HomeMy WebLinkAboutOrd 2003-2940ORDINANCE NO. 2940
ORDINANCE OF THE CITY COUNCIL OF THE CITY OF
CHULA VISTA ACTING AS THE LEGISLATIVE BODY OF
COMMUNITY FACILITIES DISTRICT NO. 07-I (OTAY
RANCH VILLAGE ELEVEN), AUTHORIZING THE LEVY OF
A SPECIAL TAX IN SUCH COMMUNITY FACILITIES
DISTRICT
WHEREAS, the City Council of the City of Chula Vista, California (the "City Cotmcil''),
has initiated proceedings, held a public hearing, conducted an election and received a favorable
vote from the qualified electors authorizing the levy of special taxes in a community facilities
district, all as authorized pursuant to the terms and provisions of the "Mello-Roos Community
Facilities Act of 1982", being Chapter 2.5, Part 1. Division 2, Title 5 of the Government Code of
the State of California (the "Act") and the City of Chula Vista Community Facilities District
Ordinance enacted pursuant to the powers reserved by the City of Chula Vista under Sections 3,
5 and 7 of Article XI of the Constitution of the State of California (the "Ordinance") (the Act and
the Ordinance may be referred to collectively as the "Community Facilities District Law"). This
Community Facilities District is designated as Community Facilities District No. 07-I (Otay
Ranch Village Eleven) (the "District").
The City Council of the City of Chula Vista, California, acting as the legislative body of
Community Facilities District No. 07-I (Otay Ranch Village Eleven), does hereby ordain as
follows:
SECTION 1. This City Council does, by the passage of this ordinance, authorize the levy of
special taxes on taxable properties located in the District pursuant to the Rate and Method of
A4>portionment of Special Taxes as set forth in Exhibit "A" attached hereto and incorporated
herein by this reference (the "Rate and Method").
SECTION 2. This City Council, acting as the legislative body of the District, is hereby further
authorized, by resolution, to annually determine the special tax to be levied within the District
for the then current tax year or future tax years; provided, however, the special tax to be levied
shall not exceed the maximum special tax authorized to be levied pursuant to the Rate and
Method.
SECTION 3. The special taxes herein authorized to be levied, to the extent possible, shall be
collected in the same manner as ad valorem property taxes and shall be subject to the same
penalties, procedure, sale and lien priority in any case of delinquency as applicable for ad
valorem taxes; provided, however, the District may utilize a direct billing procedure for any
special taxes that cannot be collected on the County tax roll or may, by resolution, elect to collect
the special taxes at a different time or in a different manner if necessary to meet its financial
obligations.
SECTION 4. The special taxes authorized to be levied shall be secured by the lien imposed
pursuant to Sections 3114.5 and 3115.5 of the Streets and Highways Code of the State of
California, which lien shall be a continuing lien and shall secure each levy of the special tax.
The lien of the special tax shall continue in force and effect until the special tax obligation is
prepaid, permanently satisfied and canceled in accordance with Section 53344 of the
Government Code of the State of California or until the special tax ceases to be levied by the
City Council in the manner provided in Section 53330.5 of said Government Code.
Ordinance 2940
Page 2
SECTION 5. This ordinance shall be effective thirty (30) days after its adoption. Within fifteen
(15) days after its adoption, the City Clerk shall cause this ordinance to be published in a
newspaper of general circulation in the City pursuant to the provisions of Government Code
Section 36933.
Prepared by
Approved as to form by
~g Director
City Attorney
PASSED, APPROVED, and ADOPTED by the City Council of the City of Chula Vista,
California, this 25th day of November, 2003, by the following vote:
ATTEST:
Councilmembers:
Councilmembers:
Councilmembers:
AYES:
NAYS:
ABSENT:
Davis, McCann, Rindone, Salas and Padilla
None
None
Susan Bigelow, CMC, City Clerk
STATE OF CALIFORNIA )
COUNTY OF SAN DIEGO )
CITY OF CHULA VISTA )
I, Susan Bigelow, City Clerk of Chula Vista, California, do hereby certify that the foregoing
Ordinance No. 2940 had its first reading at a regular meeting held on the 18th day of November,
2003 and its second reading and adoption at a regular meeting of said City Council held on the
25th day of November, 2003.
Executed this 25th day of November, 2003.
Susan Bigelow, CMC, City Clerk''~
RATE AND METHOD OF APPORTIONMENT FOR
CITY OF CHULA VISTA
COMMUNITY FACILITIES DISTRICT NO. 07-I
(Otay Ranch Village Eleven)
A Special Tax as hereinafter defined shall be levied on each Assessor's Parcel of Taxable
Property within the City of Chula Vista Community Facilities District No. 07-1 (Otay Ranch
Village Eleven), and collected each Fiscal Year commencing in Fiscal Year 2004-2005 in an
amount determined by the City Council throu~ the application of the appropriate Special Tax
for "Developed Property," "Approved Property", "Undeveloped Property" and "Provisional
Undeveloped Property" as described below. All of the Taxable Property within CFD-07-I, shall
be taxed for the purposes, to the extent and in the manner herein provided.
A. DEFINITIONS
The terms hereinafter set forth have the following meaning:
"'A' Map" shall mean a master final subdivision or parcel map, filed in accordance with
the Subdivision Map Act and the Chula Vista Municipal Code, which subdivides the land
or a portion thereof shown on a tentative map into "super block" lots corresponding to
units or phasing of combination of units as shown on such tentative map and which may
further show Community Purpose Facility Property, Property Owner Association
Property, Public Property, open space lot dedications, backbone street dedications and
utility easements required to serve such "super block" lots.
"Acre or Acreage" means the land area of an Assessor's Parcel as shown on an Assessor's
Parcel Map, or if the land area is not shown on an Assessor's Parcel Map, the land area
shown on the applicable Final Subdivision Map, parcel map, condominium plan, record of
survey, or other recorded document creating or describing the land area. If the preceding
maps for a land area are not available, the Acreage of such land area shall be determined by
the City Engineer.
"Act" means the Mello-Roos Community Facilities Act of 1982, as amended, being
Chapter 2.5, Division 2 of Title 5 of the Government Code of the State of California.
"Administrative Fees and Expenses" means the actual or reasonably estimated costs
directly related to the admiaistration of CFD-07-I including, but not limited to, the
following: the costs of computing the Special Taxes and preparing the annual Special Tax
collection schedules (whether by the City or designee thereof or both); the costs of
collecting the Special Taxes (whether by the County, the City, or otherwise); the costs of
remitting the Special Taxes to the Trustee; the costs of the Trustee (including its legal
counsel) in the discharge of the duties required of it under the Indenture; the costs to the
C~_ty,_CF_Dr07-I, 9r any designee thereof of complying with arbitrage rebate requirements
and/or responding to any audit of the Bonds by the Internal Revenue Service; the costs to
the City, CFD-07-I, or any designee thereof of providing continuing disclosure; the costs of
the City, CFD-07-I or any designee thereof of preparing Special Tax disclosure statements
and responding to public inquiries regarding the Special Taxes; the costs of the City, CFD-
City of Chula Vista
Community Facilities District No. 07-1,
Otay Ranch Village Eleven
12-02-2002
Revue 8-25-03
Page I
07-I, or any designee thereof related to any appeal of the levy or application of the Special
Tax; and the costs associated with the release of funds from an escrow account, if any.
Administrative Expenses shall als0 include amounts estimated or advanced by the City or
CFD-07-I, for any other administrative purposes, including, but not limited to attorney's
fees and other costs related to commencing and pursuing to completion any foreclosure of
delinquent Special Taxes.
"Approved Property" means all Assessor's Parcels of Taxable Property: (i) that are
included in an 'A' Map, excluding lettered lots thereon, or a Final Subdivision Map,
excluding lettered lots thereon, that were recorded prior to January 1st for the Fiscal Year
ending July 31, 2005, and prior to March 1st for each subsequent Fiscal Year thereafter
preceding the Fiscal Year in which the Special Tax is being levied, and (ii) that have not
been issued a building permit prior to the March 1 st preceding the Fiscal Year in which the
Special Tax is being levied.
"Assessor's Parcel" means a lot or parcel shown in an Assessor's Parcel Map with an
assigned Assessor's Parcel number.
"Assessor's Parcel Map" means an official map of the County Assessor of the County
designating parcels by Assessor's Parcel number.
"Assigned Special Tax" means the Special Tax for each Land Use Class of Developed
Property as determined in accordance with Section C. 1.a.
"Available Funds" means (a)the balance in the reserve fund established pursuant to the
terms of the Indenture in excess of the reserve requirement as defined in such Indenture,
(b)delinquent Special Tax payments not required to fired the Special Tax Requirement for
any preceding Fiscal Year, (c) that portion of Special Tax prepayments allocated to the
payment of interest on Bonds, and (d) other sources of funds available as a credit to the
Special Tax Requirement as specified in such Indenture.
"Backup Special Tax" means the Special Tax as determined in accordance with Section
C.l.b.
"Bonds" means any bonds or other debt (as defined in the Act), whether in one or more
series, issued or incurred by CFD-07-I under the Act.
"Bond Year" means a one-year period beginning on September 2nd ill each year and
ending on September 1st in the following year, unless defined otherwise in the applicable
Indenture.
"CFD Administrator" means an official of the City, or designee thereof, responsible for
determining the Special Tax Requirement and providing for the levy and collection of the
Special Taxes.
"CFD-07-I" means City of Chula Vista Community Facilities District No. 07-1.
City of Chula Vista
Community Facilities District No. 07-1,
Otay Ranch Village Eleven
12-02- 2002
Revise 8-25-03
Page 2
"City" means the City of Chula Vista.
"Community Purpose Facility Property" means all Assessor's Parcels which are (a)
classified as community purpose facilities and meet the requirements of City of Chula Vista
Ordinance No. 2002-2883 as amended on November 5, 2002 or (b) designated on an "A"
Map or a Final Subdivision Map as a community purpose facility.
"Council" means the City Council of the City, acting as the legislative body of CFD-07-I.
"County" means the County of San Diego.
"Density" means for each Assessor's Parcel of Residential Property the number of
Dwelling Units per gross acre determined pursuant to those provisions of Ordinance No.
2866, in effect as of January 7, 2003, that provide for the calculation of density for
purposes of calculating Transportation Development Impact Fees.
"Developed Property" means all Assessor's Parcels of Taxable Property for which a
building permit has been issued prior to March 1st preceding the Fiscal Year in which the
Special Tax is being levied.
"Dwelling Unit" means each separate residential dwelling unit that comprises an
independent facility capable of conveyance or rental separate from adjacent residential
dwelling units.
"Exempt Property" means all Assessor's Parcels that are exempt from the Special Tax
pursuant to Section E. 1.
"Final Subdivision Map" means a subdivision of property, created by recordation of a
final subdivision map, parcel map or lot line adjustment, approved by the City pursuant to
the Subdivision Map Act (California Government Code Section 66410 et seq.) or
recordation of a condominium plan pursuant to California Civil Code 1352, that creates
individual lots for which residential building permits may be issued without further
subdivision of such property.
"Fiscal Year" means the period starting July 1 and ending on the following June 30.
"Indenture" means the indenture, fiscal agent agreement, trust agreement, resolution or
other instrument pursuant to which Bonds are issued, as modified, amended and/or
supplemented from time to time, and any instrument replacing or supplementing the same.
"Land Use Class" means any of the classes listed in Table 1 of Section C.
"Maximum Annual Special Tax" means the maximum annual Special Tax, determined
in accordance with the provisions of Section C, which may be levied in any Fiscal Year on
any Assessor's Parcel of Taxable Property.
City of Chula Vista
Community Facilities District No, 07d,
Otay Ranch Village Eleven
12-02- 2002
Revise 8-25-03
Page 3
"Mixed Use Property" means all Assessor's Parcels that have been classified by the City
to allow both Residential Property and Non-Residential Property uses on each such
Assessor's Parcel. For an Assessor's Parcel of Mixed Use Property, each Land Use Class
thereon is subject to taxation pursuant to the provisions of Section C regardless of the
geographic orientation of such Land Use Classes on such Assessor's Parcel.
"Non-Residential Property" means all Assessor's Parcels o£Developed Property, for
which a building permit(s) has been issued to allow the construction of one or more
buildings or structures for a non-residential use, excluding Community Purpose Facility
Property.
"Open Space" means property within the boundaries of CFD 07-I in which prior to June
1st of the preceding Fiscal Year (a) has been designated with specific boundaries and
acreage on an 'A' Map or Final Subdivision Map as open space, (b) is classified by the
County Assessor as open space, (c) has been irrevocably offered for dedication as open
space to the federal government, the State of California, the County, the City, or any other
public agency or (d) is encumbered by an easement or other restriction required by the
City limiting the use of such property to open space.
"Outstanding Bonds" means all Bonds, which remain outstanding as defined in the
Indenture.
"Property Owner Association Property" means any property within the boundaries of
CFD-07-I which is (a) owned by a property owner association or (b) is designated with
specific boundaries and acreage on an 'A' Map or Final Subdivision Map as property
owner association property. As used in this definition, a property owner association
includes any master or sub-association.
"Proportionately" means for Developed Property that the ratio of the actual Special Tax
levy to the Assigned Special Tax or the Backup Special Tax is equal for all Assessors'
Parcels of the Developed Property. For Approved Property, Undeveloped Property and
Provisional Undeveloped Property "Proportionately" means that the ratio of the actual
Special Tax levy per Acre to the Maximum Annual Special Tax per Acre is equal for all
Assessor's Parcels of like classification.
"Provisional Undeveloped Property" means all Assessor's Parcels of Public Property,
Property Owner Association Property, Community Purpose Facility Property, Open Space
or other property that would otherwise be classified as Exempt Property pursuant to the
provisions of Section E, but cannot be classified as Exempt Property because to do so
would reduce the Acreage of all Taxable Property below the required minimum acreage as
set forth in Section E. 1 for Zone A or Zone B as applicable.
"Public Property" means any property within the boundaries of CFD-07-1 which (a) is
owned by a public agency, (b) has been irrevocably offered for dedication to a public
agency or (c) is designated with specific boundaries and acreage on an 'A' Map or Final
Subdivision Map as property which will be owned by a public agency. For purposes of
Communily Fac~?ities District No. 07-I,
Otay Ranch Village Eleven
12-02- 2002
Revise 8-25-03
Page 4
this definition, a public agency includes the federal government, the State of California,
the County, the City or any other public agency.
"Residential Property" means all Assessor's Parcels of Developed Property for which a
building permit has been issued to allow the construction of one or more buildings or
structures for use as residential dwelling units.
"Special Tax" means the annual special tax to be levied in each Fiscal Year on each
Assessor's Parcel of Taxable Property to fund the Special Tax Requirement.
"Special Tax Requirement" means that mount of Special Tax revenue required in any
Fiscal Year for to: (i) pay annual debt service on all Outstanding Bonds due in the Bond
Year beginning in such Fiscal Year; (ii) pay other periodic costs on Outstanding Bonds,
including but not limited to, credit enhancement and rebate payment; (iii) pay
Administrative Fees and Expenses; (iv) pay any amounts required to establish or replenish
any reserve funds for all Outstanding Bonds in accordance with the Indenture; and (v) pay
directly for acquisition and/or construction of public improvements which are authorized
to be financed by CFD-07-I provided that the inclusion of such amount does not cause an
increase in the levy of Special Tax on the Undeveloped Property; less (vi) a credit for
Available Funds.
"State" means the State of Califomia.
"Taxable Property" means all of the Assessor's Parcels within the boundaries of CFD
07-I that are not exempt from the Special Tax pursuant to law or Section E below.
"Trustee" means the trustee, fiscal agent, or paying agent under the Indenture.
"Undeveloped Property" means, for each Fiscal year, all Taxable Property not classified
as Developed Property, Approved Property or Provisional Undeveloped Property.
"Zone A" means a specific geographic area as depicted in Exhibits A and B attached
hereto.
"Zone B" means a specific geographic area as depicted in Exhibits A and B attached
hereto.
B. ASSIGNMENT TO LAND USE CATEGORIES
Each Fiscal Year, all Assessors' Parcels of Taxable Property within CFD~07-I shall be (a)
categorized as being located in either Zone A or Zone B, (b) classified as Developed
Property, Approved Property, Undeveloped Property or Provisional Undeveloped Property
and (c) subject to the levy of annual Special Taxes determined pursuant to Sections C and
D below. Developed Property shall-be further classified as either Residential Property,
Non-Residential Property or Mixed Use Property. The Land Use Class of each Assessor's
Parcel of Residential Property or Mixed Use Property shall be determined based on its
Density.
City of Chula Vista
Community Facilities District No. 07-1,
Otay Ranch Village Eleven
12-02- 2002
Revise 8-25-03
Page 5
C. MAXI[MUM ANNUAL SPECIAL TAX RATE
Developed Property
The Maximum Annual Special Tax for each Assessor's Parcel of Residential
Property, Non-Residential Property or Mixed Use Property shall be the greater of (1)
the Assigned Special Tax described in Section a. below or (2) the Backup Special
Tax computed pursuant to Section b. below.
a. Assianed Sl~ecial Tax
The Assigned Special Tax for each Land Use Class of Developed Property is
shown in Table 1.
TABLE1
Assigned Special Tax for Developed Property
Within Zone A and Zone B:
Land
Use Description DensiW
Class (DU/Acre)
1 Residential 0 to 8
Property
2 Residential >8 to 20
Property
3 Residential >20
Property
4 Non N/A
Residential
Property
Assigned Special Tax
$1,675 per Dwelling Un;it
$1,340 per Dwelling Unit
$1,005 per Dwelling Unit
$6,000 per Acre
The Assigned Special Tax for each Assessor's Parcel of Mixed Use Property
shall equal the total of (i) the Assigned Special Tax that would be applicable to
such Assessor's Parcel if it was classified only as Residential Property and 0i)
the Assigned Special Tax that would be applicable to such Assessor's Parcel if
it was classified as Non-Residential Property.
b. BackuD Special Tax
When a Final Subdivision Map is recorded within Zone A or Zone B, the Backup
Special Tax for Residential Property and Non-Residential Property, shall be
determined as follows:
City of Chula Vista
Community Facilities District No. 07-[,
Otay Ranch Village Eleven
12-02- 2002
Revise 8-25-03
Page 6
For each Assessor's Parcel of Residential Property or Undeveloped Property and
Approved Property to be classified as Residential Property upon its development
within the Final Subdivision:Map area, the Backup Special Tax shall be the rate per
Dwelling Unit calculated according to the following formula:
Zone A
$13,955 x A
U
Zone B
$24,218 x A
U
The terms above have the following meanings:
Backup Special Tax per Dwelling Unit in each Fiscal Year.
Acreage classified or to be classified as Residential Property in
such Final Subdivision Map.
Number of Dwelling Units in the Final Subdivision Map which are
classified or expected to be classified as Residential Property.
For each Assessor's Parcel of Developed Property classified as Non-Residential Property
or for each Assessor's Parcel of Approved or Undeveloped Property to be classified as
Non-Residential Property within the Final Subdivision Map area, the Backup Special Tax
shall be determined by multiplying $13,955 for Zone A and $24,218 for Zone B by the
total Acreage of any such Assessor's Parcel.
For each Assessor's Parcel of Mixed Use Property, the Backup Special Tax shall be
determined by multiplying $13,955 for Zone A and $24,218for Zone B by the total
Acreage of any such Assessor's Parcel.
Notwithstanding the foregoing, if Assessor's Parcels of Residential Property, .Non-
Residential Property, Mixed Use Property, Approved Property or Undeveloped Property
for which the Backup Special Tax has been determined are subsequently changed or
modified by recordation of a new or amended Final Subdivision Map, then the Backup
Special Tax applicable to such Assessor's Parcels shall be recalculated to equal the
mount of Backup Special Tax that would have been generated if such change did not take
place.
Community Facilities District No. 07-1,
Otay Ranch Village Eleven
12-02- 2002
Revise 8-25-03
Page 7
2. Approved Property
The Maximum Annual Special Tax for each Assessor's Parcel of Approved Property shall
be $13,955 per Acre for Zone A and $24,21 $ per Acre for Zone B.
3. Undeveloped Property and Provisional Undeveloped Property
The Maximum Special Tax for each Assessor's Parcel of Undeveloped Property and
Provisional Undeveloped Property shall be $ l 3,955 per Acre for Zone A and $24,218 per
Acre for Zone B.
D. METHOD OF APPORTIONMENT OF THE SPECIAL TAX
Commencing with Fiscal Year 2004-2005 and for each following Fiscal Year, the Council
shall determine the Special Tax Requirement and shall levy the Special Tax until the
amount of Special Taxes equals the Special Tax Requirement. The Special Tax shall be
levied each Fiscal Year as follows:
First: The Special Tax shall be levied Proportionately on all Developed Property at a rate
up to 100% of the applicable Assigned Special Tax to satisfy the Special Tax Requirement.
Second: If additional me,ties are needed to satisfy the Special Tax Requirement after the
first step has been completed, the Special Tax shall be levied Proportionately on all
Approved Property at up to 100% of the Maximum Annual Special Tax for Approved
Property.
Third: If additional monies are needed to satisfy the Special Tax Requirement after the
first two steps have been completed, the Special Tax shall be levied Proportionately on all
Undeveloped Properly within Zone A and Zone B, at a rate up to 100% of the Maximum
Annual Special Tax for Undeveloped Property. In determining the Acreage of an
Assessor's Parcel of Undeveloped Property for purposes of determining the annual Special
Tax to be levied on such Assessor's Parcels of Undeveloped Property, the CFD
Administrator shall not include any Acreage shown on any applicable tentative subdivision
map or other land use entitlement approved by the City that designates such Acreage for a
use that would be classified as Open Space, Property Owner Association Property,
Cormmunity Purpose Facility or Public Property.
Fourth: If additional monies are needed to satisfy the Special Tax Requirement after the
first three steps have been completed, the Special Tax to be levied on each Assessor's
Parcel of Developed Property whose Maximum Annual Special Tax is derived by the
application of the Backup Special Tax shall be increased Proportionately fi-om the
Assigned Special Tax up to the Maximum Annual Special Tax for each such Assessor's
Parcel
City of Chula Vista
Community Facilities District No. 07-1,
Otay Ranch Village Eleven
12-02- 2002
Revise 8-25-03
Page 8
Fifth: If additional monies are needed to satisfy the Special Tax Requirement after the first
four steps have been completed, then the Special Tax shall be levied Proportionately on ali
Provisional Undeveloped Property at a rate up to 100% of the Maximmn Annual Special
Tax for Undeveloped Property.
Notwithstanding the above, under no cimumstances will the Special Tax levied against any
Assessor's Parcel of Residential Property be increased by more than ten percent per year as
a consequence of delinquency or default in the payment of Special Taxes by the owner of
any other Taxable Property.
E. EXEMPTIONS
The CFD Administrator shall classify the following as Exempt Property: (i)
Public Property, (ii) Property Owner Association Property, (iii) Community
Purpose Facility Pmperty, (iv) Open Space and (v) Assessor's Parcels with public
or utility easements making impractical their utilization for other than the
purposes set forth in the easement; provided, however, that no such classification
shall reduce the sum of all Taxable Property to less than 147.15 Acres for Zone A
and 59.04Acres for Zone B. Assessor's Parcels which cannot be classified as
Exempt Property because such classification would reduce the Acreage of all
Taxable Property to less than 147.15 Acres for Zone A and 59.04 Acres for Zone
B will be classified as Provisional Undeveloped Property and shall be taxed
pursuant to the fifth step of Section D. Exempt status for purposes of this
paragraph will be assigned by the CFD Administrator in the chronological order
in which property becomes Exempt Property. In the event the Taxable Property
will be reduced below the minimum Acreage noted above for either Zone A or
Zone B as a result of the recordation of a single "A" Map, the CFD Administrator
shall classify property within Zone A or Zone B that is shown on such "A" Map
as Exempt Property up to the limits of Exempt Property applicable to such Zone
or Zones in the following priority order: 1) Community Purpose Facility Property,
2) Property Owner Association Property, 3) Public Property, 4) Open Space, 5)
other public or utility easements making impractical their utilization for no other
such purpose.
The Maximum Annual Special Tax obligation for any property which would be
classified as Public Property upon its transfer or dedication to a public agency but
wkich is classified as Provisional Undeveloped Property pursuant to E. 1 ,above
shall be prepaid in full by the seller pursuant to Section H.1, prior to the
transfer/dedication of such property to such public agency. Until the Maximum
Annual Special Tax obligation for any such Public Property is prepaid, the
property shall continue to be subject to the levy of the Special Tax as Provisional
Undeveloped Property.
If the use of an Assessor's Parcel of Exempt Property ~ha:nges so that such
Assessor's Parcel is no longer classified as one of the uses set forth in paragraph 1
that would make such Assessor's Parcel eligible to be classified as Exempt
City of Chula Vista
Community Facilities District No. 07-1,
Otay Ranch Village Eleven
12-02- 2002
Revise 8-25-03
Page 9
Property, such Assessor's Parcel shall cease to be classified as Exempt Property
and shall be deemed to be Taxable Property.
F. REVIEW/APPEAL COMMITTEE
Any landowner or resident who feels that the amount of the Special Tax levied on their
Assessor's Parcel is in error shall first consult with the CFD Administrator regarding such
error. If following such consultation, the CFD Administrator determines that an error has
occurred the CFD Administrator may amend the amount of the Special Tax levied on such
Assessor's Parcel. If following such consultation and action (if any by the CFD
Administrator), the landowner or resident believes such error still exists, such person may
file a written notice with the City Clerk of the City appealing the amount of the Special Tax
levied on such Assessor's Parcel. Upon the receipt of any such notice, the City Clerk shall
for, yard a copy of such notice to the City Manager who shall establish as part of the
proceedings and administration of CFD-07-I a special three-member Review/Appeal
Committee. The Review/Appeal Committee may establish such procedures, as it deems
necessary to undertake the review of any such appeal. The Review/Appeal Committee
shall interpret this Rate and Method of Apportionment and make determinations relative to
the annual administration of the Special Tax and any landowner or resident appeals, as
herein specified. The decision of the Review/Appeal Committee shall be final and binding
as to all persons.
G. MANNEROF COLLECTION
The annual Special Tax shall be collected in the same manner and at the same time as
ordinary ad valorem property taxes; provided, however, that CFD-07-I, may directly bill
the Special Tax, may collect Special Taxes at a different time or in a different manner if
necessary to meet its financial obligations, and may covenant to foreclose and may actually
foreclose on Assessor's Parcels of Taxable Property that are delinquent in the payment of
Special Taxes.
Tenders of Bonds in prepayment of Maximum Annual Special Taxes may be accepted
upon the terms and conditions established by the Council pursuant to the Act. However,
the use of Bond tenders shall only be allowed on a case-by-case basis as specifically
approved by the Council.
H. PREPAYMENT OF SPECIAL TAX
The following definitions apply to this Section H:
"CFD Public Facilities" means those public facilities authorized to be financed by CFD-
07-I.
City of Chula Vista
Community Facilities District No, 07-1,
Otay Ranch Village Eleven
12-02- 2002
Revise 8-25-03
Page 10
"CFD Public Facilities Costs" means either $35 million, or such lower number as shall be
determined either by (a) the CFD Administrator as sufficient to finance the CFD Public
Facilities, or (b) thc Council concurrently with a covenant that it wilt not issue any more
Bonds to bc secured by Special Taxes levied under this Rate and Method of
Apportionment.
"Construction Fund" means an account specifically identified in the Indenture to hold
funds which are currently available for expenditure to acquire or construct the CFD Public
Facilities.
"Future Facilities Costs" means the CFD Public Facilities Costs minus that (a) portion of
the CFD Public Facilities Costs previously fimded (i) from the proceeds of all previously
issued Bonds, (ii) fi.om interest earnings on the Construction Fund actually earned prior to
the date of prepayment and (iii) directly fi.om Special Tax revenues and (b) the amount of
the proceeds of all previously issued Bonds then on deposit in the Construction Fund.
"Outstanding Bonds" means all previously issued Bonds which will remain outstanding
after the first interest and/or principal payment date following the current Fiscal Year,
exclud'mg Bonds to be redeemed at a later date with the proceeds of prior prepayments of
Maximum Annual Special Taxes.
1. Prepayment in Full
The Maximum Annual Special Tax obligation may only be prepaid and permanently
satisfied for an Assessor's Parcel of Developed Property, Undeveloped Property or
Approved Property for which a building permit has been issued, or Provisional
Undeveloped Property. The Maximum Annual Special Tax obligation applicable to such
Assessor's Parcel may be fully prepaid and the obligation of the Assessor's Pamel to pay the
Special Tax permanently satisfied as described herein; provided, however that a prepayment
may be made only if there are no delinquent Special Taxes with respect to such Assessor's
Parcel at the time of prepayment. An owner of an Assessor's Parcel intending to prepay the
Maximum Annual Special Tax obligation shall provide the CFD Administrator with written
notice of intent to prepay. Within 30 days of receipt of such written notice, the CFD
Administrator shall notify such owner of the prepayment amount of such Assessor's Parcel.
The CFD Administrator may charge a reasonable fee for providing this figure, which can be
collected prior to preparing such calculation.
The prepayment amount shall be calculated as summarized below (capitalized terms as
defined below):
Bond Redemption Amount
plus Redemption Premium
plus Future Facilities Amount
plus Defeasance Amount
plus Prepayment Fees and Expenses
City of Chula Vista
Community Facilities District No. 07d,
Otay Ranch Village Eleven
12-02- 2002
Revise 8-25-03
Page 11
less
les~
equals
Reserve Fund Credit
Capitalized Interest Credit
Prepayment Amount
As of the proposed date of prepayment, the Prepayment Amount (defined below) shall be
calculated as follows:
Step No.:
For Developed Property, compute the Maximum Annual Special Tax for the
Assessor's Parcel to be prepaid. For Assessor's Parcels of Approved Property or
Undeveloped Property to be prepaid, compute the Maximum Annual Special Tax for
that Assessor's Parcel as though it was already designated as Developed Property,
based upon the building permit issued for that Assessor's Parcel. For Assessor's
Parcels of Provisional Undeveloped Property to be prepaid, compute the Maximum
Annual Special Tax for that Assessor's Parcel using the Maximum Admual Special
Tax for Provisional Undeveloped Property.
Divide the Maximum Annual Special Tax computed pursuant to stepl by the sum of
the total expected Maximum Annual Special Tax revenues which may be levied
within CFD-07-I excluding any Assessors Parcels for which the Maximum Annual
Special Tax obligation has been previously prepaid.
Multiply the quotient computed pursuant to step 2 by the principal amount of the
Outstanding Bonds to compute the amount of Outstanding Bonds to be retired and
prepaid (the "Bond Redemption Amount").
Multiply the Bond Redemption Amount computed pursuant to step 3 by the
applicable redemption premium(s) on the next possible Bond call date, if any, on the
Outstanding Bonds to be redeemed (the "Redemption Premium").
5. If all the Bonds authorized to be issued by CFD-07-I have not been issued, then
compute the Future Facilities Costs.
Multiply the quotient computed pursuant to step 2 by the amount if any, determined
pursuant to step 5 to compute the amount of Future Facilities Costs to be allocated to
such Assessor's Parcel (the "Future Facilities Amount').
City of Chula Vista
Community Facilities District No. 07-1,
Otay Ranch Village Eleven
12-02- 2002
Revise 8-25-03
Page 12
10.
11.
12.
13.
14.
15.
16.
Compute the amount needed to pay interest on the Bond Redemption Amount from
the first bond interest and/or principal payment date following the current Fiscal Year
until the earliest redemption date for the Outstanding Bonds.
Confirm that no Special Tax delinquencies apply to such Assessor's Parcel.
Determine the Special Taxes levied on the Assessor's Parcel in the current Fiscal
Year, which have not yet been paid.
Determine the fees and expenses of CFD-07~I, including but not limited to, the costs
of computation of the prepayment, the costs to invest the prepayment proceeds, the
costs of redeeming Bonds from the proceeds of such prepayment, and the cost of
recording any notices to evidence the prepayment and the redemption
(the"Prepayment Fee and Expenses").
Compute the amount the CFD Administrator reasonably expects to derive from the
reinvestment of the prepayment amount, less the Prepayment Fees and Expenses,
pursuant to step 10, from the date of prepayment until the redemption date for the
Outstanding Bonds to be redeemed with the prepayment.
Add the amounts computed pursuant to steps 7 and 9 and subtract the amount
computed pursuant to step I 1 (the "Defeasance Amount'S),
The reserve fund credit (the "Reserve Fund Credit") shall equal the lesser of: (a) the
expected reduction in the reserve requirement (as defined in the Indenture), if any,
associated with the redemption of Outstanding Bonds as a result of the prepayment,
or (b) the amount derived by subtracting the new reserve requirement (as defined in
the Indenture) in effect after the redemption of Outstanding Bonds as a result of the
prepayment from the balance in the reserve fund on the prepayment date, but in no
event shall such amount be less than zero.
If any capitalized interest for the Outstanding Bonds will not have been expended at
the time of the first interest payment following the current Fiscal Year, a capitalized
interest credit shall be calculated by multiplying the quotient computed pursuant to
step 2 by the expected balance in the capitalized interest fund after such first interest
payment (the "Capitalized Interest Credit").
The Maximum Annual Special Tax prepayment is equal to the sum of the amounts
computed pursuant to steps 3, 4, 6, 10, and 12, less the amounts computed pursuant to
steps 13 and 14 (the "Prepayment Amount").
From the Prepayment Amount, the amounts computed pursuant to steps 3, 4, 12, 13
and 14 shall be deposited into the appropriate fund as established under the Indenture
and be used to retire Outstanding Bonds or make debt service payments. The amount
computed pursuant to step 10 shall be retained by CFD-07-I. The amount computed
pursuant to step 6 shall be deposited in the Construction Fund.
CiO' of Chula Vista
Community Facilities District No. 07-L
Otay Ranch Village Eleven
12-02- 2002
Revise 8-25-03
Page 13
The prepayment mount may be sufficient to redeem other than a $5,000 increment of
Bonds. In such cases, the increment above $5,000 or integral multiple thereof will be
retained in the appropriate fund established under the Indenture to be used with the next
prepayment of bonds or to make debt service payments.
As a result of the payment of the current Fiscal Year's Special Tax levy as determined
under step 9 above, the CFD Administrator shall remove the current Fiscal Year's Special
Tax levy for such Assessor's Parcel from the County tax rolls. With respect to any
Assessor's Parcel that is prepaid, the Council shall cause a suitable notice to be recorded in
compliance with the Act, to indicate the prepayment of Special Taxes and the release of the
Special Tax lien on such Assessor's Parcel, and the obligation of such Assessor's Parcel to
pay the Special Tax shall cease.
Notwithstanding the foregoing, no Special Tax prepayment shall be allowed unless the
amount of Maximum Annual Special Taxes that may be levied on Taxable Property within
both prior to and after the proposed prepayment is at least 1.l times the maximum annual
debt service on all Outstanding Bonds.
2. Prepayment in Part
The Maximum Annual Special Tax on an Assessor's Parcel of Developed Property or an
Assessor's Parcel of Approved Property or Undeveloped Property for which a building
permit has been issued may be partially prepaid. The amount of the prepayment shall be
calculated as presented in Section H. 1; except that a partial prepayment shall be calculated
according to the following formula:
PP = (PEx F) + A
These terms have the following meaning:
PP = the partial prepayment
PE = the Prepayment Amount calculated according to Section H. 1, minus Prepayment Fees
and Expenses determined pursuant to step 10.
F = the pement by which the owner of the Assessor's Parcel(s) is partially prepaying the
Maximum Annual Special Tax.
A= the Prepayment Fees and Expenses determined pursuant to step 10.
The owner of an Assessor's Parcel who desires to partially prepay the Maximum Annual
Special Tax shall notify the CFD Administrator of (i) such owner's intent to partially
prepay the Maximum Annual Special Tax, (ii) the pementage by which the Maximum
Annual Special Tax shall be prepaid, and (iii) the company or agency that will be acting as
the escrow agent, if applicable. The CFD Administrator shall provide the owner with a
statement of the amount required for the partial prepayment of the Maximum Annual
Special Tax for an Assessor's Parcel within 30 days of the request and may charge a
reasonable fee for providing this service.
City of Chula Vista
Community Facilities District No. 07-I,
Otay Ranch Village Eleven
12-02- 2002
Revise 8-25-03
Page 14
With respect to any Assessor's Parcel that is partially prepaid, the City shall (i) distribute
the funds remitted to it according to step 16 of Section H.1, and (ii) indicate in the records
of CFD-07-I that there has been a partial prepayment of the Maximum Annual Special Tax
and that a portion of the Maximum Annual Special Tax equal to the outstanding percentage
(1.00 - F) of the remaining Maximum Annual Special Tax shall continue to be authorized
to be levied on such Assessor's Parcel pursuant to Section D.
TERM OF MAXIMUM ANNUAL SPECIAL TAX
The Maximum Annual Special Tax shall be levied commencing in Fiscal Year 2004-2005
to the extent necessary to fully satisfy the Special Tax Requirement and shall be levied for
a period no longer than the 2043-2044 Fiscal Year.
City of Chula Vista
Community Facilities District No. 07-1,
Otay Ranch Village Eleven
12-02- 2002
Revise 8-25-03
Page 15