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HomeMy WebLinkAboutAgenda Packet 1996/11/12 Tuesday, November 12, 1996 6:00 p.m. ". declare under penalty of perjury that I a"" employed by the City of Chu:a Vis:s in the Office of the City Cler;; and th2.( i pS::Gd this Agenda/Noti;;e en the Dulls ti~ Coord at the Public S rvi ~s Bu;~din~~ anc,1 a' Cit Hal'l on DATED. / I 't: SIGNED / / Council Chambers fJ, Public Services Building CALL TO ORDER 1. ROLL CALL: Councilmembers Alevy _' Moot _' Padilla _' Rindone _, and Mayor Horton _' 2. PLEDGE OF ALLEGIANCE TO THE FLAG. SILENT PRAYER 3. APPROVAL OF MINUTES: None submitted. 4. SPECIAL ORDERS OF THE DAY: a. Retiring Board and Commission Memhers Resolutions: Commission on Aging - Dorathea Grindle; Board of Appeals - Harold Coleman; Growth Management Oversight Commission - Mike Armbrust; Human Relations Commission - Elsie Hashimoto; Library Board of Trustees - Peggy Donovan; Mobilehome Rent Review commission - Andrew Delgado; and Town Centre Project Area Committee - Martin Altbaum and William Winters. b. County of San Diego Solid Waste Update by Supervisor Greg Cox. ***** Effective April 1, 1994, there have been new amendments to the Brown Act. The City Council must now reconvene into open session to report any final actions taken in closed session and to adjourn the meeting. Because of the cost involved, there will be no videotaping of the reconvened portion of the meeting. However, final actions reported will be recorded in the minutes which will be available in the City Clerk's Office. ***** CONSENT CALENDAR (Items 5 through 11) The staff recommendations regarding the following items listed under the Consent Calendar will be enacted by the Council by one motion without discussion unless a Councilmember, a member of the public or City staff requests that the item be pulled for discussion. If you wish to speak on one of these items, please fill out a "Request to Speak Form" available in the lobby and submit it to the City Clerk prior to the meeting. (Complete the green form to speak in favor of the staff recommendation; complete the pink form to speak in opposition to the staff recommendation.) Items pulled from the Consent Calendar will be discussed after Board and Commission Recommendations and Action Items. Items pulled by the public will be the first items of business. 5. WRITTEN COMMUNICATIONS: a. Letter from the Acting City Attorney stating that there were no reportable actions taken in Closed Session on 11/5/96. It is recommended that the letter be received and filed. Agenda -2- November 12, 1996 6. RESOLUTION 18488 AUTHORIZlNG THE MAYOR TO EXECUTE AGREEMENT WITH THE SAN DlEGO UNIFlED PORT DlSTRlCT FOR RECEIPf OF FlNANClAL ASSIST ANCE IN THE AMOUNT OF $15,000 FOR CHULA VISTA EXPO '97 AND APPROPRIATING $15,000 FROM THE UNAPPROPRIATED BALANCE OF THE GENERAL FUND, AND APPROVING THE EXPENDITURE OF SAID CITY FUNDlNG TO CONDUCT THE 1997 EXPO EVENT PRIOR TO PORT DISTRICT REIMBURSEMENT - In July 1996, the City submitted a financial assistance request to the San Diego Unified Port District for partial funding of the 1997 Expo event. The Board of Port Commissions approved the request at their meeting of 8/20/96, and the Port is now requiring the City to enter into a formal agreement which stipulates conditions and requirements for receipt of the approved funding. Staff recommends approval of the resolution. (Director of Parks and Recreation) 4/5th's vole required. 7. RESOLUTION 18489 ACCEPTING BIDS AND AWARDING CONTRACT FOR CONSTRUCTION OF ADA RENOVATIONS PHASE n AT 25 SITES IN THE CITY (GG-144C) - The work to be done consists of modifying existing restrooms to accommodate individuals with disabilities. The work includes minor demolition work, construction of interior walls, plumbing fixtures, doors, hardware, signage, and interior finishes. Staff recommends approval of the resolution and awarding contract to Famania Construction. (Director of Public Works and Director of Building and Housing) 8. RESOLUTION 18490 ACCEPTlNG BIDS AND AWARDlNG CONTRACT FOR "MEMORIAL PARK STAGE IMPROVEMENTS (PR-168) AND EUCALYPTUS PARK SITE IMPROVEMENTS (PR-146) IN THE CITY"; AND RE- APPROPRIATING $8,030 IN pARKLAND ACQUISITION AND DEVELOPMENT FUNDS FROMPR-183 (PLA YGROUNDRENOV ATION _ PHASE m TO MEMORIAL PARK STAGE IMPROVEMENTS (PR-168) On 10/9/96, sealed bids were received. The work to be done consists of constructing access to the children's play equipment at Eucalyptus Park and constructing an expansion to the existing stage area at Memorial Park. Staff recommends approval of the resolution awarding the contract to Fox Construction _ San Diego in the amount of $114,715. (Director of Public Works) 9. RESOLUTION 18491 APPROVING THE FIRST AMENDMENT TO THE AGREEMENT WITH DKS ASSOCIATES FOR TRAmC SIGNAL SYSTEM UPGRADE TECHNICAL DESIGN STUDY (CIP TF 237), AND AUTHORIZING THE MAYOR TO EXECUTE THE AMENDMENT - On 11/14/95, Council approved an agreement with DKS Associates to design an adaptive traffic control signal system. DKS has completed Tasks 1 and 3 of the contract and is currently working on Tasks 2 and 4. Task 2 includes specifications for the system and Task 4 is preparation of the plans, specifications and estimates for Phase II of the project. DKS has submitted a proposal to evaluate use of video detection in lieu of the standard loop detection and to prepare plans and specifications for use by the City in the Phase II work. Staff believes it would be beneficial to include this work under Task 2 of the contract. Staff recommends approval of the resolution. (Director of Public Works) Agenda -3- November 12, 1996 10.A. RESOLUTION 18492 APPROVING FINAL MAP OF TRACT 88-3A, EASTLAKE SOUTH GREENS UNIT 3 (SOUTH HALF), ACCEPTING ON BEHALF OF THE PUBLIC THE PUBLIC STREETS DEDICATED ON SAID MAP, REJECTING ON BEHALF OF THE CITY THE OPEN SPACE LOTS GRANTED ON SAID MAP, ACCEPTING THE EASEMENTS GRANTED ON SAID MAP WITHIN SAID SUBDIVISION, AND APPROVING SUBDIVISION IMPROVEMENT AGREEMENT FOR THE COMPLETION OF IMPROVEMENTS REQUIRED BY SAID SUBDMSION, AND AUTHORIZING THE MAYOR TO EXECUTE SAID AGREEMENT - On 7/18/89, Council approved the Tentative Subdivision Map for Tract 88-3, EastLake Greens. On 8/16/94, Council approved the amended tentative map for EastLake South Greens, Tentative Map 88-3A, and imposed additional conditions of approval. The amendment to the tentative map covers the area south of Clubhouse Drive which is designated as EastLake South Greens. Staff recommends approval of the resolutions. (Director of Public Works) B. RESOLUTION 18493 APPROVING SUPPLEMENTAL SUBDMSION IMPROVEMENT AGREEMENT FOR EASTLAKE SOUTH GREENS UNIT 3 (SOUTH HALF) REQUIRING DEVELOPER TO COMPLY WITH CERTAIN UNFULFILLED CONDITIONS OF RESOLUTIONS NUMBER 15200 AND 17618, AND AUTHORIZING THE MAYOR TO EXECUTE SAME 11. RESOLUTION 18494 DISSOLVING THE COUNCIL APPOINTED INTERIM BECA BOARD AND AUTHORIZING STAFF TO APPOINT THE MEMBERS OF THE ADVISORY BOARD TO CONTINUE IN AN ADVISORY CAPACITY TO STAFF - On 8/22/95, Council approved an Interim BECA Advisory Board represented by 11 organizations/individuals. These organizations/individuals were recommended by staff to provide a mix of public and private entities who are stakeholders in the regional BECA alliance. The Board's contributious include working with staff in the areas of coordinating and leveraging regional resources, enhanced program marketing, and providing technical advice. These functions may be best served by the Board continuing to act in an advisory capacity to the BECA program and staff. For the purposes of legal clarification, staff is recommending the existing Interim Board, as appointed by Council, be dissolved and the new Board membership be selected by staff. Staff recommends approval of the resolution. (Director of Community Development) * * * END OF CONSENT CALENDAR * * * PUBLIC HEARINGS AND RELATED RESOLUTIONS AND ORDINANCES The foUowing items have been advertised and/or posted as public hearings as required by lilw. If you wish to speak to any item, please ftIl out the "Request to Speak Form" availilble in the lobby and submit it to the City Clerk prior to the meeting. (Complete the green form to speak in favor of the staff recommendation; complete the pink form to speak in opposition to the staff recommendation.) Comments are limited to five minutes per individual. l2.A. RESOLUTION 18416 APPROVING A RESOURCE CONVEYANCE AGREEMENT FOR THE OTAY RANCH SPA ONE, TRACT 96-04 - (This is a related item. but does not require a public heariDlz) B. RESOLUTION 18417 APPROVING AN INDEMNIFICATION AGREEMENT WITH VILLAGE DEVELOPMENT FOR TRACT 96-04 - (This is a related item. but does not require a public heariIll!) Agenda -4- November 12, 1996 C. PUBLIC HEARING PCS 96-04: CONSIDERATION OF A REVISED TENTATIVE SUBDIVISION MAP FOR THE OTAYRANCH SPA ONE, TRACT 96-04 GENERALLY LOCATED SOUTH OF TELEGRAPH CANYON ROAD BETWEEN PASEO RANCHERO AND THE FUTURE SR-125 ALIGNMENT AND EXCLUDING 288 ACRES IN ASSESSOR PARCEL NUMBER (APN) 642-060-11 AND A PORTION OF APN 642-080-11- Adopt a Second Addendum to FEIR 95"()1 and recertify FEIR 95"()1 and the First Addendum for the Otay Ranch SPA One and Tentative Suhdivision Map for Village One and Phase I-A of Village Five of the Otay Ranch SPA One, Chula Vista Tract 96-04, in accordance with the findings and subject to the conditions contained in the draft resolution. Staff recommends approval of the resolutions. (Otay Ranch Manager) Continued from the meeting of 9/17/96. D. RESOLUTION 18398 ADOPTING THE SECOND ADDENDUM TO AND CERTIFYING FINAL ENVIRONMENTAL IMPACT REPORT FElR 95-01 (SCH #95021012) AND FIRST ADDENDUM READOPTING THE STATEMENT OF OVERRIDING CONSIDERATIONS AND THE MITIGATION MONITORING AND REPORTING PROGRAM FOR THE FElR AND APPROVING A REVISED TENTATIVE SUBDIVISION MAP FOR PORTIONS OF THE OTAYRANCHO SPA ONE, CHULA VISTA TRACT 96-04, AND MAKING THE NECESSARY FINDINGS AND CONTINUING ALTERNATIVE TENTATIVE MAP PROPOSALS 13. PUBLIC HEARING ADOPTING OTAY RANCH PRE-ANNEXATION DEVELOPMENT AGREEMENT WITH VILLAGE DEVELOPMENT - An amendment to the development agreement to further guarantee infrastructure improvements where the developer wants to create parcels for sale prior to finalizing the rmal subdivision map. The amendment also addresses future problems with regard to any debt payment tbat might be levied to make public improvements or should development be only partially completed on any particular project due to any stoppage of work especially due to a bankruptcy action. Staff recommends Council place the ordinance on first reading. (Deputy City Manager, Planning Director, and Otay Ranch Manager) ORDINANCE 2691 AMENDING OTAY RANCH PRE-ANNEXATION DEVELOPMENT AGREEMENT BETWEEN OTAY RANCH, L.P., A CALIFORNIA LIMITED PARTNERSHIP, VILLAGE DEVELOPMENT ,A CALIFORNIA GENERAL PARTNERSHIP, AND THE CITY OF CHULA VISTA (first readimt) 14. PUBLIC HEARING ASSESSMENT DISTRICT (AD 93-01) FOR ALLEY IMPROVEMENTS EAST OF SECOND A VENUE AND SOUTH OF "J" STREET - On 10/15/96, Council accepted the filing of the Engineer's Report by the City Engineer on the cost of construction and selling 11/12/96 at 6:00 p.m. as the date and time for a public hearing on an assessment district for alley improvements east of Second Avenue. Staff recommends approval of the resolutions. (Director of Public Works) A. RESOLUTION 18495 CONFIRMING THE ENGINEER'S REPORT BY THE CITY ENGINEER ON THE COST OF CONSTRUCTION AND SPREAD OF ASSESSMENTS ON ASSESSMENT DISTRICT NUMBER 93-01 FOR ALLEY IMPROVEMENTS EAST OF SECOND A VENUE AND SOUTH OF "J" STREET B. RESOLUTION 18496 ADOPTING A NOTICE OF LIEN TO LEVY AND COLLECT ASSESSMENTS FOR ASSESSMENT DISTRICT NUMBER 93-01 FOR ALLEY IMPROVEMENTS EAST OF SECOND A VENUE AND SOUTH OF "J" STREET Agenda -5- November 12, 1996 ORAL COMMUNICATIONS This is an opportunity for the general public to address the City Council on any subject matter within the Council'sjurisdiction that is not an item on this agenda for public discussion. (State law, however, generally prohibits the City Council from taking action on any issues not included on the posted agenda.) If you wish to address the Council on such a subject, please complete the yellow "Request to Speak Under Oral Communications Form" availuble in the lobby and submit it to the City Clerk prior to the meeting. Those who wish to speak, please give your name and address for record purposes and follow up action. Your time is limited to three minutes per speaker. BOARD AND COMMISSION RECOMMENDATIONS This is the time the City Council will consider items which have been forwarded to them for consideration by one of the City's Boards, Commissions and/or Committees. None submitted. ACTION ITEMS The items listed in this section of the agenda are expected to elicit substantial discussions and deliberations by the Council, staff, or members of the general public. The items will be considered individually by the Council and staff recommendations may in certain cases be presented in the alternative. Those who wish to speak, please fill out a "Request to Speak" form available in the lobby and submit it to the City Clerk prior to the meeting. Public comments are limited to five minutes. IS. RESOLUTION 18497 APPROVING COUNCIL POLICY REGARDING REQUESTS FOR PAYMENT FOR OUTSIDE LEGAL ASSISTANCE OBTAINED BY EMPLOYEES APPOINTED BY CITY COUNCIL - On 6/11/96, Council directed staff to prepare a policy for Council's consideration regarding legal representation in special circumstances. Staff recommends approval of the resolution. (Acting City Attorney) 16. RESOLUTION 18455 APPROVING TERMS AND CONDITIONS FOR THE SALE OF MARINA VIEW PARK TO THE UNIFIED PORT DISTRICT AND AUTHORIZING STAFF TO PREPARE AND EXECUTE A PURCHASE AND SALES AGREEMENT AND ESCROW INSTRUCTIONS - The City has requested that the Unified Port District acquire certain City and Redevelopment Agency properties on the Bayfront, including Marina View Park on Marina Parkway and three properties on Lagoon Drive (the former Marina Motor Hotel, Shangri-La and Cappos properties). City staff has been negotiating the sale of these properties which bave been delayed for a variety of reasons including legal incumbrance and contaminated soils which are now close to resolution. Staff has recently received amended terms of sale for the Marina View Park property which are acceptable and are being forwarded to Council for review and authorization to proceed. Staff recommends approval of the resolution. (Director of Community Development) Continued from the meeting of 11/5/96. Agenda -6- November 12, 1996 17. RESOLUTION 18487 CONCEPrUALLY APPROVING THETENTATIVE AGREEMENT WITH SHARPHEALTHCAREFOR THE PURPOSE OF SATISFYING SHARP'S CONTRACTUAL OBLIGATIONS TO THE CITY - Staff has recently concluded negotiations with Sharp Health Care representatives regarding a tentative agreement to satisfy Sharp's contractual obligations with Chula Vista. The general parameters of the proposed agreement provides the City with a cash payout at the close of escrow between Sharp/Columbia~ an extension of medical benefits with accruing interest through the year 2008, guarantees regarding Chula Vista representation on the new non-profit Board and guarantees for Chula Vista regarding potential "upside" gains related to the future sale of Sharp's remaining interest in the new entity. Staff recommends Council approve the resolution and direct staff to return with fioal contract language. (Assistant City Manager) Continued from the meeting of 11/5/96. ITEMS PULLED FROM THE CONSENT CALENDAR This is the time the City Council will discuss items which have been removed from the Consent Calendar. Agenda items pulled at the request of the public will be considered prior to those pulled by Coundlmembers. Public comments are limited to five minutes per individual. OTHER BUSINESS 18. CITY MANAGER'S REPORT(S) a. Scheduling of meetings. 19. MAYOR'S REPORT IS) 20. COUNCIL COMMENTS ADJOURNMENT The meeting will adjourn to (a closed session and thence to) the regular City Council meeting on November 19, 1996 at 6:00 p.m. in the City Council Chambers. Agenda -7- November 12, 1996 ....**. CLOSED SESSION Unless the City Attorney, the City Manager or the City Council states otherwise at this time, the Council will discuss and deliberate on the following items of business which are permitted by MW to be the subject of a closed session discussion, and which the Council is advised should be discussed in closed session to best protect the interests of the City. The Council is required by MW to return to open session, issue any reports of final action taken in closed session, and the votes taken. However, due to the typical length of time taken up by closed sessions, the videotaping will be terminated at this point in order to save costs so that the Council's return from closed session, reports of final action taken, and adjournment will not be videotaped. Nevertheless, the report of final action taken will be recorded in the minutes which will be available in the City Clerk's Office. 21. CONFERENCE WITH LEGAL COUNSEL REGARDING: 1. Existing litigation pursuant to Government Code Section 54956.9 . SNMB, L.P. vs.the City of Chula Vista and MCA. . Christopher vs. the City of Chula Vista. 2. Anticipated litigation pursuant to Government Code Section 54956.9 . Metro sewer issues. . Significant exposure to litigation pursuant to subdivision (b) Section 54956.9: 1. PUBLIC EMPLOYEE RELEASE - Pursuant to Government Code Section 54957 CONFERENCE WITH LABOR NEGOTIATOR - Pursuant to Government Code Section 54957.6 . Agency negotiator: John Goss or designee for CVEA, WCE, POA, IAFF, Executive Management, Mid-Management, and Unrepresented. Employee organization: Chula Vista Employees Association (CYEA) and Western Council of Engineers (WCE), Police Officers Association (POA) and International Association of Fire Fighters (IAFF). Unrepresented employee: Executive Management, Mid-Management, and Unrepresented. 22. REPORT OF ACTIONS TAKEN IN CLOSED SESSION "''''''''''''' RESOLUTION COMMENDING DORATHEA GRINDLE FOR HER EXCELLENT SERVICES ON THE COMMISSION ON AGING WHEREAS, Dorathea Grindle was appointed to the Commission on Aging on August 22, 1989 and so ably served as Chair during her tenure; and WHEREAS, Mrs. Grindle brought to the Commission her many years of experience as a Parish Visitor, and volunteer work for San Diego Hospice, Community Hospital and Birch-Patrick Convalescent Center; and WHEREAS, her support in the Commission's efforts to continue to provide opportunities for recreation, education, and information on subjects of interest to senior citizens in order to meet their needs proved to be a valuable asset to the Commission and the community: NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby express its gratitude for the dedicated services performed by Dorathea Grindle as a member of the Commission on Aging. i/t<. ~ J RESOLUTION COMMENDING HAROLD COLEMAN FOR HIS EXCELLENT SERVICES ON THE BOARD OF APPEALS AND ADVISORS WHEREAS, Harold Coleman was appointed to the Board of Appeals on August 4, 1992; and WHEREAS, Mr. Coleman brought to the Board his many years of "hands on" public service as an administrator, educator and attorney which equipped him with the sophistication required to effectively manage the political and operational concerns of a municipality with diverse socio-economic, cultural, and ethnic interests; and WHEREAS, his cross-training in engineering, business and law equipped Mr. Coleman with the insight, judgment and critical analysis so vital to effective problem solving: NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does. hereby recognize the outstanding services that have been rendered by Harold Coleman as a member of the Board of Appeals and Advisors. t/a-c2 RESOLUTION COMMENDING MIKE ARMBRUST FOR HIS EXCELLENT SERVICES ON THE GROwrH MANAGEMENT OVERSIGHT COMMISSION WHEREAS, Mike Annbrust was appointed to the Growth Management Oversight Commission on July 27, 1992; and WHEREAS, Mr. Annbrust brought to the Commission his many years of experience as a business owner in the downtown area; and WHEREAS, his tenure on the Commission was marked by a deep concem for Third Avenue especially in the area of policing and parking enforcement in order to provide a comfort level for citizens through focus on foot patrols: NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby recognize the outstanding service that has been rendered by Mike Annbrust as a member of the Growth Management Oversight Commission. 7- a -;3 RESOLUTION COMMENDING ELSIE HASHIMOTO FOR HER EXCELLENT SERVICES ON THE HUMAN RELATIONS COMMISSION WHEREAS, Elsie Hashimoto was appointed to the Human Rewtions Commission on February 18, 1992 and reappointed on June 21, 1994; and WHEREAS, Mrs. Hashimoto followed in her husband's footsteps in selVing on the Human Rewtions Commission; and WHEREAS, Elsie Hashimoto possesses an understanding of ethnic/cultural entities within the South Bay Area; and WHEREAS, Elsie's selVices on the Human Rewtions Commission have made a major contribution to the insight of our very diverse community. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby express its appreciation for Elsie Hashimoto's selVices on the Human Rewtions Commission for the past four years. Ya.-1 RESOLUTION COMMENDING PEGGY DONOVAN FOR HER EXCELLENT SERVICES ON THE LIBRARY BOARD OF TRUSTEES WHEREAS, Peggy Donovan was appointed to the Library Board of Trustees on July 16, 1990 and so ably served as Chair during her tenure; and WHEREAS, Mrs. Donovan brought to the Board her previous experience on the Resource Conservation Commission and her dedicated work with the Genealogy Society as an avid genealogist; and WHEREAS, her support of the Library assisted in realizing hopes, dreams and aspirations as they apply to the needs of the citizens in their use of the City's Libraries. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby express its gratitude for the outstanding services performed by Peggy Donovan as a member of the Library Board of Trustees. tJc.- - ~ RESOLUTION COMMENDING ANDREW DELGADO FOR HIS EXCELLENT SERVICES ON THE MOBILEHOME RENT REVIEW COMMISSION WHEREAS, Andrew Delgado was appointed to the Mobilehome Rent Review Commission on November 26, 1991 and reappointed on September 6, 1994; and WHEREAS, Mr. Delgado brought to the Commission his diverse life experience and educational background as well as his work as a Senior Probation Officer for the County of San Diego; and WHEREAS, his interest in the operations of city government and the applicable political process and his concern for mobilehome issues made him an invaluable asset to the Commission: NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby commend Andrew Delgado for his many years of service on the Mobilehome Rent Review Commission and recognize the outstanding effort he has provided to the City of Chula Vista. 1/0- - t RESOLUTION COMMENDING MARTIN ALTBAUM FOR HIS EXCELLENT SERVICE ON THE TOWN CENTRE PROJECT AREA COMMITTEE WHEREAS, Martin L. Altbaum was appointed to the Town Centre Project Area Committee on April 22, 1996; and WHEREAS, Mr. Altbaum brought to the Committee his 33 years of experience as a business owner in the downtown Chula Vista area; and WHEREAS, Marty's knowledge and insight to promote growth and aesthetic considerations for the City of Chula Vista marked his tenure on the Committee with a deep concern for the downtown area: NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby recognize the fine service that has been rendered by Martin Altbaum on the Town Centre Project Area Committee. 1/4--7 RESOLUTION COMMENDING WILLIAM WINTERS FOR HIS EXCELLENT SERVICE ON THE TOWN CENTRE PROJECT AREA COMMITTEE WHEREAS, William Winters was appointed to the Town Centre Project Area Committee on August 4, 1992; and WHEREAS, Mr. Winters brought to the Committee his 26 years of experience as the Chief of Police in the City of Chula Vista; and WHEREAS, his interest in maintaining an attractive downtown area as well as seeking those types of business that enhance the City's revenue base assisted the Committee in reaching productive goals and recommendations: NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby offer its heartfelt thanks to William Winters for his years of conscientious dedication to the Chula Vista community and, in particular, as a member of the Town Centre Project Area Committee. LJ4 -:5' ~ ~ It..- :----.d::-: ~-..::~~ ~""-.......~ """~~"'" ON OF CHUlA VISTA OFFICE OF THE CITY A TIORNEY Date: November 6, 1996 To: The Honorable Mayor and City Council t' 't t (A.rJ\1 Ac lng Cl y At orney From: Ann Y. Moore, Re: Report Regarding Actions Taken in Closed session for the Meeting of 11/5/96 The city Council met in exposure to litigation 54956.9:1. Closed Session to discuss pursuant to subdivision significant (b) section The Acting City Attorney hereby reports to the best of her knowledge from observance of actions taken in the Closed Session of November 5, 1996, there were no actions that are required to be reported under the Brown Act. AYM: 19k C:\lt\clossess.no ~-/ 276 FOURTH AVENUE, CHULA VISTA, CALIFORNIA 91910 . (619) 691-5037 . FAX (619) 585-5612 i;&Pl:$~Rlo:,dadP4'll' COUNCIL AGENDA STATEMENT Item: ~ Meeting Date: 11/12/96 ITEM TITLE: Resolution / 'if ~ ,? 0 Authorizing the Mayor to execute an agreement with the San Diego Unified Port District for receipt of financial assistance in the amount of $15,000 for Chula Vista Expo '97; and Appropriating $15,000 of unanticipated revenues from the General Fund, and approving the expenditure of said City funding to conduct the 1997 Expo event prior to Port District reimbursement SUBMITTED BY: Director of Parks and Recreation"H II I, ,'\ City Manager VJ D V\ ~).j'\ \ ~'\ (\ '-;" (4/5tbs Vote: Yes X No -.J REVIEWED BY: In July 1996, the City submitted a financial assistance request to the San Diego Unified Port District for partial funding of the 1997 Expo event. The Board of Port Commissions approved the funding request at their meeting of August 20, 1996, and the Port is now requiring the City to enter into a formal agreement which stipulates conditions and requirements for receipt of the approved funding. RECOMMENDATION: That Council adopt the Resolution: 1. Authorizing the Mayor to execute the agreement with the San Diego Unified Port District for receipt of financial assistance in the amount of $15,000; and 2. Appropriating $15,000 of unanticipated revenues from the General Fund, and approving the expenditure of said City funding to conduct Expo '97 prior to Port District reimbursement. BOARDS/COMMISSIONS RECOMMENDATION: N/A DISCUSSION: In July 1996, the City submitted a financial assistance request to the San Diego Unified Port District for partial funding of the 1997 Chula Vista Expo event, which is scheduled for April 12, 1997. On August 20, 1996, the Board of Port Commissioners approved the funding at the requested level of $15,000. The Port District is now requiring the City to enter into a formal agreement which stipulates certain conditions and requirements for receipt of the approved funding. The agreement includes a General Terms and Conditions section, which contains Hold Harmless language and insurance requirements. A copy of the agreement is attached as Attachments "A". [M:\home\parksrec\A113 - portfund.AI3 - 10-18-96] 1 ~-/ Item: Meeting Date: 11/12/96 c/ The agreement process was instituted by the Port District in 1993, to ensure that all recipients of Port District funding were utilizing the funds for the purposes indicated on the request for funding, and to ensure that the Port District was given adequate recognition in advertising and promotions for events that were co-sponsored and partially or completely funded by the Port District. The City has entered into similar agreements in the past for Port District funding, including funding for the Symphony Pops Concerts, Harbor Days, the ArtUro Barrios race, and the 1996 Expo event. FISCAL IMPACT: The Port has approved $15,000 in financial assistance for the 1997 Expo event, which will supplement $7,200 of City funding allocated in FY 96-97. The additional allocation of $15,000 will be used to enhance the event, and will be fully reimbursed by the Port District following the event. Attachments: "A" - Port Agreement - Chula Vista Expo '97 [M:\home\parksrec\A1l3 - portfund.A13 - 10-18-96] 2 t -,2 RESOLUTION NO. / Dr 3';{" RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AUTHORIZING THE MAYOR TO EXECUTE AGREEMENT WITH THE SAN DIEGO UNIFIED PORT DISTRICT FOR RECEIPT OF FINANCIAL ASSISTANCE IN THE AMOUNT OF $15,000 FOR CHULA VISTA EXPO , 97 AND APPROPRIATING $15,000 FROM THE UNAPPROPRIATED BALANCE OF THE GENERAL FUND, AND APPROVING THE EXPENDITURE OF SAID CITY FUNDING TO CONDUCT THE 1997 EXPO EVENT PRIOR TO PORT DISTRICT REIMBURSEMENT WHEREAS, in July, 1996, the City submitted financial assistance requests to the San Diego Unified Port District for partial funding of the 1997 Expo event; and WHEREAS, the Board of Port Commissioners approved the funding request at their meeting of August 20, 1996, and the Port is now requiring the city to enter into a formal agreement which stipulate conditions and requirements for receipt of approved funding. NOW, THEREFORE, BE IT RESOLVED the City Council of the city of Chula vista does hereby authorize the Mayor to execute an agreement with the San Diego Unified Port District for receipt of financial assistance in the amount of $15,000. BE IT FURTHER RESOLVED that the City Council does hereby appropriate $15,000 from the unappropriated balance of the General Fund, and approving the expenditure of said city funding to conduct Expo '97 prior to Port District reimbursement. Presented by Approved as to form by Jess Valenzuela, Director of Parks and Recreation CL y ~\hQ Ann Y. Moore, Acting City Attorney C:\rs\SDUPD,xpo c:, -3 "A" :c AGREEMENT This agreement is made by the SAN DIEGO UNIFIED PORT DISTRICT, a public corporation, herein called "District" and the CITY OF CHULA VISTA, a non-profit corporation, herein called "Contractor." RECITALS 1. 2. Contractor has a program for "Chula Vista Expo '97." The Program to be accomplished by Contractor contributes to a balance of District navigational, commercial, fisheries, recreational and promotional programs designed to enhance the well-being of San Diego Bay tidelands. 3. The Program to be accomplished by Contractor is of such nature that the interests of District are better served by an agreement with Contractor than by the performance of such a program by District. THE PARTIES AGREE: In consideration of the recitals and the mutual obligation.s of the parties as herein expressed, District and Contractor agree as follows: 1 . Proqram: Contractor shall conduct those program activities budgeted and contained in Exhibit A, attached hereto and incorporated herein by reference as a part of this agreement. Each specific program activity shall be subject to prior approval of the District. 2. Contract Administrator: The Community & Governmental Affairs Department of the District is designated as the Contract Administrator of this agreement and shall receive and process all reports and requests for payment. All ~ -( 1 correspondence shall be sent to the following address: Mr. Dan E. Wilkens, Senior Director Community & Governmental Affairs San Diego Unified Port District Post Office Box 488 San Diego, CA 92112 3. Term of Aqreement: The term of this agreement shall be from August 1, 1996, through July 31, 1997. 4. General Terms and Conditions: The General Terms and Conditions attached hereto are incorporated by reference as though fully set forth herein and by this reference are made part of this agreement. 5. Pavment: District shall pay Contractor a sum not to exceed Fifteen Thousand Dollars ($15,000.00) to be used to perform the Program activities shown in Exhibit A, subject to obtaining prior approval from the District as provided in Section 1, above. a. No payment shall be made by District if any report (see Sections 1, 5, 8 and 9) required by this and previous agreements is not on file at the time payment is due. b. Payment shall be solely for reimbursement of expenses already paid by Contractor. Requests for reimbursement shall be submitted no more often than monthly and shall provide proof of both incurrence and payment [See Section 5.c.(2)]. Expenses must be incurred within the term of this agreement. c. Payments shall be made upon written request to the Contract Administrator. Each request shall consist of: (1) A completed "Request for Reimbursement" form which shall be provided by the Contract Administrator. 1--5 2 Only expenditures for program activities for which prior approval from the District was obtained will be reimbursed, provided, however, the Contract Administrator may in exceptional circumstances reimburse unforeseen expenses relating to the funded objectives of the Contractor. (2) Proof that the expenses were both incurred and paid. Proof of incurrence and payment is defined in General Terms and Conditions attached hereto. Expenses must be incurred within the term of this agreement. d. Final requests for payment shall be submitted within Sixty (60l days after the end of the term of this agreement. e. Payments shall not be made by District unless, and until, Contractor has provided to Contract Administrator a plan, acceptable to said Administrator, of appropriate public recognition or credit for the financial assistance as described herein. = f. No portion of District funds under this agreement shall be used for the purchase of awards, trophies, prizes, gifts, uniforms, capital outlay or equipment or for the buildup of reserves. 6. Excess Costs: District shall not be held accountable or liable for any monetary losses incurred as a result of conducting said program. It is agreed that District's monetary contribution is limited to that stated herein and that District shall not be responsible for cash costs or support services. 7. Limits of District Responsibilitv: It is expressly understood and agreed that this agreement constitutes the entire agreement between Contractor and District and supersedes all prior negotiations. In no event shall Contractor be entitled to any 3 &~~ compensation, benefits, reimbursements or ancillary services other than as expressly provided in this agreement. No modifications or amendments of this agreement shall be valid unless duly authorized, reduced to writing and signed by the parties hereto. 8. Reportinq Requirements: a. Contractor shall submit a Quarterly Performance Report, if applicable, which shall provide a quantitative indicator of the extent to which the Program activities contained in Exhibit A have been met for the immediately preceding quarter and fiscal year to date. This report form shall be provided by the Contract Administrator. b. Quarterly reports shall be accompanied by copies of publicity and advertising material evidencing credit to the District for its financial support. c. Contractor shall inform Contract Administrator in writing upon the resignation, retirement or discharge of its executive director or other managing agent, or a majority change in the membership of the board of directors. 9. Financial Disclosure: Within Ninety (90) days after the end of Contractor's fiscal year, Contractor shall file with the Contract Administrator duly certified copies of true, accurate and complete documents evidencing Contractor's financial status as follows: a. A statement of the expenditure of District funds by Program activities identified in Exhibit A and compared with budgeted amounts. b. A statement of compliance with the terms of the District's agreement. 4 ~~7 c. A statement of revenues and expenditures and a balance sheet of all funds received by the Contractor. d. If District funding is Twenty Thousand Dollars ($20,000.00) or greater, audited financial statements, including that mentioned in a, b and c, above, must be prepared by an independent Certified Public Accountant. (If Contractor receives funding from Two (2) District fiscal years during Contractor's fiscal year, financial disclosure shall include separate data for each District fiscal yeaL) 10. No Third Party Beneficiarv: This agreement is made and entered into for the benefit of the District and Contractor only, and is not intended for the benefit of any third party or any other person, and no such third party or any other person shall be a third party beneficiary to this agreement or otherwise have the right to enforce any provisions of this agreement. 11. Siqnatures Reauired: This agreement shall not be complete nor effective until signed by either the Executive Director or Assistant Executive Director on behalf of the District and by the other party. DATED: SAN DIEGO UNIFIED PORT DISTRICT By CITY OF CHULA VISTA By 5 r::, ~6 ~ GENERAL TERMS AND CONDITIONS These general terms and conditions are part of the terms and conditions of the attached agreement between the SAN DIEGO UNIFIED PORT DISTRICT, first party, and the Organization or Organizations described in and signatory to the agreement. 1. Definitions: a. "District" means the San Diego Unified Port District, a public corporation. b. "Executive Director" means the duly appointed, qualified and acting Executive Director of District. c. "Board" means the duly appointed, qualified and acting Board of Port Commissioners of District. d. "Organization" means the civic organization completely directing and in complete control of its own affairs through its own officers or member which is named in the attached agreement and is signatory thereto. Wherever used herein and when appropriate, "Organization" shall be deemed to also mean "Contractor" or "Corporation. " e. "Related Parties" or "Subcontractor" means an individual or entity with whom the Organization contracts in order to carry out the program described in the attached agreement. f. "Contract Administrator" means the duly appointed, qualified and acting Contract Administrator as designated by the Executive Director. 6 b~7 g. "Revenue" means funds received by the Organization from various sources. All major sources of revenue must be listed separately. Minor revenue sources can be listed separately or grouped. h. "Expenditures" means funds disbursed by the Organization for various expense categories. Where a budget has been established, the expenditures should be grouped and recorded in accordance with the budget. If a budget has not been established, then expenditures would be grouped according to specific expense categories. 2. Proof of Incurrence and Pavment. Requests for reimbursement shall be accompanied by proof of both incurrence and payment. a. Incurrence shall be proven by invoice, bill, contract or other document acceptable to Contract Administrator. All expenses must be incurred within the term of the agreement between District and Organization. Allowable exceptions shall be determined. by Contract Administrator. b. Payment shall be proven by indicating the check number and date of check on submitted invoice, bill, etc. Contract Administrator may require canceled checks as additional support. c. Request for reimbursement of payroll expenses shall be accompanied by: i) an independently prepared payroll register, or ii) an in-house payroll register and canceled payroll checks. Requests for reimbursement of Payroll Taxes shall be supported by depository receipts or canceled checks used for paying the taxing authority. 7 & -/(;/ d. District will not reimburse cash advances (e.g. travel expenses) or refundable deposits (e.g. telephone installation, rental equipment). 3. Maintenance of Records. Organization shall keep, or cause to be kept, true, accurate and complete records, including double entry books, a profit and loss statement, and a balance sheet, making it at all times possible to determine the nature and amount of revenue and expenditures. Accounting for all revenues and expenditures shall conform to generally accepted accounting principles: A separate accounting of the expenditure of funds received from the District shall be maintained in the accounting records and financial reports. All of Organization's expenditures and transactions shall be supported by documents of original entry such as sales slips, cash register tapes, purchase invoices and receipts. Documents supporting a profit and loss statement shall be retained by Organization until an audit of Organization's records is conducted by District, or until a period of Three (3) years has elapsed, whichever occurs first. Organization shall also maintain adequate output information according to the following guidelines: a. Information shall include quantitative measurements of program effectiveness and/or output. b. Information shall be as directly related to program funding requirements as practical. 4. Inspection and Audit of Records. All books, statements, documents, records and financial data of Organization shall be made available in the City of San Diego and be open at all times for inspection and/or audit by District upon reasonable notice. The District shall have the right to make copies or excerpts of pertinent documents. Further, District has the option of conducting an audit of all books, 8 ~ -)1 statements, documents, records and financial data of the Organization's related parties and/or subcontractors. 5. Financial Disclosure. Within Ninety (90) days after the end of Contractor's fiscal year, Contractor shall file with the Contract Administrator duly certified copies of true, accurate and complete documents evidencing the financial status for Contractor's immediately preceding fiscal year as follows: a. A statement of the expenditure of District funds by program to be identified in the same categories as contained in the final budget and compared with budgeted amounts. b. A statement of compliance with the terms of this contract with the District. c. A statement of revenue and expenditures and a balance sheet of all funds received by the Organization. d. If District funding is Twenty Thousand Dollars ($20,000.00) or greater, audited financial statements, including that mentioned in a, b and c, above, must be prepared by an independent Certified Public Accountant. (If Contractor receives funding from Two (2) District fiscal years during Contractor's fiscal year, Financial Disclosure shall include separate data for each District fiscal yeaL) 6. Independent Contractor. Organization is and shall at all times be and remain an independent contractor and not an agent or employee of District. 7. Related Parties or Subcontractors. Services rendered to Contractor through a subcontracted agreement shall be substantiated by detailed invoice. Services rendered by a consultant shall be substantiated by invoice and contract 9 ~ -/2 , /' between Organization and consultant. Contract Administrator shall determine = whether additional reporting or supporting documentation is necessary. 8. Hold Harmless. Contractor shall, to the full extent allowed by law, defend, indemnify, protect and hold District and its agents, officers and employees harmless from and against any claims, cause of action or damage or injury to person or property, including injury to Contractor's employees, agents or officers, which arise from or are connected with or are caused or claimed to be caused by the acts or omissions of Contractor and its agents, officers or employees, in performing the work or services herein, and all expenses of investigating and defending against same; provided, however, that Contractor's duty to indemnify and hold harmless shall not include any claims or liability arising from the established sole active negligence or willful misconduct of the District, its agents, officers or employees. 9. Insurance. The Executive Director may require Contractor to secure and maintain liability insurance naming the San Diego Unified Port District as an additional insured. Such insurance shall be secured from an insurance company acceptable to the District and in an amount as may be required by the Executive Director. Organization shall deliver to the District a certificate evidencing such insurance which shall provide Thirty (30) days notice to be given to District in the event of a cancellation. 10. Assiqnment. Organization shall not assign this agreement or any right or interest hereunder without prior written consent of District. An assignment by operation of law shall automatically terminate this agreement. 11. Interest of Orqanization. Organization, officers and members covenant that they presently have no interest and shall not acquire any interest, direct or 10 tfr/3 / indirect, which would conflict in any manner or degree with the performance of services required to be performed under this agreement. - Organization further covenants that in the performance of this agreement no person having any such interest shall be employed. 12. Activities Prohibited. Organization agrees to the following prohibitions: a. Organization shall not use directly or indirectly any of the funds received from the District under this agreement for the following purposes: (1) To purchase awards, trophies, prizes, gihs, uniforms or equipment. (2) To support capital drives or buildup reserves. (3) For any political or religious activities whatever. b. Organization shall adopt and follow a policy prohibiting endorsement of commercial products or services for purposes of advertisement. 13. Equal Opportunity and Non-Discrimination. Contractor hereby agrees to comply with Title VII of the Civil Rights Act of 1964, as amended, the California Fair Employment and Housing Act, and any other applicable Federal and State laws and regulations hereinafter enacted prohibiting discrimination, including without limitation laws prohibiting discrimination because of race, color, national origin, religion, age, sex or handicap. , 14. Withholdinq of Funds and Termination. The District may withhold funds from the contracting Organization and terminate its entire obligation upon notice to the Organization if the Organization violates any of the terms of the agreement, or for other good cause shown even if not related to a violation of the terms of the 11 c-: ~/f agreement. The Executive Director shall thereafter advise the Board of the notification of termination made to the Organization. 12 ~ 6-8 EXlllBIT A CITY OF CHULA VISTA - CHULA VISTA EXPO '97 -- City af Chula Vista shall pravide all administrative functians, suppart services, supplies and equipment to. produce and present a multi-venue cemmunity-based festival, "Expo. '97 in April ef 1997, at Marina View Park and/er Bayside Park. 1. The event will be planned thraugh a broad-based community planning committee invelving lecal businesses, colleges, high schools, middle schoals, elementary schoals, service clubs and arganizatians, and business organizations. 2. The event will feature three stages of live entertainment including music, dance, drama, and demanstratiens by a wide variety ef groups. Local artists will also. demanstrate their skills thraughaut the day. Fund raising faad and beverage cancessians aperated by local nan-profit and net-fer-profit groups and erganizatiens will be included, as will a wide variety of displays, baoths, and infarmatien distributian areas. Specialized activities fer children will be conducted threughaut the day. Pre-event activities and centests will be canducted at the cammunity callege. high schaol, and elementary scheollevels, with final campetitiens, judging and exhibitians taking place at the event. 3. City shall provide all required equipment, supplies, and services fer the event, including: A. staging, public address systems, shade canopies, tables, chairs, display baards. signage B. Palice services fer security. traffic, and crawd cantrel C. partable tailets to supplement permanent restroem facilities D. trash receptacles and trash centrol E. shuttle bus service (free to. the public) F. event administratian and caardinatian G. en-site staff fer operation ef the event and distributian ef evenLprograms H. electrical pewer and suppert services 4. City shall provide prematiens and media expasure far the event, identifying the San Diego Unified Part District as the primary ca-sponsar ef the event: A. preparatian and distributien ef press packages and press releases B. direct centact with lecal and area multi-media providers, encauraging pramatians and release af public service announcements and feature articles C. purchase ef paid advertising space in lacal and area newspapers D. design, printing, and distributien ef appreximately 25,000 event flyers E. design, printing, and distributian af approximately ef 5,000 event pragrams to. be distributed at the festival F. anneuncement in the City's Quarterly publication which is distributed by mail to. appraximately 53,000 hames and businesses in the City H. announcements in the Parks and Recreatian Department's Winter and Spring Activity brochures which will be distributed to approximately 20,000 hames in Chula Vista via a distributien threugh City schoels 1. design, printing, and posting af event annauncements in all Chula Vista Transit busses ~-/I- COUNCIL AGENDA STATEMENT Item 7 Meeting Date 11112/96 j8"Ij'8"'j ITEM TITLE: Resolution Accepting bids and awarding contract for "Construction of ADA Renovations Phase II at 25 sites in the City of Chula Vista, CA (GG-144C) _ . / SUBMITTED BY: Director of Public Works~ ~ Director of Building and "us:ng~~\..""~ REVIEWED BY: City Manage~ V~ (J}Y~ (4/5ths Vote: Yes _ NoX) At 2:00 p.m on September 18, 1996, in Con~ren~oom 2 in the Public Services Building, the Director of Public Works received sealed bids for "Construction of ADA Renovations Phase II at 25 sites in the City of Chula Vista, CA (GG-144C). The work to be done consists of modifying existing restrooms to accommodate individuals with disabilities. The work includes minor demolition work, construction of interior walls, plumbing fixtures, doors, hardware, signage, and interior finishes. RECOMMENDATION: The Council accept bids and award contract to Famania Construction, Inc., National City, in the amount of $153,250.00. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: Funds for modifying existing buildings to accommodate persons with disabilities were included in the FY 94-95, FY 95-96, and FY 96-97 CIP programs (GG-144). Approximately 46 locations within various City facilities, including but not limited to, Main Public Library, Police Building, Public Services Building, Public Works Building and Rohr Manor, require modifications to accommodate individuals with disabilities in accordance with ADA. Plans and specifications for these modifications were prepared by the Building and Housing Department. See Attachment A for a brief description of the work to be done at each of the locations included in this project. Bids for this project were received from three contractors as follows: Contractor Bid Amount Famania Construction, Inc. - National City Har Construction, Inc. - National City CDM Construction - El Cajon $153,250.00 $198,547.01 $206,272. 31 7--/ Page 2, Item 7 Meeting Date 11/12/96 The low bid by Famania Construction, Inc. is below the Engineer's estimate of $214,950.00 by $61,700.00 or 28.7%. A significant portion of the difference (approximately $54,000) between the low bid and the Engineer's estimate can be traced to the Rohr Manor Project, which includes an exterior ramp and other interior modifications. The Engineer took a very conservative approach, due to the fact that the full scope of the work cannot be determined until actual excavation for the exterior ramp adjacent to a possible retaining wall occurs. It should be noted that the bids from all three bidders for this portion of the project are in line with one another, averaging $21,000. Disadvantaged Business Enterprise Goal The bids documents set forth participation requirements per Federal Regulations for meeting the disadvantaged and women-owned business goals. Juan P. Arroyo, Housing Coordinator, has reviewed the bid documents submitted by the three lowest bidders. His conclusion is that the lowest bidder, Famania Construction, Inc. does meet the City's requirements for DBE participation (See Attachment B). Staff also reviewed Famania Construction Inc.'s eligibility status with regard to Federal Procurement Programs and the status of the State Contractor's licenses. Neither Famania Construction Inc., nor any other listed subcontractors are excluded from Federal Procurement programs (list of parties excluded from Federal Procurement or non-procurement programs as of August 9, 1996). The Contractor's license for F amania Construction, Inc. is current and in good standing. Famania has never done work for the City, however, a check of their references indicates their work has been acceptable and that they consistently adhere to award contract price with minimal change orders, if any. Disclosure Statement Attached is a copy of the Disclosure Statement from Famania Construction, Inc. (See Attachment C). Environmental Status The City's Environmental Review Coordinator has reviewed the work involved in this project for the ADA building modifications and has determined them exempt under section 15301 (a), Class I of the California Environmental Quality Act. Prevailing Wage Statement The source of funding for this project is Community Development Block Grant funds. Prevailing wage scales are those determined by the Federal Department of Labor. 7-~ Page 3, Item Meeting Date 11/12/96 7 Financial Statement FUNDS REQUIRED FOR CONSTRUCTION A. Contract Amount $153,250.00 B. Staff (Inspection and Design) $ 41,000.00 C. Contingencies (approximately 20%) $ 30,650.00 TOTAL FUNDS REQUIRED FOR CONSTRUCTION $224,900.00 FUNDS AVAILABLE FOR CONSTRUCTION A. ADA Modifications $224,900.00 Various Accounts (GG-144) TOTAL FUNDS AVAILABLE FOR CONSTRUCTION $224,900.00 FISCAL IMPACT: The above action awarding this contract will authorize the total expenditure of $224,900.00 from budgeted CIP projects After construction, only routine maintenance of the City restrooms and facilities will be required. Attachment: from A - List of location where ADA modifications are being made (pages taken specifications) B - Memo from Housing Coordinator C - Disclosure Statement M:IJI011E\ENGINEER\AGENDA \GG144.SLH ?~:J RESOLUTION NO. / 'iPlfr7' RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ACCEPTING BIDS AND AWARDING CONTRACT FOR CONSTRUCTION OF ADA RENOVATIONS PHASE II AT 25 SITES IN THE CITY OF CHULA VISTA, CA. (GG-144C) WHEREAS, at 2:00 p.m. on September 18, 1996, in Conference Room 2 in the Public Services Building, the Director of Public Works received the following three sealed bids for "Construction of ADA Renovations Phase II at 25 sites in the city of Chula vista, CA (GG-144C): Contractor Bid Amount Famania Construction, Inc. - National City Har construction, Inc. - National City CDM Construction - El cajon $153,250.00 $198,547.01 $206,272.31 WHEREAS, the low bid by Famania Construction, Inc. Is below the Engineer's estimate of $214,950.00 by $61,700.00 or 28.7%; and WHEREAS, the bid documents set forth participation requirements per Federal Regulations for meeting the disadvantaged and women-owned business goals; and WHEREAS, Juan P. Arroyo, Housing Coordinator, has reviewed the bid documents and concluded that the lowest bidder, Famania Construction, Inc. does meet the City's requirements for DBE participation; and WHEREAS, staff also reviewed Famania Construction Inc. 's eligibility status with regard to Federal Procurement Programs and the status of the State Contractor's licenses and neither Famania Construction Inc., nor any other listed subcontractors are excluded from Federal Procurement programs; and WHEREAS, the city's Environmental Review Coordinator has reviewed the work involved in this project for the ADA building modifications and has determined them exempt under section 15301 (a), Class I of the California Environmental Quality Act; and WHEREAS, the source of funding for this project is Community Development Block Grant funds and prevailing wage scales are those determined by the Federal Department of Labor. NOW, THEREFORE, BE IT RESOLVED the city Council of the city of Chula vista does hereby accept bids and award the contract for construction of ADA Renovations Phase II at 25 sites in the city of Chula vista to Famania Construction, Inc. in the amount of $153,250.00. ?~r BE IT FURTHER RESOLVED that the Mayor is hereby authorized and directed to execute said contract for and on behalf of the city of Chula vista. Presented by Approved as to form by John P. Lippitt, Director of Public Works r) \ t -vll, (. ,~ \, -,_ V iv, ~:r( '.----9 Ann Y. Moor, Acting city Attorney c:\rs\ada.bid '}-5 /~ TJ He rt /") ~ wr H Special Provisions (Continued) ( PART 2 SPECIAL PROVISIONS - TECHNICAL SECTION 01010 SUMMARY OF WORK PART 1 GENERAL 1.1 REFERENCES The publication listed below forms a part of this specification to the extent referenced. The publication is referred to in the text by the basic designation only. . l.U RELATED DOCUMENTS { Attached to these specifications is a copy of Part I: General Provisions, taken from the 1994 edition of the Standard Specification for Public Works Construction. Many of the provisions of Part I are pertinent to this project and are considered as part of these specifications (See Appendix B). 1.2 WORK COVERED BY CONTRACT DOCUMENTS 1.2. I Project Description . PHASE 2 PROJECT SUMMARIES · PROJECT 1 ADMINISTRATION Work is completed and is not included in bid proposal. · PROJECT 2 PUBLIC LmRARY The scope of work includes but is not limited to the following: minor demolition work, the construction of interior walls, plumbing fIXtures, doors, hardware, signage, and interior finishes. The work required for this project is shown on plan sheets A-l/2 through A-2/2. . PROJECT 3 POLICE STATION ( The scope of work includes but is not limited to the following: minor demolition work, the construction of interior walls, plumbing fIXtures, doors, hardware, signage and interior fmishes. The work required for this project is shown on plan sheet A-l/3. M:IENGINEERIAOM INICONTRAC'T\AOAPHSII. 9C(BOILER. H UOI 90 7-1-- ~. ( ( Special Provisions (Continued) . PROJECT 4 PUBLIC SERVICES BUILDING The scope of work includes but is not limited to the following: minor demolition work, interior wall infill, doors, hardware, plumbing fixtures, patching and repairing, signage and interior finishes. The work required for this project is shown on plans sheet A-1/4. · PROJECT 5 PARKWAY COMMUNITY CENTER The scope of work includes but is not limited to the following: minor demolition, interior wall infill, plumbing fixtures, doors, hardware, signage and interior finishes. The work required for this project is shown on plan. sheet A-liS through 4/5. (See Appendix C.) · PROJECT 6 LOMA VERDE RECREATION CENTER The scope of work includes but is not limited to the following: minor demolition work, interior wall infill, plumbing fixtures, doors, hardware, signage, and interior fmishes. The work required for this project is shown on plan sheets AlI6 through A2/6. . PROJECT 7 LAUDERBACH COMMUNITY CENTER The scope of work includes but is not limited to the following: minor demolition work, interior walls, plumbing fixtures, doors, hardware, signage, and interior finishes. The work required for this project is shown on plan sheets A-ln. . PROJECT 8 EUCALYPTUS PARK This project has been eliminated and is not included in bid proposal. · PROJECT 9 OT A Y PARK This project has been eliminated and is not included in bid proposal. · PROJECT 10 LOS NINOS PARK This project has been eliminated and is not included in bid proposal. · PROJECT 11 GREG ROGERS PARK This project has been eliminated and is not included in bid proposal. M:\ENGINEER\ADMIN\CONTRAC'l\ADAPHSIl.9C(BOILER.HUD) 91 7-? Special Provisions (Continued) ( . PROJECT 12 PUBLIC WORKS BLDG. The scope of work includes but is not limited to the following: minor demolition work, interior wall inflll, doors, hardware, plumbing, fixtures, hardware, signage, painting, and interior finishes. The work required for this project is shown on plan sheet A-1I2. · PROJECT 1.3 EL DORADO BLDG. Refer to PROJECT 34. · PROJECT 14 VISITOR'S INFORMATION CENTER (E STREET INFORMATION CTR.) The scope of work includes but is not limited to the following: minor demolition, plumbing fixtures, patching and repair, signage, hardware, movement of fixtures and/or dispensers, and interior finishes. The work required for this project is shown on drawings 1/14 through 3/14. (See Appendix C.) . PROJECT IS NATURE INTERPRETIVE CENTER ( The scope of work includes but is not limited to the following: minor demolition, painting. plumbing fIXtures, patching and repair, signage, hardware, movement of fixtures and/or dispensers, and interior finishes. The work required for this project is shown on drawings 1/15 through 4/15. (See Appendix C.) . PROJECT 16 BAYS IDE PARK This project has been eliminated and is not included in bid proposal. · PROJECT 17 MARINA VIEW PARK This project has been eliminated and is not included in bid proposal. · PROJECT 18 NORMAN PARK SENIOR CENTER The scope of work includes but is not limited to the following: replacement and movement of restroom signage. (See Appendix C.) . PROJECT 19 MEMORIAL PARK . Project done under separate contract and is not included in bid proposal. PROJECT 20 ROHR MANOR ( The scope of work includes but is not limited to the following: minor demolition work, interior wall inflll, doors, hardware, plumbing fIXtures, patching and repairing, signage and interior fmishes. The work required for this project is shown on plan sheet A-l/20. M:IENGlNEERIADMINICONTRAC1\ADAPHSII. 9C(BOI~ER. HUD) 92 7-~ ( ( ( Special Provisions (Continued) . PROJECT 21 ROHR PARK This project has been eliminated and is not included in bid proposal. · PROJECT 22 PARKING GARAGE The scope of work includes but is not limited to the following: minor demolition, painting, and signage. The work required for this project is shown on drawings 1/22 through 3/22. · PROJECT 23 FIRE STATION #1 The scope of work includes but is not limited to the following: movement of paper towel and one soap dispenser. The work required for this project is shown on drawing 1/23. (See Appendix C.) . · PROJECT 24 FIRE STATION #2 This project has been eliminated and is not included in bid proposal. . PROJECT 25 FIRE STATION #3 This project has been eliminated and is not included in bid proposal. . PROJECT 26 FIRE STATION #4 This project has been eliminated and is not included in bid proposal. · PROJECT 27 FIRE STATION #5 This project has been eliminated and is not included in bid proposal. · 'PROJECT 28 TERRA NOVA PARK . The scope of work includes but is not limited to the following: minor demolition, installation of handrail extensions, movement of fIXtures andlor dispensers, plumbing fIXtures and interior finishes. The work required for this project is shown on drawings 1/28 through 3/28. (See Appendix C.) PROJECT 29 PARKWAY RECREATION CENTER-POOL GYM The scope of work includes but is not limited to the following:" minor demolition, replacement of plumbing fIXtures, movement of fIXtures and/or dispensers and interior fmishes. The work required for this project is shown on drawings 1/29 through 2/29. (See Appendix C.) M:\ENGlNEER\AOMIN\CONTllACTlAOAPHSII. 9C(BOILER. HU OJ 93 7-1 Special Provisions (Continued) ( . PROJECT 30 WOMEN'S CLUB The scope of work includes but is not limited to the following: signage, movement of dispensers and interior finishes. (See Appendix C.) . PROJECT 31 SOUTH BAY YMCA This project has been eliminated and is not included in bid proposal. · PROJECT 32 ADMINISTRATION BUILDING Work is completed and is not included in bid proposal. · PROJECT 33 WOODLAWN LIBRARY This project has been eliminated and is not included in bid proposal. . PROJECT 34 EL DORADO BUILDING ( The scope of work includes but is not limited to the following: minor demolition, interior wall inflli, doors, hardware, plumbing fixtures, patching and repair, signage, movement of fixtures and/or dispensers, and interior fmishes. The work required for this project is shown on plan sheet A-l/34. . PROJECT 35 HERITAGE MUSEUM The scope of work includes but is not limited to the following: minor demolition, movement of fixtures and/or dispensers, signage, plumbing fixtures and interior finishes. (See Appendix C.) · PROJECT 36 BONITA LONG CANYON PARK The scope of work includes but is not limited to the following: minor demolition, plumbing fIXtures, signage, movement of futures and/or dispensers, and interior finishes. The work required for this project is sho'Ml on drawings 1/36 through 4/36. (See Appendix C.) · PROJECT 37 CHULA VISTA GOLF COURSE This project has been eliminated and is not included in bid proposal. . PROJECT 38 DISCOVERY PARK ( The scope of work includes but is not limited to the following: minor demolition, signage, plumbing fixtures, movement of fixtures and/or dispensers, and interior fmishes. The work required for this project is shown on drawings 1/38 through 4/38. (See Appendix C.) M:IENGlNEERIADMINICONTRAC1\ADAPHSlI.9C(BOlLER.HUD) 94 7-/d ( ( ( Special Provisions (Continued) . PROJECT 39 FRIENDSHIP PARK Tmif proJect fu5 0eeII ~'-i;",,,~~f ami Iii IIllt iiII:fuaea in mcf proposal. · PROJECT 40 EL RANCHO (INDEPENDENCE) DEL REY PARK The scope of work includes but is not limited to the following: installation of signage. The Work required for this project is shown on drawing 1/40. (See Appendix C.) · PROJECT 41 SAN DIEGO GAS & ELECTRIC PARK This project has been eliminated and is not included in bid proposal. · PROJECT 42 SUNBOW PARK The scope of work includes but is not limited to the following: installation of signage. The Work required for this project is shown on drawing 1/42. (See Appendix C.) . PROJECT 43 SUNRIDGE PARK The scope of work includes but is not limited to the following: installation of signage. The Work required for this project is shown on drawing 1/43. (See Appendix C.) . PROJECT 44 TIFFANY PARK The scope of work includes but is not limited to the following: installation of signage. The Work required for this project is shown on drawing 1/44. (See Appendix C.) · PROJECT 45 YOUTH CENTER This project has been eliminated and is not included in bid proposal. · PROJECT 46 ANIMAL SHELTER This project has been eliminated and is not included in bid proposal. 1.2.2 Payment Compensation for all labor, material, tools and equipment necessary to complete each project complete in place is considered included in the lump sum price bid in the proposal. 1.2.3 Location The work is located at the address listed in the proposal. M:IENGlNEERIADMINICONTRACT\ADAPHSIl. 9C(BOILER. HUD) 95 ?--// f-Jif (-fe-I). NI FN -r b MEMORANDUM October 23,1996 TO: Cliff Swanson, Deputy Director of Public Works/City Engineer FROM: Juan P. Arroyo, Housing coordinato~ SUBJECT: Minority and Women Business Enterprise Construction Program - Construction of ADA Renovations Phase II (GG144C) I have reviewed Famania Construction, Inc. bid proposal for compliance with the City's Minority and Women Business Enterprise Construction Program and have determined that the contractor has provided the necessary documentation to indicate that the company plans to achieve the City's goals for minority and women business enterprise participation. JNjef cc: Roberto Saucedo, Senior Civil Engineer Shale Hanson, Civil Engineer 7-/)., I J I ,. -'. ,... r-'" - " are required to me a Statement of Disclosure of cenam ownership or fmancial interests, payments, or campaign contributions, oD all matters which will require discretionary action on the pan of the City Council, PI arming Commission, and all other official bOdies, The following information must be disclosed: List the names of all persons having a financial interest in the propeny which is the subject of the application or the Contract , e.g" owner, applicant, Contractor, subcontractor, material supplier, .' /> ~ r;...-.c." f ~ ) PfU F;I~ /' ~ 2. If any person. identified pursuant to (I) above is a corporation or partnership, list the names of all individuals owning more than 10% of the shares in the corporation o~wning any pannership interest in the partnership. Ii\." iW' t;;~r't.A"'1 q J1f.;.~ Ic:tvf- lGQ . 3. If any person. identified pursuant to (I) above is non-profit organization or a trust, list the names of any person serving as director of the non-profit organization or as trustee or beneficiary or trustor of the trust. JJ/Jr . ... Have you had more than $250 wonh of business transacted with any m er of the City staff, Boards, Commissions. Committees, and Council within the past twelve month? Yes No If yes, please indicate person(s): S. Please identify each and every person, including any agents, employees, consultants, or independent Contractors who you have assigned to represent you before the City in this matter. V lit- 6. Have you andlor your officers or agents, in the gregate, contributed more than $1,000 to a Council member in the current or preceding election period? Yes No If yes, state which Council members(s): Date: 'f - t i - 't l. Signatur of Contractor! Applicant ~~ l~ ~~( Print or type name of Contractor! Applicant _'person is defined as: . Any individual, firm, co-parmership. joilll venture. association, social club, fraternal organization, corporation, estate, trust, receiver, syndicate. this aruJ any other county, city or coumry, city municipality, district. or other political subdivision, or any other group or combilUl1ion acting as a unit. ,-. S1 7-/3 ~ ~~~ ,,~~.. ..~ ....~- ., .,.-......-.,...... COUNCIL AGENDA STATEMENT Item: Meeting Date: 11/12/96 ~ SUBMITTED BY: Resolution I?'/ 9 ~ccePting bids and awarding contract for "Memorial Park Stage Improvements (PR-I68) and Eucalyptus Park Site Improvements (PR-I46) in the City of Chula Vista, CA"; and re-appropriating $8,030 in Parkland Acquisition and Development funds from PR-183 (Playground Renovation - Phase II) to Memorial Park Stage~ovements (PR-168) Director of Public Works Director of Parks and Recreati~y"l1(tv9v' City Manager",-JCi bO /10\ (4/5tbs Vote: Yes---X... No---> ITEM TITLE: REVIEWED BY: At 2:00 p.m. on October 9, 1996 in Conference Rooms 2 & 3, the Director of Public Works received sealed bids for "Memorial Park Stage Improvements (PR-168) and Eucalyptus Park Site Improvements (PR-146) in the City of Chula Vista, CA." The general scope oftbe work is as follows: Eucalyptus Park Play Equipment The work to be done consists of constructing access to the children's play equipment at Eucalyptus Park. The work includes construction of asphalt concrete surfacing, I foot to 20 foot slope walkways and other miscellaneous work as shown on the plans. Memorial Park Stage Improvements The work to be done consists of constructing an expansion of the existing stage area at Memorial Park. The work includes construction of access walkway at the rear stage, artistic surfacing on the stage, columns and dome, restoration of planting and irrigation and other miscellaneous work shown on the plans. RECOMMENDATION: That Council: I. Accept bids and award the contract to Fox Construction - San Diego III the amount of $114,715.00; and 2. Re-appropriate $8,030 in Parkland Acquisition and Development (PAD) funds from PR-183 (Playground Renovation - Phase II) to PR-168 (Memorial Park). BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: Included in the CIP Program, over the last few years, are funds for construction of improvements at Eucalyptus Park and Memorial Park. Specifically, a State of California Parks and Recreation Grant has been received, in the amount of $98,500, for the improvements of the stage at Memorial Bowl in Memorial Park. The initial improvements for Memorial Park and the construction of <6~/ Page 2, Item. 7 Meeting Date: 11/12/96 the stage were the Phase One Improvements for the Memorial Park Master Plan. The cost of Phase One was approximately $1.5 million and encompassed the demolition and grading in the central area, construction of the drainage "stream", walkways, lighting, landscaping, irrigation and stage area with stairs and handrails incorporated into the existing seating area. Following construction of the First Phase of the Memorial Park Master Plan, the new stage area, as constructed and installed, proved to be too small, in many instances, to accommodate the musical venues that perform in the Park. This is especially apparent during the summer when the Summer Concert Series is held at Memorial Park. Because of the experience with our successful concert series, staff believes it is beneficial to increase the size of the stage to better accommodate the performances showcased on the stage. The improvements at Eucalyptus Park will be the forerunner of eventual renovation of the City's oldest park. This construction is an initial effort to improve access to bring the play area into conformance with the Americans with Disabilities Act (ADA). Bids were received from five contractors to perform the work; however, one of the bids was ineligible because of the lack of submittal of a bid bond. Listed below are the bid results from the four eligible bidders. Contractor Bid Amount Fox Construction - San Diego Builders Staff Corp. - Cardiff by the Sea Valley Crest Landscape Inc. - San Diego Single Eagle Inc. - San Diego $114,715.00 $121,375.00 $141,576.00 $153,429.23 The low bid by Fox Construction is above the Engineer's estimate of $73,787.50 by $40,927.50, or 55%. Although the low bid is above the Engineer's estimate, four legitimate bids were received for construction of this project and it is believed that the bid amount does reflect the actual cost to perform the work. The difference between the Engineer's estimate and the low bid is due to three (3) factors. They are: 1. Bid item #4, Concrete Masonry Unit Wall with Rock Veneer. This item was estimated at $35.00 per lineal foot, with a quantity of 200 lineal feet. The total amount identified in the Engineer's Estimate was $7,000.00. The lineal foot price bid by the three contractors was $100.00 ($20,000), $90.00 ($18,000), and $165.00 ($33,000) respectively. This is a $13,000 difference. 2. Bid item #10, Concrete Surface Finishing. This process, called Arte Povere, is a surface treatment created by Progressive Concrete in Escondida, CA. This process is a sole source installation and has not been matched or duplicated by any other contractor to date. In addition to the increase in size of the stage area, recommendations from musical performers identified that the glare and reflection was causing difficulty and overheating during performances. Staff investigated the potential of constructing a shade structure, with the cost of such a feature in the $150,000 range. The application of the Arte Provere surface treatment after the construction 7--~ Page 3, Item. r Meeting Date: 11/12/96 of the expanded stage area will solve the glare and heat issue from the shiny concrete, and will also provide a uniform treatment and consistent image. This material is also graffiti proof which is a benefit over plain concrete. The scope of the area to be treated is the stage surface and columns. The dome is to be prepared and painted in a color to complement the Arte Provere treatment. In working with Progressive Concrete for the design of this installation, an initial estimate of $14,260.00 was quoted by the company. However, during project design the stage area was greatly increased from 1,647 sf to 3,175 sf and the material was also added to 27 columns, which increased the cost to over $23,000. Seventeen percent was added to this for overhead and profit, bringing the total to $27,160.00. This would increase the cost by $12,900. 3. Bid item #28, 5 'h" thick P.C.c. Paving. This item was not included in the original cost estimate and was subsequently identified in Addendum #1. The estimated amount was $9,000. The bids came in at $7,500, $7,500 and $5,775. Staff reviewed the bids and all four bidders were consistent in their pricing of these items. Based on that review, staff believes the bids are appropriate and recommends award of the contract. The low bidder has performed previous work for the City and their work has been satisfactory. Prevailin~ Wa~e Statement The source of funding for this project includes State grant funds in PR-168 (Memorial Park) and PR-146 (Playground Renovation - Phase I). It was determined that the project would require the paying of prevailing wage rates. No special minority or women-owned business requirements were necessary as part of the bid document. Disadvantaged businesses were encouraged to bid through the send of Notice to Contractor through various trade publications. Disclosure Statement Attachment "A" is a copy of the contractor's Disclosures Statement. Environmental Status The Environmental Review Coordinator has determined that this project is categorically exempt under Class I, Section 15301(b) of the California Environmental Quality Act (Minor alternations of existing Public Improvements or Public Structures). FISCAL IMPACT: As the bid recommended exceeds funds available, staff recommends the following in order to fund the two projects: I. Existing grant funds in PR-168 currently are $94,510 (funds having already been expended for staff time involved in preparing the construction documents and the bid documentation). The funding portion of the bid which relates to the stage improvements is $102,540, or $8,030 short, to complete the stage improvements. Staff recommends that $8,030 be re-appropriated from PR- 183 (Playground Renovation - Phase II) to PR-168 (Memorial Park). The re-appropriation of the 7-3 Page 4, Item. i Meeting Date: 11/12/96 $8,030 from PR-183 (Playground Renovation) will have no effect on existing or future playground renovation projects. This project account is for the city-wide renovation and upgrading of existing playgrounds, access and safety. 2. The remainder of the bid for access improvements at Eucalyptus Park is to be funded from PR-146 (Playground Renovation - Phase I). The amount of funds available from PR-I46 is $47,248. This portion of the bid which funds the Eucalyptus Park Access Improvements is $12,175. 3. Additional funds are required for the completion of the project to meet staff costs and contingency funding. $11,472 is needed for projected staff costs affiliated with the project and $17,207, or 15% of the bid, is requested for contingency funds. These two amounts total $28,679, which is available in PR-I46. FUNDS REQUIRED FOR CONSTRUCTION A. Contract Amount $114,715.00 B. Staff Costs (inspection and design) $ 11,472.00 C. Contingencies (15 %) $ 17,207.00 TOTAL FUNDS REQUIRED FOR CONSTRUCTION $143,394.00 FUNDS AVAILABLE FOR CONSTRUCTION A. PR-168 - Memorial Park $ 94,510.00 B. PR-183 - Playground Renovation (Phase II) $ 8,030.00 C. PR-146 - Playground Renovation (Phase I) $ 40,854.00 TOTAL FUNDS AVAILABLE FOR CONSTRUCTION $143,394.00 Construction of this project will authorize the expenditure of $143,394. As staff is re-appropriating funds from other approved CIP projects, staff anticipates a re-organization of the Playground Renovation program and a possible request for additional funds during the CIP budget process for FY 97/98. Routine city maintenance of playground equipment, play areas, and park grounds will be required. Attachment: "A" - City of Chula Vista Disclosure Statement M:\HOME\\ENGINEER\AGENDA \PR168,SLH ?~~ RESOLUTION NO. /?'11o RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ACCEPTING BIDS AND AWARDING CONTRACT FOR "MEMORIAL PARK STAGE IMPROVEMENTS (PR-168) AND EUCALYPTUS PARK SITE IMPROVEMENTS (PR-146) IN THE CITY OF CHULA VISTA, CA" AND REAPPROPRIATING $8,030 IN PARKLAND ACQUISITION AND DEVELOPMENT FUNDS FROM PR-183 (PLAYGROUND RENOVATION - PHASE II) TO MEMORIAL PARK STAGE IMPROVEMENTS (PR-168) WHEREAS, at 2:00 p.m. on October 9, 1996 in Conference Rooms 2 & 3, the Director of Public Works received the following four eligible sealed bids for "Memorial Park Stage Improvements (PR-168) and Eucalyptus Park Site Improvements (PR-146) in the city of Chula Vista, CA.: Contractor Bid Amount Fox Construction - San Diego Builders Staff Corp. - Cardiff by the Sea Valley Crest Landscape Inc. - San Diego Single Eagle Inc. - San Diego $114,715.00 $121,375.00 $141,576.00 $153,429.23 WHEREAS, the low bid by Fox Construction is above the Engineer's estimate of $73,787.50 by $40,927.50, or 55% and although the low bid is above the Engineer's estimate, four legitimate bids were received for construction of this project and it is believed that the bid amount does reflect the actual cost to perform the work; and WHEREAS, the difference between the Engineer's estimate and the low bid is due to (3) factors. They are: 1. Bid item #4, Concrete Masonry unit Wall with Rock Veneer. This item was under estimated based on preliminary information received from material supplies. 2. Bid item #10, Concrete Surface Finishing. This is a sole source product and provider and only one contractor in the country does this process. The amount used in the engineer's estimate was based on information provided by this provider. However, based on the actual plans, the bid came in considerably higher. 3. Bid item #28, 5- >, "Thick P.C.C. Paving. This item was an item added to the proposal after the engineer's estimate was prepared. 1 y~ WHEREAS, staff reviewed the bids and all four bidders were consistent in their pricing of these items and based on that review staff believes the bids are appropriate and recommends award of the contract to the low bidder who has performed previous work for the City and their work has been satisfactory; and WHEREAS, the source of funding for this project includes State grant funds in PR-168 (Memorial Park) and PR-146 (Playground Renovation - Phase I) and it was determined that the project would require the paying of prevailing wage rates; and WHEREAS, no special minority or women-owned business requirements were necessary as part of the bid document, however, disadvantaged businesses were encouraged to bid through the send of Notice to Contractor through various trade publications. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula vista does hereby accept bids and award the contract to Fox Construction - San Diego in the amount of $114,715.00. BE IT FURTHER RESOLVED that the Mayor of the City of Chula vista is hereby authorized and directed to execute said contract for and on behalf of the City. BE IT FURTHER RESOLVED that the city Council does hereby re-appropriate $8,030 in Parkland Acquisition and Development (PAD) funds from PR-183 (Playground Renovation - Phase II) to PR-168 (Memorial Park). Presented by Approved as to form by o /'- 1/f! A)-f 9---0- Ann Y. Moore, Acting City Attorney John P. Lippitt, Director of Public Works C:\rs\pr168.bid 2 (f/ ~ A,-,t'4cttM-Ii'N T L- ate required to file a Statement of Disclosure of certain ownership or fmancial interests, payments, or campaign contributions, od all matters which will require discretionary action on the part of the City Council, Planning Commission, and all other official bOdies. The following information must be disclosed: List the names of all persons having a financial interest in the property which is the subject of the application or the Contract , e.g., owner, applicant, Contractor, subcontractor, material supplier. ~ ~M~) ptz1ri,JwJ .." . 2. If any person* identified pursuant to (I) above is a corporation or partnership, list the names of all individuals owning more than 10% of the shares in the corporation o~wning any partnership interest in the partnership. CLI'tW' J:;IVlA"", ';, as Ict.vf- lGQ , 3. If any person* identified pursuant to (1) above is non-profit organization or a trust, list the names of any person serving as director of the non-profit organization or as trustee or beneficiary or trustor of the trust. ,.;/~ , ... Have you had more than $250 worth of business transacted with any m er of the City staff, Boards, Commissions. Committees, and Council within the past twelve month? Yes No If yes, please indicate person(s): 5. Please identify each and every person, including any agents, employees, consultants, or independent Contractors who you have assigned to represent you before the City in this matter. vllr 6. Have you and/or your officers or agents, in the gregate, contributed more than $1,000 to a Council member in the current or preceding election period? Yes No If yes, state which Council members(s): Signatur O~&d of Contractorl Applicant 1;~t L.- . Date: 'f - t "7 - <t ~ t'\, Print or type name of Contractorl Applicant _ Person is defined as: "Any individual, firm, co-partnership, joint venture, association, social club, fraternal organization, corporation, estate, trust, receiver, syndicate, this and any other county, city or country, city municipality, district, or other political subdivision, or any other group or combination acting as a unit. Sl g- /' 7 .~ ,,~?-. ',~ '"~,""""'''''','.''''''' "~~ '-.'.' ,-.' ~.' ._.~". - ~"!""'" .~ ~"..""'F~."" COUNCIL AGENDA STATEMENT Iteml Meeting Date 11/12/96 /!'f~/ ITEM TITLE: Resolution Approving the first amendment to the agreement with DKS Associates for Traffic Signal System Upgrade Technical Design Study (CIP TF 237), authorizing the Mayor to Execute the Amendment. SUBMITTED BY: Director of Public Works ~ REVIEWED BY: City Manager J~; r'~1 6il:1 (4/5ths Vote: Yes _ No~) On November 14,1995, by Resolution l8l<OaOU;~~ approved an agreement with DKS Associates (DKS) to design an adaptive traffic control signal system. DKS has completed Tasks 1 and 3 of the contract and is currently working on Tasks 2 and 4. Task 2 includes specifications for the system and Task 4 is preparation of the plans, specifications and estimates (PS&E) for Phase II of the project. Subsequent to approval of the original contract, DKS suggested that staff consider the inclusion of video detection into the PS&E for Phase II of the work. The City has received approval of Congestion Mitigation and Air Quality (CMAQ) funds in the amount of $200,000 to do the work being performed by DKS. The contract approved by Council was for $169,000 leaving $31,000 available for additional work and staff time reimbursement. DKS has submitted a proposal to evaluate use of video detection in lieu ofthe standard loop detection and to prepare plans and specifications for use by the City in the Phase II work. They propose to perform this work for $24,650. Staff believes that it would be beneficial to include this work under Task 2 of the contract. RECOMMENDATION: That Council approve the first amendment to the agreement with DKS Associates, authorize the Mayor to execute said agreement. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: The City of Chula Vista has received State approval to utilize federal funds under the Federal Intermodal Surface Transportation Efficiency Act (ISTEA), Congestion Mitigation Air Quality (CMAQ) program to upgrade the city's traffic control system to a state of the art flexible timing "Adaptive Urban Traffic Control" system for the first phase of a three phase project. This project is identified in the city's FY 95/96 Capital Improvement Program (C1P) budget as TF237 - Traffic Signal System Upgrade and is also shown in the 1995 San Diego Regional Transportation Improvement Program as Federal Aid Project # 11-5203. Program Supplement Agreement No. 008 between the 9-// Page 2, Item ~ Meeting Date 11/12/96 City and the State will assure State reimbursement to the City for all costs associated with the traffic signal design study up to the amount of the grant which is $200,000. Council on November 14,1995 approved a contract with DKS Associates to complete Phase 1 for $169,000. Phase 1 consists of system design study. This phase ofthe project will provide a listing and specifications of the computer software and hardware required. Additionally this phase will provide construction drawings for modifying approximately 10 adjacent signalized intersections. The signal locations are on East "R" Street and on either side of East "R" Street on Otay Lakes Road. Phase 2 of the traffic signal system upgrade consists of the purchase of traffic control equipment and software and the installation of vehicle detection and signal modifications at the ten locations studied in Phase I. Phase 3 consists of installation of vehicle detectors and signal modifications at 80 to 100 additional locations . ADDITION TO CONTRACT SCOPE OF WORK DKS has provided a proposal to the City to evaluate the use of video detection in lieu of standard loop detectors at traffic signals and to provide a set of plans and specifications for use by the City as part of the Phase 2 project. Video detection is beneficial over the traditional loop detectors because of their flexibility. In order to act as a " traffic detector", the video camera works in conjunction with a computer to determine when the traffic passes over the "detector loop". The computer superimposes an image of a loop over the image from the computer. When traffic passes through the "loop" and changes the image within the area of the video "loop", traffic is registered by the computer, placing a call for the appropriate signal phase. Thus, the location of the "loop" can be changed easily to match future changes in the travel lane configuration and/or will be unaffected by pavement reconstruction work which would cut traditional loop wires. This is desirable because the detector location can be moved and the system tested to see if the most beneficial location is being utilized. In addition, when work is done in the intersection there will no longer be the need for the signal to be placed on fixed time while the loops are being replaced. These are particularly important considerations for an adaptive signal system, whose effectiveness relies heavily on the detection system. Out-of-service detectors would significantly reduce the adaptive signal system's ability to adjust the signal timings to adapt to changing traffic conditions. Another benefit to the use of video detection would be the long term savings associated with not replacing loop detectors due to overlays, utility work and reconstruction. Installation of standard loops cost approximately $400.00 per loop when replacing damaged loops and $250 per loop when loops are installed in larger intersections requiring between 60-70 loops. This represents a total cost for a new intersection of $15,000 to $17,500 per intersection whereas video detection for the same intersection would cost approximately $20,000 to $35,000. Therefore the use of video detection 9-,2 Page 3, Item ~ Meeting Date 11/12/96 would save the City the cost to install new loops, replace damaged loops, loops overlayed by asphalt or loops being replaced as a result of intersection modification. DKS Associates have assisted a number of cities to evaluate and develop specifications for use of video detection. Video detection has been used in Santa Ana, Stockton, Fresno, Irvine and other locations. The cost of commercially available video detection equipment ranges from $5,000 to over $35,000 per intersection depending on the different capabilities and constraints contained in the camera. For instance, the camera's come in black and white or color, have the ability to transmit data back to a central location and to do traffic counts or they can simply be used for communication with the controllers. Therefore staff believes it is important to evaluate the specific needs of the City and determine a set of functional specifications that best fit our needs. DKS Associates propose to evaluate the commercial systems available for the following: . systems deployed . error rate . night detection accuracy . weather condition sensitivity . cost effectiveness . installation requirements . maintenance and operation issues They propose to prepare specifications for implementation of the video detection system for use in the adaptive signal control system and to prepare traffic signal plans which include video detection in the adaptive signal control. REVISED DATES AND TIMES OF DELIVERABLES The original contract provided for the overall work to be completed in 240 days and for each task to be completed within a certain number of days from the notice to proceed. This specified time frame was due to project management aspects, but was not critical to the City as is the time frame specified for construction contracts. These time frames were also dependent upon staff's ability to provide information and/or respond. Therefore, there were no liquidated damages associated with this contract. The work being performed by DKS Associates has been dependent upon obtaining funding for the work covered under the contract, funding of Phase III of the project, staff review of the items submitted, and staff providing information to the consultant. Funding for the project was approved in late December 1995. The official notice to proceed was given as January 2,1996. The overall completion date, based on 240 working days was December 12,1996. Completion of the tasks indicated in the original agreement have been delayed for several reasons which were not the result of the consultants inaction. The delays were associated with the 9~3 Page 4, Item ~ Meeting Date 11/12/96 inability to perform certain of the tasks without knowing whether funding was available for Phase III; staffs inability to review submittals and provide information needed by the consultant in a timely manner as a result of reduced staff and shifting of staff to cover higher priority projects. Staff has revised the section of Exhibit A of the contract under Dates or Time Limit for Delivery of Deliverables and Date of Completion for All Consultant Services to reflect new dates of delivery. Staff has included a statement that allows the City Engineer to extend the date of deliverable if approved in writing. FISCAL IMP ACT: Funding in the amount of $200,000 for evaluation and design of a Chula Vista Adaptive Traffic Control System (Phase 1) has been provided by CaITrans under the CMAQ Federal Grant program. Phase 1 is identified in the FY 1995-96 CIP budget as TF237 - Traffic Signal System Upgrade. The work required of this project is being performed by DKS Associates consulting firm under the direction of traffic engineering staff. The addition of the $24,650 associated with the addition of video detection into the contract, DKS Associates contract will total $193,650.00. All of the consultant services will be reimbursed by the State under the provisions of the CMAQ federal grant. The remaining $6,350 of the grant money is available to reimburse for staff time charges. The CIP budget included $30,000 in Traffic Signal Funds as a contingency anticipating that staff time would not be eligible for reimbursement and/or the consulting contract amount would not leave sufficient funds to cover staff time. As of September 24,1996, staff time costs amount to $9,191.40. Therefore, $2,841.40 plus any future staff time costs will be charged to the Traffic Signal Fund. The amount the CIP budget should adequately cover the remaining staff time costs. The Traffic Signal Fund will lose a minor amount of interest based on the difference in time between when payments are made on the project and reimbursement funds are received. The actual amount of this loss is unknown, although minor, since we anticipate reimbursement will be between two and three months of when payments are made. Attachments: Exhibit "A" Resolution 18106 Exhibit "B" 11/14/95 Agenda Statement Agreement Exhibit "e" Agreement Approved by Resolution 18106 File: 0735-10 TF237 BN-003 M:\HOME\ENGINEERIAGENDA\DKSVlDW AU 9--t/ RESOLUTION NO. / !J' Y 9 / RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING THE FIRST AMENDMENT TO THE AGREEMENT WITH DKS ASSOCIATES FOR TRAFFIC SIGNAL SYSTEM UPGRADE TECHNICAL DESIGN STUDY (CIP TF 237) AUTHORIZING THE MAYOR TO EXECUTE THE AMENDMENT WHEREAS, on November 14, 1995, by Resolution 18106, Council approved an agreement with DKS Associates (DKS) to design an adaptive traffic control signal system; and WHEREAS, DKS has completed Tasks 1 and 3 of the contract and is currently working on Tasks 2 and 4; and and Task estimates WHEREAS, Task 2 includes specifications for the system 4 is preparation of the plans, specifications and (PS&E) for Phase II of the project; and WHEREAS, subsequent to approval of the original contract, DKS suggested that staff consider the inclusion of video detection into the PS&E for Phase II of the work and the City has received approval of Congestion Mitigation and Air Quality (CMAQ) funds in the amount of $200,000 to do the work being performed by DKS; and WHEREAS, the contract approved by Council was $169,000 leaving $31,000 available for additional work and time reimbursement; and for staff WHEREAS, DKS has submitted a proposal to evaluate use of video detection in lieu of the standard loop detection and to prepare plans and specifications for use by the City in the Phase II work and proposes to perform this work for $24,650; and WHEREAS, staff believes that it would be beneficial to include this work under Task 2 of the contract. NOW, THEREFORE, BE IT RESOLVED the City Council of the city of Chula vista does hereby approve the First Amendment to the Agreemnt with DKS Associates for Traffic Signal Upgrade Technical Design Study (CIP TF 237), a copy of which is on file in the office of the city Clerk. BE IT FURTHER RESOLVED that the Mayor is hereby authorized and directed to execute said First Amendment for and on behalf of the City of Chula vista. Presented by Approved as to form by John P. Lippitt, Director of Public Works u~ L1 ~~o Ann Y. Moore, Acting City Attorney C:\rs\dks.1st 9-~ FIRST AMENDMENT TO AGREEMENT BETWEEN CITY OF CHULA VISTA AND DKS ASSOCIATES FOR AN ADAPTIVE TRAFFIC SIGNAL UPGRADE TECHNICAL DESIGN STUDY THIS FIRST AMENDMENT TO THE AGREEMENT FOR AN ADAPTIVE TRAFFIC SIGNAL UPGRADE (AMENDMENT) is entered into as of November , 1996, by and between the City ofChula Vista (City), a municipal Chartered corporation of the State of California, and DKS Associates (Consultant), a Corporation, whose place of business and telephone numbers are set forth on Exhibit A, Paragraph 6. RECITALS: WHEREAS, the City of Chula Vista has approved an agreement (Agreement) with DKS Associates dated November 14,1995 and approved by Resolution 18106; and WHEREAS, the Agreement provided for a Traffic Signal System Upgrade Technical Study (CIP- TF 237), and WHEREAS, an amount of $200,000 was appropriated to fund the work indicated in the Agreement, to pay for additional work and to reimburse the City for staff time costs; and WHEREAS, the Agreement with the Consultant was approved in the amount of$169,000; and WHEREAS, this study is intended to improve the coordination between traffic signals and the use of video detection in lieu of standard traffic signal loops and will provide an ability to adjust the loop detector location easily to determine the most effective location; and WHEREAS, both the City and Consultant desire to amend the Agreement approved by Resolution 18106 to include video detection in the design of the adaptive traffic signal system. NOW, THEREFORE, Exhibit A of the Agreement is hereby amended to read as follows: A. Amend 8A. Scope of Work and Schedule as follows: Add to TASK 2 an evaluation of video detection as system detectors with the following items to be considered: . systems deployed M:IHOMEIENGlNEERITRAFFICIDKSAMD96. W AU Page 1 9-f . error rate . night detection accuracy . weather condition sensitivity . cost effectiveness . installations requirements . maintenance and operations issues Evaluate the items indicated above by: . Visiting locations in the field that contain video detection to identify design and cost Issues. . Obtaining literature on video systems from vendors . Discuss system capabilities with vendor representatives to identify the most appropriate system for Chula Vista. Include in the deliverable the following: . An analysis of the results of the evaluation and provide a recommendation and criteria for use of video detection for the pilot corridor and future use. Deliverables: 1) A Technical Memorandum documenting the video detection evaluation and location of system detectors. Add to TASK 4 preparation of detailed plans and specifications for the implementation of the recommended video detection devices to be incorporated in the plans, specifications and estimates (PS&E) for Phase II. Deliverables: 1) Include in the preparation of the PS&E for Phase II detailed plans, specifications and estimates to include video detection in the adaptive system control. B. Amend 8C. Dates or Times for Delivery of Deliverables to read as follows: Phase I Working Days from Notice to Proceed Deliverables for Task 1: Complete Deliverables for Task 2: 255 M :\HOMEIENGINEERITRAFFICIDKSAMD96. W AU 9-/ Page 2 Deliverables for Task 3: Complete Deliverables for Task 4: 280 Deliverables for Task 5: Not Required Deliverables for Task 6: 320 The number of working days for each task may be increased by the City Engineer prior to exceeding the number of working days indicated for each task if said increase is authorized in writing. C. Amend 8D to read as follows: Date for completion of all consultant services: Phase I shall be completed in 320 working days from the notice to proceed unless extended by the Citv Engineer in writing prior to the date of completion. D. Amend l1A. Compensation to read as follows: Single Fixed Fee Amount: $193,650.00, payable as follows: Task Amount 1. Evaluate adaptive systems 2. Develop specifications 3. Recommend communication system 4. PS&E for Phase II 5. Optional task 6. Contractor selection $43,773.00 $52,285.00 $ 7, 567.00 $78,336.00 o $11.689.00 TOTAL $193,650.00 E. Except as modified herein, all other provisions of the Agreement approved by Resolution 18106 approved on November 14, 1995, shall remain in full force and effect. M:\HOME\ENGINEER\TRAFFIClDKSAMD96. W A U 9-Y Page 3 714-543-0402 D~S riSSOC - D.C. 459 P05 NOU 05 _ _ Signature P"ile for the First Amendment to Agreement between City of Chula Vista and DKS Associates for an Adaptive Traffic Signal System_ IN W11NESS WHEREOF, City and Consultllnt have executed thil; First Amendment thereby indicating that they have ree.d and understood same, and indicate their full and complete co~ent to its tems: Dated: ,19_ City ofChula Vista by: Shirley Horton, M"yor Attest; Beverly Authelet, City Clerk Approved as to fonn: CL-.... 'YV1~ 9"'-9-- .Aun Moore, lnterim City AUO\11ey Dilted; B: nllIlle of person ~~. ~~ By: [natne of pelWn, title] Exhibit List to Agreement ( ) Exhibit A. M:>HOMElENCiINl!U\Tl\AFflt:=S1,M09S.\lI AU 1'1". ATTACHMENT "A" .777' RESOLUTION NO. 18106 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING AGREEMENT WITH DKS ASSOCIATES FOR A TRAFFIC SIGNAL SYSTEM UPGRADE TECHNICAL DESIGN STUDY (CIP-TF237), AUTHORIZING THE MAYOR TO EXECUTE THE AGREEMENT, AND APPROPRIATING FUNDS THEREFOR WHEREAS, on June 8, 1995 the Director of Public Works received proposals from six transportation consulting firms to perform the traffic signal system design study to determine the merits of upgrading the City's "fixed" coordinated timing signal system to a more real time responsive ("adaptive") coordinated timing signal system; and WHEREAS, in accordance with Council Policy, a City Manager's Consultant Selection Committee (Committee), after evaluating the proposals and interviewing four firms, selected DKS Associates as the most qualified firm to perform the traffic signal upgrade design study; and WHEREAS, when the State executes this agreement (approval is a formality and is expected to occur within 30 days!. the consultant will be given notice to proceed as so stipulated in the consultant agreement. NOW, THEREFORE, BE IT PC:SOLVED the City Council of the City of Chula Vista does hereby approve agreement with DKS Associates for a Traffic Signal System Upgrade Technical Design Study (CIP-TF237), a copy of which is on file in the office of the City Clerk as Document No. C095-227. BE IT FURTHER RESOLVED that the Mayor of the City of Chula Vista IS hereby authorized and directed to execute said Agreement for and on behalf of the City of Chula Vista. BE IT FURTHER RESOLVED that the amount of $200,000 is hereby appropriated as a loan from the Traffic Signal Fee Fund to cover the actual expenditures until the reimbursement is received and since the grant will not pay interest costs, the loan will be an interest free loan with the Traffic Signal Fund foregoin a lost reven e during the interim period. ohn P. Lipp tt ublic Works Director Bruce M. Boogaard City Attorney Presented by ~ 9-/~: ~9 \ - This Page Blank - /J-.;L ITEM TrfLE: SUBMITTED BY: REVIEWED BY: ATTACHMENT "B" COUNCIL AGENDA STATEMENT Item 10 Meeting Date 11/14/95 Resolution \ 8 '05 approving a Congestion Mitigation and Air Quality "CMAQ" Program Supplement between the City of Chula Vista and Caltrans for Federal-Aid funding to design an Adaptive Traffic Control Signal System. Resolution I ~ I OCt, Approving Agreement with DKS Associates for a Traffic Signal System Upgrade Technical Design Study (CIP- TF237) , authorizing the Mayor to execute the Agreement, and appropriating funds therefor. Director of Public wor~ City Manager (4/Sths Vote: Yes X No-> The City of Chula Vista has received State approval to utilize federal funds under the Federal lntermodal Surface Transportation Efficiency Act (ISTEA), Congestion Mitigation Air Quality (CMAQ) program to upgrade the city's traffic control system to a state of the art flexible timing "Adaptive Urban Traffic Control" system for the first phase of a three phase project. This project is identified in the city's FY95/96 Capital Improvement Program (CIP) budget as TF237 - Traffic Signal System Upgrade and is also shown in the 1995 San Diego Regional Transportation Improvement Program as Federal Aid Project # 11-5203. Program Supplement Agreement No. 008 between the City and the State will assure State reimbursement to the City for all costs associated with the traffic signal design study upon notice from the State that they have executed the reimbursement agreement. On June 8, 1995 the Director of Public Works received proposals from six transportation consulting firms to perform the traffic signal system design study to determine the merits of upgrading the City's "fixed" coordinated timing signal system to a more real time responsive ("adaptive") coordinated timing signal system. In accordance with Council Policy, a City Manager's Consultant Selection Committee (Committee), after evaluating the proposals and interviewing four firms, selected DKS Associates as the most qualified firm to perform the traffic signal upgrade design study. When the State executes this agreement (approval is a formality and is expected to occur within 30 days), the consultant will be given notice to proceed as so stipulated in the consultant agreement. RECOMMENDATION: That Council: 1) approve the resolution approving Program Supplement to Local Agency-State Agreement for Federal-Aid Projects No. 11-5203 between the City of Chula Vista and State of California Department of Transportation for Phase I of the City's Congestion Mitigation and Air Quality (CMAQ) "Adaptive Urban Traffic Control" ~ / -II ATTACHMENT "B" Page 2, Item-1O- ,<leeting Date 11-14-95 system project, and authorize the Mayor to execute the supplement; 2) approve the resolution approving an agreement between the City and DKS Associates to perform a Traffic Signal System Upgrade Design Study (TF-237), authorize the Mayor to execute said agreement; and appropriating Traffic Signal Funds in the amount of $200,000 to cover the cost of the project. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: The City's current traffic control system, referred to as an Urban Traffic Control " UTC" system (JHK series 2000), controls and monitors 128 traffic signals. Coordination of traffic signals are implemented in this system by running "fixed cycle" signal timing plans at different times of the day and different days of the week. The "fixed cycle" timing plans are based on pre-determined peak traffic volumes taken during different times of the day or week. The timing plans assume that the same traffic volume patterns will remain fixed during these pre-determined time periods. This system is, thus, limited in its ability to adapt and respond automatically to variations in peak hour volumes and the times these variations occur, particularly when considering future traffic demands that will be placed on the City's circulation system as a result of expected future growth. The proposed adaptive traffic control is a dynamic system that uses real time, electronically collected, traffic volume data. The adaptive traffic control sy~tem continuously measures traffic demands on all approaches to signalized intersections and transmits this information to a master controller which, in turn, electronically adjusts the timing of affected signals. The timing and coordination of traffic signals is performed continuously, thereby responding to ever changing traffic flow conditions. The adaptive traffic control system is considered to be the state of the art in coordinating and optimizing the sequence of timing traffic signal system networks. The cost to implement this new state of the art traffic control system is being made available to the City of Chula Vista under the Federal lntermodal Surface Transportation Efficiency Act ISTEA), Congestion Management and Air Quality (CMAQ) program through the State and our regions transportation agency, SANDAG. Implementation of the new traffic (adaptive) control system is planned to take place in three stages over a three to five year period for a total cost of approximately $2,000,000. Phase 1 Phase one ($200,000), is a system design study. This phase of the project will provide a listing and specifications of the computer software and hardware required. Additionally this phase will provide construction drawings for modifying appoximately 10 adjacent signalized intersections. The supplemental agreement, the subject of this report, requires Council approval before funds in the amount of $200,000 can be released for payment to the consultant engaged to perform the Phase one of the signal upgrade project. This phase of the project has been designated as Federal-Aid Projects No. 11-5203. Execution of the attached Program Supplement is a Federal requirement for the expenditure of the $200,000 grant. ~ 7~/.2 AI I ACrll'Iti1 I "D" Page 3, ItemJ(L Meeting Date 11-14-95 Phase 2 Phase two consists of the purchase of traffic control equipment and software and the installation of vehicle detection and signal modifications at ten locations. Approximately $700,000 of CMAQ funding will be needed to implement this phase of the project. The city's request for CMAQ funding from the 1996 appropriation for this phase has received regional approval from SANDAG. This phase appears in the FY 1996 regional transportation program as amendment number 5. The requested $700,000 of CMAQ funds are expected to be available at the conclusion of phase I subject to final federal approval. Phase 3 Phase three consists of the installation of vehicle detectors and signal modifications at 80 to 100 locations. The cost to implement this last phase is estimated to be $1,100,000. The City's request for additional CMAQ funding from the 1997 FY . program for phase three has received tacit approval from the San Diego Traffic Engineering Council (SANTEC), a SANDAG standing committee. SANTEC is charged with the responsibility of reviewing CMAQ candidate projects applications from jurisdictions throughout the region and recommending to the SANDAG board of directors which projects should receive CMAQ funding. Acceptance of Federal Funds Acceptance of Federal CMAQ funds to conduct a design study (Phase 1) according to the State Program Supplement Agreement, does not commit the City to proceed with implementation of the upgrade proposed project, Phase 2 and or 3. Phase 1 is a stand alone study which will provide a blue print for upgrading the City's existing signal system. Although the City has received Federal approval to proceed with Phase 1, there is no obligation to the City to proceed with Phase 2 or 3 at City expense, if Federal funds do not become available in the future. Consultant Selection Subsequent to SANDAG and Federal approval of the City's project, a Request for Proposals to perform a traffic signal system design upgrade study was sent to 32 transportation consulting firms. It was determined that City staff did not possess the necessary expertise, experience, or staffing level to conduct the traffic signal system up grade study in house. After a thirty day time certain closing date period, staff received siX proposals. The six proposals were evaluated by the Manager's Consultant Selection Committee. Members of the Committee were: Hal Rosenberg, Traffic Engineer; Cecil Chau, Signal System Engineer; Duncan Hughes, Associate Traffic Engineer for the City of San Diego; and Edward Krolikowski, City Traffic Engineer for the City of El Cajon. The Committee evaluated the proposals for completeness, cost, qualifications of personnel, understanding of the project, experience with traffic signal operations and knowledge of computer signal system applications. The Committee, after evaluating the proposals, interviewed the four highest ranked consulting firms: ~ ~?-/J ATTACHMENT "8" Page 4, Item~ Meeting Date 11-14-95 Consultant Cost Proposal DKS Associates(1) - Irvine, CA $169,890(2) $169,000(3) Darnell & Associates(1) - San Diego, CA $169,018 KOA/NET/BRW(I) - San Diego, CA $172,984 JHK(I) - San Diego, CA $186,168 UMA - Irvine, CA $192,517 Frederick R. Harris - San Diego $193,306 (I) _ Four highest rank firms (2) _ Original Cost Proposal (3) _ Negotiated Cost Based on the submitted proposals, and taking in consideration costs, system design proposal, and the results of the interview precess, the Committee selected DKS Associates as the best firm. DKS had, by far, the most hands on experience with adaptive traffic control systems and a strong team of individuals who have a good reputation for their expertise in this field. They demonstrated a more thorough knowledge of the City's existing system and understanding of our objectives in comparison with the other consultants. All of the other proposers had weaknesses in various areas such as experience with adaptive systems or personnel and staffing depth. Some of the other consultants made weak proposals and/or presentations that appeared to indicate a lack of ability to meet the City's needs. Therefore, regardless of the cost, DKS was top ranked and would have been selected for an agreement. However, staff negotiated with them for a more acceptable price as part of the contract negotiations. Scope of Consultant Agreement The attached DKS traffic signal system upgrade contract being considered by Council includes six tasks to be completed over an eight month period. Assuming work commences by December 1995, the design study would be completed in July 1996. The following is a summary of the tasks and deliverables required of the contract. Task 1: Evaluation of alternative traffic control systems A complete report of the review and analysis of the existing system and related infrastructure, alternative adaptive control systems and their pros and cons relative to the City's needs, and a financial plan relative to the phasing of the system implementation will be prepared and will be the product of this first task. ~ 7-/1 ATTACHMENT "B" Page 5, Item to Meeting Date 11-14-95 Task 2: Prepare hardware and software technical specifications Functional and technical specifications for a new adaptive traffic control system will be the product of this task. Task 3: Communication system recommendation A technical report on the recommended communication system tailored to the City's existing signal system architecture will be the product of this task. Task 4: Prepare plans, specifications and estimates (PS&E) for Phase 2 The products of this task will be: . PS&E plans for the necessary traffic signal, vehicle detection system, and field/intersection modifications . Contract documents for bidding of Phase 2 of the adaptive traffic control system. Field construction drawings, specifications and cost estimates for vehicle detection modifications necessary to implement the recommended adaptive traffic control system. Task 5: Communications PS&E (optional) Depending on the communication system recommended and accepted by staff in Task 3, DKS will provide PS&E of the selected communication design. Task 6: Assist City staff in contractor selection and negotiations for Phase 2 Contractor selection criteria and a list of questions will be the product of. this task. Agreement The agreement with DKS Associates uses the City's standard two-party agreement. Under this contract, DKS Associates agrees to perform the Scope of Work as outlined in Exhibit A for a single fixed fee of $169,000. Engineering staff has worked closely with the City Attorney's office to formulate the proposed agreement. The agreement stipulates that the consultant shall not proceed with the project until they receive written notification from the City Engineer which shall occur when the City receives confirmation from the State that the payment service agreement (State program supplement authorizing reimbursement for services) has been executed. The final !legotiated fee of $169,000 is the lowest fee offered by the six consulting firrns competin;; for the City's contract. ~ 7- ~ ( ,L ATTACHMENT "B,j'O Page 6, Item--L- Meeting Date 11-14-95 Appropriation: Since the CMAQ grant will only be available on a reimbursement basis, funds need to be appropriated from the Traffic Signal Fee Fund to cover the actual expenditures until the reimbursement is received. As indicated by the existing appropriation of Traffic Signal funds, this is a legitimate use of those funds. The grant will enable the City to undertake a betterment project that we would not otherwise be able to do with our limited Traffic Signal funding. The amount that needs to be appropriated is $200,000. FISCAL IMPACT: Funding in the amount of $200,000. for evaluation and design of a Chu]a Vista Adaptive Traffic Control System (phase 1) will be provided by Caltrans under the CMAQ Federal Grant program. Phase 1 is identified in the FY 1995-96 CIP budget as TF237 - Traffic Signal System Upgrade. The work required of this project will be performed by DKS Associates consulting firm under the direction of traffic engineering staff. .AI] associated staff time and consultant services will be charged against the project and reimbursed by the State under the provisions of the CMAQ federal gr~t. Since this is a fixed fee contract, there will be no additional costs unless the City determines that additional work is required. In that case, staff would evaluate the amount of funding available for the desired additional work and make a recommendation according]y. In the unlikely event there is a cost over-run, the City would have to pay those costs in excess of the grant. The CIP budget included $30.,000 in Traffic Signal Funds as a contingency anticipating that staff time would not be eligib]e for reimbursement and/or the consulting contract amount would not leave sufficient funds to cover staff time. CalTrans subsequently advised us that staff time is eligible for reimbursement. The Traffic Signa] Fund will loose a minor amount of interest based on the difference in time between when payments are made on the project and reimbursement funds are received. The actual amount of this Joss is unknown, although minor, since we anticipate reimbursement will be between two and three months of when payments are made. File: 0735-10 TF237 BN-003 m: Ihomelengineulagendalcmaq&dks.cls ~ 9~/& ATTACHMENT "C" File No. 0735-10-TF237-BN003 Agreement between City of Chula Vista and DKS Associates for an Adaptive Traffic Signal Upgrade Technical Design Study This Agreement, made and entered into this /f/-/.J day of A&J!. 19~ in the City of Chula Vista, County of San Diego, State of California, is by and between the City of Chula Vista (City), a municipal Chartered corporation of the State of California, through its duly elected or appointed, qualified and acting Deputy Public Works Director/City Engineer (Administrator), and DKS Associates (Consultant), a Corporation, whose place of business and telephone numbers are set forth on Exhibit A. Paragraph 6. li{0 /' This Agreement, dated /I~ '? for the purposes of reference only, and effective as of the date last executed unless another date is otherwise specified in Exhibit A, Paragraph 1 is made with reference to the following facts: Recitals Whereas, the City of Chula Vista has advertised for Request for Proposals for a consultant to develop Functional and Technical Specifications for upgrading, the City's "Urban Traffic Control" system to an "Adaptive Traffic" control system. Federal-Aid "Congestion Mitigation and Air Quality (CMAQ) Program. Whereas, after having received and reviewed Proposals from six (6) licensed finns, qualified to provide such services, the City of Chula Vista has chosen, DKS Associates as the most qualified and desirable firm with which to enter into agreement with to fulfill the requirements of this contract; and, Whereas, the Consultant warrants and represents that they are experienced and staffed in a manner such that they are and can prepare and deliver the products and services required of Consultant to City within the time frames herein provided all in accordance with the terms and conditions of this Agreement; NOW, THEREFORE, BE IT RESOLVED that the Administrator and the Consultant do hereby mutually agree that the Consultant for and in consideration of the covenants, conditions, agreements, and stipulations of the Administrator herein expressed, does hereby agree to furnish to the Administrator services and materials, as follows: 1. Consultant's Duties A. General Duties v.'PC F:\Hm..fE\ENGll'lUR\ADMlli\CON1RAC1\DKSC01'i1iR..DH ~ 7-/; / C?'95-.u,7 .--f J R' ) /; /, Page 1 ATTACHMENT "C" Consultant shall perform all of the services described on the attached Exhibit A, Paragraph 7, entitled "General Duties"; and, B. Scope of Work and Schedule In the process of performing and delivering said "General Duties", Consultant shall also perform all of the services described in Exhibit A, Paragraph 8, entitled" Scope of Work and Schedule", not inconsistent with the General Duties, according to, and within the time frames set forth in Exhibit A, Paragraph 8, and deliver to City such Deliverables as are identified in Exhibit A, Paragraph 8, within the time frames set forth therein, time being of the essence of this agreement. The General Duties and the work and deliverables required in the Scope of Work and Schedule shall be herein referred to as the "DefIned Services". Failure to complete the DefIned Services by the times indicated do.es not, except at the option of the City, operate to terminate this Agreement. C. Reductions in Scope of Work City may independently, or upon request from Consultant, from time to time reduce the DefIned Services to be performed by the Consultant under this Agreement. Upon doing so, City and Consultant agree to meet in good faith and confer for the purpose of negotiating a corresponding reduction in the compensation associated with said reduction. D. Additional Services In addition to performing the DefIned Services herein set forth, City may require Consultant to perform additional consulting services related to the Defmed Services ("Additional Services"), and upon doing so in writing, if they are within the scope of services offered by Consultant, Consultant shall perform same on a time and materials basis at the rates set forth in the "Rate Schedule" in Exhibit A, Paragraph I I (C), unless a separate fIxed fee is otherwise agreed upon. All compensation for Additional Services shall be paid monthly as billed. E. Standard of Care Consultant, in performing any Services under this agreement, whether Defmed Services or Additional Services, shall perform in a manner consistent with that level of care and skill ordinarily exercised by members of the profession currently practicing under similar conditions and in similar locations. F. Insurance Consultant represents that it and its agents, staff and sub consultants employed by it in connection with the Services required to be rendered, are protected against the risk of loss by the following insurance coverages, in the following categories, and to the limits specified, policies of which are issued by Insurance Companies that have a Best's Rating of "A, Class V" or better, or shall meet with the approval of the City: \\'PC F:\HO!\!E\ENGn-.'EER\ADMTh;'\CON1RACl\DKSCO~'"HR.DH ~ 7-/~ Page 2 ATTACHMENT "C" Statutory Worker's Compensation Insurance and Employer's Liability Insurance coverage in the amount set forth in the attached Exhibit A; Paragraph 9. Co=ercial General Liability Insurance including Business Automobile Insurance coverage in the amount set forth in Exhibit A, Paragraph 9, combined single limit applied separately to each project away from premises owned or rented by Consultant, :which names City and Applicant as an Additional Insured, and which is primary to any policy which the City may otherwise carry ("Primary Coverage"), and which treats the employees of the City and Applicant in the same manner as members of the ""general public ("Cross-liability Coverage"). Errors and Omissions insurance, in the amount set forth in Exhibit A, Paragraph 9, unless Errors and Omissions coverage is included in the General Liability policy. G. Proof of Insurance Coverage. (1) Certificates of Insurance. Consultant shall demonstrate proof of coverage herein required, prior to the commencement of services required under this Agreement, by delivery of Certificates of Insurance demonstrating same, and further indicating that the policies may not be canceled without at least thirty (30) days written notice to the Additional Insured. (2) Policy Endorsements Required. In order to demonstrate the Additional Insured Coverage, Primary Coverage and Cross-liability Coverage required under Consultant's Co=ercial General Liability Insurance Policy, Consultant shall deliver a policy endorsement to the City demonstrating same, which shall be reviewed and approved by the Risk Manager. H. Security for Performance. (1) Performance Bond. In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide a Performance Bond (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Performance Bond"), then Consultant shall provide to the City a performance bond by a surety and in a form and amount satisfactory to the Risk Manager or City Attorney which amount is indicated in the space adjacent to the term, "Performance Bond", in said Paragraph 19, Exhibit A. (2) Letter of Credit. In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide a Letter of Credit (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Letter of Credit"), then Consultant shall provide to the City an irrevocable letter of credit callable by the City at their unfettered discretion by submitting to the bank a letter, signed by the City Manager, stating that the Consultant is in ~ ';7' - / ? Page 3 \\"PC F:IJi01l.iFEKGDo"EER\ADM]}.'\CQ}';'TRAC1'DKSCO}"'"HR.DH ATTACHMENT "c" breach of the temis of this Agreement. The letter of credit shall be issued by a bank, and be in a form and amount satisfactory to the Risk Manager or City Attorney which amount is indicated in the space adjacent to the term, "Letter of Credit", in said Paragraph 19, Exhibit A. (3) Other Security In the event that Exhibit A, at Paragraph 19, indicates the need for Consultant to provide security other than a Performance Bond or a Letter of Credit (indicated by a check mark in the parenthetical space immediately preceding the subparagraph entitled "Other Security"), then Consultant shall provide to the City such other security therein listed in a form and amount satisfactory to the Risk Manager or City Attorney. I. Business License Consultant agrees to obtain a business license from the City and to otherwise comply with Title 5 of the Chula Vista Municipal Code. 2. Duties of the City A. Consultation and Cooperation City shall regularly consult the Consultant for the purpose of reviewing the progress of the Defined Services and Schedule therein contained, and to provide direction and guidance to achieve the objectives of this agreement. The City shall permit access to its office facilities, files and records by Consultant throughout the term of the agreement. In addition thereto, City agrees to provide the information, data, items and materials set forth on Exhibit A, Paragraph 10, and with the further understanding that delay in the provision of these materials beyond 30 days after authorization to proceed, shall constitute a basis for the justifiable delay in the Consultant's performance of this agreement. B. Compensation Upon receipt of a properly prepared billing from Consultant submitted to the City periodically as indicated in Exhibit A, Paragraph 18, but in no event more frequently than monthly, on the day of the period indicated in Exhibit A, Paragraph 18, City shall compensate Consultant for all services rendered by Consultant according to the terms and conditions set forth in Exhibit A, Paragraph 11, adjacent to the governing compensation relationship indicated by a "checkmark" next to the appropriate arrangement, subject to the requirements for retention set forth in paragraph 19 of Exhibit A, and shall compensate Consultant for out of pocket expenses as provided in Exhibit A, Paragraph 12. All billings submitted by Consultant shall contain sufficient information as to the propriety of the billing to permit the City to evaluate that the amount due and payable thereunder is proper, and shall specifically contain the City's account number indicated on Exhibit A, Paragraph 18 (C) to be charged upon making such payment. ",PC F,'HOMEIENGINEER'.ADMIN\CONTRAC1\DKSCO/''HR.DH ~ 7 _ ~ Page 4 ATTACHMENT "C" ( ) Category No.7. Business positions. ( ) List "Consultant Associates" interests in real property within 2 radial miles of Project Property, if any: ] 6. ( ) Consultant is Real Estate Broker and/or Salesman ] 7. Permitted Subconsultants: MYA~ PBO & D Vallev Research & Plannin~ Associates ] 8. Bill Processing: A. Consultant's Billing to be submitted for the following period of time: ( X ) Monthly ( ) Quarterly ( ) Other: B. Day of the Period for submission of Consultant's Billing: ( ) First of the Month ( ) 15th Day of each Month ( ) End of the Month ( X ) Other: Paid upon acceptance of deliverables C. City's Account Number: ] 9. Security for Performance () Performance Bond, $ () Letter of Credit, $ () Other Security: Type: Amount: $ (X ) Retention. If this space is checked, then notwithstanding other provisions to the contrary requiring the payment of compensation to the Consultant sooner, the City shall be entitled to retain, at their option, either the following "Retention Percentage" or "Retention Amount" \VPC M:\HOME\ENGlllNEER\TRAmadksagr.hr Page] ] C:' . ~ 7~2/ ATTACHMENT "C" ~ ( ) Other Actual Identifiable Direct Costs: , not to exceed $ , not to exceed $ 13. Contract Administrators: City: Harold Rosenberg, Traffic Engineer, Public Services Building, 276 Fourth Avenue, Chula Vista, CA 91910, (619) 691-5116. Consultant: Leo K. Lee, Senior Vice President, DKS Associates, 2700 North Main Street, Suite 900, Santa Ana, CA 92705-9601, (714) 543-9601, Fax (714) 648-0402 14. Liquidated Damages Rate: (x )$_O_perday. ( ) Other: 15. Statement of Economic Interests, Consultant Reporting Categories, per Conflict ofInterest Code: ( X ) Not Applicable. Not an FPPC Filer. ~-. ( ) FPPC Filer ( ) Category No. I. Investments and sources of income. ( ) Category No.2. Interests in real property. ( ) Category No.3. Investments, interest in real property and sources of income subject to the regulatory, permit or licensing authority of the department. ( ) Category No.4. Investments in business entities and sources of income which engage in land development, construction or the acquisition or sale of real property. ( ) Category No.5. Investments in business entities and sources of income of the type which, within the past two years, have contracted with the City of Chula Vista (Redevelopment Agency) to provide services, supplies, materials, machinery or equipment. ( ) Category No.6. Investments in business entities and sources of income of the type which, within the past two years, have contracted with the designated employee's department to provide services, supplies, materials, machinery or equipment. WPC M:\HOME\ENGlI ONEER\TR.AFFlC\dkusr.hr Page 10 ~ J---.2c2. ATTACHMENT "C" t/ At such time as Consultant shall. have incurred time and materials equal to ("Authorization Limit"), Consultant shall not be entitled to any additional compensation without further authorization issued in writing and approved by the City. Nothing herein shall preclude Consultant from providing additional Services at Consultant's own cost and expense. Category of Employee Hourly Rate Schedule of Consultant Name Rate DKS (project Manager) Lee $145 DKS Tighe $145 DKS Smith $110 MY A-ASIA Thompson $130 PBlFaradyne Argobright $120 VRPA Murphy $ 65 ( ) Hourly rates may increase by 6% for services rendered after [month], 19 ,if delay in providing services is caused by City. 12. Materials Reimbursement Arrangement For the cost of out of pocket expenses incurred by Consultant in the performance of services herein required, City shall pay Consultant at the rates or amounts set forth below: ( ) None, the compensation includes all costs. Cost or Rate ( ) Reports, not to exceed $ ( ) Copies, not to exceed $ ( ) Travel, not to exceed $ ( ) Printing, not to exceed $ ( ) Postage, not to exceed $ ( ) Delivery, not to exceed $ ( ) Long Distance Telephone Charges, not to exceed $ Page 9 WPC M:\HOME\ENGl9NEER\TRAFFlC\dksagr.hr ~ 7-.2] ATTACHMENT "C" /J 'V Task 1. Evaluate adaptive systems 2. Develop specs. 3. Recommend communication system 4. PS&E for Phase II 5. Optional task 6. Contractor selection $43,773.00 $41,035.00 $ 7,567.00 $64,936.00 o $11.689.00 TOTAL $169,000.00 B. ( ) Phased Fixed Fee Arrangement. For the performance of each Task or portion of the Defined Services by Consultant as are separately identified below, City shall pay the fixed fee associated with each phase of Services, in the amounts and at the times or milestones or Deliverables set forth. Consultant shall not commence Services under any Task, and shall not be entitled to the compensation for a Phase, unless City shall have issued a notice to proceed to Consultant as to said Task. Task Fee for Said Task 1. 2. 3. $ $ $ C. ( ) Hourly Rate Arrangement For performance of the Defined Services by Consultant as herein required, City shall pay Consultant for the productive hours of time spent by Consultant in the performance of said Services, at the rates or amounts set forth in the Rate Schedule hereinbelow according to the following terms and conditions: (I) ( ) Not-ta-Exceed Limitation on Time and Materials Arrangement Notwithstanding the expenditure by Consultant of time and materials in excess of said Maximum Compensation amount, Consultant agrees that Consultant will perform all of the Defined Services herein required of Consultant for $ including all Materials, and other "reimbursable" ("Maximum Compensation"). (2) ( ) Limitation without Further Authorization on Time and Materials Arrangement VIPC M:\HOME\ENGI8NEER\TRAFFTC\dksagr.hr Page 8 ~ 7-.21 ATTACHMENT "C" ~ Task 5 - Communications PS&E (optional) Depending on the communications system recommended in Task 3, DKS will provide PS&E of the selected communications design. It should be noted that, if leased telephone lines is the preferred communications option, then the local modifications to the telephone demarcation is included in the PS&E in Task 4. Only if large scale modifications of the communication system is required, such as extensive interconnect and land-lines, will this task be required. This task will, therefore, be optional and not included in the current cost proposal. Deliverables (optional): PS&E of Communication Design Task 6 - Assist City staff in contractor selection and negotiation DKS will provide assistance to the City in selecting the contractor for implementation. Assistance may include participation in interviews, selection meetings, contract negotiations with contractor, and presentations to the City Council. Prior to interviewing, DKS will review proposals to enSure conformance with the City's needs. A list of questions will be prepared for each bidder prior to the interview. DKS will also assist the City to develop a list of selection criteria for evaluating the proposals. Examples of such criteria include: . Cost of central hardware and software . Cost of local software and detection . communication costs . System features . Upgrade potential . User-friendliness of graphical interface . Training and documentation . Prior implementation experience in the U.s. . Warranty and on-site support after system turn-on Deliverables: Contractor Selection Criteria and List of Questions Upon selection of the successful vendor, DKS will assist the City to negotiate with the contractor prior to recommendation to City Council. DKS will also make presentation to the City Council together with city staff prior to beginning of Phase II. B. Date for Commencement of Consultant Services: () Same as Effective Date of Agreement ( x) Other: Upon written notification by the City Engineer to proceed. (Notice will not be issued by the City until the City receives written confirmation from the State that the State has executed a Program Supplement Agreement with the City, authorizing reimbursement of consultant services provided under this agreement). C. Dates or Time Limits for Delivery of Deliverables: Page 6 \\'PC M:\HOME\ENGl6NEER\TRAmC\dksagr.hr ~ 9-~ ~r c Phase I Days from Notice to Proceed Deliverables for Task I: 30 Days Deliverables for Task 2: 120 Days Deliverables for Task 3: 120 Days DeJiverables for Task 4: J 80 Days Deliverables for Task 5: (optional): 180 Days Deliverables for Task 6: 240 Days D. Date for completion of all Consultant services: Phase I shall be completed in 240 days from Notice t Proceed. 9'. Insurance Requirements: (x) Statutory Worker's Compensation Insurance (x) Employer's Liability Insurance coverage: $1,000,000. (x) Commercial General Liability Insurance: $1,000,000. ( ) Errors and Omissions insurance: None Required (included in Commercial General Liability coverage). (x) Errors and Omissions Insurance: $250,000 (not included in Commercial General Liability coverage). 10. Materials Required to be Supplied by City to Consultant: II. Compensation: A. ,( X) Single Fixed Fee Arrangement. For performance of all of the Defined Services by Consultant as herein required, City shall pay a single fixed fee in the amounts and at the times or milestones or for the Deliverables set forth below: Single Fixed Fee Amount: $169.000.00 . payable as follows: Amount or Percent of Fixed Fee Payable monthly upon presentation of invoices by Consultant based on percentage complete by task. The following budget breakdown represents the budget by task: wPC M,\HOMElENGI7NEER\TRAFFlNk..,d" Page 7 k=(1J 9- I / '" =-"- V . --: ATTACHMENT "C" u Task 4 - Prepare Plans, Specifications & Estimates for Phase II The review of existing equipment and the recommendation of an adaptive system for installation in Chula Vista will provide sufficient information to permit the development of an implementation plan for the new system. The plan will include the identification of approximately ten intersections which will be implemented in Phase 2 of the project. The remaining signalized intersections in the City will be implemented in Phase 3 or additional phases depending on future funding. The identification of the first section of approximately ten intersections to be implemented on the new adaptive system will be based on a number of criteria: . reasonably high visibility such that improvements in operation will be readily apparent to the driving public . geographically separate or significantly different in traffic characteristics from nearby signals that the section can be operated under adaptive control while not negatively impacting nearby signals . the communications links should be easy to implement, i.e., the telephone assigrunents to the intersections should be able to be readily switched to the new system or hardwired interconnect already exists thereby requiring no major conduit installation. The implementation of the first section of signals must be able to be accomplished without interrupting the operation of the rest of the signals under the control of the City's existing system. An important aspect of the staging/implementation plan will be to ensure that traffic control is not impaired during the transition to the new system. The implementation plan will include identifying geographic sections of the system and the order in which they might best be implemented. The selection of the geographic sections will be coordinated with City staff and will be based on a set of criteria which responds to alleviating traffic congestion and providing responsive operation to sections of the City where traffic conditions are not always predictable. The consultant will conduct a review of the traffic characteristics and field conditions and determine detector placement and selection requirements. Deliverables: . PS&E plans for the necessary traffic signal, vehicle detection system, and field/intersection modifications. . Contract documents for bidding of Phase II of the adaptive traffic control system. . Field construction drawings, specifications and cost estimates for vehicle detection modification necessary to implement the recommended adaptive traffic control system. WPC M:\HOME\ENGlSSEER\TRAFFlC\dkslgr.br Page 5 /' ---d1'. ,9- 7 ') .~ff .f / ATTACHMENT "C" v Task 2 - Prepare Hardware and Software Technical Specifications Development of functional and technical specifications for an adaptive traffic signal control system that will meet the present and future needs of the City. The system shall include all necessary hardware, software and peripheral equipment. The specifications will include two elements: . Functional specifications for hardware and software of the central equipment; . Functional specifications for modifYing the hardware and software at the local controller level. The functional specifications will outline the expected operational requirements of the system. Such operational requirements include: . Frequency of changes in split, offset, cycle lengths . Averaging and prognostic requirements . Split weighting to favor,certain approaches . Offset weighting to favor certain direction, or traffic movement . Gating or metering at upstream intersections . Queue release to prevent queue spillback . Emergency vehicle preempt . Public transit priority . Feedback of controller data to control room . Fallback mode of operation . Acceptance testing requirements Deliverahles: Functional and technical specifications for an adaptive traffic control system. Task 3 - Recommend Communication System IdentifY and evaluate alternative system communication devices for signal control system e.g. leased telephone lines, microwave, fiber optic, etc. and assist the City in selecting the most efficient communication devices. Deliverables: Technical memorandum on recommendation for a communication system. \\'PC M:\HOME\ENGINEER\TRAFFlC\dkUIP'.hr Page 4 ;3 -c-28: C-.~..JL - ATTACHMENT "C" File No. 0735-] 0- TF237-BN003 Exhibit A to Agreement between City of Chula Vista and DKS Associates ]. Effective Date of Agreement: 2. City-Related Entity: (x) City ofChula Vista, a.municipal chartered corporation of the State of California ( ). Redevelopment Agency of the City ofChula Vista, a political subdivision of the State of California ( ) ]ndustrial Development Authority of the City of Chula Vista, a ( ) Other: , a [insert business form] ("City") 3. Place of Business for City: City of Chula Vista, 276 Fourth Avenue, Chula Vista, CA 9]9]0 4. Consultant: DKS Associates 5. Business Form of Consultant: ( ) Sole Proprietorship ( ) Partnership ( x ) Corporation 6. Place of Business, Telephone and Fax Number of Consultant: 2700 North Main Street, Suite 900 Santa Ana, CA 9270] Voice Phone (714) 543-960] Fax Phone (7]4) 648-0402 ~ 7/,2; '_- _-_ ~_~~ u~.~ -~~_~ - ~.~. '::'~j .....t;;,,:. i~Jv i;= -:::: --ATTACHMENT "C" Deliverables for Task 3: Complete Deliverables for Task 4: 280 Deliverables !or Task 5: Not Required Deliverables for Task 6: 320 The number of working days for each tWt may be increased by 'lhe City Engineer prior to ex~ the number of workins days indicated for each task if said increase is authorized in writing. C. Amend 8D to read as follows: Date for completion of all consultant sc;mces: pn~<Q'" I shall be L"'~leted in 320 workina davs from the norice to proceed t1nle!il~ ex'Mndp.d bv tht Citv Enfjneer in vn-itin, prior to the date of cotn"letion. D. Amend I1A. Compemation to reed as follows: Single Fixed Fee: Amount: $193,650.00, payable as follows: Task Amount L Evaluate adeptive systems 2. Develop speeifieatiollS 3. Recommend communication system 4. PS&E for Phase II 5. Optional task 6. Contractor '<election $43,773.00 $52,285.00 S 7, 567.00 $78,336.00 o $11.689.00 TOTAL $193,650.00 E. Except as modified herein, all other provisions of the Agreement approved by Resolution 18106 approved l1ll Novemw 14, 1995, shall remain in full force and effect. M:IHOMi\ENGlNJlllIl\11V.fFIC\P/(SAJoID96, WAU race 3 ~ 7~_?6 - _.;_-,-'.....'-'~ v"~ ,...-=-~~_ ~. '..-. .....~:::' rue: i~J'0 0:J :::''=' ATTACHMENT "C" '-''>- . --- FIRST AMENDMENT TO AGREEMENT BETWEEN CITI OF CHULA VISTA AND DKS ASSOCIATES FOR AN ADAPTIVE TRAFFIC SIGNAL UPGRADE TECHNICAL DESIGN STUDY TIllS FIRST AMENDMENT TO THE AGREEMENT FOR AN ADAPTIVE TRAFFIC SIGNAL UPGRADE (AMENDMENT) is entered into as of November , 1996, by and between the City ofChula Vista (City), amUllicipal Chartered corporation oftbc Slate ofCalifomiA, and DK~ As$""i~ (Consuhant), II Corporation, whose plllce ofbusi~ss and tclepho~ numbers ilI'C set forth on Exhibit A, Paragraph 6. Rf:CITALS: WHEREAs, the City ofChula Yistahas approved an agreement (Agteemem) with DKS Associates aated November 14,1995 and approved by Resolution 18106; and WHEREAS, the Agreement provided for a Traffic Signal System Upgrade Technical Study (CIP- IF 237), and WHEREAS, an amount of 5200.000 was appropriated to fund the work indi\:ll.ted in the Agreement, to pay for adclitiOllal work md to reimburse the City for staff time costs; and WHEREAS, the Agreement with the Consultant was approved in the amount ofSI69,000; and WHEREAS, this stUdy is intended to improve the coordination between traffic signals and the use of video detection in lien of standard traffic signal loops and will provide an ability to adjust the loop detector location easily to determine the most effective location; and WHEREAS, both the City and Consultant desire to amend the Agreement approved by Resolution 18106 to inclU4le video detection in the desiill of the adaptive traffic sigxud system. NOW, TIiEREFORE, Exhibit A of the Agreement is he~by amended to ~ad as follows: A. Amend SA. Scope of Work and Schedule as folIows: Add to TASK 2 an evaluation ofvideo detection a:l system detectors with the following items to be considered: . systems deployed M~\TllAI'FJClDKSAMD96.w"U p...o l 0'- 3/ .~ ATTACHMENT "C" 8. Scope of Work and Schedule: A. Detailed Scope of Work: . Work to be performed by the consultant in Phase I shall consists of the following tasks. The scope of the project is to develop functional and technical specifications for upgrading the City's existing Urban Traffic Control System to an Adaptive Traffic Control System. The task involved should include. Task 1. Evaluate adaptive traffic control system. Review and evaluate the City's existing UTC system and develop a process to upgrade the UTC system with an adaptive traffic control system. The City will furnish the consultant, to the extent that is available, the information on the City's existing JHK Series 2000 Traffic Signal System and any other such information as may be helpful to the consultant in the performance of the services required for this project. The consultant will evaluate the operational capabilities ofthe different adaptive traffic systems available. An objective evaluation of the different systems will be made, including SCOOT, SCATS, RT-TRACS AND SPOT. After completing the generic evaluation of the functionality of the different adaptive systems, a set of project specific utility parameters will be developed to rank the different systems. Some of these utility parameters to be considered may include: . Flexible signal grouping . Automatic coordination of groups . Suitability in grid network . Adapted for 170 controllers . Queue spillback prevention . Friendly graphical user interfaces . Transit priority treatment . Split and offset weighting . Detection requirements . Gating or metering bottlenecks . Level of support from vendor These parameters will be developed in conjunction with city's staff with relative weights established to reflect the specific and local needs in Chula Vista. Generic level cost estimates of the different systems will be analyzed to establish the utility/cost ratio of the different systems. Deliverables: A complete report of the review and analysis of the existing system and system related infrastructure, alternative adaptive control systems and their pros and cons relative to the City's needs, and a financial plan relative to the phasing of the system implementation will be prepared and will be the product of this first task. ~b 7- J 2. Page 3 WPC M:\HOME\ENGP.>lEER\TRAFFlC\dksagr.hr ATTACHMENT "C" 7. General Duties: TIie consultant shall provide the engineering services necessary to replace and upgrade the City's existing computerized urban traffic control (UTC) system to an adaptive urban traffic control system. The City ofChula Vista's overall Adaptive Traffic Signal System project will be implemented in three (3) phases. Phase I, System Design, is the initial subject of this agreement. Phases II and III of the project, which include implementation of the selected adaptive system software/hardware and field construction work, will be implemented at a later time. The City of Chula Vista can, at its option, extend this contract to cover Phases II and III. The consultant's work task consists of: Phase I System Design I. Evaluate adaptive traffic control systems 2. Develop specifications for selected system 3. Recommend communication system 4. PS&E for Phase II 5. PS&E for communication system (optional) 6. Assist City staff in contractor selection and negotiation Phase IT (optional) System Purchase and Implementation oflO Intersections 7. Oversee contractor implementation of system hardware and software 8. Oversee contractor's field implementation at 10 intersections 9. Develop system set-up parameters ] O. Monitor system's acceptance testings 11. Fine tune and calibrate system parameters in the field 12. Perform before and after studies 13. Provide training for City staff 14. Prepare system documentation 15. PS&E for Phase III Phase III (optional) Implementation of80 -100 Intersections 16. Oversee contractor implementation at remaining 117 intersections 17. Develop system parameters for remaining 117 intersections 18. Monitor system's acceptance testings 19. Fine tune and calibrate system parameters in the field 20. Complete system documentation Phase I is the initial subject of this agreement. The remaining phases, Phase II and III will be performed at a later date depending on the outcome of the results of Phase I. The City has the option to extend this Consultant contract to cover Phases II and III. \\"PC M:\JiOME"'E~GrsEER\TRAFF1C\dksagr.hr ~ 5'~/? T ~- Page 2 3. Administration of Contract Each party designates the individuals ("Contract Administrators") indicated on Exhibit A, Paragraph 13, as said party's contract administrator who is authorized by said party to represent them in the routine administration of this agreement. 4. Term. This Agreement shall terminate when the Parties have complied with all executory provisions hereof. 5. Liquidated Damages The provisions of this section apply if a Liquidated Damages Rate is provided m Exhibit A, Paragraph 14. It is acknowledged by both parties that time is of the essence in the completion of this Agreement. It is difficult to estimate the amount of damages resulting from delay in per- formance. The parties have used their judgment to arrive at a reasonable amount to compensate for delay. Failure to complete the Defmed Services within the allotted time period specified in this Agreement shall result in the following penalty: For each consecutive calendar day in excess of the time specified for the completion of the respective work assignment or Deliverable, the consultant shall pay to the City, or have withheld from monies due, the sum of Liquidated Damages Rate provided in Exhibit A, Paragraph 14 ("Liquidated Damages Rate"). Time extensions for delays beyond the consultant's control, other than delays caused by the City, shall be requested in writing to the City's Contract Administrator, or designee, prior to the expiration of the specified time. Extensions of time, when granted, will be based upon the effect of delays to the work and will not be granted for delays to minor portions of work unless it can be shown that such delays did or will delay the progress of the work. 6. Financial Interests of Consultant A. Consultant is Designated as an FPPC Filer. If Consultant is designated on Exhibit A, Paragraph 15, as an "FPPC filer", Consultant is deemed to be a "Consultant" for the purposes of the Political Reform Act conflict of interest and disclosure provisions, and shall report economic interests to the City Clerk on the required Statement of Economic Interests in such reporting categories as are specified in Paragraph 15 of Exhibit A, or if none are specified, then as determined by the City Attorney. B. Decline to Participate. Regardless of whether Consultant is designated as an FPp~nSUltant shall not make, or participate in making or in any way attempt to use Consultant's position to influence ~ 7~~-?7 Page 5 \VPC F:\HOME\ENGI}."EER\ADMD'J\CO}.. "TR.AC1\DKSCO~rm...DH ATTACHMENT "C" c:-- a governmental decision in which Consultant knows or has reason to know Consultant has a financial interest other than the compensation promised by this Agreement. C. Search to Determine Economic Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant warrants and represents that Consultant has diligently conducted a search and inventory of Consultant's economic interests, as the term is used in the regulations promulgated by the Fair Political Practices Commission, and has determined that Consultant does not, to the best of Consultant's knowledge, have an economic interest which would conflict with Consultant's duties under this agreement. D. Promise Not to Acquire Conflicting Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant further warrants and represents that Consultant will not acquire, obtain, or assume an economic interest during the term of this Agreement which would constitute a conflict of interest as prohibited by the Fair Political Practices Act. E. Duty to Advise of Conflicting Interests. Regardless of whether Consultant is designated as an FPPC Filer, Consultant further warrants and represents that Consultant will immediately advise the City Attorney of City if Consultant learns of an economic interest of Consultant's which may result in a conflict of interest for the purpose of the Fair Political Practices Act, and regulations promulgated thereunder. F. Specific Warranties Against Economic Interests. Consultant warrants and represents that neither Consultant, nor Consultant's immediate family members, nor Consultant's employees or agents ("Consultant Associates") presently have any interest, directly or indirectly, whatsoever in any property which may be the subject matter of the Defined Services, or in any property within 2 radial miles from the exterior boundaries of any property which may be the subject matter of the Defined Services, ("Prohibited Interest"), other than as listed in Exhibit A, Paragraph 15. Consultant further warrants and represents that no promise of future employment, remuneration, consideration, gratuity or other reward or gain has been made to Consultant or Consultant Associates in connection with Consultant's performance of this Agreement. Consultant promises to advise City of any such promise that may be made during the Term of this Agreement, or for 12 months thereafter. Consultant agrees that Consultant Associates shall not acquire any such Prohibited Interest within the Term of this Agreement, or for 12 months after the expiration of this Agreement, except with the written permission of City. Consultant may not conduct or solicit any business for any party to this Agreement, or for any third' party which may be in conflict with Consultant's responsibilities under this ~ /9-3.r;- Page 6 \1.."PC F:\HOME\ENGn-."EER\AD~nN\COmRACTlDKSCO!'\1iR.DH ATTACHMENT "C" Agreement, except with the written permission of City. 7. Hold Harmless Exc'ept as to Consultant's obligation regarding the design of project set forth in the defmed Services and the Professional Services relating thereto and the indemnification and hold harmless aspects as set forth below, Consultant shall defend, indemnify, protect and hold harmless the City, its elected and appointed officers and employees, from and against all claims for damages, liability, cost and expense (including without limitation reasonable attorneys' fees) arising out of the conduct of the Consultant, or any agent or employee, subcontractors, or others in connection with the execution of the work covered by this Agreement, except only for those claims arising from the sole negligence or sole willful conduct of the City, its officers, or employees. Consultant's indemnification shall include any and all costs, expenses, attorneys' fees and liability incurred by the City, its officers, agents, or employees in defending against such claims, whether the same proceed to judgment or not. Further, Consultant at its own expense shall, upon written request by the City, defend any such suit or action brought against the City, its officers, agents, or employees. Consultants' indemnification of City shall not be limited by any prior or subsequent declaration by the Consultant. City and Consultant will apportion any damages according to their respective liability, as determined by law. With regard to Consultant's design of project and professional services related thereto, Consultant agrees to indemnify and hold harmless the City and its officers, agents and employees from and against any and all claims, costs, suits and damages, including reasonable attorney's fees, arising from the negligent acts, errors or omissions of the Consultant associated with designing of the project. 8. Termination of Agreement for Cause If, through any cause, Consultant shall fail to fulfill in a timely and proper manner Consultant's obligations under this Agreement, or if Consultant shall violate any of the covenants, agreements or stipulations of this Agreement, City shall have the right to terminate this Agreement by giving written notice to Consultant of such termination and specifying the effective date thereof at least five (5) days before the effective date of such termination. In that event, all finished or unfinished documents, data, studies, surveys, drawings, maps, reports and other materials prepared by Consultant shall, at the option of the City, become the property of the City, and Consultant shall be entitled to receive just and equitable compensation for any work satisfactorily completed on such documents and other materials up to the effective date of Notice of Termination, not to exceed the amounts payable hereunder, and less any damages caused City by Consultant's breach. 9. Errors and Omissions In the event that the City Administrator or a court or forum of competent jurisdiction reasonably determines that the Consultants' negligent acts, errors or omissions in the performance of work under this Agreement has resulted in expense to City greater than would have resulted if there were no such negligent acts, errors or omissions, Consultant shall reimburse City for any additional expenses incurred by the City. Nothing herein is intended 'W'PC F:\H01.t::E\E};Gll\.'EER\.WMIN\COh"1RACT\DKSCONHRDH '] -=-5? tP-~ Page 7 ATTACHMENT "C" to limit City's rights under other provisions of this agreement. 10. Termination of Agreement for Convenience of City City may terminate this Agreement at any time and for any reason, by giving specific written notice to Consultant of such termination and specifying the effective date thereof, at least thirty (30) days before the effective date of such termination. In that event, all finished and unfinished documents and other materials described hereinabove shall, at the option of the City, become City's sole and exclusive property. If the Agreement is terminated by City as provided in this paragraph, Consultant shall be entitled to receive just and equitable compensation for any satisfactory work completed on such documents and other materials to the effective date of such termination. Consultant hereby expressly waives any and all claims for damages or compensation arising under this Agreement except as set forth herein. 11. Assignability The services of Consultant are personal to the City, and Consultant shall not assign any interest in this Agreement, and shall not transfer any interest in the same (whether by assignment or novation), without prior written consent of City. City hereby consents to the assignment of the portions of the Defmed Services identified in Exhibit A, Paragraph 17 to the sub consultants identified thereat as "Permitted Subconsultants". 12. Ownership, Publication, Reproduction and Use of Material All reports, studies, information, data, statistics, forms, designs, plans, procedures, systems and any other materials or properties produced under this Agreement shall be the sole and exclusive property of City. No such materials or properties produced in whole or in part under this Agreement shall be subject to private use, copyrights or patent rights by Consultant in the United States or in any other country without the express written consent of City. City shall have unrestricted authority to publish, disclose (except as may be limited by the provisions of the Public Records Act), distribute, and otherwise use, copyright or patent, in whole or in part, any such reports, studies, data, statistics, forms or other materials or . properties produced under this Agreement. 13. Independent Contractor City is interested only in the results obtained and Consultant shall perform as an independent contractor- with sole control of the manner and means of performing the services required under this Agreement. City maintains the right only to reject or accept Consultant's work products. Consultant and any of the Consultant's agents, employees or representatives are, for all purposes under this Agreement, an independent contractor and shall not be deemed to be an employee of City, and none of them shall be entitled to any benefits to which City employees are entitled including but not limited to, overtime, retirement benefits, worker's compensation benefits, injury leave or other leave benefits. Therefore, City will not withhold state or federal income tax, social security tax or any other payroll tax, and Consultant shall be solely responsible for the payment of same and shall hold the City harmless with regard thereto. "W"PC F:\HOM:E\D;G~"EER\AD~m.'\CO}.IRAC1\DKSCO}.1iR..DH ~ 9/17 Page 8 ATTACHMENT "C" D. Entire Agreement This Agreement, together with any other written document referred to or contemplated herein, embody the entire Agreement and understanding between the parties relating to the subject matter hereof. Neither this Agreement nor any provision hereof may be amended, modified, waived or discharged except by an instrument in writing executed by the party against which enforcement of such amendment, waiver or discharge is sought. E. Capacity of Parties Each signatory and party hereto hereby warrants and represents to the other party that it has legal authority and capacity and direction from its principal to enter into this Agreement, and that all resolutions or other actions have been taken so as to enable it to enter into this Agreement. F. Governing LawNenue This Agreement shall be governed by and construed in accordance with the laws of the State of California. Any action arising under or relating to this Agreement shall be brought only in the federal or state courts located in San Diego County, State of California, and if applicable, the City of Chula Vista, or as close thereto as possible. Venue for this Agreement, and performance hereunder, shall be the City of Chula Vista. [end of page. next page is signature page.] WPC F,\HOMEIENGINEERIADMIN\CON1RACl\DKSCONHR.DH ~9~_]6 Page 10 ATTACHMENT "C" 14. Administrative Claims Requirements and Procedures No suit or arbitration shall be brought arising out of this agreement, against the City unless a claim has rlrst been presented in writing and filed with the City and acted upon by the City in accordance with the procedures set forth in Chapter 1.34 of the Chula Vista Municipal Code, as same may from time to time be amended, the provisions of which are. incorporated by this reference as if fully set forth herein, and such policies and procedures used by the City in the implementation of same. Upon request by City, Consultant shall meet and confer in good faith with City for the purpose of resolving any dispute over the terms of this Agreement. 15. Attorney's Fees Should a dispute arising out of this Agreement result in litigation, it is agreed that the prevailing' party shall be entitled to recover all reasonable costs incurred in the defense of the claim, including costs and reasonable attorney's fees. 16. Statement of Costs In the event that Consultant prepares a report or document, or participates in the preparation of a report or document in performing the Defined Services, Consultant shall include, or cause the inclusion of, in said report or document, a statement of the numbers and cost in dollar amounts of all contracts and subcontracts relating to the preparation of the report or document. 17. Miscellaneous A. Consultant not authorized to Represent City Unless specillcally authorized in writing by City, Consultant shall have no authority to act as City's agent to bind City to any contractual agreements whatsoever. B. Consultant is Real Estate Broker and/or Salesman If the box on Exhibit A, Paragraph 16 is marked, the Consultant and/or their principals is/are licensed with the State of California or some other state as a licensed real estate broker or salesperson. Otherwise, Consultant represents that neither Consultant, nor their principals are licensed real estate brokers or salespersons. C. Notices All notices, demands or requests provided for or permitted to be given pursuant to this Agreement must be in writing. All notices, demands and requests to be sent to any party shall be deemed to have been properly given or served if personally served or deposited in the United States mail, addressed to such party, postage prepaid, registered or certilled, with return receipt requested, at the addresses identilled herein as the places of business for each of the designated parties. ~) 5-?/ Page 9 "'PC F,\HOMElENGlNEERlADMlN\CONTRAC1\DKSCONHR.DH Signature Page to Agreement between City of Chula Vista and DKS Associates for an Adaptive Traffic Signal System IN WITNESS WHEREOF, City and Consultant have executed this Agreement thereby indicating that they have read and understood same, and indicate their full and complete consent to its terms: . Dated: /f~V. p! , 19 93 City of Chula Vista bY:~ Shirley rton, Mayor " If o Attorney Dated: By: [name of person, title] Exhibit List to Agreement () Exhibit A. () Exhibit B: WPC F:\HOME\ENGINEER\AD~lIN\CONTR.'=KSCO:-'1iR.DH J-Uz; ~ I' Page 11 until the City determines that the Retention Release Event, rt>sTJt'b~~~~~~C;;::red: ( X ) Retention Percentage: 10% ( ) Retention Amount: $ Retention Release Event: ( X ) Completion of All Consultant Services ( ) Other: \vPC M:\HOME\ENGI12NEER\TRAFFIC\dhagr.hr Page 12 S'- ;/1 / , ~ COUNCIL AGENDA STATEMENT Item / & Meeting Date 11/12/96 IJ. Resolution ) t Lj 7:L. Approving Final Map and Subdivision Improvement Agreement for Chula Vista Tract 88-3A, Eastlake South Greens, Unit 3 (South Half). S. Resolution / g1('7'.J Approving Supplemental Subdivision Improvement Agreement for Eastlake South Greens Unit 3 (South Half) Requiring Developer to Comply with Certain Unfulfilled Conditions of Resolutions No. 15200 and 17618, and Authorizing the Mayor to Execute Same. SUBMITrED BY, "U""", of P"bli, wmkpY{ REVIEWED BY: City Manager0_~\ \fiA ~~t( \ (4/5ths Vote: Yes_NoX) . \ On July 18,1989, by Resolution 15200, the City Council approved the Tentative Subdivision Map for Chula Vista Tract 88-3, Eastlake Greens. On August 16, 1994, by Resolution 17618, the City Council approved the amended tentative map for Eastlake South Greens, Tentative Map 88-3A, and imposed additional conditions of approvaL The amendment to the tentative map covers the area south of Clubhouse Drive which is designated as Eastlake South Greens. The final map for Eastlake South Greens, Unit 3 (South Half) is now before Council for approvaL ITEM TITLE: RECOMMENDATION: That Council adopt the resolutions approving the final map, subdivision improvement agreement and the supplemental subdivision improvement agreement. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: The project is generally located along Silverado Drive between S. Greensview Drive and Clubhouse Drive and consists of 61 lots for single family residential units and 4 lots for open space. The final map for Eastlake South Greens, Unit 3 (South Half) of Chula Vista Tract 88-3A, has been reviewed by the Public Works Department and found to be in substantial conformance with the approved tentative map. Approval of the final map constitutes acceptance by the City, on behalf of the public, a portion of Silverado Drive and Oro Court. Approval of the final map also constitutes acceptance on behalf of the City the following easements: a 5.5 foot tree planting and maintenance easement along dedicated streets; and a general utility easement over lettered lots A, B, C, and D. At this time, the City is rejecting the dedication of Lots A, B, C and D for open space and other utility purposes. However, under Section 66477.2 of the Subdivision Map Act these offers of dedication remain open and subject to future acceptance by the City. These four open space lots will be /(l - / Page 2, Item Meeting Date 11/12/96 maintained by the Eastlake Homeowners' Association (HOA) unless the City determines that the level of maintenance does not meet City standards. In that event, Council may, by resolution, accept the offer of dedication on behalf of the City. The City accepts offers of dedication in fee for open space lots only when City resources will be used to maintain these lots. Since the HOA maintains all open space within the development, under this procedure the HOA retains fee ownership of the open space lots until such time as the City decides to assume maintenance responsibilities for these lots. This has become a standard procedure for all unit development within Eastlake. The developer has executed a Supplemental Subdivision Improvement Agreement (SSIA) to satisfy the following conditions: 1. Condition No. 30 of Resolution No. 15200 requires the Developer to enter into an agreement whereby the developer agrees that the City may withhold building permits for any units in the subject subdivision if traffic on Otay Lakes Road, Telegraph Canyon Road, Eastlake Parkway, or East "H" Street exceed the levels of service identified in the City's adopted thresholds. 2. Condition No. 33 of Resolution No. 15200 requires the developer to enter into an agreement to guarantee the construction of all improvement work necessary to provide service to the subdivision. 3. Condition No. 32 of Resolution No. 17618 requires the Developer to enter into an agreement to indemnify and hold harmless the City from any claims, actions or proceedings against the City to attack, set aside, void or annul any approval by the City with regard to the subject subdivision. 4. Condition No. 33 of Resolution No. 17618 requires the Developer to enter into an agreement to indemnify and hold harmless the City from any liability for erosion, siltation, or increased flow of drainage resulting from the subject subdivision. 5. Condition No. 34 of Resolution No. 17618 requires the developer to enter into an agreement with the City relating to the provision of franchise cable television services. The developer has also executed a Subdivision Improvement Agreement for this map and provided bonds to guarantee construction of the required public improvements (CV drawings 96-91 through 96- 95) within the subdivision. The developer has paid all applicable fees and has provided a bond to guarantee the subdivision monumentation. A plat is available for Council viewing. FISCAL IMPACT: None. All Staff costs associated with processing of improvement plans and final map will be reimbursed from developer deposits. J#'~ Page 3, Item Meeting Date 11/12/96 Attachments: Exhibit A - Plat - Eastlake South Greens Unit 3 (South Halt) Exhibit B - Disclosure Statement Exhibit C - Minutes of7/18/89 (Reso 15200) & 8/16/94 (Reso 17618) SLY (M:\HOME\ENGINEER\AGENDA \ELG03A.SL Y)) File: 0600-80-ELG03A /j}-- 3 ~ '\ \ \ EASTlAKE PARKWA Y HIBIT "A" ~ ~ ~ SILVERA[)() ORM VICINITY MAP NOT TO SCALE: SB &0 EASTLAKE UNIT 3 (SOUTH HALF) J/J ~ i 52172X04.DWG EXHIBIT "B" TIlE CITY OF CHUlA VISTA DISCLOSURE STA1EMENT You are required to file a Statement of Disclosure of certain ownership or financial interests, payments, or campaign contributions, on all mattcJ;'S which will require discretionary action on the part of the Qty Coundl, Planning Commission, and all other official bodies. The following information must be disclosed: 1. List the names of aU persons having a financial interest in the property which is the subject of the application or the contract, e.g., owner, applicant, contractor, subcontractor, material supplier.. EastLake Development Company. 2 H any person" Identified pursuant to (1) above is a corporation or partnership, list the names of aU individuals owning more than 10% of the shares in the corporation or owning any partnership interest in the partnership. Boswell Prouerties. Inc. The Tulago Company 3. H any person" identified pursuant to (1) above is non.profit organization or a trust, list the names of any person serving as director of the non-profit organization or as trustee or beneficiary or trustor of the trust. N/A ~ 4. Have you had more than $250 worth of business transacted with any member of the ary staff, Boards, Commissions, Committees, and Council within the past twelve months? Yes_ No xx Hyes, please indicate person(s): 5. Please Identify each and every person, including any agents, employees, consultants, or independent contractors who you have assigned to represent you before the aty in this matter. Bill Ostrem. EastLake Develoument Co. Tom Adler. EastLake Development Co. SB&O Engineering. 6. Have you and/or your officers or agents, in the aggregate, contributed more than $1,000 to a Councilmember in the cum:nt or preceding election period? Yes_ No_ Hyes, state which Counci1member(s): · · · (Nom Attach additional pages as necessaIy) . . . . ~~ 0:. Signature of contractor/applicant Thomas E. Adler. Project Manager :All< Date: j/J;5' . Print or type name of contractor/applicant EXHIe.rr "B" . fs!!!!!! is dqitld as: "Any individu4I, /inn, arpatf1t<1>hip,fr>inJ """"I\; -~ 1<1Ci4/ club,frat<nu1llJl8l11lizadon, C<1IJ'OI'<llWn, """'" Dust, r=iva, syndicau, "lis "'U/ <lIlJ' otha~, city <lIuI COUIIt7J, city municipality, diSrricr, or otha poIiJica/ mbdivision, or <lIlJ' otha group or combination <lcting tZ$ Q WIlL' Minutes August 16, 1994 Page 4 EXHIBIT "C" parcels of th. Eu'T .~. Greens G....ral Plan Amendmeot whicb Iak. access from the internal cin:u1atioo of th. EastLak. Greens PiaDoed Commuoity (oortheast of th. SDG&E traosmission lines); (2) Improve \be lp&Iial and fuoctiooa1 relatioll5hip of residential densitylproduct distribution withio th. EastLake Greens Pianoed Commuoity area; IIld (3) Update \be Elpl _Ire Greeas SPA PlaD and aupplementary documents 10 reflect CIIrrealllalistics and techoical reliDemeats based DO aite plan approvals and markel COllSideratioDS. Staff recollUllellds CoulIcil place Ibe ordioaoces llII first reading and approve \be resolution. (Dinoctor of PiaDoing) A: ORDINANCE 2600 APPROVING TIlE !'REZONING OF22.7 ACRES OF UNINCORPORATED LAND TOp.C PLANNED COMMUNITY AND ADOPTING MITIGATED NEGATIVE DECLARATION ON JS.H-l' AND MITIGATION MONITORING AND REPORTING PROGRAM THERETO {Finl readilll!l B. ORDINANCE 2601 APPROVING AMENDMENTS TO THE EASTLAKE n (EASTLAKE I EXPANSION) PLANNED COMMUNITY DISTRICT REGULA TIONS (LAND USE DISTRICT MAP ONLY) AND ADOPTING MITIGATED NEGATIVE DECLARATION ON JS.H-l' AND MITIGATION MONITORING AND REPORTING PROGRAM THERETO {finl readiRl!l C. RESOLtrrlON 17618 . APPROVING AND IMPOSING AMENDMENTS AND CONDITIONS ON THE EASTUKE U (EASTLAKE I EXPANSION) GENERAL DEVELOPMENT PLAN, EASTLAKE GREENS SECTIONAL PLANNING AREA PLAN, EASTLAKE GREENS AIR QUALITY IMPROVEMENT PLAN, EASTLAKE GREENS WATER CONSERVATION PLAN AND EASTLAKE GREENS MASTER TENTATIVESUBDJV1SION MAP AND ADOPTING MITIGATED NEGATIVE DECLARATION OFJS.'4- 19 AND MITIGATION MONITORING AND REPORTING PROGRAM THERETO Ken Lee, AssislaDt DireclOr of Pl&IIIling, summariZllCl the issues involved with the project. Condilion 8C of the ordinance referred to th. north sid. of parcel R27 (trail'ystem) and should be corrected to read the oortb side of Clubho.... Driv.. . · · Councibnember Horton arrived al 6:26 p.m. · · · Mayor Neder !!:.ted !he Resource Conservation Commission minutes should have been included ill !be peckel. He bad read Ibe minutes whicb reflected a S-<l vote for the miti~aled n.&ative declaration. This bein& the time and place as adv.rtised, the public bearin& was declared open. . Bruce Sloan, 900 Laoe Avenue, '100, Chula Vista, CA, "'P........tin~ EastLalce o..velopmeot Company, concurred with the staff recommendations. There bein& 00 further public testimony. the public bearin& was closed. ORDINANCES %600 AND 2601 PLACED ON FIRST READING AND RESOLUTION 17618 OFFERED BY COUNCILMEMBER HORTON, readin& of the texl WIIS waived, passed and approved unanimollSl)'. 13. PUBLIC HEA~ING CONSIDERATION OF PROGRAM CHANGES OF RESIDENTIAL YARD . WASTE RECYCLING SERVICES FROM AN OPTIONS PROGRAM 10 A UNIVERSAL MANDATORY RATE STRUCTURE. The City', residential yard waste collection pro&ram be&an 111194 u allllique .optioas' program which aUowsugle-famil)' residents the choice of bow the)' will participate. hued DO their \JWIl all' ....nt of their yard waste needs. A review of the participation, cost.s, and 1llVIllI\IIe of.the fint ail _ths of \be voIUDtaty .optillllS' program Ibow \bat cost.s are far elceedin& revenue and coolinuatiOll of !be proJrUII is ~t upon a rate 8dj\IIImeDt to oover OOUectiOll and proceasin& cost.s. Letters were received from Uidlaw NqIIeIIiDg -.ideratiOD of an alllCllClment to the yard waste fee s\nICNre effeclive 911194 which would involve a c:bange to a UDiYWlal .......t.."'>' rate s\nICNre to be Iprad to all mgle-family _dents. Staff nc:ommeods approval of \be .-oIlIIillll. (Deputy City M_,er Krempl) RESOLUTION 1761' APPROVING A UNIVERSAL RESIDENTIAL YARD WASTE COLLECTION RATE CHANGE TO SI.48 PER SINGLE.FAMILY HOME EXHIBIT "c:'- /v-~ "1 nut~S - 0 - \J U I Y 10, I :i'O:1 ORDINANCE OFFERED BY MAYOR COX, as amended, the reading of the text was waived by unanimous consent, passed and approved with Councilman Malcolm abstaining on the Country Club portion of the zoning ordinance. 15 PUBLIC HEARING a. RESOLUTION 15197 PUBLIC HEARING b. RESOLUTION 15198 c. ORDINANCE 2317 d. RESOLUTION 15199 e. RESOLUTION 15200 f. RESOLUTION 15201 g. RESOLUTION 15202 CONSIDERATION OF FINAL EIR-86-4 - EASTLAKE GREH1S (Director of Planning) CERTIFYING FINAL EIR-86-4 GREENS EASTLAKE PCM-87-7 - CONSIDERATION OF EASTLAKE II GENERAL DEVELOPMENT PLAN, PLANNED COMMUNITY DISTRICT REGULATIONS( EASTLAKE GREENS SECTIONAL PLANNING AREA SPA) PLAN, EASTLAKE GREENS PUBLIC FACILITIES FINANCING PLAN, EASTLAKE. GREENS DESIGN MANUAL; EASTLAKE DEVELOPMENT COMPANY EASTLAKE II GENERAL APPROVING THE DEVELOPMENT PLAN ADOPTING AN AI1ENDt1ENT TO THE EASTLAKE I PLANNED COMMUNITY DISTRICT REGULATIONS TO ADD EASTLAKE II TO SAIO REGULATIONS FIRST READING APPROVING THE EASTLAKE GREENS SPA PLAN, PUBLIC FACILITIES FINANCING PLAN, AND DESIGN MANUAL MAP APPROVING TENTATIVE SUBDIVISION PCS-88-3 FOR EAST LAKE GREENS ADOPTING CEQA FINDINGS AND STATEMENT OF OVERRIDING CONSIDERATIONS FOR EASTLAKE GREENS ADOPTING THE MITIGATION MONITORING REPORT FOR EASTLAKE GREENS, EIR-86-4 This being the time and place as advertised, Mayor Cox declared the public hearing open. Planning Consultant Doug Reid explained that a Master EIR for all the EastLake development (including EastLake Greens/Trails) was completed in February of 1982. In addition, 392.1 acres of EastLake Greens were reviewed in an EIR prepared for EastLake I in January 1985. This presentation contains additional information, and covers effects on the environment which are not specific to the EastLake Greens/Trails site and those that were not previously addressed as significant effects. /& ~ ? E)(HIe,I, 'Ic." ~;i nutt=s - ;I - oJU IY Il:l, I ;ll:l" ~r. Reid then introduceo Jeanne Munoz, ERC Envirunmental and Energy Services, who presented conclusions in the final EIR and also the findings on the CEQA related documents. Ms. Munoz noted essentially, the one significant unmitigable impact would be on paper only: air quality. The reason being that it is in non-conformance. In the San Diego area, a project is considered to have a significant cumulative air ~uality impact if the project has not been included in the SANDAG Series 5 and 6 Growth Forecast. EastLake Greens and EastLake Trail s were not incl uded in those forecasts. At the time at which they become included the project will be in compl hnce and conformance and it will no longer be an unmitigable air quality impact. Councilman Nader noted the unmitigable impact on air quality (on paper) is a real air quality impact and it is only on paper that impact will disappear if SANDAG revises it projects and the implementation plan for meeting quality air standards is revised. He questioned the existing inadequate implementation plan and the need to revise it to be stricter and asked how it is that we anticipate the implementation plan and the SANDAG forecast will be revised and therefore, on paper, the air quality impacts unmitigated will go away and somehow remove the same amount of air pollution that was an unmitigated impact on the EIR. Ms. Munoz responded that it is confusing, but that what it is, is that once the SANDAG Series 5 & 6 forecasts are incorporated into the revised Air Quality Management Plan, this project will be in compliance with the predictions made in that plan. It will not change air quality at all, but it will be in compliance and performance. The point needs to made however, that in large part, the problems with air quality in San Diego County are a result of the air quality problems in Los Angeles and there is nothing we can do about that. Mr. Bud Gray, City Consultant, noted he would be discussing the EastLake II General Development Plan and the EastLake Greens SPA Plan; Tom Bandy from Willdan would be presenting the EastLake Greens Public Facilities and Financing Plan and Principal Planner Ken Lee from the Planning Department would be presenting the Tentative Map. Tom Bandy reported on the Eastlake Greens Public Facilities Financing Plan. He noted that the plan has four key features. It describes the public facilities needed to serve the project, on-site and off-side, the estimated costs, the method of financing, and the phasing of facilities. If} ~ V Principal Planner .._e presented his report o. the project, noting the proposed subdivision encompasses 830 acres of land located in the eastern portion of the City east of I-80S and south of Otay Lakes Road. He noted the General lotting of the area including; standard lots, small lots, attached product lots, townhouse product lots, condominium product lots, high density condominium lots. Mr. Lee also noted a letter from Kent Aden of EastLake referring to proposed clarifications to conditions for EastLake Greens. Council discussion followed regarding lot sizes, density, family sizes; affordabilty of the homes; possibly imposing a moratorium if development came to outstrip pub1 ic facil i ties, water management plans, and land use patterns. Bob Santos, President, EastLake Development COQpany, 900 Lane Avenue, addressed the issues about the General Plan policy as it relates to achieving density higher than target density shown in the General Plan. He noted that EastLake, before the Planning Commission, voluntarily reduced the density of the EastLake Greens, EastLake I I proposal that was before Council this evening. They will only request density above that level if the City's newly adopted policies are revised and situated to provide for EastLake's ability to do that. Katie Wright, Project Manager, EastLake Development presented slides and transparencies on the EastLake Neighborhood and family characteristics associated with the EastLake Project. She noted statistics on buyers, families, needs and household sizes. Also noted were the percentages of first time buyers, move up buyers and chief reasons why those buyers selected EastLake. Kent Aden from EastLake noted that there were now over 90 conditions imposed on the SPA Plan and tentative map. He noted that in the spirit of cooperation EastLake would live up to the majority those conditions. He requested consideration of alternative wording and modification to six of those conditions: 1. Tentative Nap f/37: requires equal access to Cable TV franchi ses. Thi s issue is best deal t on a City-wide basis. They will be applyi ng for a Cab1 e TV franchise and because of this they request that Council modify the condition to make EastLake subject to any new City-wide ordinance or resolution of this issue. They will be subject to this at the time at which it is adopted. 2. Tentative Map f/64/SPA #2: in regard to the pedestrian bridge. They don't know if the bridge is warranted or not, it will require substantial public money to maintain and EastLake believes it should be included in the Public Facilities Financing Plan, not as a Tentative Map condition. /6J ~ C; Mi nutes - 11 - ,1y 18, 1989 3. Tentative Map #38G: Currently states that residential constructi on tax may be wai ved for excess park improvements. EastLake is committin9 to excess park improvements, therefore wou1 d 1 i ke a commi tment from Council to wai ve the RCT accordingly. 4. Tentative Map 146/SPA 6: Confl icting conditions regarding church sites. EastLake would like to clarify they are currently showing a 4.8 acre site in EastLake Greens for churches. In addition, there are 12.3 acres in EastLake I and II. In total, 22 acres will eventually be planned for the EastLake community. 5. Tentative ~'ap f/44/SPA #9: relating to low/moderate income housing. These items must be deferred at this time if Council accepts the Planning Commission recommendation. EastLake cannot meet these guidelines until the effect of the analysis on the General Plan Policy Section 6.2 and 6.3 as they relate to the final density of the five high density parcels is determined. 6. Planning Commission Item SPA Condition 13: regarding the deferral of the density. EastLake supports this condition but is aski ng that Council adopt thi s with a 30 day time frame in mind with the Task Force to come back with recommendations to be adopted by Counci 1. With this in mind, EastLake asked that the project be adopted with the General Plan Policies as they were adopted last week. Speaking in favor of the EastLake project were: Richard Essl inger, Postmaster, Chula Vista, 2134 Northshore Drive: Jackie t~etca1f, 546 Port Harwick: Larry Reh1ander, Victory Lutheran Church; Peter Watry, speaking for CROSSROADS, 81 Second Avenue: Fran 0 Meara, 1858 Gamay Terrace: uosepn "ownack, 1891 Gamay Terrace: Scott Ullmann, 2134-C Northshore Drive: Bob o I Con n e 11: 2072 \i ate r bur y C i r c 1 e ; J 0 s e p h C u mm in g s , 1 848 It hac a Street: Richard Stahley, 30 Woodlawn Avenue. Collectively, their remarks included the following: Crossroads does not intend to concede one additional unit to EastLake Greens and EastLake Trai 1 s: shou1 d stick to target density and approve condition #13, which embodies the Planning Commission's recommendation and EastLake's proposal; Post Office in process of negotiation budget, if project is put off for any length of time it may detrimentally affect ability to procure funds necessary to construct EastLake Project; EastLake is the best community ever seen; has distinctive neighborhood and lifestyle; courteous corporation to work with for land site for churches; EastLake has changed Chula Vista's poor image; increased City revenue and increased number of businesses; various amenities are offered: homes are affordable; large yards: many of the neighbors have grown up in Chula Vista and moved to Cottage because they could afford them and still are near their families: pleased that EastLake has voluntarily chosen to reduce the density; insulated community _ can give back to community in the form of good neighbors and citizens: EastLake good project "but there is some concern over private v. fUbl ic parks; woul d 1 ike to gi ve density transfer to keep from pay ng upkeep of parks. /tJ-/& ........ I J I..... t I,;;IU... Speaking against \ Joe Garcia, 484 Fifth lenue, Chula Vista. He stated that he was concerned about the water situation. He asked if the water situation has been addressed. Mayor Cox responded that it would be addressed on an incremental basis because a certification would have to be done by the Otay Water District that they would be able to provide the water service for thi s project. The Mayor al so noted that Councilman Moore has put together a Water Task Force and that all property owners are working with the water districts; the Task Force meets on a monthly basis. The Otay Water District is coming out this week with water allocations so that the developers know that they have certain restriction and cannot go beyond that with guaranteed water rights. . There being no further public testimony, the public hearing was closed. RESOLUTION A OFFERED BY MAYOR COX, the reading of the text was waived by unanimous consent, passed and approved by the follow-ing vote to wi t: AYES: NO: Cox, Moore, McCandliss Malcolm, Nader RESOLUTION B OFFERED BY MAYOR COX, the reading of the text was waived by unanimous consent. Councilwoman r1cCandliss asked if since the bulk of her concerns were on the Tentative Map, would it be possible to adopt the General Development Plan then possibly, with removing the actual targe..t number for the area, conti nue the Tenta ti ve Map until after the Task Force reviews that section and bring it back within 30 days. Or, if there was a desire to amend the tentative map, would t~ey have to go back and amend the SPA Plan, Facilities Financing. Director Kremfl responded that they could consider the General Development P an and the SPA Plan and reserve decision on the Tentative Map. He noted that if the Tentative Map changed, as far as density or location of product types, for the most part the structure would still be relevant. The Task Force could review the Land Use Element of the General Plan within a 60 day period of time. The Resolution B passed by the following vote: AYES: NO: Cox, Moore, McCandliss Nader, Malcolm ORDINANCE C OFFERED BY MAYOR COX, the reading of the text was waived by unanimous consent, passed and approved by the following vote to wit: AYES: NO: Cox, Moore, McCandliss, Nader Malcolm, ),IJ-// RESOLUTION D OFFERED 3Y MA' ; COX MOTION Nader/ to amend the resol uti on to i ncl ude an agreement that the development will conform with the Growth Management Element to eventually be adopted as part of the Chula Vista General Plan. Mayor Cox asked if this would be more suitable under Item E - the Tentative Map Director Krempl responded that it could be placed under whatever action they felt comfortable with. MOTION RESTATED 10 amend the resol uti on to state that EastLake woul d agree with whatever Growth Management Element is added into the General Plan; it would become part of the agreement that the d.eveloprnent will conform with the Growth Management Element that will eventually be adopted as part of the General Plan. - Councllmember Moore questionell-the -re;;s used; "a-gree" as opposed to "con form. " ~ ,_ -'. -./\1-. ~ '"r\.. i:~!J Councilman Nader clarified that EastLake could decline the agreement but then the project woul d not go ahead, so in effect, it is a requirement that EastLake conform. Discussion ensued regarding the agreement. Mr. Santos noted that this is the appropriate legal document to make that kind of commitment, but suggested it be addressed at that point in time. In answer to Councilman Nader's question, Mr. Santos responded they did have a problem in that Council is asking them to take a considerable risk, as they have done in the past. Councilma'l Nader withdrew his motion as to Item D and noted he would resubmit it as to Item E, but that it should be make clear at some point tonight that Council is doing this. VOTE ~N THE MOTION, Item D The motion carried with Councilman Malcolm voting no. RESOLUTION E OFFERED BY MAYOR COX as read. MOTION (McCandliss/ Nader) that the resolution be continued and returned at the Council meeting with the report on the General Plan. Councilman Nader asked for a clarification of the motion. /~ ~ /:L., - - . '" . - JI Councilwoman McCa., liss state~ that what Ie would like the commi ttee to deal with transfers and bonuses and come back to Council before approval of the tentative map Mr. Santos stated they were interested in moving ahead, but concerned about the feelings that EastLake had a lack of commitment. He suggested that the provision of a tract map condition that requires the development agreement for the project make EastLake subject to the Growth Management Policy that will be adopted by the City in the future. Secondly, that a track map condition on the project requires that EastLake cannot exceed on a cumulative basis in the eastern territories 7,426 dwelling units until such time as the City has updated their Transportation Phasing Plan, or the Growth Management Plan. VOTE ON THE MOTION The motion to continue failed by the following vote, to wit: AYES: NOES: McCandllss, Nader Cox, Malcolm, Moore Mayor Cox noted there was one amendment he would like to make. MSUC (Cox/Malcolm) that before recording of the final map there would have to be an agreement executed by the City and by EastLake resolving the outstanding issues on the public v. private parks as they relate to EastLake I and EastLake II. MSUC (Nader/McCandl iss) Condition 79 - the development be subject to the Growth Management Element of the General Plan in the Transportation Phasing Plan to be adopted by the City. Councilman Malcolm noted that he had no problem with item 37 where EastLake is subject to any new City-wide resolutions regarding cable television and no problem with item 44 - that conditions related to low and moderate income housing shall be deferred and evaluated as a factor in the analysis of the General Plan policies 6.2 and 6.3 as they relate to parcels R-24, R-25, R-26, R-27 and R-28. ' MOTION (Malcolm/Moore) to amend 37 and 44 as per EastLake's request. Director of Public Works Lippitt noted that Item 37 was put in because of Council's concern of equal access - it could be changed _ he recommended taking out the word .City-wide" because we don't know what the ultimate solution is going to be and it may be different from the western portion of the City in EastLake. /j/-/3 10 IIIU l,.t:~ - I.... - U '. I J I...., 1-'.....-' AMENDMENT TO MOTION Councilman Malcolm amended his motion to delete the word "C ity-wi de II The motion carried unanimously. Councilman Mal col m al so stated he had a problem with the gol f course. He spoke to EastLake and they agreed" to do something other than a private golf course; the general public ought to have a right to use the open spacej EastLake has an obligation to the public. He asked the City Attorney if Council could leave a condition where EastLake has to be willing to open up to some type of public use, to be determined by the City of Chula Vista at a later date by the Parks & Recreation staff and other golfing facilities in EastLake to corne back with some type of recommendation. Assistant City Attorney Rudolf, in response to Councilman Mal colm 's questi on noted that if that conditi on woul d be consistent with what was already approved in Resolutions B, C, and D; if that issue is not already addressed in those provisions, then this condition would be inconsistent. It was noted by Mr. Gray that this would not be inconsistent with anythi n9 Counci 1 has acted upon thus far because nothing in the pl ans really speak to the private v. publ i c nature of the gol f course. Mr. Santos noted that EastLake Country C1 ub is envisioned to be a privately owned and operated Club; it is not a municipal course. When it is opened in 1991, it will be open for public play for a period of time which has not yet been determined. The community has expressed a desire to have this available for a community-a t-1 arge use. There wi 11 be a CUP for the gol f course permit and at that time the whole concept of the public v. private play can be addressed. MOTI ON MSUC (Malcolm/Nader) to add this as Condition #80 - prior to any operation of the Golf Course that an a~reement between the City of Chula Vista and EastLake regarding publlC play be entered into, to be considered as part of the procedure with the Conditional Use Permit. MSUC (Nader/Moore) Condition #81 - to incorporate the Planning Commission's recommendations. VOTE ON MAP RESOLUTION E OFFERED BY MAYOR COX, as amended, the reading of the text was waived by unanimous consent, passed and approved with Councilman Nader and Councilwoman McCandliss voting no. /cJ ~ /( RESOLUTION F OFFl .0 BY MAYOR COX, the re, 'ng of the text was waived by unanimous consent, paBed and afproved with Councilman Malcolm voting no and Councilman Nader vot ng no on the Statement of Overriding Considerations. RESOLUTION G OFFERED BY MAYOR COX, the reading of the text was waived by unanimous consent passed and approved with Councilman Malcolm voting no. Councilman Moore questioned the Council policy on traffic studies in future developments. Director of Public Works Lippitt responded that a traffic study was done for this plan in the EIR and one will be done when ~unbow and other major developments come in. The City is automatically following through on its policy. Mr. Krempl noted that on the Task Force, while indicating that it may take 60 days, they wou1 d be tryi ng to get the group together as soon as it was authorized by Council and proceed to do it in the shortest time possible. Mayor Cox noted the Council should try to make a commitment to have this issue resolved in the next 60 days. 16. ORAL COtlHUNICATIONS - Opportunity for the public to speak to the c,ty Counc, I on any subject matter within the Council's jurisdiction but not an item on today's agenda. Each speaker's presentation may not exceed five minutes. a. Mr. Wade R. Guiliani, s214 J Street, Chula Vista addressed the issue of the 706 and 706A buses, the Chula Vista Trolley. He noted that seniors and handicapped individuals that are having difficulties accessing those buses. He suggested that perhaps a study be done to correct these buses to be adequately used by these individuals. MSUC (Cox/Hoore) to refer this petition to staff for a report and evaluation to come back to Council. b. Joseph Garcia, 484 Fifth Avenue, Chula Vista, suggested City invest in a 54 or 60 inch television monitor with a VCR to be installed in the Council Chamber. City Manager Goss noted the City has that capability and equipment ready' to be used when neeoed. c. Paul Green, 141 Lotus Drive, Chula Vista, addressed concerns regarding an informational item dated February 15, 1989. The City Manager noted he will send another copy of the response to his letter that had been sent. d. Rick Short Tan, 55 Oxford Street, Chula Vista, requested that Chula Vista Historical Society consider trees as part of Chula Vista's history. He cannot get information on certain trees in the area. .-/ /iJ-/~ RESOLUTION NO. /5Jf9:Z RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING FINAL MAP OF CHULA VISTA TRACT 88-3A, EASTLAKE SOUTH GREENS UNIT 3 (SOUTH HALF), ACCEPTING ON BEHALF OF THE PUBLIC THE PUBLIC STREETS DEDICATED ON SAID MAP, REJECTING ON BEHALF OF THE CITY OF CHULA VISTA THE OPEN SPACE LOTS GRANTED ON SAID MAP, ACCEPTING THE EASEMENTS GRANTED ON SAID MAP WITHIN SAID SUBDIVISION, AND APPROVING SUBDIVISION IMPROVEMENT AGREEMENT FOR THE COMPLETION OF IMPROVEMENTS REQUIRED BY SAID SUBDIVISION, AND AUTHORIZING THE MAYOR TO EXECUTE SAID AGREEMENT The City Council of the City of Chula vista does hereby resolve as follows: NOW, THEREFORE, BE IT RESOLVED that the city Council of the City of Chula vista hereby finds that that certain map survey entitled CHULA VISTA TRACT 88-3A, EASTLAKE SOUTH GREENS UNIT 3 (SOUTH HALF), and more particularly described as follows: Being a subdivision of Lot 2 of Chula vista Tract No. 88- 3, South Greens Phase 2 and 3, according to Map thereof No. 13292, filed in the office of the county Recorder of San Diego County, January 25, 1996 and Lots 27 through 32, 45 through 50, 52 and D of Chula vista Tract 88-3A, according to Map thereof No. 13338, filed in the office of the County Recorder of San Diego county on July 2, 1996. Area: 14.890 acres Numbered Lots: 61 No. of Lots: 65 Lettered Lots: 4 is made in the manner and form prescribed by law and conforms to the surrounding surveys; and that said map and subdivision of land shown thereon is hereby approved and accepted. BE IT FURTHER RESOLVED that said Council hereby accepts on behalf of the public the public streets, to-wit: a portion of Silverado Drive and Oro Court, and said streets are hereby declared to be public streets and dedicated to the public use. BE IT FURTHER RESOLVED that Lots A, B, C and D are hereby rejected for Open Space. BE IT FURTHER RESOLVED that said Council hereby accepts on behalf of the city of Chula vista the easements with the right of ingress and egress for visibility and street tree planting and /~~- / maintenance, general utility easement within Open Space Lots A, B, C and D, all as granted and shown on said map within said sUbdivision, subject to the conditions set forth thereon. BE IT FURTHER RESOLVED that the city Clerk of the city of Chula vista be, and she is hereby authorized and directed to endorse upon said map the action of said Council; that said Council has approved said subdivision map, and that said public streets are accepted on behalf of the public as heretofore stated and that said lots are dedicated for Open Space and other public uses and are rejected on behalf of the City of Chula vista and that those certain easements with the right of ingress and egress for the construction and maintenance of street tree planting, and general utility easements within Lots A, B, C and D, as granted thereon and shown on said map within said subdivision is accepted on behalf of the City of Chula vista as hereinabove stated. BE IT FURTHER RESOLVED that the City Clerk be, and she is hereby directed to transmit said map to the Clerk of the Board of Supervisors of the County of San Diego. BE IT FURTHER RESOLVED that that certain Subdivision Improvement Agreement dated the day of , 1996, for the completion of improvements in said SUbdivision, a copy of which is attached hereto and by reference made a part hereof, the same as though fully set forth herein be, and the same is hereby approved. BE IT FURTHER RESOLVED that the Mayor of the City of Chula vista be, and he is hereby authorized and directed to execute said agreement for and on behalf of the city of Chula Vista. Presented by Approved as to form by John P. Lippitt, Director of Public Works 2 /p/1~2 Recording Requested by: CITY CLERK When Recorded, Mail to: CITY OF CHULA VISTA 276 Fourth Avenue Chula Vista, Ca. 91910 No transfer tax is due as this is a conveyance to a public agency of less than a fee interest for which no cash consideration has been paid or received. Declarant SUBDIVISION IMPROVEMENT AGREEMENT THIS AGREEMENT, made and entered into this day of , 199__, by and between THE CITY OF CHULA VISTA, a municipal corporation, hereinafter called "City", and EASTLAKE DEVELOPMENT COMPANY, 900 Lane Avenue, suite 100, Chula Vista, California 91914, hereinafter called "Subdivider"; h'ITHJ;;~~J;;TH.-,- WHEREAS, Subdivider is about to present to the City Council of the city of Chula vista for approval and recordation, a final subdivision map of a proposed subdivision, to be known as Eastlake South Greens unit 3 (South Half) pursuant to the provisions of the Subdivision Map Act of the State of California, and in compliance with the provisions of Title 18 of the Chula vista Municipal Code relating to the filing, approval and recordation of subdivision map; and, WHEREAS, the Code provides that before said map is finally approved by the Council of the City of Chula Vista, Subdivider must have either installed and completed all of the public improvements and/or land development work required by the Code to be installed in subdivisions before final maps of subdivisions are approved by the Council for purpose of recording in the Office of the County Recorder of San Diego county, or, as an alternative thereto, Subdivider shall enter into an agreement with city, secured by an approved improvement security to insure the performance of said work pursuant to the requirements of Title 18 of the Chula vista Municipal Code, agreeing to install and complete, free of liens at Subdivider's own expense, all of the public improvements and/or land development work required in said subdivision within a definite period of time prescribed by said Council, and WHEREAS, Subdivider is willing in consideration of the approval and recordation of said map by the Council, to enter into this agreement wherein it is provided that Subdivider will install -1- )?J--9 -.3 and complete, at Subdivider's own expense, all the public improvement work required by City in connection with the proposed subdivision and will deliver to City improvement securities as approved by the City Attorney, and WHEREAS, a tentative map of said subdivision has heretofore been approved, subject to certain requirements and conditions, as contained in Resolution No. 17618, approved on the 16th day of August, 1994 ("Tentative Map Resolution") i and WHEREAS, complete plans and specifications for the construction, installation and completion of said public improve- ment work have been prepared and submitted to the City Engineer, as shown on Drawings Nos. 96-91 through 96-95, on file in the office of the City Engineer, and WHEREAS, an estimate of the cost of constructing said public improvements according to said plans and specifications has been submitted and approved by the City in the amount of $604,800. NOW, THEREFORE, IT IS MUTUALLY UNDERSTOOD AND AGREED AS FOLLOWS: 1. Subdivider, for itself and his successors in interest, an obligation the burden of which encumbers and runs with the land, agrees to comply with all of the terms, conditions and requirements of the Tentative Map Resolution; to do and perform or cause to be done and performed, at its own expense, without cost to city, in a good and workmanlike manner, under the direction and to the satisfaction and approval of the city Engineer, all of the public improvement and/or land development work required to be done in and adjoining said subdivision ("Improvement Work") i and will furnish the necessary materials therefor, all in strict conformity and in accordance with the plans and specifications, which documents have heretofore been filed in the Office of the City Engineer and by this reference are incorporated herein and made a part hereof. 2. It is expressly understood and agreed that all monuments have been or will be installed within thirty (30) days after the completion and acceptance of the Improvement Work, and that Subdivider has installed or will install temporary street name signs if permanent street name signs have not been installed. 3. It is expressly understood and agreed that Subdivider will cause all necessary materials to be furnished and all Improvement Work required under the provisions of this contract to be done on or before the second anniversary date of Council approval of the Subdivision Improvement Agreement. 4. It is understood and agreed that Subdivider will perform said Improvement Work as set forth hereinabove, or that portion of said Improvement Work serving any buildings or structures ready for occupancy in said sUbdivision, prior to the issuance of any certificate of clearance for utility connections for said buildings -2- /0/}-1 or structures in said subdivision, and such certificate shall not be issued until the City Engineer has certified in writing the completion of said public improvements or the portion thereof serving said building or structures approved by the city; provided, however, that the improvement security shall not be required to cover the provisions of this paragraph. 5. It is expressly understood and agreed to by Subdivider that, in the performance of said Improvement Work, Subdivider will conform to and abide by all of the provisions of the ordinances of the City of Chula vista, and the laws of the State of California applicable to said work. 6. Subdivider further agrees to furnish and deliver to the city of Chula Vista, simultaneously with the execution of this agreement, an approved improvement security from a sufficient surety, whose sufficiency has been approved by the city in the sum of THREE HUNDRED TWO THOUSAND, FOUR HUNDRED DOLLARS AND NO CENTS ($302,400.00) which security shall guarantee the faithful performance of this contract by Subdivider and is attached hereto, marked Exhibit "A" and made a part hereof. 7. Subdivider further agrees to furnish and deliver to the City of. Chula vista simultaneously with the execution of this agreement, an approved improvement security from a sufficient surety, whose sufficiency has been approved by the City in the sum of THREE HUNDRED TWO THOUSAND, FOUR HUNDRED DOLLARS AND NO CENTS ($302,400.00) to secure the payment of material and labor in connection with the installation of said public improvements, which security is attached hereto, marked Exhibit "B" and made a part hereof and the bond amounts as contained in Exhibit "B", and made a part hereof. 8. Subdivider further agrees to furnish and deliver to the city of Chula Vista, simultaneously with the execution of this agreement, an approved improvement security from a sufficient surety, whose sufficiency has been approved by the City in the sum of ELEVEN THOUSAND DOLLARS AND NO CENTS ($11,000.00) (per private engineer's estimate) to secure the installation of monuments, which security is attached hereto, marked Exhibit "CO and made a part hereof. 9. It is further agreed that if the Improvement Work is not completed within the time agreed herein, the sums provided by said improvement securities may be used by City for the completion of the Improvement Work within said subdivision in accordance with such specifications herein contained or referred, or at the option of the city, as are approved by the City Council at the time of engaging the work to be performed. upon certification of completion by the City Engineer and acceptance of said work by city, and after certification by the Director of Finance that all costs hereof are fully paid, the whole amount, or any part thereof not required for payment thereof, may be released to Subdivider or its successors in interest, pursuant to the terms of the -3- /t!J/J ~ improvement security. Subdivider agrees to pay to the city any difference between the total costs incurred to perform the work, including design and administration of construction (including a reasonable allocation of overhead), and any proceeds from the improvement security. 10. It is also expressly agreed and understood by the parties hereto that in no case will the city of Chula vista, or any department, board or officer thereof, be liable for any portion of the costs and expenses of the work aforesaid, nor shall any officer, his sureties or bondsmen, be liable for the payment of any sum or sums for said work or any materials furnished therefor, except to the limits established by the approved improvement security in accordance with the requirements of the state Subdivision Map Act and the provisions of Title 18 of the Chula vista Municipal Code. 11. It is further understood and agreed by Subdivider that any engineering costs (including plan checking, inspection, materials furnished and other incidental expenses) incurred by City in connection with the approval of the Improvement Work plans and installation of Improvement Work hereinabove provided for, and the cost of street signs and street trees as required by City and approved by the City Engineer shall be paid by Subdivider, and that Subdivider shall deposit, prior to recordation of the Final Map, with City a sum of money sufficient to cover said cost. 12. It is understood and agreed that until such time as all Improvement Work is fully completed and accepted by City, Subdivider will be responsible for the care, maintenance of, and any damage to, the streets, alleys, easements, water and sewer lines within the proposed subdivision. It is further understood and agreed that Subdivider shall guarantee all public improvements for a period of one year from date of final acceptance and correct any and all defects or deficiencies arising during said period as a result of the acts or omission of Subdivider, its agents or employees in the performance of this agreement, and that upon acceptance of the work by City, Subdivider shall grant to City, by appropriate conveyance, the public improvements constructed pursuant to this agreement; provided, however, that said acceptance shall not constitute a waiver of defects by City as set forth hereinabove. 13. It is understood and agreed that City, as indemnitee, or any officer or employee thereof, shall not be liable for any injury to person or property occasioned by reason of the acts or omissions of Subdivider, its agents or employees, or indemnitee, related to this agreement. Subdivider further agrees to protect and hold the city, its officers and employees, harmless from any and all claims, demands, causes of action, liability or loss of any sort, because of or arising out of acts or omissions of Subdivider, its agents or employees, or indemnitee, related to this agreement; provided, however, that the approved improvement security shall not be required to cover the provisions of this paragraph. Such -4- )jJO~~ indemnification and agreement to hold harmless shall extend to damages to adjacent or downstream properties or the taking of property from owners of such adjacent or downstream properties as a result of the construction of said subdivision and the public improvements as provided herein. It shall also extend to damages resulting from diversion of waters, change in the volume of flow, modification of the velocity of the water, erosion or siltation, or the modification of the point of discharge as the result of the construction and maintenance of drainage systems. The approval of plans providing for any or all of these conditions shall not constitute the assumption by City of any responsibility for such damage or taking, nor shall city, by said approval, be an insurer or surety for the construction of the subdivision pursuant to said approved improvement plans. The provisions of this paragraph shall become effective upon the execution of this agreement and shall remain in full force and effect for ten (10) years following the acceptance by the City of the improvements. 14. Subdivider agrees to defend, indemnify, and hold harmless the city or its agents, officers, and employees from any claim, action, or proceeding against the city or its agents, officers, or employees to attack, set aside, void, or annul, an approval of the City, advisory agency, appeal board, or legislative body concerning a sUbdivision, which action is brought within the time period provided for in section 66499.37 of the Government Code of the State of California. IN WITNESS agreement to be forth. WHEREOF, the parties hereto have caused this executed the day and year first hereinabove set THE CITY OF CHULA VISTA SUBDIVIDER: EASTLAKE DEVELOPMENT COMPANY * See signature page attached Mayor of the city of Chula vista ATTEST City Clerk Approved as to form by @P:J-Jm Y~J~~;;r;# ci y Attorney 0 (Attach Notary Acknowledgment) /t://9-? -5- By: THE EASTLAKE COMPANY, (Formerly known as EastLake Development Company) a California general partnership By: Boswell Properties, Inc., a general partner By: M~ Its: Paul G. Nieto Vice President By: ~~- Sharon Ikemoto Its: Authorized Representative By: The Tulago Company, a general partner By: ~~ Its: Paul G. Nieto Vice President BY:~~>~'';~ Sharon Ikemoto Its: Authorized Representative /Ph,g/ LIST OF EXHIBITS Exhibit "B" Improvement Security - Faithful Performance Form: Bond Amount: $302,400 Improvement Security - Material and Labor: Form: Bond Amount: $302,400 Exhibit "A" Exhibit "c" Improvement Security - Monuments: Form: Bond Amount: $11,000 Securities approved as to form and amount by Improvement Completion Date: Two (2) years from date of Council approval of the Subdi- vision Improvement Agreement. C:\ag\sia\ELSG3.sh -6- /cJ~-c; BONDI File No.: 141493383 Prem: 61. Issued in Triplicate SURVEY MONUMENT INSTALLATION BOND LET IT BE KNOWN BY THESE PRESENTS , that Eastl ake Company as the subdivider (hereinafter "Principal"), and American Casualty COmDanY , a corporation of the State of Pennsyl vani a (hereinafter "Surety"), are held and firmly bound unto the City of Chula Vista, a municipal corporation, in the County of San Diego, State of California, and to and for the benefit of any and all persons who may suffer damage by reason of the breach of the conditions hereof, in the penalsumof Eleven thousand dollars & 00------------------------------------ dollars ($ 11.000.00/00----) lawful money of the United States, to be paid to the said City of Chula Vista. WHEREAS, Principal is presently engaged in subdividing certain lands to be known as Eastlak.e Greens South. Unit 3. Tract 88-3A subdivision in the City of Chula Vista, in accordance with the Contract for Completion of Improvements authorized by Council Resolution No. ; and, WHEREAS, Principal desires not to install durable monuments prior to the recordation of the final map of the subdivision and desires to install same at a later date, . NOW, THEREFORE, the condition of the above obligation is that if Principal shall have installed durable monuments of the survey by (N.... of Eac"'=l in accordance with the final map of said subdivision, a copy of which is on me with the City Engineer of the City of Chula Vista, reference to which said map is hereby made and same is incorporated herein as though set forth in full, and according to the ordinances of the City of Chula Vista in force and effect at the time of giving of this bond, on or before the expiration of thirty (30) consecutive days following completion and a=ptance of public improvements within said subdivision, then the obligation shall be void. otherwise to be and remain in full force and effect. /c:J/-1-10 CALIFORNIA ALL.PURPOSE ACKNOWLEDGMENT 1f-===.c<'===~==.c<'.c<'Z;{'=~=-.Q:.F<'.c<'=-=.Q:5X;YJCX'.f;{X'<'=.Q!'====-.c<'.c<"C<;x:;<;'.Q;:_"::D'X"';<;X;,:.c,~o':Y.1 r \) g g ~ State of California ~ ~i County of Los Angeles ~ ~ On Jul y 8, 1996 before me, Norma A Good, Notary Pub 1 i c g ~ D," ",m, ,cd ""Ie of Off,,,, ,',g" 'J,c, Doe, "",~ Pobl'", ~ "g"",:, personally appeared James E. McInerny ,,~ ~i Name(s)o15igner(s) :?) g ~ personally known to me - OR - C proved to me on the basis of satisfactory evidence to be the person(s) it g whose name(s) is/ar-E'> subscribed to the within instrument g g and acknowledged to me that he/srre/they executed the g g, same in his/ner/their authorized capacity(ies), and that by g ~. l' ~ ~ . ~ . ~ ~ . . . . . O( ~~s;~:r~~~/~gpnoa~u~:~s~lr~ft~hii~~trt~~e;;r~~~;;s:~~~: ~ '" J~""""" NORMAA.GOOD ( (i /;. _ .i _ '. COMM. # 1047472 Z executed the instrument. X g: ~ ;";ct... - . ~ Notary Public - California ~ :?) g ZJ' >~. . LOSANGELESCOUNlY 1- WITNESS h d d ff' 'I I g ~ ~ ~..:. ~es~E~l~'~. my an an 0 ICla sea. ~ ~ -L){f/i:~"~~ (1 ~ * (';: .;' ., Signa\ure of Notary PLJblic :?) ~. OPTIONAL ~ g Though the information below is not required by law, it may prove valuable to persons relying on the document and could prevent g ~: fraudulent removal and reattachment of this form to another document. g ~. Description of Attached Document ~ g g ? Title or Type of Document: g ~ Document Date: Number of Pages: ~ ~ ~ ~ Signer(s) Other Than Named Above: ~ @ Capacity(ies) Claimed by Signer(s) ~ ~. Signer's Name: Signer's Name: ~ ? [J Individual [J Individual g g ~ Corporate Officer ::::J Corporate Officer g g Titie(s): Title(s): g g Partner - [J Limited C General ~ Partner - C Limited [J General g g, [J Attorney-in-Fact [J Attorney-in-Fact g g Trustee ::::J Trustee g B. [J Guardian or Conservator [J Guardian or Conservator. g ~ Other: Top of thumb here Other: Top of thumb here g g g g g g g ~, Signer Is Representing: Signer Is Representing: ~ g g ~ ~ g g ~=="<X;<;<--Q;='G<.====v:.~~-Q;=~=='<iZ'<;.<..='Q;.='<iZ=,<;<.;<x'<x;g<;<;Z"x;<".!(X=="",=~=~'Q;.-=~<<='<Y3 @1995NationalNotaryAsSOClation.8236 Remme! Ave.. P.O. Box 7184. Canoga Park, CA91309-7184 / t::J ~ ... /!Od. No. 5907 Reorder: Call Toll-Free 1-800-876-6827 IN WITNESs WHEREOF, this instrument has been duly executed by the Principal and Surety above named, on 8th day of July , 19~. See Signature Page Attached American Casualty Company Readlng, Pennsylvania Principal In Fact (Above-signatories must be notarized.) Approved as to form: /7 ---;; . :r~ !fnl '-(1J<-€-";1 MV() ti:r+ v City Attorney (pW-E-34) l:J/J ~ / J By: THE EASTLAKE COMPANY, (Formerly known as EastLake Development Company) a California general partnership By: By: Its: By: Its: Boswell Properties, Inc., a general partner By: /~~ By: Paul G. Nieto Vice President Its: Sharon Ikemoto Authorized Representative The Tulago Company, a general partner dY~ Paul G. Nieto Vice President By: ( ~/~' Sharon Ikemoto Authorized Representative Its: /~/J/IJ American Casualty Company of Reading, Pennsylvania CNA For All the Commitments You Make'!! Office/Chicago. Illinois. POWER OF ATTORNEY APPOINTING INDIVIDUAL ATTORNEY-iN-FACT Know All Men by these Presents, That A~1ERICAN CASUALTY COMPANY OF READING. PENNSY!... V/', i'J IA. a corporatisn :Ju!y organized and eXIstIng under the laws of the Commonwealth of Pennsylvania, and having Its pnnclpal office In the City of ChIcago, and State of Illinois. does hereby make, constitute and appoint Jean L Brown, James E McInerny. Norma Goed, Kathleen Henderson James T Armitage, Individually of South Pasadena, California Its true and lawful Attorney-in-fact with full power and authority hereby conferred to sign, seal and execute in Its behalf bonds, undertakings and other obligatory Instruments of similar nature - In Unlimited Amounts- and to bind AMERICAN CASUALTY COMPANY OF READING, PENNSYLVANIA thereby as fully and to the same extent as if such instruments were signed by the duly authorized officers of AMERICAN CASUALTY COMPANY OF READING, PENNSYLVANIA and all the acts of said Attorney, pursuant to the authority hereby given are hereby ratified and confirmed. This Power of Attorney is made and executed pursuant to and by authority of the following By-Law duly adopted by the Board of Directors of the Company "Article VI--Execution of Obligations and Appointment of Attorney-in-Fact Section 2. Appointment of Attorney-in-fact. The Chairman of the Board of Directors, the President or any Executive, Senior or Group Vice President may, from time to'time, appoint by written certificates attorneys-in-fact to act in behalf of the Company in the execution of policies of insurance, bonds, undertakings and other obligatory instruments of like nature. Such attorneys-in-fact, subject to the limitations set forth in their respective certificates of authority, shall have full power to bind the Company by their signature and execution of any such instruments and to attach the seal of the Company thereto. The Chairman of the Board of Directors, the President or any Executive, Senior or Group Vice President may at any time revoke all power and authority previously given to any attorney-in-fact." This Power of Attorney is signed and sealed by facsimile under and by the authority of the following Resolution adopted by the Board of Directors of the Company at a meeting duly called and held on the 17th day of February, 1993. "Resolved, that the signature of the President or any Executive, Senior or Group Vice President and the seal of the Company may be affixed by facsimile on any power of attorney granted pursuant to Section 2 of Article VI of the By-Laws, and the signature of the Secretary or an Assistant Secretary and the seal of the Company may be affixed by facsimile to any certificate of any such power and any power or certificate bearing such facsimile signature and seal shall be valid and binding on the Company. Any such power so executed and sealed and certified by certificate so executed and sealed shall with respect to any bond or undertaking to which it is attached, continue to be valid and binding on the Company." In Witness Whereof, AMERICAN CASUALTY COMPANY OF READING, PENNSYLVANIA has caused these presents to be signed by its Group Vice President and its corporate seal to be hereto affixed on this 19th day of June 1995 eo. AMERICAN CASUALTY COMPANY OF READING, PENNSYLVANIA ~ :"'~t.:a & NUll. l 7~ ~~ State of Illinois, County of Cook, ss: M.C. Vonnahme Group Vice President On this 19th day of June 1995 ,before me personally came M. C. Vonnahme , to me known, who, being by me duty sworn, did depose and say: that he resides in the Village of Oarien ,State of Illinois: that he is a Group Vice President of AMERICAN CASUALTY COMPANY OF READING, PENNSYLVANIA, the corporation described in and which executed the above instrument; that he knows the seal of said Corporation; that the seal affixed to the said instrument is such corporate seal; that it was so affixed pursuant to authority given by the Board of Directors of said corporation and that he signed his name thereto pursuant to like authority, and acknowledges same to be the act and deed of said corporation. ~~e~ My CommiSSion Expires October 19, 199B Linda C. Dempsey Notary Public CERTiFiCATE I, George R. Hobaugh, Assistant Secretary of AMERICAN CASUALTY COMPANY OF READING, PENNSYLVANIA, do hereby certify that the Power of Attorney herein above set forth IS still in force, and further certify that Section 2 of Article VI of the By-Laws of the Company and the Resolution of the Board of Directors, set forth in said Power of Attorney are still in force. In testimony whereof I have hereunto subscribed my name and affixed the seal of the said Company this Rt h day of JIll Y ~ /P/l11 E8-23142-D ~hP</f./~1 'I'-e George R, Hobaugh Assistant Secretary CALIFORNIA ALL.PURPOSE ACKNOWLEDGMENT No. 5907 State of California County of San Diego On July 15, 1996 DATE before me, Silvana C. Brazell, notary public NAME. TITLE OF OFFICER - E_G., "JANE DOE, NOTARY PUBLIC" personally appeared Paul G. Nieto and Sharon Ikemoto NAME{S) OF SIGNEA(S) [] personally known to me - OR - 0 proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and ac- knowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I ~ '",^,^c. ""'''~ I - : "~". COMM. #1011951 l;) , ,,; , ~ NOT ARHUBLlC-CALIFORNIA g U . . SAN DIEGO COUNlY 0 I" iv1y Commission Expires -- ......... FEBRUARY 12, 1998.. .1 WITNESS my hand and official seal. JJ>>t1 11;;) (. . M~ ' SIGNATU F NOTARY OPTIONAL Though the data below is not required by law, it may prove valuable to persons relying on the document and could prevent fraudulent reattachment of this form. CAPACITY CLAIMED BY SIGNER o INDIVIDUAL o CORPORATE OFFICER DESCRIPTION OF ATTACHED DOCUMENT J!Li~ !Yi1fttuA.,p.;;J7JidltfJIdwr,p &0 ITlE OR TYPE OF DOCUMENT TITLE(S) o PARTNER(S) o LIMITED o GENERAL NUMBER OF PAGES o ATTORNEY.IN.FACT o TRUSTEE(S) o GUARDIAN/CONSERVATOR o OTHER: DATE OF DOCUMENT SIGNER IS REPRESENTING: NAME OF PEASQN(S) OR ENTITY(IES) Boswell Properties, Inc. The Tulago Company SIGNER(S) OTHER THAN NAMED ABOVE 1~>1~/f Cl1993 NATIONAL NOTARY ASSOCIATION. 8236 Aemmet Ave., P.O. Box 7184. Canoga Park, CA 91309.7184 BondFi1e No.: Prem: BONDFORF~PERFORMANCE 141493402 1,663. Issued in triplicate WHEREAS, the City Council of the City of Chula Vista, County of San Diego, Stale of California, and Eastl aka ComDany (hereinafter "Principal") have entered into an agreement whereby Principal agrees to install and complete certain designated public improvements, which saId agreement, dated ,19_,andidentifiedasproject Eilstlilkf' SOllth Grppn, Ilnit <, Tr AA-3A , is hereby referred to and made a part hereof; and, WHEREAS, said ,Principal is required under the terms of said agreement to furnish a bond for the faithful performance of said agreement. NOW, TIIEREFORE, we, the Principal and American Casualty Company Readi no. Pennsvl vani a , a corporation of the State of California (hereinafter "Surety"), are held and firmly bound unto the City of Chula Vista, a municipal corporation (hereinafter "City") in the County of San Diego, State of California, and to and for the benefit of any and all persons who may suffer damages by breach of the conditions hereof, in the penal sum of Three hundred two thousand four hundred doll ars & 00-- dollars ($ ~n? 400 00/00- n)., lawful money of the United States, for the payment of which sum well . and truly to be made, we bind ourselves, our heirs, successors, executors and administrators, jointly and severally, firmly by these presents. The condition of this obligation is such that if the above-bound Principal, his or its heirs, executors, administrators, successors or assigns, shall in all things stand to and abide by, and well and truly keep and perform the covenants, conditions and provisions in the said agreement and any alteration thereof made as therein provided, on his or their part, to be kept and performed at the time and in the manner therein specified, and in all respects according to their true intent and meaning, and shall indemnify and save harmless City, its officers, agents and employees, as therein stipulated, then this obligation shall become null and void; otherwise it shall be and remain in full force and effect. As a part of the obligation secured hereby and in addition to the face amount specified therefor, there shall be included costs and reasonable expenses and fees, including reasonable attorney's fees, incurred by City in successfully enforcing such obligation, all to be taxed as costs and included in any judgment rendered. The Surety hereby stipulates and agrees that no change, extension of time, alteration or addition to the terms of the agreement or to the work to be performed thereunder or the specifications accompanying the same shall in anywise affect its obligations on this bond, and it does hereby waive notice of any such change, extension of time, alteration or addition w the terms of the agreement or to the work or to the specifications. In addition to the acts bonded for pursuant to the agreement incorporated above. lhe fo]!o\\'ing acts and perform?~~ces are additionally subject !(l the l.cmlS of this agreement: ~zt!;zz.:Zv_-- " CALlFORNIA ALL.PURPOSE ACKNOWLEDGMENT ~=~~~=..x.c<'~""'.c<'.c<'.Q!'.c<'.c{'~~~=.c<'.d'.Q!'.c<'.c<'.c<'.Q!'~-<X'.c<'~=cM~.<"<2"C<2=~~..x~~~.<O{'^,^] ~ g ~ State of California g @ Los Angeles ~ ? County of g @ On July 8, 1996 before me, Norma A. Good, Notary Public ~ ~ Date James E M I Name and Tille of Qfficer (e,g.. 'JaneDoe,NotaryPublic") g ~. personally appeared . c nerny g g X Name(s) ot Signer(s) g ~.: t' personally known to me - OR - C proved to me on the basis of satisfactory evidence to be the person~ ~. (;' whose name(g) is/are subscribed to the within instrument "" ii: and acknowledged to me that he/sl're/they executed the is ~ same in his/her/th"eir authorized capacity(ies), and that by g ~,:, . . . . . _ _ _ ..( his/her/their signature~ on the instrument the person(s)'; ~" , c' I (or the entity upon behalf of which the person(.s) acted, .'S g"@il-':' -' NORMAA.GOOD executed the 'Instrument. is ,~ .' .-<. . COMM. # 1047472 ~ n ~ i ~~i- '; N~~:r:~~'iEsg~~~a;: WITNESS my hand and official seal. a ii: ...'.' Mvcomm.ExI>iresDEC18.1998 g ~ ~ //i,I/} II g g /;::/laAnA.-/ CL 'X.L&--t',C is R: Signature of Notary PubliC g g g ~,. OPTIONAL ~,' ~: Though the information below is not required by law, it may prove valuable to persons refying on the document and could prevent :~ g; fraudulent removal and reattachment of this form to another document. g g g ? Description of Attached Document g ~ Title or Type of Document: ~ ~ g ~, Document Date: Number of Pages: ~ @ Signer(s) Other Than Named Above: ~ @ Capacity(ies) Claimed by Signer(s) ~ ~ Signer's Name: Signer's Name: ~ ~ cc Individuai u Individual ~ ?, :J Corporate Officer C Corporate Officer q g Title(s): Title(s): is ~, U Partner - C Limited = General r Partner - u Limited C General q g ~. Attorney-in-Fact 0 Attorney-in-Fact g ?: u Trustee Trustee g ~ --' g~ha~~ian or Conservator Top ollhomb he,e ~ g~ha~~ian or Conservator Top :llhomb he,e ~ g - g g g g g g Signer Is Representing: Signer Is Representing: g ~ ~ g g ~ /tY/l-/7 ~ ~"X;("<:.~'("<:;g<;'~~'Q<.;<;<:;=xx.''''<:;(~,,'GZ.~=~-g;,~,,,,,<;,x,,<:.=~=~=~=~""'~=-Q..<:%~~'Q.iQ"xx.'GZ.~~==<x:<<x:y1 @1995National Notary Association' 8236 Remmel Ave.. P.O. Box 7184' Canoga Park, CA 91309.7184 Prod. No. 5907 Reorder: Call Toll-Free 1-800-876-6627 IN WITNESS WHEREOF, this instrument has been duly executed by the Principal and Surety above named, on July 8 19~. See Signature Page Attached American Casualty Company Readl ng, Pennsyl van; a Principal ey In Fact (Above-signatories must be notarized.) Approved as to form: ~.. lY2:;jJJ >>1 '-td~~i'-~i~~ , City AttOrney . II (PW-E-34) jtJ/J /) 7 By: THE EASTLAKE COMPANY, (Formerly known as EastLake Development Company) a California general partnership By: By: Its: Boswell Properties, Inc., a general partner dP~ Paul G. Nieto Vice President By: (~~~ Sharon Ikemoto Authorized Representative Its: By: By: The Tulago Company, a general partner ~~~ Its: Paul G. Nieto Vice President By: Its: Sharon Ikemoto Authorized Representative jc::J4 ~ / / American Casualty Company of Reading, Pennsylvania CNA For All the Commitments You :vIake~ Office/Chicago, Illinois POWER OF ATTORNEY APPOINTING INDIVIDUAL ATTORNEY-iN-FACT Know All Men by these Presents. That.A..MERICA,N CA.SUAL TY COMPANY OF RE,A.D\NG. PENNSYLVA~JlA, a corporation duly organized and eXisting under the laws at the Commonwealth of Pennsylvania, and having Its principal office In the City of Chicago, and State of Illinois. does hereby make, constitute and appoint Jean L Brown. James E. Mclnerny, Norma Good, Kathleen Henderson James T. Armitage, IndivIdually of South Pasadena, California its true and la'Wful Attorney-in-fact with full power and authority hereby conferred to sign, seal and execute in its behalf bonds, undertakings and other obligatory instruments of similar nature - In Unlimited Amounts - and to bind AMERICAN CASUALTY COMPANY OF READING, PENNSYLVANIA thereby as fully and to the same extent as jf such instruments were signed by the duly authorized officers of AMERICAN CASUALTY COMPANY OF READING, PENNSYLVANIA and all the acts of said Attorney, pursuant to the authority hereby given are hereby ratified and confirmed. This Power of Attorney is made and executed pursuant to and by authority of the following By-Law duly adopted by the Board of Directors of the Company. "Article Vl-Execution of Obligations and Appointment of Attorney-in-Fact Section 2. Appointment of Attorney-in-fact. The Chairman of the Board of Directors, the President or any Executive, Senior or Group Vice President may, from time to time, appoint by written certificates attorneys-in-fact to act in behalf of the Company in the execution of policies of insurance, bonds, undertakings and other obligatory instruments of like nature. Such attorneys-in-fact, subject to the limitations set forth in their respective certificates of authority, shall have full power to bind the Company by their signature and execution of any such instruments and to attach the seal of the Company thereto. The Chairman of the Board of Directors, the President or any Executive, Senior or Group Vice President may at any time revoke all power and authority previously given to any attorney-in-fact." This Power of Attorney is signed and sealed by facsimile under and by the authority of the following Resolution adopted by the Board of Directors of the Company at a meeting duly called and held on the 17th day of February, 1993. "Resolved, that the signature of the President or any Executive, Senior or Group Vice President and the seal of the Company may be affixed by facsimile on any power of attorney granted pursuant to Section 2 of Article VI of the By-Laws, and the signature of the Secretary or an Assistant Secretary and the seal of the Company may be affixed by facsimile to any certificate of any such power and any power or certificate bearing such facsimile signature and seal shall be valid and binding on the Company. Any such power so executed and sealed and certified by certificate so executed and sealed shall with respect to any bond or undertaking to which it is attached, continue to be valid and binding on the Company." In Witness Whereof, AMERICAN CASUALTY COMPANY OF READING, PENNSYLVANIA has caused these presents to be signed by its Group Vice President and its corporate seal to be hereto affixed on this 19th day of June 1995 AMERICAN CASUALTY COMPANY OF READING, PENNSYLVANIA ~~ State of Illinois, County of Cook, 55: M.C. Vonnahme Group Vice President On this 19th day of June ~, before me personally came M. C. Vonnahme , to me k.nown, who, being by me duly sworn, did depose and say: that he resides in the Village of Darian ,State of Illinois: that he is a Group Vice President of AMERICAN CASUALTY COMPANY OF READING, PENNSYLVANIA, the corporation described in and which executed the above instrument: that he knows the seal of said Corporation: that the seal affixed to the said instrument is such corporate seal: that it was so affixed pursuant to authority given by the Board of Directors of said corporation and that he signed his name thereto pursuant to like authority, and acknowledges same to be the act and deed of said corporation. ~~e~ My Commission Expires October 19,1998 Linda C. Dempsey Notary Public CERTIFICATE I, George R. Hobaugh, Assistant Secretary of AMERICAN CASUALTY COMPANY OF READING, PENNSYLVANIA, do hereby certify that the Power of Attorney herein above set forth is still in force, and further certify that Section 2 of Article VI of the By-Laws of the Company and the Resolution of the Board of Directors, set forth in said Power of Attorney are still in force. In testimony whereof I have hereunto subscribed my name and affixed the seal of the said Company this R t h day of Jill Y 1.9....9..6...- E8-23142-D X-~p</1./(...1 I'-e George R. Hobaugh Assistant Secretary CALIFORNIA ALL.PURPOSE ACKNOWLEDGMENT No. 5907 State of California County of San Diego On July 15, 1996 DATE before me, Silvana C. Brazell, notary public NAME, TITLE OF OFFICER - E.G., -JANE DOE. NOTARY PUBLIC. personally appeared Paul G. Nieto and Sharon Ikemoto NAME{S) OF SIGNER(S) IX.J personally known to me - OR - 0 proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and ac- knowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I,~ ~.._:... SILVANAC. BRAZELL I -. ,'" COMM.#1011951 ~ 'I!:~.O;~.'.~'~.;' NOTARY.P.UB.lIC-. CALlFO.RNIA Q u .."+.~r~~,,:'q1 ,SAN DieGO COUNTY 0 j '::~;/ I,,/__~.?~,~lsslon Expires ~ '.,",.:.:9' f=:.:t:K",ARY 12, 19~8 .--1 ~'~.eooe WITNESS my hand and official seal. ~J1JI1MAJ ( . ~ SIGNATURE OTARY OPTIONAL Though the data below is not required by law, it may prove valuable to persons relying on the document and could prevent fraudulent reattachment of this form. CAPACITY CLAIMED BY SIGNER o INDIVIDUAL o CORPORATE OFFICER DESCRIPTION OF ATTACHED DOCUMENT f!xw;~ ~~:;~ TITLE OR PE OF DOCUMENT T1TLE(S) o PARTNER(S) o LIMITED o GENERAL NUMBER OF PAGES o ATTORNEY-IN-FACT o TRUSTEE(S) o GUARDIAN/CONSERVATOR o OTHER: DATE OF DOCUMENT SIGNER IS REPRESENTING: NAME OF PERSON(5) OR ENTlTY(tE5) Boswell Properties, Inc. The Tulago Company SIGNER(S) OTHER THAN NAMED ABOVE /t/~ /~/ Cl1993 NATIONAL NOTARY ASSOCIATION. 8236 Remmet Ave., P.O. Box 7184. Canoga Park., CA 91309-7184 Bond File No.: 141493402 Prem: I nc' uded 1 n Performance Bond Issued in triplicate BOND FOR MATERIAL AND LABOR WHEREAS, the City Council of the City of Chula Vista, County of San Diego, State of California, and Eastl ake Company (hereinafter "Principal") have entered into an agreement whereby Principal agrees to install and complete certain designated public improvements, which said agreement, dated , 19_, and identified as project Eastl ake South Greens Uni t ~, Tr RR- ~A , is hereby referred to and made a part hereof; and, WHEREAS, under the terms of said agreement, Principal is required, before entering upon the performance of the work, to file a good and sufficient payment bond with the City of Chula Vista to secure the claims to which reference is made in Title 15 (commencing with Section 3082), Part 4, Division 3, of the Civil Code of the State of California. NOW, THEREFORE, said Principal and American Casualty Company R""rli ncJ, P'Jn'l>l" "sRi 3 ,a corporation of the State of pennsyl Vnni " (hereinafter "Surety"), are held and firmly bound unto the City of Chula Vista, a municipal corporation in the State of California,(hereinafter "City"}, and all contractors, subcontractors, laborers, materialmen and other persons employed in the performance of the aforesaid agreement and referred to in the aforesaid Code of Civil Procedure in the sum of - Three hundred two thousand fOlJr h,mrlrprl ~ nn dollars ($ 30? 400 gg 100 ), lawful money of the United States, for materials furnished or labor thereon of any kind, 'or for amounts due under the Unemployment Insurance Act with respect to such work or labor, that said Surety will pay the same in an amount not exceeding the amount hereinabove set forth" and also in case suit is brought upon this bond, will pay, in addition to the face amount thereof, costs and reasonable expenses and fees, including reasonable attorney's fees, incurred by City in successfully enforcing such obligation, to be awarded and fixed by the court, and to be taxed as costs and to be included in the judgment therein rendered. It is hereby expressly stipulated and agreed that this bond shall inure to the benefit of any and all persons, companies and corporations entitled to file claims under Title 15 (commencing with Section 3082), Part 4, Division 3, of the Civil Code, so as to give a right of action to them or their assigns in any suit brought upon this bond. Should the condition of this bond be fully performed, then this obligation shall become null and void, otherwise it shall be and remain in full force and effect. The Surety hereby stipulates and agrees that no change, extension of time, alteration or addition to the terms of the agreement or to the work to be performed thereunder or the specifications accompanying the same shall in anywise affect its obligations on this bond, and it does hereby waive notice of any such change, extension of time, alteration or addition to the terms of the agreement or to the work or to the specifications. It::Jij /;2~ CALIFORNIA ALL.PURPOSE ACKNOWLEDGMENT ~,C(',C(',Q',c<'..ft.G<',C('.G<'d~b<',C('.G<'.c<'.c<'.K'.c<'~~,C('h",C('='~,Q'cr.=~lf=,Q,^<X'Q,Q'cr.,{;:{'cr.=~.c<',Q,^=<<<<,Q,^-O~ 2 g ~ State of Ca 1 i forni a ~ g, County of Los Angel es ~ g :~ 2, On July 8,1996 before me, Norma A. Good, Notary Public is ~ personally appeareD~" James E. Mc Inerny N,m, ,,''''', 0' Off""".g '''" Do' No(" P,b1"') ~ 2 _oI_~ 1 ~.,.. c!< personally known to me - OR - =:J proved to me on the basis of satisfactory evidence tD be the person($) ~.'. '" whose name(s) is/aoe subscribed tD the within instrument ,", g, and acknowledged to me that he/slW/they executed the g ,;<, J~.................... ~........................... () 1;, ,L same in his/her/their authDrized capacity(iBs), and that by 6 g@.,.":,::<"NORMAAGOOD(his/her/theirsignature(I'1Dn the instrument the person(s'), g g :< i :,;'N\ COMM, t> 1047472 Z th t t b h If f h h th ("'" t d g i; ~ ;'~_ .: NotoryPublic-Colifomlo j; or e en i y upon e a 0 w ic e person.} ac e , ?i ?O' .-" LOS ANGELES COUNlY - executed the instrument. 6 2 ~~~~~-:m:"~r~~'~1~8J g g S my hand and Dfficial seal. g g g g /.' g g L~~U g ~ 5Ig"'"" of No", P,b1" ~ g OPTIONAL g g Though the information below is not required by law, it may prove valuable to persons relying on the document and could prevent g ~ fraudulent removal and reattachment of this form to another document. g g is g Description of Attached Document g g g g Title or Type of Document: g g g g DDcument Date: Number Df Pages: g g g ~ Signer(s) Other Than Named Above: ~ ~ Capacity(ies) Claimed by Signer(s) ~ g, Signer's Name: Signer's Name: g ~, '-' Individual =:J Individual ~ ~, :J Corporate Officer c..! Corporate Officer ?i,g '" Title(s): Title(s):", j? _ Partner - C Limited = General LJ Partner - :J Limited = General g g Attorney-in.Fact ' AttDrney-in-Fact g g Trustee [J Trustee g g --' Guardian Dr CDnservator ~, Guardian or Conservator. g g :- Other: Top 01 thumb here 0 Other: Top of thumb here g g g g g g g g, Signer Is Representing: Signer Is Representing: g g g g g g g 2 g !'<g;'~===",<;,x;"'''~-<X;9V='g(;Q'====='G<;<;''=-<K~~~~j~-g",<:,x;g(,==~"""~'X.x%'Q;'~'(Y~ @1995NationaINotaryAssociation.8236RemmetAve" P,O. Box 7184. Canoga Park, CA91309-7184 Prod. No. 5907 Reorder: Call Toll-Free '-800-676-6827 IN WITNESS WHEREOF, this instrument has been duly executed by the Principal and Surety above named, on Jul y 8 J 9~ SPP.. ~;gJ1~t"l1TP P:::Ig"" At-t-o:.,..hoej American Casualty Compa~y Readlng, Pennsylvania " L- E. McInerny, ~o ey In Fact 1414 Fair Oaks #3 South Pasadena, CA 91030 Surety Principal (Above-signatories must be notarized.) Approved as to form: /7 () 1 'Y" ~-)..---;- r 2<fJ1";]> Cd- II U'~^"J l!'"""".-c~' ~j.A ~ J iI (/ City Attorney . (! (PW-E-34) / tJij ~.J-f By: THE EASTLAKE COMPANY, (Formerly known as EastLake Development Company) a California general partnership By: By: Its: Boswell Properties, Inc., a general partner /~A Paul G. Nieto Vice President By: ~> C ~ ........-::. Sharon Ikemoto Authorized Representative Its: By: By: The Tulago Company, a general partner Its: /~~- Paul G. Nieto Vice President By: (/~ Sharon Ikemoto Authorized Representative Its: ...-- JiYij r;2-J American Casualty Company of Reading, Pennsylvania CNA For All the Commitments You Make~ Office/Chicago. Illinois POWER OF ATTORNEY APPOINTING INDIVIDUAL ATTORNEY-IN-FACT Know All Men by these Presents, That AMERICAN CASUALTY COMPANY OF READ'NG PENNSYLVANIA, a corporat'on duly organized and eXisting under the laws of the Commonwealth of Pennsylvania, and having Its principal office In the City of Chicago, and State of lUinois, does hereby make, constitute and appoint Jean L Brown, James E. Mclnerny, Norma Good, Kathleen Henderson. James T. Armitage, Individually of South Pasadena, California its true and lawful Attorney-in-fact with full power and authority hereby conferred to sign, seat and execute in its behalf bonds, undertakings and other obligatory instruments of similar nature - In Unlimited Amounts- and to bind AMERICAN CASUALTY COMPANY OF READING, PENNSYLVANIA thereby as fully and to the same extent as if such instruments were signed by the duly authorized officers of AMERICAN CASUALTY COMPANY OF READING, PENNSYLVANIA and all the acts of said Attorney, pursuant to the authority hereby given are hereby ratified and confirmed. This Power of Attorney is made and executed pursuant to and by authority of the following By-Law duly adopted by the Board of Directors of the Company. "Article VI--Executton of Obligations and Appointment of Attorney-in-Fact Section 2. Appointment of Attorney-in-fact The Chairman of the Board of Directors, the President or any Executive, Senior or Group Vice President may, from time to time, appoint by written certificates attorneys-in-fact to act in behalf of the Company in the execution of policies of insurance, bonds, undertakings and other obligatory instruments of like nature. Such attorneys-in-fact, subject to the limitations set forth in their respective certificates of authority, shall have full power to bind the Company by their signature and execution of any such instruments and to attach the seal of the Company thereto. The Chairman of the Board of Directors, the President or any Executive, Senior or Group Vice President may at any time revoke all power and authority previously given to any attorney-in-fact." This Power of Attorney is signed and sealed by facsimile under and by the authority of the following Resolution adopted by the Board of Directors of the Company at a meeting duly called and held on the 17th day of February, 1993. "Resolved, that the signature of the President or any Executive, Senior or Group Vice President and the seal of the Company may be affixed by facsimile on any power of attorney granted pursuant to Section 2 of Article VI of the By-Laws, and the signature of the Secretary or an Assistant Secretary and the seal of the Company may be affixed by facsimile to any certificate of any such power and any power or certificate bearing such facsimile signature and seal shall be valid and binding on the Company. Any such power so executed and sealed and certified by certificate so executed and sealed -shall with respect to any bond or undertaking to which it is attached, continue to be valid and binding on the Company." In Witness Whereof, AMERICAN CASUALTY COMPANY OF READING, PENNSYLVANIA has caused these presents to be signed by its Group Vice President and its corporate seal to be hereto affixed on this 19th day of June 1995 AMERICAN CASUALTY COMPANY OF READING, PENNSYLVANIA ~~ State of Illinois, County of Cook, ss: M.C. Vonnahme Group Vice President On this 19th day of June ~, before me personally came M. C. Vonnahme . to me known, who, being by me duly sworn, did depose and say: that he resides in the Village of Darien ,State of Illinois; that he is a Group Vice President of AMERICAN CASUALTY COMPANY OF READING, PENNSYLVANIA, the corporation described in and which executed the above instrument; that he knows the seal of said Corporation; that the seal affixed to the said instrument is such corporate seal; that it was so affixed pursuant to authority given by the Board of Directors of said corporation and that he signed his name thereto pursuant to like authority, and acknowledges same to be the act and deed of said corporation. ~~e~ My Commission Expires October 19, 1998 Linda C. Dempsey Notary Public CERTIFICATE I, George R. Hobaugh, ASSistant Secretary of AMERICAN CASUALTY COMPANY OF READING, PENNSYLVANIA, do hereby certify that the Power of Attorney herein above set forth is still in force, and further certify that Section 2 of Article VI of the By.Laws of the Company and the Resolution of the Board of Directors, set forth in said Power of Attomey are still in force. In testimony whereof I have hereunto subscribed my name and affixed the seal of the said Company this fit h day of J \J 1 Y ~ /L/d~? E8-23142-D Xh1-'E"f,/~ I ?.e George R. Hobaugh Assistant Secretary CALIFORNIA ALL.PURPOSE ACKNOWLEDGMENT No. 5907 State of California County of San Diego On July 15. 1996 DATE before me, Silvana C. Brazell, notary public NAME, TITLE OF OFFICER - E.G.. ~JANE DOE, NOTARY PUBLIC" personally appeared Paul G. Nieto and Sharon Ikemoto NAME(S} OF SIGNER(S) IKJ personally known to me .. OR .. 0 proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and ac- knowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. t~.... SILVANAC. BRAZELL l _ .-", COMM.#1011951 0 '. . NOTARY PUBUc.cALIFORNIA V> ; .. SAN DIEGO COUNTY 0 ~ I I..,y Commission Expires ~ I . ...... FE8RUAR~. 1998 J WITNESS my hand and official seal. J JuIWlV s~;l~~~ OPTIONAL Though the data below is not required by law, it may prove valuable to persons relying on the document and could prevent fraudulent reattachment of this form. CAPACITY CLAIMED BY SIGNER o INDIVIDUAL o CORPORATE OFFICER DESCRIPTION OF ATTACHED DOCUMENT &no ~~kAA~aJ7 IlMd ~tJ'I,.J TITl OR TYPE OF DOCUMENT TTTLE(S) o PARTNER(S) o LIMITED o GENERAL NUMBER OF PAGES o ATTORNEY-IN-FACT o TRUSTEE(S) o GUARDIAN/CONSERVATOR o OTHER: DATE OF DOCUMENT SIGNER IS REPRESENTING: NAME OF PERSQN(S) OR ENT1TY(lES) Boswell Properties, Inc. The Tulago Company SIGNER(S) OTHER THAN NAMED ABOVE /;J~~;Z/ @1993NATIONALNOTARY ASSOCIATION. 8236 Remmet Ave., P.O. Box 7184. Canoga Pari<., CA 91309-7164 RESOLUTION NO. / 'jV2/93 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING SUPPLEMENTAL SUBDIVISION IMPROVEMENT AGREEMENT FOR EASTLAKE SOUTH GREENS UNIT 3 (SOUTH HALF) REQUIRING DEVELOPER TO COMPLY WITH CERTAIN UNFULFILLED CONDITIONS OF RESOLUTIONS NO. 15200 AND 17618, AND AUTHORIZING THE MAYOR TO EXECUTE SAME WHEREAS, the developer for Eastlake Greens unit 3 (South Half) has executed a Supplemental Subdivision Improvement Agreement (SSIA) to satisfy the following conditions: 1. Condition No. 30 of Resolution No. 15200 requires the Developer to enter into an agreement whereby the developer agrees that the city may withhold building permits for any units in the subject subdivision if traffic on Otay Lakes Road, Telegraph Canyon Road, Eastlake Parkway, or East "H" Street exceed the levels of service identified in the City's adopted thresholds. 2. Condition No. 33 of Resolution No. 15200 requires the developer to enter into an agreement to guarantee the construction of all improvement work necessary to provide service to the subdivision. 3. Condition No. 32 of Resolution No. 17618 requires the Developer to enter into an agreement to indemnify and hold harmless the City from any claims, actions or proceedings against the City to attack, set aside, void or annul any approval by the city with regard to the subject subdivision. 4. Condition No. 33 of Resolution No. 17618 requires the Developer to enter into an agreement to indemnify and hold harmless the City from any liability for erosion, siltation, or increased flow of drainage resulting from the subject subdivision. 5. Condition No. 34 of Resolution No. 17618 requires the developer to enter into an agreement with the City relating to the provision of franchise cable television services. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula vista does hereby approve Supplemental Subdivision Improvement Agreement for Eastlake South Greens unit 3 (South Half) requiring Developer to comply with certain unfulfilled conditions of Resolutions No. 15200 and 17618, a copy of which is on file in the office of the city Clerk. 1 /(J[5-/ BE Chula vista Supplemental vista. Presented by IT FURTHER RESOLVED that the Mayor of the City of is hereby authorized and directed to execute said Agreement for and on behalf of the City of Chula John P. Lippitt, Director of Public Works C:\rs\ELSG3.SQU Approved as to form by ~flI~~~-h A . Moore, cting ci yiT Attorney 2 /c!J~ d-- RECORDING REQUESTED BY: ) ) City Clerk ) ) WHEN RECORDED MAIL TO: ) ) CITY OF CHULA VISTA ) 276 Fourth Avenue ) Chula Vista, CA 91910 ) ) No transfer tax is due as this is a ) conveyance to a public agency of ) less than a fee interest for which ), no cash consideration has been paid ) or received. ) ) ) ) Developer ) ) ) Above Space for Recorder's Use SUPPLEMENTAL SUBDIVISION IMPROVEMENT AGREEMENT (Conditions 30 & 33 of Resolution No. 15200, Conditions 32, 33, 34 of Resolution No. 17618) This Supplemental Subdivision Improvement Agreement ("Agreement") is made this day of , 199 , by and between THE CITY OF CHULA VISTA, California ("City" or "Grantee" for recording purposes only) and EASTLAKE DEVELOPMENT COMPANY, a general partnership ("Developer" or "Grantor"), with reference to the facts set forth below, which recitals constitute a part of this Agreemen t: RECITALS A. This Agreement concerns and affects certain real property located in Chula Vista, California, more particularly described on Exhibit "A" attached hereto and incorporated herein ("Property") . The Property is part of a project commonly known 1 /pfJ/~ as EastLake South Greens Unit 3 South Half. For purposes of this Agreement the term "Project" shall mean "Property". B. Developer is the owner of the Property. C. Developer has applied for and the city has approved a Tentative Subdivision Map commonly referred to as EastLake Greens, Tract 88-3 ("Tentative Subdivision Map") for the subdivision of the Property. D. The city has adopted Resolution No. 15200 and subsequent Resolution No. 17618 ("Resolutions") pursuant to which it has approved the Tentative Subdivision Map subject to certain conditions as more particularly described in the Resolutions. The description of the conditions in this recital section of this Agreement is intended only to summarize and paraphrase such conditions in the Resolutions, and is not intended herein to modify or explain them, and is not intended as a basis for interpreting them. E. Condi tion No. 30 of Resolution No. 15200 requires Developer to enter into an agreement whereby the developer agrees that the city may withhold building permits for any units in the subject subdivision if traffic on Otay Lakes Road, Telegraph Canyon Road, EastLake Parkway, or East "H" Street exceed the levels of service identified in the city's adopted thresholds. F. Condition No. 33 of Resolution No. 15200 Guarantee of Construction. The resolution requires that prior to the approval of any final map for any lot or unit, the Developer shall guarantee the construction of all improvement work (streets, sewers, drainage, utilities, etc.) deemed necessary to provide service to such lot or unit in accordance with City standards. G. Condition No. 32 of Resolution No. 17618 requires Developer to defend, indemnify and hold harmless the City and its agents, officers and employees, from any claim, action or proceeding against the City, or its agents, officers or employees to attach, set aside, void or annul any approval by the City, including approval by its Planning Commission, City Councilor any approval by its agents, officers or employees with regard to this subdivision provided the City promptly notifies the subdivider of any claim, action or proceeding and on the further condition that the City fully cooperates in the defense. 2 /j!)jJ-~ H. Condition No. 33 of Resolution No. 17618 requires the Developer to hold the City harmless from any liability for erosion, siltation or increase flow of drainage resulting from this project. 1. Condition No. 34 of Resolution No. 17618 requires the Developer to insure that all franchised cable television companies ("Cable Company") are permitted equal opportunity to place conduit and provide cable television service to each lot within the subdivision and as more particularly set forth in Condition 34. Developer further agrees to restrict access to the condui t to only those franchised cable television companies who are, and remain in compliance with, all of the terms and conditions of the franchise and which are in further compliance with all other rules, regulations, ordinances and procedures regulating and affecting the operation of cable television companies as same may have been, or may from time to time be issued by the City of Chula Vista. J. City is willing, on the premises, security, terms and conditions herein contained to approve the final map for which Developer has applied as being in substantial conformance with the Tentative Subdivision Map described in this Agreement. NOW, THEREFORE, in exchange and conditions herein contained, below. for the mutual covenants, the parties agree as set terms forth 1. Agreement Applicable to Subsequent Owners. 1.1 Agreement Binding Upon Successors. This Agreement shall be binding upon and inure to the benefit of the successors, assigns and interests of the parties as to any or all of the Property until released by the mutual consent of the parties. 1.2 Agreement Runs with the Land. The burden of the covenants contained in this Agreement ("Burden") is for the benefit of the land owned by the City adjacent to the Property, described as EastLake Community Park, more particularly described as Lot 2 of Map No. 12544, recorded January 26, 1990. The Burden touches and concerns the Property. It is the intent of the parties, and the parties agree, that this covenant shall be binding upon, and run with, the ownership of the land which it burdens. The Burden of this Agreement shall be released from title, as to an individual lot or unit within the Property upon the sale of any lot improved with a residence, provided however, the City determines that the effect of such release, or in 3 ----- /t!Jg~ conjunction with previous releases, will not jeopardize the completion of the improvements or other obligations remaining under this Agreement. If the City determines that the release will not jeopardize said obligations, the City shall execute a quitclaim releasing the Burden of this Agreement from the title to any such lots. As to any lots which have not been released, the Burden of this Agreement shall continue to encumber such lots and shall be binding upon, and run with, the ownership of such lots until such lots are released. a. Developer Release on Guest Builder Assignments. If Developer assigns any portion of the Project, Developer may have the right to obtain a release of any of Developer's obligations under this Agreement, provided Developer obtains the prior written consent of the City to such release. Such assignment shall, however, be subject to this Agreement and the Burden of this Agreement shall remain a covenant running with the land. The City shall not withhold its consent to any such request for a release so long as the assignee acknowledges that the Burden of the Agreement runs with the land, assumes the obligations of the Developer under this Agreement, and demonstrates, to the reasonable satisfaction of the City, its ability to perform its obligations under this Agreement as it relates to the portion of the Project which is being acquired by the Assignee. b. Partial Release of Developer' s Assignees. If Developer assigns any portion of the Project subject to the Burden of this Agreement, upon request by the Developer or its assignee, the City shall release the assignee of the Burden of this Agreement as to such assigned portion if such portion has complied with the requirements of this Agreement and such partial release will not, in the opinion of the City, jeopardize the likelihood that the remainder of the Burden will not be completed. 2. Condition No. 30 of Resolution No. 15200 Building Permits Not to Issue While Thresholds Deficient. In satisfaction of Condition No. 30 of Resolution No. 15200, the Developer agrees that the City has the right to withhold building permits for any dwelling units on the Property at such time as the traffic volumes on otay Lakes Road, Telegraph Canyon Road, EastLake Parkway, or East "H" Street exceed the level of service identified in the City's adopted thresholds. 3. Guarantee map for of any Condition No. Construction. lot or unit, 33 of Resolution No. 15200 Prior to the approval of any final the Developer shall guarantee the 4 /tJg~? construction of all improvement work (streets, sewers, drainage, utilities, etc.) deemed necessary to provide service to such lot or unit in accordance with city standards. 4. Condition No. 32 - Subdivision Map Indemnity. In satisfaction of Condition No. 32 of Resolution No. 17618, the Developer agrees that, on the condition that City shall promptly notify the Developer of any claim, action or proceeding and on the further condition that the City fully cooperates in the defense, the Developer shall defend, indemnify, and hold harmless the City, and its agents, officers and employees, from any claim, action or proceeding against the City, or its agents, officers or employees, to attack, set aside, void or annul any approval by the City, including approvals by its Planning Commission, City Council, or any approval by its agents, officers, or employees with regard to this Project. 5. Condition No. 33 of Resolution No. 17618 In satisfaction of Condition No. 33 of Resolution No. 17618, the Developer agrees to hold the City harmless from any liability for erosion, siltation or increase flow of drainage resulting from this proj ect. 6. Condition No. 34 - Cable Television Easements. In satisfaction of Condition No. 34 of Resolution No. 17618, the Developer agrees to permit all cable television companies franchised by the City of Chula Vista equal opportunity to place conduit to and provide cable television service for each lot or unit within the Project. Developer further agrees to grant, by license or easement, and for the benefit of, and to be enforceable by, the City of Chula Vista, conditional access to cable television conduit within the properties situated within the proj ect only to those cable television companies franchised by the CityofChula Vista the condition of such grant being that (a) such access is coordinated with Developer's construction schedule so that it does not delay or impede Developer's construction schedule and does not require the trenches to be reopened to accommodate the placement of such conduits; and (b) any such cable company is and remains in compliance with, and promises to remain in compliance with, the terms and conditions of the franchise and with all other rules, regulations, ordinances and procedures regulating and affecting the operation of cable television companies as same may have been, or may from time to time be, issued by the City of Chula Vista. Developer hereby conveys to the City of Chula Vista the authority to enforce said covenant by such remedies as the City determines appropriate, including revocation of said grant upon a 5 /~g~7 determination by the city of Chula Vista that they have violated the conditions of the grant. 7. prepared party. Recording. This Agreement, or an abstract hereof by either or both parties, may be recorded by either 8 . Miscellaneous. 8.1 Notices. Unless otherwise provided in this Agreement or by law, any and all notices required or permitted by this Agreement or by law to be served on or delivered to either party shall be in writing and shall be deemed duly served, delivered, and received when personally delivered to the party to whom it is directed, or in lieu thereof, when three (3) business days have elapsed following deposit in the U.S. mail, certified or registered mail, return receipt requested, first-class postage prepaid, addressed to the address indicated in this Agreement. A party may change such address for the purpose of this paragraph by giving written notice of such change to the other party. Facsimile transmission shall constitute personal delivery. CITY OF CHULA VISTA 276 Fourth Avenue Chula Vista, CA 91910 Attn: Director of Public Works Developer: EASTLAKE DEVELOPMENT COMPANY 900 Lane Avenue suite #100 Chula Vista, California 91914 Attn: William T. Ostrem Vice President A party may change such address for the purpose of this paragraph by giving written notice of such change to the other party in the manner provided in this paragraph. Facsimile transmission shall constitute personal delivery. 8.2 Captions. Captions in this Agreement are inserted for convenience of reference and do not define, describe or limit the scope or intent of this Agreement or any of its terms. 8.3 Entire Agreement. This Agreement contains the entire agreement between the parties regarding the subject matter 6 /vfJ- r hereof. Any prior oral or written representations, agreements, understandings, and/or statements shall be of no force and effect. This Agreement is not intended to supersede or amend any other agreement between the parties unless expressly noted. 8.4 Preparation of Agreement. No inference, assumption or presumption shall be drawn from the fact that a party or his attorney prepared and/or drafted this Agreement. It shall be conclusively presumed that both parties participated equally in the preparation and/or drafting this Agreement. 8.5 Recitals; Exhibits. Any recitals set forth above are incorporated by reference into this Agreement. 8.6 Attorneys' Fees. In the event of any dispute arising out of this Agreement, the prevailing party in any action shall be entitled to reasonable attorneys' fees in addition to any other costs, damages, or remedies. 7 /oL?-~ IN WITNESS Agreement to be forth. WHEREOF, the parties hereto have caused this execute the day and year first hereinabove set By: City of Chula Vista Mayor Attest: Beverly Authelet, City Clerk * EASTLAKE DEVELOPMENT COMPANY Approved as to Form: ~~l}{ L/'---I-e1:&~-')- ,f~ 'Cf, e, Acting' ity Atto ney By: Name: Title: Date: By: Name: Title: * PLEASE SEE ATTACHED SIGNATURE PAGE 8 /IJ/J'r /0 By: THE EASTLAKE COMPANY, (Formerly known as EastLake Development Company) a California general partnership By: By: Boswell Properties, Inc., a general partner C;:::&~ Its: Paul G. Nieto Vice President By: C-7~~~ Sharon Ikemoto Authorized Representative Its: By: By: Its: The Tulago Company, a general partner d-e~ Paul G. Nieto Vice President By: ~~/~ Sharon Ikemoto Authorized Representative Its: /~.tJ ~ / / EXHIBIT "N' Property Description LEGAL DESCRIPTION BEING A SUBDIVISION OF LOT 2 OF CIlliLA VISA TRACT NO. 88- 3A, EASTLAKE SOUTH GREENS PHASE 2 AND 3, ACCORDING TO THE MAP THEREOF NO. 13292 FILED IN THE OFFICE OF THE COUNTY RECORDER OF SAN DIEGO COUNTY JANUARY 25, 1996, AS F/P 1996-0038599, AND LOTS 27, 28, 29, 30, 31, 32, 45, 46, 47, 48, 49, 50,52, AND "D" OF CHULA VISTA TRACT NO. 88-3A, EASTLAKE SOUTH GREENS UNIT 1 ACCORDING TO THE MAP THEREOF NO. 13338 FILED IN TIIE OFFICE OF TIIE RECORDER OF SAN DIEGO COUNTY JULY 2, 1996, AS F/P 1996-333129 IN THE CITY OF CHULA VISTA, COUNTY OF SAN DIEGO, STATE OF CALIFORNIA. /?JjJ ~/2 COUNCIL AGENDA STATEMENT Item Meeting Date 11/12/96 1/ ITEM TITLE: Resolution / ~11' 51f Dissolving the Council appointed Interim BECA Board community~. ",",moo' D;re~"' L S ' City Manaz:; (4/5ths Vote: Yes_ NoXI SUBMITTED BY: REVIEWED BY: This item has been continued to the City Council meeting on November 19, 1996. I /~tJ COUNCIL AGENDA STATEMENT Item: / ~ Meeting Date: November 12. 1996 ITEM TITLE: A) RESOLUTION No. 18416: Approving a Resource Conveyance Agreement for the Otay Ranch SPA One, Tract 96-04. (This is a related item, but does not require a public hearing.) B.) RESOLUTION No. 18417: Approving the Indemnification with Village Development for Tract 96-04. (This is a related item, but does not require a public hearing.) C.) PUBLIC HEARING: PCS 96-04: Consideration ofa revised tentative subdivision map for the Otay Ranch SPA One, Tract 96-04, generally located south of Telegraph Canyon Road between Paseo Ranchero and the future SR- 125 alignment and excluding 288 acres in Assessor Parcel No. 642-060-11 and a portion of APN: 642-080-01. D.) RESOLUTION No. 18398-2: Adopting the Second Addendum to and recertifying Final Environmental Impact Report FEIR 95-01 (SCH #95021012) and First Addendum, readopting the Statement of Oveniding Considerations and the Mitigation Monitoring and Reporting Program for the FEIR and approving a Revised Tentative Subdivision Map for portions of the Otay Ranch SPA One, Tract 96-04, and making the necessary findings and denying approval of alternative Tentative Map pro sal. SUBMITTED BY: Special Planning Projects Manager, Otay Ranch REVIEWED BY: City Manageh~ 4/5thsVote: es_No X) The public hearing on this revised Tentative Map application was continued from the August 20 and September 10, 1996 meetings to September 17, 1996. The Tentative Map was again continued from September 17 to October 22 in order to give staff the opportunity to review the conditions of approval and related Development Agreement in light of the new ownership situation. These issues were addressed in an October 15, 1996 Council Informational Memo. At the applicant's request, the hearing was continued from the October 22 meeting to November 12, 1996. Village Development has submitted a revised subdivision map for a portion of Otay Ranch SPA One, Chula Vista Tract 96-04, to subdivide approximately 819.6 acres into 1,850 single-family residential lots, approximately 2,023 multi-family residential units, one elementary school site, seven park sites totaling 28.0 acres, 172.1 acres of open space, 1].5 acres of commercial and 18.2 acres of community purpose facility land. The application has been modified since the original submittal to delete the portion ofland on which West Coast Land Fund (WCLF) holds title. Yillage Development proposes /;J / / Item: ---' Page 2 Meeting Date: November 12. 1996 to delete this approximately 288-acre area from the original Tentative Map and redesign the lots in Village One and Five adjacent to the WCLF properties. The Environmental Review Coordinator has reviewed the proposed revised Tentative Map and the alternatives and has detennined that, while the revised map is in substantial conformance with the Otay Ranch SPA One Plan for which Final Environmental Impact Report 95-01 and the First Addendum were certified by the City Council, the revision to delete approximately 288 acres will require a second Addendum. After preparation, the Second Addendum did not identifY any adverse environmental impacts. Removing acres of development and reducing the number of dwelling units will reduce the severity of the environmental impacts identified in FEIR 95-01. Therefore, staff recommends adoption of the Second Addendum to and recertification ofFEIR 95-01 and First Addendum and reapproval of the Statement of Overriding Considerations and the Mitigation Monitoring Program related thereto. ISSUES: The first two points are policy and design issues, while the second two are not outstanding issues but are discussed later in this report: . Implications of deleting 288 acres from the previously proposed Tentative Map (WCLF) . Gated Neighborhoods (Council requested issue) . Resource Conveyance Agreement (Resolution 18416) . Indemnification Agreement (Resolution 18417) STAFF RECOMMENDA nON: . Adopt a Second Addendum to and recertify FEIR 95-01 and the First Addendum for the Otay Ranch SPA One and Tentative Map for Otay Ranch, Chula Vista Tract 96-04. . Adopt the attached resolution of approval (13898-4) for the Tentative Subdivision Map for Village One, Phase I-A and part of Phase 2-A of Village Five of the Otay Ranch SPA One, Chula Vista Tract 96-04, in accordance with the findings and subject to the conditions contained in the attached Draft City Council Resolution (Attachment 4). . Deny the Applicant's request as filed for gates in Villages One and Five. The staff could support some limited subdivision gating, but the applicant's proposal is too far reaching. Ifthe City Council supports the Applicant's request for gates in Villages One and Five (Applicant's Proposal), the Council could adopt the Resolution in Attachment 1 adding gate conditions 141 to 146. If the Council supports some modified gate concept for Village One and Phase I-A or part of2-A of Village Five (Attachment 4), the Council should approve the Tentative Map and direct staff to ;). -,J- Item: _, Page 3 Meeting Date: November 12. 1996 return on January 7, 1997 with additional conditions permitting private gates and specifying their location at that time. BOARDS/COMMISSIONS RECOMMENDA nONS: The Planning Commission met on August 14, 1996 and voted unanimously to recommend to the City Council approval of the Tentative Map for Village One and Phase I-A of Village Five. Adoption of the Second Addendum to the SPA One EIR was also included in their recommendation. The Commission reiterated their opposition to gates. The Commission's recommendation is Attachment 2. DISCUSSION: 1. BACKGROUND Development Agreement: A Pre-Annexation Development Agreement for Village Development was approved by the City Council on July 16, 1996. This agreement provided the developer with vested rights regarding the entitlements and regulations that will be applicable to the development of the property consistent with the City of Chula Vista General Plan and the Otay Ranch General Development Plan/Subregional Plan and SPA One. Any replanning that migbt be initiated by West Coast Land Fund would have to consider Village Development's Development Agreement and remain consistent with it unless agreed to and approved by Village Development The original agreement was subsequently revised and was approved by the Planning Commission on October 9, 1996. The revised agreement further guarantees infrastructure improvements in cases where the developer wants to create parcels for sale prior to finalizing the typical subdivision map. Additionally, the revised agreement was strengthened with regard to any debt payment that might be levied to install public improvements should the development be only partially completed. The revised development agreement is also on the City Council agenda. 2. APPLICANT'S PROPOSAL The Applicant is proposing to revise the Tentative Map to delete the 288 acres ofWCLF properties in Village One and Village Five. Neigbborhood R-12 is not proposed to be subdivided at this time because the property line bisects the area. Neigbborhood R-1O has been relotted to reflect the WCLF boundary. Village Development's revised subdivision map for their portion of Otay Ranch SPA One, Chula Vista Tract 96-04, proposed to subdivide approximately 819.6 acres into: 1,850 single-family residential lots 2,023 multi-family residential units One 10-acre elementary school site 7 park sites (and a portion of another) totaling 28 acres 172.1 acres of open space 11 .5 acres of commercial 18.2 acres of community purpose facility land f) -' ~1 Item: ---' Page 4 Meeting Date: November] 2. ] 996 Should the City Council wish to approve the applicant's proposal, they could adopt Resolution 13 898- ] and Conditions of Approval in Attachment I. 3. ISSUES A. Implications of deleting approximately 288 acres from the previously proposed Tentative Map Technical Committee: The Technical Committee consisting of representatives from Fire, Police, Planning and Public Works Departments and the Project Team, met on August 8, ]996 to review the proposal. Staff concerns are as follows: ]) Staff is concerned that future flexibility to replan Village Five would be lost if the center portion of SPA One were deleted, i.e., private gates, access, and phasing of development, etc. In addition, WCLF has previously voiced their concern prior to the adoption of the SPA One Plan regarding the park, school and Community Purpose Facility (CPF) uses located on their property in the Village Five Core. They believe the land plan for the village is inequitable because of the amount of multi-family units on their portion of the village core. They also believe their portion of the Village Five core has been saddled with a majority of the public land uses and community purpose facilities. It is, therefore, foreseeable that WCLF will seek a SPA amendment to relocate these uses elsewhere in Village Five, which would require discussions with City staff and approval of Village Development. City staff believes that these issues should be addressed between all parties prior to approval of any Tentative Map for Village Five. The continuance to the January 7, ]997 City Council meeting will enable staff to facilitate a meeting between Village Development and West Coast Land Fund. The land uses in the Village Five land plan split between WCLF and Village Development (VD) as follows: WCLF VD SF Units 282 833 MF Unit ],350 348 Total ],632 ],]8] CPF 8.] ac. 3.9 ac. Park ]6.] ac. 4.3 ac. 2) Staff sees the eastern part of Village Five as just a large subdivision without the support of the village core or other amenities that are a key ingredient of a neo-traditional village. 3) Staff is also concerned about the development of the pedestrian paseos if split by the property holdings. This pedestrian facility will not have a destination until the village core is developed. /;2 - L/ Item: ~ Page 5 Meeting Date: November] 2. ] 996 4) The Planning Department is concerned with proposed access through non-gated neighborhoods. There are portions ofWCLF ownership that are accessed only through a gated Village Development neighborhood. This access would not comply with City ordinances or the proposed gated issue policies. Staff believes gating Village Five will create access problems until West Coast Land Fund develops their portion of the village with gates. Flexibility needs to be maintained until West Coast has committed to a land plan for their portion of Village Five. Continuing the public hearing on Phases 2-A and 3 of the map until January 7, 1997 will give Village Development, West Coast Land Fund and City staff an opportunity to negotiate a solution to this land plan problem. Both Village Development and West Coast Land Fund have indicated a willingness to discuss the issues but have not done so on their own. 5) Grading adjacent to or on the WCLF properties for Village Development is also a concern. While the subdivision may be approved, actual development could be held back from the undeveloped property between 50 to 100 feet to avoid future grading conflicts when the WCLF property does develop. Any grading on WCLF property will require their approval. 6) Both the Police and Fire Departments continue to express concern regarding the Applicant's proposal. They want to be ensured that La Media Road and East Palomar Street will be in place no later than the trigger points which were established for the original Tentative Map proposal. They reiterated that, if possible, they would strongly prefer that these road segments be installed earlier than originally approved. While initial analysis indicated the thresholds could be met, the departments remain concerned with the current proposal and the timing of La Media and East Palomar. Both departments also indicated their concern with Neighborhood R-33 in Village Five and would like to have a temporary secondary access into this neighborhood from Telegraph Canyon Road. The existing sewer road could potentially be used as an emergency access to this neighborhood. B. Gated Neighborhoods During the SPA One Plan hearings, the Planning Commission' recommended denial of gates as proposed by the project Applicant in the SPA One Plan. At the May ]4, 1996 City Council meeting, the Council took tentative votes on individual SPA issues. On a motion by Councilmember Rindone, the Council tentatively voted 3-2 with Horton and Alevy opposed, to support the Planning Commission's recommendation for denial of all gates. At the June 4,1996 meeting, the Council took final action on all their tentative decisions on the SPA Councihnember Padilla and Mayor Horton agreed to consider the gated communities issue at the Tentative Map level. Councihnember Alevy offered the resolution which did not include approval of gates, and the motion passed unanimously. Eight gates are proposed by the Applicant on the Revised Tentative Map restricting access to all the single-family neighborhoods in both villages. Under the SPA proposal, only the single-family neighborhoods north of Palomar Street in Village One were proposed to be gated. The Tentative Map proposes gates for the neighborhoods south of Palomar Street as well as the others proposed under the SP A One Plan. For analysis, staff has numbered the gates I through ] 0 on the previous Tentative Map. On the revised map, Gates 4 and 8 are on WCLF property. Gates I, 2 and 3 now restrict auto access to the Village One neighborhoods north of Palomar Street. There are 874 single-family homes J,}-_S Item: --' Page 6 Meeting Date: November 12 1996 behind these gates on Village Development property. There were 115 lots in Neighborhoods R-9 and R-ll that are on WCLF collateral on the original Tentative Map. Gates 5, 6 and 7 restrict vehicular access to the 159 homes proposed south of Palomar Street in Village One. On the original Tentative Map, there were 199 lots in the WCLF collateral and 185 in Village Developments property (Neighborhoods R-12, 13 and 14). While a gate is proposed at Neighborhood 12, that neighborhood is not proposed to be subdivided on this map. This neighborhood will be subdivided sometime in the future when the WCLF access issue has been resolved. Vehicular access to the VIllage Development's portion of Village Five is now restricted by Gates 9 and 10. Phases I-A and 2-A are behind Gates 9 and 10. There are 1,098 units behind these gates. All the gates restrict vehicular access orily. Pedestrians, bicyclists and carts will have full access under the proposed gating plan. Gates having the most amount of traffic are tentatively proposed to be staffed. Under the proposed phasing plan, it should be noted that the gates will remain open for a number of years prior to being closed to the general public. While staff believes the proposal to gate neighborhoods can be functional with appropriate conditions in limited areas, we believe the City Council should consider the following points which are not specifically addressed in the table: Exclusivity vs. Community: There are many arguments for and against gated communities from a social perspective. Concerns have been raised that separating segments of society behind gates will orily lead to further economic and racial segregation within our community. There is the fear that those who live behind gates have a greater apathy for those outside. On the other hand, others argue that gates create more of a sense of neighborhood and community than a traditional subdivision. The feeling is that people will work better together to support their 'tlefined" neighborhood rather than losing that focus in a sprawling subdivision. Crime: Fear of crime is the most important factor leading to the move toward gated communities. People see gates and guards and assume an area is inherently more secure. That fact, however, is debatable and is dependent on the type of crime studied. Some reports on crime in gated communities show that certain offenses, such as petty theft or voyeurism, are reduced with the presence of gates. However, . certain violent crimes like murder and rape that involve people who are known to each other, may not be reduced. Nonetheless, the perception of any affected homeowner is that gated neighborhoods are safer. Traffic and Circulation: Reducing traffic flow and making streets safer is one of the main reasons gates are proposed. Proponents of gated communities argue that diverting traffic from high volume residential streets makes the streets quieter and safer for children. In addition, if orily residents are allowed access to the streets, monitoring strangers driving through neighborhoods will be easier, therefore, making the area safer for the residents. l2-(; Item: --' Page 7 Meeting Date: November] 2, 1996 Opponents argue that gating a community may do nothing more than transfer the problem of residential traffic from one street to another. They believe that these communities may create more congestion by concentrating traffic on collector streets outside the development. Although if the gated community is only a feeder to the major arterial (like a street system that is basically a series of cul-de- sacs), it makes little difference if it is gated or not in terms of the traffic coming into a collector street. Some literature argues that the gating of communities reduces choice and opportunities for vehicular travel routes. This could be true depending upon the design of the street system. If it were a grid system it could be true, but it would not be true if it were a cul-de-sac system. Emergency Access: Gated communities pose challenges for emergency responses from police, fire and paramedics. Unless properly controlled, gates can lead to minor delays or can result in major difficulties in responding to emergencies or acting to evacuate areas. Mechanical access systems to these communities exist but may not operate effectively at all times. Systems that rely solely on entry codes face the problem of notifYing emergency services when the code is changed. If these emergency services are not notified in time, delays may result. Additionally, if gated communities have limited points of entry and, if one entry is blocked, there is an increased delay in access to the emergency. Currently, systems like the 'Opticom" Vehicle Strobe Detector Systems, Knox Boxes and Knox Key Switches are provided to eliminate any difficulty in responding to emergencies that police, fire or paramedics might have. These systems work effectively and have not led to substantially lower response times. To ensure that, redundant multiple systems could be required. Even with these systems, the Police and Fire Departments are still concerned and believe that gates should be staffed 24 hours a day if the gated communities cover the large number of units as proposed by the Applicant. Multiple Ownerships: The utilization of gates to restrict public access is effective when the properties behind the gates are under the control of a single property owner. With WCLF ownership of a portion of SPA One and Five, the design, operation and location of restricted access gates becomes very difficult to implement to the satisfaction of the residents of those areas and the City operational departments. As now designed, vehicular access for the residents of WCLF properties in Village One and Village Five would be restricted to Palomar Street and La Media Road and to La Media Road and Orange Avenue, respectively. This creates a serious design issue for the residents of Village Five ofWCLF properties due to the shape ofthose properties and the approved design of the SPA One Plan. Metropolitan Transit Development Board (MTDB): MTDB staff is not supportive of gated communities primarily because they believe gating contributes to a discontinuous street system and restricts mobility. They believe that discontinuous streets inhibit pedestrian, bicycle and transit circulation and increase automobile dependence. In addition, they believe gates form artificial barriers between neighborhoods. MTDB sees this action as contrary to the neo-traditional goals of the Otay Ranch GDP. During the SPA One Plan review, staff prepared a gated communities policy paper containing general and specific guidelines for gating neighborhoods. The general guidelines focused on the following items: )J~7 Item: -' Page 8 Meeting Date: November 12, 1996 . Discourage gates in communities where the Growth Management Threshold Standards could not be met . Maintain pedestrian and bicycle access to parks, open space and other facilities . Require that all State and City criteria be met for street design, including access for school buses, trash pick-up and mail delivery and enforce the traffic and parking regulations of the Vehicle Code . Review and approve the number of units behind gates to reduce impacts to surrounding communities, The specific guidelines and requirements focused on the following: . Signs indicating gated street areas and location of trails and parks open to the public . No public services such as libraries, fire or police stations located behind gates . Maintain alternative access to public facilities . Enforcement of the Vehicle Code in gated communities . Require staffing on some or all of the gates The Engineering Department criteria for gated communities requires: . Sufficient stacking for peak flows . Construct streets to City standards but privately maintained . Private storm drains . Private street lights conforming to public standards In addition, the Chula Vista Elementary School District wants to ensure access for the school buses, require hold harmless and indemnification agreements and insurance from the homeowners association, Recommendation: Staff is still concerned about the significant number of single family homes and the lack of multi-family units proposed behind gates in this project Gated products on a reduced scale with a variety of densities may be acceptable, The Applicant has not submitted a revised gated proposal accomplishing this mixture and, therefore, staff recommends denial of the gates as proposed, H the City Council wishes to support gates on any portion of the Tentative Map other than the Applicants proposal for Village One and Five, the Council should approve the Tentative Map and direct staff to return on January 7, 1997 with appropriate conditions on gates. At the July 10 Planning Commission hearing, the Commission reiterated their previous position which was not in support of gating the project /;) - Y Item: --' Page 9 Meeting Date: November 12. 1996 The following table analyzes the] 0 proposed gates in relationship to the above criteria: Gates Summarv Village I Village I Village 5 WCLF Total # of N/O Palomar SlO Palomar Gates I I 2 1 3 5 I 6 I 7 9 I 10 4 I 8 10 General Criteria . GMOC Yes Yes Yes Yes Yes Threshold Standards Ped access Yes Yes Yes Yes Yes City Ord Yes No Yes Yes YesINo Other Yes Yes Yes Yes Yes Agencies Number of 874 159 1098 989 11198 4318 Units Specific Criteria Signs Yes Yes Yes Yes Yes Signs to Yes Yes Yes Yes Yes nuhlic fac Facilities Yes Yes Yes Yes Yes nrivate Access to Yes Yes Yes Yes Yes other attractors Public Yes yes Yes Yes Yes enforcmnt Staffed No I Yes No Yes Yes YesINo Stacking Yes Yes Yes Yes Yes 1'.1. Street Yes Yes Yes Yes Yes 1'.1. Drain Yes Yes Yes Yes Yes 1'.1. St Yes Yes Yes Yes Yes Lil!btin~ School Bus Yes Yes Yes Yes Yes /2-; Item: ---' Page 10 Meeting Date: November 12. 1996 C. Comparison of Otay Ranch to the Paloma Planned Community in San Marcos At the August 20, 1996 public hearing on the Development Agreement for Bald'W1n Builders, a number of residents from the Paloma Master Planned Community in the City of San Marcos, as well as a council member, testified in opposition to the Development Agreement. They testified regarding problems being experienced in their community which was planned and constructed by the Baldwin Company. Their concerns centered around three major topics: financing for the project, provision of public facilities and quality of construction. The first two items are discussed below and compared to policies in place 'With the City of Chula Vista and the Otay Ranch Project. The third area of concern is the subject of a related report. 1.) FINANCING San Marcos Chula Vista Otay Ranch Utilized Mello-Roos CFD to CV does not utilize Mello-Roos Consistent 'With City policy finance parks, schools and a fire CFD for any public facilities. CFD for elementary school has station Only the School District utilizes been formed. CFDs. Assessment District to fund To date, the developer has not infrastructure may be formed at requested the formation of an the request of developer and Assessment District. City is must be approved by City under no obligation to authorize Council. Typically formed prior formation of district. to any occupancy and used for backbone streets, sewer and water facilities. Subdivision improvement bonds Consistent 'With City policy required for all public improvements. Developer has three years to complete all improvements and if not, the bonds can be called in. CFD and property taxes exceed Council policy that combined Consistent with City policy 2% of assessed value of homes property taxes and Assessment District fees may not exceed 2% of original assessed value of home at time of sale. Baldwin became delinquent in No CFDs except for schools. Consistent with City policy payment of their fair share of the CFD J~) ) /7 -"- - (/ Item: -' Page I I Meeting Date: November 12. 1996 Lighting and Landscape District Open Space Maintenance Open Space Maintenance fees were utilized District is formed prior to or District has been requested for concurrent with approval of final the entire SPA One area. map. City Council approves Monthly fees approximately formation of District. $23. HOA fees estimated at $24-$52 monthlv. Mello-Roos fees increased Full disclosure of any Mello- Consistent with City policy yearly Roos fees or Assessment District fees required at time of home purchase. 2.) PROVISION OF PUBLIC FACILITIES San Marcos Chula Vista Otay Ranch Parks and fire station have not PAD fees collected for parks PAD fees collected for been completed on schedule which ensures money is in place community park (located off if park not completed by site) and for the first 500 du for developer. Neighborhood Parks. Developer to provide turn-key neighborhood park(s) after the first 500 duo Required to never be in deficit or building permits may be withheld. (Conditions of Approval #3,72 and 81). PAD fees will be reimbursed if turn- key facility provided. Fire stations financed through No fire stations proposed with PFDIF. Fees collected at time of first TM, however, future building permit issuance. stations will be financed in a manner consistent with City policy. Update ofPFDIF required to be financed by developer with credit given toward future fee (Cond. #91). Major streets financed through Consistent with City policy TDIF. Fees collected at building permit issuance or developer builds facility and receives credit towards future TDIF fees. /,:2~/) Item: --' Page 12 Meeting Date: November 12. 1996 In conjunction with the above financing provisions, the following trigger points were established with approval of the SPA One Plan which ensure that facilities will be provided in a timely fashion. 500 units 1,150 units 2,650 units 3,000 units 3,900 units Deliver graded first elementary school site \\ith access road & utilities to the site, in 500 units Vilh12:e One ISO students First Elementary School opened (Village One) 1,150units 336 students Deliver graded second elementary school site mth access road & utilities to the site, 2,500 units in Village Five 750 students Second Elementary School opened (Village Five) 3,450 units 1,000 students Deliver graded third elementary school site \\ith access road & utilities to the site, 4,500 units west of Paseo Ranchero 1,350 students Third Elementary School opened (West of Paseo Ranchero) 5,300 units 1,668 students Deliver graded high school site mth access road & utilities to the site 2,650 units 504 students High School opened 5,300 units 1,007 students SCHOOLS TRAFFIC RELATED IMPROVEMENTS Construct or guarantee the construction of offsite Telegraph 300 units Can on Road I-805fTel h Can on Road interchan e 500 units Either: offsite 4 lane East Palomar St. and 1/2 diamond; Or: Oran e Ave as a 6 lane rime arterial to Paseo Ranchero 1,414 ivalent dwellin units Either: offsite E. Palomar St. & Orange Ave. to 4 lane majors with 1/2 diamond at I-805/Palomar; Or: Palomar St. to a 4 lane major & Orange Ave. to a 6 lane prime 4,009 equivalent dwelling units arterial to Paseo Ranchero SEWER IMPROVEMENTS determined bv flow meterin u ades & some offsites \\ith first unit DRAINAGE IMPROVEMENTS wi radin of anv area in canyon wi construction of La Media j'I-/') ""- .~ Item: -----' Page 13 Meeting Date: November 12. 1996 D. Status of St. Claire (Telegraph Canyon Estates) At the August 20, 1996 hearing for the Baldwin Builders Development Agreement hearing, a resident spoke regarding the status of the Telegraph Canyon Estates project. He indicated that many of the homes were still unfinished or abandoned, cited a lack of maintenance and indicated that the homes were of poor construction. These issues have been addressed in a Council Informational Memo and the staff report for the Baldwin Builders Development Agreement which was presented to the City Council on October IS. E. Resource Conveyance Agreement A Resource Conveyance Agreement, which was a condition of approval for SPA One, to be completed prior to approval of the Tentative Map, has been prepared and is included as Exhibit F in this report along with a Resolution approving said agreement. F. Indemnification Agreement An Indemnification Agreement between Village Development and the City has also been prepared and is included as Exhibit H along with a Resolution approving said agreement. 4. ALTERNATE RECOMMENDATIONS Alternative A - Approve Village I and Phase I-A of Village 5 Only The Planning Commission supports approval of the Tentative Map for only Village Development's portion of Village One plus Phase I-A of Village 5 which will subdivide 592.7 acres into: 1,253 single-family residential lots 1,675 multi-family residential units One 10.4 acre elementary school site 5 park sites totaling 23.5 acres 122.7 acres of open space 11.5 acres of commercial 14.6 acres of community purpose facility land. This alternative would give Village Development additional entitlements for their land sales program. Staff believes that, because of the limited size of Phase I-A in Village Five (236 units on 52 acres), City services can easily be e>..1ended and threshold standards can still be maintained while not restricting future flexibility to reallocate land uses. Approval of the Tentative Map for all of Village Five, together with the previously approved development agreement ,substantially restricts the City's flexibility to adjust land uses in the future for the WCLF properties in Villages One and Five. West Coast Land Fund has previously indicated they are not satisfied with the SPA One land use plan, and they may desire an amendment to adjust the "J '7 J,.L ~ /~) Item: --' Page 14 Meeting Date: November 12. 1996 school and park locations, increase the commercial acreage, delete multi-family areas and add single- family neighborhoods. Any modification proposed by WCLF to the existing SPA One land use plan will require a SPA amendment and a new Tentative Map and potentially a GDP amendment. Attachment 2 is the City Council resolution approving this alternative. The conditions address just Village One and Phase I-A of Village Five. Additionally, this alternative would allow the balance of Village Five to be continued to the January 7, 1997 hearing affording the Applicant the opportunity to continue negotiating with West Coast Land Fund on replanning for the area. Alternative B - Approve Village One Only Another alternative is approval of the Tentative Map for only Village Development's portion of Village One and continuance of the map for Village Five. to the January 7, 1997 hearing. The recommendation for only Village Development's portion of Village One would subdivide 540.7 acres into: 1,017 single-family residential lots 1,675 multi-family residential units One 10.4 acre elementary school site 11.5 acres of commercial 14.6 acres of community purpose facility 4 park sites totaling 22.2 acres 117.1 acres of open space If the City Council wishes to approve the staff alternative for only VIllage One, resolution of approval (13898-3) with conditions is available for Council consideration (Attachment 3). STAFF RECOMMENDATION Alternative C - Approve Village 1 and Phase lA and a portion of Phase 2A in Village Five. Another alternative is approval of the Tentative Map for Village Development's portion of VIllage One plus Phase I-A and a portion of Phase 2-A of Village Five and continuance of the remainder of Village Five to the January 7, 1997 hearing. This alternative would subdivide 671 acres into: 1,588 single-family residential lots 1,675 multi-family residential units One 10.4 acre elementary school site 5 1/2 park sites totaling 24.8 acres 134.9 acres of open space 11 .5 acres of commercial 14.6 acres of community purpose facility land /-1-/tj Item _' Page 15 Meeting Date November 12 1996 This scenario would provide the applicant with additional entitlements in Village Five and is solely single family residential. While this alternative would limit flexibility to replan Village Five it is located in the area where West Coast Land Fund had little concern with the proposed land use. West Coast Land Fund's concern was primarily regarding the amount of park, CPF, multi-family and commercial uses in the Village Five core area. If the City Council w1shes to approve the alternative for Village One and Phase I-A and a portion of Phase 2-A of Village Five, resolution of approval (13898-4) with conditions is available for Council consideration (Attachment 4). This resolution would continue the balance of Village Five to the January 7, 1997 hearing. FISCAL IMPACT: There is no impact of processing the Tentative Map application on the General Fund because Village Development is reimbursing the City through a deposit account. At this point in time, Village Development is one month delinquent. As of October 25, 1996, $44,973.52 was due and payable. This amount has not yet been submitted to the City. It is staffs recommendation that the project be continued until Village Development is current on all delinquent accounts. Staff w1l1 present an oral report to Council on the status of the account. The fiscal analysis for the Otay Ranch project was completed as part of the FIND Model and was further evaluated in the context of the Tax Agreement. Any modifications to the phasing plan may cause a difference in timing of anticipated cash flow, but ultimately will have not fiscal impact on the overall project. Attachments: Exhibit A: Exhibit B: Exhibit C: Exhibit D: Exhibit E: Exhibit F: Exhibit G: Exhibit H: Exhibit I: ExhibitJ: Attachment I Attachment 2 Attachment 3 Attachment 4 Tentative Map Alternatives Proposed Phasing Plan Second Addendum to Otay Ranch SPA One EIR 95-0 I Otay Ranch Tentative Map Data Otay Ranch Ownership Map Resource Conveyance Agreement Resolution # 18416 approving Resource Conveyance Agreement Indenmification Agreement Resolution # 18417 approving Indenmification Agreement Disclosure Statement Draft City Council Resolution #18398-1 Appro,ing Applicant's Proposal Draft City Council Resolution #18398-2 Appro,ing Staff Alternative A - Village One and Phase I-A in Village Five Draft City Council Resolution #18398-3 Approving Staff Alternative B - Village One Draft City Council Resolution #18398-4 Appro,ing Staff Alternative C - Village One and Phase I-A and a portion of Phase 2-A in Village Five );1 ~/_S COUNCIL AGENDA STATEMENT SUBKITTED BY: Item No. /;I city Council Meeting Date 11/12/96 d. JiRJ; d' . Or 1nance - Amen 1ng Otay Ranch Pre-Annexat1on Development Agreement Between otay Ranch, L.P., a California limited partnership, village Development, a California general partnership, and the city of Chula vista Deputy city M~~ City Manager L9\~~~ 4/5 Vote: Yes No----X- ITEM TITLE: REVIEWED BY: On June 25, 1996, the Planning commission and city council met jointly and approved a development agreement for the above parties. There is now a mutual desire (by Village Development and Otay L.P.) to amend the agreement to further guarantee infrastructure improvements where the developer wants to create parcels for sale prior to finalizing the typical final subdivision map. In addition, on August 20, 1996, the Council asked if the agreement could be tightened up to head off any problems with regard to any debt payment that might be levied to make public improvements or should development be only partially completed on any particular project. A case in point would be the st. Claire Project on Telegraph Canyon Road where development was stopped for a time due to a bankruptcy action. RECOMMENDATION: That the city Council place the ordinance on first reading. BD/COMMISSION RECOMMENDATION At their October 9, 1996 meeting, the Commission recommended adoption ordinance. Planning of the DISCUSSION: On June 25, 1996, the city approved three development agreements with United Enterprises, Greg Smith, and Village Development, et al. On August 20, 1996, three additional agreements were placed on first reading of the ordinance for the Jewels of Charity, SNMB, Ltd. and the Foundation (those agreements are awaiting signature by the applicant prior to second reading). On October 1, 1996, the Council placed on first reading the ordinance for Baldwin Builders, the trustee for the bankruptcy. These various entities cover the Otay Ranch Western Parcel land holdings. West Coast Land was included in the original Village Development Agreement. /3 --I Attached for Council information, Exhibit A is the previous agenda statement from June 25, 1996 when this Development Agreement was first considered for Villaqe Development along with other parties. The basic business terms are explained therein, have not changed, and will not be readdressed. What is focused on are the changes to the agreement proposed since City Council/Planning Commission approval in June. These changes are all in a strikeout/underline format in the attached agreement text for ease of reading. 1. Overview with the Baldwin Builders agreement, a number of changes were added at the request of city Council to help avoid any similar situations such as st. Claire. The additional language included the City's ability to withhold action on any of the applicant's Future Discretionary Approval requests (7.10); a statement that if development stops on a project and there is a nuisance, health or safety hazard, the developer agrees to cure the situation or the City will have the authority to enter private property as well as public and take correction action at the developer's expense (7.11); and a requirement that the developer shall comply with the terms of any assessment districts and make timely payments thereon or the City can take any legally authorized action appropriate to guarantee payment (14). All of these provisions, as well as other clarifying language the city wanted, have been incorporated into the village/Otay L.P. agreement amendment in their entirety. These three sections, 7.10, 7.11 and 14 on Pages 16 and 23 of the Agreement, are the major substantive changes, plus 7.1 discussed below (see Page 12 of the Agreement) . 2. Reauest bv Villaqe Development to Not have to Bond at the Master Subdivision ("A" Map) Showinq "Super Block" lots for backbone infrastructure facilities. (Section 7.1) By way of background, on large scale developments there are usually two levels of final map approvals. The first level is referred to as the "A" Map and is used to create large parcels of land or "Super Block" lots to be conveyed to Builders. At the next level, "B" Maps are prepared. The "B" Map is the traditional final map that creates smaller lots for sale to homebuyers. Normally, a Master Developer dedicates, bonds or constructs backbone infrastructure such as major roads, trunk sewer lines, project serving drainage facilities or unique features such as pedestrian bridges, etc. with the "A" map,. This dedication and improvement guarantee is performed in conjunction with creating the Super Block Map which creates parcels for sale to merchant builders. Those builders then assume the typical improvement requirements associated with the final "B" map which creates building lots for sale to homeowners. / J--,2 In this instance, Village Development requests that the City allow it to sell off large parcels to Developers in advance of guaranteeing the backbone facilities. village Development can then satisfy its debt obligations to Bank of America, the lienholder for the tentative map land, and remain viable to construct the balance of the project. Staff is comfortable with this arrangement as long as: (1) village Development, otay Ranch L.P., or their successor in interest covenant in the development agreement that it is their sole and separate responsibility to provide or finance the cost of backbone facilities required by any final map including both the "A" and "B" Maps; and (2) Village Development, otay Ranch L.P., or their successor in interest will provide adequate funds as determined by the City Engineer for the implementation and construction of the first phase backbone facilities prior to approval of the first final "B" map. These provisions are contained in the text of section 7.1 on Page 12 of the draft agreement. 3. Imoact of Bankruotcv or Foreclosure A final city issue is what a bankruptcy or foreclosure action might do to the validity of the already granted Nuisance Easements by Village Development and the legality of the Development Agreement itself. Sections 7.2.2 and 12.5 address that possibility. New language has been added stating that the developer agrees to enter into subordination agreements with all lenders having a lien on the Property to ensure that the agreement has a priority position over all other liens. This will make it clear that the obligations as well as the rights of the agreement will not be subsequently suspended or abrogated by a senior lienholder. Subordination agreements for Property within future SPA plans must be provided to the City prior to approval of each SPA plan for said Property. In addition, the and guarantees requirements to approval. tentative map for via the Public be satisfied in SPA I contains 147 Facility Finance conjunction with conditions Plan and final map Fiscal Imoact It isn't possible to quantify the value of the Agreement to the city or the other parties. Through annexation and the related property tax, sales tax, etc., the City will realize significant benefits. Likewise, the Developers benefit from the vesting and certainty provided by the Agreement to be able to get loans and sell and develop the Property in accordance with current and future approvals. v1l1age113 /:J/~ ORDINANCE NO. 2691 AN ORDINANCE OF THE CITY OF CHULA VISTA AMENDING OTAY RANCH PRE-ANNEXATION DEVELOPMENT AGREEMENT BETWEEN OTAY RANCH, L.P., A CALIFORNIA LIMITED PARTNERSHIP, VILLAGE DEVELOPMENT, A CALIFORNIA GENERAL PARTNERSHIP, AND THE CITY OF CHULA VISTA WHEREAS, on June 25, 1996, the city Council approved a Pre-Annexation Agreement between the City of Chula vista and Otay Ranch, L.P., a California partnership, et al pursuant to Ordinance No. 2679; and WHEREAS, on June 25, 1996, the Planning Commission and City Council met jointly and approved a development agreement for the above parties; and WHEREAS, there is now a mutual desire by the city and village Development and otay Ranch L.P. to amend the agreement to further guarantee infrastructure improvements where the developer wants to create parcels for sale prior to finalizing the typical final subdivision map; and WHEREAS, in addition, on August 20, 1996, the Council requested and Otay Ranch, L. P. and Village Development agreed that the agreement 'could be revised to address any potential problems with regard to any debt payment that might be levied to make public improvements or should development be only partially completed on any particular project. NOW, THEREFORE, the city Council of the City of Chula vista ordains as follows: SECTION I: The Otay Ranch Pre-Annexation Development Agreement between otay Ranch, L.P., a California limited partnership, Village Development, a California general partnership, and the city of Chula vista is hereby amended as set forth in the Amended Agreement on file in the office of the city Clerk as Document No. ,SECTION II: The Mayor of the City of Chula vista is hereby authorized and directed to execute said Amended Agreement for and on behalf of the city of Chula vista. SECTION III: This ordinance shall take effect and be in full force on the effective date of annexation as set forth in the attached Pre-Annexation Development Agreement as amended. SECTION IV: The previously approved Pre-Annexation Development Agreement only between Otay Ranch L. P. and Village Development and the City adopted by the city council by Ordinance No. 2679 shall be null and void with respect to these parties upon adoption of this ordinance. George Krempl, Deputy City Manager ~ Approved as to form by 0.---- 1V\)~ (1 Ann Y. Moore, Acting city Attorney /7'/1 Presented by ;;:;::: / J PRE-ANNEXATION DEVELOPMENT AGREEMENT THIS PRE-ANNEXATION DEVELOPMENT AGREEMENT ("Agreement") is made effective on the date hereinafter set forth below by and among THE OTAY RANCH, L.P., a California limited partnership, 'PICER DEVELorUEN'r 'r1'l0, a California limited partnerGhip, 13y 'rICEnIIEART, INC., a California corporation, itG general partner, VILLAGE DEVELOPMENT, a California general partnership ("Developer") and THE CITY OF CHULA VISTA, a municipal corporation, who agree as follows: 1. RECITALS. following facts: This Agreement is made with respect to the 1.1 Owner. The owners of the properties subj ect to this Agreement (hereinafter collectively referred to as "Owner" or as "Developer") are as follows: 1.1.1 Otay Ranch, L.P. is the owner of approxi- mately 3,545 acres of undeveloped real property in the unincorporated area of the County of San Diego ("county"), described in Exhibits "A" and ll{;-Il "F", attached hereto and incorporated herein by this reference. 1.1.2 'riger Development 'r.:o iG the miner of approximately 1,031 acreD of undeveloped real property in the uninoorporated area of the County, deDcribed in EKhibitD "B" and "C", attached hereto and incorporated herein sy thiG reference. 1.1.3 Village Development is the owner of approximately 35 acres of undeveloped real property in the unincorporated area of the County, described in Exhibits ll{;-Il "B" and ll{;-Il "F", attached hereto and incorporated herein by this reference. 1.2 ci tv. The City of Chula vista is a municipal corporation and an incorporated city within the County. 1.3 Code Authorization and Acknowledqments. 1. 3.1 city Government Code sections development agreements certainty for both city development process. is authorized pursuant to California 65864 through 65869.5 to enter into for the purpose of establishing and owners of real property in the 1.3.2 Government Code section 65865 expressly authorizes a city to enter into a development agreement with any person having a legal or equitable interest in real property in unincorporated territory within that city's sphere of influence for the development of property as provided in the Development Agreement Law; provided that the agreement shall not become operative unless annexation proceedings -1- .--, ~ J~) '.:~S annexing the property to the city are completed within the time specified by the agreement. 1.3.3 City enters into this Agreement pursuant to the provisions of the California Government Code, its home- rule powers, and applicable City ordinances, rules, regula- tions and policies. 1.3.4 ci ty and Owner acknowledge: Owner acknowledge this Agreement will provide: city and 1.3.4.1 Certainty in the planning process so that the property can be developed efficiently. This will avoid unnecessary waste of resources and increases in housing and other development costs. The Agreement will allow comprehensive planning of a large property so as to make maximum efficient utilization of resources at the least economic cost to the public; 1.3.4.2 To provide and assure to the City the participation of Developer in the accelerated, coordinat- ed and more economic construction, funding and dedication to the public of certain needed public facilities and benefits, and to provide for anticipated levels of service to residents and populations of the property, the City, and adjacent areas; 1.3.4.3 To provide and assure that the City receive sales tax revenues, increase in the property tax base, residential housing and other development, sewer, water and street facilities; 1.3.4.4 To provide and assure that the city receives public facilities in excess of project generated impacts and such facilities shall be of supplemental size, number capacity or length, which shall be provide earlier than could be provided either by funds from the city or than would strictly be necessary to mitigate project related impacts at any development phase; 1.3.4.5 To provide Developer assurances regarding the entitlements and regulations that will be applicable to the development of the property consistent with the Chula vista General Plan and the Otay Ranch General Development Plan/Subregional Plan; 1.3.4.6 To provide the city the opportunity to secure immediate annexation of the lands depicted in Attachment .1l{}ll "c" and secure a related tax revenue sharing agreement with the County of San Diego to assure that development of the properties will generate suffi- cient tax revenues to offset the costs of providing services to the properties; y . -:> / j) .- f/ 1.3.4.7 To enable the city to secure title to the land with the boundaries of the property necessary to complete the Chula vista greenbelt system as defined in the Chula vista General Plan; 1.3.4.8 To enable the city to advance its stated goal to identify and secure a site for a potential four year university; 1.3.4.9 To assure the city that the Developer will dedicate right-of-way for SR-125, a route which when constructed will substantially alleviate congestion on I- 805 and 1-5, and also will facilitate the economic development of Chula vista; and 1.3.4.10 To enable the city to prepare and adopt a Habitat Conservation Plan consistent with the requirements of the Natural Communities Conservation Act, including the phased conveyance of open space land to the otay Ranch Preserve. 1.4 The Annexation. TRe city Rao appliea to the Local A~ency Formation commiooion ("LhFCO") for anneHation of Sphere of Influence PlunninEf f.rea 1 "The otuy Parcel", PlanninEf I.rea 2 "Inverted L" and the Hary patric][ E::;tute Purcel (oee Attacfiment "0") . On Julv 1. 1996. the Local Aqency Formation commission ("LAFCO") approved annexation of Sphere of Influence Planninq Area 1 "The Otay Parcel". Planninq Area 2 "Inverted L" and the Marv Patrick Estate Parcel (see Attachment "C"). 1.5 Sphere of Influence. A city application i::; ~ending sefore L~FCO to have the otuy Vulley parcel included \.ithin city'e sphere of influence. On Februury 5, 1996 tRe Local Aqcncy Formation Commi::;::;ion approved the inelu::;ion of approl1imately 7,600 acre::; into the City Sphere of Influence (SpRere of Influence Planninq I.rea 2 and the northern t\JO thirde af PlanninEf Area 1), and de::;iEfnated the otay River Valley un VillaEfe 3 a::; ::;pecial ::;tudy areae. On February 5. 1996 and July 1. 1996 the Local Aqency Formation Commission approved the inclusion of Planninq Area 1. "The Otay Parcel". into the City Sphere of Influence (Sphere of Influence Planninq Area 1 "The Otay Parcel". Planninq Area 2 "Inverted L" and the Marv Patrick Estate Parcel - see Attachment liCit) . 1.6 Planninq Documents. On October 28, 1993, city and County adopted the otay Ranch General Development Plan/Subregional Plan ("the GDP") which includes the Otay Ranch Village Phasing Plan, Facility Implementation Plan, Resource Management Plan and Service Revenue Plan, for approximately 23,000 acres of the Otay Ranch, including the Otay Valley Parcel and the SNMB, Jewels and Foundation Properties. The city amended the GDP on June 4, 1996. ~ /5~) 1.6.1 SPA One Plan. On June 4, 1996, the Chula vista City Council approved the otay Ranch Sectional Planning Area (SPA) One Plan including the Planned community District RegUlations, Overall Design Plan, Village Design Plan, Public Facilities Plan, Parks, Recreation, open Space and Trails Plan, Regional Facilities Report, Phase 2 Resource Management Plan, Non-renewable Energy Conservation Plan, Ranch-wide Affordable Housing Plan, SPA One Affordable Housing Plan, and Geotechnical Report. 1. 7 Owner Consent. city desires to have the cooperation and consent of Owner to include the Property in the Annexation in order to better plan, finance, construct and maintain the infra- structure for the otay Valley Parcel; and the otay Ranch L.P., a California limited partnership, TiEj'er Development T\IO, a California limited partnerShip, by TiEj'erheart, Inc., a California corporation, its Ej'eneral partner, and Village Development, a California general partnership desire to give their cooperation and consent, provided that they obtain certain assurances, as set forth in this Agreement. 1.8 city Ordinance. July 9, 1996 is the date of adoption by the City council of Ordinance No. 2679 approving this Agreement. The ordinance shall take effect and be in full force on the effective date of Annexation. 2. Definitions. otherwise requires: In this Agreement, unless the context 2.1 "Annexation" means the proposed annexation of that portion of the Otay Ranch into the City as depicted on Exhibit "D". 2.2 "City" means the City of Chula Vista, in the county of San Diego, State of California. 2.3 "County" means the County of San Diego, State of California. 2.4 "Development Plan" means the GDP. 2.5 "GDP" means the General Development Plan/ Subregional Plan for the Otay Ranch, described in Paragraph 1.6, above. 2.6 "Owner" or "Developer" means the person, persons, or entity having a legal and equitable interest in the Property, or parts thereof, and includes Owner's successors-in-interest. 2.7 "Project" means the physical development of the private and public improvements on the property as provided for in the Existing Project Approvals and as may be authorized by the city in Future Discretionary Approvals. 2.8 "Property" means the real property described in Paragraphs 1.1.1, 1.1.2, and 1.1.3. 7/)-Y 2.9 The "Term" of this Agreement means the period defined in Paragraph 3, below. 2.10 "Builder" means developer to whom Developer has sold or conveyed property within the Property for purposes of its improvement for residential, commercial, industrial or other use. 2.11 "CEQA" means the California Environmental Quality Act, california Public Resources Code section 21000, et seq. 2.12 "City Council" means the City of Chula vista City Council. 2.13 "Commit" or "Committed" means all of the following requirements have been met with respect to any public facility: 2.13.1 For a public facility within the city's jurisdictional boundaries and a responsibility of the develop- er. 2.13.1.1 the Developer have public facility; All discretionary permits required of been obtained for construction of the 2.13.1.2 Plans for the construction of the public facility have all the necessary governmental approvals; and 2.13.1.3 Adequate funds (i.e., letters of credit, cash deposits, performance bonds or land secured public financing, including facility benefit assessments, Mello-Roos assessment districts of similar assessment mechanism) are available such that the City can construct the public facility if construction has not commenced within thirty (30) days of issuance of a notice to proceed by the Director of Public Works, or construction is not progressing towards completion in a reasonable manner as reasonably deemed by the Director of Public Works. 2.13.2 For a public facility within the City's jurisdictional boundaries, but to be provided by other than Developer. 2.13.2.1 Developer's proportionate share of the cost of such public facility as defined in the existing Project Approvals and Future Discretionary Approvals has been provided or assured by Developer through the payment or impositions of development impact fee or other similar exaction mechanism. 2.13.3 For public facility not within city's jurisdictional boundaries: / /] )J/ the cost existing Approvals Developer of Public 2.13.3.1 Developer's proportionate share of of such public facility as defined in the Project Approvals and Future Discretionary has been provided for or otherwise assured by to the reasonable satisfaction of the Director Works. 2.14 "Development Impact Fee (DIF)" means fees imposed upon new development pursuant to the city of Chula vista Development Impact Fee Program, for example, including but not limited to the Transportation Development Impact Fee Program, the Interim SR-125 Development Impact Fee Program, the Salt Creek Sewer DIF and the Public Facilities DIF. 2.15 "Existing project Approvals" means all discretionary approvals affecting the Project which have been approved or established in conjunction with, or preceding, the effective date consisting of, but not limited to the GDP, the Chula vista General Plan, the Otay Ranch Reserve Fund Program adopted pursuant to Resolution 18288, the SPA One Plan and the Phase II Resource Management Plan (RMP) , as may be amended from time to time consistent with this agreement. 2.16 "Final Map(s)" means any final subdivision map for all or any portion of the Property other than the Superblock Final Map ("A" Maps). 2.17 "Future Discretionary Approvals" means all permits and approvals by the City granted after the effective date and excluding existing Project Approvals, including, but not limited to: (i) grading permits; (ii) site plan reviews; (iii) design guidelines and reviews; (i v) precise plan reviews; (v) subdivisions of the Property or re-subdivisions of the Property previously subdivided pursuant to the Subdivision Map Act; (vi) conditional use permits; (vii) variances; (viii) encroachment permits; (ix) sectional Planning Area plans; (x) all other reviews, permits, and approvals of any type which may be required from time to time to authorize public or private on- or off-site facilities which are a part of the Project. 2.18 "Planning commission" means the Planning commission of the city of Chula vista. 2.19 "Preserve Conveyance Plan" means a plan that sets forth policies and identifies land to be transferred and/or fees to be paid to insure the orderly conveyance of the otay Ranch land to the Preserve Owner Manager. The purpose of the plan is to fulfill the obligations to convey resource sensitive land, per the criteria contained in the phase I and II Resource Management Plans and to mitigate environmental impacts of the otay Ranch Project. 2.20 "Public Facility" or "Public Facilities" means those public facilities described in the otay Ranch Facility Implementation Plan. ~ /01'.//) ,---- /L-" 2.20.1 "SPA One Plan" means The otay Ranch sectional Planning Area (SPA) One Plan approved by the City of Chu1a vista on June 4, 1996, including the Planned community District Regulations, Overall Design Plan, Village Design Plan, Public Facilities Finance Plan, Parks, Recreation, Open Space and Trails Plan, Regional Facilities Report, Phase 2 Resource Management Plan, Non-renewable Energy Conservation Plan, Ranch-wide Affordable Housing Plan, SPA One Affordable Housing Plan, and Geotechnical Report. 2.21 "Subdivision Map Act" means the Subdivision Map Act, Government Code section 66410, its amendments as may from time to time be adopted. California et seq., and 2.22 "Substantial Compliance" means that the party charged with the performance of a covenant herein has sufficiently followed the terms of this Agreement so as to carry out the intent of the parties in entering into this Agreement. 2.23 "Threshold" means the facility thresholds set forth in the city's Municipal Code Section 19.19.040. 3. Term. This Agreement shall become effective as a development agreement upon the effective date of the Annexation ("the Effective Date"); provided, however, that if the Annexation does not occur on or before January 1, 1997, this Agreement shall be null and void. Any of the foregoing to the contrary notwith- standing, from the date of first reading of the ordinance approving this Agreement, and unless or until this Agreement becomes null and void, Owner shall be bound by the terms of Paragraph 4. The Term of this Agreement for purposes other than paragraph 4 shall begin upon the Effective Date, and shall continue for a period of twenty (20) years ("the Term") . The term shall also be extended for any period of time during which issuance of building permits to Developer is suspended for any reason other than the default of Developer, and for a period of time equal to the period of time during which any action by the City or court action limits the processing of future discretionary approvals, issuance of building permits or any other development of the property consistent with this Agreement. 4. Owner Consent to Annexation. Owner hereby consents to and shall cooperate with the applications of city to declare that the land depicted in Exhibit B Q is within City's sphere of influence and to annex the land depicted in Exhibit B Q to the city; provided, however, that Owner may withdraw such consent and withhold further cooperation if the city, prior to the Effective Date, adopts rules, regulations, ordinances, policies, conditions, environmental regulations, phasing controls, exactions, entitle- ments, assessments or fees applicable to and governing development of the Property which are inconsistent with, or render impractical development of the Property according to, the Development Plan. ~. /_3 ~// 5. Vested Riqhts. Notwi thstanding any future action or inaction of the city during the term of this Agreement, whether such action is by ordinance, resolution or policy of the City, Owner and Developer shall have a vested right, provided however the developer is not in default of its obliqations under this Aqree- ment. and except as may be otherwise provided in this section 5, to construct the project in accordance with: 5.1 Existing Project Approvals. 5.2 Development of Propertv. The development of the property will be governed by this Agreement and Existing project Approvals and such development shall comply and be governed by all rules, regulations, policies, resolutions, ordinances, and standards in effect as of the Effective Date subject to the provisions of section 5.2.1 below. The city shall retain its discretionary authority as to Future Discretionary Approvals, provided however, such Future Discretionary Approvals shall be regulated by the Existing project Approvals, this Agreement, and city rules, regulations, standards, ordinances, resolutions and policies in effect on the Effective Date of this Agreement and subject to section 5.2.1. Notwithstanding the foregoing, the city may make such changes to the city's Growth Management Ordinance applicable to the project as are reasonable and consistent with the purpose and intent of the existing Growth Management Ordinance and which are generally applicable to all private projects citywide or east of 1-805 or within a specific benefit, fee or reimbursement district created pursuant to the California Government Code. 5.2.1 New or Amended Rules. Requlations. policies. standards. Ordinances and Resolutions. The city may apply to the Project, including Future Discretionary Approv- als, new or amended rules, laws, regulations, policies, ordinances, resolutions and standards generally applicable to all private projects east of 1-805 or within a specific benefit fee or reimbursement district created pursuant to the California Government Code. The application of such new rules, or amended laws, regulations, resolutions, policies, ordinances and standards will not unreasonably prevent or unreasonably delay development of the Property to the uses, densities or intensities of development specified herein or as authorized by the Existing Project Approvals. The city may also apply changes in City laws, regulations, ordinances, standards or policies specif ically mandated by changes in state or federal law in compliance with section 13.3 herein. 5.2.2 Developer may elect with City's consent, to have applied to the project any rules, regulations, policies, ordinances or standards enacted after the date of this Agreement. Such an election has to be made in a manner consistent with section 5.2 of this Agreement. 7 /)~~?/;:2 5.2.3 Modifications to Existinq proiect Approv- als. It is contemplated by the parties to this Agreement that the city and Developer may mutually seek and agree to modifi- cations to the Existing project Approvals. Such modifications are contemplated as within the scope of this Agreement, and shall, upon written acceptance by all parties, constitute for all purposes an Existing Project Approval. The parties agree that any such modifications may not constitute an amendment to this Agreement nor require an amendment to the Agreement. 5.2.4 Future Discretionary Approvals. It is contemplated by the parties to this Agreement that the City and Developer may agree to Future Discretionary Approvals. The parties agree that any such Future Approvals may not consti- tute an amendment to this Agreement nor require an amendment to the Agreement. Developer aqrees to reasonablv cooperate with any amendments to Existinq and Future Discretionary Approvals as mav be requested bv the citv from time to time. 5.3 Dedication and Reservation of Land for Public Purposes. Except as expressly required by this Agreement or the Existing Project Approvals and Future Discretionary Approvals (excepting dedications required within the boundaries of any parcel created by the subsequent subdivision of the Property as required by the Subdivision Map Act), no dedication or reservation of real property within or outside the Property shall be required by city or Developer in conjunction with the Project. Any dedications and reservations of land imposed shall be in accordance with section 7.2 and section 7.8 herein. 5.4 Time for Construction and Completion of Proiect. Because the California Supreme Court held in Pardee Construction Company v. city of Camarillo (1984) 27 Cal.3d 465, that the failure of the parties to provide for the timing of development resulted in a later-adopted initiative restricting the timing of development to prevail over such parties' Agreement, it is the intention of the parties to this Agreement to cure that deficiency by specifically acknowledging that timing and phasing of development is completely and exclusively governed by the Existing Project Approvals, including the Chula vista Growth Management Ordinance. The purpose of the Chula vista Growth Management Ordinance is to "control the timing and location of development by tying the pace of development to the provision of public facilities and improvements to conform to the city's threshold standards." (Municipal Code section 19.09.010A.7) The findings in support of the Growth Management Ordinance conclude that the ordinance "does not affect the number of houses which may be built." (Municipal Code section 19.09.010B.3) Therefore, the parties acknowledge that the Chula vista Growth Management Ordinance completely occupies the topic of development timing and phasing and expressly precludes the adoption of housing caps, urban reserves or any other means by which the rate of development may be controlled or regulated. The city agrees that the Developer shall be entitled to, apply for and receive all permits necessary for the development of property, 7/~'7//7 consistent with the Growth Management Ordinance, Existing Project Approvals, Future Discretionary Approvals and this Agreement. 5.5 Benefit of Vestinq. Nothing in this Agreement will be construed as limiting or impairing Developer's vested right, if any, to proceed with the development and use of the Property pursuant to the Federal and state Constitutions, and pursuant to statutory and decisional law. 5.6 vestinq of Entitlements. All rights conferred by this Agreement vest with the Effective Date hereof. The approval of Future Discretionary approvals shall not be deemed to limit Developer's rights authorized by this Agreement, and once such approvals are obtained they shall be vested to the same extent as the Existing Project Approvals. 6. DEVELOPMENT PROGRAM. 6.1 processinq of Future Discretionarv Approvals. city will accept and diligently process development applications and requests for Future Discretionary Approvals, or other entitlements with respect to the development and use of the property, provided said applications and requests are in accordance with this Agreement. city costs for processing work related to the Project, including hiring of additional city personnel and/or the retaining of professional consultants, will be reimbursed to City by Developer. 6.2 Lenqth of Validity of Tentative Subdivision Maps. Government Code section 66452.6 provides that tentative subdivision map(s) may remain valid for a length up to the term of a Develop- ment Agreement. The City agrees that tentative subdivision maps for the Property shall be for a term of six (6) years and may be extended by the city Council for a period of time not to exceed a total of twenty (20) years and in no event beyond the term of this Agreement. 6.3 Pre-Final Map Development. If Developer desires to do certain work on the Property after approval of a tentative map (for example, grading) prior to the recordation of a final map, it may do so by obtaining a grading and/or other required approvals from the city which are authorized by the city prior to recordation of a final map. The permit may be approved or denied bY the city in accordance with the city's Municipal Code, requlations and policies and provided Developer is in compliance with this Aqreement and with the terms of all Existinq and Future Discretion- ary Approvals. In addition. the Developer shall be required to Cuch permit shall be iSDued to Developer, or its contractor, upen Developer'D application, approval, and provided Developer posts a bond or other reasonably adequate security required by city in an amount determined by the city to assure the rehabilitation of the land if the applicable final map does not record. 6.4 Final Maps. -1~ .". IU ;---- jy/ / 6.4.1 "A" Maps and "B" Maps. H Developer shall so elects, the City shall accept and process a master subdivi- sion or parcel map ("A" Map) for each Villaqe showing "Super Block" lots and backbone street dedications. "super Block" lots shall be consistent with the GDP and subsequent Sectional Plan Area plans, and shall not subdivide land into individual single-family lots. All "super Blocks" created shall have access to dedicated public streets. The City shall not require improvement plans in order to record a final map for any "A" Map lots, but the city shall require boneiing for tho completion of bac],bonc facilities prior to recordiHg in aH amouHt to be determined by the City. Following the approval by city of any final map for an "A" Map lot and its recorda- tion, Developer may convey the "Super Block" lot. The buyer of a "Super Block" lot shall then process final improvement plans and grading plans and a final map ("B" Map) for each "Super Block" lot which the city shall process if such documents are in compliance with the City's Municipal Code, standard policies. and the applicable tentative map. The "B" Maps shall be in substantial conformance with the related approved "A" Map. In the instance of the mUlti-family dwelling unit areas, a separate tentative subdivision map may be submitted to the City and the "B" Map(s) for these areas may be submitted to the City after the city Planning commission approves said tentative subdivision map. 6.4.2 Recordation of Final Subdivision Map in Name of Builder or Third Partv. Developer may, if it so elects, convey to a Builder or third party any "super block" lot(s) shown on the recorded Superblock Final Map. In such case, the Builder or third party will (i) process any neces- sary final improvement and grading plans and a final map for each such "super block" lot ("B" map), which map City shall accept and process if such map is in compliance with the City's Municipal Code. standard policies, the applicable tentative map, and the provisions of 7.1 of this Aqreement if applicable as subsequent phases in a multi-phase project, (ii) enter into a subdivision improvement agreement with City with respect to the subdivision improvements which are required for such super block lot, and (iii) provide security and insurance satisfactory to city for the completion of the subdivision improvements, (iv) aqree. in such case. with the City'S consent to comply with the obliqations set forth in 7.1. 6.4.3 Recordation of Final Subdivision Map in Developer's Name; Transfer of Obliqations Under Subdivision Improvement Aqreement (s) . If Developer so elects, it may defer the conveyance of any super block lot to a Builder or third party until after the final map of such super block lot has been recorded. If Developer elects to proceed in this manner, it will enter into city's standard subdivision improvement agreement(s) with City for the improvements required as a condition to the approval of such map(s). upon sale to a Builder or third party, if such Builder or third party assumes Developer's obligations with the City's consent 7 ,/3 .-/----~---- under the improvement agreement and provides its own security and insurance for the completion of the subdivision improve- ments satisfactory to the City and as approyed by the City, Developer shall be released from liability under the SUbdivi- sion improvement agreement(s) and Developer'S security shall be released. 6.4.4 Transfer of Riqhts and Obliqations of Development. Whenever Developer conveys a portion of the Property, the rights and obligations of this Agreement shall transfer in accordance with Section 15 herein. 7. DEVELOPER'S OBLIGATIONS. 7.1 Condition to Developer's Obliqations to Dedicate. Fund or Construct PUblic Facilities. Developer agrees to develop or provide the pUblic improvements, facilities, dedications, or reservations of land and satisfy other exactions conditioning the development of the Property which are set forth hereinbelow. In addition to anv other obliqations the Developer may have, Developer as its sole and separate responsibility, covenants and aqrees to provide or finance the cost of backbone facilities as identified on the appropriate Tentative Map and required by any final map (includinq "B" Maps). This requirement may be satisfied throuqh the construction or financinq of said facilities or with the City'S approval of any of the followinq: the establishment of a reimbursement mechanism. a development impact fee proqram, an assessment mechanism, or other equitable facility financinq proqram within the City's discretion. This requirement shall be deemed satisfied in the event that the Builder(s) of a "B" Map expressly assume the obliqations with the consent of the city to provide said backbone facilities. For purposes of Tentative Map No. Developer shall provide, prior to the approval of the first final "B" map, adequate security as determined by the city Enqineer for the construction of those certain backbone facilities set forth in the conditions of approval for said tentative map. Developer acknowledqes that as to any future tentative maps, Developer may be required by city to provide such security at various times durinq the development process includinq prior to the first final "A" map in accordance with City's ordinances, policies or requlations. For purposes of this Section. backbone facilities mean those facilities such as water. sewer, storm drain and public streets necessary to serve demands qenerated for the backbone facility beyond that of anv sinqle "B" map. but are not included within a wider area City development improvement fee proqram. The obliqations of the Developer. pursuant to this Aqreement, are conditioned upon: (i) the city not beinq in default of its obliqations under this aqreement; and (ii) the city not unreason- ably preventinq or unreasonably delayinq the development of the property; and (iii) if the Aqreement has been suspended in response to chanqes in state or federal law or due to said obliqations beinq suspended pursuant to Section 13.2, said obliqations of Developer shall be suspended for the same period of time. ~ /5'..// "--- /y 7.2 Dedications and Reservations of Land for PublicPurpos- es. The policies by which property will be required to be reserved, dedicated or improved for public purposes are identified in the Existing Project Approvals. A more precise delineation of the property to be preserved, dedicated or improved for public purposes shall occur as part of Future Discretionary Approvals, consistent with development of propertv as set forth in section 5.2 herein. 7.2.1 Dedication of Land for SR 125. Developer agrees to dedicate land for right-of-way purposes and property owned by the Developer that is reasonably necessary for the SR-125 configuration that is generally depicted in the SR-125 draft Environmental Impact Report/statement and as revised in the Final Environmental Impact Report/statement to respond to engineering, design, environmental and similar constraints. The dedications shall be to the city or by an alternate method acceptable to the City at such time as requested by the City. City agrees that in the event city shall negotiate with California Transportation Ventures (CTV) or other toll road builder any participation or advantages to City that City shall share such rights with subsequent owner/resident of the property. 7.2.2 Landfill Nuisance Easements. Developer shall grant to the County by July 1, 1996 "Landfill Nuisance Easements" substantially in the form attached as Exhibit E. The Easement shall cover all land which is within the Otay Landfill Buffer Area of Villages 2, 3 and Planning Area 18B of the Otay Ranch GDPP as shown on Exhibit E hereto. In addition. Developer aorees to enter into subordination aqreements. acceptable to the Countv. with all lienholders havinq an interest in the Propertv to ensure that this Aqreement has a priority position over all other liens. The subordination aqreements shall be delivered to the city prior to the second readinq of the Ordinance approvinq the Aqree- ment. If there is no second readinq of this Aqreement. the city shall return said subordination aqreements to the Developer. If the County Board of Supervisors does not accept or approve said easements, this Aqreement shall be automati- cally terminated with neither party bearinq any liability hereunder. 7.2.3 Preserve Convevance Plan. The Developer shall comply with any existing or yet to be adopted Preserve Conveyance Plan and convey property as set forth in such Plan. 7.3 Growth Manaqement Ordinance. Developer shall commit the public facilities and City shall issue building permits as provided in this section and in accordance with Existinq proiect Approvals and Future Discretionary Approvals. The City shall have the right to withhold the issuance of building permits any time after the City reasonably determines a Threshold has been exceeded, unless ~. /")-- /7 and until the Developer has mitigated the deficiency in accordance with the City's Growth Management Ordinance. Developer agrees that building permits may be withheld where the public facilities described in the Existing Project Approvals/ Future Discretionary Approvals required for a particular Threshold have not been committed. In the event a Threshold is not met and future building permit issuance may be withheld, the notice provisions and procedures contained in section 19.09 .100e of the Municipal Code will be followed. In the event the issuance of building permits is suspended pursuant to the provisions herein, such suspension shall not constitute a breach of the terms of this Agreement by Develop- er. Furthermore, any such suspension which is not caused by the actions or omissions of the Developer, shall toll the term of this Agreement as provided for in section 16.12 of this Agreement, and suspend the Developer's obligations pursuant to this Agreement. 7.3.1 Required Condemnation. The City and Developer recognize that certain portions of the Resource Preserve and of the public facilities identified in the Existing Project Approvals/Future Discretionary Approvals and required to comply with a threshold are located on properties which neither the Developer nor the City has, or will have, title to or control of. The City shall identify such property or properties and at the time of filing of the final map commence timely negotiations or, where the property is wi thin the City's jurisdiction, commence timely proceedings pursuant to Title 7 (commencing with ~ 1230.010) of Part 3 of the Code of civil Procedure to acquire an interest in the property or properties. Developer's share of the cost involved in any such acquisition shall be based on its proportionate share of the public facility as defined in the Existing Project Approvals/Future Discretionary Approvals . Notwithstanding the foregoing, Nnothing in this Agreement shall be deemed to preclude the eity from requiring the Developer to pay the cost of acquiring such off-site land. For that portion of the cost beyond the Developer's fair share responsibility, the city shall take all reasonable steps to establish a procedure whereby the developer is reimbursed for such costs beyond its fair share. 7.3.2 Information Reqardinq Thresholds. Upon Developer's written requests of the City Manager, the City will provide Developer with information regarding the current status of a Threshold. Developer shall be responsible for any staff costs incurred in providing said written response. 7.4 Improvements Required bv a Tentative Subdivi- sion Map. As may be required pursuant to the terms of a tentative subdivision map approval, it shall be the responsibility of Developer to construct the improvements required by the a subdivi- sion map. Where Developer is required to construct a pUblic ~ /7-/Y improvement which has been identified as the responsibility of another party or to provide public improvements of supplemental size, capacity, number or length benefiting property not within the tentative subdivision map, City shall process for consideration to approve or denv in its sole discretion a reimbursement agreement to the Developer in accordance with the City's Municipal Code and Article 6 of Chapter 4 of the Subdivision Map Act, commencing with Government Code section 66485, and Section 7.5, below. This does not preclude the Developer or the citv from considerinq alternative financinq mechanisms. 7.5 Facilities Which Are the Obliqations of Another Party. or Are of Excessive Size. Capacity. Lenqth or Number. Developer may offer to advance monies and/or construct public improvements which are the responsibility of another land owner, or outside the City's jurisdictional boundaries, or which are of supplemental size, capacity, number or length for the benefit of land not within the Property. City, where requesting such funding or construction of oversized public improvements, shall consider after a public hearing, contemporaneous with the imposition of the obligation, the formation of a reimbursement district, assessment district, facility benefit assessment, or reimbursement agreement or other reimbursement mechanism. 7.6 Pioneerinq of Facilities. To the extent Developer itself constructs (i.e., "Pioneers") any pUblic facilities or public improvements which are covered by a DIF Program, Developer shall be given a credit against DIFs otherwise payable, subject to the City's Director of Public Works reasonable determination that such costs are allowable under the applicable DIF Program. It is specifically intended that Developer be given DIF credit for the DIF Program improvements it makes. The fact that such improvements may be financed by an assessment district or other financing mechanism, shall not prevent DIF credit from being given to the extent that such costs are allowed under the applicable DIF Program 7.7 Insurance. insured for all insurance Project as pertains to the the Project. Developer shall name City as additional policies obtained by Developer for the Developer's activities and operation on 7.8 Other Land Owners. Developer hereby agrees to dedicate adequate rights-of-way within the boundaries of the Property for other land owners to "Pioneer" public facilities on the Property; provided, however, as follows: (i) dedications shall be restricted to those reasonably necessary for the construction of facilities identified in the City's adopted public facility plans; (ii) this provision shall not be binding on the successors-in- interest or assignees of Developer following recordation of the final "Super Block" or "A" Map; and (iii) the City shall use its reasonable best efforts to obtain agreements similar to this subsection from other developers and to obtain equitable reimburse- ment for Developer for any excess dedications. ~ /3"-i} 7.9 Construction of East-West Access. Pursuant to city's requirements, Developer is required to pay Transportation Development Fees (TDIF) for a variety of purposes including construction of east-west arterial access through the Property connecting to 1-805. Alternatively, the Developer may be required to actually construct all or portions of such access if, at the time of need, the TDIF fund does not contain sufficient revenues to finance the construction of the needed facilities. Such east-west arterial access from SPA One to 1-805 could occur on either East Orange Avenue or on East Palomar Street. It is not now possible to determine with certainty when it will be necessary to actually construct the arterials in order to comply with the threshold requirements because the rate and location of future development is unknown. The total cost and length of the arterial, which might be constructed by the Developer, are unknown at this time because it cannot be determined if and when development west of the property (Sunbow) will construct the Western portion of the arterials. Such uncertainty makes it difficult to plan and finance the orderly development of the property and needed on-site and off-site facili ties. To provide greater certainty as to the timing and construction of east-west arterial access, the City agrees to reasonably consider in good faith a traffic capacity agreement with Developer which would reserve traffic capacity for all or part of SPA One in exchange for Developer's agreement to pioneer all or part of planned east-west access to SPA One. 7.10 Assurances of Compliance. Owner acknowledqes that the citv is not reGuired to and will not take anv action on anv of Owner's applications for Future Discretionary Approvals under this AGreement. or any modifications or amendments thereof. until and unless the city ManaGer determines that the Owner is not in default of its obliGations under this AGreement includinG but not limited to those set forth in section 7.11 and 14. 7.11 Complete Construction. Developer/Builder or any third party aGree to diliGently complete construction once a buildinG permit has been issued for Property which is covered by this AGreement. Should construction stop once the buildinG permits have been issued by the city. which the city in its sole discretion determines has created a nuisance or fire or safety hazard. the Developer aGrees to take such steps necessary to cure the nuisance or hazard. Should Developer fail to do so to the City's satisfac- tion. the city may take what steps it deems necessary to cure the nuisance or hazard at Developer's sole cost and expense. 8. DEVELOPMENT IMPACT FEES. 8.1 ExistinG Development Impact Fee ProGram Payments. Developer shall pay to the City a DIF, or construct improvements in lieu of payment, for improvements which are conditions of a tentative subdivision map upon the issuance of building permits(s), or at a later time as specified by City ordinance, the Subdivision Map Act, or Public Facility Financing Plan (PFFP). The DIF will be in the amount in effect at the time payment is made and may only be increased pursuant to section 8.6 herein. ~ /~J-:~' 8.2 Other Undeveloped Properties. The City will use its reasonable best efforts to impose and collect, or cause the imposition and collection of, the same DIF program on all the undeveloped real properties which benefit from the provision of the public facility through the DIF program, or provided as a condition of Project Approvals. 8.3 Use of Development Impact Fee Proqram. The DIF amounts paid to the City by Developer and others with respect to the Area of Benefit shall be placed by the city in a capital facility fund account established pursuant to California Government Code sections 66000-66009. The City shall expend such funds only for the Projects described in the adopted fee program as may be modified from time to time. The city will use its reasonable best efforts to cause such Projects to be completed as soon as practica- ble; however, the City shall not be Obligated to use its general funds for such Projects. 8.4 withholdinq of Permits. Developer agrees that City shall have the right to withhold issuance of the building permit for any structure or improvement on the Property unless and until the DIF is paid for such structure or improvement. 8.5 Development Impact Fee Credit. Upon the completion and acceptance by the City of any public facility, the city shall immediately credit Developer with the appropriate amount of cash credits (IEDUs") as determined by Developer and city. However, if the improvements are paid for through an Assessment District, the City shall credit the Developer with the appropriate number of Equivalent Dwelling unit Credits (EDU's). Developer shall be entitled to apply any and all credits accrued pursuant to this subsection toward the required payment of future DIF for any phase, stage or increment of development of the Project. 8.6 Modification of Development Impact Fees. The parties recognize that from time to time during the duration of the Agreement it will be necessary for the City to update and modify its DIF fees. Such reasonable modifications are contemplated by the city and the Developer and shall not constitute a modification to the Agreement so long as: (i) the modification incorporates the reasonable costs of providing facilities identified in the Existing or Future Project Approvals; (ii) are based upon methodologies in substantial compliance with the methodology contained in the existing DIF programs; or other methodology approved by the city council following a public hearing; (iii) complies with the provisions of Government Code sections 66000-66009. 8.7 Standards for Financinq Obliqations of Owner. In connection with the development of the Property, the following standards regarding the financing of public improvements shall apply: 8.7.1 Owner shall participate in the DIF Program for the Otay Valley Parcel with other owners in proportion to the total dwelling units or equivalent dwelling units allowed 7 J3.~;2/ on the Property as compared with the total of such units allowed on properties in that particular DIF or by some other equitable methodology decided by the City Council. 8.7.2 The city shall diligently pursue the requirements that the Eastern Territories' DIF requires offsite third parties and adjacent jurisdictions to bear their fair share of all Otay River Valley crossings. 9. CITY OBLIGATIONS. 9.1 Urban Infrastructure. To the extent it is within the authority and ability of the City to provide, city shall accommodate urban infrastructure to the project, consistent with Existing Project Approvals. Where it is necessary to utilize City property to provide urban infrastructure consistent with the Existing proj ect Approvals, the City agrees to make such land available for such uses, provided that the City if it so chooses is compensated at fair market value for the property. To the extent that the provision of urban infrastructure is within the authority of another public or quasi-public agency or utility, the City agrees to fully cooperate with such agency or agencies to accommo- date the urban infrastructure, consistent with Existing Project Approvals. Urban infrastructure shall include, but not be limited to gas, electricity, telephone, cable and facilities identified in the Otay Ranch Facility Implementation Plan. 9.2 Sewer Capacitv. The City agrees to provide adequate sewer capacity for the project, upon the payment of ordinary and necessary sewer connection, capacity and/or service fees. 9.3 Nuisance Easement. The City shall reasonably consider with proper environmental review a request to amend the Otay Ranch GDP to relocate, wi thin the property, the land uses affected by the execution of a "nuisance easement" pursuant to the Otay Ranch Landfill Agreement, (dated May 15, 1996). This GDP amendment shall be processed prior to or concurrent with the GDP amendment covering the landfill buffer area required by the Landfill Agreement. The amendment shall be deemed vested to the same extent as Existing Project Approvals and shall not require or constitute an amendment to this Agreement. The Developer agrees to pay the reasonable City cost for processing the amendments. 10. ANNUAL REVIEW. 10.1 city and Owner Responsibilities. City will, at least every twelve (12) months during the Term of this Agreement, pursuant to California Government Code ~65865.1, review the extent of good faith substantial compliance by Owner with the terms of this Agreement. Pursuant to California Government Code section 65865.1, as amended, Owner shall have the duty to demonstrate by substantial evidence its good faith compliance with the terms of this Agreement at the periodic review. Either City or Owner may address any requirement of the Agreement during the review. T /0__ J-) / ".,) (7- oL-, 10.2 Evidence. The parties recognize that this Agreement and the documents incorporated herein could be deemed to contain hundreds of requirements and that evidence of each and every requirement would be a wasteful exercise of the parties' resources. Accordingly, Developer shall be deemed to have satisfied its good faith compliance when it presents evidence of substantial com- pliance with the major provisions of this Agreement. Generalized evidence or statements shall be accepted in the absence of any evidence that such evidence is untrue. 10.3 Review Letter. If Owner is found to be in com- pliance with this Agreement after the annual review, city shall, within forty-five (45) days after Owner's written request, issue a review letter in recordable form to Owner ("Letter") stating that based upon information known or made known to the Council, the city Planning commission and/or the city Planning Director, this Agreement remains in effect and Owner is not in default. Owner may record the Letter in the Official Records of the County of San Diego. review at conditions by city or 10.4 Failure of Periodic Review. City's failure to least annually Owner's compliance with the terms and of this Agreement shall not constitute, or be asserted Owner as, a breach of the Agreement. 11. DEFAULT. 11.1 Events of Default. A default under this Agreement shall be deemed to have occurred upon the happening of one or more of the following events or conditions: made been 11. 1. 1 or furnished false in any A warranty, representation or statement by Owner to City is false or proves to have material respect when it was made. 11.1.2 A finding and determination by City made following a periodic review under the procedure provided for in California Government Code section 65865.1 that upon the basis of substantial evidence Owner has not complied in good faith with one or more of the terms or conditions of this Agreement. consider submitted 11.1.3 City does not accept, requested development permits in accordance with the provisions timely review, or or entitlements of this Agreement. 11.1.4 .'\ny other net or omiDDion by City or O",mer "hich materially interfereD 'lith the termo of thiD .'\greement. All remedies at law or in equity which are consistent with the provisions of this Aqreement are available to city and Owner to pursue in the event there is a breach provided. however. neither partv shall have the remedy of monetary damaqes aqainst the other except for an award of litiqation costs and attornevs fees. 7 /..) -:.~.7 11.2 Procedure Upon Default. 11.2.1 Upon the occurrence of default by the other party, City or Owner may terminate this Agreement after providing the other party thirty (30) days written notice specifying the nature of the alleged default and, when appropriate, the manner in which said default may be satis- factorily cured. After proper notice and expiration of said thirty (30) day cure period without cure, this Agreement may be terminated. In the event that city's or Owner's default is not subject to cure within the thirty (30) day period, City or Owner shall be deemed not to remain in default in the event that City or Owner commences to cure within such thirty (30) day period and diligently prosecutes such cure to completion. Failure or delay in giving notice of any default shall not constitute a waiver of any default, nor shall it change the time of default. Notwithstanding any other provision of this Agreement, City reserves the right to formulate and propose to Owner options for curing any defaults under this Agreement for which a cure is not specified in this Agreement. 11.2.2 ci ty does not waive any claim of defect in performance by Owner if, on periodic review, City does not propose to modify or terminate this Agreement. 11.2.3 Subject to Paragraph 16.12 of this Agreement, the failure of a third person shall not excuse a party's nonperformance under this agreement. 11.2.4 All other remedies at law or in equity which are consistent with the provisions of this Agreement are available to City and Owner to pursue in the event there is a breach. 12. ENCUMBRANCES AND RELEASES ON PROPERTY. 12.1 Discretion to Encumber. This Agreement shall not prevent or limit Owner in any manner at Owner's sole discretion, from encumbering the Property, or any portion of the Property, or any improvement on the Property, by any mortgage, deed of trust, or other security device securing financing with respect to the Property or its improvement. 12.2 Mortqaqee Riqhts and Obliqations. The mortgagee of a mortgage or beneficiary of a deed of trust encumbering the Property, or any part thereof, and their successors and assigns shall, upon written request to City, be entitled to receive from City written notification of any default by Owner of the performance of Owner's obligations under the Agreement which has not been cured within thirty (30) days following the date of default. 12.3 Releases. City agrees that upon written request of Owner and payment of all fees and performance of the requirements and conditions required of Owner by this Agreement with respect to 7/]..;;Y the Property, or any portion thereof, City may execute and deliver to Owner appropriate release(s) of further obligations imposed by this Agreement in form and substance acceptable to the San Diego County Recorder and title insurance company, if any, or as may otherwise be necessary to effect the release. city Manager shall not unreasonably withhold approval of such release(s) . 12.4 Obliqation to Modifv. City acknowledges that the lenders providing financing for the Project may require certain modifications to this Agreement and city agrees, upon request from time to time, to meet with Owner and/or representatives of such lenders to negotiate in good faith any such requirement for modification. City will not unreasonably withhold its consent to any such requested modification. 12.5 Subordination. Developer aqrees to enter into subordination aqreements with all lenders havinq a lien on the Propertv to ensure that the provisions of this Aqreement bind such lienholders should they take title to all or part of the property throuqh quit claim deed, sale, foreclosure or anv other means of transfer of property. As a condition precedent to obtaininq the benefits that accrue to the Deyeloper or the Property under this Aqreement, this Aqreement by and throuqh said subordination aqreements shall be prior and superior to such liens on said Property. Deyeloper shall deliver to the city the fully executed subordination agreements for the Property within SPA One, in a form acceptable to the City Attorney and suitable for recording, prior to approval of the first final map ("A" Map) for SPA One. Developer shall deliyer to the city a fully executed subordination aqreement for Property within subsequentlY approved SPA plans in a form acceptable to the city attorney on or before approval of each SPA Plan for said Property. 13. MODIFICATION OR SUSPENSION. 13.1 Modification to Aqreement by Mutual Consent. This Agreement may be modified, from time to time, by the mutual consent of the parties only in the same manner as its adoption by an ordinance as set forth in California Government Code sections 65867, 65867.5 and 65868. The term, "this Agreement" as used in this Agreement, will include any such modification properly approved and executed. 13.2 Unforeseen Health or Safety Circumstances. If, as a result of facts, events, or circumstances presently unknown, unforeseeable, and which could not have been known to the parties prior to the commencement of this Agreement, city finds that failure to suspend this Agreement would pose an place the residents of City in a Devere nnd immedinte emergency to their immediate threat to the health or safety of the city's residents or the city. The followinq shall occur: 13.2.1 Notification of Unforeseen Circumstances. Notify Developer of (i) city's determination; and (ii) the y )] --.~ t;~ reasons for City's determination, and all facts upon which such reasons are based; 13.2.2 Notice of Hearinq. Notify Developer in writing at least fourteen (14) days prior to the date, of the date, time and place of the hearing and forward to Developer a minimum of ten (10) days prior to the hearings described in Section 13.2.3, all documents related to such determination and reasons therefor; and 13.2.3 Hearinq. Hold a hearing on the deter- mination, at which hearing Developer will have the right to address the City Council. At the conclusion of said hearing, city may take action to suspend this Agreement as provided herein. The City may suspend this Agreement if, at the conclusion of said hearing, based upon the evidence presented by the parties, the City finds failure to suspend would place the reDidento of the city in a Devere and immediate emergency to their health or safety. pose an immediate threat to the health or safety of the citv's residents or the citv. 13.3 Chanqe in state or Federal Law or Requlations. If any state or federal law or regulation enacted during the Term of this Agreement, or the action or inaction of any other affected governmental jurisdiction, precludes compliance with one or more provisions of this Agreement, or requires changes in plans, maps, or permits approved by City, the parties will act pursuant to Sections 13.3.1 and 13.3.2, below. 13.3.1 Notice; Meetinq. The party first becoming aware of such enactment or action or inaction will provide the other party(ies) with written notice of such state or federal law or regulation and provide a copy of such law or regulation and a statement regarding its conflict with the provisions of this Agreement. The parties will promptly meet and confer in a good faith and reasonable attempt to modify or suspend this Agreement to comply with such federal or state law or regula- tion. 13.3.2 Hearinq. If an agreed upon modification or suspension would not require an amendment to this Agree- ment, no hearing shall be held. Otherwise, the matter of such federal or state law or regulation will be scheduled for hearing before the City. Fifteen (15) days' written notice of such hearing shall be provided to Developer, and the city, at such hearing, will determine and issue findings on the modification or suspension which is required by such federal or state law or regulation. Developer, at the hearing, shall have the right to offer testimony and other evidence. If the parties fail to agree after said hearing, the matter may be submitted to mediation pursuant to subsection 13.3.3, below. Any modification or suspension shall be taken by the affirma- tive vote of not less than a majority of the authorized voting members of the city. Any suspension or modification may be subject to judicial review in conformance with subsection 16.19 of this Agreement. 7 /7-:2? 13.3.3 Mediation of Disputes. In the event the dispute between the parties with respect to the provisions of this paragraph has not been resolved to the satisfaction of both parties following the City hearing required by subsection 13.3.2, the matter shall be submitted to mediation prior to the filing of any legal action by any party. The mediation will be conducted by the San Diego Mediation Center; if San Diego Mediation Center is unable to conduct the mediation, the parties shall submit the dispute for mediation to the Judicial Arbitration and Mediation Service or similar organization and make a good faith effort to resolve the dispute. The cost of any such mediation shall be divided equally between the Developer and City. 13.4 Natural Communities Conservation Act (NCCP1. The parties recognize that Developer and the City are individually negotiating agreements with the United states Fish and wildlife Service ("USF&W") and the California Department of Fish and Game pursuant to the ongoing regional effort to implement the Natural Communities Conservation Act ("NCCP"), locally proposed to be implemented through the Multi-Species Conservation Program ("MSCP"). The parties further recognize that implementation of the agreements may necessitate modification to the Existing Project Approvals. The City agrees to utilize its best efforts to implement these agreements, once executed, through the timely processing of modifications to the Existing Project Approvals as such modifications apply to Developer's property. The Developer agrees to pay the reasonable City cost for processing work related to the modifications. Once such modifications are obtained they shall be vested to the same extent as Existing Project Approvals. Such modifications shall be substantially similar to the provisions contained in Exhibit "F", the May 17, 1996 Administrative draft of the City of Chula vista SubArea Plan for the Multi-species Conservation Program, except for the proposed deletion of the Maritime Succulent Scrub restoration requirement [Section 3(b) of the SubArea Plan (page 27)). 14. DISTRICTS. PUBLIC FINANCING MECHANISMS. This Agreement and the Existing Project Approvals recognize that assessment districts, community facility districts, or other public financing mechanisms, may be necessary to finance the cost of public improvements borne by this Project. If Developer, pursuant to the Existing Project Approvals/Future Discretionary Approvals, is required by the city to install improvements through the use of assessment districts, community facility di3tricto, or other public financing mechanisms, the City shall initiate and take final action to approve or deny conclude appropriate proceedings for the formation of such financing district or funding mechanism, under applicable lawsL er ordinances. or policies. Developer may request that the City. but the citv is not obliqated to. utilize any other financing methods which may become available under City laws or ordinances. All costs associated with the consideration and formation of such financing districts or funding mechanisms shall be paid by Developer subject to reimbursement, as may be ~ )/') --02 } legally authorized out of the proceeds of any financing district or funding mechanism. Developer shall complv with the terms of any assessment districts or other financinq mechanisms so approved by the city for Property covered bY this Aqreement and shall make timely payments as required by said financinq mechanism. The city retains its riqhts to take any action it deems reasonably appropriate to quarantee payment. 15. ASSIGNMENT AND DELEGATION. 15.1 Assiqnment. Owner shall have the right to transfer or assign its interest in the Property, in whole or in part, to any persons, partnership, joint venture, firm, or corporation at any time during the Term of this Agreement without the consent of city. Owner also shall have the right to assign or transfer all or any portion of its interest or rights under this Agreement to third parties acquiring an interest or estate in the Property at any time during the Term of this Agreement without the consent of city. 15.2 Deleqation. In addition, Owner shall have the right to delegate or transfer its obligations under this Agreement to third parties acquiring an interest or estate in the Property provided the owner is in compliance with the terms of this Aqreement and after receiving the prior written consent of the city Manager, which consent shall not be unreasonably withheld, or delayed, or conditioned. Provided. however. the city may deny such release if the city determines that the performance of such obliqation would be ieopardized by such transfer. Once the city Manager has consented to a transfer, delivery to and acceptance by the City Manager of an unqualified written assumption of Owner's obligations under this Agreement by such transferee shall relieve Owner of the obligations under this Agreement to the extent the obligations have been expressly assumed by the transferee and as approved bY the city. Such transferee shall not be entitled to amend this Agreement without the written consent of the entity that, as of the Effective Date, is Owner, which consent shall not be unreasonably withheld, delayed, or conditioned. The entity that is Owner as of the Effective Date, however, shall be entitled to amend this Agreement without the written consent of such transfer- ee. 16. MISCELLANEOUS PROVISIONS. 16.1 Bindinq Effect of Aqreement. Except to the extent otherwise provided in this Agreement, the burdens of this Agreement bind, and the benefits of this Agreement inure, to City's and Owner's successors-in-interest and shall run with the land. 16.2 Relationship of city and Owner. The contractual relationship between City and Owner arising out of this Agreement ~ /7-,;26 is one of independent contractor and not agency. This Agreement does not create any third-party beneficiary rights. 16.3 Notices. All notices, demands, and correspondence required or permitted by this Agreement shall be in writing and delivered in person, or mailed by first-class or certified mail, postage prepaid, addressed as follows: If to City, to: city of Chu1a Vista 276 Fourth Avenue Chula Vista, CA 91910 Attention: City Manager If to Owner, to: Jim Baldwin Otay Ranch, L.P. Newport Center Dr., Newport Beach, CA suite 700 92660 with a Copy to: Kim John Kilkenny otay Ranch, L.P. 11975 EI Camino Real, suite 104 San Diego, CA 92130 City or Owner may change its address by giving notice in writing to the other. Thereafter, notices, demands, and correspondence shall be addressed and transmitted to the new address. Notice shall be deemed given upon personal delivery, or, if mailed, two (2) business days following deposit in the united states mail. 16.4 Rules of Construction. In this Agreement, the use of the singular includes the plural; the masculine gender includes the feminine; "shall" is mandatory; "may" is permissive. 16.5 Entire Aqreement. waivers. and Recorded Statement. This Agreement constitutes the entire understanding and agreement of City and Owner with respect to the matters set forth in this Agreement. This Agreement supersedes all negotiations or previous agreements between city and Owner respecting this Agreement. All waivers of the provisions of this Agreement must be in writing and signed by the appropriate authorities of City and Owner. Upon the completion of performance of this Agreement, or its revocation or termination, a statement evidencing completion, revocation, or termination signed by the appropriate agents of city shall be recorded in the Official Records of San Diego County, California. 16.6 proiect as a Private Undertakinq. It is specifically understood by city and Owner that (i) the Project is a private development; (ii) city has no interest in or responsibili ties for or duty to third parties concerning any improvements to the Property until city accepts the improvements pursuant to the provisions of the Agreement or in connection with subdivision map approvals; and (iii) Owner shall have the full power and exclusive control of the Property subject to the obligations of Owner set forth in this Agreement. -?~ ).' / ) <,' / > J ~ / 16.7 Incorporation of Recitals. The recitals set forth in Paragraph 1 of this Agreement are part of this Agreement. 16.8 Captions. The captions of this Agreement are for convenience and reference only and shall not define, explain, modify, construe, limit, amplify, or aid in the interpretation, construction, or meaning of any of the provisions of this Agreement. Owner is approval ditioned. 16.9 Consent. Where the consent or approval of City or required or necessary under this Agreement, the consent or shall not be unreasonably withheld, delayed, or con- 16.10 Covenant of Cooperation. cooperate and deal with each other in good other in the performance of the provisions City and Owner shall faith, and assist each of this Agreement. 16.11 Recordinq. The City Clerk shall cause a copy of this Agreement to be recorded with the Office of the County Recorder of San Diego County, California, within ten (10) days following the Effective Date. 16.12 Delay, Extension of Time for Performance. In addition to any specific provision of this Agreement, performance by either city or Owner of its obligations hereunder shall be excused, and the Term of this Agreement and the Development Plan extended, during any period of delay caused at any time by reason of any event beyond the control of City or Owner which prevents or delays and impacts city's or Owner's ability to perform obligations under this Agreement, including, but not limited to, acts of God, enactment of new conflicting federal or state laws or regulations (example: listing of a species as threatened or endangered), judicial actions such as the issuance of restraining orders and injunctions, riots, strikes, or damage to work in process by reason of fire, floods, earthquake, or other such casualties. If city or Owner seeks excuse from performance, it shall provide written notice of such delay to the other within thirty (30) days of the commencement of such delay. If the delay or default is beyond the control of city or Owner, and is excused, an extension of time for such cause will be granted in writing for the period of the enforced delay, or longer as may be mutually agreed upon. 16.13 Covenant of Good Faith and Fair Dealinqs. No party shall do anything which shall have the effect of harming or injuring the right of the other parties to receive the benefits of this Agreement; each party shall refrain from doing anything which would render its performance under this Agreement impossible; and each party shall do everything which this Agreement contemplates that such party shall do in order to accomplish the objectives and purposes of this Agreement. 16.14 Operatinq the provisions of this cooperation between City Memorandum. The parties acknowledge that Agreement require a close degree of and Developer, and that the refinements -210.,....---- /--, - -; // ~ _) _ C-- and further development of the Project may demonstrate that minor changes are appropriate with respect to the details of performance of the parties. The parties, therefore, retain a certain degree of flexibility with respect to those items covered in general under this Agreement. When and if the parties mutually find that minor changes or adjustments are necessary or appropriate, they may effectuate changes or adjustments through operating memoranda approved by the parties. For purposes of this section 16.14, the City Manager, or his designee, shall have the authority to approve the operating memoranda on behalf of City. No operating memoranda shall require notice or hearing or constitute an amendment to this Agreement. 16.15 Time of Essence. Time is of the essence in the performance of the provisions of this Agreement as to which time is an element. 16.16 Amendment or Cancellation of Aqreement. This Agreement may be amended from time to time or canceled by the mutual consent of city and Owner only in the same manner as its adoption, by an ordinance as set forth in California Government Code section 65868, and shall be in a form suitable for recording in the Official Records of San Diego County, California. The term "Agreement" shall include any such amendment properly approved and executed. City and Owner acknowledge that the provisions of this Agreement require a close degree of cooperation between them, and that minor or insubstantial changes to the Project and the Development Plan may be required from time to time to accommodate design changes, engineering changes, and other refinements. Accordingly, changes to the Project and the Development Plan that do not result in a change in use, an increase in density or intensity of use, cause new or increased environmental impacts, or violate any applicable health and safety regulations, may be considered minor or insubstantial by the City Manager and made without amending this Agreement. 16.17 Estoppel certif icate. wi thin 30 calendar days following a written request by any of the parties, the other parties to this Agreement shall execute and deliver to the requesting party a statement certifying that (i) this Agreement is unmodified and in full force and effect, or if there have been modifications hereto, that this Agreement is in full force and effect as modified and stating the date and nature of such modifications; (ii) there are no known current uncured defaults under this Agreement, or specifying the dates and nature of any such default; and (iii) any other reasonable information requested. The failure to deliver such a statement within such time shall constitute a conclusive presumption against the party which fails to deliver such statement that this Agreement is in full force and effect without modification, except as may be represented by the requesting party, and that there are no uncured defaults in the performance of the requesting party, except as may be represented by the requesting party. 7'/ /]3/ 16.18 Severabilitv. If any material provision of this Agreement is held invalid, this Agreement will be automatically terminated unless within 15 days after such provision is held invalid the party holding rights under the invalidated provision affirms the balance of this Agreement in writing. This provision will not affect the right of the parties to modify or suspend this Agreement by mutual consent pursuant to Paragraph 12.4. 16.19 Institution of Leqal Proceedinq. In addition to any other rights or remedies, any party may institute legal action to cure, correct, or remedy any default, to enforce any covenants or agreements herein, or to enjoin any threatened or attempted violation thereof; to recover damages for any default or to obtain any remedies consistent with the purpose of this Agreement. Such legal actions must be instituted in the Superior Court of the County of San Diego, State of California. 16.20 Attorneys' Fees and Costs. If any party commences litigation or other proceedings (including, without limitation, arbitration) for the interpretation, reformation, enforcement, or rescission of this Agreement, the prevailing party, as determined by the court, will be entitled to its reasonable attorneys' fees and costs. 16.21 Hold Harmless. Developer agrees to and shall hold City, its officers, agents, employees and representatives harmless from liability for damage or claims for damage for personal injury, including death, and claims for property damage which may arise from the direct or indirect operations of Developer or those of its contractors, subcontractors, agents, employees or other persons acting on Developer'S behalf which relate to the Project. Developer agrees to and shall defend City and its officers, agents, employees and representatives from actions for damage caused or alleged to have been caused by reason of Developer'S activities in connection with the Project. Developer agrees to indemnify, hold harmless, pay all costs and provide a defense for city in any legal action filed in a court of competent jurisdiction by a third party challenging the validity of this Agreement. The provisions of this Section 16.21 shall not apply to the extent such damage, liability or claim is caused by the intentional or negligent act or omission of City, its officers, agents, employees or representatives. ~ "7 '7 /:;- j ,-L- / Dated this day of SIGNATURE PAGE TO PRE-ANNEXATION DEVELOPMENT AGREEMENT , 1996. "CITY" CITY OF CHULA VISTA By: Its: Mavor "OWNERlI THE OTAY RANCH, L.P. a California limited partnership, by Sky Communities, Inc. a California corporation, its general partner By: James P. Baldwin, President VILLAGE DEVELOPMENT a California general partnership By: James P. Baldwin, President I hereby approve the form and legality Annexation Development Agreement this 1996. of the foregoing Pre- day of Ann Moore Interim City Attorney City of Chula Vista By: / ......., '7.--;7 ) j-<) l'IO'v' 12 "35 0:::: 01PI'1 l,jESTBAY CAPITAL F'.2/2 Village DEVELOPMENT Quality mc.,\'ftJr planm:a CfJm".umitic5 :;irw: 1974 November 12, 1996 The Honorable Shirley Horton Council Members CITY OF CHULA VISTA 276 4th Avenue Chura Vista, CA 91910 RE: Otay Ranch SPA One, Tract 96-04 Dear Mayor Horton and Councilmembers: Village Development requests that the Council continue the agenda items relating to Otay Ranch SPA One, Tract 96-04 for one week. The additional time is needed to resolve a few remaining outstanding issues with City staff, specifically the impact of Proposition 108 (if any), project, phasing, and auto restricted areas and conditions, Thank you for your consideration of this request. Sincerely, VILLAGE DEVELOPMENT cQd Vice President KJKJash cc John Goss Ann Moore Jerry Jarnriska City Clerk c:\ Windows\Kim\Tract964.Doe lUKJASH lllI2I96 J L9751:.1C;>,rnlnt"JR~;).J, S\J.i(~ 1(!'1. S;lon Dil.:~c.', CA 9J.I:!O Td. 6'9-1.~9-29H'. f),};. 6J9_~S?~36+ lJ J7 COUNCIL AGENDA STATEMENT Itemq Meeting Date 11/12/96 ITEM TITLE: Public Hearing: On Assessment District #93-01 for alley improvements east of Second Avenue and south of "J" Street. /J. Resolution J % 7"9~onfirming the Engineer's Report by Engineer on the cost of construction and spread of assessments. the City SUBMITTED BY: jJ Resolution /lfrCJ& adopting a Notice assessments. ^,"J Direot~ ofPubti, WOd"A\ r City Manage~Cl b~. t~~ I of Lien to levy and collect REVIEWED BY: (4/Sths Vote: Yes_NoX) The City Council accepted a petition signed by a majority of the property owners adjacent to the alley east of Second A venue between "J" and Kearney Streets to form a special assessment district for the construction of improvements to the alley. The City Council subsequently awarded the contract to Fox Construction Company which completed the alley improvement project on October 30,1995. The City Council adopted Resolution # 18458 on October 15,1996 to accept filing of the Engineer's report on the cost of construction and set the public hearing on the assessments for November 12, 1996 at 6:00 P.M. The hearing allows Council to take testimony on the assessments. After considering all testimony, Council may set the assessments to be levied on each parcel. RECOMMENDATION: That Council: 1) Open the hearing, take testimony, and close the hearing; 2) Adopt a resolution confirming the Engineer's Report by the City Engineer on the cost of construction of the alley improvements and spead of assessments; 3) Adopt a resolution for Notice of Lien to levy and collect assessments. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. /1// )L-/ Page 2, Item_I Meeting Date 11/12/96 DISCUSSION: On November 23, 1993 the City Council accepted a petition signed by the majority of the affected property owners to form a special assessment district (1911 Block Act) for the construction of improvements to the alley just to the east of Second Avenue and located between J Street and Kearney Street. On May 16, 1995 Council held a public hearing and approved the formation of Assessment District 93-01, (AD 93-01). On July 25, 1995 Council awarded the contract for the alley improvements to Fox Construction. Fox Construction Company completed the construction of alley improvements on October 30, 1995. A fmal inspection was made, all work was found to be completed in accordance with the contract plans and specifications and to the satisfaction of the City Engineer. The improvements have been accepted by the City Manager. On October 15, 1996, the City Council adopted Resolution 18458 which accepted the filing ofthe Engineer's Report by the City Engineer on the cost of construction and setting November 12, 1996 at 6:00 P.M. as the date and time for a public hearing on the assessment district for the alley improvements. Staff has received, and the City has paid, all the contractual invoices for this project and completed the accounting of the expenditures. If the assessments are approved by Council, the City will be reimbursed $52,172 of the construction cost by the various property owners over a 10-year period. Funds for this project, STL-220, were included in the FY95/96 budget. The improvements were financed by the City and AD 93-01 was formed pursuant to the 1911 Block Act to obtain reimbursement for the improvement and other miscellaneous costs in accordance with Council Policy Number 505-01. The Act is a financing mechanism which authorizes local agencies to impose assessments on benefiting properties to fund the construction of public improvements. The property owners have an option of paying local assessments during the 30 day pay-off period following confirmation of assessments. If the assessments are not paid during that time or are deferred, the City will collect the unpaid balance in semiannual installments over a period often (10) years at an interest rate of 7% per annum. Property owners may pay the balance of their assessments at any time during the ten year repayment period without penalty. Although the original cost estimate was approximately $60.86 per lineal foot of frontage, the final assessment is about $44.09 per lineal foot of frontage. Thus, the assessment is $2,204.90 for the six property owners with a 50' frontage; $2,645.88 for six property owners with 60' frontage; up to the largest assessment of $5,139.22 for 116.54' offrontage. The otherfour properties have frontages of91.55', 100', 100' & 115'. The Engineer's report includes a table with the proposed assessments for each property. In response to property owner's concerns, the City Council approved Resolution # 17980 (attached), establishing the criteria to qualify for deferral of the payment of their assessments to lessen the financial impact and other financing options. Qualifying property owners who request deferred //'2 Page 3, HemE Meeting Date 11/12/96 payment and meet the criteria established by Council Resolution 17980 must enter into a deferral agreement with the City. Staff will review deferral applications between the period of November 13 through December 12, 1996. Should any property owner within the district meet one of the criteria provided in Resolution 17980, a deferral agreement will be prepared and brought before City Council for approval. One ofthe following criteria must be meet in order to qualify for a deferral: . Have an income of less than or equal to the HUD Very Low Income standards as contained in the City's Master Fee Schedule. . A demonstrated financial hardship approved by Council. In accordance with the provisions of Chapter 13 of the Improvement Act of 1911 of the Streets and Highways Code of the State of California any deferral of assessments shall be approved by a Council Resolution. NOTICING & FUTURE ACTIONS ACTION DATE 1. Notice of Public Hearing to Property Owners mailed out 10/11/96 2. Council Meeting (tonight's agenda) 11/ 12/96 a). Public Hearing on Engineer's Report b). Adopt Resolution Confirming Engineer's Report c). Adopt Resolution for Notice of Lien 3. File Assessment Diagram a). City Clerk b). County Recorder 11/13/96 4. Deferral period for qualifying property owners begins 11/13/96 5. Notice of Assessment & Begin 30 day pre-payment period 11/14/96 6. End deferral period for qualifying property owners 12/12/96 7. End 30 day Pre-payment period 12/13/96 8. Council Meeting (for property owners qualifying for deferrals, if any) a). Adopt Resolution approving deferral agreements 0l107fJ7 9. Due Date of First Billing CMOI97 ) '/ -;3 Page 4, HemE Meeting Date 11/12/96 All property owners within this assessment district of 17 parcels have been sent a copy of tonight's City Council Agenda Statement, the Engineer's Report and attachments. FISCAL IMP ACT: The following table contains a breakdown of all costs associated with the project: Costs for Alley CIP # 600-6001-STL-220 Budgeted Contract Actual Funded Amount Award Cost By Construction $73,800 $53,108 $51,099 Assessment District *Miscellaneous $8,200 $5,392 $1,073 Assessment (10% contingency) District PROPERTY OWNERS' SHARE OF PROJECT $52,172 Assessment COSTS District **Staff $24,000 $24,000 $15,212 General Fund Project Total $106,000 $82,500 $67,384 AD & GF * Cost includes postage, advertising, blueprinting etc. ** Staff costs (A Y-091) includes engineering design and inspection costs. The property owners share of the improvements excludes the contribution by the City for staff costs as authorized by Council Policy #505-01. As approved by the City Council, the City's General Fund has financed the up front cost of constructing the improvements by appropriating $82,000 under CIP Project #STL-220 and budgeting another $24,000 in in-kind staff contribution. . Through the assessment district formation process, the City will be reimbursed the $52,172 construction costs encumbered with 7% interest per armum over a period of ten (10) years through AD 93-01. City staff costs including engineering design, inspection and district formation was approved as a $24,000 in kind contribution. Only $15,212 of that amount was actually spent. Although $106,000 was budgeted for this project, the final cost was only $67,384 (63.6%) of the fund total ($52,172 + $15,212). This was accomplished due to the excellent construction bids received and reduced staff time needed to complete this project. There J;j-t( Page 5, Hemd Meeting Date 11/12/96 is a savings of38,616 (36.4%) ($106,000 - $67,384) in unused appropriated funds for this project. $29,828 was returned to the General Fund last Fiscal Year and the remaining $8,788 set aside for staff time will not be spent. In addition to the cost summarized above, the City will maintain the concrete alley improvements. These maintenance costs will be minimal. Attachments: A. Engineer's Report B. Map for AD 93-01 C. Resolution 18458 D. Resolution 17980 E. Resolution 17979 F. Resolution 17894 G. C1P Detail STL-220 M:\HOME\ENGTNEER\AGENDA \AD93-01.FXR /tj~~ ATTACHMENT "A" October 3, 1996 File No. 0725-10-AD93-01 AGENCY: City of Chula Vista PROJECT: 1911 Block Act - Alley Improvements from "J" Street to Kearney Street between Elm Avenue and Second Avenue .TO: City Council, City of Chula Vista SUBJECT: ENGINEER'S REPORT PURSUANT TO THE PROVISIONS OF CHAPTER 27 OF THE "IMPROVEMENT ACT OF 1911" AND SPECIFICALLY SECTION 5882 The City Council of the City of Chula Vista, State of California, had initiated proceedings pursuant to the provisions of Division 14, Part 2, Chapter 1 of the "Improvement Act of 1911", and Chula Vista Municipal Code, Section 17.07 to pave an alley from J and Kearney Streets and between Elm and Second Avenue. At the Council meeting of July 25, 1995, by Resolution 17919, a contract was awarded in the amount of $53,108.00 to the Fox Construction Company. Said alley improvements have now been completed and the proposed assessments are stated herein. CHRONOLOGY: November 23, 1993, Resolution 17316 accepted petition signed by majority of affected property owners to form special assessment district. March 28, 1995, Resolution 17849 approved boundary map for proposed boundaries of AD 93-01. March 28, 1995, Resolution 17850 ordering installation of improvements. May 9 & 16, 1995, Public Hearings, Resolution 17894, on Resolution of Intention to form special assessment district. May 25, 1995, Resolution 17980 approved deferral of payments, established criteria for deferrals and delegating authority to defer. June 14, 1995, received eight bids for improvements. July 25, 1995, Resolution 17979 accepting bids and awarding contract to Fox Construction Co. October 24, 1995, construction started. November 10, 1995, construction completed. December 6, 1995, Notice of Completion recorded. February 7, 1996, City Manager accepted improvements. /'1/;; -1- At"TI\CH-MEA)T A. CONSTRUCTION COSTS Total Contract Cost Incidental Expenses Staff Cost Construction Total $51,099.00 $ 1,073.00(1) $15,212.00(2) $67,384.00 (1) Postage, advertising and blueprinting costs. (2) Staff cost (A Y -091) from point of inception to 9/12/96 ($9,507.46 x 1. 6). Total cost of project is $67,384.00. Costs assigned to AD 93-01 is $52,172.00 (Contract cost + Incidental expenses). ASSESSMENTS Assessments = Total construction cost ($)/total frontage (ft) x frontage on alley (ft) TABLE 1 - PROPOSED ASSESSMENTS FOR AD 93-01 No. APN Name Frontage Proposed Estimated (ft) Assessment(') Annual payment(b) 1 573-351-03 Marrufo 115.00 $5,071.30 $722.16 2 573-351-04 Hirtzel 60.00 $2,645.88 $376.78 3 573-351-05 Huggins 60.00 $2,645.88 $376.78 4 573-351-06 Miller 60.00 $2,645.88 $376.78 5 573-351-07 Monge 60.00 $2,645.88 $376.78 6 573-351-08 Gilman 60.00 $2,645.88 $376.78 7 573-351-09 Iwashita 60.00 $2,645.88 $376.78 8 573-351-11 Vega 116.54 $5,139.22 $731. 82 9 573-351-13 Marrufo 100.00 $4,409.80 $627.96 10 573-351-16 Unger 50.00 $2,204.90 $313.98 11 573-351-17 Murphy 50.00 $2,204.90 $313.98 12 573-351-18 Hall 50.00 $2,204.90 $313.98 13 573-351-19 Norton 50.00 $2,204.90 $313.98 14 573-351-20 Artische 50.00 $2,204.90 $313.98 15 573-351-21 Janiec 50.00 $2,204.90 $313.98 16 573-351-22 King 100.00 $4,409.80 $627.96 17 573-351-23 Ochoa 91.55 $4,037.20 $574.90 TOTALS 1,183.09 $52,172.00 (a) Per City Council Report dated 3/28/95. (b) First year's installment is due on April 10, 1997 (full amount shown). Annual payments will be made in 2 installments each year (half the amount shown) collected via tax bills on December 10th & April 10th each year for the next 9 years (includes 7% interest). /1/- ? -2- ATTACHMENT "A" The proposed assessments are lower than those originally projected in March 1995 because of h1e lower bid received for the construction of improvements. FUTURE COUNCIL ACTIONS On the same date that the public hearing is held to review assessments, then pursuant to the 1911 Block Act, the assessments will be confirmed by the City Council. FISCAL IMPACT The City will finance the construction of improvements ($52,172) and will be reimbursed by the property owners over a period of ten (10) years. City staff cost including engineering design, inspection and district formation ($15,212) will be absorbed by the City. (m:\home\eIlf: ineer\agenda \.ad930 1 cr. bob) /'1- If -3- j ~ , -v r. I I_I ~ I , .. , 1 WD:n mTll'f ft.I.T 1'Zr nT'IClllW' IB':nIl; .~_ ~ 1 or m'" ~ ZI':!':TJ:'T. en 07' arvlol T:!'"'..... covrn c:r IIJf ~. ftJ.n or CI.lmlLln4. au UI'r.>= rr na CllT CD\IlIClI. Cll' !Zl an i CIr ~ nr~ I.T .. D::lJ'..... lI:rn>lC -=:>r. a:u> III ~ au .10 or .a"',"'~Mn r l I I- r . r I 1 !~ '~ . ! ~! i ~ I iL1 ! i , 1 ( & !'"l i a . i _ ,I ) , . I , ~ , . r ATTACHMENT "B" ASSESSMENT DISTRICT 93-01 . . 1 9 1 1 ACT IMPROVEMENT DISTRICT . .cm OF CHULA VISTA. COUNTY OF SAN DIEGO, STATE OF CALIFORNIA ~ "'1 . I , . I ., . .. .---... ELM . A VENUE - --- .. . i.. .-- t NAP. I ~~ I m~ ! ~~ I m~ m$ m; lll-- ~'I~' ~, L e. e, , i ~"~~::::L~+J.,...l, . d-~' ~ , . .7. .., ".'. "... . ".~, - _f>.......-~ ................~.. _.~," .~..,.~ i~':rii;l . .-r.....,..:.:..i~~J~'... .;. ". ~......:;. ......:::.;.. .. t.. ~ l~ L1 ~~J~'~~J. I IEH_\5f_O.J. II' 1'". ... . I5"U-'51_f'I.' ,u~rn. >-.. ~ ~ ~ - - ~ ~ i ~ t! .t! t! ~ Ui Ii Ii Ii Ii Ii i 0: 0: E ! a ! ! or 'or ._-, , - NAP. NAP. or - - -- I I or , SECOND AVENUE I LEG!:~ . .- r .. I -- ~. '""" "I r~I'"1' trn' ~ em' W ~ !1nI. .~~~l'..,"'.':!!J.J':;f "w__. - .0 .." . I""." '... . -. .- ~ ~ t ~ ~ ~.!II Im:IW!II 1m ClZrClrtIJan.. ~ftftlta .. talT Ilr . 'M1.. trn' ~ =r lIP ~ 'rInI. , NAP. Not A Part -._~ !ll:J DiY or 'M. . JOOr U P= . 1:'.. or-L..~ ~~:."':') -' !EI Ofn:l cif"1!!IZrCDt'm' ......,~ : 1W CIlUI!T1' .. Iol.II ==0. nLn II ~ . -- -... . IDDT IW:lI " m ~ .. ILX IDOO. r.<Tt or CI.ID'OlXl.I __l Pu:I. IloLPf rga = ~-Dr~p~ ~ ~ ~ , , CO'oJ'W":'T ..............D CCQl<T't or Iol.II _ ) 1/-- 9 0'725-1 CJ.D83-0 1 "1'.0. NO. AYOU ATTACHMENT "C" ::, . r ~. RESOLUTION NO. 18458 . RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ACCEPTING FILING OF ENGINEER'S REPORT BY THE CITY ENGINEER ON THE COST OF CONSTRUCTION AND SETTING NOVEMBER 12, 1996 AT 6:00 P.M. AS THE DATE AND TIME FOR A PUBLIC HEARING ON AN ASSESSMENT DISTRICT FOR ALLEY IMPROVEMENTS EAST OF SECOND AVENUE WHEREAS, on July 25, 1995, pursuant to the Improvement Act of 1911, also known as the 1911 Block Act, the City Council by Resolution No. 17979 awarded a contract in the amount of $53,108 (including contingencies) for the alley improvements on the alley east of Second Avenue from J Street to Kearney Street to Fox Construction Company; and WHEREAS, the work is now completed and improvements have been accepted by the City Manager; and WHEREAS, a resolution must now be approved to accept filing of the Engineer's report on the cost of construction and to set the public hearing on the assessments. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby accept the filing of Engineer's Report by the City Engineer on the cost of construction of the alley improvements on the alley east of Second Avenue from J Street to Kearney Street. BE IT FURTHER RESOLVED that the City Council does hereby set November 12, 1996 at 6:00 p.m. as the date and time for public hearing on the proposed assessments for the alley improvements on the alley east of Second Avenue from J Street to Kearney Street. Presented by Approved as to form by > " ./ , John Publi AnY. M60r~ ( ,\t:Jorney .' /t/---/o ATTACHMENT "C" Resolution 18458 Page 2 PASSED, APPROVED, and ADOPTED by the City Council of the City of Chula Vista, California, this 15th day of October, 1996, by the following vote: AYES: Councilmembers: Alevy, Moot, Rindone, Horton NAYES: Councilmembers: None ABSENT: Councilmembers: Padilla ABSTAIN: Council members: None ~~j~ Shi y Horton, Mayor ATTEST: '!::!;A~"~ STATE OF CALIFORNIA COUNTY OF SAN DIEGO ss. CITY OF CHULA VISTA I, Beverly A. Authelet, City Clerk of the City of Chula Vista, California, do hereby certify that the foregoing Resolution No. 18458 was duly passed. approved, and adopted by the City Council at a regular meeting of the Chula Vista City Council held on the 15th day of October, 1996. Executed this 15th day of October, 1996. ~(l ~_ Beverly Authelet, City Clerk /'/-/ / A ;rIIe"M~T , I &J ~I RESOLUTION NO. 17980 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING THE DEFERRAL OF THE PAYMENT OF ASSESSMENTS. ESTABLISHING THE CRITERIA TO QUALIFY FOR DEFERRAL. AND AUTHORIZING THE MAYOR TO SIGN THE DEFERRAL AGREEMENTS FOR ASSESSMENT DISTRICT NO. 93- 01 WHEREAS. the proposed improvements for the construction of alley improvements from J Street to Kearney Street between Elm Avenue and Second Avenue are being financed through the formation of Assessment District No. 93-01 (AD 93-01) pursuant to the 1911 Block Act; and WHEREAS. the Act is a financing mechanism which authorizes local agencies to impose assessments on benefited property to fund the construction of public improvements; and WHEREAS. at a public hearing held on May 25. 1995. Council directed staff to bring to Council a resolution allowing the property owners to defer the payment of their assessments; and WHEREAS. the property owners have the option of paying the total assessment during the 30-day pay-c~f period following the confirmation of assessments. planned for the end of 1995; and WHEREAS. if the assessment is not paid at that time. the City shall collect the unpaid balance in semiannual Installments in conjunction with the collection of City taxes and in accordance with the Resolution of Intention. the balance shall be paid over a period of ten (10) years at an interest of 7% per annum; and WHEREAS. in response to property owners concerns. Council directed staff to identify additional alternatives that may allow the deferral of the payment of the assessments and lessen the financial impact of the proposed assessments; and WHEREAS. according to the provisions of Chapter 13 of the "Improvement Act of 1911" of the Streets and Highways Code of the State of California any deferral of assessments shall be approved by a Council Resolution; and WHEREAS. staff recommends that the following alternatives be approved by Council: . Semi-annual payments (interest only) and payment of the principal at the end of a 1 O-year term or at the time the property is transferred. whichever occurs first. At the end of the 10 years Council may grant. on a case-by-case basis. a time extension to fulfill the payment obligations. )'1 ~-j 2- R%olution No. 17980 Page 2 ATTAcJlMAJT D . One payment (principal and accumulated interest) at the end of a 1 a-year term or at the time the property is transferred. whichever occurs first. At the end of the 10 years Council may grant, on a case-by-case basis, a time extension to fulfill the payment obligations. WHEREAS, staff also recommends that Council require that property owners shall meet one of the following Criteria ("Criteria") to qualify for deferral: 1. Have an income less than or equal to the HUD Very Low Income standards as contained in the City's Master Fee Schedule. 2. A demonstrated financial hardship approved by Council. (For example, a senior citizen. retired, and unable to pay the assessment.) WHEREAS, qualifying property owners that elect a deferred payment plan shall enter into a deferral agreement with the City upon confirmation of assessments. NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby approve the Criteria for granting a deferral of the payment of assessments, and al:thorizing the Mayor or City Manager in his/her discretion, to sign the deferral agreements for Assessment District No. 93-01 upon application and proof of satisfaction of the required Criteria. t'resented by by o(~ I ~ J6hn P. Lippitt /Director of Public Works Bruce M. Boogaar City Attorney )1/-/;3 Resolution No. 17980 A~~~i'D~lge3 PASSED, APPROVED, and ADOPTED by the City Council of the City of Chula Vista, California, this 25th day of July, 1995, by the following vote: AYES: Councilmembers: Alevy, Moot, Padilla, Rindone, Horton NAYES: Councilmembers: None '. ABSENT: Council members: None ABST AIN: Council members: None M/.b//~ ShirleY#1orton, Mayor if ATTEST: ,~ , / ' ~ /~, !~' , "--'f; ,..f / . J -I' (I}: '/..j)A,","/." ,II, I.; " Beverly iA. Authelet, City Clerk STATE OF CALIFORNIA COUNTY OF SAN DIEGO ss. CITY OF CHULA VISTA I, Beverly A. Authelet, City Clerk of the City of Chula Vista, California, do hereby certify that the foregoing Resolution No. 17980 was duly passed, approved, and adopted by the City Council at a regular meeting of the Chula Vista City Council held on the 25th day of July, 1995. Executed this 25th day of July, 1995. ~ ' / ~ - j J 1 n <e! ~ t/ U7i/r1 Beverly At. Authelet, City Clerk ) Lj- J t/ , ATTACHMENT "E" RESOLUTION NO. 17979 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ACCEPTING BID AND AWARDING CONTRACT FOR "CONSTRUCTION OF ALLEY IMPROVEMENTS FROM J STREET TO KEARNEY STREET BETWEEN ELM AVENUE AND SECOND AVENUE IN THE CITY OF CHULA VISTA, CALIFORNIA (STL- 220)" WHEREAS, at 2:00 p.m. on June 14, 1995, in Conference Room 3 in the Publ Services Building, the Director of Public Works received the following eight bids f( "Construction of Alley Improvements from J Street to Kearney Street between Elm Aven~ and Second Avenue in the City of Chula Vista, California (STL-220)": Contractor Bid Amount 1. Fox Construction - San Diego 2. Marquez Constructors, Inc. - Spring Valley 3. Basile Construction, Inc. - San Diego 4. Carolyn E. Scheidle - Contractor - La Mesa 5. Frank & Son Paving, Inc. - Chula vista 6. Interwest Pacific, LTD. - San Diego 7. Eammer Construction Company - Chula vista 8. ortiz corporation - Cbula Vista $53,108.00 59,430.50 66,915.50 69,436.00 72,512.05 73,127.60 73,414.80 77,365.00 WHEREAS, the low bid by Fox Construction - San Diego is below the Engineer Estimate of $77,150 by $24,042 or 31.2% and staff has reviewed the low bidder: qualifications and references to do the work and found them to be satisfactory ar recommends that the contract be awarded to Fox Construction; and WHEREAS, the Environmental Review Coordinator has reviewed the wor involved in this project and has determined the project is a Class I exemption under Sectic 15301 from California Environmental Quality Act requirements; and WHEREAS, the source of funding for this project is general funds ar contractors bidding this project were not required to pay prevailing wages to persor employed by them for the work under this contract; and WHEREAS, no special minority or women business owned requirements we necessary as part of the bid documents, however, disadvantaged businesses were encourage to bid through the sending of the Notice of Contractors to various minority trade publication: NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF CHULA VISTA DOE HEREBY FIND, DETERMINE, ORDER AND RESOLVE AS FOLLOWS: Section 1. That the City Council concurs in the determination that this proje is categorically exempt under Class 1, Section 15301 of the California Environmental Quali' Act, and directs the Environmental Review Coordinator to file, or ratifies the filing of, a notir of exemption for this project. Jtj-/~ . , I ........;I'-"UlIVII j\,jU. I l::::l J;:;l Page 3 ATTACHMENT "E" PASSED, APPROVED, and ADOPTED by the City Council of the City of Chula Vista, California. this 25th day of July, 1995, by the following vote: AYES: Councilmembers: Alevy, Moot, Padilla, Rindone, Horton NAYES: Council members: None ABSENT: Councilmembers: None ABST AIN: Councilmembers: None dbAlu : 36r&'h Shirle&Horton, Mayor ATTEST: .~ I , . /" l ,.. _ \ ," I " ,. ---.' ( ! '-r....~;.....,.;. J/. /I!.:~.J..:.....:~ Beverly A. Authelet, City Clerk STATE OF CALIFORNIA COUNTY OF SAN DIEGO ss. CITY OF CHULA VISTA I, Beverly A. Authelet, City Clerk of the City of Chula Vista, California, do hereby certify that the foregoing Resolution No.1 7979 was duly passed, approved, and adopted by the City Council at a regular meeting of the Chula Vista City Council held on the 25th day of July, 1995. Executed this 25th day of July, 1995. Ii-I? ATTACHMENT "F" RESOLUTION NO. 17894 RESOLUTION OF THE CITY COUNCil OF THE CITY OF CHUlA VISTA MAKING FINDINGS AT PUBLIC HEARING PURSUANT TO CHAPTER 27 OF THE "IMPROVEMENT ACT OF 1911" REGARDING THE FORMATION OF ASSESSMENT DISTRICT 93- 01 NOW, THEREFORE, THE CITY COUNCil OF THE CITY OF CHUlA VISTA DOE~ HEREBY FIND, DETERMINE, ORDER AND RESOLVE AS FOllOWS: SECTION 1. Findinos: The City Council does hereby find as follows: A. The City Council of the City of Chula Vista, California, has institutec proceedings pursuant to the provisions of Chapter 27 of thE "Improvement Act of 1911 being Division 7 of the Streets and Highwa\ Code of the State of California for the construction of certain authorizer improvements in a special assessment district known and designated a Assessment District No. 93-01. B. Notice has been given in the manner and form as required by law ani specifically Article II, Part 3, of Division 7 of the Streets and Highwa' Code, and a Certificate of Compliance is on file in the office of the Cit, Clerk. C. A public hearing has been held and all testimony and evidence hear relating to the work of improvement as proposed for the Assessmer District, and the legislative body is desirous at this time to proceed. SECTION 2. That all protests of every nature are hereby overruled and denied. SECTION 3. The Superintendent of Streets is hereby directed to proceed and cause th construction of the works and improvement in said Assessment District if sai construction is not commenced within sixty (60) days after notice is given t the property owner (by 5/27/95) to so cause the work to be done. SECTION 4. That the works of improvement shall be done and carried through and finance pursuant to the provisions of Chapter 27 of the "Improvement Act of 191 l' and for all particulars a!; to these proceedings, reference is made to tt Resolution ordering the ins:~lIation of the public improvements and instructir the Superintendent of Streets to give notice. ( /L/~ /? Resolution No.1 78 Pag, ATTACHMENT "F" PASSED, APPROVED and ADOPTED by the City Council of the City of Chula Vis California, this 16th day of May, 1995, by the following vote: YES: Councilmembers: Alevy, Moot, Padilla, Rindone, Horton NOES: Councilmembers: None ABSENT: Councilmembers: None ABSTAIN: Councilmembers: None Shirley Horton, Mayor ATTEST: Vicki C. Soderquist, Deputy City Clerk STATE OF CALIFORNIA) COUNTY OF SAN DIEGO ) ss. CITY OF CHULA VISTA ) I, Vicki C. Soderquist, Deputy City Clerk of the City of Chula Vista, California, do here certify that the foregoing Resolution No.1 7894 was duly passed, approved, and adopted the City Council at a regular meeting of the Chula Vista City Council held on the 16th da\ May, 1995. Executed this 16th day of May, 1995. 1,.' .... . ' ~ , Vicki C. 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CD ctI 0 > :::al"",a."::l =Q.c..cgctlG,l G'l G,l- -Ul ::I CI) > U).!!! ~ UI "'-)ctI<(ctI>>m ~. ~ ... -~":':"" z " -' "'i E I .j_l." : I I III ~tii I II 1/111 z o " < ~ - ~ ~ o f ~.., '" <6 0> rh 0> it .S c .Q U 2 1ft c o u " c ., It) 0> ... 0> it " E 'c ~ ! ;; i [ ~ 2 i . o . r i . . u ~ w .!:: c Ol 'iii '" Cl Cl> ;;; :!. j o RESOLUTION NO. ~~711~ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA CONFIRMING THE ENGINEER'S REPORT BY THE CITY ENGINEER ON THE COST OF CONSTRUCTION AND SPREAD OF ASSESSMENTS ON ASSESSMENT DISTRICT #93-01 FOR ALLEY IMPROVEMENTS EAST OF SECOND AVENUE AND SOUTH OF "J" STREET WHEREAS, the City Council accepted a petition signed by a majority of the property owners adjacent to the alley east of Second Avenue between "J" and Kearney Streets to form a special assessment district for the construction of improvements to the alley; and WHEREAS, the City Council subsequently awarded the contract to Fox Construction Company which completed the alley improvement project on October 30, 1995; and WHEREAS, the City Council adopted Resolution No. 18458 on October 15, 1996 to accept filing of the Engineer's report on the cost of construction and set the public hearing on the assessments for November 12, 1996 at 6:00 P.M.; and WHEREAS, the hearing allows Council to take testimony on the assessments; and WHEREAS, after considering all testimony, Council may set the assessments to be levied on each parcel. NOW, THEREFORE, BE IT RESOLVED the City Council of the city of Chula Vista does hereby confirm the Engineer's Report by the City Engineer on the cost of construction and spread of assessments. Presented by Approved as to form by John P. Lippitt, Director of Public Works G:~ ~ wlA9-1 ()A. 9. Ann Y. More, Actlng City Attorney ~J//J -/ RESOLUTION NO. /<617 ~ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ADOPTING A NOTICE OF LIEN TO LEVY AND COLLECT ASSESSMENTS FOR ASSESSMENT DISTRICT NO. 93-01 FOR ALLEY IMPROVEMENTS EAST OF SECOND AVENUE AND SOUTH OF "J" STREET WHEREAS, the improvements were financed by the City and AD 93-01 was formed pursuant to the 1911 Block Act to obtain reimbursement for the improvement and other miscellaneous costs in accordance with Council Policy Number 505-01; and WHEREAS, authorizes local properties to fund the Act is a financing mechanism which agencies to impose assessments on benefiting the construction of public improvements; and WHEREAS, the property owners have an option of paying local assessments during the 30 day pay-off period following confirmation of assessments; and WHEREAS, if the assessments are not paid during that time or are deferred, the City will collect the unpaid balance in semiannual installments over a period of ten (10) years at an interest rate of 7% per annum; and WHEREAS, property owners may pay the balance of their assessments at any time during the ten year repayment period without penalty; and WHEREAS, although the original cost estimate was approximately $60.86 per lineal foot of frontage, the final assessment is about $44.09 per lineal foot of frontage for a revised total assessment of $52,172.00 as shown in Attachment "A". NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista does hereby adopt a Notice of Lien to levy and collect assessments for Assessment District No. 93-01 for alley improvements east of Second Avenue and south of "J" Street in the amount as shown on Exhibit "A" attached hereto and made a part hereof by this reference. Presented by Approved as to form by (~y ~9---9-- Ann Y. Moore, Acting City Attorney John P. Lippitt, Director of Public Works C:\rs\AD9301 )tJD- / COUNCIL AGENDA STATEMENT Item /~ Meeting Date 11/12/96 / srL/9? Resolution Approving Council Policy Regarding Requests for Payment for outside Legal Assistance Obtained by Employees Appointed by City Council SUBMITTED BY: city Manage~ ITEM TITLE: (4/sths Vote: NO) At its June 11, 1996 meeting, the City Council directed staff to prepare separate policies for council's consideration regarding legal representation in special circumstances such as requests for reimbursement for outside legal assistance obtained by employees appointed by the City Council. The minutes of the June 11 Council meeting discussion are attached. The bulk of material for this report was prepared by Deputy city Manager Thomson. with his departure from the City of Chula vista, the report lay dormant and just recently was reviewed and finalized by the city Manager with the advice of the interim City Attorney. For your information, Deputy city Manager Thomson also worked on another issue raised by the city Council, a policy involving legal advice to Council members regarding performance concerns related to the City Attorney. On that issue, after reviewing the material which was prepared, it was decided that a different approach was needed and required more than just minor revision and finalization of the report. Also, the interim City Attorney felt that the issues were separate and unrelated. That proposed policy, therefore, will be returned at a subsequent date. RECOMMENDATION: That Council consider for possible adoption the resolution approving Council policy regarding requests for payment for outside legal assistance obtained by employees appointed by City Council. BOARD/COMMISSION RECOMMENDATION: N/A DISCUSSION: The proposed policy addresses the issue of requests for payment for outside legal assistance obtained by employees appointed by the City Council (the city Manager, City Attorney, and city Clerk). If one or more members of the City Council are pursuing concerns that the Councilmember may have about a Council Appointed City Officer, that officer may desire legal advice that the city Attorney (who would normally provide such advice) is unable to provide because of conflict of interest. In such a situation, the affected city officer may choose to obtain independent legal advice regarding the /5/ Page 2 situation. In such a case, the proposed Council policy provides that the affected city officer may submit a request to the City Council for payment or reimbursement of such outside legal expenses. The following guidelines are included in the proposed policy to be considered by the City Council in reviewing such requests, but the City Council would retain complete discretion to determine if exceptions to these guidelines should be made for a specific case. The proposed policy provides the following general guidelines for the City Council to consider in reviewing such requests: 1. A request may be for the payment of legal costs, at the discretion of the Council. 2. Such legal expenses should be limited to issues regarding acts or omissions of the Council Appointed city Officer acting within the course and scope of his or her employment as an officer of the City. 3. The Council will generally not approve more than $1,500 per incident nor more than $1,500 per fiscal year for payment or reimbursement of legal expenses for an individual council Appointed city Officer. 4. Legal costs incurred by a Council Appointed City Officer after he or she has resigned or been terminated from City employment will generally not be approved for reimbursement. 5. The approval of payment or reimbursement for independent legal services obtained by a Council Appointed City Officer under this policy shall be made only at an appropriate City Council meeting by majority vote of the City Council. 6. The intent of this policy is to provide the Council Appointed City Officer with legal advice when the City Attorney cannot provide such advice because of a conflict of interest. FISCAL IMPACT: The proposed council Policy provides guidelines for obtaining legal assistance in special circumstances that are unlikely to occur very often, but could result in expenditures of up to $1,500 per circumstance. LEGAlFEE.A13 /y;Z RESOLUTION NO. /81/97 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING COUNCIL POLICY REGARDING REQUESTS FOR PAYMENT FOR OUTSIDE LEGAL ASSISTANCE OBTAINED BY EMPLOYEES APPOINTED BY CITY COUNCIL WHEREAS, the proposed policy addresses the issue of requests for payment for outside legal assistance obtained by employees appointed by the city Council (the city Manager, city Attorney and City Clerk); and WHEREAS, if one or more members of the City Council are pursuing concerns that the Councilmember may have about a Council Appointed city Officer, that officer may desire legal advice that the city Attorney (who would normally provide such advice) is unable to provide because of conflict of interest; and WHEREAS, in such a situation, the affected city officer may choose to obtain independent legal advice regarding the situation; and WHEREAS, in such a case, the proposed Council policy provides that the affected city officer may submit a request to the city Council for payment or reimbursement of such outside legal expenses; and WHEREAS, the proposed policy sets forth guidelines for the City Council to consider in reviewing such requests. NOW, THEREFORE, BE IT RESOLVED the City Council of the city of Chula vista does hereby approve the Council Policy attached as Exhibit "A" regarding requests for payment for outside legal assistance obtained by employees appointed by City Council. Presented by Approved as to form by John D. Goss, city Manager (~~ 'dr 1V~ Ann Y. Moo e, Acting city Attorney C: \ rs\ policy .leg /y3 COUNCIL POLICY CI1Y OF CHUIA VISTA SUBJECT: REQUESTS FOR PAYMENT FOR OUTSIDE LEGAL ASSISTANCE OBTAINED BY EMPLOYEES APPOINTED BY CITY COUNCIL POLICY NUMBER EFFECTIVE DATE PAGE 1 of 2 ADOPTED BY: I DATED: BACKGROUND Section 503 of the City Charter indicates that the City Attorney shall have power and be required to: (a) Represent and advise the City Council and all city officers in all matters of law pertaining to their offices; (b) Represent and appear for the City and any city officer or employee, or former city officer or employee, in any or all actions and proceedings in which the City or any such officer or employee in or by reasons of his or her official capacity, is concerned or is a party. When the City Council or some of its members have concerns about the performance of a city officer appointed by the City Council or about whether the city officer is serving at the pleasure of the Council, the City Attorney cannot appropriately provide legal advice to both the City Council (or the members of the City Council having concerns) and also to the city officer appointed by the City Council who is the subject of the concerns. In this situation, there has been confusion and concern about how the affected city officer should obtain any legal advice he or she feels is appropriate, if any, as well as who should pay for such legal advice and what procedure should be used to consider any requests for providing or paying for such legal advice. The California Government Code makes it discretionary whether the public agency will pay for the legal advice in situations of this type. The purpose of this Council Policy is to provide guidelines for how this type of situation should be handled in the future. POLICY This policy shall apply to the following city officers appointed by the City Council: City Manager, City Attorney, and City Clerk ("Council Appointed City Officers"). If one or more members of the City Council are pursuing concerns that said Councilmember(s) may have about a Council Appointed City Officer, that officer may desire preliminary legal advice that the City Attorney is unable to provide because of conflict of interest. In such a situation, the affected city officer may choose to obtain independent legal advice regarding the situation. In such a case, the affected Council Appointed City Officer may submit a request to the City Council for payment or reimbursement of such outside legal expenses. The following guidelines shall be considered by the City Council in reviewing such requests, but the City Council retains complete discretion to determine if exceptions to these guidelines should be made for a specific case. /y'/ COUNCIL POLICY CITY OF CHULA VISTA SUBJECT: REQUESTS FOR PAYMENT FOR OUTSIDE LEGAL ASSISTANCE OBTAINED BY EMPLOYEES APPOINTED BY CITY COUNCIL POLICY NUMBER EFFECTIVE DATE PAGE 2of2 ADOPTED BY: I DATED: The following are the general guidelines the City Council should consider in reviewing such requests: 1. The intent of this policy is to provide the City Council Appointed City Officer with legal advice when the City Attorney cannot provide such advice because of a conflict of interest. 2. Such legal expenses should be limited to issues regarding acts or omissions of the Council Appointed City Officer acting within the course and scope of his or her employment as an officer of the City. 3. A request may be for the payment of legal costs, at the discretion of City Council. 4. The Council will generally not approve more than $1,500 per incident nor more than $1,500 per fiscal year for payment or reimbursement of legal expenses for an individual Council Appointed City Officer. 5. Legal costs incurred by a Council Appointed City Officer after he or she has resigned or been terminated from City employment will generally not be approved for reimbursement. 6. The approval of payment or reimbursement for independent legal services obtained by a Council Appointed City Officer under this policy shall be made only at an appropriate City Council meeting by majority vote of the City Council. M: \HOME\DONNA 1\MISC\LEGAll'EE.POL /s~ S- Coun ember Rindone statod the city neodod funds for the operation of library services. Council did nol wanl to sacrifi e quality of lif~ for the library services. M inules June I\, 1996 Page to t questioned Ihe guarantee the cities would receive the funds. David Palmer, Library D. tor. respondod that the Board of Equaliution would pass the money directly 10 the cities. Council member Moot statod the letter m the County Board of Supervisors statod the money could nol be Ulled to supplant existing services and projects a Mr. Palmer replied that a base year would be dete 'ned, i.e. Ihe year Ihatlhe tax was approved, FY 1996/97, The cily would be askod 10 maintain the general fund su rt of Ihe libraries at the base year level and the addilional funds could be used to enhance hours should they be cut, RESOLUTION 18335 OFFERED BY MAYOR HORTON, approved 4-1 wilh Mool opposed. b. RESOLUTION 18336 OPPOSING AB 3116 (CURRENTLY INACTIVE) GARDING STATE PRISON CONSTRUCTION INCLUDING FACILITIES IN THE SOUTH BAY, ND AMENDING THE LEGISLATIVE PROGRAM ACCORDINGLY - These ilems are not addressed in I gislative program or otherwise require direct Council a~tion. . ng of the text was waived, passed and RESOLUTION 18336 OFFERED BY MAYOR HORTON, reading of the text was waived. Mayor Horton respondod Ihat she wantod Council to take a position reflecting Ihat Ihe city's slrong opposili Ihe facilily. 18. COUNCIL COMMENTS Council member Rindone . Concerns regarding attorney fees paid for the City Manager, Council member Rindone slaled there bad been inquiries about attorney fees Ihat had been paid by the city for the city manager which he was not aware of. He did not remember discussing in closod session approval of hiring an attorney for the city manager and he was concerned Ihal il would set a precedent which Council had not addressed. He was also concerned thaI the city manager had discussed Ihe issue with the city attorney at the time regarding represenling his interests. He recommended Ihat the city manager cover the fees incurred. Mayor Horton slated il was her understanding Ihatthe cily manager was willing 10 pay the fees. In a situalion when an employee could nol be represented hy Ihe city attorney, she fdlthere should be some plan whereby the person would have legal counsel. She felt there should be a policy wilh a cap for such services required by Council appoinlees. Mr. Goss slated if Ihe Council felt they neoded 10 take aclion 10 approve or disapprove the paymenl, and if Council wanled him to pay Ihe cosl he would do Ihat. It was approximately 3 hours of review of his response 10 make sure that there was nothing included lhat could create a liability for Ihe cily or himself as an officer of the city. It was a minimal amounl of assistance. Normally, the cily attorney would have been his advisor, but he bad made il clear thaI his responsibilily was 10 Ihe Council. The governmenl code made il discrelionary 10 the Council as 10 whether they supported such a paymenl. Council member MooI felt there were extenualing circumstances that crealed confusion as 10 what was appropriate. He was one of those people under the impression Ihal under the circumstances it was appropriate for Mr. Goss 10 seek preliminary advice. He had been lold hy the city attorney that he could nOI, and would nOI, provide Mr. Goss legal advice. He fell Mr. Goss should pay the $700 so a precedent would not be set with Council developing a policy for the future. /~/? t Minutes June II, 1996 Page 11 Councilmember Padilla stated he wanted to make it clear that he was one member that was extensively involved in dealing with Mr. Goss on the concerns he had raised. He had dealt with him privately and directly before bringing the item to Council. He felt it impol1antto note that he had no problem in the city paying low preliminary fees for any of the Council'sappointees that they put under scrutiny, especially if they could not rely on the city's attorney. But, the law was clear that expending funds for retaining an attorney under those circumstances bad to come from the Council. There was some confusion and be did not feel tbat sbould ever happen again. Council needed to communicate heller with each other. If tbe situation arose wbere a Council appointee needed preliminary legal advice it should be brought to Council in closed session or appropriate meeting for authorization. He felt that would avoid confusion for the employee, public, and Council. He did not have a problem wilh Mr. Goss submitting the invoice for payment from the city. MS (RindonelPadilla) to direct the city manager to pay $702 for legal expenses and return with a policy for ColUlcil consideration. Councilmember Padilla questioned if a policy was put in place if the city manager could resubmit the invoice for payment. Councilmember Rindone responded that it would be up to the Council at thaI time whether or not to reconsider payment. Mayor Horton stated that Councilmember Padilla had brought up accusalions regarding advice from outside legal counsel. Sbe cbuld not go to the city attorney, therefore, she went to the city manager and under his authority he had directed her to contact Mr. Levy 10 obtain proper legal advice before moving forward regarding the city attorney. Sbe questioned if Council felt there should be a policy regarding outside legal advice for the Mayor/Council also. Councilmember Padilla stated all Council members needed to work harder at communicating better. The acting cily attorney could research tbe issue, but the Charter was clear that the Council directed the legal husiness of the city. The city manager'~ office could not authorize the retention of outside legal counsel for personnel matters. It could only be authorized by the Council. He felt it likely that if the Mayor bad requested authorization from the Council that they would bave supported ber request. Mayor Horton stated that she was uncertain how to bring it forward to Council and a decision had to be made by herself and the city manager. Therefore, they needed outside counsel regarding the procedure to be followed 10 hring the issue to Council. Sbe did not want 10 put the city or anyone involved in jeopardy. Councilmember Mool felt the situation was extremely unusual and he would be shocked if such a situation ever occurred again. He felt a potential policy would be to allow the assistant city attorney to advise the person in confidence without consulting witb the city attorney, if involved. He felt there were a number of solutions that did not involve the hiring of outside legal counsel. Mr. Goss stated that staff could return with a recommendation when the previous refell'lll was brought back 10 Council for review. Mayor Horton and Councilmember Rindone agreed with Mr. Goss' recommendation, but felttbey should be two aeparate policies. VOTE ON MOTION: approved unanimously. u v . Councilmember Alevy referred to the vigilante ac I 'h Field regarding illegal aliens. He noted that409li of the population was Hispanic, Latino, and Asian and there was no p . e of harassment. He commended the Port for obtaining a restraining order and passing a resolution making that type of actIon /~/ ') COUNCil AGENDA STATEMENT ITEM TITLE: )j,- Item 11/:-/ J~f~3 Meeting Date 1 J~j7j Resolution Approving Terms and Conditions for the Sale of Marina View Park to the San Diego Unified Port District and Authorizing Staff to Prepare and Execute a Purchase and Sales Agreement and Escrow Instructions SUBMITTED BY: Community Development Director CS, REVIEWED BY: City Managerif (4/5ths Vote: Y~ No_l BACKGROUND: The City of Chula Vista has negotiated with the Unified Port District for the Port's acquisition of certain City and Redevelopment Agency properties on the Bayfront, including Marina View Park on Marina Parkway and three properties on Lagoon Drive (the former Marina Motor Hotel, Shangri-la and Cappos propertiesl. City staff has been negotiating the sale of these properties which has been delayed for a variety of reasons including legal incumbrance and contaminated soils which are now close to resolution. Staff has recently received amended terms of sale for the Marina View Park property which are acceptable and are being forwarded to the Council for review and authorization to proceed. RECOMMENDATION: That Council adopt the resolution authorizing staff to prepare and execute a purchase and sale agreement for sale of Marina View Park consistent with the terms and conditions as proposed by the Unified Port District and attached as Exhibit A with such minor modifications and additional minor terms and conditions that are necessary or appropriate to implement such terms and conditions as may be approved by the City Attorney and the City Manager. BOARDS/COMMISSIONS RECOMMENDATION: Not applicable. DISCUSSION: City staff began negotiating the sale of Marina View Park and certain other properties owned by the Redevelopment Agency early in 1995. However, legal and environmental problems have delayed the sale of these properties. At this time, issues delaying sale of Marina View Park have been resolved and the transaction is ready to move forward subject to authorization from the Council. In 1993, the Redevelopment Agency and City issued $3.1 million in Certificates of Participation (COPS) in order to finance the Agency's share of costs related to the construction of the parking garage at the Chula Vista Center. For the purpose of issuing the bonds, certain City properties were quit claimed to the Agency and leased back to the City in order to provide collateral for the bonds and guarantee an income stream to cover debt service. Marina View Park was one of the properties obligated in this manner. In order to clear title and sell this property, the City had to provide a property of equal or greater value to substitute as security for the bonds. In August 1995, the City Council and Redevelopment Agency authorized the substitution of a portion of Memorial Park for Marina View Park in the bond documents thereby clearing title on the latter yr /b-j Page 2, Item J d-- Meeting Date 10108196 property. Prior to being transferred to the Port District, the Marina View Park property will be quit claimed back to the City as provided for in the bond documents. Terms of sale were originally prepared by Port District staff which contained provisions considered to be disadvantageous to the City. These provisions included the following: . The property was appraised at its highest and best use (office/retail); and, since the proposed acquisition amount reflects the potential commercial development value, the City is not guaranteed that the property will continue in park use. . No provision was made for the recovery of park equipment in the event the property was converted to another use. . Responsibility for continued maintenance of the facility was not clarified. . Extensive environmental testing was required with indemnification for future liabilities associated with City ownership and use of the property. After further discussion and negotiations, the terms and conditions of sale were modified and restated in acceptable form to staff. These terms and conditions are contained in a letter from the Port dated September 19, 1996. Major conditions are summarized below. 1 . The property to be transferred to the Port District contains 2.71 acres of improved parkland and equipment. The City shall retain a reversionary interest in the playground equipment until July 31, 2001. In the event the park is converted to non-park use, the City will have a 30 day period to enter and remove all reusable equipment until that date. 2. The purchase price is $762,000 cash with no escrow deposit required. This purchase price is based upon the value of the developable portion of the property for office/retail use. This value is based upon a May 1995 appraisal by Lipman, Stevens, Marshall & Thene, Inc. (Summary attached as Exhibit S.) 3. Escrow is conditioned on the results of an environmental investigation of the property provided by the City. If initial testing indicates the need for further testing and/or remediation, the City and Port District shall meet and confer whether or not to keep the escrow open. If the estimated cost of remediation work exceeds $100,000, either party may terminate the escrow. 4. The City shall indemnify the Port District against any legal or administrative proceedings brought against the Port District which relate to environmental claims, liabilities, fines, penalties or other costs occasioned by the neglect or intentional activities of the City or its lessees which arose during the City's ownership of the property. Although this provision provides for the future liability of the City in regards to this property, it is no less than the City has or would require from the owners of property it acquired. 5. Prior to close of escrow, the City and Port District shall enter into an amendment to the agreement between the two entities concerning park maintenance of the Port District property at the J Street Marina. The amendment shall provide that the Port District will ~ /6',;2 Page 3, Item /).. Meeting Date 10/08/96 pay the City or its designee to continue to maintain Marina View Park as well as the Port District property at the J Street Marina. As Council was previously advised, it should be noted that the Port District has not agreed upfront to keep the property a public park for any period of time. Furthermore, since the Port District will acquire substantial land use authority over properties it acquires, the City will not have the authority to prevent the conversion of the park to a non-park use if that is what the Port desires. The City has been advised by its Port Commissioner, David Malcolm, that the Port will meet and confer with the City concerning any future proposal to change the land use. Furthermore, in consideration of the amount of vacant land in prime locations on the tidelands currently available for development and the absence of a strong market demand, it is highly unlikely that there will be any pressure to redevelop this property for many years. Finally, the City is currently in discussions with the Port District and Rohr concerning the change in land use in various locations on the tidelands from industrial to visitor commercial. These changes will require amenities such as Marina View Park. Any attempt to change the land use on the park will require processing through the Coastal Commission which would give the City the opportunity to register a protest. FISCAL IMPACT: The Port District proposes to pay $762,000 for Marina View Park, based upon a 1995 appraisal commissioned by the Port. This appraisal is based upon the value of the property of $9.25 per square foot as office/retail times the usable area (82,375 square feet). There is an additional 35,673 square feet of property which provide drainage through the site and cannot be developed. The proceeds from the sale of the property, less escrow costs, will be split by the City and Agency with each receiving approximately $350,000 (50% to the City for the land value and 50% to the Agency for the improvements). IIkl M:\HOME\COMMDEV\STAFF.REP\ lo-0&-96\marina. 113 IOctober 3, 1996 11 :33pm\] ~/~ 7 -) RESOLUTION NO. IYJ/S5' RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING TERMS AND CONDITIONS FOR THE SALE OF MARINA VIEW PARK TO THE UNIFIED PORT DISTRICT AND AUTHORIZING STAFF TO PREPARE AND EXECUTE A PURCHASE AND SALES AGREEMENT AND ESCROW INSTRUCTIONS WHEREAS, the City Council of the City of Chula Vista ("Council") desires to sell certain property owned by the City of Chula Vista known as Marina View Park ("Property"), fully described on Exhibit A attached hereto, to the San Diego Unified Port District ("District"); and WHEREAS, terms and conditions for sale of the Property have been negotiated with the District and have been presented to the Council with a recommendation for approval; and WHEREAS, in order to effect the sale of the Property to the District, a Purchase and Sales Agreement and Escrow Instructions must be prepared for submission to and approval by the District, said Agreement and Instructions including the terms and conditions of sale in substantially the same form as presented to the Council; and WHEREAS, in order to expedite the sale of the Property, the Council is requested to authorize staff to prepare and execute the Purchase and Sales Agreement and Escrow Instructions on behalf of the City, pursuant to review and approval by the City Anorney's office. NOW. THEREFORE, the City Council of the City of Chula Vista does hereby resolve as follows: 1. The terms and conditions of sale of Marina View Park to the San Diego Unified Port District, anached hereto as though fully set forth herein, are hereby approved. 2. The City Council hereby authorizes the City Manager to prepare and execute a Purchase and Sales Agreement and Escrow Instructions consistent with such terms and conditions with such minor modifications and additional minor terms and conditions that may be necessary or appropriate to implement such terms and conditions as may be required or approved by the City Attorney. Presented by Approved as to form by Chris Salomone Director of Community Development Il'ltl M;\HOME\COMMDEv\RESOS\m.';"..I..\Oetob-r 2,1996 11:26pmll ~ /?-1 EXHIBIT A COMMUNITY DfVELOPMlI/f DEPARTMENT i:r~\;';i'1~.'O'.~o Go 'I.r. rl.',~~ 0 r '.- ~~'1 c. - ',... ~~~~- .....--~"'~~ PoRi O~ Port of San Diego and Lindbergh Field Air Terminal L (6191686-6200 . P.O. Box 488, San Diego, California 92112-0488 SEP 2 3 GOO I I , I September 19, 1996 Fred Kassman Redevelopment Coordinator Community Development Departme~t city of Chula vista 276 Fourth Avenue Chula Vista, CA 91910 Dear Mr. Kassman: Re: Portion of Marina View Park Owned by the City of Chula Vista, Consisting of 2.71 Acres of Land on "J" Street in Chula vista The City of Chula vista (City) has requested that the San Diego Unified Port District (District) purchase the above-referenced property. As you are aware, property purchases can only be authorized by the Board of Port Commissioners. Following are the terms and conditions that District staff would recommend to the Board for its consideration: . 1. Property: Parcel 1 of Parcel Map No. 4950, in the city of Chula Vista, County of San Diego, State of California, filed in the office of the County Recorder of San Diego County, July 28, 1976, as File No. 76-239746 of Official Records and bearing County Assessor Parcel No. 571~160-06 (property). The Property transferred shall include all improvements thereon. Notwithstanding the foregoing, until July 31, 2001, city shall retain a reversionary interest in the playground equipment, and, in the event the Property is converted to a nonpublic use, District shall grant city, in writing, a thirty- (30) day period during which city may enter the Property for purposes of removing any or all of the playground equipment. After the earlier of (i) the notice period expiring or (ii) July 31, 2001, City will no longer have any rights to said playground equipment. 2. Purchase Price: $762,000 cash at close of Escrow. An Escrow deposit is not required. 3. Other Terms and Conditions: a. The District, as Purchaser, and the City, as Seller, shall establish an Escrow at Stewart Title Company of San Diego with Escrow Officer Loretta Granger, 7676 Hazard Center Drive, suite 700, San Diego, California. . ---/ / tf. -_S- Fred Kassman Page 2 September 19, 1996 b. As a condition to close of Escrow, Stewart Title shall be committed to issue a title insurance policy (i) in a form approved by District, (ii) with such endorsements as may be required by District, (iii) in a coverage amount of $762,000, and (iv) subject to items 2, 3, 4, 6 and 12A in Schedule B of the Preliminary Title Report for the Property issued by Stewart Title Company dated January 24, 1996 (order No. 01-147708), or as may otherwise be approved by District in its discretion. c. city shall pay ALTA Owners title insurance premium, reconveyance fees, recording fees, document preparation fees, Documentary Transfer Tax (if required), and 50% of the Escrow fee. District shall pay 50% of the Escrow fee. d. District is not to pay for any proration of property taxes. city is to pay any property taxes due and seek a refund f~om the county of San Diego Tax Collector after the close of Escrow. e. The cash purchase price shall be made through Escrow, and District hereby agrees to deposit such funds required to close Escrow within five (5) days of written request by Escrow, provided: (1) all contingencies enumerated in this Paragraph 3 and Paragraphs 4, 5, 6, and 7 below have been either satisfied, waived, or provided for, including, without limitation, environmental investigation and remediation; (2) city has provided Escrow with all documentation necessary for close of Escrow; and (3) District ,has provided Escrow with the Certificate of Acceptance of Grant Deed. 4. Close of Escrow: The close of Escrow shall take place within ninety (90) days of opening of Escrow. The opening of Escrow is the date on which Escrow holder first has executed Escrow instructions from both City and District. The close of Escrow is conditioned upon District's approval of the following: a. The title policy described in Section 3(b) above. b. Results of investigation of the environmental condition of the Property in accordance with Paragraph 5 below. c. The physical condition of the Property. District and City shall have the right, each in its respective sole discretion, to extend the period of Escrow for two (2) thirty- (30) day periods for the purpose of satisfying the environmental ~ /?--It Fred Kassman Page 3 September 19, 1996 contingency identified above and in Paragraph 5 below. shall have the right to waive, at its sole discretion, requirements placed on city. District also any 5. Hazardous Waste Provisions: a. In accordance with process set forth hereinbelow, city shall provide District with the results of an environmental investigation of the condition of the Property and any equipment and structures thereon. Both Phase I and Phase II Environmental site Assessments may be required by District. The testing and other obligations contained herein for City and District are intended to be undertaken in accordance with practices that are reasonable and commonly accepted, and approvals are not to be unreasonably withheld. The general purposes of the environmental investigation shall be as follows: (1) Determine in relation to the activities of City and its prior lessees and/or sublessees, if any, if there are hazardous substances, wastes, or asbestos on or in the Property, whether contained in barrels, tanks, equipment (moveable or fixed), or other containers; deposited or located in land, water, sumps, or in any other part of the site; incorporated into any structure on the site, or otherwise existing thereon. (2) Determine if there were/are spills, discharges, releases, deposits, or emplacements of any hazardous substance, waste, or asbestos that have occurred on and originated from the Property. (3) Determine if asbestos-containing materials have been installed in or affixed to the structures on the Property and determine if such materials have been stored or disposed of anywhere on the Property. (4) Determine if electrical transformers, fluorescent light fixtures, or other electrical equipment containing PCBs are or have been installed in, affixed to, or were located on the Property, and if there have been any releases therefrom. ~ /t- 7 Fred Kassman Page 4 September 19, 1996 (5) Determine if there were/are storage tanks for gasoline or any other substance located on the Property, whether aboveground, underground, or within a structure, and if such tanks have leaked. b. Hazardous Materials Testing and Remediation: (1) During the contingency period, city, at its sole cost, will select and hire, subject to District's reasonable approval, an environmental consultant to perform a Phase I analysis of the Property and any improvements thereon. The specific scope of work will be reasonably approved by both parties. (2) If the Phase I report indicates the need for Phase II testing, City and District shall meet and confer to determine (a) whether or not to conduct such tests and, if both parties reasonably agree to proceed, (b) the appropriate scope of work. The scope of work shall include an estimate of the cost of necessary remediation work, if any. City agrees to pay for all costs of Phase I and Phase II analysis and testing. (3) If the Phase II report indicates the need for remediation, city and District shall meet and confer to determine (a) whether or not to keep the Escrow open and proceed with such work and, if both parties reasonably agree to proceed, (b) the appropriate scope of work and cleanup standard to apply. If the estimated cost of the remediation work exceeds One Hundred Thousand Dollars ($100,000), either party shall have the right to terminate the Escrow. (4) Any remediation work performed by City shall be performed in accordance with all applicable laws to the satisfaction of the appropriate regulatory agencies and to the reasonable satisfaction of District. (5) If Phase II testing is needed, either party may cancel this purchase agreement without penalty up to sixty (60) days after the.receipt of the Phase II report. c. All activities described in this section shall be performed by third-party experts and consultants approved by District and City. All tests shall be performed to the satisfaction of appropriate regulatory agencies. District may participate in the investigation directly or through one or ~ /l-f/ Fred Kassman Page 5 September 19, 1996 more designated agents, employees, consultants, or contractors. d. City shall permit District and/or such agents or experts, as District shall designate, full access to the Property and all records (not including any documents to which the attorney/client or other legal privileges apply) concerning said Property during reasonable business hours for purposes of such independent investigation as District shall desire to conduct. At District's sole option, such investigation may include such testing of the soil, groundwater, building components, tanks, containers, and equipment on said Property, as District or District's agents or experts shall deem necessary to determine or confirm the condition of the Property. Such tests, as required herein by District,' shall be at District's sole cost and expense. city shall have the right to reasonably approve the scope of such inspections and the actual party performing tests. All such tests shall be conducted 50 as to minimize interruptions to park use. District agrees to indemnify and hold city harmless for any liabilities or damages arising from such testing. 6. Indemnities: a. City shall indemnify, defend, and hold harmless District from and against any legal or administrative proceeding brought against District, insofar as they relate to environmental demands, claims, liabilities, fines, penalties, or costs occasioned by the negligent or intentional activities of City, its lessees, and/or sublessee on the Property, which arose during City's ownership of the Property, including, without limitation, any loss to District occasioned by the existence of hazardous substances on or in the Property caused as a result of City's use and/or occupancy of the Property, breaches of the warranties contained herein, and any inaccurate representations made by City; provided, however, any such damages caused by District's negligence or willful misconduct shall be excluded from city's indemnity obligations hereunder. b. The indemnities described above specifically include, but are not limited to, the direct obligation of City, the indemnitor, to perform promptly any remedial or other activities required or ordered by any auministrative agency ~ /<~ -9 Fred Kassman Page 6 September 19, 1996 or governmental official, or otherwise necessary to avoid injury or liability to any person or property originating from the Property, to prevent the spread of pollution, or to permit continued safe operation of the Property, to the extent such is required. 7. Warranties: City warrants, to its best actual knowledge, there are no leases/subleases, and that the Property, all operations thereon, and all improvements are free from all liens, claims, encumbrances, and rights of third parties. city agrees not to enter into any new leases, subleases, or contracts for the Property, prior to the close of Escrow, without first obtaining written consent from the District. District reserves the right to withhold such consent for any reason during the course of Escrow. City warrants, to its best actual knowledge, that the Property and all operations thereon are not in violation of applicable environmental law, and no governmental entity has served upon City any notice claiming any violation of any statute., ordinance, or regulation, or noting the need for any repair, remedy, construction, alteration, or installation with respect to the Property, or any change in the means or methods of those conducting operations thereon. Both District and City preserve their rights under California Health and Safety Code section 25242 concerning reporting and compliance cost recovery provisions, as set out in that section, and all other rights applicable to cost recovery stemming from environmental or property damage. Except as expressly provided herein, City makes no representations or warranties with respect to the condition of the Property. 8. Title: city agrees, upon close of Escrow, that all rights, title, and interest in any buildings, fixtures, installations, equipment, machinery, improvements, and appurtenances located on the Property shall vest in District. 9. Maintenance Obliqations: Prior to close of Escrow, District and city shall enter into an amendment ("Park Maintenance Amendment") to that certain agreement for maintenance of District property at the IIJII Street Marina dated September 28, 1977 ("0riginal Park Maintenance Agreement"). The Park Maintenance Amendment will generally provide that District shall pay city, or its designee, to continue to maintain as a public park the Property being sold hereunder to District. The Park Maintenance Amendment would be on terms substantially similar to the items contained in that certain Nineteenth Amendment to the original Park Maintenance Agreement dated September 5, 1995, except as otherwise reasonably agreed by the ym /I-/{I Fred Kassman Page 7 September 19, 1996 parties. Notwithstanding the foregoing, District is under no obligation to renew the Park Maintenance Agreement after expiration of its initial. term. If the City concurs with the proposed terms and conditions of purchase, please so indicate by signing and returning a copy of this letter. Following receipt of the City's concurrence, the Board of Port Commissioners will be requested to authorize the purchase of the subject Property. If Board authorization is obtained, Stewart Title will be requested to prepare a purchase agreement and Escrow Instructions. If you have any questions, please call me at 686-6291. Sincerely, ~~\ DAVID A. SANDOVAL Assistant Manager Real Estate Operations DASjlks Enclosure THE CITY OF CHULA VISTA CONCURS WITH PROPOSED TERMS AND CONDITIONS: By Title: Attest: City Clerk Approved as to form Acting City Attorney L?~ /60// ~/I ~ 1 ~ ~ Property !Ii Purpose Estate Valued ~ ~ ij 1 I j -j -1 -j l ;1 l l ~ Intended Use Assessor's Parcel No. land Area Occupancy Highest and Best Use Date of Value Indicated Value EXHIBIT B EXECUTIVE SUMMARY 2.71-acre portion of Marina View Park located at south side of J Street, west of Bay Boulevard, Chula Vista, California 92010 Fair Market Value The fee simple Simple Estate Establish basis for potential transfer of subject 571-160--06 2.71 acres (118,200 gross square feet) 1.89:f: acres estimated useable (82,375 net square feet) Currently Public Park iliQ! Highest & Best Use) Hold for future development of office or mixed use (office/retail) May I, 1995 Land ($9.25 per useable square foot) Sales Comparison Approach $762,000 Final Opinion of Market Value $762,000 Major Assumptions Date of Report Appraiser Current Public Park use is not to be considered for valuation purposes. This appraisal is of land only and does not include park improvements or furniture, fixtures and equipment. Estimated useable land area is 82,375 square feet. The feasibility of developing over the existing flood channel is considered unlikely at this time due to unknown costs, timing and the required approval process. This report assumes the additional value added would not offset the cost and risk in the investment. May 15, 1995 H.L. "Bill" lipman, MAl, CRE Lipman Sterens Marshall & Thene, lne. ~ /t~/2 1 INFORMATION MEMORANDUM '1lem #= / t:, November 7, 1996 TO: The Honorable Mayor and City Council FROM: John D. Goss, City Manager. ~ /" C7 f_L") . Chris Salomone, Community Development Director L VIA: SUBJECT: Sale of Marina View Park to the Port District: Letter from the Chairman of the Port District Board In response to Council concerns, the attached letter from Jess Van Deventer, Chairman of the Board of Port Commissions, indicates that recreational opportunities in and around San Diego Bay remain a high priority and the Port District has never removed any recreational opportunities from the San Diego Bay area. It also indicates their intention to respect local interest and concerns in the planning of any changes in zoning or land use affecting properties within local jurisdictions. Although this is not a contractual obligation, it appears to be the intention of the Board to seek the input of local officials in land use related matters. [(FKlmd) M:\HOME\COMMDE\I\INFOMEMO\MARINA.MEM (November 7, 1996 (12:15pm)] Jt~/3 11/07/1995 10:14 5,1 '34771 0.,:5, J "' S I11'.,''E5,HIEIHS PAGE (12 ~., C'15",~,o -j \" .,~ ~J\ ',-. ..... - .~: ." c~..,. ~c. .. -. '~",_':-' .--;:. .. ...-Q. "0 ...... ,,,,,' Pc",. I) POR OF SAN DIEGO Opcr::1tor (If tvlarinl? 1 rlninZlls and 5i:1r"I Diego InternMion<J.l/~irport 50AHD OF PORT COMMISSIONFl1S :::hairrll.;;n of the Board October 16, 1996 The Honorable Mayor and City Co ncil City of Chula Vista 276 Fourth Avenue Chula Vista, CA 91910 Dear Mayor and Council, Y Oll and your council recently ha questions regarding the Port's acquisition of Marina View Park. I hope the following re ponses will answer your concerns of: I. Has the Port ever converted a park to comme -ial use? and 2. Will the Port seek the City's input regarding any future changes in lane use? In response, the Port believes that ne San Diego Bay is a regional asset for all who live and work in San Diego. To that end, the Port has never removed any recreational opportunities throughout the San iego Bay area. In fact, the Port continues to spend millions of dollars to add additional ark lands throughout the region. As you are aware, each cornmissio er believes in the community review process. It has never been the intent of any com ssioner to change any zoning or land use provisions without the review of the locally el ted officials. The protection of rec.reational tacili es, especially in the South Bay, willlllways remain a top priority to the Port of San Di ~o I hope tills letter has adequately addressed your concerns. Sinc.erely, \.~.. ~ L. ..... . \; Jess Van Deventer \Chairman, Board of Port Commissio , ers ~. /ft;-j tf ':61~)1 b,,)6-620rJ, PCr~:t (. 'fice 8m. 4~,), 5:;1)1 !)\l'gU, Cllllfnmii1421-12 '\ \ (, ( - /' (i~:,~':'~E::;' """" ...., "',-.. --. ~ " -- '" ""'- .rten/I I G C1lY OF CHUIA VISTA OFFICE OF THE CITY COUNCIL November 7, 1996 Mr. Jess Van Deventer, Chairman Board of Port Commissioners Port of San Diego P. O. Box 488 San Diego, CA 92112 Dear Chairman Van Deventer, I am in receipt of your October 16, 1996 letter regarding the Port's acquisition of Marina View Park in Chula Vista. I was pleased to hear your responses regarding the Port's beliefs concerning parks and a description of the Port's historical position regarding parklands throughout the region. However, in your letter you had indicated if there was still any concerns regarding this issue to please let you know. I am still not comfortable regarding the relinquishing of the city's land use options should Marina View Park be sold. I believe additional protection or some other procedure be established at a minimum to insure concerns of the City Council regarding land use issues prior to consummating the sale of Marina View Park. The continued cooperative relations between the City and the Port of San Diego has always been an excellent one, and I am sure will continue. However, various City Councilmembers and Port Commissioners change over the years and I think it is incumbent upon the contemplation of the sale of any lands that the Port adequately guarantee the City that it will insure the continued use of Marina View Park as a public park. I am open to suggestions of how to more adequately address the issue. Ultimately, the City would be enhanced by the sale, but further attention to the assurance of retention of Marina View Park as a public park needs to be addressed since this is a key issue for which this City must not be at risk in the future. ....----- /t/S 276 FOURTt, AVENUE/CHULA VISTA. CALIFORNIA 919101(619) 691-5044 . I would be happy to discuss this with you and look forward to necessary safeguards to be incorporated in any proposed Port acquisition of Marina View Park. Thank you for your willingness to focus on this very important issue. Sincerely, ne N JRR:pw cc: Mayor and City Council Port Commissioner David Malcolm City Manager Goss Jt:-' /J ~ CITY OF CHUlA VISTA 1 COUNCIL AGENDA STATEMENT Item / 7 ITEM TITLE: Meeting Date 11/12/96 Resolution J2(~~oncePtuallY Approving the Tentative Agreement Between the city of Chula vista and Sharp HealthCare for e Purpose of satisfying Sharp's Contractual Obli a ions to the city. Assistant city Managerc:L City Manager~ (4 sths Vote: Yes___ NO___) SUBMITTED BY: REVIEWED BY: In May 1996 staff informed the city council of a letter of intent between Sharp HealthCare and Columbia/HCA to begin discussions which, if successful, would result in the conversion of Sharp Chula vista from a non-profit to a for-profit hospital. Staff has been monitoring the discussions between Sharp and Columbia since mid 1995 to determine what impact they would have on the contractual obligations Sharp has to the City of Chula vista and to the provision of health care/hospital services to our citizens. As a result, staff, working with Deputy City Attorney Googins, concluded that Sharp was contractually obligated to pay the city 10% of the "net profit" of the transaction between Sharp/Columbia attributable to the Sharp Chula vista hospital. Staff has recently concluded negotiations with Sharp HealthCare representatives regarding a tentative agreement to satisfy Sharp's contractual obligations with Chula vista. The general parameters of the proposed agreement provide the City with (a) a cash payout at the close of escrow between Sharp/Columbia, (b) an agreement to continue to operate the Sharp Chula vista Hospital as an acute care facility through the year 2008, (c) an extension of medical benefits with accruing interest through the year 2008, (d) guarantees regarding Chula vista representation on the new non- profit Board and (e) guarantees for Chula vista regarding potential "upside" gains related to the future sale of Sharp I s remaining 50% interest in the new entity. The purpose of this report is to provide the city Council with a brief history on the relationship between the city and Sharp and to outline the proposed agreement for the City Council and request conceptual approval. RECOMMENDATION: That Council: 1. Agree in concept with the proposed tentative agreement with Sharp HealthCare, and /7---/ Item / 7 Meeting Date 11/12/96 Page 2 2. Direct staff to return with a contract, which implements the tentative agreement, for formal approval by the city Council. BOARD/COMMISSION RECOMMENDATION: N/A DISCUSSION: In 1978 the city of Chula vista participated in an agreement with Chula vista Community Hospital to issue bonds which would assist Community in the construction of a new facility on Medical Center Drive. The agreement included a reversionary clause whereby the facility would revert to the City upon dissolution of the community Hospital corporate entity. Agreement Modifications In 1989 the city of Chula vista was approached by Community Hospital (which had now become Sharp Chula vista Medical center) to buy back Chula vista's reversionary interest. Council authorized a new agreement with a sale price of $500,000 delivered in three scheduled payments of $166,666 each. In addition to the monetary considerations, staff also negotiated the following contract provisions which would bind Sharp, or its successors, until January 1, 2006: 1. Ten Percent (10%) of Sale Profits: If Sharp sells, leases for more than fifteen years, or transfers by merger, or otherwise, substantially all of its assets, it will pay the city ten percent (10%) of the net profit of the sale. (Net profit is defined as the net proceeds of the sale less depreciated book value of said assets as reflected on the hospital's books and records (please see attached "Acquisition Agreement by and between the city of Chula Vista, Community Hospital of Chula vista California Health Facilities Financing Authority Dated as of May 1, 1989" Section 4(f)). (This represents the contract provision which contractually binds Sharp to negotiations with the city in the event of a sale. ) 2. Medical Services Account: Sharp would provide the city with free medical services in the form of a $1 million "Service Account". The Account would accrue interest at the rate of ) 7-2 Item /7 Meetinq Date 11/12/96 Page 3 the CPI increase each year. Available services include such major items as pre-placement physicals, urine drug screening, DMV physicals and firefighters' annual physical exams. As the City used the available services, the cost of those services would be debited against the Service Account. Services would be available up through May 1, 1999. If there was an unused balance in the Service Account on this date, the City would be entitled to a cash payment equal to 50% of this amount. (A subsequent MOU with Sharp on this item executed in 1993 provided Employee occupational Health Care and Chemical Dependency Services and other services which could be added in accordance with the flexibility provided by the MOU.) 3. Sharp agreed to operate the hospital as an "acute care" facility and in good condition and repair. 4. Any "excess revenues" generated during this period would be used for health care needs in the city. 5. 50% of the local hospital board to be City residents or business people. 6. City would have a right of first refusal to purchase the facility in the event of Sharp's proposed sale of all, or substantially all, its interests therein. SharD/Columbia Transaction: More recently, in December 1995, the City became aware of Sharp HealthCare's letter of intent to form a partnership with COlumbia/HCA. The general terms of this transaction creates a new "for-profit" entity, 50% owned by Sharp, 50% owned by Columbia, with Columbia acting as the managing partner. Sharp's 50% ownership is represented by the value of its facilities including Sharp Memorial, Chula vista, Murrieta and Cabrillo, with an estimated total value of $400 million. In exchange, Columbia will contribute facilities (primarily Mission Bay Memorial Hospital) to the partnership and will pay Sharp about $200 million in cash, which will be used by Sharp to retire existing debt. In addition, Sharp will remain a non-profit organization which will continue Sharp's charitable works. This action, which was recently approved by the Sharp HealthCare Board, would change the majority of Sharp's operations, including Chula vista hospital, from a "non-profit" to a "for-profit" enterprise. As a result of this action, the city notified Sharp HealthCare that it intended to invoke the 10% clause under Section 4(f) of the Acquisition Agreement. (Although staff /7-5 Item )7 Meeting Date 11/12/96 Page 4 could have invoked its rights regarding "first right of refusal" contract language, the monetary implications ($200 million) plus legal expenses were considered cost prohibitive, and the idea of running a hospital seemed out of the city's realm of expertise.) Sharp's initial position was that if section 4(f) of the agreement was applied, they would structure the deal with Columbia without Sharp Chula vista. Sharp also indicated that if the 10% clause were to be applied to the proposed transaction, there would be no net profits in which the city would share due to the amount of debt and depreciation of the Chula vista facility. Nevertheless, due to the leverage and rights reserved to the City under the contract, staff has had a number of meetings with sharp HealthCare representatives to discuss the proposed conditions under which the ci ty might agree to the waiver or amendment to the agreement. While Sharp and Columbia would likely proceed with their deal, with or without the City's cooperation, negotiations of these terms is of interest to them to simplify and expedite their transaction. It was made clear that these discussions were tentative and that any final action required approval by the Council and the Sharp Board. Proposed Tentative Agreement The following represents the tentative agreement between the city and Sharp HealthCare and would provide the structure on which a final agreement would be completed and from which Sharp's current contractual obligations would be satisfied. At a recent meeting, the Executive Committee of the Sharp Board endorsed this proposal subject to final language and full Board approval. Deal Points: 1) Cash Consideration: Sharp to pay the City $1.8 million at close of escrow between Sharp and Columbia HCA (value: $1.8 million) 2) Cashout of Existinq Medical Services Account: The city is to convert its current medical services balance, valued at $1 million, to cash. Said funds to be paid to Chula vista at close of escrow. (value: $1 million) (It should be noted that the City has accrued interest on this account since its initial contract with Sharp and, due to interest gains, has not reduced the principal.) /7/1 I:tem / 7 Meeting Date 11/12/96 Page 5 3) New Medical Services Account: Sharp to provide the City with a new medical services account in the amount of $500,000 with accruing interest. All future charges for medical services will go against the interest accrual first and then be applied to the principal. The medical benefits will extend through the year 2008 (the current contract expires 1999). At that time any remaining principal will be paid in cash to the City (value: $500,000). The health care services will comply with those outlined in the Acquisition Agreement and the subsequent (9/93) MOU between the city and Sharp HealthCare for the provision of Employee Occupational Health care, Chemical Dependency Services and services added in accordance with the flexibility built into the MOU and the following new services: a. Drug screening for City employees. b. Blood testing and blood draws as reasonably requested by the Police Department. c. The city's "out-of-pocket" expenses associated with the hospital (or "technical") portion of emergency medical services provided to city employees. d. The City's "out-of-pocket" expenses associated with the hospital (or "technical") portion of emergency medical services provided to prisoners that are the responsibility of the City of Chula vista. (The city would be expected to provide adequate security for the hospital's physicians and staff). 4. operating Covenant: A commitment from the Sharp Columbia Partnership to continue to operate the Chula vista hospital as an acute care facility through 2008. This covenant would include a commitment to provide such services to the Veteran's Home project proposed to be located in Chula vista. (The services would be provided at Sharp Chula vista Medical Center, as well as other Sharp Columbia Partnership facilities.) still to be negotiated is the enforcement mechanism for this covenant. city staff is proposing some form of financial penalty in addition to the remedy of specific performance. 5. Communitv Board: Appoint a Community Board comprised of physicians practicing at Sharp Chula vista Medical Center, as well as interested residents and working citizens in the city of Chula Vista, to oversee quality matters and community health care needs at Sharp Chula vista Medical Center. / )7-~ Item ) 7 Meeting Date 11/12/96 Page 6 6. Protection from "Uo-Side" Valuation: The City has crafted language which protects the City on any "upside" valuation of the Sharp Chula vista facility in the event that Sharp sells all or a portion of its interest back to Columbia/HCA or another party. Specifically, the city will receive 10% of 26.6% (Sharp Chula vista's proportionate value of the total Sharp System) for any increase in value above the currently established value of Sharp's new 50% ownership (value established at approximately $200 million). Throughout this process, staff has had concerns that past for-profit hospital conversion deals have resulted in an initial undervaluation of physical plants. This condition protects the city from that eventuality and guarantees our participation, in an amount equal to our present contract rights, on any future efforts by Sharp to "cash in" on future increases in the value of the facility. 7. Representation on the Non-Profit Board: Best Efforts to E~end Excess Revenue: Sharp will reserve a minimum of 2 seats on the new non-profit board, or 20%, whichever is greater, for Chula vista residents, subject to Council approval (Sharp anticipates the Board to be 9-13 members). In addition, Sharp will commit to using its "best efforts" in spending funds distributed to the non-profit from the newly formed for-profit entity, to benefit Chula vista's citizens, in an amount equal to Sharp Chula vista I s proportionate share of the total system, or 26.6%. Sharp will also provide the City with an annual report on its expenditures for review by the city. Conclusion: Although a tentative agreement has been reached between the city and Sharp Healthcare, a final agreement is subject to: * Agreement on final contract language between the City and Sharp and approval by the respective legislative and governing bodies for each. * Review by the Attorney General Sharp/Columbia partnership to insure value is assigned to this transaction profit assets are protected. of the proposed that appropriate and that the non- "60 Minutes Broadcast": The City council may have seen a news /7;- t Item / 7 Meeting Date 11/12/96 Page 7 story recently broadcast on the show "60 Minutes" regarding similar transactions by Columbia/HCA in the states of Michigan and Ohio. staff has reviewed the broadcast and found that no new issues were raised that had not already been broached by staff with Sharp and the Attorney General's office. specifically, staff has made the Attorney General aware of, and constructed our proposed agreement to protect the city regarding: * Proper Valuation of Assets: The city is guided by it's current contract language. Staff, the Deputy City Attorney and the Finance Director are comfortable that this language has been interpreted to reflect the best interests of the City regarding payment to the city. * Representation on the Non-Profit Sharp HealthCare Entity to Facilitate Chula vista's Health Care Interests: Chula vista will be represented by at least two board members and will comprise not less than 20% of the final board composition. * continued Operation: Final contract language an operating covenant through the year 2008. years beyond our current contract rights. will include This is two * Charitv Work: As noted above, final contract language provides for Chula vista representation to facilitate continuation of these activities in Chula vista and language requiring Sharp's "best efforts" to assure Chula vista's citizens benefit at a level commensurate to Sharp Chula vista's value to the total system (26.6%). Our 20% representation on the non-profit board will help facilitate this action. * "Up-Side Valuation": Staff was very familiar with concerns regarding undervaluation of assets in previous non-profit to for-profit transactions. To protect against this possibility, preliminary language was structured requiring payments to Chula vista if Sharp sells all or a portion of its 50% ownership. The city would receive 10%, of 26.6% (Sharp Chula vista's proportionate value to the whole), of the value created above the established value of $200 million. * Attorney General Review: The proposed Sharp/Columbia/HCA transaction has been submitted to the Attorney General J7~? :Item / 7 Meetinq Date 11/12/96 Page 8 for review. Although new legislation will go into effect in January giving the Attorney General "right of approval," of similar transactions in the future, current law only gives the Attorney General the "right of review" and to determine the proper valuation to insure protection of the non-profit's assets. staff has had numerous conversations with the Attorney General regarding our current discussions with Sharp as well as providing correspondence to the Attorney General and the legislature on this matter (see Attachments B1-B5). Even if the proposed partnership is not consummated this calendar year, it is not clear, and no implementing regulations have been prepared, whether the Sharp/Columbia deal would be subject to the new laws. potentially, this deal could be considered to be "grand fathered" under the old legislation since it was in the pipeline long before the new law went into effect. overall, staff is pleased with the proposed tentative agreement and believes that the proposal provides a "win-win" for the city and Sharp. ultimately, the city has been paid for its 10% of Sharp Chula vista's value of the proposed Sharp/Columbia deal. Our current balance of unused medical services account would be cashed out and replaced with a new medical services account which accrues interest and will cash out any principal in the year 2008. Further, any "upside" valuation realized in the for-profit hospital entity will be paid to the city at any future point of sale by Sharp, full or in part, in a manner consistent with our current rights. Finally, the city gains a minimum of 2 seats, or 20%, representation on the non-profit Sharp Board that will continue its charitable mission. FISCAL IMPACT: Sharp will pay $2.8 million to the city at the close of escrow of Sharp's agreement with Columbia/HCA. This money would be placed into the General Fund and could be used for any municipal purpose. Sharp will provide the City with a medical services account with a beginning balance of $500,000 with accrued interest through the year 2008 to be used as outlined in this agenda statement. Sharp agrees to charge all costs for use of this account against interest first and the principal last. Any balance remaining in the principal only will be paid to the City in full by December 31, 2008. Finally, in the event of sale by Sharp, /7-r Item /7 Meeting Date 11/12/96 Page 9 in whole or in part, of its interest in the for-profit entity, the City will receive 10% of 26.6% of any increased value above the base value of approximately $200 million. Attachments: B-1 to B-5 Acquisition Agreement by and between city of Chula vista and California Health Facilities Financing Authority (May 1, 1989) Attorney General letter dated 1/10/96 Testimony of John Goss, City Manager dated 12/15/95 A-1 to A-16 C-1 to C-4 9/1/93 MOU between Sharp HealthCare and City of Chula vista D-1 to D-4 Newspaper Articles (9/4/95 Modern HealthCare) (6/25/96 Union Tribune) (9/29/96 Union Tribune) /7/; RESOLUTION NO. );Y 'If{ '/ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA CONCEPTUALLY APPROVING THE TENTATIVE AGREEMENT BETWEEN THE CITY OF CHULA VISTA AND SHARP HEALTHCARE FOR THE PURPOSE OF SATISFYING SHARP'S CONTRACTUAL OBLIGATIONS TO THE CITY WHEREAS, in May 1996 staff informed the a letter of intent between Sharp Health Care and begin discussions which, if successful, would conversion of Sharp Chula vista from a non-profit hospital; and City Council of Columbia/HCA to resul t in the to a for-profit WHEREAS, staff has been monitoring the discussions between Sharp and Columbia since mid 1995 to determine what impact they would have on the contractual obligations Sharp has to the City of Chula vista and to the provision of health care/hospital services to our citizens; and WHEREAS, as a result, staff, working with Deputy City Attorney Googins, concluded that Sharp was contractually obligated to pay the City 10% of the "net profit" of the transaction between Sharp/Columbia; and WHEREAS, staff has recently concluded negotiations with Sharp Health Care representatives regarding a tentative agreement to satisfy Sharp's contractual obligations with Chula Vista; and WHEREAS, the general parameters of the proposed agreement provides the City with (a) a cash payout at the close of escrow between Sharp/Columbia (b) an agreement to continue to operate the Sharp Chula vista Hospital as an acute care facility through the year 2008 (c) an extension of medical benefits with accruing interest through the year 2008 (d) guarantees regarding Chula vista representation on the new non-prOfit Board and (e) guarantees for Chula vista regarding potential "upside" gains related to the future sale of Sharp's remaining 50% interest in the new entity. NOW, THEREFORE, BE IT RESOLVED the City Council of the city of Chula vista does hereby conceptually approve the tentative agreement between the City of Chula Vista and Sharp Healthcare for the purpose of satisfying Sharp's contractual obligations to the city. BE IT FURTHER RESOLVED that staff is hereby directed to return with a contract, which implements the tentative agreement, for forma approval by the City Council. Presented by Approved as to form by sid Morris, Assistant City Manager Ann Y. Moore, Acting City Attorney C:\rs\sharp.agr ////v Jt4~ November 7, 1996 SUBJECT: The Honorable Mayor and City Council John D. Goss, City Manager<< City Council Meeting of N~mber 12, 1996 TO: FROM: This will transmit the agenda and related materials for the regular City Council meeting of Tuesday, November 12, 1996. Comments regarding the Written Communications are as follows: Sa. This is a letter from the Acting City Attorney reporting that there were no reportable actions taken by the City Council in Closed Session on November 5, 1996. IT IS RECOMMENDED THAT THIS LETTER BE RECEIVED AND FILED. JDG:mab /' . . .726 ftECtlVEO "B9 0Ci' 9 ro0:29 RECORDING REQUESTED BY . "'1' AND WHEN RECORDED RETURI(;!fl60F CW.~.\;:':~,~' E. Rando 1 ph Hooks CITY CLbt..J UI"r "..- Orrick, Herrington & Sutcliffe 555 Capitol Mall, Suite 1200 Sacramento, California 95814 ::#/7 89 a09871Z ~. RE:CCnnED IN;] ~ OFne',,!. 'Po,:CCROS OF S.t.H ~':.'..: :OiJl\l Y. C.I. 89Jm 13 AHlIi 12 I _~ERA l. LYLF;_ 1 l..ElUHTf I"<ECOP.O~ ... fK' fE!; ACQUISITION AGREEMENT by and between CITY OF CHULA VISTA, COMMUNITY HOSPITAL OF CHULA VISTA and CALIFORNIA HEALTH FACILITIES FINANCING AUTHORITY Dated as of May 1, 1989 3966H-5727h2 y- )7-// Ct> ~"-C:".i ~ Parties. . . . . . .. .. .. . . . . .. . . . . ...... . . ... .... .. ........ 1 Preambles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Section 1 Section 2 Section 3 Section 4 - Section 5 Section 6 Section 7 Section 8 Section 9 Section 10 Section 11 Section 12 Acquisition of Facilities................. 2 Acquisition Price......................... 2 Services Portion of Acquisition Price..... 2 Covenants of Community Hospital........... 2 Effective Date............................ 6 Enforcement. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 Governing Law............................. 6 counterparts.............................. 6 Severability.............................. 6 Amendments. . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . 7 Successors and Assigns.................... 7 Covenant Running with the Land......~..... 7 Section 13 - Payment of Costs.......................... 7 Section 14 5727h2 Attorney' & Fees........................... 7 i Y J7~!;2 THIS ACQUISITION AGREEMENT, made and entered into as of the first day of May, 1ge9, by and between the CITY OF CHULA VISTA, a municipal corporation duly organized and existing under the laws of the State of California (the -City.), the CALIFORNIA HEALTH FACILITIES FINANCING AUTHORITY. a public instrumentality of the State of California (the -Authority.) and COMMUNITY HOSPITAL OF CHULA VISTA, a nonprofit public benefit corporation duly organized and existing under the laws of the State of California (.Community HospiteI-) ; WIT N E SSE T H: WHEREAS. Community Hospital has previously issued its Hospital Facility First Mortgage Bonds (the .prior Bonds.), dated as of June 1, 197e, pursuant to an Indenture of Mortgage and Deed of Trust (the .Prior Indenture.), dated as of June 1, 197e, by and between Community Hospital and Bankers Trust Company of California, N.A., as successor Trustee; WHEREAS, pursuant to the terns of the Prior Indenture, the City has the option to acquire title to the health facilities (the -Health Facilities.) of Community Hospital upon payment of an option price equal to the amount necessary to defease the Prior Bonds; WHEREAS, the Authority has authorized the issuance of its Hospital Revenue Bonds (San Diego Hospital Association), Series 1ge9A. in the aggtegate principal amount of forty-seven million five hundred one thousand ninety dollars and fifty-two cents ($47,501,090.52) (the -Bonds.) to provide funds to acquire the Health Facilities from the City following the exercise of the City's option, to refinance certain indebtedness of Community Hospital and to finance certain improvements and additions to the Health Facilities; WHEREAS, the City has determined to sell the Health Facilities to the Authority; and WHEREAS, the Authority has determined to purchase such facilities from the City and lease such facilities to Community Hospital pursuant to the Lease Agreement (the -Lease Agreement-), dated as of May 1, 1ge9, by and between the Authority and Community Hospital; .OW, THEREFORE, in consideration of the premises and of the mutual agreements and covenants contained herein and for other vood and valuable consideration, the parties hereto hereby agree as follows: ~ /7)} , Section 1. Acauisition of Facilities. The City hereby agrees to sell to the Authority, and the Authority hereby agrees to buy from the City, all right, title and interest of the City in and to the Health Facilities, as set forth in Exhibit A hereto. The City shall execute and deliver a quit claim deed conveying title to the real property portion of the Health Facilities and a bill of sale conveying the personal property portion of the Health Facilities to the Authority on the date of issuance of the Bonds (the -Issuance Date-). Section 2. Acquisition Price. In consideration of the purchase by the Authority of the Health Facilities from the City, the Authority hereby agrees to pay a purchase price equal to the following: (a) $8,293,191.13 on the Issuance Date, which shall be used by the City to exercise its option to purchase the Health Facilities from Community Hospital pursuant to the Prior Indenture and shall be deposited in the Escrow Fund created pursuant to the Escrow Agreement, dated as of May 1, 1989, by and between Community Hospital and Bankers Trust Company of California, N.A.: (b) $166,666.66 on the Issuance Date, $166,666.66 on the first anniversary of the Issuance Date, and $166,666.67 on the second anniversary of the Issuance Date, all of which is to be paid solely from payments to be made by Community Hospital pursuant to the Lease Agreement: (c) $1,000,000 in services to be provided by Community Hospital, as described in Section 3 below. The Obligation of Community Hospital to make the payments of money and services specified above, and the obligation of the Authority to forward such payments to the City upon receipt as payment of the purchase price of the Health Facilities, is absolute and unconditional and shall not be subject to any right of offset against the City or terminate upon any breach of the Lease Agreement or other termination of the Lease Agreement or be subject to any right of abatement under the Lease Agreement. The City is hereby given the right to enforce directly against Community Hospital thepayment of the ~oneys and the furnishing of the services as specified in this Agreement. Section 3. Services Portion of ACQuisition Price. (a) As a payment of rent under the Lease Agreement, Community Hospital shall establish a -Services Account- for the benefit of the City, which shall be initially credited with one 2YQ ////1 5727h2 million dollars ($1,000,000). As services are rende~eO as described below, Community Hospital will debit the Services Account with the charge for the service. Community Hospital will provide the City with an annual statement of activity within the Services Account, which statement shall be subject to verification by the City during regular business hours of Community Hospital's chief.financial officer upon three days' notice to Community Hospital. Community Hospital will also provide information to the City concerning activity in the Services Account more frequently than annually upon the request of the City. (b) On each anniversary of the Issuance Date, Community Hospital shall credit the Services Account with an amount equal to the-product of (1) the balance remaining in the Services Account as of the said anniversary date times (2) the percentage increase from the immediately preceding anniversary of the Issuance Date in the Consumer Price Index for all urban consumers for the San Diego area. (c) Services to be provided by Community Hospital shall initially include those set forth in Exhibit B attached hereto. Community Hospital and the City agree that the type of services required by the City during the term of this Agreement may 7ary, and further agree to negotiate in good faith from time to time at the request of either the City or Community Hospital to add services to, or modify services on, Exhibit B and to determine the amount to be debited to the Services Account for such services. (d) The Services Account shall be debited when services are rendered in an amount equal to (1) the amount shown on the then-current published fee schedule of the Community Hospital as its charges for the provision of such services, (2) if charges for such services are not listed on such fee schedule, the amount customarily charged by Community Hospital to persons other than the City for such services, or (3) if charges for such services are not listed on such fee schedule and such services are not provided to persons other than the City, the cost to Community Hospital to provide such services. The amount of the debit for each service shall be determined by Community Hospital and approved by the City in advance of the service being rendered. . (e) Unless an estension ia agreed to by Community Hospital and the City, the Services Account ahall terminate upon the .arlier of (1) the date upon which there is a zero balance in the Services Account and (2) the tenth anniversary of the Issuance Date. If a balance remains in the Services Account upon the termination of the Services Account, 3 Y r7j~ 5727h2 Community Hospital shall pay to the City in cash fifty percent (50\) of the balance remaining in the 5ervice~ Account on such ~ate. . Section 4. Covenants of Community Hospital. In consideration of the conveyance by the City. of title to the Health Facilities to the Authority, and the lease by the Authority of the Health Facilities to Community Hospital. Community Hospital agrees to comply with the following covenants from the Issuance Date to January 1, 2006 (unless such compliance is waived by the City): (a) Operation as a General Acute Care Hospital. Community Hospital will cause the Health Facilities to continue to be operated as a general acute care hospital and to be kept in good condition and repair with proper equipment and qualified staff. (b) Use of Excess Revenues. Community Hospital shall use all revenues in excess of expenses generated from the operation of the Health Facilities to operate and enhance services and facilities at the Health Facilities or at other locations in the City of Chula vista; provided, however, that nothing in this subsection shall (1) prevent Community Hospital from paying for services provided by affiliated organizations, including San Diego Hospital Association (.SOHA-), a California . nonprofit public benefit corporation, and its affiliates, (2) limit the ability of Community Hospital to repay bona fide loans made to Community Hospital by SOHA (or any of its affiliates), or (3) limit in any way the ability of Community Hospital to make payments on obligations issued under that certain Master Indenture of Trust, dated as of June 1, 1988, between SOHA, Sharp Memorial Hospital, a California nonprofit public benefit corporation, and Home Fed Trust, as master trustee, or on other obligations or indebtedness jointly guaranteed by Community Hospital and SDHA (or any of its affiliates). Annually in connection with the preparation of its audited financial statements, Community Hospital shall file with the City a report of its independent public accountants to the effect that Community Hospital has complied with this covenant for the immediate preceding year. (c) Community Representation on Board of Directors. Community Hospital shall cause at least fifty percent (50\) of the members of its Board of Directors to be residents of the City or persons with their principal place 'of business in the City. jU;: /7-/t 4 c'''''''''''"'t (a) Qualitv of Care. Community Hospital shall maintain a high quality of care at the Health Fici1ities. (e) Riqht of First Refusal. If Community Hospital aesires to sell all or substantially all of its interests in the Health Facilities to another person, Community 'Hospital shall so notify the City, which notice shall set forth the price and the terms and conditions of the proposea sale ana the name of the proposea purchaser. ~he City shall have the right ana option for thirty (30) days after delivery of such notice to elect to purchase the Health Facilities unaer the same terms and conaitions ana for the same consideration as specified for the proposed sale. The City shall deliver written notice to Community Hospital of its election to exercise its right within the thirty (30) day period. If the City does not exercise its rights under this subsection, Community Hospital shall have the right to sell the Health Facilities to the proposed buyer, but only for the consideration and under the terms and conditions containea in the notice to the City, or for other consiaeration ana under other terms ana conaitions more favorable to Community Hospital. Notwithstanaing anything in thisoubsection to the contrary, the City's rights unaer this subsection shall not arise in any of the following circumstances: (1) the transfer upon foreclosure of a mortgage or deed of trust or the transfer to a mortgagee or beneficiary of such mortgage or deed or trust in lieu of foreclosure: ' (2) the transfer by a mortgagee or beneficiary subsequent to its acquisition of the Health Facilities in accordance with clause (1) above: or (3) the transfer by Community Hospital to a general or limited partnership of which Community Hospital is a general partner provided that (i) Community Hospital retains at least a twenty percent (20\) interest in such partnership and (ii) such partnership agrees in writing to be bouna by all of the covenants, conditions and restrictions in this Section 4. (f) Profit Participation on Sale of Health Facilities. If Community Hospital sells, leases for a term of fifteen (15) years or more, or transfers by merger all or substantially all of its right. title and interest in and to all or substantially all of the assets of Community Hospital. including the Health Facilities. ~' /7//7 5 c,,?,,?.,, to an unrelateO thirO party, Community Hospital shall pay to the City ten percent (10\) of the net prof.it of the sale, net profit being defined as the net proceeds of the sale less depreciated book value of said assets as reflecteO on Community Hospital's books and records, (g) Affiliation with Fan DieQo Hospital Association. The amendment of Community Hospital's articles of incorporation anO/or bylaws to proviOe for San Diego Hospital Association becoming Community Hospital's sole statutory member shall not be deemed to be a transfer or sale unOer this section. Section S. Effective Date. This Agreement shall be effective simultaneously with (1) the issuance of the Bonds, (2) the acquisition of title to the Health Facilities by the City, (3) the acquiSition of title to the Health Facilities by the Authority, and (4) the lease of the Health Facilities to Community Hospital, All such events shall be deemed to occur simultaneously, Section 6, Enforcement. An action may be brought by I~y party to this Agreement directly against any other party in the event of breach of any provision hereof, provided, however, that the obligation of the Authority under Section 2 hereof shall be limiteO to moneys receiveO by the Authority under the Lease Agreement for the purposes of making the payments required under this Agreement and the Authority shall not in any way be responsibility for the performance Dr lack of performance of Community Hospital of its obligations under this Agreement. Section 7, GoverninQ Law. This Agreement shall be governed by and construed in accordance with the laws of the State of California. Section 8. Counterparts, This Agreement may be executeO in several counterparts, each of which shall be an original and all of which ahall constitute one instrument. Section 9. Severability, If any provision of this Agreement shall be held invalid or unenforceable by any court of competent jurisdiction, such holding shall not invalidate or render unenforceable any other provision hereof. Section 10, AmenOments, This Agreement may be amenOeO, changeO, moOifieO or terminateO only with the written consent of the parties hereto; proviOeO, however, that the written consent of the Authority shall not be required to amend the provisions of Section 3 or 4 hereof. ~/7);r 6 . Section 11. Successors and AssiQns. This Agreement shall inure to the'benefit of and be binding on the City, Community Hospital and the Authority and their successors and assigns. Section lZ. Covenant RunninQ with the Land." This Agreement shall be recorded in the office of the Recorder for the County of San Diego and shall constitute an encumbrance on, and a covenant running with, the real property portion of the Health Facilities. Section 13. Payment of Costs. All costs associated with the transactions contemplated by this Agreement. including without limitation all costs, fees and taxes payable by the City or the Authority in connection with the transfer of the Health Facilities to the Authority, shall be paid by Community Hospital upon demand by the City or the Authority, respectively. Section 14. Attorney's Fees. In the event of default by Community Hospital in its obligations pursuant to this Agreement. Community Hospital shall pay all attorney's fees and other costs incurred by the City to enforce this Agreement. In the event of any disputes as to the interpretation of this Agreement, the party prevailing in the resolution of that dispute shall be entitled to recover from the other party all reasonble attorney's fees and related costs. y //1; 7 S727h2 IN WITNESS WHEREOF, the parties hereto have executed this Agreement by their duly authorized officers as of the day . and year first set forth above. (Seal) ATTEST: ~~ Dp~- ~ity Clerk "} ATTEST By Executive Director ATTEST: -4 JJ .D. ;t.1~. S727h' CITY OF CHULA VISTA ~gGc a r By: CALIFORNIA HEALTH FACILITIES FINANCING AUTHORITY By Thomas W. Hayes Chairman By Deputy CHULA VISTA CO~TY HOSPIT By V 1]"..--ffJ // <-2t::) ~ ,"-.... -' / L-- 8 IN WITNESS WHEREOF, the parties hereto have executed this Agreement by their duly authorized officers as of the day and year first set (orth above. CITY OF CHULA VISTA By: Mayor (Seal) ATTEST: APPROVED AS TO FORM: City Attorney City Clerk CALIFORNIA HEALTH FACILITIES FINANCING AUTHORITY By Thomas W. Hayes Ch*~~~~ Deputy By ATTEST By COMMUNITY HOSPITAL OF CHULA VISTA By ATTEST: 8 ~/ 92/ S727h2 EXHIBIT A The following ~escribe~ real property in the City of Chula Vista, County of San Diego, State of California:. Parcel 3 as shown on Parcel Map No. 7034, in the City of Chula Vista, County of San Diego, State of California, accor~ing to Map thereof file~ in the Office of the County Recorder of said County, March 17, 1978 as File No. 78-107000 of Official Records. All right, title and interest of the Community Hospital of Chula Vista in the personal property located on said Parcel 3 of Parcel Map No. 7034, in the City of Chula Vista, County of San Diego, State of California, according to Map thereof filed in the Office of the County Recorder of said County, March 17, 1978 as File No. 78-107000 of Official Records, and constituting -goods,- as defined in Commercial Code Section 9105(1). '2Cl:.."'_c..,.,.,...., A-I ,~ /7 ,/2 EXHIBIT B Patient Services Offered by Community Hospital Employee Benefits Related Services Community Hospital will work in good faith with the City toward the development of favored contracts for the provision of health care services for employees and retirees covered by one of the City's health insurance plans and their dependents. It is envisioned that this contract will result in substantial savings in medical espenses to the City. City of Chula Vista Residents Related Services The following programs and services will be offered to such employees of the City and their dependents. such retirees of the City covered under one of City's health plans and their dependents, and such residents of the City as may be specified by the City in connection with a request to Community Hospital to provide a particular service: 1. Wellness and Health Education a. Smoking cessation b. Weight control c. Diabetes d. Heart-healthy nutrition e. Stress management f. Alzheimer's support group g. Arthritis h. Heart disease 2. Health Care ScreeninQ Services: a. Cholesterol screening b. Diabetes screening (blood glucose) c. Skin Cancer acreening d. Co1orectal cancer screening (hemoccu1t) ~~ - /'7;-' " .- \ - ..----- 8-1 5727h 3. Traininq Proqrams and Services: a. CPR certification b. First aid certification c. Drug prevention training d. Flu immunization Sick-Child Day Care Community Hospital agrees to work in good faith with the City to investigate the feasibility and possible implementation of providing a day care center at the Health Facilities for sick children. B-2 yfC(/7<J-1 3966H-S727h . . .. /.~~;t ,-~ 1~-nLL- & LI ~ ~hrU.d', I iJ ill . 00 \;k./nl1fi'1~ . . bf~ (: c ~ ......"" -;'~~'J RESOLUTION NO. an,F; RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING ACQUISITION AGREEMENT REGARDING THE CITY I S REVERSIONARY I.NTEREST BETWEEN THE CITY OF CHULA VISTA, CALIFORNIA HEALTH FACILITIES FINANCING AUTHORITY AND C.0MMUNITY HOSPITAL OF CHULA VISTA, AND AUTHORIZING THE MAYOR TO EXECUTE SAID AGREEMENT ~ The City Council of the City of Chula Vista does hereby resolve as follows: NOW, THEREFORE, BE IT RESOLVED by the City Council of_ the CitY-2f Chllla__V_i~t_~t;h!tt_!;hat certain AcquIsitiol1~;:ee!l1!'!ntn_ reqai"afng the City's reversionary interes-t:--h-etweenTHE CITY OF CHULA VISTA, a municipal corporation, CALIFORNIA HEALTH FACILITIES FINANCING AUTHORITY and COMMUNITY HOSPITAL OF CHULA VISTA, dated as of May 1, 1989, a copy of which is attached hereto and incorporated herein, the same as though fully set forth herein be, and the same is hereby approved. BE IT FURTHER RESOLVED that the Mayor of the City of Chula Vista be, and he is hereby authorized and directed to execute said agreement for and on behalf of the City of Chula Vista. Presented by Approved as to form by ~~~~ .. 'P ~R. Asmus, Asslstant City Manager 5594a ron, Clty Attorney NOTE: Acquisition Agreement was not received from Collll1unlty Hospital of Chula Vista, attached is an executed copy. 11/14/89 ~7-,/~ Co lr~. bl.! ADOPTED AND APPROVED BY THE CITY COUNCIL OF THE CITY OF CHULA VISTA, CALIFORNIA, this 25th day of April 19 Rq ,by the following vote, to-wit: AYES: Coune ilrnenilers McCandliss, Nader, Cox, Malcolm, Moore NAYES: Counei 1 members None ABSTAIN: Coune; 1 members None ABSENT: Couneilrnembers None ~jL~ 'TTE"b~JMU b 11j df.;/dAj' City lerk Chula Vista STATE OF CALIFORNIA ) COUNTY OF SAN DIEGO ) 55. CITY OF CHULA VISTA ) I, JENNIE M. FULASZ, CMC, CITY CLERK of the City of Chulo Vista, California, DO HEREBY CERTIFY that the above and foregoing is 0 full. true and correct copy of RESOLUTION NO. 14056 ,and that the some has not been amended or repealed DATED City Clerk ~)7.:2? CC-660 < \ '\ t / "'"'...~>." '// ""- .- ~ /~..;::- .....,..... -.'OP ____ --~_ -.....~~-:.,... ..............~-- CllY Of CHULA VISTA OFFICE OF THE MAYOR SHIRLEY HORTON January 10, 1996 Dan Lun9ren, Attorney General 1515 K Street #600 Sacramento, California 95814 RE: Non.Profit Hospital Conversions: Sharp HealthCare Dear Mr. Lungren, This letter is a follow-up to the recent Assembly Health and Judiciary Committee hearings on the conversion of non- prof~ hosp~als to for profit corporations. Chula Vista, as home to Sharp Chula Vista Medical Center, is keenly interested in the outcome of the negotiations between Sharp and Cclumbia/HCA and the review of that transaction by the Attorney General and the Legislature. Our sta'ff took particular note of Deputy AG Jim Schwartz' comments at the December 15 hearing, and we wish to provide whatever information or assistance we can as your review continues. Attached is a copy of Chula Vista's written testimony from the hearing, along with a copy With the C~y's current contract w~h Sharp/San Diego Hospital Association. Under the terms of thiS contract and in recognition for the C~y's role in defeasance of hospital bonds, Sharp is obligated to provide the City with $1 million worth of in-kind medical services, a first-right-of-refusal on certain sales or mergers, and 10% of the net profits if there is a transfer of all or substantially all of the interest in the Sharp Chula Vista Hospital. Since these latter two provisions may be impacted by the specific terms of the proposed transfer, we are understandably anxious for those terms to become public. Sharp has committed verbally to stand by all existing contractual commitments, and we are heartened by their spirit of cooperation. However, given the history of other non-profit health care acquisitions, we want to make certain that there is not a risk that Chula Vista and even Sharp itself (or a successor non-profit trust) being short-changed via a less than fair market value sale. We ask that in your review of the transaction, you require the parties to pay for an independent appraiser who would report directly to your office. This is standard practice in the development industry when pursuing projects in c~ies and can assist you in obtaining the necessary expertise and timely review that might otherwise unduly impact your operations. Also, as part of that appraisal, we ask that consideration be given to both the present and anticipated value of the assets. If, for example, PacifiC Care can go from a $360,000 estimated value in 1984 when the non-prof~ was converted to a $45 million value in 1985,' why does the charitable foundation only reap the benef~s of the lower sales price? This question of future valuation became even more pointed when the hearings revealed that Sharp is retaining a three-year option to sell its 50% share in the partnership, but that any such sale would be at the 1995 value. W~h the assets of a non-profit hospital chain truly being public investments, the City of Chula Vista urges you to play an active role in maximizing both the public participation and the public benefit as you review this proposed sale. Sincerely, d~ rton ce: Jim Schwartz, Deputy Attorney General City Council c:\wp51 \Ietters\sharp.ag ;t~ J'-;, /7 ~ I (,/' , See attached; Clearinghouse Review, August-September 1995. 276 FOURTH AVENUE' CHULA VISTA' CALIFORNIA 91910' (619) 691.5044' FAX (619) 476.5379 @ PoIl..C--~Paper ASSEMBLY JUDICIARY COMMITTEE ASSEMBLY HEALTH COMMITTEE Joint hearing on Sharp HealthCare/Non-Profit Hospitals San Diego County Administration Building, Room # 310 December 15, 1995 Testimony of John Goss. City Manaaer. City of Chula vista The City of Chula vista is concerned that in the conversion of non- profit hospitals to for-profit entities, and in the specific case of Sharp HealthCare's announced for-profit partnership, the needs and health of the community should carry primary importance. As you may know, Sharp HealthCare has had a presence in the City of Chula vista since 1989 when they assimilated Chula vista Community - "---.-- Hospital into the Sharp HealthCare group via a $47 million revenue bond issuance and refinancing of the hospital's existing debt. In a three-way agreement between the City, Sharp, and the California Health Facilities Financing Authority, Sharp agreed to provide Chula Vista with $1 million worth of in-kind health care services, to grant to the City a right-of-first-refusal in conjunction with any planned sale, and to pay the City 10% of the net profit from any sale or transfer of all or substantially all of its right, title and interest in the property. Today, that in-kind debt has a remaining balance of more than $700,000, and depending on the estimated value and sale price of the hospital, the 10% of net profits could range from $0 to several million dollars. Clearly within the context of this agreement there will be a need for the City to sit down and discuss with representatives of Sharp how they feel this agreement applies to the proposed "joint venture partnership" with COlumbia/HCA and how they would. propose to respond to the specific conditions of the agreement with the City of Chula Vista. As legislative or other intervention is considered, such as to place funds in a separate charitable foundation, the City asks that any such terms first respect the prior contractual and community health care obligations that Sharp bears to the City and residents of Chula Vista. .~/7/,2Y City of Chula Vista Testimony December 15, 1995, Page 2 The city has several issues with the proposed transactions that we feel the Legislature and Attorney General's office must address to ensure that the interests of the public are fully considered: * How would tbe aale affect overall community bealtb care needs? Columbia/HCA has a history of acquiring community hospitals and then closing them. In 1995 alone, it has closed seven hospitals, for a total of 1,300 beds that are no longer available within their local communities.' Even assuming that all Sharp's hospital.s-.are kept .open,__we want assurances that the non-profit assets created by this sale will serve the needs of each of Sharp's local communities and that communities would still retain local representation in the use of those assets. We don't want the current level of health care diminished to our community. * How would the aale affect indigent care? If these hospitals are truly to operate as they did before, we don't want to see the new for-profit carrying out only "profitable" medicine while leaving health care for the poor on taxpayers doorstep. * How will this sale affect veterans care? Chula Vista has been designated by the Governor's commission and the legislature as the No. 1 priority site for the state's next veterans bome, which is adjacent to Sharp's Hospital in Chula Vista. with the effectiveness of this 400-bed facility linked to its location and cooperation with Sharp's Chula vista Medical Center, it is imperative that the hospital's place and role in the community be ensured. * How ia tbe value of tbe property being determined and bow is the public being repaid for ita investment? There has been a dangerous precedent recently of non-profit assets being Modern Healthcarc, Sept. 4, 1995 ~ / .// ) c:; / c--/ City of Chula vista Testimony December 15, 1995, Page 3 undervalued in their transfer to for-profit entities. When Pacific Care converted to a for-profit company in 1984, their assets were originally valued at $366,000. One year later, that figure had jwr.ped to $45 million, with today's value estimated at $2 billion. The City asks that Columbia/HCA pay for an independent appraisal of the property. Just as any homeowner would demand an appraisal before selling their home, so the public has the right to know.:1:.he.....value of our..;ommunity. .health care provider before we accede to its sale. * We aslt the Legislature and Attorney General to maximize public participation and information as this deal and other potential bids are considered. * Finally, we reassert our request that disposition of funds from the sale, whether to Sharp or 80me other charitable recipient, follow satisfaction of Sharp'S e:li:isting contractual obligations to the city of Chula vista. We wish the committees luck in sorting out these complex issues, and we remain available to answer any questions you may have. John D. Goss city Manager City of Chula vista 276 Fourth Avenue Chula Vista, CA 91910 Ph: (619) 691-5031 Fx: (619) 585-5612 ~ --J ---:" / '/ /),? / / 0- Tabl. 1: Undervaluation 01 Call1ornla HMO. Amount to Charity at HMO Tim. 01 Con~,,"lon Lat.r V.lue Curr.nt V.lue Family H.&JIII "'an (FMP) Ua,45f.OOO ('''') l'U,W,oOc (UN) ., ,11' .000.000 "o~ndIUCln H.lilll $11,000.000 (' 8U) $302.100.000 ('''5) I' ,113.000,000 "aei""" ""11Il $350,000 (' ...) ~.300.505 (18U) $2, '83,000.000 . Il'Iill'lC "nltn Car. 1553,000 (1815) 137.500.000 ('''5) Not AVI;latlle . Table 2: Underv./uatlon 01 HMO. Out.ld. of Call1ornla Amount to Charity It . Hultll Corporltion Tim. 01 Oonv.,.lon Lat" V"ue Current Value AIIaClote "1~latrl; IUoo,Ooo (1813). 118.100.000 (1'15) Nol Av.III~I, Cenl.r, TI~on Sonngs. FL Gruter 8rlog'001l I ....,8,375 ('US) ",41',371 (uee) 1'10."0,000 ('8931 Foundation. TrumouU. CT Greater Oelawlr, Vall,y MUIII'I C,rl/O,1 Val HMO, 1100,000 (118-4) 120.000.000 (1885) Not "vlillbl, Con;Crdvill'. "A Group HUIIIl A..o;lallon. 15-'0,000,000 (1113) 150,110.000 ("03) Not AVlllalll, I Walnln;tcn, OC Grouo Heallll Plan 01 Grel,er SL LOUIS. ".000,000 (1 peS) J,I.O.OOO.OOO (' 885) ".,110.110 SL Lo~il. 1.10 H.rnOk Alia Bllallil~OY 12. 100,000 (1187) 114.100.000 (1J10) NDIAvailaOIt (MEALS). "u.OIO. CO WII"Y Medio&! C'l'Ilar 1200,000.000 (m5) 1115,000.000 ('815) NO! Availlbl. WioMa. KS PresOyl.nanl 5t. LIIkt's Hallll'cart Co~..IiDn. "23.000.000 ("85) 1"0.000.000 ("U) NOt ......1I1b1t O.nv.r. CO .. >> s... t.,.. Rhonela L. ."rlell., .', CII...II.IIo,.".. H,,/r' "Ia~. Co F,"""'Jlt. w.~ ST J" Apr. 4.1995. II 81; Salley. '"P'" "Olf.. . ...!JOUST-SEPTEMIER 1995 I CLhllNCHo~n ~F1f'" ~. -". , -. _,,) r? '-/7//5( ..,..,. TOTI'lL P.08 SHARP HEALTHCARE & CITY OF CHULA VISTA EMPLOYEE OCCUPATIONAL HEALTHCARE AND CHEMICAL DEPENDENCY SERVICES MEMORANDUM OF UNDERSTANDING This Agreement between SHARP HEALTHCARE and the City of Chula Vista, effective September 1, 1993, is entered into for the provision of Employee Occupational Hea1thcare and and Chemical Dependency, as defined in this Agreement, by Sharp Hea1thCare to qualified employees and dependents of the City of Chula Vista. WHEREAS, this agreement, which is offered to City of Chula Vista employees on September 1, 1993, followed the City's acquisition agreement with Sharp Community Hospital of Chula Vista, and WHEREAS, that acquisition agreement provides a $1 million service agreement in which Sharp Community Hospital of Chula Vista will deliver occupational hea1thcare and psychiatric services to City of Chula Vista Employees and credit a service account with the appropriate charge, and WHEREAS, other hea1thcare providers within the Sharp Hea1thCare System will assist Sharp Community Hospital of Chula Vista in the write down of the $1 million service debt. NOW, THEREFORE, it is mutually agreed as follows: L CHEMICAL DEPENDENCY SERVICES: Sharp Hea1thCare agrees to provide Chemical Dependency services to qualified City of Chula Vista employees and dependents who present to Sharp Cabrillo Hospital for treatment. Sharp Hea1thCare acknowledges that the provision of services to City of Chula Vista employees and dependents will be in accordance with prevailing hea1thcare standards, as applicable, in the community. /P~/?<J2 .~' 2. OCCUPATIONAL MEDICINE SERVICES: Sharp Hea1thCare agrees to provide Occupational Medicine services based on the specifications outlined in Attachment 2 to qualified City of Chula Vista employees who present to Sharp Rees-Stealy Occupational Health Program. Sharp HealthCare acknowledges that the provision of services to City of Chula Vista employees will be in accordance with prevailing healthcare standards, as applicable, in the community. 3. COMPENSATION: As per the Agreement between the City of Chula Vista and Sharp Community Hospital of Chula Vista, as referenced above, the Chemical Dependency and Occupational Medicine healthcare services provided to employees of the City of Chula Vista will be valued at the rates specified in Attachment A & B and that reimbursement valuation will be applied to reduce the $1 million service debt. The valuation for services not specified in Attachment A & B will be at a rate that is mutually agreed upon between both parties. 4. SERVICE UTILIZATION REPORTING: Summary reports will be available at the request of the City of Chula Vista on a quarterly basis. Report specifications will be mutually agreed upon by both parties. S. TERM OF THE AGREEMENT: The initial term of this Agreement will commence on the effective date of this Agreement and shall be renewed, upon the terms and conditions of this Agreement, for successive one year terms. This Agreement can be terminated upon mutual written agreement between Hospital and Payor for such termination. Additionally, this Agreement can be terminated at the option of either party without cause upon at least ninety (90) days written notice to the other party. /1 /~~ y(~ .--, .-, /7~ -)5 / IN WITNESS WHEREOF, the parties hereto have duly executed this Agreement as of the dates listed below: CITY OF CHULA VISTA: i fJ._;-;(~ cy; fl1cvv~(M 0_ J-U Date: 1 / Title/ SHARP HEALTHCARE: a /) . r~ Date: Title: /' -~ /~. /7~ 3 L! ATTACHMENT "A" CHEMICAL DEPENDENCY SERVICES: Structured Outpatient Program (limited to a 6 week duration) $2,800 (Case Rate) Inpatient Admission (limited to 30 day length of stay per admission) $8,500 (Case Rate) Services are inclusive of facility and professional services. /1 .--ff .-"./ ? ~I /7/) /7 The week in healthcare YoUnt H,..lt/w1u september 4, 1995 Columbia planning more closures 'V.ie'~ going lD be wry aggressiw in doing this." The call was a regularly scheduled meeting with analysts lD explain Columbia's semnd~ tinsanri.1 results. Columbia officials declined to say which hospitals would be dosed and consolidated. However, such consolidations are a ",r. ollary of Columbia's strategy in which it builds a netWOrk of pr0- viders in an urban market. To red""" costs. it often closes one or more providers. In El Paso. Texas. where Scott bought Colum- bia's first hoopitals in 1987, he bought ~ and shut one, Scott has said closing hoopitals is a way to force effi. ciencies inlD the healtlu:are system. Part of the cost of closures is simply a write-down of assets, which doesn't inoolw spending money, However, Columbia also must pay severance and ()I1tpl.,..,.",,.nt CXJStS for employees who aren't offered jobs at other Columbis facilities. In the case of the Gilmer employees, the hoopital will close Sept. 30, but employees will be paid tIuough Oct. 28. Gilmer had been a Healthtrust facility, Healthtrust bought it from Bay. lor Health Care System. which ~tened lD clooe the money. losing hospital in 1992 if it didn't find a buyer, Healthtrust bought it in January 1993. "You have to have enough patients to operate a medical fa. cility like Gilmer efficiently," said Columbia's Steve Blaine about the Gilmer closing, 'Patients want and need the best staff. the latest equipment and services. and you just canOt sustain that with a revenue stream generated by 10 to 12 patients a day,' It's diflicult to measure how many hospitals have clooed this year because the American Hospital Association dl!Clded to dis- continue its closure list. However, thanks to Columbia. the num- ber of acute-<:an! hospitals lD clooe in Texas aJready has eclipsed the 1994 figure. Last year, nine hoopitals clooed in Texas. but only one was a medicaJ/~ hospital. The other eight were psychiatric hospitals, an outgrowth of the overbuilding in such facilities in the late 1980&. The only medicaJ/~ hoopitallD close in Texas last year also was a Columbis facility, 25lH>ed Sam HoustDn Memonal Hospital in Houston. This year. nine Texas hospitals haw clooed or are set to close, or those liw are owned by Columbia. or Columbia's closures, ~ are in the HoustDn market, which generates $1 billion in revenues for the hospital chain, The most recent closure will be MedicaI Center Hospital. a for- mer Hospital Corporation of America facility that was merged into Columbis last year. MedicaI Center Hospital has lost SiD million owr the past ~ yean, aa:ording to HCIA. a Balti. more-based healtlu:are information company, Howewr, Columbia's closures are clearly pert of a sttatelt" 00 deploy inpatient resoun:eII in the right locations. Although it's closing hospitals as pert of its mow to make its regional health systems more efficient. it's alao building hospitals in growing markets whe~ it wanta to be located. So far. Columbia has opened two hospitals in Texas this year and 8I1IlIlIIIICed plans to build hospitals in Naples, Fla., and Orem. Utah. Columbia hoopitals that ha... dosed or are set to close include 84-bed Doctors Hospital, Conroe, Texas; 4O-bed Gilmer Medical Center. 9().bed Westbury Hospital, HoustDn; l4O-bed Grant Cen- ter Hospital, Miami; 2OO-bed Palm Beach Regional Hospital, Lake Worth. Fla.; 23~ Medical Center Hospital. Houston: ) /. ~7 /J and 4i5-bed Medical Center Plaza East. Fort Worth. Texas, / ---> Y -Sandy Lutz Modem HealU"lCareJ$eDtemOer 4. 1995 J A rural hospital in eastern Texas last week announced it would close, recalling shadea of the late 1980s and early 1990s, when dozens of financially strapped hospitals in small towns shut their doors. However, this month's closure of 46.bed Gilmer Medical Center represents a different twist on hospital closu~s, This one is induced by investor-owned giant ColumbialHCA Healthcare Corp. So far this year, the Nashville, Tenn.-based healtlu:are system has closed or .nnnnn<W\ the cloeuno of aeven hospitals with nearly 1.300 licensed beds. More CoIumbis closures are likely, although exact locations aren' being released. Although Columbia's inclination to buy hospitals is almost leg- endary, it is proving to be the biggest instigator of hoopital clo- SUlOS as well. Only the military has discuseed closing more h0s- pitals this year, Last month. Columbis took a pretax charge of $387 million for "merger and facility costs.' That total included a variety of costs ~ to its $5.6 billion merger earlier this year with Health. trust. another investor-owned chain. or that charge, $282 million was ~ to a write-<lown of as- sets for hospitals that would be consolidated inoo others. It alao included an unspecified number of facility ~lllCll!ltlents, "Clearly, our goal is to do as many consolidations as we can.' said Richard Scott. Columbis's president and chief executiw offi. cer. in a confe=ce call with Wall Street analysts last month. y Hospital closures LAM E S A vJ,JID~ -rill ~ ~/ler I,t; Grossmont Hospital lease deal set Grossmont Hospital will be leased to Columbia/HCA Healthcare Corp. under a deal recently approved by the publicly elected board of the La Mesa facility. Grossmont's board voted 5-0 Friday to lease the hospital for 30 years to Columbia/HCA, which is buying control of Sharp HealthCare's six hospitals in the region. Grossmont . had been leased to Sharp for a five-year period. Columbia/HCA will pay $53 million to Grossmont's board for the new lease, which will replace the existing Sharp-Grossmont agreement, officials said. 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