HomeMy WebLinkAboutReso 2004-386
RESOLUTION NO. 2004-386
RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
CHULA VISTA ADOPTING THE CITY OF CHULA VISTA
CAFETERIA BENEFITS PLAN FOR 2005
WHEREAS, the Internal Revenue Code requires that employers offering cafeteria plans
under Section 125 have a written plan document and that the employer adopt the plan document
annually; and
WHEREAS, in June of 1998, Council authorized updates to the City's flexible benefit
plan in compliance with Internal Revenue Service guidelines; and
WHEREAS, the document attached for formal adoption is the result of the meet and
confer process, and the 2005 Plan Document has been updated to reflect the 2005 beginning Flex
Plan amounts, current health and dental plan options, and other changes to comply with current
IRS regulations related to Section 125 Plans (i.e., definition of qualified change in family status
and access to plan while on FMLA (Family & Medical Leave Act) leave.
NOW, THEREFORE, BE IT RESOLVED the City Council of the City of Chula Vista
does hereby adopt the City of Chula Vista Cafeteria Benefits Plan for 2005 as set forth in
Attachment A, attached hereto.
Presented by
Approved as to form by
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. ~ R ki
Marcia as n
Human Resources Director
CA-1\A&~
Ann Moore
City Attorney
Resolution 2004-386
Page 2
PASSED, APPROVED, and ADOPTED by the City Council of the City ofChula Vista,
California, this 14th day of December, 2004, by the following vote:
AYES:
Councilmembers:
Castaneda, Davis, McCann, Rindone and Padilla
NAYS:
Councilmembers:
None
ABSENT:
Councilmembers:
None
¿;¿d¿
ATTEST:
--=-- W~~
Susan Bigelow, MMC, Cit lerk
STATE OF CALIFORNIA )
COUNTY OF SAN DIEGO )
CITY OF CHULA VISTA )
I, Susan Bigelow, City Clerk of Chula Vista, California, do hereby certify that the foregoing
Resolution No. 2004-386 was duly passed, approved, and adopted by the City Council at a
regular meeting of the Chula Vista City Council held on the 14th day of December, 2004.
Executed this 14th day of December, 2004.
r ~, ð
~, ) A . t ?~ JJ
Susan Bigelow, MMC, City lerk
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City of Chula Vista
Cafeteria Benefits Plan
This is a Cafeteria Plan of benefits for City of Chula Vista employees and is intended to
qualify under Section 125 of the Intemal Revenue Code.
ELIGIBILITY FOR PARTICIPATION
This Plan is for the exclusive benefit of employees of the City of Chula Vista.
Eligible employees are defined as individuals who are:
1. Directly employed by the City of Chula Vista, and
2. Working in a part-time or full time benefited status. Hourly employees are
not eligible for this plan except for School Site Coordinators under the
STRETCH Program.
Coveraee under Familv and Medical Leave Act
Employees who are on approved leave, with or without pay, under the provisions of the
Family Medical Leave Act (FMLA), are entitled to full access to their flexible benefit plan
during their absence. If an employee fails to return to work after such leave for any reason
other than the serious illness of the employee or the family member for whom the leave
was granted or through no fault of the employee, they will be required to pay all flexible
benefit plan monies paid to them, or on their behalf during the absence.
Coveraoe While on Leave of Absence with Benefits
Employees who are authorized to take leave with benefits (e.g., Military Leave as approved
by the City Council and disability leave pursuant to memoranda of understanding
provisions) will continue to be covered under the flexible benefit plan until expiration of
leave.
Employees who are on an approved unpaid leave of absence for their own disability or
illness, beyond the 12 weeks allowed under the FMLA will continue to have their health
insurance and their basic life insurance premiums paid by their Flexible Benefit Plan.
Coveraee While on Leave of Absence without Benefits
The Çity of Chula Vista does not pay for an employee's benefits if the employee is in an
unpaid status for any reason than those indicated above. The employee may choose to
continue their health, and certain optional benefits coverage at their own cost thrpugh the
COBRA continuation plan until they retum to work or for the designated length of time as
determined by the City of Chula Vista. If the premiums are not paid, the coverage will be
canceled the first day of the month following the employee's last paid time. Coverage will
be reinstated immediately upon the employee's retum to work, or the first of the month
after their retum if premiums were not paid during the employee's absence.
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PLAN YEAR
The Plan Year is from January 1 to December 31 of each year.
ELECTIONS
Election of benefits must occur dUlÌn9 the open enrollment period prior to the start of each
Plan Year or, in the case of a newly hired empioyee, within 30 days from eligibility date.
Enrollment Forms
Elections must be made in writing on formslworkbooks provided by the Human Resources
Department/Risk Management Division. An authorization form must be signed by
employees to allow for necessary deductions from their paychecks to provide the benefit
coverage selected. In addition to the benefit election forrn (if applicable), the employee
must also complete and sign all appropriate applications and enrollment forms for the
specific benefrts selected.
Default Enrollment
Miscellaneous Employees
If an employee fails to complete the election of benefits prior to the start of the Plan Year,
that employee will automatically be enrolled in their previous year's Health Insurance Plan
(including any dependent health offset). If not available, Risk Management will enroll the
employee in a comparable plan. The remainder of the annual allotment will be placed in
the taxable Cash Payment option. In the case of a new hire or newly eligible employee,
failure to tum in the completed forms within 30 days from eligibility date will result in
automatic enrollment in the least costly health plan made available by the City and the
remaining funds will be placed in the taxable Cash Payment option.
Safety Employees
If a Police Officers Association (POA) and Intemational Association of Firefighters (IAFF)
represented employee does not complete enrollment within the open enrollment period,
medical, dental andlor optional life insurance benefrts will remain unchanged. If the
employee is making any changes to his or her medical and/or dental coverage, or re-
electing payroll deduction MyFund Flexible Spending Accounts (FSAs), a Benefits
Workbook and Election Form as well as necessary enrollment/change form must be
submitted.
Effective Date of Coveraoe
The elections are effective for the period of January 1 to December 31 of each year. For
employees hired after January 1 of a Plan Year, for the remainder of the Plan Year
following eligibility date. Benefits are prorated for employees hired after January 1 of each
Plan Year.
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Termination of Coveraoe Uoon Seoaration
Benefits terminate at the time an employee terminates employment except for health and
dental, which terminate on the last day of the month in which the employee terminates
his/her employment.
An eligible employee who terminates and is rehired within 30 days will be reinstated to his
or her prior benefit elections at termination unless another qualifying event has occurred
that allows a change. An employee who is reinstated after 30 days may make new
elections,
Qualified Chanoe in Familv Status
Elections are irrevocable except to accommodate changes in family status as defined in
the Income Tax Regulations, 26 CFR Part 1 , or to accommodate any significant curtailment
or reduction of coverage under any given benefrt plan, or in the case of any significant
premium increase or decrease imposed by a third-party insurer.
Participants who experience a change in family status may be allowed to change or revoke
elections. Several examples, although not all inclusive, of the types of events that
constitute a change in family status are as follows:
(J The marriage, legal separation or divorce of the employee
(J The birth or adoption of a child
[:J The death of the employee's spouse or dependent
[:J Court-order with specific requirement to cover dependent
(J Significant cost change or coverage change
(J Termination or commencement of employment by employee's spouse
(J Unpaid leave of absence by the employee or the employee's spouse
Changes are also permitted in the event of significant changes in health coverage of the
employee or the employee's spouse that are related to the spouse's employment or are
subject to the Special Enrollment Period as described in the Health Insurance and
Portability and Accountability Act (HIPAA).
Changes to benefit elections will be permitted only to the extent that they are consistent
with and appropriate to the reason the change is requested. Proof will be required for all
changes in family status. The employee must submit the request to change plan benefits
within 30 davs of the chance in familv status to Risk Management. If the request is made
after 30 days, the change must wait until the next open enrollment period.
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CONTRIBUTIONS
Employer contributions are a fixed amount provided by the City to each eligible employee
on a non-elective basis. Salary reduction agreements are provided for in this Plan for
Health Insurance premiums in excess of the employer's contributions.
In the event payroll deductions for reimbursement accounts are selected and subsequently
stopped due to an eligible family status change, the reactivation ofthe account will not be
permitted until the next plan year if elected dUring open enrollment.
FLEXIBLE ALLOTMENTS FOR MISCELLANEOUS EMPLOYEES
Eligible employees are allotted funds based on their bargaining groups. These amounts
are prorated for non-fun-time benefited employees. The allotments are as follows:
EMPLOYEE GROUP AMOUNT
Confidential $8,646
CVEA $7,646
Executive $11,546
Middle Managers $9,146
Senior Managers $10,146
weE $9,146
Mavor $11,546
Council Members $11 ,546
CITY CONTIRIBUTION FOR SAFETY EMPLOYEES (IAFF and POA)
The City will pay the full cost of the Kaiser Permanente Plan premium for Safety
employees and their dependents. In a non-Kaiser Health Maintenance Organization
(HMO) plan, the City will pay the cost ofthe premium less $600. The employee will pay the
$600 premium.
If the employee is enrolling in a non-Kaiser Preferred Provider Organization (PPO) plan,
the City will pay an amount equal to the City's share of the non-Kaiser HMO premium. The
employee through payroll deductions will pay any difference between the City's share of
the medical HMO premium and the full PPO premium cost. .
For dental coverage, the City will pay an amount equal to the pre-paid dental plan
premium. For a PPO dental plan, the Safety employee will. pay any difference between
the pre-paid dental plan premium and the PPO dental plan premium through payroll
deductions.
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In those cases where the employee pays a portion of the premiums for medical and/or
dental insurance, they will be deducted from the employee's paycheck on a pre-tax basis.
If the City does not meet IRS requirements, or if IRS regulations change for any reason,
this benefit may be discontinued.
BENEFIT PLANS
Each employee must select one health insurance coverage, unless married to another City
employee and is covered under the spouse's policy. The Mayor and Council members
have the option to waive medical insurance coverage.
All employees except those represented by IAFF, POA and WCE, the Mayor and
Councilmembers must pay the premium for $3,000 in life insurance coverage, currently
$6.00 per year.
The options in this plan are as follows:
1. Health Insurance
a. Kaiser Permanente Health Plan
b. PacifiCare PPO Plan
c. PacifiCare (HMO) Low Option
d. PacifiCare (HMO) High Option
e. Spouse of City employee coverage
2. Dental Insurance
a. Delta PMI (HMO)
b. Delta DPO (PPO)
3. Life Insurance
a. $3,000 *
"Note: Does not apply to POA, IAFF, WCE, Mayor or Councilmembers
3. For Miscellaneous Employees, any remaining Flexible Allotment money may
be used for:
1. Dependent health insurance
2. Employee and/or dependent group dental insurance
3. Cash Payment (taxable)
4. DentallMedicalNision reimbursement
5. Dependent/Child Care (daycare) reimbursement
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Each of these benefits is described in more detail in the Summary Highlights of Employee
Benefits and in the respective Plan Documents or insurance contracts, which are
incorporated here by reference.
BASIC LIFE INSURANCE AND ACCIDENTAL DEATH AND DISMEMBERMENT (AD&D)
The City provides group term life insurance and AD&D at no cost to employees except for
$3,000 of the group term insurance premium, which is deducted from the Flexible
Allotment. For employees represented by WCE, including Council Members and the
Mayor, there will be no basic life premium deducted from the Flex Allotment. POA and
IAFF represented employees also do not pay the premium for $3,000 basic life coverage.
Basic Life Insurance coverage is based on employee groups as follows:
Employee Groups City Provided
Coveraae
City Council Members $50,ÒOO
Mavor $50,000
Confidential $20,000
CVEA $20,000
Executive Manaaement $50,000
IAFF $10,000
Mid-ManaQers $50,000
POA $10,000
Senior ManaQement $50,000
WCE . $10,000
In addition to basic life insurance, an employee may elect to purchase additional life
insurance at group rates. Premiums are deducted from the employee's paycheck.
FLEXIBLE SPENDING ACCOUNTS
A Flexible Spending Account (FSA) is a way to pay eligible health and dependent care
expenses with tax-free dollars. An eligible employee may sat aside money on a pre-tax
basis from the Flex Allotment and/or from his/her paycheck to fund FSA accounts as
follows:
Miscellaneous Employees:
· Cafeteria Dental/MedicalNision (DIMN) Spending Account;
· Cafeteria Dependent/Child Care Spending Account;
· MyFund Denta/lMedicalNision (D/MN) Spending Account; and/or
· MyFund Dependent/Child Care Spending Accounts
Safety Employees:
· MyFund Dental/MedicaWision (D/MN) Spending Account; and/or
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· MyFund Dependent/Child Care Spending Accounts
When the employee incurs an eligible expense, the employee may submit a claim form to
Human Resources for reimbursement.
An eligible employee may elect up to $2,500 for a Payroll Deduction (MyFund)
Dental/MedicalNision (D/MN) Spending Account. Single or married (filing a joint retum),
eligible employees may also set aside up to $5.000, from all sources, per plan year for a
Payroll Deduction (MyFund) Dependent IChild Care Reimbursement Account. A married
employee filing returns separately may set aside up to $2,500 per plan year.
HIPM PRIVACY POLICY FOR HEALTH FSA ACCOUNTS
The City's HIPAA Privacy Policy is in compliance with the regulations of the Health
Insurance Portability and Accountability Act of 1996 (H IPAA), restricting the City's use and
disclosure of protected health information (PHI) obtained from the City's self-administered
Cafeteria Dental/MedicalNision (DMV) Care and MyFund Health Flexible Spending
Accounts.
SCODe
This policy applies to all plan participant protected information obtained through the City's
administration of health care flexible spending accounts (FSAs).
Definition
The Health Insurance Portability and Accountability Act of 1996 and its implementing
regulations restrict the City's ability to use and disclose protected health information.
HIPAA is the "Health Insurance Portability and Accountability Act of 1996". This
legislation was des¡gned to improve the portability of health coverage, reduce
health care costs by standardizing the processing of health care transactions,
increase the security and privacy of health care information and to make other
changes to the health care delivery system. .This policy is to comply with
HIPAA's privacy requirements.
Plan as referred to in this policy is the City's Health Care Flexible Spending Accounts
(FSA): (1) Cafeteria Dental/MedicalNision (D/MN) and (2) MyFund Payroll
Deduction Health FSA.
Plan Participant is a benefited employee who is participating in one or both of the
City's Health Care FSA$.
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Protected Health Information is information that is created or received by the City
and relates to the past, present, or future physical or mental health condition
of a participant; the provision of health care to a participant; and that identifies
the participant or for which there is a reasonable basis to believe the
information can be used to identify the participant. PHI includes information
related to persons living or deceased.
Procedure
Employees submit claims to Human Resources and eligible expenses are reimbursed via
the employees' paycheck.
Employee Benefits staff of Human Resources, Risk Management have access to the
individually identifiable health information of Plan participants to perform administrative
functions of the Plan.
The Citv's ResDonsibilities as Covered Entity
I. Privacy Officer and Contact Person
The Employee Benefits Manager is designated to act as Privacy Officer for the
·Plan". The Privacy Officer is responsible for the development and implementation
of policies and procedures relating to privacy. The Privacy Officer will also serve as
the contact person for participants who have questions, concems, or complaints
about the privacy of their PHI.
II. Workforce Training
The City will train Employee Benefits staff on its privacy policies and procedures. The
Privacy Officer is charged with developing training schedules and programs so that all
Employee Benefits staff receive the training necessary and appropriate to permit
them to carry out their functions within the Plan.
III. Technical and Physical Safeguards and Firewall
The City will establish on behalf of the Plan appropriate technical and physical
safeguards to prevent PHI from intentionally or unintentionaJly being used or
disclosed in violation of HIPAA's requirements. Technical safeguards include limited
access to information by creating computer firewalls. Physical safeguards include
locking doors and filing cabinets.
IV. Privacy Notice
The Privacy Officer is responsible for developing and maintaining a notice of the
Plan's privacy practices. The notice will inform participants that the City will have
access to PHI in connection with the Plan's administrative functions. The privacy
notice will also provide a description ofthe City's complaint procedures, the name and
telephone number of the contact person for further information. The notice will be
mailed to all participants at the beginning of each Plan Year.
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V. Complaints
Thé Privacy Officer is responsible for creating a process for individuals to file
complaints about the Plan's privacy procedures. Sanctions for using or disclosing
PHI in violation of this Privacy Policy will be imposed in accordance with the City's
discipline policy, up to and including termination.
No employee may Jntimidate, threaten, coerce, discriminate against, or retaliate
against individuals for exercising their rights, filing a complaint, participating in an
investigation, or opposing any improper practice under HIPM.
No individual shall be required to waive his or her privacy rights under HIPAA as
condition of receiving FSA reimbursements.
VI. Mitigation of Inadvertent Disclosures of Protected Health Information
The City shall mitigate, to the extent possible, any harmful effects that become known
to it of a use of, or disclosure of an individual's PHI in violation of the policies and
procedures set forth in this Policy. If an employee becomes aware of a disclosure of
protected health information, either by an employee of the Plan or an outside
consultant/contractor, that is not in compliance with this Policy, immediately contacts
the Privacy Officer so that the appropriate steps to mitigate the harm to the participant
can be taken.
VII. Plan Document and Documentation
The Plan Document shall include provisions describing the use and disclosure of PHI
by the City for plan administrative purposes. The City shall document and maintain
authorizations, requests for information, sanctions, and complaints relating to an
individual's privacy rights for six (6) years.
VIII. Use and Disclosure of PH I
The following employees have access to PHI:
I:J Human Resources staff assigned to process Flexible Spending Account
reimbursements and maintain FSAs.
I:J Human Resources Director, Risk Manager and Employee Benefits Managerwho
have access to PHI on behalf of the City of Chula Vista for its use in "plan
administrative functions",
These employees may not disclose PHI to other employees unless an authorization is
in place. PHI may be disclosed for the Plan's own payment purposes, and PHI may
be disclosed to another covered entity for the payment purposes of that covered
entity.
The amount of PHI disclosure must be reviewed on an individual basis with the
Privacy Officer to ensure that the amount of information discJosed is the minimum
necessary to accomplish the purpose of the disclosure.
Mandatory Disclosures of PHI
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A participant's PHI must be disclosed as required by HIPAA to:
IJ The individual who is the subject of the information
IJ The Secretary of Health and Human Services for purposes of enforcement of
HIPAA
Permissive Disclosures of PHI
PHI may be disclosed in the following situations without a participant's authorization, upon
approval of Privacy Officer.
IJ Disclosures about victims of abuse, neglect or domestic violence
IJ Disclosures for judicial and administrative proceedings
IJ Disclosures for law enforcement purposes
IJ Disclosures for public health activities
IJ Disclosures is about decedents
o Disclosures to avert a serious threat to health or safety
o Disclosures that relate to workers' compensation programs
Disclosures of PHI to an Authorized Recicient
PHI may be disclosed for any purpose if the participant provides a valid authorization.
All uses and disclosures made pursuant to a signed authorization must be consistent
with the terms and conditions of the authorization.
De-Identified Information
The Plan may freely use and disclose de-identified information. De-identified
information is health information that does not identify an individual. This information
may be used for statisticai analysis, research, public policy or health care operations.
Individual Rights
HIPAA gives participants the right to access and obtain copies of their protected health
information that the plan maintains. H IPAA also provides that participants may request to
have their PHI amended.
An individual also has the right to obtain an accounting of certain disclosures of his or her
own PHI, made in the last six (6) years. The Plan shall respond to an accounting request
within sixty (60) days. The first accounting in any 12-month period shall be provided free of
charge. The Privacy Officer may impose reasonable production and mailing costs for
subsequent accountings.
Responsible Party· - Director of Human Resources, Risk Manager, Benefrts Manager
Page11of13
CONSTRUCTION
Ifthis Plan contains contradictory provisions or ifthere appears to be a conflict between its
provisions, the following rules apply:
a. The interpretation that favors the Plan as a tax-free plan over any interpretation that
might render the Plan taxable.
b. Subject to paragraph (a), the rules established by the .Supreme Court of Califomia
for the construction of like instruments will apply.
PLAN PARTICIPATION RIGHTS
As a participant in the plan, you are entitled to examine, without charge, at the Plan
Administrator's office all plan documents including insurance contracts; obtain copies of all
Plan Documents (at a reasonable cost) and other Plan information upon request to the
Administrator.
PLAN IS NOT AN EMPLOYMENT CONTRACT
This plan document is not a contract of employment. Neither the creation of the Plan nor
any amendment to it gives any legal or equitable right to any person against the employer.
Participation in the Plan does not give any member any right to continued employment.
./
PLAN ADMINISTRATOR
The Plan Administrator is the Risk Manager of the Human Resources Department or
his/her designees. The address of the Plan Administrator is:
276 Fourth Avenue
Chula Vista, CA 91910
Telephone: (619) 691-5096
PLAN AMENDMENT OR TERMINATION
The City of Chula Vista reserves the right to amend the Plan from time to time if deemed
necessary or appropriate to meet the requirements of the Intemal Revenue Code and any
similar provision of subsequent revenue or other laws or pursuant to negotiations with the
Employee groups; provided that no such modification or amendment shall make it possible
for any benefit contributions or payment to be used for, or directed to purposes other than
for the exclusive benefit of participating employees and their beneficiaries under the Plan.
. The City reserves the right to dIscontinue or terminate the Plan at the end of any Plan Year
Page 12 of 13
or in accordance with negotiations with the Employee Groups. Any such amendment,
discontinuance or termination shall be effective on January 1 of any given year or such
date that is agreed upon by the City and Employee Groups. No amendment,
discontinuance or termination shall allow the return of funds to the City or the use of any
funds for any purpose other than for the exclusive benefit or participating employees and
their beneficiaries. .
/
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