HomeMy WebLinkAboutReso 2004-113
RESOLUTION NO. 2004-113
RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
CHULA VISTA ACTING IN ITS CAPACITY AS THE
LEGISLATIVE BODY OF COMMUNITY FACILITIES
DISTRICT NO. 07-1 (OTAY RANCH VILLAGE ELEVEN),
AUTHORIZING AND PROVIDING FOR THE ISSUANCE OF
SPECIAL TAX BONDS OF THE DISTRICT, APPROVING THE
FORM OF BOND INDENTURE, BOND PURCHASE
AGREEMENT, PRELIMINARY OFFICIAL STATEMENT,
AND OTHER DOCUMENTS, AND AUTHORIZING CERTAIN
ACTIONS IN CONNECTION WITH THE ISSUANCE OF
SUCH BONDS
WHEREAS, the City Council of the City of Chula Vista, California (this "City Council"),
did previously conduct proceedings to fonn and did fonn a Community Facilities District
pursuant to the tenns and provisions of the "Mello-Roos Community Facilities Act of 1982",
being Chapter 2.5, Part I, Division 2, Title 5 of the Government Code of the State of California
(the "Act") and the City of Chula Vista Community Facilities District Ordinance enacted
pursuant to the powers reserved by the City of Chura Vista under Sections 3, 5 and 7 of Article
XI of the Constitution of the State of California (the "Ordinance") (the Act and the Ordinance
may be referred to collectively as the "Community Facilities District Law"), such Community
Facilities District designated as Community Facilities No. 07-1 (Otay Ranch Village Eleven) (the
"Community Facilities District") for the purpose of financing the acquisition or construction of
certain public improvements; and
WHEREAS, this City Council has previously declared its intention to issue bonds for the
Community Facilities District to finance the acquisition or construction of such improvements,
such bonds be issued pursuant to the tenns and provisions of the Act and the City of Chula Vista
Statement of Goals and Policies Regarding the Establishment of Community Facilities Districts,
as amended to date (the "Goals and Policies"); and
WHEREAS, at this time this City Council desires to set forth the general tenns and
conditions relating to the authorization, issuance and administration of the first series of such
bonds for the Community Facilities District; and
WHEREAS, the fonns of the following documents have been presented to and
considered for approval by this City Council:
A. Bond Indenture by and between the Community Facilities District and U.S. Bank,
National Association, as fiscal agent (the "Fiscal Agent") setting forth the tenns and
conditions relating to the issuance and sale of2004 Bonds (defined below), the first series
of bonds of the Community Facilities District (the "Bond Indenture");
B. Bond Purchase Agreement authorizing the sale of the 2004 Bonds to Stone &
Youngberg LLC, the designated underwriter (the "Bond Purchase Agreement");
C. Preliminary Official Statement containing infonnation including but not limited to
the Community Facilities District and the 2004 Bonds, including the tenns and conditions
thereof (the "Preliminary Official Statement"); and
Resolution 2004-113
Page 2
D. Continuing Disclosure Agreement by and between the Community Facilities
District and MuniFinancial, as dissemination agent (the "Dissemination Agent"),
pursuant to which the Community Facilities District will be obligated to provide ongoing
annual disclosure relating to the 2004 Bonds (the "Continuing Disclosure Agreement");
and
WHEREAS, this City Council, with the aid of City staff, has reviewed and considered the
Bond Indenture, the Bond Purchase Agreement, the Continuing Disclosure Agreement and the
Preliminary Official Statement and finds those documents suitable for approval, subject to the
conditions set forth in this resolution; and
WHEREAS, all conditions, things and acts required to exist, to have happened and to
have been perfonned precedent to and in the issuance of the 2004 Bonds as contemplated by this
resolution and the documents referred to herein exist, have happened and have been perfonned
or have been ordered to have been prefonned in due time, fonn and manner as required by the
laws of the State of California, including the Act and the applicable policies and regulations of
the City ofChula Vista.
NOW, THEREFORE, IT IS HEREBY RESOLVED AS FOLLOWS:
SECTION I. Recitals. The above recitals are true and correct.
SECTION 2. Detenninations. This legislative body hereby makes the following detenninations
pertaining to the proposed issuance of the 2004 Bonds:
(a) The Goals and Policies generally require that the full cash value of the properties
within the Community Facilities District subject to the levy of the special taxes must be
at least four times the principal amount of the 2004 Bonds and the principal amount of all
other bonds outstanding that are secured by a special tax levied pursuant to the Act on
property within the Community Facilities District or a special assessment levied on
property within the Community Facilities District (collectively, "Land Secured Bonded
Indebtedness"). The Act authorizes the City Council, acting as the legislative body of the
Community Facilities District, to sell the 2004 Bonds only if the City Council has
detennined prior to the award of the sale of the 2004 Bonds that the value of such
properties within the Community Facilities District will be at least four times the amount
of such Land Secured Indebtedness.
The value of the property within the Community Facilities District which will be
subject to the special tax to pay debt service on the 2004 Bonds will be at least four times
the amount of the Land Secured Bonded Indebtedness.
The Goals and Policies further provide that the full cash value of each
development area for which no final subdivision map has been filed must also be at least
four times the Land Secured Bonded Indebtedness allocable to each such property. The
full cash value of each development area is at least four times the Land Secured Bonded
Indebtedness allocable to such properties.
The foregoing detenninations are based upon the full cash value of such
properties and development areas as shown upon an appraisal of the subject properties
prepared by Bruce W. Hull & Associates, a state certified real estate appraiser, as defined
in Business and Professions Code Section 11340( c). Such detennination was made in a
manner consistent with the Goals and Policies.
Resolution 2004-113
Page 3
(b) The tenns and conditions of the 2004 Bonds as contained in the Bond Indenture
are consistent with and confonn to the Goals and Policies.
(c) As a result of the current status of development of the property within the
Community Facilities District and the relative overall lack of diversity of ownership of
property therein, the private sale of the 2004 Bonds will result in a lower overall cost to
the Community Facilities District.
SECTION 3. 2004 Bonds Authorized. Pursuant to the Community Facilities District Law, this
resolution and the Bond Indenture, the first series of special tax bonds of the Community
Facilities District designated as "City of Chula Vista Community Facilities District No. 07-1
(Otay Ranch Village Eleven) 2004 Special Tax Bonds" (the "2004 Bonds") in an aggregate
principal amount not to exceed $32,000,000 are hereby authorized to be issued. The date,
manner of payment, interest rate or rates, interest payment dates, denominations, fonn,
registration privileges, manner of execution, place of payment, tenns of redemption and other
tenns, covenants and conditions of the 2004 Bonds shall be as provided in the Bond Indenture as
finally executed.
SECTION 4. Authorization and Conditions. The City Manager, Assistant City Manager,
Director of Finance and such other official or officials of the City as may be designated in
writing by this City Councilor the City Manager (each, an "Authorized Officer") are each
hereby authorized and directed to execute and deliver the final fonn of the various documents
and instruments described in this resolution, with such additions thereto or changes therein as
such Authorized Officer may deem necessary and advisable provided that no additions or
changes shall authorize an aggregate principal amount of 2004 Bonds in excess of $32,000,000,
an annual interest rate on the 2004 Bonds in excess of six and one half percent (6.50%) per year
and a purchase price for the 2004 Bonds not less than one and seventy five hundredths percent
(1.75%) of the par amount of the 2004 Bonds (excluding original issue discount, if any). The
approval of such additions or changes shall be conclusively evidenced by the execution and
delivery of such documents or instruments by an Authorized Officer, upon consultation with and
review by the City Attorney and Best Best & Krieger LLP, the Community Facilities District's
bond counsel.
SECTION 5. Bond Indenture. The fonn of Bond Indenture by and between the Community
Facilities District and the Fiscal Agent, with respect to the 2004 Bonds as presented to this City
Council and on file with the City Clerk is hereby approved. An Authorized Officer is hereby
authorized and directed to cause the same to be completed and executed on behalf of the
Community Facilities District, subject to the provisions of Section 3 above.
SECTION 6. Official Statement and Continuing Disclosure Agreement. The City Council
hereby approves the fonn of the Preliminary Official Statement as presented to this City Council
and on file with the City Clerk, together with any changes therein or additions thereto deemed
advisable by the Director of Finance or, in the absence of the Director of Finance, another
Authorized Officer. Pursuant to Rule 15c2-12 under the Securities Exchange Act of 1934 (the
"Rule") the Director of Finance or, in the absence of the Director of Finance, another Authorized
Officer is authorized to detennine when the Preliminary Official Statement is deemed final, and
the Director of Finance or such other Authorized Official is hereby authorized and directed to
provide written certification thereof. The execution of the final Official Statement, which shall
include such changes and additions thereto deemed advisable by the Director of Finance or, in
the absence of the Director of Finance, another Authorized Officer pursuant to the Rule, shall be
conclusive evidence of the approval of the final Official Statement by the Community Facilities
Resolution 2004-113
Page 4
District. The City Council hereby authorizes the distribution of the final Official Statement by
the Underwriter as the initial purchaser of the 2004 Bonds.
The fonn of Continuing Disclosure Agreement by and between the Community Facilities
District and the Dissemination Agent as presented to this City Council and on file with the City
Clerk is hereby approved. An Authorized Officer is hereby authorized and directed to cause the
same to be completed and executed on behalf of the Community Facilities District, subject to the
provisions of Section 3 above.
SECTION 7. Sale of 2004 Bonds. This City Council hereby authorizes and approves the
negotiated sale of the 2004 Bonds to the Underwriter. The fonn of the Bond Purchase
Agreement is hereby approved and an Authorized Officer is hereby authorized and directed to
execute the Bond Purchase Agreement on behalf of the Community Facilities District upon the
execution thereof by the Underwriter, subject to the provisions of Section 3 above.
SECTION 8. 2004 Bonds Prepared and Delivered. Upon the execution of the Bond Purchase
Agreement, the 2004 Bonds shall be prepared, authenticated and delivered, all in accordance
with the applicable tenns of the Community Facilities District Law and the Bond Indenture, and
any Authorized Officer and other responsible City officials, acting for and on behalf of the
Community Facilities District, are hereby authorized and directed to take such actions as are
required under the Bond Purchase Agreement and the Bond Indenture to complete all actions
required to evidence the delivery of the 2004 Bonds upon the receipt of the purchase price
thereof from the Underwriter.
SECTION 9. Actions. All actions heretofore taken by the officers and agents of the City with
respect to the establishment of the Community Facilities District and the sale and issuance of the
2004 Bonds are hereby approved, confinned and ratified, and the proper officers of the City,
acting for and on behalf of the Community Facilities District, are hereby authorized and directed
to do any and all things and take any and all actions and execute any and all certificates,
agreements, contracts, and other documents, which they, or any of them, may deem necessary or
advisable in order to consummate the lawful issuance and delivery of the 2004 Bonds in
accordance with the Community Facilities District Law, this resolution, the Bond Indenture, the
Bond Purchase Agreement, the Continuing Disclosure Agreement, and any certificate,
agreement, contract, and other document described in the documents herein approved.
SECTION 10. Effective Date. This resolution shall take effect from and after its adoption.
Presented by
Approved as to fonn by
Jock ~ ~
General Ices DIrector
D~
Ann Moore
City Attorney
Resolution 2004-113
Page 5
PASSED, APPROVED, and ADOPTED by the City Council of the City ofChula Vista,
California, this 20th day of April, 2004, by the following vote:
AYES: Councilmembers:
NAYS: Councilmembers:
ABSENT: Councilmembers:
Davis, McCann, Rindone, Salas and Padilla
None
None
Ai J2? d1L
StePhe~adilla, Mayor
ATTEST:
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Susan Bigelow, CMC, ity Clerk
STATE OF CALIFORNIA
COUNTY OF SAN DIEGO
CITY OF CHULA VISTA
I, Susan Bigelow, City Clerk of Chula Vista, California, do hereby certify that the foregoing
Resolution No. 2004-113 was duly passed, approved, and adopted by the City Council at a
regular meeting of the Chula Vista City Council held on the 20th day of April, 2004.
Executed this 20th day of April, 2004.
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Susan Bigelow, CMC, . Clerk