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HomeMy WebLinkAboutReso 1983-11454 RESOLUTION NO. 11454 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ENDORSING THE PROPOSED RESOLUTION OF THE NATIONAL LEAGUE OF CITIES RELATIVE TO FEDERAL CABLE LEGISLATION,LOCAL AUTHORITY AND CABLE SUBSCRIBER PROTECTION The City Council of the City of Chula Vista does hereby resolve as follows: WHEREAS, the City of Chula Vista has received a copy of a proposed resolution which the City of Lakewood will introduce to the National League of Cities Congress of Cities meeting in New Orleans on November 27-28, 1983, and WHEREAS, this resolution would mandate that the National League of Cities withdraw its support for cable legislation based on the NLC-NCTA "compromise" until certain consumer-oriented provisions are incorporated into the bill, and WHEREAS, the City Council has reviewed the proposed resolution and agrees with the modifications suggested, and WHEREAS, the proposed resolution is attached hereto. NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Chula Vista does hereby support the proposed resolution of the National League of Cities relative to federal cable legislation local authority and cable subscriber protection. BE IT FURTHER RESOLVED that the City Council does hereby instruct the Council's voting delegate to vote in furtherance of the proposed resolution of the National League of Cities. Presented and Approved as to form by ~~~mY CHULA VISTA, CALIFORNIA, this 19 83 ,by the following vote, to_it: McCandliss, Scott, Malcolm, Cox, Moore ADOPTED AND APPROVED BY THE CITY COUNCIL OF THE CITY OF 15th November day of AYES: Councilmen .. NAYES: ABSTAIN: ABSENT: Councilmen None Councilmen None Councilmen None , f<.~ STATE OF CALIFORNIA ) COUNTY OF SAN DIEGO ) s s. CITY OF CHULA VISTA ) I, JENNIE M. FULASZ, CMC, CITY CLERK of the City of Chula Vista, California, DO HEREBY CERTIFY that the above and foregoing is a full, true and correct copy of RESOLUTION NO. 11454 ,and that the same has not been amended or repealed. DATED (seal) City Clerk / CC-660 A RESOLUTION OF THE NATIONAL LEAGUE OF CITIES RELATIVE TO FEDERAL CABLE LEGISLATION, LOCAL AUTHORITY AND CABLE SUBSCRIBER PROTECTION By Mayor Paul E. Zeltner City of Lakewood, California WHEREAS, the provision of cable television service has already proven to be a valuable service to thousands of communities across the country and holds great potential to all cities; and WHEREAS, local governments have had the responsibility for franchising cable television systems in their cities and for overseeing the implementation of those franchises once awarded; and WHEREAS, in most cases, cable television systems will likely enjoy exclusivity within a community and will be the only telecommunications medium with a direct link to the homes of citizens with its facilities using the public's right-of-way, and WHEREAS, the presence of a strong local government role in the overseeing of franchise agreements has worked to ensure that contractual obligations are carried out and the public interest served; and WHEREAS, S.66 was approved by the U.S. Senate and is substantially the same as H.R. 4103, which is pending before the Energy and Commerce Committee of the U.S. House of Representatives; and WHEREAS, the provisions of S.66 have been specifically opposed by the NLC. Transportation and Communications policy committee and the municipal leagues of California, Colorado, Iowa, Maryland, Michigan, Minnesota, Nebraska, Ohio, Pennsylvania, Tennessee, Texas and Wyoming; and 8.66 opposition resolutions are pending before additional municipal leagues, and WHEREAS, S.66 is in direct conflict with the cable communications provisions of the NLC National Municipal Policy, the primary NLC policy document, therefore, modifications must either be made to the existing NLC National Municipal Policy statement on cable communications or NLC's traditional policy in favor of local authority over cable franchises should be reaffirmed via this -- or other similarly formulated -- resolution; and WHEREAS, NLC's continued support of S.66 would isolate the League from its customary public interest partners on cable legislation, including the U.S. Conference of Mayors, the National Federation of Local Cable Programmers,.the National Association of Counties and the Cable Television Information Center; and WHEREAS, the NLC Board of Directors in July recognized that, "There are numerous substantive concerns among cities on various port-ions of the compromise including franchise renewal provisions, buy back procedures and grandfathering of existing franchises and RFPSllj and WHEREAS, S.66 will enable cable operators to renege on ~franchise commitments in terms of services, facil.itie"s and equipment; NOW, THEREFORE, BE IT RESOLVED, by the National League of Cities, ass~mbled at the 1983 Congress of Cities in NewJ' /I~~~~ Orleans, LOUlSlana, as follows: Il (I f~ / Section 1. National League of Cities support for u.S. Senate Bill 66 and House of Representatives Bill 4103 -- and any other similarly formulated federal cable legislation -- is hereby withdrawn until the following modifications are made: 1.'1 That federal cable ,legislation not limit the option of local governments to regulate the rates charged by cable operators for basic service, should cities believe rate regulation is in the pun1ic interest. 1.2 That federal cable legislation not limit the option of local governments to define by negotiation with cable operators the definition of basic service. 1;3 That federal cabLe legislation provide maximum competition in the franchise renewal process with no' presumptlon or expectancy of renewal on the part of the cable operator holding the franchise. 1.4 That federal cable legislation "grandfather" all existing franchises, 'and their terms and conditions and all franchise processes in which a Request for Proposals has been issued; and that federal legislation not apply to renegotiated franchise agreements, signed within six months of enactment. 1.5 That federal cable legislation not provide cable companies with the power to abrogate contractual obligations' based on a unilateral assertion by a cable operator of a significant "change in circumstances" in the cost, marketability, or any cable operator-controlled condition affecting"the availability of any cable service, facility and equipment. 1.6 That federal cable legislation not limit the ~ ability of local governments to mandate public, educational, government, and leased access to cable television. 1.7 That federal legislation protect cities from antitrust liability for compliance with federal law. 1.8 That federal legislation limiting franchise fees not apply to fees, charges and taxes charged to a cable operator as part of a larger class, for example, utility user taxes. Section 2. That Congress is urged to closely examine the potential of federal legislation in the areas of minimuIri technical standards,. minimum cross ownership provisions, corruption of franchising processes, minlmum consumer protection safeguards, minimum third-party access standards and" minimum standards for interconnection. Section 3. That in working with Congress in the whole area of cable communications legislation, the National League, of Cities shall be guided by the principle of preserving existing municipal authority'in the cable communications field, which has greatly benefited the cable telev~sion indust!y, the cities and nation. ;, .,~ URGENT THAT YOU REPLY IMMEDIATELY! -- Please indicate your support for Lakewood's resolution on federal cable tE!levision legislation by filling out this card and returning it to the address below. (xL-'We will support your resolution. /.7' ~. ( ) Please include us in the planning of any floor fight': on behalf of the resolution. .t', ~ ,\ ( ) Please send us details on the Cities for Cable meeting at the Congress of Cities meeting in New Orleans. City City of Chu1a Vista Contact Person Gay1 e McCand1 i ss Tit'le Delegate Address P. O. Box 1087, Chu1a Vista State CA Zip 92012 Telephone (619) 691-5044 Return to: Mayor Paul E. Zeltner City of Lakewood, 5050 Clark Avenue, Lakewood. CA 90712 (213) 866-9771 I{ /I~S-Y '. ~" " :3 ::Jr. - ,'>,. rJ G.C. (Dee) DeBaun . CouncillHcmber oy LAI\~ -l,- - iv.O f...' ....... . '-,.;.., 0 (J :;""",,- ~-"'. 0 ,..l.'; .,......; (....",._-,..... r".--'" -,.;~_ Larry Van Nostwn Council Member ,Ja~que]in{~ Hynerson Vice Jlriyor Robert G. Wagner Council Member OA _\\(- , '(IFOB.\- Paul E. Zeltner J'vlayor October 19, 1983 Dear Colleague: Re: Cable TV Resolution at NLC Congress of Cities Meeting, November 27-29, 1983 ~he City of Lakewood will introduce the enclosed resolution at the NLC Congress of Cities meeting in New Orleans, November 27-29. It is our hope that, by adopting this resolution, the NLC membership will mandate that the NLC withdraw its support for cable legislation based on the NLC-NCTA "compromise" until certain consumer-oriented provisions are incorporated into the bill. Despite our efforts ,to inform members of the House of Representatives, 'that body still cites the NLC compromise as the official stance of cities across the nation. Recent actions taken by the NLC Steering Committee on Transporta~ tion and Communications, and by other municipal organizations, indicate to us that there is a good chance that the NLC position on the legislation can be reversed-~but only if the member cities are united in their opposition to the bill in its present form. Last month, the NLC Transportation and Communications Steering Committee unanimously passed a resolution calling for additional consumer protections in the areas of 'rate regulation, the franchise renewal process, and "grandfathering" of existing franchises. The National Association of Telecommunications Officers 'and Advisors (NATOA) also unanimously approved a resolution advising the NLC to oppose federal legislation that fails to protect the interests of consumers and the rights and responsibilities of local franchising authorities to serve those interests. On Octbbe~ 5, the League of California Cities, unanimously adopted a resolution, which I authored, in oppositi~n to the cable bill. The state leagues of Ohio and Maryland have also gone on record recently in support of a change in NLC policy. '5050 N. Clark Ave., P.O. Box 158, Lakewood, CA 90714 213/866.9771- 213 / 773'296~ II~,,-y' Page Two These developments indicate that there is a good chance that the NLC will reverse its policy if enough cities unite for a floor fight at the Congress of Cities meeting. Since the cable industry continues to wage a campaign of misinformation in claiming that the efforts of local governments would limit the industry's ability to provide more services and that only a few "dissident" cities actually oppose the bill, it is essential that NLC policy officially be changed so that it accurately reflects the position of the membership. It is also important that cities not lose momentum as a result of the introduction of the Wirth Bill in the House. Although H.R. 4103 is a slight improvement over S.66, it contains the same deficiencies with respect to "grandfathering," franchise renewals, rate regulation, and the other items identified in the resolution. Cities supporting the preservation of local authority will . hold a legislative strategy meeting during the NLC Congress of Cities conference, although not as an official part of the conference. For information .about this "Cities for Cable" meeting--and about our resolution--please contact Jim Barnes of my staff, 5050 Clark Avenue, Lakewood, CA 90712, telephone (213) 866-9771. We urge you to support the resolution, and to indicate your support by returning the enclosed reply card to me at the above address. Enclosures y ~~~LJ ;::C/~~ Sincerely, ~L~~r ~ Mayor '[tne~\ PEZ:am Dated u/ A!. f, ~p a:cy .... :. WRITI'EN COM:MUNIC,A:TlONS. r/ 3 CITY .COUNCIL MEETING 11- / - 0, . by the City Council of Chula Vista, California 11- /F-n Dated ^ lit-Sf- y UNITED STATES CONFERENCE OF MAyORS 1620 EYE STREET, NORTHWEST WASHINGTON, D.C. 20006 TELEPHONE: (202) 293-7330 CABLE TELEVISION AND THE PUBLIC INTEREST SEPTEM3ER 1983 ,f /1;7S-!/ TABLE OF CONTENTS Page INTRODUCTION i i PART I DEFINING THE PUBLIC INTEREST IN CABLE TELEVISION 1 PART I I DEVELOPING AN APPROPRIATE CABLE TV POll CY 8 PART I II THE SENATE CABLE BILL: UNSOUND FEDERAL CABLE TV POLICY 11 APPENDI X A . RESOLUTION OF .THE U.S. CONFERENCE OF MAYORS REGARDING fEDERAL CABLE TELEVISION LEGISLATION (June 15. 19B3) 15 i I< IIYSY:- I NTRODUCTI ON Cable television holds enormous promise for improving communications and the quality of life in cities and towns across the country. This potential has begun to be realized in thousands of communities already. But there is a significant threat to existing conditions and future prog- ress in this area. In the past few years, the cable industry has sought federal legis- lation to eliminate or reduce the role of community authorities in the franchising and regulation of cable,television. On June 14, 1983, the Senate passed S.66, which significantly erodes community oversight over cable. , . . ", .. Mayors and other local and state officials, community l'~aders', edu- cators, and many others across the country believe that the approach taken inS.66 is contrary to the pub 11 c i nteres t.! They' be heve that S. 66 serves the cable industry at the expense of the consumer. 1 ", I '\ I :" =" ... ,4 Appropri ate iOfedera 1 cable pol icy is comp 1 ex, ,and i nvo 1 ves many pub 1 i c policy issues that have been largely obscured or overlooked in the Senate. This paper highlights these issues for discussion before the House of Representatives begins cable",television: legislation 'activity.; a,'has been prepa red in three pa rts : ., "l '. Pa rt I Part II Part III - Def~njng-the Public Interest in Cable Television De'/el opi ng an Apphipri ate Federa 1 :'Cab 1 e' TV: Policy The Senate Cable 8"'i11: Unsound'Federal Cable TV ,Policy , " ,,'"., ':,.:, " ,,0;"0 If questions or suggestions arise after reading this paper, please contact Leonard S. Simon, Assistant Executive Director of the U.S. Confer- ence of Mayors, 1620 Eye Street, N.W., Washington, D.C., 20006 (202) 293- 7330. The Conference looks forward to working closely with you in the coming months as the House of Representatives considers the important questions of federal cable legislation. IOn June 15, 1983, the membership of the U.S. Conference of Mayors unani- mously approved a resolution which stated that federal cable television legislation is unnr,cfssary and specifically outlined the most troublesome provisions of S.66. A copy of that resolution is attached as Appendix A. ii PART I DEFINING THE PUBLIC INTEREST IN CABLE TELEVISION 1 A - WHAT IS CABLE TELEVISION? 1 B - WHAT ELSE CAN CABLE DO? 1 C - HOW DOES CABLE TV HELP COMMUNITIES? 1 D - HOW CAN CABLE HELP LOCAL BUSINESSES? E - HOW. IS CABLE TV REGULATED TODAY? F - WHY SHOULD LOCAL GOVERNMENTS HAVE ANYTHING TO SAY ABOUT CABLE? G - DOES CABLE TV HAVE LOTS OF COMPETITION? 1 H - HOW DOES A FRANCHISE FOR CABLE TV GET AWARDED? 1 I - WHAT ARE THE ELEMENTS USUALLY INCLUDED IN A FRANCHISE AGREEMENT? ,J - DO LOCAL GOVERNMENTS "DEMAND" EXCESSIVE SERVICE REQUIREMENTS DURING THE FRANCHISING PROCESS? 1 K - WHAT HAPPENS AFTER THE FRANCHISE IS AWARDED? L - WHAT DOES THE FEDERAL GOVERNMENT DO TO REGULATE CABLE? 1 M - WHAT'S THE UNDERLYING JUSTIFICATION FOR LOCAL GOVERNMENT OVERSIGHT OF CABLE TELEVISION? 1 N - WHAT'S THE EVIDENCE OF ABUSE OF THE LOCAL FRANCHISING AND OVERSIGHT POWER? 1 0 - HOW LONG ARE CABLE TELEVISION FRANCHISES AWARDED FOR? 1 P - WHAT HAPPENS AFTER THAT? 1 Q - BUT ISN'T THIS UNFAIR TO THE EXISITNG COMPANY? ,1 R - OVERALL, HOW ARE CABLE COMPANIES AND CITIES DOING TOGETHER? ~ II 'r':.S"'Y' 2 PART I - DEFINING THE PUBLIC INTEREST IN CABLE TELEVISION ~ I A - WHAT IS CABLE TELEVISION? Cable television is an elec'tronic'highwaY' whih can provide audio, video, and data services to residential ~~bscri~ers, businesse~ and institutions.l 1 .'. .Jf' r; r I B - WHAT ELSE CAN CA~LE DO? " 'j 1_'Jll Cable can also provide interactive services such as security and health monitoring, a'ccess to data' bases, educational opportunities at hpme, h?m,e bankin,g ~nd shoppin~, and ~ne~~y,,~ontro! ,services, These' serVlces are here now and wl,ll~ be 1 nc:reas'l ngly lmportant in the future. ' , " ~ :", I It. ,. " , ( j f I C - HOW DOES CABLE TV HELP COMMUNITIES? "j' j " '. '~ ~ \I ."; ,.. I~ r Cable television can be used to provide an array of public 'services on channel s dedi catedfor pub Ii c:, governnienta-'-:;-educa- tional, and noncommercial institutional access; , On' pub I ic access channels, the public can distribute noncommercial programming on a first-come, fi'r~t-'serVed basis. Ciiiies' and others can use governmental channels' to, provide 'such "services as Job listings, home instruction, health and safety information, and other social services'.' Local schools can provide classroom instruction and other educational programs over educational access channels. The institutional channels can be programmed by lotal'arts and cultural groups, libraries, museums, and similar noncommercial institutions. .' , r; -.! , ,.. . j ,I I',. ~ f" I 0 - HOW CAN ~ABLE HELP LOCAL BUSINESSES? " Another deve I opi ng area for cab I e tel evi si on' is' servi ces for busi nesses. Ins tituti ona I cab I e networks permit the trans fer of information within, betw'een, and among instit\itions. The'types of services available on institutional networks include data trans fer and storage; closed circuit commun i tat ions; facsimi Ie transfer; training and educational programming; tele-conf~rencing; telediagriosis; security systems; 'and environmental systems control. Cable teleyision can create..significant economic, development pos- ,,' sibilitie's'in a community. "The1constructi'on- and maintenance of a cable television system provides purchasing, training, and jOb opportunities for local residents and businesses. Moreover, as the business and institutional uses of cable television develop and mature, communities with interactive cable systems and in- stitutional networks may have a significant advantage in retaining existing businesses and industries and attracting new investments. 3 1 E - HOW IS CABLE TV REGULATED TODAY? Most cable television regulatory oversight occurs at the local level -- in cities, towns, and villages. There is also a small role for the federal government: In a few cases, states have something to say about it too. 1'.F - WHY SHOULD LOCAL GOVERNMENTS HAVE ANYTHING TO SAY ABOUT CABLE? Cable television may not be considered a classic utility, but in almost every case, it is certainly a monopoly. Therefore, there is a'clear interest in public oversight of cable fran- chises. 1 G - DOES CABLE TV HAVE LOTS OF COMPETITION? Not really. The most important measure of competition is market share. Other technologies which cable claims to be in competition with have only a very small percentage of that market share. In some parts of cable franchise areas, entertai'nment services are provided by technologies such as satellite master antenna television systems, microwave systems, subscription television, and movie videocassettes. Direct broadcast satellite systems will also provide entertainment services. All of these other service providers serve targeted and specialized audiences, and they do not offer pUblic services. For the most part, the other services are available only in selected, wealthier 'neighborhoods and, in most cas~s, only to subscribers' in multiple dwelling units. These service providers generally have no capacity for or interest in creating or originating new programming or services; in short, they serve merely as non- creative middlemen which provide conduits for the transmission of entertainment programs intended for national distribution. In contrast to the other service providers, only cable systems have the capacity to offer a wide variety of public and in- stitutional services, including interactive services. Cable operators themselves a re a source of programmi ng, and they provide facilities for the public and others to develop program- ming. Because of the absence of effective competition to cable tele- vision, decisions with respect to the appropriate regulatory framework for cable telev1s1on should not be premised on the notion that there 1S grow1ng compet1t1on 1n the f1eld. Once a person subscr1bes to cable. that person 1S not 11kely to purchase .other services, which require additional .equipment and impose additional costs. Thus,. the existence of other services does not provide a realistic alternative to cable. /~ IIY~ 4 , ,'J' I'.' 1 ~ - HOW DOES A FRANCHISE FOR CABLE TV GST AWARDED? ! :1.' .' '. _' .:' r, '. ,_ I The fi rs t, step ,i n the cab 1 e, franchi sing process usua lly occurs at the loc'al l'evel'. The process is 'initiated either 'by the submission of an application by a company or' bY the issuance of a request for proposals (RFP) by a franchising authority, !.' Aft~r the submission of applications,: the:\"ranchising authori,ty, often assisted by experts, evaluates the applicants and the1r 'PToposa 1 s. The app 1 i cants and the pub 1 i,c have; an oPP9rtuni ty '.to comment on the proposals'and ~he evaluation, ,Af~erpublic comment, the franchising authority targets one\Q~ more appli- cants for negotiations to develop a franchise or lic~ryse agreement. 1 I - WHAT ARE THE ELEMENTS USUALLY INCLUDED IN A FRANCHISi'-AGREEMENT? , - ,,: . -". " " 'The negotiated agreement typically co'ntai'ns provisions 'relating 'to subs'criber services; access services and.faci,lities; insti- .... -,' I .. _, _ ._, tutional services; construction of the system; technjcal fea- tures and performance; rates to be charged for basic service and fran,chise fees to be paid by the franchisee; franch,ise overs ight and regul at i on; securtty, i nsur,an'ceand bond,i ng re- .. - '. '.,' . - -I , quirements; subscriber rights; and renewal procedures', I'... .. . . J ,'_ .. '_ :' 'i; .1 -.;, ) , " '. '. ..', -," .. . +. ' ',' ."'- . , 'I 1 'J -, DO LOCAL GOVERNMENTS "DEMAND" ExCESSIVE SERVICE REQUIREMENTS DU~ING' THE FRANCHISH,JG PROCESS? " ' , ", \. L - .. ' ,-, ". .., ,.', f:' there has been a lot of talk about "local aovernments'asking too.l11uch":,during the franchi~'ing process: '-Mo\tlocal ,govern- ments calJ.fo~basic state-of-the~art packages in the, request for 'proposal., Competition between the cable'co~pa~!es, in the ,franchising process often,brings about respon~esto proposals 'from the cable companies which exceed the cit'ies', inftial re- o ' J ,_ - , '., quests, an example of the marketplace working its will. In final, approval ?~ ad franchise. tho,u,gh, cities try ,to ma~e sure that the' franch1se agreement 1S s,tructured so that cable com- pani es' can de 1 i vel" everythi ng they' p~omi se'. ,. , , , , . -' ,'. ~ j .', , ..IJ '1' K - WHAT 'HAPPENS AFTER THE FRANCHISE IS AWARDED?' . J ",j After the awar9 of the fr,anchise, the franchising, authority has conti nui n9 respons i bi 1 i ty to oversee the impl ementat i on ',and enforcement" of the ter.ins of the, franchi se. 'Many 1 oca 1 ',:, authorities also regulate the -rates to be charged for, basic . subscri bel' 'serv,i ce to proted s'utis'cr'i bel'S from unreasonable rate,iilcreases and ensure proper franchise implement'ation. Bas ic subscr'i bel' servi ce' is defi ned in the' franchi se agree- ment,and u~uaily consjsts of over~the-ajr signals" aCCess serV1ces, and several cable program networks. ;:- Il\,o' ,'. '_ 5 1 L - WHAT DOES THE FEDERAL GOVERNMENT DO TO REGULATE CABLE? Right now, relatively little. In the past decade, the FCC has adopted a' number of rul,es relating to cable television, some of which have been sus- pended. The FCC currently has in effect rules governing the level of franchise fees, cross-ownership of cable systems and other media interests, technical standards, equal employment practices, and record-keeping requirements. In addition, the FCC has adopted rules which apply to programs originated by the cable operator. The FCC also requires cable franchises to register with the FCc", ' In almost every area of existing FCC cable rules, there are on- going rule-making proceedings to consider deleting or modifying particular provisions. Because the Supreme Court has struck down a number of cable rules that the FCC had promulgated in the past, and has narrowed the FCC's jurisdiction over cable, there is some question regarding the FCC's authority to adopt minimum franchise standards. To the extent minimum standards are neces- sary, new federal legislation may be required to empower the FCC to act in this area. 1 M - WHAT'S THE UNDERLYING JUSTIFICATION FOR LOCAL GOVERNMENT OVER- SIGHT OF CABLE TELEVISION? Local governments must be involved in the franchising and regu- lation of cable television to ensure that cable systems meet particular needs of a community and that the public services and public benefits that cable makes possible will be available to all residents, rich and poor, throughout the franchise area. It should be emphasized that cable television, unlike over-the- air broadcast signals, is not automatically available to every- one throughout the franchise area. Because cable television is a de facto monopoly, there are no alternative service providers that have similar capacity for such a broad range of services or public service potential. Without local oversight, cable fran- chises could pick and choose whom they would serve. . Thus, the poor, minorities, and disadvantaged in a franchise area could be excluded from the myriad of benefits, including public ser- vices, that cable television can provide. Many of the potential public services would not be. possible if the system werestruc- tured to serve only selected neighborhoods. Loca lovers i ght is the key to ens uri ng tha t cab 1 e sys tems meet the communications needs and interests that are unique to each' locality. The local franchising process, which is administered ~ I/)I'f,/ 6 by 1oca1 officials and which permits the free flow of informa- tion between local officials and the public, is the most approp- riate framework for negotiating franchise standards that best serve' the' c'ommunity initially and through'outthe franchise term. Local franchise standards are also most effectively enforced at the local level. Local officials can re'spond; on a knowledge- abl'e basis, more quickly to subscriber complaints, problems wi th frarichi se comp 1 i1m'ce', and problems ra i sed by the, franchi se. 1 N - WHAT'S THE EVIDENCE OF ABUSE OF THE LOCAL FRANCHISING AND'OVER- SIGHT POWER? There is no, pervasive pattern of abuse by' lo'cal governments of th~franchising and oversight of cable tel~vislon. 'en the con- trary, it is this basic oversight power which ensures: that the implementation of the franchise is being done properly and con- sist~nt with the public interest. ' 1 0 - H'OW'LONG ARE CABLETELEVisrON FRANCHISES AWARDED FOR? Usually about 15 years. 1 P - WHAT HAPPENS AFTER THAT? Like any lease or contract, they expire and have to be renego- tiated or the parties are free to seek other arrangements. Under existing circumstances,'a city can seek' another company or negotiate conditions for renewal with the existing company: '. , . , , " 1 Q ~ BUT ISN'T'THIS UNFAIR TO THE'EXISTING COMPANY? Some cable companies would like a "presumption or' expectancy" of renewal to provide' long-term security and to shield them from competition with other cable companies during the renewal process. Theywould like the "burden of proof" to be on the local govern- ments to prove that in one area or another they did' not perform adequately. This could lead to lengthy court proceedings.' Cable companies are protected by the fact that considerable profit has 'been accumulated in those 15 years to ensure' return on invest- ment when the franchise expired. Competition must be the standard by which the renewal process is undertaken. However, even under the current system, most franch,ises are renewe'd. " \ 7 1 R - OVERALL, HOW ARE CABLE COMPANIES AND CITIES DOING TOGETHER? Overall, cable companies and cities are doing well together. Cable companies are getting the franchises, beginning to bring about the wiring of America. Cities are enjoying the service and the entire community is enhanced by the promise of this technology. Generally, both sides have conducted themselves well. Given this fact, it is fair to conclude that the case for federal legislation in this area which impacts this deli- cate relationship has not been made, I? /1 Y-SIj- , " 1..- " '-, :.~'~ -~~: J" i ,...f. ......'1 .(' ' ~I ]' ..;,,')_' '1-" .f!' ,'. . ~,,'1 'l ~ r" t,"; j j I Jr, .' , J - ; ." PART II ' - , t. ',:-" ',. I ~J < DEVELOPING AN APPROPRIATE CABLE 'TV POLICY ~ : " ... " _ _, .;'_ ..' '('I: r.jr, - J .... .,. ,; . . if'; ,", ",,-, '._. ,r _ J. ,"; . I I j' .~: '1, " C I ";. ~..~ t ,l, 'j I., ;., ,r, . II A - IS FEDERAL LEGISLATION INJTHE~CABLE:'TELEVISIDN AREA A BAD IDEA? II B - WHAT HAS BEEN THE EFFECT OF THE ABSENCE OF FEDERAL LEGISLATION TO DATE? II C - HOW COULD A NATIONAL LEGISLATIVE INITIATIVE BE HELPFUL? II D - HOW COULD A NATIONAL LEGISLATIVE INITIATIVE BE HARMFUL? AND, TO WHOM? 11 E - WHAT COULD BE AN APPROPRIATE COURSE OF ACTION FOR THE HOUSE WITH REGARD TO CABLE LEGISLATION? 8 9 PART II - DEVELOPING AN APPROPRIATE CABLE TV POLlCY II A -IS FEDERAL LEGIS.LATION III THE CABLE TELEVISION AREA A BAD IDEA? It is if the legislation is as broad and comprehensive as that contemplated by S.66. Legislation which reaches down from the federal level to the local level, substantially alters negoti- ated conditions and wounds the integrity of contractual rela- tionships is a bad idea. Defining a federal policy towards cable and establishing some broad criteria is not necessarily a bad idea if it avoids major pitfalls. But the case for a broad, sweeping federalization of cable policy has certainly not been made. II B - WHAT HAS BEEN THE EFFECT OF THE ABSENCE OF FEDERAL LEGISLATION TO DATE? The cable industry has flourished to become an industry with over $8 billion in assets, with each year's growth expanding over 60% from the year previous. Localities are negotiating and re- newing franchises across the country and most franchises -- almost 98% -~ are being renewed. II C - HOW COULD A NATIONAL LEGISLATIVE INITIATIVE BE HELPFUL? Federal legislation could be helpful to the users and viewers of cable TV if it established minimum standards and clearly set a foundation for communications policy in areas of national interest such as available channel capaCity through leased access, guidelines for cross-ownership rights of cable systems and other media interests; technical standards to ensure high quality service and no signal interference; and the intercon- nection of cable systems from city to city and state to state. II D - HOW COULD A NATIONAL LEGISLATIVE INITIATIVE BE HARMFUL? AND. TO WHOM? ' A comprehensive federal initiative which removed a significant role that cities play in protecting and representing consumer concerns and interests would be harmful. Without an important regulatory role, consumers -- from the business community, non- profit groups, provi ders of security, hea lth and pub 1 i c serv ices to the everyday viewer of cable TV -- would have nowhere to turn without the help and representation of cities. Subscribers could have unreasonable and unjustified increases in basic tll'fS-jt- 10 service rates; users now considered rightful users of cable channels could be discriminated against and denied access. Franchise provisions carefully negotiated at arms-length with franchise applicants in order to reflect specific local needs could be destroyed by one nationwide standard that could not be exceeded. 11 E - WHAT COULD BE AN APPROPRIATE COURSE OF ACTION FOR THE HOUSE WITH REGARD TO CABLE LEGISLATION? Three.steps should be considered: 1. The Congress should carefully examine the need for legis- lation at this time -- is there documented evidence of abuse of local authority? Is there a better structure in which the public and consumers can be represented in the franchising and operation of cable TV? 2. Strong policy foundation should be established outlining national interests and possibly establishing minimum requirements that ensure such policies may be~plemented. '3. The Congress should assess if some legislative initiatives in the area of cahle TV are not better 'left 'until the industry has grown more, potential-competition has clarifi~d, and consumers have had the opportunity to understand the impact of legislation upon their ability to view, use, and pay for cable TV. 1- PART II I THE SENATE CABLE BILL: UNSOUND FEDERAL CABLE TV POLICY III A - WHY ARE CITIES OPPOSED TO S.66, THE CABLE TELECOMMUNICATIONS ACT DF 1983? III B - WHAT ARE THE MAIN PROVISIONS CONTAINED IN S.66 WHICH ARE PARTICULARLY DIFFICULT FOR CITIES? III C - SHOULD CABLE RATES BE DEREGULATED AND CABLE COMPANIES BE ASSURED OF SOME MINIMUM.ANNUAL RATE INCREASE, AS IS CON- TAINED IN PROVISIONS OF S.66? . III D - DO CABLE COMPANIES NEED THE FEDERAL GOVERNMENT TO PROVIDE SAFEGUARDS TO ASSURE FRANCHISE RENEWAL? III E - SHOULD EXISTING FRANCHISE CONDITIONS BE NULLIFIED OR GRANDFATHERED? III F - SHOULD A CITY BE ALLOWED TO REQUIRE PROTECTION IN THE FRANCHISE AGREEMENT FOR LEASED ACCESS? III G - WHAT ARE THE CITIES OBJECTIONS TO PROVISIONS OF S.66 WHICH MANDATES PROCEDURES IF A MATERIAL BREACH OCCURS? III H - HOW, OVERALL, IS S.66 ANTI-COMPETITIVE? H I I - HOW DOES S. 66 HURT CONSUME RS? 11 I< 11'r.5"'1- 12 PART III - THE SENATE CABLE BILL: UNSOUND FEDERAL CABLE TV POLICY III A - WHY ARE CITIES OPPOSED TO S.66, THE CABLE TELECOMMUNICATIONS ACT OF 1983? The bill, as passed by the Senate, would drastically reduce the authority of local governments over the negotiation of franchise agreements and the monitoring of those agreements. This interference by the federal government would effect not only current and future negotiations, but would rewrite al- ready existing franchise agreements which are the product of good faith bargaining, by cities and towns around the nation. III B - WHAT ARE THE ~~IN PROVISIONS CONTAINED IN S.66 WHICH ARE PARTICULARLY DIFFICULT FOR CITIES? . Cities generally believe that the case has not been made for . cable legislation. But should legislation. go forward, it could be particularly difficult to cities to accept pro- visions, such as those in S.66 concerning: . rate regulation; . franchise renewal; . grandfathering; . third party access; . material breach; and . basic service definition. , . III C - SHOULD CABLE RATES BE DEREGULATED AND CABLE COMPANIES BE ASSURED OF SOME MINIMUM ANNUAL RATE INCREASE, AS IS CONTAINED IN PROVISIONS OF S.66? Cities should have'the power to protect the right of their citizens to a fair rate for a service for which there is no comparable alternative. A franchise does create an effective monopoly and rate increase requests afford an opportunity for the city, as franchising authority, to discuss the justifica- tion for the increase and the quality of the service being provided, and the company's record in implementing the fran- chise. Not all cities regulate rates or regulate them in the same way. But it is an important option and the choice to use it should remain available at the local level. L_ 13 III 0 . DO CABLE COMPANIES NEED THE FEDERAL GOVERNMENT TO PROVIDE SAFEGUARDS TO ASSURE FRANCHISE RENEWAL? No, the vast majority of franchises are renewed. There is no evidence of local abuse to justify the broad sweeping intrusions embodied by S.66. Many franchise agreements already contain processes and criteria for renewal. The presumption of renewal contained in S.66 removes the competitive environment necessary for the initiation of meaningful discussions to upgrade a system. Franchises frequently have a 15 year duration or more. The cable in- dustry is subject to rapid technological advancement at this time. It is inappropriate for the federal government to deny cities the ability to negotiate modernization of a system, to guarantee that city residents receive state-of-the-art service. If there is presumption of renewal, there is no incentive for an operator who has been granted an effective monopoly to invest in upgrading. The cable company should prove that renewal is justified, there should not be any right to de novo review by the courts, and the federal role should be llmited to promulgating renewal procedures not dictating criteria for renewal. III E - SHOULD EXISTING FRANCHISE CONDITIONS BE NULLIFIED OR GRAND- FATHERED? 'S:66 abrogates many existing franchises prOV1Slons. All existing franchises, their terms and conditions, and processes where an RFP has been issued or franchise applications have been accepted should be grandfathered. Cities negotiated in good faith over a long perid. The sanctity of negotiated contracts should not be violated. ' III F - SHOULD A CITY BE ALLOWED TO REQUIRE PROTECTION IN THE FRANCHISE AGREEMENT FOR LEASED ACCESS? Yes, S.66 now would allow such protection for public, education, and government channels, but offers no protection for third party leased access. Soon, shopping and banking services may be commonly available over cable. It would be unfair to sub- scribers to allow the possibility of the cable operator dictating which provider of such services would be able to use the cable system. The primary reason to, require nondiscrimin- atoryaccess is to ensure that service providers who offer services that compete with those of the franchisee or its sub- sidiaries or affiliates cannot be unreasonably denied access in order to prevent competition. I< IIIIS"'P 14 . , - ~ , . ',. .' " ,'." , III G - WHAT ARE THE CITIES OBJECTIONS TO PROVISIONS OF S.66 WHICH' MANDATES PROCEDURES IF A MATERIAL BREACH OCCURS?- . , . ~. .", ' . . Cities and cable operators should be.able to establis'h in the franchise agreement the .purchase price of the 'system in .the event ,of a inaterial breach by the operator. Thede novo court ~eview upon termination for breach should not be----- ,required. . , II I H HOW, OVERALL, is S.66 ANTI-COMPETITIVE? ,'.. II I 1 . . . t S.66 has 'several anti -coinpet'i ti ve aspects. ,The presumption ,J .. o~ renewal severely restricts the ability of the franchising authori ty to cons i der any othe,r proposals. Thi swill di s- courage potenti a 1 competit6'rs from submitti ng proposal s. Without competition in the renewal process, the.franchising authority has little leverage in obtaining necessary revis- iDns,inthe franchise agreement or t~e upgrading of the existing system" and the in'cumbent 'operator has' 1 ittle incentive to offer such provisions. . ' .. I" I -, '. <: :. " Further, S.66 contains no provision a11owingmu'nicipalities to require the franchisee to make capacity available to commerci a 1 ,thi rd-P\ll'~ty users ,on a nondi scriI]1i natory bas is., Nondiscriminatory access ensures that service providers who offer services that compete with those of the franchisee or its affiliates cannot be unreasonably denied access. ..1 . ,_ Milking leased, access di,scretionary with the franchisee may ultimately reduce"the diversity of; services available to subscribers.' . III I - HOW DOES S.66 HURT CONSUMERS? Cable teJevision is important ,to consumers because of the variety of information and public' services which it can provide. Local governments have been involved in cable television to protect the interest of all consumers in obtaining those public services. The prohibition ohbasic ~~ service rate regulation, the anti-competitive' aspects of S.66" preclude ,effective policing of unf~i~ mar~~t b~havior. 'Since S.66 does not substitute any presence for th~ rQ 1 e performed by 1 oca 1 governments, consumers wi 11. have " no.governmental authority' to address' the public service aspects of cable television. The' U.S, 'Conference',of Mayors believes that S.66 will impede the development '01' cable television as a public communications resource available to all residents at a reasonable price. . . APPENDIX A RESOLUTIONS ADOPTED Fifty':'First Annual Conference Denver, Colorado June 11-15, 1983 UNITED STATES CONffiRENCEOFMAYO~ 15 ~ //9-~jL Transportation and Communications Federal Cable Television Legislation and the Cities VVHEREAS, cable tele\1sion is an important communications and information technology for the nation's cities; and WHEREAS, pro\1sion of cable tele~sion sernce has already proven t.o be a valuabl~ sen1ce to hundreds of communities across the country, and holds great potential promIse to all CItIes m the Untted States; and VVHERLAs, the cable tele~sion industry is thri~ng and growing in the United Stat,:", with large return on investment and likelihood of even more considerable profit in the future; and . . VVHEREAS, local governments have had the responsibility for franchising cable tele~sion systems in their cities and for overseeing the implementation of those franchises once awarded; and 'WHEREAS, cable tele~sion, because it will likely enjoy exclusi\1ty within a community and will be the only telecommunications medium v.1th a direct link to the homes of citizens v.1th its facilities traversing the public's property; and \VHEREAS, the presence of a strong local government role in overseeing of franchise agreements has work- ed to ensure that contractual obligations are carried out and the public interest served; and \\'HEREAS, the best approach to franchising, qversight of the franchise, and resolution of problems which may occur from time to time in carrying out franchise elements, has been the direct negotiation be- tween local governments and cable companies, unfettered by the presence of third parties; and \\'HEREAS, local governments, recognizing the need for and success of direct relationships between cities and cable companies, have sought to discourage unnecessary involvement in these matters by the Con- gress and the Courts; and \\'HERI.AS, cities, working together and with a broad coalition of concerned interests including represen- tath'es of labor, education, consumers, telecommunications, rural and utility interests, have helped to defeat in recent years broad attempts to remove local governments from their central role in the cable tele\1sion process; and \\'HEREAS, federal cable tele~sion legislation is again being considered by the Congress: with legislation pending before the full Senate and hearings having commenced at the Subcommittee level in the House of Representatives; and \\'HEREAS, there is a possibility that a strong, bi-partisan effort will be made by the Congress to enact federal cable television legislation in the coming months: and VVHEREAS, the proposal currently pending before the full Senate is an improvement over the versions which preceded it, and VVHEREAS, members of the House and Senate who have worked closely with the nation's cities in a broad variety of areas, fully understanding the traditional and appropriate opposition of local governments to such legislation, will be looking to the nation's mayors for leadership and direction in improving whatever proposals for forthcoming, NOW, THEREFORE, BE IT RESOLVED that the U_S. Conference of Mavors reatrmns its ~ew that federal cable television legislation restricting the traditional responsibilitie; which have been exercised by local governments in this area is not appropriate; and BE IT FURTHER RESOLVED that if federal cable tele~sions legislation continues as a possibility, that the U.S. Conference of Mayors shall work to ensure that, to the extent possible: . federal cable legislation not limit the option of local governments to regulate the rates charged by cable television companies for basic sernce, should cities believe it in the public interest; federal cable legislation not limit the option oflocal governments to defme by negotiation with cable tele~sion companies the definition of basic sernces; . 16 federal cable legislation provide maximwn competition in the franchise renewal process with no preswnption or expectancy of renewal on the part of the cable company holding the franchise; federal cable legislation "grandfather" all existing franchises, and their terms and conditions and all franchise processes in which a Request for Proposal has been issued: and that federal legislation not apply to renegotiated franchise .agreements, signed within six months of enactment; federal cable legislation not provide cable companies with the power to abrogate contractual obliga- tions based on a unilateral assertion of a significant change in circumstances; federal cable legislation not limit the ability of local governments to mandate public, educational, governmental, and leased access to cable television; federal cable legislation not limit the ability oflocal governments to negotiate the purchase price of a cable system if there is a material breach in the franchise agreement; federal cable legislation not deftne franchise fees to include taxes, fees, or other assessments, impos- ed by the franchising authority or other governmental authorities on cable system operators or cable subscribers; and BE IT FURTHER RESOLVED by the U.s. Conference of Mayors that Congress is urged 10 closely examine the possibility of federal legislation in the areas of minirnwn technical standards, minimwn privacy stan- dards, minirnwn cross ownership provisions, minirnwn third party access standards, and minimum standards for intercorinect:ion; and BE IT FURTHER RESOLVED that in working "~th Congress in the whole area of cable tele\~sion legislation, the U.s. Conference of Mayors shall be guided by the principle of presen~ng existing municipal authority in the cable tele\~sion fteld, which has greatly beneftted the cable television industry, the cities, and the nation. . . . . . . 17 !( IIl/SY I' .'j 1 " ADDITIONALIBACKGROUND'MATER~ALS* " . l. " *Not included in original draft of U.S. Conference of Mayors publication. .r , ' r 'I -,' j"! ~ '... ;.aJ It ~GJ S ~ E · ...-4 ~ ~ IE l o fi) u ~ ~ Q) r--4 ~ U .s Q) r:n o r--4 '0 -+-J "'C ~ r:n Q) . ...-4 .~ o " . .... 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Cll 0 ~..s:: >. 0::1 <.l ::fa: ~ W . 1:05 1;0 t>.C~ oJ! ... ~ - - Q,l"'O..c:: ~ 13 Q,l...J <r> alE-:a:c ov-'"l .t; ~~ <-nEE- ~~ oXw ~~~:r.;;: ~ 8-:; ~ ci -g ~o:: "g M b.D~~ al :i; ~ ii .1M '?: ~ g ~, g ~ ~ 1:";C ~ ~ ;::.s ~ 8 '0 ~.S 'c... <.> 0. <f.I C -5 g, ;:0 ;1:."::: <:...0 Jl __.... _... !2.1! jS!!, .' '.,.; "..' I Principal Author: Mayor Paul E. Zeltner, Lakewood < , ADOPTED UNANIMOUSLY- October 5, 1983 - AT ANNUAL BUSINESS MEETING 11. RESOLUTION RELATING TO 'THE PROTECTION OF LOCAL AUTHORITY, AND CONSUMER INTERESTS IN CABLE LEGISLA nON Referred to: Committee on Administrative Services WHEREAS,. provision of cable television service has proven to be a valuable service to hundreds of communities across the country and holds great promise to all cities in the United States; and WHEREAS, a large percentage of cable television franchises' in California will be coming up for renewal in the next five years; now, therefore, be it RESOLVED, by the General Assembly of the League of 'California Cities assembled in- Annual Conference in San Francisco, October 5, 1983,' that the League oppose federal legislation on cable television unless it meets the following needs of California's ciUe's: . 1 * at the time of franchise renewal cities be able to obtain reasonable upgrades of system hardward to "state-of-the-art" standards, be able to refuse renewal to an operator which. has given poor service during the life of the franchise, and thlit any court review of renewal or nonrenewal be the same as that accorded other legislative decisions; I * that the legislation protect cities from antitrust liability for compliance with federal law; . , * that all existing franchise commitments be grandfathered; * . that local and state governments not be limited in their option to regulate the rates charged by cable television companies for basic service, should they believe it to be in the public interest; , * that any limitation- on franchise fees not apply.to fees, charges and taxes charglld to or through a cable operator as part of a larger class, for example, utility user taxes; . I * that federal cable legislation not restrict the ability of cities to require public, educational and governmental access to cable television; and I * that cable companies not be provided with the power to abrogate contractual obligations based on a unilateral assertion of a "significant change in circumstances"; * that local government not be restricted from municipal ownership and operation; and be it further RESOL VED, that the League introduce a resolution at ,the National League of CIties .Congress of Cities which requests the National League to modify its cable television policy to. the extent it is inconsistent with. the points brought forth in! this resolution. . , , o.\J~';'!"...o .,.."i') -:: .' ~~.t'.:A.c. * - ~ : ;"..~~ * ~ .~.: ~A:" ......! ~. .). ~ . . ./IVANCe.' CITY OF TORRANCE 3031 TORRANCE BOULEVARD. TORRANCE CALI,ORN'A 90503 .JIM A.RMSTRONG. ......VDA TCLEPHONE [%13) 328-5310 September 2, 1983 Honorable Timothy E. Wirth Chairman Subcommittee on Telecommunications House of Representatives 2454 Rayburn Building Washington, D.C. 20515 Re: CABLE TELEVISION LEGISLATION Dear Congressman Wirth: The members of the Torrance City Council and I are gravely concerned about some of the provisions of S. 66, the Goldwater Bill, which if adopted by the House, will seriously erode the benefits of the franchise which we awarded to Group W Cable last year. Your attention is particularly directed to those provisions which permit a cable operator, where there is a "significant change in circumstances", to delete (subject to arbitration) required services, facilities or equipment which are "economically, technically, or otherwise impracticable." (S613(d) (e)) It is the intent of the Senate that changed circumstances includes a "significant increase in the cost of providing a particular service, facility or equipment." (Sen.Com.Rpt. p. 29) This changed circumstances provision also has a pervasive effect on public, educational and governmental access obligations in existing franchises. In accordance with the NLC-NCTA compromise, subsection (f) was added to Section 613 to validate provisions in existing franchises requiring programming, services, facilities, equipment and channels for access use. But the validation is nullified by the changed circumstances rule. Subsection (f) reads: "Notwithstanding the preceding provisions 6f this section, in any case in which a franchise agreement in effect on the date of the enactment of the Cable Telecommunications Act of 1983 requires the cable operator to provide particular programming, services, facilities, cable related equipment, or channel capacity for access uses, such requirements, subject to subsections (d) and (e), shall remain in effect for I- /I '-/ s-y the term. of the franchise and in accordance with the provisions thereof." (S613(f), page 27, lines 13-21) [emphasis added] The Senate Committee Report, referring to access provisions in existing franchises, states that "The committee does not intend to void these agreements and has specifically grandfathered them in section 6l3(f) for the term of the franchise." (p. 28). But notice that what the right hand granteth (the grandfathering of provisions for access uses) the left hand taketh away. The changed circumstances rule of subsections (d) and (e) overrides the access grandfathering provisions, thereby rendering the access provisions i 11 usory ~ We urge you to reject this changed circumstances escape provision. The Senate would change the rules of the game after it has been played. Nearly every major and medium-sized city in the United States, including Torrance, has already awarded a cable television franchise and executed a contract with a cable operator. Typically, the award is made after a comparison and evaluation of the promises made by the competing cable companies, usually with the help of an independent expert - the Cable Television Information Center (CTIC) in Torrance's case. To apply the .changed circumstances" rule now after the franchising process is completed would be to retroactively alter our and other franchises. Retroactive alteration of the franchising contracts is unjustified. The Torrance City Council chose Group W from among five cable applicants after a long, fair and democratic process involving extensive public hearings. A record of that process is enclosed herewith.* (Our neighboring cities of Gardena, Lomita, Hawthorne and Lawndale went through a similar procedure. A history of Gardena's award process is also enclosed~) The procedure and the desires of the City were spelled out in advance in the request for proposals (RFP), which even included a draft of the proposed franchise ordinance-agreement. The requirements of the RFP were fair to the cable industry, whose members helped our staff and CTIC write it and they were given the opportunity to comment thereon in advance of issuance. The Congress is not restricted by the Federal Constitution, as are the States, from impairing the obligation of contracts. However, a simple justice requires that the Congress recognize the moral imperatives in the contracts clause and abandon them only where there are emergencies or very strong overriding reasons, which is not the case here. The cable companies were and are sophisticated and well armed legally. They made competitive proposals which were accepted, evaluated and contracted for by the franchising cities in good faith. It is unconscionable to enact legislation now permitting them to repudiate the promises made in their proposals which were the bases on which the cities awarded them their franchises. The fear *Enclosures not included in appendix to USCOM material. 2 of the cable companies that they may have offered too much is not sufficient grounds for avoidance of their obligations. Group Wand the other cable companies of the nation do not need a statutory provision to protect themselves from a legitimate excusable'.failure of'performance. Where performance is indeed impossible, as where a particular service, facility or equipment is unavailable, adequate remedies exist under the common law to relieve them of their obligation. Where performance is not impossible, but extraordinary circumstances make performance so vitally different from what was reasonably to be expected as to alter the essential nature of'that performance, a court may grant relief. And where, after a contract is made, a party's performance is made impracticable without his fault by the occurrence of an event, the non-occurrence of which was a basic assumption on which the contract was made, his duty to render that performance. is discharged, unless the language or the circumstances indicate the contrary. (Rest. Contracts 2d S261) In any event, if the House accepts the concept of such escape provisions (which we hope it does not do), Section 613(d) should be amended to provide that a cable operator can renege on its obligations because of a change in circumstances only where it can show that failure to obtain such relief would reduce its overall net profits derived from the system below an acceptable margin. Such margin should be equated with the fair return on a fair valuation test used historically in setting the rate of return for public utility companies. A franchise should be considered as a totality. The cable operator can be expected to make more money than expected on one part of the system or one service and to lose money on another part and on another service. But accepting the duty of providing certain required services at a loss is the correlative of the right to make an overall profit. 5.66 reads in its entirety as a set of commandments restricting the authority of cities and counties over cable TV, rather than being a bill deregulating the industry. The Congress in adopting a national cable policy ought not to merely negate the regulatory power of local governments but should impose affirmative duties on cable operators to ensure that the people obtain top-grade cable service and encourage .local governments to help the cable industry achieve its public service potential. For example, the Goldwater Bill makes renewal of a franchise almost a foregone conclusion. It is stated therein that "the franchising authority shall grant such renewal or other extension unless it finds that ... (3) the facilities to be provided by such operator, including facilities for governmental access, are unreasonable in light of the community need for and cost of such facilities: ..." (S609(a)). The franchising city has the burden of proving such need and cost to the satisfaction of a reviewing 3 ~~y" / court exercising its independent judgment. (S609(e)) We submit that, instead, the Bill should require the cable operator, as a condition of renewal, to show that it has constructed or will construct a "state of the art" system within the realm of technical and economic feasibility. In many cases cable operators continue milking a 12-channel "cash cow" system for the life of a franchise and expect to do so through a renewal period without upgrading the system. Section 609 as presently written would be of little.help to a city government in obtaining requisite technological benefits for its citizenry. The Senate's goal of spurring competition in the tele- communications industry is laudable. But we fail to see how depriving local governments (as well as the Federal and State governments) of their rate regulation authority.' increases competition, assists technological progress or lowers prices. Assuming that cable operators will have increased profits in a deregulated setting, there is no assurance that they will use those extra monies to upgrade their systems and otherwise increase their competitive edge to the benefit of their communities. On the contrary, the deregulation provisions of Section 607, taken in conjunction with the all but perpetual franchise renewal provisions of Section 609, will have the opposite result by depriving cities of their leverage in bargaining with the cable operator at renewal.time for an upgrading of the system. (The California Legislature has already deprived its local governments of their authority to regulate rates, but this law may be modified or repealed in the future.) S.66 is obviously deficient in its failure to confer an exemption from the anti-trust laws on franchising cities and counties. The Boulder case has raised the specter that duplicate cable franchises may have to be awarded to enable franchising authorities to avoid liability. This is obviously wasteful and contrary to the interest of the industry as well as the public. There can be no .effective national .cable policy until an exemption is granted to local governments. Although there are other bills in the Congress dealing generally with the subject of the anti- trust liability of local governments, we hope that you will address the specific issue re cable TV in your bill. It has been widely reported that you consider leased access. to be a vital part of a national communications policy. We agree; it would ensure diversity for the viewing public. A franchise gives the cable operator a de facto monopoly. A leased access requirement would keep cable operators from exclusively tying their own programming services into their carrier facilities, thereby unfairly locking out competing programmers. In conclusion, we request that. your changed circumstances provision of S. 66 instead, make the cable industry perform Committee exclude the from your cable bill and the obligations it assumed. 4 "., in obtaining its municipal franchises and affirmatively require it to use its monopoly position for the common good. submitted, JA:asb J<.. II'TSr- An advisory resolution of the ~:ational Association of Telecommunications Officers and Advisors (NATOA) to the Board of Directors, the Transportation and Communications Policy Committee, and the members of the National League of Cities (NLC) regarding pending federal cable television legislation. wHEREAS, local and state governments have tradit10nally awarded and regulated franchises for cable television systems in order to ensure the provision of efficient cable services at reasonable rates to residents; and WHEREAS, NATOA is an affiliate of the NLC and has an obligation to advise the Board of Directors, the policy committees and individual members of the National League of Cities in areas of NATOA's expertise; and WHEFEAS, S.66 compromises the protection which existing franchise agreements and local franchising authorities provide to cable consumers; NOW, THEREFORE BE IT RESOLVED that NATOA strongly advises the National League of Cities to oppose S.66 and any similar pending federal legislation that fails to protect the interests of cable consumers and the rights and responsibilities of local franchising authorities to serve those interests. Adopted unanimously by the NATOA membership SEPTEMBER 27, 1983 I< II Y-S'l