~:;;:.%~ ':;:::" .~m~m;:r:*;1::%::'$~w:~m.m~$;~m!;:::::w~-rJ;*.::f*f.'?;!;:*)~::t;t::'%'fv.::::::*mM:!;::w::;:m::::-f.;::mij:::!;::wt:llim@:~:;::!;:%-:im::::$X::::m:::Hmg:;:?:it:!f.:~:::a;::.w::?:i:;m En ineer Q1Sfessi6li!1!Fiif"ciiEfi"ili!"": or Land Surve or and such re istration . g , !Mf""""""""""""",c""~""""""",,,c';'"M"""""""""""g,"m",,~;r y , g IS not a requirement of the position held, shall receive five percent (5%) additional compensation. 1;l!!n!}I'III~lfl.llflllflililllii\ljmf!m,qli!ilm~tlfji;~UlR;1IIi~r~~i;B 2.01.1 JOB SHARING The City will make reasonable accommodation for an employee in a regular position who desires to share hislher job with another qualified employee or eligible person. Jobs may be shared on an hourly or daily basis. All legally permissible benefits will be pro-rated. Each employee shall be notified in writing by the appointing authority (Director of Public Works) at the time of the appointment and such notification will clearly define the benefits to which each employee is entitled. 2.02 OUT OF CLASS ASSIGNMENT A. When, at the sole discretion of the City, an employee is assigned by the City to perform the duties of a higher paid classification for a period of ten (10) or more consecutive working days, such employee shall receive the next higher step in pay range, or five percent (5%) over the employee's wage rate, whichever is greater. The effective date of said increase shall be the first working day of the temporary appointment. B. This provision is not applicable to situations deemed by the City to be for training or educational purposes. This provision does not apply if a unit member is given an acting appointment to a position not represented by WCE. However, in the event a WCE member was temporarily appointed to a middle management position, City policy concerning middle management would apply. 2.03 EXTRAORDINARY SERVICE A. Extraordinary Service Pay is defined as pay for exceptional performance by an individual at his!her classification level as determined by the department head. B. Eligibility shall be determined by one or more of the following criteria: 1. The employee has performed outstanding work on a continuing basis at his!her current job classification level such as, but not limited to: a) Frequent completion of work significantly ahead of schedule. b) Volume and/or quality of work produced greatly exceeds department norms on a continuing basis. 2. The employee has completed, or is currently working on an assignment which calls for a substantial degree of greater responsibility and/or professional or technical ~.$:~1t~::l~:x.;~:W:::!3%~"$,:~W':M~~~.$~r:~M,**~%W~W~M~~***~~t.~~*:W~w.;:,1.@~H:*$8"%1:*:;:;~mWJ~ti!P..b.";:mMm:@.roW&w:::..ttt::;:n~.aM~~:Ht1:#~#:1.;:n.:::,t WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28. 1994) Page 4 ~/JO ~:~;n:;::.::::::::;:&w;;::;:;:::@~:mM@U$w:ti::::;~;"%:r{;::::.e.:::.m:m:r:;:~;:;:;:;:~::s~~:;::m:w;~;::~:m:::nwm::~:m:;:~;::@g:~~~m::;{;:~;:::~:BW:;:::::.:::::M::;:;:$x::~:;;:::n:f.:m.:::mn:::f.::::;&?::;:$.:t:;::f.:;::m:n1::::;:;':;:::m;:$;:::..:::m:::w;:::;;~:~:t.~g:r{;:::n expertise than his/her current job classification requires and is not covered by Temporary Work in a Higher Classification Pay provisions contained herein. 3. The employee has completed, or is currently planning, developing or implementing a special program initiated or suggested by himself/herself and approved by the department head which will provide substantial overall benefit to the department and/or the City. C. Implementation 1. The department head shall, during the months of June and December, meet with his/her supervisory staff to determine if any employee should receive Extraordinary Service Pay for exceptional performance during the past six (6) month period. The maximum number of eligible employees during the year shall not exceed three (3) persons. 2. When the department head determines that an employee should receive ESP, it shall be his!her responsibility to determine the amount and to forward his!her recommendation(s) to the City Manager for approval. 3. ESP shan be a lump sum payment of one of the following amounts as determined by the department head and approved by the City Manager: $250, $300, $400, $500 or $600. Payment shall be made within thirty (30) days following the City Manager's approval at a staff meeting called for the purpose of presenting the awards. Along with the awards, each recipient will receive a letter of appreciation signed by the City Manager or his/her designated representative which, in part, will give the reasons for that particular award. D. Annual review by the department head(s) or their designated representative(s) and WCE shall be made in the second quarter of each calendar year. The eligibility and implementation procedures shan be reviewed to determine if any revisions, deletions, or additions should be made to this provision (ESP). Changes to this provision (ESP) shall be subject to the mutual approval of the department head(s) and WCE. E. The provisions of this Section shan not be subject to the grievance procedure. The provisions of this Section are separate and distinct from the City's Performance Evaluation System. 1.04 DEFERRED COMPENSATION IIIk19X;~~lfiRt.il!!!lll WCE Bumllers shall be elig~le to partici~ate in the City's approved Deferred Compensation Plan. The Ci*y agrees ta isve6tJgate tile feaSiBility af as iBerease is the alhr:JHle deferred eempeBsatieB mates frem 2Q% ta 2$% aBd agrees te :ha~:e eelBpleted the iw.~estigatiaB is SYffieieBt time te permit meaBiBgful BegatiatieBs es tlie i55Ye ,rier te f:he eHpiratieB af this eaBtraet. ~~1.~~mt%:::w~m;.%$J.:m~%:.::t:;~;:.:lm;~~::i.w~w..t.':twm%~:m'$:t":"t:t'1..~;4'$.~w::mmt:;::~4:t~%~ WCE MOU FY 1993 NEGOTIATIONS (Rev. Apri128, 1994) <6)1 Page 5 %f*mw:~.:m:~:;:;!;:;:t~:m~~~:r$r4f.$~;~~m.wm~~-:.?:r.1~"?:m:m%:;:;:;;:n;~;:mf@:t::t::.$n:m1.:-:riill~m;~~:::::t::~d::m~%~*~::;:r$~:;::r:~~":$:::..W:fh::::::@~~m~~;W~%.;f::w:~m~%;::;-z:;::@ 2.05 MILEAGE REIMBURSEMENT Employees in this unit shall be subject to the City's Mileage Reimbursement Program when required to use their private automobile for authorized City business. 26~ per mile first 200 miles each month 24~ per mile next 300 miles each month 22~ per mile over 500 miles each month 2.06 WORK WEEK A. Definition - The work week is a fixed and regular recurring period of work hours during the seven consecutive 24 hour periods beginning at 12:01 a.m. on Friday and ending at 12:00 a.m. the following Friday morning. Excepting overtime, the work day will commence no earlier than 7:00 a.m. and end no later than 6:00 p.m. B. Work Schedules - There are four types of schedules utilized in the Department of Public Works. Each of these schedules fall within the normal two week payroll cycle: 1. Regular Work Schedule - A five day, 40 hour week with an eight hour day and a choice of a 30 - 120 minute lunch period. 2. Flex-time Schedule - A non-regular work schedule with a consistent pattern as to the number of work hours per day, but an arrangement whereby the employee is obligated to perform work and be responsible for flexing the hours of his/her own work schedule in accordance with written arrangements agreed to by the employees and the appointing authority. 3. Flex-Week Schedule (4/10) - The Flex-week Schedule (4/10) consists offour 10-hour days during a one week period with a choice of a 30 - 60 minute lunch period. 4. Flex-week Schedule - The Flex-week schedule consists of four 9-hour days and one one-half day during a one week period with a choice of a 30 - 120 minute lunch period. All schedule changes are subject to supervisor and department head approval. C. Policy and Procedures 1. Individual employee's preference will be considered whenever possible based upon seniority, satisfactory work performance and the needs of the department within each work unit in choosing a particular work schedule. However, the overriding factor to be considered in allowing variable work schedules shall be that all work units are adequately staffed, including supervision, from 8:00 a.m. until 5:00 p.m., Monday through Friday. .......x:; :::mt.JtW~A;sm.*~~~%:fu't~4B$.W'i::@;f@~m~v.,;f$i1mt:%t:~.::.~W\t:;'%%:%~:t~:mt~~m"@*m:lli1~:' Page 6 WCE MOU FY 1993 NEGOTIATIONS (Rev. Apri128. 1994) <6"//2 $~.m~i:::@;i:::.:mm.~~W..%im%f:~~$(;%K@:'Y$m.$.::~~::;:%~:::~::::%:::ir$t$~.::;m::;~~~::::::::::;$.m:@~~:::.:::~x~.:::{;::::ri:~m~*=~:;$~<?.wmW.:~iW.at:l:::m~?~;::::m~-:t$?l~?'@:::~~m?:::?f.-::~:s7:$)X~:::::i 2. All new employees subject to the Agreement may be required to work a five day, 40 hour week, with an hour off for lunch to facilitate adequate training for the position. A request for a change of the work schedule may be made following the completion of the probationary period. 3. Should the production and efficiency of an individual or work unit on a variable work schedule not meet the department's needs, as determined by the department head, it shall be the division head's prerogative to alter individual work schedules or schedules of a work unit. 4. An employee may be required to alter hislher work schedule, either temporarily or permanently to provide adequate coverage when other personnel are absent, vacancies exists, when holidays create time constraints, or when peak load requirements demand. Except in cases of emergency operations or unforeseen absences, proper notice of a change in work schedule arising from other than a transfer or promotion shall be given the affected employee. Proper notice shall be two weeks notice. Failure to give proper notice to the employee shall entitle the affected employee to compensation for all hours actually worked on the new schedule which are at variance from the employee's previous schedule until proper notice is given. 5. If an employee requests in writing a change in work schedule for the employee's own convenience, and such request is approved, the employee shall waive overtime resulting from the schedule change as long as the total number of hours does not exceed 40 in anyone work week. 6. Time off for vacation or sick leave shall be charged in accordance with the employees work schedule for the days in question. Holidays are credited for eight hours. Depending upon the work schedule (i.e., for days in excess of eight hours) an employee shall make up the additional time or take vacation time off for the excess. 2.07 OVERTIME A. Definition - Whenever an employee is ordered to work more than 40 hours in a work week they shall be granted overtime pay at the rate of 1 % times their Fair Labor Standards Act (FLSA) "Regular Rate" or compensatory time off at 1% times the extra hours worked (except as stated in Section 2.06.). Such overtime work shall be only at the direction of and first approved by the employee's immediate supervisor. Payment for overtime shall be made during the pay period wherein the overtime was earned. A record of compensatory overtime earned and utilized shall be maintained on the biweekly pay records. Compensatory overtime shall not be accrued to an employee's credit for any time in excess of 40 hours. Reimbursement for overtime with time off or pay will be at the option of the supervisor and the department head based on the employee's request while recognizing the overall departmental staffing requirements. @~ "~r.."::::;::~~w.&mwl:mwk:;;:%.~~~~tt%t&:;2%;r~::::?%~%m~@%tlli.~~mw'@@'0$:':$~~t~*1~1~w..~M1-:$Th"$llitW:..'%W::~~~:OO.* WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28, 1994) g-'/ I) Page 7 m%fM~%%$:::-:.w;rlm::mm:::;,~m;~~~:::'$.'@~~@::;:;.~~X.-%~~::::;:8m~~3~m:~~$:r@M:::@?:~$H~:~-:-i;:;@?::::?:;;;%?m:M%m;:,~%~$.;:;:..%-m@~$.;;;?::x:Wlo/.:%@~$.:mri~m;:;:mmoom:;:;~$~mt..~m~ "Time Worked" - Includes all paid hours including sick leave, leaves during which Workers' Compensation is paid, vacation time, holidays or any other time away from the job that is paid. B. Administration of Overtime - All time worked in addition to tbe work week witb tbe exception of insignificant amounts of "bours worked" will be counted toward the 40 hour work week. Insignificant amounts of bours worked is defined as BaY-!pl time worked outside the regular scbedule tbat is less than IS minutes in a day, unless definition is cbanged in Federal Regulations or by court action. 2.08 BILINGUAL PAY lii!lWj~~Sg~!?I~,m!lif1tlRl,2~~({t91%ij;19~!:Di.~~:~~Iif&I!~lIm;~;l]~~1!i!11~lfgtIl~ma&PP;1 WCE members wbo upon recommendation of the department bead, approval of the Personnel Department and City Manager, and successful completion of a Bilingual Performance Evaluation are required to continuously use their bilingual skills in tbe performance of tbeir duties, will receive ~Im a montb in addition to their regular pay. 2.09 EMPLOYEE BENEFITS A. Flexible Benefit Plan 1. ~ Effeetive JHIy 1, 1992, eaeh re)lreseBted effi)llayee ....m reeeiye ~S,IS'Her FY 1992 93. The City agrees ta 5Jllit tile east af the health )lIaR iRerease far tile highest )lIaR S!lfSQ aea-:e the Ae)! p]aR 8HlB\lRt &~ted iR the agreemeet far that year af the mar ease. 2. Administration of Program (a) From June IS througb June 30 of the fiscal year, requests for reimbursement under the City's "Flexible Benefit Plan" will be approved for "emergency" expenses only. An emergency is defined as an unforeseen occurrence or combination of circumstances wbicb necessitated immediate action. Requests for reimbursements for purcbases made by employees after June 15 for those items and services rendered which are not of a routine nature, will be reviewed on an individual bases by Personnel to determine if an emergency existed. Upon approval of emergency requests, reimbursements will be granted. ~. . :-r:.rt5.;~~;:;m~::.:X..:U,.: .~~w~t":"$b~~~t.':":;m.::~%~m.-mm:m:ttf.t1.U%t~m}r:,:;'M%t~4?:Wmw:"$..":":M.~*1. WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28, 1994) ?,.- / j Page 8 ~~?~:::-$.:::ml$Kf::.;.:::m:~"%:m~~"1M:~::;;::::nt%1?::";::.@'~:t:~.:::m::;;::.tu;:::~:r}:::::U~~K~~::;;@~:@:m:::::::m.;:::~m%:;;;m:::m::::~:::t:t::mm%{:::H:~.:m:::.@:::~%rWm~::r:::m:~~~:;;;:$;;;~r@$;~;:;;;f~w.::;r@:::.::th~h'Hm:tx:1:::~ Examples: . Emergency medical expenses not covered by insurance for an illness that requires the services of a doctor, clinic, or hospital including auxiliary services (emergency transportation, lab tests, prescriptions and so forth) will be covered. Nate: mellieal elljleBses iBslIrrell as a reSlllt af aeeilleBt are ea'/erell 199% hy the HMO (Healdl MaiBteBaBee OrgaBEtiaB iBSllraBee plaB aBIIIQ9% lip ta SS9Q lJy the iBdemBity health iBsyraBee plaB aBd tIlefefere Bet reimlnusahle threllgk the "F1eldlJle PlaB." . Emergency Vision Expenses-Repair of broken eyeglasses or replacement of lost contact lenses will be approved. (Note: routine eye exam, spare glasses, etc.). . Emergency Dental Expenses-Reimbursements for expenses associated with toothaches, broken teeth, impacted wisdom teeth, root canals, etc. will be covered. (Note: routine dental work done as a result of an exam done after June 1.) . Non-medial items considered routine and not covered include: conference expenses, books, memberships, subscriptions, extra insurance (except authorized payroll deductions). (b) Reimbursements shall be for a minimum of $50 aBd shall ell;~~I;ftQiftIM!jy 1(lllillltRI~lli'li'~I!i~~j~~c!!'~~!~~'~!~~~!~!~!!~ oasis elLeept immediately prier te tile eBII af the fiseal year. (c) Employees who are on a leave of absence, unless such leave is due to disability or suspension for. disciplinary reasons, may not utilize their Flex Plan benefit during the absence (see Section 2.13 Leave of Absence). - 3. Content of Program . The Flexible Benefit Plan will consist of one mandatory selection and additional optional selections. (a) Mandatory Selection Hospital, Medical and life Benefits (Employee) Each represented employee must select one of the medical plans offered by the City for health protection. Employee coverage includes a $3,000 group term life policy. In addition, the City will provide an additional $7,000 group ~3r: ~~r~{!j:L~.~1i~.m:::='~" - ~J%m:g~.~t"':"Tw'~,w~-m-?:@m~::::~::m?'",:::.;::::m~dm:.,::t~*~l:r.&%m"%:%1m%%ffl:;13W::;:m%.%..\.:~~a":%..~_:~t~::t":"f,::@J.?l% WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28, 1994) ~ / ~ Page 9 ~:~w.:.~::s-mm::W:B:::::::.:::;:;~-r:@@:fm;:;:%.w:!t:..%$x:m@rBw:@.::m::::m.:::if@&W@;f.::::.B.::::::~m:;w,*:::::~~?;:;?;?~::;:;:;m;:;~:;::?;~$;:;:m;::@KB.ttl{Bm;:;?:W;$;::@$%$~~:mm::'W~@:&'W~::::y:*::-t.:;$..Wi@f.tiWa:::: term life =Ymp! policy for each represented employee for a total of $10,000. In the case of two City employees who are married to each other, one spouse may cover the other as a dependent. (b) Optional Selections (1) Hospital/Medical Care Benefits (Dependents) A represented employee may seJeet ~J~l dependent coverage under the approved $fj~yjmaB~RfE~ health plaiisunder one of two categories of coverage either "Employee plus one" or "employee plus family" coverage. (2) Prepaid dental.insurance benefits offered by the City for employee, employees plus one or employee plus family coverage. (3) Reimbursable Programs A represented employee may elect to receive reimbursement for the following expenditures with any balance left after the purchase of health insurance for the employee and/or the employee and dependents. The descriptions below are general in nature. Eligible programs shall be the same as those for the Mid-Management Group. Specific rules for allowable reimbursements will be based on applicable Internal Revenue Code (IRC) sections. . Vision, Dental and Medical Each represented employee may apply any remaining portion (after mandatory costs are paid) to BiUt9l1p~i~ vision, dental and medical costs on a reimbursement basis. Employees remain free to be attended by prakssiaBBI eye, deBtal pefsaBBel, ar pllarmaey i;;p]11$6tlQn~t of their own choosing. :.;.;.:.;...;.;.;.;.;.~;.:~.:.x.:.;.;.;.;.;.;.:.;.:.;.;<<.;.:.;.:- . Educational Assistance Employees may select to receive reimbursement for expenses incurred for education directly related to their work. Allowable expenses include tuition, fees, and similar payments, books, supplies, and equipment. Expenses not allowed for reimbursement include books, tools or supplies which are retained by an employee after completion of a course of instruction, or meals, lodging, or transportation. Employees must obtain approval of the department head and the Director of Personnel prior to enrollment in the desired course. ~%"J}ll~.~:: :~4t"f$oo;#%ml.~l~::::;W.:~~1S!:i;~'M%*~%;~~m'i~$:%U~tm:m~%~~WH4~~%tsnt%~1~mW4.1,Mt:@:*mt:~~~~. WCE MOU FY 1993 NEGOTIATIONS (Rev. Apri128. 1994) S-,/j, Page 10 mmm;:;@]t::::N:?:*~:::~:::#;:;~$::::.:ffi:tl:n;;;:'-:;;:;:;::$;::::::~:;:;~:~::::~'t:~:r.1::;:mm~H;:;::::$m&g1;~:r1);1:~$:~:~;:;:;:;:::;:;:~;::$;:;$;:;a:;::::::~:::;:m@~::::::::m~$;:;:;:::::::::::::::':::-:;::m:~f1:mt:::~;:;::@:;::::n:::::;:B:M$;:'::'::;:::;;::';:;;::;;:>>':::?:~:;:;@?:;'W':'::::W).$:Hm~mw Educational assistance reimbursements under this section must be considered non-taxable in accordance with State and Federal laws. To receive funds in advance, employees must read and sign the Advance Funds Request Form available in the Personnel Department and have it approved by their Department Head and Training Coordinator. Upon completion of a course of instruction, employees must submit evidence of a C grade or better, pass/fail or the equivalent based upon how the course is structured or advanced funds must be returned immediately. . Physical Exam Employees may seIeet m~~ to receive reimbursement for a voluntary physical exam. from the physician of their choice. . Supplemental Life Insurance Each represented employee may purchase additional group life insurance (in accordance with IRC ~79) in addition to the $10,000 group term life insurance provided by the City under Section 3(a) above. . Miscellaneous Categories Employees may elect to apply any remaining portion (after mandatory costs are paid) towards deductible and out-of-pocket health plan costs. · QiM IFE~!t~~P! Care Employee may receive reimbursement for eBtitl dependent care expenses incurred in order to allow the employee. to work for - . Supplemental Health Insurance !:~p,~2:es may Tl:ceive reimbursem~nt for the costs of I!~~il UM)tI$Ore4 health JDsurance plans which supplement the eXlstJDg CiiY':offer'ed health plans. Examples of such insurance may include cancer insurance or intensive care insurance. ~%tf.~MWi1M:Kt*'t%:W.:,~W$:%%%~WMts:Wt::$&W$J:::;:;:::":~~W~~:::~:~::::t~t::;@%W:~M:~.@>>:ti~:~~:mr:mmt~w:%t.~~~M~~:mM::;:~~:@~:$*@~%~~H~~&t~:t?:i$~*:;:;tm@Mm~w WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28, 1994) <(fr /7 Page 11 :::WK4::;:~~>>U~1.:?;~;~(:::::::tt:;:::::;;;:;;W:::t~:::::.:::t.::.;:J::;;%:.:::t~;:;;ti;m~:~%:~$;~:::-:;:;::?x;~}::::.;:;:::::~;;;:m~;:~:::::::::;~:;m;;;:(::;:~~;~:::;:::::~::.:;.:::~:%(:::~~:~::m::;~;~:;::~~;~::;;~:~:;:;~~::;:~;:(:;~:;~:;::~$.mm:~\:;::::.-m~::o/M:;:;~~n~::;::;~~;;::~::::~::::;:;~~$.:t@:~~:;::;:~:;:::;W&t . Group Vision Care If available, employees may individually purchase group vision care offered by the City. . Group Psychological Health Plan If available, employees may individually purchase group psychological health plan offered by the City. B. Additional Benefits 1. Long-Term Disability - The City agrees to contribute the amount necessary to provide long-term disability protection for each employee represented by WCE in accordance with the following: The plan will include a thirty (30) day waiting period, a maximum benefit of 60% of salary up to $7,500/month. The plan will provide benefits until age 65 in the event a disability prevents the employee from performing itt his or her own BeRBal occupation, and is subject to the provisions of existing applicable insurance and retirement plans. 2. Employees will be eligible to deposit a maximum of 20% of the beginning flex plan balance into the deferred compensation plan if the employee matches the deposit with a like contribution from his/her paycheck. The allowability of this provision is conditioned on approval by the IRS. If it is disallowed by the IRS, the parties will reo en this ortion of the contract to discuss this issue. leffi'l'''eeslffBires'nsiblS (2fii9mRl~t&i:.'IB~:,,"PP!g'Pn~~$i9tm~:~9gfe:;it!~ipl~p':m~ii'""""":PP",,,, 3. Professional Enrichment - A special fund of $J, 499 $$JSQQ will be established for use by represented employees in FY 1991 92. This am~uBr~~11 he $1,$99 fer IT 1992 93 122e;l~~. Frem this peel empleyees may reqllest reimellrsemeBt fer ellfleBses asseeiate€! \-Ath prefessieBal de'/elepmeBt syeh as semiBars, hastes, prefessieBaUy related dyes, tT~:el aT ledgiBg, eta. (~~!A~9!~1:.s~tlmtmF1i!~1!.~~!gjf,~!m~gm~m~91~,I!~,~1;iB~11!~~i:.~H,tl~$ti!!~!lm!il!! to,1 >>:';':v.~ 1.ltlim:~t~9~seflihgil~~~tI~lti IJi.!$lt~f~!~n!n~imi!!tit;~!le~ ~tttlf.[il9>>:!&i1"1 flt\~!i.&9Kf,;i'ftSfl~pp!!~I$!!?S!!!~~:;I!YlS9R.iI9fX;gr:p~R!~m9Bi!;~~~~1911!:~! ~~.$%.~wtJ:%%%wr;:(r~%':'M~:$:Wt$%*{:mt'%t1:~f;:~tM~~M::::*~:~.M%;:;tW.:::*:~:i;:;::$;~:;;;;;::n~::1*~:ff:;:n:~;:;:~;:~:m;::~::u#ttW~:~m::;~$.m%'&"::~:;?1#.:%~::::~;::;%1{:~*:: WCE MOV FY 1993 NEGOTIATIONS (Rev. April 28, 1994) !f' ~ / ~ Page 12 ~*::::m;:r::.;,:?::.~~:::@$:'.;;,-:::WKqmr&W::;'~:::3~r.KB~:~t,::~~'w::::::m@~::::~:~w:;:;:;:~;:;m:~:3::::;:::;::;:K~@:~;:;:m:::::::::::::::::::::::::::~::::8:n::::;;;-::.Mm;~:~:~::H:~:::m;3:::;;:;:::;~::::r~::;:::t?::3?::f:::::::~;:;:::;::m:;:::;:;:@~;~:?:m:?::;::~:;::3m:3:;::;:::~.;:f::::~~::::;:?~;:;n:~:::;::::::;::n 111Ij;nfj_ill1!liitl!~lii~ili!t_I~liln~HI:\ijj&lH~m&';ijr~:!1h:1Hn2i,RiI; liir\i!!fI!m1~iffi~1&[;G~Isr~~gl:eilljltmjaii BlfjU;:!~~~~:a!Eg~I~t~~.!g~!~gijp,~t~;{~~g;[i15t!Il:~I\Mim=, l{!iwll;1;f;~t,!ggi9j:m:Il~;::~HR~gefjRI Pll111!li11[lpP8~~n2a;!l€$~;Ig!j!lsja~m&;mlm!n2Ri !gili[lglgt2r~l!gi~!;lti~~Mit!B~[[4sl Such expenses must be related to the employees' professional or technical growth. The purpose of this special fund is to reimburse employees for those types of expenses that are not eligible for reimbursement under Educational Assistance. Professional enrichment will also be administered in accordance with State and Federal laws. Employees must receive approval from hislher department head and Director of Personnel before funds may be claimed for reimbursement out of the special fund. The maximum reimbursement per employee is ~ $4.1tI9 for Fiscal Years 1991 92 liBEl 1992 93 ~g:m2~. However, with approval ofthe"departmenthead, a represented ~e:::: r~;:~~:t~:::~:~:ai~iIDi~t~imliJ'~I~IMili~A~;ipi_;~i~; mlllld)$4~i Funds paid to the employee from the Professional Enrichment special fu':'d':~yb~ reportable as part of gross. income to the employee. The Ci~ agrees t8 ';;ar][ yAth '.\TeE t8 de~le]ep aD IRE aeeepHlhle list af items aBd, llpeB agreemest as the items te he iDehuleEl, tse City Vvlill -l!erlE ellt a preeedllre te 8119\1: tile Depat1lBeBt ~fasBgemest ta appreve reEjsests far enpeBdihlfes. 4. Flexible Spending Accounts for Health Care and Dependent Care Two Flexible Spending Accounts (FSAs), under Sections 125, 105, 129 and 213 of the Internal Revenue Service Code, are offered to all represented employees. Employees may elect to budget by salary reduction, for certain health and welfare *~m~~::m:tllit~~~>+m':=.m-:i"'W.:'*;~*t#*jf4*~;:::;;~~:~@@mm%%;;:;$.;::~~%*t~:::{;:;#.~;::::mt:~::~:~:u~-:::@m:~:~~~:~M;:::::Wt::~1it::;;:;:t#M:$..~W:@1::W.mw.ffl:tW$1%:~.m:8t$?:~'::; WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28, 1994) '6' I / Page 13 t:f.;;:'t::w::n.;:;:;::.t:::;Nt:::;$%('fi-:m:-;:;:;:;:;$%$':?'.::m;$;~~~~~'$.$::;:::t:~$;m:::;$r$;~~m@H:m:tJ1:-:;~:;($?:$?:;:;:r:@~$?:~%:;::::?:m$?:;;;?:;?:m;:::$;:"titi;::K~:;:~?;:;$::::;$:.:;?::::m;m$~;i;%-;:;.:;:?.:;:;~:m?:$~-::P.{f.:;.W:::XB:ri%:$::;~M}?:;::~;::::::::::.:. benefits and dependent care reimbursements on a pre-tax basis. If the City does not meet IRS regulations or if the IRS regulations change for any reason, this benefit may be discontinued. 1';j&llg~~lm::li~jiW~,lIy?jl~1 ~):;;I1t\lQ~P&#~&AI:;Rit~.1 a\'~~!j::::ESA~amlrii$tfililbri ~.;.l.;.~;~.,;.~;.;...;~.:.:...;.. ;.;.;.....; ..;.;.;.; ;.;,.; ;.;,;,;,,;';';'.';w;...;';'.';';'.'; ..;.....; ....;.;.; ;.~. ;.;. 5. Health and Dental Payroll Deductions Treated as Pre-Tax Under Sections 125, 105, and 213 of the Internal Revenue Service Code, the City will treat all payroll deductions for health and dental care on a pre-tax basis, unless an affected employee requests such deductions be taxed. If the City does not meet IRS regulations or if the IRS regulations change for any reason, this benefit may be discontinued. OOif:m:::.t:f~$@k~..m::t'(*~1:;.~tW::::;::t~;;:;~:!:@?-Mt,:::-:::%t,::~~tW$N~::;:;~~;K~::::t%-;:;;M%'t'!.:%.;:;:;:;:?:~;:::.t{i.1:'~:::W.:;;:~:t:::*::;:;~~1:;;'$:*;:t:~;:t:::;-};:;*rM:tA:;,tt*#t:::1;::;$~~~t;'$lM:t:~~~::;::~~~':X';:{:;::~:;,'t.:;:;:;t~~** WCE MOU FY 1993 NEGOTIATIONS (Rev. Apri128. 1994'?r/ ;Lt/ Page 14 %:::.'t},::r.:=.@:tk::m:':::;*~;B;:::.~;@:::~::::m:.:~li;*::;m::m:;:::.;:~n;w.t.n:t'W;::#$.~:::m::::$.;::;H:::;im~:;:::H~~::::;:ml~;;m:.~~~:;:::;::::~m;m:::::::':;~;;~8:::::-::W::;;:mW;W;H~~:;:m.>.m~"'~r.%?:@:::@:::m:::;:::;:::::~:rf:~:::::t~::t.mr@:@:::::;:.1::r:$.~:?i;:;:r:t:~:;::; 6. Medical Premium Retirement Benefit Plan The City will offer a medical premium retirement benefit plan, under Section 457(f) of the Internal Revenue Service Code, to all represented employees through the JPEBA, Joint Powers Employee Benefit Authority (or an equivalent plan). This program will provide employees the option of making unlimited pre-tax contributions from their wages to pre-fund post-retirement health insurance premium costs for themselves and their dependents. Since IRS Section 457(f) requires restrictions on the program that can result in forfeiture of the contributions to the City for specified reasons, employees are advised to carefully review the information that will be provided on the program prior to deciding whether or when to participate. ' The City will pay the start-up costs associated with third party administration. Participating employees will pay the participant costs (currently $24 per year). If the City does not meet IRS regulations or if the IRS regulations change for any reason, this benefit will be discontinued. 7. Supplemental Life Insurance Represented employees may purchase from $30,000 to $300,000 of group term supplemental life insurance in $10,000 increments through the City's group insurance plan with said employees paying the additional; cost through payroll deduction. c. F1eNiele BeBefit PlaB OptieB SQllly The City \viR iB~:estigate ~e feasihility af replaeiRg the eJEistiRg eafeteria filaR \"AtIt BB IRS EeetisR 12$ plaB aRd agrees t8 Bw.e eempleted the iBv8stigati8B is suft'ieisRt time t8 pefBIit meaBiBgml BegetiatieRs aa the issue prier te the expiFatieR af tl1is CaBtraet. 2.10 RETIREMENT A *' The City shall provide the 2% at 60 retirement for miscellaneous employees as provided for under the Public Employees Retirement System. 2. The City agrees ta ,etluest 8B aetuarial va]yatiea Be later tBBB lasllBpY 1993. The aemarial re(j1:lest \"lill he te determiBe tile pa~ell 88&t& if tile 2% at ~~ {smuda ''':ere impJemeBted. TJpsa reeeipt, the fesulis, af StieR \'aluatisB \"AU he fef\1Varded ta '.\!CE reprsseBtaw.'es. B. Additional Retirement Benefits All WCE represented employees will receive Third Level of 1959 Survivor Benefit under PERS Sections 21380-21387, and 21382.4). The PERS 1959 Survivors Benefit employee premium cost of $2.00 per month will continue to be paid by the City. OOfu.'~..:$}~f:'" . -:7m~:M,*.1::mmw.:}mw&~w~ma@~;mwt.~:~m@;.wi:t..%).m~ili%tt,*~:*m~::J:t:m~t:;::~:@;~t%~~d#~:;;@%::~~~~"::'$ID:t~$:1~'tH::;:~~:r:::t~1%&~t:~~:t;@::.@~1 WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28. 1994) g-,;;L J Page 15 :::::t~~:m::;:;tB;'m::::;:;:;:f<i:::::~j.;:t:~i3n~-:.~i.~~}:r@W$;::::.m:;$~$;:::;.~::::::::t::::t:::-~8:H:M:;:::;:::;:t.::t.~;:m;t=;:;$::::::HW:::~~~::m:::;:;@t:::3t.:::::::~t::%::::;:::;:;:::;:~;:;::$;:;~:t::::::t:;::;:;~:;:;:~:?;m::f1::;:g;:;@:;:;;-m;~*-,%::-::::f.:;Wm::?*.;:::f.:m::$.;:::H:~$tW.;* All refunds of employee contributions or additional costs of employee retirement contributions mandated by the courts and/or requested by PERS because of court decisions during the life of the contract will be reimbursed to or paid by the employee. 2.11 HOLInA YS A. Fixed Holidays - During the term of this agreement, the recognized holidays are: 11,Q(j,~J J;!,fi1m.lI~l! !!'l~t:!1 I!MOO41~ 'l~12~ ,~~~ ,~~ t~lrli p?;@Pl!!~ CU" QRfeRD Clooe. F\' IPPl PJ City OAhu Clan. F\' IPPl P1 07/QJ~2 Independence Day J y I)' 1, 1 ~ 1 Labor Day ~9ptoBllt8r 1. IPOl Thanksgiving Day tT9"oBl\;'er Ji, 1901 Day after Thanksgiving !>I."lmIllr 10, 1~91 Christmas ];)eoolBBor 15.1001 New Year's Day Jaswal=)' 1, IPQ2 Memorial Day Ma)' 1~, 1991 lllIlJ'Wl 11.\1'Wl mU,\ll 01,101,\ll 1la,IJ lRl 1. Holiday Pay - Employees shall receive eight (8) hours pay at their regular hourly rate for each fixed holiday payable during the pay period in which the regular holiday occurs. 2. For employees who work the traditional Monday through Friday work week, overtime will be paid if the employee works on the day City offices are closed to celebrate a fixed holiday. 3. If a fixed holiday falls on a Saturday, the preceding Friday shall be observed as the holiday. If Ii fixed holiday falls on a Sunday, the following Monday shall be observed as the holiday. B. Floating Holidays: 1. Amount - Effective the first pay period in July of each fiscal year of this agreement, employees shall be credited with thirty-two (32) hours floating holiday time, eight hours each for: Lincoln's Birthday, Washington's Birthday, Admission Day and Veteran's Day. Employees may take floating holiday time at their discretion with the approval of their department head. 2. Floating Holiday Use - If an employee uses floating holiday time before the holiday passes and subsequently leaves City service, they will be charged for such time, If employees do not use their floating holiday time before June 30 of the fiscal year, they will lose such time. The smallest unit of time chargeable to floating holiday time is one half hour. ~~ ~WmT1c"M"~":~.;.x.:<g.;@m;~$m~~~::#:t~Am..%%m:tw~mt~'g$.:t~t~M%tB.:m:%-:;::~~'$:tw*tm~~1.@:t$1.-::mWl~m:;:~~W%1m:~%'* WCE MOU FY 1993 NEGOTIATIONS (Rev. Apri128, 1994) 6' ~ ,;lcJ., Page 16 mr.t.:t:::w*~mm:::::~:@:@:::.:::~:::'%::;::;~.;:::~::::~:::.::::?.;;::::;:;::tl::;~f~W~:::;:::::;::;::::;:Mm:~::::~:~m:::~r.:f.:~:~:::::::::~::::~::::::m1::::::~.::::::::~r:;::::m:m:~:::~~m.::;~:~::m::{(~~m@::;:::::.~~~t~::::m:~::;r.@;r:-x:;~.::::::~~-:'i.~:::;:~f::~.;.~;::;:%X~:::@::~:;:::::::;~mm:::::mf.t 2.12 VACATION AND SICK LEAVE A. Definition - For the purpose of this section, the following definitions shall apply: 1. "Continuous Service" means City service uninterrupted by separation. 2. "Intermittent service" means City service interrupted by separation. 3. "Time worked" includes all paid time. 4. "Active service" includes time worked, leave of absence without pay not to exceed 14 calendar days, and leave of absence not to exceed one (1) year for which Workers Compensation is paid. B. Vacation 1. Vacation Accrual - Each employee paid biweekly shall be entitled to vacation with pay. The following provisions shall apply: (a) Employees will accrue 10 working days during the first year of service. This benefit will be accumulated at the rate of 3.07 working hours for each full biweekly pay period of service performed. (b) Employees will accrue and be eligible to receive 10 working days annually (cumulative to a total leave balance of 20 working days) during the second through fourth year of service. This benefit will be accumulated at the rate of 3.07 working hours for each full biweekly pay period of service performed. (c) Employees will accrue and be eligible to receive 15 working days annually (cumulative to a total leave balance of 30 working days) during the fifth through fifteenth year of seryice. The benefits will be accumulated at the rate of 4.60 working hours for each full biweekly pay period of service performed. (d) Employees will accrue and be eligible to receive 20 working days annually (cumulative to a total leave balance of 40 working days) during the sixteenth and succeeding years of service. This benefit will be accumulated at the rate of 6.14 working hours for each full biweekly pay period of service performed. Maximum Vacation Accrual. At no time may an employee have more than two years of vacation leave accumulated. No credits shall be accrued above this limit and any time in excess of the two-year limitation will be lost. (e) Vacation accrual rate changes will become effective at the beginning of the pay period closest to the actual date of change. 2. Each part-time employee paid at a biweekly rate shall be entitled to vacation with pay. The number of working days of such vacation shall be computed on the basis t1M~%"%H~*\n1~*;"~~;%m:%:1:<i:i::;Mi%:mmt~$::::r@::;:mm:H:;:::;1t:~*M*~:M:$-:m*~t~*~t$'4M:::::;:.MM.$t%~*t#~f..:.~J",'f:;~W.4~illW~;;:f.:W.;*"M&'WM.~:- WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28, 1994) g-'-;l} Page 17 l:::r::;:;%~:3g%~t:*:.%~"W:t::::t&.t::::?:.;;.::::{:::W~:::W.::::~t..;;.::~~t:.;;::{:;:r~:~::~;~:3;~::;.1~;r~::::;::;~::::;~:~r;::~::~z:::~:;::r:~:;::;;;:::~.;.w.:~:::;;::%:;;;::::::::;mr~;::::::~~:~::%:::::::r~~:@;:;B::;::~%:~:;-:'::;:~;;;}.~::;:}.:~:~:r:3.?::;:;~>>:i:~::m~;:;:;:t::;::::t~:::rl$;:r:::Ht..:;:;~:~:::~;r:$:::r%;: set forth in subsection (b), (c), or (d) and shall be in the proportion that such part- time employment bears to full-time employment. 3. Employees separated from the City service, whether voluntarily or involuntarily, shall be granted all of the unused vacation to which they are entitled based upon continuous service computed on the basis set forth in subsections (b), (c) and (d). Payment shall be made hour for hour with any portion of an hour being considered a full hour. 4. Vacation Use - Vacation leave balances shall be reduced for actual time not worked to the nearest quarter hour for reasons allowable under this section. Absence may not be charged to vacation not already accumulated. C. Sick Leave 1. Accumulated paid sick leave. credit is to be used for the sole purpose of protecting the employee's wages in the event absence is made necessary because of disability due to injury or illness of the employee or members of their immediate family. 2. Sick Leave Accrual - Computation of sick leave: Sick leave with pay is cumulative at the rate of 3.68 working hours for each biweekly pay period of service, 96 hours annually, beginning at the time of full-time probationary employment. A person who has held a position with temporary or interim status and is appointed to a position with probationary status, without a break in service, may have such ~e credited to sick leave upon the recommendation of the department head and Director of Personnel and with the approval of the City Manager. 3. Maximum Sick Leave Accumulation - Unused sick leave may be accumulated in an unlimited amount. 4. Sick Leave Use - Sick leave balances shall be reduced for actual time not worked to the nearest quarter hour for reasons allowable under this section. Absence for illness may not be charged to sick leave not already accumulated. S. Sick Leave Verification - The City may, in its discretion, require a doctor's certificate and/or a personal sworn affidavit verifying the nature, severity and cause of the disabling injury or illness of the employee in order to determine eligibility for sick leave. If an employee is to be required to furnish a doctor's certificate, the employee shall be notified by their supervisor that a doctor's certificate shall be required when the employee notifies the City that they will be absent by reason of illness or disability. 6. Bereavement Leave - When an employee with permanent status is compelled to be absent from work because of the death of an immediate family member, an immediate family member of the employee's spouse, or any other person defined by the Internal Revenue Service as a dependent, and after such employee makes a written request and receives written approval from the department head, such m1:~%!fw~~%%'\:@.::ID*:mt~%~%1.:'@'*t~t::t::W@~FMg~:t~*=%~;:&.mn~:w~#~~~~$t=W:f;;:~*~:$:@:*'*:::::ttMt:n1:m#~:}f.&:tf;W*~t.r,t~%i%:t~:j:;ttl=S%:;;lMs? WCE MOU FY 1993 NEGOTIATIONS (Rev. Apri128. 1994) i!('" r d- 'I- Page 18 K~m~;:;if:m:s.5;$:t~:::;:;@;J::t.1~::::;:::r$;':ffi:~:;n;-:;tt.'::;.%'%:{~$.Hm::t;:;;:::-:::f:$-:::.:$H~11K~;:;:$.:::~m~;~;W~%~$;:;M:3;:;;~;m:::?$::~::m;~;;:;H::::~:$;:;:~;M;m;m~%;;:;;:;:n:.WtMf.;:;:;:;::::::t~;::::::;m::tM::0.:.~:::m:::::~;:;@::::-::;;;::':::;:.:::::t:=&;:;:3;::H~~~~:;:~ employee may be allowed the privilege to be absent from work with full pay up to five (5) days, plus reasonable travel time. Travel time will be actual time used not to exceed three (3) calendar days. Paid leave of absence for family death shall be charged to sick leave. 7. Sick Leave Reimbursement (a) WCE members using four (4) days of sick leave or less during the fiscal year shall have the option of converting twenty-five percent (25%) of their remaining yearly sick leave pay. (b) Pay shall be computed based on the following schedule and all computations shall be rounded to the nearest whole hour: REMAINING YEARLY SICK LEAVE PAY OPTION (25%) 12 days 3 days 11 days 2 days, 6 hrs. 10 days 2 days, 4 hrs. 9 days 2 days, 2 hrs. S days 2 days 7 days or less 0 (c) If the pay option is selected, the paid sick leave hours shall be subtracted from the employee's accumulated yearly sick leave balance. The remaining sick leave hours shall be carried over and accumulated. (Example: Employee uses 4 days sick leave. They then elect to receive pay for 25% of remaining days, or 2 days. The 2 days are subtracted from their remaining yearly sick leave and the other 6 days are added to the employee's accumulated sick leave balance.) (d) Payment will be made during the month of July of each year. Pay will be computed based on the employee's salary step on June 15. (3) Payment will be made only to members on the payroll twelve consecutive months prior to the payoff calculation. Permanent employees who retire during the fiscal year will be compensated under this plan based upon their formal retirement date. Prorated payments will not be made to employees who terminate during the fiscal year. However, in the event of the death of an individual while employed by the City, 50% of the employee's unused, accumulated sick leave will be paid to the appropriate beneficiary. M$::"t:m:;i8E:W~:lli;.\~{~.-*..J,:::rm~:mmi,@H~~1%%%~t:m:1,**4%~t~W&W~{~,~~t:~~1::~%$:t%w.t~t~*m::~::!'~r~;:~:~;~m%~~m*mwkMMt.~:m.t'ttj:mw~tt.~*-m~~a~%{'?{$~:t4\~* WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28. 1994) zr '" ;2~ Page 19 m:t:'::>>.::$.:;:::;:-x;;:%%~~B::.~W:.~:gm::i;~::::;:;::::mm;:::;:;@:;;w:::':~:::::;:;H:B;:;:;:'~:8;:;8};::::;::::Wt::::tl@;~::~:::::;:::::::::t:::m~;:::.::~m::;:;;:::::m~:;:::~;~:t:~::;r::::8::t::::;:::;::;::~:$~:m@:@::$.:~:~:m:m:;:m$:~~qt;:;;t%?::::?5.:;-z$.~::;:X-:t:;t:i;::t~:Hn?:::I~;~~. D. CatllStrephie Leave The City agrees t8 prepare a dratt prapesal fer a eatastrephie lew/e paYer -;,:lliefi, lieder eertaia eireHmstaaees, -;"sHlEl aUm-, 8a empleyee t9 trseskf \tBllsed .:aeatieB 9f eempeasatery time eff t9 Raether empleyee. The City \vill {.an-lard the prepassl t8 '.J,'CE fer eeBsiEleratieB at least three mestas prier te the expiraties sf tlle ~{OU. 2.12.1 PROFESSIONAL LICENSE OR REGISTRATION EXAMINATION LEAVE Represented employees who have made application for and are scheduled to participate in a licensure examination for Professional EngineeriJllr9~~~9il~!mtimg.I~&!!f~~~ or Land Surveyor shall, upon verification by the appointing authonty, be granted time with pay to participate in any such part of the examination which is scheduled during City work hours. Such time off shall be granted one time only and shall not be charged to any leave time. 2.13 LEAVE OF ABSENCE Employees who are mentally or physically incapacitated to perform their duties, or who desire to engage in a course of study that will, in the judgement of the City, increase their usefulness on their return to the classified service or who, for any reason considered to be in the best interest of the City government by the appointing authority and the Director of Personnel, and with the approval of the City Manager, be granted leave of absence without payor benefits for a period not to exceed one year. Employees asking for leave of absence without pay shall submit their request in writing stating the reasons why, in their opinion, the request should be granted, the date when they desire the leave to begin, and the probable date of their return. For each leave without pay, the Director of Personnel shall determine whether the employee granted such leave shall be entitled to their former position on their return from such leave or whether their name shall be placed on the reinstatement list for the class as provided for in the Civil Service rules. If a request for leave is denied, a copy of such request and the reasons for denial shall be sent to the Civil Service Commission. An employee who is granted an unpaid leave of absence for more than one month for any reason, including a leave for disciplinary purposes, shall pay the cost of health and life insurance premiums for the entire period of the leave of absence, provided, however, that this provision shall not apply if the leave of absence is a result of the employee being ill or disabled. 2.14 MILITARY LEAVE Military leave shall be granted in accordance with the provisions of applicable State and Federal laws (California Military and Veteran's Code). 2.15 JURY DUTY Permanent and probationary employees who are called to serve on jury duty for any county, state or federal court within the San Diego area shall be entitled to paid leave under the following circumstances: *~M%Mi::;::aW~3ffi'lli%;t~;:%;!1::;:~s::;:~M:;:i:::::::nt@:~t:%'~}:::::::r::;;:~:;~~:$~~#:.:;::@*mt;$rw::~m::::~:;~:;::::;:::::::::::t;:::;:m::ht;~;:;;~:::~~:S,**=1~~n#t:.,<<a1t@:t::;:mW$tt%1$:~~*:;;:~;:~,m~~@:;:;8:~' WCE MOU FY 1993 NEGOTIATIONS (Rev. Apri128, 1994) ?r / ). e" Page 20 M~:f.;:~mM:::::mm:,::::~:,:'::::::'m:,:;:@~::::'f.:~:'::.t.~:;::,:m~~~:,m:;::':;~t~::m:~:,:;:r:::,?::,:::~:::,~;::g::;:?:::':~;8~:@'8::'::?::;::m::,:?:~;;ri~?::mg:::,::::~:~:~:::::::~~:::$::':~:~:::H:::':'~::;::~$:$~:;::?::'~~:::::;H:m:~)@~::;::~:[;:;~t:::::t:::::::,~~mm~:'?::;::::;.%::;::::~~fM.R:::m::m:$;:'m:::::m~$ 1. They must present to their supervisor the court order to appear for jury duty at least three weeks prior to their date to report. 2. All fees received by the employee for jury duty for days when scheduled for work, excluding mileage, shall be paid over to the City. 3. The employee must submit a'daily court authorized, stamped time card accounting for all hours of required service ordered by the court. 4. If jury service and travel time from court to work is less than five hours in a work day, the employee is expected to return to work unless a justification is provided and approved or pre-authorized leave is approved. s. Employees who are required to serve jury duty on their scheduled days off will not be compensated for this time and may keep any fees paid by the court. 6. If the employee is not required to report for jury duty on any particular day(s) they are then expected to be at work as per their normal schedule. 7. It is the employee's responsibility to inform his or her supervisor on a daily basis if they are required to report for jury duty the following day. This may include calling the supervisor after or before normal working hours. 8. Absence due to jury duty will be submitted on the City leave form. 2.15.1 Court Leave Court leave is paid leave granted by the City to enable an employee to fulfill his/her duty as a citizen to serve as a witness in a court action to which the employee is not a party, before a Federa~ Superior, or Municipal Court located within San Diego County. Court leave shall be limited to: 1. Required attendance before Federal, Superior, Municipal, Justice Courts located within San Diego County. 2. Time in attendance at court together with reasonable travel time between court and work if attendance is for less than a full day and the employee can reasonably be expected to return to work. 3. Court leave shall not be granted when the employee is paid an expert witness fee. 4. The employee must submit to the City any payment received for court leave except travel and subsistence pay for such duty. S. Court leave shall not be granted to employees who are not litigants in the civil case nor related to litigants in the civil case or defendants in a criminal case. ~%..%..%%m:%?;i';:'::::f'::':;:WJ:C.*X.:l~:f';:M**W:-IDtW~W::-:$.%;::.*:;:t.mw:*~~:;~:ill~:}*1.*~m:'#~Ulli';MHW1~:'f:~~W$~t$~::~:::'~tt'1m:::::M:m~%~t..M$W.::.tr.w:w::':.m;t~t.'*.;:. WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28, 1994) 'it';L 7 Page 21 ;!t::g~8*~r@m:%W:::::::H-M:::::;:.:::f&::.:..~'%~::::::::::::@f@;;;;;;;:;;;Wg:;:~W::;:ft:::~:mmt.::::~:::::::m:~w:::::m:;:t::::~~1;::m:;:;m:;;::~f~:;:;~;~;::::::~::m:;::::~:::::;:::::~::::;:::;:;~:t::::;:~;:;:;::~:;~:;:::::~:;:~::m~-::::~m~;:::::;~:~::::3?:;%;:::;:::::~:.t:::~:::;::;:~.::;:@m:;:t:~::::~::~:;:::t:m:m~ 6. Employees shall provide their supervisor with a copy of the legal subpoena and provide other documentary evidence of service. 2.16 CAREER ADVANCEMENT A. Promotion I The Assistant Engineer I classification wilI be considered as career advancement to the Assistant Engineer II level. Employees will not be required to undergo a promotional exam but will qualify for certification upon (1) fulfillment of a minimum of one year as an Assistant Engineer I and upon forwarding of a positive recommendation by the relevant appointing authority or (2) becoming registered as a professional engineer by the State of California. Permanent employees who advance from the Assistant Engineer I classification under #(1) above to the Assistant Engineer II level shall not be subjected to an additional probationary period. Employees who advance from the Assistant Engineer I level as a result of #(2) above, shall serve at least a six month probationary period at the Assistant Engineer II level and at least a combined total of one year as an Assistant Engineer I and/or Assistant Engineer II. R. ClassifieatieB Ehuly UpeB release sf reeemmeaElatisBs frem the 5BgiBeeriBg Di9.1siesa] ReergaBFzatiaB eSBlsittee, tile City 9J:iIl Bieet 'xith 'J/CB represeBtath'es aRd the Cemmittee 18 dissyss t.Jie reeSBllBeBdatieBs aBd aBY apprepriate aetieBS tker~;.1th. 2.17 LABOR.MANAGEMENT COOPERATION During the term of this agreement, the City agrees to explore ongoing relationship with this unit beyond the traditional negotiation process. The objective is to jointly develop and implement programs designed to improve City operations and enhance employee satisfaction. 2.18 ACTING APPOINTMENTS In the absence of an eligible list, upon the recommendation of the Department Head and the Director of Personnel, and with approval of the City Manager, a unit member may be appointed on an "acting" basis to a vacant position if he/she meets the desired qualifications. He/she shall receive a minimum compensation equal to five percent (5%) over their current salary, or step A of the new salary range, whichever is greater. The effective date of such increase will be the first $:wi:W~~w~;*:~~:':_%lli%w.!t:lli.'fi;ww~}~'mm;::$.:;:~:mf.t@@::::~t:%%M~r.~M.;1M.;t::m::;:1:~tM~~:~~~:;~~r~~ili1#t~::;:;:::~:;1;;~:~~~t~~:::::::m:t1:;t*~m:;:'::m;m:::~::::M~:t~1:;;@; WCE MOU FY 1993 NEGOTIATIONS (Rev. Apri128. 1994) )J/J-r Page 22 m;:W:~::;;:::1.;:t::lli:::W::;IDl::.:->~x.:=:.:Wt"&:m::::$x::nw~:;:;~::;::w'::-:~9.m:::::r:t:;:~::;;;m:t:::;::::(:;~:~:;:;:;;;:::~::::~:H:::~;:;t:W?::?::::~:t:~:g?:@:::W::;:~::::::m~%g:;:m::::n:~::::~:t::::;:;H?:~~:~:r$:~~?:::;:;:::::.~?::;;:::?::mm:m:::m?:~:@z:::;::;::::m::::~::~~..,....w working day of the acting appointment. Employees so appointed will maintain their status in their regular position and receive earned salary increases if they would otherwise be eligible. 2.19 DRIVING ELIGIBILI1Y Whenever an employee drives a vehicle for City business he or she shall have a valid California Drivers License. In order to ascertain the validity of the employee's licenses, employees must present their drivers license to their supervisor upon request. The City reserves the right to check at any time with the Department of Motor Vehicles to determine if the license is valid. If an employee's drivers license is revoked, suspended or otherwise made invalid, the employee must inform his or her supervisor. Failure to notify the supervisor may result in immediate disciplinary action. An employee who does not posses a valid California Drivers License will be considered for a non- driving position, if one is available in the employee's classification. The non-driving assignment will continue for a maximum of six months if there is a reasonable expectation the employee will have a valid California Drivers License at the expiration of that time. Extensions to the six month limit will be considered on a case-by-case basis, however, in no case shall an employee receive more than one non-driving assignment in any three-year period. When no non-driving assignment is available, employees must request a leave of absence without pay for six months or such time as their license is once again valid, whichever is shorter. In order to assure that non-driving assignments are provided on a fair and equitable basis, the following procedures shall be observed: 1. Each department will determine whether or not it has any non-driving assignments that can be filled by employees who would otherwise have driving assignments. 2. Non-driving assignments will be given on a first come, first served basis. For example, if two employees in a department have non-valid drivers licenses and there is only one non- driving assignment, the first employee who comes forward will be given the non-driving assignment. The other employee may apply for a leave of absence as described above. 2.20 SUBSTANCE/ALCOHOL ABUSE PROGRAM Represented employees are subject to the current substance abuse policy as stated in .Resolution No. 13971, as adopted and approved by the City Council of the City of Chula Vista on February 21, 1989. 3.01 PROHIBITED PRACTICES A. WeE pledges it shall not cause, condone or counsel its unit members or any of them to strike, fail to fully and faithfully perform duties, slow down, disrupt, impede or otherwise impair the normal functions and procedures of the City. m:m.~~';;:U:;::J.::.~,;w~~;J$;lg~W~$t#;::r:~~t~::tMf&W4:?:;:*t~~M:::W~:~::&~;~:~:~?:::~:::::::@::~%:;;:;,::w::::::m::~~~::::?:;:;:~::~::?:;::~:~~m%::::::::::~::~~::~:~~:;:;~:~t~:~::~::t!M::::;:~:~:M;::,*m:?:t~:~:::~.;:#~}%~.t$:t~:mw~::~:m:: WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28, 1994) ~/ ).; Page 23 ~:;:~~~~~:[~::;:::::.~1:':u::::~;:;;%t:?:'~,:;:-m;:;:;:.a;:;:;;:;::.::;::@;:;:;:m;,,;~;:::;,;;:;,,;:::~H;~-:;::::@;~:;:;:~~;:::;::::;:;:;mm;:;~-:;:;m:;:,n(.@;~;::;:;::{~;:::;:::;H;::::;:;~;f.;m(.:@m;(.,;::;:;:;,;:;:;::;n@;f~-;:;f;.;:::;;.f.;;*:::f.;:;:;:;:mm::;:m,,;:::;::::;;';;:;,m;:iM,=(.:-::: B. Should any unit employees during the term of this Memorandum of Understanding breach the obligations of Paragraph I ~i~g!;!;lij~9Yi the City Manager or his designee shall immediately notify WCE that an alleged prohibited action is in progress. C. WCE shall forthwith, and in any event, within eight working hours disavow said strike or other alleged prohibited action, shall advise such members orally and in writing to immediately return to work and/or cease the prohibited activity and provide the City Manager with a copy of its advisement or, alternatively, accept the responsibility for the strike or other prohibited activity. D. If WCE disavows the prohibited activity and takes all positive actions hereunder in good faith, the City shall not hold WCE financially or otherwise responsible. The City may impose such penalties or sanctions as the City may appropriately assess against the participants. E. Should WCE during the term of this Memorandum of Understanding breach its obligations or any of them under this section, it is agreed that the City shall pursue all legal and administrative remedies available to the City that in its discretion it may elect to pursue. 3.02 GRIEVANCE PROCEDURE This grievance procedure shall be in effect during the full term of this Memorandum of Understanding. Section 1. PURPOSE. The purposes and objectives of the Grievance Procedure are to: (1) Resolve disputes arising from the interpretation, application or enforcement of specific terms of this agreement. (2) Encourage the settlement of disagreements informally at the employee-supervisor level and provide an orderly procedure to handle grievances through the several supervisory levels where necessary. (3) Resolve grievances as quickly as possible and correct, if possible, the causes of grievances thereby reducing the number of grievances and future similar disputes. Section 2. DEFINmONS. For the purpose of this grievance procedure the following definitions shall apply: (1) Manager: The City Manager or hislher authorized representative. (2) Day: A calendar day, excluding Saturdays, Sundays and hard holidays as described by this agreement. (3) Department head or head of a department: The chief executive officer of a departmenl m~*%%"~~~%V<<iW'*t%Jwt.~m;~,~.~~\'W.lli::,f4.W',,*~,t~t:f$,*f~f.;~;~~"%:~~%~t,.{~*%~:t~;%;~~:::n;r::;fi~~;m1:t.~N~{tW,$M~~mt:w~~11~;,f~;f;*w"&m* WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28. 1994) ~/ Jtl Page 24 ~m:~::;$.:u:m.'.t%::::t.:::m::;:;:W~>>;;':::l-rr@m%':$.W&1i?X;:.)";:;:@$;::;:?.J:'~::u::a:::;~@~:~%::;?x;~@~::::'~:~:::::~::::;:%::::::::~:::;~;::;~;;::$;:;%H:;@:;:~;*t:::~:::::;:;;::~:;;:;:;:;;;~:m~~:::m::~;:::;~;;::;:;:;:;;::g;:;::;::::r~~;;:@::::?;::;%::::~M'::;%:~.::;~:~:~::::~::%:;~:::g~: (4) Director of Personnel: The Director of Personnel or hislher authorized representative. (5) Employee: Any officer or regular (not temporary) employee of the City, except an elected official. (6) Employee representative: An individual who speaks on behalf of the employee. (7) Grievance: A complaint of an employee or group of employees arising out of the application or interpretation of a specific clause in this agreement. (8) Immediate supervisor: The individual who assigns, reviews, or directs the work of an employee. (9) Superior: The individual to whom an immediate supervisor reports. Section 3. REVIEWABLE AND NON-REVIEWABLE GRIEVANCES. (1) To be reviewable under this procedure a grievance must: (a) Concern matters or incidents that have occurred in alleged violation of a specific clause in this agreement; and (b) Specify the relief sought, which relief must be within the power of the City to grant in whole or in part. (2) A grievance is not reviewable under this procedure if it is a matter which: (a) Is subject to those reserved City Management Rights as stipulated under Section 4 of the Employer-Employee Relations Policy for the City of Chula Vista or under management rights as specified in this agreement. (b) Is reviewable under some other administrative procedure and/or rules of the Civil Service Commission such as: 1. Applications for changes in title, job classification or salary. 2. Appeals from formal disciplinary proceeding. 3. Appeals arising out of Civil Service examinations. 4. Appeals from work performance evaluations. 5. Appeals that have Affirmative Action or civil rights remedy. (c) General complaints not directly related to specific clauses of this agreement. m~~*=tt~..m.%Wt~... .:&::;.;:,,;w::rut"4.$ID;::illR~:f:f:!t~::W:}~~:}*,1:tftW::::1{:~t:::~t.~m~:~;~t~~;::::"*~~M~:%;:::*~~~:::~M:~:~:~t~!.:ht:::'i.~:}f~w*~:;:m:1:%~%:"W*!::;w:::::~~::~:g:fit WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28. 1994) ?~J/ Page 25 ~:i:~:mtw:m-%m~::;:;:%;::m:.mr~~::w:;:@t:"?::t.:::~~&M.:mm.~;::-;;m;:::m~m;:t:::::::::':1-:w.;:.r;;;mm:llim.'1:m.:::~:::::t;:tr~:::.m;mm~~:~mt::{:r.t!;;;::,rm:;:;;:::m1~mJ:m:1~~;W.t.:m-mmm:;;@;:?:::;;:;(:;;;;:::%1?;;;;: (d) Would require the modification of a policy established by the City Council or by law. (e) Relates to any City group insurance or retirement programs. Section 4. GENERAL PROVISION OF THE GRIEVANCE PROCEDURE. (1) Grievances may be initiated only by the employee or employees concerned and may not be pursued without hislher or their consent. (2) Procedure for Presentation: In presenting hislher grievance, the employee shaH foHow the sequence and the procedure outlined in Section 5. (3) Prompt Presentation. The employee shaH discuss hislher grievance with hislher immediate supervisor within ten (10) working days after the act or omission of management causing the grievance, or within ten (10) working days of when the employee, with the exercise of reasonable diligence, should have discovered the act or omission being grieved. (4) Prescribed Form. The written grievance shaH be submitted on a form prescribed by the Director of Personnel for this purpose. (5) Statement of Grievance. The grievance shaH contain a statement of: (a) The specific situation, act or acts complained of as an agreement violation; (b) The inequity or damage suffered by the employee; and (c) The relief sought. (6) Employee Representative. The employee may choose someone to represent hislher at any step in the procedure. No person hearing a grievance need recognize more than one representative for any employee at anyone time, unless he/she so desires. (7) Handled During Working Hours. Whenever possible, grievances will be handled during the regularly scheduled working hours of the parties involved. (8) Extension of Time. The time limits within whicb action must be taken or a decision made as specified in this procedure may be extended by mutual written consent of the parties involved. A statement of tbe duration of sucb extension of time must be signed by both parties involved at the step to be extended. (9) Consolidation of Grievances. If the grievance involves a group of employees or if a number of employees file separate grievances on tbe same matter, the grievances shaH, wbenever possible, be bandIed as a single grievance. ~%..~WJ.::%*t::.f~.m:'%~.zWit,~:;~f~t:;%*@;t~ff.t4$lf&:m~1~~N-?j;:::%t{:~MMM:~~~S:'::~~~:@m~*m~:t};l:~n*~M~"t%?M&:'t1#~*~tt.~~t:i:l*~f:mm~w:??~~mJ&wsm% WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28, 1994) 8'/ J ;L Page 26 *~m;:;;;;?:::.<mm:th%;:;:::~::;:;:m~;;,.":t-%m::;fu--:::~tm@~~1:~;:;:lli-.-:;:;:~:::::;:;:~m:a:::::m::;;;:;:::::::t:B::~:m:@m:mM~:%?~$.:;:~:B;:;:::~~;:;:~N:m;:;.~::::i;:;:9;:;;:;:;:;:::m:B::;:t.:.-%:$::;:;:;m:?:~w:t.:.~$.:;:~:::m9';,::;:mmt::'m.j:m:!h:::-mi.~;::;~'f:ng::mm (10) Settlement. AJ1y complaint shall be considered settled without prejudice at the completion of any step if all parties are satisfied or if neither party presents the matter to a higher authority within the prescribed period of time. (11) Reprisal. The grievance procedure is intended to assure a grieving employee the right to present his/her grievance without fear of disciplinary action or reprisal by his/her supervisor, superior or department head, provided he/she observes the provisions of this grievance procedure. (12) Back pay. The resolution of a grievance shall not include provisions for back pay retroactive further than twenty (20) working days prior to the date the grievance is filed. However, if with the exercise of reasonable diligence the act or omission being grieved was not discovered within 10 working days of its occurrence, and the grievance is subsequently timely filed pursuant to Section IV (3), then the resolution of the grievance may include provision for back pay for a maximum period of one year from the date the grievance was filed. Section 5. GRIEVANCE PROCEDURE SlEPS. The following procedure shall be followed by an employee submitting a grievance pursuant to policy: Step 1 Step 2 Step 3 Step 4 Discussion with Supervisor. The employee shall discuss his/her grievance with his/her immediate supervisor informally. Within three (3) working days, the supervisor shall give his/her decision to the employee orally. Written Grievance to Superior. If the employee and supervisor cannot reach an agreement as to a solution of the grievance or the employee has not received a decision within the three (3) working days' limit, the employee may within seven (7) working days present his/her grievance in writing to his/her supervisor who shall endorse his/her comments thereon and present it to his/her superior within seven (7) working days. The superior shall hear the grievance and give his/her vuitten decision to the employee within seven (7) working days after receiving the grievance. Grievance to Department Head. If the employee and superior cannot reach an agreement as to a solution of the grievance or the employee has not received a written decision within the seven (7) working days' limit, the employee may within seven (7) working days present his/her grievance in writing to his/her department head. The department head shall hear the grievance and give his/her written decision to the employee within seven (7) working days after receiving the grievance. Grievance to Director and Manager. If the grievance is not settled at the department head level, it may be submitted by WCE's Representative within twenty (20) working days to the Personnel Director, who shall investigate and report his/her findings and recommendations to the city Manager within ten (10) working days. The City Manager shall provide his/her answer within ten (10) additional working days. The times indicated may be extended by mutual m:t:r.$~%iW~:w.~:m:&t~~...~.~j':'.;...~$~tlt~%:::::::~aWi-:;llifs.l:::::~t$Nt:~::~t~~ltt.~;:::f~rf.;1~**.:m~t:::t:::::%~~~-::n%n~:t*m:!-#.W&1Wt&'i%~.:mtt~&~m:~$;m Page 27 WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28. 1994) 8" J} ~u:;:~@.~::::;:;:::&nWi:::::*~:::~:;::::n::w-*:w@;~4.:;;;*-t::::::ghm::::~.::;.1;:;:m.t~~::::':w.:#;:;~%,:::;U::;:;:;:::%~::::::H~-$m~m~:?:~::::gg:$n1::K:H:::::;:~~$:$~::.~:::i:::;::::::::::w.:::$:~:'%::;:;:-~::::~-t::::::::m:~:W:~~~:r.rf.i:w:mtm.~-:::g~tg;:m;~: agreement. Any Employee grievance will be filed with WCE's Representative at Step 4. Following the submission of the City Manager's answer, and before going to Section 6, Advisory Arbitration, matters which are unresolved shall be discussed at a meeting between the parties during which all pertinent facts and information will be reviewed in an effort to resolve the matter through conciliation. Section 6. ADVISORY ARBITRATION. Any dispute or grievance which has not been resolved by the Grievance Procedure may be submitted to advisory arbitration by WCE's Representative or the City without the consent of the other party providing it is submitted within ten (10) working days, following its termination in the Grievance Procedure. The following advisory arbitration procedures shall be followed: (1) The requesting party will notify the other party in writing of the matter to be arbitrated and the contract provision(s) allegedly violated. Within five (5) working days of the receipt of this notice, the parties may agree upon an arbitrator, or panel of three arbitrators, trained in conducting grievance hearings. If agreement on an arbitrator cannot be reached, the State Department of Industrial Relations shall be requested by either or both parties to provide a list of five arbitrators. Both the City and WCE shall have the right to strike two names from the list. The party requesting the arbitration shall strike the first name; the other party shall then strike one name. The process will be repeated and the remaining person shall be the arbitrator. (2) The arbitrator shall hear the case within twenty (20) working days after the arbitrator has been selected. The arbitrator may make a written report of their findings to WCE and the City within fifteen (15) working days after the hearing is concluded. The arbitrator shaH make rules of procedure. The decision of the arbitrator shaH be advisory to the City Manager who shaH render a final decision within ten (10) working days. The arbitrator shaH have no authority to amend, alter or modify this agreement or its terms and shaH limit recommendations solely to the interpretation and application of this agreement. The above time limits of this provision may be extended by mutual agreement. (3) Each grievance or dispute will be submitted to a separately convened arbitration proceeding except when the City and WCE mutuaHy agree to have more than one grievance or dispute submitted to the same arbitrator. (4) The City and WCE shaH share the expense of arbitrators and witnesses and shaH share equaHy any other expenses, including those of a stenographer, if required by either party. If either party elects not to follow the advisory decision rendered by mJ~.m.:1f.~ . . .~.*~~J.::.t~1~::m:'t.~%tt'W::?t@$Wm..w.mt...m.w%.~w~t~m~;~*t'%tmmbttm~1t{*&%%."%%~~~%W:$:~%%~m* WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28, 1994) [r'/ J 'I Page 28 ~~;:;ID.:m:t~-::aB;:;~~*~.:;@;::.:.::::::n~B:.%ww.~:::~:=.::~.:::mm;ffi3.::"W:?.m:;:;::~;:,:r($%:~%$;.'0.:?~:~:t.':r$;~~~:~@~::~:::m:-m~Wt:~~M%~~::H~:%;:;:-:::mw;:;:m;::.:1:;:;::~~x:-::.m:m~.}$w..&:%$;:;:X$.~-$U$J;'$J::::;;:~:$.~;:.~:::%@%;:;::; the arbitrator, that party shall pay the entire cost of the arbitration process, including the expense of the arbitrator, witnesses and/or stenographer. 3.03 TERM This Memorandum of Understanding shall remain in full force and effect from 1l1ly I, 199119.!!~ i!I!Bjii~~i9ij~tfil~i'ltl~4~~ ~~:~~~~::e:~:;~il ~:~i!!~l!~~~~~!'l~~!~~~!'!!~l~~ of the parties notifies the other in writing on or before Marek, 1993, ~Y!a~l:I~,?}! of their desire to negotiate a successor agreement. Said notification may include written proposals for such amended agreement and negotiations shall begin no later than thirty (30) days prior to expiration of this agreement. 3.04 FULL UNDERSTANDING, MODIFICATION, WAIVER A. This Memorandum of Understanding sets forth the full and entire understanding of the parties regarding the matters set forth herein. My other prior or existing understanding or agreements by the parties, whether formal or informal, regarding such matters are hereby superseded or terminated in their entirety. B. Except as specifically provided herein, it is agreed and understood that WCE voluntarily and unqualifiedly waives its right to meet and confer with respect to any matter covered herein. C. No agreement, alteration, understanding, variation, waiver, or modification of any of the terms or provisions contained herein shall in any way be binding upon the parties hereto unless made and executed in writing by the parties hereto and, if required, approved and implemented by the City Council. D. The waiver of any breach, term, or condition of this Memorandum of Understanding by either party shall to constitute a precedent in the future enforcement of all its terms and provisions. . E. Except as specifically provided in this MOU, it is understood and agreed that any benefits and/or working conditions within the scope of representation published in the Civil Service Rules, Salary Ordinance and other resolutions and ordinances that affect benefits and/or working conditions presently in effect and not modified by this MOU, shall remain unchanged unless and until the City and WCE meet and confer in good faith pursuant to the provisions of Section 3504.5 of the Government Code and the City Employer-Employee Relations Policy concerning any such proposed changes. F. The provisions of paragraph E, above, shall not obligate either party to meet and confer on any issue for the term of this MOU except as provided herein. 3.0S SAVINGS CLAUSE If any article or section of this Memorandum of Understanding shall be held invalid by operation of law or by any tribunal or competent jurisdiction or if compliance with or enforcement of any w~.. :.u:?m$'if4.m:.~L~:i:':'..%.W1::lli~~.....m~~':%."0~*M:H:tW$Wf:2:t1:t*$1:t~%::r:&:t%iM;;M:::tHt:%@f.;~;WWMm~rr$:'t}~~:!:::~t:::t~t~Nr.~;W:~W;:':'K$1t~M:~mt WCE MOU FY 1993 NEGOTIATIONS (Rev. April 28. 1994) ./ %~J/ Page 29 ) . .~ ~ ,; ::mm.%:W~t::f,::&~:::::;r:::~:::{:::~:::1@:~[;:;H::t::;:.;:::;:;::m:::::m:~%::.;::;~:~;::.%f.::::;{:~m:::::~::;:1:~::-;::f.;:;:;:;:;::w::m%::m:~$~{::;::::::m:::;:~;;;:::::::::::m:m:::~$.::::H@::-~(;:~::;W~:?:$;'%~;:::;:;:m:::tf.%:$jf.:;U::;:;:;'$::;:~;:;;:::::::@:~ article or section shall be restrained by such tribunal, the remainder of this agreement shall not be affected thereby. The parties shall if possible meet and confer or meet and consult as the case may be for the purpose of arriving at a mutually satisfactory replacement for such article or section. George Krempl Deputy City Manager Chief Negotiator City of Chula Vista ~~::t~:e ~~~~~!iillii!lll'ilj Western Council of Engiiieers' .. ....m &:.. W1%:t*~f.*~~..:ill~::.:::;;W%~m;1tt~t%t~~t@~?:tt*~:t:t*M(;:t1::::t:f:W(;:t~:~:~:*:%:~~%:~~:~:;%:::$:%mttw~:~t:~:H;~:~~ttM::.~tt*M%~~$m%*t:%~b'tM*1tM\*m*t::4~: WCE MOU FY 1993 NEGOTIATIONS (Rev. Apri128. 1994) 2)' )b Page 30 November 19, 1993 SIDE LETTER AGREEMENT BETWEEN CITY OF CHULA VISTA AND WESTERN COUNCIL OF ENGINEERS REGARDING CATASTROPHIC LEAVE AND SUPPLEMENTAL HEALTH INSURANCE OPTIONS During the course of negotiations for the FY 1993-94 Memorandum of Understanding between the City of Chula Vista and Western Council of Engineers, issues have arisen regarding catastrophic leave and supplemental health insurance options. To clarify the issues, the parties agree as follows: I. Catastroohic Leave Policy The City supports the concept of formulating a catastrophic leave policy and will negotiate in good faith during the term of the MOU to structure such a proposal. City management agrees to convene a committee comprised of representat i ves of each of the four barga i ni ng un i ts, execut i ve management, mi d-management and unrepresented to prepare a catastroph ic leave proposal. Once the Catastrophic Leave Committee reaches agreement, the proposal will be presented to each unit for ratification. II. Suoolemental Health Insurance Ootions Section 2.09A.3(b) of the Memorandum of Understanding addresses Flexible Benefit Plan, Optional Selections. The current language is being clarified to state that employees may receive reimbursement for the costs of any City soonsored health insurance plans which supplement the existing City-offered health plans. The City has a health insurance committee which convenes periodically to review health insurance issues. The City acknowledges that the Western Council of Engineers may, through its representative, convene the committee, and submit proposals to the committee for its deliberation and consideration to possibly become part of the City sponsored health plans. George Krempl Deputy City Manager City of Chula Vista H. Joseph Trapp Chief Negotiator for Western Council of Engineers ')(~ J ? COUNCIL AGENDA STATEMENT Item No.: 9 Meeting Date: 5/10/94 SUBMlTnill BY: "If'rfl Resolution Approving Booking Fees Litigation Settlement Agreement, and Appropriating Funds For Settlement and Ongoing Expenses Related to Booking . Fees n. Q Bruce M. B~gaard, City Attorney\~~ ITEM TITLE: 4/5ths Vote: (X) Yes () No Chula Vista, along with several other San Diego and California cities, has been a party to ongoing litigation to challenge the State legislation that allows Counties the right to charge Cities for the cost of booking prisoner's into the County jail. A "booking fee" charge effectively shifts the cost of part of the criminal justice system from the counties to the cities. The Staff of all litigating cities in San Diego County!! have jointly reached agreement with the County, subject to Councils' and Board's approval, settling the litigation pursuant to an agreement by which the litigating cities will pay $154 per booking for the bookings between April 1, 1991 and December 31, 1993, plus interest at a lower-than-legal rateY. 1. Excluding the City of San Diego ("CSD"), who has reached a separate agreement with the County. We are unsure that such agreement provides equitable treatment by the County of all of the cities in the County. By this separate agreement, the City of San Diego is contributing to the County's cost of constructing and maintaining a detention center in exchange for, among other things, the waiver of the booking fee. We have verified that the other cities are not subsidizing the cost of City of San Diego's bookings. We did this by determining that the CSD's bookings are included in the denominator of the fraction used to determine the "fee per booking". (See Exhibit B-2 and B-3) But there is the risk that the CSD is paying an equivalent charge less than $154 per booking, and that all cities should be able to avail themselves of the same benefit. There is little interest in other cities pursuing this aspect in litigation because of political relations reasons, and because the legal standard needed to overturn the fee on "equal protection" grounds is that the County is being "arbitrary and capricious" is reaching the agreement with the CSD. 2. The Legal Rate is the maximum rate chargable at law as interest on (continued.. .) 9'/ RECOMMENDATION: Adopt the attached resolution which will: 1. Approve the agreement1' settling the booking fees litigation for booking fee charges between April 1, 1991 and December 31, 1993 in the total amount, payable to the County, of $809,537. 2. Appropriate an additional $409,537 to cover the expenditure of this settlement ($400,000 previously reserved for this purpose in prior years). 3. Appropriate an additional $203,922 for booking fees expenses to be paid from January 1, 1994 to June 30, 1994. BOARD/COMMISSION RECOMMENDATION: None. DISCUSSION: Effective April 1, 1991, as part of the State's budget balancing process, the State Legislature approved legislation~ which provided authority to County governments to charge cities for the cost of booking prisoners into county jails as a way of reallocated the cost of the criminal justice system from County governments to City governments. In response to this action, many California cities objected to this additional mandated expenditure and initiated litigation in the various counties, all of which were consolidated before a Sacramento County Judge (Honorable James Ford). Pre-trial efforts to dismiss the litigation efforts proved unsuccessful for the California cities. Subject to the legislative bodies' approval of the agreements, Staff of the County and the staff of the litigating cities of the County of San Diego have agreed upon a proposed settlement of the booking fees litigation described herein by which litigating cities would pay $154 per booking for the bookings between April 1, 1991 and December 31, 1993, plus interest at the County's 2. (...continued) judgments involving a liquidated debt, or 10%. The interest rate proposed in the agreement is a "simple interest rate" and varies between 6% and 8 1/2%. 3. Exhibit C attached. 4. Codified as Section 29550 of the Government Code, and technically referred to as Criminal Justice Administrative Fees. A copy of the Section as it currently reads as of January 1, ~994, is attached as Exhibit D. 9,,2. It~m:--2- Meeting Date: May 10, 1994 Page 3 average interest earnings rate during each quarter of such period. Attached as Exhibit C is the settlement agreement. It settles only the booking charges for bookings that occurred between April 1, 1991 and December 31, 1993. During each quarter of that period, the number of bookings, and the average County interest earnings are set forth on a separate confidential attorney client communication attached hereto as Exhibit A. New Legislation effective January 1. 1994. Effective January 1, 1994, legislation went into effect to limit the types of costs that can be considered "booking costs. of the County and for which County may charge reimbursement. We have requested but have not received an accounting of what the new rate is going to be,~1 but we have been advised that County staff (the Sheriff and CAD) is proposing to continue the same rate of $154. We have been further advised that the rate, if calculated according to the new legislation, would result in a rate of $163 per booking.~1 When the bill is received for quarters after December 31, 1993, staff should be vigilant to request the calculation sheet by which the County determined that any new rate is appropriate prior to payment. The author has discussed this matter the Finance Administrator and the Budget Manager. Based on the proposed continuation of the $154 rate and the first quarter of 1994 bookings (552), we project that the needed appropriation is $203,922 for the last half of the 93-94 fiscal year (January, 1994 to June, 1994), for which an appropriation is now recommended (Recommendation No. 3).ZI 5. Staff has made the calculation, but County Board of Supervisors has not approved same. 6. County representatives have explained that while the new legislation allows fewer items of cost, because the number of bookings have declined, the rate has increased instead of decreased. We queried staff if there was any thought of reducing the costs of the booking operation now that bookings have dropped, but received no significant response from County staff. 7. It appears that the County was proposing to bill the cities on the basis of an (continued... ) 9,3 Item:~ Meeting Date: May 10, 1994 Page 4 Verification of Amount. The Police Department completed a random test sample of bookings in such a manner as to give them a 95 % level of confidence that the charges billed by the county were accurate and matched our own arrest records. The sample indicated an error rate by the County, in charging the City of Chula Vista with bookings, of .7%, which is within 2-3% accurate. As part of the Police Departments ongoing verification of booking fee billings they will be evaluating each booking against the exemptions from fees for such things as re-bookings, post arraignment bookings, self-bookings, and multi- agency arrests. The Police Department is confident that the City was credited with all applicable exemptions, and that the bookings with which the City was charged were non-exempt bookings of the Chula Vista Police Department occurring at the time claimed by the County of San Diego. Advantage of Settlement Since the legal challenges to the booking fee on a global basis have failed (statewide), it appears that the advantages of settling now as opposed to litigating, is the following: 1. If we litigate, we will probably have to pay interest at an annual rate of 10% as opposed to the lower ("simple interest") rates shown on Exhibit A, generally ranging between 6 and 8 1/2 %. 2. The County has reduced, by original resolution, and now confirmed by this agreement, the booking fee from what they calculate their costs of booking to be, to wit: $179 per prisoner-', down to $154 per prisoner. 7. (...continued) . estimate of bookings averaged over the last five quarters. We are not legally required to pay for bookings sooner that the booking is actually made, and would recommend against paying billings based on estimates. 8. See their original calculation attached hereto as Exhibit B purporting to justify $179 per prisoner. 9-~ Irem:~ Meeting Dare: May 10, 1994 Page 5 3. If we litigare, the only remaining basis would be for improper cost allocation, which is an expensive, cost consuming piece of litigation, the cost of which would probably have to be borne by Chula Vista and not shared among the other litigating cities, now willing to settle. Up to now, the litigation was shared by the several litigating cities, and our particular cost has been less than $10,000. State Mandated Cost Issue The City of San Jose asked the Commission on Stare Mandares to rule that booking fees are a state mandated cost (which would have required the State to pay for its imposition). The Commission declined, and the City of San Jose asked the Superior Court in that County to issue a writ of mandate ordering the Commission on State Mandates to order that booking fees are a state mandared cost. The Superior Court agreed with the City of San Jose, and issued the Writ. That order is now on appeal by the affected County. If the appellare Court sysrem concurs that the booking fee legislation constitutes a state mandared cost on cities, it would not be unreasonable to expect the State Legislature to reverse the legislation. Afrer all, if the Stare has to pay for the' criminal justice out of their own funding sources, they might as well shift it back to Counties. We will keep you advised on the progress of this appellate matter. FISCAL lMPACT: When the fee was first imposed, we availed ourselves of a Government Code provision which permitted us to deny the billing, a matrer which prevented them from deducting the amount from other tax revenue allotments which the County controls on our behalf. Therefore, no principal or interest on this billing has yet been paid. As the litigation was proceeding, in order to protect against a large significant impact of a single payment, the City appropriated $400,000 in the 1991-92 fiscal year budget to partially offset the cost of this fee. Additional appropriations were not made. Amount of Settlement, including interest: $809,537 9,.? Item:~ Meeting Date: May 10, 1994 Page 6 Appropriation needed to Dec. 31, 93 $400.000 $409,537 $409,537 Previously Appropriated: Additional appropriation needed to June 30, 1994 $203.922 $613,459 Total Appropriation Requested: Council has already taken steps to mitigate the impact of the fee by requesting the local judges to impose a charge for the fee in the penalty assessments levied against convicted prisoners. The local judges have recently agreed to comply. The amount received under this charge is unknown at this time, but is expected to be minimal, and the proceeds, if any, will go into the general fund from which this fee is paid. . M:\homc\admin\bookin&3.wp SOME ~ X H 11:i Irs J4Jt!)'r' C~ItItJ/tJ Eb 9-1, RESOLUTION NO. / 71~(j RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING BOOKING FEES LITIGATION SETTLEMENT AGREEMENT, AND APPROPRIATING FUNDS FOR SETTLEMENT AND ONGOING EXPENSES RELATED TO BOOKING FEES WHEREAS, Chula vista, along with several other San Diego and California cities, has been a party to ongoing litigation to challenge the State legislation that allows Counties the right to charge cities for the cost of booking prisoner's into the County jail; and WHEREAS, a booking fee charge effectively shifts the cost of part of the criminal justice system from the counties to the cities; and WHEREAS, the Staff of all litigating cities in San Diego County have jointly reached agreement with the County settling the litigation pursuant to an agreement by which the litigating cities will pay $154 per booking for the bookings between April 1, 1991 and December 31, 1993, plus interest at a lower than legal rate (10%) . NOW, THEREFORE, BE IT RESOLVED that the city Council of the city of Chula vista does hereby approve the Booking Fees Litigation Settlement Agreement. BE IT FURTHER RESOLVED that the Mayor of the City of Chula vista is hereby authorized and directed to execute said agreement for and on behalf of the city of Chula vista. BE IT FURTHER RESOLVED that the City Council does hereby appropriate $162,008 from the unappropriated balance of the General Fund Reserve to Account for booking fees expenses from January ,1994 to June 30, 1994. d.ndrOVd~bY Bruce M. Boogaard City Attorney (M:\Ho.e\Attorney\8ooking.Res) 9-7/Q.,t.. ! lIlunu~ur::s~~ ~~ "I.. ... . . .. . .. . on _N:'~"""""""'''''~O''''"''''" U ! ~ .... ...tl'ttl't... ;;;.:;.~~ .. !1~iiI~ a~ UJ 1 ! ~ iU !fiil~ ....:41 ~ ~ ;;;c;;C") ! ':':1 ~ ., ! .. .. h;:i~. ~~ !'l!'l~- ~ ......Nt) -I i 8 5 ;;tirl ~ g., ~~ .. -lSS - U5!1;;i ~ln ~ lalal'lU 1 -~ . f"!.t'tct _ _ ~ ---~i ~ ZZ " ~ .. .. .. .J~ ., ., Ull S 81 r'~~ ~1/)1t)1t)_.... -<:;: ! NNNt:!~ -7 . ---":":":~i ~~ .t E ........ .: 'E 8l1l"h ~i~HU :::::. ~ j -. i """ ;;. ;;;;.1iJe <::::..J ., .. .. 1 h";8. aJinU~. ~ f 8 I ;; ;;;;;I;! -i-J/C'\ .. i~CD~~ ~~UUi~~ <:::t:: ~ -i "I I " i .... ~i .s::: ~ ., A.. ~ ~!.,~~ ~.~~.8.!H.~~~ \---- Z ~" I _" 0 l g ............ .........a... "'-J ~ - ._4IIt_ ....... = ~ ~~..~2 ~. i.UU ~.~.~.~.~. ~~ - -~ . ;;;;; ;;;;;;~Ie -t:.. -:h 'Is . Ii .. .. '><. ~ ., ~;~ ... ..,O~ ~JU!!i.umu~~ \~ ] m~ :i.., ~ 8 Ii ........._... -'II' ~~ . ......"...... ....... 0 .... 1 ... NO~ ~J~.~.~~uu.~.~~ m! :i.,. ~ \ - ~ ;;;;;;;;;;;; ;;;;;~~ - I ., i .... ,~ ~ iil-ji~ ~J~~~~~.UU~~~. '-I::::. '";:) -7 . ~ ~ .t i ;;;;;;;;;;;;;; t!~ - .... ~ f ;:Pi If ~~U~UUUU~I ~ ..... - .. A~Al ~ NNNNNN-------l_ 'El S 1 ~ i f~ if.. If ~ 1 ~ g g ~ g11 ~aa 0- 00: .,0 0 . _N"...V)tO....tom~~t:!::! I 11 i 0: g . .! a~ }!~I\\ ~ i h~ 11 h~t I!~t 1 ..1 g lhHh~1.,8~1 i 0 Ids !!!n~u~nn .Ull ~ ~ 9~<J u., " DETENTION Booking Clerk Jail Clerk Detention Proc. Super. Detention Proc. Manager Principal Clerk Deputy Corrections Deputy Sergeant Lieutenant Staff Nurse II Charge Nurse (SN II) L. V. Hurse II. C"""/Un. Ins PremlOT Salary Savings Uniform Allowance Total Detention RECORDS Records Manager Supervising Clerk Records Clerk II Records Clerk I II. C"""/Un. Ins. P rem/OT Salary Savings less Cal 10 offset Total Records PRETRIAL SERVICES PretriaL Serve Maneger S Sup. Pretrial Svcs. Officer Pretrial Services Officer PretriaL Services Intern Court Services Clerk II ~. temp/Un. Ins. Prem/OT SBlary Savings Total Pretrial Services TotaL Suffing COUNTY OF SAN 0 I EGO COST SUMMARY - BOOKING FUNCTION COST PER STAFF YEAR S 28,536 26,315 33,866 49,479 40,878 48,053 34,039 65,934 77,225 38,488 38,488 26,396 S 47,345 35,143 32,303 26,055 58,344 52,043 44,522 22,942 25,248 TOTAL STAFF YEARS TOTAL COSTS 61.25 S 1,747,830 5.25 138,154 12.00 406,392 1.00 49,479 1.00 40,878 ~ _,.,-11 75.00 3,603,975 . -' ~ 18.00 ' 612,702 ?VL/ 1::~~~. 741,758 .--- tt-- 19.00 73 0.00 0 16.00 422,336 345,628 460,494 (298,838) 63,828 221.00 S 9,162,418 6 0.50 1.00 12.00 29.00 23,673 35,143 387,636 755,595 36,374 61,905 (38,880) (166,224) 42.50 $ 1,095,222 0.50 1.00 7.00 16.00 2.00 S 29,ln 52,043 311,654 367,On 50,496 3,274 o o 26.50 $ 813,711 290.00 S 11,071,351 8 -) 9-/t:) EXH-I~lr . . SERVICES AND SUPPLIES DETENTION '$ 747;315 RECORDS 3,000 PRETRIAL SERVICES 55,180 Total Services and Supplies $ 805,495 TOTAL DIRECT COSTS $ 11,876,846 INDIRECT COSTS (% OF SAL. ANO BEN.) OETENTlON (61%) $ 5,589,075 RECORDS (29%) 317,614 PRETRIAL SERVICES (21%) 170,879 TOTAL INDIRECT COSTS $ 6,On,569 TOTAL BOOKING COSTS $ 17,954,415 ----------- --------- NEW BOOKINGS FY 1989-90 101,903 BOOKING FEE $176.19 RECAP . TOTAL COST BY DIVISION Detention S 15,498,808 Records 1,415,836 Pretrial Services 1,039,771 TOTAL S 17,954,415 &=R:_Za:&ZE \3~2- ~ ~eJ\J"LJ T15 JtI9f 9,.// ~H~ Vl~~U LUUJ~IT . U1H ICL NO.Ol~-~~f--ql~~ '. o I:!l:!~~~~~~!<! .... ,.,:'Jg..r-V\a)CCHlun ~3N"":"':";"';"':";,^"'; lO_ ..... -::5 ~~ .. ~~SUH~g ...J ......... "'Ch_ON""I't'IC::H"..o~ ot; ...w '" ...'" 0... .. ",15lG~SOC~$t:08 r-.NCO",,,,,o.,,,;;ZSQo.N Ur- ~ ~ ~ '" ~ '" ~ ~ . :!M!2$::;ro~;e;;..ote 8<a~";l;U:O;l~"" ..~ :O~ w w ... .. '" ;:; 8 co l=- S g~~~~gi"'l::~ Cfjgw'\"'w'\V\-oo~oas ~ 1"-" N";";..."N":c; -a; ,.., 8~ .. ..to: o .. ~ ., .. .. .. ~r!!:~~~~~~ ~ON4...-NOV'l "'SO . . . . . . . . . C~Nr-V\""'4"NNV'I:$ l5 ..... ... ..... o~ ..u ~ .. c ... => ~ :n~~t~;:eo.~~ ...~$...N"'~"'N t'J'" .0 ...'" -0'" ~o.,.,; ..o~ ",. f4" OON"'COOVHI'1N'" ...... -- .. ... u ... .. ... ... u 8~ g -,~g i >~....cc-'" iDol: ~O"'3U1- ~!~c5~W2ZQ a.=:D::~ t;z.~~z cS.......c..u.. u u.......,....o""' ~ .... . ,.., .. ~ ;; g ., i c' - ~ !i .. N ~ g .... N ~ ~.. ... c l5 ... ! .. ............~l;!.. ~taS8~8iO'"'~ . . . I . . . . . .....0_...0...00_ ~g~!:i!:i~!Hli 000.000000 000000000 ~&~~~~~~~ to. ..:,...... o~ o.!l," J:::. 0."'. :U;l;l>l..:o=:: .. "'~"''''''''''N''", 11'\ ,.......""'o-~W"l,... NNNfII'I"" 0. ~~~~t<~!:~~ N_QOJ.;:..,.....IIl1::: . . . . . . . . . QN.....Q..........NON ~~~~~~to..:o!}! NO"'t"'\MO~""i:l ";v\.o",..;t:~4.~" If\NN ook,., "".......0 t .. w - .. u li '" i~ l;! Q!~~~ ~ ~ ~;.."..:~!o( u:li1n;l=S~5 g""__2",,,,~> t; :! .... ~ ~ c:: s ..; 8 "' ~. ~ . '" .. 8 . t:! N C '" ..' N ,.., ... ... .. o .... ~ 1> ,-3 ~ - ,.; ~ - i .. Ii! t.: :$. - - '" :r . !S ~ :a ... ... N "' '" .... y; ~. !i :r . N .. ~ .... " ~ e uet ~l.~U 1~:54 NO.OOl P.04 .. l3 .. ~ ~ .. ~ ~. ... ~. .. <i ~. .. N ": ~ .. .. !l! l5 .... - - 2 e ~ .. ~ .. 8 - .. ~ '^ l3 .... :0 ~tl ~ ~ .. 0:: ~. '^ . N ~ ~ w .. - ....... ...- !:':: .. ..., ..... .. l:I! !l!.. w .... we wID .. .... .... N -- ~... ..:~ .2 ... . . ... ... l5 .... ~- ., ~.: ... c.. ~i g - w !i ~ j '"' ~ 9--/02 SETTLEMENT AGREEMENT BY AND BETWEEN THE COUNTY OF SAN DIEGO AND THE CITIES IN SAN DIEGO COUNTY (EXCLUDING THE CITY OF SAN DIEGO) REGARDING BOOKING FEES THIS AGREEMENT, dated April 15, 1994, for purposes of identification, is entered into between the COUNTY OF SAN DIEGO ("COUNTY") and the CITIES OF CARLSBAD, CHULA VISTA, CORONADO, DEL MAR, CITY OF EL CAJON, ENCINITAS, ESCONDIDO, IMPERIAL BEACH, LA MESA, LEMON GROVE, NATIONAL CITY, OCEANSIDE, POWAY, SAN MARCOS, SANTEE, SOLANA BEACH AND VISTA ("CITIES"). RECITALS A. COUNTY adopted an ordinance imposing a booking fees in the amount of $154 per booking, effective April 1, 1991. B. A lawsuit entitled "City of CarIsbad, et. al. v. County of San Diego, et. al." was filed by CITIES in San Diego Superior Court (Case No. 641337) on August 15, 1991 ("Lawsuit"), seeking a writ of mandate, an injunction, declaratory relief and an accounting with respect to the imposition of criminal justice administration fees (hereafter "booking fees") pursuant to Government Code section 29550. C. The Lawsuit was coordinated with other lawsuits and is pending before the Honorable James Ford of the Sacramento Superior Court (Judicial Council Coordinated Proceeding No. 2584). D. Government Code section 29550 was amended by. the Legislature (AB 2286), effective January 1, 1994, to requ1re a recalculation of the booking fee by COUNTY for persons booked on and after January 1, 1994. E. The purpose of this Agreement is to finally resolve all issues involved in the Lawsuit. AGREEMENT 1. Recitals The foregoing Recitals are true and correct and are incorporated herein. 2. PaYment of Bookina Fees Within 30 days of the Effective Date of this Agreement, CITIES shall pay to COUNTY the booking fees properly invoiced and unpaid for bookings occurring during the period commencing April 1, 1991, and ending December 31, 1993, at the rate of $154 per booking and 1 , 9~/;J e-Xltl~1 T L in accordance with section 34.101 et.seq. of the San Diego County Code. 3. Interest Within 30 days of the Effective Date of this Agreement, CITIES shall pay to COUNTY interest on the amount of booking fees paid pursuant to paragraph 2 for each of the following quarters at the rate of interest earned on COUNTY'S investments for such quarter, as follows: Ouarter Ouarter1v Interest Rate April 1, 1991 - June 30, 1991 July 1, 1991 - September 30, 1991 2.115 2.134 October 1, 1991 - December 31, 1991 2.115 January 1, 1992 - March 31, 1992 2.149 April 1, 1992 - June 30, 1992 July 1, 1992 - September 30, 1992 October 1, 1992 - December 31, 1992 January 1, 1993 - March 31, 1993 April 1, 1993 - June 30, 1993 July 1, 1993 - September 30, 1993 October 1, 1993 - December 31, 1993 2.143 2.227 1. 980 1. 674 1.501 1. 385 1. 550 Interest accruing after December 31, 1993, shall be calculated at the rate for the quarter ending December 31, 1993, unless the rate(s) for subsequent quarter(s) is (are) available, in which event the rate(s) for the applicable quarter(s) will apply. Interest shall be calculated and paid from the 30th day following the date of invoice for each quarter until the date of payment. 4. Amount of Bookina Fees and Interest Attached hereto as Exhibit 1 through Exhibit 17 are copies of the invoices for the period April 1, 1991 through December 31, 1993, for each of the seventeen cities. Each invoice shows the total amount booking fees for the applicable quarter and the amount of interest at the rates set forth in paragraph 3 and computed as provided in paragraph 3 through December 31, 1993. The amount each city will pay for booking fees is as set forth in the exhibit for 2 9,/1-( the respective city, together with accrued interest for the period January 1, 1994, through the date of payment. 5. Effective Date This agreement shall be effective as of the last date it is executed by any party. 6. No Admission This Agreement is not and shall never be considered to be an admission of any fault, error, wrongdoing, or liability by COUNTY, or by any agent, officer, servant, or employee of COUNTY. 7. Dismissal within thirty days of the effective date of this Agreement, CITIES shall file a dismissal with prejudice as to all defendants in CarIsbad et. aI. v. County of San Diego et. aI., both in San Diego Superior Court (Action No. 641337) and in Judicial Council Coordinated Proceeding (No. 2584). 8 . Costs Each party shall bear its own costs and attorney's fees. 9. Amendment This Agreement may be modified or amended only by a written instrument executed by all parties hereto. 10. DUDlicate Oriainals This Agreement is executed in 18 duplicate originals so that each party will have an original of this Agreement, provided that the original for each individual city will include the appropriate exhibit for that city only. Dated: City of Carlsbad Dated: Mayor City of Chula Vista Mayor 3 9-15/q~/1 Dated: Dated: Dated: Dated: Dated: Dated: Dated: City of Coronado Mayor city of Del Mar Mayor City of EI Cajon Mayor city of Encinitas Mayor City of Escondido Mayor city of Imperial Beach Mayor City of La Mesa Mayor 4 9-/1, Dated: Dated: Dated: Dated: Dated: Dated: Dated: Dated: City of Lemon Grove Mayor city of National city Mayor City of Oceanside Mayor city of poway Mayor city of San Marcos Mayor city of Santee Mayor city of Solana Beach Mayor City of Vista Mayor 9-1 ') 5 ~ APPROVED AS TO FORM Elizabeth H. Silver Attorney for cities of Carlsbad, Chula Vista, Coronado, Del Mar, El Cajon, Encinitas, Escondido, Imperial Beach, La Mesa, Lemon Grove, National City, Oceanside, poway, San Marcos, Santee, Solana Beach and vista Dated: COUNTY OF SAN DIEGO David E. Janssen Chief Administrative Officer APPROVED AS TO FORM San Diego County Counsel County Counsel 30:Z\..U;1.. .d 9-/<6 6 'BIRII'F COUNTY or SAN DIIGO INVOICE Plea.e make eheek payable to SAN DllGO COUNTY IBsaIrr. Return paysent and eopy of thil form to: San Die,o County Sheriff'e Departaent ATTN: FINANCtAL SBRVICES DIVISION P. O. Box 429000 San Die,o, California 92142-9000 April 15, 1994 Mr. Raymond Patehett City Mana,er of Carllbad 1200 11m Avenu. Carllbad, CA 92008 RE: BOOkING CHARGIS FOR THE PERIOD APRIL 1, 1991-DECIMBla 31, 1993 ----------------------------------------------------------------------- DlScaIPTION ----------------------------------------------------------------------- CITY: CARLI8AD In aeeordance with the County Code of 34.101 et. leq., the COlt to the City bookin, f.e. for the above referencea R.gulatory Ordinancel, Section of Carl.baa for out.tanding periOd 11: Apr. 1 - Jun. 30, 1991 Jul. 1 - Sap. 30, 1991 Oct. 1 - Dec. 31, 1991 Jan. 1 - "ar. 31, 1992 Apr. 1 - Jun, 30, 1U2 Jul. 1- s.p. 30, 1992 Oct. 1- Dec. 31, 1992 Jan. 1 - Mar. 31, 1993 Apr. 1 - Jun. 30, 1993 Jul. 1 - sep. 30, 1993 Oct. 1 - Dec. 31, 1993 TOTAL AMOUNT DUE tnten.t principal thru 12/U TOTAL $ 63,602 $ 10,155 $ 73,757 58,520 8,gs4 67,474 54,362 6,672 61,034 56,826 6,184 63,010 54,362 5,030 59,392 52,668 3,683 56,351 45,122 2,295 47,417 37,422 1,333 38,755 43,274 951 44,225 44,506 330 44,836 43,582 0 43,582 ---------- --------- ----------- $554,246 $45,587 $ 599,833 ....---... . --.....-- --....---... 9,;7 ~IBll' J IllftIrP COUNTY or 8AIf DISGO IHVOICS .1.... m.k. check payable to 8AIf DIIGO COUNTY SI8ftIPP. Return paya.nt and copy of thi. form tOI San Di.go County Sheriff', Departaent ATTRI FINANCIAL SIRVICSI DIVIIION P. O. Boa 429000 San Diego, California 92142-9000 April 15, 1994 Mr. John Go.. City Man.ger of Chula Vi.ta P. O. lox 1087 Chula Vi.ta, CA 91912 REI BOOKING CHARGES rOR THE PIRIOD APRIL 1, 1991-DECEMBIR 31, 1993 ------------------------------------------------------------------------ DESCftIP'l'ION ------------------------------------------------------------------------ CITYI CBVLA VISTA In accordanc. with the County Cod. of Regulatory Ordinance., lection 34.101 et. .eq., the cOlt to the City of Chula VittI for out.tanding booking f..a for the above referenced period 111 Intenat 'dncipal thru 12/93 TOTAL Apr.l - Jun. 30, 1991 $ 60,214 $ 9,613 $ 69,827 Ju1.1 - Sep. 30, 1991 64,526 9,873 74,399 Oct.l - D.c. 31, 1991 63,140 7,748 70,888 Jan.1 - Mar. 31, 1992 65,604 7,140 72,744 Apr.1 - Jun. 30, 1992 72,072 6,667 78,739 Jul.l - Sep. 30, 1992 62,216 4,350 66, 56~ Oct.1 - DtC. 31, 1992 68,068 3,463 71,531 Jan.l - Mllr. 31, 1993 71,456 2,546 74,002 Apt.1 - Jun. 30, 1993 78,386 1,722 80,108 Jul.l - Sep. 30, 1993 78,694 5U 79,277 Oct.l - D.c. 31, 1993 71,456 0 71,456 ---------- --------- ----------- TOTAL AMOUNT DUI $755,832 $53,705 $ 809,537 .......... .......... ........... 9-.20 /1/-35 UBIBIT c:6 ',,- ,.-,1 '. ._",'CIo''',_ hi... . . ~.'''.:''I''..q~. BRlaU'r COUNTY or IIA1'l DIIGO INVOICS ,lea.e make check payable to SAN OlIGO COURTY 1lllIrr. leturn payment and copy of this fora tal San Diego county Sheriff'l Depart.ant ATTMz FINANCIAL SlaVICSS DIVISION .. O. BOX 429000 San Diego, California 92142-'000 April 15, 1994 Mr. Jack Drown Chief of .olice, Coronado police Department 578 Orange Avenue Coronado, CA 92118 RB: BOOKING CHARGSS rOR THI PBRIOD APRIL 1, 1991-DICIMIER 31, 1993 ---------------------------------------------------------------------- DlSCRUTION ---------------------------------------------------------------------- CITYz CORONADO In accordance with the County Code of 34.101 et. seq., the cost to the City booking fees for the above referenced Regulatory Ordinances, Section of Coronado for outstanding pertod 11 I Apr.l - Jun. 30, 1991 Jul.l - Sap. 30, 1991 Oct.l - DIe. 31, 1991 J.n.1 - Mar. 31, 1992 Apr.l - Jun. 30, 1992 Ju1.1 - sap. 30, 1992 Oct.l - Dec. 31, 1992 Jan.l - Mar. 31, 1993 Apr.l - Jun. 30, 1993 Jul.l - Sep. 30, 1993 Oct.1 - Dec. 31, 1993 TOTAL AMOUNT DUB Inter..t Principal dUI 12/93 TOTAL $ 10,780 $ 1,720 $ 12,500 10,780 1,U8 12,428 11,704 1,417 13,141 8,778 956 ',734 7,546 698 8,244 ',394 657 10,051 9,702 493 10,195 6,468 231 6,699 8,162 180 8,342 7,392 S5 7,U7 8,470 0 8,470 ---------- --------- ----------- $ 99,176 $ 8,075 $ 107,251 ..--...... ......-.. ..--------- 9-"1 t,_ ll...-,:"<r I_....~~... . ' .oU--.""!'.."...... UHIBI~ ~ 8Balun COUNTY OF SAN DIBGO INVOICB .1eaae .ake check payable to 8AN OliGO COUNTY 8BERIFF. Return payment and copy of thia for. to: San Diego County Sheriff'. Depart..nt ATTNI FINANCIAL SBRVIcaS DIVISION .. O. Box .29000 San Diego, California 921.2-9000 April 15, 111,. MI. Lourain. Brekke-Ilparla City Manager of Del Mar 1050 Camino del Mar Del Mar, CA 92014 RB: BOOKING CHARGIS roa THE PIRIOD APRIL 1, 1991-DECIMBIR 31, 1993 DESCRIPTION ----------------------------------------------------------------------- ----------------------------------------------------------------------- In accordance with the county Code of aegulatory Ordinancea, 'ection 34.101 et. .eq., the coat to the City of Del Ka, for outatanding booking feea for the above referenced period i.; --- --- Inter..t principal due 12/93 $ 982 871 321 401 327 279 102 39 10 11 o CITY; OIL MAR Apr.1 Jul.l Oct.l Jan.l Apr.1 Jul.l Oct.l Jan.l Apr.l Jul.l Oct.l 30, 30, 31, 31, 30, 30, 31, 31, 30, 30, 31, 1991 1991 1991 1992 1992 1992 1992 1993 1993 1993 1993 $ 6,160 5,n8 2,618 3.n6 3,542 .,00. 2,002 1,078 462 1,5.0 1,232 - Jun. - sep. - Dec. - Mar. - Jun. - Sep. - Dec. - Mar. - Jun. - Sep. - Dee. TOTAL $ 7,H2 6,569 2,939 4,097 3,869 4,283 2,10. 1,117 .7% 1,551 1,232 TOTAL MOUNT DUI $ 32,032 ---------- --------- ----------- $ 3,343 $ 35,375 ....-.--.- ......... ........... 9....2:1- UHIBI'1'.!L- SRUIPr COUH'l'Y or SAN DIBGO IJrlOICB 'lla,e make eheek payable to SAN DIEGO COUNTY SaBaIrF. aaturn pay..nt and copy of thi, form to: San Diego County Sheriff'_ Dapart.ant ATTN: rINANCIAL ISRVICIS DIVISION P. O. Box 429000 San Dia90, California 92142-9000 April 15, 1994 Mr. aobert Ackar City Manager of al Cajon 200 I. Main street 11 Cajon, CA 92020 al: lOOKING CRARGIS rOR THa .aRIOD A.aI~ 1, 1991-DICIMBIR 31, 1993 ---------------------------------------------------------------------- DESCRIPTION ---------------------------------------------------------------------- CITY: BL CAJON In accordance with tha County Code of aegulatory Ordinanc.., Slction 34.101 et. '11" the co.t to the City of 11 S!12! for outltanding booking fe.1 or the above referenced perTOdl1 Interut principal thru 12/93 TOTAL Apr.l - Jun. 30, 1991 $100,100 $15, U2 $ 116,082 071.11.1 - Sep. 30, 1991 99,946 15,290 115,236 Oct.1 - DIe. 31, 1991 83,468 10,243 n,711 Jan.l - Mar. 31, 1992 83,776 9,116 n,892 Apr.l - Jun. 30, 1992 83,622 7,737 91,359 Ju1.l - lep. 30, 1992 84,392 5,902 90,294 Oct.l - Dec. 31, 1992 100,254 5,101 105,355 Jan.l - Mar. 31, 1993 97,328 3,467 100,795 Apr.l - Jun. 30, 1993 98,098 2,156 100,254 071.11.1 - Sep. 30, 1993 107,492 797 108,289 Oct.l - Dec, 31, 1993 107,954 0 101,954 ---.------ --------- ----------- TOTAL AMOUNT DU! $1,046,430 $15,791 $1,122,221 -........- ......... ...-....... q , .2. "J DBIBIT f) .~. , , _ ~'1"'A "14~ .~.'.::..._!'..to'.., OJ. :~"'.,." .. .:l.~:"":'.!'''''.'' .: ,'\' ..~~..""'.,..,._~............_. ,,' I ' .. . SRI!:RIP' COUNTY 0' SAN DIaGO INVOICS 'lea.e make check payahle to SAN DllGO COUNTY sssaIPP. aeturn payment end copy of this fora tOI San Diego county Sheriff'. Depart.ent ATTNI PlNANCIAL BlaVICSS DIVISION P. O. Box 429000 San Diego, California 92142-9000 April 15, 1994 I'Ir. Jim a.n.on A..t. Cit! Manager of Sneinita. 505 S. Vu can Incinita., CA 92024 all BOOKING CHARGES POR THI PIRIOD APRIL 1, 1991-DICIMall 31, 1993 ----------------------------------------------------------------------- DISCRIPTION ---------------------------------------------------------------------- CITY: BNCINITAS In accordance with the County Code of Regulatory Ordinance., Section 34.101 et. .eq., the COlt to the City of Sncinita. for out.tanding booking f.e. for the above refereneed perl0a 11: Apr. 1 - Jun. 30, 1991 Jul. 1 - Sep. 30, 1991 Oct. 1 - Dec. U, 1991 Jan. 1 - Mar. U, 1992 Apr. 1 - Jun. 30, 1992 Jul. 1- Sep. 30, 1992 Oct. 1- Dec. 31, 1992 Jan. 1 - Mar. 31, 1993 Apr. 1 - Jun. 30, 1993 Jul. 1 - Sep. 30, 1993 Oct. 1 - Dec. 31, 1993 TOTAL AMOUNT DUE Intenlt frinc!pa! th ru 12/n TOTAL $ 52,360 $ 8,360 $ 60,720 60,984 9,330 70,314 60,368 7,408 67,776 60,830 6,619 67,449 60,830 5,627 66,457 49,434 3,457 52, au 40,964 2,084 43,048 41,426 1,47' 42,902 46,200 1,015 47,215 45,430 337 45,767 41,888 0 41,888 ---------- --------- ----------- $560,714 $45,713 $ 606,427 ...------- --....... ......---. 9'':;'1' EXHIBIT b SDERIFP COUNTY OP aM DIEGO INVOICE 'lea Ie make check payable to SM DIBGO COUNTY a.IRIPr. Return payment and copy of thie form tOI Sen Dlego County Sheriff'. Departaent ATTH: PIHMCIAL BERVICBS DIVIaION P. O. Box 429000 San Diego, California 92142-9000 April 15, 1994 Mr. Mark DOlla Citr of Escondido Adm nistrative Services Manager 700 W. Grand Avenue Escondido, CA 92025 REI BOOKING CHARGBS rOR THE PERIOD APRIL 1. 1991-DECEMBER 31. 1993 ----------------------------------------------------------------------- DESCRIPTION ----------------------------------------------------------------------- CITY, BSCORDIDO In accordance with the County Code of Regulatorr Ordinances, Section 34.101 et. se1" the COlt to the Cit~ of Bscond do for outstanding booking feel or the above reference periOd 11' Inteult I'dncipal thru 12/93 TOTAL Apr. 1 - Jun. 30. 1991 $172,788 $27,586 $ 200,374 Jut. 1 - Sep. 30, 1991 158,774 Z4,2U 183,065 Oct. 1 - Dec. 31, 1991 144,914 17,782 162,f96 Jan. 1 - Mar. 31, 1992 135,366 14,731 .150,097 Apr. 1 - Jun. 30, 1992 116,886 10,814 127,700 Jut. 1- Sep. 30, 1992 134,750 9,423 144,173 Oct. 1- Dee. 31, 1992 125,356 6,377 131,733 Jan. 1 - Mar. 31, 1993 116,424 4,147 120,571 Apr. 1 - Jun. 30, 1993 136,290 2,n4 139,284 Jul. 1 - Sep. 30, 1993 135,982 1,008 136,990 Oct. 1 - Dee. 31, 1993 129,822 0 129,822 ---------- --------- ----------- TOTAL AMOUNT DUB $1,507,352 $119,153 $1,626,505 .......... ......... ......--... ,?'d .....~.,....... P1tIBI'r ...:.~.,. ..,~'. I..... 7- SHlaIrr COUNTY or SAN DIBGO INVOICB Pleaa. make check payable to IAN DIBGO COUNTY SHBRIrr. Return payment and copy of thia form tOI San Diego County Sheriff', Department ~TTNI rINANCI~L SBRVICBS DIVISION 1'. O. Box 429000 San Diego, california 92142-9000 April 15, 1994 Mr. Ronald C. Jack City Manager of Imperial 825 Imperial Beach Blvd. Imperial Beach, CA 91932 JEI BOOKING CHARGSS rOR THE PERIOD APRIL 1, 1991-DBCBMBZl 31, 1993 Beach ----------------------------------------------------------------------- DESCRIPTION ----------------------------------------------------------------------- CITY; IMI'BR%~L B~CH In accordance with the County Code of Regulatory ordinance., Section 34.101 et. .e~., the coat to the Cita of I.~erial Beach for out.tanding booking fee. or the above reference perio 111 Interest principal th,u 12(93 TOTAL ~pr. 1 - Jun. 30, 1991 $ 22,946 $ 3,663 $ 26,609 Jul. 1 .. Sep. 30, 1991 30,954 4,735 35,689 Oct. 1 - Dec. 31, 1991 22,484 2,758 25,242 Jan. 1 .. Mar. 31, 1992 19,096 2,078 21,174 Apr. 1 .. Jun. 30, 1992 22,022 2,038 24,060 Ju1. 1- Sep. 30, 1992 20,636 1,443 22,079 Oct. 1- Dec. 31, 1992 15,862 807 16,669 Jan. 1 - Mar. 31, 1993 24,332 867 25,199 Apr. 1 - Jun. 30, 1993 30,030 659 30,689 JUl. 1 .. Sep. 30, 1993 26,796 199 26,1195 Oct. 1 .. Dec. 31, 1993 27,104 0 27,104 ---------- --------- ----------- TOTAL AMOUNT DUI $262,262 $19,247 $ 281,5011 ....--.... ......... ........... 9-;1.1, EXHIBIT-L 8RIRI" COUNTY or 8AN OlIGO INVOICI .1.... make check payable to BAN DI8GO COUNTY 8SBRIrr. a.turn pa~ant and copy of thi, form to: San Diego County Sheriff'. Dep.r~.nt ATTN: FINANCIAL SlaVICES DIVISION P. O. Box 429000 San Diago, California 92142-9000 April 15. 1994 Mr. D.vid N. Wear City Manager of La M..a 8130 Alli,on Av.nue La Ma.., CA 91941 al: BOOKING CHARGES rOR THB PBRIOD A'RIL 1, 1991-DBCEM8ER 31, 1993 ----------------------------------------------------------------------- DESCRIPTION ----------------------------------------------------------------------- CI'l'Y; LA MISA In accordanee with the County Cod. of R.gulatory Ordinane.., S.ction 34.101 .t. .aq., the cOlt to the City of La R'" for out.tanding booking f... for the above r.f.reneed p.riod ill -- ---- Interelt Principal thru 12/94 TOTAL Apr. 1 - Jun. 30, 1991 $ 28,798 $ 4,597 $ 33,395 Jul. 1 - sep. 30, 1991 41,734 6,384 48,118 Oct. 1 - Dec. 31, 1991 37,422 4,591 42,013 ".n. 1 - Mar. 31, 1992 27,874 3,034 30,908 Apr. 1 - Jun. 30, 1992 32,494 3,007 3S,501 Jul. 1- Sep. 30, 1992 35,266 2,465 37,731 Oct. 1- Dee. 31, 1992 26,795 1,362 28,158 Jan. 1 - l'Iar. 31, 1993 27,874 U3 28,867 Apr. 1 - Jun. 30, 1993 28,644 629 29,273 JUl. 1 - sep. 30, 1993 36,806 273 37,079 Oct. 1 - Dee. 31, 1993 33,418 0 33,418 ---------- --------- ---------- TOTAL AROUNT DUB $357,126 $27,335 $ 384,461 ---...---- -.----... ............ 9".2.? Lui.18I1' -L "...\" t SHERI!'!' COUNTY or 8M DIIGO INVOICE P1e..e make check payable to SAN DIEGO COUNTY SRBaIr!'. aeturn pay.ent and copy of thi. form to: San Die90 County Sheriff', Depart.ent ATTR: !'INANCIAL SIRVICIS DIVISIOR P. O. Box 429000 San Die90, California 92142-9000 April 15, 1994 Mr. "ack D. She1ver City Manager of Lemon 3232 Main street Lemon Grove, CA 91945 orove aE: BOOKING CHARGES rOR THE PERIOD APRIL 1, 1991-DICIMBIR 31, 1993 ----------------------------------------------------------------------- ----------------------------------------------------------------------- PI!:SCRIPTION CITY: LEROH OROYI In accordance with the County Code of Rt9U1atorl Ordinance., Section 34.101 tt. .e1" the COlt to the Cit~ of Lemon rove for out'tanding booking fee. or the above reference periocl 11\ rntanlt Principal thru 12/94 TOTAL Apr. 1 - Jun. 30, 1991 '$ 0 $ 839 $ 839 Jul. 1 - Sep. 30, 1991 0 551 551 Oct. 1 - Dec. 31, 1991 0 104 104 Jan. 1 - Mar. 31, 1992 0 0 0 Apr. 1 - Jun. 30, 1992 0 0 0 Jul. 1- sap. 30, 1992 0 0 0 Oct. 1- Dec. 31, 1992 14,938 760 15,698 Jan. 1 - Mar. 31, 1993 24,024 856 24,880 Apr. 1 - Jun. 30, 1993 19 , 866 437 20,303 Jul. 1 - Stp. 30, 1993 15,092 112 15,204 Oct. 1 - Dec. 31, 1993 16,940 0 16,940 ---------- --------- ----------- TOTAL AMOUNT PUB $ 90,860 $ 3,6511 $ 94,519 .......... ......... ........... 9'.J. 'r EXHIBIT 10 .'1' '.1. - - . - . SRDur COUM'l'Y or IAN DIBGO IRVOICE plea.e make check payable to SAR DIEGO COUNfl SRllIff. .eturn payment and copy of this form tOI San Diego County Sheriff'. Depart..nt ATTNI FINANCIAL SERVICES DIVISION P. O. Box 429000 San Diego, california 92142-9000 April 15, 1994 Mr. foa G. Macabe city Manager of National city 1243 National CitY.Blvd. National City, CA 91950 RBI BOOKING CHARGES rOR THE PERIOD APRIL 1, 1991-DICEM8ER 31, 1993 ----------------------------------------------------------------------- DESCRIPTION ----------------------------------------------------------------------- CITY: NATIONAL CITY In accordance with the County Code of Regulatory Ordinance., section 34.101 et. 8e~., the cost to the CIt! of National City for outltanding booking fees or the above reference periOd 111 Intenlt principal due 12/94 TOfAt. Apr. 1 - Jun. 30, 1991 $ 93,632 $14,948 $ 108,580 Jul. 1 - Sep. 30, 1991 84,546 12,934 97,480 Oct. 1 - Dec. 31, 1991 112,266 13,776 126,042 Jan. 1 - Mar. 31, 1992 117,194 12,753 129,947 Apr. 1 - Jun. 30, 1992 106,568 9,860 116,428 Jul. 1- Sep. 30, 1992 101,024 7,063 108,087 Oct. 1- Dec. 31, 1992 95,480 4,857 100,337 Jan. 1 - Mar. 31, 1993 94,402 3,362 97 , 764 Apr. 1 - "un. 30, 1993 87,934 1,932 89,866 Jul. 1 - sep. 30, 1993 54,978 408 55,386 Oct. 1 - Dec. 31, 1993 63,756 0 63,756 ---------- --------- ----------- TOTAL AMOUNT DUE $1,011,780 $81,893 $1,093,673 .......... ......... ........... 9,,11 IXHIBIr 1/ IRBRnr COUNTY or SAN DIEGO INVOICI Pl.... m.k. ch.ck payable to SAN DIEGO COUNTY IBSRlrr. a.turn payment and copy of thia form tOI San Di.go County Sheriff'a D.part.ent ATTNI rlNANCIAL SIRVICIS DIVISION P. O. Box 429000 San Diego, California 92142-9000 April 15, 1994 Mr. John l'!llmaUx City Manaqer of Oceanaide 321 No. Nevada Ocean.ide, CA 92054 REI BOOKING CHARGES rOR THE PERIOD APRIL 1, 1991-DBCBMBER 31, 1993 ----------------------------------------------------------------------- DESCRIPTION ----------------------------------------------------------------------- CITY: OCIANSIDI In accordance with the County Code of aegulatorr Ordinance., Section 34.101 .t. aeq., the coat to the Cit! of Oc.ana de for out.tandin9 booking feea for the above rlf.rencl plriod iel Int.r.et Principal due 12/94 TOTAL Apr. 1 - Jun. 30, 1991 $215,292 $ 34,374 $ 249,666 Jul. 1 - SIp. 30, 1991 195,272 29,875 225,147 Oct. 1 - Dec. 31, 1991 176,946 21,716 198,662 Jan. 1 - Mar. 31, 1992 170,940 18,604 189,544 Apr. 1 - Jun. 30, 1992 158,620 14,676 173,296 Jul. 1- Sep. 30, 1992 164,934 11,532 176,466 Oct. 1- DIe. 31, 1992 179,564 9,134 188,698 Jan. 1 - Mar. 31, 1993 143,990 5,129 149,119 Apr. 1 - Jun. 30, 1993 147,532 3,242 150,774 Jul. 1 - SIp. 30, 1993 145,992 1,082 147,074 Oct. 1 - Dlc. 31, 1993 133,672 0 133,672 ---------- --------- ----------- TOTAL AMOUNT DU! $1,832,754 $149,364 $1,982,118 ............. ----...-- ----------- 9".3 tJ EXHIBIT I ~ IRElllrr coUNTY or IAN DIBOO IRVOICB P1eaa. make check payable to SAN DIEGO COURTY SRBIlIFF. Return pay.ent and copy of this form tOI San Diego County Sheri~f', Departaent ATTN: PlNANCIAL SSRVICES DIVISION P. O. BOX 429000 San Diego, california 92142-9000 April 15, 1994 Mr. James L. BowerlOX City Manager of poway P. 0 Box 785 'oway, CA 92064 RKI BOO~ING CHARGES FOR THE PERIOn APRIL 1, 1991-DBCIMBER 31, 1993 --------------------------------------.-------------------------------- ----------------------------------------------------------------------- nl!:SCltIPTION CITY I POWAY In accordance with the County Cod. of Regulatory Ordinance., '.ction 34.101 .t. leq., the COlt to the City of poway for out.tanding booking f.el for the above referenced period ill Inter'lt principal due 12/94 TOTAL Apr. 1 - Jun. 30, 1991 $ 11,088 $ 1,771 $ 12,859 Jul. 1 - S'p. 30, 1991 8,778 1,344 10,122 Oct. 1 - nee. 31, 1991 10,934 1,341 12,275 Jan. 1 - Mar. 31, 1992 14,322 1,559 15,881 Apr. 1 - Jun. 30, 1992 19,558 1,809 21,367 Jul. 1- Sep. 30, 1992 17,402 1,217 18,619 Oct.. I- Dee. 31, 1992 16,324 830 17,154 Jan. 1 - Mar. 31, 1993 18, lI42 675 19,617 Apr. 1 - Jun. 30, 1993 18,326 403 18,729 Jul. 1 - sap. 30, 1993 14,784 110 14,894 Oct. 1 - Dec. 31, 1993 18,172 0 18,172 ---------- --------- ----------- TOTAL AMOUNT DUE $168,630 $11,059 $ 119,689 ........... ......... ....-..---- 9..:J ) EXHIBIT -J:3 SHlRlrP COUNTY OF BAN DIEGO INVOICE plea Ie make check payable to SAN DllGO COUNTY BHIRIFF. aeturn payment and copy of thil form tOI 8an Diego County Sheriff', Departaent ATTN. FINANCIAL SlaVICKS DIVISION P. O. Box 429000 San Diego, California 92142-9000 April 15, 1994 Mr. Rick Gittingl City Managlr of San MarcoI 105 W. lichlllar San Marcol, CA 92069 REI BOOIING CHARGES FOa THE PERIOD APaIL 1, 1991-DECEMIZft 31, 1993 --.-------------------------------------------------------------------- DESCRIPTION --------------------------------~-------------------------------------- CITY. SAN MARCOS In accordance with the County Codl of aequ1atory Ordinance., Section 34.101 It. .eq., thl COlt to the City of San MarCOI for out.tanding booking fee' for thl above reflrenced perTOa ill Inten.t princioal due 12/94 TOTAL Apr. 1 - Jun. 30, 1991 $ 23,408 $ 3,736 $ 27,144 Jul. 1 - SIp. 30, 1991 21,098 3,228 24,326 Oct. 1 - Die. 31, 1991 2$,410 3,118 28,528 Jan. 1 - Mar. 31, 1992 28,952 3,152 32,104 Apr. 1 - Jun. 30, 1992 31,724 2,1l35 34,659 Jul. 1- Sep. 30, 1992 28,028 1,959 29,987 Oct. 1- Dec. 31, 1992 28,490 1,450 29,940 Jan. 1 - Mar. 31, 1993 33,880 1,206 35,086 Apr. 1 - Jun. 30, 1993 31,262 687 31,949 Ju1. 1 - Sip. 30, 1993 40,194 298 40,492 Oct. 1 - Dec. 31, 1993 34,496 0 34,496 ---------- --------- ----------- TOTAL AMOUNT DUE $326,942 $21,769 $ 348,711 _....~---- ......... ......----- 9 r .3.).... EXHIBIt J.J SHBRII'I' COUNTY 01' SAN DIIGO INVOICE plea.e make check payable to SAN DlaGO COUNTY SBa.IFF. Return payment and copy of thil form tOI San Diego county Sheriff'l Dapart.ant ATTN: rINANCIAL SaRVICIS DIVISION P. O. Box 429000 San Dieqo, California 92142-9000 Apdl 15, 1994 Mr. ..on Ballard City Mana,er of Santaa 10765 Woodlide Avenua Santee, CA 92071 all BOOKING CHARGES roa THI PERIOD APRIL 1, 1991-DICIMBI" 31, 1993 ----------------------------------------------------------------------- DISCalPTION ----------------------------------------------------------------------- CITYI SANTIB In accordance with the County Code of "egulatory Ordinancel, Section 34.101 et. leq., the COlt to the City of Bant.. for outstanding booking fea. for the above referenced period ill Interest Principal due 12194 '1'0'1'1.1. Apr. 1 - Jun. 30, 1991 $ 32,802 $ 5,236 $ 38,038 JUl. 1 - Sep. 30, 1991 25,256 3,863 29,119 Oct. 1 - Dec. 31, 1991 34,188 4,195 38,383 Jan. 1 - Mar. 31, 1992 37,730 4,106 41,836 Apr. 1 - Jun. 30, 1992 41,888 3,875 45,763 Jul. 1- Sap. 30, 1992 30,030 2,100 32,130 Oct. 1- D.c. 31, 1992 27,104 1,378 28,482 Jan. 1 - /'Iar. 31, 1993 30,492 1,086 31,578 Apr. 1 - Jun. 30, 1993 30,800 67' 31,476 Jul. 1 - Sap. 30, 1993 33,264 241 33,511 Oct. 1 - Dec. 31, 1993 28,182 0 28,182 ---------- ------....- ----------- TOTAL AMOUNT DUI $351,736 $26,762 $ 378,498 ......-... ......... ........... 9'.J} EXHIBIT .!..S-. ,..,....,....--. ........,:,"!".. 8SBRIrr COUH'rY or SAN DIBGO IMVOICS '1.... m.ke check p.yab1e to BAR DIEGO COUNTY 88BaI... a.turn paym.nt .nd copy of this form tal S.n Diego County 'herlff'. Depart.ent ATTN; .INANCIAL 8BaVICS8 DIVI8ION P. O. Box 429000 S.n Diego, California 92142-9000 April 15, 1994 Mr. Micha.l Bu.e City M.nager of Solana aeach 380 St.v.ns Av.nue, Ste 120 801.na .e.ch, CA 92075 aEI BOOKING CHARGES rOR THE PERIOD A'lXL 1, 1991-DICEMBla 31, 1993 ----------------------------------------------------------------------- DISCRIPTION ----------------------------------------------------------------------- CITY: SOLANA BEACH In accordance with the County Code of Regulatory Ordinance., Section 34.101 et. .e1" the co.t to the Cit! of 801ana Beach for out. tanding booking fee. or the .bove reference perlocl lS1 Intet..t Principal due 12/94 TOTAL Apr. 1 - Jun. 30, 1991 $ 9,394 $ 1,499 $ 10,893 Jul. 1 - Sep. 30, 1991 9,856 1,508 11,364 Oct. 1 - Dec. 31, 1991 9,240 1,135 10,375 Jan. 1 - Mar. 31, 1992 6,314 688 7,002 Apr. 1 - Jun. 30, 1992 9,240 855 10,095 Jul. 1- Sep. 30, 1992 6,930 484 7,414 Oct. 1- Dec. 31, 1992 5,698 290 5,988 J.n. 1 - Mar. 31, 1993 5,698 203 5,901 Apr. 1 - Jun. 30, 1993 5,082 112 5,194 Jul. 1 - up. 30, 1993 4,312 32 4,344 Oct. 1 - Dec. 31, 1993 3,080 0 3,080 ---------- --------- ----------- TOTAL AMOUNT DUE $ 74,844 $ 6,806 $ 81,650 ------.-.- .......... ..........- 9..3i EXHIBIT IILJ flRERIFF COUNTY or SAN DISGO INVOICB Plea.. make ch.ck payable to SAN 01100 COUNTY .IBRIrr. Return payment and copy of thi. form to: San Diego County Sheriff', Departaent ATTN: FINANCIAL IBRVICS. DIVISION P. O. Box 429000 San Diego, California 92142-9000 April 15, 1994 Mr. Morri. B. Vance City Manager of vi.ta P. O. BOX 1988 Vhta, CA 92083 RB: BOOlING CHARGES fOR THE PERIOD APRIL 1, 1991-DICIM811 31, 1993 ----------------------------------------------------------------------- ----------------------------------------------------------------------- DESCRIPTION CITY: VISTA In accordance with the County Code of Regu1atori Ordinanc.., S.etion 34.101 et. .eq., the co.t to the city of vi.ta or out.tanding booking fee. for the above referenced period.: Intere.t Principal due 12/94 TOTAL Apr. 1 - Jun. 30, 1991 ,$ 99,022 $15,809 $ 114,831 Jul. 1 - Sep. 30, 1991 109,956 16,821 126,777 Oct. 1 - Dec. 31, 1991 107,646 13,210 120,856 Jan. 1 - Mar. 31, 1992 121,044 13,172 134,216 Apr. 1 - Jun. 30, 1992 107,338 9,931 117,269 Jul. 1- Sep. 30, 1992 91,630 6,407 98,037 Oct. 1- Dec. 31, 1992 89,012 4,528 93,540 Jan. 1 - Mar. 31, 1993 78,540 2,797 81,337 Apr. 1 - Jun. 30, 1993 89,936 1,"6 91,912 JUl. 1 - Sep. 30, 1993 115,018 704 95,722 Oct. 1 - Dec. 31, 1993 79,618 0 79,618 ---------- --------- ----------- TOTAL AMOUNT DUI $1,068,760 $85,355 $1,154,115 ..--....... ......... ........... .... ,..'Pl'~.t.. 9' 3-> . UBIBIT rl I ,- Section 29550. Reimbursement of county expensesj booking or detainlng llTeated peraona; invoice. ARTICLE 12 CRIMINAL JUSTICE ADMINISTRATIVE FEES Section 29550.1. A1Teating agency; entitlement to recov- ery of fee imP08ed by county; order for pa)'lllent. Criminal justice odmlnlatratlon tee. 29550.2. Article II """ 04ded bJi 81418.1990. ~ ~66 (S8.1557) , 1. The heading of Article II, Criminal Ju.stic. Adminilirati.. F.~ """ a1Mndod bJi 81418.1991, ~ 551 (8.8.11), , 5. to read ae it now appecre. t 29550. Reimbunement ot county expenaea; booking or detaining "",,aled penonl; invoice (a) Notwithstanding any other provision of law, a county may impoae a fee upon a clty, apecial district. achool district, community college district, college, or university for reimbunement of county expensea incurred with respect to the booking or other proceaaing of paraona arreated by an employee ot that clty, special district. school district, community college district, college, or univensity, where the 8lTeIted persons ~re brought to the county Jail tor booking or detention. The fee imposed by a county pursuant to this sectIon shall not exceed the actual administrative costs, including applicable overhead costa as pennitted by federal Circular A-87 standards, as defined in subdiVision (d). incurred in booking or otherwise prore~sing arrested persons. A county may submit an invoice to a city, special district, school district, community college district, coilege, or university for these expenses incurred by the county on and aIler July I, 1990. Counties shall fully disclose the cost.! allocated as federal Circular A-87 overhead. b 1 Notwithstandin subdiVision a a cit a ciaI distrlc achool diatrl communit colle e district co e e or universit s a not care eea or lUTeata on an n warrant or un to I in ;o~"'lU~;r. o~.a~'" "arrest wanoant issued in ~nnection with a crime not commJtted within the entit a una iction. (2 Notwithst>.ndin subdiVision (a) a cit s ecial district school diatrlc communit colle e district co e e or universit s a not e c ar e ees or a erson w 0 is or ere a court to e reman e to e Count a exce t t at a count ma care a ee to recover t ose irect costs or t ose unctions re Ulre to 00 a erson ursuant to.u ivislon 0 ection ., 0 t e ena 0 e. 3 Notwithstandin subdivision a) a clt a ecial distrlc achool district communit colle e district co e e or umverslt s not Care ees or arrests ma e ursuant to arrest WBJTants 0 a OUtsl e 0 Its uris iction. (4) Not'Wfthstandin subdivision (a) no fees shall be char ed to a cit 8 cial district school disUict communit co e e co e e or universit on aro e Via alion arrests or ro ation.or ere returns to custo un ess a new c at e as en I e or a crime committe l1l t e un! ictlon 0 e 8JTestin cit istnct. co eie, or university. 5 An a enc makin a mutual aid re uest shall fees that result from arrests made in res onse to the mutua ai re uest exce t at in e event t e overnor ec ares a alate 0 emer en no a en · a be care eea or an 8M'eat ma e urin an riot istur ce or event at i. au eel to e ec aUon. 6) Notwithatandin subdivision (a no rees shall be char ed to a cit . cial district achool district communit co e e co e e or universit or t e arrest 0 a Msoner w 0 has esCl Tom a count state, or (e era etentlon or corrections aci ity. (7) Notwithstandin 8ubdivision a no fees shall be char ed to a cit a cial district .chool district communit co e e co e e or universlt or &rTestces e in tern ora etention at a court Ici it or uses 0 arrai ment w en e arrestee as n revious boo e at an entit etentfon aC11t . 8) NotVoithsu.ndin subdivision a) no feea shall be char ed to a cit s c1a1 district school district communit co e e co e e or un versit as t e reSll t 0 an arrest ma e its 0 eer ass to a arma mu tia enc tas ore! in w ic t e count IS a a ci ant. or t e u oses 0 t is section .. arm tas orce means a tis oree t at as een esta is e v written 81lTeement of t e participatini a2encies. ext"h 13\ T 'D -I 9-;J ? I (9) In those counties where the cities and the countv participate in a consolidated booklna pror.:m and where rior to arrai ment an arrestee is transferred from a city detention facilit to a count et.ention aei ity t e city s al not e char~ed or those tas 6 isted in su i'F'ision ( ) that are a part. 0 e consolidated bookinJZ proiTSm whit were completed by the cit~ prior to deliverimr the arrestee to the county detention facility, However, the county may char"e t e actual administrative costs for those additional tasks listed in subdiv18ion d that are rfonned in order to receive the 8JTe8tee into the county detention aci ity. ~ Ally county whose officer or agent arrests a person is entitled to recover f'rom the arrested penon a eriminal justice administration fee for administrative costs It incurs in conjunction with the arrest if the person is convicted of any criminal offense related to the atTest. The fee which the county is entitled to recover pursuant to this subdivision shall not exceed the actual administrative costa. including applicable overhead costs . . . incumd in booking or otherwise processing arrested persons. A judgment of conviction may contain an order for payment of the amount of the criminal justice adminiltration fee by the conviet.ed penon. and execution may be issued on the order in the 8ame manner as a judgment in 8 civil Iclion. but the order shan not be enforceable by contempL The court 8hall. II a condition of probation, order the convicted person, based on his or her ablUta to pay, to reimburse the county ror the criminal justice administration (ee includinsr applicable overhea costs. (d) As used in lhis section "actual administrative costs" include onl those costs (or functions that are De orme in or ar to receive an arrestee Into a county alention ac. itv. peratinsr expenses 0 e cou~lY jail facility indudint capitol costs and those cost.s involved. in the hOUSin~, feedinsr. and care of inmates shall not be indu ad in calculatinsr "actual administrative costs." "ActuR administrative costa" man include anyone or more of the followin~ as related to receivin2 an arrestee into the county detention raei Ity: (I) The aearchlna. wristbandina, bathln2, clothina, ftnaerprintina, photol!1'llphina. and medical and mental aCTeenin2 o( an arrestee. (2) Document ~reparation, rebieval, updalina, mina, and court schedullna related to receivlna an arrestee into the etention facility. . (3) Wan-ant service, processin~. and detainer. ",~(4) Inventory of an IlT8Itee'a money and creation of caah accounts. (5) Inventory and atoran of. an arreatee's property. (6) Inventory, laundrY. and stora~e of an arrestee's clothirul. (7) The claas!fleation or an arrestee. (8) The direct costs or automated services utilized in para2raphs (1) to (7), Inclusive. 9 Unit mana ement and su rvlslon or the detention function aa related to ars inc uSlve. !!l Nl admlnlltrative Icreenlni ree or twenty-ftve dol1ara ($25) Ihall ba collected from each person arrested and releaaed on his or her own recognizan.. upon conviction or any criminal otrenae related to the arrest other than an inCraction, A citation pro....ing ree In the amount or ten dollara ($10) ahall ba collected from each person cited and releaaed by any peace officer In the fteld or at a jail racillty upon conviction of any criminal offense. other than an infraction, related to the criminal offense cited in the notice to appear, However. the court may determine a iealer ree than otherwlae provided in thIa lubdivision upon e ahowing that the defendant II unable to pay the CUll amount. All rees collected punuant to thil lubdlvision shall ba traNmltted by the county auditor monthly to the Controller ror deposit in the General Fund, Thil lubdlvision appllea only to convictions occurring on or after the etrective date or the aet adding this lubdivislon and prior to June 80, 1996. (Added by 8tats.!990. c, (66 (8,B,2557), I I. Amended by Stats,I99I, Co 881 (8,B,21), I (, etr. AUi. 6, 1991; Stats.I99I, c, 1168 (A.B,21(2), I 8, etr. Oct. 1(, 1991; Stats,I998, Co 882 (A.B.2286l, I I.) ex It\ ~ 11 P-L 9- .3 ? COUNCIL AGENDA STATEMENT Item IP Meeting Date 5/10/94 ITEM TITLE: Resolution ) 71'6'{pprOVing Second Amendment to Agreement with Remy and Thomas for Litigation Representation Services ~ssistant city Attorney REVIEWED BY: Bruce M. Boogaard, City Rudolf n.\) Attorney \o3J 4/5ths Vote: Yes No-L SUBMITTED BY: When the city of Chula vista and County of San Diego approved the final version of the Otay Ranch Project, part of the approval was an indemnification agreement by OtayVista Associates (successor to Baldwin vista Associates), indemnifying the City and the County in the event of an attack on the project approval. Chaparral Greens thereafter sued, alleging inadequacies in the final program EIR and/or violations of CEQA. Council, by Resolution No. 17547 on January 4, 1994, ratified a Three-party Agreement whereby Remy and Thomas (Tina Thomas, Esq.) would represent the city pursuant to that indemnification agreement, at Otay vista's expense. On March 29, 1994 the Council approved the First Amendment to Agreement, increasing the maximum compensation from $75,000 to $160,000. Approval of the resolution and agreement will authorize Tina Thomas of Remy and Thomas to continue to represent the City in that litigation at Otay vista's (Baldwin's) expense, and further increase the maximum compensation from $160,000 to $295,000. RECOMMENDATION: Approve the attached resolution approving the Second Amendment to the City'S Agreement with Remy and Thomas for legal representation in the Chaparral Greens litigation. BOARDS/COMMISSIONS RECOMMENDATION: N/A. DISCUSSION: Approval of the resolution will increase the maximum compensation set forth in the Agreement from $160,000 to $295,000, and clarify the payment schedule for these services. It will allow continued representation of the City by Tina Thomas of Remy and Thomas, the attorney who has provided advice with regard to compliance with CEQA and the adequacy of the EIR throughout the entire planning process. Both the city and the County are named as Real Parties in Interest in the litigation, and the defendant is the Baldwin Company, through its corporate entity, otay vista Associates. Jd-j Item Page IQ 2 FISCAL IMPACT: $135,000, the difference between the old authorization ($160,000) and the amount herein approved ($295,000), which by the agreement is to be paid by the Baldwin Company and the establishment of a deposit account. The city has no funds exposed for payment of attorney's fees in this matter. Our duty to pay the attorney is dependent on collection of funds from Baldwin. M:\Ho.e\Attorney\Chappar12 IP'~ RESOLUTION NO. J 7~'K J RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING SECOND AMENDMENT TO AGREEMENT WITH REMY AND THOMAS FOR LITIGATION REPRESENTATION SERVICES IN CONNECTION WITH THE CHAPARRAL GREENS LAWSUIT, AND AUTHORIZING MAYOR TO EXECUTE SAME WHEREAS, the City, by Resolution No. 17347, on January 4, 1994, approved an Agreement with Remy and Thomas for Litigation Representation Services in connection with the Chaparral Greens lawsuit; and, WHEREAS, the city of Chula Vista, by Resolution No. 17426 on March 29, 1994, approved a First Amendment to Agreement to provide for continued litigation representation services in connection with the Chaparral Greens lawsuit, and an increase in the maximum compensation from $75,000 to $160,000; and WHEREAS, it is necessary to amend said Agreement to increase the total amount of Agreement from $160,000 to $295,000; and, WHEREAS, Otay vista Associates is required by an Indemnity Agreement to defend, indemnify and hold harmless the City regarding any litigation arising from City's approval of the Otay Ranch Project, including payment for legal counsel to represent city in such litigation. NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Chula vista does hereby approve the Second Amendment to Agreement with Remy and Thomas for Litigation Representation Services in connection with the Chaparral Greens lawsuit, a copy of which is on file in the office of the City Clerk as Document No.CO glf-DIo2..(to be completed by the City Clerk in the final document) . BE IT FURTHER RESOLVED that the Mayor of the City of Chula vista is hereby authorized and directed to execute said Second Amendment for and on behalf of the City of Chula vista. Presented and Approved as to form by 'J)LLf torney Bruce M. Boogaard, (M:\Ho.e\Attorney\Re.y.Res2) 10"';1 SECOND AMENDMENT TO AGREEMENT WITH REMY AND THOMAS FOR LITIGATION REPRESENTATION SERVICES WHEREAS, the City of Chula Vista, by Resolution 17347 on January 4, 1994, approved an Agreement to provide for litigation representation services in connection with the Chaparral Greens lawsuit/ and WHEREAS, the City of Chula Vista, by Resolution 17426 on March 29, 1994, approved a First Amendment to Agreement to provide for continued litigation representation services in connection with the Chaparral Greens lawsuit, and an increase in the maximum compensation from $75,000 to $160,000; and WHEREAS, since that time, it has become apparent that litigation expenses will be higher than originally anticipated; and WHEREAS, Otay Vista Associates (Baldwin) i8 re8pon8ible for and agrees to pay all costs involved in defending the litigation as a result of the Indemnification Agreement approved by the Council as part of the final approval of the Otay Ranch Project. NOW, THEREFORE, the parties hereto agree as folloW8: 1. That Paragraph 2 .b. iv be amended to change the amount of $160,000 to $295,000 to read as follows: "iv. Consultant shall not incur cost8 or billings which, in total, exceed Two Hundred Ninety-Five Thousand Dollars ($295,000.00) without further written approval of the city." 2. All other terms and conditions not modified by this Second Amendment to Agreement shall remain in full force and effect. IN WITNESS WHEREOF, City, Consultant and Developer have executed this Second Amendment to Agreement this day of May, 1994. CITY OF CHULA VISTA OTAY VISTA ASSOCIATES Tim Nader, Mayor Attest: REMY AND THOMAS City Clerk T1.na A. Thomas Approved as to form: ~l~t 'cJ..j Iris Bru e M. Boogaa City Attorney /IP- f . . . COUNCIL AGENDA STATEMENT ITEM TITLE: ItemL \ \ Meeting Da~ S~/lu/qo./ Resolution 171/ /, , Accepting bids and awarding contract for "Placement of various types of street surfacing (asphalt concrete, asphalt rubber hot mix, asphalt rubber and aggregate membrane with slurry seal) for the 1993- 94 Overlay Program and construction of sidewalk ramps on various streets in the City of CIiula Vista, CA (STL-206)"; and authorizing staff to increase quantities to expend all available funds for this project REVIEWED BY: City Managerj~ ~ (4/5ths Vote: Yes_No-X..) SUBl\1.l'rn;D BY: Director of Public Wor At 2:00 p.m. on March 23, 1994 in conference room 3 in the Public Services Building, the Director of Public Works received bids for "Placement of various types of street surfacing (asphalt concrete, asphalt rubber hot mix, asphalt rubber and aggregate membrane with slurry seal) for the 1993-94 Overlay Program and construction of sidewalk ramps on various streets in the City of Chula VISta, CA (STL-206)." The work includes the placement of l-Ih inch thick asphalt concrete overlay, asphalt rubber and aggregate membrane with slurry seal and asphalt rubber hot mix overlay. The work also includes removal of alligatored pavement areas and replacement with asphalt concrete, the milling of street pavement in certain areas, signal loops, traffic control, adjustment of manholes and storm drain cleanouts, adjustment of survey well monuments, removal of curbs, gutter and sidewalk and the construction of pedestrian ramps, and other miscellaneous work shown on the plans. RECOMMENDATION: That Council accept bid Alternate P and award the contract to Sim J. Harris Company in the amount of $1,457,132.00, tlIld authorize staff to increase quantities to expend all available funds for this project. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: Funds for this overlay program were included in the FY 1993/94 CIP project budget (STL-206). The project was included in the budget to avoid further deterioration of the pavement and base material of selected streets in the City. The project was bid with four alternatives. Alternates A and C utilized conventional asphalt concrete paving only. Alternates B and D utilized asphalt rubber hot mix overlay, asphalt rubber and aggregate membrane (chip seal) with slurry seal and conventional asphalt concrete paving. Alternates A and B were bid using minimum wages, while Alternates C and D used prevailing wages. Attached are Exhibits 1 and 2, which list the work to be done for the conventional paving (Alternatives A and C) and the paving utilizing rubber products (Alternatives B and D). ~ e(!AG~ H/1'(O:3 t99f riP!!.. ~l> /) ( nON ~ L..! ~_ \ /NFoR.Pll9no,.J,0R.I:.:#'V ~ \\ Page 2, Item Meeting Date 3/94 It is staff's recommendation to implement Alternate D (using asphalt rubber products and paying ~ prevailing wages), We feel this alternate will give the City the most paving miles with the latest high quality paving materials available. The City Attorney has recommended that prevailing wage rates be paid with this project (see attached Exhibit 3 dated March 29, 1994). This project is similar to past overlay programs in the City except that two new products are being used for the overlay in addition to conventional asphalt concrete paving. Also this program includes installation of pedestrian ramps ,in order to comply with new ADAlTitle 24 regulations. Past overlay programs did not include pedestrian ramp installation. The new products utilize asphalt rubber hot mix for the overlay and asphalt rubber and aggregate membrane for th,e chip seal over a portion of the project. The asphalt rubber hot mix overlay is not entirely new to the City. This product was used successfully on the East H Street reconstruction project from I-80S to Del Rey Boulevard in May 1993. The asphalt rubber hot mix overlay on this stretch of East H Street has performed excellently since installation and still provides a smooth and quiet driving surface. The asphalt rubber aggregate membrane chip seal has not been used before in the City and is being recommended as a trial installation of this new technology. This chip seal differs from conventional chip seal used in the past in that it includes the use of ground rubber from used tires in the mix design (as does asphalt rubber hot mix overlay) and uses chips that are precoated with hot asphalt concrete. A conventional Type II slurry seal will be placed on top of all streets paved with asphalt rubber chip seal in order to provide a smoother, aesthetically pleasing surface by filling voids between chips. These streets are numbered 1 thru 25, inclusive on Exhibit 2. Please note that items 3, 13, and 28 appear blank on exhibits 1 and 2. The reason for this is that these streets were deleted from the """'" contract at the request of the local utility companies, These streets were: 3) Alpine Ave. (Kearny St. to 1St.) 13) Penelope Dr. (East I St. to Carla Ave.) 28) Otay Lakes Rd. (Canyon Dr. to Apache Dr.) . These streets will be overlayed after the utilities have completed their facility installation work. Since asphalt rubber chip seal is a new product to City staff, we did extensive research and made trips to review projects in which the new material has been used. The City of Santee and City of Poway have used this product and are quite pleased with the results. The advantages to the use of asphalt rubber chip seal are its ability to minimi7.e reflective cracking through to the surface, and it is basically impervious to water penetration which quite often is the leading cause of pavement failure. It should be noted that the research 'literature indicates that, due to the addition of the rubber, this product has significantly more structural value than the ordinary chip seals used in Chula Vista in the past. Therefore, in order to adequately test this relatively new product, several streets which were deteriorated beyond the ability of ordinary chip seals to help and requiring an overlay were selected. In the event that the product does not perform over the long range as expected, the streets selected are not major streets with high volumes of traffic in order to minimize any negative aspects. Also, the amount of this work was limited to no more than $237,000. Staff will carefully evaluate the performance of the rubber asphalt products in order to determine if these products should be used on future overlay projects. Evaluation shall include video taping selected streets before and after """" placement of the overlay and visual reconnaissance every 6 months. The Council will be kept informed on the performance of the streets paved with the asphalt rubber hot mix overlay and asphalt ~-.2. - -v I \ ~2- . . . Page 3, Item ~ I \ Meeting Dat~ lUbber chip seal. If, as expected, this turns out to be a good product, it will lower the cost of our street maintenance program in the future. Bids for construction of this project were received from four contractors as follows: Altemate A Altemate B Altemate C Altemate D c....-. A.c. pavioa llIIIy Niaiammwap CGIl\ ~; .1 A.C. pavioa llIIIy l'lwIiliDa-... AIpUIl- .... ... owday, AopbaIl- cIIip ..... ~ ." ....1 A.c. l'lwIiliDa-... AIpUIl- .... ... owday, AopbaIl _cllipoaola: GClIr1. ..% -_I A.c. WiDiamm... Contractor 1. Superior Ready Mix L.P.. San Diego 2. Sim J. HaIris Company. San Diego 3. Daley Colporation, San Diego 4. Granite Construction Co., San Diego :c,:.,.',.__',',..............'...:............'....,:_".. ..... $... .....I.~~;9i9:90.) ;. ',-.;;, ..",', ~,':,...,... "";',".: ":'. .';....: ." SI.675.760.oo No Bid No Bid .!~~~~?\Wl SI,438,854.oo No Bid No Bid SI.474,277.25 ..u...... ....... . .....".....",.........,., ....,."".. . ........ ..........-.-..................'.'.... · .~I;.S.,~~.~~!!!l. SI,461.69O.oo SI.713,913.oo ~I;~~~~li!i<i) SI,694.829.oo SI,682,547.oo S2,013,214.OO After reviewing the bids for Alternates B and D, Engineering Division staff discussed the use of minimum wage versus prevailing wage with the City Attorney. The source of funds for this project is Gas Tax, and while the City Attorney felt that our status as a Charter City would allow the use of minimum wage provisions, we have never done so in the past with this revenue source. It was his opinion that while we would be successful in a potential lawsuit, the difference of less than $21,000 in a $1.4 million contract was insignificant to the potential cost of defending a lawsuit. Therefore, the City Attorney recommended using prevailing wage provisions. The low bid for Alternate D by Sim J. Harris Company is below the engineer's estimate of $1,506,086.00 by $48,954.00 or 3.3%. Staff received an excellent bid for the proposed work. The engineer's estimate was based on prices from the East H Street asphalt lUbber project last year and from prices recently received by the City of Santee for the asphalt lUbber chip seal. Bids for these two projects came in below or at the expected prices. The specifications required that the low bidder have experience in the placement of both conventional asphalt concrete and asphalt lUbber concrete overlays. Sim J. Harris Company has had extensive experience in the placement of conventional and lUbber AC overlays and has satisfactorily performed both types of overlays for the City. We, therefore, expect the contractor to place the overlays for this project without any difficulty. Since the asphalt lUbber chip seal is a new product being used by the City, the supplier of the lUbber binder used in the chip seal will supervise both the mixing of the asphalt lUbber binder at the batch plant and the placement of the asphalt lUbber chip seal at the project site. The supplier, International Surfacing, Inc., has had extensive experience in the placement of asphalt lUbber chip seal. Having them supervise the placement of the asphalt rubber chip seal will ensure an excellent quality job. The asphalt lUbber chip seal unit price bid includes the cost of this supervision. This project was budgeted as an overlay project based on a fIXed amount of budgeted funds in the Capital Improvement Program (CIP). At the time the project was approved by the City Council, ~ 1\-3 ~\\ Page 4, Item Meeting Date . 73/94 specific streets to be overlaid were not identified. A list of streets was prepared and staff bid the ~ project from this list. The streets included in the bid to be overlayed are shown in the attached Exhibits 1 and 2, streets 1 through 41. Because of this excellent bid, staff is requesting Council's authorization for the Director of Public Works to execute a change order in the amount not to exceed $198,187 with Sirn J. Harris Company such that we may utilize all the funds currently budgeted in this year's CIP for pavement overlay. Additional streets needed to be overlaid are included in Table I of the exhibit listed in priority beginning with street number 42. We plan to utilize available funds to place Ilh conventional asphalt concrete overlay on pavement fabric on these additional streets. Attached is a copy of the contractors disclosure statement. Environmental Status The City's Environmental Review Coordinator has reviewed the work involved in this project and determined that the project is exempt under Section 15302, Class 2 of the California Environmental Quality Act (reconstruction of existing structure and facility). FINANCIAL STATEMENT: The source of funding for this project was Gas Tax and TransNet funds. Prevailing wage scales as those determined by the Director of Industrial Relations, State of California were determined to be '"" applicable to the work to be done. No special minority or women owned business requirements were necessary or part of the bid documents. Funds Required for Construction A. B. C. D. Contract amount (Alternate D) Staff (design and inspection) Laboratory testing Contingencies $1,457,132.00 47,000.00 30,000.00 243.253.35 $1,777,385.35 Funds Available for Construction A. Pavement Overlay, Citywide Funds (STL-206) Total Funds for Construction $1. 777.385.35 $1,777,385.35 FISCAL IMPACT: After construction, only routine City maintenance accounting mainly to street sweeping will be required. SElFlIo No. AX-I29 WPC M:\L '." f....\owday.ccm. Attachments: Exhibit 1 (Alternates A & C - list) Exhibit 2 (Alternates B & D - list) Exhibit 3 - City Attorney memo """'\ ~ 1\ - Y . RESOLUTION NO. 171/ /, lj RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ACCEPTING BIDS AND AWARDING CONTRACT FOR "PLACEMENT OF VARIOUS TYPES OF STREET SURFACING (ASPHALT CONCRETE, ASPHALT RUBBER HOT MIX, ASPHALT RUBBER AND AGGREGATE MEMBRANE WITH SLURRY SEAL) FOR THE 1993-94 OVERLAY PROGRAM AND CONSTRUCTION OF SIDEWALK RAMPS ON VARIOUS STREETS IN THE CITY OF CHULA VISTA, CA. (STL-206)"i AND AUTHORIZING STAFF TO INCREASE QUANTITIES TO EXPEND ALL AVAILABLE FUNDS FOR THIS PROJECT . WHEREAS, at 2:00 p.m. on March 23, 1994 in Conference Room 3 in the public Services Building, the Director of Public Works received bids for "Placement of various types of street surfacing (asphalt concrete, asphalt rubber hot mix, asphalt rubber and aggregate membrane with slurry seal) for the 1993-94 Overlay Program and construction of sidewalk ramps on various streets in the City of Chula vista, CA (STL-206)."; and, WHEREAS, the project was bid with four alternatives: Alternates A and C utilized conventional asphalt concrete paving onlYi Alternates Band 0 utilized asphalt rubber hot mix overlay, asphalt rubber and aggregate membrane (chip seal) with slurry seal and conventional asphalt concrete paving; Alternates A and B were bid using minimum wages, while Alternates C and 0 used prevailing wages; and WHEREAS, bids for construction ' of this project were received from four contractors as follows: Alt:.mat:. Alt:.mat:. B Al~.rDat.. Alt:.mat:. A 1; I! Converrtional Alphait rubber COnventional Alphalt rubber A.C. ~ov1ng hot o1x A.C. ~ov1ng hot .1x only overlay onir overlay IIlnilu. wage Alphal t ru~ber prev.! ing Alphalt ru~b.r chip e.al . wago chip aea1 . conventional conventional A.C. A.C. Cont:ract:or IIlnbUII .age PreyaUing .0 . 1. $1,474,277 Superior Ready Xix L.P., .25 San Diego 2. S1m J. Barris company, San Diego 3. No Bid No Bid $1,682,54 $1,461,690 Daley Corporation, San 7.00 .00 Di.go . 4. No Bid No Bid $2,013,21 $1,713,913 Granite Construction Co., 4.00 .00 San Diego 2::'- -0-..;) l \-$ WHEREAS, after reviewing the bids for Alternates Band 0, ~ Engineering Division staff discussed the use of minimum wage versus prevailing wage with the City Attorney and since the source of funds for this project is Gas Tax, the City Attorney felt that our status as a Charter city would allow the use of minimum wage provisions, we have never done so in the past with this revenue source and it was his.opinion that while we would be successful in a potential lawsuit, the difference of less than $21,000 in a $1.4 million contract was insignificant to the potential cost of defending a lawsuit, therefore, the City Attorney recommended using prevailing wage provisions; and WHEREAS, it is staff's recommendation to implement Alternate 0 (using asphalt rubber products and paying prevailing wages) as this alternate will give the city the most paving miles with the latest high quality paving materials available; and, WHEREAS, the low bid for Alternate 0 by Sim J. Harris Company in the amount of $1,457,132.00 is below the engineer's estimate of $1,506,086 by $48,954.00 or 3.3% and staff recommends awarding the contract to Sim J. Harris; and WHEREAS, because of this excellent bid, staff is requesting Council's authorization for the Director of Public Works to execute a change order in the amount not to exceed $198,187 with sim J. Harris Company such that staff may utilize all the fund """"" currently budgeted in this year's CIP for pavement overlay; and, WHEREAS, the City's Environmental Review Coordinator has reviewed the work involved in this project and determined that the project is exempt under Section 15302, Class 2 of the California Environmental Quality Act (reconstruction of existing structure and facility). NOW, THEREFORE, BE IT FURTHER RESOLVED the City Council of the City of Chula Vista does hereby accept the four bids for "Placement of various types of $treet surfacing (asphalt concrete, asphalt rubber hot mix, asphalt rubber and aggregate membrane with slurry seal) for the 1993-94 Overlay Program and construction of sidewalk ramps on various streets in the City of Chula Vista, Ca. (STL-206)" and awards the contract for Alternate 0 to 8im J. Harris Company in the amount of $1,457, 132.00. BE IT FURTHER RESOLVED that the Mayor of the city of Chula Vista is hereby authorized and directed to execute said contract for and on behalf of the City of Chula Vista. BE IT FURTHER RESOLVED that the Director of Public Works is hereby authorized to execute a change order in an amount not to exceed $198,187 to expend all available funds for this project. Presented by Approved as to form by ~ John P. Lippitt, Director of ~_~ Public Works ~ I \- <..0 PENDING REVIEW BY CITY ATTORNEY Bruce M. Boogaard, City Attorney .' ~C1 Iii K~il~ i!~ii . mi;l~ I- E=..~~- CQ l!i!i!cl!il! :t '~iI5i )( ~z- III I.U ~I~l!i~. ii"IZI ~a!U i~i8 !n . ~ \ \-1 l~ 1Fr~ il\ It' ffi iJI Dr I ~~ C\l ;;;;rr-- L&. ~I 0 .... ~il ~# I.U ~ 'llC Q. mfF ...;Q. M' Jl 1'1 " , II -p;if i'"F"1 . .., . " 1'1 ~1iI i~I" ;l; ,Il., ." M " · '[IF or """ .~l ~pm im" II ~ ~ ~ F J:lFlI - JLlm i ~ ~ II 1\ l~ ~ t "1rm .I.......""~~~~.., ;Si~ j~~ i\' ~I\! ~. ;~... .' Kaai :..~~!M~~_~~. w~ I~~ .\ ~\ I . . . I i~ill.1 JL ~ ~ [... ~ 1\ . ~!~b~.'. . . . ~ .~ ~;!~~~i~~\ ~ .1IIEj;1 . ~ iil !"! L II IT T I I I II I I :iL Tr" n'r" "'Trrrt" 'T iT I Fro ~- tJt:~IilIi~PI ~I ~~\ "" Iii i Ii' "Q :. Ci) hi I\) o ." I\) ~ ~ I \-~ ........ Ii In." :D~ ~i .I~I! a~~~O !!jCC-4'" .a!!~ ~zKl!~ zo~:D. ",,,,_z~ ~~I~;~ i~ei?C~ -ei~ij ~ :siXl-4. ..oO~C: ;:z<C:~ ~i!l. ~-c~i j~1 ii-4 i~ ~ . ~! ~II III ~ ! i~ 1'(1 . i!~ii ~L. ii!f ~ I~!t iQ l!ii!Il!i! .~ !i~..5i ~ Iii;: ~i Ii . l\-q~ ~~ r~' -~~ ~ It ~. ro 'i"'PP~1 --1 C\I i&.. o ... ~i!ll ~ ill (!J ~ Q. il 3!~ .ifW.. .::.~ rm 111 .c~ ffll,.. I -b\;" " 10 ~~.I ~ 15 ~ f'1ii~~ '~;,;i'!~1 'r'.'.'........ ~ 11 "'~,.. ,~~I rr l"t: ~~........... T li> 'I S 'r[[11 " B ~I ~. 11 . i~1 11 a=1 ., II .. F.I ~I ~~~~~~FFll I. "1" '>';1 .,. 1"i~1 II. ~I i~i~II\.i~~ ~ r !D ii ~~ i~ !~\mmml1l 111ti ~I ~r 1..1 o '* \Ilf' ~~ >.; I ':;I~' ~'I , , . ~ Iii !Ik, j !if III ..;' .. ~ ii'~1 1..;1 iil~ ....10.' .L '..-r r IT ITIIT' I,,: -r-r'r-r"I'r. I. T('r~r"'l .L.L li~1 TIT. I I I!l ~ G) I'll I\) o .... I\) Y'"J~ - , 1\-\0 -.., II~ ;n 8!~i ..I~~!i m!E~:; "a!l~ EZli!",g i~f:; !i~ii~! i~~~.?C~ -Qso~ti Ei:;:~!!i -.., < iI I "'4.. !jo~!i 1>:!!; ~I<;I il~i i8~ 11"'4 ~ . . . EXHIBIT 3 ~ :: ""~ ';::...- \. . ': ~ -:':~ii.' '-:.. ...,:; ~ :. March 29, 1994 :-~ ~~.~ =-;.( t..:". :,:!~~1 1334 APR 12 PM 3: 44 '1'0: Cliff Swanson, Deputy Director of Public Works Shale Hanson, Associate Civil En~~r Bruce M. Boogaard, City Attorney ~'" Asphalt Concrete Payment overlay at Various Locations in the City From: Re: You advised me that we can avoid the risk of litigating the appropriateness of minimum wage over prevailing wage by agreeing to accept a bid alternate for approximately $20,000 more that will involve the payment of prevailing wage. In light of the social value related to the payment of prevailing wage, the minimal extra expense, the elimination of the risk of litigation and the risk of an adverse judgment, it is my opinion that we should accept the Alternate 0 bid and require the contractor to pay prevailing wage to his employees, even if the law does not specifically require same (an issue which we do not have to resolve at this point in time) . BMB: Igk C:Iltl...rlay.wag ~ ) I-I \ , Noel Neudeck, Change Agent 6224 Snowbond Street SAN DIEGO, CA 92120-3735 582-0576 Mayor Tim Nader City of Chula Vista 276 Fourth Avenue CHULA VISTA, CA 91910-2631 Dear Mayor Reber: Qt.', %~ >L9~& 4\~~ ~' ~~~'= Ma~994~ ~~;Qc~" ~~ ::u 00 ::II: r-"Tl ::lIIii ITl me") '"< (") ~:c I ITl v;p. 'D - oJ> < "< ." m ::!:!<;;; - 0 O-l ,b;. m. W On the evening of Tuesday, May 3, 1994 the city ofChula Vista's full city cffilncil held its regularly scheduled and published meeting. On the agenda, under consent items was item number 8. Item number eight was to award a contract to resurface some city of Chula Vista's public streets. Under the Federally mandated, "Americans with Disabilities Act of 1990" are found different wheelchair accessible specifications and guidelines. Be aware that when a public street is resurfaced this is called altering a public facility. When the street surface is altered the path of travel for a person in a wheelchair when wheeling from one street public sidewalk comer, wheeling across the newly resurfaced street pavement to the opposite street public sidewalk comer becomes a federal mandate. What this means is that when any street sidewalk comer which is within the resurfaced project will have to include within the bid package cement saw cut out comers and a typically designed pedestrian ramp will have to be pored in at all 4 comers. On Wednesday, May 4, 1994 I video taped parts from your TV public service broadcast of your 5/3/94 public meeting. I taped the start of your meeting where item number 8 was pulled from your consent agenda and I taped your several hours later short public discussion after your council returned from closed door discussion on item number 8. Your council voted to continue item number 8 until Tuesday, May 10, 1994. I request the following from your full council. 1. Amend your present bid package to include, AU 4 street corners within the immediate altered street surface project shall have retrofitted (1) pedestrian ramp per corner, making a total of (4) pedestrian ramps per intersection. j)/J] If you need clarification from me, please continue this item for I more week:, ask your city of Chula Vista attorney to call me on the morning of May II, 1994 to please come down in my power wheelchair to testify publicly, not behind closed doors, to any questions any elected official or staff my have for me. My request for pedestrian ramps within the street resurfacing project comes after a judge ordered the city of Philadelphia to retrofit sidewalk comers which did not have existing pedestrian ramps, only within the street, path of travel construction project. I can mail your city clerk a complete photocopy of the judges ruling for copying copies to be forward to all council members and staff if you so request me to do so by mail. I look forward to a cooperative working relationship to implement this new civil rights mandate into the city of Chula Vista's policy of routine wordage for all future street resurfacing bid packages. The city and county of San Francisco is already doing so. I request that you enter this letter into the record on May 10, 1994 during item number 8 discussion. Si3$~' /Jd 7~~ Noel Neudeck, Change Agent (for persons in wheelchairs) cc: Beverly Authelet, City Clerk, City of Chula Vista Ellen Harland, Civil Rights Division, Public Access Section, U.S Department of Justice cvstapr ////1 COUNCIL AGENDA STATEMENT SUBMITTED BY: Item / ~ Meeting Date 5/10/94 Resolution /7 ~~ ~ Accepting bids and awarding contract to Southwest Signal Service for the traffic signal installation at Gotham Street and Otay Lakes Road in the City of Chula Vista and appropriating funds. . .J / Director of Public wor~ lrfV City Managerj~ ~ @ (4/5ths Vote: YesXNo_) ITEM TITLE: REVIEWED BY: BACKGROUND: On April 20, 1994, the Director of Public Works received sealed bids from four (4) electrical contractors for the installation of traffic signals at Gotham Street and Otay Lakes Road. The low bid of $79,361 was received from Southwest Signal Service. The low bid is below the Engineer's estimate of $86,970. Staff' has reviewed the low bid and recommends awarding said contract to Southwest Signal Service in the amount of $79,361. RECOMMENDATION: That the City Council appropriate $18,800 from the unappropriated Traffic Signal Fund balance, accept the bids and award the contract to Southwest Signal Service in the amount of $79,361. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: The traffic signal installation at Gotham Street and Otay Lakes Road was approved and funded in the 1993-94 Capital Improvement Project (ClP). The work to be done includes the installation of traffic signal standards, loop detectors, controllers, Emergency Vehicle Pre- emption (EVPE) System and other signal equipment necessary to affect an 8-phase signalized intersection. Also incorporated in this project is the construction of two (2) new bus shelters requested and funded by the Chula Vista Transit. On April 20, 1994, the Director of Public Works received bids from four (4) qualified electrical contractors as follows: I. 2. 3. 4. Southwest Signal Service Lekos Electric, Inc. MCR Electrical Contractors, Inc. Select Electric $79,361 83,620 88,971 98,590 I~ -j Page 2, Item )).. Meeting Date 5/10/94 Chula Vista Transit is proposing to fund the installation of two new shelters, benches and trash disposal containers to be installed on the east side of Otay Lakes Road south of Gotham Street as part of the Traffic Signal Construction for a cost of $6,291. Funds are available in Chula Vista Transit fund. The low bid of $79,361 submitted by Southwest Signal Service is below the Engineer's estimate of $89,970. The total construction cost is $100,091, which includes $7,930 for contingencies plus $12,800 for the separate purchase of the signal controller and cabinet and independent equipment testing services. In addition, there is an additional $25,000 in staff costs for design, inspection, and contract administration bringing the total project cost to $125,091. Since $100,000 was budgeted for this project in the FY 93/94 CIP budget and $6,291 is being made available from transit funds for this project an additional $18,800 needs to be appropriated from the Traffic Signal Fund. Staff recommends that a contract be awarded to the low bid, Southwest Signal Service for a cost of $79,361. Environmental Status The City's Environmental Review Coordinator has reviewed the work involved in this project and determined that the project is exempt under Section 15302, Class 3 (new construction or conversion of small structures or the location of limited numbers of new, small facilities or structures) . FISCAL IMP ACT: The annual maintenance and energy costs for a traffic signal is estimated to be $2,000. The source of capital funding for this project is Traffic Signal and Transit Funds. No prevailing wage requirements were necessary or a part of the bid documents. Funds Reauired for Proiect A. B. C. D. Contract Amount Contingencies (approx. 10%) Controller Purchase and Testing Design, Inspection, and Administration TOTAL Funds Available for Construction A. B. C. Fund 600 - TF154 CV Transit - Fund 402 Additional appropriation from Fund 600 TOTAL ZOIFUe No.: BR-OS7 WPC M\hom.e\enginecr\agenda\1874.94 J~ - 2. $79,361 $ 7,930 $12,800 $25.000 $125,091 $100,000 $ 6,291 $ 18.800 $125,091 RESOLUTION NO. 17iY~ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ACCEPTING BIDS AND AWARDING CONTRACT TO SOUTHWEST SIGNAL SERVICE FOR THE TRAFFIC SIGNAL INSTALLATION AT GOTHAM STREET AND OTAY LAKES ROAD IN THE CITY OF CHULA VISTA AND APPROPRIATING FUNDS WHEREAS, at 2:00 p.m. on April 20, 1994, in Conference Room 1 in the Public services Building, the Director of Public Works received the following sealed bids for the installation of traffic signals at Gotham Street and Otay Lakes Road. 1. Southwest Signal Service 2. Lekos Electric, Inc. 3. MCR Electrical Contractors, Inc. 4. Select Electric $79,361 83,620 88,971 98,590 WHEREAS, the low bid by Southwest Signal Service bid is below the Engineer's estimate of $86,970 and staff recommends awarding contract to Southwest signal Service; and WHEREAS, in order to award the contract to the apparent low bidder, it is necessary that Council appropriate $18,800 from the unappropriated Traffic Signal Fund balance; and WHEREAS, the City's Environmental Review Coordinator has reviewed the work involved in this project and determined that the project is exempt under section 15302, Class 3 (new construction or conversion of small structures or the location of limited numbers of new, small facilities or structures). NOW, THEREFORE, BE IT RESOLVED that the city Council of the city of Chula vista does hereby accept said four bids and awards the contract for the traffic signal installation at Gotham Street and otay Lakes Road to Southwest Signal Service in the amount of $79,361.00. BE IT FURTHER RESOLVED that the Mayor of the City of Chula vista is hereby authorized and directed to execute said contract for and on behalf of the City of Chula vista. BE IT FURTHER RESOLVED that the city Council does hereby appropriate $18,800 from the unappropriated balance of th signal Fund to Account 600-6005 TF154. Presented by App 0 ad a"~ f Bruce M. Boogaar city Attorney bY~ John P. Lippitt Director of Public Works C:\Res\Signal.Bid 12.-,3 mE crrv OF CBULA VISTA DISCLOSURE STATEMENT YOIIIR IelpIind 10 &Ie a eo , ....... of Diac1cJaIIft of calaiD Ottlleuldp or fi-.....al iDIaals. paymeDlS. or --...11" COlllIibulioas. OIl all _ wbich wiI1 requiJe diIcIelioDary aclioII on die put of die City CoaDcil. I'IaIIaiIIa C""""l.aon, aDd all odler ofIkial bodieI. 'J1Ie fo1IowiDa iDfnnnotinn must be ofi--!noed' 1. 1JIt die __ of all pcnoas baviD& a fi_......1 bIIeIest in die property wbich ia die IlIbject of die ww,;gn or die CllIIIII8Ct. c.... _. appIw.... ONUb.....r. 1IIbc_. maIeriallllpplicr. ~~ If uy ..... idcnrilW punuaDllO (I) above ia a COIpOIaIioD or panaenbip. Iiat die __ of all iadividuals 0WIIiD& __ ...... 10" of die Ibucs in die COIpueDm or 0WIIiD& allY panaenbip bIIeIest in die ...-oIIllp. If allY pason. idcaIificd pursuaDllO (1) above ia IIDII-pIOfit orpnl..,;nu or alnlSl. Iiat die -- of any pmoIl aerviDa u diIcc;tor of die DOD-pfOfit orpDization or U tnISlCC or beacficlary or InISlor of die 1nISl. Have you bad more than S2S0 worth of busiaess transacIeCI witb any _be~ tbc City staff. Boards. Commissions. CommillCCS. and Council within the put twclve months? Ycs_ No..01 yes. pIeuc illllil:ate penon(s): P1asc ideDtify each aDd every penoD. iDcludina any qcnIs. =ployccs. COD&UItaDIS. or i~ ~ CODIIlIl:lOrs who you !lave -JJ""IIO IcprucnI you before die City in tbia maner. ---l~ . ~ I > Have JOII andIor your ofIil:ers or 8JC111S. in die llIP~COIIIributed _ ...... SI.000 10 a C~...,.i1 member in tbc CIIIftlIC or Jftl*IiDI dcclion period? Vcs_ No f yes. - wbich Councilmemba(s): . . " · · · (NOTE: Aa.da y....... .... · (~4l Si.......... of ......._/applicant V/iiiUJlJ11- 8. a-cr PriIIl or type _ of CODIIlIl:tor/applicant II I: ~: +- ~- 9r .....,., ............ ..........--....,..."....,......... .........-................................ ...--.....~...... .....",.,. ....................... .,. C:ICGlI1MC1\1MOT-.OZ7 1.2. If COUNCIL AGENDA STATEMENT Item / 3 Meeting Date 5/10/94 ITEM TITLE: Resolution J 7J/f1':} Making appointments, approving the acquisition/financing agreement, and authorizing the Mayor to execute the acquisition/financing agreement for Assessment District No. 94-1 (Eastlake Greens II) SUBMITTED BY: Director of Public wor~ Nf/' REVIEWED BY: City Manage~ ~ (4/5ths Vote: Yes_NolO EastLake Development Company has informally petitioned the City to use assessment district financing for improvements to be located in Eastlake Greens II. This resolution makes the formal appointment of the Director of Public Works as Superintendent of Streets, makes other administrative appointments, and approves the acquisition/financing agreement. RECOMMENDATION: Adopt the resolution making appointments, approving the acquisition/financing agreement, and authorizing the Mayor to execute the acquisition/fmancing agreement for Assessment District No. 94-1 (Eastlake Greens II) BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: On April 12, 1994, per resolution 17458, Council initiated the proceedings for Assessment District No. 94-1 (AD94-l) whose boundaries include the parcels located in the south part of the Eastlake Greens development and the areas presently within the County located between Eastlake Greens and Orange Avenue and an area west of Eastlake development (see Attachment A). Approval of this resolution continues the assessment process by approving the acquisition/fmancing agreement and making appointments. Acauisition Al!reement The public improvements proposed to be financed through this acquisition proceeding include: 1. South Greensview Drive from Clubhouse Drive to Hunte Parkway Grading, base, paving, curb, gutter, sidewalk, street lighting, landscaping, and underground facilities for water, reclaimed water, sewer, storm drainage, electric, telephone and gas. 2. Hunte Parkway from Clubhouse Drive to Orange Avenue Grading, base, paving, curb, gutter, sidewalk, median, street lighting, landscaping, monuments, and storm drain improvements. 3. Orange Avenue from Hunte Parkway to the SDG&E Easement Grading and storm drain improvements. 13./ Page 2, ItemB Meeting Date 5/10/94 The estimated total amount to be assessed to the land in the district is $8,000,000, $5,397,354 for grading and improvements, and $2,602,646 for non-construction costs such as design, plan check, assessment district formation (City and consultants), bond reserve fund and discount allowances. Hunte Parkway and Orange Avenue are both components of the Transportation DIF program. It is proposed that the DIF amount, $3,998/EDU effective January, 1995, be utilized as the method of spreading these streets' costs. This is proposed because the DIF program assumes that the land would pay at the $3998/EDU rate and it's not anticipated that the land will develop prior to the effective fee date in 1995. The DIF eligible costs are estimated to be $1,773,278. The acquisition agreement sets out terms and conditions for acquiring the public improvements. Of special note is Eastlake Development Company's (EDC) intent to construct the improvements in three phases to track with the development phasing. The agreement requires EDC to provide right of way and security for grading and improvements at certain assessment district and development stages to protect the City in the event that EDC is unable to financially complete all the improvements. There will be one bond sale with proceeds to be maintained by City until the improvements have been constructed and accepted. In order to assure that the City has enough money to complete the project, bonds will also be required at various stages of the project. The agreement has been prepared by bond counsel and reviewed by the City Attorney. Anoointments The resolution appoints the Director of Public Works as Streets Superintendent, Kadie-Jensen, Johnson & Bodnar as Financial Advisor, and Brown, Diven & Hentschke as Bond Counsel for AD 94-1. The agreements for consulting services were approved by Resolution 15624. Resolution 15624 also approved the assessment engineer and project manager however, subsequent to the approval staff has gained the experience to preform those functions in-house. The financial consultant and bond counsel were retained for their expertise and focused experience in assessment district proceedings. This combination of in-house and outside experience will provide the City with a quality product and assure the bond holders that the bond issue is sound. Future Actions The County is processing the City's request for consent and jurisdiction after which the City may approve the Resolution of Intention and set the public hearing dates. After the public hearings, Council may approve formation of the district and confirm the assessments. Staff anticipates the hearings to be held in July of this year to meet EDC's schedule for marketing some of the homes, within the proposed assessment district, in July. Staff also anticipates that bonds will be sold in July in time to make the August deadline for getting the assessments on the tax roll. FISCAL IMPACT: The developer has advanced funds for all City and consultant expenses related to the proposed assessment district pursuant to the reimbursement agreement. In conformance with Council policy on developer requested assessment districts, EDC will deposit the origination charge of approximately $120,000 prior to the first public hearing. The actual amount will be based on the Final Engineer's Report. DDS:AY..()92 Attachments: A - Boundaty Map B _ Acquisition/Financingagreemcnt WPC M:\home\engineer\agenda\1876.94 I:J-,J. RESOLUTION NO. I 7'11"3 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA MAKING APPOINTMENTS AND APPROVING THE FORM OF PROPOSED ACQUISITION/FINANCING AGREEMENT, AUTHORITY THE MAYOR TO EXECUTE ACQUISITION/AGREEMENT FOR ASSESSMENT DISTRICT NO. 94-1 (EASTLAKE GREENS II) WHEREAS, the City Council of the City of Chula vista is considering the formation of a special assessment district, pursuant to the terms and provisions of the "Municipal Improvement Act of 1913", being Division 12 of the Streets and Highways Code of the State of California, for the installation of certain public works of improvement, together with appurtenances and appurtenant work, said special assessment district to be known and designated as ASSESSMENT DISTRICT NO. 94-1 (EASTLAKE GREENS II) (hereinafter referred to as the "Assessment District"); and WHEREAS, at this time, this legislative body is desirous of making the required appointments and designating persons to perform certain duties, in order to allow the proceedings to go forward to completion in accordance with the provisions of law; and WHEREAS, at this time, there has been submitted to this City Council for review and approval, an Acquisition/Financing Agreement setting forth certain terms and conditions, as well as estimated prices and quantities of work to be installed and financed pursuant to the above-referenced Agreement. NOW, THEREFORE, BE IT RESOLVED AS FOLLOWS: 1. That the above recitals are all true and correct. 2. That the Director of Public Works is hereby appointed to perform all of the duties and functions of the Superintendent of Streets as said duties are specified and designated in the "Municipal Improvement Act of 1913", being Division 12 of the Streets and Highways Code of the State of California, for the above-referenced Assessment District. 3. That the place for recordation of the assessment roll and diagram shall be in the Office of the Superintendent of Streets, and said assessment roll and diagram, upon recordation, shall be kept as a permanent record. 4 . That the Star news is hereby designated as the newspaper for all publications as required by law and as necessary for completion of this Assessment District. 5. That the Public Works Director is hereby appointed the Assessment Engineer for said proceedings, and said Assessment 1 /3-) Engineer shall perform all of the duties and responsibilities as set forth by law as they relate to said Assessment District. 6. That BROWN, DIVEN & HENTSCHKE, Attorneys at Law, is hereby appointed to act as Bond Counsel for the purposes of preparing proceedings and issuing an approving opinion attesting to the validity of the proceedings and the enforceability of the bonds. 7 . That KADIE-JENSEN, JOHNSON & BODNAR is hereby appointed as Financial Consultant, who shall obtain a proposal or bid for the sale of bonds to be issued in order to finance said proceedings, and said bonds are to be issued pursuant to the terms and provisions of the "Improvement Bond Act of 1915", being Division 10 of the Streets and Highways Code of the State of California. 8. That the Acquisition/Financing Agreement, known as Document No. , a copy of which is file in the Office of the City Clerk, is hereby approved substantially in the form submitted; and the Mayor is authorized to execute such Agreement for and on behalf of the City. The Mayor, subject to the review of the city Attorney and Bond Counsel, is authorized to approve changes in the Acquisition/Financing Agreement deemed to be in the best interests of the City and the Assessment District, approval of such changes to be evidenced by the execution of such Agreement. A copy of the final form of such Agreement shall be kept on file in the Office of the city Clerk and remain available for public inspection. 9. That this legislative body hereby establishes a special improvement fund designated by the name and number of the Assessment District, and into said fund shall be placed all proceeds from the sale of bonds and cash collections. In order to expedite the improvements or acquisition under these proceedings and as authorized by law, funds from any available source may be transferred into said special fund. Any funds transferred are a loan to the fund and shall be repaid out of the proceeds of the sale of bonds, including authorized incidental expenses, as well as costs for the installation of the authorized public improvements, all as required and authorized by law, and specifically Section 10210 of the Streets and Highways Code of the State of alifornia. Presented by orm by John P. Lippitt Director of Public Works i Bruce M. t. City Attorney, d (Res\Eastlake.Grn) 2 13-J/ .. . . EXHIBIT A PROPOSED ASSESSMENT BOUNDARIES DISTRICT 94-1 CITY OF CHULA VISTA COUNTY OF SAN DIEGO STATE OF CALIFORNIA EASTLAKE GREENS, II ~ _ III SCALl _DO-II LEGEND - CD ....- -- -- -- _A_or__ ~ .... - I IIEIEI"f cnnF'Y 1MAT 1ME ..,.. MAP IMDWIiIO flOl an~ ........ or ntE ADUIIIDlT ~,c:r..r _ 1IIITA, - or - -. srAn OF CALJf'DMIIA. WAS ., 1Ml crrr COUNCIl. 011 tHE em OF CIIUAL WllTA AT A IEGUAUlllfttT_ THIIIEOf'. HELA ON tHE - ...., . or . ,_ IY -.uTlClIl NO. --- em CLIIICo em or -" 1IIITA IILlD . THE omct .. TME CITY cu.c or TMr em OF CHULA VISTA nil _ OAT or . ,.... IIIIIE: ,. __n- AND PMCt.EI AI ....... .... _.._OIIntE-.....S..-..- or__or__STA1I:or- em CI.EIK. em or CIlIIUo _A rILED ntlS _ ItA" OF' . ,... AT _ O'CLOCK - _ __ _ _ =- or __ or ~_ DISTIIClI, ___-NT-.- ___or"'E __0I1ME_or__STA1I:0I- 1;1"'> COUICTT., r r- OF' IAN DIUD e:outn'f " ACQUISITION/FIRAHCING AGR......=u THIS AGREEMENT is made and entered into this _ day of , 1994, by and between the CITY OF CHULA VISTA, a charter city duly organized and validly existing under the Constitution and laws of the State of California (hereinafter referred to as "City"), and (hereafter referred to as "Developer"). WHEREAS, the City is considering the formation of a special assessment district under the terms and conditions of the "Municipal Improvement Act of 1913", being Division 12 of the Streets and Highways Code of the State of California (the "1913 Act"), for the acquisition of certain public improvements, together with appurtenances and appurtenant work within the jurisdictional limits of said City, said special assessment district known and designated as ASSESSMENT DISTRICT NO. 94-1 (EASTLAKE GREENS II) (hereinafter referred to as the "Assessment District"); and, WHEREAS, Developer, in order to proceed in a timely way with its development, desires to construct certain public works of improvement that are to be owned, operated and maintained by the City (the "City Improveme'lits"), by the otay Water District (the "otay Improvements" and "otay" respectively) and by various public utilities (the "Utility Improvements" and "Utility Companies" respectively) and that are proposed to be included with the works of improvement for the Assessment District, namely, the improvements as set forth and described in the attached, referenced and incorporated Exhibit "A" (collectively, the "Improvements"); and, WHEREAS, the City and Developer are in agreement that the Improvements may be acquired by the City through the Assessment District financing at prices determined pursuant to the provisions of this Agreement; and, WHEREAS, the Developer intends to construct. the Improvements in three phases as shown on Exhibit "C" hereto and as described in Exhibit "B" hereto and Developer has requested that the Improvements be acquired by the City in phases; and WHEREAS, it is the intent of this Agreement that Developer shall, upon a successful confirmation of assessment and sale of bonds for the Assessment District, be paid for the Improvements which are integral and a part of the Assessment District, at the prices as determined by the City; and, WHEREAS, the City has no objection to purchasing the Improvements from said Developer, and Developer is desirous that the City purchase said Improvements, and at this time any of said Improvements currently existing are owned by Developer. NOW, THEREFORE, IT IS MUTUALLY AGREED between the respective parties as follows: SECTION 1. Recitals. That the above recitals are all true and correct. SECTION 2. Plans and Specifications. All plans, specifications and bid documents for the Improvements shall be prepared by the Developer at the Developer's initial expense, subject to City, Otay or the Utility companies approval, as the case may be (the "Plans and specifications"). The costs of acquisition of such Improvements shall include costs for said plans, specifications, bid documents and all related documentation. 1 13"'~ SECTION 3. SECTION 4. Developer shall not award bids for construction, commence construction or cause commencement of construction of any Improvements until the Plans and Specifications have been approved by the City, Otay or the Utility Companies, as the case may be. Otay Agreement and Utility Agreements. Developer, Otay and the Utility Companies have entered, or intend to enter, into agreements pertaining to the design, bidding, bonding, construction, inspection and accep- tance of the Otay Improvements (the "Otay Agreement") and the Utility Improvements (collectively, the "Utility Agreements"). City and Developer agree that to the extent that the Otay Agreement and the Utility Agreements do not conflict with the requirements of the 1913 Act pertaining to the acquisition and financing of the Otay Improve- ments and Utility Improvements, the Otay Agreement and the Utility Agreements shall establish the terms and conditions governing the preparation of Plans and Specifications, inspections and construction of the Otay Improvements and Utility Improvements, but that this Agreement shall control the Purchase Price to be paid for any such Otay Improvements and Utility Improvements. A condition subsequent to this Agreement but precedent to the payment of the Purchase Price for the applicable Improvements shall be the execution by Otay, the Utility Companies, Developer and City of agreements 'Pursuant to Streets and Highways Code Section 10110 satisfactory to the parties thereto related to the Otay Improvements and the Utility Improvements. Construction of Improvements. Developer covenants and agrees that all Improvements shall be constructed by, or under the direction of, Developer and shall be constructed (a) in substantial compliance with the approved Plans and Specifications (as defined herein) for such Improvements (b) in a good and worlananlike manner by well-trained adequately supervised workers, (c) in strict compliance with all governmental and quasi-governmental rules, regulations, laws, building codes and all requirements of Developer'S insurers and lenders, (d) free of any design flaws and defects and (e) in compliance with the requirements of Section 10010 of the California Streets and Highways Code, which statute requires that any of the Improvements to be acquired by the City which are completed after adoption of the resolution of intention for the acquisition of such Improvements must be constructed as if such Improvement had been constructed under the direction and supervision, or under the authority, of city. After approval of the Plans and Specifications for the Improvements pursuant to Section 2, Developer shall solicit at least three (3) bids, or, as to Improvements subject to (e) in the preceding paragraph, shall publicly advertise for bids for such Improvements and shall provide City with a list of all bids received for the contract. Subject to City's prior written approval, such approval not to be unreasonably withheld or delayed, Developer shall award the contract(s) for such Improvements to the lowest responsible bidder. City, in its sole but reasonable discretion stating the reasons therefore, may require Developer to reject all bids and require the work for such Improvements to be rebid. 2 /3- ? SECTION S. SECTION 6. SECTION 7. In order to include the cost of any change order as an eligible cost for purposes of determining the Purchase Price for an Improvement pursuant to Section 8 of this Agreement, Developer shall obtain the prior written approval of City, which approval shall not be unreasonably withheld or delayed. Inspection and Acceptance of the Improvements. The construction activi- ties relating to the Improvements shall be subject at all reasonable times to inspection by authorized representatives of City or otay, as appropriate. Once an entire Improvement to be acquired by City is completed in accordance with the approved Plans and Specifications for such Improvement (including any change orders reasonably approved by City or otay, as appropriate), then such Improvement shall be eligible for acceptance by the City for purposes of paying the Purchase Price (as defined in Section 8 below) for such Improvement. Prior to acceptance of any Improvement by City for purposes of paying the Purchase Price, the Developer shall provide to City (i) as-built drawings or other similar plans and specifications for such Improvement in a form reasonable acceptable to City, otay or the Utility Companies, as applicable, (ii) a certificate of Developer, supplemented by informa- tion reasonably satisfactory to City, that anY' Improvements subject to the provisions of (e) of the first paragraph of Section 4 to be acquired have been constructed as if they had been constructed under the direction and supervision, or under the authority of City, and (iii) a certificate of Developer stating that no mechanic's liens or other encumbrances have attached, or to the best knowledge of Developer, after due inquiry, will attach to the Improvements to be acquired. Warranty of Improvements. The Developer shall be obligated for a period of twelve (12) months after the date ~ity accepts an Improvement to repair or replace any defects or failures resulting from the work of Developer, its contractors or agents. Upon the expiration of such twel ve (12) month period, "Developer shall assign to City, otay or Utility Companies, as applicable, its rights in and to any warranties, guarantees or other evidence of contingent obligations of third persons wi th respect to such Improvement. At the time city accepts an Improvement, Developer shall post a maintenance bond in a form reasonably approved by the City, cause a maintenance bond to be posted, or assign Developer's rights under such a bond naming City, otay or Utility Companies, as applicable, as beneficiary in an amount equal to ten percent (10\) of the construction costs of the Improvement in order to secure Developer's obligations pursuant to this Section. Notice of Completion and Lien Releases. Developer shall notify city in writing upon completion of each of the Improvements to be acquired hereunder. Developer shall prepare and execute a Notice of Completion for such Improvement or portion thereof in the form prescribed by Section 3093 of the California Civil Code and shall record such notice in the Official Records of the County. Developer shall cause its contractor (s) to provide unconditional lien releases for such Improve- ments or portion thereof in accordance with Section 3262 of the Civil Code. Notwithstanding the foregoing, City may waive the requirement 3 /:J~r SECTION 8. for a Notice of Completion and lien releases if City determines that as of the date of payment of the Purchase Price for an Improvement, title to such Improvement or portion thereof satisfies the requirements for Acceptable Title (as hereinafter defined). Payment of Purchase Price. The Developer may request in writing payment of the Purchase Price (as hereinafter defined) for an Improve- ment; provided that all Improvements within the phase of Improvements as shown on Exhibit "C" in which such Improvement is included have been completed and are ready for acceptance pursuant to Section 5. herein. Upon satisfaction of the conditions to acceptance of an Improvement for purposes of paying the Purchase Price as set forth herein, City shall determine and pay the Purchase Price for such Improvement in accordance with this Section 8. (a) Amount of Purchase Price. The amount to be paid by City for the Improvements or any portion thereof to be acquired from Developer (the "Purchase Price") as to each such Improvement shall (i) be deterinined by City in accordance with the provisions of this Section 8, (ii) equal the lesser of the cost or the value thereof, (iii) include the reasonable cost or value of eligible appurtenant public facilities, (iv) include the costs of the title insurance policy described in Section 10 (a), and (v) include all other costs of construction reasonably determined by City to be eligible under the 1913 Act as a part of the cost of the Improvements, such as fees and costs incurred in obtaining permits and licenses, the costs of change orders, and engineering and inspection fees, and the costs of such other items as are specifically referred to on Exhibit "A" hereto; provided, however, in no event shall the cost or value of the Improvements be deemed to exceed the contract prices set forth in the contracts and. change orders approved by City. Prior to completion of all of the Improvements, City shall only be required to pay the lesser of the Purchase Price for an Improvement or the amount budgeted for such Improvement as described in Exhibit "B". Upon completion of all of the Improve- ments, any unpaid portion of the Purchase Price for each Improve- ment shall be paid out of Surplus Proceeds in accordance with subsection (d) below. (b) Documentation. Any payment request submitted by Developer shall be properly executed and shall include all supporting documents referred to in the payment request and Section 5 above, including evidence acceptable to the City Attorney of the City (the "City Attorney") that the Developer' s contractor (s) have provided unconditional lien releases for the Improvement or portion thereof to be acquired. Improvements constructed on land to be conveyed to otay or Utility Companies shall not be formally accepted until the land has been so conveyed. If land is to be conveyed to Otay or Utility companies, Developer shall provide the City Engineer with evidence that the land has been accepted by otay or Utility Companies, as applicable. 4 /:3'" CJ (c) Review of Payment Request. The City Engineer shall review each payment request. If the City Engineer finds that any such payment request is incomplete, improper or otherwise not suitable for approval, the City Engineer shall inform Developer in writing within twenty (20) working days after receipt thereof, the reasons for his finding. Developer shall have the right to respond to this finding by submitting further documentation and/or to resubmit the payment request within thirty (30) days after receipt of the denial. A resubmittal shall be deemed a new payment request for purposes of this Section. The City Engineer shall review any resubmitted payment request and inform Developer of his approval or denial of it in accordance with this Section within ten (10) working days after receipt of the resublllission. Costs incurred under a construction contract entered pursuant to the requirements of this Agreement and pursuant to change orders approved by City shall be deemed to be reasonable. The City Engineer shall, after the sale of Sonds (defined hereafter) pursuant to Section 18, the proceeds of which are intended to be used to acquire the Improvements within the phase of Improvements as shown on Exhibit "CO in which such Improvement subject to the payment request is included, immediately" forward his recommenda- tion regarding each payment request to the City Council. The City Council shall take action on the payment request at the next regularly scheduled City Council meeting for which such meeting may be timely agendized following receipt of the recommendation. (d) Surplus Proceeds. Upon completion of construction of all Improve- ments, the payment of the Purchase Price for all Improvements up to the amount budgeted for each such Improvement in Exhibit "S" and the determination by the City that there are excess proceeds of the bonds in the Improvement Fund. ("Surplus Proceeds"), the City shall pay to Developer. that portion of the Surplus Proceeds equal to the amount, if any, of the positive difference between the amount budgeted for the Improvement as set forth in Exhibit "S", and the Purchase Price paid pursuant to Section 8(a); prov ided, however, that Developer can document cost overruns related to the construction of the Improvements corresponding to such amount to City's reasonable satisfaction. (e) Payment. The Purchase Price for each Improvement shall be paid to Developer within thirty (30) days after the date of the City Council's approval of the payment request, but not earlier than thirty-five (35) days after the recording of a Notice of completion for the Improvement. The Purchase Price shall be distributed pursuant to written instructions substantially in the form attached hereto as Exhibit "D" executed prior to the formation of the Assessment District by all persons having an interest in the property as of the date of this Agreement. "Interested parties" shall consist of those partie. ..t forth in Exhibit "E" attached hereto. No cash distribution shall be made until all parties have executed the appropriate written instructions. 5 /:1,,11/ Notwithstanding the foregoing, the Purchase Price or any Surplus Proceeds shall not be due and payable to the Developer except to the extent of available funds in the Improvement Fund, which shall be funded through the sale of Bonds as provided in Section 18 hereof, after all higher priority Bond expenses and reserve account payments have been made. Beyond the amount of available proceeds in such Improvement Fund, the City shall have no obliga- tion to pay for the Improvements contemplated hereby. SECTION 9. ~. The authorized representatives of City shall have the right, upon two (2) days prior written notice to Developer and during normal business hours, to review all books and records of Developer pertaining to costs and expenses incurred by Developer in construction of the Improvements. SECTION 10. Ownership and Transfer of Improvements. The conveyance of the Improve- ments by Developer to City shall be in accordance with the following procedures: (a) Improvements Constructed on Land not Owned by City, Otay or Utility Companies. As a condition to thp payment of any portion of the Purchase Price, Developer shall cause an irrevocable offer of dedication to be made to City, otay or Utility companies or an outright grant of a fee interest or easement interest as appropri- ate, in the sole discretion of the City, otay or the Utility Companies, as appropriate, of the appropriate right, title and interest in and to the portion of such property related to such Improvement, including any temporary construction or access easements. Developer, whether or not it is the Developer constructing the Improvements, agrees to execute and deliver to the appropriate entity the documents required to complete the transfer of Acceptable Title,to such portion of the Property. For purposes of this Agreement, the term "ACceptable Title" shall mean title to the portion of the property to be conveyed free and clear of all taxes, liens, encumbrance., a.....m.nts, e.sement., leases, whether any such item is recorded or unrecorded, except those non- monetary encumbrances and easements which are reasonably deter- mined by the appropriate entity not to interfere with the intended use of the portion of the property. As a further condition to the payment of the Purchase Price for any City Improvement, Developer at its sole cost and expense, subject to reimbursement pursuant to Section 8, shall cause to be issued a policy of title insurance for such portion of the property in an amount not to exceed the Purchase Price and in the form normally required by City in connec- tion with the dedication of land for subdivision improvements and title endorsements reasonably requested by City. City'S final acceptance of the portion of the property and the City Improve- ments constructed thereon shall not be unreasonably withheld or delayed. (b) Improvements Constructed on Land Owned by City, Otay or the Utility companies. If Developer is authorized to construct an Improvement on land owned in fee by City, otay or the Utility companies, as appropriate, or on land over which such applicable 6 13-// entity owns an easement, Developer shall obtain the nec.ssary encroachment permits to enter such land for purposes of construct- ing such Improvement. City shall cooperate with Developer in issuing such encroachment permits. Improvements shall be inspected by City on an ongoing basis. SECTION 11. Grading and Subdivision Improvement Bonds. Prior to the sale of the Bonds or any portion thereof, Developer shall be required to post bonds or other security acceptable to the city to guarantee completion of the following grading and appurtenant drainage structures for: (a) south Greensview Drive in its entirety; (b) Hunte Parkway, from South Greensview Drive to Orange Avenue; Prior to approval of any final subdivision map encompassing all or any portion of lots R-l, the south half of R-3, R-4, R-6, R-10, R-12, R-16, R-18, R-2l, R-23 and/or R-27 of Tentative Map 88-3, Revision 4 (the "Tentati ve Map"), the Developer shall be required to post bonds or other security acceptable to the City to guarantee completion of the grading of Orange Avenue from Hunte Parkway to,~he westerly boundary of the San Diego Gas and Electric easement. The bonds or security required above shall be in an amount equal to 150% of the grading costs of the alignment of the particular streets for which the bond or security is being posted, or as approved by the city Engineer, as well as the adjacent slopes at a 2: 1 slope and any appurtenant drainage structures required for proper drainage of the graded area. The bonds or security may provide for a reduction in the amount thereof to 110% of the original amount thereof upon approval by the City of the plans for such grading work and to 25% of the original amount thereof upon substantial completion of such grading work as determined by the City Engineer. ' Irrevo.cable offers to dedicate all necessary right-of-way, drainage easements and the right to grade adjacent slopes for all of the grading described in the preceding two (2) paragraphs shall be granted to the City in a form satisfactory to the city as a precondition to the payment by the City of the Purchase Price or any portion thereof' for any Improvement. Prior to approval of any final subdivision map encompassing all or any portion of lots R-4, R-6, R-10, R-16, R-2l and/or R-23 of the Tentative Map, Developer shall be required to post subdivision improvement bonds or other security acceptable to the City to guarantee the completion of South Greensview Drive from the entrance of Unit 6 to Silverado Drive. If at any time the average daily traffic at any location on Silverado Drive exceeds 1,200 average daily trips, Developer shall be required to construct the Improvements to South Greensview Drive identified in phase 3 on Exhibit "e" hereto unless Silver.do Drive is constructed as a cul-de-&ac. In addition to the guarantees required above, a subdivision improvement or security bond may be required by City to assure the completion of the Improvements, the construction of which are a condition precedent 7 /3-/,2. to recordation of a final subdivision or parcel map unless (1) such Improvements constitute a portion of the required subdivision improve- ments, (2) Bond proceeds to construct or acquire such Improvements are available prior to recordation of the final subdivision or parcel map, and (3) the Improvements are to be constructed entirely with the proceeds of the Bonds. Provided that conditions (1) and (2) are satisfied, if an Improvement is to be constructed or acquired only in part with the proceeds of the Bonds, subdivision improvement bonds or security bonds shall not be required for that portion of the Improve- ments to be so constructed or acquired except with respect to the portion that will not be acquired or construction with Bond proceeds. city will cooperate with Developer in the termination or exoneration of any subdivision improvement bonds or security bonds assuring completion of Improvements for which bonds have been sold. SECTION 12. Indemnification by Developer. Developer shall defend, indemnify and hold harmless City, its officers, directors, employees and agents, from and against any and all claims, losses, liabilities, damages, including court costs and reasonable attorneys' fees by reason of, or resulting from, or arising out of the design, engineering and construction of the Improvements; provided that any claims which relate to the Improvements shall be limited to those arising out of personal injury or property damage caused by actions or omissions by Developer or Developer's employees, agents, independent contractors or representatives which occurred during the period prior to the transfer of title to the Improvements by City, whether or not a claim is filed prior to the date of acceptance of the Improvements. Nothing in this Section 12 shall limit in any manner City'S rights against any of the architects, engineers, contractors or other consultants employed by the Developer which has performed work in connection with construction or financing of the Improvements. Except as set forth in this Section 12, no provision of this Agreement shall in any way limit the extent of the responsibility of Developer for payment of damages resulting from the operations of the Developer, its agents, employees or contractors. SECTION 13. Obligation of City. Except as provided herein, the City has no legal or financial obligation to construct or finance the construction of the Improvements. All costs incurred for construction of the Improvements, including all incidentalS thereto, shall be borned by Developer. SECTION 14. Failure by Developer to Construct Improvements. At any time that the construction of the Improvements is not progressing within a reasonable time limit, in accordance with the standards of performance set forth herein or the Developer fails to demonstrate a continuing ability to complete the construction of the Improvements, as any such condition may be reasonably determined by the City Engineer, this contract may be terminated by the City by providing ten (10) days written notice to the Developer. Upon termination, the City may in its sole discretion then proceed to advertise and bid the balance of the Improvements, and there will be no further obligation for payment due pursuant to this Agreement. B 13--/3 In the event that the city choo.es not to advertize and bid the balance of the Improvements following such a termination, any monies remaining in the improvement fund for the A..essment Di.trict and not approp- riated or subject to appropriation for eligible expenses of the Assess- ment District previously incurred shall be tran.ferred to the redemp- tion fund for the Asaessment Diatrict and u..d to call out.tanding Bonds and/or to give a ca.h r.fund to property owner. who have previously prepaid their as....ment obligation. SECTION 15. Agreement Contingent. A. a precondition to the obligations of the City hereunder and at the time the City council shall, after public hearing, confirm the Bngineer'. Report on the cost of Improvement. and propo..d spread of assesaments, Developer shall pay (",Origination Payment") in cash to City an origination charge of 1.5', or .uch other percentage as may be establiahed by the City Council and be in effect at the time of such public hearing, of the Engineer's e.timate of the total costs of Improvements and financing charges a. estimated in the Engineer'. Report conformed by the city council. Said Origination Payment shall be at Developer's own expen.e and not recoverable from the proceeds of the assessment or from the proceeds from the sale of the Bonds. In the event that the Bonds are, for any reason, not .old, the amount of the ,. origination Payment shall be returned to the Developer, less any costs to the City; however, the amount of the origination Payment .hall not otherwise be adjusted by differences between the actual and estimated costs of the Improvements and financing charg... This Agr..m.nt is contingent upon the confirmation of ass..sm.nta and .ucc...ful sale of Bonds, and it shall be null and void if said Bonds are not sold within a three (3) year period following the date of this Agreement, or any mutually agreed extension; however, this time can be extended by request of the Developer and concurrence of the l.gi.lative body. The City may, at its option, .uspend the performance of it. obligations under this Agreement if, during the 3D-day .tatute of limitations period following the formation of the A.....ment Di.trict, any legal challenge is filed relating 'to the validity or enforceability of this Agreement or the Asses.ment District proceedings. The obligations of the City hereunder shall be reinstated upon the entry of a final judgment in any such proceedings upholding the validity and enforceabi- lity of the Agreement and the A.sessment District proceeding.. In the .vent that a final judgment ia entered invalidating or declaring unenforceable this Agreement or the Asses.ment Di.trict proceedings, the City may, at ita option, terminate this Agreement. SECTION 16. Notice of Assessment. Developer hereby agr_. to provide written notice to any pot.ntial purcha.ers of lots in a form .atisfactory to City so advising the potential owner of the fact of the proposed or confirmed A.a.sament Di.trict, with said document being executed by the potential owner. Such notice ahall be provided to the pot.ntial owner a reasonable time before the potential owner becomes contractually committed to purcha.e the lot so that the potential owner may knowingly consider the impact of the aasessment in the deciaion to purchase the lot. A copy of all such notices executed by actual purcha.ers .hall be sent to the City. 9 IJ-JL/ SECTION 17. Relationship to Public Works. This Agreement is for the construction and acquisition of certain Improvements by City and the sale of the Bonds for the payment of construction and acquisition costs for such Improvements and such other amounts as are herein provided, and is not intended to be a public works contract. In performing its obligations under this Agreement, Developer is an independent contractor and not the agent of City. City shall have no responsibility for payment to any contractor or supplier of Developer. Notwithstanding the fore- going, Developer may be subject to certain public contract requirements as provided in Section 10010 of the California Streets and Highways Code and Section 4 of this Agreement. SECTION 18. Sale of Bonds. If and when the Assessment District is successfully formed, acquisition of the Improvements ordered and assessments confirmed, the City shall proceed with the issuance and sale of improvement bonds to represent unpaid assessments within the Assessment District (the "Bonds") to be issued pursuant to the "Improvement Bond Act of 1915", being Division 10 of the Streets and Highways Code of the State of California (the "1915 Act"). The proceeds of the Bonds shall be used in the following priority to (i) fund a reserve fund for the payment of principal and interest with respect to the Bonds; (ii) fund ,. capitalized interest on the Bonds in an amount not to exceed the amount provided for in the Final Engineer's Report for the Assessment District; (iii) pay for costs of issuance of the Bonds including, without limitation, underwriter's discount, bond counsel fees, printing, and paying agent fees; (iv) pay for the costs of forming the Assessment District; and (v) the acquisition of the Improvements pursuant to the provisions of this Agreement. The timing of the issuance and sale of the Bonds, the terms and conditions upon which the Bonds shall be issued and sold, the method of sale of the Bonds and the pricing of the' Bonds shall be determined solely by the City. The sale of 'the Bonds shall be subject to receipt by the City of a public bid or bond purchase agreement which is accept- able to the City. Notwithstanding the foregoing, the appregate principal amount of the Bonds shall not exceed one-third (1/3) of the value of the property within the Assessment District subject to assessment as determined by an independent appraisal undertaken for the City utilizing the appraisal assumptions approved by the City. SECTION 19. Conflict with Other Aqreements. Nothing contained herein shall be constructed as releasing Developer from any condition of development or requirement imposed by any other agreement with City. In the event of a conflicting provision, such other agreement shall prevail unless such oonflioting provision is specifically waived or modified in writing by City. SECTION 20. General Standard of Reasonableness. Any provision of this Agreement which requires the consent, approval, discretion or acceptance of any party hereto or any of their respective employees, officers or agents shall be deemed to require that such consent, approval or acceptance not be unreasonably withheld or delayed, unless such provision expressly incorporates a different standard. 10 IJ~/.> SECTION 21. Entire Agreement, Amendment. This Agre.m.nt and the agreements expressly referred to herein contains all of the agreements of the parties h.reto with respect to the matt.rs contain.d h.rein and no prior or contemporaneous agreement or understanding, oral or written, pertaining to any such matters shall be .ffective for any purpose. No provision of this Agreement may be modified, waiver, amended or added to except by a writing .igned by the party against which the enforce- ment of .uch modification, waiver, amendment or addition is or may be .ought. SECTION 22. Notices. Any notice, payment or in.trument required or permitted by this Agreement to be given or delivered to either party .hall be deemed to have been received when personally delivered or seventy-two (72) hours following deposit of the same in any United State. Post Office in California, registered or certified, po.tage prepaid, addressed as follows: Developer: Attn: City: 276 Fourth Avenue Chula Vista, CA 91910 Attn: City Manager Each party may change its address for delivery of notice by delivering written notice of such change of address to the other party. SECTION 23. Severability. If any provi.ion of this Agreement is held to be illegal or unenforceable by a court of competent jurisdiction, the remainder of this Agreement shall be given effect to the fullest .xtent reasonably possible. SECTION 24. Successors and Assigns. This Agreem.nt .hall be binding upon and inure to the benefit of the .uccessors and a..ign. of the parties hereto. Dev.loper may not a..ign it. right. or obligation. hereunder except upon written notice to City within ten (10) days of the date of .uch assignment indicating the name and addr.ss of the as.ignee. Upon such notice and the assumption by the assign.. of the rights, duties .nd obligations of the D.veloper ari.ing under or from this Agreement, Developer .hall be relea.ed by City from all future duties or obliga- tions rising under or from this Agreement. Notwithstanding the pr.ceding .entence, Developer may a..ign its right. and obligations hereunder as .ecurity to lender. for the purpose of obtaining loans to finance development within the A.....ment Di.trict, but no .uch a.signment .hall release Developer from its obligations hereunder to City. SECTION 25. Governing Law. This Agreement and any di.pute ari.ing hereund.r .hall be gov.rn.d by and int.rpreted in accordance with the law. of the State of California. Additionally, this Agreement and the construction of the Improvement. .hall be .ubject to all City ordinances and regula- tions relating to the requirement of improvement agreements, land division, improvement s.curity or other applicable development requirements. 11 /;J~/t .' SECTION 26. Waiver. Failure by a party to insist upon the strict performance of any of the provisions of this Agreement by any other party, or the failure by a party to exercise its rights under the default of any other party, shall not constitute a waiver of such party's right to insist and demand strict compliance by any other party with the terms of this Agreement thereafter. SECTION 27. Singular and Plural; Gender. As used herein, the singular of any work includes the plural, and terms in the masculine gender shall include the feminine. SECTION 28. Counter~arts. This Agreement may be executed in counterparts, each of which shall be deemed an original. EXECUTED by and between the parties hereto on the day and year first hereinabove written. "CITY" CITY OF CHULA VISTA ,. KAYOR CITY OF CHULA VISTA STATE OF CALIFORNIA ATTEST. APPROVED AS TO FORM. CITY CLERK CITY OF CHULA VISTA STATE OF CAIFORNIA BRUCE BOOGAARD, CITY ATTORNEY CITY OF CHULA VISTA, BY GLEN R. GOOGINS, DEPUTY CITY ATTORNEY "DEVELOPER" By. 12 /3- J 7 EXHmIT A Description of Work Assessment District 94-1 The general description of work to be funded by Assessment District 94-1 consists of the following: 1. Street improvements consisting of grading, base, paving, curb, gutter, sidewalk, street lighting and landscaping within the following rights-of-way: a. South Greensview Drive - from Clubhouse Drive to Unit 6 entrance (2,400 L.F., Phase 1). b. South Greensview Drive - from Silverado Drive to Hunte Parkway (3,400 L.F., Phase 2). c. South Greensview Drive - from Unit 6 entrance to Silverado Drive (1,920 L.F., Phase 3). 2. Utilities and underground improvements consisting of potable water facilities, storm drain facilities, sewer facilities, reclaimed water facilities, electric facilities, telephCllle facilities, and gas facilities as appropriate by applicable state and federal statutes within the following rights-of-way: a. South Greensview Drive - from Clubhouse Drive to Unit 6 entrance (2,400 L.F., Phase 1). b. South Greensview Drive - from Silverado Drive to Hunte Parkway (3,400 L.F., Phase 2). c. South Greensview Drive - from Unit 6 entrance to Silverado Drive (1,920 L.F., Phase 3). 3. DIF funded street improvements consisting of grading, storm drain, base, paving, curb, gutter, sidewalk, medians, streetlighting, landscaping and street monumentation within the following rights- of-way: a. Hunte Parkway - from Clubhouse Drive to South Greensview Drive (2,300 L.F., Phase 2). 4. DIF funded street and underground improvements consisting of grading, and storm drain improvements within the following rights-of-way: a. Hunte Parkway - from South Greensview to Orange Avenue (1,270 L.F., Phase 2). b. Orange Avenue - from Hunte Parkway to the SDG&E easement (3,500 L.F., Phase 2). WPC P:\hcme~16IS.94 /3-/Y EXHIBIT B COST ESTIMATE SUMMARY ASSESSMENT DISTRICT DIF TOTAL Dry Utilities $ 734,008 $ 38,263 $ 772,271 Grading 545,500 674,990 1,220,490 Landscaping 234,155 407,180 641,335 Reclaimed Water 158,950 158,950 Streets 929,030 588,828 1,517,858 Sewer 177,750 177,750 Storm Drain 1,345,385 64,017 1,409,402 Water 497,705 497,705 Construction Subtotal 6,395,761 Reimbursements ($638,350) SUBTOTAL 5,757,411 Incidentals 1,023,852 TOTAL $6,781,263 TA:dv (F:\b.ome\engineer\1anddev\eslimate. ta) /:3 ~/r EXHIBIT B ~M-I,EAS1L\D GREENS 0 PIUSE 1 -=mmoN QTf IlIIn'S UlGTPRlCIl TOTAL .. a_.L.... Dr, ~v-- Dr. &. u.tt, AC'AVEMENT t17@ SP 11.95 1229,320.00 r_o CllRIl.l11'Il. S/W GOO LP $12.00 $57,600.00 PIlD RAMP 2EA $120.00 $2AO.OO SUIl.VEY MONUMENT 5 EA SS30.00 $1,650.00 S1UIrrLJOHTS ilEA S2,IOO.OO S50,4OO.00 S1UIrrNAMESJON 10 EA $110-00 Sl,IOO.OO OUAJU)JV.JLBAlUUCADE .~ LP $34.00 S2,04O.00 REMOVE EXISJ" AC BERM UOLP $2.00 _00 lr RCP !SO LP $31.00 $10,150.00 2t'RCP 1670 LP $36.00 $60,120.00 SO"RCP 1270 LP S4100 $53,340.00 "II" INlET lEA S2.IOO.OO $22,600.00 -A- CI..EANour 7EA $2,175.00 $15,225.00 rSEWER MAIN 2S6O LP $14.00 S40,o.tO.OO ,- SEWER MANHOLE 7 EA 11,350.00 ",450.00 CONNECTltl EXIST. SEWER 1 EA S5OO.00 S5OO.00 1rwATERMAIN 2600 LP $30.00 mooo.oo 100WATERMAIN 230 LP $26.00 $5,910.00 '1'AIlV 11EA $1.650.00 $11.l50.00 '1'ao. 5EA S7OO.00 $3,500.00 rao. 6EA 11,300.00 $7,100.00 100GATEVALVES 6EA $1,175.00 11,050.00 lrOATEVALVES 12 EA $5,100.00 169,600.00 PIJlE HYDRANT (2.WAY) lEA $2,500.00 S2ll,000.00 CONNECTltlEXIST. WATER 1 EA S2,5OO.00 $2500.00 r JlEClAIMEIl WATER 2600 LP $2ll.00 $41,000.00 t-AV SEA 11,200.00 $3,600.00 '1'ao. 2EA . 1100.00 11.600.00 rOATEVALVES 2 EA 11,000.00 $2,000.00 tmL1TY CONDUIT lIS $2$9,162.00 $2$9.162.00 SLOPE lANDSCAPING 52617 SP $1.45 $76,295.00 cur S6000CY $0.15 S50,6OO.00 ALLUVIAL 1000 CY $0.10 $6,400.00 a.EAR& GRUB 15 ....c. _.00 $1,750.00 ~17J; 1 EA SI,S5O.00 SI,S5O.00 ~ lIS (S2ll7.99S.7S) lS207.991 1S> ._o'us. CONI'I1l0cnON COlT IK4,3'lI.27 lXlNI1NOBIlCY (1~) 1 IS 1196.4$'1'" 1196._.00 avo.1!NOIIlIlIl1UNG lIS 18.792.00 169.192.00 lIClU ENClINI!IlIUNO lIS $1S,705.l6 SlS,705.I6 SUIl.VEYlNO lIS $16,190.14 $16,190.14 DRYumn'IES aNO. lIS 15,051.00 15,051.00 1AND$CAPEAIlCHlT1!Cl" lIS $11,927.00 $11,927.00 PLAN CIIECK 1 IS S2ll,159.00 S2D,159.00 BONDS 1 IS $7,917.00 $7.917.00 .mrrorAL IOPT COlT $241.179.99 TOTAL ''''''4).''' I ;G".2eJ AD Nol, BASTLo\KE GHEENS n PHASE 2 DESCRJPTlON QTY tJNlTS tJNlT PIllCE TOTAL s.o. .....Dr.B_tePkw1..- Dr. , ACPAVEMEN'f 112100 SF 5U5 $218,S9S.00 fl'MONO CURB, GTR, S(W 4700 LF 512.00 $56,400.00 PED RAMP 4EA 5120.00 S480.00 SURVEY MONUMENT 7EA S330.00 $2,310.00 Bl1UlBT UGHI'S 15 EA S2,8OO.00 $42,000.00 Bl1UlBT NAME SIGN 4 EA $180.00 S720.oo 18"RCl' 340 LF $31.00 $10,540.00 !6"RCl' 22SO LF SS2.OO $117,000.00 OFF.srre PIPE A Snl.UCIURE lUl S4OO,OOO.OO S4OO,OOO.OO "11" INLET 2E,<. S2,8OO.00 15-'00.00 -A* a.E.ANOtIT 5 EA $2,175.00 510.875.00 8" SEWER MAlN 1500 LF $14.00 $21,000.00 10" PVC 1030 LF 517.00 517,510.00 SEWER MANHOLE 10 EA 51,3S0.00 513,SOO.00 0' 16" WATER MAIN 2600 LF S3C1.00 $78.000.00 10" WATER MAIN 9SO LF $26.00 $24.700.00 'r'ARV 7 EA $1,650,00 $l1,5SO.00 'r'B.O. 5 EA $700.00 S3,5OO.00 4"B.O. 3EA $1,300.00 $3.900.00 10" GATE VALVES 5 EA $1,175.00 15,875.00 16" GATE VALVES 6 EA 15,800.00 $34,800.00 FIRE HYDRANT ('J.-WA Y) 8 EA S2,SOO.OO $20,000.00 8"RECLAJMEDWATER 2600 LF $20.00 SS2,00G.00 I"AV 4 EA $1,200.00 _ $4,800.00 'r'B.O. 2EA $700.00 $1.400.00 8"GATEVALVES 3 EA . $1,000.00 $3,000.00 UTILITY CONDUIT lUl $310,694.00 $310,694.00 SLOPE LANDSCAPING 68354.75 SF $1.45 599.114.00 CUT 231294.1 CY SO.8S $196,600.00 AlLUV1AL 30000 CY SO.80 $24,000.00 CU!AR A GRUB 6 AC. $SOO.OO 53,000.00 MOBILIZE 1 EA $1,soo.OO $1,soo.OO 1UlIMIlURSEMENTS lUl ($2'70,203.48) (S270.203.48) .....OTAL CO,....llCIION COST $1,524.759.52 CONTINGENCY (1~) 1 Ul $152,475.9S S152,476.GO avn. ENGINEERING lUl $122.438.00 5122,438M soas ENGINEERING lUl $21,670.06 $21,670.00 SURVEYING lUl $25,597.91 S25,598.00 DRY UTIUl'IBS ENG. 1 Ul $6,561.00 $6,561.00 LANDSCAPE ARCHITECT lUl $15.495.00 $15,495.00 PLAN CHECK lUl $36,594.00 $36,594.00 BONDS 1 Ul $13,890.00 $13,890.00 .u&rlOTAL 10Ft' COST $394,'T.l2.00 TOTAL Sl,,",4I1.52 13';l./ AD M-1, EAS1LAKE GREENS n PBASE 2, DIF DESCRIPTION Q1Y UNITS UNITPRlCE TOTAL S. Bate PIlwy, Oabb_ Dr to S. ~ Dr ACPAVEMENT 156500 SF S1.95 $305,175.00 6' MONO CURB, GTR, S/W 2300 LF S12.00 v S27,600.OG 6' TYPE 'B-1' CURB " GlR 4450 LF $4.83 121,494.00 6' CURB "GTR 2300 LF 15.30 S12,1!1O.00 MEDIAN 28500 SF SU5 $41,325.00 DOUBLE STREET UGlITS 8EA S2,800.00 $22,400.00 SINGLE STREETUGlITS 3EA $2,400.00 $7,200.00 SURVEYMONUMENT 3EA $330.00 S990.00 ADJUST MANHOLES TO GDE 35 EA $75.00 S2,625.00 36'RCP 74.28 LF $47.00 $3,491.00 24' RCP 92.81 LF S31.00 S2,877.00 18'RCP S02.8S LF $27.00 SI3,577.00 A-4 C.O. 2EA S2,046.00 ,. $4,092.00 A-S C.O. 4EA S2,200.00 $8,800.00 B-1 8EA S3,l97 .so $25,580.00 MEDIAN u.NDSCAPING 280814 SF SUS S407,l80.00 S. BDDte Pkwy, S. G~... Dr to Orup Ave AC PAVEMENT TO STA 73+60 49500 SF S1.95 S96,525.00 6' CURB GlR S/WTO STA73+6O 725 LF $12.00 $8,700.00 6' CURB GlR TO STA73+6O 750 LF S12.00 S9,OOO.00 6' 'B-1' CURB/GTR TO STA 73+60 1310 LF $4.83 $6,327.00 MEDIAN TO STA 73+60 11050 SF $U5 S16,022.S0 DOUBLE S.L. TO STA73+6O 2EA S2,800.00 15,600.00 SINGLE S.L. TO STA73+6O 2EA S2,400.00 $4,800.00 SURVEY MON TO STA73+6O 1 EA $330.00 $330.00 ADJUST MIl TO GDE TO STA73+6O 7EA S75.00 S525.00 urn.ITY CONDUIT lUi $38,263.00 $38,263.00 GRADING HUNTE PKWY 479300 CY $0.80 $383,440.00 Oruae A_De, Bllllte PIlwy to SDGaE En_'lI>~ CUT 343000 CY $O.8S $291,SSO.IIO 'B'INLET 2EA S2,8OO.00 15,600.00 aUIIIOTAL CONS11lVCJ10N COST $1,773,278.50 SOn.s ENGINEERING lUi $25,2D2.04 S2S,2D2.00 SURVEYING lUi $29,770.09 $29,770.00 PLAN CHECK 1 Ui $4,352.00 $4,352.00 BONDS lUi $1,741.00 Sl,741.00 liual'OTAL SOFJ' COST $61,065.00 TOTAL St,ll34,343.50 I;J~~~ JI I II III j. ill ! f ~~U I I i S 1.1.I)6 Ii If I! lr ~} \J I'., 1 ~1 . AI I. I-- r I. I, I:. r d I I'J I I-I I JlfI ~<-' ,- 1111 I 11 d Ii J llil ~ :..c .. .. of ~ .. .. .. .. of .... " N...._..... (If) ~.~~~:r(~):fi. ~ .. ~ .:l .. i ~ I ;-).J E..,; ~ i :~lli[ \J!!r~ AD H-l. EAS'l'lADGREENS n PHASE 3 DI!SC1lImON QTY 1lNITS tJNIT P1UCE TOTAL S. o.-_Dr, lJDlt' to _ Dr. ACPAVEMENT 94100 SF IUS 1183,4!/S.00 6"MONO CURB, Gm, SfW 3840 LF 112.00 $I6,08G.OO SURVEY MONUMENT 4BA S330.00 11,320.00 STREETUOHTS 12 BA S2,8OO.OO S33,600.00 STREET NAME SIGN 4BA 1180.00 mo.OO 18" RCP 170 LF $31.00 15,270.00 24"RCP 190 LF $36.00 110,440.00 OFP-S11E PIPE A S1RUCTURE lLS S606,000.00 S606,000.00 "II" INLET 4BA S2,8OO.OO 111,200.00 -A" a..EANour 3BA S2,175.oo S6,S2S.00 8" SEWER MAIN 3SO LF 114.00 $4,900.00 8" SEWER MAIN 4928.6 LF 114.00 169,000.00 SEWER MANHOLE 1 BA $1,3S0.00 11,3S0.00 CONNECfTO EXIST. SEWER 1 BA SSOO.OO SSOO.OO 16"WA1ERMAIN 1920 LF $30.00 157,600.00" 1000WA1ERMAlN 100 LF $26.00 S2,600.00 2" ARV 1 BA 11,650.00 $1,650.00 2"B.O. 2BA $700.00 11,400.00 10" GA're VALVES 2BA $1,175.00 S2,35O.00 16"GA'reVALVES 4 BA 15,800.00 S23,2OO.00 FIRE HYDRANT (2.WA Y) 6 BA S2,SOO.OO $15,000.00 CONNECfTO EXIST. WA1ER 2BA S2,SOO.OO 15,000.00 8"RECLAlMEDWATER 1920 LF S20.00 $38,400.00 2" ARV 1 BA $1,650.00 11,650.00 2"B.O. 1 BA $700.00 $700.00 8" GA're VALVES 2BA $1,000.00 S2,000.00 unLITY CONDUIT lLS $184,152.00 $184,152.00 SLOPE LANDSCAPING 40514.75 SF $US $58,746.00 CUT 46000 CY 1O.8S $39,100.00 EXPORT 120000 CY 11.60 $192,000.00 AlLUVIAL 14000 CY 10.80 $11,200.00 J'INlSH 10 "-c. $3,000.00 S30,000.00 a.u.R A GRUB 10 ,,-c. SSOO.OO 15,000.00 MOBIl.IZB 1 BA $3,000.00 $3,000.00 REIMBURSEMENTS lLS ($160,152.79) ($160.152.79) au..OTA!. CO!IJT1ltlC110N COST 11,494,9!/S.21 (x)NT1NGENCY(1~) lLS 1149,499.52 1149,499.52 avJLENolNEElUNG lLS $83,032.00 $83,032.00 SOn.s ENGINEElUNG lLS $21,247.05 $21,247.05 SURVEYING lLS $25,098.22 $25,098.22 DRYU'IUJTIES ENG. 1 LS $3,889.00 $3,889.00 LANDSCAPEARanTECT 1 LS $9,184.00 $9,184.00 PlAN CHECK lLS $24,816.00 $24,816.00 BONDS lLS $9,419.00 $9,419.00 1tlITOTA!..on COST $326,184.79 TOTAL 11.G1,1..... IJ-.;.'1 EXHIBIT "D" CITY OF CBULA VISTA ASSBSSJIBRT DIS'l'RICT RO. 94-1 (BASTLUB GRBBRS II) IIIS'l'RUCTIONS RBGARDIIIG THB PAYJIBIIT OF THB PURCHASB PRICK POR THB ACQUISITION OF IMPROVBKBIITS III All ASSBSSJIBRT DIS'l'RICT TO: City Manager City of Chula Vista 276 Fourth Avenue Chula Vista, CA 91910 The undersigned hereby certifies and instructs the City of Chula Vista (the "City") as follows: ,. 1. The undersigned is a representative of (insert the name of the party as shown on Exhibit "B"] (the "Interested Party"), which has an interest in the real property proposed to be included within Auessment District No. 94-1 (Eutlake Greens II) (the "Assessment District"), and is duly authorized to make the certifications and provide the instructions as contained herein on behalf of the Interested Party. 2. The Interested Party is aware that the City is currently undertaking proceedings to form the Assessment District to finance the acquisition of certain public improvements (the "ImprOvements") which will serve and benefit the property in which the Interested Party has an interest. The tnterested Party is further aware that the City and Eastlake Development Company ("Kastlake") have entered into an Acquisition/Financing Agreement dated as of , 1994, pursuant to which Eastlake has agreed to construct the Improvements and the City has agreed to acquire the Improvements from Eastlake. The Acquisition Agreement provides that the Interested Party must provide the City with written instructions pertaining to the payment of the Purchase Price (as defined in the Acquisition Agreement) for the acquisition of the Improvements. The Interested Party hereby instructs the City to disburse and pay the Purchase Price for the Improvements to East lake or to any other party to which Eastlake may assign the Purchase Price or any portion thereof. The Interested Party hereby assigns any right, title or interest which it may have to receive the Purchase Price or any portion thereof to Eastlake and acknowledges that the City will be disbursing the Purchase Price pursuant to and in reliance upon the instructions contained herein. Executed this day of , 1994, in "INTERESTED PARTY" By: J 3'.2.>' By: EXHIBIT E BY VARIOUS DEEDS OF RECORD VESTING TITLE AS TO ASSESSOR'S PARCEL NOS. 643-020-23: EASTLAKE DEVELOPMENT COMPANY, A CALIFORNIA GENERAL PARTNERSHIP; AS TO ASSESSOR'S PARCEL NOS. 643-020-34 AND 643-030-07 AND 08: WESTERN SALT COMPANY, A CALIFORNIA CORPORATION; AS TO ASSESSOR'S PARCELS NOS 643-020-39 AND 643-070-04: EMILY HUNTE BLACK, AS TRUSTEE OF THE EMILY HUNTE BLACK REVOCABLE TRUST NO.1, AND HENRY F. HUNTE, AS TRUSTEE OF THE LOUIS H. HUNTE TESTAMENTARY TRUST CREATED UNDER'THE LAST WILL OF LOUIS H. HUNTE; AS TO ASSESSOR'S PARCEL NO 595-320-16: EASTLAKE COUNTRY CLUB PARTNERSHIP, A CALIFORNIA LIMITED PARTNERSHIP -, .. " /j-.2/' COUNCIL AGENDA STATEMENT SUBMITTED BY: Item )'1 Meeting Date 5/10/94 Resolution / 7rr'l Approving an agreement with D. J. Smith Associates for advocacy and planning services in connection with the Transportation Development Impact Fee and appropriating $90,000 from the Transportation Development Fee Fund Director of Public Works I City Manage~ ~ ~ (4/5ths Vote: YesXNo-> ITEM TITLE: REVIEWED BY: This item involves retaining a consultant with expertise in funding of transportation facilities. The consultant, working with staff and the property owners, would develop a program for funding transportation facilities from sources other than developer fees, and would then aggressively seek such funding. RECOMMENDATION: That Council approve the resolution approving an agreement with D. 1. Smith Associates, authorize the Mayor to execute said agreement, and appropriating funds for the contract. BOARDS/COMl\flSSIONS RECOMMENDATION: Not applicable. DISCUSSION: When Council held the public hearing on the proposed update for the Transportation Development Impact Fee Program in November 1993, several of the property owners recommended that the City retain a consultant with expertise in identifying and obtaining supplemental sources of funding for transportation facilities. As a result of this suggestion, staff issued a Request for Proposals (RFP) for such a consultant. The initial time period for submittal of proposals was approximately one month, ending January 31, 1994, at which time the City received two proposals. At this time, staff became aware of two ftrms that received information regarding the proposal through third parties, fairly late in the proposal period. Since the ftrms seemed highly qualifted and the City wanted to get the best possible selection of potential consultants, the proposal period was extended to February 25. During this period, the two ftrms submitted proposals bringing the total to four ftrms. The four ftrms, and the original dollar cost of their proposal, are as follows: D. J. Smith Associates De Leon, Cather & Company aSI Consultants, Inc. Linda Morshed Associates $90,000 $75,000 $21,780 $168,000 JJ/ ~ J Page 2, Item 1'/ Meeting Date 5/10/94 All four proposing teams were interviewed by a committee consisting of City staff (Public Works Director John Lippitt, City Engineer Cliff Swanson, and Senior Civil Engineer Steve Thomas) and the property owners (Baldwin, Eastlake, McMillin, and Sunbow). The fundamental criteria that the committee used to evaluate proposals involved evaluation of the proposers previous experience at obtaining funds for public works projects, demonstrated understanding of the City's transportation needs and the proposal to assist the City in dealing with other agencies and the toll road project. The committee determined that the ftrms of D. J. Smith Associates and Morshed and Associates were considered highly qualmed and requested clarmcation of the proposals. The other two ftrms were judged to be not qualmed, and were eliminated from further consideration. The basis of the determination was a consensus that the proposers did not have a team with "advocacy" type experience. The subject proposers would identify and process applications for funding from existing, well established sources, a task that staff believes it can perform. The goal of this program is to identify or create new sources of funding. The nature of the clariftcation was to allow the proposing ftrms to eliminate or reftne aspects of the proposals that staff considered unnecessary or to eliminate components that City staff could provide (engineering services for example). This clariftcation would also hopefully eliminate the disparity in price, and allow the ftrms to be judged in an equitable fashion on a similar proposal. As a result of the clarmcation process, Morshed reduced their proposal cost to $60,000 compensation plus $16,000 for expenses for a total contract value of $76,000. It should be noted here that the expenses are estimates rather than ftrm expeditures. Actual expenses should not exceed estimated expenses. Following the clarmcation, the committee recommended that D. J. Smith be awarded the contract, despite the fact that Morshed's cost proposal was lower. Considerations cited in the selection process included: 1. Local experience. D. J. Smith Associates has been actively involved in transportation issues locally and at the State level. They have worked on the Proposition 108 ("The Passenger Rail and Clean Air Bond Act of 1990") and Proposition III ("The Trafftc Congestion Relief and Spending Limitation Act of 1990") campaigns for the governor, and have worked with SANDAG and local elected officials in developing and reftning the County's sales tax transportation program. D.J. Smith and Andy ScWaefli both have strong working relationships with SANDAG Executive Staff and many of the area legislators. 2. Local Familiaritv/Local Presence. A big component of the D. J. Smith Team is their sub consultant, Urban Systems Associates (USA). USA has been involved in transportation planning in the San Diego region since 1979, and their principal Andy Schlaefli has been involved for over 30 years. They have been involved in planning for Rancho del Rey, Eastlake and Otay Ranch with the City of Chula Vista. The Morshed ftrm originally proposed Boyle Engineering as the local presence, however, this component was eliminated in the "clarmcation process," when it was determined by staff and Ms. Morshed that City staff could provide most civil engineering services for the project. 1~'.2 Page 3, Item 1'1 Meeting Date 5/10/94 3. Track record. Both firms demonstrated excellent track records. Agencies that have retained either firm spoke highly of their abilities. Taking all of the above into consideration, the consensus of the committee was that the two teams demonstrated strong capabilities at both State and Federal levels. The committee highly valued the local connections and experience of the DJ. Smith team and recommended that the City retain that firm, even though they were not the low bidders. The consensus point of view was that a firm with Mr. Smith's experience should be able to obtain such substantial sums that the price difference between the two finalists is dwarfed. The scope of work for the proposed contract contains three major components towards the goal of obtaining supplemental funding for transportation projects. One additional componenet (Task 4) allows the consultant to assist the City in overseeing transportation developments with other agencies and the toll road program. Task 1. PlanlProl!ram Review This task involves review of existing documentation programs and all related planning area data, including traffic projections and development projections to allow consultant to fully understand Chula Vista's transportation expectations and needs. Task 2. Stratel!ic Plan This task is to develop a strategy for providing the required improvements for the Eastern territories of Chula Vista. As a part of this effort. consultant will identify planned projects in terms of scope, cost and schedule. This document will defme a practical, phased approach to project implementation that will be coupled with an achievable fmancing plan. The strategic plan will be developed under two separate scenarios, one utilizing the existence of the proposed toll road (SR-125), and one excluding the toll road. The strategic plan will define the network of required transportation improvements the Eastern Territories and will include scope descriptions for all projects at a sufficient level of detail to reasonably assess costs. The final document will also include cost estimates and an implementation schedule which will reflect construction needs, phasing requirements and available funding (or potential available funding). This task will also involve working with other agencies to identify potential additional funding for required improvements. It is recognized that a goal of this task is to maximize the availability and timing of any and all sources of funding for transportation facilities Task 3. Advocacv Effort This task involves an ongoing effort to identify and secure alternative sources of funding for transportation improvements for the Eastern Territories, with the focus being coordinated with the development of the Strategic Plan, and funding opportunities identified in development of the plan. .The level of activity associated with this task will vary in intensity from month to month, but this work will proceed on a constant basis in parallel with the other tasks. IL/~:J Page 4, Item 1'1 Meeting Date 5/10/94 Task 4. MonitoriRl~ This task involves ongoing involvement in transportation issues in the South Bay, including Toll road progress and issues, Otay Mesa and NAFTA issues as they relate to Chula Vista, and transportation developments in the South Bay as they relate to Chula Vista. As a part of this activity, consultant will attend meetings with City Staff and property owners on a monthly basis, or as requested by the City, not to exceed twelve meetings during the duration of this one year contract. This task will also involve general assistance on issues related to project management and process resolution. The fee compensation proposal involves compensation at $78,000 for a one year contract. Additional travel expenses are estimated to be approximately $12,000 for the year, including trips from Sacramento to Chula Vista and to Washington, D.C. Such expenses will be reimbursed as they occur. The total cost for the contract is $90,000. As stated above, the purpose of retaining the consultant is to obtain funding for transportation related projects, from sources not readily available to the City. At this point, it is impossible even speculate as to the amount of funding that the consultant may develop, but based on discussions with staff from other agencies, all of the agencies are very pleased with the results, and continue to retain the consultants. Staff believes, as do the property owners, that the cost of this contract is money well invested. FISCAL IMP ACT: The contract is initially for a period of one year, with extension options. If the fIrst year produces satisfactory results, staff may recommend that the contract be renewed on a yearly basis for a maximum of three years. At the hearing in November (on the TDIF update), staff proposed that the "administration" component of the TDIF be increased by 1% (from 4% to 5%) to provide sufficient funds for such a consultant. The additional 1% component is proposed to remain in effect for as long as it is necessary to provide for this type of consultant. The CIP did not include funds for this service, however, there are sufficient funds available in the Transportation Development Impact Fee fund. These funds should be appropriated to account 621-6212. As the consultant is successful in completing the scope of work, additional funding beyond that already available to the City for Transportation DIF and SR-125 projects will be made available. This will lower the cost of both the TDIF and SR-125 DIF fees by an unknown amount. CST:HX-037 WPC M:\HOME\ENGINEER\AGENDA\DJSMIIH /'I..J.j RESOLUTION NO. J7~Y~ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING AN AGREEMENT WITH D. J. SMITH ASSOCIATES FOR ADVOCACY AND PLANNING SERVICES IN CONNECTION WITH THE TRANSPORTATION DEVELOPMENT IMPACT FEE AND APPROPRIATING $90,000 FROM THE TRANSPORTATION DEVELOPMENT FEE FUND WHEREAS, when Council held the public hearing on the proposed update for the Transportation Development Impact Fee Program in November 1993, several of the property owners recommended that the City retain a consultant with expertise in identifying and obtaining supplemental sources of funding for transportation facilities; and WHEREAS, as a result of this suggestion, staff issued a Request for Proposals (RFP) for such a consultant; and WHEREAS, four firms submitted proposals as follows: D. J. smith $90,000 Associates De Leon, Cather & Company BSI Consultants, Inc. Linda Morshed Associates $75,000 $21,780 168,000 WHEREAS, all four proposing teams were interviewed by a committee consisting of city staff (Public Works Director John Lippitt, City Engineer Cliff Swanson, and Senior civil Engineer Steve Thomas) and the property owners (Baldwin, Eastlake, McMillin, and Sunbow); and WHEREAS, the committee determined that the firms of D. J. smith Associates and Morshed and Associates were highly qualified and requested clarification of the proposals; and WHEREAS, the nature of the clarification was to allow the proposing firms to eliminate or refine aspects of the proposals that staff considered unnecessary or to eliminate components that City staff could provide (engineering services for example); and WHEREAS, taking local experience, local familiarity/local presence and track record into consideration, the consensus of the Committee recommended that the contract be negotiated with D. J. smith Associates. 1 , 1'1. .> NOW, THEREFORE, BE IT RESOLVED the city council of the City of Chula vista does hereby approve an agreement with D. J. smith Associates for advocacy and planning services on connection with the Transportation Development Impact Fee, a copy of which is on file in the office of the City Clerk as Document No.___ (to be completed by the City Clerk in the final document). BE IT FURTHER RESOLVED that the Mayor of the City of Chula vista is hereby authorized and directed to execute said document for and on behalf of the city of Chula vista. BE IT FURTHER RESOLVED that the sum of $90,000 appropriated from the Transportation Development Fee Account 621-6212. Bruce M. Attorney Presented by John P. Lippitt, Director of Public Works c: \rs\dj sdth 2 /11' ~ .. PARTIES AND RECITAL PAGE(S) AGREEMENT BETWEEN CITY OF CHULA VISTA AND D. J. SMITH ASSOCIATES FOR TRANSPORTATION CONSULTING SERVICES This agreement ("Agreement"), dated for the purposes of reference only, and effective as of the date last executed unless another date is otherwise specified in Exhibit A, Paragraph 1 is between the City-related entity as is indicated on Exhibit A, paragraph 2, as such ("City"), whose business form is set forth on Exhibit A, paragraph 3, and the entity indicated on the attached Exhibit A, paragraph 4, as Consultant, whose business form is set forth on Exhibit A, paragraph 5, and whose place of business and telephone numbers are set forth on Exhibit A, paragraph 6 ("Consultant"), and is made with reference to the following facts: Recitals Whereas, on November 27, 1993, City held a public hearing on the matter of updating the Transportation Development Impact Fee (TDIF) Program, and Whereas, at said hearing, testimony was taken as to the need for a consultant to identify funds and obtain funds to supplement TDIF funds, and Whereas, the City issued a Request for Proposals for such a consultant, and Whereas, D. J. Smith Associates submitted a proposal titled, "Proposal to Provide Transportation Consulting Services", dated January ~1, 1994, and Whereas, City staff has determined the proposal to be responsible and has negotiated an agreement based on the proposal, and Whereas, Consultant warrants and represents that they are experienced and staffed in a manner such that they are and can prepare and deliver the services required of Consultant to City within the time frames herein provided all in accordance with the terms and conditions of this Agreement; (End of Recitals. Next Page starts Obligatory Provisions.) WPC M:\h....~11l6U. JI./-7 Page 1 OBliGATORY PROVISIONS PAGES NOW, THEREFORE, BE IT RESOLVED that the City and Consultant do hereby mutually agree as follows: 1. Consultant's Duties A. General Duties Consultant shall perform all of the services described on the attached Exhibit A, Paragraph 7, entitled "General Duties"; and, B. Scope of Work and Schedule In the process of performing and delivering said "General Duties" , Consultant shall also perform all of the services described in Exhibit A, Paragraph 8, entitled" Scope of Work and Schedule", not inconsistent with the General Duties, according to, and within the time frames set forth in Exhibit A, Paragraph 8, and deliver to City such Deliverables as are identified in Exhibit A, Paragraph 8, within the time frames set forth therein, time being of the essence of this agreement. The General Duties and the work and deliverables required in the Scope of Work and Schedule shall be herein referred to as the "DefIDed Services". Failure to complete the DefIDed Services by the times indicated does not, except at the option of the City, operate to terminate this Agreement. C. Reductions in Scope of Work City may independently, or upon request from Consultant, from time to time reduce the DefIDed Services to be performed by the Consultant under this Agreement. Upon doing so, City and Consultant agree to meet in good faith and confer for the purpose of negotiating a corresponding reduction in the compensation associated with said reduction. D. Additional Services In addition to performing the DefIDed Services herein set forth, City may require Consultant to perform additional consulting services related to the DeflDed Services ("Additional Services"), and upon doing so in writing, if they are within the scope of services offered by Consultant, Consultant shall perform same on a time and materials basis at the rates set forth in the "Rate Schedule" in Exhibit A, Paragraph 11 (C), unless a separate fIXed fee is otherwise agreed upon. All compensation for Additional Services shall be paid monthly as billed. E. Standard of Care Consultant, in performing any Services under this agreement, whether DefIDed Services or Additional Services, shall perform in a manner consistent with that level of care and skill ordinarily exercised by members of the profession currently practicing under similar conditions and in similar locations. WPC },I,_'..._\I864.!14 )1/"8" Page 2 - - F. Insurance " Consultant represents that it and its agents, staff and subconsultants employed by it in connection with the Services required to be rendered, are protected against the risk of loss by the following insurance coverages, in the following categories, and to the limits specified, policies of which are issued by Insurance Companies that have a Best's Rating of "A, Class V" or better, or shall meet with the approval of the City: Statutory Worker's Compensation Insurance and Employer's Liability Insurance coverage in the amount set forth in the attached Exhibit A, Paragraph 9. Commercial General Liability Insurance including Business Automobile Insurance coverage in the amount set forth in Exhibit A, Paragraph 9, combined single limit applied separately to each project away from premises owned or rented by Consultant, which names City and Applicant as an Additional Insured, and which is primary to any policy which the City may otherwise carry ("Primary Coverage"), and which treats the employees of the City and Applicant in the same manner as members of the general public ("Cross-liability Coverage"). Errors and Omissions insurance, in the amount set forth in Exhibit A, Paragraph 9, unless Errors and Omissions coverage is included in the General Liability policy. G. Proof of Insurance Coverage. (1) Certificates of Insurance. Consultant shall demonstrate proof of coverage herein required, prior to the commencement of services required under this Agreement, by delivery of Certificates of Insurance demonstrating same, and further indicating that the policies may not be canceled without at least thirty (30) days written notice to the Additional Insured. (2) Policy Endorsements Required. In order to demonstrate the Additional Insured Coverage, Primary Coverage and Cross-liability Coverage required under Consultant's Commercial General Liability Insurance Policy, Consultant shall deliver a policy endorsement to the City demonstrating same, which shall be reviewed and approved by the Risk Manager. H. Security for Performance. (1) Performance Bond. In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide a Performance Bond (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Performance Bond"), then Consultant shall provide to the City a performance bond by a surety and in a form and amount satisfactory to the Risk Manager or City Attorney which amount is indicated in the space adjacent to the term, "Performance Bond", in said Paragraph 19, Exhibit A. ' WPCM:_~864," Il/ - '1 Page 3 - (2) Letter of Credit. " In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide a Letter of Credit (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Letter of Credit"), then Consultant shall provide to the City an irrevocable letter of.credit callable by the City at their unfettered discretion by submitting to the bank a letter, signed by the City Manager, stating that the Consultant is in breach of the terms of this Agreement. The letter of credit shall be issued by a bank, and be in a form and amount satisfactory to the Risk Manager or City Attorney which amount is indicated in the space adjacent to the term, "Letter of Credit", in said Paragraph 19, Exhibit A. (3) Other Security In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide security other than a Performance Bond or a Letter of Credit (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Other Security"), then Consultant shall provide to the City such other security therein listed in a form and amount satisfactory to the Risk Manager or City Attorney. I. Business License Consultant agrees to obtain a business license from the City and to otherwise comply with Title 5 of the Chula Vista Municipal Code. 2. Duties of the City A. Consultation and Cooperation . City shall regularly consult the Consultant for the purpose of reviewing the progress of the Defmed Services and Schedule therein contained, and to provide direction and guidance to achieve the objectives of this agreement. The City shall permit access to its office facilities, files and records by Consultant throughout the term of the agreement. In addition thereto, City agrees to provide the information, data, items and materials set forth on Exhibit A, Paragraph 10, and with the further understanding that delay in the provision of these materials beyond 30- days after authorization to proceed, shall constitute a basis for the justifJab1e delay in the Consultant's performance of this agreement. B. Compensation Upon receipt of a properly prepared billing from Consultant submitted to the City periodically as indicated in Exhibit A, Paragraph 18, but in no event more frequently than monthly, on the day of the period indicated in Exhibit A, Paragraph 18, City shall compensate Consultant for all services rendered by Consultant according to the terms and conditions set forth in Exhibit A, Paragraph II, adjacent to the governing compensation relationship indicated by a "checkmark" next to the appropriate arrangement, subject to the requirements for retention set forth in paragraph 19 of Exhibit A, and shall compensate Consultant for out of pocket expenses as provided in Exhibit A, Paragraph 12. WPC N:_',.._II864," 17'-/t? Page 4 All billings submitted by Consultant shall contain sufficient information as to the . . propriety of the billing to permit the City to evaluate that the amount due and payable thereunder is proper, and shall specifically contain the City's account number indicated on Exhibit A, Paragraph 18 (C) to be charged upon making such payment. 3. Admini~tration of Contract Each party designates the individuals ("Contract Administrators") indicated on Exhibit A, Paragraph 13, as said party's contract IIdmini~trator who is authorized by said party to represent them in the routine admini~tration of this agreement. 4. Term. This Agreement shall terminate when the Parties have complied with all executory provisions hereof. 5. Liquidated Damages The provisions of this section apply if a Liquidated Damages Rate is provided in Exhibit A, Paragraph 14. It is acknowledged by both parties that time is of the essence in the completion of this Agreement. It is difficult to estimate the amount of damages resulting from delay in per- formance. The parties have used their judgment to arrive at a reasonable amount to compensate for delay. Failure to complete the Defmed Services within the allotted time period specified in this Agreement shall result in the following penalty: For each consecutive calendar day in excess of the time specified for the completion of the respec.tive work assignment or Deliverable, the consultant shall pay to the City, or have withheld from monies due, the sum of Liquidated Damages Rate provided in Exhibit A, Paragraph 14 ("Liquidated Damages Rate"). Time extensions for delays beyond the consultant's control, other than delays caused by the City, shall be requested in writing to the City's Contract Administrator, or designee, prior to the expiration of the specified time. Extensions of time, when granted, will be based upon the effect of delays to the work and will not be granted for delays to minor portions of work unless it can be shown that such delays did or will delay the progress of the work. 6. Financial Interests of Consultant A. Consultant is Designated as an FPPC Filer. If Consultant is designated on Exhibit A, Paragraph 15, as an "FPPC f1ler", Consultant is deemed to be a "Consultant" for the purposes of the Political Reform Act conflict of interest and disclosure provisions, and shall report economic interests to the City Clerk on the required Statement of Economic Interests in such reporting categories as are specified in Paragraph 15 of Exhibit A, or if none are specified, then as determined by the City Attorney. Page' WPC W:Ihamo\qilllol\186U4 )'1" / / B. Decline to Participate. Regardless of whether Consultant is designated as an FPPC Filer, Consultant shall not make, or participate in making or in any way attempt to use Consultant's position to influence a governmental decision in which Consultant knows or has reason to know Consultant has a financial interest other than the compensation promised by this Agreement. C. Search to Determine Economic Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant warrants and represents that Consultant has diligently conducted a search and inventory of Consultant's economic interests, as the term is used in the regulations promulgated by the Fair Political Practices Commission, and has determined that Consultant does not, to the best of Consultant's knowledge, have an economic interest which would conflict with Consultant's duties under this agreement. D. Promise Not to Acquire Conflicting Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant further warrants and represents that Consultant will not acquire, obtain, or assume an economic interest during the term of this Agreement which would constitute a conflict of interest as prohibited by the Fair Political Practices Act. E. Duty to Advise of Conflicting Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant further warrants and represents that Consultant will immediately advise the City Attorney of City if Consultant learns of an economic interest of Consultant's which, may result in a conflict of interest for the purpose of the Fair Political Practices Act, and regulations promulgated thereunder. F. Specific Warranties Against Economic Interests. Consultant warrants and represents that neither Consultant, nor Consultant's immediate family members, nor Consultant's employees or agents ("Consultant Associates") presently have any interest, directly or indirectly, whatsoever in any property which may be the subject matter of the Defined Services, or in any property within 2 radial miles from the exterior boundaries of any property which may be the subject matter of the Defined Services, ("Prohibited Interest"), other than as listed in Exhibit A, Paragraph 15. Consultant further warrants and represents that no promise of future employment, remuneration, consideration, gratuity or other reward or gain has been made to Consultant or Consultant Associates in connection with Consultant's performance of this Agreement. Consultant promises to advise City of any such promise that may be made during the Term of this Agreement, or for 12 months thereafter. WPC M'___l....94 I J/, /.)... Page 6 - Consultant agrees that Consultant Associates shall not acquire any such Prohibited Interest within the Term of this Agreement, or for 12 months after the expiration of this Agreement, except with the written permission of City. Consultant may not conduct or solicit any business for any party to this Agreement, or for any third party which may be in conflict with Consultant's responsibilities under this Agreement, except with the written permission of City. 7. Hold Harmless Consultant shall defend, indemnify, protect and hold harmless the City, its elected and appointed officers and employees, from and against all claims for damages, liability, cost and expense (including without limitation attorneys' fees) arising out of the conduct of the Consultant, or any agent or employee, subcontractors, or others in connection with the execution of the work covered by this Agreement, except only for those claims arising from the sole negligence or sole willful conduct of the City, its officers, or employees. Consultant's indemnification shall inelude any and all costs, expenses, attorneys' fees and liability incurred by the City, its officers, agents, or employees in defending against such claims, whether the same proceed to judgment or not. Further, Consultant at its own expense shall, upon written request by the City, defend any such suit or action brought against the City, its officers, agents, or employees. Consultants' indemnification of City shall not be limited by any prior or subsequent declaration by the Consultant. 8. Termination of Agreement for Cause If, through any cause, Consultant shall fail to fulfIll in a timely and proper manner Consultant's obligations under this Agreement, or if Consultant shall violate any of the covenants, agreements or stipulations of this Agreement, City shall have the right to terminate this Agreement by giving written notice to Consultant of such termination and specifying the effective date thereof at least five (5) days before the effective date of such termination. In that event, all fmished or unfmished documents, data, studies, surveys, drawings, maps, reports and other materials prepared by Consultant shall, at the option of the City, become the property of the City, and Consultant shall be entitled to receive just and equitable compensation for any work satisfactorily completed on such documents and other materials up to the effective date of Notice of Termination, not to exceed the amounts payable hereunder, and less any damages caused City by Consultant's breach. 9. Errors and Omissions In the event that the City Administrator determines that the Consultants' negligence, errors, or omissions in the performance of work under this Agreement has resulted in expeilse to City greater than would have resulted if there were no such negligence, errors, omissions, Consultant shall reimburse City for any additional expenses incurred by the City. Nothing herein is intended to limit City's rights under other provisions of this agreement. )0/,,) :J Page 7 WPC )4,-."""_.....94 10. Termination of Agreement for Convenience of City City may terminate this Agreement at any time and for any reason, by giving specific written notice to Consultant of such termination and specifying the effective date thereof, at least thirty (30) days before the effective date of such termination. In that event, all finished and unfinished documents and other materials described hereinabove shall, at the option of the City, become City's sole and exclusive property. If the Agreement is terminated by City as provided in this paragraph, Consultant shall be entitled to receive just and equitable compensation for any satisfactory work completed on such documents and other materials to the effective date of such termination. Consultant hereby expressly waives any and all claims for damages or compensation arising under this Agreement except as set forth herein. 11. Assignability The services of Consultant are personal to the City, and Consultant shall not assign any interest in this Agreement, and shall not transfer any interest in the same (whether by assignment or novation), without prior written consent of City. City hereby consents to the assignment of the portions of the Defmed Services identified in Exhibit A, Paragraph 17 to the subconsultants identified thereat as .Permitted Subconsultants. . 12. Ownership, Publication, Reproduction and Use of Material All reports, studies, information, data, statistics, forms, designs, plans, procedures, systems and any other materials or properties produced under this Agreement shall be the sole and exclusive property of City. No such materials or properties produced in whole or in part under this Agreement shall be subject to private use, copyrights or patent rights by Consultant in the United States or in any other country without the express written consent of City. City shall have unrestricted authority to publish, disclose (except as may be limited by the provisions of the Public Records Act), distribute, and otherwise use, copyright or patent, in whole or in part, any such reports, studies, data, statistics, forms or other materials or properties produced under this Agreement. 13. Independent Contractor City is interested only in the results obtained and Consultant shall perform as an independent contractor with sole control of the manner and means of performing the services required under this Agreement. City maintains the right only to reject or accept Consultant's work products. Consultant and any of the Consultant's agents, employees or representatives are, for all purposes under this Agreement, an independent contractor and shall not be deemed to be an employee of City, and none of them shall be entitled to any benefits to which City employees are entitled including but not limited to, overtime, retirement benefits, worker's compensation benefits, injury leave or other leave benefits. Therefore, City will not withhold state or federal income tax, social security tax or any other payroll tax, and Consultant shall be solely responsible for the payment of same and shall hold the City harmless with regard thereto. WPCN,__186U4 1'I-J4( PageS . . 14. Admini~trative Claims Requirements and Procedures No suit or arbitration shall be brought arising out of this agreement, against the City unless a claim has fIrst been presented in writing and filed with the City and acted upon by the City in accordance with the procedures set forth in Chapter 1.34 of the Chula Vista Municipal Code, as same may from time to time be amended, the provisions of which are incorporated by this reference as if fully set forth herein, and such policies and procedures used by the City in the implementation of same. Upon request by City, Consultant shall meet and confer in good faith with City for the purpose of resolving any dispute over the terms of this Agreement. 15. Attorney's Fees Should a dispute arising out of this Agreement result in litigation, it is agreed that the prevailing party shall be entitled to recover all reasonable costs incurred in the defense of the claim, including costs and attorney's fees. 16. Statement of Costs In the event that Consultant prepares a report or document, or participates in the preparation of a report or document in performing the Defmed Services, Consultant shall include, or cause the inclusion of, in said report or document, a statement of the numbers and cost in dollar amounts of all contracts and subcontracts relating to the preparation of the report or document. 17. Miscellaneous A. Consultant not authorized to Represent' City Unless specifIcally authorized in writing by City, Consultant shall have no authority to act as City's agent to bind City to any contractual agreements whatsoever. B. Consultant is Real Estate Broker and/or Salesman If the box on Exhibit A, Paragraph 16 is marked, the Consultant and/or their principals is/are licensed with the State of California or some other state as a licensed real estate broker or salesperson. Otherwise, Consultant represents that neither Consultant, nor their principals are licensed real estate Drokers or salespersons. C. Notices AlI,notices, demands or requests provided for or permitted to be given pursuant to this Agreement must be in writing. All notices, demands and requests to be sent to any party shall be deemed to have been properly given or served ifpersonally served or deposited in the United States mail, addressed to such party, postage prepaid, registered or certifIed, with return receipt requested, at the addresses identifIed herein as the places of business for each of the designated parties. WPC 104:_"","*,,1864.94 14/"),5' Page 9 D. Entire Agreement This Agreement, together with any other written document referred to or contemplated herein, embody the entire Agreement and understanding between the parties relating to the subject matter hereof. Neither this Agreement nor any provision hereof may be amended, modified, waived or discharged except by an instrument in writing executed by the party against which enforcement of such amendment, waiver or discharge is sought. E. Capacity of Parties Each signatory and party hereto hereby warrants and represents to the other party that it has legal authority and capacity and direction from its principal to enter into this Agreement, and that all resolutions or other actions have been taken so as to enable it to enter into this Agreement. F. Governing LawNenue This Agreement shall be governed by and construed in accordance with the laws of the State of California. Any action arising under or relating to this Agreement shall be brought only in the federal or state courts located in San Diego County, State of California, and if applicable, the City of Chula Vista, or as close thereto as possible. Venue for this Agreement, and performance hereunder, shall be the City of Chula Vista. [end of page. next page is signature page.] WPCM:_~864.9' /'/-/" Page 1 0 SIGNATIJRE PAGE TO AGREEMENT BETWEEN CITY OF CBULA VISTA AND D.l. ASSOCIATES lOR TRANSPORTATION CONSULTING SF.RVlCES IN WITNESS WHRROOF, City and Consultant have executed this Apeement thereby indicating thallhty hllve fIlId 8ml undersUlOd same, 1UHl indir.a" tbcU M1 pd oomplete CODJent 10 Its tt.nrI8l Dm-d: ,19_ City of Chula Vista By: Tim Nader, Mayor Attest: Beverly Authe1ct, City Cle.rk. Approved as to fonn: Bruce M. Boogaard, City Attorney Dated: I;d 2. r . 19li By: By: Exhibit List to Agreement (X) Exhibit A ( ) Exhibit B Faa' ]] WI'C ,,;_,,",_1I~." /1-/. /7 . I .. EXHIBIT A TO AGREEMENT BETWEEN CITY OF CHULA VISTA AND D. J. SMITH ASSOCIATES 1. Effective Date of Agreement: 2. City-Related Entity: (X) City of Chula Vista, a municipal chartered corporation of the State of California () Redevelopment Agency of the City of Chula Vista, a political subdivision of the State of California () Industrial Development Authority of the City of Chula Vista, a () Other: form] , a [insert business ("City") 3. Place of Business for City: City of Chula Vista, 276 Fourth Avenue, Chula Vista, CA 91910 4. Consultant: D. J. Smith Associates 5. Business Form of Consultant: ( ) Sole Proprietorship ( ) Partnership (X) Corporation 6. Place of Business, Telephone and Fax Number of Consultant: 915 L Street, Suite 1440 Sacramento, CA 95814 Voice Phone (916) 446-5508 Fax Phone (916) 449-1692 WPC M:\HOME\EN<mmBR.\186S.9S 1'1-/ Y Page 1 7. General Duties: 8. Scope of Work and Schedule: A. Detailed Scope of Work: Task 1. PlanlPro......m Review This task involves review of existing documentation programs and all related plAnning area data, including traffic projections and development projections to allow consultant to fully understand Chula Vista's transportation expectations and needs. Timeline: Begin Immediately.......Complete 4S days following execution of agreement . Deliverables: Inventory of expectations of proposed improvements. Documentation of existing facility fmancial plans in terms of dollars and schedule Task 2. Stratelric Plan This task is to develop a strategy for providing the required improvements for the Eastern territories of Chula Vista. As a part of this effort. consultant will identify planned projects in terms of scope, cost and schedule. This document will define a practical, phased approach to project implementation that will be coupled with an achievable financing plan. The strategic plan v.:ill be developed under two separate scenarios, one utilizing the exi.~tence of the proposed toll road (SR-125), and one excluding the toll road. The strategic plan will defme the network of required transportation improvements the Eastern Territories and will include scope descriptions for all projects at a sufficient level of detail to reasonably assess costs. The fmal document will also include cost estimates and an implementation schedule which will reflect construction needs, phasing requirements and available funding (or potential available funding). This task will also involve working with other agencies to identify potential additional funding for required improvements. It is recognized that a goal of this task is to maximize the availability and timing of any and all sources of funding for transportation facilities Timeline: Begin immediately.... Complete Draft document for comments July, 1994 Complete fmal document November, 1994 WPC N:\ROME\ENOINEER.\1865.95 /t/"/1 Page 2 . . Deliverables: Draft Strategic Plan for review (25 copies), Final Strategic Plan (50 Copies?) Task 3. Advocacv Effort This task involves an ongoing effort to identify and secure alternative sources of funding for transportation improvements for the Eastern Territories, with the focus being coordinated with the development of the Strategic Plan, and funding opportunities identified in development of the plan. .The level of activity associated with this task will vary in intensity from month to month, but this work will proceed on a constant basis in parallel with the other tasks. Timeline: Begin immediately...... task is ongoing Task 4. Monitorinl! This task involves ongoing involvement in transportation issues in the South Bay, including Toll road progress and issues, Otay Mesa and NAFTA issues as they relate to Chula Vista, and transportation developments in the South Bay as they relate to Chula Vista. As a part of this activity, consultant will attend meetings with City Staff and property owners on a monthly basis, or as requested by the City, not to exceed twelve meetings during the duration of this one year contract. This task will also involve general assistance on issues related to project management and process resolution. Timeline: Begin immediately.... Task is ongoing Compensation Compensation for performance of this contract shall be $78,000, plus transportation expenses described below. Compensation shall be paid in 12 monthly installments of $6,500 each. Said compensation is based on a presumed effort of 30 hours per month by J.J. Smith Associates and 15 hours per month by Urban Systems Associates. Each month, consultant shall report the actual hours of effort involved in the project. If said actual hours are less than the presumed hours, City shall accrue a credit of hours amounting to the difference between said actual and accrued hours. If said actual hours are more than said presumed hours, consultant shall accrue such a credit. If consultant accrues a credit of hours worked for a period of 6 months, consultant J:I1U request an adjustment in payment. When City receives such a request for adjustment, it may: 1. Seek authorization from the City Council for such adjustment, or 2. Direct consultant to reduce his effort to correct such accrued credits. WPC M:\BOMl!\llNOINllIlIlI1865.9S I J/ ..,2.0 Page 3 TrAncnortation Comoensation: Transportation to and from Sacramento will be compensated on an actual cost basis for Meals, Lodging and transportation costs. Expected transportation costs not to exceed $12,000 Total contract amount not to exceed $90,000. B. Date for Commencement of Consultant Services: (X) Same as Effective Date of Agreement () Other: C. Dates or Time Limits for Delivery of Deliverables: Deliverable No. I: Deliverable No.2: Deliverable No.3: D. Date for completion of all Consultant services: Consultant services shall be completed within 12 months effective date of this agreement, except that, by mutual agreement, this agreement may be modified to provide for additional services, extending past said -12 month period, but not to exceed a period of 36 months. ' 9. Insurance Requirements: Statutory Worker's Compensation Insurance Employer's Liability Insurance coverage: $1,000,000. Commercial General Liability Insurance: $1,000,000. Errors and Omissions insurance: None Required (included in Commercial General Liability coverage). Errors and Omissions Insurance: $250,000 (not included in Commercial General Liability coverage). 10. Materials Required to be Supplied by City to Consultant: (X) (X) (X) ( ) (X) Transportation Development Impact Fee Report SR-125 (HNTB) Report Chula Vista General Plan Growth Management Ordinllnce WPC M:\HON1!\ENGINEIl1I.\l865.95 1'1-.2/ Page 4 11. Compensation: A. () Single Fixed Fee Arrangement. For performance of all of the Defmed Services by Consultant as herein required, City shall pay a single fixed fee in the amounts and at the times or milestones or for the Deliverables set forth below: Single Fixed Fee Amount: , payable as follows: Milestone or Event or Deliverable Amount or Percent of Fixed Fee B. () Phased Fixed Fee Arrangement. For the performance of each phase or portion of the DefIDed Services by Consultant as are separately identified below, City shall pay the fixed fee associated with each phase of Services, in the amounts and at the times or milestones or Deliverables set forth. Consultant shall not commence Services under any Phase, and shall not be entitled to the compensation for a Phase, unless City shall have issued a notice to proceed to Consultant as to said Phase. Phase Fee for Said Phase I. $ $ $ $ 2. 3. 4. C. (X) Hourly Rate Arrangement For performance of the DefIDed Services by Consultant as herein required, City shall pay- Consultant for the productive hours of time spent by Consultant in the performance of said Services, at the rates or amounts set forth in the Rate Schedule hereinbelow according to the following terms and conditions: (I) () Not-to-Exceed Limitation on Time and Materials Arrangement Notwithstanding the expenditure by Consultant of time and materials in excess of said Maximum Compensation amount, Consultant agrees that Consultant will perform all of the Defmed Services herein required of Consultant for $ including all Materials, and other "reimbursables" ("Maximum Compensation"). (2) (X) Limitation without Further Authorization on Time and Materials Arrangement WPC M:\HOME\BNOJNEBR\186S.95 I 0/ ... ,? ,;J. Page 5 At such time as Consultant shall have incurred time and materials equal to $78,000 ("Authorization Limit"), Consultant shall not be entitled to any addi- tional compensation without further authorization issued in writing and approved by the City. Nothing herein shall preclude Consultant from providing additional Services at Consultant's own cost and expense. Category of Employee of Consultant Name Hourly Rate Principal D. 1. Smith $150 Principal Will Kempton $150 Principal Transportation Andrew Sch1aefli $105 Consultant Rate Schedule 12. Materials Reimbursement Arrangement For the cost of out of pocket expenses incurred by Consultant in the performance of services herein required, City shall pay Consultant at the rates or amounts set forth below: ( ) None, the compensation includes all costs. () Reports, not to exceed $ () Copies, not to exceed $ () Travel, not to exceed $ () Printing, not to exceed $ () Postage, not to exceed $ () Delivery, not to exceed $ () Long Distance Telephone Charges, not to exceed $ (X) Other Actual Identifiable Direct Costs: TransportationlLodging, not to exceed $12,000: , not to exceed $ Cost or Rate 13. Contract Administrators: City: Charles Thomas, Senior Civil Engineer Public Services Building 276 Fourth Avenue Chula Vista, CA 91910 (619) 691-5021 WPC M:\ROME\EN0lNBBR\1865.95 /0/ ~.2.3 Page 6 Consultant: Will Kempton D. J. Smith Associates 915 L Street, Suite 1440 Sacramento, CA 95814 14. Liquidated Damages Rate: ( ) $ ( ) Other: per day. 15. Statement of Economic Interests, Consultant Reporting Categories, per Conflict of Interest Code: (X) Not Applicable. Not an FPPC Filer. () FPPC Filer () Category No.1. Investments and sources of income. () Category No.2. Interests in real property. () Category No.3. Investments, interest in real property and sources of income subject to the regulatory, permit or licensing authority of the department. () Category No.4. Investments in business entities and sources of income which engage in land development, construction or the acquisition or sale of real property. () Category No.5. Investnients in business entities and sources of income of the type which, within the past two years, have contracted with the City of Chula Vista (Redevelopment Agency) to provide services, supplies, materials, machinery or equipment. () Category No.6. Investments in business entities and sources of income of the type which, within the past two years, have contracted with the designated employee's department to provide services, supplies, materials, machinery or equipment. ( ) Category No.7. Business positions. () List .Consultant Associates. interests in real property within 2 radial miles of Project Property, if any: None. WI'C M:\BOMI!\I!N<JINEl!RIl865.9' /i/'~tf Page 7 . 16. () Consultant is Real Estate Broker and/or Salesman 17. Permitted Subconsultants: Urban Systems Associates 18. Bill Processing: A. Consultant's Billing to be submitted for the following period of time: () Monthly () Quarterly () Other: Weekly B. Day of the Period for submission of Consultant's Billing: () Frrst of the Month () 15th Day of each Month () End of the Month () Other: End of week C. City's Account Number: 19. Security for Performance () Performance Bond, $ () Letter of Credit, $ () Other Security: Type: Amount: $ () Retention. If this space is checked, then notwithstanding other provisions to the contrary requiring the payment of compensation to the Consultant sooner, the City shall be entitled to retain, at their option, either the following "Retention Percentage" or "Retention Amount" until the City determines that the Retention Release Event, listed below, has occurred: () Retention Percentage: _ % () Retention Amount: $ Retention Release Event: () Completion of All Consultant Services () Other: I J/ .; ..2. .> ~ Page 8 Wl'C M:\ROYE\l!NGINEI!ll\l865.95 COUNCIL AGENDA STATEMENT Itemfl Meeting Date 5/10/94 ITEM TITLE: a) Public Hearing to consider the waiver of Public Facilities Development Impact Fees for the proposed Marina Golf Center (Assessor's Parcel Number 760-048-59) Resolution I 7'1 Y.5 Approving the partial payment of Public Facilities Development Impact Fees for the proposed Marina Golf Center (Assessor's Parcel Number 760-048-59) and authorizing the City Engineer to execute an agreement with the developer for the collection of the Public Facilities Development Impact Fee b) SUBlVllTfED BY: Director of Public w~~ City Manager~~~ (4/5ths Vote: Yes_No X) REVIEWED BY: Johnson International is a prospective lessee of 14.7 acres of an 18 acre parcel located at the northeast corner of the intersection of J Street and Marina Parkway (see Attachment A). The prospective lessee is requesting that Public Facilities Development Impact Fees (PDIF) be waived for his proposed temporary golf driving range. RECOMMENDATION: That Council hold the public hearing and adopt the resolution approving partial payment of the Public Facilities Development Impact Fees in yearly increments in the amount of $4,515.00 armually with the initial payment equal to the term of lease with the San Diego Unified Port District and authorize the City Engineer to execute an agreement with the developer to this end. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. . DISCUSSION: Back!!round The project site is located in District 7 of the San Diego Unified Port District (SDUPD) and is currently undeveloped. The SDUPD land use is industrial business park. Johnson International ("Developer") proposes to lease the property for a minimum of 3 to 5 years with an option to renew on an armual basis up to a maximum of 10 years after which the lease terminates. The developer states that he expects an initial lease of a firm 3 to 5 years, after which the continued use of the site is at the sole discretion of the Port District. The SDUPD will reserve the right to terminate the lease after the initial 3 to 5 year period should a more appropriate development become feasible. The developer is waiting on the outcome of this fee waiver/reduction prior to fInalizing a lease agreement with the SDUPD. The Developer intends to construct a golf driving range, pro shop, practice area, and parking lot on the parcel. This project is intended to be a "holding site" for a better use in the future. Due to the /7~1 Page 2, Item I"') Meeting Date 5/10//94 project's temporary nature and the minimal area that is actively used, the Developer has requested that Public Facilities Development Impact Fees be waived (see Attachment B). Public Facilities Development Impact Fees (PDIF) The City's PDIF ordinance as set forth by Ordinance No. 2554 is intended to fInance public facilities needed to "accommodate increased population created by development within the City of Chula Vista. " New development contributes to the cumulative burden on these public facilities in direct relationship to the amount of population generated by the development or the gross acreage of the commercial or industrial land in the development. The PDIF fee currently stands at $10,750 per acre and, for this 18 acre parcel, would constitute a $193,500 fee. Section 3.50.160 of the PDIF Ordinance No. 2554 does allow for the modifIcation or reduction of the fee by Council when a developer contends his development project does not adversely affect the City's public facilities. Waiver vs. Reduction The Developer contends that PDIF fees are not applicable to a temporary project and that all impacts will be minimal and "offpeak". The Developer has therefore requested that the entire PDIF be waived. Staff does not recommend a waiver of the fee as the proposed development will create adverse impacts on the City's existing facilities that must be mitigated. These impacts are, as outlined in Ordinance No. 2554, the City's need for: ~ Civic Center expansion ~ Police Department expansion and improvements ~ Corporation Yard relocation ~ Library systems expansion ~ Fire Suppression systems expansion ~ Geographic Information system development ~ Mainframe computer system expansion ~ Telephone system upgrade ~ Records Management system development The need for these systems is based on new development and lli!t off-peak patronage of a project. The City has a need for the expanded facilities at the time parcel develops. It is recommended that, in lieu of full payment of the fee, that it be based on the "operational area" rather than the entire acreage. This" operational area" approach has been used in the past for Eastlake Greens golf course (160 acres). The operational area was determined to be the site intensive use of the golf course clubhouse and parking at 4.7 acres which translates into roughly 3 % of the area used to / '?~~ Page 3, Item /1 Meeting Date 5/10//94 determine the feel. The passive golf course area, which depends upon the activity at the clubhouse site, was, thus, not included in the DIF payment calculations. This approach was outlined in Figure 4 of Section 2 of the previous PDIF Report dated 12/12/90 which was approved by Council. The driving range herein under consideration has an operational area of 4.2 acres and a gross acreage of 18 which translates into 23 % of the area used to determine the fee. The golf course percent is lower due to the larger amount of land needed for the same number of users. This "operational area" approach provides a method to assess land intensive facilities which require passive use of large land areas in proportion to their adverse impacts since most of the facility consists of open land. The operational area for this project shall be defined as that area covered by the pro shop, parking lot, range tees and the practice greens, totalling 4.2 acres for a current total fee of $45, 150. Further, in accordance with the Master Fee Schedule, Ordinance 2547, Council must find that a peculiar economic hardship or other injustice would result to the applicant which outweighs, when balanced against, the need of the City for revenue and the need for a uniform method of recovering the same from those against whom it is imposed. It is recommended that Council fmd that the partial payment of the fee corrects an injustice in that the fee collected is in proportion to the mitigation of the burdens of the development, as required by the Master Fee Schedule. Annual Pavment of the Fee All new developments are required to pay the full fee prior to building permit issuance; however, due to the temporary nature of this land use, it is recommended that the applicant be allowed to pay the fee annually in increments (based on 10% increments per year). The PDIF is based on a 20 year period, however, the need for expanded City facilities is caused by new development at the beginning of the period and, therefore, the 10% annual increment is recommended. The annual fee rate under this proposal for the initial years is $4,515.00 per year, however, the PDIF is revised annually and this increment may change from year to year if Council changes the fee. The initial PDIF fee payment would be based on the number of years of the "firm" base lease from the Port District. Thus, if Johnson International received a 5 year "firm" base lease before the Port District reserved the right to take back the property for another use, they would pay $22,575.00 (5 years at $4,515.00 per year) The following years' incremental payments shall be consistent with the interim land use of this project and would be paid at the PDIF rate then in effect. Staff believes that this yearly payment will offset any temporary impacts this development will have on the City's public facilities. Impact to the PDIF The current PDIF program (April 1993) will be effective for another year, after which the methodology for calculating the fee may change, at Council's discretion. When this parcel is developed to its ultimate use the new development will be charged at the new rate for the entire parcel's acreage less 'The Public Facilities Impact Fee in effect at the time was $2150 per BDU and defined the Clubhouse population factor to be 5.6 BDU's per acre as established by the supplemental Developmental Impact Fee Report referred to in Section 2(e) of Ordinance No. 2320. This Ordinance has been superseded by Ordinance No. 2554 which kept the fee at $2,150 per BDU but changed the population factor for a Special Land use to 5 BDU's per acre. 17<3 Page 4, Item I 7 Meeting Date 5/10//94 the acreage for which fees have been paid by the driving range. The PDIF, therefore, will not be adversely impacted by this temporary land use in the long run. If for some unknown reason the lease for the driving range is extended beyond the 10 year period, staff recommends the balance of the fee be due at that time. This clause will be included within an agreement between the City and the developer which has not been fInalized since the developer seeks to waive the fee prior to obtaining the lease. If at any time the developer is in non-conformance with the agreement for the lowering and phasing of the PDIF as outlined above, the City will be able to revoke the developer's business license. Notice Under Ordinance 2547, which adopted the Master Fee Schedule, Council must conduct a public hearing. The notice of the hearing is not required to be published. Notice is required to be given to the applicant and any other party or parties requesting notice. The developer, Johnson International, and the Construction Federation Industry have been noticed. Recommendation Staff concurs with the Developer that his intended use is "land intensive" and consequenlly recommends that calculation of a fee based on the entire acreage of the parcel would create a fee that is higher than the development's impact. Staff supports a fee based on the "operational area" to be paid in increments. Staff recommends that the developer be required to enter into an agreement with the City to make payments based on 10% annual increments. The annual increment will be based on the PDIF fee in effect at the time of payment, as adopted by Council. The fIrst payment shall be collected prior to issuance of a building permit and the following payments due in one year increments from that date for as long as the Developer maintains a lease on the property or until the developer has paid the full fee based on the 4.2 acres. Staff further recommends that Council authorize the City Engineer to execute said agreement with the developer for the collection of the Public Facilities Development Impact Fee in yearly increments. The fee reduction shall be contingent upon execution of the agreement. FISCAL IMPACT: Approval of the resolution will provide for the collection of $4,515 in Public Facilities Impact Fees annually and forego $148,350 in possible PDIF fees. However, if the full fee was levied, the Developer has stated they would not be able to pursue the temporary project and the PDIF would lose $4,515 annually until a permanent development takes place. The PDIF will not be impacted once the property is developed to its ultimate land use. TAlFile No.: HX-031 Attachments: A) Map of proposed development B) Letter from Developer requesting waiver/reduction ,,().,. :; ill/A) AJ GJ> WPC F:\home\engineer\agenda\lSOg.94 17'~ RESOLUTION NO. /7'18".> RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING PARTIAL PAYMENT OF PUBLIC FACILITIES D~ELOPMENT IMPACT FEES FOR THE PROPOSED MARINA GOLF CENTER (ASSESSOR'S PARCEL NUMBER 760-048-59) AND AUTHORIZING THE CITY ENGINEER TO EXECUTE SAN AGREEMENT WITH THE DEVELOPER FOR THE COLLECTION OF THE PUBLIC FACILITIES DEVELOPMENT IMPACT FEE IN YEARLY INCREMENTS WHEREAS, Johnson International is a prospective lessee of 14.7 acres of an 18 acre parcel located at the northeast corner of the intersection of J Street and Marina Parkway; and, WHEREAS, the prospective lessee is requesting that Public Facilities Development Impact Fees (PDIF) be waived for his proposed temporary golf driving range; and, WHEREAS, under Ordinance 2547, which adopted the Master Fee Schedule, Council must conduct a public hearing, which has been noticed for April 26, 1994; and WHEREAS, staff concurs with the Developer that his intended use is "land intensive" and consequently recommends that calculation of a fee based on the entire acreage of the parcel would create a fee that is higher than the development's impact and supports a fee based on the "operational area" to be paid annually in 5% increments ($2,257.50); and, WHEREAS, staff recommends that the developer be required to enter into an agreement with the City to make payments annually in 5% increments which annual increment will be based on the PDIF fee in effect at the time of payment, as adopted by Council with the first payment being collected prior to issuance of a building permit and the following payments due in one year increments from that date for as long as the Developer maintains a lease on the property or until the developer has paid the full fee based on the 4.2 acres; and, WHEREAS, staff further recommends that Council authorize the City Engineer to execute said agreement with the developer for the collection of the Public Facilities Development Impact Fee in yearly increments. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula vista does hereby approve the plan recommended by staff for the partial payment of Public Facilities Development Impact Fees for the proposed Marina Golf Center (Assessor's Parcel 1 )7"'> Number 760-048-59) as outlined in the Council Agenda Report dated and presented for Council app~oval May 10, 1994; and authorizes the Mayor to execute an agreement to be prepared by the City Engineer and approved by the City Attorney with the developer consistent with said recommendation, and which shall, at a minimum provide, and shall not have provisions inconsistent with, the developer's payment of the Public Facilities Development Impact Fee ("PDIF") prorated for 4.2 acres ("Prorated Acreage") of the 14.7 acres, and payable according to the following schedule: A. Commencing upon the withdrawal of building, permits, an initial payment in an amount equal to the number of firm years in the developer's initial lease with the Port District not including option periods ("Initial Term") times the current PDIF times the Prorated Acreage times 10%. B. Commencing upon any extension period ("Extension Term") of the lease which is for a multi-year period, at the beginning of such Extension Term, the payment in an amount equal to the number of firm years in the Extension Term not including option periods times the then current PDIF times the Prorated Acreage times 10%. C. For any year of oqcupancy by the developer after the Initial Term which is not covered by a multi-year lease, the developer shall pay, at the commencement of such year, an amount equal to the then current PDIF times the Prorated Acreage times 10%. The agreement shall adequately secure shall be made at the times indicated. payment Presented by John P. Lippitt, Director of Public Works C:\rs\Johnson 2 /7- " DIF Rate Full Lot Active Area Annual Fee 0.03 14.7 4.2 0.1 1 $10,750 $158,025 $45,150 $4,515 2 $11,073 $162,766 $46,505 $4,650 3 $11,405 $167,649 $47,900 $4,790 4 $11,747 $172,678 $49,337 $4,934 5 $12,099 $177,859 $50,817 $5,082 6 $12,462 $183,194 $52,341 $5,234 7 $12,836 $188,690 $53,911 $5,391 8 $13,221 $194,351 $55,529 $5,553 9 $13,618 $200,181 $57,195 $5,719 10 $14,026 $206,187 $58,911 $5,891 11 $14,447 $212,372 $60,678 $6,068 12 $14,881 $218,744 $62,498 $6,250 13 $15,327 $225,306 $64,373 $6,437 14 $15,787 $232,065 $66,304 $6,630 15 $16,260 $239,027 $68,293 $6,829 17-7)11-9 AnA~~ A I " II u l~lA~OOOO'ij IA .. ~O'ij~ fP[L,1A1NI liYAlb\U~UINJA\ @@I!.IF ~IEINI"ii'1E1Rl @Jg@If.l@[! JJ@IHIIN1~@1NI OINl'U'l!lf.llNlbl"ii'O@lNIbll!., UINI~. ~~I fl) SCALI: 1" . 1W (APPROX>> I 7, C; \' A\w.c.h. WI.~~ ~ c1J _.::. .,7,-.:..... :. .'" ...i ' ': ~ ,<- .. . 1 Sit. . L I,. ,;- .'~..'~, ...;~.pT April 8, 1994 ;;):'1 AFR 12 AM tJ: 45 Mr. Cliff Swanson City Engineer City of Chula Vista 276 Fourth Avenue Chula Vista, CA 91910 Re: Public Facilities Development Impact Fee for the Marina Golf Center (Proposed). Dear Mr. Swanson: We are the prospective lessee of the golf center project to be located on the east side of Marina Parkway on San Diego Unified Port District tidelands within the City of Chula Vista. We understand that the City of Chula Vista has a fee imposed on non- residential developments within the City equal to ten thousand seven hundred fifty dollars ($10,750.00) per acre - the referenced fee. We hereby respectfully request that the City of Chula Vista waive this fee for this project. The Pon Master Plan calls for this property to be used for industrial or business park purposes. Our proposed project is, therefore, an interim use and consists of a temporary golf driving range with a small pro shop and practice areas for chipping and putting. The entire site is approximately 14.7 acres but the "operational area" is only about 4.2 acres. The "operational area" is the area covered by the shop, parking lot, range tees and the practice greens. The balance of the property is the driving range which will be mostly grass, and substantially undeveloped. The Board of Port Commissioners granted conceptual approval for this temporary project provided the Port retain the right to cancel the lease should market conditions justify development of the parcel for industrial or business park uses as contemplated in the Port Master Plan. We believe we v.ill be granted a guaranteed minimum period of operation which will be three to five years. We also expect to obtain options to renew on an annual basis for a total of ten years after which the lease terminates. Due to the temporary nature of the project, and the mi~imal area actively used, we feel that the City fee should not be applicable to our temporary project, but be reserved for full payment by the ultimate and permanent user. This temporary project is a recreational amenity to the area and the minimallraffic it generates will be at "off peak" times. Any other impact will be minimal and "off peak". We realize this request is somewhat unusual but we believe the temporary use /7-/1/ ~J~ JnD. . .i.ucfff. gl.ea~~oul.e,va,d. .'/l..o/.tulak,~ ~ ,y.),9.i.l; .(oc'? ).9.93-.1.1(}() - /J Mr. Cliff Swanson April 8, 1994 Page two we will have requires a waiver in what was envisioned by the City as a fee for a permanent commercial use of City Facilities. Thank you for your consideration. GHj:cgb /7'/1 ~J~.Jb. . 5.Y.tOf!. Yka.PBOld.euad. YcoUMIaIe., ~ <f.'.!'.i.ll .(60.!' )998~1.f(J(J - INDWELLER INfrastructure Dealing with Waste WELL Earth Restoration a non-profit mutual benefit corporation May 10, 1994 Bruce Henning Director of Solid Waste Phoenix, AZ (602) 534-3333 Dear Mr. Henning, This not-for-profit corporation has been presenting independent studies to the City of Chula Vista for over four-years in the development of source- separated material resource recovery. Upon the request of Council we are gathering this information. Thank you for your cooperation. Q. Do you have a landfill and in what form of ownership is it in your jurisdiction of Phoenix? R. The City of Phoenix owns two landfills. Q. Do you have curbside recycling and how are the collection services contracted? R. Yes, the City has an implementation program at 80,000 homes. The City collects garbage and recyclables in four of five districts. One private company collects in one. Every seven years the City competes with private enterprise for one district. Q. What is the percentage of participation and the rate of recovery for recyclable materials? R. We estimate a 90% participate rate and because it is in it first program year, a final study of the recovery rate is not available. Q. Have you investigated transfer stations and Material Recovery Facilities? R. Yes, a transfer/MRF combination was open in Aug./Sept. 1993. 1. The transfer station for refuse receives the once a week collection of a two two barrel system. The MRF receives commingled recyclables another day of the week. A commercial waste collection for source-separated materials has also been provided a sort line. 1433 Nadon Avenue, Chula Vista, CA 91911-5513 PH~~~~~ ~! INDWELLER 2 of 2 pages B. H. AZ Q. How were these facilities evaluated and with what criteria? The University of Arizona, evaluated the components of the waste stream. The $125,000 study presented the criteria for development of a Transfer /MRF combination. Q. Under what circumstances would you find a transfer station necessary? R. If the distance of the landfills were greater than the 21-45 mile criteria of cost. The cost savings provided the capital costs of the facility. We will be retiring one of the landfills. &J ~-;2 INDWELLER INfrastructure Dealing with Waste WELL Earth Restoration a non-profit mutual benefit corporation May 4, 1994 John Labrie Director of Solid Waste Beaumont, TX 409-842-1483 FAX 842-1722 Dear Mr. Labrie, This not-for-profit corporation has been presenting independent studies to the City of Chula Vista for over four-years in the development source- separated material resource recovery. Upon the request of Council we are gathering this information. Thank you for your cooperation. 1. Do you have a landfill and in what form of ownership is it in your jurisdiction of Beaumont? 2. Do you have curbside recycling and how are the collection services contracted? 3. What is the percentage of participation and the rate of recovery for recyclable materials? 4. Have you investigated transfer stations and Material Recovery Facilities? 5. How were these facilities evaluated and with what criteria? 6. Under what circumstances would you find a tranfer station necessary? Your prompt response to these questions is greatly appreciated. Sincerely, Teresa Aland Executive Director 1433 Nadon Avenue, Chula Visla, CA 91911-~13 /) /J PHONE (619) 422-1145 FAX t!J~ U7rt - J --' '-' ,.8& Otg 1 %um;ont Mey 4, 1994 Ms. Terese Aland Executive Director INDWELLEA 1433 Necion Avenue r.hlll. VI.... (".II. 91911li5U Dear Ms. Aland: I have attempted to answer your questions on the attached sheets. The numbers rehrte to your qu"stion numbers. If I can be of further nslstence, pleese notify me. ninety, ~ -crie Director, Solid Waste Management . SOLID WASTE MANAGEMENT DEPARTMENT RECYCLING LEARNING CENTER P. O. Box 3827 BeaumDnt. Tex..s 77704 @. 1I'~INfl.I1I'/l4I1l"C:'r(:If;n>'..,:'1 {)~~~ ~t/ , '-" '-" 1 . LANDFILL The City of Beaumont owns end operates a 328 acre landfill that was. parroitted. - by the State of Texas. We have approximately ten (101 years of ramainlng life at the site. The site is located within the city limits of Beaumont. 2. CURBSIDE RECYCLING Curbside recycling Is provided to all single family households within the city. Recyclables are co-mingled in a twenty-four (24) gallon racycllng bin and placed at the curb for once-a-week collection. Collection personnel separate the material at the curb using a compartmentalized truck. Items collected are clear, green and brown glass containers, newsprint with advertising inserts, steel and aluminum cans, and plastic beverage containers. These Items are collected by Browning Ferris Industries (BFI) under a contract that requires BFI to collect and merket ell products. Revenues received from the sale of items are shared equally (50% - 50%) by 8FI and the City of Beaumont. The current cost is $1.43 per month per household on the route. There are approximately 33,000 single family households In the City. 3. RECYCLING PARTICIPATION Atl.l2 BlUe Qf BEC:;OVERY Participation is approximately 60% and approxlm8tefy~%-of-r6"5tdentla!-w.!!ste.m_.. Is recycled through the curbside program. NOTE: In addition to curbside recycling, we also collect yard waste at the curb end recycle It through a composting operation that is located on the landfill. Approximately 175.000 cubic yards of yardwaste enters the compost site annually representing 25% of the waste stream. 4. TRANSFER STATIONS lISJ. Atl.l2 MATERIAL RECQVERY FACILITIES 1MBEl We have not investigated the use of TS because we own e landfill that is located In our city. Our furtherest haul distance from a collection route Is eight (81 miles. We have Invastlgatad a MRF. It was determined that a MRF's capital and operating cost as compared to our landfill cost was not beneficial. The malar reason is that we own our landfill and disposal cost is only $12 per ton. Looking long range, the cost of land In our area is relatively cheap so It will be beneficial to site a new landfill in the future. We also determined that a landfill . will always be needed to dispose of residual waste from a MRF or ash from a burning plant. We will continue to monitor the cepltal and operating cost of a MRF because {)4~ ~,~ User: Application: Document: Date: Time: Printer: PrintMonitor Fax 5/10/94 2.06 PM Tuesday, May 10, 1994 3:13:21 PM HP LaserJet vA ~ t . , . '-" --- Page 2 we feel that technology and market competition will lower cost In the future. At this time the cost out weighs the benefits for our city. We are seeking to achieve waste reduction in other ways that are more cost effective. 5. See #4 above. 6. NECESSITY QE A TRANSFER STATION Based upon my knowledge and experience, e transfer station's purpose is to reduce the number of trips to a disposal site. EXAMPLE: Waste collection trucks that have a capacity of 20 cubic yards must haul the waste to a disposal site that is 50 miles lIway. Locating a transfer station within 10 miles of where the waste is collected will reduce milaage and manhours rSQuired to go to the disposal site for ell collection trucks. Wasts from four or mora collection trucks can be transferred to a .ingle tractor/trailer rig that makes only one trip to the dispoSllI site. In summary, a transfer station may be beneficial if the disposal site is a long distance from the collection areas. A COst/benefit analysis is necessary. Factors considered ere capital and operating cost of trensfer station and cost savings eChiaved by reducing distences collection trucks travel. {/~ ~. 7 INDWELLER INfrastructure Dealing with Waste WELL Earth Restoration a non-profit mutual benefit corporation May 4, 1994 Frank Espino Supervisors of Solid Waste Management Lubbock, TX 806-767-2485 F~ Dear Mr. Espino, This not-for-profit corporation has been presenting independent studies to the City of Chula Vista for over four-years in the development of source- separated material resource recovery. Upon the request of Council we are gathering this information. Thank you for your cooperation. Q. Do you have a landfill and in what form of ownership is it in your jurisdiction? R. City owned. Q. Do you have curbside recycling and how are the collection services contracted? R. Municipal Ally System of land use for utilities, three cu yd. bins for residential use, with one bin to every 4 households, blue bag commingled recyclables set by dumpster for once a week pick-up with refuse pick-up twice weekly. Q. What is the percentage of participation and the rate of recovery for recyclable materials? R. First year of citywide curbside recycling was 40%,with increases from last-year's 4% from a population of 190,000. Q. Have you investigated transfer stations and Material Recovery Facilities? R. No, because of the close proximity of the landfill only 3 miles North of City. Tipping fee 18/ton plus a $1.25 to State for Subtitle 0 requirements. Revenues to an enterprise fund from monthly fees. 1433 Nadon Avenue, Chula Vista, CA 91911-551\ I:? ~ ,,/ PHONE (619) 422-1145 FAX c:;7~~. - y INDWELLER page 2 of 2 EE. TX Q. How were these facilities evaluated and with what criteria? R. Three pilot programs were implemented. Two as drop- off, one as a permanent site, and one mobile drop-off collection, Third program was the blue bag system. Findings based on amounts recovered, and participation rates. Q. Under what circumstances would you find a transfer station necessary? R. Distance, and infrastructure. vA~ -;; DocumeRt: hM 5/11/94 4.13 PM, From: 511 235 1198, Created: 5/11/94 4:13 PM 1....,1 J.U J..J.J'" J...........J .....'~1 ....."- nLJIu.n ......LtJ c.....J..J tJ.L.JU I.U.L Page I of2 Gw<-.h.w.....- - !, I -x-l -fk.."../s-q' ~>~. d I ~(..+tu draft sent by (u tor quick con..nent, please. May 10, 1994 Mic}lee1 Brown Brown, Vence, and Associates 120 Montgomery Street, Suite 1000 San Francisco, CA 94104 ~~'. MiYf\k0r---Pr-Li\N>(J pt) Dear Mike: Urban Ore has been contacted by Teresa Aland, a recycling activist and entrepreneur who has proposed a serial materials recovery facility for the City of Chula Vista. After reviewing the site plan and design she sponsored, we think her proposal has merit and deserves to be evaluated seriously. However, today she sant 118 an analysis by Brown. Vence, and Associates that recommends against the Serial MRF concept that Ms. Aland has proposed. There are levera! statemanta in the BV A report that I beUeve are misleading or inaccurate. I would Uke to take this opportunity to comment on them. . It is true that the serial MRF "requires a major shift in solid waste practices." But that is exactly the intent of California's AB 939, as revised. The shift. that AB 939 requires is the shi4 from managing discards'as waItes to manaaingthem al resources. We think the serial MRF could help make this shift occur reliably and cost-effectiyely. . Tbe serial MRF relies on -small business cooperation-, and for that matter also on the cooperation oflarge businesses, institutions, and the general public. The tone of the BVA 1'8port SUiPsts that this is a disadvantllie, but of course it is not. Operatore in a serial MRF succeed by meetitIi the needs of their customers, exactly as any other kinds ofbusines6eS do. We use favorable rates, communication, and convenience to pull materials away from wasteful destinations. . The BV A report suggests that the serial MRF has been tried "on a small scale, (but) notmon the large scale that Chula Vista would 1'8quire.. As you know, the serial MRF that operate. in Berkeley is a regional facility that operates in close cooperation with a ma,jor refuse transfer station. When we surveyed six major materials recovery operators in the Berkeley RMDZ last year, we found that they employed over 90 people fulltime, handled about 85,000 tons per year, &~ ~ . ---)tJ Document: Fax 5/11/94 4.13 PM, From: 511 255 1198, Created: 5/11/94 4:15 PM IIMI A.IU J....J..J'"t J.......'"t.... Ul'.un~ Ul"_ M.LIfI.lI' .....L1tJ IC....,J.... IUJ......V 1.t:.J<:. Page l ofl and generated about $8.5 million in total income. Since then, most of these operators have continued to expand their throughput. Although we know the Berkeley serial MRF is not complete, I submit that collectively we are having a considerable impact on reducing the waste stream in our area. .. I have not read the written part of the Mother Aland proposal, but I can tell you that developing markets for recovered materials is something that each business in the Berkeley serial MRF takes full responsibility for. We do not rely on the City or County to sell our products for us, as your analyst seems to imply. One of the reasons we have been 80 successful over the years is that we have developed high quality feedstocks and products that move well in the marketplace. .. We believe that there are many serial MRFs operating in the United States, znost of them not on contiguous sites but rather in decentralized regional clusters. The problem of finding working examples is basically one oflearnin&' to recognize the geographic patterning of these source. separated materials recovery business clusters. The name. "serial MRF" was coined by Tom Padia, Recycling Coordinator for Alameda County. I hope that these remarks help to restore the validity of the serial MRF as an option for the City of Chula Vista. A feasibility analysis could show how the various components of the serial MRF milfht be conillfured given the discard . composition ofChula Vista, and the location and functions of the materials recovery businesses already operating there. Sincerely yours, Daniel Knapp, Ph.D. President and General Manager cY~~-// TOTAL P.02 .. W N .... ~ . 'G') i> ' '"'0 '0 iQ i!il ,en '"Tl '0 '0 ,.=(i) 1Z :0 j..... liD .~ :.0' :0 !i" :p) i-f 8 i.=1: l,~ iZ 1;:! i-8.. 1'< !'< ~~ lt: i.lm- l.:i i:J i)> '..... 0 -, c:: . - . '0 i)> i 0 '::J '('i ,< "'~ c: i.... ;en '.'_ 'r- ,;:I. ",'m ',O! 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CONSULTING ~ I \ \ I, ,/ R,gUSE EMPOR.!UM. ...fEWER 1REASURES WOULD BE' "fURNED INTO -rRASH. For more than a decade, Urban Ore's employees and customers have been serving as just such a jury. We prevent reusable goods from being wasted, conserving the materials, energy, and skill emodied in them. Urban Ore salvages still-useful things discarded onto the City of Berkeley's transfer station floor. We also buy some reusable goods for trade credit or cash, and accept others as free drop-offs. People who dispose of unwanted goods at Urban Ore reduce their dump fees or even earn a few dollars. Those who buy things find vintage and modern goods at bargain prices. Very little that Urban Ore accepts goes to landfill. What others say about us... .....8 precedent-setting recycling operation still growing vigorously in Berkeley, California." - J. Baldwin in the Whole Earth &olog Best Dropofr, 1990 (award) - California Resource Recovery Association Best Salvage Yard, 1990 (award) _ San Francisco Bay Gumdian newspaper "Urban Ore, Inc., is one of ibe most successful reuse organizations In ibe U.s." - Material Reuse Facility Design Project. Wbatcom County. Washington Solid Waste Division. Prepared by Sound ResoUICe Management Group. Inc. Best second-hand furniture store, East Bay, 1992 (readers' choice) _ San Francisco Bay Guardian newspaper recycled paper tJ~~.I'I URBAN ORE'S DIVISIONS GENERAL STORE At the General Store, a 17,OOO-square-foot ware- house, we carry stock that changes quickly but usually includes furniture, rugs, housewares, books, tools, bicycle parts, books, art, records, antiques, jewelry, hardware, kitchen cabinets, and office equipment such as typewriters, desks, chairs, and ruing cabinets. Manager: David Seabury. 1333 Sixth Street, Berkeley, CA 94710 (510) 559-4450. Open 8:30-5:00, 7 days a week. DISCARD MANAGEMENT CENTER Conveniently located ahead of but next to the Berkeley transfer station, the Discard Management Center is where we receive dropoffs of reusable goods and scrap metal, and where we recycle appliances. We do not sell items at the Discard Management Center. Manager: David Seabury. 1231 Second Street, Berkeley, CA 94710 (510) 559-4451. Open 8:30-4:30, 7 days a week. INFORMATION SERVICES Through Information Services, we answer inquir- ies about Urban Ore, conduct recycling research, distribute publications, and work on a consulting basis. Manager: David Stem. 1333 Sixth Street, Berkeley, CA 94710 (510) 559-4454. Open 8:30-5:00, Monday through Friday. * BUILDING MATERIALS EXCHANGE At the Building Materials Exchange, a two-acre outside salvage yard, we trade in vintage and modern doors, windows, lumber, sinks, tubs, toilets, bricks, tile, glass, pipe, and hardware. Manager: Claudio Osomio. 1333 Sixth Street, Berkeley, CA 94710 (510) 559-4460. Open 8:30-5:00, 7 days a week. OUTSIDE TRADER Our Outside Trader offers a convenient pickup service for people who have certain types of reusable goods to dispose of but cannot or do not want to bring them to our sites. The Outside Trader may pick up a few items to help someone clear out a storage space, liquidate an estate, or responsibly dispose of excess building materials from a construction or remodeling job. Manager: Rosemary Galiani. 1333 Sixth Street, Berkeley, CA 94710 (510) 559-4461. Open 8:30-5:00, Tuesday through Saturday. CORPORATE STRUCTURE Urban Ore, Inc., became a California "S" corpora- tion in July 1981. Its Board of Directors: Daniel Knapp, Ph.D. - President Michael Casady - Vice President Mary Lou Van Deventer - Secretary * * "Recycling is a form of disposal. If you had to dispose of your parents' estate, you wouldn't lump it all together, dig a hole, and bury it. You would parcel it out in an organized way. That's how recycling disposes of things. " - Daniel Knapp, co-founder and President of Urban Ore ?J~ ~ -I:) URBAN ORE. INC. . 9/93 . Contact: David Stem at (510) 559-4454 PURPOSE We reuse Urban Ore's primary purpose is to keep reusable things in circulation and out of the dump. First we divert goods from landfIll by accepting or buying them before they are dumped. But if still-useful things are dumped at the City of Berkeley's trans- fer station, we are licensed by the City to salvage them from the dumping floor. We sort our incom- ing goods, price them, display them, and sell them to customers who repair them or reuse them as-is. Our kind of reuse facility differs from traditional salvage and secondhand stores in that it is dedi- cated not to selling a small, highly salable inven- tory, but to handling as much volume as possible in all ranges of quality. Our reuse center is de- signed not to maximize profits but rather to pre- vent waste and minimize landfilling. Reuse conserves more energy and materials than recycling does because discarded items do not need to be broken down chemically or mechani- cally and then reconfigured into new products. Instead, reuse simply uses a product again in its original form. Doing so also conserves the skill and cultural value inherent in an item, thereby conserving more economic value than recycling does. For example, a filing cabinet may be worth one dollar as scrap steel, but one hundred dollars as a piece of office furniture. ~. .: . .ro"~ We recycle When we cannot sell an item for reuse, we try to scrap it for recycling. We recycle metals, wood, glass, paper, and ceramics - porcelain, brick, and concrete. We spread the word To encourage more effective recycling elsewhere, we exchange theoretical and practical information with other businesses, with governmental agen- cies, with activist and community groups, and with individuals trying to change the way their area handles discards. Through our Information Services division, we respond to public inquiries, conduct recycling research, speak around the country, distribute publications, and work on a consulting basis. Urban Ore's consulting services are based on a belief that discards should be managed as a supply of refmed resources that can contribute to ecologi- cal sustainability,local economic development, and overall social value. ORIGINS City-sanctioned salvaging in Berkeley goes back to 1923, when the City opened its municipal fill in San Francisco Bay and the contracted operators ran an informal salvage effort. Urban Ore's founders started salvaging in 1979, when they took over the contracted operator's small salvage and sales operation. They incorporated as Urban Ore in July 1981. The salvagers pulled reusable items from the material that small haulers and self-haulers brought in, then sold these goods right there at the landfill. They did not salvage from the packer trucks, because the packers' hydraulic systems crush and mix discards, rendering them unusable. In 1979 the tipping area was a pit, and any goods not destroyed on impact had to be hoisted back out to be recovered. In California's wet winters, the pit collected water and became a muddy sink. Later, when the landfill operators fIlled the pit and created a flat tipping area, fewer goods were destroyed, and working conditions improved. Not everyone goes to a landfill to shop, however, so Urban Ore opened a dropoff-buyback and sales center on a commercial street in Berkeley. That site grew into our Building Materials Exchange (BMX). Then, when the City of Berkeley closed its landfill and opened a transfer station in town, we moved our landfill salvaging and sales area there. This became Ollr Discard Management Center. tJ~~.~/t URBAN ORE,INC.' 9193' Contaot: David Stern at (510) 559-4454 URBAN ORE TODAY Today we continue to salvage from Berkeley's transfer station under City license, as well as to receive dropoffs next door at our Discard Manage- ment Center. In October 1991 we moved the DMC sales area to our new General Store, a large warehouse next to our Building Materials Ex- change. This 2.2-acre combined site is one of the nation's largest and most diverse reuse centers. Bay Area residents and businesses can now conveniently dispose of and purchase reusable household goods, furniture, office equipment, art, books, music, collectibles, and building materials in one location. We also frequently pick up materials from busi- nesses, homes, and construction sites. TONNAGES Most of the material we process is delivered to our yards by homeowners, businesses, and small haulers. We do not weigh this material, so an accurate measure of our tonnage is unavailable. We do know, however, that we salvage about 325 tons a year from the transfer station, and we pick up another 300 tons a year on outside jobs. All together, we estimate that we process about 3,000 tons of material a year. GROSS SALES Our most accurate long-term measure of effective- ness is our gross sales; rising sales suggest that fewer goods are going to the landf1ll. Gross sales have risen steadily since we opened, and in 1992 we sold more than $1,000,000 worth of materials. SAFETY People often ask us whether salvaging from a transfer station is dangerous. Like any business that moves materials with heavy equipment, it has hazards. But we have never had a serious accident in over 12 years of salvaging because we strictly follow safety principles. CUSTOMERS The typical Urban Ore customer...isn't! We see remodeling contractors, landlords, homeowners, real estate agents, property managers, building maintenance people, students, artists, collectors, discard haulers, teachers, electronic and computer enthusiasts, home repair people, gardeners, retired people, inventors, flea market vendors, and people who resell items in established secondhand and antique businesses. Some of our customers shop at Urban Ore almost daily. EMPLOYEE BENEFITS Urban Ore employs 20 staff. The company en- courages high levels of motivation, cooperation, self-discipline, and good judgment in its employ- ees by paying them well. In addition to hourly wages, all employees share equally, according to hours worked, in a bonus pool based on tonnage received and gross sales. All fulltirne staff are eligible for a company-paid health plan for em- ployees and all family members. LOCAL ECONOMIC BENEFITS Urban Ore contributes to the local economy by creating jobs (20 and growing) and collecting sales taxes for state and local jurisdictions (over $80,000 in 1992). We also pay considerable sums to people who sell us their goods. In 1992 we paid out more than $150,000 in cash and trade credit. Our suppliers and customers are almost all local, so the vast majority of our economic impact is in the local community. Since we do not repair or ref'tnish the materials we handle, local craftspeople and tradespeople earn income from adding value through reconditioning. We also donate money and goods to local schools, artists, and community groups. ()~~ .-/7 URBAN ORE. INC. . 9193' eon....: David Slern at (510) 559-4454 DANIEL KNAPP, DAVID STERN, AND MARY LOU VAN DEVENTER Commodity buyers don't like dirty materials. That's why the cleanest, most predictable supplies bring the highest income. It also explains why re-users and recyclers not only prefer to keep unlike materials separate, but search for smaller sorting fractions that can be sold for higher prices to specialized niche markets. 42 . MSW MulquIeat ne handbook on metal scrap lists over 170 subcategories. each an element or an alloy, each with a handling proto- col that is common to the industry. Recent literature on textiles reclamation (called the "wiping cloth" or "rag" trade, although it is much more than that) suggests that more than 100 product categories are routinely rec- ognized. These recycling industries have been around for hundreds, if not thou- sands, of years. They are healthy, and they have a voracious appetite for discarded materials. As newer reclamation industries get under way, the same kind of product dif- ferentiation is happening in each ofthem. Back in 1982 when Urban Ore started one of the nation's first brush composting busi- nesses, it had one product for sale - uncomposted mulch. When it closed in 1986, it had a half-dozen. A spin-off soil- blending company, American Soil Prod- ucts, now sells over 30 products. This increasing complexity is clearly necessary for the economic health of recycling, or it would not be so generalized a phe- {!}~~I -IV nomenon across such a wide range of . materials. But processing and fine sorting take space, so recycling is a space-inten- sive business. The spaces have to be appro- priatel y sized and configured for the mate- rials to be handled, or production is automatically curtailed. Waste Management and Commingled MRFs Are More Compact Managing discards as wastes has the space advantage in town. Pursuing the goal of fast handling with minimal recovery has led to the pit-type transfer station, the incinerator, and the sanitary landfill, which treat most kinds of material as though they were the same and use a single space. Working upstream toward the source, effi- ciency has been produced using increas- ingly sophisticated collection and pack- ing systems. Where rural landfills are space~intensive, in-town or nearby trans- fer stations and incinerators are compact. Materials already compacted in trucks are speedily and efficiently dumped, then crushed again to compact them some more. They are then taken out of town to be landfilled. March/April 1994 I I , , ! ' i " , There are endless variations in the for- mula, but mixing is the common denom- inator. It is natural,therefore,that as waste managers have moved into recycling, they have brought along some techniques of waste management complete with spatial advantages. Indiscriminate mixing has been cut back to limited mixing, called commingling. It has generated commin- gled-materials recovery facilities, garbage composting plants, and recovery systems for construction and demolition materials, which unfonunately stan to operate only after structures are smashed up and their pans rendered useless. II strategies can work, but some will run into environ- mental difficulties and others i'nto technical and design problems. All can produce resources, but many products have limited uses because,of contamina- tion or minimized value. All can make money. but some may not survive unless operators can lock up market share, ser- vice fees, and financing. Can they compete over the long haul with more space-intensive systems that process source-separated materials? It remains to be seen, although early indi- cations are that source-separated process- ing offers enough advantages to overcome its spatial disadvantage, especially if the components are decentralized. Much depends on whether the competition is encouraged or even allowed to develop fur- "This serial MRF has become a regional draw for materials" ther. Significant issues such as flow con- trol are currently being tested in the couns and legislatures. So far, garbage and waste technologies have been losing, pUlling more pressure to' perform on recycling systems that handle either commingled or source-separated materials. A Big Idea Needs a Big Space Maximum recycling is a big idea. Many recyclers believe recovery rates on the order of75% are feasible. A few go all the way and think everything is potentially recyclable, given a few product bans and continued progress in designing for recy- clability. Recycling, however, is space- intensive in the increasingly crowded cities. The questions are, how much space is required, and where will it come from? The literature on recycling is all but silent on the broader issues of economics and geography, but the impression is that if operators were interviewed in depth on obstacles they face now or have faced in the past, finding and holding onto decent- sized sites would be among the most dif- ficultto overcome. Recycling's history and development in Berkeley, CA, illustrate the point. Mate- rials recovery in Berkeley was designed only in pan by coherent central planning. It evolved largely as a collection of inde- pendent businesses whose owners made decisions based on self-interest and com- munity service. The res~lting system func- tions well. But shonage of space has been a continuing difficulty, eventually solved (to the extent that it can be solved) by decentralization. The reason space is dear is that Berke- ley is embedded in a metropolitan context. 44 . MSW Mlnqement ,\.~~~ $@Il(UJ7r$O~~ We have the experience and capability to customize or combine our equipment for special applications · Glass lit Can Crusbers · Magnetic Separators · Can Blowers · Plastic Perforators · Conveyors Circle #48 on Reader Service Card ~~~. -Ie; Call for details on custom designs for special applications or problems The C.S. Bell Co. $' P.O.Box 291. TIft1n. Oft 44883 U.S.A. Phone: 419 448-0791 I'AX: 419 44IH203 March/April ]994 " ., , i .; :1 !: I' , , , , I I ! . i 1 I I r I I I II j i , I! I l I I It has 103,000 residents in 43,000 house- holds packed into 10,9 sq, mi., a density of nearly 10,000 per sq. mi. Although the quality of buildings is similar to many other places, real estate prices in Berke- ley have been among the highest in the nation, on a par with New York City or Honolulu. There is no usable rural hinter- land. Berkeley is bounded on the east by parkland and on the west by San Francis- co Bay. To the north, south, and across the bay are over 70 more cities and about 7 million more people. In 1983, Berkeley's 90-acre 400 tpd bayfill closed to become a park, and the city opened an in-town transfer station occupying the equivalent of three city blocks. The site had originally seemed plenty big to the city's waste managers because they intended to provide only lim- itedon-site space for recycling. Their plan was to build an incinerator and haul the residue to a rural landfill, and space for a small recycling depot was included. But citizens voted down the incinerator option in 1982, leaving materials recov- ery and long-haul to fill the service void and the site. When the facility opened in 1983, it housed not only the buyback, but also a re-use business and the citywide curbside recycling collection service for source- separated materials, along with the city's flat-floor transfer station. But even with more than half of the site allocated to recycling, there was not enough land in the transfer complex to house all the operators who might have wanted to locate there, and only four mas- ter categories out of 12 could be accom- modated. (Master categories are major categories of material; in this case reusable goods, paper, metal, and glass.) Mean- while, Urban Ore's 6,000 cu. yd. per month compost farm sat on 6 1/2 acres of the old landfill, and at least three other re-use operators were active on private parcels near the transfer station. How Source-Separated Processing Configured Itself in Berkeley Before the new transfer station opened a decade ago, all the recycling businesses in Berkeley were based firmly on source separation, Most of the operators had developed close working relationships dur- ing the incinerator controversy. One design principle they had all agreed on was that re-use and recycling should be "front-end systems," meaning they should be physi- cally located at the head of the disposal line. Mark Gorrell, an architect and recy- cling activist, put these ideas on paper in a facility design that was widely circulat- ed at the time and published later in the Sierra Club's Sierra magazine. Customers would reach the refuse transfer station only by driving past long rows of bins for separated materials on either side of a broad apron. orrell's design could have been built on the site, but only by abandoning the original site plan while keeping the transfer station building. In the design the garbage option was clearly at the end of the line for cus- tomers. Haulers entering the complex would have their choice of unloading areas, which could be organized to recei ve a wide range of discarded materials, The biggest difficulty with the design was that it assumed a lot of off-site processing space that didn't exist. In the end the city accepted some of the ideas but not others. The few operators per- mitted onto the site configured it to their processing needs. The Ecology Center, which provided citywide curbside recy- cling collection for cans, bottles, and news- 46 . MSW Ma"""'" quality bales than a two-ram baler, it produces them last- er as well. And priced about $200,000 less than many . two-ram systems, the 8043 is the best buy in the busi- ness lor baling recyclables. Find out how our nationwide sales and service network can help you with all your baling needs. AMBACo- 8043 Serle. wlds mouth auto-tier 1M,.,. AMERICAN BALER For more inlormation on how to make the best-quality bales at a single low price that's twice as nice, call 1-800-843-7512, or in Ohio, call 419-483-5790. And be sure to ask lor your FREE video. COMPANY Circle #5/ 011 Reader Service Card (}~~ ~;20 March/April 1994 When baling recyclables, two rams are just too many. That's why American Baler developed the AMBACO 8043 single-ram baler. It produces denser, better quality bales laster than convention- al two-ram balers, lor about half the cost. By lorming bale against bale, our unique extrusion chamber design eliminates the need lor a second ram. The 8043 produces maximum p.s.i. on the ram lace every stroke, lor denser, top-quality bales, Only this system enables you to vary bale lengths, and change grades quickly without bale contamination, maximizing throughput, productivity and profitability. Not only does the 8043 produce better RECYCLE IT... PROFITABLY. paper, used the site for unloading, processing, parking, and main- taining its truck fleet. Community Conservation Centers, which offered dropoff and buyback facilities for the same materials, designed and operated a baling facility that processed the Ecol- ogy Center's materials as weU as its own. The two operators, both nonprofits, shared a site manager. Urban Ore initiaUy used about an acre to seU re-usable goods that it received as dropoffs or that it salvaged from the trans- fer station's flat floor. It also processed scrap metal, as did the city's transfer station operator, Browning-Ferris Industries. he operations grew slowly at first, partly because the city and its recycling operators were engaged in a political conflict that took several years to run its course. A casualty was the Urban Ore Compost Farm, forced out of business in 1986. One princi- pal difficulty was that it was supposed to move off the closed landfiUto make way for a park, and it had nowhere to go. BFI's operating contract ran out, and the city took over the transfer station. In 1989, the city took the initiative and brought the trans- fer station's recyclers and its own refuse division together in a working group to discuss strictly managerial issues such as internal boundaries and site redesign. The group's charge was to find a way to accommodate expansion and new equipment within the finite transfer station complex. This working group laid the groundwork for a comprehensive and continuing pro- cess to redesign and refit the whole facility. There have been at least a dozen configurations of the facility so far. Another development is that the city has now joined the ranks of recycling operators by selling up new collection pro- grams of its own. Its curbside crews pick up yard debris using a pay-by-the-bag system, and it coUects recyclables from com- mercial accounts such as Berkeley's 700-plus restaurants. The city has also set up a used-oil and oil-filter reclamation depot just after the transfer station fee gate, and has arranged for the nonprofits to process some of its curbside materials on-site and then seUthem as well. Expanding services have squeezed the operations. In 1991, a privately owned warehouse became vacant. Urban Ore leased it and moved its retail operation off city land, retaining only a small part for scrap processing. That move aUowed Ecolo- gy Center to expand its space, its curbside fleet, and service, adding mixed paper, cardboard, and magazines to its weekly curbside coUection. ack of space eventiJaUy forced Recycled Wood Products to close its Berkeley operation. The clo- sure came too early for the company to move onto an even smaUer piece of city-owned property being groomed for wood and plant debris processing. That property was still undergoing toxics remediation at the time; Berkeley expects an operator to be on the site some- time in 1994. Meanwhile, the city takes its collected yard debris across the bay for processing at the Marin Sanitary Service materials recovery facility, but landscapers hauling bulk loads of brush have suffered another interruption of shred- ding service, and another recycler has been forced to close for lack of space. During this development, other recyclers in Berkeley were expanding their tonnages on private land. Omega Salvage, which deals in high-end used and antique building materials, opened a second retail store a block from its first one along the commercial strip on San Pablo A venue. It bought out a former salvage operator who had gone into catalog sales of reproductions and no longer wanted a retail outlet. American Hustler Conveyor designs and manufactures complete turnkey systems that turn SOUd waste into profits and that meet your volume requirements and budget. Just give us your specifications and we'll provide you with a complete resource recovery system totally inte- grated for superior operating efficiency, long service life, and profitability. We'll also proVide individual sys- tem components to meet your replacement or expan- sion needs. /!!!:!?!!!!:- 4985 FyJer Avenue 51. Louis. MO 63139 Phone: 314/352.6OOQ Fax: 314/352-0355 READ IT... FREE. Hustler Conveyor offers you its detailed product literature absolutely FREE. Products include custom and turnkey solid waste or scrap recovery systems or individual sys- tem components; steel bett conveyors, chain driven rub. ber belt conveyors, flat belt sliders, oscillators, magnets, trommels. bale breakers, vibratory screens. turntables, stackers. A-frames, and more. Hustler Conveyor guarantees you an economical, cost saving system that will provide years and years of effi- cient, reliable operation. /!!!:!~- 4985 Fyler Avenue 81. Louis, MQ 63139 Phone: 314/352-6000 Fax: 314/352-0355 Circle #52 on Reader Service Card 48 . MSW Management I , i ~ t r ~ \ cJ~ ~ -;2/ March/April ]994 Soil Products began composting and sell- ing shredded plant debris and wood feed- stocks from Marin Sanitary Service. Urban Ore began hauling scrap ceram- ics to American Rock and Asphalt's quar- ry in Richmond, where old toilets and bricks are made into sand and gravel. " A 1993 Profile of Berkeley's Serial MRF The opportunistic development of a clus- ter of discard-handling facilities has become a regional draw for materials. The recycling businesses refer customers and materials to each other, and togeth- er they have combined to form what fits the definition of a materials recovery facility despite the relative absence of commonly cqnceived-of features: elab- orate elevated picking lines housed in huge buildings; a single, well-capital- ized operator; and fleets of collection trucks dumping grossly commingled materials onto floors or belts for sorting by hand or machine. The most recent redesign of the recy- cling-transfer part of the city-owned facil- ity does call for two small picking lines, one limited to containers and the other to paper. These two picking lines are pri- marily dedicated to "negative sorting" for curbside-generated materials. The purpose of a negative sort is to remove minor con- taminants to meet the highest quality stan- dards, not to separate one commodity from another or from garbage. om Padia, Alameda County's Recycling Coordinator, sup- plied a name for the type of MRF it has become. "You could call it a serial MRF," he suggests, "because haulers unload at a series of tipping areas," refer- ring to the sequential performance ofmul- tiple operations. Indeed, multiple pro- cessing operations arranged in sequence are what serial MRFs are all about. The idea of the serial MRF was pre- sented at a national meeting of recyclers in early 1993, where SCOll Bernstein of Chicago's Center for Neighborhood Tech- nology offered to fund a study of the phe- nomenon, which was completed in Octo- ber. The results were distributed at the National Recycling Congress meeting in Nashville, TN. The study was limited to six business- es located close enough to the transfer sta- tion and with sufficient size to be perceived by an average materials supplier or buyer as being a part of the serial MRF. This excluded about a hundred small re-use businesses, including a 15,000 tpy horse- manure composting operation at a region- al race track, on-site recycling by busi- nesses such as grocery stores and auto repair shops, and ceramics processing at local quarries. The six serial MRF operations have various ownership structures, including one proprietorship and five corporations, which divide further into a municipal cor- poration, two private nonprofit corpora- tions, and two private for-profit corpora- tions. All together, in 1993 the six operators occupied about 10 acres ofland, offered haulers 19 different tipping areas for unloading, and diverted about 83,000 tpy from being landfilled. Much of it was generated outside Berkeley. They also pro- duced about $8.5 million in cash flow and employed 94 people full time. For perspective, the city's refuse divi- sion now hauls about 90,000 tpy to land- fill (only 7,000 tons more), employs 90 people full time (4 fewer people), and has an annual budget of about $11 million ($2.5 million more). The essence of the serial MRF is a series of tipping or processing areas where separated materials may be unloaded. I,r:,..#",..,. COMPOST WI4U~ World's Largest Manufacturer of TURNERS 3 TYPES to choose From: 250 thru 4250 tons per hour PROVEN DEPENDABLE -operating at hundreds of sites world wide SIMPUCITY - less moving parts -less downtime . DURABIUTY . heavy duty drum with flxed flail design FLAILS. the heaviest on the market VERSATILITY - operating on unimproved sites Is a breeze for the Wildcatl MOBILITY. use a standard trailer without the need for over size permits. TURN . FLUFF . AERATE . PULVERIZE . BLEND Wildcat Compost Turners are used worldwide, by contractors, state and local municipalities, mllltary establishments and foreign governments. MAKING MOLEHILLS OUT OF MOUNTAINS FOR OVER 20 YEARS 50 . MSW Mo_ Circle #73 on Reader Service Card /1)_ /J /' V/'J-dV( ~ -:2;;' MarchlAprill994 Because so many of the Berkeley opera- tors have had to find land wherever they could, the precise sequence of unloading depends on what is most convenient for the hauler. This in turn is influenced by what materials are being hauled and espe- cially on how they are packed into the truck. Haulers respond to the varied menu of recycling options by packing their loads so they are stratified with a particular unloading sequence in mind. Then the hauler visits each relevant recycling facil- ity in turn and gets rid of residue at the refuse transfer station. The primary reason haulers take the trouble to load their trucks according to an unloading sequence is that it saves them or pays them cash, or both.' Eco- logical considerations are clearly sec- ondary, although they playa role and con- tribute heavily to goodwill. It feels good to do good, when doing good is afford- able. Typical suppliers include small busi- nesses, contractors, homeowners, prop- erty managers, real estate people, and scavengers driving an assortment of auto- mobiles, pickups, vans, trailers, and big- ger trucks. The reward of cash savings or pay- ments is, however, reserved for those who can meet the recyclers' specifications. Operators inspect and scrutinize both loads and unloading behavior. People with loads that are too contaminated sometimes have the option of going off-site to clean up their loads, but mostly they are directed to the Each of the recyclers is a specialist, with more to gain from cooperation with others than from competition refuse transfer station, where they are cur- rently charged $57 per ton. Hauling is a cash business and cash savings translate immediately into money in the pocket, so most haulers learn quickly how to load and pack following advice given them by staff at the sites. Specialization Produces Cooperation, Quality Products, Economic Growth Each of the recyclers is a specialist in col- lecting, processing, and marketing certain materials. Where there is overlap in the materials received, there is still consider- able specialization as to how they are han- dled. For example, Community Conser- vation Center stays with dropoff and buyback, and Ecology Center does resi- dential curbside exclusively, while the city's curbside efforts concentrate on com- mercial accounts, principally restaurants. The result is a pattern of niche business- es with more to gain from cooperation than from competition. All operators are acutely aware of the quality imperative. They limit contami- nation by insisting on source separation as a condition for accepting materials, and by further cleaning, sorting, and upgrad- ing materials as necessary to make them even more desirable to downstream buy- ers. When asked about unrecyclable residues, all but one operator estimated residue tonnages at I % to 3% of the total they handle. One operator had no estimate or negligible unrecyclable residues. 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PI.asant, TX 75456-1S40 Circle #46 on Reader Service Card t9~~-,2J MSW Management. 51 " substantialIy lowerforthis kind of disposal system than for any other because the equipment used is relatively simple and most operators find ways to make do with smalI machinery, existing buildings, and paved areas. Anotherreason for these cap- ital savings is that source separation exter- nalizes to the generator the primary costs of keeping materials coherent. The benefits to the local economy are substantial. Although no precise estimate is available, the users' savings in avoided tipping fees are thought to be in the neigh- borhood of $4 million to $5 million annu- alIy. This is money not drained from the area. Although some of the tonnage han- dled is shipped to distant buyers, most of it is sold locl!lly, keeping money in local circulation. Blended soils, for example, are used by the surrounding communities' landscaping and real estate markets; re- usable building materials by local remod- eling and building rehabilitation contrac- tors; re-usable household and office goods by local people and businesses. Some re- use customers buy things that they reselI at flea markets, garage sales, thrift stores, or colIectibles boutiques. Some do repair and refinishing work. The value added is reflected in the difference between what they pay for something and what they get when they selI it. The difference, minus expenses, is their income. For many reselIers this is their primary occupation. No one has studied the secondary eco- nomic impact of these transactions on the Each small unit, each piece of the puzzle, is more adaptable than a large centralized facility local economy, but there is apt to be a sub- stantial multiplier to the base impact in avoided cost and cash income. Employment is spread relatively even- ly between the different operators. The city employs 16 people fulItime in recycling; the dropoff-buyback operator has 15; the residential curbside collector 18; the soil blender 18; and the two re-use business- es employ 27. Nearly alI hire outside con- tractors as well. The biggest user of con- tract services is the soil blending firm, which spends more than a half-million dolIars annualIy on \rucking. Cash flow is also relatively evenly spread. The city's expense budget for its recycling effort is $2.2 million; the non- profits projected 1993 revenues of $2.5 million, including city service fees; and the three for-profits generated about $3.8 million. The fact that there are substantial retail sales also generates sales taxes for local and state governments: a 1992 total of $38,000 for the city of Berkeley, and $292,000 for other units of government such as transit districts and the state. The Serial MRF's Advantages: System Stability and Flexibility Despite alI this activity there are still many service voids, as measured by the 90,000 tpy still going to landfill. But voters approved a substantial new source of cap- italization by passing Alameda County's Measure D, a charter amendment inilia- Circle #60 on Reader Service Card 52.tlSW.........- InIroduclng !he Rill Bag Opening Device That Really Worksl the Au9tr .8.og Burster ,^:-:From this t3~~ -...--- ~ N NEIl PAl'll ~---- 2*w--.._.CIwKn:l. ON<I....lll6 (210)1914IOOfAll:(2161191.1m 1;r156 on Reader Service Card MarchlAprill994 tive that put a $6 per ton surcharge on garbage landfilled in the county, with near- ly all the money required to be spent on expanding materials recovery across a wide range of materials. Measure D was held in abeyance for over two years due to various legal challenges, but survived thanks to the Sierra Club Legal Defense Fund. It is now being implemented. A parallel statewide effort to recognize and develop Recycling Market Develop- ment Zones is also expected to help fill out the Berkeley serial MRF, because West Berkeley, where all the current serial MRF operators are located, was among the first RMDZs the state recognized. Measure D monies are just starting to flow; the first deadline for submitting proposals was December 17,1993. Berkeley's Recycling Coordinator, Jim Liljenwall, commenting on the Berkeley serial MRF from the city's perspective says that he considered its most important advantages to be adaptability and overall system stability. He says, "If you make a mistake with your one big facility, you're in big trouble. But when problems creep up in these small elements, you can work on the localized problems without threat- ening the entire system." He also says, "I've always believed that what we're building here in Berkeley is more stable in the long run. Each small unit, each piece of the puzzle, is more adaptable than a large centralized facili- ty. Instead of building one answer to all our questions and praying it works, we're cultivating smaller, more flexible solu- tions to a complex problem - and getting great results." hat can municipal man- agers do in a situation where there are so many diverse operators? "The City of Berkeley has played a big role in developing this serial MRF. We've been a facilitator, coordinator, and operator, but I'd expect this role to differ from com- munity to community. Berkeley's serial MRF shows what can be done when you emphasize source reduction and source separation and get the private sector and the public sector to cooperate." As Berkeley gets closer to handling all its discards as refined resources, new recy- cling operators will be required to com- pete for scarce land with other interests, just as their predecessors have done. No study has been done yet estimating the land area that would be required to pro- cess all the discard stream as resources. Ten acres are in production now, and many more are needed. The RMDZ will help by giving more of a regional focus to local collection. Berkeley's refuse transfer sta- tion may turn into even more of a recy- cling transfer station, with separated mate- rials mostly hauled to off-site processing facilities in neighboring Oakland, which is Berkeley's partner in the recycling zone. Experience shows that siting will con- tinue to be a serious problem, and land costs in the form of high rents and short leases will continue to destabilize busi- nesses periodically, to impose tight con- trols on expenses, and to restrict profits and operating capital. Despite these diffi- culties, the potential for recycling is vast. To develop it, enterprising people in both the public and private sectors will contin- ue to solve these problems. They will build re-using and recycling into the dominant and preferred disposal modes: MSW DanielKnapp is president of Urban Ore, lnc.. David Stern is site manager of the Discard Management Center, and Mary Lou Van Deventer is special projects manager. WOOD WASTE SOLUTI.NS SIMPLIFIED WOOD & YARD WASTE DISPOSAL LOGEMANN BALERS SATISFY THE NEEDS OF RECYCLING MARKETS Logemann now offers the expertise needed to cost- effectively aid in the recovery of materials and disposal of wastes. Whether you are building a new waste handling center or modernizing an existing facility, you can depend on Logemann as a supplier of reliable balers and associated equipment For additional Information or a proposal for equipment to satisfy your needs, contact Logemann's sales department. . . RECYCLE WASTE WOOO INTO USABLE PRODUCTS AND REDUCE AMOUNTS CURRENTLY BEING LANDFlllED. _t~~~?~~~~~~ Creating wood waste solutions for over 30 municipalilies and private companies throughout the Uniled Stales! LOGEMANN BROTHERS COMPANY 3150 Wesl Burleigh Slreel Milwaukee, WI 5321D-1999 U.S.A. Phone: Sales 414/445-3005 FAX: 414...a45-1460 Circle #55 on Reader Sen'ice Card March/April199-4 ./) f) /? _ Circle #62 011 Reader Senl;ce Card L,;:/~ ~ o-?~ MSWManagement. 53 Reuse, Recycling, Refuse and the Local Economy A case study of the Berkeley Serial MRF DocUMENTED BY URBAN ORE, INc. AND THE CENTER FOR NEIGHBORHOOD TEcHNOLOGY . OcTOBER, 1993 Berkeley serial MRF at a glance City of Berkeley, CA: pop. 103,000. Alameda County: pop. 1.3 million City of Berkeley...citywide refuse collection. refuse transfer station wnh dump-and-pick salvaging and motor 011 dropoff...commerclal curbside recycling...residential plant debris pickup. Ecology Center...non-profn. citywide, mulli-materlal residential curbside recycling. Community Conservation Centers (CCC)...non-profn. drop-off. buyback. materials high grading and marketing. Ohmega Salvage...for-profn building materials and house parts salvage. Urban Ore...for-profn reusable goods salvage and recycling business. American Soil Proclucts...for-profn business producing soil amendments, blended soils. and mulches. Tipping areas .............................19 TPYof refuse to landfill.......90.000 FTE employees..........................94 Recycling annual cash flow ...$8.5 m Organizations ...............................6 Refuse annual cash flow ...$11.0 m Acres of sites .............................10 Cash budget, 1 ton recycling ....$102 TPY diverted ..........approx. 83,000 Cost of 1 ton landfilllng ..........$122 Note: ITIIJCIJ oIlhe mfuse 8J1d f8Cydng tonnage 8boII8 is gentNBted outside /he City oI8erkel8y. A recycling phenomenon BERKELEY. CA - In the late 19705, a municipal incinerator was slated to be built in West Berkeley. a mixed residen- tial. commercial. and industrial part of this city of 103.000. Citizens protested. and after a long struggle. a recycling and refuse transfer station preempted the burner. Today, the would-be bum plant site is the epicenter ofa regional materi- als recovery phenomenon: the Berkeley serial materials recovery facility (MR!'). Public policy shifted from building an expensive. centralized facility to encour- aging community and private enterprise. Now a network of independent but complementary reuse. recycling. and composting operations receives discards. adds value to them. and markets high quality resources. The result: a regional MRFthatrecovers material. creates jobs. supports local for-profit and non-profit businesses. adds to the tax base, and gives haulers a convenient, economical. and environmentally sound way to dis- pose of their payloads. The Berkeley serial MRF demonstrates how materials recovery can be used as a community development tool. This prompted the Center for Neighborhood Technology (CNT) in Chicago to hire Urban Ore's Information Services divi- sion to conduct this study. CNT and Urban Ore hope the study will help planners. community-based orga- We sent a list of questions to a highly nlzatlons, and industry professionals see placed manager in each organization the full potential of existing serial MRFs and asked for their best estimates. They and how their principles might help responded in writing or in telephone maximize recovery and community ben- interviews. We made follow-up calls to eflt of all discard management facilities. fill out our database and check facts. I {}&A BIG THANKS TO EACH ORGANIZATION 1 V';.lt FOR FREELY SHARING INFORMATION! Why call It a serial MRF? The Berkeley configuration recovers materials by diverting them from landfilling. so it operates as a materials recovery facility. Uke most MRFs. it has conveyors. magnets, and a baler. But it didn't make sense to draw a line around only this equipment and call it a MRF. because the entire network clus- teredaround 1hetransferstationtogether works as a MRF. So we drew a line around a core cluster of businesses and programs. We call it a serial MRF because haulers unload at a series of tipping areas. Methodology Chronology in brief The Berkeley serial MRF has grown overtime in response to politics. chance. individual activism, legislative mandate, and entrepreneurship. 1923: Berkeley landfill opens. Salvag- ing begins sometime thereafter. 1969: Ecology Center founded. 1971: Precursorto CCC' sdropoff opens. 1973: CCC established; Ecology Center curbside newspaper collection begins. 1975: Ohmega Salvage opens. 1980: Urban Ore starts at landfill. Ecol- ogy Center expands to glass and cans. 1982: Citizens defeat proposed mass bum plant. CCC opens Buyback. 1983: Berkeley closes landfill. opens transfer station. Urban Ore opens Com- post Farm. 1985: American Soil Products opens. 1986: Urban Ore Compost Farm closes. 1989: Recycled Wood Products opens. 1990: City's commercial recycling col- lection program begins. 1992: Plant debris program citywide. 1993: Recycled Wood Products closes. City'smotoroildropoffopens. Ecology Center: magazines. OCC, mixed paper. Supplying the Berkeley MRF A key missing link appears to be a local, large-scale plant debris compostlng fa- cility. Since Recycled Wood Products closed early in 1993, landscapers have used a less convenient alternative: tIp- ping their plant debris on a portion of the The Berkeley serial MRF handles an City's transfer station floor. The mate- astounding array of feedstocks, includ- rial is then trucked to a composter. ing organic materials, soils, construc- tion materials and other reusable goods, The further development of the Berke- appliances, glass, plastic, and metal con- ley serial MRF may be aided as the West talners, scrap metals, scrap ceramics, Berkeley Area Plan takes effect. The many grades of paper, motor oil, oil Berkeley/Oakland Recycling Market filters, refrigerants, and compressor oils. Development Zone has already helped See the chart on page six for a rendering finance equipment to increase capacity. of the services prO~ded '7 this compre- hensive MRF. V ~~./;I. 7 Variable tipping fee This material comes from homeowners, Haulers separate their loads primarily to renters, businesses, institutions, trades- save money on garbage tipping fees. people, restaurants, landscapers, con-. TIpping fees at local transfer stations struction contractors, manufacturers, range from $49 to $58 per ton. Haulers Berkeley's hauling structure The Berkeley MRF feeds its appetite for discards in two ways: by picking them up where generated, and by setting up convenient, cost -effective receiving sys- tems for other haulers to use. Collection infrastructure. The City of Berkeley picks up residential and com- mercial refuse in compactor trucks, front loaders, and roll-off trucks. It also col- lects commercial recyclables, residen- tial plant debris, and bulky goods at curbside. The Ecology Center picks up residential recyclables at curbside on the same day as trash pickup. The other organizations have a much smaller but still vital truck fleet to reach out and secure supply. American Soil Products subcontracts most of its trucking. Small- and self-haul culture. A lot of material enters the Berkeley MRF through smaIl- and self-haulers. Small businesses, contractors, homeowners, scavengers, and a host of other people bring material to the system in automo- biles, pickup trucks, vans, trailers, and larger flat bed trucks. This extenstve hauling infrastructure provides several collection tiers - for- mal and informal - with a wide variety of ways for materials to enter the system. Feedstocks warehouses, laboratories, the military, and more. Source separation The system is geared to handle clean feedstocks. Operators maintain quality by inspecting each incoming load. Haul- ers learn - enthusiastically or grudg- ingly - to stratify their loads to pass the quality screens of recyclers' receiving systems. The penalty for failure is high tipping fees later. The main goal of thorough load screen- ing is to provide a high quality end product without costly mechanical sepa- ration equipment Instead, energies are devoted to upgrading and otherwise add- ing value. What is left out The Berkeley serial MRF is not com- plete, which means there are service voids. At this writing, full or partial service voids exist for the following commodi- ties: wood, plant trimmings, putrescibles, soils, ceramics, textiles, plastics, and chemicals. reduce their costs by tipping clean mate- rials at the other operations, which may charge no tipping fee, a lower tipping fee, or even pay cash for certain materi- als. Besides reaping fmancial benefits, many haulers know their payloads have value and hate to see good stuff wasted. This Is especially true for homeowners, con- tractors, or landscapers, who often buy the MRF's products to use In their projects. Face-to-face education When a lower tipping fee or common sense fails to pursuade haulers to stratify their loads, asometimes-cheerful, some- times-confrontational process of face- to-face education takes place. Opera- tors patiently explain their quality re- quirements - whythey1l acceptthis door and not that one, or why this load of brush won't produce a clean mulch. At times, the operator has no choice but to reject a load from the most well- intentioned person, sending him or her down the street to pay the going garbage disposal rate. The good news is that haulers respond well. They know agood thing when they see It: save money, make money, and put things to good use. Regional draw Much of the material entering the Berke- ley MRF comes from within Berkeley, but the system pulls materials from the nearby cities of Oakland, EmeryvlIle, El Cerrito, Richmond, and Albany. Be- cause of the combination of a lower tipping fee, range of materials accepted, and the sale of attractive retail products, the Berkeley MRF draws people from around the Bay Area, and as far away as Southern California and Oregon. It's possible that this regional pull is responstble for increasing the garbage flow at the Berkeley refuse transfer sta- tion when nearby dumps with fewer recycling opportunities are experienc- ing declining garbage. Local economic development Supply-side benefits Local economic benefits start upstream on the supply side. where suppliers save or even earn money on the material they dispose of. The Berkeley serial MRF gives haulers an opportunity to increase margins or lower their collection fees. either way making their business more competitive. Homeowners. individuals. business people, andcontract0r8 cansave or earn money. too. The avoided dis- posal cost of this MRF is quite large, probably somewhere in the range of $4 million to $5 million annually compared to landfilling. Jobs, jobs, jobs The MRF puts spending power Into the local economy through its 94 employ- ees, many of whom enjoy well-paying. sldlled jobs with excellent benefits. Berkeley Serial MRF Jobs (Full-time equivalent, includes collection) City of Berkeley ..............................16 CCC dropoff/buyback .....................15 Ecology Center ................................18 American Soil Products ...................18 Ohmega ............................................. 7 Urban Ore ........................................20 TOTAL ....____......______94 J Independent contractors The Berkeley serial MRF operators also support many specialized Independent contractors vital to the reuse and recy- cling operations. Urban Ore uses con- tractors to clean bricks and evacuate refrigerants and appliance nils. Ohmega Salvage uses about a dozen subcontrac- tors to rebuild plumbing, rebuild doors. and make stained glass. American Soil Products contracts out over $500.000 worth of trucking each year. Demand-side benefits Local economic benefits flow down- stream through demand markets. too. In the reuse business. providing a steady supply of low-priced, authentic house parts enables homeowners. restoration contractors. and property managers to make repairs that might otherwise be unaffordable. The same is true for the soil amendment business. Beautiful landscaping adds to property values. and good soils are the foundation for landscaping. The effects are felt throughout the real estate Indus- try and eventually raise the tax base. A substantial number of reuse custom- ers buy things that they resell at flea markets. garage sales. thrift stores, or collectibles boutiques. Many do repair . and refinishing work; some do consider- able research to find the best market for items they purchase. The value they add is reflected in the difference between what they pay for something and what they get when they resell it The differ- ence. minus any expenses, is their in- come. For many resellers, this is their primary occupation. Other reuse customers are contractors who use the MRF's products in their specialized trades. They may upgrade a door by painting or repairing it, then get paid again to install it Landscapers and gardeners use bricks. stones, soils, and scrap lumber to create pleasant outdoor spaces for homes and businesses. Economic powerhouse The Berkeley serial MRF circulates a substantial amount of money through the local economy. Annual Cash Flow of the Berkeley Serial MRF (includes collection costs) City of Berkeley.............. $2.2 million' Non-profits ...................... $2.5 million' For-profits .......................$3.8 million' TOTAL __________.$8.5 mlUlon 'Expense budget, FY 1993-1994 'Projected 1993 revenues; inc!. City of Berkeley service fees not c:ounted above. 'Estimated 1992 reven~ /) r-/ /,,~. f~ -6- 1bis money circulates through the local economy by way of employees. contrac- tors. suppliers. customers, public tax coffers, and owners' proflts. Tax revenues In an age of tight budgets. this serial MRFaddsdirectly to the public revenue in the form of business license taxes and state and local sales taxes. While data were not available for every business. aggregate estimates were available. and are presented below: The Berkeley Serial MRF's Annual Contribution to the Tax Base. City license fees ....................... $5.700 City's share of sales taxes ......$38.000 Balance of sales taxes ..........$292.000 TOTAL __......__................$335,700 . taxes paid on revenues only. not taxes paid on supplies aDd equipment purchases. Space: the missing frontier The flip side of the robust and cosmo- politan economy of the Bay Area is the litnit to growth imposed by dense settle- ment. Lack of affordable space for recy. cling has long plagued Berkeley serial MRF operators. TheCity of Berkeley operates andleases about three acres to recyclers, but this land was originally acquired as a site for burning garbage and has proven to be far too small for maximally effective recy- cling. Urban Ore lost its compost site in 1986, and in 1991 it vacated one of its retail sites to make room for other recycling operators. Recycled Wood Products lostltssitelnear1y 1993. Today,Ameri- can Soil Products' site is threatened by complaints about odors and dust. It is ironic that the citizens of Berkeley united to oppose a mass burn plant in the early 19808 but have not been able to solve the land problem for their recy- clers. CITY or ~I~ 1::1 rl 1"'J2AtU~ ~ c.o,^~ Municipal corporation owns and operates a transfer station, where loads are consolidated for trucking to Vasco Road landfill near Livennore. Includes several materials recovery activities: . motor oil dropoff . scrap metals salvaging . reusable goods salvaging . city-wide commercial recyclables pickup . residential plant debris pickup. .... ", -'. . '.:" ~ '.': ~ : Ulte.t.N ~ ~ Wt~ttEKr ~ For -profit business runs attended drop-off area for reus- able goods, appliances, and scrap metals. Features re- frigerant removal and metal upgrading. COMMU/iCTY ~~""\IoN ~\6'(Z.'" ~~. ~ ,6,H\:> ~.0f'F Non-profit corporation runs buyback and drop-off center for several grades of paper, container metal and glass, and scrap metals. Processes some materials collected by Ecology Center and City ofBerkleley's commercial pro- gram. ....~.. . " : ":':\:-'. .: '::':~"":":'~~':';;"'" . .... -.' ". '. . . . ,A.M~CAN ~L- "PIZoR.-'c.""{"';:> For-profit business receives discarded organic materials and blends, mixes, ages, or resells them as-is. Has developed a wide variety of soil amendments, blended top soils, and mulches for specific agricultural and land- scaping applications. . ':', ~'.:.2' . ',-." . i:~:'~'''''''.' . ..~:.~;.. . ' C::'14M5.6A: ~1-V.46e- For-profit business buys and sells medium- to high-end building materials and house parts. Does hand demoli- tion and refurbishing of many items. '~ Ec.o I-o<!!ty C~ Non-profit corporation ru curbside recycling progra and container glass and il glass, and metals. Also r ~ :::;:,'.?,....:..\t\ Scale: 1" = a ()~~ -,2; ~~ .s the City of Berkeley's residential ,., lumber, sinks, bathtubs, toilets, pipe, tile, glass, and other p ~ '1 wuuu~D~ _"_"""'Plw-','-" \.Jc::.J U 0I01Ze- F fi b . . I' \' \LJ_..... or-pro t usmess buys, sells, and trades housewares, fumi- I..---' I.----' \..--' I')l> ___J_."",boo"-_,_' ~ ~~o~-""::;:;:b:~ " _ ~ C::::2~~ ~ c::::J C:::JP~ r::::::J 00 ~ ==li---r.---J t:::::Jlil~ .---. \ ...-----' IlrJ ! -JU E::J c:::::l~ OHMru;A Ta>c:> i 50 c:::::J ~ I' For-profit business buys and sells high-end used and antique ,---. r-:J l'- ~ 'I building materials and house parts. Hand demolition and C :J J~Lt refurbiShingJ. 70% reused ::::s, 30% reproductions. ..~ ~ 0 \ll , \ ;n L,l = :S~(JCv~ c:JE:?~lIflf\r ~l- j~O~l)DL r O\DTI c:. ~ ~=ML~~~I"F~E. J D~\ \ \ \ I \1 0 ~ D Non-profit corporation operates dropoff site for sev- 1'1 ,UUU Oc:J 0 ~ -----1~ eral grades of paper, container glass and metal, and IU c:5 ~ \ --) ~ ---' ~ scrapsteel. @~rQ2 ~-~U)L C \~~ -==11::: C;;;f)~ \r ~~~~~LkW 'fox.20oo' "''''' ~T,", A L."~ Ki:fWO(2.l'..e>F 1r('DE.l'EN0eHt" tr.ec.'(a.a~ GP4 '4lt2.A"l\DH~ . II o~ ~ 'JtJ Estimated throughput Operation Materials Throughput Landfilled (tonslyear) (tonslyear) City of Berkeley Curbside plant debris grass clippings, leaves, brush 2,000 nla. Commercial recycling paper, container metal and glass 1,200 nla Transfer station recovery: oil dropoff motor oil and oil fitters nla nla scrap metal ferrous and non-ferrous metals 764 nla 1 Ecology Center glass containers; steel cans; aluminum cans and 5,784 Avg 0.6% Citywide residential curbside foil; newspaper, mixed paper, cardboard, and magazines i l Community , Conservation Centers glass containers; steel cans and scrap; aluminum 1 MLKlDwight dropoff, cans, foil, and scrap; newspaper, mixed paper, 1,848 Avg 0.6% , 1 2nd/Gilman dropoff, and cardboard, magazines, and wMe ledger; PET 1,860 Avg 0.6% 2nd/Gilman buyback redemption containers 3,480 Avg 0.6% , American Soli Products mixes, blends, and ages a variety of soils and 62,293 <1% i organics; sells soil amendments, blended top (Most generated soils, and mulch in bulk or by the bag outsitI8 BmfreIeyj Ohmega Salvage, Ohmega Too building materials, house parts and fixtures - 1,250 <1 % mid-range to high-end , Urban Ore Discard appliance recycling (refrigerants, oils, metals); nla <1% Management Center scrap metals; batteries; cardboard; 447 <1% reusable goods dropoff/transfer station salvage 325 <3% I Urban Ore General Store and reusable$. building materials, household and of. , Building Materials Exchange fice contents; antiques, collectibles, appliances; 1,664 <3% i recyclable$. ceramics, metals, wood, textiles 373 :i &~.-t~ -3/ . nla = TOTAL MATERIALS RECOVERY 83,288 I not available , Not Included: Until tt lost tts lease in 1993, Recycled Wood Products chipped, shredded, and screened wood, limbs, leaves, and grass, then sold the products as mulch or as fuel for cogeneration. Recycled Wood Products processed approximately 12,000 tons of material per year, and reported residues landfilled of well under 1 % of total throughput. Highest and best use Conserving value The Berkeley serial MRF implements the principle of highest and best use. The founders who started each business, program, or service had to find a practi- cal way to take one or more discarded materials up a few notches oil the scale of worth. . Ecology Center started as aninforma- tion center, then added its collection service to demonstrate the effectiveness of curbside recycling and to give the public a chance to do something for the environment that had linmediate, per- ceivable results. The nonprofit has col- lected ever-increasing tonnages for two decades. . Community Conservation Centers in- corporatedin 1973 to operatetwodropoff centers supported by City funding, then added the Buyback later. The resulting configuration maximizes tonnage and quality control while offering thousands of small collectors a chance to augment their incomes. . The Ecology Center started a bottle- washing business to demonstrate reuse. The spinoff, called Encore!, has grown Into a $2 million per year concern oper- ating In a nearby city. . Urban Ore's retail sales business for reusable goods replaced an earlier land- fill scrap recovery operation. . American Soil Products started as a splnofffrom Urban Ore'sCompostFarm, taking bulk agricultural materials from a variety of sources and producing custom soil blends with specific nutrient levels, textores, and even colors. . The City of Berkeley's curbside plant debris collection program uses special compostable paper bags for its custom- ers. When Recycled Wood Products lost Its processing site, the city found an alternative out -of-towncompostproces- sor that is still much closer than its landfill, and Is continuing Its source separated service for plant debris. Product development Each processor w seen its products proliferate as markets are developed. . American Soil Products sells five ma- jor categories of recycled organic prod- ucts, and these are further broken down Into 34 subcategories. . UrbanOre'scashregisterscollectsales Information dally on 41 categories of reusable goods, from doors to hardware to toys. . The City's refuse transfer station pro- duces more than refuse: four categories of scrap metai; bulk loads of clean plant debris; recyclable motor oil; and nearly a ton of reusable goods each day. . Berkeley's two nonprofit recyclers sell four grades of paper, five types of glass containers, two types of metal contain- ers, and mixed meta1 scrap. Many of these products are soid iocally, for local use. One manager cal1s these "handshake markets," because they are friendly and personal. Quality Recycling obeys the laws of the mining economy: high-quallty products gener- ate the most revenue. The enterprises that make up Berkeley's serial MRF have generaDy been able to keep materi- als. moving despite market fluctuations. Variable disposal fees drive the system. Fluctuations In demand markets can be countered with fluctuations In rates. Source separation pays off downstream. Processors get away with minimal sort- Ing because materials arrive In a fairly pure state. Each operator who was able to estimate their tonnages estimated residues of less than 3% of total throughput! Front-end screen The princlple of highest and best use creates a huge differential in prices among products. At the low end are broken toilets and broken bricks, given away to a local quarry. Solis and soil blends at American Soil Products are worth $18 to $42 per cubic yard, or $50 to $150 per ton. Studies Urban Ore has done show Its overall materials are worth $400 to $500 per ton. At the high end, Ohmega Too takes the prize for the most valuable finished product - a floral terracotta bathtub, vanity sink, and foot stool worth $48,OOO! The reuse operators serve as a value filter for recycling. What doesn't sell for reuse generates clean recycling feed- stocks from dismantling, cleaning, and quality control. Materials recovery fa- cilities that put reuse ahead of recycling will enjoy higher Incomes, and their unrecyclable residue will be less. What the customer sees Customers entering West Berkeley en- counter a thriving mixed industrial, com- mercial, andresldentlal district withthou- sands of people on the streets in trucks, vans, cars, andonfoot, transporting sup- plies or hauling things for hire. Home enhancement and enjoyment Is a major theme in the area. Restoration- oriented businesses and bulk suppliers like lumberyards and sand and gravel companies abound, along with upscale eateries and specialty shopping bou- tiques. One of the city's largest home- less shelters Is here, too. The disposal businesses that make up the Berkeley serial MRF conform to local zoning, energy and sign regula- tions. They try to make their premises efficient and enjoyable for the custom- ers. They educate the public every day, teaching people how to take advantage of all the recycling opportunities. . The Berkeley serial MRF extends the notion of value-added services. By in- creasing the Information content of the entire disposal and reclamation system, it maximizes value conserved and value received. tJ~ ~ :1,;z Helping the Local Economy Grow For more information... ~~ ~ -3' J Urban Ore, Inc. ...............................................................................510-559-4454 The Center for Neighborhood Technology (CNT) ..........................312.278-4800 The City of Berkeley, Department of Public Works ........................510-644.8892 American Soil Products, Inc. ..........................................................510-540-8011 Ohmega Salvage, Ohmega Too.....................................................510-843-7368 Community Conservation Centers, Inc. ..........................................510-524-0113 Ecology Center, Inc. .......................................................................510-527-2580 PIPpIIW/ by 0nId Sttlm 6I1d /J8nII/ KnIpp, UtIMn 0.... MIIp by IfIIdr GomIl EdH<<I by WlHI61n Eyring, CNT; MIllY /.tJu V8I1IMV8I1IN6I1d Mk:hMI Casady, Urbtin 01'9; Kathy EV8I18, CDfI8UII8J1I; Jim LHj8I1w8/t CIty of 1hdrs/8Y. Serial MRFs help local growth Serial MRFs such as Berkeley's offer the local economy opportunities to grow. Participating organizations may have various backgrounds. InBerkeley'scase, non-profit businesses run drop-off, buyback, and residential curbside col- lection programs. Locally owned for- profit businesses salvage for reuse and blend soils. All help the community by serving local buyers and suppliers, cre- ating jobs, hiring local contractors, and supplying low-cost marerials to upgrade housing and businesses. Operators work together informally, re- fer customers to one another, and occa- sionally form working groups. Public/private partnerships The City of Berkeley has shaped the Berkeley serial MRF by devoting land around and in its transfer station to recy- cling. It lets contracts with the Ecology Center and CCC for curbside, dropoff, buyback, and processing services. It contracts with Urban Ore for reusable goods salvaging and appliance recycling. Recently, the City signed a long-term contract with the Ecology Center that guarantees a rate of return sufficient for them to make major capital investments in trucks andmachinery with confidence. Communities can do a lot to help serial MRFs grow. For example, they can ask businesses to interview people from lo- cal placement programs. They can pur- chase the programs' products to repair City property. They can coordinate re- quests for state or federal financing. They can help with siting. They can insert information about services into munici- pal mailings to all residents. They can use the existing programs' success to attract more businesses. Entrepreneurial zeal The structures of the Berkeley serial MRF organizations are different: a mu- nicipal corporation, two non-profit cor- porations' two for-profit corporations, and a sole proprietorship. A common theme among them, however, is that leaders have stepped forward to start and grow each program. Some leaders took the personal risk of the entrepreneur. Most of the leaders have the power to makequickdecisionsasnecessary. Some are deeply motivated to help the planet, conserve resources, and build the com- munity. All must be sensitive to diverse interests to do business in Berkeley. Many of the Berkeley serial MRF opera- tions owe their survival to an individual or two willing to fight passionately for the survival and expansion of a vision. Aspiring participants may needsuch able champions to survive and prosper. TIps for success Focus on a niche. The Berkeley serial MRF works well partly because each operator occupies a different niche, re- sulting in superior service yet minimal local competition. Focus on your customers. Whether a supplier or purchaser, their satisfaction is the foundation of your success. For suppliers, charge a lower tipping fee for well-prepared materials; pay cash to some people; pick up materials if you can. For buyers, accept cash, check, or credit cards. Keep a list of what people want; develop products to match wants. Stay open seven days a week. Add a fourth "R" - reduce, reuse, re- cycle, and RETAIL Expand your mer- chandising concepts. Get ideas from thriftstores,junkyards, warehouse clubs, boutiques, hardware stores, mail order cataIogs...anywhere! Sell, sell, sell! Be thereforyour politicians. Give your officials accurate information regularly, not just when a big decision is pending. Help them educate the public. Go to important meetings. Explain industrial issues in plain English. Cultivate long- term relationships. The Berkeley serial MRF was put together through two de- cades of political give and take. Find a good long-term site. Moving costs money and sales. If the area is likely to gentrify around you, be careful; you may be priced out of the market. Leverage the grass roots Community support may be a recyclers' greatest asset. Remember that in nego- tiating joint ventures with other compa- nies, your community presence is part of your "goodwill," and can be expressed in dollars. Use your history of commu- nity service to increase your clout in the fishbowl atmosphere of discard man- agement, where pliblic officials can win or lose elections over recycling issues. Many of the Berkeley serial MRF opera- tors came together initially in a grassroots campaign to defeat a mass burn plant. This coalition powerfully shaped the future by passing three initiatives in ten years that paved the way for the MRF's development. The citizens of Berkeley voted for recycling. CITY COUNCIL AGENDA STATEMENT Item Meeting Date 5/10/94 I~ ITEM TITLE: PUBLIC HEARING: HOUSING AND COMMUNITY DEVELOPMENT NEEDS for 1994-1995 Community Development Block Grant (CDBG) Program, including consideration of funding requests for public services, community development, and capital improvements. SUBMITTED BY: Community Development Director C. )' . REVIEWED BY: City Manage:;r (4/5ths Vote: Yes _ No X) Council Referral # 2794 BACKGROUND: The City of Chula Vista will receive $1,812,000 in CDBG entitlement funds for FY 1994-95 and will have available $9,000 in unallocated funds from FY 1993-94 making a total of $1,821,000. These activities will primarily benefit low and moderate income families, with a minimum of 70 percent of the funds targeted to benefit low income households. The 1994-95 Notebook contains the Program Summary, Funding Recommendations, and Project Descriptions. Page references in this report are to specific pages in the CDBG Notebook. This public hearing provides an opportunity for citizens to comment on how CDBG funds can be allocated to meet the City's housing and community needs. No staff recommendations are being made at this time and the City Council is not expected to take any action on the proposed budget other than to give desired direction. After thorough consideration of public comment, staff will prepare an additional report presenting funding recommendations for Council deliberation and action at the May 24, 1994 meeting. Council Referral #2794 directed staff to look at the possiblity of designating a percentage of CDBG funds to agencies or ventures to operate child care facilities in the City. Staff has prepared a response outlining how CDBG funds can legally be used to fund child care activities and how this use could impact other CDBG eligible activities (please see Exhibit A). RECOMMENDATION: That the City Council conduct a public hearing on housing and community development needs and accept the staff report on the 1994-95 CDBG program, and direct staff to return on May 24, 1994 with funding recommendation report. BOARDS/COMMISSIONS RECOMMENDATION: The Commission on Aging, Human Relations, Childcare and Youth Commissions have reviewed the social service funding requests and have made funding recommendations (see page 20). The Housing Advisory Commission has reviewed the three housing related proposals under Social Services (SD Home Loan Counseling Service, Shared Housing Program, Casa Nuestra) and made comments. All minutes from the Commissions are included in the Notebook (pages 23-43) 18" / Item I Y Meeting Date 05/10/94 Page 2 DISCUSSION: Introduction: ProDosed Budlzet For the 1994-95 CDBG program, the City of Chula Vista has total estimated revenue of $1,821,000. The total amount of funding requested, which includes all funding requests from community organizations, is summarized as follows: Administration and Planning (6 requests) Social Services Funding (32 requests) Section 108 Loan Repavment (Norman Park) Capital Imorovement Proiects (8 projects) Community Proiects (6 projects) TOTAL OF ALL REQUESTS $ 282,145 $ 568,074 $ 259,500 $ 870,000 $ 144.133 $2,123,852 The total amount of funding requested exceeds the total amount of CDBG revenue by about $303,000. Program regulations place a 15 percent cap on social service funding, which will limit the social services allocation to $271 ,800; this is $296,274 less than the total amount requested. A detailed preliminary 1994-95 CDBG program budget is in the Notebook (page 1). In order to be eligible for block grant funding, a project or service must address at least one of the CDBG national objectives which are: 1) Benefit primarily low and moderate income families, 2) Aid in the prevention or elimination of slums or blight, 3) Meet other community needs having a particular urgency. The 1990-91 to 1992-93 Community Development Plan was adopted by Council last year without any changes as the 1993-94 to 1995-96 Community Development Plan (see page 2). This plan outlines the City's specific community development goals and objectives for the CDBG program and provides guidance for making allocation decisions. In order to fund two of the Community Project proposals (Chula Vista Building and Housing Community Appearance Program, SBCS Graffiti Eradication) the City will need to make a finding that these activities are necessary and appropriate in order to meet the goals and objectives of the City's Community Development Plan. Ailm;n;~tration and pllmn;nl' Smnmarv The following is a summary of the 1994-95 CDBG staff administration and planning activities totalling $282,145 which include the following: . Staff Administration $165,000 These administrative costs represent less than 10 percent of the total budget and include staff costs for coordination, accounting, monitoring sub-recipients, environmental review, and reporting requirements. /8";2.. Item Meeting Date 05/10/94 Page 3 l'r In addition, the City has received six (6) requests for funding which are eligible planning and administrative activities; these requests for funding total $117,145. The requests for funding from the San Diego Fair Housing Council, Chula Vista Human Services Committee and other applicants are included in the Notebook and are summarized as follows: . Chula Vista Fair Housing Program $39,645 CDBG regulations require the City to undertake proactive Fair Housing activities. In order for the City to fulfill this commitment, the San Diego Fair Housing Council will provide a comprehensive fair housing program. Their proposed activities include education and outreach, a tenant-landlord hotline, follow-up on discrimination complaints and rental dwelling discrimination testing. This program is designed to comply with HUD requirements. . Chula Vista Human Service Council $25,000 The Human Services Council builds coalitions among Chula Vista area social service providers in order to bring more funding for needed services into the South Bay. The funds are requested to hire a part-time coordinator (see proposal - Tab L) . Castle Park B Committee $5,000 Staff is considering the recommendation that the Castle Park B Committee be granted $5,000 to begin their volunteer community revitalization and beautification efforts in conjunction with the Neighborhood Revitalization Program (NRP). Castle Park B is the new NRP area replacing Otay Town. A 16-member committee has been formed and activities are being planned for the first year. . Parks and Recreation Human Services Coordinator $15,000 This coordinator facilitates the provision of social services and coordinates information and referral at the Norman Park Senior Center. . SD Regional Task Force on Homeless $2,500 This grant will assist the task force with important regional homeless reports and special studies which are regularly incorporated into local documents such as the Housing Element, CHAS and grant proposals for federal and state funding. . Section 108 Loan/Loan Guarantee Program $30,000 Funds will be used to hire consultant services to assist staff to prepare a HUD Section 108 application for economic development and to develop a related Chula Vista Business Development Loan/Loan Guarantee Program. (see program description in Notebook - Tab 0) /1)"3 Item Meeting Date 05/10/94 Page 4 Irr Social Service Funrlinp Requests The City received 32 eligible requests for social services funding from non-profit community organizations, totalling over $568,000. All of the requests for funding are included in the Notebook under the Social Services Projects section and a summary of all the proposals is found on pages 6 to 18. For 1994-95, the City may allocate up to $271,800 for social service organizations, based upon a 15 percent cap of the entitlement funds. All 32 of the funding requests from social service organizations are CDBO-eligible as they meet the national objective to primarily benefit low income families. The Commission on Aging, Human Relations, Childcare and Youth Commissions have reviewed the social service funding requests and have made their recommendations (see page 20). Staff has prepared a Proposal Comparison Spreadsheet for the Commissions and Council to use in evaluating the proposals (see inside front cover of Notebook). It has been a trend for several years now that CDBG Social Service funding requests from community organizations greatly outweigh the amount of funds available each year. This has made funding decisions very difficult. As a general policy the City has sought to discourage dependence on CDBG funding and to encourage seed funding for new programs. The Chula Vista Human Services Council completed a Human Services Needs Assessment which was published in December of 1992. This assessment listed the following needs as being the greatest in the City: (1) Affordable Health Care; (2) Drug and Alcohol Abuse; (3) Crime; (4) Domestic Violence and Child Abuse; (5) Unemployment and Homelessness. A breakdown showing new and previously funded programs is in the Notebook (see page 21). Canital Imnrovements Proiect Summary The 8 proposed capital improvement projects by staff total $870,000. In addition, the City must make the final payment of the Section 108 loan for the Norman Park Senior Center Renovation ($259,500). All of the CIP detail sheets are included in the Notebook under the City Capital Improvement Projects section and are summarized as follows: . South Chula Vista Library $291,924 FY 94/95 appropriations would provide for balance of the equipment required by the grantor. . Parkway Complex Renovation $100,000 FY 94/95 appropriations would be for renovation of gym and pool areas which will provide ADA compliance and will reduce concerns raised by the County Health Department. /8'~1 Item Meeting Date 05/10/94 Page 5 I~ . ADA Modifications $100,000 FY 94/95 appropriations would provide for the modification to City facilities as required by the ADA making them accessible to individuals with disabilities. This includes signage, doors, public access routes and restrooms. . ADA Curb Cuts $50,000 FY 94/95 appropriations would provide for the construction of an estimated 47 concrete wheelchair ramps throughout different locations in the City. Curb Cuts are a requirement of the ADA. . Nature Interpretive Center Road Surfacing $30,000 FY 94/95 appropriations would provide for installation of AC pavement (no curbs or sidewalks) on Gunpowder Point Drive from Bay Blvd. to a point approximately 700 feet west of Bay Blvd. . Dtay Park Renovation $229,393 FY 94/95 appropriations are for the construction of the first phase of improvements implementing the park's master plan. The park renovation will include new irrigation, play apparatus, picnic shelter, sports fields, restrooms, landscaping, running paths and more. . Eastern Aquatics Complex $50,000 These funds are for the development of an aquatics facility in the eastern section of the City being proposed by the YMCA. . Norman Park Senior Center Game Facility $18,750 This funding will provide staff time reimbursements for the Master Planning of an improved and expanded shuffleboard court and game area which was originally built in 1962. Renovation will meet ADA health and safety standards. Community Proiects Summary The Community Project requests total $144,133 and include the following types of activities: 1) neighborhood revitalization; 2) capital improvements for non-profit facilities. All of the requests for funding are included in the Notebook under the Community Projects section and are summarized as follows: /Y,f' Item / r' Meeting Date 05/10/94 Page 6 Nei~hborhood Revitalization . Community Appearance Program $15,000 In cooperation with local neighborhood groups, the Building and Housing Department proposes to continue their neighborhood beautification campaigns. The funding requested will pay for staff coordination, dumpsters and equipment. . Graffiti Eradication $33,600 South Bay Community Services (SBCS), in partnership with the Chula Vista Police Department, is requesting funds to continue their community effort to eradicate graffiti painted on private businesses and residences. Youth offenders and community volunteers provide the labor. Funds are requested for the Program Coordinator position. . Home Repair for Seniors $24,533 Lutheran Social Services is requesting funds to continue providing health and safety home repairs to seniors. Most of the labor is donated by local south bay contractors. . Capital Improvement Program - Contingency and Cost Over-run $65,500 The intent of this program is to provide a source of funds to supplement CDBG eligible capital improvement projects. Capital ImDrovement for Non-profit Community Facilities . Boys and Girls Club of Chula Vista $5,500 The Boys and Girls Club is requesting funds to install new volleyball standards in the gymnasium at their Oleander Center. FISCAL IMPACT: The City will receive $1,812,000 in CDBG entitlement funds as well as $9,000 in unallocated funds from FY 1993-94 making a total of $1,821,000 available for FY 1994-95. The 15 percent cap on social services funding will limit the social services allocation to a maximum of $271,800. In addition, the City is obligated to a final loan payment to HUD repaying in full the Section 108 loan for the Norman Park Senior Center. The total amount of this payment for 1994-95 is $259,500. /T'? EXHIBIT A Use of CDBG Funds for Child Care Pr02I"Am/Facilities At the August 10, 1993 Council meeting the Child Care Commission recommended that the City prepare an amendment to the General Plan and any applicable ordinance provisions to accommodate the placement of Child Care facilities in existing and future public City building. At the same time, Council directed staff to look at the possibility of designating a percentage of CDBG funds to agencies or ventures planning to operate child care facilities in the City. As per CDBG regulations, the City can fund child care programs/facilities under the following three categories: (1) Public Services: Under the public services category up to 15% of the CDBG annual allocation can be used to fund the operation, equipment and supplies needed to run a child care center. Over the past 10 years, Council has used this 15 % cap to fund approximately thirty social service agencies a year that provide a whole spectrum of social services to the community. Every year the demand for this source of funds has far exceeded the amount available. (2) Capital Improvement Proiects (CIP): Under the Capital Improvement Projects (CIP) category, CDBG funds can be used for the acquisition, rehabilitation or development of property or facilities. For example, CDBG funds could be used to build publicly-owned child care facilities. Historically, CIP funds has been used to build public libraries, community centers, parks, streets and sidewalks in targeted neighborhoods. On an annual basis, the demand for public improvement funds has also far exceeded funds available. (3) Communitv Proiects: Under the community projects category, CDBG funds can be used for social service and physical improvement programs for Child care. For example, as an economic development project, the City could fund a child care center for both the physical improvements and operations as long as low/mod jobs were created as a result of the City's investment. Historically, the City has used Community Project funds for activities such as neighborhood clean up campaigns and graffiti eradication programs. In summary, CDBG funds can be used to pay for child care related projects/activities; however, as explained above, to use a percentage of these funds for these activities would have an impact on other community needs and projects and would require a significant change in the current and historical use of funds. Staff feels that child care activities have full opportunity to compete with the other CDBG eligible activities in the above categories, and that such competition would be preferable to setting aside specific funds for child care. If a specific set-aside for child care existed, there would be a possibility that inferior proposals could be funded in some years over more worthy non-child care proposals. /8" ? /18-8 THE (HULA VISTA CONNECTIO "JE1GHBORS HELPING NEIGHBORS ?J NO SECOND AVE CMULA VISTA. CA '.l1'.l10 PHONE (619) ..27-98)7 ~. ~'.:.L Ii! fjl R n \;7 ~ -I. \ D lC; l1J L~ u.~-i..,:n~j I,ll'! __ _. __J cln CC',/1. ,; c. .<~3 CWjU, ViSTt, C,lI, Facility License # 370-806520 Fed/st. Exempt # 1853686 May 9,1994. We, at The Chula vista Connection have assisted the people of this community in need with our self supportive staff. Enclosed is information pertaining to one of our major accomplishments-low cost childcare. Our Childcare Center which consists of a: Toddler program - Preschool age School age 18 months - 30 months 2 1/2 years - 5 years 6 years - 12 years Was organized to help parents with we provide transportation services school. many issues.For example for children to and from We provide full meals BREAKFAST 8:30 a.m. SNACK 10:00 a.m. LUNCH 12:00 noon SNACK 2:00 p.m. DINNER 4:00 p.m. P.M.SNACK 6:00 p.m. and snacks at no extra cost to parents Low cost childcare as low as $10.00 per week. $2:00 per day Full day for persons on welfare or other government programs and collage students with little or no income. As of today we are giving childcare to 170 childre~ part-time full time and drop-ins clients. Racial Date attached has Ethnic balance of what race parents Identifies Child with. In the best interest of all children we included a Camera System to observe and tape daily activities through out the Facility including outside. (Contract Inclosed). Our request for funding is highly needed for the expansion plan to accomodate more children in need of our services. I ~-; ~ . . ' ~~i~ CALIFORNIA DEPARTMENT OF EDUCA T10N 721 Capirol Mall: P.O. Box 944272 Sacramenro, CA 94244-2720 February 10, 1994 CHULA VISTA CONNECflON (THE) (CHILD CARE FOOD PROGRAM) 1512 MELROSE AVENUE' CHULA VISTA, CA 91911-5913. Dear ELIZABETH STILLWAGON: Agreement Number: Vendor Number: 372441-3A P891-00 Your application for the Child Care Food Program (CCFP) has been approved effective March 1, 1994 through September 30, 1994 (pending annual recertification) under Al!reement Number 37 2441-3A. Please use your Agreement Number on all correspondence, claim forms and all other documents which you send to this office. Enclosed are your copies of the approved Child Care Food Program Application, Agreement and Schedule A. The Agreement is the official contract between your agency and the Child Nutrition and Food Distribution Division for the Child Care Food Program. The Agreement details the requirements of th~ CCFP and your responsibilities as a sponsor. You are advised to carefully review the provisions of this Agreement because any noncompliance to Program requirements could result in loss of reimhursement and or termination of your sponsorship. The Schedule A is the official program document which lists your approved site names and site locatio:'ls. Reimbursement can only be claimed for those sites listed on the Schedule A and sites subsequently appro\".: in writing by the Child Nutrition and Food Distribution Division. Under separate cover you will receive a CCFP T~chnical Assistance Package (TA Package). The packc~:: will contain required program forms and informational aids. Please note specific information regan:.:-.; program records as detailed in the "Guidelines for Recordkeeping and Reponing Procedures". This do(urr.c -. outlines records that must be completed and retained for all reimhursements claimed. The Child !\utri: . ;-. and Food Distribution Division's personnel will call for an appointment in lhe near future to revie\\ your -:- .:.. Package with you and explain your participation responsibilities. We are pleased to have you as a new sponsor in the Child Care Food Program and look forward to y '. -, participation. If you have any questions, please call the Child Care Food Program staff at (916) 445-0Ssr. C toll free at (800) 952-5609. Sincerely, ~i". Di "0< Child Nutrition and Food Distrihution Division MB:ks enc. /2"/)0 MAY 5,1994 RACIAL DATE UPDATE WHITE - Non Hispanic = 42 BLACK - NOh Hispanic = 20 HISPANIC = 26 ASIAN/PACIFIC ISLANDER = 4 AMERICAN INDIAN/ALASKA NATIVE = 0 ~ OTHERS ( mixed ) = 5 TOTAL " 102 THE OTHER 70 FAMILIES REFUSE FILL OUT DATA INFORMATION J?;/// -- INTRODUCTION --------------------------------------------------------------------------- CLIENT: THE CHULA VISTA CONNECTION ----------------------------------------------------- ATTN: Elizabeth A. Stillw<;igon. ------------~---------------------------------------- DATE: 02/16/94 Thank you for allowing us to propose the ACCOUNTABLE Closed Circuit Monitoring System Our goal is to make your business more efficient and secure. The ACCOUNTABLE system is based on a cost-effective, closed circuit television system that monitors and records activity in any area of your business where 100% monitoring by management personnel is both impractical and uneconomical. Our proposal contains the following: * COMPONENT PLACEMENT * INVESTMENT SUMMARY * OPE~~TION / INSTRUCTION * WARRANTY AND SERVICE / ~//J-. ccountable Business 3!5Systems COMPONENT PLACEMENT -------------------------------------------------------------------------- '. . .CAMERAS CAMERA 1 - OVERVIEW OF TODDLER ROOMS CAMERA 2 - OVERVIEW OF TODDLER ROOMS CAMERA 3 - OVERVIEW OF PRE-SCHOOL AREA CAMERA 4 - OVERVIEW OF PRE-SCHOOL AREA CAMERA 5 - OVERVIEW OF PRE-SCHOOL AREA CAMERA 6 - CAMERA 7 - CAMERA 8 - AUDIO PICK-UP - MONITOR(S) OFFICE SWITCHER/OUAD PROCESSOR OFFICE INDUSTRIAL TIME LAPSE VCR OFFICE / t'/ / J INVESTMENT SUMMARY -------------------------------------------------------------------------- Option 1 (5) Toshiba Chip - BB-104 CCD Cameras (5) CCTV Lenses . (1) Mitsubishi HS-54~4 24 Hour'Time Lapse VCR (1) American Dynamics 1476 8 Camera Duo-Quad Multiplexer (1) Sanyo 16" High Resolution Monitor (5) Camera Bracket (5) 24v Power Supplies All cable, materials and fittings are included OPTION 1 OPTION 2 Eight Camera sequential switcher instead of Eight Camera Multiplexer SYSTEM PRICE $ 3,800.00 SALES TAX 294.50 $ 3,200.00 248.00 SUBTOTAL LABOR $ 4,094.50 850.00 $ 3,448.00 850.00 GRAND TOTAL $ 4,944.50 $ 4,298.00 LEASE OPTION: 36 MONTHS: $ 175.00 48 MONTHS: $ 145.00 60 MONTHS: $ 130.00 Per Month $ " $ " $ 155.00 128.00 110.00 Monthly payments include applicable sales tax. 10% Purchase Option at end of lease term. $50 Documentation fee with first payment Lease payments are approximate J~//7 , ccountable Business _Systems INSTRUCTION -------------------------------------------------------------------------- All of Accountable's design recommendatio~s. are made by qualified and experienced security consultant~. We will provide training to. you at the time of installation. We recommend (for purposes of security) that a minimum number of employees participate in the training. Topics during training will include: * General system operation * Daily shift research * Identification of suspicious activity * Tape changing and log operations * Proper maintenance and trouble shooting A 30-day follow-up session will be scheduled in order to check system usage and effectiveness. ./ /~---I? WARRANTY & SERVICE ------------------------------------------------------------------------- WARRANTY AND SERVICE The equipment is cover~d by a One Year Warranty against defects in materials and workmanship. . The recording head on the Time Lapse VCR s is warrantied for a period of 90 Days from date of purchase. Accountable Business Systems is responsible for the warranty and ongoing service. Lens cleaning and adjustments will be performed during the warranty period, as the need arises. After the warranty period expires, a yearly service contract may be purchased, or service may be requested on a per call basis. RESPONSE TIME - WARRANTY AND MAINTENANCE CUSTOMERS Accountable Business System's response time is same day service for calls received by 12:00 PM. SERVICE COST - PER CALL BASIS * $ 30.00 Per 1/2 Hour * $ 50.00 Per Hour Service Fee YEARLY SERVICE AGREEMENT PLANS: CALL FOR MAINTENANCE PLANS AND RATES /t//? COUNCIL AGENDA STATEMENT Item Meeting Date 1C1 5/10/94 TITLE: REPORT Update on Solid Waste Issues and Final Report on Proposals for Services SUBMITTED BY: Deputy City Manager KremPlh~ ~ Principal Management Assistant Snyder REVIEWED BY: City Manager (4/5ths Vote: Yes_ No-L) This report concludes the RFP process for alternative solid waste services which was begun in December, 1993 and first reported at the 4/5/94 meeting on the preliminary evaluation of the five proposals received. At the 4/26/94 meeting, Council received the results of an economic analysis of the cost of staying in the County system. The report for that meeting also included a comparative analysis of the cost of six proposal options (three prospective contractors and four landfill sites) to the County system costs. Council provided input on the assumptions used for the analysis and raised a number of questions to be responded to in this final report. Staff has also been directed to include information in this final report regarding pros, cons and cost estimates for a Ci ty-owned transfer station or possibilities for assuming City ownership after construction. This report transmits the final documentation from the consultant, Brown, Vence & Associates (BVA) regarding the entire process of requesting and evaluating proposals, and comparing costs to the City's option of remaining a user of the County system. Additional information in this report will focus discussion on a range of options and policy issues on the subject of the City's solid waste services to be addressed by the Council when deliberating upon the proposed Joint Powers Authority (JPA) for the County system. That item is scheduled for the Council meeting of 5/24/94. RECOMMENDATION: 1) Approve, in concept, the staff recommendation to proceed with a transfer station, and 2) direct staff to return on 5/24/94, during the report on the proposed solid waste JPA, with an outline of the process to begin implementing Council's preferred course of action. BOARD/COMMISSION RECOMMENDATION: Not applicable. ,q. , page 2, Item~ Meeting Date 5/10/94 DISCUSSION: Presentation of Material Questions on the wide range of assumptions and uncertainties of these issues were raised by Councilmembers at the 4/26/94 meeting. (Minutes included with this report.) Those questions and the responses are noted in Attachment A. Page references in the consultant's final report (Attachment B to this staff report) are identified, where appropriate, in order to provide a fuller explanation. In the final report, Council's attention is directed to the "Executive Summary and Recommendations" found on pages ES-1 through ES-7. For ease in reviewing the remainder of the report, it is noted that, since this report documents the entire process, much of the information has been presented to Council at the two previous meetings of 4/5/94 and 4/26/94. It is noted that the "base case" data for estimated County tip fees which was originally presented to Council on 4/26/94 has been recalculated to reflect a change in the NCRRA debt payment as a result of the Board's recent decision not to move forward with the equity refinancing. The projected tip fee for FY 1994-95 was originally presented as $64.15 and is now projected as $65.33. The Table of information. interest: Contents in the final The following sections report identifies new may be of particular o o o o o o 2.3 2.4 3.4 3.5 4.5 5.0 Transfer Station Siting Issues Feasibility of Disposal Options Interviews Final Assessment Sensitivity Analysis Conclusions Update on the La Paz Countv Landfill Alternative At the 4/26/94 meeting, the question was raised about the possibility of using landfill alternatives other than those forwarded by the proposers during the clarification and interview process. The La Paz County Landfill in Arizona was of particular interest. Staff has met with representatives from La Paz County and the partnership firm of Browning-Ferris Industries, Inc. (BFI) to receive information about this landfill. It is noted that this landfill opportunity was alluded to in the proposal the City received from Mine Reclamation/Browning-Ferris Industries of California (MRC/BFIC) which was deemed to be non- l~ -2. page 3, Item Meeting Date \q 5/10/94 responsive to the City's RFP. (See page 2-7 of the final report.) As explained by the principals in the recent meeting with City staff, the La Paz Landfill offer would have been premature at the time of the City's RFP in December, 1993, but circumstances have now changed. The landfill site is currently permitted and in use. The partnership is one in which the landfill is owned by the County and leased for operations to BFI. Near future plans are to upgrade the site to EPA Subtitle "D" requirements and be available for acceptance of additional waste by September 1994. The existing site has a lifespan of at least eight years. Plans are underway for the acquisition and development of BLM land within the next two years which would give the landfill a lifespan of 60 to 80 years. A projected gate rate at the landfill might be $20/ton and the hauling distance from Chula Vista is about 250 miles, or about 70 miles further than the current out-of-County options being evaluated (75 to 180 miles). This information is offered as additional evidence of the changing nature of options for solid waste services. It is the opinion of staff that this (or any other) option could only be considered if the City formally closes the existing RFP process. Transfer Station Alternatives Council has requested information on the pros, cons and a possible cost range for City ownership of a transfer station. Attachment C is a technical memorandum from the consultant which discusses such advantages and disadvantages, as well as commenting upon some choices for development of a facility through a public-private partnership. During the interviews, all proposers were asked to comment upon their willingness to participate with the City. The responses indicated that all three proposers were very interested and willing to work with the City in any way possible, subject to further details and clarification of the City's desires. Options and Recommendations The findings of the final report indicate that there may be potential cost savings of up to 20% or higher if the City leaves the County system. However, the City faces a dilemma as to which way to proceed at this point in time. On one hand, the current County system is in a state of disarray and faced with such issues as lack of adequate long range planning, management issues, the NCRRA facility, failure to site future \~. 3> Page 4, Item~ Meeting Date 5/10/94 landfills and uncertainty as to where fees are headed beyond a current two year budget. The most recent estimate anticipates an immediate and significant tip fee increase from approximately $43 to $65 a ton. Additionally, there are risks and concerns regarding the draft JPA document prepared under the direction of the Interim Solid Waste Commission and now being deliberated upon by various jurisdictions. On the other hand, the County of San Diego has served the City's solid waste needs well in the past. The County is a "known entity," and projected budget data for the system's next two years is available as a result of the work of the Interim Commission. Chula Vista has the opportunity to continue to participate with other jurisdictions under the umbrella of a total systemwide approach. In addition, one of the County's major landfill sites, the Otay Landfill, is located within the City and is extremely convenient for haulers' and residents' use. To assist in this difficult decision-making process with as much factual information as possible, the City has sought and received well-qualified proposals through an RFP process. These proposers are willing and able to offer alternative solid waste approaches. To the best of our ability to analyze the options, it appears that the total package of services needed by the City can be provided in a more cost-effective manner through the private sector than through the current County system. However, as fully documented in this and previous reports, what makes this decision so difficult is the unpredictability of future events and costs. There are many uncertainties which cannot be predicted and many assumptions which have been clearly identified and modeled. If actual circumstances in the future are different than the assumptions considered here, the results could be more costly for the City. One critical set of assumptions involves use of the primary disposal site of Campo Landfill. This site is not yet developed, although it would be the closest site and, therefore, least costly from the transport perspective. The status of the Campo Landfill is uncertain even though approval to construct has been received. Construction has not begun and further obstacles of concern to the City would be the uncertainty of ultimately receiving an operating permit and the disposition of ongoing lawsuits from the County and County residents. Environmental concerns about the landfill have been raised and the financial integrity and stability of the company have been publicly questioned. Other disposal alternatives to the Campo Landfill have been brought forward by some proposers but need further analysis. An argument could be made that the breadth of options received through the RFP \'\. ~ Page 5, Item Meeting Date 'C1. 5/10/94 process was not as extensive as the City might have hoped. Other opportunities are currently available or might surface in the near term. How then should the City proceed? City staff and BVA have outlined the some choices in a recommended strategy. The strategy clearly rests on three fundamental understandings: 1) The Citv's Role in the County System. The City should not abandon the County system at this time, but participate in the County system short term as a user, rather than as an owner (i.e. a member of the JPA). This choice would keep Chula Vista's options open. A number of cities will probably also choose this option. Some of them, like us, may clearly want to pursue or at least have the option to pursue other options at some point in time. There are other cities who will probably also choose to be a user and not join the JPA as a full member, but will desire a longer-term relationship with the JPA. The decision of those cities will be predicated on the fact that they are satisfied wi th the current services provided by the County and want those to continue but do not want to assume the liabilities and risks associated with being an owner of the system. 2) Proceedinq with an Option Outside the County System. Likewise, the City should not commit waste flow to an alternative at this time. There are too many unknowns and uncertainties. New information and potentially new options are evolving. Additional time will be a key factor in the resolution of the concerns about the Campo Landfill. 3) Staff Recommendation. The City needs to position itself, so that a long-range decision can be implemented expeditiously, effectively and with the least financial impact on the ratepayers. This strategy involves taking the initial steps to proceed with siting, conceptual design, environmental review, and permitting of a transfer station, either as a City-owned facility or ultimately within a public-private partnership. These actions would allow the City to maximize certainties for longer-term decision-making. The City could subsequently decide to: continue as a user of the County/JPA system, rejoin the County system if a JPA is formed, or proceed independently with other options. 1'1-5 Page 6, Item~ Meeting Date 5/10/94 FISCAL IMPACT: The refuse and recycling collection rate for the single-family resident is typically used to describe the fiscal impact of a choice upon the ratepayer. The following illustration is provided to help give a sense of the range of impact on the ratepayer for the options discussed in the consultant's final report. Option Tip Fee Est. Monthlv Rate Stay in County system $43 $65-98 $56-89 $14.43 $17.47-21.99 $16.20-20.69 CURRENT SYSTEM Leave County system These proiections are based on the followino assumptions: 1) Estimated monthly rates only show increases attributed to higher solid waste system costs (currently this accounts for about 25% of the $14.43 monthly rate). 2) "Tip fees" shown for leaving the County system include proposal costs plus $10.12/ton for additional programs and obligations to provide complete system costs. NOTE: Reoardino the fiscal impact of proceedino with the staff recommendation with respect to a transfer station, this action could involve additional consultant charges as well as processing, design and environmental costs. Staff will define a range of costs in greater detail at the 5/24/94 meeting, should this be Council's direction. $~HG RrrAe~.~OT~e~~~61 \C\-<a Attachment A Follow-up Ouestions and Responses 1. A. Clarify the number and types of services currently received from the County which are included in the proposal costs, i.e. proposers tip fees. R: As described in Section 4.3 (page 4-5) of the final report (Attachment B), the proposals from Sexton, Mid- American and Laidlaw include the costs for development and operation of a transfer station, hauling services from the transfer station to a disposal si te, and disposal. These costs include all required closure and post-closure costs, and all required State-required and LEA fees for the proposed landfills. B. Clarify the services and describe the process used to determine which (currently provided) services were not included in the proposals, and therefore, needed to be costed as additional "programs and obligations." R: Services other than those reported above which are not costed in the proposals are specifically identified in the "Programs and Obligations" section found on page 4-5 of Attachment B. This list of additional services was determined by City staff and BVA through a line-by-line examination of the County's Solid Waste Enterprise Fund projected two-year budget. Each line item function was given consideration about whether it was: 1) something the City would no longer pay the County for once the system was exited (and, therefore, needed to be paid for directly by the City or included in the proposal costs), or 2) an obligation to the County system that the City might retain even after leaving. 2. Clarify how each proposer addresses the indemnification issue. Include: extent of indemnification, requirements of successful bidder, impacts to ratepayer. R: Indemnification ideally desired by the City, offered by the proposers, and associated risks are discussed on pages 2-6 and 2-7 of the consultant's report. 3. Can Chula Vista benefit from a lower green waste tip fee ($21/ton) now being charged by a new private composting facility as opposed to having the residential yard waste taken to the County's "Clean Green" program and paying $25/ton? R: Laidlaw has reported to City staff that they began taking the City's residential yard waste to Organics Recycling West (ORW), instead of the "Clean Green" program operated at the County landfill. The contract cost, is $21/ton and Laidlaw indicates that the additional transport costs to \~-l Attachment .l!. Follow-up Questions and Responses Page 2 the new location on Otay Mesa make the cost of the service the same as under the County's program. As provided for in the franchise ordinance for the yard waste program, actual service costs (contract, transport, etc.) will be carefully reviewed during the next rate review period for the program and adjustments to the future rate will be made at that time, if appropriate. There are important additional benefits to the City of using this new market, and the entire issue is discussed more fully in an Information Report included in the agenda packet for this 5/10/94 meeting. 4. How can the costs of this program be mitigated with host fees? Discuss a range of options, reasonable expectations, potential impacts, how to initiate them, etc. R: It would not be unusual for the City to charge a host fee for use of the transfer station by other jurisdictions or non-City users. At an estimated $2/ton and excess capacity of 30,000 to 60,000 tons per year, this practice would generate $60,000 to $120,000 per year in additional revenue. The funds could be used to reduce the collection service cost paid by City ratepayers or to reimburse the City for various expenditures. Another option might be to enter into a contract with any other interested jurisdictions at the beginning of the transfer station project and have them participate financially in the project. Once a Council direction is established, staff will again contact neighboring cities to explore their level of interest in such a plan: the Cities of Imperial Beach, Coronado, National City, and Lemon Grove. (The City of EI Cajon is already pursuing an independent option of their own.) 5. Describe in more detail and justify the administrative and staffing costs included in the City'S additional "programs and obligations", i.e. the Solid Waste Coordinator position. R: If the City exits the County system, there will be additional staffing needs which are not provided in the City's current personnel base. For purposes of comparing costs between the options, a projection of salaries and benefits for three positions is included in the analysis. This is not intended to be a budget. A discussion on actual numbers of staff, appropriate classifications and justification will need to take place at some future time if Council takes action to leave the County system. \C\-~ Attachment A Follow-up Questions and Responses Page 3 Salaries are projected at comparable levels for the industry and benefits are estimated at 30% of salary, comparable for City positions. Two staff members (at combined salaries of about $61,000) are projected to be needed for managing the scalehouse facility during all hours of operation, including billing. This function is recommended to be handled under City staff to ensure maximum control over records and fees. One other staff member is included to provide overall coordination of all services, contract compliance, facility management, permitting and enforcement issues, and general administrative functions, at an annual salary of about $58,000. 6. For the key assumptions listed on Page 6-2 of the 4/26/94 staff report, indicate a range and probability of the change occurring, i.e. , County system tonnage decrease due to exit of cities, impacts on tonnage due to the economy and successful recycling programs, the possible loss of permit for San Marcos landfill, etc. R: The sensitivity analysis described on pages 4-10 through 4-15 of the final report discusses the results of having changed some of the key assumptions and modeled the potential economic impact if those changes were to be realized. The possible changes analyzed include: o Chula Vista waste quantities o Other cities leaving the County system o County system costs not realized o Proposal costs not realized o Premium tip fees paid to the county system for non-participating members o Additional transfer station capacity used by other jurisdictions paying host fees Regarding the Conditional Use Permit (CUP) for the San Marcos landfill, the San Marcos City Council will be reconsidering the extension of the permit for one year at their meeting on 5/10/94. Although the County has contingency plans in the event that the extension is not approved, there are no known cost impacts which could be introduced into this analysis at this time. Council will be provided with information on the San Marcos City Council action and its impact as soon as it is available. lC\ -~ Attachment A Follow-up Questions and Responses Page 4 7. A. Can you provide estimates cost estimates on the two alternative sites submitted by Laidlaw, i.e. El Sobrante and Suburban (Yuma, AZ)? R: As noted on page 2-2 of the final report, Laidlaw has not yet provided any disposal cost information for the use of either of the two alternative sites named above, although they have stated that they would do so. Their proposal originally identified the company-owned Chiquita Landfill in Los Angeles County as an alternative site in the event that the Campo site did not become operational. During the interview, Laidlaw staff restated that the Chiquita site was the preferred alternative. They have further indicated that they expect the EI Sobrante and Suburban costs to be comparable to the $25/ton gate rate at the other sites, with the main difference being the change in hauling distance. B. Provide more information on proposed transfer sites in and around Chula Vista, including discussion of projected land costs. R: Proposed transfer sites are described on pages 2-4 and 2- 5, and a discussion of estimated land costs is included in the "Cost of Proposed Services" section, at the top of page 2-4. 8. Describe the range of usual problems associated with the siting and permitting of a transfer station. R: See the "Transfer Station Siting Issues" section on pages 2-4 and 2-5. 9. A. Page 6-2 of the 4/26/94 staff report states that "the City's plan to meet the State's AB939 goals ... are factored into the analysis... ." Explain the comment-and justify how those goals can be met. R: Page 4-5 of the final report states that, for "purposes of this economic analysis, BVA used the waste quantity disposal projections in the SRRE that assume AB939 diversion rates will be achieved." It is pointed out, however, that the economic analysis does NOT include the costs of a MRF which could eventually be necessary to bring the City into compliance with the State's goal of 50% waste stream reduction. The RFP required that proposals include capacity for the transfer station to be expanded into a MRF by 1998 if the \ ~ -\(') Attachment A Follow-up Questions and Responses Page 5 City determined it was necessary. Because of the uncertainty, there are no costs included in the proposals for a HRF. However, for the purpose of comparing costs to the County's system, it is noted that the County's costs (Le. capital program) also do not include the cost of a HRF to service South Bay cities, as in the PIA project currently being discussed by the County. Some would argue that the County HAS included the cost by building the NCRRA facility to service the entire County, although the use of that facility located in North County may not be acceptable to South Bay cities. B. How has the City already progressed towards meeting the AB939 goals? R: The City's residential recycling programs are currently diverting 25% of the residential waste stream or 9.7% of the total waste stream. The 9.7% residential rate does not yet show the full impact of two relatively new residential recycling programs, yard waste collection and multi-family households. There are other challenges to accurately assessing the City's AB939 progress. The City does not yet receive commercial recycling reports. County reports demonstrate that Chula Vista is landfilling 30% less waste than it was in 1990. With less than 10% of that source reduction attributable to residents, it is clear that there is undocumented source reduction from commercial and industrial generators. Additionally, it is not possible to determine from the existing data how much of the reduction is due to: economic changes, implementation of recycling programs, increased practice of source reduction at the consumer level, etc.. A significant and continuing part of the work plan for the City's Conservation Coordinator is to encourage participation in the existing residential programs, provide technical assistance to businesses, and to develop a permit system for commercial recyclers in accordance with the Mandatory Recycling Ordinance. These actions will provide the tools needed to monitor and meet the AB939 goals. \C\~\\ Attachment A Follow-up Questions and Responses Page 6 10. Comment on the likelihood and legal position of the assumptions that: A. To use the County system for two years, Chula Vista (as a non-member agency) would pay the same tip fee as member agencies; and B. We would have no ongoing responsibility for the NCCRA facility (debt service), active landfills, etc. once we leave the County system. R: Although the assumption was made in the "base case" that the City would pay the same tip fee as other JPA members, pages 4-14 and 4-15 of the final report discuss the impacts on potential savings of changing that assumption. One case describes the impact of changing only the tip fee and uses two different cost possibilities, 20% and 50% premiums on top of the "base case" tip fee. The second case describes the combined effect of the City having to pay higher tip fees at the same time that cities may be leaving the County system, Le. system tonnage decreases and fixed costs are spread over fewer users. This situation may be a more practical possibility and, therefore, have a higher likelihood of occurrence. Regarding a legal op~nJ_on on the occurrence of these assumptions, the City Attorney will respond either under separate cover or verbally at the Council meeting. 11. What guarantees will there be in the contractor's agreement that would assure the City of retaining control of the waste and the fees? R: See page 2-4 of the final report regarding prov~s~ons which should be negotiated between the City and a service provider in order to protect the City from increasing transfer, hauling and disposal costs. All three proposers indicated that their costs were fixed and that they would assume responsibility if the costs were underestimated. The City Attorney may wish to make further comments about the City's ability to control the waste. \C\-I2- Attachment .!l Follow-up Questions and Responses Page 7 12. What impact would closure of the NCRRA plant have on the County's costs? R: The only cost projection we can make at this time regarding the impact of the closure of the plant is illustrated in a sensitivity analysis included on page F- 20 in Appendix F of the final report. It is noted, however, that this model was calculated by removing two NCRRA line-item operational costs (0 & M and hauling) from the "base case" calculation. The NCRRA debt service payment remains in. There is no confirmation from the County that these assumptions accurately represent what might be the actual decreased system costs if the plant were closed. 13. Provide an update on the permitting and development process for the Campo landfill, particularly with regard to implications of availability. R: as is now known permitting and Page 2-2 includes as much information about the status and schedule for development of the Campo Landfill. 14. What is the capacity (useful life) of the alternative disposal sites? What are the known factors of these sites, and their uncertainties, including any existing restrictions on accepting out-of-county waste? R: The feasibility of the disposal site options is detailed on pages 2-5 through 2-7 of the final report. All existing and potential sites should have a minimum of 20 years capacity and there are currently no known restrictions on the importation of waste. 15. Discuss the impact of volume on both the County and the proposal rates. R: The impact of volume on rates is illustrated a number of times in both the comparative analysis of the "base case", as well as the sensitivity analysis which addressed (among other variables), possible changes in tonnage for both the County system and the City. In particular, see pages 4-11 through 4-13 on the sensitivity analysis. \q..\~ / Cj-/~ 05-05-94 02: 57 PM FROM BROWN, VENCE & moc TO 16195855612 POOZ!004 Attachment C Inwn, VOIlCO __III.. E_and w....__ EPainutl TECHNICAL MEMORANDtlM 120 1oI0d01l1n01Y_ _'000 aan m.nc1leO CiII. 941 04 TO: George Krempl, S~ Snyder '.~.~ ".......",. r~j..;~'-ql ift(;)M~ , ifl' "~' "~" " , " ,,' '" ""'", '" 41~FAX "T~;;~~' '-rq~ , ,.... ~,;~,~w~"'~'~^;~;1';~':~;~I-"~"-";';:""""''-'':;;~''[''v:!~;";~;""'.....hliio:-"~1;.i'oI&"iilti~::':._'._''',' ~;".'""':""",:",_"".,; t. . .". .0. 1 ' .,1. \. , .,,~ ~ ,J .. ,~ '" . - . ,- DATE: May 4, 1994 RE: Transfer Station Owncubip hsuCJ ",r:,,",r. If Chula Vista decidell to leave the County system and seek altemative disposal options, the citY ' will need a transfer station to provide a location to consolidate its waste stteam for shipment to a distant landfin. The City is in the poaition to own the facllity or allow a private contractor to own the facility. In assessing Its options, the City needs to understand the issues suITOunding ownership of the traD8fer station., At the City's request, Brown, Vence, & Associates has reviewed the primary baues related to City ownershiP and has grouped them into advantages and disadvantages. The discuSsion assumes that if the transfer station is City owned, the City will arrange operations through an agreemont with a priv-.w: oonuactor. ADVANTAGES OF CITY OWNERSHIP . The City maina oontrol over the siting, design, pem1itting, and construction of the facility by perfonUing the wod: uing in-house staff or contracting with engineers, environmental consultants, and constroction COll1:l1lCtOrs. 'l1Ie City retains control over the operations through contn'etual agJ.Wm.euts with a private operator and slw:es the respon~hi1ity ofpe1formance with the private operator. . The City has assurance that sufficient capacity is avaibWle to handle its waste stream. . The City retains cootrol over the customers that use the faclJity. thereby ensuring that ,the facility, is accessible tl) all baulers in a, deIlned area, inc1udingself-bauleTli...... M Roeydod Pac>>r F:'3~Ol\CO~owtfDIW1IIl'.Tc:H OSI05lP' :3"2,. 1 1C\- \S 05-05-94 02: 57PM FROM BROWN, VENCE ~ ASSOC TO \6\ 95855612 P003!004 . The City retains control over the types of ma",,"lIll accepted at the facllity through COI1lm;tual agreements with the private opemtor; thus, the City bas greater freedom to expand the waste collection serviceS available at the site. For example, the City could acid a drop-afflbuy-back mcycling center, a WlI5W IlltCbangc program, or bousehoId hazardous waste drop-off operation. . The City can predict costs over a period of time through contral;tllal arrangements and itq deht Rervioe. ~ ~ <""\1"., ": l . At the end of the debt period, the City owns the facWty; it is an asset. . The City can negotiate an opemting contract with Hmited tenDS (e.g., five or ten years) or a perlo4lc :renewal clause; thetefole, the City can limit the :dsks often ~'7 1;"'\1 as~imd~jijth,pv"~~~~ ,~~~r~tirtr~~hllttcfentr-- , . "~:~m'all(jw ~City-1O rcpw:c a pli*6pcrator in a' . . 1e time frame if the contractor's peIformantc is net satisfactory. . The profit of the private operator is limited to profit on operating expenses and does not include profit on the facllity capital costs. . The City benefits jillllndlllly from the increased effici~ and lower wage scales of .' ... t ,_ - - I. the pItvate operator. "" ' . .'. . ,- . TheC!tYcan arrange for facility fUl8Jl~ wid11~stdebt than the prlvaiD opetator typically can obtain; therefore, the overall cap1ta1 cost of the facility may be ~~. ' , . The City would have direct control over facility site selectioll because the City can exercise its power of eminent domain to obtain a desiIable location. . Tax beMt'its may exist for City ownership. . The ~ty !IIa, levy a hoist community reo on waBto quantitic:s recoivod ftom other cities that use the transfer station. ' DISADV AN1'AGES OF CITY OWNERSHIP . The elected officials must make a lon&-teQn financial commitment to the facility. . The City must proVide long-tCrm financIII~ and be respollB1blo for guaroin~lng .... debt service payments over the financing term. . 'I11e City n~ to eStablish a fee structure to tepay the debt. . The City Mains responsibility for aelec:ting the site location. P'IllWl93032.01\COR",,!,ioW1'II111SHlP.TCK aIIOIIlM Z;4~", 2 \~- \~ 05-05-94 02:57PM FROM BROWN. VENCE ~ ASSOC TO 16195855612 P004!004 . The City Jetains the responsibility of not QII1y ......".lnl~ local zoning but also obta1ning and mai"",inlng all nece83lIIY penni.ts, including the Solid Waste Facility Pennit. . The City bears the risks associated with waste supply, waste composition, and cbanges in laws and rogulations. ",,,,"-,.,,. .,'.,. ~. ."... ,,~'.H.. .,. . . . ~._,..,._ ,;..",.. <I,__~:,,;;.~h....,.....,....n.,,..." " .-:" -CI&hd--~MbHJp~'iL6ishiP ~t~:a.re r&c; ~'ti, the City. ~~p1e, a priVa.18 contractor could site, design, permit, conatmction, and operate the facility and at some point sell or give the fileility ttl the City. Ancthe.r altemal:ive the City oould pursue is owninr the property and lea5ing the land to a private company, which would be IeSpOIISible for the siting, design, permitting, construction, and operation the facility. If the City proceeds with the transfer station development, these optioos should be investigated further. . The City beam the risk of teclmolo:y or design failures that cause the facility not to opcn1te as expected (although the :risks lWOclated with tramfcr station technology are D1inimal). . The City bears the risk aSsocUte<l with force majeure such natural ~, war, and sabotage. p,ISWIPJI)32.01IeOUllS\O_Klp:rQl GIlIlll'" "'... "" 3 \~-\\ / {q- 2tJ ~n tau Qlountu ~onrb of ~uperui50rs 601 11TH STREET POST OFFICE BOX C PARKER, ARIZONA 85344 (602) 669.6115 October 28, 1993 GENE FISHER DISTRICT .1 JOAN BIGHEAD DISTRICT _2 GREG UPTON DISTRICT .3 FAX (602) 669.970<> TO WHOM IT MAY CONCERH: . On October 25, 1993, the Board of Supervisors of La Paz County Arizona voted unanimously to enter into contract negotiations for a Public/Private Partnership with Browning-Ferris Industries (BFI) to operate our 160 acre landfill on the Arizona/California border. Our County views this partnership as a tremendous economic development opportunity through the creation of local jobs and the enhancement of our tax revenue base. La Paz County has a very unique asset in its landfill. It has excellent geographical considerations, including proximity to major highways and rail lines, and the site is over fifteen (15) miles from its nearest neighbor. Under a fast track schedule, we are in good faith negotiating the final operating agreement and are planning for a May, 1994 date to begin receiving municipal solid waste from outside the County. Although we are fully permitted and receiving local waste today, we will spend the next six (6) months bringing the landfill up to subtitle D federal standards. Working together with BFI, we are confident that we can provide an environmental and cost effective solution to communities waste disposal needs for a minimum of twenty (20) years. Over the coming months, we are looking forward to meeting with municipalities who want to team up with us for long-term environmentally safe disposal. Please feel free to contact us if you would like to discuss this unique opportunity in more detail. &:0121. jh LA PAZ COURT! BOARn OF SUPERVISORS: 2/~ ~~J Gene Fisher Supervisor District 1 /~ i '- ... 19- 2-\ Railhaul Projects for Southern California Communities LA PAZ COUNTY LANDFILL PROJECT Background Information - The La paz County Landfill Project has been created through a partnership between La Paz County, which is located on the western border of Arizona, and Browning Ferris Industries (BFI). The partnership brings the resources of a national company with extensive experience and expertise in the environmental industry plus a municipal partner who is sensitive to the challenges unique to governmental entities. The terms of the agreement define a public I private partnership in which La Paz County retains ownership of the site and BFI accepts the responsibility to construct a Subtitle D state-of-the-art landfill and assume its' operations. From a geological perspective, The Arizona Department of Environmental Quality (ADEQ) considers the site an excellent location for a landfill. The groundwater is more than 500 feet below surface and the nearest resident is located over fifteen miles from the landfill. Although remotely located, the site is readily accessible by both national rail carriers and major highways. Rail access is provided by the Arizona California Railroad which receives se,rvice from Santa Fe and Southern Pacific. The nearest communities, both located approximately fifteen miles from the. site on Highway 95, are Quartzsite, Arizona and Parker, Arizona. The landfill is fully permitted and covers one hundred sixty (160) acres, with approximately 5,000,000 tons of permitted airspace. La Paz County has started the process of acquiring additional acreage from The Bureau of Land Management - the same entity that originally transferred the one hundred sixty (160) acres to the County. An analysis of the property which is contiguous to the permitted area shows unlimited potential in terms of expansion opportunities - which would e.xtend the life of the landfill for well over twenty years. The County and BFI received final permit approval for the new landfill in April of 1994 and construction has commenced on the new Subtitle D facility. The new landfill is expected to be open to receive waste in the fall of 1994. Environmental controls feature a composite liner system comprised of two feet of low permeability clay, a high density polyethylene liner and a leachate collection system which underlies the entire landfill. The Arizona Department of Environmental Quality's (ADEQ) permit does not set a daily limit on tonnage allowed into the site. The La Paz County Landfill is permitted to accept municipal solid waste as defined by RCRA and various special waste categories allowed under the Arizona State permit. For California communities with aggressive recycling programs, waste will be accepted after it has gone through the recycling process. The company initially anticipates operating the site at 2000 tons per day, although it has the capability of increasing in the event that additional contracts are secured. At 2000 tons per day, the expected life of the landfill is eight years. County officials are currently working together with SFI to market the landfill to munil;:ipal customers. SFI is taking the lead for marketing the landfill to commercial and special waste-customers. \ q -'l2.. The partnership is focused on tailoring programs that addresses each individual community's situation, including transportation arrangements and development of transfer capabilities. The tipping fee at the landfill is expected to be $25 at the opening of the facility in fall of 1994. Status of the Project Landfill - In April of 1994, The Arizona Department of Environmental Quality (ADEQ) approved a minor modification of the existing permit to construct a new landfill on the one hundred and sixty (160) acre site. Construction has commenced and the new lined landfill is expected to be open and operational in fall of 1994. BFI will exhume all of the in-place waste from the County's prior operations at this site and place it into the new lined landfill. At that point, BFI will indemnify the County from future environmental liability. Plans to expand the landfill for future growth are now underway and the preliminary permitting of this expansion process has started. Expansion capabilities include both horizonatal and vertical growth. Transportation - For those customers that elect to use the Arizona California Railroad to access the landfill, BFI plans to use a rail siding located five miles from the site for the purpose of trans.ferring containers from the rail to trucks for the short haul to the landfill. In addition, the County is exploring the benefits of building a private road from the main rail line to the landfill to provide trucks an alternative route instead of using Highway 95. This would allow the use of heavier containers, since there would be no weight limitations on the private road. For better efficiencies in the future, La Paz County has started the process to acquire land from the Bureau of Land Management between the main rail line and the landfill for the purpose of constructing a rail spur directly into the landfill site to eliminate the need for trucking. Specially designed vehicles would lift the containers from the rail cars at the landfill and deliver them to the active cell for disposal. Citizen Approval - As part of the evaluation process for determining how to manage the Countys' solid waste in the future, La Paz County officials met with the majority of residents to receive input and possible concerns about entering into a partnership with BFI that would include the importation of waste from outside the region. Since there was already a precedent for bringing California waste into the. area, the importation issue was not considered a major concern to the residents. Because .the topography of the site is compatible with hosting a mega-landfill and given that the nearest resident is over fifteen miles from this location, the local community has become very supportive of the new partnership. The agreement allows for the County to share in revenues while creating jobs and stimulating demand for local services. Concerns - One concern is the pending federal legislation that seeks to influence the flow of waste across state lines. Because of its proximity to California communities on the Arizona border, La Paz County has been accepting waste from out-of-state for several years. The community does not perceive a problem with these flows l" . 23 continuing into the future. In addition, the partnership between SFI and the County has a signed agreement that specifically addresses the issue of out-of-state flows into the La Paz County Landfill and the importance of those flows continuing from a business practicality standpoint. Although no federal legislation has been passed on this issue as of this date, it appears that the existence of a signed agreement between a host community and a solid waste facility helps to create a strong legal foundation which can protect a projects' future viability. 19-2~ Ilq~.E'3 T '.e..',..', , , #/9 M.'V 1994 file 011,0 OU',f'rVC' P"9" :1 Mid-Atp.ericaalsat: it again "Thatjllstseemedto .onjirmall the rumors we hadhcardabouI how Mid.Ameri.all was light with local officials." ' It was about (his lime, In fa.!. that Colunlbus took a 11I.nliive pilot re<:yding projOCl awayfrOln the low biddenmd gllve it 10 Mid-AIl1eri\:Qn wilhoul explanation, It was also abQil! Ihis lime ll\at Mid.Ameri.anl~f1icials and I'Ilhcrs affiliated with the rompany plimpcd up to $36,000 il!to thc .ampaign.or- lers of thcn-City Council President Cindy La~aMls, Purecl,iJl~idcllee, La/nnls n'nd . Mid.Amcrican officia\sSaid. Coi n.idencc, perhap's, but not . acy' to violat~ federal cnvironmcmal laws and calloo for anillvestigation 10 dCICt\lline if thc lrasll divcrsion SometimeS headlines are almost enough to tell the story. " 'Clean hand~' or dirty deals?" The Observer asked in a February articlc about Ohio-based ' Mid-American Wasle Systems' con. \!'ovcrsial history, ft$2 million t..a~h contraet ille- gal," The Ci1lumbu~ Dispatch an. swered in an April 5 front.page story about how Columbus had been allow- ing Mid-American to dU\\lp '30 per- .elllotth~cily's, trash sinc:eJan, 24 uader a socret unbidt:9ntraOt. Offi.iflls for Columbus and Mid. American began tripping al,l over themselves after City Councilman M,D. Portman exposed lhc'(;()n- tract's cllistenre and demanded an. swers 011 how it ever came about Without the required approval'of city ~dl The more they tried to juslil)llhe .' Thc formerelllployee said'he and deal, though, th~ marc the(Jfticlltls'.~~ hiS ~Ife discovered that thc mmorcd answers about supJlQScd savings and eOZlll~S betweenSWA<;Olllld Mid- Mid-American's alleged ability to Amencan waHo~ l'eAlwhe,nthcy rccyclcup 10 30 porcent oftlw trash called .thc au111l)Tny!lfier hc Wl\sfired didn't make sense ' 1a..tsUIIl1lI~r: ' About the onl~ possible answer ' "I triod 10 ,tet,t thcm' aboutJlow . that dldll1ltke se.use, insidet$sllid. ' t~ash t~at was Sl1ppo~ed to gOlo the' WllS thai Mayor Greg Lashutka . I'rankllll County I~D~ll ,was being jumped tho gun on hisplari tooventu- sellt t~ Mld'ADlcnca.ll J.and~~~lhe ally let the self-proclaimed "clean' rceyelmg center lI~at aUows,tlie~m' hands" waste COillpany take over , pany to send w~at s len QVm;,IO Its trash collection for the city to keep , landfill was basl~ally nJokoilhc for, the .ity's most-tOxic waste from go- mer :mployee said. .' iug to its trash-burning powcr plant '. allt \lO'O~IC at S WACO. wanted during II Mar.h test burn by the U.S. .' to bSl~~; They toldrnc to get ~ '. EllvirollmClltalProlcctioll Agcncy. la~~~. . . . U.S. EPA JlnalystWilllam San- h lhc fomler ol~plo>'ec's wlfc saId jour, whose mcmoaboutdallgerously s e got the SlIme kl1ldofreac.llon rug] d" ". I' 1 when she c.11lcd SW ACO. I. 10Xl1l emisSionS' at t Ie pant '''n 'd'd" , , prompted the test. suggested bill .' ,IC>, I n t ~dnt, tohedr <~:lY- O tl t th M'd A '" . d'-' thmg bad ,Ibou! Mld-Amencan, she mem la e 1 -. m,rlcan "" 'd "miglll cOJlSlltute a criminal ~'onspjr.' '1 sal . ~kewed the Icst resllUs, SpurlC\l by the .0nlrovCl'SY. city officials beflllll askillg qucsti(lIlS thaI Mid-American had ,tTOublcanswcring abo\ll how m\l(;h waste Was ~tua.lly re<:ycled and how much was sent to . its Fairfield County lanclfilI, Any full and j~partial investiga- jioncould open a canofworlll8'that Mid-American might have trouble closing, OnC forrncrcmpl!lYoc$aid. The fomlor emploYee said he was often asked to doctor reCords about bow rnudl~S1e wIIS b~ing.~umped at I ~e company' s .I~ndf\ll rather Ulan. as required, at the one in Franklin County run bythc Solid Wasoo Au- , thority of Ce.iltral Ohio. .' /9"~ '- I trie.d tQ teUthem . a~out how trash that. wa~ sup,posed -to gototh~ . F,.,i' -q "rankUn ,(JOI,IUtyi ! '. 'andfill Wasbe~fig . sentto Mid~ - . . Ameltican'sown' i' latidtJU'n~ how',' . th e r+~YC~~Il'gce.P_:,.J te..t~ataUows thei. ".' ' ,:': '. L 'tomp,agyto$~n4Ai: wblltts 1~tf6ve'rto ; its laildfurwa.sba-, , ' ,: :,' ~. , ' ',' t skaU's . ol(.e; ..'1' .!..J,.... ;. poge 4 Till' Ohl(l Ohserver M,JV 1'1<)4 " necessaril>: pllf~, iiJdUstiy and politi~ cal sourc~ replied. The money was supposedly do. . Rated at arocCptiOll hO~(edby Mid- ! ^inericanCE() Chris Whit.e,but 110 orj~ could remember where. I "l'hat'sprobably because' there : . wllslIO receptlon,"a wllste;industry 'souree said. . .'thoSe who donated werc proba. bly told to',send a cheek Md they scril acbeck." . .. I Mid-Artlcri~allcan hardly argue that il doesh'tundersiand the iinpor; lance offolJo.wing the. roles w\)en ob' taining fi1~nicipa)contracts. The company sucd Ihe city of I Parma la~lfallafter city council .awarded a' contract to Mid. American!s main competitorill northern Olhio, Browning Ferris In'; dustries, o\Icnthough Mid.Am~rica!l p ......' . had the lliWef'bid, The lawsuit was . settled hI JaQi!iiywhen, Parma al1' nouneed it'Wbuld' giveBFI a onc-year ralher than three-year COfllract and . rebid;the',fest" '.' . . , , , " ": -. - I " . ~ ' , . , _', ' , ' , t', MiU-Mrilirican;meanwhile, 'con- tinues to rtlCCl. 8lrOllg resistance to its ellJla/lsion ,in o\l1Cr pa1sof ~e coun- \/Y. ,.r. '. ' . . .. III iIliooii. the Wayne County . Board rceentlyrejcclilll1l1e com. pany's request toe,,:Pand its regional landfill near. Jlahlleld. The \lQard ,no! only rojectodtho originalexpansiOIl plan, but also voted uot to consi4er a scaled-back proposal for vertical expunsion, . InJIIljlalla, ~pponenls oi the Mid-America.roll Gary Landfill said lhe IX'mpany was violatillg the mayor's ban onlluoking in waste . from other slates. , And'in.southcrn CullfOl'n!a, the company's developmcllt of a lalldnU on an Incijan .reservatitlll on the U.S.- Mexican border was officially protested l('.lhe U,S, Slale Depart- ment by the governmenl of Mexico. The San Diego C/IUlllY BOai'd of Supervisors also voted to ailPeaJ a federal court dccision that allowed the proposed Campo landfill project lo.proceCil, The suit, f1ed1as1l'car, charges lhallall~1l pr9ponlinlS did IlOl pro- ducean accurate .linvirollllleutallm- pacl SLalel11enl. . . Second Oistriet Sl!Pervisor Di- anile Jacohsaid,that Jullllc 1l'llJu Gonzalez "did nollllle on whether the Jandfiltwll5 safe,"buton "whether lh.e j's were dOlled and the t's werecl'ossed." Jucob said she believes iliat, "The highercou[\ ",ill bcmorothorough. 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('Io.;;>W -u?\lf! )}lI7.!S .-f ..J.LJJ;:;1 d '2 ;) 11 ty) S -vr>? h../l tt )") :;tV PI rll 0 -\fcl3-7 Vt.7 ' ~o ':j1Y 3' :;;1340 \' I 1A.l yVQ - '-.........,..-. ,. . ) ~ "026 -lc \,..". I i I. I ~~ f?7~ ~ /97 Y its feet, Indians say i IEPA dragging I By PAUl R, HUARD The Desert Sun THER~AL - The Torres~~arti- i DeZ Indians are losing patience with t the Environmental Protection t. Ageocy. which they say is dragging 1 its ree\ on action to clean up a pile . of sludge on reservation land. t And top EPA oHidals in Califor- nia won't talk about the mountain of . sludge at the Chino Corona Farms Co. operation. :'oleither will local Bureau of Indi- an Affairs olficials. That agency's Southern California supervisor has declined to return repeated phone calls since Wednesday. M.ary Belardo, tribal spokes. woman for the Torres-Martinez Bclnd of Desert Cahuilla Indians, said EPA oHidals made two visits to t.be controversial sludge mound. whicb California Regional Water Quality Control Board oHidals blame (or groundwater contamina- tion. But they said nothing, asked no questions and performed no tests, she said. 'I"be EPA representatives lis. t~ned to company oHicials and the co-owner of the tract used by Chino Corona describe how they planned to remove the operation to ma ke way for another waste-disposal company. she said. ., All tbe EP A did was sit there and listen to Vincent ([banez, oper- ator oC Ibanez Farms, which is lo- cated on a tract owned by his wife Geraldine, a Torres.Martinez tribe member):' said Belardo, who was at both meetings. "He and Gordon Cooper l vice president of Chino Co-- ronal tried to explain away every.. thing and all the EPA did was listetL" Lois Grunwald, a spokes"\\'oman raine Walker. his secretary, said be was "in a place wbere be canoot be reacbed b)' telephone" aDd DO one at the BIA's Riverside office was authorized to talk to tbe media. At the JaEl.. %7 meeting, 8elardo said she asked Ibanez, "What are you going to do about 1.hr moun. taiD?" reCerring to the SOO.OOO-ton, 50.Coot-higb mound of sewage sludge transported to the site by Chino Corona between 1989 and 1993. Tbe company was under con- tract with the city of San Diego to remove sewage waste from Fiesta Island and process it as compost. "Vincent said be bad a ~ oper. ator aod be would clean up the site, but it would take some years to do i~" Belardo said. EP A otncials walked arouod tbe sludge site, but performed DO tests or asked any questions about the operatioDS. Belardo said. Belardo acd Gnmwald said lour EP A offl<'ia1s relw-ned 011 Feb, 3 to meet ,,;th tribal leaders.. three more BIA offICials. Gordon Cooper aod V.,. cent lba.oez. ,~gain, Ibanez cletailed his plans to bring Terra Farms. a company be said would bag the sludge, to the Ibanez Farms lnCt. Belardo said the EP.4. officials dido't want to go back to tht sludge site for a second loot. "'!bey didn1 .'ant to get ~udge OIl' the w.s of their car" Belardo said, Belardo said she is "sick and tired of the whole sludge thing," and tbe tribe bas tried since last year to get the BIA to shut down tbe Chino Corona operation... She said sbe is disgusted with the EPA's inaction. "v."hen does the light bulb come 00 and these people re.aliu there is a problem'!" Belardo said. Boiling water won't kill pollutants, officials say toile samples lor.",. signs ol \.ainU.... said Dale _ berger, director 01 eagilleerlDl lor the Coacbella Valley Water District. Bohnenberger said there are several compaDies in Riverside County that perform the tests and they can be lound Ia the telephone dlredory, Be estimated the cost lor . chemical pollutants test s_ at about $$0. Drinkln& waler /10m wells nsed by the dislrlct II sale to drink. Bobnenberger said. EDgI. neen cooUDue to monitor t.be. purity 01 drlnkiag water used by district customers, and there is no indication that grouDdwater pollution lound allbe Cblno C0- rona site bas tainted supplies, be added. By PAUl R. HUARD The Desert Sun Soillog water will DOl remove cbemical pollutolots such as ni- trates and arsenie, engineers with the state Regional Water Quality Coolrol Board said '!banday, Boillng waler win only klI1 disease bacteria. !bey said. '!be chemical cootamiDaDLI are among thooe lound ID groundwaler tests tlletlla July Ia east Coachella VaDey, 0111- ,clals lrom the water quality board said the sludge mound opo eralod by Cbino Con>aa FanDI Co, oear TbeJTOllI Is the 0<ltlI<e of the contaminaUoD. Residents who live Dear the sJudge mound and draw thelr water from private ..ells caD bave an independentlaboralor1 ! j I I I j 1 ! Specialist John Rydzik Crom the bu- reau's Riverside office, was held at the tribe's office. During the meeting. Ibanez told tbe EP A officials be has a new op- erator be wanted to locate at the site, she said. for Lbe EPA. repeatedly bas re- fused to release any information about the meetings. "That meeting was between the tribe aDd our agency's oHicials." Grunwald said Wednesdav. "I don't have some- kind of preconceived no- tiOD of wrongdoing about Chino C0- rona Co., and we aren't going to deal with the situation in tbe press." Rydzik refused to comment about the meeting. "Only the super- intendent (Virgil To~nsend) is au~ thorized to comment about this is- sue:' R)"dzik said. Repeated telephone calls Wednesday and Thursday to Virgil Townsend were not returned. Lor. Chino Corona officials repeated. Iy have refused to commeDL Belardo said the meeting, which also included Bureau oC lndian Al- Cairs Environmental ProtectiOD /9 ~,21 .-' ~~ nc..-.dZ l./) /9'i Y" ,,;, '"I ':II "::m1 Sludge site's shutdown order got buried -....;.:..... . ... ~- ,,~! SPECIACREPORT :r,/:. . " . '>" '"","),(i~~~ ".....,_..'.._.;.>,.:~_ ...-.'"_~..,;\..l~'~~ " ,'., ..: ~;.-~., .~. :.~..~~':::?:~~'~" ';~i~4~: ':',', BIA :...."'t.~.....~ nMEl.JNE He tell. Belardo he rescinded the cease-and-desi.t order. Continued from A1 Act. Townsend also Il1formed t~ company that its eompostmg SILe. operated joinUy with Vincent Iba- net. lhe husband of I Torres.Marti- ne1 lribe member, never received approval from tbe U.S. secretary of the interior. Townsend's letter ordered Chino Cornoa to shut down because it was i.D violation of a tederallaw requir. Lag a lease. Belardo said Jeage!' told ber in January 1991 that only 4Ul eflvironmental assessment was necessary. Belardo said Jeager then told her he would withdraw t:be ce.ue.and-desist order. He offered no other explanation tor his deci. sian. she said. Two years later, Science Appli- c:atiOft International Corp. ~can.an environmental assessment of the Chino Corona site for the BIA .lft elght.month process that jncl~ded examination of potential pollution haz.anb. noise and public comment ~boot the composting ope:ratlol1. ID \he report, engineers said odor from the Chino Coron~ operation was minimal, dust and flies did not affect nearby residents, and sludge piles were IS feet high. Res!dents in nearby Thermal. Co.achella and on the Torres-Marti- Del reservation have complained of flies, dust and odor SiDCe the site opened in 1989, said Joey Acuila of CoacMlIa. And dried sludge at tM 40.~cre Chino Corona site is piled higher than SO fet't in some places. Opponents of the Chino Corona operation and Redlands-based Pima GroSys.lems Inc.'s efforts to espand sludge-processinl opera- tions in the east Coacbella Valley slud the letter proves tbe federal government h.as known for years about pollution at the site. '1'bis is esentially a smoklnl gun," said Doug Kopp of Palm ~ sert, . businessman who OppoMl sludge composting in the valley. "We've heard about this mystery letter for a long time, but DOW we have it." Residents have asked the bureau and the federal EnvironmenLaI Protection Agency to interveoe.. But BtA and EPA officials say tbey hOlve limited jurisdiction becallle of Indian sovereignty. Townsend bas repeal.edly sajd 3ince'J~nu.arythatthetribeisrespoo. Sible for deYelopUlg its own ~ mental sLandards and any c1e.arup effort must respect lhatSOYet'el.pty. ""'0 federal laws - United Stata Code TiUe 26:81 and the National ED- vironment.al Protection Act of 1969 - l'l!quire BlA regulation of tribal ~ lhat have potential elm- ronment.al impact. ...-...- Ofte.\SuI'lALEPtfOTO S~e)Yale' Qualrty Control Board offlctals say Chino CaoN farms' slvd(e mound the size of tvoo foolball f\.elcIs is poI1utlr1g grouocIw~ter. Violations found four years ago, report shows By PAUL R. HUARD The Desett $uti The Bureau of Indian Affairs consid- er~ Chino Corona Farms eo:s sludge- pr~mg sile on the Torres-~rtinez lI)!han Reservatioa in violation 0{ feder. al environmental regulations four years aJl). a letler obtained by The Desert Sun shows. Vet the buruu's rqional office re- scinded the 1990 eease-~nd-desist order wltll little explanation, said Mary Be.. lardo, spokeswoman for the Torres- Martinel Band of Desert Cahuilla Indians. State Reponal Water Quality Control Board officials say the sludge mound, which is lhe size of two football fields. is poJlutinC groundwater. Tbe letter to ChiI'lO Corona from Vir- gil Townseod, then actin, superinten- deflt of the BlA's Southern c.lifornia office, seems to show the BIA iJOOred ill own environmental regulations for Indian lanel. Also BlA officials appar. ently disrf'garded a requirement of an approved luse trom the interior secre- tary for a joint operation betwet'n a tribal member and private enterprise. The letter also raises questions about tM BIA's response to the sludge mound after the discovery 01 arsenic. lead. ehromium and nitrates in the aquifer. Those matenala can eause iHness and death ~fter proloaged exposure. . 1989: Chino Corona Farm. Co. opens a eludge-pfQCeJsing plant on the Torm.Martinel Indian Reservltion. dumping dried sewage sludge truclr.ed in Crom San Diego. San Diego pays the company S3 mil. lion a Yl!'Jr to dump 400 to 500 tons dally RelIldentl in Thermal, Coachella and on the reservation soon complain or mes, dusl. odor and noise. . Now. 27.1990: Then-Acting Bureau or Indian Affairs Superintendent Virsil Thwnaend iuueJ a cease-and. dellllt order to Chino Corona, telling the company it il in violation or feder. al enVironmental laws and it dou not have a lease approved by the seere- taryoCLhe interior. . J-.ry 1991: Ronald Jeager, area directoroCLhe BtA. t.ellsTorre&- Martinel Indian Tribal Spokellwoman Mary Belardo that the company need. to provide an environmental aaseea- ment to remain open, Belardo say&. . JMlMII'J 1993': The BlA orders Science Application International Corp. to begin an environmental a~ment ofLhe Chino Corona site. Results: Little effect to nearby M- dtnu. . A9tO 1993: Chino Corona .top. dumping on the reaerv.tion site. Soon sl\.er. the company file. Cor bankrupt- 0:)' protection. . Jufy 1993: The- CaliCurni. Rt.-gional Water Quality Control Board di&eOY. ers (1'Oundwller pollution below the eludp mound. . Jan. 10. 1994: The Thrre,-Martiner. Indians isaue a tribal resolution call. iD( on the BlA to implement a cleanup oC the Chino Corona aile. n.. tribe demands that the area be enVl. ronmentally clean in one year. INSIDE . IHAcnON: ,'ribe says EPA slow to move on sludge violations/AT . CONUMlNATtON: Boiling water won't kill chemical pollutants/A7 Oeospilt repeated attempts Wednes. day and Thursday seeking comm!!'nt from Townsend and BIA Area Dire<'tor Ronald Jeager in Riverside and Sacra- mento. tbe two BIA omclals did not return phone calls. Lorrallle Walker, secretary for To.. seod. s.aid Thursciay no other people are authon1ed to comment on the sludle SIte or the cease.and.desist order. Townsend sent lbe cease.and-desist Of'der to Chino Corona on NoY. 27 IttO In It, be notified the San Juan Ca~ trano-based company that its operatioll. wbkh prodlK'ed a SOO.OOO-ton mound 0( sewage sludge. was in violation of the National Environmental Protection See BIA..A7 /9-]0 " '. ~ ~...... .. r -,'.' '..\ /9/31 f' ,,' ,. I, J~"/1e4dC ~ 3 ;. 5"-1 If 3';;J.~- 9'1 OUR VOICE BIA fails t~ protect Indian lands \ OUR VOICE Agencies duck responsibility to the public Federal officials should ~. ; . " be required to explain . their actions In sludge. dumping case. ; Disclosure that a Bureau . of Indian Affairs official VALLEY foor years ago overruled his \ I S SUE S own department's order blocking the dumping of more sludge waste on a Thermal.area Indian reservation only confirms the incredi- ble level of irresponsibility displayed by federal agencies involved in the case. Tbe letter proves the BIA knew in 1990 that the sludge-processing site operated by Chino Corona Farms on land owned by a Torres. Martinez tribal member failed to meet envi. ronmental regulations. State water quality officials last year traced dangerous chemicals found in nearby ground. water to the huge 50-foot.high sludge mound. TIle rllldings have prompted protests from resideots concerned about pollution of their water supplies. . Torres.Martinez tribal spokeswoman Mary Belardo said the 1990 letter from Virgil Townsend, who at the time was acting superin- teodent of the BIA Southern California office, accused the operation of violating federal eIl"ironmentallaw and ordered it shut doWlL .But BIA Area Director Ronald Jeager in Januar)' 1991 told Belardo that he would wltbdraw the order. He offered no explana- tion. sbe said. n.e letter is clear evidence of the obvious lack of c:oo<:ern and poor judgment demonstrated by agencies and officials who have consistenUy failed to guard the public's interest. Neither Townsend and Jeager returned The Desert Sun's calls seeking explanation for their actions. Their a !tempts to duck account. abilit). are typical of the way this enUre ease bave been mishandled. Tbe BIA's ineptitude is matched only by tbe ... EDvironmental Protection Agency's apath). in dealing with a situation that poses such a clear danger to public health. According to Belardo, EPA officials have toured the site but haven't aSed questions or performed tests. Legal action, such as the belated effort by the BLo\ to force Chino Corona Farms to sign a lease agreement that will allow enforcement of environmental regulations at the site, is long o,'erdue. To aDow the situation to continue is intoler. able. U's time these agencies and individuals """" held accountable for their failure to address what bas become an urgent environmental problem for the eastern Coachella Valley. To 'fOk. your opinion. writ. to: . EPA Admlnlatrator Carol Srown.,. 401 M St. SW. Waahlnatftft. DC: :2Q4.80. Federal agency ducks re- ~.,. ~ponsibility to stop dump. ,.- mg operations. " B)' in}" standard of gov. ernment conduct, !be River. side OffiCf of the Bureau of Indian Affairs bas reacbed a VALLEY new low in irresponsibility. I S SUE S . Representatives of Riverside County Indian lnbes and environmental groups on Fridav attempted to voice to the BlA legitimate roo. cems about sludge dumping on reser....ations. What did the agenc:,;.s bureaucrats do? Ther shut down the office and left ~;thout a word.. No explanation from employees. No state. ments from supeni..'l:.Ors. Workers just locked the doors and dro\.e away. That's consistent with the shamelesslv un. c~ring attitude the BL-\. and its managers.ha\'e dlSpla)~ed toward the serious environmenUl problems counly Indian tribes face. The bu. reau should be a pla~ where tribal members C3D come to get help. not the cold shoulder. ~Iembers of the Torres-Martinez Indian band ba\'e been pleading wilh the BL~ lor years to get a controversial sludge.dumping operation off their reservation. Tests b\' state water-quality ageocies indicate toxic n:.ateri. als (rom the hal!.million-pound mound oC sludge have leak.ed inlo the underground water supplies beneath the site. That has tribal memb..~rs and nearb\' resi. dents worried about the bng.range erCe-ct on their drinking water. But instead of getting help in soh.iog the problem. they're repe,Hedly slonewalled by BL~ ollicials. As long ago as 1990, agency officials confirmed the sludg~processing site cperated by Chino Corona Fanns failed to meet Cederal environmental regulations. That same year. BIA officiaJs ordered the operation sbut do'lll"l1.. But area director Ronald Jeager in January 1991 told the tribal chair. maD the order would be wilhdra wn. Si.Dce tben. the sludge pile has contiDued to grow. Othe< COOlJly tribes are wresUing with the same problem. Waste disposal companies have stnJck lucrative deals with individual tribal landowners in the Soboba l>lnd near San Jacinto 1000 the CahuiUa band near Anza. These compa. nies are deliberately targeting Indian lands for their dwnping. They know supervision /rom government agencies like the BlA is virtually DOnexisl<nL The Rio;erside office ollhe BlA has demoo- strated its incompeteoce io dY!aling with tbis growing problem. Inlerior Secretary Bruce Ba.bbitt. whose department supervises the BIA, should order an investigation into thjs scandalous abuse of the sovereign rights of Indian tribes. Alto.....ing reservations to become dumping grounds (or toxic wastes is wrong. The BIA must protect IndiaD land, not allow it to be sold to tbe highest bidder. ~~ 0 ,I /'t; ~ / '1) J 7 7' T Tribes' sludge protest falls on deaf ears . 'WE'RE CLOSED': Torres Martinez Indians join 75 others for rally, but BIA officials lock the doors, turn out the lights and leave. By PAUL R. HUARD The Oe~rt Sun RIVERSIDE - Torr~.:'otartine2 Indi- ans tried Frida)' to tell Bureau of Indian Affairs offici..u.lo halt sludge dumping on tribal land. On<<> problem: The BIA wasn't Iisteninji! When some Torres-Martinez tnbe members joined about 75 other Indi,ans (rom Southern California tribes protest. ing sludge dumping on resen'.aUoru:. BLA o(fjcials locked the doors. lurned oct tbe lights and s.curried to their cars without expl;.ln,Hion. "We're closed today," an unidf;>nllfied emplo)'ee lold reporters at the door of the bureau's oHi~ in Riverside. "That's all I'm gOing 10 $a)' .. She saId BIA Superintendent Virgil To.....nsend was in a mt-eling. but would DOt say .....here he was or when he might re- turn. She said the BIA office is normally open on Fnday. "This is a p13C'f' where Indians come to get help - it's ror my people:' ~id Joe Lava a Torres.:\lartiner. tribal member who questions why the BfA allowed Vin- cent lbaner.. C(H)wner of Ibanez Famu, to go into a joint venture with Chino Corona F.ums Co. "When thev close down like this, a U it tells me is the Department of the Intenor {the federal department that ad mints-- trates SIAl i.s not doing the duty they y,'er!' invested w-Hh." The bankrupt San Juan Capi!ltrano- based Chino Corona Farms Co. was reo- sponsible lor dumping 470,OOO-tol\.1 of sewage sludge from San Diego on the reservation near Thermal. Engineers with Protest o...rt Sun photo by Rodrl(o Pw\a SlUDGE PROTEST: SaUie Lareau joins marchers FncJay at the alA office In RlversKje cemonstratlng agamst Sludge dumping on Indian lands. !..be Regional Water Quality Control Board in July detected excessive levels of ni- trates and heavy metals in the groundwa- ter under the sludge pile. Since January, the tribe has tried to get the bureau to determine '/1,'110 is responsible fOf' cleaning lip the site, ContInued from Al Officials with Chino CoroRil Fanm Co. triU not return caUs. Alt.bouCh BlA employ~ were DO( there to lisl~n, Torres..Martinez Indians, tribrt m~mbrtn from the Soboba Baod 01 Mi..ssioa Indians and (be Cahuilla Indians marthed pa~fuUy and chanted 3logans in a eourtyard beneath the BlA office, ~ BIA is I"UIU1ing with the waste disposal companies." said EImer Duro. 0( the TOC"feS.Martinn tribe.. "I think tbtT'@' are some v~rv crooked people Ul that office. or lhey just don't want to do their job," They were joined by representa- tives from the environmental group Creenpeace and members of th~ California Indians lor Cultural and Environmental Protection. Indians and environmentalists said the problem oC sludge dumping goes beyond Chino Corona on the Torres-Martinez Reservation.. '''The waste industry is specificaUy targeting Indian lands for dumpinC waste," said Brad Angel, of Green- pe:lce. "'What is going on at TorTeS- Martinez is happening at the Cahuilla R~rvation and at reservation:s all /9 ~ Jc2 Despitt' the results of environmental tests, Ibanez continues to deny that the sludjl:e is causing water pollutIOn. He plans to bring atlt)tMr sludge ptoC'e$SOr, Santee- based Te-rra Farms Inc., to the tract be owns on the reservation. See PROTEST, A6 across the Southwest." '-nus Is toxic racism. at Its most obvious," said Marina Ortega. a spokeswoman lor Calilornia Indi- ans for Cultural and Environrn~_ tal Protectlon. Despite rt"Ceivlng tbe C'Old shool- d~r from bureau officials, Torres- Martinez tribe members vowed to continue the fight against sludge dumping on their land. "I'd like to see this whole issue addressed by a hig~r cool'1." Duro said. "We want OUf" children to live on our land. Thev won', ~ able La it this dumping g~s on," I I I I I I I I I I I I I I I I I I I ~ .. 7~ ~-....::: EVALUATION OF CITY OF CHULA VISTA SOLID WASTE SERVICE OPTIONS May 4, 1994 Prepared for City Manager's Office City of Chula Vista 276 Fourth Avenue Chula Vista, California 91910 Prepared by Brown, Vence & Associates 120 Montgomery Street, Suite 1000 San Francisco, California 94104 (415) 434-0900 ) 7 -J f ., . Policy ., l Statement j " Brown, Vance & Associates ., encourages the use of recycled paper and "" double-sided copying. We also practice reuse, .., reduction, and recycling of materials used as part ""I I , of our daily activities. j , j ""I i j "'" ""I @ 199. by Brown, Vence "'" & Associates i " ., All Righls Reserved "" I . ., Printed on . Recycled "'! Paper I " "" );-33' "" I I I I I I I I I I I I I I I I I I I Contents Section New Page Information EXECUTIVE SUMMARY AND RECOMMENDATIONS ES-l 1 INTRODUCTION................................ 1-1 2 OVERVIEW OF PROPOSALS. . . . . . . . . . . . . . . . . . . . . . . . 2-1 2.1 Key Elements of the Proposals' . . . . . . . . . . . . . . . . . . . . . 2-1 2.2 Costs of Proposed Services' . . . . . . . . . . . . . . . . . . . . . . . 2-2 2.3 Transfer Station Siting Issues .. . . . . . . . . . . . . . . . . . . . . 2-4 2.4 Feasibility of Disposal Site Options .................. 2-5 2.5 Overview of Nomesponsive Proposals . . . . . . . . . . . . . . . . . 2-7 * * * 3 EVALUATION METHODOLOGY AND RESULTS. . . . . . . . . . . 3-1 3.1 Initial Screening' . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-1 3.2 Detailed Evaluation' . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-3 3.3 Clarification Process ........................... 3-4 3.4 Interviews. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-4 3.5 Final Assessment ............................. 3-5 * * * 4 ECONOMIC ANALYSIS ........................... 4-1 4.1 Methodologyb ............................... 4-1 4.2 Costs of Participating in the County Systemb . . . . . . . . . . . . . 4-2 4.3 Cost of Options Outside the County Systemb . . . . . . . . . . . . . 4-5 4.4 Results of the Economic Analysisb . . . . . . . . . . . . . . . . . . . 4-8 4.5 Sensitivity Analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-10 * 5 CONCLUSIONS ................................ 5-1 * . Presented to City Council on April 5, 1994. b Presented to City Council on April 26, 1994. G:\WPC\93032\Ol\REPORT 05/04/94 3:49 pm i /9 -JJ, ""I Contents (cont.) ""! .. APPENDICES A Key Elements of Proposals B Proposed Costs and Tipping Fees C Detailed Evaluation Criteria D Preliminary Scores of Detailed Evaluation E Final Scores of the Detailed Evaluation F Economic Analysis Information "'j ... ... ... ... ... ... ... ... ... - ... ... ... ... G:\WPC\93032\Ol\REPORT 05/04/94 3:49 pm ii /9-37 ... I I I I I I I I I I I I I I I I I I I Figures Figure Page 3-1 Evaluation Process. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-2 G:\WPC\93032\Ol\REPORT 05/04/94 3:49 pm iii I<}'.J r "" Tables ... Table Page ... 2-1 Summary of Cost Proposals . . . 4-1 Summary of Economic Analysis 4-2 Summary of Sensitivity Analysis ... . 2-3 . 4-9 4-12 ... ... ... ... ... ... ... ... ... .., ... "" ... ... G:\WPC\93032\Ol\REPORT 05/04/94 3:58 pm IV /9/3 ;J ... I I I I I I I I I I I I I I I I I I I EXECUTIVE SUMMARY AND RECOMMENDATIONS The City of Chula Vista (City) currently relies on the Otay Landfill, a landfill in the San Diego County solid waste disposal system (County system), for its disposal capacity needs. The County system is in transition; it is facing some significant changes that may result in increased revenue demands, which could increase the cost per ton fees at County landfills. To minimize the impact of the increased revenue demands, the County needs to secure waste commitments from cities currently using the County system. Chula Vista, as well as the other cities in the County, is faced with making a decision to join a Joint Powers Authority (JP A) and commit its waste stream to the County system. In making its decision, Chula Vista has chosen to explore its other disposal options outside of the County system. To identify its options, the City issued a Request for Proposals (RFP) for solid waste services on December 16, 1993. The RFP sought proposals from qualified contractors to provide a transfer station, materials recovery facility (MRF) , transfer hauling, and landfill disposal services. On February 15, 1994, the City received five proposals in response to its RFP. Brown, Vence, & Associates (BV A) was retained by the City to conduct an evaluation of the proposals and compare the cost proposals to the option of participating in the County system. BV A's evaluation had two objectives: identify the most preferred option and provide guidance to the City on whether it should commit to the County system or pursue other options. The evaluation and economic analysis are presented in this report. Responses to the City's RFP were provided by: . Mine Reclamation Corporation/Browning-Ferris Industries of California, Inc. (MRC/BFIC) · Mother Aland · Laidlaw Waste Systems, Inc. (Laidlaw) . Mid-American Waste Systems, Inc. (Mid-American) . Sexton/Chula Vista Sanitary Services (Sexton) BV A developed a five-stage objective evaluation methodology: . Initial screening process to ensure that the proposals met minimum requirements of the RFP G:\WPC\93032\OI\REPORT 05/04/94 3:49 pm ES-1 /9-ytJ .. · Detailed evaluation process in which numerous criteria were used to measure the proposals' ability to meet the needs of the City ... - · Clarification period in which BV A requested clarification from proposers through written correspondence ... · Interview stage in which the preferred firms were interviewed to provide clarification and further understanding of their proposals - · Final assessment in which the fmdings of the detailed evaluation, clarification period, and interview stage were reviewed to develop a fmal ranking of the proposals. ... Two proposals, MRC/BFIC and Mother Aland, did not meet the initial screening requirements and were not recommended for further consideration under this evaluation process. A detailed evaluation was conducted of the Laidlaw, Mid-American, and Sexton proposals. Each proposal offered a complete solid waste service package to Chula Vista that included a transfer station, potential expansion of the transfer station to include a MRF, hauling services, and disposal services. ""I - ... Each proposer identified potential sites for transfer station development. Conceptual designs were provided for the transfer stations in each proposal and the designs offered the City transfer stations with the required capacity to meet the City's short-term and long-term needs (up to 800 tons per day). Comprehensive hauling proposals from Laidlaw and Sexton offered both rail or truck transfer to the disposal site. Mid-American offered truck haul to the disposal site. All three proposals identified Campo Landfill as the primary disposal site. The proposed disposal site is on the Campo Indian Reservation, 75 miles east of Chula Vista and is in the permitting stage of development. If developed, the landfIll will be operated by Mid-American and will have a permitted capacity of 28 million tons with a daily capacity of 3,000 tons. Laidlaw and Sexton offered alternative disposal sites including Chiquita (Los Angeles County), El Sobrante (Riverside County), Simi Valley (Ventura County), and Suburban Disposal (Yuma, Arizona) landfills. The cost proposals offer a range of $43 per ton to $75 per ton for the transfer, haul, and disposal services. ... ... .. - - - The evaluation process examined the strengths of the proposals based on various criteria including qualifications, technical, environmental, contractual, fmancial strengths, and cost proposals. At BV A's request, proposers provided clarification of items in the proposals. In addition, interviews were conducted with the three proposers and the information obtained during ... - - G:\WPC\93032\01\REPORT 05/04/94 3:49 pm ES-2 /7 ~;1/ - I I I I I I I I I I I I I I I I I I I the interviews was factored into the evaluation process. Based on BV A's the evaluation of the proposals, clarification process, and interviews, BV A ranked the proposals as follows: 1. SextonlChula Vista Sanitary Services 2. Mid-American Waste System, Inc. 3. Laidlaw Waste Systems, Inc. The preliminary evaluation information was presented to City Council on April 5, 1994. The second phase of the BV A study involved assessing the economic advantage of remaining in the County system or leaving the County system and relying on an option provided by the proposal process. The costs of participating in the County's system were assessed using the most recent available information provided by the Interim Solid Waste Commission (Commission) for the annual operating and maintenance (O&M) costs and capital improvement requirements. The County system costs and cost proposals could not be compared directly as the options in the proposals do not include all the programs and obligations that would be included in the County system. To make a meaningful comparison, additional costs were added to the cost proposals to cover services not included in the proposals, obligations Chula Vista may continue to share with the County even if the City is not a participant in the County system, and increased costs that Chula Vista may incur in arranging for its own solid waste services. The analysis of the County system costs relied on several key assumptions: . All cities with the exception of EI Cajon and San Diego will participate in the County system. · Waste quantities will remain constant. . A pay-as-you-go funding approach will be implemented rather than a debt fmancing approach. . Successful annual renewal of San Marcos Landfill's Conditional Use Permit. . Annual O&M budgets and the capital improvement program requirements presented by the Commission are reasonable. G:\WPC\93032\01\REPORT 05/04/94 3:49 pm ES-3 /9 -72 "" The analysis of the costs for leaving the County system relied on several key assumptions: ... · The transfer station, hauling, and disposal services will be available July 1 of fiscal year (FY) 1996/1997. ... · During FY 1994/1995 and FY 1995/1996, the City will deliver waste to the Otay Landfill at the same cost per ton as other jurisdictions. ... · Potential obligations associated with inactive disposal facilities in the County system were allocated based on population. ... · The City will have no obligation to the NCRRA facility, active disposal sites, or new facility development once the City leaves the County system. ... · Waste stream projections were based on the Source Reduction and Recycling Element estimate assuming projected AB 939 diversion rates will be accomplished. "'\ ... The economic analysis projected the costs of the various options over a lO-year period. A review of our analysis suggests that there are potential cost savings of up to 20 percent on a net present value (NPV) basis (for a five-year period) if the City leaves the County system. However, a closer look at our analysis shows that the assumptions used for both the County and the out-of-County analysis are subject to clearly identified uncertainties. ... ... Uncertainties that may affect the County system costs are: ... · Number of cities that continue participating in the County system .. · Waste quantities delivered to the County system · Reasonableness of the projected County annual O&M budget ... · Soundness of the projected requirements for the Capital Improvement Project (CIP) - · Debt financing rather than pay-as-you-go financing for CIP · Ultimate disposition of the NCRRA operating agreement ... · Changes in the scope of services provided by the County. ... Uncertainties that may affect the costs associated with leaving the County system are: ... · Successful negotiations with one of the proposers ... G:\WPC\93032\OI\REPORT 05/04/94 3:49 pm ES-4 /j--'1'; "" I I I I I I I I I I I I I I I I I I I . Siting, permitting, and development of the transfer station . Ultimate disposition of Campo Landfill and external factors impacting alternative disposal sites such as environmental or legislative restrictions on waste importation. This economic information was presented to the City Council on April 26, 1994. The City Council voiced a number of questions, some of which are addressed in this report and others in a separate memorandum. One item that this report includes is further analysis and evaluation of some of the uncertainties. A sensitivity analysis was performed to determine the potential impact of these uncertainties. Analysis focused on adjusting some of the assumptions to determine the impact on the economic analysis. It addressed the following variables: · Chula Vista waste quantities · Cities leave the County system · County system costs not realized . Costs of leaving County system not realized . Premium on tipping fees for leaving the County system . No inactive landfill liability if City leaves County system . Neighboring cities use Chula Vista's transfer station; host fee collected . Cities leave the County system; premium for leaving County system. In general, the sensitivity analysis showed that the variables associated with the economic analysis will tend to increase the cost advantage of the options of leaving the County system over the option of participating in the County system. The sensitivities that modeled the County system costs not realized (annual O&M and CIP costs lower than estimated) and a premium on tipping fees for leaving the County system showed a decrease to the cost advantage of the options of leaving the system over the option to participate in the County system. The decrease to County system costs resulted in an approximately 2 to 4 percent decrease in the cost advantage. The premium on the tipping fees resulted in a significant decrease in the cost advantage. Depending on the amount of the premium levied, the cost advantage will be eliminated on a five-year NPV basis and reduced to 8 percent on a lO-year NPV basis. G:\WPC\93032\Ol\REPORT 05/04/94 3:49 pm ES-5 /1-'/ i "" The sensitivities that modeled the potential impacts of Chula Vista's waste quantities, cities leaving the County system, County system costs not realized (annual O&M or CIP costs higher than estimated), no inactive landfill liability if the City leaves the County system, and neighboring cities use of the transfer station with collection of a host fee showed increased cost advantage of the options of leaving the County system of up to 6 percentage points above the cost advantage calculated under the base case. "'l "'" - Recommendations The City needs to move forward with its decision-making process. Its immediate decision, whether or not to join the JP A and commit its waste stream to the County system, must be resolved by the end of May 1994. ... ... The City has several options: ""i 1. Participate in the County system ... 2. Leave the County system; build transfer station - ~ 3. Phased approach; City takes initiative on transfer station 4. Phased approach; Selected proposer takes initiative on transfer station "'" 5. Delay decision .., 6. Rebid RFP BV A suggests that the City focuses on options 3 or 4, phased approaches. Under this scenario, the City would attempt to keep its options open for another year to examine how the County system changes unfold and investigate the status of Campo Landfill and out-of-County and out- of-state disposal site alternatives. To keep the option of leaving the County system viable and implementable within a reasonable timeframe, the first phase of the transfer station development would be initiated. The goal of the first phase of development would be to site the transfer station, prepare a conceptual design of the facility, and perform the CEQA work. The City can take these responsibilities on itself (option 3) through assistance from outside consultants as necessary. If the City chooses this approach, at some point in time it should formally close this RFP process and notify the proposers that no selection will be made. The City may also' . consider negotiations with the selected proposer (option 4) to take the lead on siting, conceptual. design, and permitting of the transfer station. The selected proposer could start the transfer station development under an agreement with the City with a clearly defmed scope of work and milestone dates that will allow the City to stop the project at several points if a review - - - ... ... "'" - G:\WPC\93032\01\REPORT 05104/94 5:16 pm ES-6 ----- /1 ---tj);> ... I I I I I I I I I I I I I I I I I I I determines that the County system is the best option. This option may require the City to make some expenditures on the transfer station development. BV A does not feel that option I, participate in the County system, is a reasonable path for the City because this option may commit the City to spiraling costs of solid waste services. The second option of leaving the County system also has several uncertainties such as successful negotiations with the selected proposer; the siting, permitting, and development of a transfer station; the ultimate disposition of Campo LandfIll; and availability of alternative disposal sites. The delay decision approach to this solid waste issue, option 5, is not a strategic approach for the City. It leaves Chula Vista subject to the County system without any contingency plans. Lastly, option 6, rebid RFP, might give the City a wider array of alternatives, particularly for disposal options, but is not recommended at this time as it would disrupt the progress already made toward a fInal decision. G:\WPC\93032\OI\REPORT 05/04/94 5:12 ~m ES-7 ) 9,1 t- ~. , I I I I I I I I I I I I I I I I I I I SECTION 1 INTRODUCTION Chula Vista currently relies on the Otay LandfIll, a landfIll in the San Diego County solid waste disposal system, for its disposal capacity needs. The County system is in transition; it is facing some significant changes that may result in increased revenue demands, which could increase the cost per ton fees at the County landfills. To minimize the impact of the increased revenue demands, the County needs to secure waste commitments from cities currently using the County system. Chula Vista, as well as the other cities in the County, is faced with making a decision to join a JP A and commit its waste stream to the County system. In making its decision, Chula Vista has chosen to explore its other disposal options outside of the County system. To identify its options, the City issued an RFP for solid waste services on December 16, 1993. The RFP sought proposals from qualified contractors to provide a transfer station, MRF, transfer hauling, and landfill disposal services for approximately 175,000 tons per year of solid waste. On February 15, 1994, the City received five responses to the RFP, from: . Mine Reclamation Corporation/Browning-Ferris Industries of California, Inc. (MRC/BFIC) · Mother Aland · Laidlaw Waste Systems, Inc. (Laidlaw) . Mid-American Waste Systems, Inc. (Mid-American) · Sexton/Chula Vista Sanitary Services (Sexton). BV A was retained by the City to develop a detailed evaluation methodology, evaluate the proposals, and perform an econotnic analysis of the options presented in the proposals and the costs of participating in the County system. BV A's evaluation methodology included the development of initial screening criteria, detailed evaluation criteria, weighting factors for each criteria, and a scoring system. These evaluation tools as well as a clarification process and interviews were used to develop a ranking of the proposals. BV A also performed a detailed economic analysis to assess the economic impact of remaining in the County system or choosing to rely on one of the options presented in the proposals. The econotnic analysis projected annual O&M costs and capital requirements over a lO-year period. Based on the O&M and capital requirements, cost-per-ton rates were calculated for each option. G:\WPC\93032\Ol\REPORT 05104194 3:49 pm 1-1 /9 -'/? ... "'" Annual costs for the. City were estimated based on the cost-per-ton projections and projected Chula Vista waste quantities. The annual costs for the options were compared based on an NPV calculation to assess what option(s) would offer the most economical solution for Chula Vista. A sensitivity analysis was performed to approximate uncertainties associated with the economic analysis such as number of cities participating in the County system, projected waste quantities, and annual O&M budgets. ... - This report presents an overview of the proposals received, the evaluation process, results, and recommended ranking of proposals. It also presents the economic analysis, assumptions used in the analysis, methodology, results, and sensitivity analysis. Lastly, BV A suggests a strategy for how Chula Vista may want to proceed with the process of securing a cost-effective solid waste management system. ... ... ... The report is organized into five sections. This section provides background information and a general introduction. Section 2 contains an overview of the proposals received. Section 3 describes the evaluation methodology and results of the evaluation process. Section 4 presents the economic analysis. Section 5 presents recommendations on how Chula Vista may want to proceed. The appendices contain additional information including key elements of the proposals, definitions of the evaluation criteria, scores of the detailed evaluation, economic analysis information, sensitivity analysis information, as well as other information related to the evaluation process and economic analysis. ... ""'! ... .... - ... "'" ... - ... ... G:\WPC\93032\Ol\REPORT 05104194 3:49 pm 1-2 /9 -1(~ ... I I I I I I I I I I I I I I I I I I I SECTION 2 OVERVIEW OF PROPOSALS This section provides a brief overview of the five proposals and discusses several key issues associated with them. The discussion focuses primarily on the proposals that provided thorough responses to the RFP and passed the initial screening stage of the evaluation process - the Laidlaw, Mid-American, and Sexton proposals. This section also includes a discussion of several issues that are critical considerations for Chula Vista in making an assessment of the viability of the proposals offered: costs of the proposed services, feasibility of the disposal sites proposed, and transfer station siting issues. A brief overview of the two proposals, MRC/BFIC and Mother Aland, that did not provide thorough responses to the RFP is also provided in this section. 2.1 KEY ELEMENTS OF THE PROPOSALS Laidlaw, Mid-American, and Sexton offered Chula Vista full-service packages including transfer, haul, and disposal services as well as capabilities for future expansion of MRF capabilities. Transfer station conceptual designs were provided in each proposal, and the designs offered the City transfer stations with the required capacity to meet the City's short-term and long-term needs (up to 800 tons per day). Transfer station buildings proposed ranged from 30,000 to 54,000 square feet. Both Laidlaw and Sexton included the use of stationary compactors to consolidate waste to increase the carrying capacity of the transfer vehicles. Laidlaw and Sexton offered transfer station designs that may allow for truck transfer or rail transfer operations. The transfer station sites required from 5 to 16 acres of property. Each proposer identified potential sites for transfer station development, several of which are located within the City limits. At this time, no proposer owns a site or has a purchase option on property for this specific project. Transfer station cost-per-ton proposals ranged from $5.90 to $18.67 including amortized capital costs and annual O&M costs. (Refer to Section 2.2 for a detailed discussion of the proposed cost for services.) Hauling proposals were received from each proposer. Laidlaw and Sexton offered both rail or truck transfer options, depending on the disposal site considered. Mid-American offered truck hauling to the disposal site. Laidlaw and Sexton indicated that a subcontractor would be used to provide the hauling services whereas Mid-American proposed to provide the hauling services itself. Truck haul cost proposals ranged from $10.76 to $12.80 per ton or $0.144 to $0.173 per ton-mile for truck haul services. Rail haul cost proposals ranged from $14.65 to $17.49 per ton. G:\WPC\93032\Ot\REPORT 05104/94 3:49 pm 2-1 /9-1/ .. ... All three proposals identified Campo Landfill as the primary disposal site option. Campo Landfill is a proposed disposal site on the Campo Indian Reservation, 75 miles east of Chula Vista. The landfill, if developed, will be operated by Mid-American and will have a permitted capacity of 28 million tons with a daily capacity of 3,000 tons. Campo Landfill recently received its Authority to Construct permit from the Campo Environmental Protection Agency (CEPA) and is scheduled to proceed with construction in the near future. Concurrent with the construction of the landfill, Mid-American will be working on securing the Permit to Operate from CEPA, the fmal, significant permit required in the process. The CEPA permit process does not require the landfill operator to secure a Permit to Operate from the California Integrated Waste Management Board. However, CEPA has committed to including state agency review in the permitting process. The appropriate state agencies, including the California Integrated Waste Management Board and State Water Resources Board, will review the project to determine if it meets state requirements, and if so, will provide concurrence in the form of functional equivalency. Each proposer offered cost proposals of $25 per ton for Campo Landfill disposal services. ... ... ... ... ... .. Laidlaw and Sexton offered alternative disposal sites. Laidlaw's proposal included the option and cost proposal to truck haul waste to Chiquita Landfill in Los Angeles County. In addition, Laidlaw indicated that the City could consider the use of El Sobrante Landfill in Riverside County or Suburban Disposal Landfill in Yuma, Arizona. Laidlaw did not provide any disposal cost information on these options; therefore, these options were not considered elements of Laidlaw's proposal for the economic analysis. Sexton did not include alternative disposal site options in its original proposal but did respond to the City Council's request for alternatives. Sexton proposed the use of El Sobrante and Simi Valley landfIlls and provided cost proposals for each of these options. The alternative disposal site options are existing, operating disposal sites. Laidlaw offered disposal costs of $25-per-ton for Chiquita Landfill, and Sexton proposed $25-per-ton rates for El Sobrante and Simi Valley. .., ... ... ... ... The key elements of the proposals are summarized in Appendix A. The key elements focus on the type of service offered, site location and capacity, methodology, hauling information including number of containers and vehicles provided, disposal facility location and capacity, annual cost, and other factors. ... ... 2.2 COSTS OF PROPOSED SERVICES BV A prepared a cost comparison of the proposals, which is provided in Table 2-1. The cost comparison shows the tipping fees for each service as well as the total tipping fee for the transfer, haul, and disposal services. The cost comparison shows the cost information as presented by each proposer in its cost proposal. The proposers used different assumptions to. - ... *" G:\WPC\93032\Ol\REPORT 05/04/94 3:49 pm 2-2 ) 9 ~52? ... I I I I I I I I I I I I I I I I I I I Table 2-1 Summary of Cost Proposals (cost per ton) Costs as Presented in the Proposals Laidlaw. Laidlaw. Mid-American Sexton Sexton Sexton EI Simi Campo Chiquita Campo Campo Sobrante Valley Transfer $18.67 $18.67 $5.90 $10.54 $10.54 $10.54 Haul $12.80 $31.17 $11.94 $10.76 $14.40 $25.92 Disposal $25.00 $25.00 $25.00 $25.00 $25.00 $25.00 Total $56.47 $74.84 $42.84 $46.30 $49.94 $61. 46 . Laidlaw proposed two costs for transfer station services depending on the site conditions. The costs shown in the table represent Laidlaw's lower costs. Laidlaw's higher cost for transfer station services would increase the total cost per ton by $1.17. Costs as Adjusted by BV A Laidlaw. Laidlaw. Mid-American Sexton Sexton Sexton El Simi Campo Chiquita Campo Campo Sobrante Valley Transfer $18.22 $18.30 $6.69 $10.90 $10.92 $10.97 Haul $12.80 $31.17 $11.84 $10.76 $14.40 $25.92 Disposal $25.00 $25.00 $25.00 $25.00 $25.00 $25.00 Total $56.02 $74.47 $43.53 $46.66 $50.32 $61.89 . Laidlaw proposed two costs for transfer station services depending on the site conditions. The costs shown in the table represent Laidlaw's lower costs. Laidlaw's higher cost for transfer station services would increase the total cost per ton by $1.17. O,IWPC\9303210IlREPORT OS/04l94 ),49 pm 2-3 /9-5/ ... ... develop the capital costs for the transfer station property and acceptance testing and to calculate the amortized capital costs. As a result, it is not reasonable to compare the cost proposals without making adjustments to provide an equal basis for comparison. Therefore, BV A prepared a cost analysis that made adjustments to the cost proposals so the proposals can be reasonably compared. Specifically, BV A subtracted the land costs as estimated by the proposers from the proposers' cost estimates and added a uniform allowance for land to each tipping fee. The allowance for land assumed acquisition costs of $1 ,500,000 (approximately 7.5 acres of property at $200,000 per acre). In addition, BV A adjusted the acceptance testing costs to included costs that will cover a two-week start-up and acceptance testing period. Lastly, BV A calculated the amortized capital using a standard methodology. Based on these adjustments, BV A calculated tipping fees for each proposed option. BV A's analysis shows that tipping fees range from $43 per ton to $75 per ton. BVA's tipping fees are presented in Table 2-1. This tipping fee may be affected by $0.50 per ton depending on actual site size and property value. The annual costs and cost-per-ton information for the transfer, haul, and disposal services and the adjustments made by BV A for comparison purposes are provided in Appendix B. ... ... ... ... ... ... It is important to recognize that the proposers did not identify a specific site for construction of the transfer stations. As a result, the capital costs of the transfer station may be subject to change depending on the site conditions of the final site selected. ~ ... If the City selects one of the proposals, a contract will be negotiated between the City and the service provider, which should include provisions to protect the City from spiraling transfer, haul, and disposal costs. It is the intent of the City, as indicated in the RFP, that the cost-per- ton fees for the transfer station and disposal facility and cost per ton-mile fees for hauling services will be adjusted in accordance with a preestablished formula to reflect changes in costs subject to inflation. The pre-established formula will recognize that not all costs are subject to inflation or are subject to differential inflation rates (e.g., fuel, labor, and general items). The service provider will be entitled to other cost adjustments only to address clearly defmed extraordinary events such as force majeure, material changes in law, changes in scope of work requested by the City, increased governmental or regulatory fees and/or taxes imposed on the service provider by virtue of performing under the agreement, or change in location of the disposal site requested by the City. No other changes to the cost-per-ton and cost per ton-mile fees will be permitted. The proposers indicated that their cost proposals were fixed, that they would assume responsibility if costs were underestimated. ~ ... ... ... ... ... 2.3 TRANSFER STATION SITING ISSUES The location of the transfer station may impact the permitting process and schedule. The permitting process for a transfer station will require conformance with the California ... ... G:\WPC\93032\Ol\REPORT 05/04/94 3:49 pm 2-4 /9~c2 ... I I I I I I I I I I I I I I I I I I I Environmental Quality Act (CEQA). The CEQA process involves an Initial Study that makes a preliminary assessment of the project to determine whether the project may have significant adverse effect on the environment. The Initial Study assesses the impacts related to earth, air, water, plant life, animal life, noise, light and glare, land use, natural resources, risk of upset, population, housing, transportation, public service, energy, utilities, human health, aesthetics, recreation, and cultural resources. The fmdings of the Initial Study will dictate the requirements under the CEQA process. The requirements may include preparation of a Negative Declaration or an Environmental Impact Report; the Negative Declaration is the simplest and quickest path in the CEQA process. It is not uncommon for a transfer station to meet CEQA requirements by completing the Negative Declaration process. However, the CEQA requirements are determined by the Local Enforcement Agency (LEA) and each agency has its own guidelines. Typical concerns for a transfer station include the land use, traffic impacts, noise, odor, and dust issues. The sites identified by the proposers are all located in commercial/industrial areas; therefore, the land use issue should not require an extensive assessment. The traffic impacts of the transfer station operations may be a significant concern depending on the site access. However, this traffic impact issue can be minimized by careful selection of the site. For example, proposers have identified a site that is on the same route that the collection vehicles use to travel to Otay Landfill. Under this siting scenario, no changes to the existing traffic patterns would be made; the traffic issues should not be a significant impact. Noise, odor, and dust issues are often primary issues for a solid waste project; however, with a transfer station facility these environmental concerns are not significant issues. Potential noise, odor, and dust issues will be minimized because the proposers provided enclosed transfer station facilities and the state requires that waste will be moved within 48 hours of receipt. 2.4 FEASmn..ITY OF DISPOSAL SITE OPTIONS Several disposal site options have been identified through the RFP process including Campo, Chiquita, EI Sobrante, Simi Valley, and Suburban Disposal landfills. All the disposal site options will cost the City $25 per ton at the landftll gate. (No cost information was provided for Suburban Disposal Landfill; therefore, this option will not be considered further.) Since disposal costs are competitive, the City will need to consider other variables to identify the preferred disposal site option. Other considerations include landfill status, landftll capacity, distance to landfill, environmental, or regulatory issues. All the landfills, with the exception of Campo Landftll, are active landftlls that are permitted to accept municipal solid waste. Campo Landfill is in the development stage and, therefore, presents some risks to the City as to where or not it will be constructed and operational within G:\WPC\93032\Ol\REPORT 05/04/94 3:49 pm 2-5 /'J~3 .. .. a reasonable timeframe. A group of local citizens are fighting the development of the Campo Landfill because they are concerned that the landfill may threaten the drinking water supply. ... The landfill capacity of each disposal site options ranges from a minimum of 20 to well over 30 years. The capacities of the existing landfill sites are dependent on receiving permits to allow for expansion of the currently permitted capacity. ... The distance to the landfills ranges from 75 to 180 miles (one-way distance) with Campo Landfill offering the closest option. El Sobrante Landfill is a lOG-mile haul, and Chiquita and Simi Valley landfills are l80-mile hauls. ... .. . Environmental and regulatory issues need to be considered in the selection of a disposal site. Campo Landfill, assuming it receives the necessary permits for operation, should not pose any significant environmental problems or regulatory issues. However, citizen opposition and lawsuits challenging the landfIll development may obstruct the permitting process or operations of the landfIll. Railhaul was considered an option for Campo Landfill; however, it is not feasible because the rail route required travel through Mexico and the Mexican government has denied such hauling. The use of the EI Sobrante, Chiquita, and Simi Valley landfIlls may raise some concerns regarding increased traffic through the South Coast Air Quality Management District (SCAQMD). The increased traffic through the SCAQMD air basin may necessitate the purchase of air credits or funding of air pollution mitigation measures. Another possible regulatory issue is any importation restrictions on out-of-county waste. The proposers indicated that the SCAQMD and regulatory issues such as importation policies are not significant concerns. The City should recognize that the regulatory climate is constantly in flux. The extent of any concerns will only be realized if the City decides to proceed with a particular disposal site and contacts the involved regulatory entities. ... ... ~ - .. ... - Indemnification of liability against problems arising at the landfIll is an important issue for the City. Ideally, the City will want to receive full indemnification from the disposal site owner and operator against any costs associated with personal injury and property damage resulting from the operator's daily operations, closure or postclosure maintenance; any violation of environmental laws by the operator; or any breach or violation of the contract between the City and the operator. In addition, the City wants to receive full indemnification from and against removal or remedial actions or actions for cost recovery under Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA). All three proposers offer some form of indemnification. In the case of Laidlaw and Sexton proposals, it is likely that indemnification will be provided by the disposal site operator. Mid-American offers indemnification from and against any claims resulting from a willful or negligent act or omission by Mid-American as well ... ... - ... ... G:\WPC\93032\OI\REPORT 05/04/94 3:49 pm 2-6 /9 '31 ... I I I I I I I I I I I I I I I I I I I as all claims related to CERCLA. Sexton indicated that the City will receive indemnification for all "environmental problems" at the Campo, EI Sobrante, and Simi Valley landfills. Laidlaw also offered similar indemnification for the Campo and Chiquita landfills. The proposers were not clear how changes in law would be handled. The indemnification offered is only as strong as the financial ability of the landfill operator to cover the claims. If the landfill operator does not have the fmancial resources to address the claims, the City may be at risk. Therefore, the fmancial ability of the company to provide a solid indemnification should be examined closely before the City commits its waste stream to a disposal facility. Concern has been raised that Mid-American may be facing some fmancial difficulties at this time. The current fmancial strength of the companies (Waste Management, Western Waste Industries, and Laidlaw) that own and operate the alternative disposal sites appears to offer a substantial comfort level in the area of fmancial assurances to stand behind its indemnification policy. 2.5 OVERVIEW OF NONRESPONSIVE PROPOSALS The MRC/BFIC and Mother Aland proposals did not address the requirements of the RFP. An overview of each proposal, its services offered, and why the proposal was considered not responsive to the RFP is provided in this section. MRC/BFIe MRC/BFIC offer Chula Vista options for long-term disposal at Eagle Mountain Landfill and Recycling Center in Riverside County and La paz County Landfill in Arizona. Eagle Mountain Landfill is in the process of obtaining environmental and facility operating permits and is anticipating to be operating by early 1996. La Paz County Landfill is an existing disposal facility that will be upgraded, and is anticipated to be ready for the receipt of waste by mid 1994 after the permit modification process is complete. MRC/BFIC also expressed some interest in providing transfer station operations to Chula Vista; however, it did not provide any discussion. The MRC/BFIC proposal consisted essentially of an informational letter to the City outlining the two disposal options. The letter was not responsive to the RFP requirements: no company qualifications, technical description, environmental issues, contractual, fmancial elements were addressed. Disposal fees were not presented in the letter. The two disposal options may be interesting possibilities for the City; however, since the proposal was not responsive to the RFP, we recommended that it not be considered further in the process. G:\WPC\93032\Ol\REPORT 05/04/94 3:49 pm 2-7 /9-P-3 ""! ... Mother Aland The proposal received from Mother Aland offered the City a "Green Design for the Future." The proposal focused on developing a "Serial MRF," a MRF in which waste generators were relied on to source-separate their waste into numerous categories that will be delivered to numerous waste handling and processing stations/facilities. It will require a major shift in solid waste practices. This type of system relies heavily on small business cooperation to source- separate materials. The serial MRF concept has been implemented on a small scale; however, it has not been proven on the large scale that Chula Vista would require. The proposal also mentions composting yard wastes and asserts that the serial MRF and composting can bring the City 50 percent diversion by 1995, and ultimately, 100 percent diversion. ... ... ... ... The Mother Aland proposal indicates that the City needs to have an active role. In particular, the City commitment may include fInancing the project, developing the markets for recovered materials, purchasing recycled products, and entering into a public/private partnership for the composting facility. .... ... In general, the proposal was not clear, and did not address the specifIc needs defmed in the RFP. Although the proposal offers waste management options, it did not address a particular service package defmed in the RFP. "'I ... .. ... .. ... ... ... ... .... G:\WPC\93032\Ol\REPORT 05/04/94 3:49 pm 2-8 /1 :st ... I I I I I I I I I I I I I I I I I I I SECTION 3 EVALUATION METHODOLOGY AND RESULTS As presented to City Council on April 5, 1994, BV A developed an evaluation methodology to assess the proposals submitted in response to the RFP. The proposals were evaluated using a five-stage process: an initial screening process to ensure that the proposals met minimum requirements of the RFP; a detailed evaluation process in which numerous criteria were used to measure the proposals' ability to meet the needs of the City; a clarification period in which BV A requested clarification from proposers through written correspondence; an interview stage in which the preferred firms were interviewed to provide clarification and further understanding of their proposals; and a final assessment in which the fmdings of the detailed evaluation, clarification period, and interview stage were reviewed to develop a final ranking of the proposals. All proposals were evaluated independently using a methodology that assessed the proposer's qualifications; its technical, environmental, contractual, and financial strengths; and the cost of proposed services. The evaluation process is illustrated in Figure 3-1. A description of the five-stage evaluation process and results is provided in this section. 3.1 INITIAL SCREENING The first stage, the initial screening process, focused on several basic requirements to determine if a proposal was strong enough for further consideration. The initial screening requirements were defmed based on the proposer qualifications described in Section 5 of the RFP. Six initial screening requirements were established; they addressed the overall completeness of the proposal, the identification of a service package, technical feasibility, and fmancial strength. For each initial screening requirement, the evaluator indicated "yes" or "no" as to the proposal's conformance with the requirement. Lastly, the evaluator specified whether the proposal should be considered for further consideration. BV A's initial screening of the five RFP responses lead to the decision to proceed with a detailed evaluation of three responses. The three proposals that passed the initial screening stage of the evaluation process were Laidlaw, Mid-American, and Sexton. All three proposers prepared comprehensive proposals that met the requirements of the RFP, relied on proven technology, and had the financial capability (based on fmancial statements included in the proposals) to provide the services to Chula Vista. Laidlaw, Mid-American, and Sexton meet all initial screening requirements with one exception: Laidlaw failed to meet the profitability requirement. The profitability requirement was used to determine if a proposer was profitable over the past five years. Laidlaw was not profitable over the past five years. (It is worth noting that Laidlaw G:\WPC\93032\Ol\REPORT 05/04/94 3:49 pm 3-1 /957 ""! Issue RFP it Receive proposals it Initial screening Disqualify proposals not meeting , initial Detailed evaluation screening requirements of proposals meeting initial screening Weight requirements criteria W I Score proposals W jl Obtain clarification Interviews information I I W Review scores and clarification and interview information t Final ranking of proposals ... ... ... ... ... ... ... "'" ... ... ... ... ... ... ... Figure 3-1 Evaluation Process ... ~ 3-2 J7'~~ ... 93032.01T1 CVlEvaluatlon ProcessI457 I I I I I I I I I I I I I I I I I I I did show a profit during three of the past five years.) Laidlaw did meet all other fmancial requirements, technical, service package, and proposal responsiveness criteria, and therefore, the proposal was recommended for further consideration. Two proposals, MRC/BFIC and Mother Aland, were not recommended for further consideration. These proposals were not prepared in a complete and thorough manner based on the requirements of the RFP. In addition, the financial capability of MRC/BFIC or Mother Aland could not be assessed because the proposers did not provide financial statements as requested in the RFP. 3.2 DETAILED EVALUATION A detailed evaluation was made of the three proposals that passed the initial screening using a set of detailed evaluation criteria. The detailed criteria addressed several categories: company qualifications, technical capability, environmental impacts, contractual issues, fmancial strength, and costs. BVA assessed the proposal's ability to meet each criterion based on defmitions of low, medium, and high responsiveness. The defmitions of the detailed evaluation criteria are provided in Appendix C. Ratings of low, medium, and high were assigned for each evaluation criterion. The low, medium, or high ratings were assigned a numerical value (score) of 1, 2, or 3, respectively. The preliminary scores for the detailed evaluation are summarized in Appendix D. (In the fmal assessment stage, Section 3.5, the preliminary scores were adjusted to account for information received through the clarification and interview process.) The results of the detailed evaluation were used to calculate a numerical score for each proposal, which can be compared to the other proposal scores to determine a relative ranking of the proposals based on the detailed evaluation criteria. To develop a score, each evaluation criterion was weighted and a scoring method was developed. Weighting Criteria BV A reviewed the evaluation criteria and assessed the relative importance of each criterion based on its understanding of Chula Vista's goals, objectives, and priorities in the procurement process. A weighting scale was developed to reflect the relative importance of each detailed criterion. A numerical value (weighting factor) was assigned to each criterion so that the total points for all criteria equaled 100 points. The weighting factors for each criterion are presented in Appendix D. Scoring of Proposals BV A completed a detailed evaluation (using the detailed criteria presented in Appendix C) for the Laidlaw, Mid-American, and Sexton proposals. As indicated above, ratings of low, G:\WPC\93032\Ol\REPORT 05/04/94 3:49 pm 3-3 /7 'pi ., "'" medium, and high were assigned for each evaluation criterion, and these ratings were converted into a score of 1, 2, or 3, respectively. The numerical values assigned for the criterion were used to calculate a total score for each proposal (Le., the total scores equals the sum of the numerical values). ... .., A weighted score was calculated for each proposal using the criteria weighting factors and the low, medium, and high scores assigned in the detailed evaluation process. The numerical values assigned for the criteria (1, 2, or 3) were multiplied by the corresponding weighting factors for each criterion. The sum of the weighted score for each criterion produced a total weighted score for the proposal. The weighted scores were used to determine the relative ranking of the proposals. "'" ., ... The total and weighted scores determined by the preliminary detailed evaluation are summarized and presented in Appendix D. The scores indicated the following preliminary ranking of proposers: ... 1. Sexton 2. Laidlaw 3. Mid-American ""! ... The preliminary rankings of the proposals were presented to the City Council on April 5, 1994. The City Council directed that BV A refme the evaluation process through a clarification stage and interviews. ..., .... 3.3 CLARIFICATION PROCESS During the evaluation of the three proposals, BV A identified several issues in each proposal that needed additional clarification. To address these items, BV A sent letters to each proposer requesting information for clarification purposes. The proposers provided written responses to BV A questions. The clarification process was conducted during the period of April 6 through April 26. The information received through the clarification process was considered in the fmal assessment stage. ... .... .... 3.4 INTERVIEWS Laidlaw, Mid-American, and Sexton were invited to participate in the interview process. The interviews were conducted on April 26, 1994. Each interview was scheduled for 45 minutes. Interviews were used to allow proposers to highlight key elements of their proposals, provide clarifying information, or discuss any new developments associated with their proposals. The interviews were also used as an arena to ask proposers questions and to request clarification of ... .... .... G:\WPC\93032\Ol\REPORT 05/04/94 3:49 pm 3-4 )~-!,CJ "'" I I I I I I I I I I I I I I I I I I I the proposals. The City staff, BV A, and a representative from a neighboring city attended the interview session and asked questions of the proposers. The interviews were an important step of the evaluation process. The interviews allowed the City staff and BV A insight into each proposer's level of commitment to the project, depth of understanding and development of the proposed project, ability of management team to deliver the project in the proposed timeframe, and ability of the proposer to build a trusting relationship with the City. The fmdings of the interview process were reviewed in the final assessment. 3.5 FINAL ASSESSMENT A fmal assessment of the proposals was conducted after the interview process was completed. In the fmal assessment stage, BV A reexamined the scores generated in the detailed evaluation process based on information obtained through the clarification and interview stages. Scores were adjusted as necessary to reflect new understanding of the proposals. The fmal scores are presented in Appendix E. The fmal scores of the proposals were not adjusted significantly from the preliminary scoring process. This ranking is only a portion of the information that was used to make a decision on the fmal ranking of the proposers and recommendations on how to proceed with negotiations if the City chooses to leave the County system. The fmal ranking of the proposals focuses on the overall cost competitiveness of the proposals, thellbility of the management team to successfully develop the project, and other issues or concerns. BV A considers the Sexton proposal, the highest ranking proposal, as the most preferred proposal. In general terms, Sexton presented a sound proposal with a committed and qualified management team, and offered alternative disposal site options. In particular, Sexton's proposal to use El Sobrante Landfill is an attractive option for the City. Sexton's cost proposal offered reasonable rates for the type and size of service being proposed. Sexton's costs were somewhat higher than Mid-American's costs; however, City staff and BV A felt other elements of the Sexton proposal and team outweighed the cost issue. In BV A's final ranking of proposals, BV A placed Mid-American second on the list. Mid- American was ranked above Laidlaw, although its score was less than Laidlaw, for several reasons including costs, which were significantly less than Laidlaw's. G:\WPC\93032\Ol\REPORT 05/04/94- 3:49 pm 3-5 /9/ t / "" ... Laidlaw was placed third among the proposals. Its costs were considerably higher than both Sexton and Mid-American and there is concern (based on the interviews) about the strength to carry this project. ... BV A fmal ranking of proposals is as follows: ... 1. Sexton 2. Mid-American 3. Laidlaw ... "" "'I ... ... \ ... ... )' .., ... ... ... ... ... ... G,\WPC\93032\0I\REPORT 05/04/94 5,05 pm 3-6 /7 /t;L .. I I I I I I I I I I I I I I I I I I I SECTION 4 ECONOMIC ANALYSIS In order for Chula Vista to make a decision to participate in the County system or seek alternative disposal arrangements, an economic analysis is a critical portion of the decision- making process. As presented to City Council on April 26, 1994, BV A designed an economic analysis that projects the costs associated with the City's options including the cost of participating in the County system and the cost of options outside the County system. The economic model provides cost information that can be compared to assess potential economic advantages of the option over the County system. The method, assumptions, and the results of the economic analysis are presented in this section. This section also discusses the uncertainties associated with this analysis and potential economic impact of the uncertainties on the economics. 4.1 METHODOLOGY In this economic analysis, the cost of participating in the County system (County costs) were modeled to cover the services Chula Vista currently receives through the County, including costs required for inactive and active landfills, expansion of active landfills, development of new landfills, clean green waste program, household hazardous materials services, as well as other activities. The County costs were evaluated based on the most recent information available from the Commission. The cost of options outside of the County system considered the options presented in the Laidlaw, Mid-American, and Sexton proposals. These options focus on developing a transfer station in or near Chula Vista and hauling waste to disposal sites outside the County system. The primary disposal site identified in the proposals was Campo Landfill with Chiquita, EI Sobrante, and Simi Valley landf1lls as alternative disposal sites. Since the proposals identified only transfer, hauling, and disposal costs and not the full range of services the County currently offers, other costs were added to the proposers' tipping fees to adjust for programs that the County currently covers and for potential obligations that Chula Vista may continue to share with the County even if the City is not a participant in the County system. The adjustment for the programs and obligations were estimated based on review of the Commission information. In addition, costs were added to the proposers' tipping fees to account for internal administration and program support that the City may need to provide to oversee the transfer, haul, and disposal contract and to provide recycling education and market development support services that will replace the programs currently provided by the County. G:\WPC\93032\0l\REPORT 05/04/94 3:49 pm 4-1 / 1--t;J ""! , . "'" The costs for the County system and the options presented in each proposal were projected over a 10-year period from FY 1994/1995 to FY 2003/2004. The lO-year projection was used to calculate the NPV of the annual costs to provide a fair comparison of the total cost for services under different scenarios. .. .. 4.2 COSTS OF PARTICIPATING IN THE COUNTY SYSTEM The County costs include two types of costs: annual O&M costs and capital improvements. As indicated above. these costs were projected based on best available information recently prepared by the Commission. BV A relied directly on the Commission's estimates of the cost requirements and information related to the estimates. BV A did not perform any review or make an assessment of the costs to determine if the Commission information was sound and reasonable. .. - """ Annual O&M Costs The annual O&M requirements included annual costs such as labor, active landfill closure reserve, active landfill operations, green waste program operations, inactive landfill expenses, NCRRA service payment for operations and maintenance and debt service, County and Department of Public Works overhead, and many other budget items. The annual O&M information for the County system for FY 1994/1995 and 1995/1996 was estimated by the Commission's Audit and Budget Subcommittee and presented as the Solid Waste Enterprise Fund Program for FY 1994/1995 and 1995/1996 Budget Scenarios (Draft March 31, 1994). The budget information for FY 1994/1995 was provided in current dollar values and FY 1995/1996 budget Was adjusted as the County staff felt appropriate for inflation at 3 percent. "'" .. .. """ .. Since the available budget information covered only two of the 10 years required for this economic analysis, BV A estimated the budget for FY 1996/1997 through 2003/2004. This budget estimate assumed that the annual O&M budget provided by the Commission for FY 1995/1996 would remain the same with an annual adjustment to account for inflation. For the purposes of this analysis, an inflation rate of 3 percent per year was assumed. County staff were contacted and provided specific input that a few of the annual O&M budget line items would not be required over the lO-year period or would not be subject to the impacts of inflation; adjustments were made to reflect their input. .. .. .. Capital Improvement Costs The CIP requirements were examined by the Commission and presented in the Solid Waste Capital Improvement Program FY 1994/1995 to FY 2002/2003, Draft Report, March 30, 1994. The CIP addresses capital requirements for active landfills, inactive sites, and new facilities. The report focused on three strategies for accomplishing the same capital improvements but ... - .. G:\WPC\93032\Ol\REPORT 05/04/94 3:49 pm 4-2 /9 ~~~ .. I I I I I I I I I I I I I I I I I I I under different project schedules. Strategy I focuses on providing essential projects only and postpones some required system improvements and new landfill projects. Strategy 2 includes essential projects plus the required system improvements. Strategy 3 includes the essential projects plus the required system improvements with an accelerated schedule for inactive site closures. All three strategies were formulated assuming a pay-as-you-go funding approach. For the purposes of this economic analysis, the CIP requirements associated with Strategy I were used to project the County costs. The capital costs identified in the Solid Waste Capital Improvement Program report were presented in current dollar values. As with the annual O&M costs, the capital costs in this analysis were escalated at 3 percent annually to account for inflation. Total Costs A cost-per-ton estimate for mixed waste was calculated so that sufficient funds would be generated to cover the total annual County costs. The cost per ton necessary to cover the annual O&M costs was calculated by totaling the annual O&M costs less the cost for the green waste operation (because separate tipping fees are collected for clean green waste to cover the costs associated with the green waste operation) less other revenue (collected by the County through permitting fees, grants, etc. and used to offset the annual O&M budget for solid waste activities) divided by the projected annual tonnage of mixed waste in the County system. The cost per ton for the CIP requirements was estimated by dividing the annual CIP requirements by the projected annual tonnage of mixed waste in the County system. The total estimated cost per ton for mixed waste under the County system was calculated as the sum of the cost per ton for annual O&M costs and cost per ton for CIP requirements. A cost per ton was projected for each FY in the IO-year analysis. The economic analysis for the County system costs is provided in Appendix F. The annual O&M costs and CIP costs are identified for the IO-year period and the projected cost per ton for mixed waste is calculated for each year. Assumptions The nature of the County system required that several assumptions be made in order to develop a cost projection for the County system. The basic assumptions made in this analysis are: . All jurisdictions will participate in the County system with the exception of the cities of San Diego and El Cajon. G:\WPC\93032\OI\REPORT 05104/94 3:49 pm 4-3 ---- J 7 ~~..? ... ... · Waste quantities will remain constant at 1,336,500 tons annually from FY 1995/1996 onward with mixed waste and clean green waste amounting to 1,236,500 tons and 100,000 tons, respectively. ... · A pay-as-you-go funding approach will be implemented for CIP rather than debt fmancing. ... · Successful annual renewal of the San Marcos Landfill's Conditional Use Permit will be achieved. ... ... · Strategy 1 of the CIP will be followed as outlined in the Solid Waste Capital Improvement Program FY 1994/1995 to FY 200212003, Draft Report, March 3D, 1994. -.,. · The CIP contingency for funding of the San Marcos Landfill Tier II and ill acquisitions was not provided. ... ... · The County will continue to provide the same scope of services that it provides currently. ... · Costs for a MRF or other future diversion programs that may be required to assist Chula Vista in meeting AB 939 goals are not included in the analysis. ... · The clean green waste program costs are covered by the revenue collected from clean green waste tipping fees. The clean green waste program costs have been estimated but are not included in the calculation of the County cost per ton projections. .. ... · Annual O&M costs will remain constant (subject to inflation) from FY 1996/1997 onward. ... · FY spans July 1 through June 31. ... · NCRRA equity will not be refmanced. .. ... ... G:\WPC\93032\Ol\REPORT 05/04194 3:49 pm 4-4 /7 -~'" .. I I I I I I I I I I I I I I I I I I I 4.3 COST OF OPTIONS OUTSIDE THE COUNTY SYSTEM The economic analysis of the costs associated with leaving the County system included two components. The primary component is the proposed cost per ton (tipping fee) at the transfer station, which would cover transfer, haul, and disposal services. The second component is costs associated with programs the County currently provides that will need to be continued (through the County or other party) and obligations that the City may share with the County system even if it leaves the system. Transfer, Haul, and Disposal Cost per Ton The economic analysis relied on the tipping fees for the transfer, haul, and disposal services obtained from the Laidlaw, Mid-American, and Sexton proposals. The economic analysis used the tipping fees with adjustments, as calculated by BV A (Table 2-1), to account for different proposer assumptions regarding land costs, acceptance testing period, and amortized capital calculations . The three proposals offer several options to the City, depending on the selection of the disposal site. To analyze these options, six scenarios were examined. Three scenarios focused on each proposer's cost estimate to use Campo LandfIll as the disposal site. One scenario addressed Laidlaw's proposal to truck waste to Chiquita Landfill. The remaining two scenarios analyzed Sexton's proposal to dispose of waste at El Sobrante Landfill or Simi Valley LandfIll. Tipping fees were escalated at 3 percent per year to account for inflation. The annual costs for the transfer, haul, and disposal were calculated by multiplying the tipping fees by the solid waste disposal projections. The disposal projections were obtained from the Source Reduction and Recycling Element (SRRE) adopted by Chula Vista on December 15, 1992 in response to AB 939. For the purposes of this economic analysis, BV A used the waste quantity disposal projections in the SRRE that assume AB 939 diversion rates will be achieved. (Although the waste quantity disposal projections were based on the assumptions that AB 939 diversion rates will be achieved, this economic analysis does not included all the costs required to bring the City into full compliance with AB 939). Programs and Obligations Program and obligation costs were estimated to account for additional items included in the County system costs that are not covered by the proposers' tipping fees. These costs included annual O&M costs as well as CIP requirements. The estimate for the program and obligation costs was performed by reviewing each budget item in the County annual O&M budget and the CIP to determine if Chula Vista needed to provide for the programs through City staff, arrangements with the County, or an outside contractor, or if Chula Vista needed to continue G:\WPC\93032\01\REPORT 05/04/94 3:49 pm 4-5 / i~;; 7 .... to provide funds for any continued obligations to the County system. In particular, programs that the County provides that need to be included in the costs for leaving the County system include: .. ... · Clean green waste program .. · Household hazardous materials program ... · Local Enforcement Agency (LEA) services for active landfIll sites used by the City and the transfer station (if it is located in City limits) ... · Tire hauling and disposal services · Public education services (e.g., I Love a Clean San Diego County) ... · Scalehouse staff and billing services. ... Costs to cover the clean green waste program and the household hazardous materials program were estimated for the City based on tonnage and population, respectively. The costs for the LEA services associated with the disposal site and tire hauling and disposal services were covered in the tipping fees presented by the proposers. LEA services for the transfer station were assumed to be included in the tipping fees presented by the proposers. Public education services that the County system provides are assumed to be handled by existing staff and additional costs have been included to cover the salary and benefits for a solid waste coordinator to manage all aspects of the City's expanded responsibilities. For the purposes of this economic analysis, annual O&M costs have been estimated to cover salaries and benefits for a scalehouse staff (two positions) and start-up costs for the billing services as the tipping fees in the proposals did not include the costs for these services (because the City reserved the right to operate the scalehouse) . .... ... .. .. .. It is not clear what the City's obligations, if any, may be for the inactive landfill sites because no information is currently available on the quantities of municipal solid waste that Chula Vista may have landfilled. For the purposes of this study, Chula Vista's potential share of the annual O&M costs and CIP requirements associated with inactive landfills sites (as identified by the Commission reports and County staff) were estimated based on the City's population compared to the County system population (eXClusive of San Diego). .. ... ... The annual costs for programs and obligations were calculated based on the combined total of the annual O&M and CIP requirements. A cost per ton for these programs and obligations was calculated by dividing the annual costs by the projected waste disposal quantities for the City. .. ... G:\WPC\93032\Ol\REPORT 05/04/94 3:49 pm 4-6 /7~~~ ... I I I I I I I I I I I I I I I I I I I The economic analysis for the costs of the programs and obligations is provided in Appendix F. The annual O&M costs and CIP costs are identified for the 10-year period and the cost per ton for mixed waste is calculated for each year. These projections include an annual adjustment for inflation at 3 percent per year. Total Costs A cost per ton for mixed waste was estimated by adding the tipping fee for transfer, haul, and disposal and the cost per ton for program and obligations. The economic analysis assumed that the transfer station would not be available until the start of FY 1996/1997. During FY 1994/1995 and FY 1995/1996, the City would continue to deliver its waste to the County system while the transfer station was being permitted and constructed. The analysis assumed that the City would pay the projected cost per ton of the County system during this transition period. The detailed economic analysis of the total annual costs and tipping fees is provided in Appendix F. Assumptions In performing the economic analysis for the costs associated with leaving the County system, a number of assumptions were required. The key assumptions are listed below: · The tipping fees for the transfer, haul, and disposal services will remain constant subject only to increases associated with inflation. · Tipping fees include tire hauling and disposal services and LEA costs for active disposal sites. · The transfer station, hauling, and disposal services will be available July 1 of FY 1996/1997. · During FY 1994/1995 and FY 1995/1996, the City will deliver waste to the Otay Landfill at the same cost per ton as other jurisdictions. · Potential obligations associated with inactive disposal facilities in the County system were allocated based on population. · The City will have no obligation to the NCRRA facility, active disposal sites, or new facility development once the City leaves the County system. · Waste stream projections were based on the SRRE estimate assuming projected AB 939 diversion rates will be accomplished. Clean green waste quantities will start at 11,000 tons per year in FY 1994/1995 (based on Laidlaw's estimates) and escalate at the same rate as the population increases. G:\WPC\93032\01\REPORT 05104194 3:49 pm 4-7 /f/j,J "'I - · Self-haul waste generated in Chula Vista will be delivered to the transfer station. · Collection costs for delivering waste to the transfer station are assumed to be the same as the collection costs associated with delivering materials to the Otay Landfill. - · Costs for a MRF or other future diversion programs that may be required to assist Chula Vista in meeting AB 939 goals are not included in the analysis. - · If waste is hauled out of County for disposal, no additional regulatory or environmental impact mitigation fees will be levied to increase the tipping fee as presented by the proposers. - - · The clean green waste program costs are covered by the revenue collected from clean green waste tipping fees. The clean green waste program costs were estimated but are not included in the calculation of the program and obligations cost per ton projections. ""! · Annual O&M costs will remain constant from FY 1996/1997 onward. "'I · City population projections are based on information obtained from the Chula Vista Planning Department. Chula Vista is currently 9.9 percent of the County system population (exclusive of San Diego) and will continue to make up 9.9 percent of the County population over the 10-year period. - - · FY spans July 1 through June 31. - 4.4 RESULTS OF THE ECONOMIC ANALYSIS The results of the economic analysis were evaluated by comparing the NPV of the County system costs and the six scenarios offered through the Laidlaw, Mid-American, and Sexton proposals. The cost difference associated with each scenario was calculated in terms of a percentage of the cost of the participating in the County system. A positive cost difference indicated that the scenario costs, on a NPV basis, were less than the County system costs. A negative cost difference indicated the scenario costs were more expensive than the County system costs. The NPV was calculated assuming a discount rate of 0.07. - - - A summary of the scenarios considered in this economic analysis show the NPV of the annual costs for services over a five-year period (FY 1994/1995 to FY 1998/1999), the NPV for a 10- year period (FY 1994/1995 to FY 200312004), and the cost difference between the costs for participating in the County system. In addition, the projected cost per ton for mixed waste is identified for each scenario for the first year of the transfer station operations (FY 1996/1997). This summary is provided in Table 4-1; the details of the economic analysis are provided in Appendix F. - - - - G:\WPC\93032\OI\REPORT 05104194 3:49 pm 4-8 /f-7o - I I I I I I I I '" '(jj >- (ij c <( ,,. ~ E I 0 "" c CD 0 -() .ow <11_ f- 0 >- ~ <11 E E ::J en I I I I I I I I I I I .... CIl E ~-~ ",0'" O'>f-en >- u.. '" u; ol5 (f1 <11 '" c: ~E,g "'"'" ~ 0,:= .- 0.0 ::E~O .0.. 02 c:_ ~ffi1O . I'" ..: _"'''' U,l 'U5'- Ollie ()~o1l f- 2l, '" -c: lli " ,,~8 0<( . "= 1i5 Q) Q) 0 ~ o..() ffi '" I '" 1Jj 0_0 -o() >10 0.." Z c: ~ '" Cl '"- -c: 16 " o ,,~() 0<( . 'C 1i5 ~ '" 0 0 o..() ffi '" '" 1Jj 1-0 ",o() >10 0.. " Z c: ~ '" . .S2~ 2:';: '" e en 0.. 1ll '" '" 8.,'" ",en is ,>1 ffi c: '" (.) en ~ -e w " ~ 0 >- () en >- !Z ::l o ~ ~ 0 w < 0.. G ~ ~ <( 0.. co ~ - co ... '" ;; ",' 0'> - ",' '" ... o '" co ",' ... 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OIl OIl The five-year and 10-year projections relied on a two-year O&M budget projection prepared for the County system. The five-year projection is a more reasonable analysis to consider as the projection of the annual O&M and CIP requirements over a lO-year period is subject to more uncertainties as the actual needs of the system evolve. .. ... A review of our analysis suggests that there are potential cost savings of up to 20 percent on a NPV basis (for a 5-year period) if the City leaves the County system. However, a closer look at our analysis shows that the assumptions used for both the County and the out-of-County analysis are subject to clearly identified uncertainties that are outlined below. .. .. Uncertainties that may affect the County system costs are: ... · Number of cities that continue participating in the County system · Waste quantities delivered to the County system · Reasonableness of the projected County annual O&M budget · Soundness of the projected requirements for the CIP · Debt financing rather than pay-as-you-go fmancing for CIP · Ultimate disposition of the NCRRA operating agreement · Scope of services County provides are altered. ... ... .. Uncertainties that may affect the costs associated with leaving the County system are: 4' ... · Successful negotiations with one of the proposers · Siting, permitting, and development of the transfer station · Ultimate disposition of the Campo Landfill and external factors impacting alternative disposal sites such as environmental or legislative restrictions on waste importation. ... ... These uncertainties present risks to the City regardless of whether the City chooses to stay in or leave the County system. ... 4.5 SENSITIVITY ANALYSIS To assess the potential economic impact of some of the uncertainties above, a sensitivity analysis was performed on the economic analysis. The sensitivity analysis examined the fluctuations associated with the cost advantages of the options to leave the County system over the costs of relying on the County system. The cost advantage is expressed as a percentage of the costs of participating in the County system. The economic analysis, assumptions, and results as described in Section 4.1 through 4.3 and presented in Table 4-1 are considered the base case. The sensitivities performed are compared to the base case. The fluctuation that resulted in a .. ... ... ... G:\WPC\93032\Ol\REPORT 05/04/94 3:49 pm 4-10 /'j~?~ .. I I I I I I I I I I I I I I I I I I I sensitivities cost advantage is expressed as the percentage points above or below the base case. For example, the base case shows the Mid-American option as having a cost advantage of 20 percent over the option of participating in the County system. If sensitivity analysis shows that the cost advantage of Mid-American increases to 26 percent, this result can be expressed as an increase of 6 percentage points above the base case. The sensitivity analysis addressed the following variables: · Chula Vista waste quantities · Cities leave the County system . County system costs not realized . Costs of leaving County system not realized . Increased tipping fee for nonparticipating members of the County system . No inactive landfill liability if City leaves County system . Neighboring cities participate in Chula Vista's transfer station, pay host fee. A description of the sensitivity analysis performed and the results are discussed below. Table 4-2 summarizes the results of the sensitivity analysis based on a five-year NPV. Results of the sensitivity analysis based on a ten-year NPV are provided in Appendix F. Chula Vista Waste Quantities. The economic analysis was performed using waste stream projections based on the SRRE estimate assuming projected AB 939 diversion rates will be accomplished. These waste quantity projections show the waste quantities decreasing significantly over the 10-year cycle modeled in the economic analysis. If AB 939 diversion rates are not achieved, the City will need to handle increased waste quantities. To assess the potential impact increased waste quantities may have on the economic analysis, BV A performed two variations (sensitivities) to the economic model. One sensitivity modeled the SRRE waste quantity projection that assumes the, current diversion level remains constant. A second sensitivity modeled the Chula Vista waste stream remaining constant. 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The cost savings based on a five-year NPV, will range from 2 percent to 26 percent at current diversion levels and 2 percent to 25 percent at constant diversion levels. Cities Leave the County System. At this time, the County is attempting to secure commitments from cities that use the County system. A critical assumption in BV A's economic analysis is that all the cities with the exception of El Cajon will participate in the County system. However, the projected County system costs per ton may be significantly impacted if the participation level drops. A decrease in the participation level will result in a decrease of projected waste quantities. This decrease in tonnage levels will reduce some of the County's overall operating costs and may reduce the CIP requirements because landfIll expansions and new facilities may be delayed or not required. However, many annual costs are fixed costs such as costs associated with inactive landfIlls, the NCRRA debt service, public education programs, groundwater monitoring of active landfIlls, and LEA services. These costs will have to be covered by revenue from less tonnage. As a result, the projected cost per ton is likely to increase with a decrease in tonnage. Assessing the impact of the participation level is a complicated task because it requires reexamining the CIP requirements, identifying fixed O&M costs and variable O&M costs. BV A did not have access to sufficient information on the County system costs to perform a detailed analysis of the costs. For the purposes of this study, BV A made some general assumptions regarding the annual O&M budget items that would be fixed and those that would be dependent on tonnage levels. For the CIP, BV A made an assumption that the CIP costs would be reduced each year by specific percentage. To model a potential scenario of reduced participation, BV A considered the possibility of Oceanside leaving the County system in FY 1995/1996 and Carlsbad and Escondido leaving the County system in FY 1996/1997 (at the same time Chula Vista leaves the system). The tonnage of Oceanside will reduce the projected County waste stream by approximately 160,900 tons per year and Carlsbad and Escondido will further reduce the projected tonnage by 207,430 tons per year. This is a reduction of 20 percent of the County's projected tonnage. Annual O&M costs that BV A assumed were related to tonnage were adjusted accordingly and fixed annual O&M costs remained the same. Without the ability to reexamine the demands of the CIP requirements, BV A assumed that the annual CIP costs would be reduced by 20 percent. The results of these adjustments to the waste quantity projections and the annual O&M and CIP requirements resulted in increased cost-per-ton projections for the County system and, therefore, showed additional cost benefits of 12 percentage points for leaving the County system (based on a five-year NPV). County System Costs Not Realized. The economic analysis relied on a two-year O&M budget and projected CIP requirements. If these cost projections are not as projected, the cost savings O,IWPCI9303210I\REPORT 05104194 3049 pm --- 4-13 /1-').5 '" will be impacted. To assess the potential impact of increased or decreased O&M or CIP costs, four sensitivities were performed. The sensitivities examined the impact of a 10 percent increase to County O&M costs, a 10 percent increase to CIP costs, a 10 percent decrease to County O&M costs, and a 10 percent decrease to CIP costs. The sensitivities that modeled increased O&M or CIP requirements showed a higher cost advantage of leaving the County system, whereas the sensitivities modeling decreased costs showed a smaller cost advantage of leaving the County system. ... , , ., .., I ... Costs of Leaving County System Not Realized. The economic analysis of the costs of leaving the County system included two components: the proposers' tipping fees for transfer, haul, and disposal services and program and obligation cost-per-ton projections. Two sensitivities were performed to examine how the cost advantage of the options of leaving the system are impacted if the tipping fees are 10 percent higher than proposed or if the program and obligations are 10 percent higher than proposed. The increased tipping fee resulted in the cost advantage dropping 3 percentage points below the cost advantages for the base case for a five-year NPV. The increase to the programs and obligations cost-per-ton projections showed an insignificant difference in the cost advantage. The impact associated with the tipping fee was significant because the tipping fee is approximately 85 to 90 percent of the costs of leaving the County system where the program and obligations are only 10 to 15 percent of the costs of leaving the County system. ... ., ... ... ... Premium for Leaving the County System. If the City chooses to leave the County system, the City will need to continue to rely on the County system for two years while the transfer station is being developed. The economic analysis assumed that during this two-year period, the City would pay the same cost-per-ton rates at the County landfills as members that have made commitments (participating members) to the County system. However, the County may decide to charge nonparticipating entities a premium at the landfill to cover costs associated with long- term liabilities. Two sensitivity analyses were conducted to assess the impact of the cost advantages if a 20 or 50 percent premium was placed on Chula Vista's tonnage during the two- year transition period. In the case of a 20 percent premium, the results indicated a cost advantage of up to 12 percent over the County system on a five-year NPV. If the premium were 50 percent, the results of this sensitivity indicate that the cost advantage of leaving the County system would be eliminated on a five-year NPV basis and significantly reduced to a cost advantage of 2 to 8 percent on a 10-year NPV basis. ... '"'! ... ... ... ... No Inactive LandiIll Liability. In the costs for leaving the County system, the economic analysis included costs (based on population) for potential obligations the City may have to the inactive landfills in the County system. At this time, it has not been determined if Chula Vista ... ... G:\WPC\93032\OI\REPORT 05/04/94 3:49 pm 4-14 /i--?t ... I I I I I I I I I I I I I I I I I I I should share in any of these costs. The economic analysis did, however, include a portion (based on population) of the annual O&M and CIP requirements associated with the County's inactive landfills in costs of leaving the County system. Since these costs may not be an obligation for Chula Vista, a sensitivity was performed to determine the cost advantage if the City had no liability to the inactive landfill sites. The sensitivity revealed that the cost advantage of leaving the County system increases 6 percentage points (based on five-year NPV). Neighboring Cities Use Chula Vista's Transfer Station. The transfer station conceptual designs have the capacity to serve not only Chula Vista's needs but also other communities. If other communities use the transfer station, the City can levy a host fee on the tonnage received at the transfer station that can be used to offset the costs of the solid waste services for the City. To assess the potential impact of a host fee, BV A assumed that the daily throughput of the transfer station was 800 tons per day (the maximum design throughput of the transfer station) and a $2 per ton surcharge is collected on each ton received at the facility. The host fee collected on tonnage was assumed to offset Chula Vista's costs. The sensitivity analysis showed that the cost advantage increases 1 percentage point over the base case (based on a five-year NPV). Cities Leave the County System, Premium for Leaving County System. A sensitivity analysis was performed to determine the combined effect of two events occurring. The sensitivity analysis combines the assumptions that cities may leave the County system and the City will pay a 50 percent premium for leaving the County system during the transition period. Under this scenario, the cost advantage decreased by 7 percentage points based on a five-year NPV. G;\WPC\93032\Ol\REPORT 05/04194 3:49 pm 4-15 /9 - 7? 'I , . 1, I I I I I I I I I I I I I I I I I I I SECTION 5 CONCLUSIONS The fmdings of this report indicate that there may be potential cost savings to the City of up to 20 percent or higher if the City leaves the County system. The cost savings associated with both the County system and options outside of the County system are not sufficient to clearly provide direction to remain in the County system or leave the County system because several uncertainties are associated with either alternative. The County system costs may be subject to changes depending on the number of cities that join the JP A, the waste quantities delivered to the system, the requirements of and the financial mechanism for the CIP, and the disposition of the NCRRA facility. Likewise, the costs of leaving the County system present uncertainties to the City such successfully negotiating a contract with the selected proposer at the costs presented in its proposal, timely siting, permitting, and development of the transfer station, and securing an attractively-located disposal site. The City needs to move forward with its decision-making process. Its immediate decision, whether or not to join the JP A and commit its waste stream to the County system must be resolved by the end of May. The City has a number of options: 1. Participate in the County system - Join the JP A - Commit the City's waste stream to County system - Accept fmancialliabilities of the County system 2. Leave the County system; build transfer station - Negotiate agreement for transfer, haul, and disposal services with selected proposer - Negotiate short-term agreement with the County for disposal services until the transfer station is operational and disposal site is available, or pay tipping fees as a nonparticipating member of the County system G:\WPC\93032\01\REPORT 05/04/94 3:49 pm 5-1 /9 - 7Y . . I "" 3. Phased approach; City takes initiative on transfer station "" - City sites and permits transfer station .... - Negotiate price extension with one or more proposers :j - - Negotiate short-term agreement with the County for disposal services, or pay tipping fees as a nonparticipating member of the County system .... - After a one- to two-year period, review the City's disposal options to determine if it will be best served by the County system or should proceed with the transfer station and secure disposal services through other alternatives including Campo Landfill, out-of-County disposal sites, and out-of-state disposal sites. - 4. Phased approach; Selected proposer takes initiative on transfer station .... - City negotiates with selected proposer to site and permit transfer station .... Negotiate short-term agreement with the County for disposal services, or pay tipping fees as a nonparticipating member of the County system .... - After a one to two-year period, review the City's disposal options to determine if the City will be best served by the County system or should proceed with the transfer station and secure disposal services through other alternatives including Campo Landfill, out-of-County disposal sites, and out-of-state disposal sites. ... 5. Delay Decision "" - Negotiate price extension with one or more proposers "" - Negotiate short-term agreement with the County for disposal services, or pay tipping fees as a nonparticipating member of the County system. , "" 6. Rebid RFP "" Negotiate short-term agreement with the County for disposal services, or pay tipping fees as a nonparticipating member of the County system ... - Circulate new RFP and encourage additional proposers to participate. BV A suggests that the City focuses on the option 3 or 4 - a phased approach. Under this scenario, the City would attempt to keep its options open for another year to examine how the County system changes unfold and investigate the status of Campo Landfill and out-of-County and out-of-state disposal site alternatives. To keep the option of leaving the County system viable and implementable within a reasonable timeframe, the first phase of the transfer station ... ... ... G:\WPC\93032\Ol\REPORT 05/04194 3:49 pm 5-2 / 'J-? I "" I I I I I I I I I I I I I I I I I I I development would be initiated. The goal of the first phase of development would be to site the transfer station, prepare a conceptual design of the facility, and perform the CEQA work. The City can take these responsibilities on itself (option 3) through assistance from outside consultants as necessary. If the City chooses this approach, at some point in time it should formally close this RFP process and notify the proposers that no selection will be made. The City may also could consider negotiations with the selected proposer (option 4) to take the lead on siting, conceptual design, and permitting of the transfer station. The selected proposer could start the transfer station development under an agreement with the City with a clearly defmed scope of work and milestone dates that will allow the City to stop the project at several points if a review determines that the County system proves to be the best option. This option may require the City to make some expenditures on the transfer station development. BV A does not feel that option I, participate in the County system, is a reasonable path for the City to proceed with because this option may commit the City to spiraling costs of solid waste services. Several uncertainties are associated with the County system including number of participating cities, waste quantities, CIP requirements, ultimate disposition of the NCRRA operating agreement, and others. The uncertainties of the County system raise serious questions. Although staying with the County system does not require Chula Vista to take on new tasks and responsibilities regarding its solid waste management needs, the risks appear too significant to take on at this time. The second option of leaving the County system also has several uncertainties such as successful negotiations with the selected proposer; the siting, permitting, and development of a transfer station; the ultimate disposition of Campo landfIll; and availability of alternative disposal sites. BV A believes that the uncertainties surrounding Campo landfill development and the potential for other disposal site options to arise in the near future suggest that the City delay on making a fmal decision in this area until more information is available. The delay decision approach to this solid waste issue, option 5, is not a strategic approach for the City. It leaves Chula Vista subject to the County system without any contingency plans. Lastly, option 6, rebid RFP, might give the City a wider array of alternatives, particularly for disposal options, but is not recommended at this time as it would be disruptive to the progress already made toward a final decision. G:\WPC\93032\Ol\REPORT 05/04/94 5:09 pm 5-3 17' -!t(} / ;CJ- g / 'I ',~"- '~"1~-, 'I' " 'I.' , . ", -'-, I~ '.1. . " - " ",' I,' "', , '. I" I 'I I':. I' ql ,I' I" " ,I, , , ','; ," ,-'. , , I": " ~. ". , q{ '. ','. " I'. , , ;,(i'!'l~:': ~~ ' ::_>;~?~~j~:,',~l' '-'. :,- ----y.f7r, '''. 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Company Qualifications. Demonstrated experience providing similar services in a comparable-sized service area. Low - Inadequate level of relevant experience in key aspects of the project. Medium - Relevant experience in some but not all of the key aspects of the proposed project. Hie:h - Relevant experience consistently demonstrated for all aspects of the proposed project. 2. Joint Venture and Teaming Arrangements. Teaming arrangements add strength to the project or proposer does not propose team and is strong without teaming arrangements. Low - Teaming arrangement adds no strength to the project. Team members do not have demonstrated successful past working relationships. Medium - Teaming arrangement adds strength to the project. Team members have some experience working on projects together. Hie:h - Team members have extensive experience working together on other projects; teaming arrangement adds strength to the project. Proposer does not propose team and is strong without teaming arrangements. 3. Staff Qualifications. Background of individual team members provides proven technical, operational and managerial experience needed to handle the proposed services. Low - Experience of key personnel inadequate in key job categories of proposed project. Medium - Experience of key personnel appears adequate and may be sufficient to undertake proposed project. G:\WPC\93032\Ol\REPORT 05/04/94 11:11 am C-I /1"? / "'" ... Hil!:h - Key personnel have demonstrated (over 5 years) technical and managerial experience needed to handle the proposed service. ... 4. Understanding of Local Conditions. Extent to which proposer has a good understanding of the local solid waste management conditions in Chula Vista. .... , Low - Did not demonstrate knowledge of and sensitivity to local area or local concerns. ... Medium - Adequate understanding of local area and local concerns. ... Hil!:h - High level of understanding of local concerns. ... 5. Client Relationship. Client references demonstrate proposer's ability to maintain long-term relationships with municipalities, including cooperation in providing requested information in a timely manner and avoidance of litigation and arbitration in settling disputes. ... ... Low - Client references did not provide positive indication regarding the proposer's ability to have a successful working relationship or no references were provided. ... Medium - Client references did not identify any particular concerns. .... High - Client references indicated that the proposer has the ability to work successfully with municipalities and the reference would be willing to work with the proposer again. ... 6. Minority, Women, and Disadvantaged Business Enterprises. Documented success in obtaining minority, women, and disadvantaged businesses subcontractors' participation. ... Low - Proposer has not included any minority, women, and disadvantaged businesses subcontractors in the proposal and did not indicate that they made an effort to do so. .... - Medium - Proposer has not included any minority, women, and disadvantaged businesses subcontractors in the proposal; however, indicated that they attempted to identify businesses or indicated willingness to use minority, women, and disadvantaged businesses subcontractors in the future. ... ... Hil!:h - Proposer has included one or more minority, women, and disadvantaged businesses subcontractors in the proposal. .. G:\WPC\93032\Ol\REPORT 05/04/94 11:11 am C-2 /1- )~ .. I I I I I I I I I I I I I I I I I I I TECHNICAL - TRANSFER SERVICES 1. Methodology. Proposed method or technology has been successfully operating in projects of similar scale for at least two years. Overall methodology appears technically viable and proposed services are compatible with the City's needs and service standards. Low - Technology/methodology proposed is being used in fewer than two similar projects for two years. or the proposed service method is not compatible with the City's needs and service standards. Medium - Technology/methodology proposed has been successfully applied in at least two similar projects for two years, and the proposed service method is reasonably compatible with the City's needs and service standards. Hil!:h - Technology/methodology proposed has been applied successfully in extensive number of similar projects for more than two years, and the proposed service method is highly compatible with the City's needs and service standards. 2. Facility Capacity. The proposed facility has adequate capacity for the City's waste stream. Low - Facility capacity is not addressed at the level required (Le., 150,000 tons per year up to 250,000 tons per year). Facility design can not accommodate projected capacity. Medium - Facility design can provide the processing capacity to fulfIll the fIrst year requirement (Le., 175,000 tons per year) but does not have adequate capacity to provide for the fInal year of the contract term (Le., up to 250,000 tons per year). Hil!:h - Facility design can provide the processing capacity to fulfIll the City's requirements (Le., 175,000 tons per year for the fIrst year of operations and up to 250,000 tons per year at the end of the contract term) and has contingency capacity. 3. Materials Recovery. The proposed facility design offers a sound method for providing reasonable levels of materials recovery capabilities. Low - Proposed expansion plan for the transfer station, materials recovery technology, and proposed processing equipment cannot feasibly recover the types and quantities of materials specifIed (i.e., 20 to 25 percent of the waste received at the facility). G:\WPC\93032\01\REPORT 05/04194 11:11 am C-3 /1-1 J ., ... Medium - Proposed expansion plan for the transfer station, materials recovery technology, and proposed processing equipment may feasibly recover the types and quantities of materials specified (i.e., 20 to 25 percent of the waste received at the facility); however, it is difficult to make a detailed assessment. ... ., High - Proposed expansion plan for the transfer station, materials recovery technology and proposed processing equipment can feasibly recover the types and quantities of materials specified (i.e., 20 to 25 percent of the waste received at the facility). ... 4. Marketing Strategy. The marketing strategy presents a sound policy for marketing recovered materials and shows a commitment to meeting AB 939 requirements. ""l - Low - The marketing goals and objectives were not addressed; or the proposer has no relevant marketing experience. ... Medium - The marketing goals and objectives were addressed; however, the plan does not seem practical. The proposer has little relevant marketing experience. ""l High - The marketing goals and objectives were addressed and the policy has the ingredients for a successful program designed to address AB 939 diversion requirements. The proposer has extensive relevant marketing experience. ... .. TECHNICAL - HAULING SERVICES ... 5. Hauling Methods and Procedures. The proposer provides a reasonable plan for hauling waste that is compatible with transfer and disposal options. .. Low - The hauling method does not provide a sound method for transporting waste or the hauling method is not described in sufficient detail to make an assessment. ... Medium - The hauling method provides a reasonable method for transporting waste but has limitations relating to its compatibility with the transfer and disposal options. - High - The hauling method provides a reasonable method for transporting waste with flexibility to work with any type of transfer or disposal option. ... .. .. G:\WPC\93032\01\REPORT 05/04/94 lL11 am C-4 /9-c;f - . I I I I I I I I I I I I I I I I I I I 2. Hauling Information. Ability of the hauling proposal (i.e., number of vehicles, containers, trips per day, capacity, hours per day, etc.) to adequately serve Chula Vista's needs. Low - The proposal does not clearly defme the hauling information or the outlined information is not realistic or feasible. Medium - The proposal includes the hauling information and it appears reasonable. Hil!:h - The proposal includes the hauling information and it appears to be particularly well-suited for Chula Vista. 3. Contingency Plan, A contingency plan is presented and offers reasonable assurance that waste can be transported to the disposal site under challenging circumstances (e. g. , vehicle breakdown, traffic congestion, or other disruptions). Low - The proposed contingency plan does not seem to present a sound program for meeting unanticipated events, or the proposed contingency plan is not provided in sufficient detail to make an assessment of its reasonableness. Hil!:h - The proposed contingency plan present a sound, reliable solution to challenging circumstances. TECHNICAL - DISPOSAL SERVICES 1. Disposal Capacity. Disposal capacity can be guaranteed for Chula Vista based on permitted capacity, current inflow, other contractual obligations, and import restrictions. Low - The proposal did not offer a guarantee for disposal capacity sufficient to meet the City's needs (up to 250,000 tons per year); or the disposal site conditions (e.g., permitted capacity, other contractual obligations, etc.) are questionable as to whether the capacity guaranteed by the proposer can be met. Medium - The proposal offers a guarantee for disposal capacity sufficient to meet the City's needs (up to 250,000 tons per year); however, it is unclear as to the ability of the proposer to fulfill this obligation due to disposal site conditions (e.g., permitted capacity, other contractual obligations, etc.). G:\WPC\93032\Ol\REPORT 05/04/94 11:11 am C-5 ) 9 -9 ~ "" ... Hil!h - The proposal offers a guarantee for disposal capacity sufficient to meet the City's needs (up to 250,000 tons per year) and the disposal site conditions (e.g., permitted capacity, other contractual obligations, etc.) appear to adequately allow the proposer to fulfill these obligations. ... ... 2. Disposal Facility Status. Ability of the site to provide a sound method of disposal (e.g., meets Subtitle D requirements, does not have significant enforcement action or orders against the site). ... Low - The status of the disposal facility is questionable or insufficient information has been provided in the proposal to make an assessment. ... "'" Hil!h - The disposal facility provides a sound method of disposal. .. 3. Indemnification. Extent to which the disposal site owner is willing to hold Chula Vista harmless for any problems that may arise at the disposal site in the future. .. Low - The proposal does not offer any sort of indemnification. .. Medium - The proposal offers Chula Vista some level of indemnification; however, the indemnification offer is limited in nature. ... Hil!h - The proposal offers Chula Vista full indemnification from environmental and regulatory issues that may arise in the future including problems related to the ... Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA). , 4. Tipping Fee. Extent to which the tipping fee is predictable over the term of the contract. .. Low - The proposal does not offer a tipping fee adjusttnent mechanism that allows the City to predict its costs over the term of the contract, or the proposal does not identify any events that may trigger an increase in the tipping fee. '""I .. Medium - The proposal identifies the events that may trigger an increase in the tipping fee. .., . Hil!h - The proposal identifies an annual adjusttnent mechanism or formula for the tipping fee that allows the City to predict its costs over the term of the contract. .. ""! G:\WPC\93032\01\REPORT 05/04/94 11:11 am C-6 /7---7~ ... , I I I I I I I I I I I I I I I I I I I ENVIRONMENTAL 1. Environmental Issues. Extent to which proposer addresses all environmental issues (such as air emissions, dust, vectors, noise, and traffic) and mitigation measures. .!.mY - Environmental issues are poorly addressed. Hilzh - Environmental issues, including mitigation measures, are fully discussed. 2. Hazardous Waste Management. Clearly define identification, handling, and disposal procedures for hazardous waste that will adequately protect employees and properties from contamination or danger. Low - Did not adequately describe a hazardous waste management plan. Hilzh - Described plan for hazardous waste management identification, handling, and storage and accepts management responsibilities. CONTRACTUAL 1. Terms of Contract. Extent to which the proposer is willing to accept the terms outlined in Section 4 and other portions of the RFP. Low - The proposer took significant exceptions to the proposed contractual terms. High - The proposer took a no or minor exceptions to the proposed contractual terms. 2. Risk allocation. Extent to which the proposer accepted the risk management proposal and has demonstrated capacity to handle such risks. .!.mY - The proposer is not willing to accept any risk associated with the project. Medium - The proposer is willing to accept a reasonable amount of risk associated with the project; however, does not seem to have the capacity or experience to handle such risk. High - The proposer is willing to accept a reasonable amount of risk associated with the project and has demonstrated capacity to handle such risk. G:\WPC\93032\Ol\REPORT 05/04/94 11:11 am C-7 /1 - /7 ~ "'" 3. Project Schedule. Implementation schedule is reasonable and provides the services within the City's requested timeframe. .. Low - Project schedule is unrealistic or does not respond to the City's needs. ""! Medium - Project schedule does not offer a near-term solution, but does offer a long-term solution. ... Hilzh - Project schedule meets the City's needs and provides both a near-term and long- term solution. ... FINANCIAL ""'I 1. Financial Strength. Financial ability to take on the contract. .. Low - Annual revenues for the last five years are not less than the anticipated revenue of the contract; net worth is less than the anticipated capital costs for implementation of the services; or the company has not been profitable over past five years or has been profitable over past five years with less than three of those years showing a profit. ""'I ... Medium - Annual revenues for the last five years are approximately equal to the anticipated revenue of the contract; net worth is approximately equal to the anticipated capital costs expected over the term of contract; or the company has been profitable over past five years or has been profitable over past five years with less than three of those years showing a profit. ... ... Hilzh - Annual revenues for the last five years are well above the anticipated revenue of the contract; net worth is well above the anticipated capital costs expected over the term of contract; and the company has been profitable over past five years or profitable over past five years with three or more of those years showing a profit. .. ... ... 2. Financing Method. Ability of proposed financing plan to meet the needs of the City. Low - The financing method does not seem realistic, implementable, or attainable; or was not clearly defined. ... . - Hilzh - The financing method is reasonable and implementable. ... G:\WPC\93032\Ol\REPORT 05/04/94 11:11 am C-8 /7-ifS ... I I I I I I I I I I I I I I I I I I I COST PROPOSAL 1. Reasonableness. The cost proposal is comprehensive (covers all expected costs) and is reasonable. ~ - Cost proposal is not comprehensive or is unreasonable for the type of services proposed. High - Cost proposal is comprehensive and costs are reasonable for the type of services proposed. 2. Competitiveness. The relative competitiveness compared to other proposals. ~ - Cost proposal does not offer the lowest or second lowest price option. Medium - Cost proposal offers the second lowest price option. High - Cost proposal offers the lowest price option. G:\WPC\93032\Ol\REPORT 05/04194 11:11 am C-9 /'J -77// 6t -! tJ 0 'I I I ,I I: " ,I :1,: , c., I ,I, o "_ ;,1 ;<. 'I"" "', , .. I 'I: I I ,:1 I: I I LI:: ,.; '-",;- , r:'~ibi;it'fj~~2-1' " ~ "" ~'. ,.,",' ....." !'~1X-n' ,':",',"":;"',":''',- ,",\-' '.~~;~"$!',ti:Nt~9("ijvAtV.""()N': . :,<>.. .;,', .. ". ,':.... ',.:' ,.c_>. ,_ , ,"'-, ".,' '" .... ".~. '.: ,-, ,;,'" , .. .. " ..,I-c' ',_"i 'i~ ,'. <;~': : ~ " 0, "F.' .,'" /'. :i ., . ' ,.- ~ .;:.; .j., '~.' ;.,;'" ,- r" {' "'1 l' ',4 . ' , 'I'" <;:+'-","/,:, ~'" > ' :",' I', 'TV.V ,.., ,', j:'.,,'~,. ;;,0 "- ,.' '-CO I I Appendix D Preliminary Scores of Detailed Evaluation I Criteria Evaluation Results Factor Laidlaw Mid-American Sexton I QUALIFICATIONS 1. Company qualifications 4 3 3 3 2. Joint venture and teaming arrangements 2 2 2 3 I 3. Staff qualifications 4 3 2 3 4. Understanding of local conditions 3 3 2 3 5. Client relationship 1 3 2 3 6. Minority, women and disadvantaged business 1 2 3 3 I TECHNICAL - TRANSFER SERVICES 1. Methodology 6 2 2 2 I 2. Facility capacity 6 3 2 3 3. Materials recovery 5 2 1 3 4. Marketing strategy 3 3 1 2 I TECHNICAL - HAULING SERVICES 1. Hauling method and procedures 4 3 3 3 2. Hauling information 4 1 1 3 I 3. Contingency plan 2 2 1 3 TECHNICAL - DISPOSAL SERVICES 1. Disposal capacity 5 2 2 2 I 2. Disposal facility status 3 3 3 3 3. Indemnification 5 2 1 1 4. Tipping fee 2 2 2 2 I ENVIRONMENTAL 1. Environmental issues 3 3 1 3 2. Hazardous waste management 2 3 1 3 I CONTRACTUAL 1. Terms of contract 3 3 1 3 I 2. Risk allocation 3 3 3 3 3. Project schedule 4 3 3 3 I FINANCIAL 1. Financial strength 6 2 3 3 2. Financing method 4 3 3 3 I SUBTOTAL SCORE 85 61 48 66 SUBTOTAL WEIGHTED SCORE 213 172 229 I COST PROPOSAL 1. Reasonableness 7 t 1 3 2. Competitiveness 8 2 2 3 I TOTAL SCORE 100 64 51 72 I WEIGHTED SCORE 236 195 274 /'7 -JIJ/ j;q-ItJ'Z-- I F:\SW\93032.0t\SCORESWK3 04-May-94 0-1 ..'1"" , , .1 I' I I :1 ..1.... ". .. I I I "'I" , ,. I , 'I ,I I I. I I -,,; "" .~ , " 0, " ~::&." !' >'.." -~. ; "': .. ,-' . .... ,.., " '., 'ftNAL sroaariF"TBiDiFJrAlt.liO tWALVATlON ;,.-, -',"" ,,,.,. '~'>f":';" .. :,.,":' .0' ,..... J.... "., .....,:..:.__":,, .,:.<-". '.~.' ',- ':.; :.'" ,...... .,", , , " .! ;;.' " , , ,~. " ,t- "': "r"-" ''.;;' , o ',; ';'j ;' '!~' ',j. ,) :>' "'./ <.;. . : ,:~' "> ,)~p lb..."!' ,....' :/.',~' 'T. " ~. ,!" ~":~.'~.';':: " ._.'-" ~y' ';:-" -":/ ~" . ,'\" " -",,;::..n . .~, : I I Appendix E Final Scores of Detailed Evaluation I Criteria Evaluation Results Factor Laidlaw Mid-American Sexton I QUALIFICATIONS 1. Company qualifications 4 3 3 3 2. Joint venture and teaming arrangements 2 1 2 3 I 3. Staff qualifications 4 1 2 3 4. Understanding of local conditions 3 3 2 3 5. Client relationship 1 3 2 3 6. Minority, women and disadvanlaged business 1 2 3 3 I TECHNICAL - TRANSFER SERVICES 1. Methodology 6 2 2 2 I 2. Facility capacity 6 3 2 3 3. Materials recovery 5 2 1 3 4. Marketing strategy 3 3 1 2 I TECHNICAL - HAULING SERVICES 1. Hauling method and procedures 4 3 3 3 2. Hauling information 4 1 1 3 I 3. Contingency plan 2 2 1 3 TECHNICAL - DISPOSAL SERVICES 1. Disposal capacity 5 3 2 3 I 2. Disposal facility status 3 3 3 3 3. Indemn~ication 5 2 2 2 4. Tipping fee 2 2 2 2 I ENVIRONMENTAL 1. Environmental issues 3 3 2 3 2. Hazardous waste management 2 3 1 3 I CONTRACTUAL 1. Terms of contract 3 3 1 3 I 2. Risk allocation 3 3 3 3 3. Project schedule 4 3 3 3 FINANCIAL I 1. Financial strength 6 2 3 3 2. Financing method 4 3 3 3 I SUBTOTAL SCORE 85 59 50 68 SUBTOTAL WEIGHTED SCORE 208 180 239 I COST PROPOSAL 1. Reasonableness 7 1 1 3 2. Competitiveness 8 1 2 3 I TOTAL SCORE 100 61 53 74 WEIGHTED SCORE 223 203 284 I /9/ /tJ3 (ID t{ F:\SW\93032.01\SCORESWK3 04-May-94 E-l \ I I I I :" '.' I," " ;1 I' ' . ,-"- ,," I " ..,. 'I: . t :1", ,- '- --T I :1 'I ,I . " --::,...i;' ';,~1:; "; " ,-' :~lXF ~"."",.....,.., , "AN" ms....'" .."" " , , ' ...1<" ,~_u.o:~' ,'., .",~.,' ,.,. ,.Q.Li"'~~'~~I'" l .', ::,-,;- '," :';','" ,"'--,~:),,;;"';<"" ,..:>'.",', ' "r;.. '" ;l: ;,{ " .; . I~ ,. , {' ,;. '...' 'Ii ,.<., \" " " ~;. ':-' " "0:- '-:,,',' .; , i~/1/!l1 ~ .", :-.-,",.(, f. " .,', 'j,' " ,.." ~.., < . ,,~, -' ..;t,.' ':'/ ',,~ . 'Ii', " , -,' ,'" I I I I I I I I I '" ,~ 'lii '" 0 u.. >'() I )( t1l E '!l~'" c:: 0 (;) :!i 'E (fl I 0.0>. 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'" I ~ =- I ... o 52 ~ z w a: a. (f) z w ~ ~ o N '" o '" ~ ~ u: E '" 10 (f) c: ~ U ~ '" '" ...J '" ! (3 ... ~ I CITY COUNCIL AGENDA STATEMENT ITEM NO.: 22.. MEETING DATE: 5-10-94 ITEM TITLE: Report Concerning the Citywide Graffiti Abatement Program, A Proposed Graffiti Education Program and A Graffiti, Adopt-A-Block Program SUBMITTED BY: Director of Building and HOuif V REVIEWED BY' City M",ag'J (4/5 Vole' Yes_NoL.) BACKGROUND: At the January 4, 1994 and the February 8, 1994 City Council Meetings, Staff was directed to return to Council to address Graffiti Abatement activities currently conducted within the City. Staff was instructed to prepare a Report outlining current enforcement of the Property Defacement Ordinance and provide applicable recommendations, if any, for modifications for improvements to the Ordinance. Council also instructed Staff to investigate the potential for establishing an Adopt-A-Block or Adopt-A-Community Graffiti Program and to consider awards for civic groups and/or schools which contributed to Graffiti Abatement Programs or which were most successful in keeping their areas Graffiti-free. RECOMMENDATION: That the City Council accept the Report and approve staff recommendations for Anti-Graffiti Program Enhancements. BOARDS AND COMMISSIONS RECOMMENDATIONS: N/A DISCUSSION: This Report consists of two components. The first component is specifically directed to address the current state of graffiti enforcement within the City, the financial impacts of graffiti abatement and the issues encompassing the enforcement of C.V.M.C, Chapter 9.20 - Property Defacement. The second component of the Report addresses Staff's recommended actions to enhance the current level of graffiti abatement via a comprehensive graffiti awareness education campaign designed to capture community involvement through volunteers. ComDonent Number One: Current Citywide Graffiti Abatement Enforcement 1. Departments Involved in Graffiti Abatement: :2..2.- I Council Agenda Statement 2 Graffiti Abatement Program Four City departments are involved in Citywide graffiti eradication: Building and Housing, Police, Public Works and Parks and Recreation. Police Deoartment: The Police Department contains the physical location of the graffiti "Hotline". This is the published telephone number (691-5198) which complaints are placed on a pre-recorded message when the Graffiti Coordinator is not at his desk. The complainants are typically responded back to by the Coordinator for further information (color, size, etc.) and placed on a listing for removal by individuals assigned by the Juvenile Courts to perform Community Service Hours per the criteria established under C.V.M.C. Section 9.20.040. Under the direction of the Graffiti Coordinator, this Program assigns eight to ten individuals to remove graffiti, which typically occurs on Saturdays. This program has proven successful in eliminating graffiti on residential and commercial properties on a weekly basis. The Graffiti Coordinator position has recently experienced a personnel change and in meeting with the newly appointed Graffiti Coordinator, he advises that are working towards initiating two paint-out days a week starting at the latter part of May 1994. The Graffiti Coordinator position is the individual financially shared by the City and by South Bay Community Services to perform several tasks, inclusive of counseling juveniles sentenced by the Courts to perform Community Service Hours. He is assigned to coordinate and transport the juveniles to the various locations to remove graffiti and to record both the number of complaints received and the number of "paint-outs' performed throughout the City. In calendar year 1993, the Graffiti Coordinator identified in excess of 5,000 graffiti complaints received via the Graffiti Hotline. Of this quantity, approximately 1,500 were transferred to either the Department of Public Works or to the Department of Building and Housing. Public Works handles all the graffiti located in the City right-of-way whereas the Building and Housing Department handles graffiti complaints occurring on commercial property. Of the remaining 3,500 complaints, approximately 1,000 were located outside the City limits, requiring the Coordinator to refer the complaint to the responsible agency where the graffiti was located. As for the balance of approximately 2,500 complaints, the juveniles serving their Community Service Hours restitution removed graffiti from those locations. As an example of the Graffiti Coordinator's community outreach beyond the once a week paint-outs, is that he has also interacted with students from Bonita Vista High School, Swim Team to perform graffiti removal upon and around the High School campus vicinity at Otay Lakes Road and East "H' Street. :22 -1-- Council Agenda Statement 3 Graffiti Abatement Program Public Works Deoartment: The Department of Public Works performs graffiti eradication on all City right-of-way and City-owned structures, although typically not Parks and Recreation buildings which is removed by Parks and Recreation. Ted Larson, Senior Public Works Supervisor and two full-time crew members assigned to the Traffic Signage and Striping Division are actively abating graffiti by responding to one of several reporting mechanisms. First is the direct method whereby a graffiti complaint is received by Public Works from either the public, the Graffiti Coordinator or by any member of City staff. Until recently these complaints were not recorded in a comprehensive data base due to the fact that they are usually without address, and more typically identify a storm drain channel, utility box, City sign, etc. The Deputy Director of Public Works has instituted a graffiti activity recording format which accurately identifies all graffiti related activities performed by the department. The second and more frequent method of graffiti abatement utilized is that when the crew sees any graffiti at random, the supervisor has a standing directive to the crew to stop and remove the graffiti as quickly as possible. In calendar year 1993, the Department of Public Works received in excess of 1 ,900 complaints and committed over 4,100 staff hours towards graffiti abatement. Staff estimates that approximately 700,000 sq. ft. of surface has been sandblasted or painted over to eradicate graffiti from public right-of-way and storm drain locations throughout the City. Parks and Recreation Deoartment: The Department of Parks and Recreation performed graffiti removal on Parks structures identifying approximately 1,100 incidents of graffiti. In calendar year 1993, staff members from the department estimated that over 1,000 staff hours for graffiti removal and $4,300 was allocated for paint and supplies. As evidenced throughout the City, graffiti vandalism to Parks and Recreation structures have experienced a significant increase over the past five years. Previously, the department did not record graffiti abatement activities in a centralized recording format, however, the department now records all acts of graffiti vandalism for time and material accountability. The department has identified that graffiti vandalism is occurring in each of the City's Parks. Unfortunately, the incidents are typically random in nature and without specific pattern of graffiti incident, assigning a Parks and Recreation Staff member or Police Officer to continuously monitor each Park 24 hours-a-day would prove economically infeasible at this time due to the varied levels of incidents. Buildina and Housina Deoartment: The Department of Building and Housing records all graffiti complaints received by the department in the Code Enforcement complaint tracking system data base. The component which specifically identifies and tracks graffiti complaints was completed in September '22.~3 Council Agenda Statement 4 Graffiti Abatement Program 1993. Since recording graffiti complaints as an autonomous category, the department has received 727 graffiti complaints over the past seven months, averaging in excess of one hundred complaints monthly. The Department of Building and Housing enforces graffiti on commercial/industrial structures whereas the Police Department Graffiti Coordinator performs the majority of abatement on residential properties. Building and Housing utilizes a notification system which exercises automated correspondence sent to the affected business owner and property owner upon receipt of each complaint. Code Enforcement Officers then schedule on-site inspections to insure compliance. During the last year and in particular the past seven months, graffiti complaints have escalated to represent approximately 20 percent of all complaints received and handled by the Code Enforcement Division of the Department. 2. Cost of Graffiti Abatement - 1993: Staff estimates that in excess of 8,000 complaints or graffiti paint-outs have been handled in some manner by City personnel. The cost of graffiti removal to the residents of Chula Vista, Inclusive of staff time at full cost recovery, vehicles, trailers and graffiti removal supplies for calendar year 1993 was In excess of $200,000.(1) Total square footage of graffiti removed/covered by City crews, combined with the total area abated by Building and Housing's Code Enforcement staff Is In excess of 800,000 square feet Citywide. Cost estimates for calendar year 1994 are anticipated to exceed 1993 levels by three to five percent due to rising material costs, fuel costs and labor costs. This calculated amount for calendar year 1994 represents an estimate of direct costs to the City without any increase in current graffiti activity. 3. Graffiti Activity Levels - Calendar Years 1988 to 1993: The citizens and members of the business community of Chula Vista have experienced annual increases of graffiti vandalism during each of the past five years. While recording the graffiti complaints and locations have become a necessity for City departments over the past year, a historical graffiti abatement table is represented by the following (estimated from 1988 through 1992): 1. Direct cost to the City is substantially less than this amount. Also, much of this cost is for time spent by existing staff who spend the balance of their time on other City projects, so it would be difficult to extract this money directly from the operating budget. This amount, however, gives you the general magnitude of the use of City resources on the problem. j..1-tt Council Agenda Statement 5 Graffiti Abatement Program Year Number of Comolaints/Paint-outs Cost of Abatement 1988 1989 1990 1991 1992 1993 150 300 1000 (instituted Hotline) 2500 6500 8000 $ 8,500 $ 10,000 $100,000 $125,000 $160,000 $200,000 Attached to this report for City Council's information is Chief Emerson's response to Council Referral #2741. Diversion of Graffiti Removal Funds to Youth-Based Alternatives. As identified by the Chief's report, of the three-phase proposal by Councilman Moore, Phases I and II have been completed. The Police Department believes that replacing the "paint over paint" component of the City's Graffiti Abatement Program with an alternative, positive youth orientated sports program is recognizingly a tedious process, but a positive process in which continued efforts will be conducted. Councilman Moore's request to divert any savings of graffiti abatement monies to City youth activities such as Chula Vista Police Activity League will be continuously assessed by staff on a quarterly basis. The difficultly, however, is that the only designated staff individual for graffiti abatement is the Police Department's Graffiti Coordinator funded at $20,000 annually. All other City staff involved in graffiti abatement are multi-tasked positions (Code Enforcement Officers, Street Stripping Crews, and Parks and Recreation Leaders). Consequently, the identified $200,000 (which reflects City's cost at the full cost recovery rate) expenditure for graffiti abatement are funds which are encompassed within each department's budget, but are not specifically designated as autonomous, line-item accounts within department budgets. Staff has incorporated graffiti abatement as an additional duty, task and responsibility to their individual positions, such as street stripping, Code Enforcement Officer, etc. Hence, to calculate an estimate of financial contributions from future savings of the Graffiti Abatement Program is unknown at this time. Savings in elements such as paint and supplies, are also unknown at this time. 4. City Initiated Pro-Active Graffiti Measures Implemented To-Date: 22-5 Council Agenda Statement 6 Graffiti Abatement Program . Placed Graffiti Reporting Forms in all City Vehicles. The forms specifically instructs the reporting party to which department the complaint should be directed to for abatement. . In October 1990, the Police Department adopted '911' for graffiti in progress and also published the Chula Vista Graffiti "Hotline' telephone number in the Star News newspaper and The Chula Vista Quarterly Bulletin identifying additional numbers to report crimes in progress (691-5151) and another number to report graffiti (691-5198) locations. . The Public Works Department purchased two trailers specifically designed to permit volunteers to abate graffiti. The trailers are lightweight, fully stocked and available to service clubs, civic organizations and/or any interested resident(s). . In December 1990, the City Council approved a program to allow the Public Works Department to reimburse costs for cellular phone graffiti in progress calls. . The Department of Building and Housing has recruited volunteers to walk the Third Avenue Business District and along portions of Broadway to contact commercial properties affected by graffiti. Their role is to report the graffiti sightings to the department and to contact merchants about the City's Graffiti Abatement Program. Upon abatement, staff is notified of the removal to close the complaint. Although only in its second month, the program appears to be a success and optimistically will represent a model for future volunteer efforts. . The Public Works Department has installed "No Graffiti" signs at various locations City\yide. This informational sign identifies the penal code section and states that graffiti is a Crime. . Rosie Bystrak, Public Works, and South Bay Community Services joined forces to form "Citizens Against Graffiti" - A volunteer based group established for anti-graffiti activities. . City staff have been active participants in the San Diego Regional Anti- Graffiti Task Force to collectively address issues with fellow public entities, inclusive of CaI- Trans. The direct benefit to the City has been the reduced costs for common shares in paint from the County of San Diego as well as the introduction to graffiti removal products and surface, graffiti resistant materials. ?-2 _fJ Council Agenda Statement 7 Graffiti Abatement Program . City staff from Public Works, Building and Housing and Police Departments have been actively involved in community based, graffiti volunteer efforts by supplying paint materials, trailers and maps to key areas frequently targeted by graffiti criminals. An example of such efforts is the upcoming Chamber of CommercelPacific Coast Board of Realtors community paint- out day scheduled for Saturday, May 14, 1994. In conjunction with City staff, an estimated 250 to 300 individuals are anticipated to participate in graffiti eradication throughout the City. . The City of Chula Vista and the South Bay Community Services financial partnership has produced an individual to staff a full-time, Graffiti Coordinator position. The focus of this individual's assigned duties, tasks and responsibilities is to coordinate graffiti eradication efforts with juveniles sentenced to Community Service Hours by the South Bay Juvenile Court. Pursuant to C.V.M.C., Section 9.20.040 - Punishment Provisions, this has proven effective in graffiti removal activity on thousands of residential properties vandalized throughout the City. . City staff has established communication channels with the utility companies for purposes of reporting graffiti for rapid removal on utility boxes and structures placed in the public right-of-way such as those owned by Pacific Bell, Cox Cable, San Diego Gas and Electric, etc. Staff reports location to appropriate organization which in turn, targets the removal of the graffiti within three working days. 5. Enforcement of C.V.M.C., Chapter 9.20 - Property Defacement: City Council's amendments to Chapter 9.20 in 1992 is an enforcement tool for the Department of Building and Housing to exercise the Due Process provisions for compliance. While the Ordinance is well structured in content and enforcement provisions, staff has experienced difficulties in two areas. First is the difficulty for citizens and the business community to accept the fact that, as victims of a crime against their property, thev are responsible for removal of graffiti located on their property. In conjunction with this dose of reality, is the fact that if the removal of the graffiti does not occur in a timely manner, financial hardship may result by the City removing the graffiti at the property owner's expense. This issue has resulted in public relations difficulties in handling the concerns of the victims of such property crimes. To date, the City has not exercised on the Ordinance's collection component contained in Section 9.20.055. The preferred avenues for abatement in such cases are to simply remove the graffiti by either the Police Department Program ].2-1 Council Agenda Statement 8 Graffiti Abatement Program or by Public Works crews. This is not to suggest, however, that City staff does not exercise the content of the enforcement provisions of the Ordinance with skills of diplomacy to encourage rapid removal of graffiti by the property owner. Staff will, however, opt to utilize the collection and lien provisions as a last recourse of action as necessary. The second area of the Ordinance which has not promulgated a success rate is Section 9.20.045(A)1 - Detection Provisions; Reward Authority. Specifically, the reward of $150 has not attracted individuals to participate in giving information to the Police Department for the arrest and conviction of those guilty of graffiti vandalism crime(s). Staff believes that this component is under utilized to the extent which City Council originally intended. Staff will initiate efforts to promote the reward component of the Ordinance as a positive reinforcement mechanism to optimistically reduce graffiti crimes. Staff does not recommend any amendments to the Ordinance regarding graffiti removal. Summary: With respect to the aforementioned issue of public relations involving the responsibilities of property owners to remove any and all graffiti on their property, the Department of Building and Housing has initiated efforts to produce public awareness pamphlets identifying the civic responsibilities for rapid graffiti eradication on properties. The Department will be coordinating efforts with civic groups, service clubs and members of the business community to develop pamphlets for distribution through several mechanisms such as direct interaction with the community on graffiti complaint responses, availability at business locations, placement in print media and distribution to both children and adults at Parks and Recreation Centers to identify a selected few. Fiscal Impact: Unknown at this time due to level of business partnership opportunities. The Department of Building and Housing estimates that approximately 15,000 to 20,000 Anti-Graffiti pamphlets would serve the needs of promoting graffiti awareness throughout the City. However, the department believes that all costs associated with development, reproduction and distribution of the graffiti pamphlets can be absorbed within the department's proposed FY 1994-95 Budget, given the anticipated financial assistance from the aforementioned entities. The Department of Building and Housing anticipates that the first draft of these Anti-Graffiti pamphlets will be completed in approximately 60 days, with distribution set for 30 days after. The target date for the public distribution will be set for on or about August 1, 1994. Component Number Two: Anti-Graffiti Program Enhancements: )..l~'i Council Agenda Statement 9 Graffiti Abatement Program The goal to establish a Citywide Anti-Graffiti Campaign designed to enhance the City's current Program is highlighted with the following four objectives for program enhancements: . Objective # 1 - Citywide Anti-Graffiti Education Programs . Objective # 2 - Citizen and Business Community Involvement: Adopt-A-Block, Adopt-A-Wall and Adopt-A-Community Anti-Graffiti Programs . Objective # 3 - Graffiti Program Manager Position: FY 1995-96 . Objective # 4 - Community Service Hours: South Bay Municipal and Superior . Courts Obiective # 1 - Citywide Graffiti Education Proarams: An instrumental component of the successful graffiti eradication program studied by staff was the consistent focus on community oriented, Anti-Graffiti Education Programs. Specifically, participation throughout the community to focus attention on the fact that graffiti, or Property Vandalism, is recognized as a Crime. This has proven effective as both a deterrent by raising the consciousness of school children and to also develop a household awareness that such crimes occurring in the community are expensive (everyone pays), are not socially tolerated and need to be abated quickly. Organizations targeted for community-wide promotion of Anti-Graffiti Education Programs are the various civic and service clubs, print and video media, the business community and the academic community. Targeting the aforementioned groups would necessitate the City to promote a publiC relation campaign to attract individuals to volunteer in various capacities. Staff believes the extensive use of community volunteers to promote the Anti- Graffiti Program's Goals and Objectives will produce a greater level of success towards long-term graffiti abatement because of citizen participation. To establish a City-wide Graffiti Education Program, the following five Action Steps are proposed: 1. Establish a date for the First Annual, GRAFFITI FREE WEEK The Graffiti Free Week would be highlighted with a community-wide recognition of wearing or posting of a GREEN Ribbon or other such color designated to attract attention to graffiti eradication, similar to the red ribbon symbol for the drug free week. The fundamental goal of Graffiti Free Week is to eliminate all graffiti with a "Zero Tolerance" awareness campaign involving the City and the Community. 2. Coordinate with the Chula Vista Elementary School District and Sweetwater Union High School District for: -;2. 2 .. 'J Council Agenda Statement 10 Graffiti Abatement Program a) Coordinating Art Poster Contests among various ages of children highlighting Graffiti Free neighborhoods with awards and Mayoral recognition at City Council Meetings. b) Coordinate with high school, service club representatives such as Key Clubs, Builders Clubs, Interact Club, etc. to promote Graffiti Free areas around their particular schools with signage identifying that particular Club's contribution to eradicating graffiti in that vicinity. c) To coordinate an Anti-Graffiti Summit for junior high students to develop a specific 'Wipe-Out-Graffiti. campaign targeted to this age group for positive community reinforcement of family values and civic pride. Tee-shirts, art posters, .Rap. songs, etc. designed to focus on the positive influences of a Graffiti Free community. 3. Establish a network of Graffiti Volunteers to distribute Graffiti .Free" pamphlets and related public relations items. Specifically, the Graffiti Free wallet sized cards identifying telephone Hotline numbers and refrigerator magnets, in conjunction with winning art posters for display in supermarkets, local businesses and related areas of high public visibility. 4. Contact with local graphic artists to develop a Chula Vista Anti-Graffiti Logo for pamphlet and letterhead identification. 5. As stated previously, staff has initiated efforts to obtain outside funding sources to assist the City in offsetting publication costs of Anti-Graffiti education materials with paid advertisements or endorsements. Implementation Time: Implementation of one or all of the five Action Steps with City Council acceptance would initially occur within the next ninety to one hundred twenty days. As referenced under the previous section for development of Anti-Graffiti pamphlets, staff believes the implementation of the Action steps is feasible without amendment to the Department of Building and Housing's proposed FY 1994-95 Budget. Staff believes the measurement of a successful Citywide Anti-Graffiti Program is not the amount of revenue that the City or the community can generate, but with maximum commitment from the community for recognizing the need for a dedicated effort to eliminate graffiti vandalism on properties via personal and collective involvement through the various Anti-Graffiti Program methods. Obiective #2 - Citizen and Business Community Involvement: Adoot-A-Block. Adoot-A- Wall and Adoot-a-Communitv Anti-Graffiti Proarams: ?-1- _10 Council Agenda Statement 11 Graffiti Abatement Program Per the suggestion of City Council to review the merits of an "Adopt" component of the Graffiti Abatement Program, Staff believes this form of graffiti awareness presents an outstanding opportunity for citizen involvement which, in turn will generate a positive reflection towards increasing community pride. Staff believes that a format, similar to the tremendously successful Neighborhood Watch Program, of empowering a Block Captain or Community Captain to coordinate local volunteers will prove most effective. Volunteers will receive a City issued, photo identification card designating their name and participation in the Graffiti Abatement Program. While the Adopt programs certainly have merit, they are not without some direct costs to the City. Specifically, the cost of erecting a sign highlighting the neighborhood or wall involved is approximately $100 to $150 per sign. This direct cost may be offset by sources of donations, which the sign would identify both the sponsor and the Anti-Graffiti organization. Coordinating the communications to designated Graffiti Block Captains will result in a commitment of staff time. Education and training, information on paint sources and coordinating planting efforts for anti-graffiti plantings represent the level of commitment the City would encumber. Staff recognizes that the value of this level of commitment once invested, will reduce the number of complaints, the number of paint- outs and the number of hours staff currently commits to the Graffiti Abatement Program. The obvious benefactor is increased citizen participation results in faster graffiti eradication. Relative to sign placement and sign quantities, an estimate of approximately 25 to 30 designated neighborhoods and/or walls would be set for "Adoption" in calendar year 1994. Hard costs for signs are anticipated to range from $100 to $150 each. Depending upon the number of signs designating identified blocks, walls or communities, annual costs will range from $2500 to $3750. Staff would retain control on the number of parcels or geographic size of the designated block or community and incorporate provisions for time frames, performance standards as operational Program guidelines. The exciting value of this form of community involvement will be to recognize those neighborhoods or communities which contribute to elimination of graffiti from their areas. An award program to recognize this level of community involvement could be structured as follows: 1. Monetary recognition - Presentation of three awards: $300, $200 and $100 respectively to the group that establishes the highest level of graffiti abatement within their area or the lowest level of reoccurrence. While this would represent a capital outlay of $600 annually, the cost of reduced City services may justify the costs. Obviously, presentation at a City Council Meeting with positive media exposure would accompany the award winning groups. 'J-?- -II Council Agenda Statement 12 Graffiti Abatement Program 2. Civic Pride Awards - Presentation of medals, trophies or plaques to the award recipients at a City Council Meeting with the same positive public relations as previously mentioned. Cost of awards for presentation could be set at not to exceed $300 annually. Establishing the criteria for designating award winning neighborhood or community Anti-Graffiti Adopt Programs would be structured about factors of area size, amount of graffiti removed/painted out, average time graffiti was allowed to remain, etc. Staff is capable of producing the Anti-Graffiti "Adopt" Program information, program guidelines and distribute for community participation by August 1, 1994. Recommendation: That the City Council authorize the City Manager to Incorporate an Adopt component, such as Adopt-A-Block, Adopt-A- Community and/or Adopt-A-Wall as an element to the City's Graffiti Abatement Program. Fiscal Impact: Staff has identified that the start-up costs associated with the first year of an Anti-graffiti "Adopt" Program of approximately $3,750 which may be encumbered within the proposed FY 1994-95 Department of Building and Housing Budget. Obiective #3 - Graffiti Proaram Manaaer for FY 1995-96: Given the success of the current graffiti abatement efforts ongoing in the City, the selection of an individual to manage such efforts could have some benefit in managing the graffiti problem. Obviously, the designation of a Graffiti Program Manager will not stop or completely eliminate the City's graffiti problem. Optimistically, given the enthusiasm and outstanding level of commitment which has been demonstrated from members of each City department involved with graffiti abatement, providing a central figure could better coordinate their efforts as well as implementing several, if not each of the proposed Anti-Graffiti measures contained within the five Action Steps which will enhance and increase public awareness, community volunteers and full community exercising of anti-graffiti campaign promotions. As a program manager, this individual would perform the necessary duties, tasks and responsibilities of interdepartmental coordination and the community outreach programs. For Fiscal Year 1995-96 staff believes that in-lieu of a full-time employee to fill the role of Graffiti Program Manager, that a 20-hour per week employee (not to exceed 999 hours annually, w/o benefits) compensated at an hourly rate similar to that of a journey level Code Enforcement Officer position, at approximately $20.00/hour is a viable Program option. Staff estimates that cost to be approximately $20,000 annually. 22-12. Council Agenda Statement 13 Graffiti Abatement Program Another option is to draft and distribute a Request For Proposal (RFP) for purposes of selecting a management company to work with staff as the Graffiti Program Managers. Staff's intent is to seek maximum services for equivalent dollars to that of the 20-hour per week employee ($20,000). Such services will include all community education and the related programs previously discussed. The potential value to this RFP approach is that it may allow for an expanded level of service from the vendor beyond that which may be offered from a single individual. . Recommendation: While Staff believes that a Graffiti Program Manager could have some merit, the department Is sensitive to the current economic climate affecting the State and our City. Introduction of an Individual or a management company to perform the program managerial duties, tasks and assigned responsibilities may be necessary once the graffiti abatement program has been Implemented. Thus, staff will assess the merits of this position during the Budget process for FY 1995-96. Obiective #4 - Community Service Hours - South Bav Municioal and Suoerior Courts: Staff contacted the South Bay Municipal Court regarding the potential for additional individuals to perform Community Service Hours in-lieu of payment of levied fines. This was specifically directed to the adults sentenced for various offenses rather than juvenile offenders. The response from the Court was very favorable in that the Court was very receptive to sentencing to Community Service Hours based on a rate of $50.00 per day. Hence, an individual which committed an offense to warrant a fine of $250.00, would be sentenced to five days (8 hour days) of Community Service. The benefit to the City, besides the labor force, is the fact that the individuals are adults and would be responsible for their own transportation to and from various graffiti removal sites within the City. NOTE: Currently the Graffiti Coordinator from the Police Department who works with the juvenile offenders through South Bay Community Services transports the juveniles on Saturdays in a City van to each of the graffiti locations. Obviously, the Graffiti Program must be in a position to accept these adult offenders from the South Bay Court to maximize their contribution to graffiti removal. This is will require both coordination by a Graffiti Program Manager and physical material such as paint, rollers, brushes, etc. and an individual to supervise the crews, but the opportunity to accept these individuals to assist in the overall Graffiti Program is one which staff will continue to pursue. Recommendation: That Staff continue communication with the South Bay Municipal Court and Superior Court to develop a Community Service Hours work plan for purposes of graffiti removal. Direct costs to the City are for materials and a supervising individual 12../3 Council Agenda Statement 14 Graffiti Abatement Program to direct the participants. Preliminary estimate is to establish two individuals to function as supervisors to direct crews two days a week (16 hours) for graffiti removal. Fiscal Impact: Unknown at this time. Staff will continue to explore this expansion into this form of human resources for graffiti abatement. KGL:yu (B2:\WP51\GRAFmA.113) 2. 2. _/lf May 2, 1994 FROM: The Honorable Mayor & City Cou~1 Councilman Leonard M. Moore~ MEMO TO: SUBJECT: GRAFFITI ERADICATION BUDGET. REALLOCATION REF: COUNCIL MINUTE ACTION 3/23/93 (COpy ATTACHED) It is my considered opinion that the best and possibly the only way to make a major reduction in graffiti, is to entice peer pressure. If peer pressure is effective for illegal actions, why can it not be also effective for the good. In order to pursue this program, a funding source is needed. The only one that can be reallocated without adverse effect is the Graffiti Eradication Budget. The "carrot" to stop graffiti is to use graffiti eradication savings toward something taggers can relate to. RECOMMENDATION: I respectfully request the Council initiate action to formulate a Council Policy similar to the following: . "The Chula Vista City Council hereby pledges to commit all SAVINGS of the present graffiti eradication fund that can be contributed to reduction in graffiti, to our City youth via an approved oversight activity such as the Chula Vista Police Activity League, for a period of 5-1 0 years using 1993/94 as the base year." The program!facilities to which funds will be allocated must meet the following criteria: (1) Shall not be a duplication of other programs provided by the City, YMCA, Boys & Girls club etc. (2) Both the youth and oversight governing body mutually agree as to program!facility. 2?-~/~ (3) Must be used in established and mutually agreed priority. (4) May be used for liability insurance and/or supplement City insurance programs. A potential listing of programs/facilities is suggested: Teen club(s), Skateboard/Roller Blade Park, Art Classes, Wrestling Programs. Joint use of private/public facilities with fair share of equipment may be an asset. LMM:pw Encls. 429 22~//' Minutes March 23, 1993 Page 2 ) c. Letter requesting City participation in Regional Graffiti Eradication Program - Councilman Leonard M. Moore. Staff recommends that this proposal be approved in concept and be referred to staff to work with Councilman Moore on the implementing details. Sc. This is a request from Councilman Len Moore seeking Council's approval to divert a portion of the funds now allocated for graffiti removal towards youth-based a lternat ives. IT IS RE-cOMMENDED THAT THIS PROPOSAL BE APPROVED IN CONCEPT AND BE REFERRED TO STAFF TO WORK WITH COUNCILMAN MOORE ON THE IMPLEMENTING DET.4.!'.S.". J,':;;" ;<i,',':.t ?-'l,M DATE: March 14, 1994 The Honorable Mayor and city council John Goss, City Manager 0 ~;~ Richard P. Emerson, Chief of P01iC~ Council Referral '2741, Diversion of Graffiti Removal Funds to Youth-Based Alternatives TO: VIA: FROM: SUBJECT: This referral originally contained three phases for graffiti reduction as outlined in the attached memorandum dated March 16, 1993. Phases I and II have been completed. Phase III was presented by Councilman Moore to the P.A.L. Board of Directors~ft March 9, 1994. Essentially, this plan would involve an organization such as P.A.L. working with those who commit acts of graffiti. As originally planned, if such an organization succeeds in directin~, entertainin9 and soliciting a major reduction in the app1icat1on of graffit1 on a sustained basis, those funds will be made available to bring specific programs to fruition. If it can be shown, there is a 50% minimum reduction towards graffiti costs based on FY-92 figures, then 30% of these savings will be made available for programs geared towards at risk youth involved in committing acts of graffiti. It is felt such a plan may significantly reduce city costs towards graffiti cleanup, and at the same time provide an attempt to.direct youth in a positive vain. ""\. We are continuing to work towards eliminating the paint over paint component of graffiti eradication and move towards the concept of reducing the desire to vandalize by providing positive programing and activities for young people. This proposal is an ongoing process that gains support at a slow rate as people begin to realize the band-aid versus long term approach to quality of life issues. The police department continues to work on this issue with Councilman Moore. We will continue periodic updates as appropriate. 2')..,/1' ~u?- ~ ~~~~ ~ - mY OF CHULA VISTA March 16, 1993 RECEIVED 'P3 w.q 18 P12:26 CITY OF CHULt. \% T A CITY CLERK'S OFFICE OFFICE OF THE CITY COUNCIL Honorable City Council City of Chuta Vista 274 Founh Avenue Chula Vista, CA 91910 Dear Council Members: , am seeking your approval and commttment to contribute a portion of funds the City of Chuta Vista now allocates for graffiti eradication in a more positive manner wtthout risking more than 1/2 of 1 ow. of monies now spent. I can guarantee extensive personal hours working with those who have Ip8CiaI talent, experience and conneC1ions to ensure our efforts have high chance of success, and as we gradually reduce the placement of graffiti, our costs should also be reduced. The following explains more, please give this proposition your sincere consideration: Several representatives from the City recently attended our roundtable discusSion on ways to curb the ..nseless and expensive cycle where grafftti is temporarily reduced in one location only to proliferate somewhere else. I was very pleased wtth the large turnout for this meeting, and that many major organiZations, agencies, and businesses which are direC11y lmpaC1ed by this problem and were able to attend or send a representative. Unlike meetings in the past that focused on Gralfrti removaI,or drafting a 'get tough' graffiti ordinance, this meeting proposed a truly workable solution which conceivably could reduce graffiti by 30% In the first six months and sustain a. similar. ~UCl1on In the first year. The plan would Involve the major viC1ims of graffiti, utility companies, school clistriCts, etc. In a program to allocate a percentage of graffiti monies now expended, (1/2 011 ow.) the first year, 10% to 30% thereafter and up to 75% over five years. At a minimum, this would result in a lUIlalned recfuction d at feast 50%. n is estimated in our city of Chula Vista alone, that close to $250,000 Is spend on ramovIng gralfiti. These are hard dollars spent each year by organiZations, including utility companies, municipalities, Cal Trans, major developers, business communities, and many others. n doH not begin to fncIude the decrease In property values and lost real estate sales that also result from the acMlrM ImagI n scourge of gralfiti. (A budgeted item is one thing, however full cost recovery for eracflClllorl monies IP8I'IIII wNI makes this program unique). By utiliZing 75% maximum pledge funds that would otherwise be spenl on gndIili removaf (over a five year commIlment) this program couIcI fend .self to any number d pclIItive youlh-baad 8Ilem8llveS which would be welcomed by the young end very young people who perpel/'at8 grafIItl. wh8ltler gangs, 'Wannabees' or otherwise. A boxing facility is one of many eampIes that II often Cllad 1$ the type 01 facility that would attr8C111C1ive young people. Other poaIbIlltfes lric:Iucfa a Ms pi og. .,.~ a 8cIance lab. a skateboard faciltty, a workout room with weights, a wrastIlng program. racquIlbaII COUItI, karate end the like. Such 8C1ivilies coordinated by a Police AC1ivity League In conjunc:tIon with ather Youth OrganiZations would target, but not necessarily be Iimlled to those active young people who would otherwise devote their time to gralfit!. (See also Attachment A). WRITTEN COMMUNICATIO.NS 271 FOURTH AVENUEICHULA VISTA. CALIFORNIA ....101(111) ..1.~....5C, - ,J ?,,2.../ 'f - -- -- - Uke any proposal, however, II's success or failure will depend on the commitment and dedication of key people, whO are organized and dedicated to making this program a success. Following the recent coun decision where Sherman Williams Paint Company unsuccessfully challenged the LA. ordinance, all municipalities now have the option for a much stronger and judicially ICCepled ordinance to reduce accessibility and availability to the contributing causes of graffiti. A recent meeting with William C. Pate, Presiding Judge, Juvenile Superior Coun hils rHlforced the community service ISpect of this program; lnyolving both juvenile and parent COlIC8IT11, the results of which could deter a number 01 thoSe apprehended in committing acts 01 graffiti and Cllher vandalism. Although we are but one 01 many communities tackling the problem 01 gralf'1ti (HI lIltactvnenl B), our lOIution. If successful, COUld be one of the most Innovative In Southam California. The .Ioglc 01 conllnuIng to spend graffiti eradication monies In an andless cycle of painting and re-painllng demands thII wa find a workable altemative. With proper suppon and dediclllion. this proposal can be thII altemativa. without any increase in expended funds. Yours in Community Service, ~~lI.L. Leonard M. ~ COUNCILMAN CC: Terry Mullrady, VP/GM, PacKic Bell Don Blind, General Manager, Laidlaw Waste System Don Bradfield, Regional Manager, CalTrans John Vugrin, Superintendent, Chula Vista School District George Waters, Mayor, National City Pat Cavanaugh, President, Chula Vista Chamber of Commerce John Rindone, Superintendent, Sweetwater UnKied School Dist Tom Larwin, General Manager, Metro Transit Oavalopment Board T. Page, President, San Diego Gas & Electric Rann Santos, President, Eastlake Development Richard Reynolds, General Manager, Sweetwater Authority Board .2:2." 2.0 ...sc ~~- . Invest 7S'lO of Your Annual Graffiti Eradication Program Funds In People Versus Paint If we pOOl the average annual South County public and private funds allocated to eradicate graffiti; whll would that sum be, $1 million or more? If we pledge 75% of the average annual funds to a South County Police Activity League program for five years, we could lave $5 million dollarl for a people program versus a 'paint and repaint' program. Allow me to present the following scenario: Phase I: The major organizations now eradicating graffiti in the South County pledge 112 of 1 % d present eradication annual dollars. Organize a group of dedicated people who when combined, are very knowledgeable In working wlth the young II risk. recreation programs. organiZllion. finance, government, security, leadership etc. Allow them to know ttlat If they succeed In directing, entertaining and soliciting a major reduction In the application of Graffiti on a suataintd balls, tNIt funds will be available to bring specific programs to fruition. Call this group the South COUnty Poliet Activity League wlth I Board of Directors authoriZed to pursue programs desired by those at risk, wlthin a specific listing. The programs may well include boxing. wrestling basketball, track, weight rooms. skateboard facilities, Irt rooms. sCIence labs, locker rooms and showers Facilities/space could also be provided by public and private entities including cities schools, physical fitness facilities, YMCA, Boys and Girls club and the like. Upon reaching a 30% sustained reduction in graffni you, the grantors, would lnere..e the Initial 1/2 of 1 % to 10% WhiCh WOuld represent a typical reduction in eradication costs. Phase II: Facility agreements would be closed, a percentage of equipment procured, users would be organized into teams, sessions, schedules made. insurance policies obtained, Instructors committed, programs formulated. etc. Phase III: Will be triggered when a sustained reduction in graffiti rtlchts a minimum of 50% of which time you will be requested to increase reallocation of Graffiti eradication lunds to 75%, lavings permitting. If your continued cost in eradicltion exceeds the remaining 25%, tI'len your reallocation will be reduced accordingly. The fund commitment Ind eradication fund total Shall no! exceed present average year total now spent in FY'92 dollars. With a committed fund, programs can be improved, facilities updated, paid staff augmented by volunteers with police staff being the mainstay. Equipment and athlatic gear would be expanded with increased youth involvement; one or more skateboard facilities might be COI'llItNCted, tIong with a boxing ring or other shared facility. Another possibility to defray expenses would be appropriate. Although funding would be broken down by that spent within a given c:lty atc., tI'le organiZation would remain South County. Board members will be from aach clly thereby retalning Ioint usage, SCheduling, purchasing and liaison with those at risk to austain a reduction in gr8Iflli thuI ~ funding aource. There is little doubl wlth the commitment by those at rIak to rtduct gretrlll at . aultalntd 50-80%, would result from thOlt and other Police Activity League programs. We will tlIo KtWvt an tltrntnt that deters crime and help develop our youth into an Improved 1OCiety. By reducing the cycle of graffiti and increasing youth palticlpation in PoIict Activlly League programs, cities may well subsidiZe facility construction and Incorporate ttltM and Olhtr valuable programs, Attachment 'A' ;2;;2 -,2( ~ . . . MEMORANDUM Infonnation Item May 5, 1994 TO: The Honorable Mayor and City Council VIA: John D. Goss, City Manager Jess Valenzuela, Director of Parks and Recreati~ Update on the Regional Open Space and Park District FROM: SUBJECT: This is a follow-up to questions the Council raised at the May 3, 1994 Council meeting, about the County's effort to form an Regional Open Space and Park Assessment District. Council indicated there were two questions regarding this issue: 1. Has the Council taken a position on the Open Space and Park District? 2. Has staff or the Park and Recreation Commission attended any meetings with the County concerning this proposed district? Council Action - At the March I, 1994 Council meeting, Council did not support a parcel tax for the project under any circumstances (minutes attached). It is staff's understanding that this infonnation has been conveyed to the County. Attendance at County Meetin2s - Staff was involved in the early planning stages of the fonnation of the Regional Open Space and Park Assessment District; however, due to concerns expressed by the City about the financing mechanism, there was a period of time when staff was not involved in the County meetings. Nonetheless, staff has been in contact with, County staff regarding the content of these meetings, and a presentation was made to the Parks and Recreation Commission, by County staff. The County has not had a meeting since mid-April. The County does not intend to conduct any more meetings at this point in time, until they receive responses from a letter that was sent to all City Managers in the county, by the County Chief Administrative Officer. If the County does not receive any support from the cities, it is possible they may pursue an Open Space District on their own. Staff will attend any future meetings as they occur, and keep the Council advised of this project. JV: Attachment: Minutes of March 1, 1994 Council meeting NOT SCANNED {A1l3.district.mem] ;l~- /j.:/5Q-4..- ,\ MiDutes March I, 1994 Page 2 . Councilmember Fox stat.... staff was looking for dinoction and felt the City needed to participate without taking a position on the regional park and open space district i...ue. MS (Fox/Moore) the City not take a position on the County Regional Purk Open Space District issue but send a member of the Council to attend the first meetilll. City Manager Goss stated the proposed County initiative would be on the November ballot. The initiative on the June ballot was a S2 billion bond issue statewide. Mayor Nader stat.... it iDclud.... SIO million for the Otay Regional Park which Council had taken action to endorse. If the motion on the floor was passlld it should not be constru.... as lack of support for funding of parks and open space acquisition. The staff report led him to believe that Sopervisor Slater was reconiinending a property tax fundiDg mechanism, but he did not see that included iD \!Ie letter. City Manager Goss stated AB 27 enabled the County to propose an assessment district and their staff made it clear iD their analysis that they wanted to do something similar to what LA County did. The discussion at the staff level was clear that the County was looking at a parcel tax. His concern was that at the same time they were looking at a parcel tax for the radio system and a County service area for pre-hospital emergency mlldical services. It appeared there was a lack of coordination on all the parcel taus that were coming forth from the County. Mayor Nader stated there was also a proposed parcel tax on water storage by MWD. AMENDMENT TO MOTION: (NuderlHorton) to appoint Councilmember Fox as the Council representative to attend the meetilll. Councilmember Fox stat.... he would attend the first meeting and report hack to Council. . Councilmember Rindone felt the Council representative should address the inadequate funds in the proposal to maintain the parks and open space projects once they were constructed. City Manager Goss stated there was some money in the program for operation and maintenance. In his judgement it was not enough and there would have to be other funding found. He felt some of the money would also be diverted to special programs which would be envisioned as part of the 'package. Councilmember Fox stated that while recreation was helpful in tht!'battleagainst gangs and the problems the children faced he felt what the money was really need.... for was being disguised. It should be called what it was, i.e. money for parks and open space. That would be one thing he would make clear at the meeting. He would also not support a parcel tax for the project under any circumstance. VOTE ON MOTION: approved unanimolfily, , 6. ORDINANCE 2589 AMENDING SECTION 8.25.090 "COMPOSTING" TO ESTABLISH A MINIMUM DISTANCE OF SIX FEET THAT A COMPOSTING BIN MUST BE PLACED FROM ADJACENT RESIDENTIAL PROPERTY (second reudinl!and adontionl - On 9/14/93, during the public hearing on the yard waste recycling franchise and related ordinance amendment, Council dinoct.... staff to establish a minimum distance that a composting bin must be located from adjacent property in order to avoid nuisance complaints. The ordinance establisbes a six foot minimum distance that a composting bin must be plac.... from an exterior entrance to an adjacent residential structure. Staff recommends Council place the ordinance on second reading and adoption. (City Attorney) . 7. RESOLUTION 17400 AUTHORIZING TEMPORARY STREET CLOSURES ON APRIL 29, 1994 FOR A PARADE SPONSORED BY PALOMAR ELEMENTARY SCHOOL Palomar Elementary School is .2~-..2.. " ,,,,,< -- r --." . @(~:_ 2 519;;,? ,J; CITY C'iJ;:;"7""';~;~",..J CHutiVl~TX,r CA~d I ~ ! ROBERT R. COPPER DIRECTOR (6191 894-3030 ClIouttt~ of ~att ~i~go DEPARTMENT OF PARKS AND RECREATION 5201 RUFFIN ROAD. SUITE p, SAN DIEGO, CALIFORNIA 92123-1699 April 18, 1994 Mr. Robert Fox, Councilman City of Chula Vista 276 Fourth Avenue Chula Vista, CA 91910-2631 Dear Councilman Fox: This is in response to issues raised in a written communication to the Mayor and City Council of Chula Vista from the City Manager regarding a proposed Regional Open Space and Park District. County Supervisor Pam Slater sent a letter to your mayor inviting a representative from Chula Vista to join her to discuss whether it would be of benefit to Chula Vista to place a bond issue on the November ballot. The communication indicated that the County City Managers Association expressed concern that the proposal was moving ahead without consultation with the City Managers, that with tight budgets a $15 parcel tax was extremely unwise, and similar funding proposals were being considered for the 800 Mhz radio system and emergency medical services. When I spoke at the County City Managers Association meeting in November, 1993, I described the County's effort to explore the feasibility of creating a District. There are a number of tasks which must be accomplished in order to consider whether or not to place a measure on the November, 1994 ba]]ot. The first task is to develop a preliminary needs assessment, by community, to determine unmet regional and local needs. We have been meeting with the park directors in preparation of a feasibility study for a benefit assessment report. This report would accompany the Resolution of Intent by the Board of Supervisors if the Board agrees to place the measure on the ba]]ot. A second task is to conduct polling to determine voter support. That po]] took place in mid- November. Decision Research who conducted the po]], summarized the results by indicating a majority of county voters would likely support an open space and park district for primarily open space issues but the number of voters increases if the ba]]ot issue responds to safety issues like providing safe places for children to play and responds to youth-at- ..), sA- .. J Councilman Robert Fox -2- April 18, 1994 risk and gang prevention issues. Based on the summary provided by the pollster and the belief that upgraded park facilities do contribute to safer communities, the County continued to pursue the feasibility by working with the jurisdictions to accomplish tasks. A second poll will be conducted after the June primary to reassess voter support. A third task is to prepare a feasibility study in preparation of the Benefit Assessment Report. The study will indicate how much revenue will be raised for capital projects and how much will be raised for operations and maintenance. It will develop the benefit assessment formula. The poll indicated voters will support $15 per household for parks and open space projects. Using the $15 figure, we should know very soon how much will be raised for each community. A fourth task is to form a Citizens Advisory Committee to oversee development of the ballot measure and advise the Board of Supervisors of placement of the measure on the November ballot. The Cities of San Diego, Encinitas, Solana Beach, Carlsbad, Poway, National City, San Marcos, Vista and the County have identified citizens to participate on the Advisory Committee. Mark Nelson, Inter-governmental Relations Director for San Diego Gas and Electric, and April Boling have agreed to chair and vice-chair the committee. A fifth task is to develop the ballot measure language and identify projects to be included in the measure. County Counsel is developing the legislation. We continue to communicate with all jurisdictions, urging them to join us in development of the ballot measure. In response to your question about moving forward without total support, I apologize for the impression the County is moving forward without the support and concurrence of all jurisdictions. Weare merely striving to keep all options open, given the strict time constraints, and continue to communicate with all jurisdictions. In response to the question on what other matters may appear on the ballot, no one knows the answer to that question as of this date. However, it will be up to the voters to decide which issues they support. The communication from the City Manager expressed concern that additional benefit assessment fees would "push property taxes above the informal 2% of value limit that Chula Vista has established in evaluating the size of assessment districts." We would be pleased to ask the Benefit Assessment Engineer to address this concern in preparation of the Engineer's Report. One question expressed the concern that there would be inadequate funds in the proposal to maintain the park and open space projects. The enabling legislation identifies up to 20% of the annual proceeds can be used for operations and maintenance. The feasibility study will identify what each community will receive based on population. If for example, a City receives $lM for capital projects, up to $200,000 would be available for operations and maintenance over 20 years. :;5A-.~ Councilman Robert Fox -3- April 18, 1994 In response to the poll that citizens are more likely to vote for a parks issue that relates to safe places for children to play, it is our intent to seek out projects that are compatible with the voter's desires. It is up to the citizens to decide whether to support the measure at the ballot box. The experience in Los Angeles, where 64% of voters supported a $540M bond issue in the midst of a recession, demonstrated that voters will support issues when they know exactly what they are voting for and how much it will cost. The Otizens Advisory Committee will act as the community's guide to the development of the measure. I hope this addresses the City's concerns and that Chula Vista will join us in exploring the benefits that a Regional Park and Open Space District might offer your constituents. We welcome two representatives to participate on the Otizens Advisory Committee as we continue with the ballot formation. We are available to answer any questions you might have. Thank you for your time and consideration. Sincerely, ROB . CO , Director Parks & Recreation Department RRC:jp ;.5 ~ .. f' , " ,,o]iI! 'I ' yo MINUTES OF A REGULAR MEETING OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA Tuesday, Marcb I, 1994 4:06 p.m. Council Cbambers Public Services Building CALL TO ORDER 1. ROLL CALL: PRESENT: ALSO PRESENT: Councilmembers Fox, Horton, Moore, Rindone, and Mayor Nader John D. Goss, City Manager; Bruce M. Boogaard, City Attorney; and Beverly A. Autbelet, City Clerk 2. PLEDGE OF ALLEGIANCE TO THE FLAG. SILENT PRAYER 3. APPROVAL OF MINUTES: December 4, 1993 (Special Joint Meeting of tbe City Council, Planning Commission, and Resource Conservation Commission) and February 22, 1994 (City Council Meeting) MSUC (Horton/Rindone) to approve the minutes of December 4, 1993 and February 22, 1994 as presented. 4. SPECIAL ORDERS OF THE DAY: 4a. Presentation of 1994 Ahwahnee Community Desian Award for the Otay Ranch 10 the City of Cbula Vista and the County of San Diego from the Stale Local Govenunent Commission. The award was presented by Anthony Lettieri. Mr. Lettieri slated Cbula Visla was one of only six awards given in tbe Slate. The award recognized the City for its participation in the Olay Ranch process that included everytbing from tbe initial signing of the Memorandum of Understanding, tbe neo-traditional approach to village design, tbe comprebensive resource management plan, and the public transit component of the project. Even though tbe Baldwin Company was not named on the plaque, tbe Commission recognized the Baldwin Company for their pioneering efforts witb tbe City and the County in tbe planning process. 4b. Proclaiming the days of February 25-27, 1994 as Kent Froede Memorial Classic Days - Vice Mayor Horton presented tbe proclamation to Mark Smolanovich, Co-Director of the Kent Froede Memorial Committee with AI and Maryann Froede in attendance. Mayor Nader slated the original proclamation was presented at tbe beginning of the event by Councilmember Rindone on bebalf of the City. CONSENT CALENDAR (Items pulled: Sh and 9) S. WRITTEN COMMUNICATIONS: Sa. Leiter of resignation from the International Friend.bip Commission - Mildred N. Knodt, 139 Fourth Ave., Cbula Vista, CA 91910. It is recommended that the resignation be accepted and the City Clerk be directed to post immediately according to the Maddy Act in the Clerk's Oftice and the Public Library. Sb. Letter requesting Council consider placing a measure, titled the County Regional Park and Open Space District, before the voters and desianating staff and a councilmemher 10 work with County staff and her to develop a list of worthy projects and activities the voters will support - Pam Slater, Cbairwoman, County Board of Sapervisors, 1600 Pacific Higbway, Room 33S, San Diego, CA 92101-2470. Slaff is reviewing this request and, under separate cover, will deliver a recommendation prior to tbe Council meeting for Council's consideration. Pulled from the Consent Calendar. ;Js;..--? Minutes March I, 1994 Page 2 Councilmember Fox stated staff was looking for direction and felt the City needed to participate withouttakiog a position on the regional park and open space district issue. MS (Fox/Moore) the City not take a position on the County Regional Park Open Space District issue but send a member of the Council to attend the lirst meeting. City Manager Goss stated tbe proposed County initiative would be 00 the November ballot. The initiative on the June ballot was a $2 billion bond issue statewide. Mayor Nader stated it included $10 million for the Otay Regional Park which Council had taken action to endorse. If the motion on the floor was passed it should not be construed as lack of support for funding of parks and open space acquisition. The staff report led him to believe that Supervisor Slater was recommending a property tax funding mechanism, but be did not see that included in tbe leller. City Manager Goss stated AD 27 enabled tbe County to propose an assessment district and their staff made it clear in their analysis that tbey wanted to do sometbing similar to wbat LA County did. The discussion at tbe staff level was clear tbattbe County was looking at a parcel tax. His concern was lbat at the same time they were looking at a parcel tax for the radio system and a County service area for pre-bospital emergency medical services. It appeared there was a lack of coordination on all tbe parcel tax.. that were coming forth from the County. Mayor Nader stated tbere was also a proposed parcel tax on waler storage by MWD. AMENDMENT TO MOTION: (Nader/Horton) to appoint Councilmember Fox as the Council representative to attend the meeting. Council member Fox stated he would attend the first meeting and report back to Council. Council member Rindone felt the Council representative should address the inadequate funds in the proposal to maintain the parks and open space projects once they were constructed. City Manager Go.. stated there was some money in the program t(lf operation and maintenance. In his judgement it was not enough and there would have to be other funding found. He felt some of the money would also be diverted to special programs which would be envisioned as part of the package. Councilmember Fox stated that while recreation was helpful in the bailie against gangs and the problems the children faced he felt wbat tbe money was really needed for was being disguised. It should be called what it was, i.e. money for parks and open space. That would be one thing he would make clear at the meeting. He would also not support a parcel tax for the project under any circumstance. VOTE ON MOTION: approved unanimously. 6. ORDINANCE 2589 AMENDING SECTION 8.25.090 "COMPOSTING" TO ESTABLISH A MINIMUM DISTANCE OF SIX FEET THAT A COMPOSTING BIN MUST BE PLACED FROM ADJACENT RESIDENTIAL PROPERTY (second readin2 and adoDtion) - On 9/14/93, during the public hearing on the yard waste recycling franchise and related ordinance amendment, Council directed staff to establish a minimum distance that a composting bin must ~ located from ad.iac~nt property in ord~r to avoid nuisance complaints. The ordinance establishes a six foot minimum distance that a composling bin must be placed from an exterior entrance to an adjacent re....idential structure. Staff rccommemJs Council place the ordinance on second reading and adoption. (City Allomey) 7. RESOLUTION 17400 AUTHORIZING TEMPORARY STREET CLOSURES ON APRIL 29,1994 FOR A PARADE SPONSORED BY PALOMAR ELEMENTARY SCHOOL Palomar Elementary School is .2 s;,.. - / PAM SLATER CHAIRWOMAN SUPERVISOR, THIRO DISTRIO SAN DIEGO COUNTY BOARD Of SUPERVISORS CHtlLA ~~sTi: CAt.~~ February 14, 1994 S2S2 ~ ",,-4 ::0 . -c-< (")0 m rn r-"""' (") me") rn :;:o~ - :><:2 co - -r- < C/>~ "'0 rn S?< N 0 ~u; (.j 0-4 IT1> C'\ Mayor Tim Nader City of Chula Vista 276 Fourth Avenue Chula Vista, CA 91910-2631 Dear Mayor Nader: In my January 11 State of the County message I stressed the importance of developing an ongoing plan to ensure a better quality of life for every resident of the San Diego region. Integral to this goal are our parks, beaches, and open space. Clearly we are all in agreement that we must safeguard these important public resources. That means developing innovative ways to enhance our ability to fund these services, with the public good in mind. In my view, we must take action today. Therefore, I am proposing that you join with me in considering placing a measure, titled the County Regional Park and Open Space District, before the voters. This measure will create a dedicated source of funding to enhance, expand and protect our parks and open space in the entire San Diego region. Dollars would be pre-allocated to specific projects and programs within every jurisdiction. Projects would be determined by local priorities. In this way we will be investing in parks during difficult economic times. As you well know, parks provide a safe haven and clean diversion for our children. Accompanying organized recreation programs offer our youth a clean, productive alternative to gangs and drugs. In addition, buying, building, and maintaining parks will create sorely needed jobs. (/1' / rr:.. L..;~ S~ t!A.' L) 0. ~~~ON CENlER1600 PACIFIC HIGHW~ ~ DIEGO, CA.92101-2470 (619) 531-5533 TOLl FREE 800-852.7334 ?/ m Prlnledonf.evcled~r Such a parks bond initiative supported and crafted by the cities and the county may very well be the answer. However, please let me make my position and intention perfectly clear: I will not support the creation of a new level of eovernment. And I will not support a fundine mechanism controlled bv the County Board of Supervisors. I will onlv support a measure crafted bv the cities and the county to benefit all areas of this reeion. And I will onlv support a measure that euarantees everv iurisdiction its fair share. Given this position, which I am certain you share, I believe that it is in the best interests of all the cities to come together for discussion. Our goal will be to find the best funding mechanism, agreed upon by the cities, and the best means for choosing worthy projects. To further advance this task, I ask that you designate staff within your jurisdiction, and a council member as your point person, to work with County staff and myself to develop a list of worthy projects and activities the voters will support. This is an opportunity for each city to develop and fund park projects. Mr. Mark Nelson of San Diego Gas & Electric has graciously volunteered his time to serve as Chairman of this Committee. My discussions with Mr. Nelson tell me that his goals are the same as mine. He has already held meetings to discuss this issue with city staff. I am writing to you today to ask that this cooperation continue. At some point, we will be involved. At this time we have an opportunity to plan for a better quality of life through careful planning and an appropriate, publicly endorsed funding source. Every step of the way I plan to work closely with the cities to ensure teamwork. I hope you will join me with full confidence that together we can do the job right. Sincerely, f~A ~~irwoman Board of Supervisors PS/jw ~ .;.5;.-1 ~~ February 24, 1994 TO: FROM: SUBJECT: The Honorable Mayor and City Council John D. Goss, City Manager~ Written Communications - March I, 1994 Council Meeting This is a letter from Supervisor Pam Slater, Chair of the County Board of Supervisors, proposing that Chula Vista join the Board in considering placing a measure, entitled the County Regional Park and Open Space District, before the voters. The measure, as stated in her letter, is designed to create a "dedicated source of funding to enhance, expand, and protect our parks and open space in the entire San Diego region. Dollars would be pre-allocated to specific projects and programs within every jurisdiction. Projects would be determined by local priorities." Along with a general description of the purpose of this bond issue, she makes it clear that this would not entail a new level of government, or a funding mechanism controlled by the County Board of Supervisors. There is also assurance that every jurisdiction would be guaranteed their fair share of the funding. Finally, she is asking that staff be designated within Chula Vista, as well as a Council member to work with County staff and herself, to develop a list of worthy projects and activities the voters would support. She indicates that Mark Nelson, SDG&E, has volunteered to serve as Chair of the committee. By way of further background, Bob Copper, County Director of Parks & Recreation, met with CCMA (County City Management Association) in December. At that time, the purpose of the report was described and it was indicated that the County was conducting a poll to determine what elements would be required to have a successful park and open space ballot approved by the voters. They indicated that after the poll was conducted, they would get back into dialogue with the City Managers to determine the next step before proceeding. Instead, via letter of December 14 (which is attached), they transmitted the report of the County bond survey which is self-explanatory. This indicated that a parcel tax at $15 could be supported by a majority of those surveyed, as long as this park and open space proposal was oriented toward "park safety and gang prevention." In other words, a measure focused on park safety and gang prevention would do better than a measure centered on park improvements or beach restoration, although there is a slim possibility the latter could also muster over 50% of the vote. There were other findings as well, which include the fact that the voters think the County is on the wrong track but their own community is on the right track. This means that the County really needs the support of the cities in the County to make this park funding proposal successful. This was discussed at the January meeting of the County City Managers Association, at which time the City Manager of Del Mar brought up the concern that this proposal seemed to be moving full steam ahead without the promised ~ .;f;..--/P consultation with the City Managers. More importantly, it was further felt that, given today's economy and tight City and County budgets, pushing for a $15 parcel tax was extremely unwise. This seems especially true at a time when similar funding (a parcel tax) is being proposed by the County for the 800 MHz radio system as well as for the formation of a County service area for pre-hospital emergency medical services. There is the further concern that this and other proposed parcel taxes could push total property taxes paid above the informal 2% of value limit that this City has established in evaluating the size of assessment districts, etc. for the eastern part of the City. There is the further worry that there would be inadequate funds in the proposal to maintain the park and open space projects once they are constructed. Also, there was a concern that by wrapping this issue in a public safety cloak, this was not being totally forthright and honest with the voters at a time when there is enough distrust of local government without making it worse. Attached is a letter from Mike Huse, City Manager of Solana Beach, advising David Janssen, the ,County CAD, that from a staff perspective we were no longer going to be attending the planning meetings regarding this issue, and would be asking our City Councils not to support this issue. Based on the letter from Pam Slater, and especially since we try to cooperate with the County as much as possible, you may wish to refer this to staff to determine what action other cities may take regarding this letter. Other than this, you may wish to send a City Council representative to attend a meeting to pass on whatever pol icy message you want to present to the County. It is recommended that support of a park and open space parcel tax election be put on hold or deferred, but that a Councilmember attend at least the first meeting called by Pam Slater to express the abovementioned concerns, and determine if any different direction should be proposed by the City. JDG:mab ~j -7 -- .1~ -- // ROBERT R COPPER DI"ECTOfIl ..,., .....'030 e -0. ,,' , " ''!,'''n':''f .... . :eo ([oultill of ~Ctlt ;!Eli2g0 IE 2. 1m '. ,/ " .; DEPARTMENT OF PARKS AND RECREATION .201 "'UFFIN ROAD. 8UfTE ". SAN DIEGO. CALIFORNIA 82123--'... December 14, 1993 Mr. John D. Goss, City Manager city of Chula vista 276 4 Avenue Chula Vista, CA 91910 Dear Mr. Goss: SUBJECT: San Diego County Bond Survey Report We have been meeting regularly with the Parks and Recreation Directors from all of the local jurisdictions to explore the placement of a Regional Open Space and Park District on the November 1994 ,ballot. AB2007 enables the San Diego County Board of Supervisors to place a measure on the ballot asking voters to support and contribute to a regional open space and park district. The measure requires a 50% majority vote. The county Parks and Recreation Department hired Decision Research to conduct polling to determine the extent of support by voters and how much per household would voters be willing to contribute to an annual benefit fee. This is a summary of the polls conducted by Decision Research which were financed by the County of San Diego Parks and Recreation Department. The sample consisted of 500 complete interviews with registered voters by telephone in the County of San Diego. The sample is derived by a computer-generated cluster sample of likely voters. 1) By a small margin, voters indicate they would vote for a parks, beach and wildlife preservation measure. About 50% would favor a park preservation measure with 33% opposed and 17% undecided. More voters would favor a measure worded to focus on park safety and gang prevention, with 53% in favor and 32% opposed and 15% undecided. When an election is this close to 50%, every vote will count, so the Pollster recommends that the ballot measure should be a safety-oriented measure. The Pollster believes a November election offers the best chance of success. When asked preference afte,r the measure was explained, support for the safety/gang prevention measure rose to 61% and to 53% for the park preservation version. ~ ,;..<... -/~ '. . . . 2) 3) 4) 5) -2- 6) It is clear throughout the survey that a measure focused on park safety and gang prevention does better than a measure centered on park improvements or beach restoration. Voters are more likely to say that providing a safe place for children to play and providing gang prevention programs is more important than cleaning up beaches, providing more parks, or building more ballfields. The estimated annual cost of $15 is about right. Although support is higher at lower levels, support does not fall substantially until that amount is $21 a year or more. San Diego voters are regular users of the local and regional parks, with less than one quarter saying they never use the parks, one quarter using the parks between once and five times yearly, 27' using the parks from six to 24 times a year, and 26' using the parks 25 or more times per year. Although most voters think the county is on the wrong track, they think their own community is on the right track. This has implications for the level of support for county- administered versus locally-administered programs. Voters who favor the "gang prevention" measure focus on the <' need to fight gangs and crime more than on the need for open space, beaches or park maintenance and improvement. Those favoring the "parks" measure focus on the need for open space and parks, and to combat development. Opponents of both versions tend to express anti-tax attitudes or to have other spending priorities. . Voters generally agree that they have a responsibility to future generations to set parkland aside, but they do tend to say that parks currently are adequate. Combined with little enthusiasm for tax increases, support for the bond measure is limited. 7) 8) The specific expenditures about which the voters are most enthusiastic focus on park police, programs for at-risk youth, and beach and .ewage cleanup. There is considerably less support for park improvements (including neighborhood parks and ballfields), as well as improvements for outdoor enthusiasts. Support for the bond measure is enhanced by assuring that the ' money goes where it is supposed to go, including assuring local funding, guZ!rantee by an audit, and limited administrative costs. Voters do D2t like the idea of a tax based on proximity to the parks. 9) ~ d..!fA, - J.3 -3- 10) There are no strong message carriers identified who would/ could influence the voters on the bond measure. Voters are most receptive to endorsements by public safety officers, the Friends of the San Diego Zoo, and taxpayer and good government groups. 11) Overall, the data show that a park bond measure would face a close election. Voters are not feeling generous with tax dollars at present, and they feel that park facilities are already good. Voters are concernec!, however, with public safety issues, and they are more willing to fund a measure with a strong public safety component. Any measure must not only focus on public safety, but must have guarantees so that the voters can be assured the funds will be well-spent. Any campaign for the measure must take into account the different degrees of support among different demographic groups. Based on the results of the polls, we are encouraged to continue to pursue the feasibility of placing a measure on the November 1994 ballot. We are asking your support for your Parks and Recreation Directors to participate in the continuing process of exploring the feasibility 'of pursuing such a measure. We are developing a preliminary list by jurisdiction of projects which would appear on the measure. We are forming a citizens advisory committee to review the ballot measure to ensure it reflects public support. We are asking each jurisdictiolY' to provide names of citizens who represent all aspects of thepommunity and who could ably represent the specific concer oUr constituency. ........, . . 'ROBERT -R>~' Director Parks & Recreation Department RRC: jp ~ ..2~##-,) i ,"II '4 !O"'" CITY OF SOLANA BEACH :380 STEVENS AVENUE. SUITE :305 . SOLANA BEACH. CALFORNIA 82075 . (618) 755-2888 1anuary 10, 1994 Jf..N I 4 1993 Mr. David 1anssen Chief Administrative Officer Room 209 County Administration Center 1600 Pacific Highway San Diego, California 92101 ~ Dear David: I am writing on behalf of the City Managers in San Diego County to express our concern over the direction the County is taking vis-a-vis the development of a Regional Open Space and Park District ballot measure. In his December 14, 1993, letter to individual City Managers, Robert Copper, County Director of Parka and Recreation, reported on the results of a poll you recently commissioned to detecmine the extent of voter support. The City Managers' interpretation of that poll lead us to conclude that voter support is very tenuous, unless as Mr. Copper points out, the issue is wrapped in a public safety cloak. We believe pursuing a measure for the November 1994 ballot is misconceived and ill advised at this time. Therefore, our Parks and Recreation Directors will DO longer be attending the planning meetings and we will not be asking our City Councils to appoint representatives to I citizen advisory committee as Mr. Copper has suggested. The City Managers were left with the impression after I presentation of this issue was made at our December meeting that there would be an opportunity to discuss this after the poll results were known. However, Mr. Copper's letter leads us to conclude that the train has already left the station. At this point, we are not willing to get on board. If we have misunderstood the County's intent or direction on this, please let me know. Sincerely, ~ Michael W. Huse City Manager MWH/jp cc: Robert R. Copper, Director of County Parks and Recreation San Diego County City Managers PRINTED ON RECYCLEO PAPER ~;25'e-'/5