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HomeMy WebLinkAbout2021/09/14 Post-Meeting Agenda PackageI declare under penalty of perjury that I am employed by the City of Chula Vista in the office of the City Clerk and that I posted the document according to Brown Act requirements. paw; cf 2/ Signed: 0 CnY OF 11100- CHULA VISTA Mary Casillas Salas, Mayor John McCann, Councilmember - District 1 Jill M. Galvez - Councilmember - District 2 Stephen C. Padilla - Councilmember - District 3 Andrea Cardenas - Councilmember - District 4 Maria V. Kachadoorian, City Manager Glen R. Googins, City Attorney Kerry K. Bigelow, City Clerk REGULAR MEETING OF THE CITY COUNCIL Date: September 14, 2021, 5:00 p.m. Location: Council Chambers, 276 Fourth Avenue, Chula Vista, CA View the Meeting Live in English & Spanish: chulavistaca.qov/councilmeetings AT&T U -verse ch. 99 (San Diego County) Cox ch. 24 (Chula Vista in English only) Welcome to your City Council Meeting The City Council has transitioned back to holding live, in-person meetings. PUBLIC COMMENTS: Public comments may be submitted to the City Council in the following ways: In -Person comments during the meeting. Join us for the City Council meeting at the time and location specified on this agenda to make your comments. How To Submit eComments: Visit www.chulavistaca.qov/councilmeeting_s, locate this meeting and click on the comment bubble icon. Click on the item you wish to comment on, then click on "Leave Comment." eComments can be submitted when the agenda is published and until the conclusion of public comments for the agenda item. eComments may be viewed by the City Council and members of the public as they are submitted. If you have difficulty submitting eComments email your comments to: cityclerk@chulavistaca.gov HOW TO WATCH: Live stream is available at www.chulavistaca.qov/councilmeetings. To switch the video to Spanish, please click on "ES" in the bottom right hand corner. Recorded meetings are also aired on Wednesdays at 7 p.m. (both channels above in English only) and are available on the City's website in English and Spanish. ACCESSIBILITY: Individuals with disabilities or special needs are invited to request modifications or accommodations to access and/or participate in a City meeting by contacting the City Clerk's Office at cityclerk cDchulavistaca.gov or (619) 691-5041 (California Relay Service is available for the hearing impaired by dialing 711) at least forty-eight hours in advance of the meeting. by dialing 711) at least forty-eight hours in advance of the meeting. SPEAKER TIME LIMITS: The time allotted for speakers may be adjusted by the Mayor. - Five minutes* for specific items listed on the agenda - Three minutes* for items NOT on the agenda (called to speak during Public Comments) - A group of individuals may select a spokesperson to speak on their behalf on an agenda item, waiving their option to speak individually on the same item. Generally, five minutes are allotted per person, up to a limit of 30 minutes, although the limits may be adjusted. Members of the group must be present. *Individuals who use a translator will be allotted twice the amount of time. GETTING TO KNOW YOUR AGENDA Agenda Sections: CONSENT CALENDAR items are routine items that are not expected to prompt discussion. All items are considered for approval at the same time with one vote. Councilmembers and staff may request items be removed and members of the public may submit a speaker slip if they wish to comment on an item. Items removed from the Consent Calendar are discussed after the vote on the remaining Consent Calendar items. PUBLIC COMMENT provides the public with an opportunity to address the Council on any matter not listed on the agenda that is within the jurisdiction of the Council. In compliance with the Brown Act, the Council cannot take action on matters not listed on the agenda. PUBLIC HEARINGS are held on matters specifically required by law. The Mayor opens the public hearing and asks for presentations from staff and from the proponent or applicant involved (if applicable) in the matter under discussion. Following questions from the Councilmembers, the Mayor opens the public hearing and asks for public comments. The hearing is closed, and the City Council may discuss and take action. ACTION ITEMS are items that are expected to cause discussion and/or action by the Council but do not legally require a Public Hearing. Staff may make a presentation and Councilmembers may ask questions of staff and the involved parties before the Mayor invites the public to provide input. CLOSED SESSION may only be attended by members of the Council, support staff, and/or legal counsel. The most common purpose of a Closed Session is to avoid revealing confidential information that may prejudice the legal or negotiating position of the City or compromise the privacy interests of employees. Closed sessions may be held only as specifically authorized by law. Council Actions: RESOLUTIONS are formal expressions of opinion or intention of the Council and are usually effective immediately. ORDINANCES are laws adopted by the Council. Ordinances usually amend, repeal or supplement the Municipal Code; provide zoning specifications; or appropriate money for specific purposes. Most ordinances require two hearings: an introductory hearing, generally followed by a second hearing at the next regular meeting. Most ordinances go into effect 30 days after the final approval. PROCLAMATIONS are issued by the City to honor significant achievements by community members, highlight an event, promote awareness of community issues, and recognize City employees. 2021/09/14 City Council Post Agenda Page 2 of 428 Pages 1.CALL TO ORDER 2.ROLL CALL 3.PLEDGE OF ALLEGIANCE TO THE FLAG AND MOMENT OF SILENCE 4.SPECIAL ORDERS OF THE DAY 4.1.Presentation of a Proclamation to Interim President Ricardo Campos Proclaiming Sunday, September 19, 2021 as San Diego Loyal Day in the City of Chula Vista 5.CONSENT CALENDAR (Items 5.1 through 5.6) All items listed under the Consent Calendar are considered and acted upon by one motion. Anyone may request an item be removed for separate consideration. RECOMMENDED ACTION: Council approve the recommended action on the below consent calendar items. 5.1.Waive Reading of Text of Resolutions and Ordinances RECOMMENDED ACTION: Approve a motion to read only the title and waive the reading of the text of all resolutions and ordinances at this meeting. 5.2.Consideration of Requests for Excused Absences RECOMMENDED ACTION: Consider requests for excused absences as appropriate. 5.3.Agreement Award: Approve Agreement to Provide a Compost Program and Educational Services 8 Report Number: 21-0144 Location: 1000 Gunpowder Point Dr., Bay Blvd in northwestern Chula Vista Department: Economic Development Environmental Notice: The activity is not a “Project” as defined under Section 15378 of the California Environmental Quality Act State Guidelines; therefore, pursuant to State Guidelines Section 15060(c)(3) no environmental review is required. Notwithstanding the foregoing, the activity qualifies for an Exemption pursuant to Section 15061(b)(3) of the California Environmental Quality Act State Guidelines. RECOMMENDED ACTION: Adopt a resolution approving an agreement with the Living Coast Discovery Center to provide compost program site maintenance and educational services. 2021/09/14 City Council Post Agenda Page 3 of 428 5.4.Grant Agreement and Appropriation: Approve Agreement with Urban Corps of San Diego County for Grants and appropriate $111,480 for Brush Clearance in the City’s Wildland-Urban Interface 32 Report Number: 21-0148 Location: Canyons in Open Space Districts Department: Public Works Environmental Notice: The project qualifies for a Categorical Exemption pursuant to the California Environmental Quality Act State Guidelines Section 15301 Class 1 (Existing Facilities) and Section 15304 Class 4 (Minor Alterations to Land). RECOMMENDED ACTION: Adopt a resolution approving an agreement with Urban Corps of San Diego County for grants obtained by the Urban Corps from the California Fire Safe Council for $83,055 and from the California State Coastal Conservancy for $315,809 for brush clearance in the City’s wildland-urban interface, and appropriating funds for that purpose (4/5 vote required). 5.5.Animal Regulations: Amending Title 6 of the Chula Vista Municipal Code to Allow the Keeping of One Miniature Pig Per Dwelling Unit 54 Report Number: 21-0154 Location: No specific geographic location Department: City Manager & Animal Care Environmental Notice: The activity is not a “Project” as defined under Section 15378 of the California Environmental Quality Act State Guidelines; therefore, pursuant to State Guidelines Section 15060(c)(3) no environmental review is required. Notwithstanding the foregoing, the activity qualifies for an Exemption pursuant to Section 15061(b)(3) of the California Environmental Quality Act State Guidelines. RECOMMENDED ACTION: Place an ordinance on first reading amending Title 6, Animals, of the Chula Vista Municipal Code to restore subsection 6.04.060.C, allowing the keeping of one miniature pig per dwelling unit (First Reading). 5.6.Ratification of Appointment: City Manager’s Appointment of the Director of Finance – Sarah Schoen 62 Report Number: 21-0159 Location: No specific geographic location Department: Human Resources Environmental Notice: The activity is not a “Project” as defined under Section 15378 of the California Environmental Quality Act State Guidelines; therefore, pursuant to State Guidelines Section 15060(c)(3) no environmental review is required. 2021/09/14 City Council Post Agenda Page 4 of 428 RECOMMENDED ACTION: Adopt a resolution ratifying the City Manager’s appointment of Sarah Schoen as the Director of Finance. 6.PUBLIC COMMENTS The public may address the Council on any matter within the jurisdiction of the Council but not on the agenda. *6.1.Public Comments Received for 9/14/2021 67 7.ACTION ITEMS The following item(s) will be considered individually and are expected to elicit discussion and deliberation. 7.1.Waste Collection Rate Adjustment: Approving a Rate Adjustment for Waste Collection in Order to Cover the Costs of Compliance with Organic Waste Reduction Regulations (SB 1383) 69 Report Number: 21-0145 Location: Citywide Department: Economic Development Environmental Notice: The activity is not a "Project" as defined under Section 15378 of the California Environmental Quality Act State Guidelines; therefore, pursuant to State Guidelines Section 15060(c)(3) no environmental review is required. RECOMMENDED ACTION: Adopt a resolution approving Republic Service’s request for a rate adjustment for combined collection of food waste and other organic waste and directing staff to conduct the proceedings necessary prior to the implementation of the adjustment. 7.2.Employee Compensation and Bargaining Agreement: Approve a Memorandum of Understanding with Association of Chula Vista Employees (“ACE”); an Amended Compensation Summary for Unrepresented Employees; and a Revised Compensation Schedule for Certain Groups 225 Report Number: 21-0155 Location: No specific geographic location Department: Human Resources Environmental Notice: The activity is not a “Project” as defined under Section 15378 of the California Environmental Quality Act State Guidelines; therefore, pursuant to State Guidelines Section 15060(c)(3) no environmental review is required. 2021/09/14 City Council Post Agenda Page 5 of 428 RECOMMENDED ACTION: Adopt resolutions: A) Approving a Memorandum of Understanding (“MOU”) between the City of Chula Vista and the Association of Chula Vista Employees (“ACE”), related to compensation and other terms and conditions of employment; B) Approving the amended Compensation Summary for Unrepresented Employees; and C) Approving the revised Fiscal Year 2021-2022 Compensation Schedule effective September 10, 2021, as required by California Code of Regulations., Title 2, Section 570.5. 8.CITY MANAGER’S REPORTS 9.MAYOR’S REPORTS 398 9.1.Ratification of Appointment of James Clark to the International Friendship Commission 420 RECOMMENDED ACTION: to ratify the appointment of James Clark to the International Friendship Commission. 10.COUNCILMEMBERS’ COMMENTS 10.1.Councilmember Padilla: Consideration of a Resolution in Support of House of Representatives Bill 842, the Protecting the Right to Organize Act of 2021 425 RECOMMENDED ACTION: Adopt a resolution in support of House of Representatives Bill 842, the Protecting the Right to Organize Act of 2021. 11.CITY ATTORNEY'S REPORTS 12.CLOSED SESSION Announcements of actions taken in Closed Sessions shall be made available by noon on the next business day following the Council meeting at the City Attorney's office in accordance with the Ralph M. Brown Act (Government Code 54957.7) 12.1.Conference with Legal Counsel Regarding Existing Litigation Pursuant to Government Code Section 54956.9(d)(1) A) Name of case: Arturo Castanares v. City of Chula Vista, San Diego Superior Court, Case No. 37-2021-00017713-CU-MC-CTL. B) Name of Case: In Re National Prescription Opiate Litigation; United States District Court, Southern District of Ohio; Case No. 17-md-2804 2021/09/14 City Council Post Agenda Page 6 of 428 13.ADJOURNMENT to the regular City Council meeting on September 28, 2021 at 5:00 p.m. in the Council Chambers. Materials provided to the City Council related to an open session item on this agenda are available for public review, please contact the Office of the City Clerk at cityclerk@chulavistaca.gov or (619) 691-5041. Sign up at www.chulavistaca.gov to receive email notifications when City Council agendas are published online. 2021/09/14 City Council Post Agenda Page 7 of 428 v . 0 03 P a g e | 1 September 14, 2021 ITEM TITLE Agreement Award: Approve Agreement to Provide a Compost Program and Educational Services Report Number: 21-0144 Location: 1000 Gunpowder Point Dr., Bay Blvd in northwestern Chula Vista Department: Economic Development Environmental Notice: The activity is not a “Project” as defined under Section 15378 of the California Environmental Quality Act State Guidelines; therefore, pursuant to State Guidelines Section 15060(c)(3) no environmental review is required. Notwithstanding the foregoing, the activity qualifies for an Exemption pursuant to Section 15061(b)(3) of the California Environmental Quality Act State Guidelines. Recommended Action Adopt a resolution approving an agreement with the Living Coast Discovery Center to provide compost program site maintenance and educational services. SUMMARY Staff is requesting Council approve waiving the competitive bid requirement and approve an agreement with the Living Coast Discovery Center (LCDC) in support of the City’s back yard composting program. The agreement with the LCDC will allow the City to continue to provide compost education through workshops, master composter training courses, school and community outreach events, recruit program participants, and maintain the current composting demonstration area. ENVIRONMENTAL REVIEW The proposed activity has been reviewed for compliance with the California Environmental Quality Act (CEQA) and it has been determined that the activity is not a “Project” as defined under Section 15378 of the state CEQA Guidelines because it will not result in a physical change in the environment; therefore, pursuant to Section 15060(c)(3) of the State CEQA Guidelines, the activity is not subject to CEQA. Notwithstanding the foregoing, it has also been determined that the activity qualifies for an Exemption pursuant to Section 15061(b)(3) of the California Environmental Quality Act State Guidelines. Thus, no environmental review is required. 2021/09/14 City Council Post Agenda Page 8 of 428 P a g e | 2 BOARD/COMMISSION/COMMITTEE RECOMMENDATION Not applicable. DISCUSSION The City of Chula Vista’s Back Yard Composting program is part of the Integrated Waste Management Plan to divert resources from disposal to higher and better uses. This program offers Chula Vista residents the knowledge to turn their home-generated vegetative waste into a nutrient-rich compost/soil amendment. Keeping this organic material out of the Otay Landfill prevents additional generation of methane, the most potent of greenhouse gasses and helps the City’s comply with organic waste reduction measures, as directed by California Senate Bill 1383. Previously, the LCDC was part of the City’s operations as the Chula Vista Nature Center, and in 2010 it became a stand-alone entity. Prior to the transfer, the Environmental Services Division built a compost demonstration site and lecture shelter to hold weekly classes and regularly used the center’s auditorium for the Master Composter Training Course. The cooperation between the LCDC and City staff produced a successful program that continues to thrive. This was mainly in part because LCDC staff holds unique and invaluable knowledge of the City’s Backyard Composting program and has partnered with the City since the program’s original development. Therefore, staff is requesting that Council waive the competitive bid process given the unique and specialized qualifications and relationship with the LCDC. Entering into this agreement will secure the institutional knowledge of LCDC staff and the location to hold workshops and trainings for the Backyard Composting program in Fiscal Years 21-22 and 22-23 and will give the City Manager or designee authority to execute three, one-year extensions at mutual agreement of the LCDC DECISION-MAKER CONFLICT Staff has reviewed the property holdings of the City Council members and has found no property holdings within 1,000 feet of the boundaries of the property which is the subject of this action. Consequently, this item does not present a disqualifying real property-related financial conflict of interest under California Code of Regulations Title 2, section 18702.2(a)(7) or (8), for purposes of the Political Reform Act (Cal. Gov’t Code §87100, et seq.). Staff is not independently aware, and has not been informed by any City Council member, of any other fact that may constitute a basis for a decision-maker conflict of interest in this matter. CURRENT-YEAR FISCAL IMPACT All current expenditures and revenues associated with this two-year agreement with the Living Coast Discovery Center for a total combined amount of $90,270 (plus any exercised option years of up to $159,730) for a total of $250,000 which is fully funded through the Environmental Services Fund 282, org code 282589. There is no impact to the General Fund. ONGOING FISCAL IMPACT 2021/09/14 City Council Post Agenda Page 9 of 428 P a g e | 3 All current expenditures and revenues associated with this two-year contract and any exercised option years are fully funded through the Environmental Services Fund 282, org code 282589 for a total estimated costs of $250,000. There is no long-term ongoing impact to the General Fund ATTACHMENTS 1. Signed LCDC Compost Services contract Staff Contact: Eric Crockett, Deputy City Manager; Manuel Medrano, Environmental Services Manager 2021/09/14 City Council Post Agenda Page 10 of 428 RESOLUTION NO. __________ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA WAIVING THE COMPETITIVE BID REQUIREMENT; APPROVING THE AGREEMENT WITH THE LIVING COAST DISCOVERY CENTER TO PROVIDE COMPOST PROGRAM SITE MAINTENANCE AND COMPOST PROGRAM EDUCATIONAL SERVICES FOR THE CITY OF CHULA VISTA WHEREAS, the Living Coast Discovery Center was previously part of the City of Chula Vista operations, as the Chula Vista Nature Center and became a stand-alone entity, the Living Coast Discovery Center; and WHEREAS, prior to the transfer of the Living Coast Discovery Center, the City’s Office of Sustainability-Environmental Services Section built the compost demonstration site to host classes and workshops and continued this working relationship without a formal contract after the transfer of ownership; and WHEREAS, the demand for these courses and workshops has grown along with the need to develop a Master Composter community, including the provision of workshops, Master Composting courses, and public education; and WHEREAS, with the nature of the agreement and the ownership of the composting demonstration site by Living Coast Discovery Center it would be impractical to solicit competitive bids and therefore per CVMC 2.56.110(H)(2) the City’s interests are materially better served in contracting directly with the Living Coast Discovery Center; and WHEREAS, in order to procure these services, the Living Coast Discovery Center was chosen based on their educational expertise and experience running the program including maintenance of the program's member network and connections to local school districts for the purpose of holding tours and presentations on their property. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Chula Vista that it: 1) Based on the findings in the above recitals which are hereby incorporated herein, waives the competitive bid requirement. 2) Approves the Agreement for the City of Chula Vista Contractor/Service Provider Services Agreement with the Living Coast Discovery Center to Provide Courses, Workshops, and Outreach for the City’s Back Yard Composting Program, in the form presented, with such minor modifications as may be required or approved by the City Attorney. 3) Authorizes the City Manager or designee to execute the agreement. 2021/09/14 City Council Post Agenda Page 11 of 428 4) Directs a copy of the executed agreement to be kept on file in the Office of the City Clerk. 5) Authorizes the City Manager or designee to up to execute three, one-year options to extend said agreement. Presented by Approved as to form by Eric C. Crockett Glen R. Googins Director of Economic Development City Attorney 2021/09/14 City Council Post Agenda Page 12 of 428 1 City of Chula Vista Agreement No.: 2021-073 Service Provider Name: THE LIVING COAST DISCOVERY CENTER Rev. 2/4/21 CITY OF CHULA VISTA CONTRACTOR/SERVICE PROVIDER SERVICES AGREEMENT WITH THE LIVING COAST DISCOVERY CENTER TO PROVIDE COURSES, WORKSHOPS, AND OUTREACH FOR THE CITY’S BACK YARD COMPOSTING PROGRAM This Agreement is entered into effective as of September 15, 2021 (“Effective Date”) by and between the City of Chula Vista, a chartered municipal corporation (“City”) and THE LIVING COAST DISCOVERY CENTER, a 501(c)(3) organization)) (“Contractor/Service Provider” or “LCDC”) (collectively, the “Parties” and, individually, a “Party”) with reference to the following facts: RECITALS WHEREAS, the Living Coast Discovery Center was previously part of the City of Chula Vista operations, as the Chula Vista Nature Center and became a stand-alone entity, the Living Coast Discovery Center; and WHEREAS, prior to the transfer of the Living Coast Discovery Center, the Office of Sustainability- Environmental Services Section built the compost demonstration site to host classes and workshops and continued this working relationship without a formal contract after the transfer of ownership; and WHEREAS, the demand for these courses and workshops has grown along with the need to develop a Master Composter community, including the provision of workshops, Master Composting courses and public education; and WHEREAS, with the nature of the agreement and the ownership of the composting demonstration site by the contractor it would be impractical to solicit competitive bids and therefore per CVMC 2.56.110(H)(2) the City’s interests are materially better served in contracting directly with the Contractor/Service Provider; and WHEREAS, in order to procure these services the Contractor/Service Provider was chosen based on their educational expertise and experience running the program including maintenance of the program's member network and connections to local school districts for the purpose of holding tours and presentations on their property; and WHEREAS, Contractor/Service Provider warrants and represents that it is experienced and staffed in a manner such that it can deliver the services required of Contractor/Service Provider to City in accordance with the time frames and the terms and conditions of this Agreement. [End of Recitals. Next Page Starts Obligatory Provisions.] DocuSign Envelope ID: FA53567D-9673-42A5-8F23-0F870C794D1B 2021/09/14 City Council Post Agenda Page 13 of 428 2 City of Chula Vista Agreement No.: 2021-073 Service Provider Name: THE LIVING COAST DISCOVERY CENTER Rev. 2/4/21 OBLIGATORY PROVISIONS NOW, THEREFORE, in consideration of the above recitals, the covenants contained herein, and other good and valuable consideration, the receipt and sufficiency of which the Parties hereby acknowledge, City and Contractor/Service Provider hereby agree as follows: 1. SERVICES 1.1 Required Services. Contractor/Service Provider agrees to perform the services, and deliver to City the “Deliverables” (if any) described in the attached Exhibit A, incorporated into the Agreement by this reference, within the time frames set forth therein, time being of the essence for this Agreement. The services and/or Deliverables described in Exhibit A shall be referred to herein as the “Required Services.” 1.2 Reductions in Scope of Work. City may independently, or upon request from Contractor/Service Provider, from time to time, reduce the Required Services to be performed by the Contractor/Service Provider under this Agreement. Upon doing so, City and Contractor/Service Provider agree to meet and confer in good faith for the purpose of negotiating a correspon ding reduction in the compensation associated with the reduction. 1.3 Additional Services. Subject to compliance with the City’s Charter, codes, policies, procedures and ordinances governing procurement and purchasing authority, City may request Contractor/Service Provider provide additional services related to the Required Services (“Additional Services”). If so, City and Contractor/Service Provider agree to meet and confer in good faith for the purpose of negotiating an amendment to Exhibit A, to add the Additional Services. Unless otherwise agreed, compensation for the Additional Services shall be charged and paid consistent with the rates and terms already provided therein. Once added to Exhibit A, “Additional Services” shall also become “Required Services” for purposes of this Agreement. 1.4 Standard of Care. Contractor/Service Provider expressly warrants and agrees that any and all Required Services hereunder shall be performed in accordance with the highest standard of care exercised by members of the profession currently practicing under similar conditions and in similar locations. 1.5 No Waiver of Standard of Care. Where approval by City is required, it is understood to be conceptual approval only and does not relieve the Contractor/Service Provider of responsibility for complying with all laws, codes, industry standards, and liability for damages caused by negligent acts, errors, omissions, noncompliance with industry standards, or the willful misconduct of the Contractor/Service Provider or its subcontractors. 1.6 Security for Performance. In the event that Exhibit A Section 4 indicates the need for Contractor/Service Provider to provide additional security for performance of its duties under this Agreement, Contractor/Service Provider shall provide such additional security prior to commencement of its Required Services in the form and on the terms prescribed on Exhibit A, or as otherwise prescribed by the City Attorney. 1.7 Compliance with Laws. In its performance of the Required Services, Contractor/Service Provider shall comply with any and all applicable federal, state and local laws, including the Chula Vista Municipal Code. 1.8 Business License. Prior to commencement of work, Contractor/Service Provider shall obtain a business license from City. DocuSign Envelope ID: FA53567D-9673-42A5-8F23-0F870C794D1B 2021/09/14 City Council Post Agenda Page 14 of 428 3 City of Chula Vista Agreement No.: 2021-073 Service Provider Name: THE LIVING COAST DISCOVERY CENTER Rev. 2/4/21 1.9 Subcontractors. Prior to commencement of any work, Contractor/Service Provider shall submit for City’s information and approval a list of any and all subcontractors to be used by Contractor/Service Provider in the performance of the Required Services. Contractor/Service Provider agrees to take appropriate measures necessary to ensure that all subcontractors and personnel utilized by the Contractor/Service Provider to complete its obligations under this Agreement comply with all applicable laws, regulations, ordinances, and policies, whether federal, state, or local. In addition, if any subcontractor is expected to fulfill any responsibilities of the Contractor/Service Provider under this Agreement, Contractor/Service Provider shall ensure that each and every subcontractor carries out the Contractor/Service Provider’s responsibilities as set forth in this Agreement. 1.10 Term. This Agreement shall commence on the earlier to occur of the Effective Date or Contractor/Service Provider’s commencement of the Required Services hereunder, and shall terminate when the Parties have complied with all their obligations hereunder; provided, however, provisions which expressly survive termination shall remain in effect. 2. COMPENSATION 2.1 General. For satisfactory performance of the Required Services, City agrees to compensate Contractor/Service Provider in the amount(s) and on the terms set forth in Exhibit A, Section 4. Standard terms for billing and payment are set forth in this Section 2. 2.2 Detailed Invoicing. Contractor/Service Provider agrees to provide City with a detailed invoice for services performed each month, within thirty (30) days of the end of the month in which the services were performed, unless otherwise specified in Exhibit A. Invoicing shall begin on the first of the month following the Effective Date of the Agreement. All char ges must be presented in a line item format with each task separately explained in reasonable detail. Each invoice shall include the current monthly amount being billed, the amount invoiced to date, and the remaining amount available under any approved bu dget. Contractor/Service Provider must obtain prior written authorization from City for any fees or expenses that exceed the estimated budget. 2.3 Payment to Contractor/Service Provider. Upon receipt of a properly prepared invoice and confirmation that the Required Services detailed in the invoice have been satisfactorily performed, City shall pay Contractor/Service Provider for the invoice amount within thirty (30) days. Payment shall be made in accordance with the terms and conditions set forth in Exhibit A and section 2.4, below. At City’s discretion, invoices not timely submitted may be subject to a penalty of up to five percent (5%) of the amount invoiced. 2.4 Retention Policy. City shall retain ten percent (10%) of the amount due for Required Services detailed on each invoice (the “holdback amount”). Upon City review and determination of Project Completion, the holdback amount will be issued to Contractor/Service Provider. 2.5 Reimbursement of Costs. City may reimburse Contractor/Service Provider’s out-of-pocket costs incurred by Contractor/Service Provider in the performance of the Required Services if negotiated in advance and included in Exhibit A. Unless specifically provided in Exhibit A, Contractor/Service Provider shall be responsible for any and all out-of-pocket costs incurred by Contractor/Service Provider in the performance of the Required Services. 2.6 Exclusions. City shall not be responsible for payment to Contractor/Service Provider for any fees or costs in excess of any agreed upon budget, rate or other maximum amount(s) provided for in Exhibit A. City DocuSign Envelope ID: FA53567D-9673-42A5-8F23-0F870C794D1B 2021/09/14 City Council Post Agenda Page 15 of 428 4 City of Chula Vista Agreement No.: 2021-073 Service Provider Name: THE LIVING COAST DISCOVERY CENTER Rev. 2/4/21 shall also not be responsible for any cost: (a) incurred prior to the Effective Date; or (b) arising out of or related to the errors, omissions, negligence or acts of willful misconduct of Contractor/Service Provider, its agents, employees, or subcontractors. 2.7 Payment Not Final Approval. Contractor/Service Provider understands and agrees that payment to the Contractor/Service Provider or reimbursement for any Contractor/Service Provider costs related to the performance of Required Services does not constitute a City final decision regarding whether such payment or cost reimbursement is allowable and eligible for payment under this Agreement, nor does it constitute a waiver of any violation by Contractor/Service Provider of the terms of this Agreement. If City determines that Contractor/Service Provider is not entitled to receive any amount of compensation already paid, City will notify Contractor/Service Provider in writing and Contractor/Service Provider shall promptly return such amount. 3. INSURANCE 3.1 Required Insurance. Contractor/Service Provider must procure and maintain, during the period of performance of Required Services under this Agreement, and for twelve months after completion of Required Services, the policies of insurance described on the attached Exhibit B, incorporated into the Agreement by this reference (the “Required Insurance”). The Required Insurance shall also comply with all other terms of this Section. 3.2 Deductibles and Self-Insured Retentions. Any deductibles or self-insured retentions relating to the Required Insurance must be disclosed to and approved by City in advance of the commencement of work. 3.3 Standards for Insurers. Required Insurance must be placed with licensed insurers admitted to transact business in the State of California with a current A.M. Best’s rating of A V or better, or, if insurance is placed with a surplus lines insurer, insurer must be listed on the State of California List of Eligible Surplus Lines Insurers (LESLI) with a current A.M. Best’s rating of no less than A X. For Workers’ Compensation Insurance, insurance issued by the State Compensation Fund is also acceptable. 3.4 Subcontractors. Contractor/Service Provider must include all sub-Contractor/Service Providers/sub- contractors as insureds under its policies and/or furnish separate certificates and endorsements demonstrating separate coverage for those not under its policies. Any separate coverage for sub-Contractor/Service Providers must also comply with the terms of this Agreement. 3.5 Additional Insureds. City, its officers, officials, employees, agents, and volunteers must be named as additional insureds with respect to any policy of general liability, automobile, or pollution insurance specified as required in Exhibit B or as may otherwise be specified by City’s Risk Manager.. The general liability additional insured coverage must be provided in the form of an endorsement to the Contractor/Service Provider’s insurance using ISO CG 2010 (11/85) or its equivalent; such endorsement must not exclude Products/Completed Operations coverage. 3.6 General Liability Coverage to be “Primary.” Contractor/Service Provider’s general liability coverage must be primary insurance as it pertains to the City, its officers, officials, employees, agents, and volunteers. Any insurance or self-insurance maintained by the City, its officers, officials, employees, or volunteers is wholly separate from the insurance provided by Contractor/Service Provider and in no way relieves Contractor/Service Provider from its responsibility to provide insurance. DocuSign Envelope ID: FA53567D-9673-42A5-8F23-0F870C794D1B 2021/09/14 City Council Post Agenda Page 16 of 428 5 City of Chula Vista Agreement No.: 2021-073 Service Provider Name: THE LIVING COAST DISCOVERY CENTER Rev. 2/4/21 3.7 No Cancellation. No Required Insurance policy may be canceled by either Party during the required insured period under this Agreement, except after thirty days’ prior written notice to the City by certified mail, return receipt requested. Prior to the effective date of any such cancellation Contractor/Service Provider must procure and put into effect equivalent coverage(s). 3.8 Waiver of Subrogation. Contractor/Service Provider’s insurer(s) will provide a Waiver of Subrogation in favor of the City for each Required Insurance policy under this Agreement. In addition, Contractor/Service Provider waives any right it may have or may obtain to subrogation for a claim against City. 3.9 Verification of Coverage. Prior to commencement of any work, Contractor/Service Provider shall furnish City with original certificates of insurance and any amendatory endorsements necessary to demonstrate to City that Contractor/Service Provider has obtained the Required Insurance in compliance with the terms of this Agreement. The words “will endeavor” and “but failure to mail such notice shall impose no obligation or liability of any kind upon the company, its agents, or representatives” or any similar language must be deleted from all certificates. The required certificates and endorsements should otherwise be on industry standard forms. The City reserves the right to require, at any time, complete, certified copies of all required insurance policies, including endorsements evidencing the coverage required by these specifications. 3.10 Claims Made Policy Requirements. If General Liability, Pollution and/or Asbestos Pollution Liability and/or Errors & Omissions coverage are required and are provided on a claims -made form, the following requirements also apply: a. The “Retro Date” must be shown, and must be before the date of this Agreement or the beginning of the work required by this Agreement. b. Insurance must be maintained, and evidence of insurance must be provided, for at least five (5) years after completion of the work required by this Agreement. c. If coverage is canceled or non-renewed, and not replaced with another claims-made policy form with a “Retro Date” prior to the effective date of this Agreement, the Contractor/Service Provider must purchase “extended reporting” coverage for a minimum of five (5) years after completion of the work required by this Agreement. d. A copy of the claims reporting requirements must be submitted to the City for review. 3.11 Not a Limitation of Other Obligations. Insurance provisions under this section shall not be construed to limit the Contractor/Service Provider’s obligations under this Agreement, including Indemnity. 3.12 Additional Coverage. To the extent that insurance coverage provided by Contractor/Service Provider maintains higher limits than the minimums appearing in Exhibit B, City requires and shall be entitled to coverage for higher limits maintained. DocuSign Envelope ID: FA53567D-9673-42A5-8F23-0F870C794D1B 2021/09/14 City Council Post Agenda Page 17 of 428 6 City of Chula Vista Agreement No.: 2021-073 Service Provider Name: THE LIVING COAST DISCOVERY CENTER Rev. 2/4/21 4. INDEMNIFICATION 4.1. General. To the maximum extent allowed by law, Contractor/Service Provider shall protect, defend, indemnify and hold harmless City, its elected and appointed officers, agents, employees and volunteers (collectively, “Indemnified Parties”), from and against any and all claims, demands, causes of action, costs, expenses, (including reasonable attorneys’ fees and court costs), liability, loss, damage or injury, in law or equity, to property or persons, including wrongful death, in any manner arising out of or incident to any alleged acts, omissions, negligence, or willful misconduct of Contractor/Service Provider, its officials, officers, employees, agents, and contractors, arising out of or in connection with the performance of the Required Services, the results of such performance, or this Agreement. This indemnity provision does not include any claims, damages, liability, costs and expenses arising from the sole negligence or willful misconduct of the Indemnified Parties. Also covered is liability arising from, connected with, caused by or claimed to be caused by the active or passive negligent acts or omissions of the Indemnified Parties which may be in combination with the active or passive negligent acts or omissions of the Contractor/Service Provider, its employees, agents or officers, or any third party. 4.2. Modified Indemnity Where Agreement Involves Design Professional Services. Notwithstanding the forgoing, if the services provided under this Agreement are design professional services, as defined by California Civil Code section 2782.8, as may be amended from time to time, the defense and indemnity obligation under Section 1, above, shall be limited to the extent required by California Civil Code section 2782.8. 4.3 Costs of Defense and Award. Included in Contractor/Service Provider’s obligations under this Section 4 is Contractor/Service Provider’s obligation to defend, at Contractor/Service Provider’s own cost, expense and risk, any and all suits, actions or other legal proceedings that may be brought or instituted against one or more of the Indemnified Parties. Subject to the limitations in this Section 4, Contractor/Service Provider shall pay and satisfy any judgment, award or decree that may be rendered against one or more of the Indemnified Parties for any and all related legal expenses and costs incurred by any of them. 4.4. Contractor/Service Provider’s Obligations Not Limited or Modified. Contractor/Service Provider’s obligations under this Section 4 shall not be limited to insurance proceeds, if any, received by the Indemnified Parties, or by any prior or subsequent declaration by the Contractor/Service Provider. Furthermore, Contractor/Service Provider’s obligations under this Section 4 shall in no way limit, modify or excuse any of Contractor/Service Provider’s other obligations or duties under this Agreement. 4.5. Enforcement Costs. Contractor/Service Provider agrees to pay any and all costs City incurs in enforcing Contractor/Service Provider’s obligations under this Section 4. 4.6 Survival. Contractor/Service Provider’s obligations under this Section 4 shall survive the termination of this Agreement. 5. FINANCIAL INTERESTS OF CONTRACTOR/SERVICE PROVIDER. 5.1 Form 700 Filing. The California Political Reform Act and the Chula Vista Conflict of Interest Code require certain government officials and Contractor/Service Providers performing work for government agencies to publicly disclose certain of their personal assets and income using a Statement of Economic Interests form (Form 700). In order to assure compliance with these requirements, Contractor/Service Provider shall comply with the disclosure requirements identified in the attached Exhibit C, incorporated into the Agreement by this reference. DocuSign Envelope ID: FA53567D-9673-42A5-8F23-0F870C794D1B 2021/09/14 City Council Post Agenda Page 18 of 428 7 City of Chula Vista Agreement No.: 2021-073 Service Provider Name: THE LIVING COAST DISCOVERY CENTER Rev. 2/4/21 5.2 Disclosures; Prohibited Interests. Independent of whether Contractor/Service Provider is required to file a Form 700, Contractor/Service Provider warrants and represents that it has disclosed to City any economic interests held by Contractor/Service Provider, or its employees or subcontractors who will be performing the Required Services, in any real property or project which is the subject of this Agreement. Contractor/Service Provider warrants and represents that it has not employed or retained any company or person, other than a bona fide employee or approved subcontractor working solely for Contractor/Service Provider, to solicit or secure this Agreement. Further, Contractor/Service Provider warrants and represents that it has not paid or agreed to pay any company or person, other than a bona fide employee or approved subcontractor working solely for Contractor/Service Provider, any fee, commission, percentage, brokerage fee, gift or other consideration contingent upon or resulting from the award or making of this Agreement. Contractor/Service Provider further warrants and represents that no officer or employee of City, has any interest, whether contractual, non-contractual, financial or otherwise, in this transaction, the proceeds hereof, or in the business of Contractor/Service Provider or Contractor/Service Provider’s subcontractors. Contractor/Service Provider further agrees to notify City in the event any such interest is discovered whether or not such interest is prohibited by law or this Agreement. For breach or violation of any of these warranties, City shall have the right to rescind this Agreement without liability. 6. REMEDIES 6.1 Termination for Cause. If for any reason whatsoever Contractor/Service Provider shall fail to perform the Required Services under this Agreement, in a proper or timely manner, or if Contractor/Service Provider shall violate any of the other covenants, agreements or conditions of this Agreement (each a “Default”), in addition to any and all other rights and remedies City may have under this Agreement, at law or in equity, City shall have the right to terminate this Agreement by giving five (5) days written notice to Contractor/Service Provider. Such notice shall identify the Default and the Agreement termination date. If Contractor/Service Provider notifies City of its intent to cure such Default prior to City’s specified termination date, and City agrees that the specified Default is capable of being cured, City may grant Contractor/Service Provider up to ten (10) additional days after the designated termination date to effectuate such cure. In the event of a termination under this Section 6.1, Contractor/Service Provider shall immediately provide City any and all ”Work Product” (defined in Section 7 below) prepared by Contractor/Service Provider as part of the Required Services. Such Work Product shall be City’s sole and exclusive property as provided in Section 7 hereof. Contractor/Service Provider may be entitled to compensation for work satisfactorily performed prior to Contractor/Service Provider’s receipt of the Default notice; provided, however, in no event shall such compensation exceed the amount that would have been payable under this Agreement for such work, and any such compensation shall be reduced by any costs incurred or projected to be incurred by City as a result of the Default. 6.2 Termination or Suspension for Convenience of City. City may suspend or terminate this Agreement, or any portion of the Required Services, at any time and for any reason, with or without cause, by giving specific written notice to Contractor/Service Provider of such termination or suspension at least fifteen (15) days prior to the effective date thereof. Upon receipt of such notice, Contractor/Service Provider shall immediately cease all work under the Agreement and promptly deliver all “Work Product” (defined in Section 7 below) to City. Such Work Product shall be City's sole and exclusive property as provided in Section 7 hereof. Contractor/Service Provider shall be entitled to receive just and equitable compensation for this Work Product in an amount equal to the amount due and payable under this Agreement for work satisfactor ily performed as of the date of the termination/suspension notice plus any additional remaining Required Services requested or approved by City in advance that would maximize City’s value under the Agreement. DocuSign Envelope ID: FA53567D-9673-42A5-8F23-0F870C794D1B 2021/09/14 City Council Post Agenda Page 19 of 428 8 City of Chula Vista Agreement No.: 2021-073 Service Provider Name: THE LIVING COAST DISCOVERY CENTER Rev. 2/4/21 6.3 Waiver of Claims. In the event City terminates the Agreement in accordance with the terms of this Section, Contractor/Service Provider hereby expressly waives any and all claims for damages or compensation as a result of such termination except as expressly provided in this Section 6. 6.4 Administrative Claims Requirements and Procedures. No suit or arbitration shall be brought arising out of this Agreement against City unless a claim has first been presented in writing and filed with City and acted upon by City in accordance with the procedures set forth in Chapter 1.34 of the Chula Vista Municipal Code, as same may be amended, the provisions of which, including such policies and procedures used by City in the implementation of same, are incorporated herein by this reference. Upon request by City, Contractor/Service Provider shall meet and confer in good faith with City for the purpose of resolving any dispute over the terms of this Agreement. 6.5 Governing Law/Venue. This Agreement shall be governed by and construed in accordance with the laws of the State of California. Any action arising under or relating to this Agreement shall be brought only in San Diego County, State of California. 6.6 Service of Process. Contractor/Service Provider agrees that it is subject to personal jurisdiction in California. If Contractor/Service Provider is a foreign corporation, limited liability company, or partnership that is not registered with the California Secretary of State, Contractor/Service Provider irrevocably consents to service of process on Contractor/Service Provider by first class mail directed to the individual and address listed under “For Legal Notice,” in section 1.B. of Exhibit A to this Agreement, and that such service shall be effective five days after mailing. 7. OWNERSHIP AND USE OF WORK PRODUCT All reports, studies, information, data, statistics, forms, designs, plans, procedures, systems and any other materials or properties produced in whole or in part under this Agreement in connection with the performance of the Required Services (collectivel y “Work Product”) shall be the sole and exclusive property of City. No such Work Product shall be subject to private use, copyrights or patent rights by Contractor/Service Provider in the United States or in any other country without the express, prior written consent of City. City shall have unrestricted authority to publish, disclose, distribute, and otherwise use, copyright or patent, in whole or in part, any such Work Product, without requiring any permission of Contractor/Service Provider, except as may be limited by the provisions of the Public Records Act or expressly prohibited by other applicable laws. With respect to computer files containing data generated as Work Product, Contractor/Service Provider shall make available to City, upon reasonable written request by City, the necessary functional computer software and hardware for purposes of accessing, compiling, transferring and printing computer files. 8. GENERAL PROVISIONS 8.1 Amendment. This Agreement may be amended, but only in writing signed by both Parties. 8.2 Assignment. City would not have entered into this Agreement but for Contractor/Service Provider’s unique qualifications and traits. Contractor/Service Provider shall not assign any of its rights or responsibilities under this Agreement, nor any part hereof, without City’s prior written consent, which City may grant, condition or deny in its sole discretion. 8.3 Authority. The person(s) executing this Agreement for Contractor/Service Provider warrants and represents that they have the authority to execute same on behalf of Contractor/Service Provider and to bind DocuSign Envelope ID: FA53567D-9673-42A5-8F23-0F870C794D1B 2021/09/14 City Council Post Agenda Page 20 of 428 9 City of Chula Vista Agreement No.: 2021-073 Service Provider Name: THE LIVING COAST DISCOVERY CENTER Rev. 2/4/21 Contractor/Service Provider to its obligations hereunder without any further action or direction from Contractor/Service Provider or any board, principle or officer thereof. 8.4 Counterparts. This Agreement may be executed in counterparts, each of which shall be deemed an original, but all of which shall constitute one Agreement after each Party has signed such a counterpart. 8.5 Entire Agreement. This Agreement together with all exhibits attached hereto and other agreements expressly referred to herein, constitutes the entire Agreement between the Parties with respect to the subject matter contained herein. All exhibits referenced herein shall be attached hereto and are incorporated herein by reference. All prior or contemporaneous agreements, understandings, representations, warranties and statements, oral or written, are superseded. 8.6 Record Retention. During the course of the Agreement and for three (3) years following completion of the Required Services, Contractor/Service Provider agrees to maintain, intact and readily accessible, all data, documents, reports, records, contracts, and supporting materials relating to the performance of the Agreement, including accounting for costs and expenses charged to City, including such records in the possession of sub-contractors/sub-Contractor/Service Providers. 8.7 Further Assurances. The Parties agree to perform such further acts and to execute and deliver such additional documents and instruments as may be reasonably required in order to carry out the provisions of this Agreement and the intentions of the Parties. 8.8 Independent Contractor. Contractor/Service Provider is and shall at all times remain as to City a wholly independent contractor. Neither City nor any of its officers, employees, agents or volunteers shall have control over the conduct of Contractor/Service Provider or any of Contractor/Service Provider’s officers, employees, or agents (“Contractor/Service Provider Related Individuals”), except as set forth in this Agreement. No Contractor/Service Provider Related Individuals shall be deemed employees of City, and none of them shall be entitled to any benefits to which City employees are entitled, including but not limited to, overtime, retirement benefits, worker's compensation benefits, injury leave or other leave benefits. Furthermore, City will not withhold state or federal income tax, social security tax or any other payroll tax with respect to any Contractor/Service Provider Related Individuals; instead, Contractor/Service Provider shall be solely responsible for the payment of same and shall hold the City harmless with respect to same. Contractor/Service Provider shall not at any time or in any manner represent that it or any of its Contractor/Service Provider Related Individuals are employees or agents of City. Contractor/Service Provider shall not incur or have the power to incur an y debt, obligation or liability whatsoever against City, or bind City in any manner. 8.9 Notices. All notices, demands or requests provided for or permitted to be given pursuant to this Agreement must be in writing. All notices, demands and requests to be sent to any Party shall be deemed to have been properly given or served if personally served or deposited in the United States mail, addressed to such Party, postage prepaid, registered or certified, with return receipt requested, at the addresses iden tified in this Agreement at the places of business for each of the designated Parties as indicated in Exhibit A, or otherwise provided in writing. 8.10 Electronic Signatures. Each Party agrees that the electronic signatures, whether digital or encrypted, of the Parties included in this Agreement are intended to authenticate this writing and to have the same force and effect as manual signatures. Electronic Signature means any electronic sound, symbol, or process attached to or logically associated with a record and executed and adopted by a Party with the intent to sign such record, DocuSign Envelope ID: FA53567D-9673-42A5-8F23-0F870C794D1B 2021/09/14 City Council Post Agenda Page 21 of 428 10 City of Chula Vista Agreement No.: 2021-073 Service Provider Name: THE LIVING COAST DISCOVERY CENTER Rev. 2/4/21 including facsimile or email electronic signatures, pursuant to the California Uniform Electronic Transactions Act (Cal. Civ. Code §§ 1633.1 to 1633.17) as amended from time to time. (End of page. Next page is signature page.) DocuSign Envelope ID: FA53567D-9673-42A5-8F23-0F870C794D1B 2021/09/14 City Council Post Agenda Page 22 of 428 11 City of Chula Vista Agreement No.: 2021-073 Service Provider Name: THE LIVING COAST DISCOVERY CENTER Rev. 2/4/21 SIGNATURE PAGE CONTRACTOR/SERVICE PROVIDER SERVICES AGREEMENT IN WITNESS WHEREOF, by executing this Agreement where indicated below, City and Contractor/Service Provider agree that they have read and understood all terms and conditions of the Agreement, that they fully agree and consent to bound by same, and that they are freely entering into this Agreement as of the Effective Date. THE LIVING COAST DISCOVERY CENTER CITY OF CHULA VISTA BY:________________________________ BY: ________________________________ Ben Vallejos MARIA V. KACHADOORIAN Executive Director CITY MANAGER ATTEST BY: ________________________________ Kerry K. Bigelow, MMC City Clerk APPROVED AS TO FORM BY: ________________________________ Glen R. Googins City Attorney DocuSign Envelope ID: FA53567D-9673-42A5-8F23-0F870C794D1B 2021/09/14 City Council Post Agenda Page 23 of 428 12 City of Chula Vista Agreement No.: 2021-073 Service Provider Name: THE LIVING COAST DISCOVERY CENTER Rev. 2/4/21 EXHIBIT A SCOPE OF WORK AND PAYMENT TERMS 1. Contact People for Contract Administration and Legal Notice A. City Contract Administration: Manuel Medrano 276 Fourth Avenue 619-585-5766 mmedrano@chulavistaca.gov For Legal Notice Copy to: City of Chula Vista City Attorney 276 Fourth Avenue, Chula Vista, CA 91910 619-691-5037 CityAttorney@chulavistaca.gov B. Contractor/Service Provider Contract Administration: THE LIVING COAST DISCOVERY CENTER 1000 Gunpowder Point Drive 619-409-5900 ben@thelivingcoast.org For Legal Notice Copy to: Same as above 2. Required Services A. General Description: The Contractor/Service Provider will provide educational services within the City of Chula Vista Back Yard Composting program, which include Master Composter Training courses, compost workshops, and public outreach B. Detailed Description: Task Description Deliverables Completion Date 1 Composting Demonstration Site Maintenance A. The LCDC will acquire all materials for composting, including materials for building, turning, and harvesting compost piles Continuously through June 30, 2026 DocuSign Envelope ID: FA53567D-9673-42A5-8F23-0F870C794D1B 2021/09/14 City Council Post Agenda Page 24 of 428 13 City of Chula Vista Agreement No.: 2021-073 Service Provider Name: THE LIVING COAST DISCOVERY CENTER Rev. 2/4/21 B. The LCDC will keep benches, tables, interpretive signs, and shade structures free of cobwebs, dust, bird droppings, and graffiti C. The LCDC will keep paths weed free and raked daily D. The LCDC will maintain native or drought tolerant landscaping through weeding, raking, trimming of vegetation, removal of invasive plants, and replacement of dead and diseased plants E. The LCDC will request Backyard Composting program fliers from the City to ensure that they are available to Demonstration Site guests 2 Organizing Composting Workshops A. The LCDC will host and teach weekly on-site Backyard Composting workshops to guests, focusing on composting practices. B. The LCDC will be prepared to provide the option of virtual workshops in case of facility closure by County restrictions. Virtual workshops may also be requested by City if it is determined to provide additional outreach benefits. C. The LCDC will have all workshop participants fill out an online form accessible to City staff Continuously through June 30, 2026 DocuSign Envelope ID: FA53567D-9673-42A5-8F23-0F870C794D1B 2021/09/14 City Council Post Agenda Page 25 of 428 14 City of Chula Vista Agreement No.: 2021-073 Service Provider Name: THE LIVING COAST DISCOVERY CENTER Rev. 2/4/21 with their name and address D. The LCDC will maintain an average monthly workshop attendance of fifteen Chula Vista residents E. Compost bin delivery: (1) The Living Coast Discovery Center will provide storage for compost bin distribution. Compost bins will be distributed to Chula Vista residents that have attended the City's compost workshop or Master Composter Training Course. (2) The LCDC will fill out an online form accessible to City staff of all compost bin purchases to include name, address, phone or email. (3) The LCDC will send a monthly report of all compost bins sales transacted in the LCDC Gift Shop. City will send the LCDC an invoice based on this report. LCDC to pay invoice within 30 days of receipt. 3 Master Composter Training Course A. The LCDC will host Master Composter Training Courses B. The LCDC shall be responsible for the Master Composter Training Course scheduling, student correspondence, student Continuously through June 30, 2026 DocuSign Envelope ID: FA53567D-9673-42A5-8F23-0F870C794D1B 2021/09/14 City Council Post Agenda Page 26 of 428 15 City of Chula Vista Agreement No.: 2021-073 Service Provider Name: THE LIVING COAST DISCOVERY CENTER Rev. 2/4/21 folders, attendance recording, and planning of field trips C. The LCDC will schedule, plan, and organize the classroom activities for each Master Composter Training Course D. The LCDC will provide professional speakers for the Master Composter Training Course E. The LCDC will attend and lead field trips for each Master Composter Training Course F. The LCDC will provide volunteer coordination for all Master Composter Training Course participants 4 Chula Vista Master Composter Network A. The LCDC will create and manage an e-mail listserv, Facebook account, and resource list for all Master Composter students to network B. The LCDC will host semi- annual Master Composter Network Mixers that will be open to all participants of the Master Composter Training Continuously through June 30, 2026 5 Chula Vista Schools and Community Outreach Efforts A. Upon approval, the LCDC will provide educational outreach throughout the City (1) These outreaches include elementary, middle, and high schools as well as other community events Continuously through June 30, 2026 DocuSign Envelope ID: FA53567D-9673-42A5-8F23-0F870C794D1B 2021/09/14 City Council Post Agenda Page 27 of 428 16 City of Chula Vista Agreement No.: 2021-073 Service Provider Name: THE LIVING COAST DISCOVERY CENTER Rev. 2/4/21 (2) The LCDC will coordinate and schedule the outreach. (3) The LCDC will travel to Chula Vista schools/community events to provide educational programming and outreach. (4) Upon approval, the LCDC may host field trips and provide specially tailored compost programming in the Compost Demonstration Garden. B. Education Outreach other than schools. (1) Upon approval, the LCDC will provide community outreach at events within the City. (2) The LCDC will coordinate and schedule the outreach. (3) The LCDC will travel to Chula Vista event to provide educational programming. 3. Term: In accordance with Section 1.10 of this Agreement, the term of this Agreement shall begin September 15, 2021 and end on June 30, 2026 for completion of all Required Services. 4. Compensation: A. Form of Compensation ☒ Time and Materials. For performance of the Required Services by Contractor/Service Provider as identified in Section 2.B., above, City shall pay Contractor/Service Provider for the productive hours of time spent by Contractor/Service Provider in the performance of the Required Services, at the rates or amounts as indicated below: 1) Composting Demonstration Site Maintenance: $35. 00/hour staff time for a maximum of 208 hours & $15.00/hour Assistant time for a maximum of 40 hours. 2) Organizing Composting Workshops: $35.00/hour staff time for a maximum of 208 hours. 3) Master Composter Training Course Coordination: $35.00/hour, for a maximum of 235 hours and $100 stipends for eight presenters. DocuSign Envelope ID: FA53567D-9673-42A5-8F23-0F870C794D1B 2021/09/14 City Council Post Agenda Page 28 of 428 17 City of Chula Vista Agreement No.: 2021-073 Service Provider Name: THE LIVING COAST DISCOVERY CENTER Rev. 2/4/21 4) Chula Vista Master Composter Network: $35.00/hour for a maximum of 50 hours. 5) Chula Vista Schools and Community Outreach Efforts: $300.00/program with a maximum of 30 programs. B. Reimbursement of Costs ☒ None, the compensation includes all costs Notwithstanding the foregoing, the maximum amount to be paid to the Contractor/Service Provider for services performed through June 30, 2026 shall not exceed $250,000. 5. Special Provisions: ☒ Notwithstanding the completion date set forth in Section 3 above, City has option to extend this Agreement for three additional terms, defined as a one-year increment or June 30, 2026. The City Manager or Director of Finance/Treasurer shall be authorized to exercise the extensions on behalf of the City. If the City exercises an option to extend, each extension shall be on the same terms and conditions contained herein, provided that the amounts specified in Section 4.A above may be increased by up to 3% for each extension. The City shall give written notice to Contractor/Service Provider of the City’s election to exercise the extension via the Notice of Exercise of Option to Extend document. Such notice shall be provided at least 30 days prior to the expiration of the term. DocuSign Envelope ID: FA53567D-9673-42A5-8F23-0F870C794D1B 2021/09/14 City Council Post Agenda Page 29 of 428 18 City of Chula Vista Agreement No.: 2021-073 Service Provider Name: THE LIVING COAST DISCOVERY CENTER Rev. 2/4/21 EXHIBIT B INSURANCE REQUIREMENTS Contractor/Service Provider shall adhere to all terms and conditions of Section 3 of the Agreement and agrees to provide the following types and minimum amounts of insurance, as indicated by checking the applicable boxes (x). Type of Insurance Minimum Amount Form ☒ General Liability: Including products and completed operations, personal and advertising injury $2,000,000 per occurrence for bodily injury, personal injury (including death), and property damage. If Commercial General Liability insurance with a general aggregate limit is used, either the general aggregate limit must apply separately to this Agreement or the general aggregate limit must be twice the required occurrence limit Additional Insured Endorsement or Blanket AI Endorsement for City* Waiver of Recovery Endorsement Insurance Services Office Form CG 00 01 *Must be primary and must not exclude Products/Completed Operations ☒ Automobile Liability $1,000,000 per accident for bodily injury, including death, and property damage Insurance Services Office Form CA 00 01 Code 1-Any Auto Code 8-Hired Code 9-Non Owned ☒ Workers’ Compensation Employer’s Liability $1,000,000 each accident $1,000,000 disease policy limit $1,000,000 disease each employee Waiver of Recovery Endorsement Other Negotiated Insurance Terms: NONE DocuSign Envelope ID: FA53567D-9673-42A5-8F23-0F870C794D1B 2021/09/14 City Council Post Agenda Page 30 of 428 19 City of Chula Vista Agreement No.: 2021-073 Service Provider Name: THE LIVING COAST DISCOVERY CENTER Rev. 2/4/21 EXHIBIT C CONTRACTOR/SERVICE PROVIDER CONFLICT OF INTEREST DESIGNATION The Political Reform Act1 and the Chula Vista Conflict of Interest Code2 (“Code”) require designated state and local government officials, including some Contractor/Service Providers, to make certain public disclosures using a Statement of Economic Interests form (Form 700). Once filed, a Form 700 is a public document, accessible to any member of the public. In addition, Contractor/Service Providers designated to file the Form 700 are also required to comply with certain ethics training requirements.3 ☐ A. Contractor/Service Provider IS a corporation or limited liability company and is therefore EXCLUDED4 from disclosure. ☒ B. Contractor/Service Provider is NOT a corporation or limited liability company and disclosure designation is as follows: APPLICABLE DESIGNATIONS FOR INDIVIDUAL(S) ASSIGNED TO PROVIDE SERVICES (Category descriptions available at www.chulavistaca.gov/departments/city-clerk/conflict-of-interest-code.) Name Email Address Applicable Designation Ben Vallejosl ben@thelivingcoast ☐ A. Full Disclosure ☐ B. Limited Disclosure (select one or more of the categories under which the Contractor shall file): ☐ 1. ☐ 2. ☐ 3. ☐ 4. ☐ 5. ☐ 6. ☐ 7. Justification: ☒ C. Excluded from Disclosure 1. Required Filers Each individual who will be performing services for the City pursuant to the Agreement and who meets the definition of “Contractor/Service Provider,” pursuant to FPPC Regulation 18700.3, must file a Form 700. 2. Required Filing Deadlines Each initial Form 700 required under this Agreement shall be filed with the Office of the City Clerk via the City's online filing system, NetFile, within 30 days of the approval of the Agreement. Additional Form 700 filings will be required annually on April 1 during the term of the Agreement, and within 30 days of the termination of the Agreement. 3. Filing Designation The City Department Director will designate each individual who will be providing services to the City pursuant to the Agreement as full disclosure, limited disclosure, or excluded from disclosure, based on an analysis of the services the Contractor/Service Provider will provide. Notwithstanding this designation or anything in the Agreement, the Contractor/Service Provider is ultimately responsible for complying with FPPC regulations and filing requirements. If you have any questions regarding filing requirements, please do not hesitate to contact the City Clerk at (619)691-5041, or the FPPC at 1-866-ASK-FPPC, or (866) 275-3772 *2. Pursuant to the duly adopted City of Chula Vista Conflict of Interest Code, this document shall serve as the written determination of the Contractor’s requirement to comply with the disclosure requirements set forth in the Code. Completed by: David DiDonato 1 Cal. Gov. Code §§81000 et seq.; FPPC Regs. 18700.3 and 18704. 2 Chula Vista Municipal Code §§2.02.010-2.02.040. 3 Cal. Gov. Code §§53234, et seq. 4 CA FPPC Adv. A-15-147 (Chadwick) (2015); Davis v. Fresno Unified School District (2015) 237 Cal.App.4th 261; FPPC Reg. 18700.3 (Consultant defined as an “individual” who participates in making a governmental decision; “individual” does not incl ude corporation or limited liability company). DocuSign Envelope ID: FA53567D-9673-42A5-8F23-0F870C794D1B 2021/09/14 City Council Post Agenda Page 31 of 428 v . 0 03 P a g e | 1 September 14, 2021 ITEM TITLE Grant Agreement and Appropriation: Approve Agreement with Urban Corps of San Diego County for Grants and appropriate $111,480 for Brush Clearance in the City’s Wildland-Urban Interface Report Number: 21-0148 Location: Canyons in Open Space Districts Department: Public Works Environmental Notice: The project qualifies for a Categorical Exemption pursuant to the California Environmental Quality Act State Guidelines Section 15301 Class 1 (Existing Facilities) and Section 15304 Class 4 (Minor Alterations to Land). Recommended Action Adopt a resolution approving an agreement with Urban Corps of San Diego County for grants obtained by the Urban Corps from the California Fire Safe Council for $83,055 and from the California State Coastal Conservancy for $315,809 for brush clearance in the City’s wildland-urban interface, and appropriating funds for that purpose (4/5 vote required). SUMMARY The Urban Corps of San Diego County has secured an $83,055 California Fire Safe Council brush management grant and a $315,809 California State Coastal Conservancy fuels reduction grant to perform fire protection brush clearance in Chula Vista’s open space wildland-urban interface. ENVIRONMENTAL REVIEW The Director of Development Services has reviewed the proposed project for compliance with the California Environmental Quality Act (CEQA) and has determined that the project qualifies for a Categorical Exemption pursuant to State CEQA Guidelines Section 15301 Class 1 (Existing Facilities) and Section 15304 Class 4 (Minor Alterations to Land) because the activity consists of the use of approved grant funds for the purpose of fuel management activities which will reduce the volume of flammable vegetation within Chula Vista’s open space wildland-urban interface. Thus, no further environmental review is required. BOARD/COMMISSION/COMMITTEE RECOMMENDATION Not Applicable. DISCUSSION The Urban Corps of San Diego County applied for and secured two grants to perform fire protection brush clearance in the City’s open space wildland-urban interface. 2021/09/14 City Council Post Agenda Page 32 of 428 P a g e | 2 The first grant is from the California Fire Safe Council in the amount of $83,055. This grant was awarded to Urban Corps of San Diego County and requires a local match of at least $83,055. The match will be met with funding from Open Space District 11 and Open Space District 20 Zone 6, which includes the canyons where this work will be performed. In total, the parties expect that Urban Corps will provide $194,535 in in brush clearance services of which $83,055 will be reimbursed directly from the granting agency and no-more-than $111,480 of which will be paid for by the City. As noted above, the match requirement is $83,055. The grant funds and the local match will be used to complete brush clearance in Barons Canyon and Chute Canyon within Open Space District 11 and Open Space District Zone 6. The total cost of this work is $194,535. The additional appropriation from the Open Space districts is needed to close the gap between the available grant funds/required match and the total cost of this project. Adoption of the resolution would appropriate Open Space District funds for use for the brush clearance projects to meet the match requirement for the California Fire Safe Council grant and approve the agreement with the Urban Corps to perform this work. The second grant is from the California State Coastal Conservancy in the amount of $315,809. This grant was awarded to Urban Corps of San Diego County and does not require a local match. The Urban Corps will be reimbursed directly from the granting agency for work performed in the agreed upon open space areas. This grant will allow the City to address some brush clearance at no cost to the City. Staff recommends entering into the proposed two-party agreement which will authorize Urban Corps to perform this portion of the work at no cost to the City. The agreement with the Urban Corps includes the following services:  Urban Corps will perform brush management services including but not limited to modification of native and non-native plant materials for fire safety along the canyon rims for both the California Fire Safe Council grant portion and Coastal Conservancy grant portion of the work. The primary goal is to increase the established defensible space zone between structures that are in direct proximity to the urban interface with canyons. The additional fuel reduction zone is expected to provide the necessary area required for the Fire Department to defend people and properties from a potential conflagration within the canyons.  Objectives are to: o Implement Zone 2 brush management activities in accordance with the guidelines contained in the City’s Multiple Species Conservation Program (MSCP) Subarea plan. o Reduce the height and density of existing plant material to create a “mosaic” pattern of vegetation with adequate spacing between the shrubs to reduce the fire ladder effect. o Cut non-native grasses and weeds to 2 inches in height to reduce rapid ignition potential and competition for native species. Approved herbicides shall be applied immediately to cut non-native grasses and perennials and other weeds to ensure their complete desiccation and deter their regrowth. o Protect native habitat by minimizing impact in the adjacent areas. Urban Corps will begin this work no sooner than September 15, 2021 and complete the work no later than February 28, 2022 for the California Fire Safe Council grant and complete the work no later than June 30, 2025 for the California State Coastal Conservancy grant. DECISION-MAKER CONFLICT Staff has determined that the action contemplated by this item solely concerns fire protection brush clearance in the City’s open space wildland-urban interface, and no City Council member’s property will be affected disproportionately to other properties receiving the same services. Consequently, pursuant to California Code of Regulations Title 2, sections 18700 and 18702.2(d)(1)), this item does not present a real property-related conflict of interest under the Political Reform Act (Cal. Gov't Code § 87100, et seq.). 2021/09/14 City Council Post Agenda Page 33 of 428 P a g e | 3 Staff is not independently aware and has not been informed by any City Council member of any other fact that may constitute a basis for a decision-maker conflict of interest in this matter. CURRENT-YEAR FISCAL IMPACT The $83,055 California Fire Safe Council grant requires a City match of $83,055 and an additional $28,425 to fully fund the brush clearance contract with Urban Corps. Staff is requesting an appropriation of $17,012 from Open Space District 11 org 365648 and $94,468 from Open Space District 20 Zone 6 org 372659 to the Supplies and Services expense category of said funds. This appropriation will be funded from the reserves of each of the named Open Space Districts. There is no fiscal impact to the General Fund. There is no City match requirement for the California State Coastal Conservancy grant and, therefore, there is no direct fiscal impact in the current year. The agreement with Urban Corps will result in $315,809 in work to be performed in Open Space areas at no cost to the City. ONGOING FISCAL IMPACT None. ATTACHMENTS 1. Waiver of liability completed by the Urban Corps of San Diego County. 2. Two-party agreement with Urban Corps. Staff Contact: Sam O. A. Oludunfe, Open Space Manager & City Forester. 2021/09/14 City Council Post Agenda Page 34 of 428 RESOLUTION NO. __________ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING AN AGREEMENT WITH THE URBAN CORPS OF SAN DIEGO COUNTY FOR FIRE PROTECTION SERVICES TO BE FUNDED IN PART WITH AN $83,055 CALIFORNIA FIRE SAFE COUNCIL BRUSH MANAGEMENT GRANT AND A $315,809 CALIFORNIA STATE COASTAL CONSERVANCY FIRE REDUCTION TO HABITABLE STRUCTURES GRANT; AND APPROPRIATING FUNDS FOR CITY’S CONTRIBUTION THEREFOR (4/5 VOTE REQUIRED) WHEREAS, the Urban Corps of San Diego County secured an $83,055 California Fire Safe Council brush management grant to do fire protection brush clearance in Chula Vista’s open space wildland-urban interface; and WHEREAS, the California Fire Safe Council brush management grant requires a City match of at least $81,000; and WHEREAS, Open Space District 11 and Open Space District 20 Zone 6 have sufficient reserves to fund the brush clearance projects within canyons in the Districts, and staff recommends an appropriation of $111,480 to meet the match requirement and allow for additional brush clearance under the agreement; and WHEREAS, the Urban Corps of San Diego County also secured a $315,809 California State Coastal Conservancy Fire Reduction to Habitable Structures grant to do fire protection brush clearance in Chula Vista’s open space wildland-urban interface; and WHEREAS, the California State Coastal Conservancy Fire Reduction to Habitable Structures grant does not require a City match and the Urban Corps will be reimbursed directly by the granting agency for work performed on behalf of the City; and WHEREAS, staff has negotiated and recommends entering into the two-party agreement presented herewith, which provides for the performance of brush management services by the Urban Corps pursuant to the above grants, with grant funding totaling $398,864 and a City contribution in an amount not-to-exceed $111,480. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Chula Vista that it: 1. Approves the City of Chula Vista Contractor/Service Provider Services Agreement with Urban Corps of San Diego County to Provide Chula Vista Brush Management Services, in the form presented, with such minor modifications as may be required or approved by the City Attorney. 2. Authorizes and directs the City Manager or designee to execute the agreement. 2021/09/14 City Council Post Agenda Page 35 of 428 3. Directs that a fully executed copy of the agreement be kept on file in the Office of the City Clerk. 4. Amends the fiscal year 2021/2022 budget and approves the following budget appropriations: ORIGINAL FUND SUPPLIES AND SERVICES FUND Open Space District 11 (Fund 365) $17,012 Open Space District 20, Zone 6 (Fund 372) $94,468 TOTAL $111,480 Presented by Approved as to form by _________________________ _____________________ Matt Little Glen R. Googins Director of Public Works City Attorney 2021/09/14 City Council Post Agenda Page 36 of 428 2021/09/14 City Council Post Agenda Page 37 of 428 1 City of Chula Vista Agreement No.: 2021-087 Service Provider Name: URBAN CORPS OF SAN DIEGO COUNTY Rev. 2/4/21 CITY OF CHULA VISTA CONTRACTOR/SERVICE PROVIDER SERVICES AGREEMENT WITH URBAN CORPS OF SAN DIEGO COUNTY TO PROVIDE CHULA VISTA BRUSH MANAGEMENT SERVICES This Agreement is entered into effective as of September 15, 2021 (“Effective Date”) by and between the City of Chula Vista, a chartered municipal corporation (“City”) and URBAN CORPS OF SAN DIEGO COUNTY, a non-profit corporation and tax-exempt organization under Section 501(c)(3) of the U.S. Internal Revenue Code) (“Contractor/Service Provider”) (collectively, the “Parties” and, individually, a “Party”) with reference to the following facts: RECITALS WHEREAS, the Contractor/Service Provider was recently awarded the following: two grants to perform for brush clearance in Chula Vista: 1) Chula Vista Brush Management II grant from the California Fire Safe Council (the “California Fire Safe Council grant”); and 2) Fire Reduction to Habitable Structures Grant from the California State Coastal Conservancy (the “Coastal Conservency grant”); and WHEREAS, the California Fire Safe Council grant will provide an additional $83,055 in funding to provide brush clearance within the City; and WHEREAS, the City is required to contribute a financial match to the California Fire Safe Council grant; and WHEREAS, the Coastal Conservancy grant will provide an additional $315,809 in funding to provide brush clearance within the City; and WHEREAS, the City is not required to contribute a financial match to the Coastal Conservancy grant that was awarded to the Contractor/Service Provider; and WHEREAS, the City in partnership with the Contractor/Service Provider has identified open space canyons as appropriate areas to utilze the grant funding; and WHEREAS, the selected project helps the City exemplify its efforts to create fire-adapted communities and provide support to implement fuel reduction and defensible space as well as provide educational tools to spread the California Fire Safe Council and the Coastal Conservancy messages; and WHEREAS, Contractor/Service Provider warrants and represents that it is experienced and staffed in a manner such that it can deliver the services required of Contractor/Service Provider to City in accordance with the time frames and the terms and conditions of this Agreement. [End of Recitals. Next Page Starts Obligatory Provisions.] 2021/09/14 City Council Post Agenda Page 38 of 428 2 City of Chula Vista Agreement No.: 2021-087 Service Provider Name: URBAN CORPS OF SAN DIEGO COUNTY Rev. 2/4/21 OBLIGATORY PROVISIONS NOW, THEREFORE, in consideration of the above recitals, the covenants contained herein, and other good and valuable consideration, the receipt and sufficiency of which the Parties hereby acknowledge, City and Contractor/Service Provider hereby agree as follows: 1. SERVICES 1.1 Required Services. Contractor/Service Provider agrees to perform the services, and deliver to City the “Deliverables” (if any) described in the attached Exhibit A, incorporated into the Agreement by this reference, within the time frames set forth therein, time being of the essence for this Agreement. The services and/or Deliverables described in Exhibit A shall be referred to herein as the “Required Services.” 1.2 Reductions in Scope of Work. City may independently, or upon request from Contractor/Service Provider, from time to time, reduce the Required Services to be performed by the Contractor/Service Provider under this Agreement. Upon doing so, City and Contractor/Service Provider agree to meet and confer in good faith for the purpose of negotiating a corresponding reduction in the compensation associated with the reduction. 1.3 Additional Services. Subject to compliance with the City’s Charter, codes, policies, procedures and ordinances governing procurement and purchasing authority, City may request Contractor/Service Provider provide additional services related to the Required Services (“Additional Services”). If so, City and Contractor/Service Provider agree to meet and confer in good faith for the purpose of negotiating an amendment to Exhibit A, to add the Additional Services. Unless otherwise agreed, compensation for the Additional Services shall be charged and paid consistent with the rates and terms already provided therein. Once added to Exhibit A, “Additional Services” shall also become “Required Services” for purposes of this Agreement. 1.4 Standard of Care. Contractor/Service Provider expressly warrants and agrees that any and all Required Services hereunder shall be performed in accordance with the highest standard of care exercised by members of the profession currently practicing under similar conditions and in similar locations. 1.5 No Waiver of Standard of Care. Where approval by City is required, it is understood to be conceptual approval only and does not relieve the Contractor/Service Provider of responsibility for complying with all laws, codes, industry standards, and liability for damages caused by negligent acts, errors, omissions, noncompliance with industry standards, or the willful misconduct of the Contractor/Service Provider or its subcontractors. 1.6 Security for Performance. In the event that Exhibit A Section 4 indicates the need for Contractor/Service Provider to provide additional security for performance of its duties under this Agreement, Contractor/Service Provider shall provide such additional security prior to commencement of its Required Services in the form and on the terms prescribed on Exhibit A, or as otherwise prescribed by the City Attorney. 1.7 Compliance with Laws. In its performance of the Required Services, Contractor/Service Provider shall comply with any and all applicable federal, state and local laws, including the Chula Vista Municipal Code. 1.8 Business License. Prior to commencement of work, Contractor/Service Provider shall obtain a business license from City. 2021/09/14 City Council Post Agenda Page 39 of 428 3 City of Chula Vista Agreement No.: 2021-087 Service Provider Name: URBAN CORPS OF SAN DIEGO COUNTY Rev. 2/4/21 1.9 Subcontractors. Prior to commencement of any work, Contractor/Service Provider shall submit for City’s information and approval a list of any and all subcontractors to be used by Contractor/Service Provider in the performance of the Required Services. Contractor/Service Provider agrees to take appropriate measures necessary to ensure that all subcontractors and personnel utilized by the Contractor/Service Provider to complete its obligations under this Agreement comply with all applicable laws, regulations, ordinances, and policies, whether federal, state, or local. In addition, if any subcontractor is expected to fulfill any responsibilities of the Contractor/Service Provider under this Agreement, Contractor/Service Provider shall ensure that each and every subcontractor carries out the Contractor/Service Provider’s responsibilities as set forth in this Agreement. 1.10 Term. This Agreement shall commence on the earlier to occur of the Effective Date or Contractor/Service Provider’s commencement of the Required Services hereunder, and shall terminate when the Parties have complied with all their obligations hereunder; provided, however, provisions which expressly survive termination shall remain in effect. 2. COMPENSATION 2.1 General. For satisfactory performance of the Required Services, City agrees to compensate Contractor/Service Provider in the amount(s) and on the terms set forth in Exhibit A, Section 4. Standard terms for billing and payment are set forth in this Section 2. 2.2 Detailed Invoicing. Contractor/Service Provider agrees to provide City with a detailed invoice for services performed each month, within thirty (30) days of the end of the month in which the services were performed, unless otherwise specified in Exhibit A. Invoicing shall begin on the first of the month following the Effective Date of the Agreement. All charges must be presented in a line item format with each task separately explained in reasonable detail. Each invoice shall include the current monthly amount being billed, the amount invoiced to date, and the remaining amount available under any approved budget. Contractor/Service Provider must obtain prior written authorization from City for any fees or expenses that exceed the estimated budget. 2.3 Payment to Contractor/Service Provider. Upon receipt of a properly prepared invoice and confirmation that the Required Services detailed in the invoice have been satisfactorily performed, City shall pay Contractor/Service Provider for the invoice amount within thirty (30) days. Payment shall be made in accordance with the terms and conditions set forth in Exhibit A and section 2.4, below. At City’s discretion, invoices not timely submitted may be subject to a penalty of up to five percent (5%) of the amount invoiced. 2.4 Retention Policy. City shall retain ten percent (10%) of the amount due for Required Services detailed on each invoice (the “holdback amount”). Upon City review and determination of Project Completion, the holdback amount will be issued to Contractor/Service Provider. 2.5 Reimbursement of Costs. City may reimburse Contractor/Service Provider’s out-of-pocket costs incurred by Contractor/Service Provider in the performance of the Required Services if negotiated in advance and included in Exhibit A. Unless specifically provided in Exhibit A, Contractor/Service Provider shall be responsible for any and all out-of-pocket costs incurred by Contractor/Service Provider in the performance of the Required Services. 2.6 Exclusions. City shall not be responsible for payment to Contractor/Service Provider for any fees or costs in excess of any agreed upon budget, rate or other maximum amount(s) provided for in Exhibit A. City 2021/09/14 City Council Post Agenda Page 40 of 428 4 City of Chula Vista Agreement No.: 2021-087 Service Provider Name: URBAN CORPS OF SAN DIEGO COUNTY Rev. 2/4/21 shall also not be responsible for any cost: (a) incurred prior to the Effective Date; or (b) arising out of or related to the errors, omissions, negligence or acts of willful misconduct of Contractor/Service Provider, its agents, employees, or subcontractors. 2.7 Payment Not Final Approval. Contractor/Service Provider understands and agrees that payment to the Contractor/Service Provider or reimbursement for any Contractor/Service Provider costs related to the performance of Required Services does not constitute a City final decision regarding whether such paym ent or cost reimbursement is allowable and eligible for payment under this Agreement, nor does it constitute a waiver of any violation by Contractor/Service Provider of the terms of this Agreement. If City determines that Contractor/Service Provider is not entitled to receive any amount of compensation already paid, City will notify Contractor/Service Provider in writing and Contractor/Service Provider shall promptly return such amount. 3. INSURANCE 3.1 Required Insurance. Contractor/Service Provider must procure and maintain, during the period of performance of Required Services under this Agreement, and for twelve months after completion of Required Services, the policies of insurance described on the attached Exhibit B, incorporated into the Agre ement by this reference (the “Required Insurance”). The Required Insurance shall also comply with all other terms of this Section. 3.2 Deductibles and Self-Insured Retentions. Any deductibles or self-insured retentions relating to the Required Insurance must be disclosed to and approved by City in advance of the commencement of work. 3.3 Standards for Insurers. Required Insurance must be placed with licensed insurers admitted to transact business in the State of California with a current A.M. Best’s rating of A V or better, or, if insurance is placed with a surplus lines insurer, insurer must be listed on the State of California List of Eligible Surplus Lines Insurers (LESLI) with a current A.M. Best’s rating of no less than A X. For Workers’ Compensation Insurance, insurance issued by the State Compensation Fund is also acceptable. 3.4 Subcontractors. Contractor/Service Provider must include all sub-Contractor/Service Providers/sub- contractors as insureds under its policies and/or furnish separate certificates and endorsements demonstrating separate coverage for those not under its policies. Any separate coverage for sub-Contractor/Service Providers must also comply with the terms of this Agreement. 3.5 Additional Insureds. City, its officers, officials, employees, agents, and volunteers must be named as additional insureds with respect to any policy of general liability, automobile, or pollution insurance specified as required in Exhibit B or as may otherwise be specified by City’s Risk Manager.. The general liability additional insured coverage must be provided in the form of an endorsement to the Contractor/Service Provider’s insurance using ISO CG 2010 (11/85) or its equivalent; such endorsement must not exclude Products/Completed Operations coverage. 3.6 General Liability Coverage to be “Primary.” Contractor/Service Provider’s general liability coverage must be primary insurance as it pertains to the City, its officers, officials, employees, agents, and volunteers. Any insurance or self-insurance maintained by the City, its officers, officials, employees, or volunteers is wholly separate from the insurance provided by Contractor/Service Provider and in no way relieves Contractor/Service Provider from its responsibility to provide insurance. 2021/09/14 City Council Post Agenda Page 41 of 428 5 City of Chula Vista Agreement No.: 2021-087 Service Provider Name: URBAN CORPS OF SAN DIEGO COUNTY Rev. 2/4/21 3.7 No Cancellation. No Required Insurance policy may be canceled by either Party during the required insured period under this Agreement, except after thirty days’ prior written notice to the City by certified mail, return receipt requested. Prior to the effective date of any such cancellation Contractor/Service Provider must procure and put into effect equivalent coverage(s). 3.8 Waiver of Subrogation. Contractor/Service Provider’s insurer(s) will provide a Waiver of Subrogation in favor of the City for each Required Insurance policy under this Agreement. In addition, Contractor/Service Provider waives any right it may have or may obtain to subrogation for a claim against City. 3.9 Verification of Coverage. Prior to commencement of any work, Contractor/Service Provider shall furnish City with original certificates of insurance and any amendatory endorsements necessary to demonstrate to City that Contractor/Service Provider has obtained the Required Insurance in compliance with the terms of this Agreement. The words “will endeavor” and “but failure to mail such notice shall impose no obligation or liability of any kind upon the company, its agents, or representatives” or any similar language must be deleted from all certificates. The required certificates and endorsements should otherwise be on industry standard forms. The City reserves the right to require, at any time, complete, certified copies of all required insurance policies, including endorsements evidencing the coverage required by these specifications. 3.10 Claims Made Policy Requirements. If General Liability, Pollution and/or Asbestos Pollution Liability and/or Errors & Omissions coverage are required and are provided on a claims -made form, the following requirements also apply: a. The “Retro Date” must be shown, and must be before the date of this Agreement or the beginning of the work required by this Agreement. b. Insurance must be maintained, and evidence of insurance must be provided, for at least five (5) years after completion of the work required by this Agreement. c. If coverage is canceled or non-renewed, and not replaced with another claims-made policy form with a “Retro Date” prior to the effective date of this Agreement, the Contractor/Service Provider must purchase “extended reporting” coverage for a minimum of five (5) years after completion of the work required by this Agreement. d. A copy of the claims reporting requirements must be submitted to the City for review. 3.11 Not a Limitation of Other Obligations. Insurance provisions under this section shall not be construed to limit the Contractor/Service Provider’s obligations under this Agreement, including Indemnity. 3.12 Additional Coverage. To the extent that insurance coverage provided by Contractor/Service Provider maintains higher limits than the minimums appearing in Exhibit B, City requires and shall be entitled to coverage for higher limits maintained. 2021/09/14 City Council Post Agenda Page 42 of 428 6 City of Chula Vista Agreement No.: 2021-087 Service Provider Name: URBAN CORPS OF SAN DIEGO COUNTY Rev. 2/4/21 4. INDEMNIFICATION 4.1. General. To the maximum extent allowed by law, Contractor/Service Provider shall protect, defend, indemnify and hold harmless City, its elected and appointed officers, agents, employees and volunteers (collectively, “Indemnified Parties”), from and against any and all claims, demands, causes of action, costs, expenses, (including reasonable attorneys’ fees and court costs), liability, loss, damage or injury, in law or equity, to property or persons, including wrongful death, in any manner arising out of or incident to any alleged acts, omissions, negligence, or willful misconduct of Contractor/Service Provider, its officials, officers, employees, agents, and contractors, arising out of or in connection with the performance of the Required Services, the results of such performance, or this Agreement. This indemnity provision does not include any claims, damages, liability, costs and expenses arising from the sole negligence or willful misconduct of the Indemnified Parties. Also covered is liability arising from, connected with, caused by or claimed to be caused by the active or passive negligent acts or omissions of the Indemnified Parties which may be in combination with the active or passive negligent acts or omissions of the Contractor/Service Provider, its employees, agents or officers, or any third party. 4.2. Modified Indemnity Where Agreement Involves Design Professional Services. Notwithstanding the forgoing, if the services provided under this Agreement are design professional services, as defined by California Civil Code section 2782.8, as may be amended from time to time, the defense and indemnity obligation under Section 1, above, shall be limited to the extent required by California Civil Code section 2782.8. 4.3 Costs of Defense and Award. Included in Contractor/Service Provider’s obligations under this Section 4 is Contractor/Service Provider’s obligation to defend, at Contractor/Service Provider’s own cost, expense and risk, any and all suits, actions or other legal proceedings that may be brought or instituted against one or more of the Indemnified Parties. Subject to the limitations in this Section 4, Contractor/Service Provider shall pay and satisfy any judgment, award or decree that may be rendered against one or more of the Indemnified Parties for any and all related legal expenses and costs incurred by any of them. 4.4. Contractor/Service Provider’s Obligations Not Limited or Modified. Contractor/Service Provider’s obligations under this Section 4 shall not be limited to insurance proceeds, if any, received by the Indemnified Parties, or by any prior or subsequent declaration by the Contractor/Service Provider. Furthermore, Contractor/Service Provider’s obligations under this Section 4 shall in no way limit, modify or excuse any of Contractor/Service Provider’s other obligations or duties under this Agreement. 4.5. Enforcement Costs. Contractor/Service Provider agrees to pay any and all costs City incurs in enforcing Contractor/Service Provider’s obligations under this Section 4. 4.6 Survival. Contractor/Service Provider’s obligations under this Section 4 shall survive the termination of this Agreement. 5. FINANCIAL INTERESTS OF CONTRACTOR/SERVICE PROVIDER. 5.1 Form 700 Filing. The California Political Reform Act and the Chula Vista Conflict of Interest Code require certain government officials and Contractor/Service Providers performing work for government agencies to publicly disclose certain of their personal assets and income using a Statement of Economic Interests form (Form 700). In order to assure compliance with these requirements, Contractor/Service Provider shall comply with the disclosure requirements identified in the attached Exhibit C, incorporated into the Agreement by this reference. 2021/09/14 City Council Post Agenda Page 43 of 428 7 City of Chula Vista Agreement No.: 2021-087 Service Provider Name: URBAN CORPS OF SAN DIEGO COUNTY Rev. 2/4/21 5.2 Disclosures; Prohibited Interests. Independent of whether Contractor/Service Provider is required to file a Form 700, Contractor/Service Provider warrants and represents that it has disclosed to City any economic interests held by Contractor/Service Provider, or its employees or subcontractors who will be performing the Required Services, in any real property or project which is the subject of this Agreement. Contractor/Service Provider warrants and represents that it has not employed or retained any company or person, other than a bona fide employee or approved subcontractor working solely for Contractor/Service Provider, to solicit or secure this Agreement. Further, Contractor/Service Provider warrants and represents that it has not paid or agreed to pay any company or person, other than a bona fide employee or approved subcontractor working solely for Contractor/Service Provider, any fee, commission, percentage, brokerage fee, gift or other consideration contingent upon or resulting from the award or making of this Agreement. Contractor/Service Provider further warrants and represents that no officer or employee of City, has any interest, whether contractual, non-contractual, financial or otherwise, in this transaction, the proceeds hereof, or in the business of Contractor/Service Provider or Contractor/Service Provider’s subcontractors. Contractor/Service Provider further agrees to notify City in the event any such interest is discovered whether or not such interest is prohibited by law or this Agreement. For breach or violation of any of these warranties, City shall have the right to rescind this Agreement without liability. 6. REMEDIES 6.1 Termination for Cause. If for any reason whatsoever Contractor/Service Provider shall fail to perform the Required Services under this Agreement, in a proper or timely manner, or if Contractor/Service Provider shall violate any of the other covenants, agreements or conditions of this Agreement (each a “Default”), in addition to any and all other rights and remedies City may have under this Agreement, at law or in equity, City shall have the right to terminate this Agreement by giving five (5) days written notice to Contractor/Service Provider. Such notice shall identify the Default and the Agreement termination date. If Contractor/Service Provider notifies City of its intent to cure such Default prior to City’s specified termination date, and City agrees that the specified Default is capable of being cured, City may grant Contractor/Service Provider up to ten (10) additional days after the designated termination date to effectuate such cure. In the event of a termination under this Section 6.1, Contractor/Service Provider shall immediately provide City any and all ”Work Product” (defined in Section 7 below) prepared by Contractor/Service Provider as part of the Required Services. Such Work Product shall be City’s sole and exclusive property as provided in Section 7 hereof. Contractor/Service Provider may be entitled to compensation for work satisfactorily performed prior to Contractor/Service Provider’s receipt of the Default notice; provided, however, in no event shall such compensation exceed the amount that would have been payable under this Agreement for such work, and any such compensation shall be reduced by any costs incurred or projected to be incurred by City as a result of the Default. 6.2 Termination or Suspension for Convenience of City. City may suspend or terminate this Agreement, or any portion of the Required Services, at any time and for any reason, with or without cause, by giving specific written notice to Contractor/Service Provider of such termination or suspension at least fifteen (15) days prior to the effective date thereof. Upon receipt of such notice, Contractor/Service Provider shall immediately cease all work under the Agreement and promptly deliver all “Work Product” (defined in Section 7 below) to City. Such Work Product shall be City's sole and exclusive property as provided in Section 7 hereof. Contractor/Service Provider shall be entitled to receive just and equitable compensation for this Work Product in an amount equal to the amount due and payable under this Agreement for work satisfactor ily performed as of the date of the termination/suspension notice plus any additional remaining Required Services requested or approved by City in advance that would maximize City’s value under the Agreement. 2021/09/14 City Council Post Agenda Page 44 of 428 8 City of Chula Vista Agreement No.: 2021-087 Service Provider Name: URBAN CORPS OF SAN DIEGO COUNTY Rev. 2/4/21 6.3 Waiver of Claims. In the event City terminates the Agreement in accordance with the terms of this Section, Contractor/Service Provider hereby expressly waives any and all claims for damages or compensation as a result of such termination except as expressly provided in this Section 6. 6.4 Administrative Claims Requirements and Procedures. No suit or arbitration shall be brought arising out of this Agreement against City unless a claim has first been presented in writing and filed with City and acted upon by City in accordance with the procedures set forth in Chapter 1.34 of the Chula Vista Municipal Code, as same may be amended, the provisions of which, including such policies and procedures used by City in the implementation of same, are incorporated herein by this reference. Upon request by City, Contractor/Service Provider shall meet and confer in good faith with City for the purpose of resolving any dispute over the terms of this Agreement. 6.5 Governing Law/Venue. This Agreement shall be governed by and construed in accordance with the laws of the State of California. Any action arising under or relating to this Agreement shall be brought only in San Diego County, State of California. 6.6 Service of Process. Contractor/Service Provider agrees that it is subject to personal jurisdiction in California. If Contractor/Service Provider is a foreign corporation, limited liability company, or partnership that is not registered with the California Secretary of State, Contractor/Service Provider irrevocably consents to service of process on Contractor/Service Provider by first class mail directed to the individual and address listed under “For Legal Notice,” in section 1.B. of Exhibit A to this Agreement, and that such service shall be effective five days after mailing. 7. OWNERSHIP AND USE OF WORK PRODUCT All reports, studies, information, data, statistics, forms, designs, plans, procedures, systems and any other materials or properties produced in whole or in part under this Agreement in connection with the performance of the Required Services (collectivel y “Work Product”) shall be the sole and exclusive property of City. No such Work Product shall be subject to private use, copyrights or patent rights by Contractor/Service Provider in the United States or in any other country without the express, prior written consent of City. City shall have unrestricted authority to publish, disclose, distribute, and otherwise use, copyright or patent, in whole or in part, any such Work Product, without requiring any permission of Contractor/Service Provider, except as may be limited by the provisions of the Public Records Act or expressly prohibited by other applicable laws. With respect to computer files containing data generated as Work Product, Contractor/Service Provider shall make available to City, upon reasonable written request by City, the necessary functional computer software and hardware for purposes of accessing, compiling, transferring and printing computer files. 8. GENERAL PROVISIONS 8.1 Amendment. This Agreement may be amended, but only in writing signed by both Parties. 8.2 Assignment. City would not have entered into this Agreement but for Contractor/Service Provider’s unique qualifications and traits. Contractor/Service Provider shall not assign any of its rights or responsibilities under this Agreement, nor any part hereof, without City’s prior written consent, which City may grant, condition or deny in its sole discretion. 8.3 Authority. The person(s) executing this Agreement for Contractor/Service Provider warrants and represents that they have the authority to execute same on behalf of Contractor/Service Provider and to bind 2021/09/14 City Council Post Agenda Page 45 of 428 9 City of Chula Vista Agreement No.: 2021-087 Service Provider Name: URBAN CORPS OF SAN DIEGO COUNTY Rev. 2/4/21 Contractor/Service Provider to its obligations hereunder without any further action or direction from Contractor/Service Provider or any board, principle or officer thereof. 8.4 Counterparts. This Agreement may be executed in counterparts, each of which shall be deemed an original, but all of which shall constitute one Agreement after each Party has signed such a counterpart. 8.5 Entire Agreement. This Agreement together with all exhibits attached hereto and other agreements expressly referred to herein, constitutes the entire Agreement between the Parties with respect to the subject matter contained herein. All exhibits referenced herein shall be attached hereto and are incorporated herein by reference. All prior or contemporaneous agreements, understandings, representations, warranties and statements, oral or written, are superseded. 8.6 Record Retention. During the course of the Agreement and for three (3) years following completion of the Required Services, Contractor/Service Provider agrees to maintain, intact and readily accessible, all data, documents, reports, records, contracts, and supporting materials relating to the performance of the Agreement, including accounting for costs and expenses charged to City, including such records in the possession of sub-contractors/sub-Contractor/Service Providers. 8.7 Further Assurances. The Parties agree to perform such further acts and to execute and deliver such additional documents and instruments as may be reasonably required in order to carry out the provisions of this Agreement and the intentions of the Parties. 8.8 Independent Contractor. Contractor/Service Provider is and shall at all times remain as to City a wholly independent contractor. Neither City nor any of its officers, employees, agents or volunteers shall have control over the conduct of Contractor/Service Provider or any of Contractor/Service Provider’s officers, employees, or agents (“Contractor/Service Provider Related Individuals”), except as set forth in this Agreement. No Contractor/Service Provider Related Individuals shall be deemed employees of City, and none of them shall be entitled to any benefits to which City employees are entitled, including but not limited to, overtime, retirement benefits, worker's compensation benefits, injury leave or other leave benefits. Furthermore, City will not withhold state or federal income tax, social security tax or any other payroll tax with respect to any Contractor/Service Provider Related Individuals; instead, Contractor/Service Provider shall be solely responsible for the payment of same and shall hold the City harmless with respect to same. Contractor/Service Provider shall not at any time or in any manner represent that it or any of its Contractor/Service Provider Related Individuals are employees or agents of City. Contractor/Service Provider shall not incur or have the power to incur an y debt, obligation or liability whatsoever against City, or bind City in any manner. 8.9 Notices. All notices, demands or requests provided for or permitted to be given pursuant to this Agreement must be in writing. All notices, demands and requests to be sent to any Party shall be deemed to have been properly given or served if personally served or deposited in the United States mail, addressed to such Party, postage prepaid, registered or certified, with return receipt requested, at the addresses iden tified in this Agreement at the places of business for each of the designated Parties as indicated in Exhibit A, or otherwise provided in writing. 8.10 Electronic Signatures. Each Party agrees that the electronic signatures, whether digital or encrypted, of the Parties included in this Agreement are intended to authenticate this writing and to have the same force and effect as manual signatures. Electronic Signature means any electronic sound, symbol, or process attached to or logically associated with a record and executed and adopted by a Party with the intent to sign such record, 2021/09/14 City Council Post Agenda Page 46 of 428 10 City of Chula Vista Agreement No.: 2021-087 Service Provider Name: URBAN CORPS OF SAN DIEGO COUNTY Rev. 2/4/21 including facsimile or email electronic signatures, pursuant to the California Uniform Electronic Transactions Act (Cal. Civ. Code §§ 1633.1 to 1633.17) as amended from time to time. (End of page. Next page is signature page.) 2021/09/14 City Council Post Agenda Page 47 of 428 11 City of Chula Vista Agreement No.: 2021-087 Service Provider Name: URBAN CORPS OF SAN DIEGO COUNTY Rev. 2/4/21 SIGNATURE PAGE CONTRACTOR/SERVICE PROVIDER SERVICES AGREEMENT IN WITNESS WHEREOF, by executing this Agreement where indicated below, City and Contractor/Service Provider agree that they have read and understood all terms and conditions of the Agreement, that they fully agree and consent to bound by same, and that they are freely entering into this Agreement as of the Effective Date. URBAN CORPS OF SAN DIEGO COUNTY CITY OF CHULA VISTA BY:________________________________ BY: ________________________________ Kyle Kennedy Maria V. Kachadoorian Chief Executive Officer City Manager APPROVED AS TO FORM BY: ________________________________ Glen R. Googins City Attorney 2021/09/14 City Council Post Agenda Page 48 of 428 12 City of Chula Vista Agreement No.: 2021-087 Service Provider Name: URBAN CORPS OF SAN DIEGO COUNTY Rev. 2/4/21 EXHIBIT A SCOPE OF WORK AND PAYMENT TERMS 1. Contact People for Contract Administration and Legal Notice A. City Contract Administration: Matt Little, Director of Public Works 1800 Maxwell Road, Chula Vista, CA 91911 (619) 397-6066 MLittle@chulavistaca.gov For Legal Notice Copy to: City of Chula Vista City Attorney 276 Fourth Avenue, Chula Vista, CA 91910 619-691-5037 CityAttorney@chulavistaca.gov B. Contractor/Service Provider Contract Administration: URBAN CORPS OF SAN DIEGO COUNTY Kyle Kennedy, Chief Executive Officer 3127 Jefferson Street, San Diego, CA 92110 (619) 629-0659 KKennedy@ubrancorps.org For Legal Notice Copy to: Yolanda Maeder, Contracts Compliance Officer 3127 Jefferson Street, San Diego, CA 92110 (619) 807-3429 Yolanda.Maeder@urbancorps.org 2. Required Services A. General Description: Contractor/Service Provider will provide work crews as related to the Chula Vista Brush Management II grant from the California Fire Safe Council (the “California Fire Safe Council grant”) and the Fire Reduction to Habitable Structures Grant from the California State Coastal Conservancy (the “Coastal Conservancy grant”) B. Detailed Description: Contractor/Service Provider will perform brush management services including but not limited to modification of native and non-native plant materials for fire safety along the canyon rims. The primary goal is to increase the established defensible space zone between structures that are in direct and proximity to the urban interface with canyons. The additional fuel reduction zone is expected to provide the necessary area required for the Fire Department to defend people and properties from a potential conflagration within the canyons. Objectives are to: 2021/09/14 City Council Post Agenda Page 49 of 428 13 City of Chula Vista Agreement No.: 2021-087 Service Provider Name: URBAN CORPS OF SAN DIEGO COUNTY Rev. 2/4/21  Implement Zone 2 brush management activities in accordance with the guidelines contained in the City’s Multiple Species Conservation Program (MSCP) Subarea plan.  Reduce the height and density of existing plant material to create a “mosaic” pattern of vegetation with adequate spacing between the shrubs to reduce the fire ladder effect.  Cut non-native grasses and weeds to 2 inches in height to reduce rapid ignition potential and competition for native species. Approved herbicides shall be applied immediately to cut non-native grasses and perennials and other weeds to ensure their complete desiccation and deter their regrowth.  Protect native habitat by minimizing impact in the adjacent areas. Contractor/Service Provider shall not perform brush management on private lots. Contractor/Service Provider shall perform the Required Services for the California Fire Safe Council grant portion of this Agreement between September 15, 2021 and February 28, 2022, and between September 15, 2021 and June 30, 2025 for the Coastal Conservancy grant portion of this Agreement. The Required Services shall be performed in accordance with all requirements of the respective grants and shall also be subject to City inspection and approval prior to any payment to Contractor/Service Provider. Contractor/Service Provider acknowledges and agrees that compensation for the California Fire Safe Council grant portion of this Agreement will be paid by both the grantor and the City. Contractor/Service Provider agrees to provide $83,055 in Required Services to the City that will be reimbursed directly from the California Fire Safe Council grant. In order to meet the match requirement, the City also agrees to compensate Contractor/Service Provider for performance of the Required Services in the California Fire Safe Council grant portion of Agreement in an amount anticipated to be not less than $83,055 and not-to-exceed $111,480. Total work to be performed by Urban Corps under the California Fire Safe Council grant portion of this Agreement is expected to total no less than $166,110 (grantor’s grant and City’s match). Contractor/Service Provider agrees to provide $315,809 in Required Services for the Coastal Conservancy portion of this Agreement. Contractor/Service Provider acknowledges and agrees that the City will not compensate Contractor/Service Provider for the performance of Required Services for the Coastal Conservancy portion of this Agreement. Contractor/Service Provider acknowledges and agrees that all compensation for the performance of Required Services for the Coastal Conservancy portion of this Agreement shall be paid directly by the grantor. 3. Term: In accordance with Section 1.10 of this Agreement, the term of this Agreement shall begin September 15, 2021 and end on February 28, 2022 for the California Fire Safe Council grant and from September 15, 2021 to June 30, 2025 for the Coastal Conservancy grant for completion of all Required Services. 4. Compensation: A. Form of Compensation ☒ Time and Materials. For performance of the Required Services by Contractor/Service Provider for the California Fire Safe Council grant portion of the Agreement as identified in Section 2.B., above, City and the California Fire Safe Council grant shall pay Contractor/Service Provider for the productive hours of time spent by Contractor/Service Provider in the performance of the Required Services, at the rates or amounts indicated below: • Labor crew of three (3), plus one (1) supervisor: $720 per eight-hour day; • Labor crew of six (6), plus one (1) supervisor: $1,200 per eight-hour day; 2021/09/14 City Council Post Agenda Page 50 of 428 14 City of Chula Vista Agreement No.: 2021-087 Service Provider Name: URBAN CORPS OF SAN DIEGO COUNTY Rev. 2/4/21 • Labor crew of nine (9), plus one (1) supervisor: $ 1,680 per eight-hour day; • Labor crew of twelve (12), plus one (1) supervisor: $2,160 per eight-hour day; and • Labor crew of fourteen (14), plus one (1) supervisor: $2,480 per eight-hour day. Corps members rates are $20 per hour and Supervisors rates are $30 per hour. The labor estimates above include transportation fees, tools, small equipment, and fuel. Urban Corps must receive advanc e approval from the City to purchase additional materials to use while working for the City. Contractor/Service Provider acknowledges and agrees that the City will not compensate Contractor/Service Provider for the performance of the Required Services for the Coastal Conservancy portion of this Agreement. Contractor/Service Provider acknowledges that all compensation for performance Required Services for the Coastal Conservancy portion of this Agreement shall be paid directly by the grantor B. Reimbursement of Costs ☒ None, the compensation includes all costs Notwithstanding the foregoing, the maximum amount to be paid by City to the Contractor/Service Provider for services performed through February 28, 2022 for the California Fire Safe Council portion of this Agreement shall not exceed $111,480 . 5. Special Provisions: ☒ None 2021/09/14 City Council Post Agenda Page 51 of 428 15 City of Chula Vista Agreement No.: 2021-087 Service Provider Name: URBAN CORPS OF SAN DIEGO COUNTY Rev. 2/4/21 EXHIBIT B INSURANCE REQUIREMENTS Contractor/Service Provider shall adhere to all terms and conditions of Section 3 of the Agreement and agrees to provide the following types and minimum amounts of insurance, as indicated by checking the applicable boxes (x). Type of Insurance Minimum Amount Form ☒ General Liability: Including products and completed operations, personal and advertising injury $2,000,000 per occurrence for bodily injury, personal injury (including death), and property damage. If Commercial General Liability insurance with a general aggregate limit is used, either the general aggregate limit must apply separately to this Agreement or the general aggregate limit must be twice the required occurrence limit Additional Insured Endorsement or Blanket AI Endorsement for City* Waiver of Recovery Endorsement Insurance Services Office Form CG 00 01 *Must be primary and must not exclude Products/Completed Operations ☒ Automobile Liability $1,000,000 per accident for bodily injury, including death, and property damage Insurance Services Office Form CA 00 01 Code 1-Any Auto Code 8-Hired Code 9-Non Owned ☒ Workers’ Compensation Employer’s Liability $1,000,000 each accident $1,000,000 disease policy limit $1,000,000 disease each employee Waiver of Recovery Endorsement Other Negotiated Insurance Terms: NONE 2021/09/14 City Council Post Agenda Page 52 of 428 16 City of Chula Vista Agreement No.: 2021-087 Service Provider Name: URBAN CORPS OF SAN DIEGO COUNTY Rev. 2/4/21 EXHIBIT C CONTRACTOR/SERVICE PROVIDER CONFLICT OF INTEREST DESIGNATION The Political Reform Act1 and the Chula Vista Conflict of Interest Code2 (“Code”) require designated state and local government officials, including some Contractor/Service Providers, to make certain public disclosures using a Statement of Economic Interests form (Form 700). Once filed, a Form 700 is a public document, accessible to any member of the public. In addition, Contractor/Service Providers designated to file the Form 700 are also required to comply with certain ethics training requirements.3 ☒ A. Contractor/Service Provider IS a corporation or limited liability company and is therefore EXCLUDED4 from disclosure. ☐ B. Contractor/Service Provider is NOT a corporation or limited liability company and disclosure designation is as follows: APPLICABLE DESIGNATIONS FOR INDIVIDUAL(S) ASSIGNED TO PROVIDE SERVICES (Category descriptions available at www.chulavistaca.gov/departments/city-clerk/conflict-of-interest-code.) Name Email Address Applicable Designation Enter Name of Each Individual Who Will Be Providing Service Under the Contract – If individuals have different disclosure requirements, duplicate this row and complete separately for each individual Enter email address(es) ☐ A. Full Disclosure ☐ B. Limited Disclosure (select one or more of the categories under which the Contractor shall file): ☐ 1. ☐ 2. ☐ 3. ☐ 4. ☐ 5. ☐ 6. ☐ 7. Justification: ☐ C. Excluded from Disclosure 1. Required Filers Each individual who will be performing services for the City pursuant to the Agreement and who meets the definition of “Contractor/Service Provider,” pursuant to FPPC Regulation 18700.3, must file a Form 700. 2. Required Filing Deadlines Each initial Form 700 required under this Agreement shall be filed with the Office of the City Clerk via the City's online filing system, NetFile, within 30 days of the approval of the Agreement. Additional Form 700 filings will be required annually on April 1 during the term of the Agreement, and within 30 days of the termination of the Agreement. 3. Filing Designation The City Department Director will designate each individual who will be providing services to the City pursuant to the Agreement as full disclosure, limited disclosure, or excluded from disclosure, based on an analysis of the services the Contractor/Service Provider will provide. Notwithstanding this designation or anything in the Agreement, the Contractor/Service Provider is ultimately responsible for complying with FPPC regulations and filing requirements. If you have any questions regarding filing requirements, please do not hesitate to contact the City Clerk at (619)691-5041, or the FPPC at 1-866-ASK-FPPC, or (866) 275-3772 *2. Pursuant to the duly adopted City of Chula Vista Conflict of Interest Code, this document shall serve as the written determination of the Contractor’s requirement to comply with the disclosure requirements set forth in the Code. Completed by: Sam Oludunfe, Open Space Manager 1 Cal. Gov. Code §§81000 et seq.; FPPC Regs. 18700.3 and 18704. 2 Chula Vista Municipal Code §§2.02.010-2.02.040. 3 Cal. Gov. Code §§53234, et seq. 4 CA FPPC Adv. A-15-147 (Chadwick) (2015); Davis v. Fresno Unified School District (2015) 237 Cal.App.4th 261; FPPC Reg. 18700.3 (Consultant defined as an “individual” who participates in making a governmental decision; “individual” does not include corporation or limited liability company). 2021/09/14 City Council Post Agenda Page 53 of 428 v . 0 03 P a g e | 1 September 14, 2021 ITEM TITLE Animal Regulations: Amending Title 6 of the Chula Vista Municipal Code to Allow the Keeping of One Miniature Pig Per Dwelling Unit Report Number: 21-0154 Location: No specific geographic location Department: City Manager & Animal Care Environmental Notice: The activity is not a “Project” as defined under Section 15378 of the California Environmental Quality Act State Guidelines; therefore, pursuant to State Guidelines Section 15060(c)(3) no environmental review is required. Notwithstanding the foregoing, the activity qualifies for an Exemption pursuant to Section 15061(b)(3) of the California Environmental Quality Act State Guidelines. Recommended Action Place an ordinance on first reading amending Title 6, Animals, of the Chula Vista Municipal Code to restore subsection 6.04.060.C, allowing the keeping of one miniature pig per dwelling unit (First Reading). SUMMARY The proposed ordinance amendment responds to a referral from the City Council on August 24, 2021 to review the Chula Vista Municipal Code (CVMC) regarding the residential keeping of miniature “mini” pigs. Upon receiving the City Council’s referral, staff began researching the history of mini pigs in Chula Vista. This research revealed that the City Council had approved the keeping of mini pigs in 1991. However, it was determined by staff that a clerical error in 2012, when several sections of Chapter 6, Animals, were updated, resulted in the inadvertent omission of the mini pig section from CVMC 6.04.060 . Staff recommends placing the ordinance on first reading to restore subsection 6.04.060.C to the CVMC thereby allowing the keeping of one miniature pig per dwelling unit. ENVIRONMENTAL REVIEW The activity is not a “Project” as defined under Section 15378 of the California Environmental Quality Act State Guidelines; therefore, pursuant to State Guidelines Sectio n 15060(c)(3) no environmental review is 2021/09/14 City Council Post Agenda Page 54 of 428 P a g e | 2 required. Notwithstanding the foregoing, the activity qualifies for an Exemption pursuant to Section 15061(b)(3) of the California Environmental Quality Act State Guidelines. BOARD/COMMISSION/COMMITTEE RECOMMENDATION Not applicable. DISCUSSION The proposed ordinance amendment responds to a referral from the City Council on August 24, 2021 to review the Chula Vista Municipal Code (CVMC) regarding the residential keeping of miniature “mini” pigs. Upon receiving the City Council’s referral, staff began researching the history of mini pigs in Chula Vista. This research revealed that the City Council had approved the keeping of mini pigs in 1991. However, it was determined by staff that a clerical error in 2012, when several sections of Chapter 6, Animals, were updated, resulted in the inadvertent omission of the mini pig section from CVMC 6.04.060 . Via this action, staff seeks to correct the clerical error, which will allow one mini pig per dwelling not exceeding 18 inches at the shoulder or 100 pounds. Under this ordinance, breeding of mini pigs is prohibited. According to the American Mini Pig Association, the mini pig breed has been developed for the sole purpose of being raised as a pet and companion. Their even temperament, friendly disposition, intelligence and compact stature result in a pet that is suitable for indoor/outdoor homes. Additionally, mini pigs have proven to not be a problem or threat to the health or safety of the community. Since 2015, staff has received a total of 13 pig-related complaints within city limits. Those complaints include a sanitation concern, a pig left on a balcony, stray pigs running loose and a pig welfare investigation. Staff successfully resolved most of these complaints after issuing warnings. Given that the keeping of mini pigs poses no threat to public health or safety, staff seeks to correct the clerical error within Title 6 of the CVMC with appreciation to the City Council and community members for the referral. DECISION-MAKER CONFLICT Staff has reviewed the decision contemplated by this action and has determined that it is not site-specific and consequently, the real property holdings of the [Insert appropriate legislative body name, e.g., City Council/Housing Authority/Planning Commission] members do not create a disqualifying real property- related financial conflict of interest under the Political Reform Act (Cal. Gov't Code § 87100, et seq.). Staff is not independently aware, and has not been informed by any [Insert appropriate legislative body name] member, of any other fact that may constitute a basis for a decision-maker conflict of interest in this matter. CURRENT-YEAR FISCAL IMPACT There is no current year fiscal impact as a result of amending the Municipal Code to restore subsection 6.04.060.C to allow the keeping of one miniature pig per dwelling unit. 2021/09/14 City Council Post Agenda Page 55 of 428 P a g e | 3 ONGOING FISCAL IMPACT There is no ongoing fiscal impact as a result of amending the Municipal Code to restore subsection 6.04.060.C to allow the keeping of one miniature pig per dwelling unit. ATTACHMENTS None. Staff Contact: Eric C. Crockett, Deputy City Manager Daniel E. DeSousa, Interim Director of Animal Services 2021/09/14 City Council Post Agenda Page 56 of 428 C:\Program Files\eSCRIBE\TEMP\16443065502\16443065502,,,Ordinance .docx ORDINANCE NO. ORDINANCE OF THE CITY OF CHULA VISTA AMENDING TITLE 6 OF THE CHULA VISTA MUNICIPAL CODE TO ALLOW THE KEEPING OF ONE MINIATURE PIG PER DWELLING UNIT WHEREAS, in May 1991 the Chula Vista City Council created an exception to the longstanding ban on keeping hogs, pigs and goats in the city; and WHEREAS, in Ordinance No. 2456 the City Council unanimously amended Section 6.04.060 of the Chula Vista Municipal Code to expressly allow the keeping of one miniature pig per dwelling unit, subject to sanitation, restraint and vehicle transportation safety requirements; and WHEREAS, more than 20 years later, in February 2012 the City Council unanimously approved numerous changes to Title 6, Animals, of the Chula Vista Municipal Code; and WHEREAS, these amendments and additions in Ordinance No. 3226 were to update Title 6; and WHEREAS, staff discovered that because of a clerical error, the provision allowing the keeping of one miniature pig per dwelling unit (CVMC 6.04.060(c)) was omitted from the staff report and Ordinance No. 3226, adopted by City Council in February 2012; and WHEREAS, complaints of any nature about miniature pigs in Chula Vista are rare, according to Animal Care Facility staff, a total of thirteen (13) complaints have been received since 2015. Those complaints range from sanitation, stray pigs running loose, and to investigate the welfare of a pig. Staff successfully resolved most of these complaints with warnings; and WHEREAS, the proposed ordinance amendment responds to a referral from Council on August regarding miniature pigs; and WHEREAS, restoring Subsection C to Section 6.04.060 would correct the clerical error and ensure that Title 6, Animals, properly reflects the City Council’s May 1991 adoption of Ordinance No. 2456, as well as the state of the law allowing the keeping of one miniature pig per dwelling unit in Chula Vista, subject to specific size and weight restrictions, sanitation, restraint and vehicle transportation safety requirements. NOW THEREFORE the City Council of the City of Chula Vista does ordain as follows: Section I. 2021/09/14 City Council Post Agenda Page 57 of 428 Ordinance Page 2 Title 6, Animals, Section 6.04.060, Swine, roosters and goats prohibited – Exceptions, is amended to restore Subsection C, regarding the keeping one miniature pig per dwelling unit , as follows: Section 6.04.060 Swine, roosters and goats prohibited – Exceptions. The keeping of hogs, pigs or other swine, roosters or goats within the City is expressly prohibited: A. Where the keeping of any such animals was lawfully established and existing in an area thereafter annexed to the City, such keeping may, without enlargement, be continued for a period not to exceed three years after date of annexation of the area wherein contained; B. Such animals not exceeding two in number may be maintained for bona fide educational purposes upon application of a public or private school to the City Council and approval by the City Council, both as to the type and number of animals to be kept for such purposes and the manner of their keeping; C. One miniature pig, not exceeding 18 inches at the shoulder or 100 pounds, may be kept per dwelling unit. However, the breeding of miniature pigs, for any and all purposes, is expressly prohibited. Owners of miniature pigs shall comply with the regulations existing in CVMC 6.04.110 (sanitation) and CVMC Chapters 6.24 (restraint) and 6.26 (vehicular transport safety.) In addition to other penal sanctions, an animal control officer or peace officer of the City may, after such notice to the owner as the circumstances permit, seize and remove a miniature pig to an animal shelter. Section II. Severability If any portion of this Ordinance, or its application to any person or circumstance, is for any reason held to be invalid, unenforceable or unconstitutional, by a court of competent jurisdiction, that portion shall be deemed severable, and such invalidity, unenforceability or unconstitutionality shall not affect the validity or enforceability of the remaining portions of the Ordinance, or its application to any other person or circumstance. The City Council of the City of Chula Vista hereby declares that it would have adopted each section, sentence, clause or phrase of this Ordinance, irrespective of the fact that any one or more other sections, sentences, clauses or phrases of the Ordinance be declared invalid, unenforceable or unconstitutional. Section III. Construction The City Council of the City of Chula Vista intends this Ordinance to supplement, not to duplicate or contradict, applicable state and federal law and this Ordinance shall be construed in light of that intent. Section IV. Effective Date 2021/09/14 City Council Post Agenda Page 58 of 428 Ordinance Page 3 This Ordinance shall take effect and be in force on the thirtieth day after its final passage. Section V. Publication The City Clerk shall certify to the passage and adoption of this Ordinance and shall cause the same to be published or posted according to law. Presented by Approved as to form by _____________________________________ ____________________________________ Daniel E. DeSousa Glen R. Googins Interim Animal Care Facility Director City Attorney 2021/09/14 City Council Post Agenda Page 59 of 428 Redline/Strikeout of Existing Section 6.04.060 Section 6.04.060 Swine, roosters and goats prohibited – Exceptions. The keeping of hogs, pigs or other swine, roosters or goats within the City is expressly prohibited: A. Where the keeping of any such animals was lawfully established and existing in an area thereafter annexed to the City, such keeping may, without enlargement, be continued for a period not to exceed three years after date of annexation of the area wherein contained; B. Such animals not exceeding two in number may be maintained for bona fide educational purposes upon application of a public or private school to the City Council and approval by the City Council, both as to the type and number of animals to be kept for such purposes and the manner of their keeping.; C. One miniature pig, not exceeding 18 inches at the shoulder or 100 pounds, may be kept per dwelling unit. However, the breeding of miniature pigs, for any and all purposes, is expressly prohibited. Owners of miniature pigs shall comply with the regulations existing in CVMC 6.04.110 (sanitation) and CVMC Chapters 6.24 (restraint) and 6.26 (vehicular transport safety.) In addition to other penal sanctions, an animal control officer or peace officer of the City may, after such notice to the owner as the circumstances permit, seize and remove a miniature pig to an animal shelter. 2021/09/14 City Council Post Agenda Page 60 of 428 LUAU the MINI PIG 2021/09/14 City Council Post Agenda Page 61 of 428 v . 0 03 P a g e | 1 September 14, 2021 ITEM TITLE Ratification of Appointment: City Manager’s Appointment of the Director of Finance – Sarah Schoen Report Number: 21-0159 Location: No specific geographic location Department: Human Resources Environmental Notice: The activity is not a “Project” as defined under Section 15378 of the California Environmental Quality Act State Guidelines; therefore, pursuant to State Guidelines Section 15060(c)(3) no environmental review is required. Recommended Action Adopt a resolution ratifying the City Manager’s appointment of Sarah Schoen as the Director of Finance. SUMMARY The Department of Human Resources conducted a statewide recruitment during the summer of 2021 for the City’s Director of Finance. The City Manager has selected Sarah Schoen to fill the position of Director of Finance. This item seeks to approve the appointment of Sarah Schoen to the position of Director of Finance effective September 24, 2021. ENVIRONMENTAL REVIEW The activity is not a “Project” as defined under Section 15378 of the California Environmental Quality Act State Guidelines; therefore, pursuant to State Guidelines Section 15060(c)(3) no environmental review is required. Environmental Determination The Director of Development Services has reviewed the proposed activity for compliance with the California Environmental Quality Act (CEQA) and has determined that the activity is not a “Project” as defined under Section 15378 of the State CEQA Guidelines because it will not result in a physical change in the environment; therefore, pursuant to Section 15060(c)(3) of the State CEQA Guidelines, the activity is not subject to CEQA. Thus, no environmental review is required. 2021/09/14 City Council Post Agenda Page 62 of 428 P a g e | 2 BOARD/COMMISSION/COMMITTEE RECOMMENDATION Not applicable. DISCUSSION The Department of Human Resources conducted a statewide recruitment during the summer of 2021 for the City’s Director of Finance. The City of Chula Vista’s Charter Section 500 (a) grants the City Manager the authority to appoint department heads subject to the approval of the City Council. The City Manager has selected Sarah Schoen to fill the position of Director of Finance effective September 24, 2021. With 20 years of municipal finance experience at the City of San Diego Ms. Schoen brings a wide breadth and depth of local municipal finance experience and leadership that will complement the current Finance staff and continue to move the many City projects forward. Her accomplishments, duties and responsibilities are impressive and can be reviewed in the attached resume. City Council adoption of the resolution will ratify the City Manager’s appointment. DECISION-MAKER CONFLICT Staff has reviewed the decision contemplated by this action and has determined that it is not site specific and consequently, the 500-foot rule found in California Code of Regulations section 18704.2(a)(1), is not applicable to this decision. Staff is not independently aware, and has not been informed by any Council member, of any other fact that may constitute a basis for a decision maker conflict of interest in this matter. CURRENT-YEAR FISCAL IMPACT There is no fiscal impact from this action as the position is in the City adopted budget. ONGOING FISCAL IMPACT There is no fiscal impact from this action as the position is in the City adopted budget. ATTACHMENTS 1. Resume Staff Contact: Courtney Chase, Director of Human Resources 2021/09/14 City Council Post Agenda Page 63 of 428 RESOLUTION NO. 2021-XXX RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA RATIFYING THE CITY MANAGER’S APPOINTMENT OF THE DIRECTOR OF FINANCE – SARAH SCHOEN WHEREAS, the Department of Human Recourses conducted a statewide recruitment for the Director of Finance in the summer of 2021; and WHEREAS, the City of Chula Vista’s Charter Section 500 (a) grants the City Manager the authority to appoint department heads subject to the approval of the City Council; and WHEREAS, the City Manager has selected Sarah Schoen to fill the position of Director of Finance September 24, 2021. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Chula Vista, that it ratifies the City Manager’s appointment of Sarah Schoen to Director of Finance effective September 24, 2021 . Presented by Approved as to form by Courtney Chase Glen R. Googins Director of Human Resources/Risk Management City Attorney 2021/09/14 City Council Post Agenda Page 64 of 428 Sarah Schoen, CPA 6381 Del Paso Ave n San Diego, CA 92120 n Phone: 619-322-1884 n Email: SMayen7272@gmail.com Summary Experienced manager with over 20 years of diverse governmental experience in the City of San Diego’s Department of Finance, which provides accounting and budgetary services to all City departments. Technical skills include revenue and expenditure projections, budget monitoring and development, familiarity with legislative/regulatory language, GAAP, financial reporting, Comprehensive Annual Financial Report preparation, internal controls, and the development and implementation of citywide policies and procedures. Responsible for payroll processing for City’s 11,000 employees, manages the Department of Finance’s personnel (110 FTE), and budgetary responsibilities ($19.8 million). Member of City’s labor negotiating team and participates in negotiations with the City’s six Recognized Employee Organizations (REO). Elected to serve on the SDCERS Board of Administration for a four-year term. Strengths and Skills Focused Problem Solver – Quickly identifies issues and corrective strategies Compassionate Mentor and Coach – Develops and supports superior teams Adaptive Manager – Maintains an open mind to ensure maximum participation and shared success for all stakeholders Assertive Communicator and Decision Maker – Values clarity and understanding in achieving goals and objectives Ethical / Trustworthy – Prizes honesty and the belief that “doing it right” is part of better planning Professional Experience CITY OF SAN DIEGO — SAN DIEGO, CA Assistant Director (2018-Present) Leads a staff of 40, which comprises the Budget Monitoring Team, the Customer Support Section General Fund, Enterprise, and Internal Service Funds), Personnel Expenditure Team, and Payroll Section. The Budget Monitoring Team prepares quarterly reports presented to City Council and Council Committees. The Customer Support section provides accounting and budget liaison services to City departments. The Personnel Expenditure Team provides support to the Five-Year Outlook, the Budget Team, and the Monitoring Team for all personnel and fringe benefit expenditures as well as providing the financial analyses for negotiations with the City’s six REOs. Key Accomplishments: Completed the merger of the Office of the City Comptroller and Financial Management Department. o Developed a change management plan that ensured communication to staff at all stages of the merger, teamed up accounting staff with budget staff, and provided critical training prior to transition. o Implemented process teams to increase morale and reduce dependency on overtime. o Worked with Personnel Department, HR, and respective REO to create a new Finance Analyst classification. Selected as a member of the committee assigned with the unwinding of invalidated 2012 pension reform measure (Proposition B). 2021/09/14 City Council Post Agenda Page 65 of 428 Sarah Schoen Page Two Worked with the labor negotiation team to correct Flores decision calculations, resulting in estimated annual savings of $1.8 million for the City. Managed the successful transition of a 40-person workforce to a full-time teleworking team due to stay-at-home orders. Assigned to the team preparing the citywide “Return-to-Work” transition plan. Deputy Director (2006 – 2018) Oversight of various sections of the Office of the City Comptroller including, the Public Utilities Department (Water and Wastewater) Environmental Services Department, Central Stores, Publishing Services, Successor Agency, Debt, General Fund, Grants, and Internal Controls. Supervised 22 accountants responsible for financial reporting, including Comprehensive Annual Financial Statement, Single Audit, and State Controller’s Report. Developed and implemented internal controls, accounting, and budgetary policies and procedures. Collaborated with department management to develop strategic goals, plans to reach these goals, and manage the necessary resources. Key Accomplishments : Finance Department lead for the dissolution of the Redevelopment Agency. Provided knowledge, information, and resources to customize the configuration of SAP modules during ERP implementation. Led the team assigned to correct Human Capital module implementation, resulting in the reposting of six months of payroll transactions and a new cost allocation program. Worked with other departments to modify the hiring process to recruit from local universities. Redesigned the general ledger and created a new process to provide accurate budgetary reporting for all funds. Implemented the upgrade of the SAP internal control module. Maintained superior service levels during extended periods of extremely limited resources. Principal Accountant (2005 - 2006); Accountant Trainee - Accountant IV (1999 - 2005) Oversight of the General Fund and Grants Sections of the Comptroller’s Office. Supervision of accountants responsible for monthly reporting to City Council of General Fund projections and budget monitoring, financial statement preparation, State Controller’s Report, annual calculation of General Fund cash flow needs, and Tax and Revenue Anticipation Notes issuance. Review of accounting transactions to ensure compliance with GAAP standards for numerous Special Revenue, Internal Service, and Trust Funds. Oversight of the annual calculation and review of the City’s cost allocation plan. Key Accomplishments: Developed the monthly Financial Performance Report detailing budgetary performance. Represented the Department of Finance in reporting to City Council and Council Committees. Implemented improved modeling of revenue, expenditure, and cash flow projections. Implemented department-wide restructure to organize the Comptroller’s Office by function. Education Certified Public Accountant, State of California (7/2004) Bachelor of Science in Business Administration—Emphasis in Accounting, San Diego State University (12/1998) 2021/09/14 City Council Post Agenda Page 66 of 428 From: Justin Akers Chacón <justinakers@cox.net> Sent: Tuesday, September 07, 2021 12:25 PM To: CityClerk <CityClerk@chulavistaca.gov> Cc: Justin Akers Chacón <justinakers@cox.net> Subject: Public Comment for tonight's Chula Vista City Council meeting Warning: External Email Hello City Clerk representative, I would like to submit the following electronic public comment to be read at tonight's Chula Vista City Council meeting. Hello, my name is Justin Akers and I live with my family at our home at 463 G Street here in Chula Vista. I have lived in this house and neighborhood for 11 years. I am submitting this comment to call attention to a dangerous situation that has emerged on this street, especially on the block between Fourth and Fifth Avenues where Chula Vista Middle School and Vista Square elementary school are located. For as long as I have lived here, many cars travel at high speeds down and up G street, especially between Fourth Avenue and Boradway Avenue. I have personally witnessed at least six accidents in the vicinity over the last decade. Fast-moving cars have hit residents pulling out of their driveways or collided with on-coming traffic at G and Fifth Avenue when they speed through the light. Most recently, the latter happened about 3 weeks ago resulting in multiple injuries. Before the pandemic, cars had regularly sped down the street as both schools were releasing children, causing great concern as many children cross these streets. Since the pandemic, with fewer students present, many drivers have taken to speeding down the street even more. In fact, people from the area sometimes race down the street in speeds reaching 60 mph. I have recorded some cars traveling at these speeds. Now that students are back in class, once again, I am dreading the danger posed to them by reckless drivers on this street. I am asking that the City please install speed bumps on G street in this area (especially along G and 4th and 5th streets) in the vicinity of these two schools. I fear that if there are not measures to slow down speeders in this area, something tragic is going to happen. Thanks for listening. Thank you, Justin Akers 463 G Street Chula Vista, CA 91910 2021/09/14 City Council Post Agenda Page 67 of 428 James OCallaghsn has enter the following comment(s): Dear Mayor and Councilmembers on behalf of the South County Economic Development Council we thank you for your inspiring leadership with regards to ensuring our sustainable future through diversion programs in the waste and recycling realm. We are looking forward to the opening of the first of its kind Otay Compost Facility in October. In addition to the jobs supported by this facility our community can continue to grow and thrive with proper waste divergence. We thank you for leading the charge as we join together in enhancing the lifestyle of our community. for Public Comments Received for 9/14/2021 in City Council Regular Meeting 9/14/2021 5:00:00 PM Written Communications - O'Callaghsn 2021/09/14 City Council Post Agenda Page 68 of 428 v . 0 03 P a g e | 1 September 14, 2021 ITEM TITLE Waste Collection Rate Adjustment: Approving a Rate Adjustment for Waste Collection in Order to Cover the Costs of Compliance with Organic Waste Reduction Regulations (SB 1383) Report Number: 21-0145 Location: Citywide Department: Economic Development Environmental Notice: The activity is not a "Project" as defined under Section 15378 of the California Environmental Quality Act State Guidelines; therefore, pursuant to State Guidelines Section 15060(c)(3) no environmental review is required. Recommended Action Adopt a resolution approving Republic Service’s request for a rate adjustment for combined collection of food waste and other organic waste and directing staff to conduct the proceedings necessary prior to the implementation of the adjustment. SUMMARY Senate Bill 1383 (Lara, Chapter 395, Statutes of 2016), was signed into law establishing methane emissions reduction targets of short-lived climate pollutants (SLCP). This law requires all jurisdictions in the State to establish new organic waste collection programs that prevent the disposal of organic waste into landfills. Senate Bill 1383 enhances the State of California’s greenhouse gas reduction efforts. The decomposition of organic waste in landfills creates methane gas emissions, a powerful greenhouse gas which is up to 80 times more harmful to the atmosphere than carbon dioxide. The City has worked with the City’s franchise solid waste hauler, Republic Services, to review and evaluate an appropriate rate adjustment to residential and commercial service fees in order to the implement a food and organic waste collection program that will meet the requirement of SB 1383. The proposed increase is subject to City Council approval, and a public hearing pursuant to Proposition 218. ENVIRONMENTAL REVIEW 2021/09/14 City Council Post Agenda Page 69 of 428 P a g e | 2 The Director of Development Services has reviewed the proposed activity for compliance with the California Environmental Quality Act (CEQA) and has determined that the activity is not a “Project” as defined under Section 15378 of the State CEQA Guidelines because it will not result in a physical change in the environment; therefore, pursuant to Section 15060(c)(3) of the State CEQA Guidelines, the activity is not subject to CEQA. Thus, no environmental review is required. BOARD/COMMISSION/COMMITTEE RECOMMENDATION Not applicable DISCUSSION Recent California Legislation In September 2016, Governor Brown signed into law SB 1383 (Lara, Chapter 395, Statutes of 2016), establishing a statewide methane emissions reduction target to reduce emissions of short-lived climate pollutants (SLCP). Actions to reduce short-lived climate pollutants are essential to address the many impacts of climate change on human health, especially in California's most at-risk communities, and on the environment. SB 1383 establishes a target to achieve a seventy-five percent (75%) statewide reduction in the disposal of organic waste in to landfills by 2025. The law requires all cities and counties in the State of California to establish a new collection program that will divert all organic waste from landfill disposal, establish an edible food rescue programs, procure large amounts of organic waste, conduct extensive education, outreach, monitoring and enforcement on non-compliant entities. Annual reporting will be submitted to the Department of Resources Recycling and Recovery (CalRecycle) who will oversee compliance with SB1383. Methane emissions resulting from the decomposition of organic waste in landfills is a significant source of greenhouse gas (GHG) emissions. Organic materials accounts for a significant portion of California's overall waste stream. Approximately twerty percent (20%) of methane gas emissions in California come from landfills. SB 1383 will help to reduce the amount of organic waste Chula Vista residents and business send to the landfill resulting in emission reductions that aligns with the City’s Zero Waste Plan and Climate Action Plan. Like most jurisdictions in the state, Chula Vista sends a large amount of organic waste to the landfill. According to a 2015 Waste Characterization Study conducted almost seventy five percent (75%) of Chula Vista’s waste stream is compostable and nearly twenty nine percent (29%) of this waste stream is food waste. (Attachment 1 – SB1383 regulation) Preparing for Compliance The City of Chula Vista has had a yard and garden waste collection service since 1990. The material collected is chipped and screened and sold as mulch, however food and other organic waste has not been accepted in the current program. To Comply with SB 1383 the City will need to require the addition of a food waste collection system for both residents and businesses. In anticipation of SB 1383 the City partnered with Republic Services in 2014 on a two-year pilot program to collect and process food waste. The two-year program contained a residential component of approximately 600 homes and a business component with participation by grocery stores, restaurants, and cafeterias. The two-year pilot program provided data and information that has helped the City and Republic to overcome various challenges before launching the proposed large-scale program being proposed in January 2021/09/14 City Council Post Agenda Page 70 of 428 P a g e | 3 2022. Lessons learned during the pilot program included collection and processing methods, equipment needs, educational outreach approaches and preliminary cost estimates for the implementation of a permanent program. For the City to comply with SB 1383, Republic Services will need to implement a program to collect food waste from Chula Vista residents and businesses and then process this waste stream into compost. The launch of a food waste collection system will require an initial cost of over $11 -million-dollars that will include, but not limited to the following: 1. The residential component will allow the placement of food waste in yard waste carts/bins. The collected material will be transported to a newly constructed composting facility at the Otay Landfill where preliminary screening and grinding will allow for size reduction. The reduced material will then be placed directly in the composting process or mixed with other feedstocks to create the ideal composted product. In addition, residents will also be able to place in soiled paper products, like paper plates, paper cups, paper towels, napkins and food-soiled cardboard products like pizza boxes. 2. Food waste from businesses will be collected separately and will be transported to a pre-processing facility at the Otay Landfill which will reduce contamination and adjust the particle size, moisture content, and carbon/nitrogen ratio to optimal conditions for composting. Compost feedstocks will range from 100 percent yard waste to a 50/50 blend of yard waste and other organic waste. Republic Services composting operations at the Otay landfill will use the GORE® covered aerated static pile (CASP) composting system. This system provides the best available environmental control technology and utilizes forced aeration and a semipermeable membrane cover to selectively influence the composting process. The composting process involves three phases that will take approximately eight weeks to complete. 3. Republic Services will purchase and deliver approximately 15,000 green carts to Chula Vista residents who currently do not have a green waste cart at their homes, purchase six additional collection trucks, and 3,000 new commercial collection bins. 4. Republic will employ a Recycling Coordinator to provide program education to residents and businesses in both English and Spanish. 5. SB1383 requires the City to procure up to 13,920 tons of compost per year to meet the procurement requirement. Republic will provide compost to the City free of charge which will help the City to meet its procurement requirements of SB1383. The compost will be used i n all City approved projects, such as compost give-a-way events, in City parks, medians and open spaces. 6. One kitchen food caddie will be provided, upon request, to all residential customers including multi- family dwellings. 7. Republic will offer $50,000 per year in endowments to food rescue organizations in the City of Chula Vista to help with edible food rescue requirements of SB1383. 8. Expansion of the “oops” tag program to commercial generators will reinforce proper recycling and provide education on contamination. 9. In compliance with SB 1383’s container contamination minimization and reporting standards Republic will provide yearly route reviews for prohibited container contaminants and will perform waste composition studies at least twice per year in two distinct seasons of the year. 2021/09/14 City Council Post Agenda Page 71 of 428 P a g e | 4 10. Republic and the City will deploy an extensive education campaign to familiarize residents and businesses on the new program requirements and education of all self-haul generators in the City of Chula Vista through promotional materials at the Otay Landfill. In addition, Republic has launched a new digital platform known as "RISE" (Republic Integrated Solution Experience) which modernizes operations, streamline tasks and offers greater visibility of services rendered on their customer portal. This new system allows Republic to capture and document issues at the point of service. Proposed rate adjustment for residential ratepayers The Franchise Agreement (Agreement) between the City of Chula Vista (City) and Republic Services (Republic) was approved by the Chula Vista City Council in September 2014. This agreement grants Republic the exclusive rights to collect and dispose of solid waste and recyclable material from residential and commercial properties within the City’s jurisdictional boundaries. The Agreement also allows Republic to charge fees for waste collection services subject to maximum rates established in the contract, requires Republic to develop collection programs to help the City comply with new waste reduction and recycling laws and allows Republic to request City approval for service fee increases to cover program development costs. Per the Agreement, Republic is required to pay the City a 20% franchise fee and an additional 5% AB 939 fee that is used for waste reduction and recycling education programs. Operationally, the Agreement provides Chula Vista residents additional collection services at no additional cost. These services include:  Weekly large and bulky collection for up to 10 items,  Two (2) landfill passes per year,  Two (2) yard waste passes per year,  Missed collection service,  A most-favored nation rate price protection  Residential rates not to exceed a 90% County average, and  Cart or bin replacements. Additionally, the contract requires Republic to provide the following services at no costs: • Trash, yard waste and recyclable materials collection for all City facilities, • Disposal for all public works-type projects, • Collection service for designated public place containers, and • Trash and recycling collection services annually for two large-venue public events of the City’s choosing. Republic is also required to maintain equipment (vehicles) in optimal and assigned conditions, respond to requests and complaints in a timely period and ensure that the City always complies with all disposal and waste diversion directives required by State law. The term of the current Agreement is ten years, which terminates on June 30, 2024, and provides an ability to extend the Agreement by an additional seven (7) years on the same terms and conditions. Republic Services proposal for residential customers includes an increase in cost that varies depending on the level of service being provided. Residents with the smallest trash cart (32-gal) will see a monthly service fee increase of $2.79 per month, residents with the middle size cart (64-gal) will see a rate increase of $3.61 per month and those with the largest cart (96-gal) will see a rate increase of $4.26 per month. 2021/09/14 City Council Post Agenda Page 72 of 428 P a g e | 5 Republic Services also proposes to remove the $1.50 per month green waste for residents who currently rent a green waste cart from Republic. Moving forward the green cart rental fee will not be charged to customers. Currently 43,000 commercial customers rent a green waste cart from Republic. Example: Residents who rent a green waste cart and have a 32-gal trash cart will see an increase of $2.79 minus the omitted green waste cart rental fee of $1.50. Therefore, when deleting the rental fee these residents would experience a net increase of $1.29. The table below shows the proposed rate adjustment compared to the service level at each home: A comparison of rate increases from various local cities was performed for the middle 64 -gal residential trash rate. The proposed rate adjustment in Chula Vista as shown below is 8% less than the average increase of other local cities. Comparison rate increase for Chula Vista: $3.61 (64-gal trash cart service) Encinitas $4.86 National City $3.00 La Mesa $3.64 Poway $4.42 Lemon Grove $3.74 Market Average $3.93 Proposed rate adjustment for multifamily properties. Multi-family properties pay for as-needed trash collection services in addition to being required to pay a monthly per-dwelling unit fee for recycling and yard waste services. The per-unit fee covers the costs of unlimited recycling and yard waste collection services, yet it is divided into two categories. For complexes only needing recycling collection they are charged a $2.83 per unit fee. Complexes needing both recycling and yard waste collection services are charged a per unit rate of $4.63. This fee structure is unique to Chula Vista and was created to ensure compliance with recycling regulation. Republic Services is proposing to adjust the monthly per-unit rate for both recycling and yard waste collection from $4.63 to $5.74 to provide food waste and organics waste collection. Most multifamily properties in Chula Vista only pay the $2.83 per unit rate for recycling services as most opt to have their landscapers haul away their yard waste. The City and Republic staff will work with multifamily property owners and managers to adjust services that fit their needs while also complying with the requirement of SB1383. Space constraint compliance waivers can be issued and are allowed per SB1383 regulation. New service and rate for commercial food waste generators Food waste collection for Chula Vista businesses will be provided as a new collection service. This new service will be offered in two container sizes (64-gal carts and 2-yard bins). Not every business will be required to have food waste collection service. SB 1383 allows for minimum generation and space constraint compliance waivers to be issued. The program is designed to capture heavy generators of food waste and other organic waste to have a prescribed collection service in addition to their current trash and recycling Current rate for each level of service Proposed adjustment New rate plus increase 32-gal trash cart service $18.37 per month $2.79 $21.16 per month 64-gal trash cart service $23.79 per month $3.61 $27.40 per month 96-gal trash cart service $28.01 per month $4.26 $32.27 per month *Rate includes collection of trash, mixed recycling, and mixed organics. 2021/09/14 City Council Post Agenda Page 73 of 428 P a g e | 6 collection services. City and Republic staff will visit each identified food and organic waste generator in the City to work with business owners and managers to add the appropriate service and look for ways to adjust current services that will create greater efficiency and control costs. An example of an identified heavy generator would be a restaurant with a high frequency of trash collection services. In this example there may be an opportunity to add food waste collection while reducing their trash collection services. Staff will also take the opportunity to provide educational resources to restaurants on the new program’s procedures and requirements. Proposed new service for commercial food waste collection: Food waste per container quantity and service frequency proposed pricing Container Quantity 64-gal commercial food waste cart cost 2-yrd commercial food waste bin cost 1 container $99.49 $187.51 2 containers $147.40 $257.08 3 containers $195.32 $326.65 4 containers $243.23 $396.22 5 containers $291.14 $465.80 6 containers $339.05 $535.37 Service collection Frequency 1 day per week $99.49 $187.51 2 days per week $198.98 $375.01 3 days per week $397.96 $750.03 4 days per week $795.92 $1,500.05 5 days per week $1,591.85 $3,000.10 City staff reviewed the proposed rate changes, verified compliance with state laws, and ensured equitable value for each level of service being provided. The review was performed factoring in the twenty five percent (25%) franchise fee that Republic Services pays the City so that the analysis would be an equitable comparison to fees from other cities. These cities were chosen as a sampling of other cities serviced by EDCO waste, the waste collection contractor that services the most cities in the County. Staff also analyzed the rate proposal and determined that it is reasonable and not in excess of what is necessary to cover the costs for the new services to process food waste and other organic waste into compost. The analysis determined that the rates proposed by Republic Services are comparable to other programs but are still 8-9% below the average of the local cities analyzed. The table below shows the comparison Comparison of proposed commercial food waste rate collected 1 x per week while factoring in a 25% franchise fee 64-gal food waste cart collected 1X per week 2-yrd food waste bin collected 1X per week Chula Vista $99.49 $187.51 Encinitas $109.92 $202.39 La Mesa $111.27 $198.37 Lemon Grove $109.87 $208.95 National City $111.70 $212.72 Poway $106.19 $191.00 Market Average $109.79 $194.24 Compared to newly proposed Chula Vista rate 9% less 8% less 2021/09/14 City Council Post Agenda Page 74 of 428 P a g e | 7 Staff recommends approval of the proposed rate adjustments for Chula Vista residents and businesses. The new program will make it possible for Chula Vista to comply with the jurisdictional requirements of SB 1383, will assist the State reach its methane reduction target and implement the City’s climate action goals. Program cost increases for this purpose are not unique to Chula Vista. The League of California Cities conducted a study in December 2020 and determined that out of the 194 cities that responded, 92% of them anticipate a solid waste and recycling rate increase in the next three years. Seventy Percent (70%) of survey participants anticipate an increase of up to a 20% rate increase to comply with SB 1383. (Attachment 2 - League of CA Cities Survey of waste service costs). Approval of the resolution will trigger a Proposition 218 hearing process that will have to be conducted before the proposed rate adjustment goes into effect. That process will include sending notice of the proposed increase to all property owners, Republic’s Chula Vista customers of record and conducting a public “majority protest” hearing at least 45 days later, in accordance with the requirements of Proposition 218. If less than a majority of affected property owners protest the increase, it will go into effect. DECISION-MAKER CONFLICT Staff has reviewed the decision contemplated by this action and has determined that it is not site-specific and consequently, the real property holdings of the City Council members do not create a disqualifying real property-related financial conflict of interest under the Political Reform Act (Cal. Gov't Code § 87100, et seq.). Staff is not independently aware and has not been informed by any City Council member, of any other fact that may constitute a basis for a decision-maker conflict of interest in this matter. CURRENT-YEAR FISCAL IMPACT If approved, the proposed action will generate approximately $555,000 during the second half of the fiscal year in additional revenue to the general fund from collected franchise fees. ONGOING FISCAL IMPACT If approved, the proposed action will generate approximately $1,110,000 in additional revenue to the general fund from collected franchise fees. ATTACHMENTS Attachment 1 - SB1383 regulation Attachment 2 - League of CA Cities Survey of waste service costs Staff Contact: Manuel Medrano, Environmental Services Manager 2021/09/14 City Council Post Agenda Page 75 of 428 Department of Resources SLCP Regulations Recycling and Recovery November 2020 Short-lived Climate Pollutants (SLCP): Organic Waste Reductions Final Regulation Text The following denotes final and approved text: Strikethrough = deletions of existing text Underline = additions to existing text 2021/09/14 City Council Post Agenda Page 76 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 2 of 127 November 2020 California Code of Regulations 1 Title 14, Division 7, Chapter 3 2 Article 6.0. Transfer/Processing Operations and Facilities Regulatory 3 Requirements 4 Section 17402. Definitions. 5 (a) For the purposes of these articles: 6 (0.5) “Consolidation Sites” means facilities or operations that receive solid waste for 7 the purpose of storing the waste prior to transfer directly from one container to 8 another or from one vehicle to another for transport and which do not conduct 9 processing activities. Consolidation activities include, but are not limited to, limited 10 volume transfer operations, sealed container transfer operations, and direct transfer 11 facilities. 12 (1) "Contact Water" means water that has come in contact with waste and may 13 include leachate. 14 (1.5) “Contamination” or “Contaminants” has the same meaning as “prohibited 15 container contaminants” as defined in Section 18982(a)(55). 16 (2) "Covered Container" means a container that is covered to prevent the migration of 17 litter from the container, excessive infiltration of precipitation, odor and leachate 18 production, and to prevent access by animals and people; thereby controlling litter, 19 scavenging, and illegal dumping of prohibited wastes. Covers may include, but are 20 not limited to, tarpaulins or similar materials. 21 (3) "Direct Transfer Facility" means a transfer facility that receives equal to or more 22 than 60 cubic yards or 15 tons (whichever is greater) of solid waste per operating day 23 but less than 150 tons of solid waste and meets all of the following requirements: 24 (A) is located on the premises of a duly licensed solid waste hauling operator; 25 (B) only handles solid waste that has been placed within covered containers or 26 vehicles prior to entering the facility and that is transported in vehicles owned or 27 leased by that same operator; 28 (C) the facility does not handle, separate, or otherwise process the solid waste; 29 (D) no waste is stored at the facility for more than any 8-hour period; 30 (E) solid waste is transferred only once and directly from one covered container or 31 vehicle to another covered container or vehicle so that the waste is never put on 32 the ground or outside the confines of a container or vehicle, before, during, or after 33 transfer. Direct transfer would not include top loading trailers where the solid waste 34 actually leaves the confines of the collection vehicle and is suspended in air before 35 falling into a transfer vehicle; 36 (F) all of the contents of the original transferring container or vehicle must be 37 emptied during a single transfer; and 38 (G) any waste that may unintentionally fall outside of the containers or vehicles, is 39 promptly cleaned up and replaced within the container or vehicle to which it was 40 being transferred. 41 (4) "DTSC" means Department of Toxic Substances Control. 42 (5) "EA" means enforcement agency as defined in PRC section 40130. 43 2021/09/14 City Council Post Agenda Page 77 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 3 of 127 November 2020 (6) "Emergency Transfer/Processing Operation" means an operation that is 1 established because there has been a proclamation of a state of emergency or local 2 emergency, as provided in Title 14, Division 7, Chapter 3, Article 3, sections 17210.1 3 (j) and (k) and which meets all of the following requirements: 4 (A) the operation handles only disaster debris and other wastes, in accordance 5 with section 17210.1(d), during the disaster debris recovery phase; and 6 (B) the location does not currently have a solid waste facility permit; 7 (C) if the operation accepts, processes, or stores hazardous or household 8 hazardous waste, then these activities must be in compliance with DTSC 9 standards or standards of other appropriate authorities or agencies. 10 (6.5) “Gray Container Waste” or “Gray Container Collection Stream” means solid 11 waste that is collected in a gray container that is part of a three-container organic 12 waste collection service that prohibits the placement of organic waste in the gray 13 container as specified in Section 18984.1(a) and (b). 14 (7) "Hazardous Wastes" means any waste which meets the definitions set forth in 15 Title 22, Section 66261.3, et seq. and is required to be managed. 16 (7.5) “Incompatible Material” or “Incompatibles,“ means human-made inert material, 17 including, but not limited to, glass, metal, plastic, and also includes organic waste for 18 which the receiving end-user, facility, operation, property, or activity is not designed, 19 permitted, or authorized to perform organic waste recovery activities as defined in 20 Section 18983.1(b) of Article 2, Chapter 12. 21 (8) "Large Volume Transfer/Processing Facility" means a facility that receives 100 22 tons or more of solid waste per operating day for the purpose of storing, handling or 23 processing the waste prior to transferring the waste to another solid waste operation 24 or facility. 25 (A) In determining the tonnage of solid waste received by the facility, the following 26 materials shall not be included: materials received by a recycling center located 27 within the facility, and by beverage container recycling programs in accordance 28 with Public Resources Code sections 14511.7, 14518, or 14520, if the recycling 29 activities are separated from the solid waste handling activities by a defined 30 physical barrier or where the activities are otherwise separated in a manner 31 approved by the EA. 32 (B) If the facility does not weigh the solid waste received, then the tonnage shall 33 be determined by using a volumetric conversion factor where one cubic yard is 34 equal to 500 pounds. The EA shall approve an alternate conversion factor if the 35 operator demonstrates that it is more accurate than the required conversion factor. 36 (9) "Limited Volume Transfer Operation" means an operation that receives less than 37 60 cubic yards, or 15 tons of solid waste per operating day for the purpose of storing 38 the waste prior to transferring the waste to another solid waste operation or facility 39 and which does not conduct processing activities, but may conduct limited salvaging 40 activities and volume reduction by the operator. 41 (A) In determining the tonnage of solid waste received by the operation, the 42 following materials shall not be included: materials received by a recycling center 43 located within the operation, and by beverage container recycling programs in 44 accordance with Public Resources Code sections 14511.7, 14518, or 14520, if the 45 recycling activities are separated from the solid waste handling activities by a 46 2021/09/14 City Council Post Agenda Page 78 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 4 of 127 November 2020 defined physical barrier or where the activities are otherwise separated in a 1 manner approved by the EA. 2 (B) If the operation does not weigh the solid waste received, then the tonnage 3 shall be determined by using a volumetric conversion factor where one cubic yard 4 is equal to 500 pounds. The EA shall approve an alternate conversion factor if the 5 operator demonstrates that it is more accurate than the required conversion factor. 6 (10) "Litter" means all solid waste which has been improperly discarded or which has 7 migrated by wind or equipment away from the operations area. Litter includes, but is 8 not limited to, convenience food, beverage, and other product packages or 9 containers constructed of steel, aluminum, glass, paper, plastic, and other natural 10 and synthetic materials, thrown or deposited on the lands and waters of the state. 11 (11) "Medium Volume Transfer/Processing Facility" means a facility that receives 12 equal to or more than 60 cubic yards or 15 tons (whichever is greater) of solid waste 13 per operating day but less than 100 tons of solid waste, for the purpose of storing or 14 handling the waste prior to transferring the waste to another solid waste operation or 15 facility; or a facility that receives any amount of solid waste, up to 100 tons per 16 operating day, for the purpose of processing solid waste prior to transferring the 17 waste to another solid waste operation or facility. 18 (A) In determining the tonnage of solid waste received by the facility, the following 19 materials shall not be included: materials received by a recycling center located 20 within the facility, and by beverage container recycling programs in accordance 21 with Public Resources Code sections 14511.7, 14518, or 14520, if the recycling 22 activities are separated from the solid waste handling activities by a defined 23 physical barrier or where the activities are otherwise separated in a manner 24 approved by the EA. 25 (B) If the facility does not weigh the solid waste received, then the tonnage shall 26 be determined by using a volumetric conversion factor where one cubic yard is 27 equal to 500 pounds. The EA shall approve an alternate conversion factor if the 28 operator demonstrates that it is more accurate than the required conversion factor. 29 (11.5) “Mixed Waste Organic Collection Stream” means organic waste collected in a 30 container that is required by Section 18984.1, 18984.2, or 18984.3 to be transported 31 to a high diversion organic waste processing facility. 32 (12) "Nuisance" includes anything which: 33 (A) is injurious to human health or is indecent or offensive to the senses and 34 interferes with the comfortable enjoyment of life or property, and 35 (B) affects at the same time an entire community, neighborhood or any 36 considerable number of persons. The extent of annoyance or damage inflicted 37 upon an individual may be unequal. 38 (13) "On-site" means located within the boundary of the operation or facility. 39 (14) "Open burning" means the combustion of solid waste without: 40 (A) control of combustion air to maintain adequate temperature for efficient 41 combustion, 42 (B) containment of the combustion reaction in an enclosed device to provide 43 sufficient residence time and mixing for complete combustion, and 44 (C) control of the emission of the combustion products. 45 2021/09/14 City Council Post Agenda Page 79 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 5 of 127 November 2020 (15) "Operating day" means the hours of operation as set forth in the application, 1 Enforcement Agency Notification and/or permit not exceeding 24 hours. 2 (16) "Operating Record" means an easily accessible collection of records of an 3 operation's or facility's activities and compliance with required state minimum 4 standards under Title 14. The Record may include the Facility Plan or 5 Transfer/Processing Report for facilities, and shall contain but is not limited to 6 containing: agency approvals, tonnage and loadchecking records, facility contacts 7 and training history. The record may be reviewed by state and local authorities and 8 shall be available during normal business hours. If records are too voluminous to 9 place in the main operating record or if the integrity of the records could be 10 compromised by on-site storage, such as exposure to weather, they may be 11 maintained at an alternative site, as long as that site is easily accessible to the EA. 12 (17) "Operations Area" means: 13 (A) the following areas within the boundary of an operation or facility as described 14 in the permit application or Enforcement Agency Notification: 15 (i) equipment management area, including cleaning, maintenance, and storage 16 areas; and 17 (ii) material and/or solid waste management area, including unloading, 18 handling, transfer, processing, and storage areas. 19 (B) the boundary of the operations area is the same as the permitted boundary but 20 may or may not be the same as the property boundary. 21 (18) "Operator" means the owner, or other person who through a lease, franchise 22 agreement or other arrangement with the owner, that is listed in the permit 23 application or Enforcement Agency Notification, is legally responsible for all of the 24 following: 25 (A) complying with regulatory requirements set forth in these Articles; 26 (B) complying with all applicable federal, state and local requirements; 27 (C) the design, construction, and physical operation of the operations area; 28 (D) controlling the activities at an operation or facility as listed on the permit 29 application or Enforcement Agency Notification. 30 (18.4) “Organic Waste Recovery Activities,” or “Recovery” has the same meaning as 31 defined in Section 18982(a)(49). 32 (18.5) “Organic Waste” has the same meaning as in Section 18982(a)(46). 33 (19) "Owner" means the person or persons who own, in whole or in part, an operation 34 or facility, and/or the land on which it is located. 35 (20) "Processing" means the controlled separation, recovery, volume reduction, 36 conversion, or recycling of solid waste including, but not limited to, organized, 37 manual, automated, or mechanical sorting, the use of vehicles for spreading of waste 38 for the purpose of recovery, and/or includes the use of conveyor belts, sorting lines or 39 volume reduction equipment. Recycling Center is more specifically defined in section 40 17402.5 (d) of this Article. 41 (21) "Putrescible Wastes" include wastes that are capable of being decomposed by 42 micro-organisms with sufficient rapidity as to cause nuisances because of odors, 43 vectors, gases or other offensive conditions, and include materials such as, but not 44 limited to food wastes, offal and dead animals. The EA shall determine on a case-by-45 case basis whether or not a site is handling putrescible wastes. 46 2021/09/14 City Council Post Agenda Page 80 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 6 of 127 November 2020 (22) "Regulated Hazardous Waste" means a hazardous waste, as defined in section 1 66260.10 of Division 4.5 of Title 22. 2 (23) "RWQCB" means the Regional Water Quality Control Board. 3 (23.5) “Remnant Organic Material” means the organic waste that is collected in a 4 gray container that is part of the gray container collection stream. 5 (23.6) “Reporting Period” has the same meaning as defined in Section 18815.2 6 (a)(49). 7 (24) "Salvaging" means the controlled separation of solid waste material which do not 8 require further processing, for reuse or recycling prior to transfer activities. 9 (25) "Scavenging" means the uncontrolled and/or unauthorized removal of solid 10 waste materials. 11 (26) "Sealed Container Transfer Operation" means a transfer operation that meets 12 the following requirements: 13 (A) handles only solid waste that has previously been placed within containers that 14 have either a latched, hard top or other impermeable cover which is closed tightly 15 enough to: 16 (1) prevent liquid from infiltrating into or leaking out of the container; and 17 (2) prevent the propagation and migration of vectors; and, 18 (i) the solid waste remains within the unopened containers at all times while 19 on-site; and, 20 (ii) the containers are not stored on-site for more than 96 hours. 21 Sealed container transfer operations do not include operations excluded by 22 Public Resources Code section 40200(b)(3). 23 (26.5) “Secondary Material Processing Facility” or “Operation” means an activity 24 whose primary purpose is to receive and process source separated, or separated for 25 reuse, materials from a permitted transfer/processing facility or a transfer/processing 26 operation governed by an enforcement agency notification, and that does not meet 27 the residual percentage or putrescible waste percentage as set forth in section 28 17402.5(d). Materials include, but are not limited to, glass, plastics, paper, and 29 cardboard. 30 (A) Secondary Material Processing Operations are those activities that: 31 1. Are governed by the Enforcement Agency Notification tier requirements as 32 specified in section 17403.3.2; and, 33 2. Receive an amount of residual material that is less than 40% by weight as 34 calculated on a monthly basis. Operations that do not meet this residual 35 requirement shall comply with the Registration Permit tier requirements 36 specified in 17403.3.3. 37 (B) Secondary Material Processing Facilities are those activities that: 38 1. Are governed by the Registration Permit tier requirements as specified in 39 section 17403.3.3; and, 40 2. Do not meet the 40% residual material requirement as specified in subdivision 41 (A). 42 (26.6) “Source Separated Organic Waste” or “Source Separated Organic Waste 43 Collection Stream” means organic waste that is collected in a green container as 44 specified in Sections 18984.1(a)(1) and 18984.2(a)(1), “source separated blue 45 container organic waste,” as defined in this Subsection (a)(26.7), organic waste 46 2021/09/14 City Council Post Agenda Page 81 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 7 of 127 November 2020 collected in an additional container as specified in Section 18984.1(a)(6), and organic 1 waste collected in an “uncontainerized green waste and yard waste collection 2 service,” as defined in Section 18982. 3 (26.7) “Source Separated Blue Container Organic Waste” means the organic wastes 4 collected in a blue container that is limited to the collection of those organic wastes 5 and non-organic recyclables as defined in Section 18982(a)(43). 6 (27) "Special Waste" includes but is not limited to: 7 (A) waste requiring special collection, treatment, handling, storage, or transfer 8 techniques as defined in Title 22, section 66260.10. 9 (B) waste tires and appliances requiring CFC removal. 10 (28) "Spotter" means an employee who conducts activities that include, but are not 11 limited to, traffic control, hazardous waste recognition and removal for proper 12 handling, storage and transport or disposal, and protection of the public from health 13 and/or safety hazards. 14 (29) "Store" means to stockpile or accumulate for later use. 15 (30) "Transfer/Processing Facility" or "Facility" includes: 16 (A) those activities governed by the Registration Permit tier or Full Solid Waste 17 Facility Permit requirements (as specified in sections 17403.6 and 17403.7); and, 18 (B) which: 19 1.receive, handle, separate, convert or otherwise process materials in solid 20 waste; and/or 21 2.transfer solid waste directly from one container to another or from one vehicle 22 to another for transport; and/or 23 3.store solid waste; 24 (C) The receipt of separated for reuse material pursuant to Public Resources 25 Code, Division 12.1, Chapter 2, sections 14511.7, 14518, or 14520, located within 26 a solid waste facility does not constitute solid waste handling, or processing, if 27 there is a defined physical barrier to separate recycling activities defined in Public 28 Resources Code, Division 12.1, Chapter 2, sections 14511.7, 14518, or 14520, 29 from the solid waste activities, or where the recycling and solid waste activities are 30 considered by the EA as separate operations. 31 (D) "Transfer/Processing Facilities" do not include activities specifically defined in 32 section 17402.5(c) of this Article, and operations and facilities that are subject to 33 regulations in Chapter 3.1 (commencing with section 17850). 34 (31) "Transfer/Processing Operation" or "Operation" includes: 35 (A) those activities governed by the EA Notification tier requirements; and, 36 (B) which: 37 1.receive, handle, separate, convert or otherwise process materials in solid 38 waste; and/or 39 2.transfer solid waste directly from one container to another or from one vehicle 40 to another for transport; and/or 41 3.store solid waste; 42 (C) The receipt of separated for reuse material pursuant to Public Resources 43 Code, Division 12.1, Chapter 2, sections 14511.7, 14518, or 14520, located within 44 a solid waste operation does not constitute solid waste handling, or processing, if 45 there is a defined physical barrier to separate recycling activities defined in Public 46 2021/09/14 City Council Post Agenda Page 82 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 8 of 127 November 2020 Resources Code, Division 12.1, Chapter 2, sections 14511.7, 14518, or 14520, 1 from the solid waste activities, or where the recycling and solid waste activities are 2 considered by the EA as separate operations. 3 (D) "Transfer/Processing Operations" do not include activities specifically defined 4 in section 17402.5(c) of this Article, and operations and facilities that are subject to 5 regulations in Chapter 3.1 (commencing with section 17850). 6 (32) "Volume Reduction" means techniques such as: compaction, shredding, and 7 baling. 8 (33) "Waste Hauling Yard Operation" is an operation that meets the following 9 requirements: 10 (A) is located on the premises of a duly licensed solid waste hauling operator, who 11 receives, stores, or transfers waste as an activity incidental to the conduct of a 12 refuse collection and disposal business, and; 13 (B) handles only solid waste that has been placed within a covered container 14 before the container arrives at the waste hauling yard, and; 15 (C) no more than 90 cubic yards of waste is stored on-site in covered containers at 16 any time, and; 17 (D) the solid waste remains within the original covered containers while on-site at 18 any times, and; 19 (E) the covered containers are not stored on-site for more than any 72 hour period; 20 (F) if the EA has information that the operation does not meet these requirements, 21 the burden of proof shall be on the owner or operator to demonstrate that the 22 requirements are being met. 23 Note: 24 Authority cited: Sections 40502, 43020, and 43021 Public Resources Code. 25 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 26 Section 39730.6, Health and Safety Code. 27 Section 17402.5. Definitions and Related Provisions Regarding Activities That Are 28 Not Subject to the Transfer/Processing Regulatory Requirements. 29 (a) This section sets forth definitions and related provisions regarding activities that are 30 not subject to the requirements of Articles 6.0, 6.1, 6.2, 6.3 and 6.35 of this Chapter. 31 (1) Activities that are not in compliance with the applicable definitions and related 32 provisions of this section shall be subject to the requirements of Articles 6.0, 6.1, 6.2, 33 6.3 and 6.35 of this Chapter. 34 (2) The definitions and related provisions of this section are for use only to determine 35 the applicability of Articles 6.0, 6.1, 6.2, 6.3 and 6.35 of this Chapter. 36 (b) The following general definitions may apply to one or more of the activities that are 37 more specifically defined in subdivisions (c) and (d) of this section. 38 (1) "Residual" means the solid waste destined for disposal, further 39 transfer/processing as defined in section 17402(a)(30) or (31) of this Article, or 40 transformation which remains after processing has taken place and is calculated in 41 percent as the weight of residual divided by the total incoming weight of materials. 42 (2) "Reuse" means the use, in the same, or similar, form as it was produced, of a 43 material which might otherwise be discarded. 44 2021/09/14 City Council Post Agenda Page 83 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 9 of 127 November 2020 (3) "Separated for Reuse" means materials, including commingled recyclables, that 1 have been separated or kept separate from the solid waste stream for the purpose of 2 additional sorting or processing those materials for recycling or reuse in order to 3 return them to the economic mainstream in the form of raw material for new, reused, 4 or reconstituted products which meet the quality standards necessary to be used in 5 the marketplace, and includes materials that have been "source separated". 6 (4) "Source Separated" means materials, including commingled recyclables, that 7 have been separated or kept separate from the solid waste stream, at the point of 8 generation, for the purpose of additional sorting or processing those materials for 9 recycling or reuse in order to return them to the economic mainstream in the form of 10 raw material for new, reused, or reconstituted products which meet the quality 11 standards necessary to be used in the marketplace. 12 (c) Activities included in one of the following definitions are not subject to the 13 requirements of Articles 6.0, 6.1, 6.2, 6.3 and 6.35 of this Chapter, provided that these 14 activities do not include the acceptance of solid waste which has not been separated for 15 reuse. If an activity defined in this section is accepting solid waste which has not been 16 separated for reuse, it must meet the requirements of subdivision (d) of this section or 17 else it shall be subject to the requirements of Articles 6.0, 6.1, 6.2, 6.3 and 6.35 of this 18 Chapter. 19 (1) "Auto Dismantler" means a person or business entity engaged in the business of 20 buying, selling, or dealing in vehicles including nonrepairable vehicles, for the 21 purpose of dismantling the vehicles, buying or selling the integral parts and 22 component materials thereof, in whole or in part, or dealing in used motor vehicle 23 parts pursuant to California Vehicle Code, section 220. 24 (2) "Auto Shredder" or "Metal Shredder" means a person or business entity that 25 accepts scrap metal, typically automobiles and white goods, and mechanically rends 26 that scrap metal into fist sized bits and pieces and separates the ferrous metals, 27 nonferrous metals and other materials for the purpose of recycling. 28 (3) "Buy Back Center" means a person or business entity engaging in those activities 29 defined in Public Resources Code Sections 14518, or 14520. 30 (4) "Drop-off Center" means a person or business entity engaging in those activities 31 defined in Public Resources Code Section 14511.7. 32 (5) "Manufacturer" means a person or business entity that uses new or separated for 33 reuse materials as a raw material in making a finished product that is distinct from 34 those raw materials. 35 (6) "Regional Produce Organic Distribution Center" means a distribution center that 36 receives unsold food produce, including packaged food produce (sometimes referred 37 to as "pre-consumer") back from stores to which it was originally sent by that 38 distribution center the produce, and which remains the property of the distribution 39 center or stores, for the purpose of data collection, depackaging, and transferring this 40 produce and other food to a compostcompostable material handling operation or 41 facility, in-vessel digestion operation or facility, or to a another beneficial use. A 42 regional produce distribution center would not include a site where produce is 43 processed. 44 (7) ”Rendering Activities” means an activity that is a licensed animal food 45 manufacturing activity, or a rendering activity which is authorized by the California 46 2021/09/14 City Council Post Agenda Page 84 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 10 of 127 November 2020 Department of Food and Agriculture pursuant to Section 19300 of the Food and 1 Agricultural Code, and in which no solid waste feedstock bypasses the manufacturing 2 or rendering process. "Rendering Plant" means a person or business entity where 3 dead animals or any part or portion thereof, vegetable oils, or packing house refuse, 4 are processed for the purpose of obtaining the hide, skin, grease residue, or any 5 other byproduct whatsoever 6 (8) "Reuse Salvage Operation" means a person or business entity which sterilizes, 7 dismantles, rebuilds, or renovates, nonputrescible separated-for-reuse materials, and 8 that recovers for recycling or reuse distinct material types that have not been 9 commingled with other materials before they enter the waste stream. Examples of 10 this activity include, but are not limited to, wire choppers, and dismantlers of furniture 11 and mattresses, and "brown goods" such as computer equipment, VCRs, and 12 televisions. 13 (9) "Scrap Metal Recyclers and Dealers" means a person or business entity including 14 all employees of the person or business entity, (except automotive recyclers and auto 15 shredders as defined in this section), whose primary business is the purchasing; 16 processing by shredding, shearing, baling, and torching; trading, bartering or 17 otherwise receiving secondhand or castoff metal material which includes ferrous 18 metals, nonferrous metals, aluminum scrap, auto bodies, major appliances and other 19 metals, including containers that are regulated pursuant to Public Resources Code 20 Section 14511.7, 14518 or 14520. 21 (10) "Wire Chopper" means a person or business entity which uses source separated 22 metal components or wire for the purpose of recycling or reuse. 23 (11) "Wood, Paper or Wood Product Manufacturer" means a person or business 24 entity that uses separated for reuse paper or woody materials in order to produce a 25 finished product able to be used as is, or to manufacture another product such as, 26 boxes or boards, without further processing. 27 (d) A "Recycling Center" means a person or business entity that meets the 28 requirements of this subdivision. A recycling center shall not be subject to the 29 requirements of Articles 6.0, 6.1, 6.2, 6.3 and 6.35 of this Chapter. 30 (1) A recycling center shall only receive material that has been separated for reuse 31 prior to receipt. 32 (2) The residual amount of solid waste in the separated for reuse material shall be 33 less than 10% of the amount of separated for reuse material received by weight. 34 (A) The residual amount is calculated by measuring the outgoing tonnage after 35 separated for reuse materials have been removed. 36 (B) The residual amount is calculated on a monthly basis based on the number of 37 operating days. 38 (3) The amount of putrescible wastes in the separated for reuse material shall be less 39 than 1% of the amount of separated for reuse material received by weight, and the 40 putrescible wastes in the separated for reuse material shall not cause a nuisance, as 41 determined by the EA. 42 (A) The amount of putrescible wastes is calculated in percent as the weight of 43 putrescible wastes divided by the total incoming weight of separated for reuse 44 material. 45 2021/09/14 City Council Post Agenda Page 85 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 11 of 127 November 2020 (B) The amount of putrescible wastes is calculated on a monthly basis based on 1 the number of operating days. 2 (4) The only separation that may occur at the recycling center is the sorting of 3 materials that have been separated for reuse prior to receipt. 4 (5) The recycling center may include an adjustment in the calculation to include the 5 weight of water in the residual, when the use of water is essential to the sorting or 6 processing of the material, provided that such an adjustment is also made in the 7 weight of materials received for processing. 8 (6) The following materials shall not be included in calculating residual as set forth in 9 subdivision (d)(2) of this section, if the recycling activities are separated from the 10 material handling activities noted below by a defined physical barrier or where the 11 activities are otherwise separated in a manner that the EA determines will keep the 12 materials from being commingled: 13 (A) materials received at an on-site Buy Back Center; 14 (B) materials received at an on-site Drop-off Center; 15 (C) cannery waste; 16 (D) construction and demolition materials; 17 (E) nonhazardous contaminated soil; 18 (F) grease-trap pumpings; 19 (G) nonhazardous asbestos; 20 (H) nonhazardous ash; 21 (I) compost and compost feedstock; 22 (J) sewage sludge; 23 (K) tires. 24 (7) If the EA has information that material that is being received is not separated for 25 reuse or source separated, that the residual is 10% or more of the total per month, or 26 that the amount of putrescible wastes is 1% or more of the total per month, the 27 burden of proof shall be on the owner or operator to demonstrate otherwise. 28 (A) A business that accepts loads of material that are not separated for reuse or 29 source separated does not qualify as a recycling center. 30 (B) If the EA has reason to believe that a business is accepting material that is not 31 separated for reuse or source separated due to averaging or combining of those 32 loads with other loads of separated for reuse material, the burden of proof will be 33 on the business to demonstrate that it is not accepting loads of mixed solid waste. 34 (C) If the EA has reason to believe that a business is accepting material that is not 35 separated for reuse or source separated due to the separation of portions of the 36 material at consecutive sites, each of which removes less than 10% residual, the 37 burden of proof will be on the business to demonstrate that it is not accepting 38 loads of mixed solid waste. 39 (D) If the EA determines that a business has exhibited a pattern and practice of 40 failing to comply with the provisions of this subsection, the EA may issue a Notice 41 and Order requiring the business to obtain a Registration Permit or Full Permit or 42 comply with the Enforcement Agency Notification requirements as made 43 applicable in sections 17403 through 17403.7 of this Article. 44 (E) At the time that the EA requires a recycling center to provide evidence that it is 45 in compliance with this subdivision, the EA shall provide the recycling center with a 46 2021/09/14 City Council Post Agenda Page 86 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 12 of 127 November 2020 written description of the information that has caused the EA to believe that the 1 recycling center is not in compliance. Nothing in this requirement is intended to 2 require the EA to identify the name or other identifying information regarding any 3 individual(s) who have complained about the recycling center. 4 (F) Nothing in this section precludes the enforcement agency or the board 5 Department from the following: inspecting a business to verify that it is conducted 6 in a manner that meets the provisions of this subsection; or, from taking any 7 appropriate enforcement action, including the use of a Notice and Order as 8 provided in Section 18304. 9 (8) Operations which do not meet the 10% residual percentage in subdivision (d)(2) 10 of this section but which qualify as a Limited Volume Transfer Operation, shall 11 comply with the requirements of section 17403.3 within one month of March 5, 1999. 12 (9) recycling center operators may voluntarily report their residual percentage to the 13 EA and the CIWMB Department using form CIWMB 607 (located in Appendix A). 14 (10) If the EA determines that a person or business entity purporting to operate a 15 recycling center is not in compliance with this subsection and issues an enforcement 16 order, that person or business entity may appeal that order in accordance with Public 17 Resources Code section 44307. 18 (e) If a Chipping and Grinding Operation or Facility, as defined in section 17852(a)(10) 19 of this Division, handles material that fails to meet the definition of green material due to 20 contamination as set forth in section 17852(a)(21) of this Division, the operation or 21 facility shall not be considered to be a recycling center as set forth in subsections (c) or 22 (d) of section 17402.5 23 Note: 24 Authority cited: Sections 40502, 43020, and 43021, Public Resources Code. 25 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 26 Section 39730.6, Health and Safety Code. 27 Section 17403.0. Regulatory Tiers Requirements for Transfer/Processing 28 Operations and Facilities. 29 Sections 17403.1 through 17403.7 set forth the regulatory tier requirements (Title 14, 30 Division 7, Chapter 5.0, Article 3.0, commencing with section 18100 or Title 27, Division 31 2, Subdivision 1, Chapter 4, Subchapter 3, Articles 2, 3 and 3.1 of the California Code of 32 Regulations (commencing with section 21570) that apply to specified types of 33 transfer/processing operations and facilities. These requirements are summarized in 34 Table 1. 35 Note: 36 Authority cited: Sections 40502, 43020, and 43021, Public Resources Code. 37 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 38 Section 39730.6, Health and Safety Code. 39 2021/09/14 City Council Post Agenda Page 87 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 13 of 127 November 2020 Table 1. Transfer/Processing Operations and Facilities Placement into the 1 Regulatory Tiers 2 Not Subject to Articles 6.0, 6.1, 6.2, 6.3 and 6.35 Excluded Tier Enforcement Agency Notification Tier Registration Permit Tier Full Solid Waste Facility Permit Auto Dismantler Section 17402.5(c)(1) Locations where <15 cubic yards of combined container volume is provided to serve as multi-residence receptacles for residential refuse at the place of generation. Section 17403.1(a)(1) Emergency Transfer/Processing Operations Section 17403.5 Medium Volume Transfer/Processing Facility Section 17403.6 Large Volume Transfer/Processing Facility Section 17403.7 Auto Shredder Operations Section 17402.5(c)(2) Locations where <15 cubic yards of combined container volume is handled for recycling. Section 17403.1(a)(2) Secondary Material Processing Operations Section 17403.3.2 Direct Transfer Facility Section 17403.4 Buy Back Centers Section 17402.5(c)(3) Storage receptacle at the place of generation for waste from multi- residential buildings or for commercial solid wastes. Section 17403.1(a)(3) Sealed Container Transfer Operations Section 17403.2 Secondary Material Processing Facility Section 17403.3.3 Drop-off Centers Section 17402.5(c)(4) Containers used to store construction or demolition wastes at the place Limited Volume Transfer Operations Section 17403.3 2021/09/14 City Council Post Agenda Page 88 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 14 of 127 November 2020 Not Subject to Articles 6.0, 6.1, 6.2, 6.3 and 6.35 Excluded Tier Enforcement Agency Notification Tier Registration Permit Tier Full Solid Waste Facility Permit of generation. Section 17403(a)(4) Manufacturers Section 17402.5(c)(5) Containers used to store salvaged materials. Section 17403.1(a)(5) Recycling Centers Section 17402.5(d) Waste Hauling Yard Operations. Section 17403.1(a)(6) Regional Organic Distribution Centers Section 17402.5(c)(6) Storage of Other Wastes. Section 17403(1)(a)(7) Rendering Plants Activities Section 17402.5(c)(67) Reuse Salvage Operations (includes furniture and mattress dismantlers and demanufacturers) Section 17402.5(c)(78) Scrap Metal Recyclers and Dealers Section 17402.5(c)(89) Wire Choppers Section 17402.5(c)(910) Wood, Paper, or Wood Product Manufacturer Section 17402.5(c)(1011) 2021/09/14 City Council Post Agenda Page 89 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 15 of 127 November 2020 Note: There are no operations or facilities placed within the Standardized tier. 1 Article 6.2 Operating Standards. 2 Section 17409.5. Loadchecking—Prohibited Wastes. 3 (a) The operator of an attended operation or facility shall implement a loadchecking 4 program to prevent the acceptance of waste which is prohibited by this Article. This 5 program must include at a minimum: 6 (1) the number of random loadchecks to be performed; 7 (2) a location for the storage of prohibited wastes removed during the loadchecking 8 process that is separately secured or isolated; 9 (3) records of loadchecks and the training of personnel in the recognition, proper 10 handling, and disposition of prohibited waste. A copy of the loadchecking program 11 and copies of the loadchecking records for the last year shall be maintained in the 12 operating record and be available for review by the appropriate regulatory agencies. 13 Note: 14 Authority cited: Sections 40502, 43020, and 43021, Public Resources Code. 15 Reference: Sections 40053, 42652.5, 43020, and 43021, Public Resources Code and 16 Section 39730.6, Health and Safety Code. 17 Section 17409.5.1. Organic Waste Recovery Efficiency. 18 (a) This section applies to transfer/processing facilities and operations that conduct 19 processing activities. 20 (b) For the purposes of compliance with the reporting requirements in Section 18815.5, 21 and demonstrating that the facility is a “high diversion organic waste processing facility” 22 as defined in Section 18982(a)(33) that meets or exceeds an annual average mixed 23 waste organic content recovery rate of 50 percent on and after January 1, 2022 and 75 24 percent on and after January 1, 2025 as determined in Section 18815.5(e), the operator 25 shall conduct the measurements described in this section. 26 (c) The operator shall: 27 (1) Determine the sum of outgoing weights of organic waste recovered from the 28 mixed waste organic collection stream by adding together the weights determined 29 pursuant to Section 17409.5.2(b)(6) for each operating day that measurements were 30 conducted during the reporting period. 31 (2) Determine the sum of outgoing weights of organic waste removed from the mixed 32 waste organic collection stream for landfill disposal by adding together the weights as 33 measured pursuant to Section 17409.5.3(b)(5) for each operating day that 34 measurements were conducted during the reporting period. 35 (3) Report the sums of Subdivisions (c)(1) and (c)(2) to the Department pursuant to 36 Section 18815.5. 37 (d) The operator shall additionally: 38 (1) Determine the sum of outgoing weights of organic waste recovered from the 39 source separated organic waste collection stream by adding together the weights 40 determined pursuant to Section 17409.5.4(b)(6) for each operating day that 41 measurements were conducted during the reporting period. 42 2021/09/14 City Council Post Agenda Page 90 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 16 of 127 November 2020 (2) Determine the sum of outgoing weights of organic waste removed from the source 1 separated organic waste collection stream that is sent for landfill disposal by adding 2 together the weights as measured pursuant to Section 17409.5.5(b)(5) for each 3 operating day that measurements were conducted during the reporting period. 4 (3) Report the sums of Subdivisions (d)(1) and (d)(2) to the Department pursuant to 5 Section 18815.5. 6 (e) The operator shall maintain records demonstrating compliance with this section in a 7 manner approved by the EA and as described in Section 17414.2(a). 8 Note: 9 Authority cited: Sections 40502, 43020, and 43021 Public Resources Code. 10 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 11 Section 39730.6, Health and Safety Code. 12 Section 17409.5.2. Measuring Organic Waste Recovered from Mixed Waste 13 Organic Collection Stream. 14 (a) The operator of an attended operation or facility that accepts a mixed waste organic 15 collection stream shall measure the amount by weight of organic waste separated from 16 the mixed waste organic collection stream after processing for end-use, recovery or 17 further processing. 18 (1) The measurements required pursuant to this section shall be conducted at the 19 following frequency: 20 (A) For each reporting period, the operator shall perform the sampling protocol 21 required in Subdivision (b) over ten (10) consecutive operating days. 22 (B) An operator may use the results of samples conducted over a period of more 23 than 10 days if the following apply: 24 1. If less than 10 additional days are sampled in the reporting period, the 25 additional operating days where sampling is performed shall be a 26 consecutive continuation of the original 10 consecutive days of sampling. 27 2. If 10 additional operating days or more are selected for sampling, the 28 additional operating days shall be conducted on consecutive days but may be 29 performed during a different part of the reporting period and are not required to 30 be a continuation of the original 10 operating days. 31 (b) The operator shall comply with Subdivision (a) by using the following protocol: 32 (1) On each sampling day take one sample of at least two hundred (200) pounds 33 from each organic waste type separated after processing at the operation or facility 34 on that operating day prior to sending to a destination for end-use, recovery, or 35 further processing. Each sample shall be: 36 (A) Representative of a typical operating day; and 37 (B) A random, composite sample taken either from various times during the 38 operating day or from various locations within each pile of each of the organic 39 waste types separated after processing. 40 (2) Record the weight of each sample from each organic waste type. If the total 41 weight of a single organic waste type processed in a single operating day is less than 42 200 pounds, the operator shall sample all of that organic waste type that is separated 43 after processing for end-use, recovery or further processing. 44 2021/09/14 City Council Post Agenda Page 91 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 17 of 127 November 2020 (3) For each sample, remove any incompatible material and determine the remaining 1 weight of organic waste in that sample. 2 (4) Then determine a ratio for each type of organic waste in the mixed waste organic 3 collection stream by dividing the total weight from Subdivision (b)(3) by the total 4 weight recorded in Subdivision (b)(2). 5 (5) Multiply the ratio determined for each type of organic waste type pursuant to 6 Subdivision (b)(4) by the total weight of all of the same type of organic waste 7 separated after processing and destined for end-use, recovery or further processing 8 (6) Determine the total weight of organic waste separated from the mixed waste 9 organic collection stream for recovery by adding the sum of all the weights calculated 10 pursuant to Subdivision (b)(5). 11 (c) The operator shall conduct a measurement in the presence of the EA when 12 requested. 13 (d) If it is determined by the EA that the measurements do not accurately reflect the 14 records, the EA may require the operator to increase the frequency of measurements, 15 revise the measurement protocol, or both to improve accuracy. 16 (e) If the operator sends any material to a POTW that is not authorized to receive, 17 pursuant to Section 17896.6(a)(1)(C) or (D), that material shall be deemed to constitute 18 landfill disposal pursuant to Section 18983.1(a)(3), and the weight of that material shall 19 be added to the total weight calculated pursuant to Section 17409.5.3. 20 Note: 21 Authority cited: Sections 40502, 43020, and 43021, Public Resources Code. 22 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 23 Section 39730.6, Health and Safety Code. 24 Section 17409.5.3. Measuring Organic Waste in Material Removed from Mixed 25 Waste Organic Collection Stream for Disposal. 26 (a) The operator of an attended operation or facility that accepts a mixed waste organic 27 collection stream shall measure the amount by weight of organic waste present in the 28 material removed from the mixed waste organic collection stream after processing that 29 is sent to disposal. 30 (1) The measurements required pursuant to this section shall be conducted at the 31 following frequency: 32 (A) For each reporting period, the operator shall perform the sampling protocol 33 required in Subdivision (b) over ten (10) consecutive operating days. 34 (B) An operator may use the results of samples conducted over a period of more 35 than 10 days if the following apply: 36 1. If less than 10 additional days are sampled in the reporting period, the 37 additional operating days where sampling is performed shall be a consecutive 38 continuation of the original 10 consecutive days of sampling. 39 2. If 10 additional operating days or more are selected for sampling, the 40 additional operating days shall be conducted on consecutive days but may be 41 performed during a different part of the reporting period and are not required to 42 be a continuation of the original 10 operating days. 43 (b) The operator shall comply with Subdivision (a) by using the following protocol: 44 2021/09/14 City Council Post Agenda Page 92 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 18 of 127 November 2020 (1) On each sampling day, take one sample of at least two hundred (200) pounds of 1 the material removed from mixed waste organic collection stream at the operation or 2 facility on that operating day prior to sending to disposal. Each sample shall be: 3 (A) Representative of a typical operating day; and 4 (B) A random, composite sample taken either from various times during the 5 operating day or from various locations within the pile(s) of material that will be 6 sent to disposal. 7 (2) Record the total weight of the sample. If the total weight of the materials removed 8 from the mixed waste organic collection stream in a single operating day is less than 9 200 pounds, the operator shall sample the stream that will be sent to disposal. 10 (3) Remove any incompatible material and determine the remaining weight of the 11 organic waste in the sample. 12 (4) Then determine the ratio of organic waste present in the materials removed from 13 the mixed waste organic collection stream for disposal by dividing the total weight 14 from Subdivision (b)(3) by the total weight recorded in Subdivision (b)(2). 15 (5) Determine the total weight of organic waste removed from the mixed organic 16 collection stream that is sent to disposal by multiplying the ratio determined pursuant 17 to Subdivision (b)(4) by the total weight of the materials removed from the mixed 18 waste organic collection stream for disposal. 19 (c) The operator shall conduct a measurement in the presence of the EA when 20 requested. 21 (d) If it is determined by the EA that the measurements do not accurately reflect the 22 records, the EA may require the operator to increase the frequency of measurements, 23 revise the measurement protocol, or both to improve accuracy. 24 (e)The operator shall maintain records of measurements and the training of personnel in 25 evaluating the amount of organic waste in the material removed from mixed waste 26 organic collection stream for disposal. 27 (f) For the purposes of this section “disposal” has the same meaning as “Activities that 28 constitute landfill disposal” as defined in Section 18982. 29 Note: 30 Authority cited: Sections 40502, 43020, and 43021, Public Resources Code. 31 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 32 Section 39730.6, Health and Safety Code. 33 Section 17409.5.4. Measuring Organic Waste Recovered from Source Separated 34 Organic Waste Collection Stream. 35 (a) The operator of an attended operation or facility that accepts source separated 36 organic waste shall measure the amount by weight of organic waste separated from the 37 source separated organic waste collection stream after processing for end-use, 38 recovery or further processing. 39 (1) The measurements required pursuant to this section shall be conducted at the 40 following frequency: 41 (A) For each reporting period, the operator shall perform the sampling protocol 42 required in Subdivision (b) over ten (10) consecutive operating days. 43 2021/09/14 City Council Post Agenda Page 93 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 19 of 127 November 2020 (B) An operator may use the results of samples conducted over a period of more 1 than 10 days if the following apply: 2 1. If less than 10 additional days are sampled in the reporting period, the 3 additional operating days where sampling is performed shall be a consecutive 4 continuation of the original 10 consecutive days of sampling. 5 2. If 10 additional operating days or more are selected for sampling, the 6 additional operating days shall be conducted on consecutive days but may be 7 performed during a different part of the reporting period and are not required to 8 be a continuation of the original 10 operating days. 9 (b) The operator shall comply with Subdivision (a) by using the following protocol: 10 (1) On each sampling day take one sample of at least two hundred (200) pounds 11 from each organic waste type separated after processing at the operation or facility 12 on that operating day prior to sending to a destination for end-use, recovery, or 13 further processing. Each sample shall be: 14 (A) Representative of a typical operating day; and 15 (B) A random, composite sample taken either from various times during the 16 operating day or from various locations within each pile of each of the organic 17 waste types separated after processing. 18 (2) Record the weight of each sample from each organic waste type. If the total 19 weight of a single organic waste type processed in a single operating day is less than 20 200 pounds, the operator shall sample all of that organic waste type that is separated 21 after processing for end-use, recovery or further processing. 22 (3) For each sample, remove any incompatible material and determine the remaining 23 weight of organic waste in that sample. 24 (4) Then determine a ratio for each type of organic waste in the source separated 25 organic waste collection stream by dividing the total weight from Subdivision (b)(3) by 26 the total weight recorded in Subdivision (b)(2). 27 (5) Multiply the ratio determined for each type of organic waste type pursuant to 28 Subdivision (b)(4) by the total weight of all of the same type of organic waste 29 separated after processing and destined for end-use, recovery or further processing. 30 (6) Determine the total weight of organic waste separated from the source separated 31 organic waste collection stream for recovery by adding the sum of all the weights 32 calculated pursuant to Subdivision (b)(5). 33 (c) The operator shall conduct a measurement in the presence of the EA when 34 requested. 35 (d) If it is determined by the EA that the measurements do not accurately reflect the 36 records, the EA may require the operator to increase the frequency of measurements, 37 revise the measurement protocol, or both to improve accuracy. 38 (e) If the operator sends any material to a POTW that is not authorized to receive, 39 pursuant to Section 17896.6(a)(1)(C) or (D), that material shall be deemed to constitute 40 landfill disposal pursuant to Section 18983.1(a)(3), and the weight of that material shall 41 be added to the total weight calculated pursuant to Section 17409.5.5. 42 Note: 43 Authority cited: Sections 40502, 43020, and 43021, Public Resources Code. 44 2021/09/14 City Council Post Agenda Page 94 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 20 of 127 November 2020 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 1 Section 39730.6, Health and Safety Code. 2 Section 17409.5.5. Measuring Organic Waste in Materials Removed from Source 3 Separated Organic Waste Collection Stream For Disposal. 4 (a) The operator of an attended operation or facility that accepts a source separated 5 organic waste shall measure the amount of organic waste by weight present in the 6 materials removed from the source separated organic waste collection stream after 7 processing that is sent to disposal. 8 (1) The measurements required pursuant to this section shall be conducted at the 9 following frequency: 10 (A) For each reporting period, the operator shall perform the sampling protocol 11 required in Subdivision (b) over ten (10) consecutive operating days. 12 (B) An operator may use the results of samples conducted over a period of more 13 than 10 days if the following apply: 14 1. If less than 10 additional days are sampled in the reporting period, the 15 additional operating days where sampling is performed shall be a consecutive 16 continuation of the original 10 consecutive days of sampling. 17 2. If 10 additional operating days or more are selected for sampling, the 18 additional operating days shall be conducted on consecutive days but may be 19 performed during a different part of the reporting period and are not required to 20 be a continuation of the original 10 operating days. 21 (b) The operator shall comply with Subdivision (a) by using the following protocol: 22 (1) On each sampling day take one sample of at least two hundred (200) pounds of 23 the materials removed from source separated organic waste collection stream at the 24 operation or facility on that operating day prior to sending to disposal. Each sample 25 shall be: 26 (A) Representative of a typical operating day; and 27 (B) A random, composite sample taken either from various times during the 28 operating day or from various locations within the pile(s) of material that will be 29 sent to disposal. 30 (2) Record the total weight of the sample. If the total weight of the materials removed 31 from the source separated organic waste collection stream in a single operating day 32 is less than 200 pounds, the operator shall sample the stream that will be sent to 33 disposal. 34 (3) Remove any incompatible material and determine the remaining weight of the 35 organic waste in the sample. 36 (4) Then determine the ratio of organic waste present in the material removed from 37 the source separated organic waste collection stream for disposal by dividing the 38 total weight from Subdivision (b)(3) by the total weight recorded in Subdivision (b)(2). 39 (5) Determine the total weight of organic waste removed from the source separated 40 organic waste collection stream that is sent to disposal by multiplying the ratio 41 determined pursuant to Subdivision (b)(4) by the total weight of the materials 42 removed from the source separated organic waste collection stream for disposal. 43 (c) The operator shall conduct a measurement in the presence of the EA when 44 requested. 45 2021/09/14 City Council Post Agenda Page 95 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 21 of 127 November 2020 (d) If it is determined by the EA that the measurements do not accurately reflect the 1 records, the EA may require the operator to increase the frequency of measurements, 2 revise the measurement protocol, or both to improve accuracy. 3 (e) For the purposes of this section “disposal” has the same meaning as “Activities that 4 constitute landfill disposal” as defined in Section 18982. 5 Note: 6 Authority cited: Sections 40502, 43020 and 43021, Public Resources Code. 7 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 8 Section 39730.6, Health and Safety Code. 9 Section 17409.5.6. Source Separated Organic Waste Handling. 10 (a) Source separated organic waste processing shall be kept separate from other solid 11 waste streams. 12 (1) Remnant organic material separated from the gray container collection stream for 13 recovery can be combined with organic material removed from the source separated 14 organic waste collection stream for recovery once the material from the source 15 separated organic waste collection stream has gone through the measurement 16 protocol described in Section 17409.5.4. 17 (2) Construction and Demolition Debris, as defined in Section 17381, shall be kept 18 separate from the source separated organic waste collection stream and the mixed 19 waste organic collection stream and shall not be included in the measurements 20 required pursuant to Sections 17409.5.1- 17409.5.5 and 17409.5.8. 21 (b) Source separated organic waste and organic waste removed from a mixed waste 22 organic collection service for recovery shall be: 23 (1) Stored away from other activity areas in specified, clearly identifiable areas as 24 described in the Facility Plan or Transfer/Processing Report; and 25 (2) Removed from the site consistent with Section 17410.1 and either: 26 (A) Transported only to another solid waste facility or operation for additional 27 processing, composting, in-vessel digestion, or other recovery as specified in 28 Section 18983.1; or 29 (B) Used in a manner approved by local, state, and federal agencies having 30 appropriate jurisdiction. 31 Note: 32 Authority cited: Sections 40502, 43020 and 43021 Public Resources Code. 33 Reference: Sections 40053, 42652.5, 43020 and 43021 Public Resources Code and 34 Section 39730.6, Health and Safety Code. 35 Section 17409.5.7. Gray Container Waste Evaluations. 36 (a) Commencing July 1, 2022, the operator of an attended operation or facility that 37 receives a gray container collection stream, and more than 500 tons of solid waste from 38 at least one jurisdiction annually, shall conduct waste evaluations on the gray container 39 collection stream consistent with this section. 40 (b) The operator shall perform one gray container waste evaluation per quarter. 41 2021/09/14 City Council Post Agenda Page 96 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 22 of 127 November 2020 (c) The operator shall use the following measurement protocol to comply with this 1 section: 2 (1) Take one sample of at least 200 pounds from the incoming gray container 3 collection stream received by the facility. Each sample shall be: 4 (A) Representative of a typical operating day; and 5 (B) A random, composite sample taken from various times during the operating 6 day. 7 (2) Record the weight of the sample. 8 (3) For that sample, remove any remnant organic material and determine the weight 9 of that remnant organic material. 10 (4) Then determine the ratio of remnant organic material in the sample by dividing the 11 total weight from Subdivision (a)(3) by the total weight recorded in Subdivision (a)(2). 12 (d) Upon written notification to the applicable EA, the operator may conduct offsite gray 13 container waste evaluations at an alternative, permitted or authorized solid waste facility 14 or operation provided that the operator subject to this section does not process the 15 material prior to its transfer offsite for the waste evaluation. 16 (1) The results of an offsite gray container waste evaluation performed under 17 Subdivision (d) shall be reported by the transfer/processing operation or facility 18 subject to this section as required in Section 18815.5 and shall not be reported by the 19 alternative solid waste facility or operation. 20 (e) The operator shall conduct a measurement in the presence of the EA when 21 requested. 22 (f) If it is determined by the EA that the measurements do not accurately reflect the 23 records, the EA may require the operator to increase the frequency of measurements, 24 revise the measurement protocol, or both to improve accuracy. 25 (g)The operator shall maintain records of waste evaluations and the training of 26 personnel in evaluating the amount of remnant organic material. These records shall be 27 maintained for five (5) years in the operating record and be available for review by the 28 EA and other duly authorized regulatory agencies. 29 30 Note: 31 Authority cited: Sections 40502, 43020 and 43021, Public Resources Code. 32 Reference: Sections 42652.5, 43020 and 43021, Public Resources Code and Section 33 39730.6, Health and Safety Code. 34 Section 17409.5.8. Incompatible Materials Limit in Recovered Organic Waste. 35 (a) A transfer/processing facility or operation shall only send offsite that organic waste 36 recovered after processing from the source separated organic waste stream and from 37 the mixed waste organic collection stream that meets the following requirements: 38 (1) On and after January 1, 2022 with no more than 20 percent of incompatible 39 material by weight; and 40 (2) On and after January 1, 2024 with no more than 10 percent of incompatible 41 material by weight. 42 (b) The operator shall measure compliance with Subdivision (a) by using the following 43 protocol: 44 2021/09/14 City Council Post Agenda Page 97 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 23 of 127 November 2020 (1) Use the same samples taken to comply with Sections 17409.5.2 and 17409.5.4 1 and the same total weight of each of those samples. 2 (2) For each sample, remove any incompatible material and determine the weight of 3 the incompatibles in that sample. 4 (3) Then determine a ratio of the incompatible material for each type of organic waste 5 in the mixed waste organic collection stream and the source separated organic waste 6 collection waste stream by dividing the total from Subdivision (b)(2) by the total from 7 Subdivision (b)(1). 8 (4) Multiply the ratio determined pursuant to Subdivision (b)(3) for each type of 9 organic waste by the total weight of all of the same type of organic waste separated 10 after processing and destined for end-use, recovery or further processing. 11 (5) Determine the total weight of incompatible materials separated from the mixed 12 waste organic collection stream and from the source separated organic waste stream 13 by adding the sum of all the weights calculated pursuant to Subdivision (b)(4). 14 (6) Determine the ratio of incompatible materials by taking the total weight of 15 incompatible materials determined pursuant to Subdivision (b)(5) and dividing by the 16 sum of the outgoing weights of the materials recovered from the mixed waste organic 17 collection stream and from the source separated organic waste stream. 18 (7) Determine the percentage of incompatible materials by multiplying the ratio 19 determined pursuant to Subdivision (b)(6) by 100. 20 (c) The recovered organic waste stream shall not be subject to Section 17409.5.8(a) if 21 the recovered organic waste is sent to one or more of the following types of facilities 22 that will further process that waste: 23 (1) A transfer/processing facility or operation that complies with Section 17409.5.8(a). 24 (2) A compostable material handling facility or operation that, pursuant to Section 25 17867(a)(16), demonstrates that the percentage of organic waste in the materials 26 sent to disposal is: 27 (A) On and after January 1, 2022, less than 20 percent. 28 (B) On and after January 1, 2024, less than 10 percent. 29 (3) An in-vessel digestion facility or operation that, pursuant to Section 17896.44.1, 30 demonstrates that the percentage of organic waste in the materials sent to disposal 31 is: 32 (A) On and after January 1, 2022, less than 20 percent. 33 (B) On and after January 1, 2024, less than 10 percent. 34 (4) An activity that meets the definition of a recycling center as described in Section 35 17402.5(d). 36 (d) The operator shall conduct a measurement in the presence of the EA when 37 requested. 38 (e) If it is determined by the EA that the measurements do not accurately reflect the 39 records, the EA may require the operator to increase the frequency of measurements, 40 revise the measurement protocol, or both to improve accuracy. 41 (f) For the purposes of this section “disposal” has the same meaning as “Activities that 42 constitute landfill disposal” as defined in Section 18982. 43 Note: 44 Authority cited: Sections 40502, 43020 and 43021, Public Resources Code. 45 2021/09/14 City Council Post Agenda Page 98 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 24 of 127 November 2020 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 1 Section 39730.6, Health and Safety Code. 2 Section 17409.5.9. Alternatives to Measurement Protocols. 3 (a) The EA may approve, with concurrence by the Department, alternative 4 measurement protocols to the requirements of Sections 17409.5.2, 17409.5.3, 5 17409.5.4, 17409.5.5, 17409.5.7, and 17409.5.8, as long as they will still ensure that 6 the measurements will be as accurate. The Department shall concur with the EA 7 approval if it finds that the alternative measurement protocols will ensure that the 8 measurements will be as accurate. For the purposes of this section, alternative 9 measurement protocols may include, but are not limited to, measurements made with a 10 different sampling frequency and/or weight than those specified in this article. 11 (b) When required by this article, the operator shall report tonnages using a scale. If 12 scales are not accessible, the EA may approve, with written notification to the 13 Department, the operator to report the tonnages using a method described in Section 14 18815.9(g). 15 (c) The EA may approve, with written concurrence by the Department, a substitute to 16 certain requirements to sample and measure specific types of organic waste that are 17 designated for an organic waste recovery activity with a quality standard imposed on the 18 operator by the person, entity, or solid waste facility or operation accepting that organic 19 waste type as specified in this subdivision. The Department shall concur with the EA 20 approval if it verifies that there is a quality standard imposed on the operator by the 21 person, entity, or solid waste facility or operation accepting that organic waste type as 22 specified in this subdivision and that the standard meets the requirements in 23 Subdivision (c)(1)(A) through (G), below. 24 (1) The EA may waive the requirements in Sections 17409.5.2,17409.5.4 and 25 17409.5.8 to sample a type of organic waste that the operator recovered from the 26 source separated organic waste collection stream or from the mixed waste organic 27 collection stream if the following apply: 28 (A) The person, entity, or solid waste facility or operation accepting that organic 29 waste type requires the operator to demonstrate that the presence of incompatible 30 materials in the organic waste type is less than or equal to the level of 31 incompatible materials specified in Section 17409.5.8(a); 32 (B) The person, entity, or solid waste facility or operation accepting that organic 33 waste type requires the operator to demonstrate the presence of incompatible 34 materials through sampling; 35 (C) The sampling protocol that is used to meet the quality standard of the person, 36 entity, or solid waste facility or operation accepting that organic waste type is 37 designed to accurately reveal the percentage of incompatible material by weight 38 that is present in the samples; 39 (D) The end-user and the operator have a contract or written agreement specifying 40 the sampling protocol and the maximum level of incompatible materials allowed in 41 the organic material before it is accepted by the end-user; 42 (E) The contract or written agreement is available for review by the EA; 43 (F) The sampling protocol is at least as effective as the sampling required in 44 Sections 17409.5.2, 17409.5.4 and 17409.5.8; and 45 2021/09/14 City Council Post Agenda Page 99 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 25 of 127 November 2020 (G) The operator allows the EA to observe sampling upon request. 1 (d) An operator that is authorized to substitute a quality standard for sampling 2 requirements as specified in Subdivision (c) for a specific type of recovered organic 3 waste type shall apply the weight of incompatible materials as measured in the quality 4 standard to total weight of that organic waste type for the purposes of determining 5 organic waste recovery efficiency as specified in Section 17409.5.1. 6 Note: 7 Authority cited: Sections 40502, 43020 and 43021, Public Resources Code. 8 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 9 Section 39730.6, Health and Safety Code. 10 Section 17409.5.10. Solid Waste Handling at Consolidation Sites. 11 (a) Consolidation sites are not subject to the requirements of Sections 17409.5.1 12 through 17409.5.9. 13 (b) Consolidation sites are not subject to the recordkeeping and reporting requirements 14 of Section 17414.2. 15 (c) Consolidation sites shall keep source separated organic waste streams separate 16 from other solid waste streams. 17 (d) Materials shall be transported only to transfer/processing facilities or operations that 18 comply with Section 17409.5.1. 19 Note: 20 Authority cited: Sections 40502, 43020 and 43021, Public Resources Code. 21 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 22 Section 39730.6, Health and Safety Code. 23 Section 17409.5.10.5. Solid Waste Handling at Co-Located Facilities or 24 Operations. 25 (a) The operator of an attended solid waste facility or operation that is permitted or 26 authorized and accepts a mixed waste organic collection stream, a source separated 27 organic waste collection stream, or both for processing and directly transfers the organic 28 waste recovered from either collection stream to a co-located activity within the 29 boundary of the facility for processing is subject to the following requirements: 30 (1) If sampling performed pursuant to Section 17409.5.3, 17409.5.5, 17867, or 31 17896.44.1, whichever is applicable, demonstrates the percent of the material 32 removed for disposal that is organic waste is less than the percent specified in 33 Section 17409.5.8(c)(2) then only the organic waste that is sent off-site for further 34 processing and landfill disposal are subject to the requirements of Sections 35 17409.5.1 through 17409.5.8. 36 (2) If sampling performed pursuant to Section 17409.5.3, 17409.5.5, 17867, or 37 17896.44.1, whichever is applicable, demonstrates that the percent of the material for 38 disposal that is organic waste is more than the percent specified in Section 39 17409.5.8(c)(2) then the organic waste removed after processing and sent for further 40 processing on-site or off-site and landfill disposal are subject to the requirements of 41 Sections 17409.5.1 through 17409.5.8. 42 2021/09/14 City Council Post Agenda Page 100 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 26 of 127 November 2020 1 Note: 2 Authority cited: Sections 40502, 43020 and 43021, Public Resources Code. 3 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 4 Section 39730.6, Health and Safety Code. 5 6 Section 17409.5.11. Remnant Organic Material Separated From Gray Container 7 Processing. 8 (a) Remnant organic material separated from the gray container collection stream for 9 recovery is not subject to the requirements of Sections 17409.5.1 and 17409.5.8. 10 (1) Remnant organic material removed from the gray container collection stream for 11 recovery can be combined with organic material removed from the source separated 12 organic waste collection stream for recovery once the material from the source 13 separated organic waste collection stream has gone through the measurement 14 protocol described in Section 17409.5.4. 15 Note: 16 Authority cited: Sections 40502, 43020 and 43021, Public Resources Code. 17 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 18 Section 39730.6, Health and Safety Code. 19 Section 17409.5.12. Transfer/Processing EA Verification Requirements. 20 (a) The operator shall provide the EA all requested information and other assistance so 21 that the EA can verify that the measurements conducted by the operator are consistent 22 with the requirements of Sections 17409.5.2, 17409.5.3, 17409.5.4, 17409.5.5, 23 17409.5.7, and 17409.5.8. 24 (b) The EA shall conduct such verification through: 25 (1) The review of records required by Section 17414.2; and 26 (2) The periodic, direct observation of measurements at a frequency necessary to 27 ensure that the operator is performing such measurements in a manner consistent 28 with Sections 17409.5.2, 17409.5.3, 17409.5.4, 17409.5.5, 17409.5.7, and 29 17409.5.8. 30 (c) If, at any time, the EA determines that the records under Section 17414.2(b) indicate 31 that compostable material is sent offsite to any destination(s) other than an authorized 32 permitted solid waste facility or operation, the EA shall directly observe any 33 compostable material onsite designated for such offsite destination(s). If physical 34 contaminants, based on visual observation, clearly exceed the limits in Section 35 17852(a)(24.5)(A)1., the EA may require the operator to further process such material. 36 37 Note: 38 Authority cited: Sections 40502, 43020 and 43021, Public Resources Code. 39 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 40 Section 39730.6 Health and Safety Code. 41 2021/09/14 City Council Post Agenda Page 101 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 27 of 127 November 2020 Article 6.3. Record Keeping Requirements 1 Section 17414.2. Recordkeeping and Reporting Requirements - Organic Waste 2 Recovery. 3 (a) The operator shall keep the following records: 4 (1) The results of each sample conducted pursuant to Sections 17409.5.2, 5 17409.5.3, 17409.5.4, 17409.5.5, 17409.5.7, and 17409.5.8. 6 (2) The daily outgoing weights of material recovered from the mixed organic waste 7 stream. 8 (3) The daily outgoing weights of materials removed from the mixed organic waste 9 stream and sent to landfill disposal. 10 (4) The daily outgoing weights of material recovered from the source separated 11 organic waste stream. 12 (5) The daily outgoing weights of material removed from the source separated, 13 organic-waste stream and sent to landfill disposal. 14 (6) The daily incoming weights of mixed organic waste. 15 (7) The daily incoming weights of source separated organic waste. 16 (8) The results of the formula calculated pursuant to Section 17409.5.8(b)(7). 17 (9) If the operator complies with the incompatible material requirements in Section 18 17409.5.8 by sending material to a facility that meets the requirements of Section 19 17409.5.8(c), the operator shall keep a record of: 20 (A) The name, address, location, and if applicable the RDRS number, of each 21 facility that material is sent to. 22 (B) The daily outgoing weights of material sent to each facility by type. 23 (10) The results of the waste evaluations conducted pursuant to Section 17409.5.7. 24 (A) A copy of the notification if the waste evaluation was performed at an 25 alternative solid waste facility. 26 (b) The operator shall record and maintain the following records regarding compostable 27 material that is sent offsite to any destination(s) other than an authorized permitted solid 28 waste facility or operation: 29 (1) The level of incompatible materials in that material as measured pursuant to 30 17409.5.8; and 31 (2) The total weights of that material per day. 32 (c) The records required in Subdivisions (a) and (b) shall be: 33 (1) Adequate for overall planning and control purposes. 34 (2) As current and accurate as practicable. 35 (d) All records required by this article shall be kept by the operator in one location and 36 accessible for five (5) years and shall be available for inspection by the EA and other 37 duly authorized regulatory agencies during normal working hours. 38 (e) The operator shall submit copies of specified records to the EA upon request or at a 39 frequency approved by the EA. 40 (f) Each operator shall maintain records in accordance with Title 14, California Code of 41 Regulations, Division 7, Chapter 9, Article 9.25, Section 18815.1 et. seq. The records 42 shall be available for inspections as authorized by that article during normal business 43 hours and retained in the operating record near the site or in an alternative location 44 approved by the EA. 45 2021/09/14 City Council Post Agenda Page 102 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 28 of 127 November 2020 Note: 1 Authority cited: Sections 40502, 43020 and 43021, Public Resources Code. 2 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 3 Section 39730.6, Health and Safety Code. 4 Chapter 3.1. Composting Operations Regulatory 5 Requirements 6 Article 2. Regulatory Tiers for Composting Operations and Facilities. 7 Section 17855. Excluded Activities. 8 (a) Except as provided otherwise in this Chapter, the activities listed in this section do 9 not constitute compostable material handling operations or facilities and are not 10 required to meet the requirements set forth herein. Nothing in this section precludes the 11 EA or the Department from inspecting an excluded activity to verify that the activity is 12 being conducted in a manner that qualifies as an excluded activity or from taking any 13 appropriate enforcement action. 14 (1) An activity is excluded if it handles agricultural material, derived from an 15 agricultural site, and returns a similar amount of the material produced to that same 16 agricultural site, or an agricultural site owned or leased by the owner, parent, or 17 subsidiary of the composting activity. No more than an incidental amount of up to 18 1,000 cubic yards of compost product may be given away or sold annually. 19 (2) Vermicomposting is an excluded activity. The handling of compostable material 20 prior to and after its use as a growth medium during the vermicomposting process is 21 not an excluded activity and is subject to the requirements of this chapter or the 22 Transfer/Processing Operations and Facilities Regulatory Requirements (Title 14, 23 California Code of Regulations, Division 7, Chapter 3, Article 6.0-6.35), whichever is 24 applicable, as follows: 25 (A) when the compostable material is active compost or is likely to become active 26 compost, as determined by the EA, the requirements of this chapter apply; 27 (B) at all other times when it is not being used as a growth medium during 28 vermicomposting, the compostable material is subject to the Transfer/Processing 29 Operations and Facilities Regulatory Requirements. 30 (3) Mushroom farming is an excluded activity. The handling of compostable material 31 prior to and after its use as a growth medium during the mushroom farming process 32 is not an excluded activity and is subject to the requirements of this chapter or the 33 Transfer/Processing Operations and Facilities Regulatory Requirements (Title 14, 34 California Code of Regulations, Division 7, Chapter 3, Article 6.0-6.35), whichever is 35 applicable, as follows: 36 (A) when the compostable material is active compost or is likely to become active 37 compost, as determined by the EA, the requirements of this chapter apply; 38 (B) at all other times when it is not being used as a growth medium during 39 mushroom farming, the compostable material is subject to the Transfer/Processing 40 Operations and Facilities Regulatory Requirements. 41 2021/09/14 City Council Post Agenda Page 103 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 29 of 127 November 2020 (4) Composting green material, agricultural material, food material, and vegetative 1 food material, alone or in combination, is an excluded activity if the total amount of 2 feedstock and compost on-site at any one time does not exceed 100 cubic yards and 3 750 square feet.[Note: Persons handling compostable material under the above 4 exclusion are obligated to obtain all permits, licenses, or other clearances that may 5 be required by other regulatory agencies including, but not limited to local health 6 entities and local land use authorities.] 7 (5) The handling of compostable materials is an excluded activity if: 8 (A) the activity is located at a facility (i.e., landfill or transfer/processing facility) that 9 has a tiered or full permit as defined in section 18101, 10 1.has a Report of Facility Information which is completed and submitted to the 11 EA that identifies and describes the activity and meets the requirements of 12 Titles 14 or 27; and, 13 2.will only use the material on the facility site, or 14 (B) the activity is solely for the temporary storage of biosolids sludge at a Publicly 15 Owned Treatment Works (POTW), or 16 (C) the activity is located at the site of biomass conversion and is for use in 17 biomass conversion as defined in Public Resources Code section 40106; or 18 (D) the activity is part of a silvicultural operation or a wood, paper, or wood product 19 manufacturing operation; or 20 (E) the activity is part of an agricultural operation and is used to temporarily store 21 or process agricultural material not used in the production of compost or mulch; or 22 (F) the activity is part of an operation used to chip and grind materials derived from 23 and applied to lands owned or leased by the owner, parent, or subsidiary of the 24 operation; or 25 (G) the activity is part of an agricultural operation used to chip and grind 26 agricultural material produced on lands owned or leased by the owner, parent, or 27 subsidiary of the agricultural operation, for use in biomass conversion; or 28 (H) the activity is part of a licensed animal food manufacturing or a licensed 29 rendering operation. An activity that is a licensed animal food manufacturing 30 activity, or a rendering activity which is authorized by the California Department of 31 Food and Agriculture pursuant to Section 19300 of the Food and Agricultural 32 Code, and in which no solid waste feedstock bypasses the manufacturing or 33 rendering process; or 34 (I) the activity is the storage of yard trimmings at a publicly designated site for the 35 collection of lot clearing necessary for fire protection provided that the public 36 agency designating the site has notified the fire protection agency; or 37 (J) the materials are handled in such a way to preclude their reaching 38 temperatures at or above 122 degrees Fahrenheit as determined by the EA; or 39 (6) Storage of bagged products from compostable material is an excluded activity 40 provided that such bags are no greater than 5 cubic yards. 41 Note: 42 Authority cited: Sections 40502, 43020 and 43021, Public Resources Code. 43 Reference: Sections 42652.5, 43020 and 43021, Public Resources Code and Section 44 39730.6, Health and Safety Code. 45 2021/09/14 City Council Post Agenda Page 104 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 30 of 127 November 2020 Article 6. Composting Operating Standards 1 Section 17867. General Operating Standards. 2 (a) All compostable materials handling operations and facilities shall meet the following 3 requirements: 4 (1) All handling activities are prohibited from composting any material specified in 5 section 17855.2 of this Chapter. 6 (2) All handling activities shall be conducted in a manner that minimizes odor impacts 7 so as to not cause a nuisance. 8 (3) All handling activities shall be conducted in a manner that minimizes vectors, 9 litter, hazards, nuisances, and noise impacts; and minimizes human contact with, 10 inhalation, ingestion, and transportation of dust, particulates, and pathogenic 11 organisms. 12 (4) Random load checks of feedstocks, additives, and amendments for contaminants 13 shall be conducted. 14 (5) Contamination of compostable materials that has undergone pathogen reduction, 15 pursuant to section 17868.3 of this Chapter, with feedstocks, compost, or wastes that 16 have not undergone pathogen reduction, pursuant to section 17868.3 of this Chapter, 17 or additives shall be prevented. 18 (6) Unauthorized human or animal access to the facility shall be prevented. 19 (7) Traffic flow into, on, and out of the composting operation or facility shall be 20 controlled in a safe manner. 21 (8) All compostable materials handling operations and facilities that are open for 22 public business shall post legible signs at all public entrances. These signs shall 23 include the following information: 24 (A) name of the operation or facility, 25 (B) name of the operator, 26 (C) facility hours of operation, 27 (D) materials that will and will not be accepted, if applicable, 28 (E) schedule of charges, if applicable, and 29 (F) phone number where operator or designee can be reached in case of an 30 emergency. 31 (9) The operator shall provide fire prevention, protection and control measures, 32 including, but not limited to, temperature monitoring of windrows and piles, adequate 33 water supply for fire suppression, and the isolation of potential ignition sources from 34 combustible materials. Firelanes shall be provided to allow fire control equipment 35 access to all operation areas. 36 (10) The operator shall provide telephone or radio communication capability for 37 emergency purposes. 38 (11) Physical Contaminants and refuse removed from feedstock, compost, or chipped 39 and ground material shall be removed from the site within 7 days and transported to 40 an appropriate facility. 41 (12) Enclosed operations and facilities shall provide ventilation to prevent adverse 42 public health effects from decomposition gases. 43 (13) The operator shall ensure that leachate is controlled to prevent contact with the 44 public. 45 2021/09/14 City Council Post Agenda Page 105 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 31 of 127 November 2020 (14) The operator shall prevent or remove physical contaminants in compost and 1 chipped and ground materials that may cause injury to humans. 2 (15) An attendant shall be on duty during business hours if the operation or facility is 3 open to the public. 4 (16) The operator shall determine the quarterly percentage of organic waste 5 contained in materials sent to landfill disposal. 6 (A) To determine the percentage, the operator shall measure the amount of 7 organic waste by weight present in the materials sent to landfill disposal. 8 1.The measurements required pursuant to this section shall be conducted at the 9 following frequency: 10 i. For each reporting period, the operator shall perform the sampling protocol 11 required in Subdivision (a)(16)(B) over at least ten (10) consecutive operating 12 days. 13 ii. An operator may use the results of samples conducted over a period of 14 more than 10 days if the following apply: 15 1. If less than 10 additional days are sampled in the reporting period, the 16 additional operating days where sampling is performed shall be a 17 consecutive continuation of the original 10 consecutive days of sampling. 18 2. If 10 additional operating days or more are selected for sampling, the 19 additional operating days shall be conducted on consecutive days but may 20 be performed during a different part of the reporting period and are not 21 required to be a continuation of the original 10 operating days. 22 (B) The operator shall comply with Subdivision (a)(16)(A) by using the following 23 protocol: 24 1. Take one sample of at least two hundred (200) pounds of the materials that 25 the operation or facility is sending to landfill disposal on that operating day. 26 Each sample shall be: 27 i. Representative of a typical operating day; and 28 ii. A random, composite sample taken either from various times during the 29 operating day or from various locations within the pile(s) of material that will 30 be sent to disposal. 31 2. Record the weight of the sample. If the total weight of material sent to landfill 32 disposal in a single operating day is less than 200 pounds, the operator shall 33 sample all of the material that is sent to landfill disposal that day. 34 3. Remove any material that is not organic waste and determine the remaining 35 weight of the organic waste in the sample. 36 4. Then determine the ratio of organic waste present in the materials removed 37 for landfill disposal by dividing the total from Subdivision (a)(16)(B)3 by the total 38 from Subdivision (a)(16)(B)2. 39 5. Determine the total weight of organic waste that is sent to landfill disposal by 40 multiplying the ratio determined pursuant to Subdivision (a)(16)(B)4 by the total 41 weight of the materials sent to landfill disposal. 42 6. Determine the sum of outgoing weights of organic waste present in the 43 materials that is sent to landfill disposal as determined pursuant to Subdivision 44 (a)(16)(B)5. 45 2021/09/14 City Council Post Agenda Page 106 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 32 of 127 November 2020 7. Determine the ratio of organic waste sent to landfill disposal by dividing the 1 total from Subdivision (a)(16)(B)6 by the total outgoing weights of material that 2 is sent to landfill disposal. 3 8. Determine the percentage of organic waste present in the material sent to 4 landfill disposal by multiplying the ratio as determined pursuant to Subdivision 5 (a)(16)(B)7 by 100. 6 (C) The operator shall conduct a measurement in the presence of the EA when 7 requested. 8 (D) If it is determined by the EA that the measurements do not accurately reflect 9 the records, the EA may require the operator to increase the frequency of 10 measurements, revise the measurement protocol, or both to improve accuracy. 11 (E) An alternative measurement protocol for determining the amount of organic 12 waste sent to landfill disposal may be approved by the EA, with concurrence by 13 the Department. For the purposes of this section, alternative measurement 14 protocols may include, but are not limited to, measurements made with a different 15 sampling frequency and/or weight than those specified in this article. The 16 Department shall concur with EA approval if it finds that the alternative 17 measurement protocol will ensure that the measurements will be as accurate as 18 those in Subsection (a)(16)(A) and (B), above. 19 (F) For the purposes of the measurements required by this Subdivision, organic 20 waste that are textiles, carpet, hazardous wood waste, non-compostable paper, 21 human or pet waste, and material subject to a quarantine on movement issued by 22 a county agricultural commissioner, is not required to be measured as organic 23 waste. 24 (G) Organic waste sent to an activity listed in Section 18983.1(a) shall constitute 25 landfill disposal. 26 Note: 27 Authority cited: Sections 40502, 43020 and 43021, Public Resources Code. 28 Reference: Sections 42652.5, 43020 and 43021, Public Resources Code and Section 29 39730.6, Health and Safety Code. 30 Article 8. Composting Operation and Facility Records 31 Section 17869. General Record Keeping and Reporting Requirements. 32 Except as provided in subsection (d), all compostable materials handling operations and 33 facilities shall meet the following requirements: 34 (a) All records required by this Chapter shall be kept in one location and accessible for 35 five (5) years and shall be available for inspection by authorized representatives of the 36 Department, EA, local health entity, and other duly authorized regulatory and EAs 37 during normal working hours. 38 (b) The operator shall record any special occurrences encountered during operation and 39 methods used to resolve problems arising from these events, including details of all 40 incidents that required implementing emergency procedures. 41 (c) The operator shall record any public complaints received by the operator, including: 42 (1) the nature of the complaint, 43 2021/09/14 City Council Post Agenda Page 107 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 33 of 127 November 2020 (2) the date the complaint was received, 1 (3) if available, the name, address, and telephone number of the person or persons 2 making the complaint, and 3 (4) any actions taken to respond to the complaint. 4 (d) The operator shall record the quantity and type of feedstock received and quantity of 5 compost and chipped and ground material produced. maintain records listed in this 6 subdivision in a form and manner approved by the EA. Agricultural compostable 7 materials handling operations shall maintain records only for compostable material 8 accepted from off-site. Such records shall be adequate for overall planning and control 9 purposes and be as current and accurate as practicable. The records shall be 10 maintained for five (5) years in the operating record and be available for review by the 11 appropriate jurisdiction of origin, haulers, and other duly authorized regulatory agencies. 12 (e) The operator shall maintain the following records under this section 13 (1) The quarterly percentage of organic waste contained in materials sent to landfill 14 disposal as calculated pursuant to Section 17867(a)(16). 15 (2) Daily outgoing weights of material sent to disposal. 16 (3) Daily outgoing weights of compost or chipped and ground material produced. 17 (4) Daily incoming weights by material type. 18 (5) The weight of compostable material sent offsite to any destination(s) other than 19 an authorized permitted solid waste facility or operation. 20 (e) The operator shall record the number of load checks performed and loads rejected. 21 (f) The operator shall record all test results generated by compliance with Article 7 of 22 this Chapter, including but not limited to, metal concentrations, physical contamination 23 limits, fecal coliform and Salmonella sp. densities, temperature measurements, and 24 dates of windrow turnings; chipping and grinding operations and facilities must record 25 the determinations of the percentage of physical contaminants required by 17862.1(d). 26 (1) The operator shall retain records detailing pathogen reduction methods. 27 (g) The operator shall record and retain records of any serious injury to the public 28 occurring on-site and any complaint of adverse health effects to the public attributed to 29 operations. Serious injury means any injury that requires inpatient hospitalization for a 30 period in excess of 24 hours or in which a member of the public suffers a loss of any 31 member of the body or suffers any degree of permanent disfigurement. 32 (h) The operator shall retain a record of training and instruction completed in 33 accordance with section 17867.5. 34 (i) Each operator shall maintain records in accordance with Title 14, California Code of 35 Regulations, Division 7, Chapter 9, Article 9.25, Section 18815.1 et. seq. The records 36 shall be available for inspections as authorized by that article during normal business 37 hours and retained in the operating record near the site or in an alternative location 38 approved by the Local Enforcement Agency. 39 (j) The operator shall provide the EA all requested information and other assistance so 40 that the EA can verify that the measurements conducted by the operator are consistent 41 with the requirements of Section 17867(a)(16). The EA shall conduct such verification 42 through: 43 (1) The review of records required by this section; and 44 2021/09/14 City Council Post Agenda Page 108 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 34 of 127 November 2020 (2) The periodic, direct observation of measurements at a frequency necessary to 1 ensure that the operator is performing such measurements in a manner consistent 2 with this section. 3 (k) If, at any time, the EA determines that the records required by this section indicate 4 that compostable material is sent offsite to any destination(s) other than an authorized 5 permitted solid waste facility or operation, the EA shall directly observe any 6 compostable material onsite designated for such offsite destination(s). If physical 7 contaminants, based on visual observation, clearly exceed the limits in Section 8 17852(a)(24.5)(A)1., the EA may require the operator to further process such material. 9 Note: 10 Authority cited: Sections 40502, 43020 and 43021, Public Resources Code. 11 Reference: Sections 42652.5, 43020 and 43021, Public Resources Code and Section 12 39730.6, Health and Safety Code. 13 14 Chapter 3.2. In-Vessel Digestion Operations and Facilities 15 Regulatory Requirements 16 Article 1. In-Vessel Digestion Operations and Facilities Regulatory 17 Requirements 18 Section 17896.6. Excluded Activities. 19 (a) The activities listed in this section are not subject to the in-vessel digestion 20 requirements set forth in this Chapter. Nothing in this section precludes the EA or the 21 Department from inspecting an excluded activity to verify that the activity is being 22 conducted in a manner that qualifies as an excluded activity or from taking any 23 appropriate enforcement action. 24 (1) A Publicly Owned Treatment Works Treatment Plant (POTW Treatment Plant), as 25 defined in section 403.3(r) of Title 40 of the Code of Federal Regulations, that receives 26 vehicle-transported solid waste that is an anaerobically digestible material for the 27 purpose of anaerobic co-digestion with POTW Treatment Plant wastewater, is excluded 28 under the following conditions: 29 (A) Anaerobically digestible materials must be trucked or hauled into a POTW 30 Treatment Plant. Once on-site, the anaerobically digestible material must be pumped or 31 off-loaded directly into a covered, leak-proof container and then pumped, or diluted or 32 slurried and then pumped, and co-digested in an anaerobic digester(s) at the POTW 33 Treatment Plant. The pumped material may be screened, otherwise separated or 34 treated prior to anaerobic digestion, but must be processed and conveyed in a 35 contained system. Any separated material at the POTW that is not suitable for 36 anaerobic digestion and has no beneficial use shall be further managed as a solid 37 waste. 38 (B) The POTW Treatment Plant has developed Standard Operating Procedures for the 39 acceptance of anaerobically digestible material, the POTW Treatment Plant has notified 40 the Regional Water Quality Control Board that those Standard Operating Procedures 41 2021/09/14 City Council Post Agenda Page 109 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 35 of 127 November 2020 are being implemented, and a Standard Provision (permit condition) that reflects the 1 acceptance of anaerobically digestible material: 2 1. has been incorporated into the POTW Treatment Plant's Waste Discharge 3 Requirements or National Pollutant Discharge Elimination System permit; or 4 2. will be incorporated into the POTW Treatment Plant's Waste Discharge 5 Requirements or National Pollutant Discharge Elimination System permit no later than 6 the next permit renewal. 7 (C) For the purpose of this exclusion, “anaerobically digestible material” means: inedible 8 kitchen grease as defined in section 19216 of the Food and Agricultural Code, food 9 material as defined in Title 14, CCR, section 17896.2(a)(12) and vegetative food 10 material as defined in Title 14, CCR, section 17896.2(a)(12)(A). 11 (D) For the purpose of this exclusion, the Department, in consultation with the State 12 Water Resources Control Board and the California Department of Food and Agriculture, 13 will on a case-by-case basis, review and consider approval of additional types of 14 organic materials as potential “anaerobically digestible material” beyond those specified 15 in section 17896.6(a)(1)(C) in accordance with the following: 16 1. Receipt of a written request to the Department from the General Manager or 17 designee of a POTW Treatment Plant. 18 a. The written request must contain the following information: 19 i. The purpose of the request. 20 ii. Identification of the POTW Treatment Plant proposing to anaerobically co-digest the 21 organic waste material with the POTW wastewater. 22 iii. Types of organic material requested for classification as an anaerobically digestible 23 material. 24 iv. The source(s) of the waste material. 25 v. A description of how the waste material will be handled, processed, stored and 26 transported (before and after receipt at the POTW Treatment Plant). 27 vi. A map identifying all proposed physical changes proposed at the POTW Treatment 28 Plant to accommodate the new waste materials. 29 vii. Available laboratory test results, engineering reports, research or study to support 30 the request. 31 viii. Data and/or reports if this waste material has been used without incident at a 32 different POTW Treatment Plant. 33 ix. The name, addresses and phone numbers for the General Manager and designee of 34 the POTW Treatment Plant. 35 b. Upon receipt of the written request, the Department will communicate and coordinate 36 the request with and between the State Water Resources Control Board and the 37 California Department of Food and Agriculture and will complete the following actions: 38 i. Within 10 days of receipt, send written confirmation to the General Manager and 39 designee of the POTW Treatment Plant indicating receipt of the letter and distribute the 40 letter to appropriate Department staff, as well as to the State Water Resources Control 41 Board and California Department of Food and Agriculture staff contacts for review; 42 ii. Within 15 days of receipt, schedule a meeting with State Water Resources Control 43 Board and California Department of Food and Agriculture staff contacts; 44 iii. Prior to the meeting, Department staff will review the letter and identify questions 45 and/or issues with the request and make a list of recommendations; 46 2021/09/14 City Council Post Agenda Page 110 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 36 of 127 November 2020 iv. Within 40 days of receipt, conduct a meeting on the request. If an agency 1 representative does not attend the meeting, comments will be accepted by the 2 Department up to close of business on the 45th day after receipt; 3 v. Within 60 days of receipt, the Department will provide a written decision to the 4 General Manager and designee of the POTW Treatment Plant stating one of the 5 following: 6 I. The waste type has or has not been determined to be an anaerobically digestible 7 material excluded from both the In-Vessel Digestion Operations and Facilities 8 Regulatory Requirements (pursuant to section 17896.6(a)(1)(C) and the 9 Transfer/Processing Operations and Facility Regulatory Requirements (pursuant to 10 section 17403.1(a)(8)); 11 II. The agencies, based on the information provided, were unable to reach a 12 determination and additional information is required before a determination can be 13 made; or 14 III. The agencies have determined that additional research or study will need to be 15 conducted and the results analyzed prior to a determination made by the agencies. 16 IV. If additional information, research or study is necessary, the Department will consult 17 with the General Manager or designee of the POTW, the State Water Resources 18 Control Board and California Department of Food and Agriculture contacts, for the 19 purpose of developing a timeline for either reviewing the additional information or for 20 reviewing a proposed scope of work and timeline for additional research or study. 21 2. For the purpose of this exclusion, if an organic waste material is determined by the 22 Department to be an anaerobically digestible material for the purpose of co-digestion 23 with the POTW wastewater, the POTW Treatment Plant must comply with section 24 17896.6(a)(1)(A) prior to receipt of the material at the POTW Treatment Plant. 25 (2) In-vessel digestion of agricultural material derived from an agricultural site and the 26 digestate or compost produced from digestate is returned to that same agricultural site, 27 or an agricultural site owned or leased by the owner, parent, or subsidiary of the 28 agricultural site on which the in-vessel digester is located. No more than an incidental 29 amount of up to 1,000 cubic yards of compost produced from digestate may be given 30 away or sold annually. Digestate that is not composted may not be given away or sold. 31 (3) In-vessel digestion at a dairy involving the co-digestion of manure with agricultural 32 material derived on-site, imported agricultural material, and/or imported vegetative food 33 material in accordance with Waste Discharge Requirements issued by a Regional 34 Water Quality Control Board. 35 (A) Any imported materials delivered to the dairy must be pumped or off-loaded directly 36 into a covered, leak-proof container and then pumped, or diluted or slurried and then 37 pumped, and co-digested in an in-vessel digester at a dairy. The pumped material may 38 be screened, otherwise separated or treated prior to in-vessel digestion, but must be 39 processed and conveyed in a contained system. Any separated material at the dairy 40 that is not suitable for in-vessel digestion and has no beneficial use shall be further 41 managed as a solid waste. 42 (B) No more than an incidental amount of up to 1,000 cubic yards of compost produced 43 from digestate may be given away or sold annually. Digestate that is not composted 44 may not be given away or sold. 45 2021/09/14 City Council Post Agenda Page 111 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 37 of 127 November 2020 (4) In-vessel digestion activities with less than a total of 100 cubic yards of solid waste, 1 feedstock, and digestate on-site are excluded. 2 [NOTE: Persons handling solid waste under the above exclusion are obligated to obtain 3 all permits, licenses, or other clearances that may be required by other regulatory 4 agencies including, but not limited to local health entities and local land use authorities.] 5 (5) Rendering activities, authorized by the California Department of Food and 6 Agriculture pursuant to section 19300 of the Food and Agricultural Code, or an activity 7 that is a licensed animal food manufacturing activity, and in which no solid waste 8 feedstock bypasses the rendering process. 9 (6) Other discrete handling activities that are already subject to more stringent handling 10 requirements under Federal or State law, as determined by the EA in consultation with 11 the Department, are excluded. 12 Note: 13 Authority cited: Sections 40502, 43020 and 43021, Public Resources Code. 14 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 15 Section 39730.6, Health and Safety Code. 16 Article 3. Operating Standards for In-Vessel Digestion Operations and 17 Facilities 18 Section 17896.44.1. Measuring Organic Waste in Material Sent to Disposal. 19 (a) The operator shall determine the quarterly percentage of organic waste contained in 20 materials sent to landfill disposal. 21 (1) To determine the percentage, the operator shall, measure the amount of organic 22 waste by weight present in the materials sent to landfill disposal. 23 (A) The measurements required pursuant to this section shall be conducted at the 24 following frequency: 25 1. For each reporting period, the operator shall perform the sampling protocol 26 required in Subdivision (a)(2) over at least ten (10) consecutive operating days. 27 2. An operator may use the results of samples conducted over a period of more 28 than 10 days if the following apply: 29 i. If less than 10 additional days are sampled in the reporting period, the 30 additional operating days where sampling is performed shall be a 31 consecutive continuation of the original 10 consecutive days of sampling. 32 ii. If 10 additional operating days or more are selected for sampling, the 33 additional operating days shall be conducted on consecutive days but may 34 be performed during a different part of the reporting period and are not 35 required to be a continuation of the original 10 operating days. 36 (2) The operator shall comply with Subdivision (a)(1) by using the following protocol: 37 (A) Take one sample of at least two hundred (200) pounds of the materials that the 38 operation or facility is sending to landfill disposal on that operating day. Each 39 sample shall be: 40 1.Representative of a typical operating day; and 41 2021/09/14 City Council Post Agenda Page 112 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 38 of 127 November 2020 2. A random, composite sample taken either from various times during the 1 operating day or from various locations within the pile(s) of material that will be 2 sent to disposal. 3 (B) Record the weight of the sample. If the total weight of material sent to landfill 4 disposal in a single operating day is less than 200 pounds, the operator shall 5 sample all of the material that is sent to landfill disposal that day. 6 (C) Remove any material that is not organic waste and determine the remaining 7 weight of the organic waste in the sample. 8 (D) Then determine the ratio of organic waste present in the materials removed for 9 landfill disposal by dividing the total from Subdivision (a)(2)(C) by the total from 10 Subdivision (a)(2)(B). 11 (E) Determine the total weight of organic waste that is sent for landfill disposal by 12 multiplying the ratio determined pursuant to Subdivision (a)(2)(D) by the total 13 weight of the materials removed for landfill disposal from the source separated 14 organic waste collection stream after processing. 15 (F) Determine the sum of outgoing weights of organic waste present in material 16 that is sent to landfill disposal as determined pursuant to Subdivision (a)(2)(E). 17 (G) Determine the ratio of organic waste present in the material sent to landfill 18 disposal by dividing the total from Subdivision (a)(2)(F) by the total monthly 19 outgoing weights of residuals removed that is sent for landfill disposal. 20 (H) Determine the percentage of organic waste present in the material sent to 21 landfill disposal by multiplying the monthly ratio as determined pursuant to 22 Subdivision (a)(2)(G) by 100. 23 (b) The operator shall conduct a measurement in the presence of the EA when 24 requested. 25 (c) If it is determined by the EA that the measurements do not accurately reflect the 26 records, the EA may require the operator to increase the frequency of measurements, 27 revise the measurement protocol, or both to the improve accuracy. 28 (d) An alternative measurement protocol for determining the amount of organic waste 29 contained in the residual may be approved by the EA, with concurrence by the 30 Department. For the purposes of this section, alternative measurement protocols may 31 include, but are not limited to, measurements made with a different sampling frequency 32 and/or weight than those specified in this article. The Department shall concur with EA 33 approval if it finds that the alternative measurement protocol will ensure that the 34 measurements will be as accurate as those described in Subsection (a)(1) and (2), 35 above. 36 (e) Organic waste that are textiles, carpet, hazardous wood waste, non-compostable 37 paper and material subject to a quarantine on movement issued by a county agricultural 38 commissioner is not required to be measured as organic waste. 39 (f) Organic waste sent to an activity listed in Section 18983.1(a) shall constitute landfill 40 disposal. 41 Note: 42 Authority cited: Sections 40502, 43020 and 43021, Public Resources Code. 43 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 44 Section 39730.6, Health and Safety Code. 45 2021/09/14 City Council Post Agenda Page 113 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 39 of 127 November 2020 Article 4. Record Keeping Requirements. 1 Section 17896.45. Record Keeping and Reporting Requirements. 2 Each operator shall meet the following requirements: 3 (a) Each operator shall maintain records of incoming weights or volumes and outgoing 4 salvage or residual weights or volumes listed in this subdivision in a form and manner 5 approved by the EA. Such records shall besubmitted to the EA or the Department upon 6 request; be adequate for overall planning and control purposes; and, be as current and 7 accurate as practicable. 8 (1) The quarterly percentage of organic waste contained in material sent to landfill 9 disposal as calculated pursuant to Section 17896.44.1. 10 (2) The outgoing weights or volumes of material sent to disposal. 11 (3) Daily outgoing weights or volumes of organic waste recovered and produced. 12 (4) Daily outgoing weights or volumes of salvaged materials. 13 (5) Daily incoming weights of material. 14 (6) The weight of compostable material sent offsite to any destination(s) other than 15 an authorized permitted solid waste facility or operation. 16 (b) All records required by this Chapter shall be kept by the operator in one location and 17 accessible for five (5) years and shall be available for inspection by the EA and other 18 duly authorized regulatory agencies during normal working hours. 19 (c) The operator shall submit copies of specified records to the EA upon request or at a 20 frequency approved by the EA; 21 (d) The operator shall maintain a daily log book or file of special occurrences 22 encountered during operations and methods used to resolve problems arising from 23 these events, including details of all incidents that required implementing emergency 24 procedures. Special occurrences shall include but are not limited to: fires, injury and 25 property damage, accidents, explosions, receipt or rejection of prohibited wastes, lack 26 of sufficient number of personnel pursuant to section 17896.42, flooding, earthquake 27 damage and other unusual occurrences. In addition, the operator shall notify the EA by 28 telephone within 24 hours of all incidents requiring the implementation of emergency 29 procedures, unless the EA determines that a less immediate form of notification will be 30 sufficient to protect public health and safety and the environment; 31 (e) The operator shall record any written public complaints received by the operator, 32 including: 33 (1) the nature of the complaint, 34 (2) the date the complaint was received, 35 (3) if available, the name, address, and telephone number of the person or persons 36 making the complaint, and 37 (4) any actions taken to respond to the complaint; 38 (f) The operator shall maintain a copy of the written notification to the EA and local 39 health agency of the name, address and telephone number of the operator or other 40 person(s) responsible for the operations as required by section 17896.42; 41 (g) The operator shall maintain records of employee training as required by section 42 17896.43; 43 (h) all in-vessel digestion operations and facilities shall maintain records as required by 44 section 18809 et seq. 45 2021/09/14 City Council Post Agenda Page 114 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 40 of 127 November 2020 (i) The operator shall record all test results generated by compliance with Article 6 of 1 this Chapter, including but not limited to, metal concentrations, physical contamination 2 limits, fecal coliform and Salmonella sp. densities, temperature measurements, and 3 dates of windrow turnings. 4 (1) The operator shall retain records detailing pathogen reduction methods. 5 (j) Each operator shall maintain records in accordance with Title 14, California Code of 6 Regulations, Division 7, Chapter 9, Article 9.25, Section 18815 et. seq. The records 7 shall be available for inspections as authorized by that article during normal business 8 hours and retained in the operating record near the site or in an alternative location 9 approved by the Local Enforcement Agency. 10 (k) The operator shall provide the EA all requested information and other assistance so 11 that the EA can verify that the measurements conducted by the operator are consistent 12 with the requirements of Sections 17896.44.1. The EA shall conduct such verification 13 through: 14 (1) The review of records required by this section; and 15 (2) The periodic, direct observation of measurements at a frequency necessary to 16 ensure that the operator is performing such measurements in a manner consistent 17 with this section. 18 (l) If, at any time, the EA determines that the records required by this section indicate 19 that compostable material is sent offsite to any destination(s) other than an authorized 20 permitted solid waste facility or operation, the EA shall directly observe any 21 compostable material onsite designated for such offsite destination(s). If physical 22 contaminants, based on visual observation, clearly exceed the limits in Section 23 17852(a)(24.5)(A)1., the EA may require the operator to further process such material. 24 Note: 25 Authority cited: Sections 40502, 43020 and 43021, Public Resources Code. 26 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 27 Section 39730.6, Health and Safety Code. 28 Article 6. Digestate Handling Standards 29 17896.57. Digestate Handling. 30 (a) Digestate not contained in an in-vessel digester shall, within 24 hours, be: 31 (1) stored or processed on-site in a sealed container or sealed structure unless the 32 EA approves an alternative handling method after determining the alternative method 33 will not pose an additional risk to public health and safety or the environment; or 34 (2) incorporated in an on-site aerobic compost process. 35 (A) On-site aerobic composting of digestate is allowable only at large volume in-36 vessel digestion facilities that have obtained an In-vessel Digestion Facility Permit 37 pursuant to section 17896.13. 38 (B) All in-vessel digestion facilities that compost on-site shall comply with the 39 sampling requirements of section 17896.58, maximum metal concentrations 40 requirements of section 17896.59, the maximum acceptable pathogen 41 concentrations requirements of section 17896.60(b)(1), and physical 42 contamination limits of section 17896.61; or 43 2021/09/14 City Council Post Agenda Page 115 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 41 of 127 November 2020 (3) removed from the site and eitherone of the following: 1 (A) transported only to another solid waste facility or operation for additional 2 processing, composting, or disposal; or 3 1. Digestate that is transported to another solid waste facility or operation for 4 additional processing or composting shall only be transported to one of the 5 following facilities: 6 i. A transfer/processing facility or operation that complies with Section 7 17409.5.8(a); or 8 ii. A compostable material handling facility or operation that, pursuant to 9 Section 17867(a)(16), demonstrates that the percentage of organic waste in 10 the materials sent to disposal is: 11 I. On and after January 1, 2022, less than 20 percent. 12 II. On and after January 1, 2024, less than 10 percent. 13 (B) used in a manner approved by local, state, and federal agencies having 14 appropriate jurisdiction. Any digestate that will be land applied must meet the 15 requirements of sSection 17852(a)(24.5); 16 (C) disposed in a manner as set forth in the Consolidated Regulations for 17 Treatment, Storage, Processing or Disposal of Solid Waste (commencing at Title 18 27, California Code of Regulations, section 20005). 19 (b) Digestate that has not been analyzed for metal concentration pursuant to section 20 17896.59, pathogen concentration pursuant to section 17896.60(b)(1), and physical 21 contaminants pursuant to section 17896.61 or is known to contain any metal in amounts 22 that exceed the maximum metal concentrations described in section 17896.59, 23 pathogens that exceed the maximum acceptable pathogen concentrations described in 24 section 17896.60(b)(1), or physical contaminants that exceed the maximum physical 25 contamination limits described in section 17896.61 shall be designated for disposal, 26 additional processing, or other use as approved by local, state agencies having 27 appropriate jurisdiction. 28 Note: Authority cited: Sections 40502, 43020 and 43021, Public 29 Resources Code. Reference: Sections 40053, 42652.5, 43020 and 43021, Public 30 Resources Code, and Section 39730.6, Health and Safety Code. 31 Chapter 5. Enforcement of Solid Waste Standards and 32 Administration of Solid Waste Facilit y Permits; Loan 33 Guarantees 34 Article 2.2. LEA Performance Standards, Evaluation Criteria, and 35 Duties and Responsibilities 36 Section 18083. LEA Duties and Responsibilities for Inspections. 37 (a) Pursuant to Public Resources Code Division 30, Parts 4 and 5, and 14 CCR Division 38 7, Chapters 3 and 5, 27 CCR, Division 2, Subdivision 1 (§20005 et seq.), and its EPP, 39 the LEA/EA shall inspect and investigate solid waste collection, handling, and storage, 40 solid waste facilities, operations and disposal sites and equipment to verify compliance 41 2021/09/14 City Council Post Agenda Page 116 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 42 of 127 November 2020 with the state minimum standards, solid waste facilities permits, and related state solid 1 waste laws and regulations within their purview for the protection of the environment 2 and the public health and safety. The LEA/EA shall perform these inspections and 3 related duties as required below, and forward inspection reports to the operator, and/or 4 owner, and the Department within 30 days of the inspection: 5 (1) weekly, for sites operating on performance standards pursuant to 27 CCR Section 6 20695; 7 (2) monthly, for all active and inactive facilities, and for illegal sites and facilities, 8 pending abatement by enforcement action(s); 9 (3) at the frequency required by the state minimum standards for each type of 10 operation specified in 14 CCR Sections 17383.9., 17403.5., and 17896.9. All other 11 operations regulated under the EA Notification tier shall be inspected by the EA at 12 least once every three (3) months unless the EA approves, with Department 13 concurrence, a reduced inspection frequency. The EA may approve a reduced 14 inspection frequency only if it will not pose an additional risk to public health and 15 safety or the environment, and in no case shall the inspection frequency be less than 16 once per calendar year. The EA shall submit a copy of the EA-proposed approval to 17 the Department. The Department shall concur in the EA-proposed approval only if it 18 finds that the reduced inspection frequency will not pose an additional risk to public 19 health and safety or the environment in light of the specific circumstances at the 20 operation in question. The Department shall concur or deny the EA-proposed 21 approval within thirty (30) days from receipt. 22 (4) quarterly, for closed sites, abandoned sites, and sites exempted pursuant to 27 23 CCR Section 21565. For closed sites, inspections shall be made until no potential 24 threat exists to public health and safety or the environment. This determination shall 25 be subject to Department approval. For the purposes of this subsection, the 26 enumeration, and the workload analysis, a closed site means a site that has ceased 27 accepting waste and, should be closed, is undergoing closure, or has met applicable 28 closure requirements; 29 (A) the Department may approve an alternate inspection frequency for these sites 30 where such an action will not result in adverse impact on public health and safety 31 and the environment. 32 (5) if an LEA has been designated as the EA for waste tire facilities or entered into an 33 agreement with the Department through a grant program to inspect tire facilities, 34 major waste tire facilities shall be inspected annually, minor waste tire facilities shall 35 be inspected at least once every two and a half years pursuant to 14 CCR Section 36 18443; 37 (6) upon receipt of a complaint or emergency notification which cannot be resolved 38 off-site; 39 (7) as necessary, pursuant to the EPP, upon receipt of a solid waste facilities permit 40 application, revision, review, RFI amendment, or closure/postclosure plan; and 41 (8) pursuant to the EPP, for solid waste handling and collection equipment.; and 42 (9) at the frequency described in Sections 17409.5.12, 17869(j), and 17896.45(k). 43 (b) As specified in their EPP pursuant to Section 18077, the LEA/EA shall conduct any 44 of the above inspections, whenever possible, without prior notice to the owner or 45 2021/09/14 City Council Post Agenda Page 117 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 43 of 127 November 2020 operator, on randomly selected days, during normal business hours or the site's 1 operating hours. 2 Note: 3 Authority cited: Sections 40502, 43020 and 43021, Public Resources Code. 4 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 5 Section 39730.6, Health and Safety Code. 6 Chapter 9. Planning Guidelines and Procedures for Preparing 7 and Revising Countywide Integrated Waste Management 8 Plans 9 Article 9.25 Recycling and Disposal Reporting System 10 Section 18815.4 Reporting Requirements for Haulers. 11 (a) A self-hauler shall provide the jurisdiction of origin for all material delivered to each 12 transfer/processor or disposal facility. A self-hauler does not have to report to the 13 Department, unless they are a food waste self-hauler. 14 (b) Food waste self-haulers shall report to the Department the tons of food waste sent 15 as follows: 16 (1) To a reporting entity inside California, report the tons of each material type, 17 pursuant to section 18815.9 of this article, and their contact information and RDRS 18 number. 19 (2) To an end user inside or outside California, report the tons of each material type, 20 pursuant to section 18815.9 of this article, sent to each end user category, by region, 21 pursuant to section 18815.3(k) of this article. 22 (3) To a recycling or composting facility or operation outside California, report the 23 tons of each material type, pursuant to section 18815.9 of this article, by region, 24 pursuant to section 18815.3(l) of this article. 25 (4) To each transfer/processor or disposal facility outside California, report the tons of 26 each material type, pursuant to section 18815.9 of this article, sent to each person, 27 and their contact information. 28 (c) A contract hauler shall provide the following information to a receiving reporting 29 entity for all tons delivered, using the methods described in section 18815.9 of this 30 article. A hauler shall provide the information at the time of delivery, unless both the 31 hauler and receiving facility have previously agreed to periodic reports in lieu of 32 providing information at the time of delivery. In all cases, the hauler shall provide the 33 information to the receiving reporting entity within 30 days of the end of the reporting 34 period. 35 (1) For solid waste hauled: 36 (A) A hauler shall provide the jurisdiction of origin for all material sent to each 37 transfer/processor or disposal facility; and 38 (B) If requested by a transfer/processor or disposal facility, then a hauler shall 39 provide the source sector for all material delivered to each broker or transporter, 40 2021/09/14 City Council Post Agenda Page 118 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 44 of 127 November 2020 transfer/processor, or disposal facility, in tons or by percentage using the methods 1 provided in section 18815.9 of this article. 2 (d) A contract hauler who takes material directly from a generator and hauls it to land 3 application or to a person outside the state shall report to the Department. In their report 4 to the Department, a contract hauler shall provide the following information for tons 5 hauled, using the methods described in section 18815.9 of this article: 6 (1) Directly from a generator to land application, the tons of each material type sent 7 by region, pursuant to section 18815.3(k) of this article. 8 (2) Directly from a generator to a person outside the state: 9 (A) For solid waste, the total tons by jurisdiction of origin for all material sent to a 10 disposal facility or transfer/processor, their contact information, and an estimate of 11 the overall source sector tons or percentages for waste sent. 12 (B) For green material sent to each transfer/processor or disposal facility for 13 potential beneficial reuse, the tons by jurisdiction of origin, and the contact 14 information of the receiving facility. 15 (C) For non-green material sent to each transfer/processor or disposal facility for 16 potential beneficial reuse, the tons by material type, pursuant to section 18815.9, 17 and the contact information of the receiving facility. 18 (D) For disaster debris and designated waste sent to each transfer/processor or 19 disposal facility, the tons of each stream, and the contact information of the 20 receiving facility. 21 (E) For material sent to recycling or composting facilities or operations, the tons of 22 each material type sent by region. 23 (F) To end users, the tons of each material sent to each end user category by 24 region, pursuant to section 18815.3(k) of this article. 25 (3) A hauler shall submit their report to the Department by the following due dates for 26 each reporting period: 27 (A) Reporting period 1 due April 30, 28 (B) Reporting period 2 due July 31, 29 (C) Reporting period 3 due October 31, and 30 (D) Reporting period 4 due January 31. 31 (e) For the purposes of RDRS reporting, the Department shall not require a hauler to 32 submit information regarding specific collection locations or customers when providing 33 jurisdiction of origin, material type or source sector information to other reporting entities 34 or to the Department as part of a quarterly report. 35 (1) A jurisdiction is not precluded from requiring this information through franchise 36 agreements, contracts, local ordinances, section 41821.5(g) of the Public Resources 37 Code, or other authority it may have. 38 (2) The Department may require a hauler to submit this information in lieu of an audit, 39 or as part of an audit or administrative proceeding. 40 (f) Commencing January 1, 2022, a hauler providing an organic waste collection service 41 pursuant to Article 3, Chapter 12 of this division shall identify, for all materials delivered 42 to each receiving reporting entity, whether the material is: 43 (1) Collected from a “source separated organic waste collection stream” as defined in 44 Section 17402 (a)(26.6) of this division. 45 2021/09/14 City Council Post Agenda Page 119 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 45 of 127 November 2020 (2) Collected from “mixed waste organics collection stream” as defined in in Section 1 17402 (a)(11.5) of this division that is required to be transported to a high diversion 2 organic waste processing facility. 3 (g) Notwithstanding Subdivision (b), a hauler shall provide the information required by 4 Subdivision (f) at the time of delivery. 5 Note: Authority Cited: Sections 40502 and 41821.5, Public Resources Code. 6 Reference: Sections 41821.5, and 41821.6, and 42652.5, Public Resources Code and 7 Section 39730.6, Health and Safety Code. 8 Section 18815.5 Reporting Requirements for Transfer/Processors. 9 (a) In their report to the Department, a transfer/processor shall provide the following 10 information, using the methods in described in section 18815.9 of this article: 11 (1) For all tons accepted: 12 (A) From another transfer/processor, report the tons of each of the following 13 streams: solid waste, disaster debris, designated waste, green material potential 14 beneficial reuse, and all other potential beneficial reuse accepted from each 15 facility. Report the sending facility's contact information and RDRS number, if 16 applicable. 17 (B) For direct-hauled material, report the total aggregated tons of each of the 18 following streams: solid waste, disaster debris, designated waste, green material 19 potential beneficial reuse, and all other potential beneficial reuse. The tonnages for 20 solid waste and green material potential beneficial reuse shall be further divided by 21 jurisdiction of origin. 22 (C) Include accepted residuals generated by a recycling or composting facility or 23 operation that is reporting under the same RDRS number as a transfer/processing 24 facility or operation, pursuant to section 18815.3(d)(4) of this article, in the total 25 tons accepted as direct-hauled, pursuant to subsection (1)(B), assigning the tons 26 to the jurisdiction within which the site is located. 27 (2) For all tons sent to recyclers, composters, brokers, transporters, or end users 28 pursuant to section 18815.9 of this article: 29 (A) To a recycling or composting facility or operation with a different RDRS 30 number inside California, report the tons by material type, pursuant to section 31 18815.9(a) of this article, and their contact information and RDRS number, if 32 applicable. 33 (B) To an end user, report the tons of each material type, pursuant to section 34 18815.9(a) of this article, sent to each end user category by region, pursuant to 35 section 18815.3(k) of this article. 36 (C) To a broker or transporter: 37 (i) In cases where the final destination of the material is determined by the 38 reporting transfer/processor, report pursuant to subsections (a)(2)(A), (a)(2)(B), 39 and (a)(2)(E). 40 (ii) In cases where the final destination of the material is not determined by the 41 reporting transfer/processor, report tons of each material type, pursuant to 42 section 18815.9(a) of this article, sent to each broker or transporter and their 43 contact information and RDRS number, if applicable. 44 2021/09/14 City Council Post Agenda Page 120 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 46 of 127 November 2020 (D) To a recycling or composting facility or operation with the same RDRS 1 number, report pursuant to section 18815.9(h) of this article. 2 (E) To a recycling or composting facility or operation outside California, report the 3 tons of each material type by region. 4 (3) For all tons sent to transfer/processors or disposal facilities inside or outside 5 California of each of the following streams: recycling and composting, solid waste, 6 disaster debris, designated waste, green material potential beneficial reuse, and all 7 other potential beneficial reuse: 8 (A) To each transfer/processor or disposal facility, report the tons of each stream, 9 and their contact information and RDRS number, if applicable. Report the 10 percentage of solid waste and green material potential beneficial reuse received 11 from each transfer/processor, and the total percentage of materials that were 12 direct-hauled, pursuant to subsection (a)(1)(B). The percentage that was direct-13 hauled shall be further divided into the jurisdictions of origin of solid waste and 14 green material potential beneficial reuse. 15 (B) For all tons of solid waste, the percentage that was direct-hauled, pursuant to 16 subsection (a)(1)(B), shall be divided into source sectors, using methods 17 described in section 18815.9(c) of this article. Source sector shall be reported to 18 the department as a facility-wide estimate. 19 (C) For all other material sent for potential beneficial reuse to a landfill or other 20 transfer/processor inside or outside California, report the tons sent to each facility 21 by material type, pursuant to section 18815.9(a)(3) of this article, and the facility's 22 contact information and RDRS number, if applicable. 23 (D) For material sent for recycling to each transfer/processor or disposal facility 24 with a different RDRS number inside California, report the tons by material type, 25 and the facility's contact information and RDRS number, if applicable. 26 (E) For material sent for recycling to each transfer/processor or disposal facility 27 outside California, report the tons by material type and region. 28 (b) A transfer/processor shall report to the Department by the following due dates for 29 each reporting period: 30 (1) Reporting period 1 due May 31, 31 (2) Reporting period 2 due August 31, 32 (3) Reporting period 3 due November 30, and 33 (4) Reporting period 4 due February 28. 34 (c) With the exception of reporting entities who fail to provide required information, for 35 the purposes of RDRS reporting, the Department shall not require a transfer/processor 36 to submit information regarding the identities of individual haulers when providing 37 jurisdiction of origin, or source sector information to the Department as part of a 38 quarterly report. The Department shall not require a transfer/processor to submit 39 information regarding the identities of individual end users when providing material type 40 or region to the Department as part of their report. 41 (1) A jurisdiction is not precluded from requiring this information through franchise 42 agreements, contracts, local ordinances, section 41821.5(g) of the Public Resources 43 Code, or other authority it may have. 44 (2) The Department may require a transfer/processor to submit this information in lieu 45 of an audit, or as part of an audit or administrative proceeding. 46 2021/09/14 City Council Post Agenda Page 121 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 47 of 127 November 2020 (d) Commencing with the first reporting period in 2022, and in each subsequent 1 reporting period thereafter: 2 (1) A reporting receiving facility that receives material from a “mixed waste organic 3 collection stream” as defined in Section 17402 (a)(11.5) of this division shall, for the 4 purposes of determining the annual average organic content recovery rate for 5 organic waste received from the mixed waste organic collection stream as specified 6 in Sections 18984.3 and 17409.5.1 of this division, report the following to the 7 Department: 8 (A) The sum of outgoing weights of organic waste recovered from the mixed waste 9 organic collection stream as determined pursuant to Section 17409.5.1(c)(1) of 10 this division. 11 (B)The sum of outgoing weights of organic waste from the mixed waste organic 12 collection stream that is sent to disposal as determined pursuant to Section 13 17409.5.1(c)(2) of this division. 14 (C)The sum of records in Sections 17414.2(a)(2), 17414.2(a)(3), and 17414.2 15 (a)(6) of outgoing and incoming weights of material from the mixed waste organic 16 collection stream. 17 (2) A reporting receiving facility that receives material from a “source separated 18 organic waste collection stream” as defined in Section 17402(a)(26.6) shall report the 19 following to the Department: 20 (A) The sum of outgoing weights of organic waste recovered from the source 21 separated organic collection stream as determined pursuant to Section 17409.5.1 22 (d)(1) of this division. 23 (B) The sum of outgoing weights of organic waste recovered from the source 24 separated organic collection stream as determined pursuant to Section 25 17409.5.1(d)(2) of this division. 26 (C) The sum of weights required to be recorded pursuant to Sections 17414.2 27 (a)(4), 17414.2(a)(5), and 17414.2 (a)(7) of outgoing and incoming weights of 28 material from the source separate organic waste collection stream. 29 (e) The Department shall determine if a facility meets or exceeds the recovery efficiency 30 percentages as specified in the definition of a “high diversion organic waste processing 31 facility” in Section 18982(a)(33) in the following manner: 32 (1) The Department shall determine the quarterly recovery efficiency by dividing the 33 total weight of recovered organic waste reported in Subdivision (d)(1)(A) [Recovered 34 Organics (RO)] by the combined total weight of recovered and disposed organic 35 waste reported in Subdivision (d)(1)(A) and Subdivision (d)(1)(B) [Total Available 36 Mixed Waste Organics(TAMWO)]: RO/TAMWO = Recovery Efficiency. 37 (2) The Department shall use the total weights for the immediately previous four 38 quarters to determine the facility’s annual recovery efficiency which shall constitute 39 the annual average mixed waste organic content recovery rate for the purposes of 40 section 18984.3 of this division. 41 (3) The annual average mixed waste organic content recovery rate shall be 42 determined by using the last four quarterly rates. A new annual average shall be 43 calculated each quarter. 44 (f) The Department shall determine if a facility meets or exceeds the annual average 45 source separated organic content recovery rates specified for a “designated source 46 2021/09/14 City Council Post Agenda Page 122 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 48 of 127 November 2020 separated organic waste facility” as defined in Section 18982(a)(14.5) of this division in 1 the following manner: 2 (1) The Department shall determine the quarterly recovery efficiency by dividing the 3 total weight of recovered organic waste reported in Subdivision (d)(2)(A)[Recovered 4 Organics (RO)] by the combined total weight of recovered and disposed organic 5 waste reported in Subdivision (d)(2)(A) and Subdivision (d)(2)(B) [Total Available 6 Source Separated Organic Waste (TASSOW)]: RO/TASSOW = Recovery Efficiency. 7 (2) The Department shall use the total weights for the immediately previous four 8 quarters to determine the facility’s annual recovery efficiency which shall constitute 9 the annual average source separated organic content recovery rate for the purposes 10 of Sections 18982(a)(14.5) and 18998.1 of this division. A new annual average shall 11 be calculated each quarter. 12 (g) A reporting receiving facility subject to the requirements of Section 17409.5.7 shall 13 report the following to the Department: 14 (1) The average ratio of remnant organic waste to non-organic waste measured in 15 the gray container waste evaluation samples performed by the facility pursuant to 16 Section 17409.5.7. 17 18 Note: Authority Cited: Sections 40502 and 41821.5, Public Resources Code. 19 Reference: Sections 41821.5, and 41821.6 and 42652.5, Public Resources Code, and 20 Section 39730.6, Health and Safety Code. 21 Section 18815.7 Reporting Requirements for Recycling and Composting Facilities 22 and Operations. 23 (a) In their report to the Department, a recycling or composting facility or operation shall 24 provide the following information for all tons handled, using the methods described in 25 section 18815.9 of this article: 26 (1) For materials sent for disposal or potential beneficial reuse to each 27 transfer/processor or disposal facility with a different RDRS number inside or outside 28 California, report the tons of each material type, pursuant to section 18815.9(a) of 29 this article, and their contact information and RDRS number, if applicable. 30 (2) For materials sent to each recycling or composting facility or operation with a 31 different RDRS number, or for recycling at each transfer/processor with a different 32 RDRS number inside California, report the tons of each material type, pursuant to 33 section 18815.9(a) of this article, and their contact information and RDRS number, if 34 applicable. 35 (3) For materials sent to a recycling or composting facility or operation with the same 36 RDRS number, report pursuant to section 18815.9(h) of this article. 37 (4) For intermediate products sent to end users inside or outside California, report the 38 tons of each material type, pursuant to section 18815.9(a) of this article, sent to each 39 end user category by region, pursuant to section 18815.3(k) of this article. 40 (5) For materials sent to a broker or transporter: 41 (A) In cases where the final destination of the material is determined by the 42 reporting recycling or composting facility or operation, report pursuant to 43 subsections (a)(1), (a)(2), (a)(4), and (a)(6), as applicable. 44 2021/09/14 City Council Post Agenda Page 123 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 49 of 127 November 2020 (B) In cases where the final destination of the material is not determined by the 1 reporting recycling or composting facility or operation, report tons of each material 2 type, pursuant to section 18815.9(a) of this article, sent to each broker or 3 transporter and their contact information and RDRS number, if applicable. 4 (6) For materials sent to each recycling or composting facility or operation outside 5 California, or for recycling at a transfer/processor outside California, report the tons of 6 each material type by region. 7 (b) A recycling or composting facility or operation is not required to report on material 8 sold for reuse or transferred for reuse. 9 (c) A recycler who handles business-to-business post-industrial materials, but also 10 handles materials that do not meet the criteria in section 18815.2(a)(8) of this article, 11 shall: 12 (1) Report as a recycler pursuant to this section for all materials that do not meet the 13 criteria for business-to-business post-industrial recycling, and 14 (2) Not include information or tonnages associated with the business-to-business 15 post-industrial materials recycled as defined in section 18815.2(a)(8) of this article. 16 (d) A recycling or composting facility or operation shall report to the Department by the 17 following due dates for each reporting period: 18 (1) Reporting period 1 due May 31, 19 (2) Reporting period 2 due August 31, 20 (3) Reporting period 3 due November 30, and 21 (4) Reporting period 4 due February 28. 22 (e) With the exception of other reporting entities, for the purposes of RDRS reporting, 23 the Department shall not require a recycling and composting facility or operation to 24 submit information regarding the identities of individual end users, suppliers, or 25 customers when providing material type information to the Department as part of a 26 quarterly report. 27 (1) A jurisdiction is not precluded from requiring this information through franchise 28 agreements, contracts, local ordinances, section 41821.5(g) of the Public Resources 29 Code, or other authority it may have. 30 (2) The Department may require that a recycler/composter submit this information in 31 lieu of an audit, or as part of an audit or administrative proceeding. 32 (f) Commencing with first reporting period in 2022, and in each subsequent reporting 33 period thereafter: 34 (1) A recycling or compost facility or operation shall, if applicable, additionally report 35 the following to the Department: 36 (A) The percentage of organic waste contained in materials sent to landfill disposal 37 as calculated pursuant to Section 17869(e)(1) or 17896.45(a)(1). 38 Note: Authority Cited: Sections 40502 and 41821.5, Public Resources Code. 39 Reference: Sections 41821.5, and 41821.6 and 42652.5, Public Resources Code and 40 39730.6, Health and Safety Code. 41 42 2021/09/14 City Council Post Agenda Page 124 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 50 of 127 November 2020 Chapter 12: Short-lived Climate Pollutants 1 General Provisions 2 Section 18981. 1. Scope of Chapter. 3 (a) This chapter establishes the regulatory requirements for jurisdictions, generators, 4 haulers, solid waste facilities, and other entities to achieve the organic waste disposal 5 reduction targets codified in Section 39730.6 of the Health and Safety Code and 6 Chapter 13.1 of Division 30 of the Public Resources Code. 7 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 8 Reference: Public Resources Code Sections 40002, 42652.5, 42654; and Health and 9 Safety Code Section 39730.6. 10 Section 18981. 2. Implementation Requirement on Jurisdictions. 11 (a) By January 1, 2022, a jurisdiction shall adopt enforceable ordinance(s), or similarly 12 enforceable mechanisms that are consistent with the requirements of this chapter, to 13 mandate that organic waste generators, haulers, and other entities subject to the 14 requirements of this chapter that are subject to the jurisdiction’s authority comply with 15 the requirements of this chapter. 16 (b) A jurisdiction may designate a public or private entity to fulfill its responsibilities 17 under this chapter. A designation shall be made through any one or more of the 18 following: 19 (1) Contracts with haulers or other private entities; or 20 (2) Agreements such as MOUs with other jurisdictions, entities, regional agencies as 21 defined in Public Resources Code Section 40181, or other government entities, 22 including environmental health departments. 23 (c) Notwithstanding Subdivision (b) of this section, a jurisdiction shall remain ultimately 24 responsible for compliance with the requirements of this chapter. 25 (d) Nothing in this chapter authorizes a jurisdiction to delegate its authority to impose 26 civil penalties, or to maintain an action to impose civil penalties, to a private entity. 27 (e)If a jurisdiction designates another entity as allowed in Subdivision (b) of this section, 28 the jurisdiction shall include copies of all agreements and contracts in the 29 Implementation Record required by Section 18995.2. 30 (f) Nothing in this section authorizes a jurisdiction to require a public or private entity to 31 fulfill its obligations under this chapter without designating the entity through a 32 mechanism authorized in Subdivision (b) of this Section. 33 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 34 Reference: Public Resources Code Sections 42652.5, 42654; and Health and Safety 35 Code Section 39730.6. 36 2021/09/14 City Council Post Agenda Page 125 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 51 of 127 November 2020 Article 1. Definitions 1 Section 18982. Definitions. 2 (a) Except as otherwise provided, the following definitions shall govern the provisions of 3 this chapter: 4 (1) “Activities that constitute landfill disposal” are activities described in Subdivision 5 (a) of Section 18983.1. 6 (2) "Alternative daily cover (ADC)" has the same meaning as in Section 20690 of Title 7 27 of the California Code of Regulations (CCR). 8 (3) "Alternative intermediate cover (AIC)" has the same meaning as in Section 20700 9 of Title 27 of the California Code of Regulations. 10 (3.5) “Biomass conversion” has the same meaning as in Public Resources Code, 11 Section 40106. 12 (4) “Biosolids” has the same meaning as Section 17852(a)(9) of this division. 13 (5) “Blue container” means a container where either: 14 (A) The lid of the container is blue in color. 15 (B) The body of the container is blue in color and the lid is either blue, gray, or 16 black in color. Hardware such as hinges and wheels on a blue container may be 17 any color. 18 (5.5) “Brown container” means a container where either: 19 (A) The lid of the container is brown in color. 20 (B) The body of the container is brown in color and the lid is either brown, gray, or 21 black in color. Hardware such as hinges and wheels on a brown container may be 22 any color. 23 (6) “Commercial business” means a firm, partnership, proprietorship, joint-stock 24 company, corporation, or association, whether for-profit or nonprofit, strip mall, 25 industrial facility, or a multifamily residential dwelling. 26 (A) A multifamily residential dwelling that consists of fewer than five units is not a 27 commercial business for the purposes of this chapter. 28 (7) “Commercial edible food generator” includes a Tier One or a Tier Two 29 commercial edible food generator as defined in Subdivisions (a)(73) and (a)(74) of 30 this section. For the purposes of this chapter, food recovery organizations and food 31 recovery services are not commercial edible food generators. 32 (8) “Community composting” means any activity that composts green material, 33 agricultural material, food material, and vegetative food material, alone or in 34 combination, and the total amount of feedstock and compost on-site at any one time 35 does not exceed 100 cubic yards and 750 square feet, as specified in Section 36 17855(a)(4). 37 (9) “Compliance review” means a review of records by a jurisdiction or the 38 Department to determine compliance with subscribing to an organic waste collection 39 service as required by this chapter. 40 (10) “Compost” has the same meaning as in Section 17896.2(a)(4). 41 (11) "Compostable material" has the same meaning as in Section 17852(a)(11). 42 (12) "Compostable material handling operation" or “facility" has the same meaning as 43 in Section 17852(a)(12). 44 2021/09/14 City Council Post Agenda Page 126 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 52 of 127 November 2020 (13) “Consumer” has the same meaning as in Section 113757 of the Health and 1 Safety Code. 2 (14) “Container contamination” or “contaminated container” means a container, 3 regardless of color, that contains prohibited container contaminants as defined in 4 Subdivision (a)(55). 5 (14.5) “Designated source separated organic waste facility” means a solid waste 6 facility that accepts a source separated organic waste collection stream as defined in 7 Section 17402(a)(26.6) and complies with one of the following: 8 (A) The facility is a “transfer/processor,” as defined in Section 18815.2(a)(62), that 9 is in compliance with the reporting requirements of Section 18815.5(d), and meets 10 or exceeds an annual average source separated organic content recovery rate of 11 50 percent between January 1, 2022 and December 31, 2024 and 75 percent on 12 and after January 1, 2025 as calculated pursuant to Section 18815.5(f) for organic 13 waste received from the source separated organic waste collection stream. 14 1. If a transfer/processor has an annual average source separated organic 15 content recovery rate lower than the rate required in paragraph (A) of this 16 section for two (2) consecutive reporting periods, or three (3) reporting periods 17 within three (3) years, the facility shall not qualify as a “Designated source 18 separated organic waste facility.” 19 (B) The facility is a “composting operation” or “composting facility” as defined in 20 Section 18815.2(a)(13) that pursuant to the reports submitted under Section 21 18815.7 demonstrates that the percent of the material removed for landfill disposal 22 that is organic waste is less than the percent specified in Section 17409.5.8(c)(2) 23 or 17409.5.8(c)(3), whichever is applicable, and, if applicable, complies with the 24 digestate handling requirements specified in Section 17896.57. 25 1. If the percent of the material removed for landfill disposal that is organic 26 waste is more than the percent specified in Section 17409.5.8(c)(2) or 27 17409.5.8(c)(3) for two (2) consecutive reporting periods, or three (3) reporting 28 periods within three (3) years, the facility shall not qualify as a “Designated 29 source separated organic waste facility.” 30 (15) “Designee” means an entity that a jurisdiction contracts with or otherwise 31 arranges to carry out any responsibilities of this chapter, as authorized in Section 32 18981. 2 of this chapter. A designee may be a government entity, a hauler, a private 33 entity, or a combination of those entities. 34 (16) “Diesel gallon equivalent” means the amount of renewable gas transportation 35 fuel that has the equivalent energy content of one gallon of conventional diesel. 36 (16.5) “Digestate” means the solid and/or liquid material remaining after organic 37 material has been processed in an in-vessel digester. 38 (17) “Direct service provider” means a person, company, agency, district, or other 39 entity that provides a service or services to a jurisdiction pursuant to a contract or 40 other written agreement. 41 (18) “Edible food” means food intended for human consumption. 42 (A) For the purposes of this chapter, “edible food” is not solid waste if it is 43 recovered and not discarded. 44 (B) Nothing in this chapter requires or authorizes the recovery of edible food that 45 does not meet the food safety requirements of the California Retail Food Code. 46 2021/09/14 City Council Post Agenda Page 127 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 53 of 127 November 2020 (19) “Enforcement action" means an action of a jurisdiction or the Department to 1 ensure compliance with this chapter, including, but not limited to, issuing notices of 2 violation, accusations, or other remedies. 3 (20) “Facility that recovers source separated organic waste” means a facility that 4 handles source separated organic waste separately from any other wastes as 5 required in Section 17409.5.6. 6 (21) “Food” has the same meaning as in Section 113781 of the Health and Safety 7 Code. 8 (22) “Food distributor” means a company that distributes food to entities including, 9 but not limited to, supermarkets and grocery stores. 10 (23) “Food facility” has the same meaning as in Section 113789 of the Health and 11 Safety Code. 12 (24) “Food recovery” means actions to collect and distribute food for human 13 consumption which otherwise would be disposed. 14 (25) “Food recovery organization” means an entity that engages in the collection or 15 receipt of edible food from commercial edible food generators and distributes that 16 edible food to the public for food recovery either directly or through other entities 17 including, but not limited to: 18 (A) A food bank as defined in Section 113783 of the Health and Safety Code; 19 (B) A nonprofit charitable organization as defined in Section 113841 of the Health 20 and Safety code; and, 21 (C) A nonprofit charitable temporary food facility as defined in Section 113842 of 22 the Health and Safety Code. 23 (26) “Food recovery service” means a person or entity that collects and transports 24 edible food from a commercial edible food generator to a food recovery organization 25 or other entities for food recovery. 26 (27) “Food service provider” means an entity primarily engaged in providing food 27 services to institutional, governmental, commercial, or industrial locations of others 28 based on contractual arrangements with these types of organizations. 29 (27.5) “Fluorinated greenhouse gas” or “fluorinated GHG” means sulfur hexafluoride 30 (SF6), nitrogen trifluoride (NF3), and any fluorocarbon except for controlled 31 substances as defined at 40 CFR Part 82, Subpart A, (May 1995), which is hereby 32 incorporated by reference, and substances with vapor pressures of less than 1 mm of 33 Hg absolute at 25 °C. With these exceptions, “fluorinated GHG” includes any 34 hydrofluorocarbon, any perfluorocarbon, any fully fluorinated linear, branched or 35 cyclic alkane, ether, tertiary amine or aminoether, any perfluoropolyether, and any 36 hydrofluoropolyether. 37 (27.6) “Global warming potential” or “GWP" means the ratio of the time-integrated 38 radiative forcing from the instantaneous release of one kilogram of a trace substance 39 relative to that of one kilogram of a reference gas (i.e., CO₂). The GWP values are as 40 specified in the Table A-1 to Subpart A of Title 40 Code of Federal Regulations Part 41 98 as published in the CFR on 12/11/2014, which is hereby incorporated by 42 reference. 43 (28) “Gray container” means a container where either: 44 (A) The lid of the container is gray or black in color. 45 2021/09/14 City Council Post Agenda Page 128 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 54 of 127 November 2020 (B) The body of the container is entirely gray or black in color and the lid is gray or 1 black in color. Hardware such as hinges and wheels on a gray container may be 2 any color. 3 (28.5) “Gray container collection stream” has the same meaning as defined in 4 Section 17402. 5 (29) “Green container” means a container where either: 6 (A) The lid of the container is green in color. 7 (B) The body of the container is green in color and the lid is green, gray, or black 8 in color. Hardware such as hinges and wheels on a green container may be any 9 color. 10 (29.5) “Greenhouse gas” means carbon dioxide (CO2), methane (CH4), nitrous oxide 11 (N2O), sulfur hexafluoride (SF6), hydrofluorocarbons (HFC), perfluorocarbons (PFC), 12 and other fluorinated greenhouse gases as defined in this section. 13 (29.6) “Greenhouse gas emission reduction” or “greenhouse gas reduction” means a 14 calculated decrease in greenhouse gas emissions relative to a project baseline over 15 a specified period of time. 16 (30) “Grocery store” means a store primarily engaged in the retail sale of canned 17 food; dry goods; fresh fruits and vegetables; fresh meats, fish, and poultry; and any 18 area that is not separately owned within the store where the food is prepared and 19 served, including a bakery, deli, and meat and seafood departments. 20 (30.5) “Hazardous wood waste” means wood that falls within the definition of 21 “Treated wood” or “Treated wood waste” in Section 67386.4 of Title 22 of the 22 California Code of Regulations. 23 (31) “Hauler” has the same meaning as in Section 18815.2(a)(32). 24 (31.5) “Hauler route” means the designated itinerary or sequence of stops for each 25 segment of the jurisdiction’s collection service area. 26 (32) “Health facility” has the same meaning as in Section 1250 of the Health and 27 Safety Code. 28 (33) “High diversion organic waste processing facility” means a facility that is in 29 compliance with the reporting requirements of Section 18815.5(d) and meets or 30 exceeds an annual average mixed waste organic content recovery rate of 50 percent 31 between January 1, 2022 and December 31, 2024, and 75 percent after January 1, 32 2025 as calculated pursuant to Section 18815.5(e) for organic waste received from 33 the “Mixed Waste Organic Collection Stream” as defined in Section 17402 (a)(11.5). 34 (34) “Hotel” has the same meaning as in Section 17210 of the Business and 35 Professions code. 36 (35) “Inspection” means a site visit where a jurisdiction or the Department reviews 37 records, containers, and an entity’s collection, handling, recycling, or landfill disposal 38 of organic waste or edible food handling to determine if the entity is complying with 39 requirements set forth in this chapter. 40 (36) “Jurisdiction” means a city, county, a city and county, or a special district that 41 provides solid waste collection services. A city, county, a city and county, or a special 42 district may utilize a Joint Powers Authority to comply with the requirements of this 43 chapter, except that the individual city, county, city and county, or special district shall 44 remain ultimately responsible for compliance. 45 2021/09/14 City Council Post Agenda Page 129 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 55 of 127 November 2020 (37) “Jurisdiction of residence” means the jurisdiction where a generator who is a 1 self-hauler generated organic waste. 2 (38) “Large event” means an event, including, but not limited to, a sporting event or a 3 flea market, that charges an admission price, or is operated by a local agency, and 4 serves an average of more than 2,000 individuals per day of operation of the event, 5 at a location that includes, but is not limited to, a public, nonprofit, or privately owned 6 park, parking lot, golf course, street system, or other open space when being used for 7 an event. 8 (39) “Large venue” means a permanent venue facility that annually seats or serves 9 an average of more than 2,000 individuals within the grounds of the facility per day of 10 operation of the venue facility. For the purposes of this chapter, a venue facility 11 includes, but is not limited to, a public, nonprofit, or privately owned or operated 12 stadium, amphitheater, arena, hall, amusement park, conference or civic center, zoo, 13 aquarium, airport, racetrack, horse track, performing arts center, fairground, museum, 14 theater, or other public attraction facility. For the purposes of this chapter, a site 15 under common ownership or control that includes more than one large venue that is 16 contiguous with other large venues in the site, is a single large venue. 17 (39.5) “Lifecycle greenhouse gas emissions” or “Lifecycle GHG emissions” means 18 the aggregate quantity of greenhouse gas emissions (including direct and indirect 19 emissions), related to the full lifecycle of the technology or process that an applicant 20 wishes to have assessed as a possible means to reduce landfill disposal of 21 organic waste. The lifecycle analysis of emissions includes all stages of organic 22 waste processing and distribution, including collection from a recovery location, 23 waste processing, delivery, use of any finished material by the ultimate consumer, 24 ultimate use of any processing materials. The mass values for all greenhouse gases 25 shall be adjusted to account for their relative global warming potential. 26 (40) “Local education agency” means a school district, charter school, or county 27 office of education that is not subject to the control of city or county regulations 28 related to solid waste. 29 (41) “Non-compostable paper” includes, but is not limited, to paper that is coated in a 30 plastic material that will not breakdown in the composting process. 31 (42) “Non-local entity” means an entity that is an organic waste generator but is not 32 subject to the control of a jurisdiction’s regulations related to solid waste. These 33 entities may include, but are not limited to, special districts, federal facilities, prisons, 34 facilities operated by the state parks system, public universities, including community 35 colleges, county fairgrounds, and state agencies. 36 (43) “Non-organic recyclables” means non-putrescible and non-hazardous recyclable 37 wastes, including, but not limited to, bottles, cans, metals, plastics, and glass. 38 (44) “Notice and Order to Correct (NOTC)" means a notice that a violation has 39 occurred and that failure to correct the violation may result in a penalty. 40 (45) “Notice of Violation (NOV)” means a notice that a violation has occurred that 41 includes a compliance date to avoid an action to seek penalties. 42 (46) “Organic waste” means solid wastes containing material originated from living 43 organisms and their metabolic waste products including, but not limited to, food, 44 green material, landscape and pruning waste, organic textiles and carpets, lumber, 45 2021/09/14 City Council Post Agenda Page 130 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 56 of 127 November 2020 wood, paper products, printing and writing paper, manure, biosolids, digestate, and 1 sludges. 2 (47) “Organic waste disposal reduction target” is the statewide target to reduce the 3 disposal of organic waste by 50 percent by 2020 and 75 percent by 2025, based on 4 the 2014 organic waste disposal baseline, set forth in Section 39730.6 of the Health 5 and Safety Code. 6 (48) “Organic waste generator” means a person or entity that is responsible for the 7 initial creation of organic waste. 8 (49) “Organic waste recovery activities” or “recovery” means any activity or process 9 described in Section 18983.1(b). 10 (50) "Organic Waste Recovery Noncompliance Inventory" means a list of entities that 11 have uncorrected violations of the standards contained in this chapter. 12 (51) “Paper products” include, but are not limited to, paper janitorial supplies, cartons, 13 wrapping, packaging, file folders, hanging files, corrugated boxes, tissue, and 14 toweling. 15 (52) Paper purchase” means all purchases by a jurisdiction of items in the following 16 categories: 17 (A) Paper products. 18 (B) Printing and writing papers. 19 (52.5) “Performance-based source separated collection service” means a solid waste 20 collection service that meets the requirements of Section 18998.1(a). 21 ((52.6) “Permanent” means, in the context of the determination of processes or 22 technologies that constitute a reduction in landfill disposal, that greenhouse gas 23 emissions reductions are not reversible, or when these emissions reductions may be 24 reversible, that mechanisms are in place to replace any reversed greenhouse gas 25 emissions reductions to ensure that all reductions endure for at least 100 years. 26 (53) “Person” has the same meaning as in Section 40170 of the Public Resources 27 Code. 28 (54) “Printing and writing papers” include, but are not limited to, copy, xerographic, 29 watermark, cotton fiber, offset, forms, computer printout paper, white wove 30 envelopes, manila envelopes, book paper, note pads, writing tablets, newsprint, and 31 other uncoated writing papers, posters, index cards, calendars, brochures, reports, 32 magazines, and publications. 33 (55) “Prohibited container contaminants” means any of the following, but does not 34 include organic waste specifically allowed for collection in a container that is required 35 to be transported to a high diversion organic waste processing facility if the waste is 36 specifically identified as acceptable for collection in that container in a manner that 37 complies with the requirements of Section 18984.1, 18984.2, or 18984.3. 38 (A) Non-organic waste placed in a green container that is part of an organic waste 39 collection service provided pursuant to Section 18984.1 or 18984.2. 40 (B) Organic wastes that are, carpet, hazardous wood waste, or non-compostable 41 paper placed in the green container that is part of an organic waste collection 42 service provided pursuant to Section 18984.1 or 18984.2. 43 (C) Organic wastes, placed in a gray container, that pursuant to Section 18984.1 44 or 18984.2 were intended to be collected separately in the green container or blue 45 container. 46 2021/09/14 City Council Post Agenda Page 131 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 57 of 127 November 2020 (D) Organic wastes placed in the blue container shall be considered prohibited 1 container contaminants when those wastes were specifically identified in this 2 chapter or through a local ordinance for collection in the green container for 3 recovery. Paper products, printing and writing paper, wood and dry lumber may be 4 considered acceptable and not considered prohibited container contaminants if 5 they are placed in the blue container. 6 (56) “Processing” has the same meaning as in Section 17402(a)(20). 7 (56.5) “Project baseline” means, in the context of “greenhouse gas emission 8 reduction” or “greenhouse gas reduction,” and in the context of an application 9 submitted pursuant to Section 18983.2, a conservative estimate of the business-as-10 usual greenhouse gas emissions that would have occurred if the organic waste 11 proposed for recovery was disposed in an activity that constitutes landfill disposal. 12 This estimate may include greenhouse gas emissions associated with the production 13 and use of products replaced by a Section 18983.2 technology or process. 14 (57) “Property owner” means the owner of real property. 15 (58) “Publicly owned treatment works” or “POTW” has the same meaning as in 16 Section 403.3(r) of Title 40 of the Code of Federal Regulations. 17 (59) “Recovered organic waste product procurement target” means the amount of 18 organic waste in the form of a recovered organic waste product which a jurisdiction is 19 required to procure annually. 20 (60) “Recovered organic waste products” means products made from California, 21 landfill-diverted recovered organic waste processed at a permitted or otherwise 22 authorized operation or facility. 23 (60.5) “Recovery location” includes the closest aggregating hub used to recover the 24 organic waste after collection. This could include but is not limited to a transfer 25 facility, recycling facility, or recovery facility. 26 (61) “Recycled content paper” means paper products and printing and writing paper 27 that consists of at least 30 percent, by fiber weight, postconsumer fiber. 28 (62) “Renewable gas” means gas derived from organic waste that has been diverted 29 from a landfill and processed at an in-vessel digestion facility that is permitted or 30 otherwise authorized by Title 14 to recover organic waste. 31 (63) “Residual organic waste” means waste that remains after organic waste has 32 been processed which is then sent to landfill disposal. 33 (64) “Restaurant” means an establishment primarily engaged in the retail sale of food 34 and drinks for on-premises or immediate consumption. 35 (65) “Route review” means a visual inspection of containers along a hauler route for 36 the purpose of determining container contamination and may include mechanical 37 inspection methods such as the use of cameras. 38 (66) “Self-hauler” means a person who hauls solid waste, organic waste or recovered 39 material he or she has generated to another person. Self-hauler also includes a 40 person who back-hauls waste. 41 (A) “Back-haul” means generating and transporting organic waste to a destination 42 owned and operated by the generator using the generator’s own employees and 43 equipment. 44 (67) “Sewage sludge” means the solid, semisolid, or liquid residue generated during 45 the treatment of domestic sewage in a municipal wastewater treatment facility. 46 2021/09/14 City Council Post Agenda Page 132 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 58 of 127 November 2020 Sewage sludge includes solids removed or used during primary, secondary, or 1 advanced wastewater treatment processes. Sewage sludge does not include grit or 2 screening material generated during preliminary treatment of domestic sewage at a 3 POTW. 4 (68) “Share table” has the same meaning as in Section 114079 of the Health and 5 Safety Code. 6 (68.5) “Source sector” has the same meaning as in Section 18815.2(a)(58). 7 (69) “Source separated organic waste” means organic waste that is placed in a 8 container that is specifically intended for the separate collection of organic waste by 9 the generator. 10 (70) “Source separated organic waste collection stream” has the same meaning as 11 defined in Section 17402(a)(26.6). 12 (70.5) “Special district” has the same meaning as Section 41821.2 of the Public 13 Resources Code. 14 (71) “Supermarket” means a full-line, self-service retail store with gross annual sales 15 of two million dollars ($2,000,000), or more, and which sells a line of dry grocery, 16 canned goods, or nonfood items and some perishable items. 17 (72) “The 2014 organic waste disposal baseline” means the total tons of organic 18 waste disposed statewide in 2014 as calculated by the Department. 19 (73) “Tier one commercial edible food generator” means a commercial edible food 20 generator that is one of the following: 21 (A) Supermarket. 22 (B) Grocery store with a total facility size equal to or greater than 10,000 square 23 feet. 24 (C) Food service provider. 25 (D) Food distributor. 26 (E) Wholesale food vendor. 27 (74) “Tier two commercial edible food generator” means a commercial edible food 28 generator that is one of the following: 29 (A) Restaurant with 250 or more seats, or a total facility size equal to or greater 30 than 5,000 square feet. 31 (B) Hotel with an on-site food facility and 200 or more rooms. 32 (C) Health facility with an on-site food facility and 100 or more beds. 33 (D) Large venue. 34 (E) Large event. 35 (F) A state agency with a cafeteria with 250 or more seats or a total cafeteria 36 facility size equal to or greater than 5,000 square feet. 37 (G) A local education agency with an on-site food facility. 38 (75) “Uncontainerized green waste and yard waste collection service” or 39 “uncontainerized service” means a collection service that collects green waste and 40 yard waste that is placed in a pile or bagged for collection on the street in front of a 41 generator’s house or place of business for collection and transport to a facility that 42 recovers source separated organic waste. 43 (76) “Wholesale food vendor” means a business or establishment engaged in the 44 merchant wholesale distribution of food, where food (including fruits and vegetables) 45 2021/09/14 City Council Post Agenda Page 133 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 59 of 127 November 2020 is received, shipped, stored, prepared for distribution to a retailer, warehouse, 1 distributor, or other destination. 2 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 3 Reference: Public Resources Code Sections 42652.5, 42654; and Health and Safety 4 Code Sections 39730.6and 39730.8. 5 Article 2. Landfill Disposal and Reductions in Landfill Disposal 6 Section 18983.1 Landfill Disposal and Recovery. 7 (a) The following dispositions of organic waste shall be deemed to constitute landfill 8 disposal: 9 (1) Final deposition at a landfill. 10 (2) Use as Alternative Daily Cover or Alternative Intermediate Cover at a landfill. 11 (A) The use of non-organic material as landfill cover shall not constitute landfill 12 disposal of organic waste. 13 (3) Any other disposition not listed in Subdivision (b) of this section. 14 (b) Organic waste sent to one of the following facilities, operations, or used for one of 15 the following activities, and not subsequently sent for landfill disposal, shall be deemed 16 to constitute a reduction of landfill disposal. 17 (1) An operation that qualifies as a “Recycling Center” as set forth in Section 18 17402.5(d) or is listed in Section 17402.5(c) of this division. 19 (2) A “Compostable Material Handling Operation or Facility” as defined in Section 20 17852(a)(12) of this division, small composting activities that would otherwise be 21 excluded from that definition pursuant to Section 17855(a)(4) of this division, or 22 community composting as defined in Section 18982(a)(8). 23 (3) An “In-vessel Digestion Operation or Facility” as listed in Section 17896.5 of this 24 division, or activities that would otherwise not be subject to the in-vessel digestion 25 requirements pursuant to Section 17896.6 of this division. 26 (4) A Biomass Conversion operation or facility as defined in Section 40106 of the 27 Public Resources Code. 28 (5) Used as a soil amendment for erosion control, revegetation, slope stabilization, or 29 landscaping at a landfill, when the material is used in a manner that complies with the 30 following criteria: 31 (A) The material has been processed at a solid waste facility, as defined in Section 32 40194 of the Public Resources Code; and 33 (B) The use shall be: 34 1. Restricted to those organic wastes appropriate for the specific use and in 35 accordance with engineering, industry guidelines or other standard practices 36 specified in the Report of Disposal Site Information, as required by 27 CCR, 37 Section 21600(b)(6). 38 2. Restricted to quantities of solid wastes no more than necessary to meet the 39 minimum requirements of Subdivision (b)(5)(B)1. 40 3. Stored and handled in a manner to protect public health and safety and the 41 environment, and control vectors, fires, odors, and nuisances. 42 (C) The material applied is never more than 12 inches in depth. 43 2021/09/14 City Council Post Agenda Page 134 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 60 of 127 November 2020 (6) Land application, of compostable material consistent with Section 17852(a)(24.5) 1 of this division, is subject to the following conditions on particular types of 2 compostable material used for land application: 3 (A) Green waste or green material used for land application shall meet the 4 definition of Section 17852(a)(21) and shall have been processed at a solid waste 5 facility, as defined by Section 40194 of the Public Resources Code. 6 (B) Biosolids used for land application shall: 7 1. Have undergone anaerobic digestion or composting, as defined in Part 503, 8 Title 40 of the Code of Federal Regulations, Appendix B, sections (A)(1) and 9 (A)(4), as amended August 4, 1999, which is hereby incorporated by reference; 10 and 11 2. Meet the requirements in Section 17852(a)(24.5)(B)6 of this division for 12 beneficial reuse of biosolids. 13 (C) Digestate used for land application shall: 14 1. Have been anaerobically digested at an in-vessel digestion operation or 15 facility, as described in Sections 17896.8 through 17896.13; and 16 2. Meet the land application requirements described in Section 17852(a)(24.5) 17 A. 18 3. Have obtained applicable approvals from the State and/or Regional Water 19 Quality Control Board requirements. 20 (7) Lawful use as animal feed, as set forth in Chapter 6 of Food and Agricultural 21 Code (FAC), commencing with Section 14901 et. seq and Title 3, Division 4, Chapter 22 2, Subchapter 2 commencing with Article 1, Section 2675 of the Code of California 23 Regulations. 24 (8) Other operations or facilities with processes that reduce short-lived climate 25 pollutants as determined in accordance with Section 18983.2. 26 (c) For the purposes of this section, the term “landfill” includes permitted landfills, 27 landfills that require a permit, export out of California for disposal, or any other disposal 28 of waste as defined by Section 40192(c) of the Public Resources Code. 29 (d) For the purposes of this section, edible food that would otherwise be disposed that is 30 recovered for human consumption shall constitute a reduction of landfill disposal. 31 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 32 Reference: Public Resources Code Sections 40106, 40116, 40116.1, 40192 and 33 42652.5; and Health and Safety Code Sections 39730.6 and 39730.8. 34 Section 18983.2 Determination of Technologies That Constitute a Reduction in 35 Landfill Disposal. 36 (a) For operations, facilities or activities not expressly identified in Section 18983.1, as 37 reducing landfill disposal, the following process shall be used to determine if processes 38 or technologies shall be deemed to constitute a reduction of landfill disposal: 39 (1) The applicant shall submit the following information to the Department: 40 (A) Name and contact information for the person responsible for the information in 41 the report. 42 (B) Detailed explanation of each of the processes or technologies proposed by the 43 applicant for use to reduce landfill disposal. 44 2021/09/14 City Council Post Agenda Page 135 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 61 of 127 November 2020 (C) For each process or technology noted in Section 18983.2(a)(1)(B), the mass in 1 short tons of organic waste, differentiated by type (i.e., food, leaves and grass, 2 woody material (not including lumber or agricultural crop residues), lumber, 3 agricultural crop residues, manure, sewage sludge (not including digestate), 4 digestate, organic textiles and carpet, paper products, and remainder/composite 5 organic), that will be processed each year. 6 (D) For any material produced from the proposed process or technology, a 7 description of each end use or landfill disposal location to which the material will 8 be sent. For each end use or landfill disposal location, the applicant must submit 9 the expected mass in short tons and characteristics of the material. 10 (E) For each of the processes or technologies described pursuant to Section 11 18983.2(a)(1)(B), each calculation, assumption, and emission factor used by the 12 applicant to calculate the greenhouse gas emissions as well as the expected 13 permanent greenhouse gas emissions reduction of the proposed operation, 14 including the estimated greenhouse gas emissions and permanent greenhouse 15 gas emissions reductions of any end uses or landfill disposal of material described 16 in Section 18983.2(a)(1)(D). All calculations must be clearly laid out such that the 17 Department is able to follow and understand the calculation of greenhouse gas 18 emissions reduction potential. 19 (F) For each greenhouse gas emission factor or greenhouse gas emission 20 reduction factor used pursuant to Section 18983.2(a)(1)(E), documentation 21 demonstrating that the emission factor or emission reduction factor has been peer 22 reviewed or subjected to other scientifically rigorous review methods. 23 (G) A detailed explanation of how the proposed technology or process will result in 24 a permanent reduction in greenhouse gas emissions. 25 (H) A written attestation that the information supplied is true, accurate, and 26 complete. 27 (I) The director of the Department may request additional information from the 28 applicant if required to validate the information submitted pursuant to this section. 29 (2) The Department shall consult with the Executive Office of the California Air 30 Resources Board (CARB) to evaluate if the information submitted by the applicant is 31 sufficient to estimate the greenhouse gas emissions and permanent lifecycle GHG 32 emissions reduction of the proposed recovery process or operation. Within 30 days of 33 receiving the application, the Department shall inform the applicant if they have not 34 submitted sufficient information to estimate the greenhouse gas emissions and 35 permanent lifecycle greenhouse gas emissions reductions associated with the 36 proposed recovery process or operation. For further consideration of any application 37 submitted without sufficient information, the applicant is required to submit the 38 requested information. The Department shall provide a response to the applicant 39 within 180 days of receiving all necessary information as to whether or not the 40 proposed recovery process or operation results in a permanent reduction in 41 greenhouse gas emissions, and therefore counts as a reduction in landfill disposal. 42 (3) To determine if the proposed operation counts as a permanent reduction in landfill 43 disposal, the Department, in consultation with CARB’s Executive Office, shall 44 compare the permanent lifecycle GHG emissions reduction of metric tons of carbon 45 dioxide equivalent (MTCO2e) per short ton organic waste reduced by the process or 46 2021/09/14 City Council Post Agenda Page 136 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 62 of 127 November 2020 technology, with the emissions reduction from composting organic waste (0.30 1 MTCO2e/short ton organic waste). The Department shall only deem a proposed 2 operation to constitute a reduction in landfill disposal if the process or technology 3 results in a permanent reduction in lifecycle greenhouse gas emissions equal to or 4 greater than the 0.30 MTCO2e/short ton of organic waste. 5 (b) If the Department determines that a proposed process or technology results in a 6 reduction in landfill disposal, the Department shall post to its website the results of the 7 determination and include a description of the operation. 8 (c) Upon request of the applicant, as part of determination of activities that constitute a 9 reduction in landfill disposal, the Department may consider additional information 10 provided by the applicant that demonstrates that the proposed activity is identical or 11 equivalent to a proposed activity the Department has determined pursuant to Section 12 18983.2(a) results in a reduction in landfill disposal. 13 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 14 Reference: Public Resources Code Sections 40192 and 42652.5; and Health and 15 Safety Code Section 39730.6. 16 Article 3. Organic Waste Collection Services 17 Section 18984. Combined Organic Waste Collection Services. 18 A jurisdiction may provide any combination of organic waste collection services 19 specified in Sections 18984.1, 18984.2, and 18984.3 to generators subject to its 20 authority. 21 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 22 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 23 Section 39730.6. 24 Section 18984.1. Three-container Organic Waste Collection Services. 25 (a) A jurisdiction may comply with the requirements of this article by implementing a 26 three-container organic waste collection service and providing a green container, a blue 27 container, and a gray container to each generator in the following manner: 28 (1) The green container shall be provided for the collection of organic waste. The 29 green container shall be intended for the collection of organic waste only and not 30 non-organic waste. The contents of the green container shall be transported to a 31 facility that recovers source separated organic waste. 32 (A) Compostable plastics may be placed in the green container if the material 33 meets the ASTM D6400 sections 5.1 through 6.4.2 standard for compostability as 34 published May, 2019, which is hereby incorporated by reference, and the contents 35 of the green containers are transported to compostable material handling 36 operations or facilities or in-vessel digestion operations or facilities that have 37 provided written notification annually to the jurisdiction stating that the facility can 38 process and recover that material. 39 (2) The blue container shall be provided for the collection of non-organic recyclables 40 only but may include the following types of organic wastes: paper products, printing 41 2021/09/14 City Council Post Agenda Page 137 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 63 of 127 November 2020 and writing paper, wood and dry lumber and textiles. The contents of the blue 1 container shall be transported to a facility that recovers the materials designated for 2 collection in the blue container. 3 (3) The gray container shall be for the collection of non-organic waste only. 4 (4) A jurisdiction may comply with this section by providing a container or containers 5 that are split or divided into segregated sections, instead of an entire container, as 6 long as the lids of the separate sections of a split container comply with the container 7 color requirements and material limitations specified in this section. 8 (5) Materials specified in this paragraph shall be subject to the following restrictions: 9 (A) Carpets, non-compostable paper, and hazardous wood waste shall not be 10 collected in the green container. 11 (B) Hazardous wood waste shall not be collected in the blue container or gray 12 container. 13 (6) A jurisdiction may require additional segregation of source separated organic 14 waste by providing additional containers or additional sections of split containers in 15 addition to the green container and blue container. The following types of additional 16 containers can be provided pursuant to this paragraph. 17 (A) A brown container, or a brown section of a split container that is limited to the 18 collection of separated food waste. 19 (B) If a jurisdiction segregates the contents of a blue container into an additional 20 container or additional section of a split container in order to separate organic 21 wastes specified in Subdivision (a)(2) from non-organic recyclables, the jurisdiction 22 may use a darker shade of blue for the container or section of the container 23 designated for the collection of organic waste, and a lighter shade of blue, or any 24 color not already designated for other materials specified in this section, for the 25 collection of non-organic recyclables. 26 (C) Additional containers, or sections of split containers provided for collection of 27 additionally separated organic waste not specified in this section, may be provided 28 in any color provided that the colors do not conflict with the container color 29 requirements of this section. 30 (b) A jurisdiction that provides a three-container organic waste collection service that 31 complies with Subdivision (a) may transport the contents of the gray container to a 32 facility that processes and recovers organic waste. A jurisdiction that complies with 33 Subdivision (a) is not required to transport the contents of the gray container to a facility 34 that meets or exceeds the organic waste content recovery standard specified in Section 35 18984.3. A jurisdiction will not be considered out of compliance with Subdivision (a) if it 36 allows carpet and textiles to be placed in the gray container. 37 (c) Notwithstanding Subdivision (a), a jurisdiction providing a three-container organic 38 waste collection service may allow organic waste, such as food waste, to be collected in 39 the gray container provided that the collection program complies with the following: 40 (1) The contents of the gray container shall be transported to a facility that meets or 41 exceeds the organic waste content recovery requirements specified in Section 42 18984.3. 43 (2) The gray container is labeled in a manner consistent with Section 18984.8 that 44 identifies the types of organic waste content accepted in the gray container. 45 2021/09/14 City Council Post Agenda Page 138 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 64 of 127 November 2020 (3) The jurisdiction otherwise provides green and blue containers in a manner that 1 complies with the requirements and limitations specified in Subdivision (a) of this 2 section. 3 (d) A jurisdiction may allow organic waste to be collected in plastic bags and placed in 4 the green container provided that allowing the use of bags does not inhibit the ability of 5 the jurisdiction to comply with the requirements of Section 18984.5, and the facilities 6 that recover source separated organic waste for the jurisdiction annually provide written 7 notice to the jurisdiction indicating that the facility can process and remove plastic bags 8 when it recovers source separated organic waste. 9 (e) Nothing in this section is intended to prohibit a jurisdiction from providing an 10 uncontainerized green waste and yard waste collection service to its generators, 11 provided that the three container service complies with the following: 12 (1) If an uncontainerized green waste and yard waste collection service is provided 13 intermittently or on a seasonal basis, a green container is still provided for collection 14 of organic waste as required in Subdivision (a)(1) whenever the uncontainerized 15 service is not provided. 16 (2) If an uncontainerized green waste and yard waste collection service is provided 17 year-round, generators receiving that service must be provided a collection service 18 for the collection of other organic waste in a manner that complies with this section. 19 (f) Notwithstanding Subdivision (a), the contents of containers may be initially 20 transported to a consolidation site as defined in Section 17402 that complies with the 21 requirements of Section 17409.5.10. 22 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 23 Reference: Public Resources Code Section 42652.5and Health and Safety Code 24 Section 39730.6. 25 Section 18984.2. Two-container Organic Waste Collection Services. 26 (a) A jurisdiction may comply with the requirements of this article by implementing a 27 two-container organic waste collection service as provided below: 28 (1) A two container system where a green container and a gray container are 29 provided and: 30 (A) The green container is limited to the collection of organic waste only. The 31 contents of the green container shall be transported to a facility that specifically 32 recovers source separated organic waste. 33 (B) The gray container allows for intentional comingling of all collected wastes, 34 including organic waste that is not designated for collection in the green container, 35 provided that the contents of the gray container are transported to a facility that 36 meets or exceeds the organic waste content recovery requirements specified in 37 Section 18984.3. 38 (C) Compostable plastics may be placed in the green container if the material 39 meets the ASTM D6400 sections 5.1 through 6.4.2 standard for compostability as 40 published May, 2019, which is hereby incorporated by reference, and contents of 41 the green containers are transported to compostable material handling operations 42 or facilities or in-vessel digestion operations or facilities that have provided written 43 2021/09/14 City Council Post Agenda Page 139 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 65 of 127 November 2020 notification annually to the jurisdiction stating that the facility can process and 1 recover that material; or 2 (2) A two container system where a blue container and a gray container are provided 3 and: 4 (A) The blue container is limited to the collection of non-organic recyclables only, 5 but may include the following types of organic wastes: paper products, printing and 6 writing paper, wood and dry lumber, and textiles. The contents of the blue 7 container shall be transported to a facility that recovers the materials designated 8 for collection in the blue container. 9 (B) The gray container allows for intentional comingling of all collected wastes, 10 including organic waste that is not designated for collection in the blue container, 11 provided that the contents of the gray container are transported to a facility that 12 meets or exceeds the organic waste content recovery requirements specified in 13 Section 18984.3. 14 (b) A jurisdiction shall, consistent with Section 18984.8 of this article, clearly identify the 15 types of wastes accepted in each container and which container shall be used for the 16 collection of any unidentified materials. 17 (c) Materials specified in this Subdivision shall be subject to the following restrictions: 18 (1) Carpets, non-compostable paper, and hazardous wood waste shall not be 19 collected in the green container. 20 (2) Hazardous wood waste shall not be collected in the blue or gray container. 21 (d) A jurisdiction may comply with this section by providing a container or containers 22 that are split or divided into segregated sections, instead of an entire container, as long 23 as the lids of the separate sections of a split container comply with the container color 24 requirements and material limitations specified in this section. 25 (1) If a jurisdiction segregates the contents of a blue container into an additional 26 container or additional section of a split container in order to separate organic wastes 27 specified in Subdivision (a)(2) from non-organic recyclables, the jurisdiction may use 28 a darker shade of blue for the container or section of the container designated for the 29 collection of organic waste, and a lighter shade of blue, or any color not already 30 designated for other materials specified in this section, for the collection of non-31 organic recyclables. 32 (e) A jurisdiction may allow organic waste to be collected in plastic bags and placed in 33 the green container provided that allowing the use of bags does not inhibit the ability of 34 the jurisdiction to comply with the requirements of Section 18984.5, and the facilities 35 that recover source separated organic waste for the jurisdiction annually provide written 36 notice to the jurisdiction indicating that the facility can process and remove plastic bags 37 when it recovers source separated organic waste. 38 (f) Nothing in this section is intended to prohibit a jurisdiction from providing an 39 uncontainerized green waste and yard waste collection service to its generators, 40 provided that the two container service complies with the following: 41 (1) If an uncontainerized green waste and yard waste collection service is provided 42 intermittently or on a seasonal basis, a container is still provided for collection of 43 organic waste as required in Subdivision (a) whenever the uncontainerized service is 44 not provided. 45 2021/09/14 City Council Post Agenda Page 140 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 66 of 127 November 2020 (2) If an uncontainerized green waste and yard waste collection service is provided 1 year-round, generators receiving that service must be provided a collection service 2 for the collection of other organic waste in a manner that complies with this section. 3 (g) Notwithstanding Subdivision (a), the contents of containers may be initially 4 transported to a consolidation site as defined in Section17402 that complies with the 5 requirements of Section 17409.5.10. 6 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 7 Reference: Public Resources Code Section 42652.5; and Health and Safety Code 8 Section 39730.6. 9 Section 18984.3. Unsegregated Single-Container Collection Services. 10 (a) A jurisdiction may comply with the requirements of this article by providing a single 11 gray container to each generator that allows for intentional comingling of all collected 12 wastes, including organic waste, provided that the contents of the gray container are 13 transported to a high diversion organic waste processing facility. 14 (b) If the facility that the container is transported to has an annual average mixed waste 15 organic content recovery rate that is lower than required in Section 18982(a)(33) for two 16 (2) consecutive quarterly reporting periods or three (3) quarterly reporting periods within 17 three (3) years, the facility shall not qualify as a high diversion organic waste processing 18 facility. 19 (c) If the jurisdiction is in violation of this section due to a facility to which it sends 20 organic waste being unable to meet the required annual average mixed waste organic 21 content recovery rate, the jurisdiction shall be subject to the enforcement process in 22 Section 18996.2, which may include a corrective action plan as specified in that section 23 allowing it time to meet the requirements of this article prior to the Department seeking 24 administrative penalties. 25 (d) Notwithstanding Subdivision (a), the contents of containers may be initially 26 transported to a consolidation site as defined in Section 17402 that complies with the 27 requirements of Section 17409.5.10. 28 (e) A jurisdiction may allow organic waste specified for collection in the gray container to 29 be placed in bags for collection. 30 (f) Nothing in this section is intended to prohibit a jurisdiction from providing an 31 uncontainerized green waste and yard waste collection service to its generators, 32 provided that the service complies with the following: 33 (1) Generators receiving that service must be provided a collection service for the 34 collection of other organic waste in a manner that complies with this section. 35 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 36 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 37 Section 39730.6. 38 Section 18984.4. Recordkeeping Requirements for Compliance with Organic 39 Waste Collection Services. 40 (a) A jurisdiction shall include the following information and documents in the 41 Implementation Record required by Section 18995.2: 42 2021/09/14 City Council Post Agenda Page 141 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 67 of 127 November 2020 (1) A description of which collection method(s) it will use to comply with this article. 1 (2) The geographical area for each collection method. 2 (3) If the jurisdiction is using a service that requires the contents of containers 3 provided by the jurisdiction to be transported to a high diversion organic waste 4 processing facility, the jurisdiction shall at a minimum: 5 (A) List all high diversion organic waste processing facilities used by the 6 jurisdiction. 7 (B) List all approved haulers in the jurisdiction that are allowed to take organic 8 waste to the jurisdiction’s identified high diversion organic waste processing facility 9 or facilities. 10 (C) The geographical area the hauler(s) serves, the routes serviced, or a list of 11 addresses served. 12 (4) If the jurisdiction allows compostable plastics to be placed in the green container 13 pursuant to Section 18984.1 or 18984.2, a copy of written notification received from 14 each facility serving the jurisdiction indicating that the facility recovers that material. 15 (5) If the jurisdiction allows organic waste to be collected in plastic bags pursuant to 16 Section 18984.1 or 18984.2, a copy of written notification received from each facility 17 serving the jurisdiction indicating that the facility can process and remove plastic 18 bags when it recovers source separated organic waste. 19 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 20 Reference: Public Resources Code Section42652.5 and Health and Safety Code 21 Section 39730.6. 22 Section 18984.5. Container Contamination Minimization. 23 (a) A generator shall not place prohibited container contaminants in a collection 24 container. A jurisdiction shall monitor the containers provided to generators using a 25 three-container or two-container organic waste collection service pursuant to Section 26 18984.1 or 18984.2 to minimize prohibited container contaminants in a manner that 27 complies with either the provisions of Subdivision (b) or the provisions of Subdivision (c) 28 of this section. 29 (1) A jurisdiction that implements a performance-based source separated collection 30 service pursuant to Section 18998.1 shall monitor containers through waste 31 evaluations as specified in the provisions of Subdivision (c). 32 (b) A jurisdiction may meet its container contamination minimization requirements by 33 conducting a route review for prohibited container contaminants on containers in a 34 manner that results in all hauler routes being reviewed annually. Containers may be 35 randomly selected along a hauler route. This section should not be construed to require 36 that every container on a hauler route must be sampled annually. 37 (1) Upon finding prohibited container contaminants in a container, the jurisdiction, 38 shall notify the generator of the violation. 39 (A) The notice shall, at a minimum, include information regarding the generator’s 40 requirement to properly separate materials into the appropriate containers and may 41 include photographic evidence of the violation. 42 2021/09/14 City Council Post Agenda Page 142 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 68 of 127 November 2020 (B) The notice may be left on the generator’s container, gate, or door at the time the 1 violation occurs, and/or be mailed, e-mailed, or electronically messaged to the 2 generator. 3 (2) If a jurisdiction observes prohibited container contaminants in a generator’s 4 collection container(s), it may dispose of the container’s contents. 5 (3) Notwithstanding Section 18995.1(a)(5), this chapter does not require a jurisdiction 6 to impose administrative civil penalties on generators in violation of the prohibited 7 container contaminants requirement in Subdivision (a), above. 8 (c) A jurisdiction may meet its container contamination minimization requirements by 9 conducting waste evaluations that meet the following standards: 10 (1) The jurisdiction shall conduct waste evaluations for prohibited container 11 contaminants in the following manner: 12 (A) A jurisdiction that implements a three-container or two-container organic waste 13 collection service pursuant to Sections 18984.1 or 18984.2 shall conduct waste 14 evaluations at least twice per year and the studies shall occur in two distinct 15 seasons of the year. 16 (B) A jurisdiction that implements a performance-based source separated 17 collection service pursuant to Section 18998.1 shall conduct waste evaluations at 18 least twice per year for the blue and green containers and once per quarter for the 19 gray container. 20 (C) The waste evaluations shall include samples of each container type served by 21 the jurisdiction. 22 (D) The waste evaluations shall include samples taken from different areas in the 23 jurisdiction that are representative of the jurisdiction’s waste stream. 24 (E) The waste evaluations shall include at least the following minimum number of 25 samples from all the hauler routes included in the studies: 26 1. For routes with less than 1,500 generators the study shall include a minimum 27 of 25 samples. 28 2. For routes with 1,500-3,999 generators the study shall include a minimum of 29 30 samples. 30 3. For routes with 4,000- 6,999 generators the study shall include a minimum of 31 35 samples. 32 4. For routes with 7,000 or more generators the study shall include a minimum 33 of 40 samples. 34 (F) All of the material collected for sampling must be transported to a sorting area 35 at a permitted solid waste facility where the presence of prohibited container 36 contaminants for each container type is measured to determine the ratio of 37 prohibited container contaminants present in each container type by weight. To 38 determine the ratio of prohibited container contaminants the jurisdiction shall use 39 the following protocol: 40 1. Take one sample of at least 200 pounds from the material collected from 41 each container stream for sampling (e.g. a 200 pound sample taken from the 42 contents of all of the green containers collected for sampling). 43 2. The 200 pound sample shall be randomly selected from different areas of the 44 pile of collected material for that container type. 45 2021/09/14 City Council Post Agenda Page 143 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 69 of 127 November 2020 3. For each 200 pound sample, remove any prohibited container contaminants 1 and determine the weight of prohibited container contaminants. 2 4. Then determine the ratio of prohibited container contaminants in the sample 3 by dividing the total weight of prohibited container contaminants by the total 4 weight of the sample. 5 (2) If the sampled weight of prohibited container contaminants exceeds 25 percent of 6 the measured sample for any container type, the jurisdiction shall perform one of the 7 following: 8 (A) Notify all generators on the sampled hauler routes of their requirement to 9 properly separate materials into the appropriate containers. The jurisdiction may 10 provide this information by placing a notice on the generator’s container, gate, or 11 door, and/or by mail, e-mail, or electronic message to the generator. 12 (B) Perform a targeted route review of containers on the routes sampled for waste 13 evaluations to determine the sources of contamination and notify those generators 14 of their obligation to properly separate materials. The jurisdiction may provide this 15 information to these generators by placing a notice on the generator’s container 16 gate, or door, and/or by mail, e-mail, or electronic message to the applicable 17 generators. 18 (d) A jurisdiction that implements a performance-based source separated collection 19 service pursuant to Section 18998.1 shall notify the department within 30 days of finding 20 prohibited container contaminants in the gray container collection stream that exceed 25 21 percent of the measured sample by weight in each of two consecutive waste 22 evaluations performed on gray containers pursuant to the requirements of Subdivision 23 (c), above. 24 (1) A jurisdiction that implements a performance-based source separated collection 25 service pursuant to Section 18998.1 that exceeds an annual average of 25 percent 26 by weight of prohibited container contaminants in the gray container collection shall 27 be subject to the process described in Section 18998.1(c). 28 (e) A jurisdiction that implements a performance-based source separated collection 29 service pursuant to Section 18998.1 shall, upon request, allow a representative of the 30 department to oversee its next scheduled quarterly sampling of the gray container. 31 (f) For the purposes of demonstrating compliance with 18998.1, organic waste that is 32 textiles, carpet, hazardous wood waste, human waste, pet waste, or material subject to 33 a quarantine on movement issued by a county agricultural commissioner, is not required 34 to be measured as organic waste. 35 (g) Nothing in this section limits a jurisdiction from adopting contamination standards, 36 fees, sampling methodologies, or noticing protocols that are more stringent or rigorous 37 than the requirements of this section. 38 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 39 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 40 Section 39730.6. 41 2021/09/14 City Council Post Agenda Page 144 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 70 of 127 November 2020 Section 18984.6. Recordkeeping Requirements for Container Contamination 1 Minimization. 2 (a) A jurisdiction shall include the following information and documents related to its 3 compliance with Section 18984.5, in the Implementation Record required by Section 4 18995.2 of this chapter. 5 (1) A description of the jurisdiction’s process for determining the level of container 6 contamination. 7 (2) Documentation of route reviews conducted pursuant to Section 18984.5(b), as 8 described in Section 18995.1 of this chapter, if applicable. 9 (3) If applicable, documentation of waste evaluations performed pursuant to Section 10 18984.5(c), including information on targeted route reviews conducted as a result of 11 the studies. The documentation shall at a minimum include dates of the studies, the 12 location of the solid waste facility where the study was performed, routes, source 13 sector (e.g. commercial or residential), number of samples, weights and ratio of 14 prohibited container contaminants and total sample size. 15 (4) Copies of all notices issued to generators with prohibited container contaminants. 16 (5) Documentation of the number of containers where the contents were disposed 17 due to observation of prohibited container contaminants. 18 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 19 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 20 Section 39730.6. 21 Section 18984.7. Container Color Requirements. 22 (a)A jurisdiction shall provide containers, for collection services, to generators that 23 comply with the container color requirements specified in this article. 24 (b) Notwithstanding Subdivision (a), a jurisdiction is not required to replace functional 25 containers, including containers purchased prior to January 1, 2022, that do not comply 26 with the color requirements of this article prior to the end of the useful life of those 27 containers, or prior to January 1, 2036, whichever comes first. 28 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 29 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 30 Section 39730.6. 31 Section 18984.8. Container Labeling Requirements. 32 (a) Commencing January 1, 2022, a jurisdiction shall place a label on each new 33 container or lid provided to generators consistent with the applicable container collection 34 requirements and limitations of this article specifying what materials are allowed to be 35 placed in each container. 36 (b) A jurisdiction may comply with this section by: 37 (1) Placing labels on containers that include language or graphic images or both that 38 indicate the primary materials accepted and the primary materials prohibited in that 39 container; or 40 (2) Providing containers with imprinted text or graphic images that indicate the 41 primary materials accepted and the primary materials prohibited in that container. 42 2021/09/14 City Council Post Agenda Page 145 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 71 of 127 November 2020 (c) Labels shall clearly indicate primary items that are prohibited container contaminants 1 for each container. 2 (d) A jurisdiction may comply with this section by using model labeling provided by the 3 Department. 4 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 5 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 6 Section 39730.6. 7 Section 18984.9 Organic Waste Generator Requirements. 8 (a) Organic waste generators shall comply with applicable local requirements adopted 9 pursuant to this article for the collection and recovery of organic waste, by either: 10 (1) Subscribing to and complying with the requirements of the organic waste 11 collection service provided by their jurisdiction; or 12 (2) Self-hauling organic waste in a manner that complies with the requirements of 13 Article 7 of this chapter. 14 (b) Generators that are commercial businesses, except for multifamily residential 15 dwellings, shall also: 16 (1) Provide containers for the collection of organic waste and non-organic recyclables 17 in all areas where disposal containers are provided for customers, except for 18 restrooms. The containers provided by the business shall have either: 19 (A) A body or lid that conforms with the container colors provided through the 20 organic waste collection service provided by their jurisdiction; or 21 (B) Container labels that comply with the requirements of Section 18984.8. 22 (2) Prohibit their employees from placing organic waste in a container not designated 23 to receive organic waste as set forth in Sections 18984.1(a)(5) and 18984.2(c). 24 (3) Periodically inspect organic waste containers for contamination and inform 25 employees if containers are contaminated and of the requirement to only use those 26 containers for organic waste. 27 (c) Nothing in this section prohibits a generator from preventing or reducing waste 28 generation, managing organic waste on site, or using a community composting site. 29 (d) A commercial business is not required to replace functional containers, including 30 containers purchased prior to January 1, 2022, that do not comply with the requirements 31 of this article prior to the end of the useful life of those containers, or prior to January 1, 32 2036, whichever comes first. 33 (e) If a business does not generate any of the materials that would be collected in one 34 type of container, then the business does not have to provide that particular container in 35 all areas where disposal containers are provided for customers. 36 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 37 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 38 Section 39730.6. 39 Section 18984.10. Commercial Business Owner Responsibilities. 40 (a) Commercial businesses shall provide or arrange for organic waste collection 41 services consistent with this article and local requirements, for employees, contractors, 42 2021/09/14 City Council Post Agenda Page 146 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 72 of 127 November 2020 tenants, and customers, including supplying and allowing access to an adequate 1 number, size, and location of containers with sufficient labels or container color. 2 (b) Commercial businesses shall annually provide information to employees, 3 contractors, tenants, and customers about organic waste recovery requirements and 4 about proper sorting of organic waste. 5 (1) Commercial businesses shall provide information to new tenants before or within 6 14 days of occupation of the premises. 7 (c) Commercial businesses shall provide or arrange for access to their properties during 8 all inspections conducted pursuant to Article 14 of this chapter (commencing with 9 Section 18995.1). 10 (1) This subdivision is not intended to permit an employee or agent of the 11 Department, or a jurisdiction, to enter the interior of a private residential property. 12 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 13 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 14 Section 39730.6. 15 Section 18984.11. Waivers Granted by a Jurisdiction. 16 (a) A jurisdiction may grant one or more of the following types of waivers to a generator 17 of organic waste: 18 (1) De Minimis Waivers. 19 (A) A jurisdiction may waive a commercial business’ obligation to comply with 20 some or all of the organic waste requirements of this article if the commercial 21 business provides documentation or the jurisdiction has evidence demonstrating 22 that: 23 1. The commercial business’ total solid waste collection service is two cubic 24 yards or more per week and organic waste subject to collection in a blue 25 container or a green container as specified in Section 18984.1(a) comprises 26 less than 20 gallons per week per applicable container of the business’ total 27 waste. 28 2.The commercial business’ total solid waste collection service is less than two 29 cubic yards per week and organic waste subject to collection in a blue container 30 or a green container as specified in Section 18984.1(a) comprises less than 10 31 gallons per week per applicable container of the business’ total waste. 32 (B) A jurisdiction shall, consistent with Section 18995.1, verify that the commercial 33 business’ organic waste generation meets the waiver thresholds set forth in this 34 subdivision. 35 (C) If a jurisdiction obtains information at any time that a commercial business that 36 has received a waiver is exceeding the organic waste thresholds specified in 37 Subsection (A)1. or (A)2., the jurisdiction shall rescind the waiver. 38 (2) Physical Space Waivers. 39 (A) A jurisdiction may waive a commercial business’ or property owner’s obligation 40 to comply with some or all of the organic waste collection service requirements of 41 this article if the commercial business or property owner provides documentation, 42 or the jurisdiction has evidence from its staff, a hauler, licensed architect, or 43 2021/09/14 City Council Post Agenda Page 147 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 73 of 127 November 2020 licensed engineer demonstrating that the premises lack adequate space for any of 1 the organic waste container configurations allowed under 18984.1(a) or 18984.2. 2 (3) Collection Frequency Waivers. 3 (A) A jurisdiction may allow the owner or tenant of any residence, premises, 4 business establishment or industry that subscribes to a three-container or two-5 container organic waste collection service to arrange for the collection of solid 6 waste in a blue container, a gray container, or both once every fourteen days, 7 provided that: 8 1.The jurisdiction, or its authorized hauler, demonstrates to the enforcement 9 agency, as defined in Public Resources Code 40130 that less frequent 10 collection than required by Section 17331 of Title 14 of the California Code of 11 Regulations will not cause receiving solid waste facilities, operations, or both to 12 be in violation of applicable state minimum standards described in Subchapter 4 13 of Chapter 3 of Subdivision 1 of Title 27 or Title 14, Sections 17200 et seq. 14 (b) Nothing in this section allows a jurisdiction to exempt a business subject to the 15 requirements of Section 42649.81 of the Public Resources Code from compliance with 16 that section. 17 (c) Notwithstanding Section 18981.2, the authority to issue a waiver authorized by this 18 section cannot be delegated to a private entity. 19 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 20 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 21 Section 39730.6. 22 Section 18984.12. Waivers and Exemptions Granted by the Department. 23 (a) Low population waivers. 24 (1) A jurisdiction may apply to the Department for a waiver for the jurisdiction and 25 some or all its generators from some or all of the requirements of this article if the 26 following apply: 27 (A) The jurisdiction disposed less than 5,000 tons of solid waste in 2014 as 28 reported in the Disposal Reporting System. 29 (B) The jurisdiction has a total population of less than 7,500 people. 30 (2) A jurisdiction may apply to the Department for a waiver from some or all of the 31 requirements of this article for census tracts that have a population density of less 32 than 75 people per square mile that are served by the jurisdiction and are located in 33 unincorporated portions of a county. 34 (b) Waivers issued pursuant to Subdivision (a) shall be good for a period of up to five 35 years and shall be subject to approval by the Department as follows: 36 (1) A jurisdiction shall submit a request for a waiver with the following information: 37 (A)The number of generators that will be included in the waiver. 38 (B) The requested length of the waiver. 39 (C) If the request for a waiver is submitted by a jurisdiction seeking to waive 40 unincorporated census tracts, the jurisdiction shall identify each census tract that 41 will be waived. 42 2021/09/14 City Council Post Agenda Page 148 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 74 of 127 November 2020 (2) The Department shall review and evaluate and approve or deny a waiver request 1 within 90 days. The Department shall approve a request to grant a waiver if it meets 2 the requirements of this section.enforc 3 (3) A jurisdiction may apply to renew a waiver issued pursuant to Subdivision (a) at 4 any time up to 180 days prior to the expiration of an existing waiver. 5 (c) Rural Exemptions. 6 (1)The Department shall grant an exemption from complying with the organic waste 7 collection requirements specified in this article for rural jurisdictions that meet the 8 definition of a “Rural Jurisdiction” in Section 42649.8 of the Public Resources Code, if 9 the governing body of the jurisdiction adopts a resolution that includes a finding as to 10 the purpose of and need for the exemption. 11 (2) An exemption implemented pursuant to this subdivision shall be valid until 12 December 31, 2026 or until five years after the Department makes a determination 13 pursuant to Section 42649.82 (a)(2)(D) that the statewide disposal of organic waste 14 has not been reduced to 50 percent of the level of disposal during the 2014 calendar 15 year, whichever is later. 16 (d) Elevation Waivers. 17 (1) A jurisdiction may apply to the Department for a waiver for the jurisdiction and 18 some or all of its generators from the requirement to separate and recover food 19 waste and food-soiled paper if the entire jurisdiction is located at or above an 20 elevation of 4,500 feet. 21 (2) A jurisdiction may apply to the Department for a waiver for some or all of its 22 generators from the requirement to separate and recover food waste and food-soiled 23 paper in census tracts located in unincorporated portions of a county that are located 24 at or above 4,500 feet. 25 (3) The area of a jurisdiction that is waived pursuant to this section is not required to 26 provide containers to generators as prescribed in Section 18984.7. 27 (4) Residential and commercial generators located within an area that is waived 28 pursuant to this section may deposit food waste and food-soiled paper in a disposal 29 container. 30 (5) A jurisdiction shall submit a request for a waiver with the following information: 31 (A)The number of generators that will be included in the waiver. 32 (B) If the request for a waiver is submitted by a jurisdiction seeking to waive 33 unincorporated census tracts, the jurisdiction shall identify each census tract that 34 will be waived. 35 (6) The Department shall review and evaluate and approve or deny a waiver request 36 within 90 days. The Department shall approve a request to grant a waiver if it meets 37 the requirements of this section. 38 (7) Nothing in this subdivision waives a jurisdiction from its obligation to provide a 39 collection service that collects and recycles the other types of organic wastes 40 specified in Section 18984.1, 18984.2, or 18984.3 in a manner that meets the 41 requirements of those sections. 42 (e) Nothing in this section exempts a jurisdiction from complying with the other 43 requirements to promote and provide information to generators about waste prevention, 44 community composting, managing organic waste on-site, and other means of 45 recovering organic waste, or any other requirements of this chapter. 46 2021/09/14 City Council Post Agenda Page 149 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 75 of 127 November 2020 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 1 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 2 Section 39730.6. 3 Section 18984.13. Emergency Circumstances, Abatement, Quarantined Materials 4 and Federally Regulated Waste. 5 (a) Emergency Processing Facility Temporary Equipment or Operational Failure 6 Waivers. 7 (1) If the facility processing a jurisdiction’s organic waste notifies the jurisdiction that 8 unforeseen operational restrictions have been imposed upon it by a regulatory 9 agency or that an unforeseen equipment or operational failure will temporarily 10 prevent the facility from processing and recovering organic waste, the jurisdiction 11 may allow the organic waste stream transported to that facility to be deposited in a 12 landfill or landfills for up to 90 days from the date of the restriction or failure. 13 (2) A jurisdiction shall notify the Department in writing within 10 days of a waiver 14 decision pursuant to Subdivision (a)(1). The notice sent to the Department shall 15 include a description of the equipment failure or operational restriction that occurred 16 at the facility, the period of time that the jurisdiction will allow the organic waste 17 stream to be deposited in a landfill or landfills, and the Recycling and Disposal 18 Reporting System Number of the facility that experienced the temporary equipment 19 or operational failure preventing it from receiving some or all of the jurisdiction’s 20 waste. 21 (b) Disasters and emergency waivers. 22 (1) A jurisdiction may submit a request for a waiver for the landfill disposal of 23 “disaster debris” as defined in Section 17210.1(d) of this division that cannot be 24 diverted as defined in Section 17210.1(e) of this division if a waiver or waivers have 25 been granted pursuant to Sections 17210.4 and 17210.9 of this division. 26 (2) If a waiver or waivers have been granted pursuant to Subsection (1) the 27 Department shall waive the organic waste collection requirements of this article in the 28 affected areas for the duration of the waiver. 29 (3) A jurisdiction may dispose of sediment debris removed from dams, culverts, 30 reservoirs, channels and other flood control infrastructure if the material is subject to 31 a waste discharge requirement issued by the regional water quality control board that 32 requires the average organic content of the debris to be less than five percent. 33 (c) A jurisdiction is not required to separate or recover organic waste that is removed 34 from homeless encampments and illegal disposal sites as part of an abatement activity 35 to protect public health and safety. If the total amount of solid waste removed for landfill 36 disposal pursuant to this subdivision is expected to exceed 100 tons annually the 37 jurisdiction shall record the amount of material removed. 38 (d) A jurisdiction may dispose of specific types of organic waste that are subject to 39 quarantine and meet the following requirements: 40 (1) The organic waste is generated from within the boundaries of an established 41 interior or exterior quarantine area defined by the California Department of Food and 42 Agriculture for that type of organic waste. 43 (2) The California Department of Food and Agriculture or the County Agricultural 44 Commissioner determines that the organic waste must be disposed at a solid waste 45 2021/09/14 City Council Post Agenda Page 150 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 76 of 127 November 2020 landfill and the organic waste cannot be safely recovered through any of the recovery 1 activities identified in Article 2 of this chapter. 2 (3) The jurisdiction retains a copy of the California Department of Food and 3 Agriculture approved compliance agreement for each shipment stating that the 4 material must be transported to a solid waste landfill operating under the terms of its 5 own compliance agreement for the pest or disease of concern. 6 (e) Nothing in this chapter requires generators, jurisdictions or other entities subject to 7 these regulations to manage and recover organic waste that federal law explicitly 8 requires to be managed in a manner that constitutes landfill disposal as defined in this 9 chapter. 10 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 11 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 12 Section 39730.6. 13 Section 18984.14. Recordkeeping Requirements for Waivers and Exemptions. 14 (a) A jurisdiction shall include the following information and documents in the 15 Implementation Record required by Section 18995.2: 16 (1) A copy of all correspondence received from a facility that triggered a Processing 17 Facility Temporary Equipment or Operational Failure Waiver and documentation 18 setting forth the date of issuance of the waiver, the timeframe for the waiver, and the 19 locations or routes affected by the waiver. 20 (2) A description of the jurisdiction’s process for issuing waivers and frequency of 21 inspections by the jurisdiction to verify the validity of waivers. 22 (3) A copy of all De Minimis Waivers, including the location, date issued, and name of 23 generators. 24 (4) A copy of all Physical Space Waivers, including the location, date issued, and 25 name of generators. 26 (5) A copy of all collection frequency waivers, including the location, date issued, and 27 name of generators. 28 (6) A record of the amount of sediment debris that is disposed pursuant to Section 29 18984.13 on an annual basis. 30 (7) A record of the amount of solid waste removed from homeless encampments and 31 illegal disposal sites as part of an abatement activities if the total amount of material 32 removed exceeds 100 tons. 33 (8) A copy of all compliance agreements for quarantined organic waste that is 34 disposed, including the name of generator, date issued, location of final disposition, 35 and the amount of organic waste that was required to be disposed at a solid waste 36 landfill. 37 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 38 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 39 Section 39730.6. 40 2021/09/14 City Council Post Agenda Page 151 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 77 of 127 November 2020 Article 4. Education and Outreach 1 Section 18985.1. Organic Waste Recovery Education and Outreach. 2 (a) Prior to February 1, 2022, and annually thereafter, a jurisdiction shall provide the 3 following to organic waste generators that are provided an organic waste collection 4 service pursuant to Article 3 of this chapter: 5 (1) Information on the organic waste generator’s requirements to properly separate 6 materials in appropriate containers pursuant to this chapter. 7 (2) Information on methods for: the prevention of organic waste generation, recycling 8 organic waste on-site, sending organic waste to community composting, and any 9 other local requirements regarding organic waste. 10 (3) Information regarding the methane reduction benefits of reducing the landfill 11 disposal of organic waste, and the methods of organic waste recovery the organic 12 waste collection service uses. 13 (4) Information regarding how to recover organic waste and a list of approved 14 haulers. 15 (5) Information related to the public health and safety and environmental impacts 16 associated with the landfill disposal of organic waste. 17 (6) Information regarding programs for the donation of edible food. 18 (7) If a jurisdiction allows generators subject to its authority to self-haul organic waste 19 pursuant to Section 18988.1, information regarding self-hauling requirements shall be 20 included in education and outreach material. 21 (b) A jurisdiction providing an unsegregated single container collection service to 22 organic waste generators is not required to include the information required in 23 Subdivision (a)(1), but shall include information indicating that organic waste is being 24 processed at a high diversion organic waste processing facility. 25 (c) A jurisdiction may comply with the requirements by providing the information 26 required by this section through print or electronic media. In addition to providing 27 information through print and electronic media, a jurisdiction may conduct outreach 28 through direct contact with generators through workshops, meetings, or on-site visits. 29 (d) Consistent with Section 18981.2, a jurisdiction may comply with the requirements of 30 this section through use of a designee. 31 (e) Consistent with Section 7295 of the Government Code, jurisdictions shall translate 32 educational materials required by this chapter into any non-English language spoken by 33 a substantial number of the public provided organic waste collection services by the 34 jurisdiction. 35 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 36 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 37 Section 39730.6. 38 Section 18985.2. Edible Food Recovery Education and Outreach. 39 (a) On or before February 1, 2022 a jurisdiction shall: 40 (1) Develop a list of food recovery organizations identified in Section 41 18982(a)(25)(A)–(B) and food recovery services operating within the jurisdiction and 42 maintain the list on the jurisdiction’s website. The list shall be updated annually. The 43 2021/09/14 City Council Post Agenda Page 152 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 78 of 127 November 2020 list shall include, at a minimum, the following information about each food recovery 1 organization and each food recovery service: 2 (A) Name and physical address. 3 (B) Contact information. 4 (C) Collection service area. 5 (D) An indication of types of food the food recovery service or organization can 6 accept for food recovery. 7 (b) At least annually a jurisdiction shall: 8 (1) Provide commercial edible food generators with the following information: 9 (A) Information about the jurisdiction’s edible food recovery program established 10 pursuant to Section 18991.1. 11 (B) Information about the commercial edible food generator requirements specified 12 in Article 10 of this chapter. 13 (C) Information about food recovery organizations and food recovery services 14 operating within the jurisdiction, and where a list of those food recovery 15 organizations and food recovery services can be found. 16 (D) Information about actions that commercial edible food generators can take to 17 prevent the creation of food waste. 18 (2) The jurisdiction may provide this information by including it with regularly 19 scheduled notices to those commercial businesses, including the notices provided 20 pursuant to Section 18985.1. 21 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 22 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 23 Section 39730.6. 24 Section 18985.3. Recordkeeping Requirements for a Jurisdiction’s Compliance 25 with Education and Outreach Requirements. 26 (a) A jurisdiction shall include all relevant documents supporting its compliance with this 27 article in the Implementation Record required by Section 18995.2 of this chapter, 28 including, but not limited to: 29 (1) Copies of the information provided to comply with this article, including: flyers, 30 brochures, newsletters, invoice messaging, and website and social media postings. 31 (2) The date, and to whom the information was disseminated or direct contact made. 32 If a jurisdiction provides mass distribution through mailings, or bill inserts, it shall 33 provide the date, a copy of the information, and the type and number of accounts 34 receiving the information. 35 (3) If the requirements of this article were met solely through the use of electronic 36 media, the record shall include a copy, with dates posted, of social media posts, e-37 mails or other electronic messages. 38 (4) If a jurisdiction relies on a designee, as allowed in Section 18981.2, to comply 39 with this section, it shall include a copy of the materials distributed by the designee. 40 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 41 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 42 Section 39730.6. 43 2021/09/14 City Council Post Agenda Page 153 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 79 of 127 November 2020 Article 5. Generators of Organic Waste 1 Section 18986.1. Non-Local Entities Requirements. 2 (a) Non-local entities shall comply with the requirements of this chapter to prevent and 3 reduce the generation of organic waste by: 4 (1) Subscribing to and complying with the requirements of an organic waste collection 5 service that meets the requirements of Article 3 of this chapter; or 6 (2) Self-hauling organic waste in a manner that complies with the requirements of 7 Article 7 of this chapter. 8 (b) Non-local entities shall provide containers for the collection of organic waste and 9 non-organic recyclables in all areas where disposal containers are located, except 10 restrooms. The containers provided shall conform to the requirements of the containers 11 provided through an organic waste recovery service authorized under Article 3 of this 12 chapter. 13 (c) Non-local entities shall prohibit their employees from placing organic waste in a 14 container not designated to receive organic waste. 15 (1) Materials specified in this paragraph shall be subject to the following restrictions: 16 (A) Carpets, non-compostable paper, and hazardous wood waste shall not be 17 collected in the green container. 18 (B) Hazardous wood waste shall not be collected in the blue or gray container. 19 (d) Non-local entities shall periodically inspect organic waste containers for 20 contamination and inform employees if containers are contaminated and of the 21 requirement to only use those containers for organic waste. 22 (e) Non-local entities shall provide information to employees on methods for the 23 prevention of organic waste generation. 24 (f) Nothing in this section prohibits a non-local entity from preventing waste generation, 25 managing organic waste on site, or using a community composting site. 26 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 27 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 28 Section 39730.6. 29 Section 18986.2. Local Education Agencies Requirements. 30 (a) Local education agencies shall comply with the requirements of this chapter to 31 prevent and reduce the generation of organic waste by: 32 (1) Subscribing and complying with the requirements of an organic waste collection 33 service that meets the requirements of Article 3 of this chapter; or 34 (2) Self-hauling organic waste in a manner that complies with the requirements of 35 Article 7 of this chapter. 36 (b) Local education agencies shall provide containers for the collection of organic waste 37 and non-organic recyclables in all areas where disposal containers are located, except 38 restrooms. The containers provided shall conform to the requirements of the containers 39 provided through an organic waste recovery service authorized under Article 3 of this 40 chapter. 41 (c) Local education agencies shall prohibit their employees from placing organic waste 42 in a container not designated to receive organic waste. 43 2021/09/14 City Council Post Agenda Page 154 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 80 of 127 November 2020 (1) Materials specified in this paragraph shall be subject to the following restrictions: 1 (A) Carpets, non-compostable paper, and hazardous wood waste shall not be 2 collected in the green container. 3 (B) Hazardous wood waste shall not be collected in the blue or gray container. 4 (d) Local education agencies shall periodically inspect organic waste containers for 5 contamination and inform employees if containers are contaminated and of the 6 requirement to only use those containers for organic waste. 7 (e) Local education agencies shall provide information to employees and students on 8 methods for the prevention of organic waste generation. 9 (f) Nothing in this section prohibits a local education agency from preventing waste 10 generation, managing organic waste on site, and/or using a community composting site. 11 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 12 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 13 Section 39730.6. 14 Section 18986.3. Waivers for Non-Local Entities and Local Education Agencies. 15 (a) The Department shall waive a non-local entity’s or local education agency’s 16 obligation to comply with some or all of organic waste collection service requirements of 17 this article if the entity or agency provides documentation demonstrating that any of the 18 following apply: 19 (1) The total solid waste collection service subscribed to is two cubic yards or more 20 per week and organic waste subject to collection in a blue container or a green 21 container as specified in Section 18984.1(a) comprises less than 20 gallons per week 22 per applicable container of the non-local entity’s or local education agency’s total 23 waste. 24 (2) The total solid waste collection service subscribed to is less than two cubic yards 25 per week and organic waste subject to collection in a blue container or a green 26 container as specified in Section 18984.1(a) comprises less than 10 gallons per week 27 per applicable container of the non-local entity’s or local education agency’s total 28 waste. 29 (3) A hauler, licensed architect, or licensed engineer has determined that there is not 30 adequate space for separate organic waste containers. 31 (4) The entity is located within a jurisdiction or census tract that has been granted a 32 waiver by the Department pursuant to Section 18984.12. 33 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 34 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 35 Section 39730.6. 36 Article 6. Biosolids Generated at a Publicly Owned Treatment Works 37 (POTW) 38 Section 18987.1. Biosolids Generation at a POTW. 39 (a) A POTW generating biosolids is not subject to the following: 40 (1) The generator requirements set forth in Section 18984.9. 41 2021/09/14 City Council Post Agenda Page 155 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 81 of 127 November 2020 (2) The organic waste recovery and measurement requirements described in 1 Sections 17409.5.1 through 17409.5.8 of this division. 2 (3) The recordkeeping and reporting requirement described in Section 17414.2 of this 3 division. 4 (b) Material received at a POTW that it is not allowed to accept pursuant to Section 5 17896.6(a)(1)(C) or (D) shall be deemed to constitute landfill disposal pursuant to 6 Section 18983.1(a)(3). 7 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 8 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 9 Section 39730.6. 10 Article 7. Regulation of Haulers 11 Section 18988.1. Jurisdiction Approval of Haulers and Self-Haulers. 12 (a) A jurisdiction shall require haulers providing residential, commercial, or industrial 13 organic waste collection services to generators within its boundaries to meet the 14 requirements and standards of this chapter as a condition of approval of a contract, 15 agreement, or other authorization to collect organic waste. 16 (1) A jurisdiction shall require haulers to identify the facilities to which they will 17 transport organic waste as a requirement for approval. 18 (2) A jurisdiction shall require haulers providing an organic waste collection service to 19 comply with the applicable requirements of Article 3 of this chapter. 20 (b) If a jurisdiction allows generators subject to its authority to self-haul organic waste, it 21 shall adopt an ordinance or a similarly enforceable mechanism that requires compliance 22 with the requirements in Section 18988.3 of this article. 23 (c) Notwithstanding Subdivision (a), this section is not applicable to: 24 (1) A hauler that is consistent with Article 1, Chapter 9, Part 2, Division 30, 25 commencing with Section 41950 of the Public Resources Code, transporting source 26 separated organic waste to a community composting site; or 27 (2) A hauler that is lawfully transporting construction and demolition debris in 28 compliance with Section 18989.1. 29 (d) Jurisdictions that are exempt from the organic waste collection requirements 30 pursuant to Section 18984.12, and haulers and self-haulers operating or located within 31 exempt areas of those jurisdictions, are not required to comply with the provisions of 32 this article for the duration of an exemption issued pursuant to Section 18984.12. 33 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 34 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 35 Section 39730.6. 36 Section 18988.2. Haulers of Organic Waste Requirements. 37 (a) A hauler providing residential, commercial, or industrial organic waste collection 38 services shall comply with all of the following: 39 (1) Organic waste collected by the hauler shall be transported to a facility, operation, 40 activity or property that recovers organic waste as defined in Article 2 of this chapter. 41 2021/09/14 City Council Post Agenda Page 156 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 82 of 127 November 2020 (2) Obtain applicable approval issued by the jurisdiction pursuant to Section 18988.1. 1 (b) The hauler shall keep a record of the documentation of its approval by the 2 jurisdiction. 3 (c) Notwithstanding (a), this section is not applicable to: 4 (1) A hauler that, consistent with Division 30, Part 2, Chapter 9, Article 1 commencing 5 with Section 41950 of the Public Resources Code, transports source separated 6 organic waste to a community composting site; or 7 (2) A hauler that is lawfully transporting construction and demolition debris in 8 compliance with Section 18989.1. 9 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5, 10 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 11 Section 39730.6. 12 Section 18988.3. Self-haulers of Organic Waste. 13 (a) Generators of organic waste may, in compliance with Section 18988.1 of this 14 division, self-haul their own organic waste. 15 (b) A generator who is a self-hauler of organic waste shall comply with the following: 16 (1) The generator shall source separate all organic waste generated on site in a 17 manner consistent with Sections 18984.1 and 18984.2, or haul organic waste to a 18 high diversion organic waste processing facility as specified in Section 18984.3. 19 (2) The generator shall haul source separated organic waste to a solid waste facility 20 operation, activity, or property that processes or recovers source separated organic 21 waste. 22 (3) The generator shall keep a record of the amount of organic waste delivered to 23 each solid waste facility, operation, activity, or property that processes or recovers 24 organic waste; this record shall be subject to inspection by the jurisdiction. 25 (A) The records shall include delivery receipts and weight tickets from the entity 26 accepting the waste. 27 (B) The record shall indicate the amount of material in cubic yards or tons 28 transported by the generator to each entity. 29 (C) Notwithstanding Subdivision (b)(3)(A), if the material is transported to an entity 30 that does not have scales on-site, or employs scales incapable of weighing the 31 self-hauler’s vehicle in a manner that allows it to determine the weight of waste 32 received, the self-hauler is not required to record the weight of material but shall 33 keep a record of the entities that received the organic waste. 34 (4) A residential organic waste generator that self-hauls organic waste is not required 35 to record or report the information identified in Subdivision (b)(3). 36 (c) A generator that is located in a jurisdiction or area that received a waiver under 37 Section 18984.12 of this division and is not a business subject to the requirements of 38 Section 42649.81 of the Public Resources Code is not required to comply with the 39 requirements of this section. 40 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 41 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 42 Section 39730.6. 43 2021/09/14 City Council Post Agenda Page 157 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 83 of 127 November 2020 Section 18988.4. Recordkeeping Requirements for Compliance with Jurisdiction 1 Hauler Program. 2 (a) A jurisdiction shall include all relevant documents supporting its compliance with this 3 article in the Implementation Record required by Article 14 of this chapter. Records 4 maintained shall include but are not limited to copies of: 5 (1) Ordinances, contracts, franchise agreements, policies, procedures, or programs 6 relevant to this section. 7 (2) A description of the jurisdiction’s hauler program including: 8 (A) Type(s) of hauler system(s) the jurisdiction uses. 9 (B) Type(s) and condition(s) of approvals per type of hauler, and criteria for 10 approvals, denials and revocations. 11 (C) The process for issuing, revoking, and denying written approvals. 12 (D) Any requirements associated with self-hauling and back-hauling. 13 (3) A record of hauler compliance with local ordinance(s) and the requirements of this 14 article including the following information: 15 (A) Copies of all reports required from haulers. 16 (B) Copies of all written approvals, denials, and revocations. 17 (b) All records required by this article shall include the date of action, the name of the 18 hauler, and the type of the action taken by the jurisdiction. 19 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 20 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 21 Section 39730.6. 22 Article 8. CALGreen Building Standards and Model Water Efficient 23 Landscape Ordinance 24 Section 18989.1. CALGreen Building Codes. 25 (a) A jurisdiction shall adopt an ordinance or other enforceable requirement that 26 requires compliance with the following provisions of the California Green Building 27 Standards Code, California Code of Regulations, Title 24, Part 11 as amended July 1, 28 2019 and effective January 1, 2020: 29 (1) Section 4.410.2 Recycling by Occupants Residential and Section 5.410.1 30 Recycling by Occupants Non-residential. 31 (2) For organic waste commingled with construction and demolition debris, Section 32 4.408.1 Construction Waste Management Residential and Section 5.408.1 33 Construction Waste Management non-residential. 34 (b) For the purposes of this section “jurisdiction” means a city, a county, or a city and 35 county. 36 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 37 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 38 Section 39730.6. 39 2021/09/14 City Council Post Agenda Page 158 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 84 of 127 November 2020 Section 18989.2 Model Water Efficient Landscape Ordinance. 1 (a) A jurisdiction shall adopt an ordinance or other enforceable requirement that 2 requires compliance with Sections 492.6(a)(3)(B) (C), (D), and (G) of the Model Water 3 Efficient Landscape Ordinance, Title 23, Division 2, Chapter 2.7 of the California Code 4 of Regulations as amended September 15, 2015. 5 (b) For the purposes of this section “jurisdiction” means a city, a county, or a city and 6 county. 7 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 8 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 9 Section 39730.6. 10 Article 9. Locally Adopted Standards and Policies 11 Section 18990.1. Organic Waste Recovery Standards and Policies. 12 (a) Nothing in this chapter is intended to limit the authority of a jurisdiction to adopt 13 standards that are more stringent than the requirements of this chapter, except as 14 provided in Subdivision (b) of this section. 15 (b) A jurisdiction shall not implement or enforce an ordinance, policy, procedure, permit 16 condition, or initiative that includes provisions that do any of the following: 17 (1) Prohibit, or otherwise unreasonably limit or restrict, the lawful processing and 18 recovery of organic waste through a method identified in Article 2 of this chapter. 19 (2) Limit a particular solid waste facility, operation, property, or activity from accepting 20 organic waste imported from outside of the jurisdiction for processing or recovery. 21 (3) Limit the export of organic waste to a facility, operation, property or activity 22 outside of the jurisdiction that recovers the organic waste through a method identified 23 in Article 2 of this chapter. 24 (4) Require a generator or a hauler to transport organic waste to a solid waste facility 25 or operation that does not process or recover organic waste. 26 (5) Require a generator to use an organic waste collection service or combination of 27 services that do not recover at least the same types of organic waste recovered by a 28 service the generator previously had in place. 29 (c) This section does not do any of the following: 30 (1) Require a solid waste facility or operation to accept organic waste that does not 31 meet the quality standards established by the solid waste facility or operation. 32 (2) Prohibit a jurisdiction from arranging with a solid waste facility or operation to 33 guarantee permitted capacity for organic waste from the jurisdiction. 34 (3) Supersede or otherwise affect: the land use authority of a jurisdiction, including, 35 but not limited to, planning, zoning, and permitting; or an ordinance lawfully adopted 36 pursuant to that land use authority consistent with this section. 37 (4) Prohibit a jurisdiction from arranging through a contract or franchise for a hauler to 38 transport organic waste to a particular solid waste facility or operation for processing 39 or recovery. 40 (5) Exempt a jurisdiction, generator, or hauler from compliance with Division 4.5 of 41 Title 22 of the California Code of Regulations relative to the proper handling of 42 hazardous or universal waste or Title 3, Section 1180.48 of the California Code of 43 2021/09/14 City Council Post Agenda Page 159 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 85 of 127 November 2020 Regulations relative to Disposal of Parts and Products of Animals Not Intended for 1 Use as Human Food. 2 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 3 Reference: Public Resources Code Sections 40001, 40002, 40059, and 42652.5 and 4 Health and Safety Code Section 39730.6. 5 Section 18990.2. Edible Food Recovery Standards and Policies. 6 (a) A jurisdiction shall not implement or enforce an ordinance, policy, or procedure that 7 prohibits the ability of a generator, food recovery organization, or food recovery service 8 to recover edible food that could be recovered for human consumption. 9 (b) A local education agency shall not implement or enforce an ordinance, policy, or 10 procedure that prohibits share tables or requires schools to adhere to a food safety 11 standard not specified in Part 7 of Division 104 of the Health and Safety Code. 12 (c) Nothing in this chapter shall be construed to limit or conflict with the provisions of the 13 California Good Samaritan Food Donation Act of 2017 (the act). Specifically: 14 (1) Nothing in this chapter shall be construed to limit the amount or types of foods 15 that may be donated under the act. 16 (2) Nothing in this chapter shall be construed to limit the ability of a person, gleaner 17 or food facility to donate food as provided for in Sections 114432 and 114433 of the 18 Health and Safety Code. 19 (3) Nothing in this chapter shall be construed to reduce the immunities provided by 20 the California Good Samaritan Food Donation Act as specified in Section 114434 of 21 the Health and Safety Code. 22 (d) Nothing in this chapter prohibits a food recovery service or organization from 23 refusing to accept edible food from a commercial edible food generator. 24 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 25 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 26 Sections 39730.6, 114432, 114433 and 114434 27 Article 10. Jurisdiction Edible Food Recovery Programs, Food 28 Generators, and Food Recovery 29 Section 18991.1. Jurisdiction Edible Food Recovery Program. 30 (a) A jurisdiction shall implement an edible food recovery program that shall include the 31 actions that the jurisdiction will take to accomplish each of the following: 32 (1) Educate commercial edible food generators as set forth in Section 18985.2. 33 (2) Increase commercial edible food generator access to food recovery organizations 34 and food recovery services. 35 (3) Monitor commercial edible food generator compliance as required in Article 14 of 36 this chapter. 37 (4) Increase edible food recovery capacity if the analysis required by Section 18992.2 38 indicates that the jurisdiction does not have sufficient capacity to meet its edible food 39 recovery needs. 40 2021/09/14 City Council Post Agenda Page 160 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 86 of 127 November 2020 (b) A jurisdiction may fund the actions taken to comply with this section through 1 franchise fees, local assessments, or other funding mechanisms. 2 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 3 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 4 Section 39730.6. 5 Section 18991.2. Recordkeeping Requirements for Jurisdiction Edible Food 6 Recovery Program. 7 (a) A jurisdiction shall include all documents supporting its compliance with Section 8 18991.1 in the Implementation Record required by Section 18995.2 and shall also 9 include at a minimum: 10 (1) A list of commercial edible food generators in the jurisdiction that have a contract 11 or written agreement with food recovery organizations or services pursuant to Section 12 18991.3(b). 13 (2) A list of food recovery organizations and food recovery services in the jurisdiction 14 and their edible food recovery capacity. 15 (3) Documentation of the actions the jurisdiction has taken to increase edible food 16 recovery capacity. 17 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 18 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 19 Section 39730.6. 20 Section 18991.3. Commercial Edible Food Generators. 21 (a) Tier One commercial edible food generators shall comply with the requirements of 22 this section commencing January 1, 2022. Tier two commercial edible food generators 23 shall comply with the requirements of this section commencing January 1, 2024. 24 (b) Commercial edible food generators shall arrange to recover the maximum amount of 25 edible food that would otherwise be disposed. A commercial edible food generator shall 26 comply with the requirements of this section through a contract or written agreement 27 with any or all of the following: 28 (1) Food recovery organizations or services that will collect their edible food for food 29 recovery. 30 (2) Food recovery organizations that will accept the edible food that the commercial 31 edible food generator self-hauls to the food recovery organization for food recovery. 32 (c) A large venue or large event operator that does not provide food services, but allows 33 for food to be provided, shall require food facilities operating at the large venue or large 34 event to comply with the requirements of this section. 35 (d) A commercial edible food generator shall comply with the requirements of this 36 section unless the commercial edible food generator demonstrates the existence of 37 extraordinary circumstances beyond its control that make such compliance 38 impracticable. If an enforcement action is commenced against a commercial edible food 39 generator for noncompliance, the burden of proof shall be upon the commercial edible 40 food generator to demonstrate extraordinary circumstances. For the purposes of this 41 section extraordinary circumstances are: 42 2021/09/14 City Council Post Agenda Page 161 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 87 of 127 November 2020 (1) A failure by the jurisdiction to increase edible food recovery capacity as required 1 in Section 18991.1. 2 (2) Acts of God such as earthquakes, wildfires, flooding, and other emergencies or 3 natural disasters. 4 (e) An edible food generator shall not intentionally spoil edible food that is capable of 5 being recovered by a food recovery organization or service. 6 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 7 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 8 Section 39730.6. 9 Section 18991.4. Recordkeeping Requirements For Commercial Edible Food 10 Generators. 11 (a) A commercial edible food generator subject to the requirements in this article shall 12 keep a record that includes the following: 13 (1) A list of each food recovery service or organization that collects or receives its 14 edible food pursuant to a contract or written agreement established under Section 15 18991.3(b). 16 (2) A copy of contracts or written agreements between the commercial edible food 17 generator and a food recovery service or organization. 18 (3) A record of the following for each food recovery organization or service that the 19 commercial edible food generator has a contract or written agreement with pursuant 20 to Section 18991.3(b): 21 (A) The name, address and contact information of the service or organization. 22 (B) The types of food that will be collected by or self-hauled to the service or 23 organization. 24 (C) The established frequency that food will be collected or self-hauled. 25 (D) The quantity of food collected or self-hauled to a service or organization for 26 food recovery. The quantity shall be measured in pounds recovered per month. 27 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 28 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 29 Section 39730.6. 30 Section 18991.5. Food Recovery Services and Organizations. 31 (a) A food recovery organization or service that has established a contract or written 32 agreement to collect or receive edible food directly from commercial edible food 33 generators pursuant to Section 18991.3(b) shall maintain records specified in this 34 section: 35 (1) A food recovery service shall maintain a record of: 36 (A) The name, address and contact information for each commercial edible food 37 generator that the service collects edible food from. 38 (B) The quantity in pounds of edible food collected from each commercial edible 39 food generator per month. 40 (C) The quantity in pounds of edible food transported to each food recovery 41 organization per month. 42 2021/09/14 City Council Post Agenda Page 162 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 88 of 127 November 2020 (D) The name, address and contact information for each food recovery 1 organization that the service transports edible food to for food recovery. 2 (2) A food recovery organization shall maintain a record of: 3 (A) The name, address and contact information for each commercial edible food 4 generator that the organization receives edible food from. 5 (B) The quantity in pounds of edible food received from each commercial edible 6 food generator per month. 7 (C) The name, address and contact information for each food recovery service that 8 the organization receives edible food from for food recovery. 9 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 10 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 11 Section 39730.6. 12 Article 11. Organic Waste Recycling Capacity Planning 13 Section 18992.1. Organic Waste Recycling Capacity Planning. 14 (a) Counties, in coordination with jurisdictions and regional agencies located within the 15 county, shall: 16 (1) Estimate the amount of all organic waste in tons that will be disposed by the 17 county and jurisdictions within the county by: 18 (A) Multiplying the percentage of organic waste reported as disposed in the 19 Department’s most recent waste characterization study by the total amount of 20 landfill disposal attributed to the county and each jurisdiction located within the 21 county by the Recycling and Disposal Reporting System; or 22 (B) Using a waste characterization study or studies performed by jurisdictions 23 located within the county and applying the results of those studies to the total 24 amount of landfill disposal attributed to the county and each jurisdiction located 25 within the county by the Recycling and Disposal Reporting System. Local studies 26 may be used if the studies: 27 1.Were performed within the last five years, 28 2. Include at least the same categories of organic waste as the Department’s 29 most recent waste characterization study that was available at the time the local 30 study or studies were performed, and, 31 3.Include a statistically significant sampling of solid waste disposed by the 32 jurisdiction conducting the study. 33 (2) A county may incorporate the findings of a published report generated by the 34 appropriate solid waste management entities within the county that provides organic 35 waste disposal tonnages or percentages for specific organic waste material types 36 that are not covered in the Department’s most recent waste characterization study. 37 This may include, but is not limited to, reports on tons of biosolids or digestate 38 disposed in the county. 39 (3) Identify the amount in tons of existing organic waste recycling infrastructure 40 capacity, located both in the county and outside of the county, that is verifiably 41 available to the county and jurisdictions located within the county. 42 2021/09/14 City Council Post Agenda Page 163 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 89 of 127 November 2020 (A) A county can demonstrate the capacity is verifiably available to the county or 1 its jurisdictions through a contract, franchise, or other documentation of existing, 2 new, or expanded capacity at a facility, activity, operation or property that recovers 3 organic waste that will be available to the county or its jurisdiction prior to the end 4 of the reporting period. 5 (4) Estimate the amount of new or expanded organic waste recycling facility capacity 6 that will be needed to process the organic waste identified pursuant to Subdivision 7 (a)(1) in addition to the existing capacity identified in Subdivision (a)(3). 8 (b) A jurisdiction or regional agency contacted by a county pursuant to Subdivision (a) 9 shall respond to the county’s request for the information necessary to comply with the 10 requirements of this article within 120 days of receiving the request from the county. 11 (1) If a jurisdiction or regional agency fails to provide the information necessary to 12 comply with the requirements of this article within 120 days, the county is not 13 required to include estimates for that jurisdiction in the report it submits pursuant to 14 Section 18992.3. 15 (2) In the report submitted pursuant to Section 18992.3 the county shall identify any 16 jurisdiction that did not provide the information necessary to comply with the 17 requirements of this article within 120 days of receiving a request from the county. 18 (c) In complying with this section, the county in coordination with jurisdictions and 19 regional agencies located within the county shall: 20 (1) Consult with the Enforcement Agency and the local task force created pursuant to 21 Section 40950 of the Public Resources Code on the status of locations for new or 22 expanded solid waste facilities including the potential capacity increase each facility 23 may provide if approved. 24 (2) Consult with haulers and owners of facilities, operations, and activities that 25 recover organic waste including, but not limited to, compost facilities, in-vessel 26 digestion facilities, and Publicly Owned Treatment Works to gather information on the 27 existing capacity and potential new or expanded capacity at those facilities, 28 operations, and activities. 29 (A) Entities contacted by a jurisdiction shall respond to the jurisdiction within 60 30 days regarding available and potential new or expanded capacity at their facilities, 31 operations, and activities, including information about throughput and permitted 32 capacity necessary for planning purposes. 33 (3) Conduct community outreach regarding locations being considered for new or 34 expanded facilities, operations, or activities to seek feedback on the benefits and 35 impacts that may be associated with new or expanded facilities, operations, or 36 activities. The community outreach shall: 37 (A) Include at least one of the following forms of communication: public workshops 38 or meetings, print noticing, and electronic noticing. 39 (B) If applicable be conducted in coordination with potential solid waste facility 40 operators that may use the location identified by the county and the jurisdictions 41 and regional agencies located within the county. 42 (C) Include communication to disadvantaged communities that may be impacted 43 by the development of new facilities at the locations identified by the county and 44 the jurisdictions and regional agencies located within the county. 45 2021/09/14 City Council Post Agenda Page 164 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 90 of 127 November 2020 (D) Communication required by this section must be provided in non-English 1 languages spoken by a substantial number of the public in the applicable 2 jurisdiction in a manner that conforms with the requirements of Section 18985.1(e). 3 (4) Consult with community composting operators to estimate the amount of organic 4 waste the county, and the jurisdictions and regional agencies located within the 5 county, anticipate will be handled at community composting activities. 6 (d) If a county determines that organic waste recycling capacity, in addition to the 7 available and proposed capacity identified pursuant to Subdivision (a), is needed within 8 that county, the county shall notify the jurisdiction or jurisdictions that lack sufficient 9 capacity that it is required to: 10 (1) Submit an implementation schedule to the Department that demonstrates how it 11 will ensure there is enough available capacity to recover the organic waste currently 12 disposed by generators within their jurisdiction by the end of the report period. 13 (A) The implementation schedule shall include timelines and milestones for 14 planning efforts to access capacity including, but not limited to: 15 1. Obtaining funding for organic waste recycling infrastructure including, but not 16 limited to, modifying franchise agreements or demonstrating other means of 17 financially supporting the expansion of organic waste recycling. 18 2. Identification of facilities, operations, and activities that could be used for 19 additional capacity. 20 (2) Identify proposed new or expanded organic waste recycling facilities that will be 21 used to process the organic waste identified pursuant to Subdivision (a)(3). 22 (e) The notice the county provides jurisdictions pursuant to Subdivision (d) shall be 23 provided on or before the county submits the report required pursuant to Section 24 18992.3. 25 (f) For the purposes of this section, only the following type of organic waste shall be 26 included in estimates: food, green waste, landscape and pruning waste, wood, paper 27 products, printing and writing paper, digestate and biosolids. 28 (g) For the purposes of conducting the estimates required by this section, a county may 29 subtract the waste generated in an area subject to a waiver granted by the Department 30 pursuant to Section 18984.12. A county is not required to obtain information from a 31 jurisdiction that is waived from all of the organic waste collection requirements of this 32 chapter. 33 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 34 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 35 Section 39730.6. 36 Section 18992.2. Edible Food Recovery Capacity. 37 (a) Counties, in coordination with jurisdictions and regional agencies located within the 38 county, shall: 39 (1) Estimate the amount of edible food that will be disposed by commercial edible 40 food generators that are located within the county and jurisdictions within the county. 41 (2) Identify existing capacity at food recovery organizations identified in Section 42 18982(a)(25)(A)–(B) that is available to commercial edible food generators located 43 within the county and jurisdictions within the county. 44 2021/09/14 City Council Post Agenda Page 165 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 91 of 127 November 2020 (3) Identify proposed new or expanded food recovery organizations and food 1 recovery services that will be used to recover edible food identified pursuant to 2 Subdivision (a)(1). 3 (4) Identify the amount of new or expanded capacity, if any, at food recovery 4 organizations and food recovery services that is necessary to recover the edible food 5 that is estimated to be disposed by commercial edible food generators in (a)(1). 6 (b) In complying with this section the county in coordination with jurisdictions and 7 regional agencies located within the county shall consult with food recovery 8 organizations and food recovery services regarding existing, or proposed new and 9 expanded, capacity that could be accessed by the jurisdiction and its commercial edible 10 food generators. 11 (1) Entities contacted by a jurisdiction shall respond to the jurisdiction within 60 days 12 regarding available and potential new or expanded capacity. 13 (c) If a county identifies that new or expanded capacity is needed to recover the amount 14 of edible food identified in Subdivision (a), then each jurisdiction within that county that 15 lacks capacity shall: 16 (1) Submit an implementation schedule to the Department that demonstrates how it 17 will ensure there is enough new or expanded capacity to recover the edible food 18 currently disposed by commercial edible food generators within its jurisdiction by the 19 end of the reporting period set forth in Section 18992.3 of this article. 20 (A) The implementation schedule shall include timelines and milestones for 21 planning efforts to access additional new or expanded capacity including, but not 22 limited to: 23 1. Obtaining funding for edible food recovery infrastructure including, but not 24 limited to, modifying franchise agreements or demonstrating other means of 25 financially supporting the expansion of edible food recovery capacity. 26 2. Identification of facilities, operations, and activities inside the county that 27 could be used for additional capacity. 28 (2) Consult with food recovery organizations and food recovery services regarding 29 existing, or proposed new and expanded, capacity that could be accessed by the 30 jurisdiction and its commercial edible food generators. 31 (d) If a county finds that new or expanded capacity is needed pursuant to Subdivision 32 (c) then on or before the county submits the report required pursuant to Section 33 18992.3, the county shall notify the jurisdiction or jurisdictions that lack sufficient 34 capacity. 35 (e) A jurisdiction or regional agency contacted by a county pursuant to this section shall 36 respond to the county’s request for the information necessary to comply with the 37 requirements of this section within 120 days of receiving the request from the county. 38 (1) If a jurisdiction or regional agency fails to provide the information necessary to 39 comply with the requirements of this article within 120 days, the county is not 40 required to include estimates for that jurisdiction in the report it submits pursuant to 41 Section 18992.3. 42 (2) In the report submitted pursuant to Section 18992.3 the county shall identify any 43 jurisdiction that did not provide the information necessary to comply with the 44 requirements of this section within 120 days of receiving a request from the county. 45 2021/09/14 City Council Post Agenda Page 166 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 92 of 127 November 2020 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 1 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 2 Section 39730.6. 3 Section 18992.3. Schedule For Reporting. 4 (a) Counties, in coordination with jurisdictions and regional agencies located within the 5 county, shall conduct the planning requirements of Sections 18992.1 and 18992.2, on 6 the following schedule: 7 (1) August 1, 2022 counties shall report to the Department on the period covering 8 January 1, 2022 through December 31, 2024. 9 (A) Jurisdictions that are exempt from the organic waste collection requirements 10 pursuant to Section 18984.12, are not required to conduct the capacity planning 11 required in Section 18992.1 and are not required to include capacity plans 12 required by Section 18992.1 in the first reporting period. 13 (2) August 1, 2024 counties shall report to the Department on the period covering 14 January 1, 2025 through December 31, 2034. 15 (3) August 1, 2029 counties shall report to the Department on the period covering 16 January 1, 2030 through December 31, 2039. 17 (4) August 1, 2034 counties shall report to the Department on the period covering 18 January 1, 2035 through December 31, 2044. 19 (b) If a jurisdiction is required to submit an implementation schedule pursuant to Section 20 18992.1 or 18992.2 the implementation schedule shall be submitted 120 days following 21 the date the county submitted the report to the Department. 22 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 23 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 24 Section 39730.6. 25 Article 12. Procurement of Recovered Organic Waste Products 26 Section 18993.1. Recovered Organic Waste Product Procurement Target. 27 (a) Except as otherwise provided, commencing January 1, 2022, a jurisdiction shall 28 annually procure a quantity of recovered organic waste products that meets or exceeds 29 its current annual recovered organic waste product procurement target as determined 30 by this article. For the purposes of this section, “jurisdiction” means a city, a county or a 31 city and county. 32 (b) On or before January 1, 2022, and on or before January 1 every five years 33 thereafter, the Department shall recalculate the annual recovered organic waste product 34 procurement target for each jurisdiction according to the requirements of Subdivision 35 (c). 36 (c). Each jurisdiction’s recovered organic waste product procurement target shall be 37 calculated by multiplying the per capita procurement target by the jurisdiction population 38 where: 39 (1) Per capita procurement target = 0.08 tons of organic waste per California resident 40 per year. 41 2021/09/14 City Council Post Agenda Page 167 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 93 of 127 November 2020 (2) Jurisdiction population equals the number of residents in a jurisdiction, using the 1 most recent annual data reported by the California Department of Finance. 2 (d) Annually, the Department shall provide notice to each jurisdiction of its annual 3 recovered organic waste product procurement target by posting such information on the 4 Department’s website and providing written notice directly to the jurisdiction. 5 (e) A jurisdiction shall comply with Subdivision (a) by one or both of the following: 6 (1) Directly procuring recovered organic waste products for use or giveaway. 7 (2) Requiring, through a written contract or agreement, that a direct service provider 8 to the jurisdiction procure recovered organic waste products and provide written 9 documentation of such procurement to the jurisdiction. 10 (f) For the purposes of this article, the recovered organic waste products that a 11 jurisdiction may procure to comply with this article are: 12 (1) Compost, subject to any applicable limitations of Public Contract Code Section 13 22150, that is produced at: 14 (A) A compostable material handling operation or facility permitted or authorized 15 under Chapter 3.1 of this division; or 16 (B) A large volume in-vessel digestion facility as defined and permitted under 17 Chapter 3.2 of this division that composts on-site. [NOTE: Digestate, as defined in 18 Section 18982(a)(16.5), is a distinct material from compost and is thus not a 19 recovered organic waste product eligible for use in complying with this Article.] 20 (2) Renewable gas used for fuel for transportation, electricity, or heating applications. 21 (3) Electricity from biomass conversion. 22 (4) Mulch, provided that the following conditions are met for the duration of the 23 applicable procurement compliance year: 24 (A) The jurisdiction has an enforceable ordinance, or similarly enforceable 25 mechanism, that requires the mulch procured by the jurisdiction to comply with this 26 article to meet or exceed the physical contamination, maximum metal 27 concentration, and pathogen density standards for land application specified in 28 Section 17852(a)(24.5)(A)1. through 3. of this division; and 29 (B) The mulch is produced at one or more of the following: 30 1. A compostable material handling operation or facility as defined in Section 31 17852(a)(12), other than a chipping and grinding operation or facility as defined 32 in Section 17852(a)(10), that is permitted or authorized under this division; or 33 2. A transfer/processing facility or transfer/processing operation as defined in 34 Sections 17402(a)(30) and (31), respectively, that is permitted or authorized 35 under this division; or 36 3. A solid waste landfill as defined in Public Resources Code Section 40195.1 37 that is permitted under Division 2 of Title 27 of the California Code of 38 Regulations. 39 (g) The following conversion factors shall be used to convert tonnage in the annual 40 recovered organic waste product procurement target for each jurisdiction to equivalent 41 amounts of recovered organic waste products: 42 (1) One ton of organic waste in a recovered organic waste product procurement 43 target shall constitute: 44 (A) 21 diesel gallon equivalents, or “DGE,” of renewable gas in the form of 45 transportation fuel. 46 2021/09/14 City Council Post Agenda Page 168 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 94 of 127 November 2020 (B) 242 kilowatt-hours of electricity derived from renewable gas. 1 (C) 22 therms for heating derived from renewable gas. 2 (D) 650 kilowatt-hours of electricity derived from biomass conversion. 3 (E) 0.58 tons of compost or 1.45 cubic yards of compost. 4 (F) One ton of mulch. 5 (h) Renewable gas procured from a POTW may only count toward a jurisdiction’s 6 recovered organic waste product procurement target provided the following conditions 7 are met for the applicable procurement compliance year: 8 (1) The POTW receives organic waste directly from one or more of the following: 9 (A) A compostable material handling operation or facility as defined in Section 10 17852(a)(12), other than a chipping and grinding operation or facility as defined in 11 Section 17852(a)(10), that is permitted or authorized under this division; or 12 (B) A transfer/processing facility or transfer/processing operation as defined in 13 Sections 17402(a)(30) and (31), respectively, that is permitted or authorized under 14 this division; or 15 (C) A solid waste landfill as defined in Public Resources Code Section 40195.1 16 that is permitted under Division 2 of Title 27 of the California Code of Regulations. 17 (2) The POTW is in compliance with the exclusion described in Section 18 17896.6(a)(1). 19 (3) The jurisdiction receives a record from the POTW documenting the tons of 20 organic waste received by the POTW from all solid waste facilities described in 21 subsection (h)(1) above. 22 (4) The amount of renewable gas a jurisdiction or jurisdictions procured from the 23 POTW for fuel, electricity or heating applications is less than or equal to the POTW’s 24 production capacity of renewable gas generated from organic waste received at the 25 POTW directly from solid waste facilities as determined using the relevant conversion 26 factors in Subdivision (g). 27 (5) The POTW transported less than 25 percent of the biosolids it produced to 28 activities that constitute landfill disposal. 29 (i) Electricity procured from a biomass conversion facility may only count toward a 30 jurisdiction’s recovered organic waste product procurement target if the biomass 31 conversion facility receives feedstock directly from one or more of the following during 32 the duration of the applicable procurement compliance year: 33 (1) A compostable material handling operation or facility as defined in Section 34 17852(a)(12), other than a chipping and grinding operation or facility as defined in 35 Section 17852(a)(10), that is permitted or authorized under this division; or 36 (2) A transfer/processing facility or transfer/processing operation as defined in 37 Sections 17402(a)(30) and (31), respectively, that is permitted or authorized under 38 this division; or 39 (3) A solid waste landfill as defined in Public Resources Code Section 40195.1 that is 40 permitted under Division 2 of Title 27 of the California Code of Regulations. 41 (j) If a jurisdiction’s annual recovered organic waste product procurement target 42 exceeds the jurisdiction’s total procurement of transportation fuel, electricity, and gas for 43 heating applications from the previous calendar year as determined by the conversion 44 factors in Subdivision (g), the target shall be adjusted to an amount equal to its total 45 2021/09/14 City Council Post Agenda Page 169 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 95 of 127 November 2020 procurement of those products as converted to their recovered organic waste product 1 equivalent from the previous year consistent with Subdivision (g). 2 (k) A jurisdiction shall identify additional procurement opportunities within the 3 jurisdiction’s departments and divisions for expanding the use of recovered organic 4 waste products. 5 (l) Rural counties, and jurisdictions located within rural counties that are exempt from 6 the organic waste collection requirements pursuant to Section 18984.12(c), are not 7 required to comply with the procurement requirements in this Section from January 1, 8 2022-December 31, 2026. 9 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 10 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 11 Sections 39730.6 and 39730.8. 12 Section 18993.2. Recordkeeping Requirements For Recovered Organic Waste 13 Procurement Target. 14 (a) A jurisdiction, as defined in 18993.1(a), shall include all documents supporting its 15 compliance with this article in the implementation record required by Section 18995.2 of 16 this chapter including, but not limited to, the following: 17 (1) A description of how the jurisdiction will comply with the requirements of this 18 article. 19 (2) The name, physical location, and contact information of each entity, operation, or 20 facility from whom the recovered organic waste products were procured, and a 21 general description of how the product was used, and if applicable, where the 22 product was applied. 23 (3) All invoices or similar records evidencing all procurement. 24 (4) If a jurisdiction will include procurement of recovered organic waste products 25 made by a direct service provider to comply with the procurement requirements of 26 Section 18993.1(a), the jurisdiction shall include all records of procurement of 27 recovered organic waste products made by the direct service provider on behalf of 28 the jurisdiction including invoices or similar records evidencing procurement. 29 (5) If a jurisdiction will include renewable gas procured from a POTW for any of the 30 uses identified in 18993.1(f)(2) to comply with the procurement mandate of Section 31 18993.1(a), a written certification by an authorized representative of the POTW , 32 under penalty of perjury in a form and manner determined by the jurisdiction, 33 attesting to the following for the applicable procurement compliance year: 34 (A) That the POTW was in compliance with the exclusion in Section 17896.6(a)(1); 35 (B) The total tons of organic waste received from the types of solid waste facilities 36 listed in Section 18993.1(h)(1); and 37 (C) The percentage of biosolids that the POTW produced and transported to 38 activities that constitute landfill disposal. 39 (6) If a jurisdiction will include electricity procured from a biomass conversion facility 40 to comply with the procurement mandate of Section 18993.1(a), a written certification 41 by an authorized representative of the biomass conversion facility certifying that 42 biomass feedstock was received from a permitted solid waste facility identified in 43 2021/09/14 City Council Post Agenda Page 170 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 96 of 127 November 2020 18993.1(i) shall be provided to the jurisdiction. The certification shall be furnished 1 under penalty of perjury in a form and manner determined by the jurisdiction. 2 (7) If the jurisdiction is implementing the procurement requirements of Section 3 18993.1 through an adjusted recovered organic waste product procurement target 4 pursuant to Section 18993.1(j), the jurisdiction shall include records evidencing the 5 total amount of transportation fuel, electricity, and gas for heating applications 6 procured during the calendar year prior to the applicable reporting period. 7 (8) For jurisdictions complying with the requirements of Section 18993.1, through the 8 procurement of mulch, a copy of the ordinance or similarly enforceable mechanism 9 the jurisdiction has adopted requiring that mulch procured by the jurisdiction or a 10 direct service provider meets the land application standards specified in Section 11 18993.1. 12 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 13 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 14 Section 39730.6. 15 Section 18993.3. Recycled Content Paper Procurement Requirements. 16 (a) A jurisdiction shall procure paper products, and printing and writing paper, consistent 17 with the requirements of Sections 22150-22154 of the Public Contract Code. 18 (b) In addition to meeting the requirements of Subdivision (a), paper products and 19 printing and writing paper shall be eligible to be labeled with an unqualified recyclable 20 label as defined in 16 Code of Federal Regulations (CFR) Section 260.12 as published 21 January 1, 2013, which is hereby incorporated by reference. 22 (c) A jurisdiction shall require all businesses from whom it purchases paper products 23 and printing and writing paper to certify in writing: 24 (1) The minimum percentage, if not the exact percentage, of postconsumer material 25 in the paper products and printing and writing paper offered or sold to the jurisdiction. 26 The certification shall be furnished under penalty of perjury in a form and manner 27 determined by the jurisdiction. A jurisdiction may waive the certification requirement if 28 the percentage of postconsumer material in the paper products, printing and writing 29 paper, or both can be verified by a product label, catalog, invoice, or a manufacturer 30 or vendor Internet website. 31 (2) That the paper products and printing and writing paper offered or sold to the 32 jurisdiction is eligible to be labeled with an unqualified recyclable label as defined in 33 16 CFR Section 260.12 as published January 1, 2013, which is hereby incorporated 34 by reference. 35 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5, 36 and Health and Safety Code Section 39730.6. 37 Reference: Public Resources Code Section 42652.5; Health and Safety Code Section 38 39730.6; and Public Contracts Code Sections 22150, 22151, 22152, 22153, and 22154. 39 2021/09/14 City Council Post Agenda Page 171 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 97 of 127 November 2020 Section 18993.4. Recordkeeping Requirements for Recycled Content Paper 1 Procurement. 2 (a) A jurisdiction shall include all documents supporting its compliance with this article in 3 the implementation record required by Section 18995.2 of this chapter including, but not 4 limited to, the following: 5 (1) Copies of invoices, receipts or other proof of purchase that describe the 6 procurement of paper products by volume and type for all paper purchases. 7 (2) Copies of all certifications or other verification required under Section 18993.3. 8 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 9 Reference: Public Resources Code Section 42652.5; Health and Safety Code Section 10 39730.6; and Public Contracts Code Sections 22150, 22151, 22152, 22153, and 22154. 11 Article 13. Reporting 12 Section 18994.1. Initial Jurisdiction Compliance Report. 13 (a) Each jurisdiction shall report to the Department on its implementation and 14 compliance with the requirements of this chapter. Each jurisdiction shall report to the 15 Department by April 1, 2022 the following information: 16 (1) A copy of ordinances or other enforceable mechanisms adopted pursuant to this 17 chapter. 18 (2) The reporting items identified in Section 18994.2(b). 19 (3) The following contact information: 20 (A) The name, mailing address, phone number, and email address of the 21 employee of the jurisdiction that the jurisdiction has designated as the primary 22 contact person for the purposes of receiving communications regarding 23 compliance with this chapter. 24 (B) The name and address of the agent designated by the jurisdiction for the 25 receipt of service of process from the Department for the purposes of enforcement 26 of this chapter if different from (A) above. 27 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 28 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 29 Section 39730.6. 30 Section 18994.2. Jurisdiction Annual Reporting. 31 (a) A jurisdiction shall report the information required in this section to the Department 32 according to the following schedule: 33 (1) On or before October 1, 2022, a jurisdiction shall report for the period of January 34 1, 2022 through June 30, 2022. 35 (2) On or before August 1, 2023, and on or before August 1 each year thereafter, a 36 jurisdiction shall report for the period covering the entire previous calendar year. 37 (b) Each jurisdiction shall report the following, relative to its implementation of the 38 organic waste collection requirements of Article 3 of this chapter: 39 (1) The type of organic waste collection service(s) provided by the jurisdiction to its 40 generators. 41 2021/09/14 City Council Post Agenda Page 172 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 98 of 127 November 2020 (2) The total number of generators that receive each type of organic waste collection 1 service provided by the jurisdiction. 2 (3) If the jurisdiction is implementing an organic waste collection service that requires 3 transport of the contents of containers to a high diversion organic waste processing 4 facility, the jurisdiction shall identify the Recycling and Disposal Reporting System 5 number of each facility that receives organic waste from the jurisdiction. 6 (4) If the jurisdiction allows placement of compostable plastics in containers pursuant 7 to Section 18984.1 or 18984.2, the jurisdiction shall identify each facility that has 8 notified the jurisdiction that it accepts and recovers that material. 9 (5) If the jurisdiction allows organic waste to be collected in plastic bags and placed in 10 containers pursuant to Section 18984.1 or 18984.2 the jurisdiction shall identify each 11 facility that has notified the jurisdiction that it can accept and remove plastic bags 12 when it recovers source separated organic waste. 13 (c) Each jurisdiction shall report the following, relative to its implementation of the 14 contamination monitoring requirements of Article 3 of this chapter: 15 (1) The number of route reviews conducted for prohibited container contaminants. 16 (2) The number of times notices, violations, or targeted education materials were 17 issued to generators for prohibited container contaminants. 18 (3) The results of waste evaluations performed to meet the container contamination 19 minimization requirements and the number of resulting targeted route reviews. 20 (d) Each jurisdiction shall report the following relative to its implementation of waivers 21 pursuant to Article 3 of this chapter: 22 (1) The number of days an emergency circumstances waiver as allowed in Section 23 18984.13 was in effect and the type of waiver issued. 24 (2) The tons of organic waste that were disposed as a result of waivers identified in 25 Subsection (1), except disaster and emergency waivers granted in Section 26 18984.13(b). 27 (3) The number of generators issued a de-minimis waiver. 28 (4) The number of generators issued a physical space waiver. 29 (5) A jurisdiction that receives a waiver from the Department pursuant to Section 30 18984.12 of Article 3 of this chapter shall report the following information for each 31 year the waiver is in effect: 32 (A) The number of generators waived from the requirement to subscribe to an 33 organic waste collection service. 34 (e) A jurisdiction shall report the following regarding its implementation of education and 35 outreach required in Article 4 of this chapter: 36 (1) The number of organic waste generators and edible food generators that received 37 information and the type of education and outreach used. 38 (f) A jurisdiction shall report the following regarding its implementation of the hauler 39 oversight requirements of Article 7 of this chapter: 40 (1) The number of haulers approved to collect organic waste in the jurisdiction. 41 (2) The Recycling and Disposal Reporting System number of each facility that is 42 receiving organic waste from haulers approved by the jurisdiction. 43 (3) The number of haulers that have had their approval revoked or denied. 44 2021/09/14 City Council Post Agenda Page 173 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 99 of 127 November 2020 (g) A jurisdiction subject to article 8 shall report the following regarding its 1 implementation of the CALGreen Building Standards and Model Water Efficient 2 Landscape Ordinance as required in Article 8 of this chapter: 3 (1) The number of construction and demolition debris removal activities conducted in 4 compliance with Section 18989.1. 5 (2) The number of projects subject to Section 18989.2. 6 (h) A jurisdiction shall report the following regarding its implementation of the edible 7 food recovery requirements of Article 10 of this chapter: 8 (1) The number of commercial edible food generators located within the jurisdiction. 9 (2) The number of food recovery services and organizations located and operating 10 within the jurisdiction that contract with or have written agreements with commercial 11 edible food generators for food recovery. 12 (A) A jurisdiction shall require food recovery organizations and services that are 13 located within the jurisdiction and contract with or have written agreements with 14 commercial edible food generators pursuant to Section 18991.3 (b) to report the 15 amount of edible food in pounds recovered by the service or organization in the 16 previous calendar year to the jurisdiction. 17 (3) The jurisdiction shall report on the total pounds of edible food recovered by food 18 recovery organizations and services pursuant to Subdivision (h)(2)(A). 19 (i) A jurisdiction shall report the following regarding its implementation of the organic 20 waste recycling capacity planning and edible food recovery capacity planning 21 requirements of Article 11 of this chapter: 22 (1) A county shall report: 23 (A) The tons estimated to be generated for landfill disposal. 24 (B) The amount of capacity verifiably available to the county and cities within the 25 county. 26 (C) The amount of new capacity needed. 27 (D) The locations identified for new or expanded facilities. 28 (E) The jurisdictions that are required to submit implementation schedules. 29 (F) The jurisdictions that did not provide information required by Article 11 of this 30 chapter to the county within 120 days. 31 (2) Notwithstanding Subdivision (a), the information required by this subdivision shall 32 be reported on the schedule specified in Section 18992.3. 33 (j) A jurisdiction, as defined in Sections 18993.1, shall report the following regarding its 34 implementation of the procurement requirements of Article 12 of this chapter: 35 (1) The amount of each recovered organic waste product procured directly by the 36 city, county, or through direct service providers, or both during the prior calendar 37 year. 38 (2) If the jurisdiction is implementing the procurement requirements of Section 39 18993.1 through an adjusted recovered organic waste product procurement target 40 pursuant to Section 18993.1(j), the jurisdiction shall include in its report the total 41 amount of transportation fuel, electricity, and gas for heating applications procured 42 during the calendar year prior to the applicable reporting period. 43 (k) A jurisdiction shall report the following regarding its implementation of the 44 compliance, monitoring, and enforcement requirements specified in Articles 14-16 of 45 this chapter: 46 2021/09/14 City Council Post Agenda Page 174 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 100 of 127 November 2020 (1) The number of commercial businesses that were included in a compliance review 1 performed by the jurisdiction pursuant to Section 18995.1(a)(1). As well as the 2 number of violations found and corrected through compliance reviews if different from 3 the amount reported in Subdivision (k)(5). 4 (2) The number of route reviews conducted. 5 (3) The number of inspections conducted by type for commercial edible food 6 generators, food recovery organizations, and commercial businesses. 7 (4) The number of complaints pursuant to Section 18995.3 that were received and 8 investigated, and the number of Notices of Violation issued based on investigation of 9 those complaints. 10 (5) The number of Notices of Violation issued, categorized by type of entity subject to 11 this chapter. 12 (6) The number of penalty orders issued, categorized by type of entity subject to this 13 chapter. 14 (7) The number of enforcement actions that were resolved, categorized by type of 15 regulated entity. 16 (l) A jurisdiction shall report any changes to the information described in Sections 17 18994.1(a)(1) and 18994.1(a)(3). 18 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 19 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 20 Section 39730.6. 21 Article 14 Enforcement Requirements 22 Section 18995.1. Jurisdiction Inspection Requirements. 23 (a) On or before January 1, 2022, a jurisdiction shall have an inspection and 24 enforcement program that is designed to ensure overall compliance with this chapter 25 and that, at a minimum, includes the following requirements: 26 (1) Beginning January 1, 2022, and at least annually thereafter, a jurisdiction shall 27 conduct the following: 28 (A) If the jurisdiction is using the compliance method described in Section 18984.1 29 or 18984.2 of this division, the jurisdiction shall complete a compliance review of 30 all solid waste collection accounts for commercial businesses that are subject to its 31 authority and that generate two cubic yards or more per week of solid waste, 32 including organic waste. 33 1. The jurisdiction shall also determine compliance with: 34 i. Organic waste generator requirements set forth in Section 18984.9(a). 35 ii. Self-haul requirements set forth in Section 18988.3, including whether a 36 business is complying through back-hauling organic waste. 37 2. Beginning April 1, 2022, the jurisdiction shall either: 38 i. Conduct annual route reviews of commercial businesses and residential 39 generators for compliance with organic waste generator requirements set 40 forth in Section 18984.9(a) and container contamination requirements set 41 forth in Section 18984.5; or 42 2021/09/14 City Council Post Agenda Page 175 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 101 of 127 November 2020 ii. Perform waste evaluations consistent with Section 18984.5(c) to verify 1 commercial businesses and residential generators compliance with organic 2 waste generator requirements set forth in Section 18984.9(a). 3 (B) If a jurisdiction is using the compliance method described in Section 18984.3, 4 the jurisdiction shall conduct a compliance review of all solid waste collection 5 accounts for commercial businesses that are subject to its authority and generate 6 two cubic yards or more per week of solid waste, including organic waste. 7 1. The jurisdiction shall also determine compliance with: 8 i. Organic waste generator requirements set forth in Section 18984.9(a) and 9 document if the business is transporting the contents to a high diversion 10 organic waste processing facility; or 11 ii. Self-hauling requirements pursuant to Section 18988.3, including whether 12 a business is complying through back-hauling organic waste. 13 (2) Beginning January 1, 2022, conduct inspections of Tier One commercial edible 14 food generators and food recovery organizations and services for compliance with 15 this chapter. Beginning January 1, 2024, conduct inspections of Tier Two commercial 16 edible food generators for compliance with Article 10 of this chapter. 17 (3) Beginning January 1, 2022, investigate complaints as required under Section 18 18995.3. 19 (4) Beginning January 1, 2022 and until December 31, 2023, a jurisdiction shall 20 provide educational material describing the applicable requirements of this chapter in 21 response to violations. 22 (5) Beginning January 1, 2024, a jurisdiction shall enforce this chapter pursuant to 23 Sections 18995.4 and 18997.2 in response to violations. 24 (6) At least every five years from the date of issuance, verify through inspection that 25 commercial businesses are meeting de minimis and physical space waivers for 26 compliance consistent with the requirements of Section 18984.11. 27 (b) A jurisdiction shall conduct a sufficient number of route reviews and inspections of 28 entities described in this section to adequately determine overall compliance with this 29 chapter. A jurisdiction may prioritize inspections of entities that it determines are more 30 likely to be out of compliance. 31 (c) A jurisdiction shall generate a written or electronic record for each inspection, route 32 review, and compliance review conducted pursuant to this chapter. Each record shall 33 include, at a minimum, the following information: 34 (1) Identifying information for the subject or subjects of the inspection, route review or 35 compliance review, such as, but not limited to: 36 (A) The name or account name of each person or entity. 37 (B) A description of the hauler route and addresses covered by a route review. 38 (C) A list of accounts reviewed for each compliance review. 39 (2) The date or dates the inspection, route review, or compliance review was 40 conducted. 41 (3) The person or persons who conducted the action. 42 (4) The jurisdiction’s findings regarding compliance with this chapter, including any 43 Notices of Violation or educational materials that were issued. 44 (5) Any relevant evidence supporting the findings in Subsection (4) above, such as, 45 but not limited to, photographs and account records. 46 2021/09/14 City Council Post Agenda Page 176 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 102 of 127 November 2020 (6) Route review records shall also include a description of the locations of the route 1 review(s) and the addresses where prohibited container contaminants are found, if 2 any. 3 (d) Documentation of route reviews, compliance reviews, and inspections, as well as all 4 other records of enforcement conducted pursuant to this chapter shall be maintained in 5 the Implementation Record required by Section 18995.2 of this chapter, and shall 6 include, but not be limited to: 7 (1) Copies of all documentation of route reviews, compliance reviews, and 8 inspections. 9 (2) Copies of all enforcement actions required by Section 18995.4 of this chapter, 10 including Notices of Violation and penalty orders. 11 (3) A list of the date(s) that the jurisdiction determined an entity complied with a 12 Notice of Violation and the evidence that supports that compliance determination. 13 (4) Copies of notices and educational material provided as required by this section. 14 (e) Consistent with Section 18981.2, a jurisdiction may have a designee conduct 15 inspections required by this section. 16 (f) Any records obtained by a jurisdiction through its implementation and enforcement of 17 the requirements of this chapter shall be subject to the requirements and applicable 18 disclosure exemptions of the Public Records Act as set forth in Government Code 19 Section 6250 et seq. 20 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 21 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 22 Section 39730.6. 23 Section 18995.2. Implementation Record and Recordkeeping Requirements. 24 (a) A jurisdiction shall maintain all records required by this chapter in the 25 Implementation Record. 26 (b) The Implementation Record shall be stored in one central location, physical or 27 electronic, that can be readily accessed by the Department. 28 (c) Upon request by the Department, the jurisdiction shall provide access to the 29 Implementation Record within ten business days. 30 (d) All records and information shall be included in the Implementation Record within 60 31 days of the creation of the record or information. 32 (e) All records shall be retained by the jurisdiction for five years. 33 (f) At a minimum, the following shall be included in the Implementation Record: 34 (1) A copy of all ordinances or other similarly enforceable mechanisms, contracts, 35 and agreements, as required by this chapter. 36 (2) A written description of the jurisdiction's inspection and enforcement program that 37 it uses to comply with Sections 18995.1 and 18995.4. 38 (3) All organic waste collection service records required by Section 18984.4. 39 (4) All contamination minimization records required by Section 18984.6. 40 (5) All waiver and exemption records required by Section 18984.14. 41 (6) All education and outreach records required by Section 18985.3. 42 (7) All hauler program records required by Section 18988.4. 43 (8) All jurisdiction edible food recovery program records required by Section 18991.2. 44 2021/09/14 City Council Post Agenda Page 177 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 103 of 127 November 2020 (9) All recovered organic waste procurement target records required by Section 1 18993.2. 2 (10) All recycled content paper procurement records required by Section 18993.4. 3 (11) All inspection, route review, and compliance review documents generated 4 pursuant to the requirements of Section 18995.1(d). 5 (12) All records of enforcement actions undertaken pursuant to this chapter. 6 (13) All records of complaints and investigations of complaints required by Section 7 18995.3 and compliance with the jurisdiction’s inspection and enforcement 8 requirements of Sections 18995.1. 9 (14) All records required by Section 18998.4 if the jurisdiction is implementing a 10 performance-based source separated organic waste collection service under Article 11 17 of this chapter. 12 (g) All records maintained in the Implementation Record shall be subject to the 13 requirements and applicable disclosure exemptions of the Public Records Act as set 14 forth in Government Code Section 6250 et seq. 15 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 16 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 17 Section 39730.6. 18 Section 18995.3. Jurisdiction Investigation of Complaints of Alleged Violations. 19 (a) A jurisdiction shall provide a procedure for the receipt and investigation of written 20 complaints of alleged violations of this chapter. The jurisdiction shall allow for the 21 submission of anonymous complaints. 22 (b) The procedure shall provide that complaints be in writing and include the following 23 information: 24 (1) If the complaint is not anonymous, the name and contact information of the 25 complainant. 26 (2) The identity of the alleged violator, if known. 27 (3) A description of the alleged violation including location(s) and all other relevant 28 facts known to the complainant. 29 (4) Any relevant photographic or documentary evidence to support the allegations in 30 the complaint. 31 (5) The identity of any witnesses, if known. 32 (c) A jurisdiction shall commence an investigation within 90 days of receiving a 33 complaint that meets the requirements of Subdivision (b) if the jurisdiction determines 34 that the allegations, if true, would constitute a violation of this chapter. The jurisdiction 35 may decline to investigate a complaint if, in its judgment, investigation is unwarranted 36 because the allegations are contrary to facts known to the jurisdiction. 37 (d)The jurisdiction shall provide a procedure to notify a complainant of the results of 38 their complaint if the identity and contact information of the complainant are known. 39 (e) The jurisdiction shall maintain records of all complaints and responses pursuant to 40 this section in the Implementation Record set forth in Section 18995.2. The records 41 shall include the complaint as received and the jurisdiction’s determination of 42 compliance or notice of violations issued. 43 2021/09/14 City Council Post Agenda Page 178 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 104 of 127 November 2020 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 1 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 2 Section 39730.6. 3 Section 18995.4. Enforcement by a Jurisdiction. 4 (a) With the exception of violations of the prohibited container contaminants provisions 5 in Section 18984.5(a), which a jurisdiction shall enforce through the notice provisions of 6 Section 18984.5(b), for violations of this chapter occurring on or after January 1, 2024, 7 the jurisdiction shall take enforcement action as set forth in this section. 8 (1) The jurisdiction shall issue a Notice of Violation requiring compliance within 60 9 days of the issuance of that notice. 10 (2) Absent compliance by the respondent within the deadline set forth in the Notice 11 of Violation, the jurisdiction shall commence an action to impose penalties pursuant 12 to Article 16 of this chapter. 13 (b) The jurisdiction may extend the compliance deadlines set forth in a Notice of 14 Violation issued pursuant to Subdivision (a) if it finds that extenuating circumstances 15 beyond the control of the respondent make compliance within the deadlines 16 impracticable. For purposes of this section, extenuating circumstances are: 17 (1) Acts of God such as, earthquakes, wildfires, flooding, and other emergencies or 18 natural disasters; 19 (2) Delays in obtaining discretionary permits or other government agency approvals; 20 and 21 (3) Deficiencies in organic waste recycling capacity infrastructure or edible food 22 recovery capacity, and the relevant jurisdiction is under a Corrective Action Plan 23 pursuant to Section 18996.2 due to those deficiencies. 24 (c) A Notice of Violation shall include the following information: 25 (1) The name(s), or account name(s) if different, of each person or entity to whom it 26 is directed. 27 (2) A factual description of the violations of this chapter, including the regulatory 28 section(s) being violated. 29 (3) A compliance date by which the operator is to take specified action(s). 30 (4) The penalty for not complying within the specified compliance date. 31 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 32 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 33 Section 39730.6. 34 Article 15. Enforcement Oversight by the Department 35 Section 18996.1. Department Evaluation of Jurisdiction Compliance. 36 (a) The Department shall evaluate a jurisdiction’s compliance with this chapter as set 37 forth in this article. 38 (b) In conducting a compliance evaluation, the Department shall review the jurisdiction’s 39 Implementation Record and may conduct inspections, compliance reviews, and route 40 reviews. 41 2021/09/14 City Council Post Agenda Page 179 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 105 of 127 November 2020 (c) The Department shall notify the jurisdiction prior to conducting a compliance 1 evaluation. 2 (d) The Department shall provide its findings to the jurisdiction in writing. 3 (e) If the Department determines at any time that an ordinance adopted by a jurisdiction 4 is inconsistent with or does not meet the requirements set forth in this chapter, the 5 Department shall notify the jurisdiction and provide an explanation of the deficiencies. 6 The jurisdiction shall have 180 days from that notice to correct the deficiencies. If the 7 jurisdiction does not, the Department shall commence enforcement actions as set forth 8 in Section 18996.2. 9 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 10 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 11 Section 39730.6. 12 Section 18996.2. Department Enforcement Action Over Jurisdictions. 13 (a) The Department shall enforce this chapter according to the following procedures: 14 (1) Issue a Notice of Violation requiring compliance within 90 days of the date of 15 issuance of that notice. The Department shall grant an extension for up to a total of 16 180 days from the date of issuance of the Notice of Violation if it finds that additional 17 time is necessary for the jurisdiction to comply. 18 (2) The Department shall extend the deadline for a jurisdiction to comply beyond the 19 maximum compliance deadline allowed in Subdivision (a)(1) by issuing a Corrective 20 Action Plan setting forth the actions a jurisdiction shall take to correct the violation(s). 21 A Corrective Action Plan shall be issued if the Department finds that additional time is 22 necessary for the jurisdiction to comply and the jurisdiction has made a substantial 23 effort to meet the maximum compliance deadline but extenuating circumstances 24 beyond the control of the jurisdiction make compliance impracticable. The 25 Department shall base its finding on available evidence, including relevant evidence 26 provided by the jurisdiction. 27 (A) If a jurisdiction is unable to comply with the maximum compliance deadline 28 allowed in Subdivision (a)(1) due to deficiencies in organic waste recycling 29 capacity infrastructure, the Department shall issue a Corrective Action Plan for 30 such violations upon making a finding that: 31 1. Additional time is necessary for the jurisdiction to comply; and 32 2. The jurisdiction has provided organic waste collection service to all hauler 33 routes where it is practicable and the inability to comply with the maximum 34 compliance deadline in Subdivision (a)(1) is limited to only those hauler routes 35 where organic waste recycling capacity infrastructure deficiencies have caused 36 the provision of organic waste collection service to be impracticable. 37 3. The Department shall, if applicable, consider implementation schedules, as 38 described in Section 18992.1, for purposes of developing a Corrective Action 39 Plan but shall not be restricted in mandating actions to remedy violation(s) and 40 developing applicable compliance deadline(s) to those provided in the 41 Implementation Schedule. 42 (B) For the purposes of this section, “substantial effort” means that a jurisdiction 43 has taken all practicable actions to comply. Substantial effort does not include 44 2021/09/14 City Council Post Agenda Page 180 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 106 of 127 November 2020 circumstances where a decision-making body of a jurisdiction has not taken the 1 necessary steps to comply with the chapter including, but not limited to, a failure to 2 provide adequate staff resources to meet its obligations under this chapter, a 3 failure to provide sufficient funding to ensure compliance, or failure to adopt the 4 ordinance(s) or similarly enforceable mechanisms under Section 18981.2. 5 (C) For the purposes of this section, “extenuating circumstances” are: 6 1. Acts of God, such as earthquakes, wildfires, mudslides, flooding, and other 7 emergencies or natural disasters. 8 2. Delays in obtaining discretionary permits or other government agency 9 approvals. 10 3. An organic waste recycling infrastructure capacity deficiency requiring more 11 than 180 days to cure. 12 (3) A Corrective Action Plan shall be issued by the Department with a maximum 13 compliance deadline no more than 24 months from the date of the original Notice of 14 Violation and shall include a description of each action the jurisdiction shall take to 15 remedy the violation(s) and the applicable compliance deadline(s) for each action. 16 The Corrective Action Plan shall describe the penalties that may be imposed if a 17 jurisdiction fails to comply. 18 (A) An initial Corrective Action Plan issued due to inadequate organic waste 19 recycling infrastructure capacity may be extended for a period of up to 12 months 20 if the department finds that the jurisdiction has demonstrated substantial effort. 21 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 22 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 23 Section 39730.6. 24 Section 18996.3. Department Enforcement When Jurisdiction Fails to Enforce. 25 The Department shall take direct enforcement action against an entity subject to a 26 jurisdiction’s enforcement authority under this chapter consistent with the following 27 requirements: 28 (a) If the jurisdiction fails to comply by the deadline in a Notice of Violation, or extension 29 thereto, issued under Section 18996.2(a)(1) for failure to take enforcement action as 30 required by this chapter, the Department shall take direct enforcement action against 31 that entity pursuant to Section 18996.9 upon the Department’s compliance with 32 Subdivision (b). 33 (b) Prior to initiating enforcement action under Section 18996.9 against the entity, the 34 Department shall notify the jurisdiction in writing of its intent to do so and shall include a 35 general description of the grounds for the Department’s action. 36 (c) Nothing in this section shall be construed as a limitation on the Department taking 37 enforcement action against the jurisdiction for a failure to comply with the requirements 38 of this chapter. 39 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 40 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 41 Section 39730.6. 42 2021/09/14 City Council Post Agenda Page 181 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 107 of 127 November 2020 Section 18996.4. Access for Inspection by the Department. 1 (a) Upon presentation of proper credentials, an authorized Department employee or 2 agent shall be allowed to enter the premises of any entity subject to this chapter during 3 normal working hours to conduct inspections and investigations in order to examine 4 organic waste recovery activities, edible food recovery activities, and records in order to 5 determine compliance with this chapter. Methods may include, but are not limited to, 6 allowing the review or copying or both, of any paper, electronic, or other records 7 required by this chapter. 8 (1) This subdivision is not intended to permit an employee or agent of the Department 9 to enter a residential property. 10 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 11 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 12 Section 39730.6. 13 Section 18996.5. Enforcement Actions Against Organic Waste Generators 14 Located In Multiple Jurisdictions. 15 (a) In matters of substantial statewide concern, where multiple jurisdictions determine 16 that Department enforcement may be more effective at achieving the intent of this 17 chapter than separate enforcement by each jurisdiction, multiple jurisdictions may, 18 together, file a joint enforcement referral under this section. 19 (b) The joint referral may request that the Department take enforcement action in lieu of 20 those jurisdictions against an organic waste generator or generators, including a 21 commercial edible food generator or generators, with locations, at minimum, in each of 22 those jurisdictions. 23 (c) The joint referral shall be filed with the director of CalRecycle and shall include: 24 (1) A statement of facts that includes a description of the following: 25 (A) The relevant locations of the organic waste generator or generators at issue; 26 (B) The alleged violations of this chapter, the locations of those violations, and the 27 relevant regulatory sections; and 28 (C) All evidence known to the jurisdictions that supports the allegations in the 29 statement of facts. 30 (2) An analysis of the following issues: 31 (A) Why the relevant enforcement matter is of substantial statewide concern; and 32 (B) The basis of the finding by the jurisdictions that Department enforcement 33 against the relevant organic waste generator or generators will be more effective 34 at achieving the intent of this chapter than separate enforcement by each 35 jurisdiction. 36 (3) A signature from the person in each jurisdiction responsible for compliance with 37 this chapter, as currently reported to the Department in Article 13, certifying that the 38 allegations contained in the referral are true and correct to the best of their 39 knowledge. 40 (d) The Department shall take enforcement action in lieu of the jurisdictions pursuant to 41 this section and Section 18996.9 upon a finding that: 42 (1) The referral meets the requirements of this section and includes credible evidence 43 supporting all of the factual allegations therein; 44 2021/09/14 City Council Post Agenda Page 182 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 108 of 127 November 2020 (2) The relevant enforcement matter described in the joint referral is of substantial 1 regional or statewide concern; and 2 (3) Department enforcement action against the relevant organic waste generator will 3 be more effective at achieving the goals of this chapter than separate enforcement by 4 each jurisdiction. 5 (e) The Department shall respond, in writing, to the joint referral with a determination as 6 to whether it will take enforcement action against the relevant generator in lieu of the 7 jurisdictions. 8 (1) If the Department agrees to take enforcement action pursuant to a joint referral, 9 the Department shall issue a written order to the relevant jurisdictions mandating 10 suspension of their individual enforcement actions against the relevant organic waste 11 generator or generators. 12 (2) If the Department fails to respond to a joint referral within 90 days of receipt, the 13 joint referral shall be deemed denied. 14 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 15 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 16 Section 39730.6. 17 Section 18996.6. Department Enforcement Action Regarding State Agencies. 18 (a) If the Department finds that a state agency is violating Article 5 or Article 10 of this 19 chapter, then the Department shall take the following actions: 20 (1) Issue a Notice of Violation requiring compliance within 90 days of the date of 21 issuance of that notice. The Department shall grant an additional extension up to 180 22 days fro m the date of issuance of the Notice of Violation if it finds that additional time 23 is necessary for the state agency to comply. The Department shall base its finding on 24 available evidence, including relevant evidence provided by the state agency. 25 (2) If a state agency fails to comply by the final deadline in a Notice of Violation, the 26 Department shall take the following actions: 27 (A) List the state agency on the Organic Waste Recovery Noncompliance 28 Inventory on the Department’s website until such time as the Department finds that 29 the state agency is no longer in violation. 30 (B) Notify the Governor. 31 (C) Notify the Legislature. 32 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 33 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 34 Section 39730.6. 35 Section 18996.7. Department Enforcement Action Regarding Local Education 36 Agencies and Federal Facilities. 37 (a) If the Department finds that a local education agency or federal facility is violating 38 this chapter, the Department shall issue a Notice of Violation requiring compliance 39 within 90 days. The Department shall grant an additional extension up to 180 days from 40 the date of issuance of the Notice of Violation if it finds that additional time is necessary 41 for the local education agency or federal facility to comply. The Department shall base 42 2021/09/14 City Council Post Agenda Page 183 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 109 of 127 November 2020 its finding on available evidence, including relevant evidence provided by the local 1 education agency or federal facility. If the local education agency or federal facility fails 2 to comply with the final deadline in a Notice of Violation, the Department shall list the 3 local education agency or federal facility on the Organic Waste Recovery 4 Noncompliance Inventory on its website until such time as the Department determines 5 that the local education agency or federal facility is no longer in violation. 6 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 7 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 8 Section 39730.6. 9 Section 18996.8. Department Investigation of Complaints of Alleged Violations. 10 (a) The Department shall receive and investigate written complaints of alleged violations 11 of this chapter according to the requirements of this section. 12 (b) Complaints may be submitted anonymously, shall be submitted in writing, and shall 13 include the following information. 14 (1) If the complaint is not anonymous, the name and contact information of the 15 complainant. 16 (2) The identity of the alleged violator, if known. 17 (3) A description of the alleged violation including location(s) and all other relevant 18 facts known to the complainant. 19 (4) Any relevant photographic or documentary evidence to support the allegations in 20 the complaint. 21 (5) The identity of any witnesses, if known. 22 (c) The Department shall commence an investigation within 90 days of receiving a 23 complaint that meets the requirements of Subdivision (b) if the Department determines 24 the allegations, if true, would constitute a violation of this chapter subject to the 25 enforcement authority of the Department. The Department may decline to investigate a 26 complaint if, in its judgment, investigation is unwarranted because the allegations are 27 contrary to facts known to the Department. The Department shall notify the complainant 28 of the results of the investigation if the identity and contact information of the 29 complainant are known. 30 (d) If the Department receives a complaint about a violation within the enforcement 31 authority of a jurisdiction, it shall refer the complaint to the jurisdiction for investigation 32 under Section 18995.3. 33 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 34 Reference: Public Resources Code Section 42652.5and Health and Safety Code 35 Section 39730.6. 36 Section 18996.9. Department Enforcement Actions Against Entities. 37 (a) The Department shall take enforcement action against the following entities pursuant 38 to the requirements of this section when a jurisdiction has failed to enforce this chapter 39 as determined under Section 18996.3, or lacks the authority to enforce this chapter: 40 (1) Organic waste generators, commercial edible food generators, haulers, and food 41 recovery organizations and services; and 42 2021/09/14 City Council Post Agenda Page 184 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 110 of 127 November 2020 (2) A non-local entity that is not subject to Section 18996.6 or 18996.7. 1 (b) Violations of this chapter that are subject to this section shall be enforced as follows: 2 (1) For a first violation: 3 (A) The Department shall issue a Notice of Violation requiring compliance within 4 60 days of the issuance of that notice. 5 (B) If the violation continues after the compliance deadline in the Notice of 6 Violation, the Department shall issue a Notice and Order to Correct requiring 7 compliance within 30 days of issuance of that Notice and Order. The Notice and 8 Order to Correct shall inform the respondent that the Department shall impose 9 penalties upon failure to comply by the deadline in that Notice and Order. 10 (C) If the violation continues after the compliance deadline in the Notice and Order 11 to Correct, the Department shall commence action to impose penalties pursuant to 12 Section 18997.5. 13 (2) For a second or subsequent violation occurring within 5 years of a first violation: 14 (A) The Department shall issue a Notice and Order to Correct requiring 15 compliance within 30 days of the issuance of that Notice and Order. The Notice 16 and Order to Correct shall inform the respondent that the Department may impose 17 penalties upon failure to comply by the deadline in that Notice and Order. 18 (B) If the violation continues after the compliance deadline in the Notice and Order 19 to Correct, the Department shall commence action to impose penalties pursuant to 20 Section 18997.5. 21 (c) The Department shall extend the deadlines set forth in Subdivision (b) if it makes 22 the following findings based on available evidence, including relevant evidence provided 23 by the respondent: 24 (1) Additional time is necessary to comply. 25 (2) Extenuating circumstances beyond the control of the respondent make 26 compliance impracticable. For the purposes of this section, “extenuating 27 circumstances” are: 28 (A) Acts of God, such as earthquakes, wildfires, mudslides, flooding, and other 29 emergencies or natural disasters. 30 (B) Delays in obtaining discretionary permits or other government agency 31 approvals. 32 (C) An organic waste recycling infrastructure capacity deficiency and the 33 jurisdiction within which the respondent is located is subject to a Corrective Action 34 Plan pursuant to Section 18996.2 due to such deficiencies. 35 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 36 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 37 Section 39730.6. 38 Article 16. Administrative Civil Penalties 39 Section 18997.1. Scope. 40 (a) Administrative civil penalties for violations of this chapter shall be imposed 41 consistent with the requirements of this Article as authorized by Public Resources Code 42 Section 42652.5. 43 2021/09/14 City Council Post Agenda Page 185 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 111 of 127 November 2020 (b) A jurisdiction shall adopt ordinance(s) or enforceable mechanisms to impose 1 penalties as prescribed in Section 18997.2. 2 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 3 Reference: Public Resources Code Sections 41850, 42652.5 and Health and Safety 4 Code Section 39730.6 5 Section 18997.2. Penalty Amounts. 6 (a) A jurisdiction shall impose penalties for violations of the requirements of this chapter 7 consistent with the applicable requirements prescribed in Government Code Sections 8 53069.4, 25132 and 36900. The penalty levels shall be as follows: 9 (1) For a first violation, the amount of the base penalty shall be $50-$100 per 10 violation. 11 (2) For a second violation, the amount of the base penalty shall be $100-$200 per 12 violation. 13 (3) For a third or subsequent violation, the amount of the base penalty shall be $250-14 $500 per violation. 15 (b) Nothing in this section shall be construed as preventing a jurisdiction from revoking, 16 suspending, or denying a permit, registration, license, or other authorization consistent 17 with local requirements outside the scope of this chapter in addition to the imposition of 18 penalties authorized under this section. 19 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 20 Reference: Public Resources Code Section 42652.5, Health and Safety Code Section 21 39730.6 and Government Code Sections 25132, 36900 and 53069.4. 22 Section 18997.3 Department Penalty Amounts. 23 (a) Penalties shall be imposed administratively in accordance with the requirements set 24 forth in this section. 25 (b) Penalties, except for violations specified in subdivision (d), shall be assessed as 26 follows: 27 (1) A “Minor” violation means a violation involving minimal deviation from the 28 standards in this chapter, where the entity failed to implement some aspects of a 29 requirement but has otherwise not deviated from the requirement. The penalties for 30 this type of violation shall be no less than five hundred dollars ($500) per violation 31 and no more than four thousand dollars ($4,000) per violation per day. 32 (2) A “Moderate” violation means a violation involving moderate deviation from the 33 standards in this chapter. A violation which is not a minor violation or a major 34 violation shall be a moderate violation. The penalties for this type of violation shall be 35 no less than four thousand dollars ($4,000) per violation and shall be no more than 36 seven thousand five hundred dollars ($7,500) per violation per day. 37 (3) A “Major” violation means a violation that is a substantial deviation from the 38 standards in this chapter that may also be knowing, willful or intentional or a chronic 39 violation by a recalcitrant violator as evidenced by a pattern or practice of 40 noncompliance. The penalties for this type of violation shall be no less than seven 41 thousand five hundred dollars ($7,500) per violation per day and no more than ten 42 2021/09/14 City Council Post Agenda Page 186 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 112 of 127 November 2020 thousand dollars ($10,000) per violation per day. For purposes of this subsection, a 1 major violation shall always be deemed to include the following types of violations: 2 (A) A jurisdiction fails to have any ordinance or similarly enforceable mechanism 3 for organic waste disposal reduction and edible food recovery. 4 (B) A jurisdiction fails to have a provision in a contract, agreement, or other 5 authorization that requires a hauler to comply with the requirements of this 6 chapter. 7 (C) A jurisdiction fails to have an edible food recovery program. 8 (D) A jurisdiction fails to have any Implementation Record. 9 (E) A jurisdiction implements or enforces an ordinance, policy, procedure, 10 condition, or initiative that is prohibited under Sections 18990.1 or 18990.2. 11 (F) A jurisdiction fails to submit the reports required in Sections 18994.1 and 12 18994.2. 13 (c) Once the penalty range has been determined pursuant to Subdivision (b), the 14 following factors shall be used to determine the amount of the penalty for each violation 15 within that range: 16 (1) The nature, circumstances, and severity of the violation(s). 17 (2) The violator’s ability to pay. 18 (3) The willfulness of the violator's misconduct. 19 (4) Whether the violator took measures to avoid or mitigate violations of this chapter. 20 (5) Evidence of any economic benefit resulting from the violation(s). 21 (6) The deterrent effect of the penalty on the violator. 22 (7) Whether the violation(s) were due to conditions outside the control of the violator. 23 (d) For violations of the Recovered Organic Waste Product Procurement requirements 24 in Section 18993.1, where a jurisdiction fails to procure a quantity of recovered organic 25 waste products that meets or exceeds its recovered organic waste product procurement 26 target, the Department shall determine penalties under this Subdivision (d) based on the 27 following: 28 (1) The Department shall calculate the jurisdiction’s daily procurement target 29 equivalent by dividing the procurement target by 365 days. 30 (2) The Department shall determine the number of days a jurisdiction was in 31 compliance by dividing the total amount of recovered organic waste products 32 procured by the daily procurement target equivalent. 33 (3) The Department shall determine the number of days a jurisdiction was out of 34 compliance with the procurement target by subtracting the number of days calculated 35 in Subdivision (d)(2) from 365 days. 36 (4) The penalty amount shall be calculated by determining a penalty based on the 37 factors in Subdivision (c) above, and multiplying that number by the number of days 38 determined according to Subdivision (d)(3). The penalty amount shall not exceed 39 $10,000 per day. 40 (e) Notwithstanding Subdivisions (a)-(d) if the Department sets a penalty amount for 41 multiple violations of this chapter, the aggregated penalty amount for all violations shall 42 not exceed the amount authorized in Section 42652.5 of the Public Resources Code. 43 (f) Nothing in this section shall be construed as authorizing the Department to impose 44 penalties on residential organic waste generators. 45 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 46 2021/09/14 City Council Post Agenda Page 187 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 113 of 127 November 2020 Reference: Public Resources Code Sections 41850, 42652.5 and Health and Safety 1 Code Section 39730.6. 2 Section 18997.4. Organic Waste Recovery Noncompliance Inventory. 3 (a) If the Department finds that a state agency, local education agency, or federal facility 4 has failed to meet the final deadline in a Notice of Violation issued under this chapter, 5 the Department shall send a notice stating that the Department has placed the 6 respondent on the Organic Waste Recovery Noncompliance Inventory listed on its 7 website. The Department may remove the respondent from the Organic Waste 8 Recovery Noncompliance Inventory upon a finding, based on available evidence, that 9 the respondent is no longer in violation of this chapter. 10 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 11 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 12 Section 39730.6. 13 Section 18997.5. Department Procedure for Imposing Administrative Civil 14 Penalties. 15 (a) The Department shall commence an action to impose administrative civil penalties 16 by serving an accusation on a jurisdiction, person and/or entity, and a notice informing 17 the jurisdiction, person, and/or entity of their right to a hearing conducted pursuant to 18 Section 18997.6. 19 (b) The accusation and all accompanying documents may be served on the 20 respondent(s) by one of the following means: 21 (1) Personal service; 22 (2) Substitute service by using the same service procedures as described in Section 23 415.20 of the Code of Civil Procedure; 24 (3) Certified Mail or registered mail; or 25 (4) Electronically, with the consent of the respondent(s). 26 (c) Upon receipt of the accusation, the respondent shall file a request for hearing with 27 the director of the Department within 15 days or the respondent will be deemed to have 28 waived its right to a hearing. 29 (d) The Department shall schedule a hearing within 30 days of receipt of a request for 30 hearing that complies with the requirements of this section. 31 (e) The hearing shall be held before the director of the Department, or the director’s 32 designee, within 90 days of the scheduling date. 33 (f) If the respondent(s) waive(s) the right to a hearing, the Department shall issue a 34 penalty order in the amount described in the accusation. 35 (g) The director of the Department, or the director’s designee, shall issue a written 36 decision within 60 days of the conclusion of the hearing. 37 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 38 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 39 Section 39730.6. 40 2021/09/14 City Council Post Agenda Page 188 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 114 of 127 November 2020 Section 18997.6. Department Procedures for Hearings and Penalty Orders. 1 (a) A hearing required under this chapter shall be conducted by the director of the 2 Department, or the director’s designee, in accordance with the informal hearing 3 requirements specified in Chapter 4.5 (commencing with Section 11400) of Part 1 of 4 Division 3 of Title 2 of the Government Code. 5 (b) A penalty order issued under Section 18997.5 shall become effective and final upon 6 issuance thereof, and payment shall be due within 30 days of issuance, unless 7 otherwise ordered by the director or the director’s designee. A penalty order may be 8 served by any method described in Section 18997.5(b). 9 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 10 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 11 Section 39730.6. 12 Article 17: Performance-Based Source Separated Organic Waste 13 Collection Service 14 Section 18998.1. Requirements for Performance-Based Source Separated 15 Collection Service. 16 (a) If a jurisdiction implements a performance-based source separated organic waste 17 collection service it shall: 18 (1) Provide a three-container organic waste collection service consistent with Section 19 18984.1 (a), (b) and (d)-(f) of this chapter to at least 90 percent of the commercial 20 businesses and 90 percent of the residential sector subject to the jurisdiction’s 21 authority. 22 (2) Transport the contents of the source separated organic waste collection stream to 23 a designated source separated organic waste facility. 24 (3) Ensure that the presence of organic waste in the gray container collection stream 25 does not exceed an annual average of 25 percent by weight. 26 (A) The annual average percent of organic waste present in the gray container 27 collection stream shall be determined by the results of waste evaluations 28 performed by the jurisdiction pursuant to Section 18984.5. 29 (B) The annual average percent of organic waste present in a jurisdiction’s gray 30 container collection stream is the average of the results of the gray container 31 waste collection stream samples performed by the jurisdiction in the immediately 32 previous four quarters pursuant to Section 18984.5. 33 (4) Provide collection service to organic waste generators subject to their authority. 34 Consistent with Section 18984.1, a jurisdiction shall not require commercial 35 businesses or residents to request solid waste collection service prior to enrollment. 36 (5) Notify the Department pursuant to Section 18998.3. 37 (b) Jurisdictions that delegate collection services to a designee shall include in their 38 contracts or agreements with the designee a requirement that all haulers transport the 39 source separated organic waste collection stream collected from generators subject to 40 the authority of a jurisdiction to a designated source separated organic waste facility. 41 (c) If a jurisdiction fails to meet the requirements of this section after notifying the 42 Department in accordance with Section 18998.3, the jurisdiction shall implement an 43 organic waste collection service that complies with the requirements of Article 3 of this 44 2021/09/14 City Council Post Agenda Page 189 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 115 of 127 November 2020 chapter. The jurisdiction shall be subject to the applicable enforcement processes 1 outlined in this chapter until services that comply with Article 3 are provided to 2 generators, and the jurisdiction shall not be eligible for the compliance exceptions in 3 Section 18998.2. 4 (d) A hauler providing a performance-based source separated collection service is not 5 required to comply with the provisions of Section 18988.2 in jurisdictions implementing 6 this service, but shall comply with the following in jurisdictions implementing this service: 7 (1) Only transport the source separated organic waste collection stream to a 8 designated source separated organic waste recycling facility, 9 (2) Keep a record of the documentation of its approval by the jurisdiction. 10 (e) The requirements of Subdivision (d) are not applicable to: 11 (1) A hauler that, consistent with Division 30, Part 2, Chapter 9, Article 1, 12 commencing with Section 41950 of the Public Resources Code, transports source 13 separated organic waste to a community composting site; or 14 (2) A hauler that is lawfully transporting construction and demolition debris in 15 compliance with Section 18989.1. 16 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 17 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 18 Section 39730.6. 19 Section 18998.2. Compliance Exceptions. 20 (a) If a jurisdiction implements a performance-based source separated collection service 21 that meets the requirements of Section 18998.1(a), the jurisdiction shall not be subject 22 to the following: 23 (1) The collection requirements in Sections 18984.2 and 18984.3. 24 (2) The container labeling requirements in Section 18984.8, and waivers in Section 25 18984.11. 26 (3) The recordkeeping requirements in Sections 18984.4, and 18984.14. 27 (4) The organic waste recovery education and outreach requirements in Section 28 18985.1. 29 (5) The recordkeeping requirements in Section 18985.3 except as related to edible 30 food recovery education and outreach performed under Section 18985.2. 31 (6) The regulation of haulers in Article 7 of this chapter. 32 (7) The jurisdiction annual reporting requirements in Section 18994.2(c)(1)-(2), (d)-(f) 33 and (k). 34 (8) The jurisdiction inspection and enforcement requirements in Sections 18995.1, 35 except for the provisions related to edible food generators and food recovery 36 organizations and services in that section. 37 (9) The implementation record and recordkeeping requirements in Section 38 18995.2(f)(3)-(7). Implementation Records requirements in Section 18995.2(f)(11)-39 (13) shall only be required for inspections and enforcement related to edible food 40 generators and food recovery organizations and services. 41 (10) The jurisdiction investigation of complaints of alleged violations requirements in 42 Section 18995.3, except as it pertains to entities subject to the edible food recovery 43 requirements of Article 10 of this chapter. 44 2021/09/14 City Council Post Agenda Page 190 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 116 of 127 November 2020 (11) The jurisdiction enforcement requirements in Section 18995.4, except as it 1 pertains to entities subject to the edible food recovery requirements of Article 10 of 2 this chapter. 3 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 4 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 5 Section 39730.6. 6 Section 18998.3. Notification to Department. 7 (a) A jurisdiction that will implement a performance-based source separated collection 8 service beginning in 2022 shall notify the Department on or before January 1, 2022. A 9 jurisdiction that will implement a performance-based source separated collection system 10 in any subsequent year shall notify the Department on or before January 1 of that year. 11 (b) The notification shall include the following information: 12 (1) The name of the jurisdiction. 13 (2) Date the jurisdiction will start providing the performance-based source -separated 14 collection service. 15 (3) Contact information for the jurisdiction, including the name, address and 16 telephone number of the representative of the jurisdiction with primary responsibility 17 for ensuring compliance with this article. 18 (4) The address within the jurisdiction where all records required by this chapter are 19 maintained. 20 (5) A list of each designated source separated organic waste facility, landfill disposal 21 facility and any other solid waste facility and their Recycling and Disposal Reporting 22 System number for any facility that will be receiving solid waste directly from the 23 jurisdiction. 24 (6) The name of any designee the jurisdiction has delegated responsibilities to 25 pursuant to Section 18998.1 and any relevant documentation demonstrating the 26 designee’s obligation to comply with the provisions of this article. 27 (7) A statement by the representative of the jurisdiction with primary responsibility for 28 ensuring compliance with this article, under penalty of perjury, that all information 29 contained in the notification is true and correct to the best of their knowledge and 30 belief. 31 (8) The percent of commercial businesses and the percent of the residential sector 32 currently enrolled in organic waste collection services provided by the jurisdiction. 33 (c) In the initial report to the department required in Section 18994.1, a jurisdiction 34 implementing a performance-based source separated organic waste collection service 35 shall certify that at least 90 percent of the commercial businesses and 90 percent of the 36 residential sector subject to the jurisdiction’s authority are enrolled in a collection service 37 that complies with the requirements of Section 18998.1. 38 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 39 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 40 Section 39730.6. 41 2021/09/14 City Council Post Agenda Page 191 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 117 of 127 November 2020 Section 18998.4. Recordkeeping. 1 A jurisdiction implementing a performance-based source separated organic waste 2 collection service pursuant to this article shall maintain the following information and 3 documents in the Implementation Record required by Section 18995.2: 4 (a) The geographical area each designee serves. 5 (b) If a designee is used, a copy of the contract or agreement for each designee 6 specifying the requirement that all haulers transport the source separated organic waste 7 collection stream collected from generators subject to the jurisdiction’s authority to a 8 designated source separated organic waste facility. 9 (c) Records evidencing compliance with Section 18998.1(a) including, but not limited to: 10 (1) A current list of generator addresses subject to the authority of the jurisdiction. 11 (2) A current list of generator addresses subject to the authority of the jurisdiction that 12 are served with a performance-based source separated organic waste collection 13 service. 14 (3) A current list of generator addresses within the jurisdiction that the jurisdiction 15 does not require to use the performance-based source separated organic waste 16 collection service. 17 (4) Documentation of the enrollment system used by the jurisdiction consistent with 18 Section 18998.1(a)(4). 19 (d) A jurisdiction implementing a performance-based source separated organic waste 20 collection service is still required to maintain the following records specified in Section 21 18995.2: 22 (1) Records required by (f)(1). 23 (2) Records required by (f)(2) and (6) as they pertain to the edible food recovery 24 requirements chapter. 25 (3) Records required by (f)(8)-(10). 26 (4) Records required by (f)(11)-(13) as they pertain to the edible food recovery 27 requirements of this chapter. 28 Authority cited: Public Resources Code Sections 40502, 43020, 43021 and 42652.5. 29 Reference: Public Resources Code Section 42652.5 and Health and Safety Code 30 Section 39730.6. 31 Title 27. Environmental Protection 32 Division 2. Solid Waste 33 34 Chapter 3. Criteria for All Waste Management Units, 35 Facilities, and Disposal Sites 36 Subchapter 4. Criteria for Landfills and Disposal Sites 37 2021/09/14 City Council Post Agenda Page 192 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 118 of 127 November 2020 Article 3: CIWMBCalRecycle—Handling, Equipment, and Maintenance 1 §20750.1. CalRecycle– Organic Waste Handling. 2 (a) For new or expanding solid waste landfills, the operator shall implement organic 3 waste recovery activities, as approved by the EA. Organic waste recovery activities 4 shall be confined to specified, clearly identifiable areas of the site and shall be arranged 5 to minimize health and safety hazard, vector harborage, or other hazard or nuisance, 6 and be limited to a volume and storage time as approved by the EA. 7 (1) An operator only accepting solid wastes that have already been processed 8 through a high diversion organic waste processing facility or a designated source 9 separated organic waste facility does not need to implement organic waste recovery 10 activities. 11 (b) For the purposes of this section “organic waste recovery activities” means activities 12 that divert organic waste from landfill disposal to activities that constitute a reduction of 13 landfill disposal of organic waste as defined in Article 2 of Chapter 12 of Division 7 of 14 Title 14 of the California Code of Regulations (commencing with Section 18983.1), 15 either on-site or transport to another site where those activities occur. 16 (c) For the purposes of the section, “expanding” means a solid waste landfill proposing 17 to make a significant change to the design or operation as determined by the EA 18 pursuant to 27 CCR Section 21665. 19 (1) Changing the hours of operation of a landfill is not considered an expansion 20 pursuant to 27 CCR Section 20750.1(c). 21 Note: 22 Authority cited: Section 40502 and 43020, Public Resources Code. 23 Reference: Sections 40053, 42652.5, 43020 and 43021, Public Resources Code and 24 Section 39730.6, Health and Safety Code. 25 Chapter 4. Documentation and Reporting for Regulatory 26 Tiers, Permits, WDRs, and Plans 27 Subchapter 3: Development of Waste Discharge Requirements 28 (WDRs) and Solid Waste Facility Permits 29 Article 2. CalRecycle—Applicant Requirements 30 §21570. CalRecycle—Filing Requirements. 31 (a) Any operator of a disposal site who is required to have a full solid waste facilities 32 permit and waste discharge requirements pursuant to Public Resources Code, Division 33 31 and §20080(f) shall submit an application package for a solid waste facilities permit 34 in duplicate to the EA pursuant to ¶(f). The applicant shall also simultaneously submit 35 one copy of the application form and the Joint Technical Document (JTD) to the 36 Regional Water Quality Control Board (RWQCB) and one copy of the application form 37 to the director of the local agency that oversees local land use planning for the 38 2021/09/14 City Council Post Agenda Page 193 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 119 of 127 November 2020 jurisdiction in which the site is located. The applicant shall ensure demonstration of 1 financial assurances to CalRecycle pursuant to Chapter 6 of this Subdivision. 2 (b) All other applicants who are required to have a full solid waste facilities permit shall 3 submit an application package for a solid waste facilities permit in duplicate to the EA 4 pursuant to ¶(f) and one copy of the application form to the director of the local agency 5 that oversees local land use planning for the jurisdiction in which the site is located. The 6 applicant shall also simultaneously submit one copy of the application form to the 7 RWQCB. 8 (c) Any application package submitted to the EA shall be accompanied by the fee 9 specified by the EA pursuant to Public Resources Code §44006(c). 10 (d) The application package shall require that information be supplied in adequate detail 11 to permit thorough evaluation of the environmental effects of the facility and to permit 12 estimation of the likelihood that the facility will be able to conform to the standards over 13 the useful economic life of the facility. The application package shall require, among 14 other things, that the applicant and the owner give the address at which process may be 15 served upon them. 16 (e) All information in the application package shall be certified by the applicant and the 17 owner of the site as being true and accurate to the best knowledge and belief of each. 18 The applicant, owner of the facility, or both, shall supply additional information as 19 deemed necessary by the EA. 20 (f) A complete and correct application package shall include, but not necessarily be 21 limited to, the following items: 22 (1) Application For Solid Waste Facilities Permit/Waste Discharge Requirements 23 Form CIWMBCalRecycle E-1-77 (Version 11-15 8-04) (Appendix 1); and 24 (2) Complete and correct Report of Facility Information. In the case of disposal sites, 25 this will be a Report of Disposal Site Information (RDSI) in the format of a JTD or ana 26 Disposal Site Facility Plan or Disposal Facility Report in the format of a JTD; and 27 (3) California Environmental Quality Act (CEQA) compliance information as follows: 28 (A) Evidence that there has been compliance with the CEQA, Division 13 29 (commencing with §21000) of the Public Resources Code, regarding the facility; or 30 (B) Information on the status of the application’s compliance with the CEQA 31 regarding the facility, including the proposed project description. Once there has 32 been compliance with the CEQA regarding the facility, evidence of compliance 33 shall be submitted to the EA; and 34 (4) Any CEQA Mitigation Monitoring Implementation Schedule; and 35 (5) Conformance finding information, including one of the following: 36 (A) Until a countywide or regional agency integrated waste management plan has 37 been approved by CalRecycle, the application shall include statements that: the 38 facility is identified and described in or conforms with the County Solid Waste 39 Management Plan, or otherwise complies with Public Resources Code §50000; 40 and that the facility is consistent with the city or county General Plan and 41 compatible with surrounding land use, in accordance with Public Resources Code 42 §50000.5; or 43 (B) After a countywide or regional agency integrated waste management plan has 44 been approved by CalRecycle, the application shall include a statement that: the 45 facility is identified in either the countywide siting element, the nondisposal facility 46 2021/09/14 City Council Post Agenda Page 194 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 120 of 127 November 2020 element, or in the Source Reduction and Recycling Element for the jurisdiction in 1 which it is located; or, that the facility is not required to be identified in any of these 2 elements pursuant to Public Resources Code §50001; and 3 (6) For disposal sites, completeness determination of Preliminary or Final 4 Closure/Postclosure Maintenance Plan as specified in §§21780, 21865, and 21890 5 (Subchapter 4 of this chapter); and 6 [Note: The operator has the option of submitting the preliminary closure plan with the 7 JTD, in which case the EA, RWQCB, and CalRecycle would review it at the same 8 time. If deemed complete by the reviewing agencies, the solid waste facilities permit 9 application package could then be accepted for filing if all other information in the 10 JTD is accepted by the EA. Or the operator can submit a stand alone preliminary 11 closure plan to be deemed complete by reviewing agencies before the application 12 package is submitted to the EA. For CalRecycle purposes, all final 13 closure/postclosure plans are stand alone documents but can be processed jointly 14 with a proposed solid waste facilities permit revision as long as the final plan is 15 determined complete prior to approval of the proposed solid waste facilities permit. 16 The JTD Index prepared for the EA should show where each closure requirement is 17 addressed in the closure/post-closure plan.] 18 (7) For disposal sites, a copy of the most recently submitted detailed written estimate 19 or latest approved estimate, whichever identifies the greatest cost, to cover the cost 20 of known or reasonably foreseeable corrective action activities, pursuant to §22101; 21 (8) For disposal sites, current documentation of acceptable funding levels for required 22 closure, postclosure maintenance, and corrective action Financial Assurance 23 Mechanisms (in accordance with Chapter 6, Division 2); and 24 (9) For disposal sites, current documentation of compliance with operating liability 25 requirements in accordance with Chapter 6; 26 (10) For disposal sites permitted for more than 20 tons-per-day, a ground or aerial 27 survey to be completed at least once every five years or more frequently as 28 determined by the EA. For disposal sites permitted for 20 tons-per-day or less, a 29 ground or aerial survey must be completed at least once every ten years. Survey 30 results must be submitted as a CADD or vector graphics data file including at least 31 two strata, i.e., 1) a stratum showing the base and finished ground surfaces, and 2) a 32 stratum showing the existing and finished ground surfaces. For disposal sites where 33 a change in permitted volume is proposed, a third stratum showing the base and 34 proposed finished ground surface must be included. For each stratum the following 35 information shall be included: site name, stratum name, surface1 name, surface2 36 name, volume calculation method (grid, composite, section), expansion (cut) factor, 37 compaction (fill) factor, cut volume, fill volume and net volume. All volumes shall be 38 reported in cubic yards. If the base ground surface is uncertain, the operator is 39 allowed to provide the best available information as a substitute for the actual as-built 40 contours. If selecting this substitute method, the operator must provide an 41 explanation of the basis for using the substitute base ground surface. For the 42 purposes of this section the following definitions apply: 43 (A) "base ground surface" - the best available excavation plan surface that existed 44 prior to the placement of any waste; 45 (B) "CADD" - computer aided design and drafting; 46 2021/09/14 City Council Post Agenda Page 195 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 121 of 127 November 2020 (C) "compaction (fill) factor" - the factor used to correct for expected compaction of 1 fill material; this factor should normally be unity (one); if the factor is not unity 2 (one), an explanation must be provided for the basis of the volumetric correction; 3 (D) "cut volume" - for any stratum, the volume removed by a cut of a lower surface 4 to achieve the upper surface; 5 (E) "existing ground surface" - the topography that exists at the time of the subject 6 survey; 7 (F) "expansion (cut) factor" - the factor used to correct for expected expansion of a 8 cut surface; this factor should normally be unity (one); if the factor is not unity 9 (one), an explanation must be provided for the basis of the volumetric correction; 10 (G) "fill volume" - for any stratum, the volume bound between the upper and lower 11 surfaces; 12 (H) "finished ground surface" - the final fill plan surface as shown in the approved 13 closure plan for the disposal site; 14 (I) "net volume" - the fill volume less the cut volume; 15 (J) "site name" - the name of the disposal site for which the survey information is 16 being submitted; 17 (K) "stratum (plural: strata)" - a particular volume of a solid waste landfill bound by 18 specified upper and lower surfaces; 19 (L) "stratum name" - a descriptive name for the stratum for which volumetric 20 information is being submitted, e.g., total volume including proposed expansion; 21 (M) "surface names" - names for the pair of surfaces that define a named stratum, 22 e.g., base ground surface and proposed finished ground surface; 23 (N) "survey" - a comprehensive examination of the disposal site under the 24 direction of registered civil engineer or licensed land surveyor for purposes of 25 determining the topography of the base, existing and finished ground surfaces, 26 and the volumes bound by those surfaces; 27 (O) "vector graphics" - computer generated images comprised of lines and shapes 28 of given origin, direction, thickness, color and other attributes; 29 (P) "volume calculation method" - grid, composite, section or other method 30 approved by the enforcement agency. 31 (11) For disposal sites, one of the following: 32 (A) 33 (i) In-place density (pounds of waste per cubic yard of waste). The in-place 34 density is the estimated or measured density of in-place waste material 35 achieved by mechanical or other means in the development of the current lift of 36 the current operating waste cell, and 37 (ii) Waste-to-cover ratio, estimated, (volume:volume). The waste-to-cover ratio 38 estimate is a unit-less expression of the proportion of the volumes of waste and 39 cover that comprise a volume of compacted fill material, e.g. 4:1. The cover 40 portion of the waste-to-cover ratio estimate should include only soil or approved 41 daily or intermediate alternative cover that is not considered a waste material, 42 i.e., payment of fees to CalRecycle is not required. The waste portion of the 43 waste-to-cover ratio estimate should include only waste material for which 44 payment of fees to CalRecycle is reported, or 45 2021/09/14 City Council Post Agenda Page 196 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 122 of 127 November 2020 (B) Airspace utilization factor (tons of waste per cubic yard of landfill airspace). 1 The airspace utilization factor (AUF) is the effective density of waste material in 2 the landfill. The AUF is recorded as the total weight of waste material passing over 3 the landfill scales that is placed in a known volume of landfill airspace in a given 4 period of time. The waste portion of the AUF should include only waste material for 5 which payment of fees to CalRecycle is reported. 6 (12) List of all public hearings and other meetings open to the public that have been 7 held or copies of notices distributed that are applicable to the proposed solid waste 8 facilities permit action. 9 (g) For new or expanded solid waste facilities, hold a public meeting with any affected 10 disadvantaged communities within 180 days of submittal of the permit application 11 package. 12 (1) Provide copies (hard copy or electronic) of notices distributed to the affected 13 disadvantaged communities. 14 (2) Provide a summary of the comments received at the public meeting, responses to 15 any public comments, and any other steps taken by the applicant relative to those 16 comments. 17 (3) For the purposes of this section “affected disadvantaged communities” means 18 communities identified by the California Environmental Protection Agency pursuant to 19 Section 39711 of the Health and Safety Code as disadvantaged that are located 20 within one mile of the facility. 21 Note: 22 Authority cited: Section 40002, 40502 and 43020, Public Resources Code. 23 Reference: Sections 43103, 42652.5, 44001-44017, 44100-44101, 44300-44301, 24 44500-44503 and 44813-44816, Public Resources Code and Section 39730.6, Health 25 and Safety Code. 26 §21590. CIWMBCalRecycle—Joint Technical Document for Disposal Facilities. 27 Any operator of a disposal site which is required to submit a RDSI, closure/postclosure 28 maintenance plan, and/or a ROWD or any other report that addresses similar regulatory 29 concerns, may address those requirements under one JTD. The JTD will be used in 30 place of the RDSI only if it meets all the requirements set forth in §21600 and lists 31 where each requirement has been satisfied in the document in the form of a JTD index, 32 pursuant to ¶(c). 33 (a) After July 18, 1997, any operator of an existing facility who submits an application 34 package to the EA, pursuant to §21570, which proposes to change the facility's 35 operations, or to change the SWFP shall do one of the following: 36 (1) Submit the updated information as an amendment to the existing JTD along with, 37 a JTD index as described in ¶(c), referencing the new or updated information; or 38 (2) Submit a complete JTD as described in §21600 along with a JTD index as 39 described in subsection (c). 40 (b) After July 18, 1997, any operator of a new facility that submits an application 41 package to the EA pursuant to §21570, shall submit a complete JTD pursuant to 42 §21600, and an index of the topics addressed in the JTD to be used by the EA as 43 described in ¶(c). 44 2021/09/14 City Council Post Agenda Page 197 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 123 of 127 November 2020 (c) As of July 18, 1997, the operator shall include with the JTD a copy of an index 1 specifically for use by the EA. The page number or the first line number within the JTD 2 which addresses the topic shall be noted next to that topic in the index. The EA shall 3 make available to the operator either in hard copy and/or on magnetic media an 4 electronic copy a JTD index listing, (Index found in Appendix 2) showing each topic 5 which the JTD must address to provide the EA with relevant facility information for 6 writing or revising the facility permit. 7 (d) These requirements do not apply to those facilities which have filed a ROWD or 8 RDSI and application for SWFP prior to July 18, 1997. In the event the EA determines 9 the application package for an RDSI first submitted prior to the effective date of these 10 regulations to be incomplete, additional information requested shall be submitted as part 11 of the RDSI and/or application for SWFP, as appropriate. 12 Note: 13 Authority cited: Sections 40502, 43020, and 43021, Public Resources Code. 14 Reference: Sections 42652.5, 43000-45082, Public Resources Code and Section 15 39730.6, Health and Safety Code. 16 Article 3: CIWMBCalRecycle—Enforcement Agency (EA) 17 Requirements 18 §21650. CIWMBCalRecycle--EA Processing Requirements. (T14:§18203) 19 (a) Upon its receipt, the EA shall stamp the application package with the date of receipt. 20 The EA shall examine the application package to determine whether it meets the 21 requirements of §21570. If the EA finds the package meets the requirements of §21570, 22 the application package shall be accepted and stamped with the date of acceptance. 23 Notwithstanding any other provision of this division, the application package shall be 24 deemed filed on the date of acceptance. 25 (b) The EA shall either accept or reject the application package within thirty days of its 26 receipt. 27 (c) Within five days of filing, the EA shall notify the CIWMBCalRecycle, and the RWQCB 28 if applicable, of its determination. The EA shall submit as its notification to the CIWMB 29 CalRecycle a copy of the accepted application form. The EA shall also forward a copy 30 of the application form to the RWQCB if applicable. 31 (d) If the EA determines that the application package does not meet the requirements of 32 §21570, it shall reject and not file the application, and it shall, within five days of 33 determination, so notify the applicant, the CIWMB CalRecycle, and the RWQCB if 34 applicable, enumerating the grounds for rejection. The EA shall include in its notification 35 to the CIWMB CalRecycle a copy of the rejected application form. The application 36 package, together with the notice of rejection, shall be kept in the EA's file. 37 (e) After acceptance of an application for a new or revised full solid waste facilities 38 permit as complete and correct and within 60 days of receipt of the application by the 39 EA, the EA shall notice and conduct an informational meeting as required by §§21660.2 40 and 21660.3. For modified solid waste facilities permits, the EA shall provide notice as 41 required by §21660.3 after finding the permit application complete and correct and 42 within 60 days of receipt of the application by the EA. 43 2021/09/14 City Council Post Agenda Page 198 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 124 of 127 November 2020 (f) Upon request of the applicant, the EA may accept an incomplete application 1 package. As a condition of acceptance, the operator and the EA shall waive the 2 statutory time limit contained in Public Resources Code §44009. [Note: Section 21580 is 3 the section for processing the applicant’s waiver of timeframes and timing for noticing 4 and holding an informational meeting after the EA deems a previously submitted 5 incomplete package to be complete.] The EA shall notify the applicant within 30 days if 6 the applicant's request for review under this subsection has been accepted. If the 7 application package does not conform with the requirements of §21570 within 180 days 8 from the date of the EA agreeing to accept the package as incomplete the EA shall 9 reject the application package, pursuant to ¶(d). If the EA finds the application package 10 meets the requirements of §21570, the application package shall be accepted pursuant 11 to ¶(c). 12 (g) No later than 60 days after the application package has been accepted as complete 13 and correct and after conducting an informational meeting if required by §§21660.2 and 14 21660.3, the EA shall mail to the CIWMB CalRecycle the following: 15 (1) A copy of the proposed solid waste facilities permit; 16 (2) The accepted application package; 17 (3) A certification from the EA that the solid waste facilities permit application 18 package is complete and correct, including a statement that the RFI meets the 19 requirements of §21600, 14 CCR §§17863, 17863.4, 17346.5, 18221.6, 18223.5, or 20 18227. 21 (4) Documentation, if applicable, of the applicant's compliance with any RWQCB 22 enforcement order or the status of the applicant's WDRs, as described in Public 23 Resources Code §44009; 24 (5) Any written public comments received on a pending application and a summary of 25 comments received at the informational meeting, responses to any public comments, 26 and, where applicable, any other steps taken by the EA relative to those comments. 27 Subsequent to the transmittal of the proposed solid waste facilities permit, the EA 28 shall, within five (5) days of receipt, provide a copy of any additional written public 29 comments and response to comments to the CIWMBCalRecycle. 30 (6) A solid waste facilities permit review report which has been prepared pursuant to 31 §21675, within the last five years. 32 (7) EA finding that the proposed solid waste facilities permit is consistent with and is 33 supported by existing CEQA analysis, or information regarding the progress toward 34 CEQA compliance. 35 (h) At the time the EA submits the proposed solid waste facilities permit to the 36 CIWMBCalRecycle, the EA shall submit a copy of the proposed solid waste facilities 37 permit to the applicant, the RWQCB if applicable, and any person so requesting in 38 writing. The copy of the proposed solid waste facilities permit provided to the applicant 39 shall also be accompanied by a form for request for hearing, which the applicant may 40 use to obtain a hearing before a hearing panel or hearing officer to challenge any 41 condition in the solid waste facilities permit. In cases where a hearing panel or hearing 42 officer may be requested, the EA shall notify the CIWMB CalRecycle within seven days 43 of being noticed by the operator. 44 (i) The proposed solid waste facilities permit shall contain the EA's conditions. The 45 proposed solid waste facilities permit shall not contain conditions pertaining solely to air 46 2021/09/14 City Council Post Agenda Page 199 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 125 of 127 November 2020 or water quality, nor shall the conditions conflict with conditions from WDRs issued by 1 the RWQCB. 2 [Note: The process to obtain a full solid waste facilities permit might not include the 3 RWQCB if the facility is other than a landfill or disposal site. Therefore, EA submittals of 4 forms and documents to the RWQCB will be made if applicable to the type of facility. 5 When writing conditions pursuant to 21650(i) the EA shall take into consideration PRC 6 §44012, which requires the EA to ensure that primary consideration is given to 7 protecting public health and safety and preventing environmental damage, and the long-8 term protection of the environment. The EA may also take into consideration other 9 permits, entitlements and approvals when writing terms and conditions (e.g., conditional 10 use permit, zoning, Air Pollution Control District/Air Quality Management District permits 11 to construct and operate, Department of Toxic Substances Control hazardous waste 12 facility permit, Department of Fish and GameWildlife permits, Coastal Commission 13 approvals, Army Corps of Engineers permit, Federal Aviation Administration notification, 14 and other required local and county ordinances/permits)] 15 Note: 16 Authority cited: Sections 40502 and 43020, Public Resources Code. 17 Reference: Sections 40055, 42652.5, and 43000-45802, Public Resources Code and 18 Section 39730.6, Health and Safety Code. 19 §21660.2. Informational Meeting for New and Revised Full Solid Waste Facilities 20 Permit Applications. 21 (a) EA shall conduct an informational meeting for all new and revised full solid waste 22 facilities permit applications as determined by §21665. The EA shall hold an 23 informational meeting on an application for a new full solid waste facilities permit or an 24 application for a full solid waste facilities permit revision required under this article. The 25 EA may require the operator(s) of the facility or facilities that are the subject of the 26 informational meeting to pay all costs incurred by the EA in connection with the meeting. 27 The informational meeting may be combined with another public meeting in which the 28 EA participates that meets the criteria as specified in §§21660.2(b) and 21660.2(c). 29 (b) The informational meeting shall be held after acceptance of the application package 30 as complete and correct by the EA and within 60 days of receipt of the application by 31 the EA. The EA shall submit to the Board CalRecycle a copy of the informational 32 meeting notice at time of issuance. The Board CalRecycle shall post the notice on its 33 web site as a way to further inform the public. 34 (c) The informational meeting shall meet the following criteria: 35 (1) The meeting shall be held in a suitable location not more than one (1) mile from 36 the facility that is the subject of the meeting; if no suitable and available location 37 exists within one (1) mile of the facility, as determined by the EA, the EA may 38 designate an alternative suitable location that is as close to the facility and affected 39 disadvantaged communities as reasonably practical. 40 (2) The meeting shall be held on a day and at a time that the EA determines will 41 enable attendance by residents, especially those of affected disadvantaged 42 communities, living in the vicinity of the facility that is the subject of the meeting. 43 2021/09/14 City Council Post Agenda Page 200 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 126 of 127 November 2020 (3) EAs may undertake additional measures to increase public notice and to 1 encourage attendance by any persons who may be interested in the facility that is the 2 subject of the meeting, including which may include, but not be limited to, additional 3 posting at the facility entrance, noticing beyond 300 feet if the nearest residence or 4 business is not within 300 feet of the site, posting in a local newspaper of general 5 circulation, and multilingual notice and translation and, multiple meeting dates, times 6 and locations. 7 (d) The EA may substitute a previous public meeting or hearing for the requirements in 8 this Section pursuant to §21660.4 if the applicant does not object. 9 (e) For the purposes of this section “affected disadvantaged communities” means 10 communities identified by the California Environmental Protection Agency pursuant to 11 Section 39711 of the Health and Safety Code as disadvantaged that are located within 12 one mile of the facility. 13 Note: 14 Authority cited: Sections 40502, 43020 and 43021, Public Resources Code. 15 Reference: Sections 42652.5, 43103, 43213, 44004, and 44012, Public Resources 16 Code and Section 39730.6, Health and Safety Code. 17 Article 3.2. CIWMBCalRecycle—Other Requirements 18 19 §21695. CalRecycle—Organic Disposal Reduction Status Impact Report. 20 (a) Operators of a solid waste landfills shall submit a Status Impact Report (SIR) to 21 CalRecycle that provides an analysis of the potential impacts to the landfill resulting 22 from the implementation of the organic disposal reduction requirements of Public 23 Resources Code §Section 42652.5. 24 (b) The SIR shall be prepared by a California licensed civil engineer or licensed 25 engineering geologist. 26 (c) The SIR shall describe the potential impacts to the landfill including the expected 27 timing of the impacts. The analysis shall include, but not be limited to, changes to the 28 following: 29 (1) Site development; 30 (2) Waste types/volumes; 31 (3) Daily and intermediate cover and beneficial use: 32 (A) For intermediate cover the analysis shall also include: 33 1. A description and/or map of the area(s) that have or will have intermediate 34 cover. 35 2. The length of time that the intermediate cover has been used and expected 36 time that it will be used for each defined area. 37 3. A description of how the intermediate cover will be maintained to continue to 38 meet the control criteria of Section 20700(a). 39 4. Information on all instantaneous surface readings for methane of 500 ppmv 40 or greater in the area(s) of intermediate cover that has or will be in place for 41 more than 12 months. 42 2021/09/14 City Council Post Agenda Page 201 of 428 Department of Resources SLCP Regulations Recycling and Recovery Page 127 of 127 November 2020 i. This information shall be as reflected in the most recent annual report filed 1 pursuant to 17 CCR Section 95470(b)(3). 2 ii. The location of each such exceedance shall be identified consistent with 3 the monitoring requirements of 17 CCR Section 95469(a)(1)(A). 4 (4) Volumetric capacity based on the disposal site experiencing a reduction of 5 organic waste disposal of 50 percent by 2020 and 75 percent by 2025; 6 (5) Waste handling methods; 7 (6) Gas control and monitoring systems; 8 (7) Gas generation; 9 (8) Operation and closure design (individual cells and overall site geometry); 10 (9) Final grading plan; 11 (10) Site life estimate; 12 (11) Ancillary facilities; 13 (12) Cost estimates for closure and postclosure; and 14 (13) Financial assurance mechanisms for closure, postclosure, and non-water 15 corrective action requirements. 16 (d) The SIR shall be submitted to CalRecycle no later than one year (365 days) from the 17 effective date of this regulation. 18 (e) Within 30 days of receipt of a SIR, CalRecycle shall make a determination as to the 19 completeness of the SIR based on the requirements of Subdivisions (b) and (c). If a SIR 20 is determined to be incomplete, CalRecycle shall provide to the operator, in writing, the 21 reasons for the determination. 22 (f) For a SIR determined to be incomplete, the operator shall submit a revised SIR 23 addressing any enumerated deficiencies within 30 days of receipt of notice from 24 CalRecycle of an incomplete SIR. 25 (g) Within 60 days of a determination of completeness, CalRecycle shall submit its 26 findings to the EA regarding amendments, if any, to the Joint Technical Document as a 27 result of the SIR. 28 (1) If amendments are required, the EA shall direct the operator to submit an updated 29 Joint Technical Document including updated closure and postclosure maintenance 30 plans that includes the information from the SIR. 31 (2) The EA shall notify the operator within 30 days of receipt of CalRecycle’s findings. 32 (h) Within 120 days of being directed by the EA, pursuant to Subdivision (g), the 33 operator shall submit to the EA an updated Joint Technical Document including updated 34 closure and postclosure maintenance plans that includes the information from the SIR. 35 Note: 36 Authority cited: Sections 40002, 40502 and 43020, Public Resources Code. 37 Reference: Sections 42652.5, 43103 and 44015, Public Resources Code, and Section 38 39730.6, Health and Safety Code. 39 40 2021/09/14 City Council Post Agenda Page 202 of 428 Trash Talk Solid waste and recycling costs on the rise in California The cost of solid waste disposal and recycling is going up. Cities anticipate rates will increase in the next three years due to new organic waste regulations and the overall cost of recycling. The deadline for local governments to implement new regulatory requirements is quickly approaching. Failure to comply could result in hefty daily penalties. Cities budgets are still reeling from the economic effects of fighting COVID-19 and the extended pandemic. Without a source of statewide funding and additional time and flexibility to help local governments implement the new organic waste regulations, the costs will be passed on to ratepayers. California cities of every size anticipate solid waste and recycling rate increases in the next three years. *Data and Assumptions: 194 cities, encompassing all of California’s diverse geographies and city sizes, participated in a Cal Cities’ solid waste and recycling rate survey [Dec. 2020]. Respondents provided primary source data on anticipated percentage increases to waste rates in the next three years. Real percentage changes to rates are expected to differ, either higher or lower as reported, as cities go through their formal rate making process. Real dollar amounts of anticipated waste rate increases were not collected. For more information email ddolfie@cacities.org. Nearly all cities anticipate a rate increase Anticipated rate increase by cities Factors for rate increases More than 7 out of 10 cities anticipate a 1-20% rate increase SB 1383 implementation costs and lack of associated infrastructure are top rate increase drivers SB 1383 New state organic waste regulations go into effect Jan. 1, 2022, and will add additional cost pressures to solid waste and disposal rates. CalRecycle finalized the SB 1383 regulations in November 2020, leaving cities only about a year to fully implement the ambitious regulations before they take effect. 92 percent of cities indicate that rates will go up in next three years in order to implement SB 1383 regulations and successfully get the program up and running. Cities need additional time, flexibility, and a source of stable statewide funding. More time and flexibility to implement the new organic waste regulations will help cities realistically achieve shared climate and emission reduction goals, without forcing a one-size-fits-all approach. State funding is also critical so that this $20 billion program does not fall on ratepayers in a time when California residents’ budgets are tight. 2021/09/14 City Council Post Agenda Page 203 of 428 RESOLUTION NO. __________ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING AN INCREASE IN MAXIMUM WASTE COLLECTION RATES IN ORDER TO COVER THE COSTS OF COMPLIANCE WITH STATE REGULATION SB1383 WHEREAS, in 2014 the City of Chula Vista and Republic Services entered into an amended and restated solid waste and recycling franchise agreement to provide collection services to all residential and commercial properties in Chula Vista (the “Agreement”); and WHEREAS, the Agreement allows Republic Services to charge fees for waste collection services subject to maximum rates established in the contract, requires Republic Services to develop collection programs to help the City comply with new waste reduction and recycling laws, allows Republic Services to request City approval for service fee increases to cover program development costs, requires Republic Services to pay the City a 20% franchise fee and an additional 5% AB 939 fee that is used waste reduction and recycling programs and education, both of which Republic may pass-through to customers; and WHEREAS, the Governor of California signed into law SB 1383 (Lara, Chapter 395, Statutes of 2016), establishing methane emissions reduction targets in a statewide effort to reduce emissions of short-lived climate pollutants (SLCP); this law requires all cities and counties in the State of California to establish new collection programs to divert all organic waste from landfill disposal; and WHEREAS, decomposition or organic waste in landfills creates emissions from the creation of methane, a powerful greenhouse gas which is up to 80 times more harmful to the atmosphere than carbon dioxide, 20 percent of the methane emissions in California come from landfills; and WHEREAS, establishing programs to reduce the amount of waste Chula Vista residents and business send to landfill disposal is an emission reduction program that also aligns with the City’s zero waste efforts and with the Climate Action Plan; and WHEREAS, Republic Services is proposing service rate adjustments to cover the costs to provide a new organic waste collection program that will process all food waste, landscape and pruning waste, clean unpainted lumber, food-soiled paper products, and food-soiled cardboard products from Chula Vista homes and businesses and to process the organic waste into a nutrient rich compost product to be used as a soil amendment and for carbon sequestration properties; and WHEREAS, as part of this proposal Republic Services will provide the City of Chula Vista with assistance to comply with requirements of the new regulation including: food waste program outreach and education for residents and businesses, program record keeping and monitoring, free compost for City projects to meet procurement requirements of the regulation, $50,000 per year in 2021/09/14 City Council Post Agenda Page 204 of 428 Resolution No. __________ Page 2 endowments to local edible food rescue organizations, free indoor food waste collection containers and education to residents and business that use the Otay Landfill to self-haul materials; and WHEREAS, City staff and Republic Services have met and conferred for more than a year to evaluate the rates and have determined that said rates are below regionwide averages and that some of the benefits to be offered are unique to Chula Vista. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Chula Vista, that it: 1. Approves a rate adjustment for a new food waste and other organic waste collection and processing program to cover the costs of compliance with State regulation SB1383 not to exceed the maximum rates set forth on Exhibit A attached hereto; and 2. Directs staff to continue their outreach to businesses and residents ensuring that they continue to receive the highest quality service; and 3. Directs City staff to proceed with conducting the Proposition 218 proceedings necessary prior to the implementation of the proposed rate adjustment. Presented by Approved as to form by Eric Crockett Glen R. Googins Assistant City Manager City Attorney 2021/09/14 City Council Post Agenda Page 205 of 428 Exhibit A Not to exceed maximum rate adjustment for new food waste and other organic waste collection and processing program to cover the costs of compliance with State regulation SB1383. All proposed new rates below are subject to yearly increase based on regional Consumer Price Index per section 7.4 of the amended and restated solid waste collection and recycling franchise agreement between the City of Chula Vista and Republic Services, Inc. Proposed rates for all Chula Vista residential customers: Proposed new rates for all Chula Vista multifamily customers: Service Description New rates after the proposed rate adjustment Residential multifamily bin service for properties with 9 units or more Recycling charge per unit $5.74 per unit Recycling and green waste charge per unit $5.74 per unit Proposed new service for commercial food waste collection: Food waste per container quantity and service frequency proposed pricing Container Quantity 64-gal commercial food waste cart cost 2-yrd commercial food waste bin cost 1 container $99.49 $187.51 2 containers $147.40 $257.08 3 containers $195.32 $326.65 4 containers $243.23 $396.22 5 containers $291.14 $465.80 6 containers $339.05 $535.37 Service collection Frequency 1 day per week $99.49 $187.51 2 days per week $198.98 $375.01 3 days per week $397.96 $750.03 4 days per week $795.92 $1,500.05 5 days per week $1,591.85 $3,000.10 Proposed adjustment per level of service* New rate plus increase 32-gal trash cart service $2.79 per month $21.16 per month 64-gal trash cart service $3.61 per month $27.40 per month 96-gal trash cart service $4.26 per month $32.27 per month *Rate includes collection of trash, mixed recycling, and mixed organics. Service Description Current Rates Rates After Proposed Price Adjustment Residential Multi-family bin service for 6 to 9 units (with City approval) Recycling only - charge per unit (in addition to the trash rate) $2.83 $5.74 Recycling and green waste charge per unit (in addition to the trash rate) $4.63 $5.74 2021/09/14 City Council Post Agenda Page 206 of 428 SB 1383 Reducing Short-Lived Climate Pollutants in California Manuel Medrano, Environmental Services Manager, Waste Collection Rate Adjustment For Organic Waste Services 2021/09/14 City Council Post Agenda Page 207 of 428 Jurisdiction Responsibilities per SB1383 Provide Organics Collection Services to All Residents and Businesses Conduct Education and Outreach to Community Secure Access to Recycling and Edible Food Recovery Capacity Establish Edible Food Recovery Program Procure Recyclable and Recovered Organic Products Monitor Compliance and Conduct Enforcement 2021/09/14 City Council Post Agenda Page 208 of 428 Jurisdiction Review •Conduct joint inspections with jurisdictions •Review Implementation Record •Issue Notices of Violation •May Authorize Corrective Action Plan •Allows up to 24 months to address barriers outside of a jurisdiction’s control CALRECYCLE OVERSIGHT (BEGINS IN 2022) Oversee and MonitorSTATE ENFORCEMENT 2021/09/14 City Council Post Agenda Page 209 of 428 Preparing for Compliance -Pilot program Began in 2014 Two-year duration 600 homes in Chula Vista 20 businesses •Markets •Restaurants •Cafeterias 2021/09/14 City Council Post Agenda Page 210 of 428 Program proposal Required for all residential properties Multi-family properties to be evaluated Commercial food waste/organic waste generators will be phased in –No automatic increase Compliance waivers for commercial properties available. 1. No/low generation 2. Space limitations 2021/09/14 City Council Post Agenda Page 211 of 428 Republic Services –Assisting the City to comply Building a composting facility at the Otay Landfill Building a pre-processing facility for commercial food waste Purchase and deliver 15,000 carts, additional trucks and 3000 commercial food waste bins Dedicated Recycling Coordinator for Chula Vista to complement City efforts Provide compost at no cost for City projects One kitchen caddie for residential customers $50,000 per year for Food Rescue organizations Assistance with education and compliance efforts 2021/09/14 City Council Post Agenda Page 212 of 428 Program proposal –Single family Residential Current rate for each level of service Proposed adjustment New rate plus increase 32-gal trash cart service $18.37 per month $2.79 $21.16 per month 64-gal trash cart service $23.79 per month $3.61 $27.40 per month 96-gal trash cart service $28.01 per month $4.26 $32.27 per month Multi-family Residential:Per unit rate $2.83 to $5.74 complexes with current recycling service only $4.63 to $5.74 Complexes with current recycling and yard waste service 2021/09/14 City Council Post Agenda Page 213 of 428 Program proposal –Commercial Food waste per container quantity and service frequency proposed pricing Container Quantity 64-gal commercial food waste cart cost 2-yrd commercial food waste bin cost 1 container $99.49 $187.51 2 containers $147.40 $257.08 3 containers $195.32 $326.65 4 containers $243.23 $396.22 5 containers $291.14 $465.80 6 containers $339.05 $535.37 Service collection Frequency 1 day per week $99.49 $187.51 2 days per week $198.98 $375.01 3 days per week $397.96 $750.03 4 days per week $795.92 $1,500.05 5 days per week $1,591.85 $3,000.10 2021/09/14 City Council Post Agenda Page 214 of 428 2021/09/14 City Council Post Agenda Page 215 of 428 REPUBLIC SERVICES Matt Kross, General Manager 2021/09/14 City Council Post Agenda Page 216 of 428 Sustainability & Corporate Responsibility 2030 Sustainability Goals Recognized for Excellence in Sustainability We work to increase recycling, generate renewable energy and help our customers and communities be more resourceful.In Chula Vista, we are building two composting facilities. 2020 Organics Recycler of the Year by the National Waste & Recycling Association (NWRA) 2021/09/14 City Council Post Agenda Page 217 of 428 Chula Vista Food & Yard Waste Collection Program •Chula Vista will have a dedicated recycling coordinator to assist businesses and multi-family properties with setting up their food waste and recycling programs. •All food and yard waste will be processed into compost at the Otay Composting Operation located at the Otay Landfill. •Republic Services, in partnership with the City of Chula Vista, will execute an extensive public outreach and education program to educate customers on the changes. 2021/09/14 City Council Post Agenda Page 218 of 428 Acceptable and Unacceptable Items Food Waste Items Yard Waste Items Food-Soiled Paper Items Unacceptable Items recyclingsimplified.com 2021/09/14 City Council Post Agenda Page 219 of 428 Public Outreach & Education 14 Chula Vista Customer Community Events Social Media Educational Materials Community PartnershipsWebsite Presentations Media Unique For Our Chula Vista Community •Help City meet Climate Action Goals and State mandates •Engage community interest and generate enthusiasm for robust participation •Build momentum for rollout Materials will be prepared in multiple languages –English/Spanish Goals & Objectives Inform & Activate -Fall 2021 •Educate customers about how organics recycling works •Partner with grassroots community groups that share our vision for sustainability •Provide resources to help businesses and residents implement 2021/09/14 City Council Post Agenda Page 220 of 428 Residential Customers •All customers that do not have a Republic Services yard waste cart, will have one delivered. Rental fees for yard waste carts will discontinue upon implementation. •Residents may pick up a kitchen caddie to store food scraps at their homes at select locations throughout the city. •Republic Services will pickup food and yard waste combined in the green cart at the curb. 2021/09/14 City Council Post Agenda Page 221 of 428 Commercial Customers •Businesses will have food and yard waste collection bins or carts delivered and notified of program service start date. •Republic Services and the city will provide technical assistance and education on food waste recycling. •Republic Services will pickup food and yard waste separately in the green bin or cart. 2021/09/14 City Council Post Agenda Page 222 of 428 Providing Value & Benefits 17 •NEW composting facility •NEW pre-processing facility for commercial food waste •Discontinue $1.50 cart rental fee now paid by approx. 46,000 residents •Delivering 15,000 NEW carts throughout the City •NEW kitchen caddies for residential customers •NEW Recycling Coordinators dedicated to outreach partnership with City of Chula Vista •$50,000 per year for Food Rescue organizations Most Favored Nation Price Protection for City of Chula Vista NEW and Added Features Residential rate not to exceed a 90% County average 2021/09/14 City Council Post Agenda Page 223 of 428 Staff Recommendation -Action Council adopt the resolution approving the request for a rate adjustment and direct staff to conduct the proceedings necessary prior to the implementation of the adjustment. Proposition 218 hearing process 2021/09/14 City Council Post Agenda Page 224 of 428 v . 0 03 P a g e | 1 September 14, 2021 ITEM TITLE Employee Compensation and Bargaining Agreement: Approve a Memorandum of Understanding with Association of Chula Vista Employees (“ACE”); an Amended Compensation Summary for Unrepresented Employees; and a Revised Compensation Schedule for Certain Groups Report Number: 21-0155 Location: No specific geographic location Department: Human Resources Environmental Notice: The activity is not a “Project” as defined under Section 15378 of the California Environmental Quality Act State Guidelines; therefore, pursuant to State Guidelines Section 15060(c)(3) no environmental review is required. Recommended Action Adopt resolutions: A) Approving a Memorandum of Understanding (“MOU”) between the City of Chula Vista and the Association of Chula Vista Employees (“ACE”), related to compensation and other terms and conditions of employment; B) Approving the amended Compensation Summary for Unrepresented Employees; and C) Approving the revised Fiscal Year 2021-2022 Compensation Schedule effective September 10, 2021, as required by California Code of Regulations., Title 2, Section 570.5. SUMMARY The Memorandum of Understanding (MOU) between the City of Chula Vista and the Association of Chula Vista Employees (“ACE”) expired on June 30, 2021. Over the last five months, representatives from ACE and the City have worked collaboratively toward the development of a mutually beneficial MOU. An agreement was reached on the term of the MOU, salary and equity adjustments, non-PERSable stipends, retirement cost- sharing, and floating holidays. Staff also recommends that these salary and benefit adjustments be extended to unrepresented Confidential employees. ENVIRONMENTAL REVIEW 2021/09/14 City Council Post Agenda Page 225 of 428 P a g e | 2 The Director of Development Services has reviewed the proposed activity for compliance with the California Environmental Quality Act (CEQA) and has determined that the activity is not a “Project” as defined under Section 15378 of the State CEQA Guidelines; therefore, pursuant to Section 15060(c)(3) of the State CEQA Guidelines, the activity is not subject to CEQA. Thus, no environmental review is required. BOARD/COMMISSION/COMMITTEE RECOMMENDATION Not Applicable. DISCUSSION ACE Memorandum of Understanding The Memorandum of Understanding (MOU) between the City of Chula Vista and the Association of Chula Vista Employees (“ACE”) expires on June 30, 2021. Representatives of ACE and the City have worked collaboratively toward the development of a mutually beneficial MOU. The City and ACE have met and conferred in good faith, as required by the Meyers-Milias-Brown Act (Govt. Code Section 3500 et. seq.; “MMBA”) and reached agreement on the terms of a successor MOU, including the term of the MOU (to expire June 30, 2024), salary and equity adjustments, non-PERSable essential worker stipend, retirement cost-sharing and floating holidays. Below is a summary of the significant points of the agreement reached: 1. Term and Effect: September 14, 2021 to June 30, 2024 2. Salary and Equity Adjustments a. Equity adjustments to the median and 3% salary increase in the pay period in which City Council adopts via resolution in open session b. 2% salary increase the first full pay period of July 2022 c. 3% salary increase the first full pay period of July 2023 3. Non-PERSable Essential Worker Stipend a. $2,000 in the pay period in which City Council adopts via resolution in open session b. $1,000 the first full pay period of July 2022 c. $500 the first full pay period of July 2023 4. Retirement Cost-Sharing CalPERS normal cost sharing of 50% for Tier I and Tier II employees pursuant to Government Code (“GC”) section 20516 effective the last full pay period of June 2024. 5. Floating Holidays Eight (8) additional hours of floating holiday per year for Fiscal Years 2021-2022, 2022-2023 and 2023-2024. The ACE membership is slated to complete their vote on the proposed salary and benefit enhancements on September 13, 2021. 2021/09/14 City Council Post Agenda Page 226 of 428 P a g e | 3 Approval of Resolution A would approve the MOU between the City of Chula Vista and ACE, related to compensation and other terms and conditions of employment; and authorizing the City manager to execute the aforementioned MOU and any additional documents which may be necessary or required to implement said MOU. Unrepresented Confidential Employees The City workforce consists of both represented and unrepresented employees. It has long been a practice of the City (with few exceptions) to update the compensation and benefit summary for unrepresented employees (the same or similar benefit provided to represented employees). The affected unrepresented employees are in the Confidential employee group. Salary and benefit adjustments for these unrepresented employees are the following: 1. Salary and Equity Adjustments a. Equity adjustments to the median and 3% salary increase from the July 5, 2019 salary (less any increase already provided effective July 2, 2021) in the pay period in which City Council adopts via resolution in open session b. 2% salary increase the first full pay period of July 2022 c. 3% salary increase the first full pay period of July 2023 2. Non-PERSable Essential Worker Stipend a. $1,000 the first full pay period of July 2022 b. $500 the first full pay period of July 2023 Approval of Resolution B would approve the amended Compensation Summary for Unrepresented Employees to reflect the changes noted above. Compensation for Councilmembers, the Mayor and elected City Attorney Sections 302, 304(c) and 503(c) of the City of Chula Vista City Charter establishes the compensation for Councilmembers, the Mayor and elected City Attorney, respectively, based upon the formulas set forth in those sections. The City received notification from the Judicial Council of California on August 18, 2021, of a salary change for the position of Judge of the Superior Court of the State of California, to which the salaries for Councilmembers, the Mayor and elected City Attorney are tied and made the appropriate changes retroactive to July 1, 2021. Staff made the change to the salary rates for Mayor, Councilmembers and City Attorney upon notification from the State of California (in accordance with the City Charter), and the Mayor, Councilmembers and City Attorney are receiving this pay rate. Compensation Schedule Requirement California Code of Regulations, Title 2, Section 570.5 requires that, for purposes of determining a retiring employee's pension allowance, the pay rate be limited to the amount listed on a pay schedule that meets certain requirements and be approved by the governing body in accordance with the requirements of the applicable public meeting laws. The revised Fiscal Year 2021-2022 Compensation Schedule ("Compensation Schedule") was last approved by the City Council at their meeting of August 10, 2021. 2021/09/14 City Council Post Agenda Page 227 of 428 P a g e | 4 Approval of Resolution C will approve the revised Compensation Schedule effective September 10, 2021, which reflects: (1) the salary and equity adjustments for employees represented by ACE, (2) the salary and equity adjustments for Confidential employees and (3) the adjusted salaries for Mayor, Councilmembers and City Attorney (Elected) in accordance with City Charter sections 302, 304(C) and 503(C) effective July 1, 2021. DECISION-MAKER CONFLICT This item is not site specific and Staff is not independently aware, and has not been informed by any City Council member, of any other fact that may constitute a basis for a decision maker conflict of interest in this matter. CURRENT-YEAR FISCAL IMPACT The net impact to the General Fund in the current fiscal year is approximately $231,641, and non-General Funds in the amount of approximately $126,203. It is anticipated that these costs will be absorbed within current year departmental operating budgets, any costs that exceed budget will be addressed in the quarterly financial updates brought to City Council. The cost of the Essential Workers Stipends is approximately $870,441 and will be funded out of the American Rescue Plan fund appropriated by the City Council on August 24, 2021. ONGOING FISCAL IMPACT Ongoing salary costs will be incorporated into subsequent fiscal year budgets. ATTACHMENTS 1. Memorandum of Understanding (MOU) between the City of Chula Vista and the Association of Chula Vista Employees, September 14, 2021 – June 30, 2024 2. Revised Compensation Summary for Unrepresented Employees 3. Memorandum from the Judicial Council of California dated August 12, 2021 4. Revised Fiscal Year 2021-2022 Compensation Schedule effective September 10, 2021 Staff Contact: Courtney Chase, Director of Human Resources/Risk Management 2021/09/14 City Council Post Agenda Page 228 of 428 MEMORANDUM OF UNDERSTANDING BETWEEN CITY OF CHULA VISTA AND ASSOCIATION OF CHULA VISTA EMPLOYEES SEPTEMBER 14, 2021 – JUNE 30, 2024 2021/09/14 City Council Post Agenda Page 229 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 1 MEMORANDUM OF UNDERSTANDING CONCERNING WAGES AND OTHER TERMS AND CONDITIONS OF EMPLOYMENT BETWEEN THE CITY OF CHULA VISTA AND THE ASSOCIATION OF CHULA VISTA EMPLOYEES FOR–the period of SEPTEMBER 14, 2021 to JUNE 30, 2024. TABLE OF CONTENTS SECTION I ADMINISTRATION ............................................................................. 3 ARTICLE 1.01 PREAMBLE ........................................................................................... 3 ARTICLE 1.02 RECOGNITION .................................................................................... 3 ARTICLE 1.03 CITY RIGHTS ....................................................................................... 3 ARTICLE 1.04 ASSOCIATION RIGHTS ..................................................................... 5 ARTICLE 1.05 LABOR-MANAGEMENT COOPERATION..................................... 6 ARTICLE 1.06 TERM AND EFFECT OF THIS MEMORANDUM OF ................... 6 ARTICLE 1.07 MOU REVISIONS ................................................................................. 7 ARTICLE 1.09 RETENTION OF BENEFITS .............................................................. 7 ARTICLE 1.10 SAVINGS CLAUSE............................................................................... 7 SECTION II COMPENSATION ................................................................................ 8 SUBSECTION A. WAGES ................................................................................................... 8 ARTICLE 2.01 WAGES ................................................................................................... 8 ARTICLE 2.02 OVERTIME ........................................................................................... 9 ARTICLE 2.03 COMPENSATORY OVERTIME ...................................................... 10 ARTICLE 2.04 CALLBACK PAY ................................................................................ 10 ARTICLE 2.05 SAFETY MANDATED REST PERIODS ......................................... 11 ARTICLE 2.06 STANDBY PAY ................................................................................... 13 ARTICLE 2.07 OUT-OF-CLASS ASSIGNMENT ...................................................... 13 ARTICLE 2.08 SPECIAL PROJECT PAY ................................................................. 14 ARTICLE 2.09 FIELD TRAINING OFFICER PAY .................................................. 14 ARTICLE 2.10 BILINGUAL PAY ............................................................................... 14 ARTICLE 2.11 SHIFT DIFFERENTIALS .................................................................. 15 ARTICLE 2.12 MILEAGE REIMBURSEMENT ....................................................... 16 ARTICLE 2.13 SAFETY EQUIPMENT ...................................................................... 16 ARTICLE 2.14 PROTECTIVE CLOTHING .............................................................. 16 ARTICLE 2.15 TOOL ALLOWANCE ........................................................................ 17 ARTICLE 2.16 UNIFORMS .......................................................................................... 17 ARTICLE 2.17 PROFESSIONAL ENRICHMENT ................................................... 18 ARTICLE 2.18 CERTIFICATION PAY ...................................................................... 18 ARTICLE 2.19 FIRE MECHANIC PAY ..................................................................... 18 2021/09/14 City Council Post Agenda Page 230 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 2 SECTION II COMPENSATION .............................................................................. 19 SUBSECTION B BENEFITS ............................................................................................ 19 ARTICLE 2.20 EMPLOYEE BENEFITS .................................................................... 19 ARTICLE 2.21 GROUP TERM LIFE INSURANCE ................................................. 24 ARTICLE 2.22 RETIREMENT .................................................................................... 25 ARTICLE 2.23 DEFERRED COMPENSATION ....................................................... 27 SECTION III HOURS ................................................................................................. 27 ARTICLE 3.01 WORK PERIOD .................................................................................. 27 ARTICLE 3.02 VACATION .......................................................................................... 28 ARTICLE 3.03 SICK LEAVE ....................................................................................... 29 ARTICLE 3.04 BEREAVEMENT LEAVE ................................................................. 32 ARTICLE 3.05 HOLIDAYS .......................................................................................... 32 ARTICLE 3.06 JURY DUTY......................................................................................... 35 ARTICLE 3.07 COURT LEAVE .................................................................................. 36 ARTICLE 3.08 SHIFT EXCHANGE ........................................................................... 36 ARTICLE 3.09 JOB SHARING .................................................................................... 37 ARTICLE 3.10 VOLUNTARY WORK FURLOUGH ................................................ 37 ARTICLE 3.11 LEAVES OF ABSENCE ..................................................................... 38 SECTION IV WORKING CONDITIONS ................................................................ 38 ARTICLE 4.01 PROHIBITED PRACTICES .............................................................. 38 ARTICLE 4.02 CAREER ADVANCEMENT .............................................................. 39 ARTICLE 4.03 CLASSIFICATION STUDIES ........................................................... 40 ARTICLE 4.04 DRIVING ELIGIBILITY ................................................................... 40 ARTICLE 4.05 FITNESS FOR DUTY ......................................................................... 41 ARTICLE 4.06 SUBSTANCE ABUSE POLICY ......................................................... 41 ARTICLE 4.07 MODIFIED DUTY .............................................................................. 42 ARTICLE 4.08 DIRECT DEPOSIT ............................................................................. 42 ARTICLE 4.09 GRIEVANCE PROCEDURE ............................................................. 42 APPENDIX A ........................................................................................................................ 50 APPENDIX B ........................................................................................................................ 55 APPENDIX C ........................................................................................................................ 56 2021/09/14 City Council Post Agenda Page 231 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 3 SECTION I ADMINISTRATION ARTICLE 1.01 PREAMBLE This Memorandum of Understanding (MOU) is entered into by the City of Chula Vista (City) and the Association of Chula Vista Employees (Association) as a result of meeting and conferring in good faith concerning the wages, hours and other terms and conditions of employment, pursuant to the Employer-Employee Relations Policy of the City of Chula Vista and the California Government Code Section 3500 et. seq., known as the Meyers-Milias-Brown Act. ARTICLE 1.02 RECOGNITION The City recognizes the Association as the exclusive representative for employees in Classifications listed in Appendix A. ARTICLE 1.03 CITY RIGHTS The ASSOCIATION agrees that the City has the right to unilaterally make decisions on all subjects that are outside the scope of bargaining. The exclusive rights of the City shall include, but not be limited to: A. Establish, plan for, and direct the work force toward the organizational goals of the City government. B. Determine the organization, and the merits, necessity, and level of activity or service provided to the public. C. Determine the City budget. 2021/09/14 City Council Post Agenda Page 232 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 4 D. Establish, regulate, and administer a merit or civil service system which provides for all types of personnel transactions, including, but not limited to, determining the procedures and standards for the hiring, promotion, transfer, assignment, layoff, retention, and classification of positions in accordance with the City Charter, Civil Service Rules, and established personnel practices. E. Discipline or discharge employees for proper cause. F. Determine the methods, means, numbers, and kinds of personnel, and the job or position content required to accomplish the objectives and goals of the City. G. Subcontract out various services currently performed by City work force when such actions will result in cost savings to the City. H. Implement a reduction in authorized positions. I. Take actions necessary to carry out the mission of the City in emergencies and in other situations of unusual or temporary circumstances. J. Continue to exercise efficient and productive management practices consistent with federal and state laws and in compliance with the City Charter and City ordinances. Terms and conditions set forth in this MOU represent the full and complete understanding between the parties. During the term of this MOU, the ASSOCIATION expressly waives the right to meet and confer with respect to any subject covered in this MOU, unless modified through the voluntary, mutual consent of the parties in a written amendment. This MOU terminates and supersedes those partial practices, agreements, procedures, traditions, and rules or regulations inconsistent with any matters covered in the MOU. The parties agree that during the negotiations that culminated in this MOU, each party enjoyed the opportunity to make demands and proposals or counter-proposals with respect to any matter, even though some matters were proposed and later withdrawn, and that the understandings and agreements arrived at after the exercise of that right and opportunity are executed in this MOU. The City’s exercise of its management rights is not subject to challenge through the grievance procedure or in any other forum, except where otherwise in conflict with a specific term of this MOU. 2021/09/14 City Council Post Agenda Page 233 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 5 ARTICLE 1.04 ASSOCIATION RIGHTS I. Authorized representatives\stewards of the ASSOCIATION shall be allowed reasonable access to unit employees during working hours for the purpose of consulting regarding the employer-employee relationship, provided that the work operation and service to the public are not impaired and the authorized representatives shall have given advance notice to, and been granted authorization by, the Appointing Authority or his or her designee when contacting unit employees during the duty period of the employees. The Appointing Authority or his or her designee shall determine the appropriate time for such access. A. ASSOCIATION may designate up to eight (8) representatives\stewards (in addition to the President and Vice-President) who will be allowed reasonable access to unit employees. II. The ASSOCIATION may be granted use of City facilities by the appropriate Appointing Authority for meetings composed of unit employees, provided such meetings are held outside regularly scheduled working hours for the group which is meeting, and provided space can be made available without interfering with the City needs. III. The City will provide bulletin boards in each building housing ASSOCIATION represented employees for the exclusive use of ASSOCIATION. The ASSOCIATION shall be responsible to maintain space provided in an orderly condition and shall promptly remove outdated materials. Copies of such communications shall be furnished to the Director of Human Resources for review. IV The City shall bill ASSOCIATION $0.10 per member per pay period for the full costs incurred for dues deduction on behalf of ASSOCIATION. V. ASSOCIATION shall be provided, upon request, such literature and public documents as may be necessary (i.e., City budget, Civil Service Commission meetings, open Council conferences, etc) when the requested documents are not available on the City’s intranet in a manner consistent with the California Public Records Act. 2021/09/14 City Council Post Agenda Page 234 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 6 ARTICLE 1.05 LABOR-MANAGEMENT COOPERATION The parties agree that during the term of this MOU, they will continue to participate in efforts to contain health care costs. The City and ASSOCIATION agree that they will continue to have open discussions on matters of concern to the parties during the term of this MOU. Cooperative Labor Relations between ASSOCIATION and the City are an important issue. As a result, the City and ASSOCIATION may mutually agree to form Labor-Management committees composed of representatives from ASSOCIATION and representatives from management within Departments/Divisions as requested by the Union and/or Management. Once a labor-Management Committeee has been mutually agreed upon both parties shall mutually agree upon the first Labor-Management Committee meeting time and location within 30 days. ARTICLE 1.06 TERM AND EFFECT OF THIS MEMORANDUM OF UNDERSTANDING I. This MOU shall remain in full force and effect from September 14, 2021 through June 30, 2024 and it is understood and agreed that the terms, conditions, wages, and all provisions of this MOU shall continue in effect until a new MOU is negotiated and subsequently ratified by the ASSOCIATION and adopted by the City Council. If either party proposes to modify or terminate any of the terms or conditions set forth in this MOU for inclusion in a subsequent MOU, they must notify the other party in writing not later than February 28, 2024. ASSOCIATION will endeavor to submit written proposals to the City by February 28, 2024. City agrees that if written proposals are received from ASSOCIATION by February 28, 2024, City will be prepared to commence negotiations on those proposals by March 15, 2024. II. The provisions of this MOU shall be subject to federal, state, and local law. III. If at any time during the term of this MOU, through causes beyond the control of the City, the City does not have a sufficient amount of anticipated budgeted revenues or is required to make substantial unanticipated expenditures, then, in such event, the City may, with mutual agreement of the ASSOCIATION, re-negotiate this MOU and meet and confer on wages, hours and other terms and conditions of employment. This section, however, in no way affects the existing right of the City to lay-off employees. 2021/09/14 City Council Post Agenda Page 235 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 7 ARTICLE 1.07 MOU REVISIONS The City and ASSOCIATION agree that during the term of the MOU they will continue to meet and confer on changes to the format and language of the MOU if necessary. The purpose of the proposed changes is to reconcile the MOU with the Civil Service Rules, the Employer/Employee Relations Policy, and other City policies and procedures, and to insure the language of the MOU accurately reflects City practice. The City agrees to work with ASSOCIATION to begin the review process and discuss a timeline to meet with all bargaining units to update the Employer/Employee Relations Policy. ARTICLE 1.09 RETENTION OF BENEFITS The represented employees covered by this MOU shall retain all benefits provided in this MOU for the full term of this MOU and for any such additional period of time as provided in article 1.06. Benefits, rights, or privileges not specifically covered by this MOU, but subject to the MMBA, can only be changed after completion of applicable meet and confer requirements, unless otherwise agreed upon by the City and ASSOCIATION. ARTICLE 1.10 SAVINGS CLAUSE If any article or section of this MOU is held to be invalid by operation of law or by any court of competent jurisdiction, or if compliance with, or enforcement of, any article or section is restrained by such court, the remainder of this MOU shall not be affected by such action. The parties shall meet and confer or meet and consult as the case may be for the purpose of arriving at a mutually satisfactory replacement for any article or section invalidated by operation of law. 2021/09/14 City Council Post Agenda Page 236 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 8 SECTION II COMPENSATION SUBSECTION A. WAGES ARTICLE 2.01 WAGES I. Salary adjustments shall be made as follows: A. [Salary Adjustments] Salary adjustments shall be made as follows: 1. Effective the first full pay period after ratification by the ASSOCIATION and approval by the City Council of the MOU via resolution in open session: a. Equity Adjustment to median based on the Department of Human Resources March 2021 Salary Survey; and b. 3% Salary increase for all members 2. 2% Salary increase for all members the first full pay period of July 2022; and 3. 3% Salary increase for all members the first full pay period of July 2023. B. Essential Worker Stipend: 1. ACE represented members employed in the pay period in which City Council adopts via Resolution in Open Session shall receive a one-time Non-PERSable $2,000 Stipend in conjunction with the FY21-22 Salary Adjustment; 2. One-time Non-PERSable $1,000 Stipend for all members the first full pay period of July 2022; 3. One-time Non-PERSable $500 Stipend for all members the first full pay period of July 2023; and 4. This premium pay stipend (also called “Essential Worker Premium”) is being paid in response to the American Recovery Plan Act of 2021, where the Federal Government has allowed local fiscal recovery funds to be utilized “(B) to respond to workers performing essential work during the COVID–19 public health emergency by providing premium pay to eligible workers … that are performing such essential work…” (https://www.congress.gov/bill/117th-congress/house- bill/1319/text#toc-HA2014788068F45DFB8DF03D5E72AFEE7). C. The term of the MOU shall be from ratification as set forth above to June 30, 2024 II. Merit (Step) Increases will be made according to the formula set forth in the Civil Service rules currently in effect. 2021/09/14 City Council Post Agenda Page 237 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 9 The classifications shall be subject to a five (5) step salary range. The normal hire rate shall be Step “A” provided, however, that an exceptionally well-qualified candidate may be hired beyond Step “A” within the established range based upon the recommendation of the Appointing Authority and the Director of Human Resources and approval by the City Manager. III. Effective Dates - All other payroll and wage changes, such as regular merit increases, shall be made effective at the beginning of the regular biweekly payroll period closest to the employee's actual anniversary date as a benefited employee in his or her current position. IV. Rate of Pay Following Promotion - When a represented employee is promoted, the new rate of pay will be the lowest step in the new salary range which will result in the employee receiving at least 5% more than the actual base rate in the old classification. ARTICLE 2.02 OVERTIME I. Definition - Whenever an employee is ordered to work more than 40 hours in a work week he or she shall be granted overtime pay at the rate of 1 ½ times his or her Fair Labor Standards Act (FLSA) "Regular Rate", compensatory time off at 1 ½ times the extra hours worked, or upon employee request and with the approval of his or her supervisor and Appointing Authority, the employee may take off the number of overtime hours worked on a straight-time basis within the same work week. Overtime work shall be permitted only at the direction and advance approval of the employee's immediate supervisor. Payment for overtime shall be made during the pay period in which the overtime was earned. "Time Worked" - Includes all paid hours including sick leave, leaves during which Workers' Compensation is paid, vacation time, holidays or any other time away from the job that is paid. II. Administration of Overtime - All time worked in addition to the work week with the exception of insignificant amounts of "hours worked" will be counted toward the 40 hour work week. Insignificant amounts of hours worked is defined as any time worked outside the regular schedule that is less than 15 minutes in a day, unless the definition is changed in the Federal Regulations or by court action. III. Meal Break - When employees are required to work over four hours overtime, they shall be granted a 1/2 hour unpaid meal break. 2021/09/14 City Council Post Agenda Page 238 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 10 IV. When employees are assigned to work scheduled overtime, that is not directly tied to their beginning or ending work hours, there will be a minimum of two (2) hours paid overtime, at 1 ½ times their regular rate of base pay. ARTICLE 2.03 COMPENSATORY OVERTIME A record of compensatory overtime earned and used shall be maintained on the biweekly pay records. Compensatory overtime shall not be accrued to an employee's credit for any time in excess of 80 hours. The decision to reimburse for overtime hours worked with compensatory time off in lieu of pay will be at the discretion of the employee for the first 40 hours per each fiscal year, but after 40 hours each fiscal year it shall be at the discretion of the supervisor and Appointing Authority based on the employee's request while recognizing the overall department staffing requirements. ARTICLE 2.04 CALLBACK PAY An employee called at home during non-working hours who performs work on behalf of the City will receive a $25 stipend. If the employee cannot complete the task from home and is required to return to work Callback provisions of the MOU apply. The $25 stipend will be paid in addition to any compensation earned pursuant to the Callback provisions. ASSOCIATION and the City will meet and confer to create guidelines for implementation of this stipend article. Until guidelines are agreed upon and implemented, requests for stipend payment will be considered on a case-by-case basis. Whenever employees are called back to work after they have left their work site and are required to return to work before the scheduled start of the next shift, they will receive $60 in addition to a minimum of two (2) hours of overtime pay. Any combination of hours worked on the callback and hours of leave requested that exceed eight (8) will be paid at the overtime rate. The callback bonus and two (2) hour overtime minimum will only apply when the employee has not been notified of the date and time of the callback prior to leaving the work site. Any temporary changes to an employee’s regular work schedule shall not be used to avoid callback. 2021/09/14 City Council Post Agenda Page 239 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 11 ARTICLE 2.05 SAFETY MANDATED REST PERIODS Section 2.05.01 PSO Rest and Recovery It is the purpose and intent to provide guidelines to employees and their supervisors to ensure Police Service Officers receive an adequate rest period between work shifts in order to perform their work duties in a safe and efficient manner. This intent is a “work in progress” and may be modified at any time upon mutual consent of the City and the Union. It is the intent of the City and the Union to allow for a minimum of seven (7) total hours for rest and recovery during any given 24-hour period. After a PSO has worked sixteen (16) paid hours in any given 24-hour period, the employee has the option to take a minimum of seven (7) consecutive hours off for rest and recovery prior to returning for work or call back. If any portion of the required rest period extends into the employee’s normal work shift, then the City will pay, hour-for-hour up to a maximum of four (4) hours, that portion of the rest period extending into the employee’s normal work shift. Section 2.05.02 Forensic Specialists Rest and Recovery It is the purpose and intent to provide guidelines to employees and their supervisors to ensure that Forensic Specialists receive an adequate rest period between work shifts in order to perform their work duties in a safe and efficient manner. This intent is a “work in progress” and may be modified at any time upon mutual consent of the City and ASSOCIATION. It is the intent of the City and ASSOCIATION to allow for a minimum of seven (7) total hours for rest and recovery during any given 24-hour period. If a Forensic Specialist has worked their normal shift (8 or 9) paid hours in any given 24-hour period and is called back to work before the start of their normal shift and no break is given, the Forensic Specialist has the option to take a minimum of seven (7) consecutive hours off for rest. The City will pay, hour-for-hour up to a maximum of four (4) hours, for rest period during the employees normal work shift. If, as a result, the employee would work less than a full shift upon returning to complete their normal work shift, the employee shall have the right to submit a leave request for the remainder of the work shift and will not be required to return to work for that shift. For all other conditions, such as multiple callbacks or when an employee has worked more than twenty-four (24) hours during the forty-eight (48) hours during the weekend, the above provisions shall also apply. 2021/09/14 City Council Post Agenda Page 240 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 12 Section 2.05.03 General Rest and Recovery It is the purpose and intent of this rule to provide guidelines to employees and their supervisors to assure that employees who are involved and work in and around construction sites, traffic, and/or heavy equipment and machinery receive an adequate rest period between work shifts in order to perform their work duties in a safe and efficient manner. This rule may be modified at any time upon mutual consent of the City and ASSOCIATION. After an employee has worked sixteen (16) paid hours in any given 24-hour period, the employee shall be required to take a minimum seven (7) consecutive hours off for rest and recovery prior to returning for work or call back. If any portion of the required rest period extends into the employee’s normal work shift, then the City will pay, hour-for-hour up to a maximum of four (4) hours, that portion of the rest period extending into the employee’s normal work shift. If, as a result, the employee would work less than a full shift upon returning to complete their normal work shift, the employee shall have the right to submit a leave request for the remainder of the work shift and will not be required to return to work for that shift. For all other conditions, such as multiple callbacks, the employee shall be required to have a minimum of seven (7) total hours for rest and recovery during any given 24-hour period. If any portion of the required rest and recovery period extends into the employee’s normal work shift, then the above provisions shall also apply. Section 2.05.04 Police Dispatcher Rest and Recovery It is the purpose and intent to provide guidelines to employees and their supervisors to ensure Police Dispatchers receive an adequate rest period between work shifts in order to perform their work duties in a safe and efficient manner. This intent is a “work in progress” and may be modified at any time upon mutual consent of the City and ASSOCIATION. It is the intent of the City and ASSOCIATION to allow for a minimum of seven (7) consecutive hours for rest and recovery during any 24-hour period. After a Police Dispatcher has worked sixteen (16) paid hours in any given 24-hour period, the Appointing Authority may require the employee to take a minimum of seven (7) consecutive hours off for rest and recovery prior to returning for work or call back. If any portion of the required rest period extends into the employee’s normal work shift, then the City will pay, hour- for-hour, up to a maximum of four (4) hours, that portion of the rest period extending into the employee’s normal work shift. 2021/09/14 City Council Post Agenda Page 241 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 13 ARTICLE 2.06 STANDBY PAY I. Definition - Standby duty is defined as that period of time assigned by the Appointing Authority in addition to the employee's normal work week during which time the employee must be available by City provided cell phone. Hours spent on standby will not be considered hours worked. Employees assigned to standby duty are subject to the provisions of Section 2.02 overtime. II. Standby pay - Employees on standby shall be compensated at the rate of $200 in additional pay for each full work week during which they are assigned to standby duty. Such employees are bound by the City's Substance Abuse Policy while on standby duty. ARTICLE 2.07 OUT-OF-CLASS ASSIGNMENT I. An employee will earn out-of-class (OCA) pay, a minimum of 7.5% above the employee’s current salary rate up to a maximum of 15%, when designated, by a supervisor, as working out of class and has worked at least six (6) hours of a full day’s shift (be it 8, 9, or 10 hours, consecutively, depending on their works schedule) or more in that OCA designation. Upon working the six (6) hours in one (1) shift in the OCA designation, the employee shall be compensated OCA pay beginning the first hour they began work. For employees in the police dispatcher classification only, they will earn OCA pay when they have been designated, by a supervisor, as working out-of-class and they have worked 8 hours or more in that designated OCA position during a given 14-day, biweekly, pay period. II. If the out-of-class assignment lasts in excess of 6 consecutive months, the employee will receive an additional 5% compensation. Increases greater than 5% must be approved by the Director of Human Resources. Requests for out-of-class compensation shall be submitted by the Appointing Authority on a “Payroll Change Order Request” form as percentage amounts only. III. The duration of out-of-class assignments shall not exceed twelve months. 2021/09/14 City Council Post Agenda Page 242 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 14 ARTICLE 2.08 SPECIAL PROJECT PAY ASSOCIATION represented employees may be eligible to receive a maximum of 15% above their base pay when assigned by the Appointing Authority or designee and approved by the City Manager and the Director of Human Resources to a “Special Project”. ARTICLE 2.09 FIELD TRAINING OFFICER PAY A. ASSOCIATION public safety employees who are designated by the Appointing Authority as Field Training Officers (FTOs) will be paid an additional $2.40 per hour when they are actually engaged as FTOs. B. ASSOCIATION employees who are designated by the Appointing Authority as a Formal Trainer will be paid a ten ($10) dollar stipend for every 4 hours in a work week they are actually engaged in formal training activities. Formal training is training designated by the Appointing Authority in advance and has been determined that it is more cost effective to have the training provided internally. An example of such training is confined space, but does not include tailgate type training or similar less formal updates. Employees must be recognized by the Appointing Authority as having the requisite qualifications for required certifications and/or licenses to provide training to employees. ARTICLE 2.10 BILINGUAL PAY Those employees who, upon the recommendation of the Appointing Authority and approval of the Director of Human Resources, are regularly required to use their bilingual skills in the performance of their duties will receive $100 per month in addition to their regular pay. Upon appropriate approval, employees requesting bilingual pay must successfully complete a Bilingual Performance Examination. Employees who wish to continue receiving bilingual pay must successfully complete a Bilingual Performance Examination once every three (3) years. 2021/09/14 City Council Post Agenda Page 243 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 15 [Advanced Bilingual Pay] Those employees who, upon the recommendation of the Appointing Authority and approval of the Director of Human Resources and receives the above pay, are assigned to translate into writing a document from English to another language or vice versa will receive $5.00 per hour for actual time spent translating in addition to the bilingual pay stipend. Upon appropriate approval, employees requesting bilingual pay must successfully complete an Advanced Bilingual Performance Examination. ARTICLE 2.11 SHIFT DIFFERENTIALS I. In addition to their regular salary, ASSOCIATION represented employees shall receive extra compensation of $80 per biweekly pay period (one time per pay period) under the conditions listed below. Under no circumstances shall an employee receive compensation for more than one of these conditions during any one pay period: A. When scheduled to work a majority of their shift after 5 p.m. or before 8 a.m. for a majority of a work week. (6:00 a.m. – 4:00 p.m. in Public Works) B. When regularly scheduled daily work shifts are regularly split by two or more consecutive hours for a majority of a work week. C. When regularly scheduled shifts result in split shifts which do not allow for two consecutive days off. II. In addition to their regular salary, PSO’s and Dispatchers regularly assigned to the graveyard shift shall receive shift differential pay in the amount of $110 per pay period (one time per pay period) (“Graveyard Differential”). PSO’s and Dispatchers receiving Graveyard Differential shall not receive any other form of shift differential pay. A PSO and/or Dispatcher who is temporarily assigned to grave yard shift (including overtime), but not regularly assigned, shall not receive the shift differential pay stated in this paragraph, but may be eligible for shift differential as set forth in Section I. Dispatchers shall be deemed to be working graveyard shift if they (1) work for four or more days in a two week period and (2) the majority of their shift is worked during the time period between 10:00 pm and 6 am. PSO’s shall be deemed to be working graveyard if they (1) work four or more days in a two week period and (2) the majority of their shift during the time period between 10 pm and 6 am. III. A night shift differential shall not be paid for standby duty. 2021/09/14 City Council Post Agenda Page 244 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 16 IV. Notice of Change in Work Schedule The City will strive to give at least fourteen calendar days (14 calendar days) notice to employees when management initiates a change in an employee’s work schedule except in cases of emergencies. ARTICLE 2.12 MILEAGE REIMBURSEMENT Employees shall be subject to the City’s Mileage Reimbursement Program when required to use their personal vehicle for authorized City business. The reimbursement rate will be equal to the current maximum IRS rate. ARTICLE 2.13 SAFETY EQUIPMENT Safety equipment and training, including appropriate, approved, self-defense training such as “pepper spray use” will be provided to employees as recommended by their Appointing Authority, and with the approval of the Director of Human Resources. ARTICLE 2.14 PROTECTIVE CLOTHING A. Employees are eligible to be reimbursed up to $225 per pair, as needed and when approved by the Appointing Authority, for the purchase of safety shoes when it has been determined by their Appointing Authority or the Director of Human Resources, that because of their duties, the wearing of safety shoes is required and up to $225 per pair, as needed, when approved by the Appointing Authority for the purchase of specialty logger boots. B. In order to promote a safe working environment and protect employees from eye injury, city employees are required to wear eye protection whenever a task involves the possibility of preventable eye injury. All eye protection devices must be of a type appropriate for the anticipated hazards and according to Cal-OSHA and must meet or exceed ANSI Standard Z87.1. 2021/09/14 City Council Post Agenda Page 245 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 17 City employees required to wear corrective lenses while driving as indicated on their Drivers License or for seeing close up will be provided corrective safety glasses through a City program. Employees will be allowed prescription glasses on a one pair per employee basis bi-annually. If prescription safety glasses are damaged as a result of a workplace hazard, the supervisor shall request a replacement pair. If, ahead of the normal replacement schedule, prescription safety glasses are lost or damaged because of non-work related reasons, employees will replace the prescription safety glasses at their own expense. Employees participating in the safety glasses program will be allocated $175 which will be used to pay for the basic frames, lens styles, lens materials, shading options, UV and scratch resistant coating. Employees may select features, beyond what the City covers, at their own expense, but personal options shall not conflict with the primary purpose of the glasses. If the city vendor does not provide the ability for the employee to choose options beyond what the City covers, the employee will be able to obtain safety glasses through an alternative vendor and be reimbursed up to $175 for the basic covered cost for basic frames, lens styles, lens materials, shading options, UV and scratch resistant coatings. ARTICLE 2.15 TOOL ALLOWANCE Employees in classifications required to purchase and/or replace approved tools used in a work capacity are eligible to receive $900 per fiscal year. Mechanic Assistants who purchase and/or replace tools used in a work capacity will receive $430 per fiscal year. ARTICLE 2.16 UNIFORMS I. The classifications listed in Appendix B will wear uniforms supplied and maintained by the City. Five uniform changes will be made available to each employee each week. Employees will be held responsible for the loss or misplacement of said uniforms. In the event of uniform loss, the employee will be required to reimburse the City for the uniform's replacement unless employee can show non-negligence on employee's part. II. The City will reimburse employees in the classifications listed in Appendix C for uniforms and will provide a uniform cleaning allowance of $6.73 bi-weekly when authorized by their Appointing Authority. The allowance will be paid to employees who have spent more than 50% of their working hours in uniform during the fiscal year. 2021/09/14 City Council Post Agenda Page 246 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 18 III. The City will provide uniform shorts to employees in classifications listed in Appendix B and will reimburse employees in classifications listed in Appendix C for the purchase of uniform shorts when approved by the Appointing Authority and the Risk Manager. IV. The City will report to CalPERS the actual monetary value of the items issued above for ASSOCIATION covered CalPERS’ Classic members. The value shall not exceed $1,000 per fiscal year. ARTICLE 2.17 PROFESSIONAL ENRICHMENT Employees represented by ASSOCIATION are eligible to participate in the City’s Professional Enrichment Program. To qualify as a reimbursable expense, the employee must demonstrate a link to their current job or career path. Requests for professional enrichment reimbursement must be approved by the employee’s supervisor, prior to any expenses being incurred, under the following terms: • Relevant training needs/requests are identified in performance goals • Training to improve current skills or help in career advancement • Employee shall, upon request, report out/follow-up after training The annual Professional Enrichment Fund allotment for ASSOCIATION employees is $71,950. An employee is eligible to receive up to $2,000 per fiscal year for professional enrichment. Funds may be used at any time during the fiscal year. Fiscal year reimbursements under the City's "Professional Enrichment" will be closed the second Thursday in June. Employees may request reimbursement for professional enrichment expenses in accordance with Internal Revenue Code Section 132, or any other applicable state and federal law. Employees must receive approval from their Appointing Authority and the City Manager’s designee before funds may be claimed for reimbursement. Reimbursements are on a first come, first serve basis until the funds have been exhausted. ASSOCIATION and City may, by mutual agreement, use up to one-half of these funds for agreed upon classroom training, organization development, or team building. ARTICLE 2.18 CERTIFICATION PAY 2021/09/14 City Council Post Agenda Page 247 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 19 For employees that meet the criteria of the Certification Pay Policy and who have obtained, at their own cost, certifications/licenses that provide a direct benefit to the City by enhancing their knowledge and skills, above those required by their job classification, the City will provide, per 14-day, biweekly, pay period, $30 for one to three (3) job-related certificates, or $75 for four (4) or more job-related certificates. The request for certification pay must be approved by the Appointing Authority and the Director of Human Resources. Certification pay expires at the end of the pay period that includes the expiration date of the certificate. Employees are responsible for resubmitting requests for certification pay once they have renewed their certificate. Article 2.19 FIRE MECHANIC CERTIFICATION In addition to their regular salary, Equipment Mechanics and Sr. Equipment Mechanics represented by SEIU/CVEA shall receive one of the following extra compensations: • 2.0% of base salary for obtaining and maintaining a State of California Fire Mechanic I • 5.0% of base salary for obtaining and maintaining a State of California Fire Mechanic II Only one of the above compensation amounts may be paid and they may not be combined with each other. This certification is not eligible for Certification Pay as described in Section 2.18 above. SECTION II COMPENSATION SUBSECTION B BENEFITS ARTICLE 2.20 EMPLOYEE BENEFITS 2021/09/14 City Council Post Agenda Page 248 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 20 Employees are eligible for benefits if employed: A. Directly by the City of Chula Vista and B. working in a half time (40-hours) or more position in an 80-hour biweekly pay period. I. Cafeteria Plan The City will provide to each represented employee a Cafeteria Plan allotment to purchase benefits under Section 125 of the Internal Revenue Code. ASSOCIATION acknowledges that Section 125 of the IRC requires that the Cafeteria Plan be adopted by the City Council prior to the end of the calendar year. Accordingly, the City and ASSOCIATION agree: 1) That the parties will meet at the earliest possible time to discuss Cafeteria plan changes; 2) That the parties may prepare a timeline/schedule to ensure timely and expeditious discussions; 3) That the parties shall engage in good faith discussions; 4) That if the discussions have reached impasse and there is sufficient time prior to the required IRC plan adoption date or if both parties otherwise agree, the parties will submit the matter for non-binding advisory mediation, with the mediator chosen in the same manner set forth in the Grievance Procedure; and 5) The City Council, to ensure timely compliance with Section 125 of the IRC, may at any time in the month December unilaterally adopt the Plan Document containing the specific provisions of the Plan (including plan changes) without mutual agreement and prior to the completion of paragraphs 1-4 of this section. A. Enrollment Newly eligible employees (new hires or those changing from an ineligible to an eligible position) will be covered under the City’s Cafeteria Benefits Plan effective their date of hire in that eligible position. All of the Cafeteria Benefits are effective from the employee’s date of hire except the Dental Plans which are effective the first of the month following the employee’s date of hire in an eligible position. Employees who fail to submit required benefit election forms within 30 days of their date of eligibility will automatically be enrolled in the Employee Only category of the lowest cost City sponsored health plan. Employees who fail to submit required benefit election forms during Open Enrollment will be enrolled in their same health plan with all other elections being cancelled and the balance of their flex allotment being placed in the taxable Cash option. 2021/09/14 City Council Post Agenda Page 249 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 21 B. Cafeteria Plan Allotment 1. The Flex Benefit amount for Employee Only, those with coverage outside of the City, and those employees covered by another City employee is fixed at the amount provided in the calendar year 2015 ($13,024). The flex amount for Employee + 1 and Employee + Family will be adjusted under the current 50/50 cost sharing formula, utilizing the average cost increase of the full-family, non- indemnity, health plan premiums. Eligible part-time employees will receive an allotment in the proportion that such part-time employment bears to full-time employment. 2. [ACA Reopener] The City provides medical benefits (via a cafeteria plan as set forth in Article 2.19) to ASSOCIATION represented employees. These benefits are subject to the Federal Affordable Care Act (“ACA”). The City, upon notice to ASSOCIATION, may reopen this MOU when the City has been informed of or is aware of non-compliance with the ACA, including a “Cadillac” tax. The City shall provide notice to ASSOCIATION of the nature of the act or omission that forms the basis of ACA non-compliance. The City and ASSOCIATION shall thereafter promptly meet and confer to the extent required by the MMBA. The City provides a Cafeteria Plan allotment amount (“Allotment”) to ASSOCIATION represented employees to purchase benefits qualified under Section 125 of the IRC as set forth in Article 2.19 of the MOU. The Allotment for 2015 is $13,024, but may increase on a yearly basis. The City shall provide a comparable or replacement benefit to any benefit lost as a result of compliance with the ACA, including a “Cadillac Tax.” The aforementioned comparable or replacement benefit shall be up to, but not exceed the Allotment amount, as provided for in Article 2.19(I)(B)(1) (currently $13,024 for 2015), less any remaining or non-impacted Allotment amounts. The aforementioned Allotment amount shall also not be increased to account for taxation benefits. The City shall also, to the extent necessary, earmark and set aside the impacted Allotment amounts (provided for in Article 2.19(I)(B)(1) [Cafeteria Plan]) so that they may be used to provide the aforementioned comparable or replacement benefit. The City shall endeavor to ensure that any plan design changes will have the least impact on employees as possible and still comply with the ACA. This re-opener shall be used only to ensure ACA compliance, including a “Cadillac” tax. 2021/09/14 City Council Post Agenda Page 250 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 22 C. Available Cafeteria Benefits 1. Health Insurance (Mandatory) From the Cafeteria Plan allotment, each represented employee must select coverage for him or herself under one of the City sponsored medical plans. However, if the employee has group medical insurance from another reliable source that is acceptable to the City of Chula Vista Department of Human Resources, the employee may elect to decline medical insurance from a City provider and apply the value, of the City’s “Flexible Benefit Plan” contribution to other available City Flex options. Any employee married to another benefited City employee who is covered under his or her spouse’s plan may waive coverage under the Cafeteria Plan and will receive full credit. Any employee who declines medical insurance coverage may enroll in the City medical plan prior to the next open enrollment only if the employee involuntarily loses the coverage. Enrollment application must be received in Human Resources within 30 days from loss of coverage. The employee, through payroll deductions, will pay any premium cost in excess of the Cafeteria Plan Allotment. 2. Dental (Optional) Represented employees will be eligible to participate in any City sponsored group dental plan. Any difference between the employee’s available Cafeteria Plan allotment and the premium for the selected plan will be paid by the employee through payroll deductions. 3. Dental/Medical/Vision (D/M/V) and Dependent Care Reimbursement Accounts (Optional) Represented employees may allocate a portion of their Cafeteria Plan allotment to either of these reimbursement account options. 4. Vision (Optional) Represented employees will be eligible to participate in a City sponsored group vision plan. Any difference between the employee’s available Cafeteria Plan allotment and the premium for the selected plan will be paid by the employee through payroll deductions. 2021/09/14 City Council Post Agenda Page 251 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 23 5. Cash (Optional) For employees hired into the ASSOCIATION on or before December 31, 2017: Represented employees may allocate a portion of their Cafeteria Plan allotment to a taxable cash payment. These payments will be paid to employees the first two paychecks of each month (24 times per year). Effective January 1, 2018: Employees hired into the ASSOCIATION on or before December 31, 2017 may elect to receive up to $9,100 of unused funds as a taxable cash option. The maximum an employee can cash out each year cannot exceed the cash option that they received in the previous calendar year. Employees hired into the ASSOCIATION on or after January 1, 2018 there will be no taxable cash payment. Addtional term: The City provides a cafeteria plan that permits a cash-out of unused cafeteria benefits. The cafeteria plan and the cash-out are permitted under both the FLSA and IRC. However, should there be any litigated case, court opinion or decision, or administrative opinion or decision (whether or not they involve the City as a party) that finds or determines that the cafeteria plan or cash-out is improper, results in an increase in the regular rate of pay, or invalidates the plan’s IRC Section 125 tax exemption, then the cash-out will immediately terminate and the City shall offer a special open enrollment period for impacted employees. 6. Flexible Spending Accounts (FSAs) – Health Care and Dependent Care Represented employees will be eligible to participate in the two Flexible Spending Account (FSA) options offered by the City. Employees may elect to set aside a portion of their salary, on a pre-tax basis, to fund eligible health care and dependent care expenses. If the City does not meet IRS regulations, or if the IRS regulations change for any reason, this benefit may be discontinued. The City reserves the right to contract with a Third Party Administrator for the administration of FSAs. The City will pay the start-up costs associated 2021/09/14 City Council Post Agenda Page 252 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 24 with third party administration. Participating employees will pay any required fees (monthly, per employee, per transaction, etc.). D. Short-Term/Long-Term Disability The City agrees to contribute the amount necessary to provide short-term disability and long-term disability protection for each represented employee. Short-Term Disability- A thirty (30) day elimination period with a maximum benefit subject to, and in accordance with, the provisions set by the group disability plan. Long-Term Disability- A ninety (90) day elimination period with a maximum benefit subject to, and in accordance with, the provisions set by the group disability plan. Disability Plus- If the employee has a loss of two (2) or more activities of daily living (ADL), they will be eligible for an additional 20% of their monthly earnings subject to the policy and contract provisions. E. Retiree Healthcare Employees in Tier 1, that are employed by the City at the time of retirement, will be eligible to elect to participate in the City’s blended healthcare rates during the term of this MOU. ARTICLE 2.20 GROUP TERM LIFE INSURANCE The City agrees to pay the premium for $50,000 of group term life insurance for each represented employee. Represented employees may apply for themselves and their eligible dependents to purchase from $50,000 to $300,000 of supplemental group term life insurance in $10,000 increments through the City's group insurance plan with employees paying the additional cost through payroll deductions. 2021/09/14 City Council Post Agenda Page 253 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 25 ARTICLE 2.21 RETIREMENT The City will provide to represented members retirement benefits via contract with the California Public Employees Retirement System (CalPERS) as set forth in the California Government Code. The City will provide the following defined benefit formulas for local miscellaneous employees: Tier 1 Local Miscellaneous 3% @ 60 Tier 2* Local Miscellaneous 2% @ 60 Tier 3** Local Miscellaneous 2% @ 62 *New CalPERS members on or after 04/22/2011 through 12/31/2012 **New CalPERS members on or after 01/01/2013 Tier 1: 3% @ 60 Pension Contributions: PEPRA provides that equal sharing of normal costs shall be the standard. To reach that standard, ASSOCIATION-represented Tier 1 Employees will continue to make the required - employee contribution (with no EPMC) of 8% for Local Miscellaneous, but will also contribute the below amounts (in a phased-in manner) to the Employer’s side (pursuant to Government Code (GC) section 20516) to reach the CalPERS standard of equal sharing of normal costs. Accordingly, ASSOCIATION-represented Tier 1 Employees shall make the following pension contributions: Local miscellaneous represented employees in Tier 1 shall contribute 8%, on a pre-tax basis, to the extent permitted by the Internal Revenue Code, which will be applied to the employee contribution to CalPERS. There shall be no Employer Paid member Contribution (“EPMC”). In addition, ASSOCIATION represented Local Miscellaneous employees in Tier 1 shall also contribute the amounts stated below on the employer’s side (GC 20516) until equal sharing of normal costs is reached: • Up to 11% the first full pay period of July 2019(8% Employee side and up to 3% Employer side), not to exceed 50% of normal cost as determined by CalPERS. • 50% cost sharing will be implemented effective the last full pay period of June 2024 (8% Employee side and remaining percentage Employer side). The following is a summary of Tier 1 CalPERS contract provisions: 2021/09/14 City Council Post Agenda Page 254 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 26 A. One-Year Final Compensation B. Post-Retirement Survivor Allowance C. Credit for Unused Sick Leave D. 4th Level 1959 Survivor Benefit. E. Military Service Credit as Prior Service F. Cost of Living Allowance (2%) G. Post-Retirement Survivor Allowance Continuance H. Pre-Retirement Death Benefit for Spouse I. Retired Death Benefit $5,000 J. Prior Service Credit Tier 2: 2% @ 60 Pension Contributions: PEPRA provides that equal sharing of normal costs shall be the standard. To reach that standard, ASSOCIATION-represented Tier 1 Employees will continue to make the required - employee contribution (with no EPMC) of 7% for Local Miscellaneous, but will also contribute the below amounts (in a phased-in manner) to the Employer’s side (pursuant to Government Code (GC) section 20516) to reach the CalPERS standard of equal sharing of normal costs. Accordingly, ASSOCIATION-represented Tier 2 Employees shall make the following pension contributions: Local miscellaneous represented employees in Tier 2 shall contribute 7%, which will be applied to the employee contribution to CalPERS. There shall be no Employer Paid Member Contribution (“EPMC”). In addition, ASSOCIATION represented Local Miscellaneous employees in Tier 2 shall also contribute the amounts stated below on the employer’s side (GC 20516) until equal sharing of normal costs is reached: • Up to 10% in the first full pay period of July 2019, (7% Employee side and up to 3% Employer side), not to exceed 50% of normal cost as determined by City’s Actuary. • 50% cost sharing will be implemented effective the last full pay period of June 2024 (7% Employee side and remaining percentage Employer side). The following is a summary of Tier 2 CalPERS contract provisions: A. Three-Year Final Compensation B. Post-Retirement Survivor Allowance 2021/09/14 City Council Post Agenda Page 255 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 27 C. Credit for Unused Sick Leave D. 4th Level 1959 Survivor Benefit E. Military Service Credit as Prior Service F. Cost of Living Allowance (2%) G. Post-Retirement Survivor Allowance Continuance H. Pre-Retirement Death Benefit for Spouse I. Retired Death Benefit $5,000 J. Prior Service Credit Tier 3: 2% @ 62 Local miscellaneous represented employees in Tier 3 shall be responsible for the full employee contribution, which will be applied to the CalPERS employee contribution. There is no Employer-Paid Member Contribution (“EPMC”). Final compensation will be computed based on the highest average compensation during a consecutive 36-month period, subject to the compensation limit set by CalPERS. Contract provisions for Tier 3 benefits will be determined by CalPERS pursuant to the California Public Employees’ Pension Reform Act of 2013. Employee cost share is determined by PEPRA. However, should the equal cost share exceed the limits set in PEPRA employees will contribute to the employer share as in Tiers 1 & 2. ARTICLE 2.22 DEFERRED COMPENSATION ASSOCIATION members shall be eligible to participate in any approved deferred compensation plan offered by the City. SECTION III HOURS ARTICLE 3.01 WORK PERIOD I. The work period is a fixed and regular recurring period of work hours during the seven consecutive 24-hour periods beginning at 12:01 a.m. on Friday morning and ending at 12:00 midnight the following Thursday evening. However, employees on an alternative work schedules may have differing work periods as assigned by the City. 2021/09/14 City Council Post Agenda Page 256 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 28 A. Police Dispatchers and Police Service Officers will be on call during their paid meal break. As such, they shall remain in the designated area during the meal break. B. Community Service Officers assigned to uniformed field duty will be on call during paid meal break. Uniformed field duty does not include CSO’s in investigations or other administrative assignments. ARTICLE 3.02 VACATION I. Definitions For the purpose of this article, the definitions relating to vacations as found in the Civil Service rules shall apply. II. Vacation A. Vacation Accrual - Continuous service: Each employee paid at a biweekly rate who has had continuous full-time active service shall be entitled to vacation with pay. This benefit will be calculated based on 26 pay periods per fiscal year. The following provisions shall apply: 1. Employees will accrue 80-hours during the first through fourth years of service (cumulative to a total leave balance of 180-hours). This benefit will be accumulated at the rate of 3.08 working hours for each full biweekly pay period of service performed. 2. Employees will accrue and be eligible to receive 120-hours (cumulative to a total leave balance of 260-hours) during the fifth through ninth year of service. The benefits will be accumulated at the rate of 4.62 working hours for each full biweekly pay period of service performed. 3. Employees will accrue and be eligible to receive 160-hours (cumulative to a total leave balance of 340-hours) during the tenth through fourteenth years of service. This benefit will be accumulated at the rate of 6.15 working hours for each full biweekly pay period of service performed. 4. Employees will accrue and be eligible to receive 200-hours (cumulative to a total leave balance of 420-hours) during the fifteenth and succeeding years of service. This benefit will be accumulated at the rate of 7.69 working hours for each full biweekly pay period of service performed. 2021/09/14 City Council Post Agenda Page 257 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 29 5. Rounding may extend further decimal places as payroll systems are upgraded. 6. Vacation accrual rate changes will become effective at the beginning of the pay period closest to the actual date which includes the employee anniversary date of benefited status. 7. Vacation sell back – All members of represented classifications who have completed at least five (5) years of service shall have the option of selling up to 80- hours of said vacation back to the City one time per fiscal year. The accumulated vacation balance will be reduced accordingly. B. Each part time employee paid at a biweekly rate shall be entitled to vacation with pay. The number of working days of such vacation shall be computed on the basis set forth in subsection (1), (2), (3), or (4) and shall be in the proportion that such part-time employment bears to full-time employment. C. Employees separated from City service, whether voluntarily or involuntarily, shall be granted all of the unused vacation to which they are entitled based upon continuous service computed on the basis set forth in subsection (1), (2), (3), or (4). Payment shall be made hour-for-hour with any portion of an hour being considered a full hour. D. Vacation Use - Vacation leave balances shall be reduced for actual time not worked to the nearest quarter hour. Absences may not be charged to vacation not already accumulated. ARTICLE 3.03 SICK LEAVE A. Accumulated paid sick leave credit is to be used for the sole purpose of protecting the employee's wages in the event absence is made necessary because of disability due to the injury or illness of the employee or members of their immediate family. For purposes of this article, the City shall follow state and federal law, to include immediate family is defined as spouse, domestic partner, child, stepchild, parent, stepparent, sibling, parent-in-law, grandparent, or any other person living as a member of the employee's immediate household. B. Sick Leave Accrual - Computation of sick leave: Sick leave with pay is cumulative at the rate of 3.69 working hours for each biweekly pay period of active service, 96- hours annually, beginning at the time of full-time probationary employment. This benefit is calculated on 26 pay periods per fiscal year. Permanent part-time 2021/09/14 City Council Post Agenda Page 258 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 30 employees shall receive sick leave pay in the proportion that such part-time employment bears to full-time employment. A person who has held a position with temporary or interim status and is appointed to a position with probationary status, without a break in service, may have such time credited to sick leave upon the recommendation of the Appointing Authority and the Human Resources Director and with the approval of the City Manager. C. Maximum Sick Leave Accumulation - Unused sick leave may be accumulated in an unlimited amount. D. Sick Leave Use - Sick leave balances shall be reduced for actual time not worked to the nearest quarter hour for reasons allowable under this section. Absence for illness may not be charged to sick leave not already accumulated. In order for sick leave to be approved, the employee must call his or her immediate supervisor or sick leave call in line within one-hour of the time to begin work. If the immediate supervisor is unavailable, the employee must leave word with a designated individual that he or she is too sick to come to work or has a contagious condition that would make his or her presence at the worksite dangerous for other employees. In cases where it is impossible to call (e.g., in hospital, unconscious, or other legitimate reasons) the supervisor shall withhold approval of sick leave until the employee can explain why he/she did not call within the one-hour. The immediate supervisor will then make a determination as to the allowability of sick leave use. E. Sick Leave Verification - The City may, in its discretion, require a doctor's certificate and/or a personal sworn affidavit stating that the employee is unable to perform the essential functions of his or her job in order to determine eligibility for sick leave. If an employee is to be required to furnish a doctor's certificate, the employee shall be notified by his or her supervisor that a doctor's certificate shall be required when the employee notifies the City that he or she will be absent by reason of illness or disability. Sick leave verification may be requested at any time it appears there is a pattern or practice of sick leave use that could be related to abuse, regardless of whether or not the individual has a sick leave balance on the books. Exhaustion of sick leave balances does not automatically trigger the verification requirement. When verification is required, the employee must show immediate improvement. Sick leave will then be monitored for a period of six-months. If at any time during that period there is any abuse of sick leave, the employee will be subject to disciplinary action up to and including termination. 2021/09/14 City Council Post Agenda Page 259 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 31 F. Sick Leave Reimbursement 1. Employees using thirty-two hours (32) of sick leave, or less, during the fiscal year, shall have the option of converting twenty-five percent (25%) of their remaining yearly sick leave to vacation. 2. Vacation shall be computed based on the following schedule and all computations shall be rounded to the nearest whole hour: REMAINING YEARLY SICK LEAVE VACATION OPTION (25%) 96 hrs 24 hrs 88 hrs 22 hrs 80 hrs 20 hrs 72 hrs 18 hrs 64 hrs 16 hrs 56 hrs or less 0 3. If the vacation option is selected, the paid sick leave hours shall be subtracted from the employee's accumulated yearly sick leave balance. The remaining sick leave hours shall be carried over and accumulated. (Example: Employee uses 32 hours of sick leave. He or she then elects to receive vacation for 25% of the remaining hours as conversion to vacation, or 16 hours. The 16 hours are subtracted from his or her remaining yearly sick leave and the other 48 hours are added to the employee's accumulated sick leave balance.) 4. Conversion will be made during the month of July of each year. 5. Conversion will be made only to employees on the payroll twelve (12) consecutive months prior to the payoff calculation. Permanent employees who retire during the fiscal year will be compensated under this plan based upon their formal retirement date. Prorated payments will not be made to an employee who terminates during the fiscal year. However, in the event of the death of an individual while employed by the City, 100% of the employee's unused, accumulated sick leave will be paid to the appropriate beneficiary as prescribed by law. G. Donated Sick Leave 2021/09/14 City Council Post Agenda Page 260 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 32 1. Employees may choose to donate any accrued, but unused, sick leave to another City employee who has exhausted his or her accrued leave due to a disability caused by prolonged illness or injury of the employee or a member of his/her immediate family, subject to and in the manner set forth in Human Resources Policy and Procedures, Policy 614, except as modified herein. Sick leave donations will be made in hourly increments. In order for employees to donate accrued unused sick leave as stated herein, the donating employee must have a minimum 80 hours of banked unused sick leave for themselves. The donated sick leave may not cause the donating employee to fall below the minimum hours required to be banked as stated herein and the donating employee may not donate more than a total of 24 hours of unused sick leave in any fiscal year. ARTICLE 3.04 BEREAVEMENT LEAVE When an employee with permanent status is compelled to be absent from work because of the death of an immediate family member as defined by the IRS, or any other person living in the same household as the employee or an immediate family member of the employee’s spouse; and after such employee makes written request and receives written approval from their Appointing Authority, such employee may be allowed to use their accumulated sick leave, vacation, compensatory time or floating holiday time for up to five (5) working days, plus three (3) travel days. ARTICLE 3.05 HOLIDAYS Hard Holidays for employees who work the traditional Monday through Friday work week will be celebrated on the day that City offices are closed. For the term of this agreement, the following are the recognized hard holidays: INDEPENDENCE DAY JULY 4th LABOR DAY 1st MONDAY IN SEPTEMBER VETERANS’ DAY NOVEMBER 11th THANKSGIVING DAY 4th THURSDAY IN NOVEMBER DAY AFTER THANKSGIVING CHRISTMAS DAY DECEMBER 25th 2021/09/14 City Council Post Agenda Page 261 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 33 NEW YEAR’S DAY JANUARY 1st MARTIN LUTHER KING, JR. DAY 3rd MONDAY IN JANUARY CESAR CHAVEZ DAY MARCH 31st MEMORIAL DAY LAST MONDAY IN MAY I. Hard Holiday Pay A. Full time employees shall receive eight (8) hours pay at their regular hourly rate for each hard holiday. Permanent part-time employees shall receive holiday pay at their regular hourly rate in the proportion that such permanent part-time employment bears to full-time employment. B. For all employees (except for Library employees and full-time employees who work a 4-10 work schedule or a 9/80 work schedule) if a hard holiday falls on the employee's first regularly scheduled day off, the holiday will be recognized on the previous day; if it falls on the employee's second regularly scheduled day off, the holiday will be recognized on the following day. If the eligible employee must work on the day to be recognized as a hard holiday, the employee shall be paid overtime compensation in addition to the hard holiday pay. Overtime compensation, in addition to the holiday pay, shall be paid to eligible employees who must work on any hard holiday. C. Employees who work a flexible schedule (a 9/80 or 4/10) and who cannot observe a normal holiday schedule: 1. If a hard holiday falls on the employee's regularly scheduled day off, the employee will receive eight (8) hours pay. 2. If a hard holiday falls on an employee's regularly scheduled work day and the employee takes that day off, he or she will receive eight (8) hours of holiday pay for that day and may use the appropriate number of hours of discretionary leave to supplement the eight-hours (8) of holiday time in order to reach 40-hours for that work week. Or, with supervisor approval, the employee may choose to work the appropriate number of hours during the week of the holiday in order to reach a total of 40 hours for that work week. 3. If an employee works a hard holiday, the employee will receive the appropriate holiday hours pay based on their established schedule plus time and one-half for each hour actually worked. 2021/09/14 City Council Post Agenda Page 262 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 34 4. If a represented permanent part-time employee works on a day to be observed as a hard holiday, the employee will receive holiday pay corresponding to the employee's full time equivalent hours plus pay at time and one-half for each hour worked. 5. If a hard holiday falls on the regularly scheduled day-off of a permanent part-time employee or if a hard holiday falls on a regularly scheduled work day but his or her work site is closed in observance of the holiday, the employee shall receive holiday pay corresponding to the employee's part time equivalent hours. For payment purposes, if a hard holiday falls on a Saturday or Sunday, the day of observance shall be the actual day of the holiday for employees working a non-Monday-Friday flexible work schedule OR the day when the normal operations of his or her department or division are closed for those employees working a Monday-Friday flexible work schedule. II. Floating Holidays A. Effective the first pay period in July of each fiscal year of this MOU, employees shall be credited with eight (8) hours floating holiday time each for Lincoln's Birthday, Washington's Birthday, and Admission Day. Permanent part-time employees paid at a bi-weekly rate shall be credited floating holiday time in the proportion that such part-time employment bears to full-time employment. Employees may take floating holiday time at their discretion, subject to staffing needs and with the approval of their Appointing Authority. 1. ASSOCIATION represented employees shall also be allotted eight (8) additional hours of floating holiday per year for fiscal years 2021-2022, 2022-2023 and 2023-2024. The eight (8) hours may be taken in the same manner as vacation leave. The eight (8) hours must be used in its respective fiscal year, may not be carried over to the next fiscal year, and may not be cashed out. B. Floating Holiday Use - Employees using floating holiday time before the holiday passes and subsequently leaving City service will be charged for such time. Employees who do not use their floating holiday time before June 30 of the fiscal year will lose such time. The smallest unit of time chargeable to floating holiday time is one half hour. 2021/09/14 City Council Post Agenda Page 263 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 35 ARTICLE 3.06 JURY DUTY Permanent and probationary employees who are called to serve on jury duty for any county, state, or federal court within the San Diego area shall be entitled to paid leave under the following circumstances: A. They must present to their supervisor the court order to appear for jury duty at least three (3) weeks prior to their date to report. B. The employee must submit a daily court authorized, stamped time card accounting for all hours of required service ordered by the court. C. If jury service and travel time from court to work is less than five (5) hours (6 hours for a person on a 9/80 plan, 7 hours for person on a 4/10 plan) in a work day, the employee is expected to return to work unless a justification is provided and approved or pre-authorized leave is approved. D. Employees who are required to serve jury duty on their scheduled days off will not be compensated for this time and may keep any fees paid by the court. E. If the employee is not required to report for jury duty on any particular day(s) the employee is then expected to be at work as per his or her normal schedule. F. It is the employees' responsibility to inform his or her supervisor on a daily basis if they are required to report for jury duty the following day. This may include calling the supervisor after or before normal working hours. G. Absence due to jury duty will be submitted on the City leave form. H. Employees whose work week is other than Monday through Friday (8:00 a.m. to 5:00 p.m.) may, if requested, have their jury duty work day adjustments made by their supervisor. 2021/09/14 City Council Post Agenda Page 264 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 36 ARTICLE 3.07 COURT LEAVE Court leave is paid leave granted by the City to enable an employee to fulfill his or her duty as a citizen to serve as a witness in a court action to which the employee is not a party, before a federal or superior court located within San Diego County. Court leave shall be limited to: A. Required attendance before a federal or superior court located within San Diego County. B. Time in attendance at court together with reasonable time between court and work if attendance is for less than a full day and the employee can reasonably be expected to return to work. C. Court leave shall not be granted when the employee is paid an expert witness fee. D. Court leave will only be granted to employees who are not litigants in the civil case nor related to litigants in the civil case or defendants in a criminal case. E. Employees shall provide their supervisor with a copy of the legal subpoena and provide other documentary evidence of service. F. When employees are subpoenaed in the line of duty, and are required to report to court while off duty, they shall be guaranteed a minimum of three (3) hours over- time pay for each separate court appearance, including travel time. ARTICLE 3.08 SHIFT EXCHANGE Public safety dispatchers and Police Services Officers (“PSO”), subject to Appointing Authority approval, may swap shifts within a work week so long as it does not result in overtime, additional compensation, or interferes with operation of the department. Shift changes will also not be allowed, if by working the shift exchange, an employee would not have an eight (8) hour safety rest period between the exchange shift and the employee’s next regularly scheduled shift. “Paybacks” of shift trades are the obligations of the employees involved in the trade. Any dispute as to paybacks is to be resolved by the involved employees. The City is not responsible in any manner for hours owed to employees by other employees who leave the employment of the City or who are assigned other duties. A record of all shift trades and “paybacks” shall be maintained by the involved employees on forms provided by the department. 2021/09/14 City Council Post Agenda Page 265 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 37 ARTICLE 3.09 JOB SHARING ASSOCIATION represented employee may submit a request to his or her appointing authority to share his or her job with another eligible and qualified employee. The Human Resources Director, after consideration of a recommendation by the Appointing Authority, may grant or deny such request. Approval shall not be unreasonably withheld. If granted, jobs may be shared on an hourly or daily basis. All legally permissible benefits will be pro-rated. Each employee shall be notified in writing by the Appointing Authority (as defined in the City Charter) at the time of the appointment and such notification will clearly define the benefits to which each employee is entitled. ARTICLE 3.10 VOLUNTARY WORK FURLOUGH The work furlough period is forty (40) hours per fiscal year. Employees will be given notice on May 1st or the first Monday following May 1st of the necessity to sign up for voluntary work furlough and will be given three weeks to complete the request. Employees will be allowed to use furlough hours in accordance with the city’s vacation leave policies and the sections of this MOU dealing with vacation leave usages. The work furlough will continue until reduced or discontinued by mutual agreement of the parties and will have no impact on employee benefits to the extent permitted by law. I. Employees taking leave will be required to use furlough hours before any other leave balances, excluding leave hours being taken under the City’s sick leave policy or the article of this MOU covering the use of sick leave. II. Employees, who, through no fault of their own, are not allowed to take their furlough hours within the fiscal year will have the remaining hours carried over for use during the next fiscal year. To be eligible for carryover, employees must demonstrate in writing that they requested time off during the fiscal year and that their requests were denied by the Appointing Authority. Any hours carried over must be used in the new fiscal year. 2021/09/14 City Council Post Agenda Page 266 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 38 ARTICLE 3.11 LEAVES OF ABSENCE MILITARY LEAVE For purpose of this MOU, the Civil Service Rules regarding Military Leave and Leaves of Absence are incorporated by reference as though set out in full in this article. SECTION IV WORKING CONDITIONS ARTICLE 4.01 PROHIBITED PRACTICES I. ASSOCIATION pledges, during the term of this MOU, and after expiration of the MOUS, as long as the parties are attempting to reach an agreement on successor MOU (including utilization of impasse procedures) they shall not cause, condone or counsel its unit members or any of them to strike, fail to fully and faithfully perform duties, slow down, disrupt, impede or otherwise impair the normal functions and procedures of the City. II. Should any unit employees during the term of this Memorandum of Understanding breach the obligations of Paragraph I, the City Manager or his or her designee shall immediately notify ASSOCIATION that an alleged prohibited action is in progress. III. ASSOCIATION shall as soon as possible, and in any event, within eight working hours disavow any strike or other alleged prohibited action, shall advise its members orally and in writing to immediately return to work and/or cease the prohibited activity and provide the City Manager with a copy of its advisement or, alternatively, accept the responsibility for the strike or other prohibited activity. IV. If ASSOCIATION disavows the prohibited activity and takes all positive actions set forth in this MOU in good faith, the City shall not hold ASSOCIATION financially or otherwise responsible. The City may impose such penalties or sanctions as the City may appropriately assess against the participants. V. Should ASSOCIATION during the term of this Memorandum of Understanding breach its obligations or any of them under this section, it is agreed that the City shall pursue all legal and administrative remedies available to the City that in its discretion it may elect to pursue. 2021/09/14 City Council Post Agenda Page 267 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 39 VI. There shall be no lockout by the City during the term of this Memorandum of Understanding and after expiration of the MOU, as long as the parties are attempting to reach an agreement on a successor MOU (including utilization of impasse procedures). ARTICLE 4.02 CAREER ADVANCEMENT I. For ASSOCIATION represented employees hired on or before June 30, 2013 the provision set forth in paragraph I.A shall apply. A. The City may designate entry-level groups of classifications which will be considered as career advancement classifications. Employees may be hired for a vacancy in the higher classification at the lower classification, and not be required to undergo a promotional exam to advance to the higher position. The employee initially hired may qualify for certification to the higher position upon (1) successful performance for a minimum of one year in the lower position, (2) a positive recommendation by the Appointing Authority and (3) approval by the City Manager upon recommendation of the Human Resources Director. Upon advancement to the higher classification, the employee shall be compensated at the pay rate closest to, but not less than, he/she was compensated at in the lower class. The Human Resources Director shall advise the ASSOCIATION representative on the status and usage of this Article upon request. B. The provision set forth in paragraph I.A, above, shall not be construed under any circumstance as creating a vested right, neither expressly or impliedly. The City reserves its right to and may, like any other term, seek modify or terminate this provision in subsequent MOU’s. II. For ASSOCIATION represented employees hired after June 30, 2013 the provision set forth in paragraph II.A shall apply. A. The City has designated certain classifications as career advancement classifications. Although employees are not required to undergo a promotional exam for advancement from the lower to higher classification designated as career advancement, advancement to the higher classification will depend on an employee’s qualifications and operational needs. An employee may qualify for advancement to a higher classification upon all of the following: • Successful completion of probationary period in lower classification • Recommendation by his or her appointing authority • Approval by the City Manager, at the recommendation of the Human Resources Director. Upon advancement to the higher classification, the employee shall be compensated at the pay rate closest to, but not less than, his/her compensation in the lower classification. 2021/09/14 City Council Post Agenda Page 268 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 40 B. For ASSOCIATION represented employees in the Maintenance Worker I/II and Gardener I/II series, they shall not be subject to paragraph II.A., but shall remain subject to paragraphs I.A and B, regardless of hire date. C. ASSOCIATION represented employees who have not had a background check, such employees shall have a background check upon a conditional offer of promotion to a higher classification. ARTICLE 4.03 CLASSIFICATION STUDIES The Human Resources Department conducts on-going classification and compensation studies pursuant to the provisions of the Civil Service rules. In the event ASSOCIATION wishes to request a classification or compensation study for an individual or a classification, it may do so by providing a written request to the Director of Human Resources. Written requests must provide significant justification to support the request for the study. ARTICLE 4.04 DRIVING ELIGIBILITY Whenever an employee drives a vehicle for City business he or she shall have a valid California driver’s license. In order to ascertain the validity of the employee's license, employees must present their driver’s license to their supervisor upon request. The City reserves the right to check at any time with the Department of Motor Vehicles to determine if an employee’s license is valid. If an employee's driver’s license is revoked, suspended or otherwise made invalid, the employee must inform his or her supervisor. Failure to notify the supervisor may result in immediate disciplinary action. An employee who does not possess a valid California driver’s license will be considered for a non- driving position if one is available in the employee's classification. The non-driving assignment will continue for a maximum of six-months if there is a reasonable expectation the employee will have a valid California driver’s license at the expiration of that time. Extensions to the six-month limit will be considered on a case-by-case basis, however, in no case shall an employee receive more than one non-driving assignment in any three-year period. When no non-driving assignment is available, employees must request a leave of absence without pay for six-months or until such time as their license is once again valid, whichever is shorter. 2021/09/14 City Council Post Agenda Page 269 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 41 Time in non-driving assignments and leaves of absences shall be combined when calculating the six month period. In order to assure that non-driving assignments are provided on a fair and equitable basis, the following procedures shall be observed: A. Each department will determine whether it has any non-driving assignments that can be filled by employees who would otherwise have driving assignments. B. Non-driving assignments will be given on a first come, first served basis. For example, if two employees in a department have non-valid driver’s licenses and there is only one non-driving assignment, the first employee who comes forward will be given the non-driving assignment. The other employee may apply for a leave of absence as described above. ARTICLE 4.05 FITNESS FOR DUTY The parties agree that physical and mental fitness of City employees are reasonable requirements to perform the duties of the job and instill public confidence. Recognizing these important factors, the parties agree that during the term of this MOU, the City with reasonable cause, may require medical and psychological assessments of employees, provided the City pays and provides time off without loss of pay for such assessments. All such assessments shall be done by appropriately qualified health care professionals. It is understood that the assessment regimen performed by said professionals shall be reasonably related to with the requirements and duties of the job. Any treatment or remedial action shall be the full responsibility of the employee, except as otherwise provided by law or as may be provided through the Employee Assistance Program (EAP) for City employees. ARTICLE 4.06 SUBSTANCE ABUSE POLICY Employees represented by ASSOCIATION are subject to the City’s Substance Abuse Policy. 2021/09/14 City Council Post Agenda Page 270 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 42 ARTICLE 4.07 MODIFIED DUTY When an employee is injured on the job and, according to their physician, is able to return to "light duty," the City will make every effort to place the employee in a modified duty assignment until he or she is released back to full duty. The nature of the assignment will depend on the physical restrictions of the employee as stated by the treating physician and the availability of a modified position in the employee’s normal department or another department that is consistent with the physical restrictions. Notwithstanding the above, the acceptance of a modified duty assignment, if available, will be mandatory. ARTICLE 4.08 DIRECT DEPOSIT All represented employees are encouraged to provide authorization to the City’s Director of Finance to electronically deposit their paychecks to a financial institution of their choice. For new employees, hired on or after the effective date of this MOU, it will be mandatory to participate in the electronic deposit program. If a new employee is able to demonstrate that they are unable to obtain an account for electronic deposit, they will be required to obtain an account within 6 months. Those current employees receiving a paper check as of July 2012 will not be required to sign up for direct deposit. ARTICLE 4.09 GRIEVANCE PROCEDURE This grievance procedure shall be in effect during the full term of this Memorandum of Understanding. Section 1. PURPOSE. The purposes and objectives of the grievance procedure are to: (1) Resolve disputes arising from the interpretation, application, or enforcement of specific terms of this agreement. (2) Encourage the settlement of disagreements informally at the employee-supervisor level and provide an orderly procedure to handle grievances through the several supervisory levels where necessary. 2021/09/14 City Council Post Agenda Page 271 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 43 (3) Resolve grievances as quickly as possible and correct, if possible, the causes of grievances thereby reducing the number of grievances and future similar disputes. Section 2. DEFINITIONS. For the purpose of this grievance procedure the following definitions shall apply: (1) Manager: The City Manager or his or her authorized representative. (2) Day: A calendar day, excluding Saturdays, Sundays, and hard holidays as described by this agreement. (3) Appointing Authority: The chief executive officer of a department. (4) Director of Human Resources: The Director of Human Resources or his or her authorized representative. (5) Employee: Any officer or regular (not temporary) employee of the City, except an elected official. (6) Employee representative: An individual who speaks on behalf of the employee. (7) Grievance: A complaint of an employee or group of employees arising out of the application or interpretation of a specific clause in this agreement. (8) Immediate Supervisor: The individual who assigns, reviews, or directs the work of an employee. (9) Superior: The individual to whom an immediate supervisor reports. Section 3. REVIEWABLE AND NON-REVIEWABLE GRIEVANCES. (1) To be reviewable under this procedure a grievance must: (a) Concern matters or incidents that have occurred in alleged violation of a specific clause in this agreement; and (b) Specify the relief sought, which relief must be within the power of the City to grant in whole or in part. (2) A grievance is not reviewable under this procedure if it is a matter which: 2021/09/14 City Council Post Agenda Page 272 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 44 (a) Is subject to those reserved City Management Rights as stipulated under Section 4 of the Employer-Employee Relations Policy for the City of Chula Vista or under management rights as specified in this agreement. (b) Is reviewable under some other administrative procedure and/or rules of the Civil Service Commission such as: 1. Applications for changes in title, job classification, or salary. 2. Appeals from formal disciplinary proceeding. 3. Appeals arising out of Civil Service examinations. 4. Appeals from work performance evaluations. 5. Appeals that have Affirmative Action or civil rights remedy. (c) General complaints not directly related to specific clauses of this agreement. (d) Would require the modification of a policy established by the City Council or by law. (e) Relates to any City group insurance or retirement programs. Section 4. GENERAL PROVISION OF THE GRIEVANCE PROCEDURE. (1) Grievances may be initiated only by the employee or employees concerned and may not be pursued without his or her or their consent. (2) Procedure for Presentation. In presenting his or her grievance, the employee shall follow the sequence and the procedure outlined in Section 5. (3) Prompt Presentation. The employee shall discuss his or her grievance with his or her immediate supervisor within ten (10) working days after the act or omission of management causing the grievance, or within ten (10) working days of when the employee, with the exercise of reasonable diligence, should have discovered the act or omission being grieved. (4) Prescribed Form. The written grievance shall be submitted on a form prescribed by the Director of Human Resources for this purpose. 2021/09/14 City Council Post Agenda Page 273 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 45 (5) Statement of Grievance. The grievance shall contain a statement of: (a) The specific situation, act or acts complained of as an agreement violation; (b) The inequity or damage suffered by the employee; and (c) The relief sought. (6) Employee Representative. The employee may choose someone to represent him or her at any step in the procedure. No person hearing a grievance need recognize more than one representative for any employee at any one time, unless he or she so desires. (7) Handled During Working Hours. Whenever possible, grievances will be handled during the regularly scheduled working hours of the parties involved. (8) Extension of Time. The time limits within which action must be taken or a decision made as specified in this procedure may be extended by mutual written consent of the parties involved. A statement of the duration of such extension of time must be signed by both parties involved at the step to be extended. (9) Consolidation of Grievances. If the grievance involves a group of employees or if a number of employees file separate grievances on the same matter, the grievances shall, whenever possible, be handled as a single grievance. (10) Settlement. Any complaint shall be considered settled without prejudice at the completion of any step if all parties are satisfied or if neither party presents the matter to a higher authority within the prescribed period of time. (11) Reprisal. The grievance procedure is intended to assure a grieving employee the right to present his or her grievance without fear of disciplinary action or reprisal by his or her supervisor, superior, or Appointing Authority, provided he or she observes the provisions of this grievance procedure. (12) Back Pay. The resolution of a grievance shall not include provisions for back pay retroactive further than twenty (20) working days prior to the date the grievance is filed. However, if with the exercise of reasonable diligence the act or omission being grieved was not discovered within 10 working days of its occurrence, and the grievance is subsequently timely filed pursuant to Section 3, then the resolution of 2021/09/14 City Council Post Agenda Page 274 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 46 the grievance may include provision for back pay for a maximum period of one year from the date the grievance was filed. Section 5. GRIEVANCE PROCEDURE STEPS. The following procedure shall be followed by an employee submitting a grievance pursuant to policy: Step 1 Discussion with Supervisor. The employee shall discuss his or her grievance with his or her immediate supervisor informally. Within three (3) working days, the supervisor shall give his or her decision to the employee orally. Step 2 Written Grievance to Superior. If the employee and supervisor cannot reach an agreement as to a solution of the grievance or the employee has not received a decision within the three (3) working days' limit, the employee may within seven (7) working days present his or her grievance in writing to his or her supervisor who shall endorse his or her comments thereon and present it to his or her superior within seven (7) working days. The superior shall hear the grievance and give his or her written decision to the employee within seven (7) working days after receiving the grievance. Step 3 Grievance to Appointing Authority. If the employee and superior cannot reach an agreement as to a solution of the grievance or the employee has not received a written decision within the seven (7) working days' limit, the employee may within seven (7) working days present his or her grievance in writing to his or her Appointing Authority. The Appointing Authority shall hear the grievance and give his or her written decision to the employee within seven (7) working days after receiving the grievance. Step 4 Grievance to Director and Manager. If the grievance is not settled at the Appointing Authority level, it may be submitted by the Association Representative within twenty (20) working days to the Director of Human Resources, who shall investigate and report his or her findings and recommendations to the City Manager within ten (10) working days. The City Manager shall provide his or her answer within ten (10) additional working days. The times indicated may be extended by mutual agreement. Any employee grievance will be filed with the Association Representative at Step 4. Following the submission of the City Manager's answer, and before going to Section 6, Advisory Arbitration, matters which are unresolved shall be discussed at 2021/09/14 City Council Post Agenda Page 275 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 47 a meeting between the parties during which all pertinent facts and information will be reviewed in an effort to resolve the matter through conciliation. Section 6. ADVISORY ARBITRATION. Any dispute or grievance which has not been resolved by the grievance procedure may be submitted to advisory arbitration by the Association Representative or the City without the consent of the other party providing it is submitted within ten (10) working days, following its termination in the grievance procedure. The following Advisory Arbitration procedures shall be followed: (1) The requesting party will notify the other party in writing of the matter to be arbitrated and the contract provision(s) allegedly violated. Within five (5) working days of the receipt of this notice, the parties may agree upon an arbitrator, or a panel of three arbitrators trained in conducting grievance hearings. If agreement on an arbitrator cannot be reached, the State Department of Industrial Relations shall be requested by either or both parties to provide a list of five arbitrators. Both the City and the Association shall have the right to strike two names from the list. The party requesting the arbitration shall strike the first name; the other party shall then strike one name. The process will be repeated and the remaining person shall be the arbitrator. (2) The arbitrator shall hear the case within twenty (20) working days after the arbitrator has been selected. The arbitrator may make a written report of their findings to the Association and the City within fifteen (15) working days after the hearing is concluded. The arbitrator shall make rules of procedure. The decision of the arbitrator shall be advisory to the City Manager who shall render a final decision within ten (10) working days. The arbitrator shall have no authority to amend, alter, or modify this agreement or its terms and shall limit recommendations solely to the interpretation and application of this agreement. The above time limits of this provision may be extended by mutual agreement. (3) Each grievance or dispute will be submitted to a separately convened arbitration proceeding except when the City and the Association mutually agree to have more than one grievance or dispute submitted to the same arbitrator. (4) The City and the Association shall share the expense of arbitrators and witnesses and shall share equally any other expenses, including those of a stenographer, if required by either party. If either party elects not to follow the advisory decision 2021/09/14 City Council Post Agenda Page 276 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 48 rendered by the arbitrator, that party shall pay the entire cost of the arbitration process, including the expense of the arbitrator, witnesses, and/or stenographer. 2021/09/14 City Council Post Agenda Page 277 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 49 FOR THE CITY OF CHULA VISTA: FOR ASSOCIATION: _____________________________ _____________________________ Courtney Chase Nicole Hobson Director of Human Resources President, ACE _____________________________ Mike Powell City Negotiating Team Members ACE Negotiating Team Members Jennifer Abalos Erin Dempster _____________________________ Tanya Tomlinson Tina Larson Trisha Albright Nicole Remiker _____________________________ Kelley Bacon, DCM David Moran Maria Kachadoorian, City Manager _____________________________ Martie Solomon _____________________________ Wayne Zarling 2021/09/14 City Council Post Agenda Page 278 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 50 Appendix A CLASSIFICATIONS Accounting Assistant Accounting Technician Accounts Payable Supervisor Administrative Secretary Administrative Technician Animal Adoption Counselor Animal Care Specialist Animal Care Supervisor Animal Control Officer Animal Control Officer Supervisor Animal Services Specialist Aquarist Aquatic Supervisor I Aquatic Supervisor II Aquatic Supervisor III Assistant Planner Associate Planner Automated Fingerprint Technician Building Inspector I Building Inspector II Building Inspector III Building Services Supervisor Business License Rep Carpenter Civilian Background Investigator Code Enforcement Officer I Code Enforcement Officer II Code Enforcement Technician Community Service Officer Conservation Specialist I Conservation Specialist II Construction and Repair Supervisor Custodial Supervisor Custodian Delivery Driver 2021/09/14 City Council Post Agenda Page 279 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 51 Development Services Technician I Development Services Technician II Development Services Technician III Economic Development Specialist I Economic Development Specialist II Electrician Electronic/Equip Installer Electronics Technician Electronics Technician Supervisor Engineering Technician I Engineering Technician II Environmental Health Specialist Equipment Mechanic Equipment Operator Facility & Supply Specialist Field Maintenance Specialist Fire Apparatus Mechanic Fire Prevention Aide Fire Recruit Fiscal Office Specialist Fleet Inventory Control Specialist Forensics Specialist Gardener I Gardener II Geographic Information Systems Specialist Graffiti Abatement Coordinator Graphic Designer HVAC Technician Information Technology Technician Landscape Inspector Landscape Planner I Landscape Planner II Latent Print Examiner Lead Custodian Librarian I Librarian II Librarian III Library Assistant Library Associate Library Technician Locksmith Maintenance Worker I 2021/09/14 City Council Post Agenda Page 280 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 52 Maintenance Worker II Management Analyst Mechanic Assistant Office Specialist Open Space Inspector Painter Park Ranger Supervisor Parking Enforcement Officer Parking Meter Technician Parks Supervisor Plan Check Technician Planning Technician Plumber Police Community Relations Specialist Police Data Specialist Police Dispatcher Police Dispatcher Supervisor Police Dispatcher Trainee Police Records & Support Supervisor Police Records Specialist Police Recruit Police Services Officer Police Services Officer Supervisor Police Services Technician Police Technology Specialist Procurement Specialist Project Coordinator I Project Coordinator II Property and Evidence Specialist Public Education Specialist Public Safety Analyst Public Works Inspector I Public Works Inspector II Public Works Specialist Public Works Supervisor Pump Maintenance Supervisor Pump Maintenance Technician Range Master Records Specialist Recreation Supervisor I Recreation Supervisor II 2021/09/14 City Council Post Agenda Page 281 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 53 Recreation Supervisor III Recycling Specialist I Recycling Specialist II Registered Veterinary Technician Secretary Senior Accounting Assistant Senior Administration Secretary Senior Animal Care Specialist Senior Building Inspector Senior Business License Representative Senior Code Enforcement Officer Senior Conservation Specialist Senior Electrician Senior Electronics Technician Senior Engineering Technician Senior Equipment Mechanic Senior Fiscal Office Specialist Senior Gardener Senior HVAC Technician Senior Landscape Inspector Senior Latent Print Examiner Senior Maintenance Worker Senior Office Specialist Senior Open Space Inspector Senior Park Ranger Senior Planning Technician Senior Plan Check Technician Senior Property and Evidence Specialist Senior Police Records Specialist Senior Public Works Inspector Senior Public Works Specialist Senior Records Specialist Senior Recycling Specialist Senior Secretary Senior Tree Trimmer Signal Systems Engineer I Signal Systems Engineer II Signing and Striping Supervisor Storekeeper Storekeeper Supervisor Stormwater Compliance Inspector I 2021/09/14 City Council Post Agenda Page 282 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 54 Stormwater Compliance Inspector II Survey Technician I Survey Technician II Telecommunications Specialist Traffic Devices Technician Traffic Devices Technician Supervisor Training Programs Specialist Tree Trimmer Tree Trimmer Supervisor Veterinary Assistant Volunteer Coordinator (Dept) Webmaster 2021/09/14 City Council Post Agenda Page 283 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 55 Appendix B CLASSIFICATIONS Animal Care Specialist Animal Care Supervisor Animal Control Officer Animal Control Officer Supervisor Animal Services Specialist Carpenter Custodian Electrician Electronics/Equipment Installer Electronics Technician Electronics Technician Supervisor Equipment Mechanic Equipment Operator Facility & Supply Specialist Fire Apparatus Mechanic Fiscal Office Specialist (Animal Care Facility) Fleet Inventory Control Specialist Gardener I Gardener II HVAC Technician Lead Custodian Locksmith Maintenance Worker I Maintenance Worker II Mechanic Assistant Office Specialist (Animal Care Facility) Painter Park Supervisor Park Ranger Supervisor Parking Meter Technician Plumber Public Works Supervisor Pump Maintenance Supervisor Pump Maintenance Technician Registered Veterinary Technician Senior Animal Care Specialist Senior Electrician Senior Electronics Technician Senior Equipment Mechanic Senior Fiscal Office Specialist (Animal Care Facility) Senior Gardener Senior HVAC Technician Senior Maintenance Worker Senior Tree Trimmer Signing & Striping Supervisor Storekeeper Traffic Devices Technician Traffic Devices Technician Supervisor Tree Trimmer Veterinary Assistant 2021/09/14 City Council Post Agenda Page 284 of 428 ASSOCIATION OF CHULA VISTA EMPLOYEES MOU 9/14/21-6/30/24 Page 56 Appendix C CLASSIFICATIONS Aquatic Supervisor I Aquatic Supervisor II Aquatic Supervisor III Community Service Officer Facility and Supply Specialist (Fire) Fire Prevention Aide Park Ranger Supervisor Parking Enforcement Officer Police Dispatcher Police Dispatch Supervisor Police Dispatcher Trainee Police Recruit Police Services Officer Police Services Officer Supervisor Senior Park Ranger 2021/09/14 City Council Post Agenda Page 285 of 428 Page 1 of 37 COMPENSATION SUMMARY FOR EXECUTIVE MANAGEMENT, SENIOR MANAGEMENT, UNCLASSIFIED MIDDLE MANAGEMENT/PROFESSIONAL, CONFIDENTIAL MIDDLE MANAGEMENT/PROFESSIONAL, UNCLASSIFIED CONFIDENTIAL, CONFIDENTIAL CLASSIFIED, MAYOR, COUNCIL, CITY ATTORNEY AND UNCLASSIFIED HOURLY EMPLOYEES FISCAL YEARS 2021-2022, 2022-2023, 2023-2024 I. EXECUTIVE MANAGEMENT GROUP (ALL EMPLOYEES PROVIDED FOR IN THIS GROUP ARE FLSA-EXEMPT) A. SALARY & WAGES 1. FY 21/22 – 2% salary adjustment 2. FY 22/23 – 2% salary adjustment 3. FY 23/24 – 2% salary adjustment 4. Equity Adjustments – Equity adjustments will be phased in over three years for positions identified as below market. 5. Executive Managers employed on July 2, 2021 shall receive a one-time Non- PERSable $2,000 Stipend in conjunction with the above FY/21-22 salary adjustment. This premium pay stipend (also called “Essential Worker Premium”) is being paid in response to the American Recovery Plan Act of 2021, where the Federal Government has allowed local fiscal recovery funds to be utilized “(B) to respond to workers performing essential work during the COVID–19 public health emergency by providing premium pay to eligible workers … that are performing such essential work…” (https://www.congress.gov/bill/117th-congress/house- bill/1319/text#toc-HA2014788068F45DFB8DF03D5E72AFEE7). B. BENEFITS 1. Deferred Compensation Plan 457 plan - Employees in the Executive Group may participate in the City's approved deferred compensation plans. 2. Cafeteria Plan a. In calendar year 2021, Executive Managers will receive $17,948 annually to be used for the purchase of approved employee benefits through the City’s cafeteria plan or to be placed in a taxable cash option. The maximum taxable option shall be $8,000. b. In the event of increases in health care plan premiums, the City will split the cost of the increase 50/50 with the employees. The annual cafeteria plan benefit allotment will be increased by one-half of the average cost increase for 2021/09/14 City Council Post Agenda Page 286 of 428 Page 2 of 37 full family non-indemnity health plan premiums. The City's share of the increased cost will be added to the beginning cafeteria plan balance of the next available cafeteria plan year. c. From the annual Cafeteria Plan allotment, each employee must elect medical coverage under one of the City sponsored plans, unless the employee has group medical insurance from another source including coverage under their City employee spouse’s plan in which case they may waive coverage so long as the alternative plan is deemed to be an acceptable plan by the City. When waiving coverage, the full value of the Cafeteria Plan allotment will be available to purchase any of the other options available under the Cafeteria Plan. Waiver of coverage is irrevocable during a plan year unless the City is notified within 30 days that the employee has involuntarily lost the alternative coverage. d. The Flex Benefit Amount for Employee Only, those with coverage outside of the City, and those employees covered by another City Employee is fixed at the amount provided in the calendar year 2013 ($15,162). The flex amount for Employee+1 and Employee+Family will be adjusted under the current 50/50 cost sharing formula. 3. Short/Long Term Disability Insurance The City will pay the full cost of the short/long-term disability insurance premium for Executive Managers. 4. Retiree Healthcare The City will no longer provide for subsidized retiree health care rates by offering a blended healthcare rate for employees hired after January 1, 2011. 5. Post Employment Health Plan Employees in the Executive Group may participate in a Post Employment Health Plan (PEHP), funded with mandatory eligible employee contributions, specifically any unused vacation balances due to the employee at the time of retirement will be rolled over into the PEHP. Those employees not wishing to participate may sell back up to 100% of vacation (annual) balances the last full pay period of employment prior to retirement. 6. Life Insurance City pays for a Group Term Life and AD&D insurance policy with coverage in the amount of $50,000 per employee. 7. Retirement The City will provide to unrepresented members retirement benefits via contract with the California Public Employees Retirement System (CalPERS) as set forth in the California Government Code. The City will provide the following defined benefit formulas: Tier 1 Local Miscellaneous 3% @ 60 Local Safety 3% @ 50 2021/09/14 City Council Post Agenda Page 287 of 428 Page 3 of 37 Tier 2* Local Miscellaneous 2% @ 60 Local Safety 3% @ 55 Tier 3** Local Miscellaneous 2% @ 62 Local Safety 2.7% @ 57 * Effective 04/22/2011 ** Effective 01/01/2013 Tier 1: Local Miscellaneous 3% @ 60 and Local Safety 3% @ 50 Pension Contributions: PEPRA provides that equal sharing of normal costs shall be the standard. To reach that standard, Tier 1 Employees will continue to make the required employee contribution (with no EPMC) of 8% for Local Miscellaneous and 9% for Local Safety, but will also contribute the following amounts to the employer’s side (pursuant to Government Code (GC) section 20516) to reach the CalPERS standard of equal sharing of normal costs. Local Miscellaneous unrepresented employees in Tier 1 shall also contribute the amount necessary to the employer’s side (GC 20516) so that equal sharing of normal costs is reached. Local Safety unrepresented employees in Tier 1 shall also contribute an additional 4% to the Employer’s share for FY 21-22. This contribution shall increase 0.5% each year until 50% equal sharing of normal costs is reached. The following is a summary of Tier 1 CalPERS contract provisions: A. One-Year Final Compensation B. Post-Retirement Survivor Allowance C. Credit for Unused Sick Leave D. 4th Level 1959 Survivor Benefit. E. Military Service Credit as Prior Service F. Cost of Living Allowance (2%) G. Post-Retirement Survivor Allowance Continuance H. Pre-Retirement Death Benefit for Spouse I. Retired Death Benefit $5,000 J. Prior Service Credit Tier 2: Local Miscellaneous 2% @ 60 and Local Safety 3% @ 55 Pension Contributions: PEPRA provides that equal sharing of normal costs shall be the standard. To meet that standard, Employees will continue to make the required employee contribution (with no EPMC) of 7% for Local Miscellaneous and 9% for Local Safety, but will also contribute to the employer’s side (Government Code (GC) section 20516) to reach the CalPERS standard of equal sharing of 2021/09/14 City Council Post Agenda Page 288 of 428 Page 4 of 37 normal costs. Accordingly, Tier 2 employees shall make the following pension contributions. Local Miscellaneous unrepresented employees in Tier 2 shall also contribute the amount necessary to the employer’s side (GC 20516) so that equal sharing normal costs until of normal cost is reached. Local Safety unrepresented employees in Tier 2 shall also contribute an additional 4% to the Employer’s share for FY 21-22. This contribution shall increase 0.5% each year until 50% equal sharing of normal costs is reached. The following is a summary of Tier 2 CalPERS contract provisions: A. Three-Year Final Compensation B. Post-Retirement Survivor Allowance C. Credit for Unused Sick Leave D. 4th Level 1959 Survivor Benefit. E. Military Service Credit as Prior Service F. Cost of Living Allowance (2%) G. Post-Retirement Survivor Allowance Continuance H. Pre-Retirement Death Benefit for Spouse I. Retired Death Benefit $5,000 J. Prior Service Credit Tier 3: Local Miscellaneous 2% @ 62 and Local Safety 2.7% @ 57 Local Miscellaneous and Local Safety unrepresented employees in Tier 3 shall be responsible for the full employee contribution which will be applied to the CalPERS employee contribution. There shall be no EPMC. PEPRA provides that equal sharing of the normal costs shall be the standard. To meet this standard, Tier 3 employees shall also make additional contributions on the employer’s side (GC 20516) to attain the equal cost sharing of normal costs standard. To the extent permitted by Assembly Bill 340, known as the California Public Employees’ Pension Reform Act of 2013, the following is a summary of Tier 3 benefits: A. Three-Year Final Compensation B. Post-Retirement Survivor Allowance C. Credit for Unused Sick Leave D. 4th Level 1959 Survivor Benefit. The monthly member cost for this benefit will be paid by the City. E. Military Service Credit as Prior Service F. Cost of Living Allowance (2%) G. Post-Retirement Survivor Allowance Continuance H. Pre-Retirement Death Benefit for Spouse I. Retired Death Benefit $5,000 J. Prior Service Credit 2021/09/14 City Council Post Agenda Page 289 of 428 Page 5 of 37 8. Termination of Sick Leave Balances Upon either acceptance of an application by a Safety employee for disability retirement, or upon the independent determination of CalPERS that a non-safety employee is disabled, the employee shall not be entitled to use any remaining sick leave to cover absences beyond their FMLA entitlement. Sick leave balances may be applied to applicable CalPERS service credit. An application for industrial disability retirement, either employee or employer initiated, shall not affect the employee's rights under Workers Compensation laws, such as any otherwise existing right to Temporary Disability benefits for safety officers. 9. Sick Leave Sick leave shall accrue and be reimbursed as designated in the Civil Service Rules. 10. Annual Leave a. Executive Managers shall earn five weeks (25 days) annual leave per fiscal year accrued at 7.69 hours per pay period. An employee may not accumulate more than three times the number of annual leave days accrued annually. b. Executive Managers will have the option of selling back three (3) weeks accrued annual leave each fiscal year. Additional sell back may be allowed at the discretion of the City Manager. 11. Holidays a. Executive Managers will be credited 24 hours each fiscal year for floating holidays (Lincoln's and Washington's Birthdays, and Admission Day). b. Executive Managers shall also be allotted eight (8) additional hours of floating holiday per year for Fiscal Years 2021-2022, 2022-2023, and 2023-2024. The eight (8) hours may be taken in the same manner as vacation leave. The eight (8) hours must be used in its respective fiscal year, may not be carried over to the next fiscal year, and may not be cashed out. c. The City will be closed on the following hard holidays: Independence Day, Labor Day, Veterans Day, Thanksgiving, the day after Thanksgiving, Christmas, New Year's Day, Martin Luther King Jr.'s Birthday, Cesar Chavez Day, Memorial Day. 12. Administrative Leave Executive Managers will receive ninety-six (96) hours of Administrative Leave each fiscal year. 13. Mileage Reimbursement Employees in this unit shall be subject to a mileage reimbursement program when required to use their private automobile for authorized City business. Reimbursement rate will be tied to the IRS rate, in effect at the time reimbursement is requested, as permitted by law. 2021/09/14 City Council Post Agenda Page 290 of 428 Page 6 of 37 14. Cell Phone Allowance Executive Managers may elect to receive a cell phone allowance of up to $100 per month. 15. Severance Pay In the event an Executive Manager is terminated without cause, he or she shall receive compensation in a lump sum cash payment equal to nine (9) months of his or her annual salary and health insurance payments. The aforementioned severance pay shall not be reduced during the term of their employment. Notwithstanding the aforementioned severance terms, if an Executive Manager has an employment contract their severance payment shall be as set forth in their employment contract/offer letter. 16. Special Assignment Pay Executive Managers may receive up to 10% additional compensation when assigned by the City Manager to a special project. 17. Acting Pay Executive Managers shall receive Acting Pay when: a. They are temporarily assigned to a vacant position for a period of ten (10) or more consecutive work days; b. Perform the duties of a higher paid classification; and c. Receive prior approval by the City Manager or his or her designee prior to the assignment. Acting pay shall be: a. Compensated with a minimum of five percent (5%) above current salary rate, up to a maximum of 20%. b. Effective the first day of the assignment. 18. Out of Class Assignment a. Executive Managers shall receive Out of Class Assignment (OCA) pay when: They are assigned to perform the duties of a higher paid classification for a period of ten (10) or more consecutive workdays; and b. Receive prior approval by the City Manager or his or her designee prior to the assignment. Out-of-Class Assignment pay shall: a. Be compensated with a minimum of five percent (5%) above current salary rate, up to a maximum of 20%. b. Be effective the first day of the assignment. c. Not exceed twelve months. Note: For clarification, OCA is differentiated from Acting Pay in that OCA is granted to an employee remaining in their current classification, but performing higher level duties even though no vacancy may exist at the higher level. Acting Pay is granted to employees assuming the duties of a vacant, higher level position for a period of time. 2021/09/14 City Council Post Agenda Page 291 of 428 Page 7 of 37 19. Educational and Uniform Allowances The Chief of Police and Fire Chief will be provided with the uniform allowance and educational differentials as specified in the POA and IAFF MOUs respectively. In addition, the Chief of Police will be provided $1,200 per month for a POST Management Certificate or higher. This educational differential is not cumulative with the educational differential specified in the POA MOU. (Remainder of page intentionally left blank.) 2021/09/14 City Council Post Agenda Page 292 of 428 Page 8 of 37 II. SENIOR MANAGEMENT GROUP (ALL EMPLOYEES PROVIDED FOR IN THIS GROUP ARE FLSA-EXEMPT) A. SALARY & WAGES 1. FY 21/22 – 2% salary adjustment 2. FY 22/23 – 2% salary adjustment 3. FY 23/24 – 2% salary adjustment 4. Equity Adjustments – Equity adjustments may be made each fiscal year for positions identified as below market. 5. Senior Managers employed on July 2, 2021 shall receive a one-time Non- PERSable $2,000 Stipend in conjunction with the above FY/21-22 salary adjustment. This premium pay stipend (also called “Essential Worker Premium”) is being paid in response to the American Recovery Plan Act of 2021, where the Federal Government has allowed local fiscal recovery funds to be utilized “(B) to respond to workers performing essential work during the COVID–19 public health emergency by providing premium pay to eligible workers … that are performing such essential work…” (https://www.congress.gov/bill/117th-congress/house- bill/1319/text#toc-HA2014788068F45DFB8DF03D5E72AFEE7) B. BENEFITS 1. Deferred Compensation Plan 457 Plan - Employees in the Senior Management Group may participate in the City's approved deferred compensation plans. 2. Cafeteria Plan a. In calendar year 2021, Senior Managers will receive $16,548 annually to be used for the purchase of approved employee benefits or to be placed in a taxable cash option. The maximum taxable option shall be $7,000. b. In the event of increases in health care plan premiums, the City will split the cost of the increase 50/50 with the employees. The annual cafeteria plan allotment will be increased by one-half of the average cost increase for full family non-indemnity health plan premiums. The City's share of the increased cost will be added to the beginning cafeteria plan balance of the next available cafeteria plan year. c. From the annual Cafeteria Plan allotment, each employee must elect medical coverage under one of the City sponsored plans, unless the employee has group medical insurance from another source including coverage under their City employee spouse’s plan in which case they may waive coverage so long as the alternative plan is deemed to be an acceptable plan by the City. When waiving coverage the full value of the Cafeteria Plan allotment will be available 2021/09/14 City Council Post Agenda Page 293 of 428 Page 9 of 37 to purchase any of the other options available under the Cafeteria Plan. Waiver of coverage is irrevocable during a plan year unless the City is notified within 30 days that the employee has involuntarily lost the alternative coverage. d. The Flex Benefit Amount for Employee Only, those with coverage outside of the City, and those employees covered by another City Employee is fixed at the amount provided in the calendar year 2013 ($13,762). The flex amount for Employee+1 and Employee+Family will be adjusted under the current 50/50 cost sharing formula. 3. Short/Long Term Disability Insurance The City will pay the full cost of the short/long-term disability insurance premium for Senior Managers. 4. Retiree Healthcare The City will no longer provide for subsidized retiree health care rates by offering a blended healthcare rate for employees hired after January 1, 2011. 5. Post Employment Health Plan Employees in the Senior Management Group may participate in a Post Employment Health Plan (PEHP), funded with mandatory eligible employee contributions, specifically any unused vacation balances due to the employee at the time of retirement will be rolled over into the PEHP. Those employees not wishing to participate may sell back up to 100% of vacation (annual) balances the last full pay period of employment prior to retirement. 6. Life Insurance City pays for a Group Term Life and AD&A insurance policy with coverage in the amount of $50,000 per employee. 7. Retirement The City will provide to unrepresented members retirement benefits via contract with the California Public Employees Retirement System (CalPERS) as set forth in the California Government Code. The City will provide the following defined benefit formulas: Tier 1 Local Miscellaneous 3% @ 60 Local Safety 3% @ 50 Tier 2* Local Miscellaneous 2% @ 60 Local Safety 3% @ 55 Tier 3** Local Miscellaneous 2% @ 62 Local Safety 2.7% @ 57 * Effective 04/22/2011 **Effective 01/01/2013 2021/09/14 City Council Post Agenda Page 294 of 428 Page 10 of 37 Tier 1: Local Miscellaneous 3% @ 60 and Local Safety 3% @ 50 Pension Contributions: PEPRA provides that equal sharing of normal costs shall be the standard. To reach that standard, Tier 1 Employees will continue to make the required employee contribution (with no EPMC) of 8% for Local Miscellaneous and 9% for Local Safety, but will also contribute the following amounts to the employer’s side (pursuant to Government Code (GC) section 20516) to reach the CalPERS standard of equal sharing of normal costs. Local Miscellaneous unrepresented employees in Tier 1 shall also contribute the amount necessary to the employer’s side (GC 20516) so that equal sharing of normal costs is reached. Local Safety unrepresented employees in Tier 1 shall also contribute an additional 4% to the Employer’s share for FY 20-21. This contribution shall increase 0.5% each year until 50% equal sharing of normal costs is reached. The following is a summary of Tier 1 CalPERS contract provisions: A. One-Year Final Compensation B. Post-Retirement Survivor Allowance C. Credit for Unused Sick Leave D. 4th Level 1959 Survivor Benefit. E. Military Service Credit as Prior Service F. Cost of Living Allowance (2%) G. Post-Retirement Survivor Allowance Continuance H. Pre-Retirement Death Benefit for Spouse I. Retired Death Benefit $5,000 J. Prior Service Credit Tier 2: Local Miscellaneous 2% @ 60 and Local Safety 3% @ 55 Pension Contributions: PEPRA provides that equal sharing of normal costs shall be the standard. To meet that standard, Employees will continue to make the required employee contribution (with no EPMC) of 7% for Local Miscellaneous and 9% for Local Safety, but will also contribute to the employer’s side (Government Code (GC) section 20516) to reach the CalPERS standard of equal sharing of normal costs. Accordingly, Tier 2 employees shall make the following pension contributions. Local Miscellaneous unrepresented employees in Tier 2 shall also contribute the amount necessary to the employer’s side (GC 20516) so that equal sharing normal costs until of normal cost is reached. 2021/09/14 City Council Post Agenda Page 295 of 428 Page 11 of 37 Local Safety unrepresented employees in Tier 2 shall also contribute an additional 4% to the Employer’s share for FY 21-22. This contribution shall increase 0.5% each year until 50% equal sharing of normal costs is reached. The following is a summary of Tier 2 CalPERS contract provisions: A. Three-Year Final Compensation B. Post-Retirement Survivor Allowance C. Credit for Unused Sick Leave D. 4th Level 1959 Survivor Benefit. E. Military Service Credit as Prior Service F. Cost of Living Allowance (2%) G. Post-Retirement Survivor Allowance Continuance H. Pre-Retirement Death Benefit for Spouse I. Retired Death Benefit $5,000 Prior Service Credit Tier 3: Local Miscellaneous 2% @ 62 and Local Safety 2.7% @ 57 Local Miscellaneous and Local Safety unrepresented employees in Tier 3 shall be responsible for the full employee contribution which will be applied to the CalPERS employee contribution. There shall be no EPMC. PEPRA provides that equal sharing of the normal costs shall be the standard. To meet this standard, Tier 3 employees shall also make additional contributions on the employer’s side (GC 20516) to attain the equal cost sharing of normal costs standard. To the extent permitted by Assembly Bill 340, known as the California Public Employees’ Pension Reform Act of 2013, the following is a summary of Tier 3 benefits: A. Three-Year Final Compensation B. Post-Retirement Survivor Allowance C. Credit for Unused Sick Leave D. 4th Level 1959 Survivor Benefit. The monthly member cost for this benefit will be paid by the City. E. Military Service Credit as Prior Service F. Cost of Living Allowance (2%) G. Post-Retirement Survivor Allowance Continuance H. Pre-Retirement Death Benefit for Spouse I. Retired Death Benefit $5,000 J. Prior Service Credit 8. Termination of Sick Leave Balances Upon either acceptance of an application by a Safety employee for disability retirement, or upon the independent determination of PERS that a non-safety employee is disabled, the employee shall not be entitled to use any remaining sick leave to cover absences beyond their FMLA entitlement. Sick leave balance may be applied to applicable PERS service credit. An application for industrial disability 2021/09/14 City Council Post Agenda Page 296 of 428 Page 12 of 37 retirement, either employee or employer initiated, shall not affect the employee's rights under Workers Compensation laws, such as any otherwise existing right to Temporary Disability benefits for safety officers. 9. Sick Leave Sick leave shall accrue and be reimbursed as designated in the Civil Service Rules. 10. Annual Leave a. Senior Managers shall earn a minimum of three weeks (15 days) annual leave per year during the first through ninth year of continuous service, four weeks (20 days) annual leave after completion of tenth through fourteenth year of continuous service, and five weeks (25 days) annual leave for fifteen or more years of continuous service. An employee may not accumulate more than three times the number of annual leave days accrued annually. b. Senior Managers have the option of selling back three (3) weeks of accrued annual leave each fiscal year. 11. Holidays a. Senior Managers will be credited 24 hours each fiscal year for floating holidays (Lincoln's and Washington's Birthdays, and Admission Day). b. Senior Managers shall also be allotted eight (8) additional hours of floating holiday per year for Fiscal Years 2021-2022, 2022-2023, and 2023-2024 . The eight (8) hours may be taken in the same manner as vacation leave. The eight (8) hours must be used in its respective fiscal year, may not be carried over to the next fiscal year, and may not be cashed out. c. The City will be closed on the following hard holidays: Independence Day, Labor Day, Veterans Day, Thanksgiving, day after Thanksgiving, Christmas, New Year's Day, Martin Luther King Jr.'s Birthday, Cesar Chavez Day, Memorial Day. 12. Mileage Reimbursement Employees in this unit shall be subject to a mileage reimbursement program when required to use their private automobile for authorized City business. Reimbursement rate will be tied to the IRS rate, in effect at the time reimbursement is requested, as permitted by law. 13. Cell Phone Allowance Senior Managers may elect to receive a cell phone allowance of up to $100 per month. 14. Administrative Leave Senior Managers will receive (ninety-six) (96) hours of Administrative Leave each fiscal year. 2021/09/14 City Council Post Agenda Page 297 of 428 Page 13 of 37 15. Special Assignment Pay Senior Managers may receive up to 10% additional compensation when assigned by the City Manager to a special project. 16. Acting Pay Senior Managers shall receive Acting Pay when: d. They are temporarily assigned to a vacant position for a period of ten (10) or more consecutive work days; e. Perform the duties of a higher paid classification; and f. Receive prior approval by the City Manager or his or her designee prior to the assignment. Acting pay shall be: c. Compensated with a minimum of five percent (5%) above current salary rate, up to a maximum of 20%. d. Effective the first day of the assignment. 17. Out of Class Assignment c. Senior Managers shall receive Out of Class Assignment (OCA) pay when: They are assigned to perform the duties of a higher paid classification for a period of ten (10) or more consecutive workdays; and d. Receive prior approval by the City Manager or his or her designee prior to the assignment. Out-of-Class Assignment pay shall: d. Be compensated with a minimum of five percent (5%) above current salary rate, up to a maximum of 20%. e. Be effective the first day of the assignment. f. Not exceed twelve months. Note: For clarification, OCA is differentiated from Acting Pay in that OCA is granted to an employee remaining in their current classification, but performing higher level duties even though no vacancy may exist at the higher level. Acting Pay is granted to employees assuming the duties of a vacant, higher level position for a period of time. 18. Uniform Allowances and Educational Differentials Sworn public safety Senior Managers will be provided with the uniform allowance and educational differentials as specified in the applicable public safety MOU. 19. Professional Enrichment Senior Managers are eligible to participate in the City’s Professional Enrichment Program. The annual Professional Enrichment allocation for Senior Managers of $25,000 is for exclusive use by members of the Senior Management group for conferences and training. An employee is eligible to receive up to $2,500 per fiscal year for professional enrichment. Funds may be used at any time during the fiscal year. Fiscal year reimbursements under the City’s “Professional Enrichment” will be closed the second Thursday in June. Employees may request reimbursement for professional enrichment expenses in accordance with Internal Revenue Code 2021/09/14 City Council Post Agenda Page 298 of 428 Page 14 of 37 Section 132, or any other applicable state and federal law. Employees must receive approval from their Appointing Authority and the City Manager’s designee before funds may be claimed for reimbursement. Reimbursements are on a first come, first serve basis until the funds have been exhausted. 20. Severance Pay In the event a Senior Manager is terminated without cause, he or she shall receive compensation in a lump sum cash payment equal to three (3) months of his or her annual salary. The aforementioned severance pay shall not be reduced during the term of their employment. 21. Longevity Pay Police Captains shall receive longevity pay in the form of a 5% increase in their base pay when they have served twenty-five (25) or more complete years of full- time, sworn service with the Chula Vista Police Department. (Remainder of page intentionally left blank.) 2021/09/14 City Council Post Agenda Page 299 of 428 Page 15 of 37 III. UNCLASSIFIED AND CONFIDENTIAL MIDDLE MANAGEMENT/ PROFESSIONAL GROUP – ALL EMPLOYEES PROVIDED FOR IN THIS GROUP ARE FLSA-EXEMPT; CONFIDENTIAL MIDDLE MANAGERS/PROFESSIONALS ARE CLASSIFIED UNREPRESENTED EMPLOYEES UNLESS OTHERWISE NOTED IN ATTACHMENT 1 – GROUP MEMBERSHIP LISTING. A. SALARY & WAGES 1. FY 21/22 – 2% salary adjustment 2. FY 22/23 – 2% salary adjustment 3. FY 23/24 – 2% salary adjustment 4. Equity Adjustments – Equity adjustments may be made each fiscal year for positions identified as below market. 5. Unclassified and Confidential Middle Management/Professional employees employed on July 2, 2021 shall receive a one-time Non-PERSable $2,000 Stipend in conjunction with the above FY/21-22 salary adjustment. This premium pay stipend (also called “Essential Worker Premium”) is being paid in response to the American Recovery Plan Act of 2021, where the Federal Government has allowed local fiscal recovery funds to be utilized “(B) to respond to workers performing essential work during the COVID–19 public health emergency by providing premium pay to eligible workers … that are performing such essential work…” (https://www.congress.gov/bill/117th- congress/house-bill/1319/text#toc- HA2014788068F45DFB8DF03D5E72AFEE7) ) * Salary adjustments and stipend for employees in position titles with a represented counterpart will receive a salary adjustment and Stipend equal to that of their represented counterpart. B. BENEFITS 1. Acting Pay Unclassified and Confidential Middle Managers/Professionals shall receive Acting Pay when: a. They are temporarily assigned to a vacant position for a period of ten (10) or more consecutive work days; b. Perform the duties of a higher paid classification; and c. Receive prior approval by the City Manager or his or her designee prior to the assignment. Acting pay shall be: a. Compensated with a minimum of five percent (5%) above current salary rate, up to a maximum of 20%. 2021/09/14 City Council Post Agenda Page 300 of 428 Page 16 of 37 b. Effective the first day of the assignment. 2. Out of Class Assignment a. Unclassified and Confidential Middle Managers/Professionals shall receive Out of Class Assignment (OCA) pay when: They are assigned to perform the duties of a higher paid classification for a period of ten (10) or more consecutive workdays; and b. Receive prior approval by the City Manager or his or her designee prior to the assignment. Out-of-Class Assignment pay shall: a. Be compensated with a minimum of five percent (5%) above current salary rate, up to a maximum of 20%. b. Be effective the first day of the assignment. c. Not exceed twelve months. Note: For clarification, OCA is differentiated from Acting Pay in that OCA is granted to an employee remaining in their current classification, but performing higher level duties even though no vacancy may exist at the higher level. Acting Pay is granted to employees assuming the duties of a vacant, higher level position for a period of time. 3. Retirement The City will provide to unrepresented members retirement benefits via contract with the California Public Employees Retirement System (CalPERS) as set forth in the California Government Code. The City will provide the following defined benefit formulas: Tier 1 Local Miscellaneous 3% @ 60 Local Safety 3% @ 50 Tier 2* Local Miscellaneous 2% @ 60 Local Safety 3% @ 55 Tier 3** Local Miscellaneous 2% @ 62 Local Safety 2.7% @ 57 * Effective 04/22/2011 **Effective 01/01/2013 Tier 1: Local Miscellaneous 3% @ 60 and Local Safety 3% @ 50 Pension Contributions: PEPRA provides that equal sharing of normal costs shall be the standard. To reach that standard, Tier 1 Employees will continue to make the required employee contribution (with no EPMC) of 8% for Local Miscellaneous and 9% for Local Safety, but will also contribute the following amounts to the 2021/09/14 City Council Post Agenda Page 301 of 428 Page 17 of 37 employer’s side (pursuant to Government Code (GC) section 20516) to reach the CalPERS standard of equal sharing of normal costs. Local Miscellaneous unrepresented employees in Tier 1 shall also contribute the amount necessary to the employer’s side (GC 20516) so that equal sharing of normal costs is reached. Local Safety unrepresented employees in Tier 1 shall also contribute an additional 4% to the Employer’s share for FY 21-22. This contribution shall increase 0.5% each year until 50% equal sharing of normal costs is reached. The following is a summary of Tier 1 CalPERS contract provisions: A. One-Year Final Compensation B. Post-Retirement Survivor Allowance C. Credit for Unused Sick Leave D. 4th Level 1959 Survivor Benefit. E. Military Service Credit as Prior Service F. Cost of Living Allowance (2%) G. Post-Retirement Survivor Allowance Continuance H. Pre-Retirement Death Benefit for Spouse I. Retired Death Benefit $5,000 J. Prior Service Credit Tier 2: Local Miscellaneous 2% @ 60 and Local Safety 3% @ 55 Pension Contributions: PEPRA provides that equal sharing of normal costs shall be the standard. To meet that standard, Employees will continue to make the required employee contribution (with no EPMC) of 7% for Local Miscellaneous and 9% for Local Safety, but will also contribute to the employer’s side (Government Code (GC) section 20516) to reach the CalPERS standard of equal sharing of normal costs. Accordingly, Tier 2 employees shall make the following pension contributions. Local Miscellaneous unrepresented employees in Tier 2 shall also contribute the amount necessary to the employer’s side (GC 20516) so that equal sharing normal costs until of normal cost is reached. Local Safety unrepresented employees in Tier 2 shall also contribute an additional 4% to the Employer’s share for FY 21-22. This contribution shall increase 0.5% each year until 50% equal sharing of normal costs is reached. The following is a summary of Tier 2 CalPERS contract provisions: A. Three-Year Final Compensation B. Post-Retirement Survivor Allowance C. Credit for Unused Sick Leave D. 4th Level 1959 Survivor Benefit. E. Military Service Credit as Prior Service 2021/09/14 City Council Post Agenda Page 302 of 428 Page 18 of 37 F. Cost of Living Allowance (2%) G. Post-Retirement Survivor Allowance Continuance H. Pre-Retirement Death Benefit for Spouse I. Retired Death Benefit $5,000 J. Prior Service Credit Tier 3: Local Miscellaneous 2% @ 62 and Local Safety 2.7% @ 57 Local Miscellaneous and Local Safety unrepresented employees in Tier 3 shall be responsible for the full employee contribution which will be applied to the CalPERS employee contribution. There shall be no EPMC. PEPRA provides that equal sharing of the normal costs shall be the standard. To meet this standard, Tier 3 employees shall also make additional contributions on the employer’s side (GC 20516) to attain the equal cost sharing of normal costs standard. To the extent permitted by Assembly Bill 340, known as the California Public Employees’ Pension Reform Act of 2013, the following is a summary of Tier 3 benefits: A. Three-Year Final Compensation B. Post-Retirement Survivor Allowance C. Credit for Unused Sick Leave D. 4th Level 1959 Survivor Benefit. The monthly member cost for this benefit will be paid by the City. E. Military Service Credit as Prior Service F. Cost of Living Allowance (2%) G. Post-Retirement Survivor Allowance Continuance H. Pre-Retirement Death Benefit for Spouse I. Retired Death Benefit $5,000 J. Prior Service Credit 4. Termination of Sick Leave Balances Upon either acceptance of an application by a Safety employee for disability retirement, or upon the independent determination of PERS that a non-safety employee is disabled, the employee shall not be entitled to use any remaining sick leave to cover absences beyond their FMLA entitlement. Sick leave balance may be applied to applicable PERS service credit. An application for industrial disability retirement, either employee or employer initiated, shall not affect the employee's rights under Workers Compensation laws, such as any otherwise existing right to Temporary Disability benefits for safety officers. 5. Post Employment Health Plan Employees in the Unclassified and Confidential Middle Managers/Professionals Group may participate in a Post Employment Health Plan (PEHP), funded with mandatory eligible employee contributions, specifically any unused vacation balances due to the employee at the time of retirement will be rolled over into the PEHP. Those employees not wishing to participate may sell back up to 100% of 2021/09/14 City Council Post Agenda Page 303 of 428 Page 19 of 37 vacation (annual) balances the last full pay period of employment prior to retirement. 6. 457 Plan – Deferred Compensation Plans Employees in the Unclassified and Confidential Middle Management/Professional Group may participate in the City's approved deferred compensation plans. 7. Cafeteria Plan a. In calendar year 2021, each Unclassified and Confidential Middle Manager/Professional will receive $16,048 to be used solely for approved employee benefits. b. Employees hired by the City into a permanent benefited position on or before December 31, 2018 may allocate a portion of their Cafeteria Plan Allotment to a taxable cash payment. These payments will be paid to employees on a pro- rata accrual the first two pay checks of each month (24 times per calendar year). The maximum taxable cash option for will be $9,600. c. Employees hired by the City into a permanent benefited position on or after January 1, 2019 shall have no cash out. d. In the event of increases in health care plan premiums, the City will split the cost of the increase 50/50 with the employees. The annual cafeteria plan allotment will be increased by one-half of the average cost increase for full family non- non-indemnity health plan premiums. The City's share of the increased cost will be added to the beginning cafeteria plan balance of the next available cafeteria plan year. e. From the Cafeteria Plan allotment, each represented employee must select coverage for him or herself under one of the City sponsored medical plans. However, if the employee has group medical insurance from another reliable source that is acceptable to the City of Chula Vista Department of Human Resources, the employee may elect to decline medical insurance from a City provider and apply the value, of the City’s “Flexible Benefit Plan” contribution to other available City Flex options. Any employee married to another benefited City employee who is covered under his or her spouse’s plan may waive coverage under the Cafeteria Plan and will receive full credit. Any employee who declines medical insurance coverage may enroll in the City medical plan prior to the next open enrollment only if the employee involuntarily loses the coverage. Enrollment application must be received in Human Resources within 30 days from loss of coverage. The employee, through payroll deductions, will pay any premium cost in excess of the Cafeteria Plan Allotment. f. The Flex Benefit Amount for Employee Only, those with coverage outside of the City, and those employees covered by another City Employee is fixed at the amount provided in the calendar year 2013 ($12,762). The flex amount for Employee+1 and Employee+Family will be adjusted under the current 50/50 2021/09/14 City Council Post Agenda Page 304 of 428 Page 20 of 37 cost sharing formula. For calendar year 2020, the flex amount for Employee+1 and Employee+Family will be adjusted to $15,490. 8. Life Insurance City pays for a group term life insurance policy with coverage in the amount of $50,000 per employee. 9. Retiree Healthcare The City will no longer provide for subsidized retiree health care rates by offering a blended healthcare rate for employees hired after January 1, 2011. 10. Short/Long Term Disability Insurance The City will pay the full cost of the short/long-term disability insurance premium for middle management positions. 11. Professional Enrichment The Unclassified and Confidential Middle Managers/Professionals are eligible to participate in the City’s Professional Enrichment Program. The annual Professional Enrichment Fund allocation for Unclassified and Confidential Professional Enrichment Fund of $15,600 is for exclusive use by members of the Unclassified and Confidential Middle Management/Professional group for conferences and training. An employee is eligible to receive up to $2,000 per fiscal year for professional enrichment. Funds may be used at any time during the fiscal year. Fiscal year reimbursements under the City’s “Professional Enrichment” will be closed the second Thursday in June. Employees may request reimbursement for professional enrichment expenses in accordance with Internal Revenue Code Section 132, or any other applicable state and federal law. Employees must receive approval from their Appointing Authority and the City Manager’s designee before funds may be claimed for reimbursement. Reimbursements are on a first come, first serve basis until the funds have been exhausted. 12. Sick Leave Reimbursement/Conversion Sick leave shall accrue as designated in the Civil Service Rules. Employees using thirty-two hours (32) of sick leave, or less, during the fiscal year, shall have the option of converting twenty five percent (25%) of their remaining yearly sick leave to annual leave (vacation). 13. Annual Leave a. Unclassified and Confidential Middle Managers/Professionals will earn two weeks (10 days) annual leave per year in the first through fourth year of continuous employment, three weeks (15 days) annual leave per year in the fifth through ninth year of continuous service, four weeks annual leave (20 days) per year in the tenth through fourteenth year of continuous service, and five weeks annual leave (25 days) for fifteen or more years of continuous service. An employee may not accumulate more than three times the number of annual leave days accrued annually. 2021/09/14 City Council Post Agenda Page 305 of 428 Page 21 of 37 b. Unclassified and Confidential Middle Managers/Professionals who have completed at least five (5) years of service shall have the option of selling back a total of 104 hours of accrued annual leave two times per fiscal year in 52 hour increments. 14. Administrative Leave Unclassified and Confidential Middle Managers/Professionals will receive eighty- eighty (88) hours of Administrative Leave each fiscal year. 15. Holidays a. Unclassified and Confidential Middle Managers/Professionals will receive 24 hours each fiscal year for floating holidays (Lincoln's and Washington's Birthdays, and Admission Day). b. Unclassified and Confidential Middle Managers/Professionals shall also be allotted eight (8) additional hours of floating holiday per year for Fiscal Years 2021-2022, 2022-2023 & 2023-2024. The eight (8) hours may be taken in the same manner as vacation leave. The eight (8) hours must be used in its respective fiscal year, may not be carried over to the next fiscal year, and may not be cashed out. c. The City will be closed on the following hard holidays: Independence Day, Labor Day, Veterans Day, Thanksgiving, Day After Thanksgiving, Christmas, New Year's Day, Martin Luther King Jr.'s Birthday, Cesar Chavez Day, Memorial Day. 16. Mileage Reimbursement Unclassified and Confidential Middle Managers/Professionals shall be subject to a mileage reimbursement program when required to use their private automobile for authorized City business. Reimbursement rate will be tied to the IRS rate, in effect at the time reimbursement is requested, as permitted by law. 17. Uniform Allowances & Educational Differentials Sworn public safety Unclassified and Confidential Middle Managers/Professionals will be provided with the uniform allowances and educational differentials as specified in the applicable public safety MOU. 18. Bilingual Pay Those Unclassified and Confidential Middle Managers/Professionals who, upon recommendation of their Department Head, approval of the Director of Human Resources, and successful completion of a bilingual performance evaluation will receive $100 per month in addition to their regular pay on the condition that they continuously utilize their bilingual skills in the performance of their duties effective the first full pay period after adoption. 2021/09/14 City Council Post Agenda Page 306 of 428 Page 22 of 37 19. Special Assignment Pay Unclassified and Confidential Middle Managers/Professionals may receive up to 15% additional compensation when assigned by the City Manager to a special project. (Remainder of page intentionally left blank.) 2021/09/14 City Council Post Agenda Page 307 of 428 Page 23 of 37 IV. CONFIDENTIAL GROUP – ARE CLASSIFIED UNREPRESENTED EMPLOYEES UNLESS OTHERWISE NOTED IN ATTACHMENT 1 – GROUP MEMBERSHIP LISTING. A. SALARY & WAGES 1. FY 21/22 – Equity adjustments to the median and 3% salary increase from FY 19/20 salaries (less any increase already provided effective July 2, 2021) effective the pay period beginning September 10, 2021 2. FY 22/23 – 2% salary adjustment 3. FY 23/24 – 3% salary adjustment 4. Equity Adjustments – Equity adjustments may be made each fiscal year for positions identified as below market. 5. Confidential employees employed on July 2, 2021 shall receive a one-time Non- PERSable $2,000 Stipend in conjunction with the above FY/21-22 salary adjustment. This premium pay stipend (also called “Essential Worker Premium”) is being paid in response to the American Recovery Plan Act of 2021, where the Federal Government has allowed local fiscal recovery funds to be utilized “(B) to respond to workers performing essential work during the COVID–19 public health emergency by providing premium pay to eligible workers … that are performing such essential work…” (https://www.congress.gov/bill/117th-congress/house- bill/1319/text#toc-HA2014788068F45DFB8DF03D5E72AFEE7). Additional one- time Non-PERSable stipends will be provided, as follows: a. $1,000 the first full pay period of July 2022 b. $500 the first full pay period of July 2023 B. BENEFITS 1. Retirement The City will provide to unrepresented members retirement benefits via contract with the California Public Employees Retirement System (CalPERS) as set forth in the California Government Code. The City will provide the following defined benefit formulas: Tier 1 Local Miscellaneous 3% @ 60 Local Safety 3% @ 50 Tier 2* Local Miscellaneous 2% @ 60 Local Safety 3% @ 55 Tier 3** Local Miscellaneous 2% @ 62 Local Safety 2.7% @ 57 2021/09/14 City Council Post Agenda Page 308 of 428 Page 24 of 37 * Effective 04/22/2011 **Effective 01/01/2013 Tier 1: Local Miscellaneous 3% @ 60 and Local Safety 3% @ 50 Pension Contributions: PEPRA provides that equal sharing of normal costs shall be the standard. To reach that standard, Tier 1 Employees will continue to make the required employee contribution (with no EPMC) of 8% for Local Miscellaneous and 9% for Local Safety, but will also contribute the following amounts to the employer’s side (pursuant to Government Code (GC) section 20516) to reach the CalPERS standard of equal sharing of normal costs. Local Miscellaneous unrepresented employees in Tier 1 shall also contribute the amount necessary to the employer’s side (GC 20516) so that equal sharing of normal costs is reached. Local Safety unrepresented employees in Tier 1 shall also contribute an additional 4% to the Employer’s share for FY 20-21. This contribution shall increase 0.5% each year until 50% equal sharing of normal costs is reached. The following is a summary of Tier 1 CalPERS contract provisions: A. One-Year Final Compensation B. Post-Retirement Survivor Allowance C. Credit for Unused Sick Leave D. 4th Level 1959 Survivor Benefit. E. Military Service Credit as Prior Service F. Cost of Living Allowance (2%) G. Post-Retirement Survivor Allowance Continuance H. Pre-Retirement Death Benefit for Spouse I. Retired Death Benefit $5,000 J. Prior Service Credit Tier 2: Local Miscellaneous 2% @ 60 and Local Safety 3% @ 55 Pension Contributions: PEPRA provides that equal sharing of normal costs shall be the standard. To meet that standard, Employees will continue to make the required employee contribution (with no EPMC) of 7% for Local Miscellaneous and 9% for Local Safety, but will also contribute to the employer’s side (Government Code (GC) section 20516) to reach the CalPERS standard of equal sharing of normal costs. Accordingly, Tier 2 employees shall make the following pension contributions. Local Miscellaneous unrepresented employees in Tier 2 shall also contribute the amount necessary to the employer’s side (GC 20516) so that equal sharing normal costs until of normal cost is reached. 2021/09/14 City Council Post Agenda Page 309 of 428 Page 25 of 37 • Local Safety unrepresented employees in Tier 2 shall also contribute an additional 4% to the Employer’s share for FY 20-21. This contribution shall increase 0.5% each year until 50% equal sharing of normal costs is reached. The following is a summary of Tier 2 CalPERS contract provisions: A. Three-Year Final Compensation B. Post-Retirement Survivor Allowance C. Credit for Unused Sick Leave D. 4th Level 1959 Survivor Benefit. E. Military Service Credit as Prior Service F. Cost of Living Allowance (2%) G. Post-Retirement Survivor Allowance Continuance H. Pre-Retirement Death Benefit for Spouse I. Retired Death Benefit $5,000 J. Prior Service Credit Tier 3: Local Miscellaneous 2% @ 62 and Local Safety 2.7% @ 57 Local Miscellaneous and Local Safety unrepresented employees in Tier 3 shall be responsible for the full employee contribution which will be applied to the CalPERS employee contribution. There shall be no EPMC. PEPRA provides that equal sharing of the normal costs shall be the standard. To meet this standard, Tier 3 employees shall also make additional contributions on the employer’s side (GC 20516) to attain the equal cost sharing of normal costs standard. To the extent permitted by Assembly Bill 340, known as the California Public Employees’ Pension Reform Act of 2013, the following is a summary of Tier 3 benefits: A. Three-Year Final Compensation B. Post-Retirement Survivor Allowance C. Credit for Unused Sick Leave D. 4th Level 1959 Survivor Benefit. The monthly member cost for this benefit will be paid by the City. E. Military Service Credit as Prior Service F. Cost of Living Allowance (2%) G. Post-Retirement Survivor Allowance Continuance H. Pre-Retirement Death Benefit for Spouse I. Retired Death Benefit $5,000 J. Prior Service Credit 2. Termination of Sick Leave Balances Upon either acceptance of an application by a Safety employee for disability retirement, or upon the independent determination of CalPERS that a non-safety employee is disabled, the employee shall not be entitled to use any remaining sick leave to cover absences beyond their FMLA entitlement. Sick leave balances may 2021/09/14 City Council Post Agenda Page 310 of 428 Page 26 of 37 be applied to applicable CalPERS service credit. An application for industrial disability retirement, either employee or employer initiated, shall not affect the employee's rights under Workers’ Compensation laws, such as any otherwise existing right to Temporary Disability benefits for safety officers. 3. Deferred Compensation Plans 457 Plan - Employees in the Confidential Group may participate in the City's approved deferred compensation plans. 4. Post Employment Health Plan Employees in the Confidential Group may participate in a Post Employment Health Plan (PEHP), funded with mandatory eligible employee contributions, specifically any unused vacation balances due to the employee at the time of retirement will be rolled over into the PEHP. Those employees not wishing to participate may sell back up to 100% of vacation (annual) balances the last full pay period of employment prior to retirement. 5. Cafeteria Plan a. In calendar year 2021, each Confidential Employee will receive $15,172 to be used solely for approved employee benefits. b. In the event of increases in health care plan premiums, the City will split the cost of the increase 50/50 with the employees. The annual cafeteria plan allotment will be increased by one-half of the average cost increase for full family non-indemnity health plan premiums. The City's share of the increased cost will be added to the beginning cafeteria plan balance of the next available cafeteria plan year. c. From the annual Cafeteria Plan allotment, each employee must elect medical coverage under one of the City sponsored plans, unless the employee has group medical insurance from another source including coverage under their City employee spouse’s plan in which case they may waive coverage so long as the alternative plan is deemed to be an acceptable plan by the City. When waiving coverage the full value of the Cafeteria Plan allotment will be available to purchase any of the other options available under the Cafeteria Plan. Waiver of coverage is irrevocable during a plan year unless the City is notified within 30 days that the employee has involuntarily lost the alternative coverage. d. The Flex Benefit Amount for Employee Only, those with coverage outside of the City, and those employees covered by another City Employee is fixed at $13,024. The flex amount for Employee+1 and Employee+Family will be adjusted under the current 50/50 cost sharing formula. e. Employees hired into a Confidential position on or before December 31, 2017 may elect to receive up to $9,100 of unused funds as a taxable cash option. The maximum an employee can cash out each year cannot exceed the cash option that they received in the previous calendar year. f. Employees hired into a Confidential position on or after January 1, 2018 shall not cash out unused cafeteria plan funds. 2021/09/14 City Council Post Agenda Page 311 of 428 Page 27 of 37 6. Short/Long Term Disability Insurance The City will pay the full cost of the short/long-term disability insurance premium for the Confidential employees. 7. Retiree Healthcare The City will no longer provide for subsidized retiree health care rates by offering a blended healthcare rate for employees hired after January 1, 2011. 8. Professional Enrichment The Confidential Employees Professional Enrichment Fund of $6,250 is for exclusive use by members of the Confidential Employees for conferences and training. Employees may receive up to a maximum of $2,000 per fiscal year. Funds may be used at any time during the fiscal year. Fiscal year reimbursements under the City’s “Professional Enrichment” will be closed the second Thursday in June. Employees may request reimbursement for professional enrichment expenses in accordance with Internal Revenue Code Section 132, or any other applicable state and federal law. Employees must receive approval from their Appointing Authority and the City Manager’s designee before funds may be claimed for reimbursement. Reimbursements are on a first come, first serve basis until the funds have been exhausted. 9. Life Insurance City pays for a Group Term Life and AD&D insurance policy with coverage in the amount of $50,000 per employee. 10. Sick Leave Sick leave shall accrue and be reimbursed as designated in the Civil Service Rules. 11. Annual Leave 1. Employees will accrue 80-hours during the first through fourth years of service (cumulative to a total leave balance of 240-hours). This benefit will be accumulated at the rate of 3.07 working hours for each full biweekly pay period of service performed. 2. Employees will accrue and be eligible to receive 120-hours (cumulative to a total leave balance of 360-hours) during the fifth through ninth year of service. The benefits will be accumulated at the rate of 4.60 working hours for each full biweekly pay period of service performed. 3. Employees will accrue and be eligible to receive 160-hours (cumulative to a total leave balance of 480-hours) during the tenth through fourteenth years of service. This benefit will be accumulated at the rate of 6.14 working hours for each full biweekly pay period of service performed. 4. Employees will accrue and be eligible to receive 200-hours (cumulative to a total leave balance of 600-hours) during the fifteenth and succeeding years of 2021/09/14 City Council Post Agenda Page 312 of 428 Page 28 of 37 service. This benefit will be accumulated at the rate of 7.70 working hours for each full biweekly pay period of service performed. 5. Vacation accrual rate changes will become effective at the beginning of the pay period closest to the actual date which includes the employee anniversary date of benefited status. 6. Vacation sell back – All Confidential unrepresented classifications who have completed at least five (5) years of service shall have the option of selling up to 60-hours of said vacation back to the City one time per fiscal year. The accumulated vacation balance will be reduced accordingly. 7. Each part-time Confidential unrepresented employee paid at a biweekly rate shall be entitled to vacation with pay. The number of working days of such vacation shall be computed on the basis set forth in subsection (a), (b), (c), or (d) and shall be in the proportion that such part time employment bears to full time employment. 8. Employees separated from City service, whether voluntarily or involuntarily, shall be granted all of the unused vacation to which they are entitled based upon continuous service computed on the basis set forth in subsection (a), (b), (c), or (d). Payment shall be made hour-for-hour with any portion of an hour being considered a full hour. 9. Vacation Use: Vacation leave balances shall be reduced for actual time not worked to the nearest quarter hour. Absences may not be charged to vacation not already accumulated. 12. Holidays a. Confidential employees will receive 24 hours each fiscal year for floating holidays (Lincoln's and Washington Birthday's, and Admissions Day). b. Confidential employees shall also be allotted eight (8) additional hours of floating holiday per year for Fiscal Year 2021-2022, 2022-2023 and 2023-2024. The eight (8) hours may be taken in the same manner as vacation leave. The eight (8) hours must be used in its respective fiscal year, may not be carried over to the next fiscal year, and may not be cashed out. c. The City will be closed on the following paid hard holidays: Independence Day, Labor Day, Veterans Day, Thanksgiving, Day after Thanksgiving, Christmas, New Year's Day, Martin Luther King Jr.'s Birthday, Cesar Chavez Day, Memorial Day. 13. Administrative Leave Employees in the confidential group prior July 1, 2021 will receive forty (40) hours of Administrative Leave each fiscal year. 14. Mileage Reimbursement 2021/09/14 City Council Post Agenda Page 313 of 428 Page 29 of 37 Employees in this unit shall be subject to a mileage reimbursement program when required to use their private automobile for authorized City business. Reimbursement rate will be tied to the IRS rate in effect at the time reimbursement is requested, as permitted by law. 15. Bilingual Pay Those employees who, upon recommendation of the Department Head, approval of the Director of Human Resources, and successful completion of a Bilingual Performance Evaluation, and who are required to continuously use their bilingual skills in the performance of their duties, will receive $100 per month in addition to their regular pay effective the first full pay period after adoption. 16. Special Assignment Pay Confidential employees may be eligible to receive a maximum of 15% above their base pay when assigned by the Appointing Authority or designee and approved by the City Manager and the Director of Human Resources to a “Special Project.” 17. Out-of-Class Assignment When an employee is assigned to perform duties of a higher paid classification, immediately upon assignment, the employee shall be compensated with a minimum of 7.5% above the employee’s current salary rate up to a maximum of 15% effective the first day of the out-of-class assignment. If the out of class assignment lasts for duration of 6 months the employee will receive an additional 5% compensation. Increases greater than 5% must be approved by the Director of Human Resources. Requests for out-of-class compensation shall be submitted by the Appointing Authority on a “Payroll Change Notice” form as percentage amounts only. 18. Notice of Change in Work Schedule The City will strive to give at least fourteen calendar day (14 calendar days) notice to employees when management initiates a change in an employee’s work schedule except in cases of emergencies. Overtime shall be paid at 1 ½ times the “regular rate of pay” solely as defined and required by the Fair Labor Standards Act (“FLSA”). (Remainder of page intentionally left blank.) 2021/09/14 City Council Post Agenda Page 314 of 428 Page 30 of 37 V. MAYOR, COUNCIL AND CITY ATTORNEY A. SALARY & WAGES 1. Salary Increases As mandated by City of Chula Vista City Charter Section 302 the Mayor shall receive an annual salary equivalent to 66% of the salary of a Judge of the Superior Court of the State of California. As mandated in City of Chula Vista City Charter Section 304(C), the four Council members shall receive 40% of the salary of the Mayor. Salary adjustments will occur at the same time and be effective on the same date as the Superior Court Judges. As mandated by City of Chula Vista City Charter Section 503(C) the City Attorney shall receive an annual salary equivalent to the salary of a Judge of the Superior Court of the State of California. Salary adjustments will occur at the same time and be effective on the same date as the Superior Court Judges. B. BENEFITS 1. Cafeteria Plan Cafeteria plans will be set at the level specified for Executive Managers. The cafeteria plan is to be used solely for approved employee benefits or to be placed in a taxable cash option. From the annual Cafeteria Plan allotment, each employee must elect medical coverage under one of the City sponsored plans, unless the employee has group medical insurance from another source including coverage under their City employee spouse’s plan in which case they may waive coverage so long as the alternative plan is deemed to be an acceptable plan by the City. When waiving coverage the full value of the Cafeteria Plan allotment will be available to purchase any of the other options available under the Cafeteria Plan. Waiver of coverage is irrevocable during a plan year unless the City is notified within 30 days that the employee has involuntarily lost the alternative coverage. The Flex Benefit Amount for Employee Only, those with coverage outside of the City, and those employees covered by another City Employee is fixed at the amount provided in the calendar year 2020 ($17,390). The flex amount for Employee+1 and Employee+Family will be adjusted under the current 50/50 cost sharing formula. The maximum taxable option shall be $8,000. 2. Retiree Healthcare The City will no longer provide for subsidized retiree health care rates by offering a blended healthcare rate for employees hired after January 1, 2011. 3. Auto Allowance The Mayor may elect to receive a monthly auto allowance up to $1,000. Council members and City Attorney may elect to receive a monthly auto allowance of up to $550. The allowance is contingent upon evidence of adequate auto insurance. 2021/09/14 City Council Post Agenda Page 315 of 428 Page 31 of 37 4. Cell Phone Allowance The Mayor, Council members and City Attorney may elect to receive a cell phone allowance of up to $60 per month. 5. Travel Reimbursements The Mayor and Council members shall receive reimbursement on order of the City Council for Council-authorized travel and other expenses when on official duty outside of the City. 6. Stipends The Mayor and Council members will receive $50 stipend for attending Housing Authority meetings. No member shall receive compensation for attending more than four meetings of the Housing Authority during any calendar month. 7. Retirement The City will provide to unrepresented members retirement benefits via contract with the California Public Employees Retirement System (CalPERS) as set forth in the California Government Code. The City will provide the following defined benefit formulas: Tier 1 Local Miscellaneous 3% @ 60 Local Safety 3% @ 50 Tier 2* Local Miscellaneous 2% @ 60 Local Safety 3% @ 55 Tier 3** Local Miscellaneous 2% @ 62 Local Safety 2.7% @ 57 * Effective 04/22/2011 ** Effective 01/01/2013 Tier 1: Local Miscellaneous 3% @ 60 Pension Contributions: PEPRA provides that equal sharing of normal costs shall be the standard. To reach that standard, Tier 1 Employees will continue to make the required employee contribution (with no EPMC) of 8% for Local Miscellaneous and 9% for Local Safety, but will also contribute the following amounts to the employer’s side (pursuant to Government Code (GC) section 20516) to reach the CalPERS standard of equal sharing of normal costs. Local Miscellaneous unrepresented employees in Tier 1 shall also contribute the amount necessary to the employer’s side (GC 20516) so that equal sharing of normal costs is reached. 2021/09/14 City Council Post Agenda Page 316 of 428 Page 32 of 37 The following is a summary of Tier 1 CalPERS contract provisions: A. One-Year Final Compensation B. Post-Retirement Survivor Allowance C. Credit for Unused Sick Leave D. 4th Level 1959 Survivor Benefit. E. Military Service Credit as Prior Service F. Cost of Living Allowance (2%) G. Post-Retirement Survivor Allowance Continuance H. Pre-Retirement Death Benefit for Spouse I. Retired Death Benefit $5,000 J. Prior Service Credit Tier 2: Local Miscellaneous 2% @ 60 Pension Contributions: PEPRA provides that equal sharing of normal costs shall be the standard. To meet that standard, Employees will continue to make the required employee contribution (with no EPMC) of 7% for Local Miscellaneous, but will also contribute to the employer’s side (Government Code (GC) section 20516) to reach the CalPERS standard of equal sharing of normal costs. Accordingly, Tier 2 employees shall make the following pension contributions. Local Miscellaneous unrepresented employees in Tier 2 shall also contribute the amount necessary to the employer’s side (GC 20516) so that equal sharing normal costs until of normal cost is reached. The following is a summary of Tier 2 CalPERS contract provisions: A. Three-Year Final Compensation B. Post-Retirement Survivor Allowance C. Credit for Unused Sick Leave D. 4th Level 1959 Survivor Benefit. E. Military Service Credit as Prior Service F. Cost of Living Allowance (2%) G. Post-Retirement Survivor Allowance Continuance H. Pre-Retirement Death Benefit for Spouse I. Retired Death Benefit $5,000 J. Prior Service Credit Tier 3: Local Miscellaneous 2% @ 62 Local Miscellaneous unrepresented employees in Tier 3 shall be responsible for the full employee contribution which will be applied to the CalPERS employee contribution. There shall be no EPMC. PEPRA provides that equal sharing of the normal costs shall be the standard. To meet this standard, Tier 3 employees shall also make additional contributions on the employer’s side (GC 20516) to attain the equal cost sharing of normal costs standard. 2021/09/14 City Council Post Agenda Page 317 of 428 Page 33 of 37 To the extent permitted by Assembly Bill 340, known as the California Public Employees’ Pension Reform Act of 2013, the following is a summary of Tier 3 benefits: A. Three-Year Final Compensation B. Post-Retirement Survivor Allowance C. Credit for Unused Sick Leave D. 4th Level 1959 Survivor Benefit. The monthly member cost for this benefit will be paid by the City. E. Military Service Credit as Prior Service F. Cost of Living Allowance (2%) G. Post-Retirement Survivor Allowance Continuance H. Pre-Retirement Death Benefit for Spouse I. Retired Death Benefit $5,000 J. Prior Service Credit (Remainder of page intentionally left blank.) 2021/09/14 City Council Post Agenda Page 318 of 428 Page 34 of 37 VI. UNCLASSIFIED HOURLY EMPLOYEES A. SALARY & WAGES 1. Salary Increase The minimum wage for all unclassified hourly employees will be set by the State of California or Federal Government, whichever is higher: Pay Period including January 1, 2021: $14.00/hr. Pay Period including January 1, 2022: $15.00/hr. The above increases may not occur if the scheduled increases are temporarily suspended by the Governor, based on certain determinations. B. BENEFITS 1. Retirement a. UCHR employees are enrolled in the Public Agency Retirement System Alternate Retirement Systems (PARS-ARS). b. The City pays 3.75% of the employee’s salary into the employee’s PARS-ARS account. c. Each pay period 3.75% will be deducted from the employee’s salary and deposited to the employee’s PARS-ARS account. 2. Sick Leave Sick Leave shall accrue pursuant to the Health Workplace, Health Family Act of 2014 (AB 1522). (Remainder of page intentionally left blank.) 2021/09/14 City Council Post Agenda Page 319 of 428 Page 35 of 37 ATTACHMENT 1 – GROUP MEMBERSHIP LISTING The following shows the classifications assigned to each group as of April 2020. A. EXECUTIVE MANAGEMENT GROUP1 City Manager (Contract) City Clerk (Contract) Assistant City Manager Chief of Police Deputy City Manager Director of Animal Services Director of Community Services Director of Development Services Director of Economic Development Director of Engineering/City Engineer Director of Finance Director of Human Resources/Risk Management Director of Information Technology Services Director of Public Works FA Executive Director Fire Chief Senior Assistant City Attorney B. SENIOR MANAGEMENT GROUP1 Administrative Services Manager Assistant Chief of Police Assistant City Attorney Assistant City Clerk Assistant Director of Development Services Assistant Director of Engineering Assistant Director of Finance Assistant Director of Human Resources Assistant Director of Public Works Budget and Analysis Manager Building Official/Code Enforcement Manager Chief Sustainability Officer City Librarian Deputy City Attorney III Deputy Fire Chief Emergency Services Manager FA Deputy Director-SD LECC FA Deputy Executive Director FA Director of SD LECC FA IVDC-LECC Executive Director FA Program Manager 2021/09/14 City Council Post Agenda Page 320 of 428 Page 36 of 37 Facilities Financing Manager Finance Manager Housing Manager Human Resources Manager Information Technology Manager Marketing and Communications Manager Parks & Recreation Administrator Planning Manager Police Administrative Services Administrator Police Captain Public Works Superintendent Purchasing Agent Revenue Manager Risk Manager Special Projects Manager C. UNCLASSIFIED AND CONFIDENTIAL MIDDLE MANAGEMENT/PROFESSIONAL GROUP1 Benefits Manager MM-Confidential Chief of Staff MM-Unclassified Deputy City Attorney I Professional-Unclassified Deputy City Attorney II Professional-Unclassified Deputy City Clerk I Professional-Unclassified Deputy City Clerk II Professional-Unclassified FA Cyber Security Program Manager MM-Unclassified FA Geospatial Intel Analyst Professional-Unclassified FA Financial Manager MM-Unclassified FA Microcomputer Specialist Professional-Unclassified FA Network Administrator I Professional-Unclassified FA Network Administrator II Professional-Unclassified FA Network Administrator III Professional-Unclassified FA Program Analyst Professional-Unclassified FA Program Assistant Supervisor Professional-Unclassified FA Public Private Partnership and Exercise Program Manager MM-Unclassified FA Information Security Program Manager MM-Unclassified FA LECC IT Manager MM-Unclassified FA Senior Financial Analyst Professional-Unclassified FA Senior Intelligence Analyst Professional-Unclassified FA Supervisory Intelligence Analyst Professional-Unclassified Fire Division Chief MM-Unclassified Fiscal and Management Analyst Professional-Confidential Fiscal Debt Management Analyst MM-Confidential Human Resources Analyst Professional-Confidential Law Office Manager MM-Unclassified Policy Aide Professional-Unclassified Principal Human Resources Analyst Professional-Confidential Principal Management Analyst Professional-Confidential 2021/09/14 City Council Post Agenda Page 321 of 428 Page 37 of 37 Real Property Manager MM-Unclassified Risk Management Specialist Professional-Confidential Senior Accountant MM-Confidential Senior Deputy City Clerk Professional-Unclassified Senior Human Resources Analyst Professional-Confidential Senior Risk Management Specialist Professional-Confidential Special Events Coordinator Professional-Unclassified D. CONFIDENTIAL GROUP1 Accountant Accounting Technician (Finance/Payroll) Administrative Secretary Administrative Secretary (Mayor’s Office/At-Will) Confidential-Unclassified Associate Accountant City Attorney Investigator Constituent Services Representative Confidential-Unclassified Executive Secretary Confidential-Unclassified FA Accounting Technician Confidential-Unclassified FA Administrative Analyst I Confidential-Unclassified FA Administrative Analyst II Confidential-Unclassified FA Analyst Confidential-Unclassified FA Executive Assistant Confidential-Unclassified FA Graphic Designer/Webmaster Confidential-Unclassified FA Intelligence Analyst Confidential-Unclassified FA Management Assistant Confidential-Unclassified FA Program Assistant Confidential-Unclassified FA RCFL Network Engineer Confidential-Unclassified FA Senior Program Assistant FA Senior Secretary Confidential-Unclassified Human Resources Technician Legal Assistant Management Analyst I (Finance/Human Resources) Management Analyst II (Finance/Human Resources) Paralegal Public Information Specialist (City Manager) Senior Council Assistant Confidential-Unclassified Senior Legal Assistant Senior Human Resources Technician Senior Legal Assistant 1 The City of Chula Vista serves as a pass through agency for the San Diego and Imperial Counties High Intensity Drug Trafficking Area (HIDTA); HIDTA positions (with the "CBAG" or "FA" designation) shall receive the benefit package detailed for the Executive, Senior, Middle Management/Professional Unclassified, and Confidential group in which the CBAG or FA classification is designated. All HIDTA positions are unclassified. 2021/09/14 City Council Post Agenda Page 322 of 428 JUDICIAL COUNCIL OF CALIFORNIA 455 Golden Gate Avenue . San Francisco, California 94102-3688 Telephone 415-865-4200 . Fax 415-865-4205 . TDD 415-865-4272 MEMORANDUM Date August 12, 2021 To Associate Justices of the Supreme Court Associate Justices of the Courts of Appeal Judges of the Superior Courts of California From Martin Hoshino Administrative Director, Judicial Council Subject Fiscal Year 2021‒22 Judicial Salary Increase Action Requested For Your Information Deadline N/A Contact Evelyn Ramos, Human Resources Supervisor 415-865-4296 phone evelyn.ramos@jud.ca.gov I am forwarding the attached Exempt Pay Letter from the California Department of Human Resources (CalHR) regarding fiscal year 2021–22 judicial salary increases. The pay letter addresses a 4.3% increase to judicial salaries effective July 1, 2021, pursuant to provisions of Government Code section 68203, subdivision (a). Annual increases in judicial salaries are linked to those received by executive branch employees, as negotiated through statewide collective bargaining agreements. After bargaining agreements are reached, CalHR calculates the proposed increase amount and submits a formal Exempt Pay Letter to the State Controller. The methodology CalHR uses to calculate judicial salary increases under section 68203 is based on salary costs related to all state employees within the executive branch. This methodology calculates an average general salary increase relative to the state’s entire executive branch workforce, which includes 21 bargaining units as well as the remaining excluded employees. The methodology takes into account the size of the bargaining unit and the total costs of general salary increases across the entire executive branch. 2021/09/14 City Council Post Agenda Page 323 of 428 August 12, 2021 Page 2 Per Government Code section 68203, subdivision (c): “…a salary increase occurring on or after July 1 of any fiscal year for California state employees that is made effective on July 1 of that fiscal year shall be included in the calculation of the average percentage salary increase for that fiscal year, retroactive to July 1 of that fiscal year. The Department of Human Resources shall report any retroactive average percentage salary increase to the State Controller in a pay letter.” The new salary rates will be reflected in the August 2021 payroll checks issued on September 1, 2021. The State Controller’s Office has informed us that they will issue a separate retroactive payment for the months of July by August 31, 2021. Please note that administrative presiding justices and presiding judges will continue to receive additional pay differentials to their compensation. MH/fnk Attachment cc: Hon. Tani G. Cantil-Sakauye, Chief Justice of California Mr. Jorge Navarrete, Clerk/Executive Officer of the Supreme Court Clerk/Executive Officers of the Courts of Appeal Court Executive Officers of the Superior Courts Human Resources Liaisons of the Courts of Appeal and Superior Courts Ms. Millicent Tidwell, Chief Deputy Director, Judicial Council Mr. John Wordlaw, Chief Administrative Officer, Judicial Council Mr. Robert Oyung, Chief Operating Officer, Judicial Council Ms. Aurora Rezapour, Human Resources Director, Judicial Council 2021/09/14 City Council Post Agenda Page 324 of 428 Exempt Program 1515 S Street, North Building, Suite 500 Sacramento, CA 95811 (916) 324-9381; Fax (916) 327-1886 Governor Gavin Newsom Secretary, Government Operations Agency Yolanda Richardson Director Eraina Ortega       August 11, 2021 State Controller’s Office 300 Capitol Mall Sacramento, CA 95814 Subject: Exempt Pay Letter Per Government Code section 68203, this is to notify you that the Department of Human Resources (CalHR) has adjusted the following statutory judicial salaries, effective July 1, 2021. This represents a salary increase of 4.3% percent based on the figures of the average increase provided to State employees in FY 2021- 2022. Please note that the monthly rate may be rounded down so that the total for the twelve months does not exceed the annual amount. If you have any questions, please contact Angelina Snarr at (916) 324-9406 or Angelina.Snarr@calhr.ca.gov. Sincerely, Manpreet Singh Exempt Program Manager (916) 323-4023 Class Code Class Title Monthly Salary Annual Salary New Monthly Salary New Annual Salary L5987 Chief Justice $22,891.25 $274,695 $23,875.58 $286,507 L5988 Associate Justice $21,829.08 $261,949 $22,767.75 $273,213 L5991 Justice, Court of Appeal $20,464.83 $245,578 $21,344.83 $256,138 L9999 Judge, Superior Court $17,883.41 $214,601 $18,652.41 $223,829 2021/09/14 City Council Post Agenda Page 325 of 428 State Controller’s Office Page 2 cc: Martin Hoshino, Administrative Director  Millicent A. Tidwell, Chief Deputy Director John Wordlaw, Chief Administrative Officer Aurora Rezapour, Director, Human Resources Office Felizia Nava-Kardon, Deputy Director, Human Resources Evelyn Ramos, Human Resources Supervisor 2021/09/14 City Council Post Agenda Page 326 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 1 of 68 Approved and Adopted: Resolution No.: 3633 CONF ACCOUNTANT 0 29.70 2,376.11 1 31.19 2,494.92 2 32.75 2,619.66 3 34.38 2,750.65 4 36.10 2,888.18 3641 ACE ACCOUNTING ASSISTANT 0 21.99 1,759.04 1 23.09 1,846.99 2 24.24 1,939.36 3 25.45 2,036.30 4 26.73 2,138.12 3643 CONF ACCOUNTING TECHNICIAN 0 25.53 2,042.72 1 26.81 2,144.85 2 28.15 2,252.09 3 29.56 2,364.70 4 31.04 2,482.93 3675 ACE ACCOUNTING TECHNICIAN 0 25.53 2,042.72 1 26.81 2,144.85 2 28.15 2,252.09 3 29.56 2,364.70 4 31.04 2,482.93 3647 CONF ACCOUNTING TECHNICIAN II 0 27.81 2,225.19 1 29.21 2,336.44 2 30.67 2,453.26 3 32.20 2,575.93 4 33.81 2,704.73 3677 ACE ACCOUNTING TECHNICIAN II 0 27.81 2,225.19 1 29.21 2,336.44 2 30.67 2,453.26 3 32.20 2,575.93 4 33.81 2,704.73 3645 ACE ACCOUNTS PAYABLE SUPERVISOR 0 31.99 2,558.95 1 33.59 2,686.91 2 35.27 2,821.25 3 37.03 2,962.31 4 38.88 3,110.41 2021/09/14 City Council Post Agenda Page 327 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 2 of 68 Approved and Adopted: Resolution No.: 0181 ACE ADMINISRATIVE TECHNICIAN 0 27.17 2,173.77 1 28.53 2,282.47 2 29.96 2,396.58 3 31.46 2,516.41 4 33.03 2,642.24 0149 CONF ADMINISTRATIVE SECRETARY 0 27.17 2,173.77 1 28.53 2,282.47 2 29.96 2,396.58 3 31.46 2,516.41 4 33.03 2,642.24 0179 ACE ADMINISTRATIVE SECRETARY 0 27.17 2,173.77 1 28.53 2,282.47 2 29.96 2,396.58 3 31.46 2,516.41 4 33.03 2,642.24 0180 UCHR ADMINISTRATIVE SECRETARY 0 27.17 0.00 1 28.53 0.00 2 29.96 0.00 3 31.46 0.00 4 33.03 0.00 0154 CONF ADMINISTRATIVE SECRETARY-MAYOR 0 27.17 2,173.77 1 28.53 2,282.47 2 29.96 2,396.58 3 31.46 2,516.41 4 33.03 2,642.24 0215 SM ADMINISTRATIVE SERVICES MGR 0 48.27 3,861.56 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 58.67 4,693.75 5316 UCHR ANIMAL CARE AIDE 0 0.00 0.00 1 0.00 0.00 2 14.61 0.00 3 15.34 0.00 4 16.10 0.00 2021/09/14 City Council Post Agenda Page 328 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 3 of 68 Approved and Adopted: Resolution No.: 5343 ACE ANIMAL CARE SPECIALIST 0 19.72 1,577.27 1 20.70 1,656.13 2 21.74 1,738.93 3 22.82 1,825.89 4 23.96 1,917.18 5344 UCHR ANIMAL CARE SPECIALIST 0 19.72 0.00 1 20.70 0.00 2 21.74 0.00 3 22.82 0.00 4 23.96 0.00 5319 ACE ANIMAL CARE SUPERVISOR 0 27.38 2,190.21 1 28.75 2,299.72 2 30.18 2,414.71 3 31.69 2,535.45 4 33.28 2,662.21 5303 ACE ANIMAL CONTROL OFFICER 0 23.66 1,892.71 1 24.84 1,987.34 2 26.08 2,086.72 3 27.39 2,191.06 4 28.76 2,300.62 5305 UCHR ANIMAL CONTROL OFFICER 0 23.66 0.00 1 24.84 0.00 2 26.08 0.00 3 27.39 0.00 4 28.76 0.00 5304 ACE ANIMAL CONTROL OFFICER SUPVR 0 27.21 2,176.63 1 28.57 2,285.45 2 30.00 2,399.72 3 31.50 2,519.71 4 33.07 2,645.71 5309 ACE ANIMAL SERVICES SPECIALIST 0 21.51 1,720.66 1 22.58 1,806.69 2 23.71 1,897.02 3 24.90 1,991.88 4 26.14 2,091.46 2021/09/14 City Council Post Agenda Page 329 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 4 of 68 Approved and Adopted: Resolution No.: 3083 MM APPLICATIONS SUPPORT MANAGER 0 44.33 3,546.37 1 46.55 3,723.68 2 48.87 3,909.87 3 51.32 4,105.37 4 53.88 4,310.63 3088 PROF APPLICATIONS SUPPORT SPEC 0 38.62 3,089.39 1 40.55 3,243.86 2 42.58 3,406.05 3 44.70 3,576.35 4 46.94 3,755.17 7741 ACE AQUARIST 0 24.49 1,959.25 1 25.71 2,057.18 2 27.00 2,160.04 3 28.35 2,268.06 4 29.77 2,381.46 7579 ACE AQUATIC SUPERVSIOR I 0 25.38 2,030.17 1 26.65 2,131.67 2 27.98 2,238.26 3 29.38 2,350.17 4 30.85 2,467.68 7577 ACE AQUATIC SUPERVSIOR II 0 27.91 2,233.18 1 29.31 2,344.84 2 30.78 2,462.08 3 32.31 2,585.19 4 33.93 2,714.45 7575 ACE AQUATIC SUPERVSIOR III 0 32.10 2,568.16 1 33.71 2,696.57 2 35.39 2,831.40 3 37.16 2,972.96 4 39.02 3,121.61 5011 SM ASSISTANT CHIEF OF POLICE 0 68.40 5,472.03 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 83.14 6,651.29 2021/09/14 City Council Post Agenda Page 330 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 5 of 68 Approved and Adopted: Resolution No.: 2405 SM ASSISTANT CITY ATTORNEY 0 74.49 5,959.37 1 78.22 6,257.36 2 82.13 6,570.22 3 86.19 6,895.07 4 90.55 7,243.66 2210 SM ASSISTANT CITY CLERK 0 43.24 3,458.90 1 45.40 3,631.86 2 47.67 3,813.45 3 50.05 4,004.10 4 52.56 4,204.42 2707 EXEC ASSISTANT CITY MANAGER 0 96.38 7,710.38 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 116.42 9,313.75 4040 SM ASSISTANT DIR OF DEVLPMNT SVCS 0 74.61 5,968.72 1 0.00 0.00 2 82.65 6,611.87 3 86.78 6,942.47 4 90.69 7,255.03 6008 SM ASSISTANT DIR OF ENGINEERING 0 66.94 5,355.14 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 80.82 6,465.21 3604 SM ASSISTANT DIR OF FINANCE 0 72.72 5,817.36 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 87.79 7,023.26 3304 SM ASSISTANT DIR OF HR 0 63.62 5,089.32 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 76.34 6,107.18 2021/09/14 City Council Post Agenda Page 331 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 6 of 68 Approved and Adopted: Resolution No.: 6322 SM ASSISTANT DIR OF PUBLIC WORKS 0 68.28 5,462.24 1 0.00 0.00 2 0.00 0.00 3 80.61 6,448.52 4 82.43 6,594.51 6015 WCE ASSISTANT ENGINEER 0 36.55 2,924.00 1 38.38 3,070.20 2 40.30 3,223.72 3 42.31 3,384.90 4 44.43 3,554.14 6289 WCE ASSISTANT LAND SURVEYOR 0 36.55 2,924.00 1 38.38 3,070.20 2 40.30 3,223.72 3 42.31 3,384.90 4 44.43 3,554.14 4749 WCE ASSISTANT PLAN CHECK ENGINEER 0 36.55 2,924.00 1 38.38 3,070.20 2 40.30 3,223.72 3 42.31 3,384.90 4 44.43 3,554.14 4439 ACE ASSISTANT PLANNER 0 32.66 2,612.90 1 34.29 2,743.55 2 36.01 2,880.73 3 37.81 3,024.76 4 39.70 3,176.00 3635 CONF ASSOCIATE ACCOUNTANT 0 32.67 2,613.72 1 34.31 2,744.41 2 36.02 2,881.63 3 37.82 3,025.71 4 39.71 3,177.00 6017 WCE ASSOCIATE ENGINEER 0 42.03 3,362.59 1 44.13 3,530.72 2 46.34 3,707.27 3 48.66 3,892.63 4 51.09 4,087.25 2021/09/14 City Council Post Agenda Page 332 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 7 of 68 Approved and Adopted: Resolution No.: 6287 WCE ASSOCIATE LAND SURVEYOR 0 42.03 3,362.59 1 44.13 3,530.72 2 46.34 3,707.27 3 48.66 3,892.63 4 51.09 4,087.25 4747 WCE ASSOCIATE PLAN CHECK ENGINEER 0 42.03 3,362.59 1 44.13 3,530.72 2 46.34 3,707.27 3 48.66 3,892.63 4 51.09 4,087.25 4437 ACE ASSOCIATE PLANNER 0 35.93 2,874.19 1 37.72 3,017.90 2 39.61 3,168.80 3 41.59 3,327.24 4 43.67 3,493.60 5123 ACE AUTOMATED FINGERPRINT TECH 0 21.81 1,744.93 1 22.90 1,832.18 2 24.05 1,923.79 3 25.25 2,019.98 4 26.51 2,120.98 3404 MMCF BENEFITS MANAGER 0 48.98 3,918.28 1 51.43 4,114.21 2 54.00 4,319.92 3 56.70 4,535.91 4 59.53 4,762.70 3406 UCHR BENEFITS MANAGER 0 48.98 0.00 1 51.43 0.00 2 54.00 0.00 3 56.70 0.00 4 59.53 0.00 2222 SM BUDGET AND ANALYSIS MANAGER 0 56.00 4,479.84 1 58.80 4,703.83 2 62.16 4,972.62 3 65.27 5,221.26 4 68.07 5,445.27 2021/09/14 City Council Post Agenda Page 333 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 8 of 68 Approved and Adopted: Resolution No.: 4769 MM BUILDING INSPECTION MANAGER 0 44.31 3,544.56 1 46.52 3,721.79 2 48.85 3,907.88 3 51.29 4,103.28 4 53.86 4,308.44 4771 ACE BUILDING INSPECTOR I 0 31.38 2,510.12 1 32.95 2,635.63 2 34.59 2,767.41 3 36.32 2,905.78 4 38.14 3,051.07 4773 ACE BUILDING INSPECTOR II 0 34.51 2,761.14 1 36.24 2,899.20 2 38.05 3,044.15 3 39.95 3,196.38 4 41.95 3,356.19 4775 ACE BUILDING INSPECTOR III 0 37.97 3,037.25 1 39.86 3,189.12 2 41.86 3,348.58 3 43.95 3,516.00 4 46.15 3,691.80 4780 SM BUILDING OFFICIAL/CODE ENF MGR 0 67.74 5,418.86 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 82.33 6,586.68 6412 PROF BUILDING PROJECT MANAGER 0 43.11 3,448.57 1 45.26 3,620.99 2 47.53 3,802.04 3 49.90 3,992.15 4 52.40 4,191.75 6669 ACE BUILDING SERVICES SUPERVISOR 0 30.34 2,426.91 1 31.85 2,548.25 2 33.45 2,675.67 3 35.12 2,809.45 4 36.87 2,949.93 2021/09/14 City Council Post Agenda Page 334 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 9 of 68 Approved and Adopted: Resolution No.: 4505 ACE BUSINESS LICENSE REPRESENTATIV 0 21.99 1,759.04 1 23.09 1,846.99 2 24.24 1,939.36 3 25.45 2,036.30 4 26.73 2,138.12 6444 ACE CARPENTER 0 27.38 2,190.39 1 28.75 2,299.90 2 30.19 2,414.90 3 31.70 2,535.65 4 33.28 2,662.44 3669 ACE CASHIER 0 18.56 1,484.90 1 19.49 1,559.15 2 20.46 1,637.11 3 21.49 1,718.96 4 22.56 1,804.91 5001 EXEC CHIEF OF POLICE 0 93.84 7,507.33 1 0.00 0.00 2 108.48 8,678.44 3 0.00 0.00 4 114.07 9,125.24 2011 MMUC CHIEF OF STAFF 0 37.48 2,998.65 1 39.36 3,148.59 2 41.33 3,306.00 3 43.39 3,471.30 4 45.56 3,644.88 2729 SM CHIEF SUSTAINABILITY OFFICER 0 64.50 5,159.75 1 0.00 0.00 2 0.00 0.00 3 76.14 6,091.40 4 77.87 6,229.32 2400 CATY CITY ATTORNEY (ELECTED) 0 0.00 0.00 Eff. 7/1/2021 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 107.61 8,608.81 2021/09/14 City Council Post Agenda Page 335 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 10 of 68 Approved and Adopted: Resolution No.: 2435 CONF CITY ATTY INVESTIGATOR 0 32.33 2,586.46 1 33.95 2,715.78 2 35.64 2,851.57 3 37.43 2,994.15 4 39.30 3,143.86 2201 CCLK CITY CLERK 0 77.36 6,189.09 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 93.99 7,519.24 2221 PROF CITY CLERK ANALYST 0 37.67 3,013.37 1 39.55 3,164.04 2 41.53 3,322.24 3 43.60 3,488.35 4 45.78 3,662.77 2224 UCHR CITY CLERK ANALYST (HOURLY) 0 37.67 0.00 1 39.55 0.00 2 41.53 0.00 3 43.60 0.00 4 45.78 0.00 6010 SM CITY ENGINEER 0 63.68 5,094.69 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 77.41 6,192.61 7007 SM CITY LIBRARIAN 0 59.85 4,788.20 1 62.85 5,027.60 2 65.99 5,278.99 3 69.29 5,542.93 4 72.75 5,820.08 2710 CMGR CITY MANAGER 0 0.00 0.00 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 139.76 11,180.77 2021/09/14 City Council Post Agenda Page 336 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 11 of 68 Approved and Adopted: Resolution No.: 5429 ACE CIVILIAN BCKGRND INVESTIGATOR 0 27.49 2,199.23 1 28.86 2,309.19 2 30.31 2,424.65 3 31.82 2,545.89 4 33.41 2,673.18 5430 UCHR CIVILIAN BCKGRND INVESTIGATOR 0 27.49 0.00 1 28.86 0.00 2 30.31 0.00 3 31.82 0.00 4 33.41 0.00 5431 UCHR CIVILIAN POLICE INVESTIGATOR 0 25.79 0.00 1 27.08 0.00 2 28.43 0.00 3 29.85 0.00 4 31.35 0.00 0241 UCHR CLERICAL AIDE 0 0.00 0.00 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 14.00 0.00 4777 ACE CODE ENFORCEMENT OFFICER I 0 27.25 2,180.31 1 28.62 2,289.34 2 30.05 2,403.79 3 31.55 2,523.99 4 33.13 2,650.19 4778 UCHR CODE ENFORCEMENT OFFICER II 0 29.98 0.00 1 31.48 0.00 2 33.05 0.00 3 34.70 0.00 4 36.44 0.00 4779 ACE CODE ENFORCEMENT OFFICER II 0 29.98 2,398.34 1 31.48 2,518.27 2 33.05 2,644.19 3 34.70 2,776.39 4 36.44 2,915.22 2021/09/14 City Council Post Agenda Page 337 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 12 of 68 Approved and Adopted: Resolution No.: 4789 ACE CODE ENFORCEMENT TECHNICIAN 0 23.70 1,895.92 1 24.88 1,990.73 2 26.13 2,090.26 3 27.43 2,194.78 4 28.81 2,304.51 3683 MM COLLECTIONS SUPERVISOR 0 36.78 2,942.72 1 38.62 3,089.86 2 40.55 3,244.34 3 42.58 3,406.57 4 44.71 3,576.90 5141 ACE COMMUNITY SERVICES OFFICER 0 22.91 1,832.70 1 24.05 1,924.33 2 25.26 2,020.55 3 26.52 2,121.57 4 27.85 2,227.65 5142 UCHR COMMUNITY SERVICES OFFICER 0 22.91 0.00 1 24.05 0.00 2 25.26 0.00 3 26.52 0.00 4 27.85 0.00 6200 ACE CONSERVATION SPECIALIST I 0 24.78 1,982.10 1 26.02 2,081.22 2 27.32 2,185.29 3 28.68 2,294.53 4 30.12 2,409.26 6202 ACE CONSERVATION SPECIALIST II 0 27.25 2,180.31 1 28.62 2,289.34 2 30.05 2,403.79 3 31.55 2,523.99 4 33.13 2,650.19 6427 ACE CONSTRUCTION & REPAIR SUPV 0 38.02 3,041.63 1 39.92 3,193.73 2 41.92 3,353.41 3 44.01 3,521.08 4 46.21 3,697.13 2021/09/14 City Council Post Agenda Page 338 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 13 of 68 Approved and Adopted: Resolution No.: 2023 UCHR COUNCIL ASSISTANT 0 22.91 0.00 1 24.06 0.00 2 25.26 0.00 3 26.52 0.00 4 27.85 0.00 2003 CL COUNCILPERSON 0 0.00 0.00 Eff. 7/1/2021 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 28.41 2,272.73 5757 UCHR COVID SITE ASST 0 14.00 0.00 1 14.70 0.00 2 15.44 0.00 3 16.21 0.00 4 17.02 0.00 5101 MM CRIME LABORATORY MANAGER 0 47.63 3,810.62 1 50.01 4,001.15 2 52.52 4,201.21 3 55.14 4,411.27 4 57.90 4,631.83 6667 ACE CUSTODIAL SUPERVISOR 0 25.16 2,012.40 1 26.41 2,113.03 2 27.73 2,218.69 3 29.12 2,329.62 4 30.58 2,446.11 6661 ACE CUSTODIAN 0 19.89 1,590.82 1 20.88 1,670.36 2 21.92 1,753.88 3 23.02 1,841.59 4 24.17 1,933.66 6662 UCHR CUSTODIAN 0 19.89 0.00 1 20.88 0.00 2 21.92 0.00 3 23.02 0.00 4 24.17 0.00 2021/09/14 City Council Post Agenda Page 339 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 14 of 68 Approved and Adopted: Resolution No.: 7191 ACE DELIVERY DRIVER 0 18.86 1,509.10 1 19.81 1,584.56 2 20.80 1,663.79 3 21.84 1,746.98 4 22.93 1,834.33 2410 PRUC DEPUTY CITY ATTORNEY I 0 44.96 3,596.82 1 47.21 3,776.65 2 49.57 3,965.48 3 52.05 4,163.76 4 54.65 4,371.94 2408 PRUC DEPUTY CITY ATTORNEY II 0 53.95 4,316.16 1 56.65 4,531.97 2 59.48 4,758.58 3 62.46 4,996.50 4 65.58 5,246.32 2411 SM DEPUTY CITY ATTORNEY III 0 67.06 5,364.53 1 70.41 5,632.77 2 73.93 5,914.40 3 77.63 6,210.12 4 81.51 6,520.59 2245 PRUC DEPUTY CITY CLERK I 0 27.80 2,224.17 1 29.19 2,335.37 2 30.65 2,452.15 3 32.18 2,574.77 4 33.79 2,703.49 2243 PRUC DEPUTY CITY CLERK II 0 30.58 2,446.59 1 32.11 2,568.92 2 33.72 2,697.37 3 35.40 2,832.24 4 37.17 2,973.85 2705 EXEC DEPUTY CITY MANAGER 0 100.50 8,040.17 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 111.32 8,905.33 2021/09/14 City Council Post Agenda Page 340 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 15 of 68 Approved and Adopted: Resolution No.: 5505 SM DEPUTY FIRE CHIEF 0 71.40 5,712.26 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 86.79 6,943.31 5130 MM DETENTION FACILITY MANAGER 0 47.63 3,810.62 1 50.01 4,001.15 2 52.52 4,201.21 3 55.14 4,411.27 4 57.90 4,631.83 4718 PROF DEVELOPMENT AUTOMATION SPEC 0 38.08 3,046.34 1 39.98 3,198.66 2 41.98 3,358.59 3 44.08 3,526.52 4 46.29 3,702.85 4547 MM DEVELOPMENT SERVICES COUNTER M 0 45.95 3,675.95 1 48.25 3,859.74 2 50.66 4,052.74 3 53.19 4,255.37 4 55.85 4,468.14 4540 UCHR DEVELOPMENT SERVICES TECH I 0 23.41 0.00 1 24.58 0.00 2 25.81 0.00 3 27.10 0.00 4 28.45 0.00 4542 ACE DEVELOPMENT SERVICES TECH I 0 23.41 1,872.77 1 24.58 1,966.40 2 25.81 2,064.72 3 27.10 2,167.96 4 28.45 2,276.36 4541 ACE DEVELOPMENT SERVICES TECH II 0 25.75 2,060.04 1 27.04 2,163.04 2 28.39 2,271.20 3 29.81 2,384.76 4 31.30 2,503.99 2021/09/14 City Council Post Agenda Page 341 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 16 of 68 Approved and Adopted: Resolution No.: 4544 UCHR DEVELOPMENT SERVICES TECH II 0 25.75 0.00 1 27.04 0.00 2 28.39 0.00 3 29.81 0.00 4 31.30 0.00 4543 ACE DEVELOPMENT SERVICES TECH III 0 29.61 2,369.05 1 31.09 2,487.50 2 32.65 2,611.88 3 34.28 2,742.47 4 35.99 2,879.59 5245 ACE DGTL FOR TECH I 0 25.47 2,037.22 1 26.74 2,139.08 2 28.08 2,246.04 3 29.48 2,358.34 4 30.95 2,476.25 5243 ACE DGTL FOR TECH II 0 29.29 2,342.81 1 30.75 2,459.95 2 32.29 2,582.94 3 33.90 2,712.09 4 35.60 2,847.69 5351 UCHR DIR OF ANIMAL SERVICES (HRLY) 0 64.50 0.00 1 70.00 0.00 2 0.00 0.00 3 0.00 0.00 4 78.40 0.00 2734 EXEC DIR OF ECONOMIC DEVELOPMENT 0 83.24 6,659.46 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 101.18 8,094.61 4039 EXEC DIR. OF DEVELOPMENT SERVICES 0 83.23 6,658.57 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 101.18 8,094.61 2021/09/14 City Council Post Agenda Page 342 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 17 of 68 Approved and Adopted: Resolution No.: 6006 EXEC DIR. OF ENGINEERING/CITY ENG 0 83.24 6,659.46 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 101.18 8,094.61 5350 EXEC DIRECTOR OF ANIMAL SERVICES 0 64.50 5,159.77 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 78.40 6,271.73 7004 EXEC DIRECTOR OF COMMUNITY SERVICES 0 78.41 6,272.52 1 82.33 6,586.14 2 86.44 6,915.45 3 90.77 7,261.22 4 95.31 7,624.56 3600 UCHR DIRECTOR OF FINANCE 0 83.83 0.00 1 0.00 0.00 2 93.93 0.00 3 0.00 0.00 4 101.17 0.00 3601 EXEC DIRECTOR OF FINANCE 0 83.24 6,659.46 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 101.18 8,094.61 3300 EXEC DIRECTOR OF HUMAN RESOURCES/RM 0 83.24 6,659.46 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 101.18 8,094.61 3001 EXEC DIRECTOR OF INFO TECH SERVICES 0 78.41 6,272.52 1 0.00 0.00 2 86.44 6,915.45 3 0.00 0.00 4 95.31 7,624.56 2021/09/14 City Council Post Agenda Page 343 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 18 of 68 Approved and Adopted: Resolution No.: 6320 EXEC DIRECTOR OF PUBLIC WORKS 0 83.24 6,659.46 1 0.00 0.00 2 0.00 0.00 3 93.93 7,514.05 4 101.18 8,094.61 2747 ACE ECONOMIC DEVELOPMENT SPEC I 0 29.94 2,395.16 1 31.44 2,514.92 2 33.01 2,640.67 3 34.66 2,772.70 4 36.39 2,911.33 2749 ACE ECONOMIC DEVELOPMENT SPEC II 0 35.93 2,874.19 1 37.72 3,017.90 2 39.61 3,168.80 3 41.59 3,327.24 4 43.67 3,493.60 6438 ACE ELECTRICIAN 0 29.31 2,344.50 1 30.77 2,461.73 2 32.31 2,584.81 3 33.93 2,714.05 4 35.62 2,849.76 6492 ACE ELECTRONIC/EQUIPMENT INSTALLER 0 26.64 2,131.37 1 27.97 2,237.93 2 29.37 2,349.83 3 30.84 2,467.32 4 32.38 2,590.69 6475 ACE ELECTRONICS TECHNICIAN 0 32.24 2,578.95 1 33.85 2,707.90 2 35.54 2,843.30 3 37.32 2,985.46 4 39.18 3,134.73 6472 ACE ELECTRONICS TECHNICIAN SUPV 0 37.07 2,965.80 1 38.93 3,114.09 2 40.87 3,269.79 3 42.92 3,433.28 4 45.06 3,604.94 2021/09/14 City Council Post Agenda Page 344 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 19 of 68 Approved and Adopted: Resolution No.: 5560 SM EMERGENCY SERVICES MGR 0 48.27 3,861.57 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 58.67 4,693.75 5557 PROF EMS EDUCATOR 0 41.84 3,347.11 1 43.93 3,514.46 2 46.13 3,690.19 3 48.43 3,874.70 4 50.86 4,068.43 5559 ACE EMS INVENTORY SPECIALIST 0 26.88 2,150.63 1 28.23 2,258.16 2 29.64 2,371.06 3 31.12 2,489.60 4 32.68 2,614.10 5567 PROF EMS NURSE COORDINATOR 0 50.21 4,016.53 1 52.72 4,217.34 2 55.35 4,428.22 3 58.12 4,649.63 4 61.03 4,882.11 5657 NIAF EMT (NON-SAFETY) 0 14.00 1 14.70 2 15.44 3 16.21 4 17.02 5658 UCHR EMT (NON-SAFETY) 0 14.00 0.00 1 14.70 0.00 2 15.44 0.00 3 16.21 0.00 4 17.02 0.00 6081 ACE ENGINEERING TECHNICIAN I 0 27.28 2,182.72 1 28.65 2,291.85 2 30.08 2,406.44 3 31.58 2,526.77 4 33.16 2,653.12 2021/09/14 City Council Post Agenda Page 345 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 20 of 68 Approved and Adopted: Resolution No.: 6071 ACE ENGINEERING TECHNICIAN II 0 30.01 2,400.99 1 31.51 2,521.04 2 33.09 2,647.09 3 34.74 2,779.44 4 36.48 2,918.42 6129 ACE ENVIRONMENTAL HEALTH SPEC 0 36.08 2,886.67 1 37.89 3,031.00 2 39.78 3,182.55 3 41.77 3,341.66 4 43.86 3,508.76 6205 MM ENVIRONMENTAL SERVICES MANAGER 0 49.90 3,992.38 1 52.40 4,192.00 2 55.02 4,401.60 3 57.77 4,621.68 4 60.66 4,852.76 6207 MM ENVIRONMENTAL SUSTNBILITY MGR 0 49.90 3,992.38 1 52.40 4,192.00 2 55.02 4,401.60 3 57.77 4,621.68 4 60.66 4,852.76 6505 MM EQUIPMENT MAINTENANCE MANAGER 0 39.31 3,145.11 1 41.28 3,302.36 2 43.34 3,467.49 3 45.51 3,640.86 4 47.79 3,822.90 6542 ACE EQUIPMENT MECHANIC 0 28.19 2,255.47 1 29.60 2,368.25 2 31.08 2,486.66 3 32.64 2,610.99 4 34.27 2,741.54 6544 UCHR EQUIPMENT MECHANIC 0 28.19 0.00 1 29.60 0.00 2 31.08 0.00 3 32.64 0.00 4 34.27 0.00 2021/09/14 City Council Post Agenda Page 346 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 21 of 68 Approved and Adopted: Resolution No.: 6361 ACE EQUIPMENT OPERATOR 0 28.87 2,309.89 1 30.32 2,425.38 2 31.83 2,546.65 3 33.42 2,673.98 4 35.10 2,807.68 0187 CONF EXECUTIVE SECRETARY 0 32.88 2,630.28 1 34.52 2,761.79 2 36.25 2,899.87 3 38.06 3,044.87 4 39.96 3,197.11 5270 CONF FA ACCOUNTING TECHNICIAN 0 27.81 2,225.19 1 29.21 2,336.44 2 30.67 2,453.26 3 32.20 2,575.93 4 33.81 2,704.73 5297 CONF FA ADMINSTRATIVE ANALYST I 0 30.55 2,444.05 1 32.08 2,566.27 2 33.68 2,694.56 3 35.37 2,829.29 4 37.13 2,970.75 5296 CONF FA ADMINSTRATIVE ANALYST II 0 33.61 2,688.45 1 35.29 2,822.87 2 37.05 2,964.02 3 38.90 3,112.24 4 40.85 3,267.83 5277 CONF FA ANALYST 0 23.35 1,867.66 1 24.51 1,961.04 2 25.74 2,059.10 3 27.03 2,162.05 4 28.38 2,270.16 5455 MMUC FA CYBER SECURITY PROG MGR 0 45.19 3,614.84 1 47.44 3,795.57 2 49.82 3,985.35 3 52.31 4,184.62 4 54.92 4,393.85 2021/09/14 City Council Post Agenda Page 347 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 22 of 68 Approved and Adopted: Resolution No.: 5465 SM FA DEPUTY DIRECTOR OF LECC 0 49.78 3,982.35 1 52.27 4,181.47 2 54.88 4,390.54 3 57.63 4,610.06 4 60.51 4,840.58 5463 SM FA DEPUTY EXECUTIVE DIRECTOR 0 54.63 4,370.13 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 66.40 5,311.92 5274 SM FA DIRECTOR OF SD LECC 0 64.26 5,140.50 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 78.10 6,248.31 5286 CONF FA EXECUTIVE ASSISTANT 0 29.91 2,392.81 1 31.41 2,512.46 2 32.98 2,638.09 3 34.62 2,769.98 4 36.36 2,908.49 5461 EXEC FA EXECUTIVE DIRECTOR 0 60.19 4,815.34 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 73.16 5,853.08 5493 MMUC FA FINANCE MANAGER 0 49.65 3,971.63 1 52.13 4,170.20 2 54.73 4,378.71 3 57.47 4,597.64 4 60.34 4,827.53 5439 PRUC FA GEOSPATIAL INTEL ANALYST 0 43.09 3,447.05 1 45.24 3,619.41 2 47.50 3,800.39 3 49.88 3,990.40 4 52.37 4,189.92 2021/09/14 City Council Post Agenda Page 348 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 23 of 68 Approved and Adopted: Resolution No.: 5289 CONF FA GRAPHIC DESIGNER/WEBMASTER 0 31.60 2,528.18 1 33.18 2,654.59 2 34.84 2,787.32 3 36.58 2,926.68 4 38.41 3,073.03 5453 MMUC FA INFO SYSTEMS PROGRAM MGR 0 50.26 4,021.01 1 52.78 4,222.06 2 55.41 4,433.15 3 58.19 4,654.81 4 61.09 4,887.56 5485 CONF FA INTEL ANLYT 0 31.60 2,528.18 1 33.18 2,654.59 2 34.84 2,787.32 3 36.58 2,926.68 4 38.41 3,073.03 5491 SM FA IVDC-LECC EXEC DIRECTOR 0 54.14 4,331.09 1 56.85 4,547.63 2 59.69 4,775.01 3 62.67 5,013.75 4 65.81 5,264.44 5440 MMUC FA LECC INFO TECH MANAGER 0 45.96 3,676.86 1 48.26 3,860.70 2 50.67 4,053.74 3 53.21 4,256.42 4 55.87 4,469.24 5278 CONF FA MANAGEMENT ASSISTANT 0 28.49 2,278.88 1 29.91 2,392.81 2 31.41 2,512.47 3 32.98 2,638.10 4 34.62 2,769.99 5443 PRUC FA MICROCOMPUTER SPECIALIST 0 37.37 2,989.52 1 39.24 3,138.99 2 41.20 3,295.94 3 43.26 3,460.74 4 45.42 3,633.77 2021/09/14 City Council Post Agenda Page 349 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 24 of 68 Approved and Adopted: Resolution No.: 5292 PRUC FA NETWORK ADMINISTRATOR I 0 37.61 3,008.60 1 39.49 3,159.03 2 41.46 3,316.98 3 43.54 3,482.83 4 45.71 3,656.98 5294 PRUC FA NETWORK ADMINISTRATOR II 0 41.37 3,309.47 1 43.44 3,474.95 2 45.61 3,648.69 3 47.89 3,831.13 4 50.28 4,022.69 5457 PRUC FA NETWORK ADMINISTRATOR III 0 43.57 3,485.73 1 45.75 3,660.02 2 48.04 3,843.01 3 50.44 4,035.17 4 52.96 4,236.93 5444 PRUC FA PROGRAM ANALYST 0 44.58 3,566.58 1 46.81 3,744.91 2 49.15 3,932.16 3 51.61 4,128.77 4 54.19 4,335.21 5451 CONF FA PROGRAM ASSISTANT 0 22.76 1,820.40 1 23.89 1,911.41 2 25.09 2,007.00 3 26.34 2,107.35 4 27.66 2,212.71 5452 PRUC FA PROGRAM ASSISTANT SUPV 0 32.43 2,594.00 1 34.05 2,723.70 2 35.75 2,859.88 3 37.54 3,002.88 4 39.41 3,153.01 5445 SM FA PROGRAM MANAGER 0 49.78 3,982.35 1 52.34 4,186.90 2 54.88 4,390.54 3 57.63 4,610.06 4 60.51 4,840.58 2021/09/14 City Council Post Agenda Page 350 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 25 of 68 Approved and Adopted: Resolution No.: 5497 MMUC FA PUBLIC-PRVT PART EXER MGR 0 46.74 3,739.50 1 49.08 3,926.47 2 51.53 4,122.79 3 54.11 4,328.94 4 56.82 4,545.39 5284 CONF FA RCFL NETWORK ENGINEER 0 36.67 2,933.88 1 38.51 3,080.57 2 40.43 3,234.61 3 42.45 3,396.33 4 44.58 3,566.15 5495 PRUC FA SENIOR FINANCIAL ANALYST 0 34.94 2,794.93 1 36.68 2,934.67 2 38.52 3,081.42 3 40.44 3,235.48 4 42.47 3,397.26 5483 PRUC FA SENIOR INTELLIGENCE ANALYST 0 36.79 2,943.35 1 38.63 3,090.52 2 40.56 3,245.05 3 42.59 3,407.30 4 44.72 3,577.66 5454 CONF FA SENIOR PROGRAM ASSISTANT 0 27.07 2,165.81 1 28.43 2,274.10 2 29.85 2,387.81 3 31.34 2,507.21 4 32.91 2,632.57 5477 CONF FA SENIOR SECRETARY 0 23.41 1,872.67 1 24.58 1,966.30 2 25.81 2,064.61 3 27.10 2,167.85 4 28.45 2,276.24 5481 PRUC FA SUPERVISORY INTEL ANALYST 0 40.47 3,237.69 1 42.49 3,399.57 2 44.62 3,569.55 3 46.85 3,748.03 4 49.19 3,935.43 2021/09/14 City Council Post Agenda Page 351 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 26 of 68 Approved and Adopted: Resolution No.: 4051 SM FAC FINANCE MANAGER 0 48.27 3,861.56 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 58.67 4,693.75 6425 MM FACILITIES MANAGER 0 44.78 3,582.24 1 47.02 3,761.35 2 49.37 3,949.42 3 51.84 4,146.89 4 54.43 4,354.24 7471 ACE FIELD MAINTENANCE SPECIALIST 0 22.02 1,761.60 1 23.12 1,849.68 2 24.28 1,942.16 3 25.49 2,039.27 4 26.77 2,141.24 3623 SM FINANCE MGR 0 54.92 4,393.69 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 66.76 5,340.56 3624 SM FINANCE MGR (CPA) 0 60.41 4,833.06 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 73.43 5,874.62 6521 ACE FIRE APPARATUS MECHANIC 0 33.72 2,697.55 1 35.41 2,832.42 2 37.18 2,974.05 3 39.03 3,122.75 4 40.99 3,278.89 5511 IAFF FIRE BATTALION CHIEF - A 0 37.76 4,229.36 1 39.65 4,440.83 2 41.63 4,662.87 3 43.71 4,896.01 4 45.90 5,140.81 2021/09/14 City Council Post Agenda Page 352 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 27 of 68 Approved and Adopted: Resolution No.: 5513 IAFF FIRE BATTALION CHIEF - C 0 52.87 4,229.36 1 55.51 4,440.83 2 58.29 4,662.87 3 61.20 4,896.01 4 64.26 5,140.81 5583 IAFF FIRE CAPTAIN - A 0 30.31 3,394.98 1 31.83 3,564.72 2 33.42 3,742.96 3 35.09 3,930.11 4 36.84 4,126.61 5582 IAFF FIRE CAPTAIN - B 0 40.42 3,394.98 1 42.44 3,564.72 2 44.56 3,742.96 3 46.79 3,930.11 4 49.13 4,126.61 5581 IAFF FIRE CAPTAIN - C 0 42.44 3,394.98 1 44.56 3,564.72 2 46.79 3,742.96 3 49.13 3,930.11 4 51.58 4,126.61 5501 EXEC FIRE CHIEF 0 85.68 6,854.73 1 0.00 0.00 2 101.56 8,125.15 3 0.00 0.00 4 104.14 8,331.59 5507 MMUC FIRE DIVISION CHIEF 0 65.45 5,235.91 1 68.72 5,497.70 2 72.16 5,772.59 3 75.77 6,061.21 4 79.55 6,364.27 5603 IAFF FIRE ENGINEER - A 0 25.84 2,894.63 1 27.14 3,039.36 2 28.49 3,191.33 3 29.92 3,350.89 4 31.41 3,518.44 2021/09/14 City Council Post Agenda Page 353 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 28 of 68 Approved and Adopted: Resolution No.: 5601 IAFF FIRE ENGINEER - C 0 36.18 2,894.63 1 37.99 3,039.36 2 39.89 3,191.33 3 41.89 3,350.89 4 43.98 3,518.44 5530 IAFF FIRE INSPECTOR/INVESTIGATOR I 0 30.60 2,448.07 1 32.13 2,570.47 2 33.74 2,699.00 3 35.42 2,833.95 4 37.20 2,975.65 5534 UCHR FIRE INSPECTOR/INVESTIGATOR I 0 30.60 0.00 1 32.13 0.00 2 33.74 0.00 3 35.42 0.00 4 37.20 0.00 5531 IAFF FIRE INSPECTOR/INVESTIGATOR II 0 33.66 2,692.87 1 35.34 2,827.51 2 37.11 2,968.89 3 38.97 3,117.33 4 40.92 3,273.20 5532 UCHR FIRE INSPECTOR/INVESTIGATOR II 0 33.66 0.00 1 35.34 0.00 2 37.11 0.00 3 38.97 0.00 4 40.92 0.00 5533 UCHR FIRE PREVENTION AIDE 0 14.82 0.00 1 15.57 0.00 2 16.34 0.00 3 17.16 0.00 4 18.02 0.00 5528 IAFF FIRE PREVENTION ENG/INVSTGTR 0 40.60 3,247.92 1 42.63 3,410.32 2 44.76 3,580.83 3 47.00 3,759.88 4 49.35 3,947.87 2021/09/14 City Council Post Agenda Page 354 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 29 of 68 Approved and Adopted: Resolution No.: 5537 ACE FIRE PREVENTION SPECIALIST 0 25.75 2,060.04 1 27.04 2,163.04 2 28.39 2,271.20 3 29.81 2,384.76 4 31.37 2,509.99 5625 ACE FIRE RECRUIT 0 24.50 1,959.62 1 25.72 2,057.60 5623 IAFF FIREFIGHTER - A 0 21.97 2,460.12 1 23.06 2,583.13 2 24.22 2,712.28 3 25.43 2,847.90 4 26.70 2,990.29 5621 IAFF FIREFIGHTER - C 0 30.75 2,460.12 1 32.29 2,583.13 2 33.90 2,712.28 3 35.60 2,847.90 4 37.38 2,990.29 5613 IAFF FIREFIGHTER/PARAMEDIC - A 0 25.26 2,829.14 1 26.52 2,970.60 2 27.85 3,119.13 3 29.24 3,275.08 4 30.70 3,438.84 5612 IAFF FIREFIGHTER/PARAMEDIC - B 0 33.68 2,829.14 1 35.36 2,970.60 2 37.13 3,119.13 3 38.99 3,275.08 4 40.94 3,438.84 5611 IAFF FIREFIGHTER/PARAMEDIC - C 0 35.36 2,829.14 1 37.13 2,970.60 2 38.99 3,119.13 3 40.94 3,275.08 4 42.99 3,438.84 2021/09/14 City Council Post Agenda Page 355 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 30 of 68 Approved and Adopted: Resolution No.: 0216 PRCF FISCAL AND MANAGEMENT ANALYST 0 46.04 3,683.33 1 48.34 3,867.50 2 50.76 4,060.86 3 53.30 4,263.92 4 55.96 4,477.12 3627 MMCF FISCAL DEBT MGMT ANALYST 0 46.04 3,683.33 1 48.34 3,867.50 2 50.76 4,060.86 3 53.30 4,263.92 4 55.96 4,477.12 0169 ACE FISCAL OFFICE SPECIALIST 0 20.31 1,625.05 1 21.33 1,706.31 2 22.40 1,791.62 3 23.51 1,881.19 4 24.69 1,975.25 0170 UCHR FISCAL OFFICE SPECIALIST 0 20.31 0.00 1 21.33 0.00 2 22.40 0.00 3 23.51 0.00 4 24.69 0.00 6513 ACE FLEET INVENTORY CONTROL SPEC 0 26.88 2,150.63 1 28.23 2,258.16 2 29.64 2,371.06 3 31.12 2,489.60 4 32.68 2,614.10 6501 MM FLEET MANAGER 0 43.67 3,493.88 1 45.86 3,668.57 2 48.15 3,852.00 3 50.56 4,044.60 4 53.09 4,246.83 5114 ACE FORENSICS SPECIALIST 0 32.21 2,577.08 1 33.82 2,705.93 2 35.52 2,841.26 3 37.29 2,983.30 4 39.16 3,132.47 2021/09/14 City Council Post Agenda Page 356 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 31 of 68 Approved and Adopted: Resolution No.: 6629 UCHR GARDENER (SEASONAL) 0 18.19 0.00 1 19.10 0.00 2 20.06 0.00 3 21.06 0.00 4 22.11 0.00 3079 MM GIS MANAGER 0 44.77 3,581.51 1 47.01 3,760.58 2 49.36 3,948.60 3 51.83 4,146.03 4 54.42 4,353.34 3081 ACE GIS SPECIALIST 0 32.77 2,621.35 1 34.41 2,752.42 2 36.13 2,890.04 3 37.93 3,034.54 4 39.83 3,186.27 2775 ACE GRAPHIC DESIGNER 0 28.74 2,299.00 1 30.17 2,413.94 2 31.68 2,534.64 3 33.27 2,661.38 4 34.93 2,794.43 4093 SM HOUSING MANAGER 0 56.77 4,541.20 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 68.46 5,476.66 3310 PRCF HUMAN RESOURCES ANALYST 0 35.54 2,843.12 1 37.32 2,985.27 2 39.18 3,134.54 3 41.14 3,291.26 4 43.20 3,455.83 3312 UCHR HUMAN RESOURCES ANALYST 0 35.54 0.00 1 37.32 0.00 2 39.18 0.00 3 41.14 0.00 4 43.20 0.00 2021/09/14 City Council Post Agenda Page 357 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 32 of 68 Approved and Adopted: Resolution No.: 3331 SM HUMAN RESOURCES MANAGER 0 58.46 4,676.87 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 71.06 5,684.54 3314 UCHR HUMAN RESOURCES TECHNICIAN 0 26.16 0.00 1 27.47 0.00 2 28.85 0.00 3 30.29 0.00 4 31.80 0.00 3315 CONF HUMAN RESOURCES TECHNICIAN 0 26.16 2,093.17 1 27.47 2,197.83 2 28.85 2,307.72 3 30.29 2,423.10 4 31.80 2,544.26 6430 ACE HVAC TECHNICIAN 0 29.31 2,344.50 1 30.77 2,461.73 2 32.31 2,584.81 3 33.93 2,714.05 4 35.62 2,849.76 5104 SM INFO TECHNOLOGY MANAGER 0 56.19 4,495.17 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 67.43 5,394.42 3014 PROF INFO TECHNOLOGY SPECIALIST 0 36.64 2,930.90 1 38.47 3,077.44 2 40.39 3,231.31 3 42.41 3,392.88 4 44.53 3,562.52 3017 ACE INFO TECHNOLOGY TECHNICIAN 0 28.19 2,255.47 1 29.60 2,368.25 2 31.08 2,486.66 3 32.64 2,610.99 4 34.27 2,741.54 2021/09/14 City Council Post Agenda Page 358 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 33 of 68 Approved and Adopted: Resolution No.: 3018 UCHR INFO TECHNOLOGY TECHNICIAN 0 28.19 0.00 1 29.60 0.00 2 31.08 0.00 3 32.64 0.00 4 34.27 0.00 0269 UCHR INTERN - GRADUATE 0 0.00 0.00 1 14.03 0.00 2 14.70 0.00 3 15.43 0.00 4 16.20 0.00 0267 UCHR INTERN - UNDERGRADUATE 0 0.00 0.00 1 0.00 0.00 2 0.00 0.00 3 14.03 0.00 4 14.73 0.00 4480 PROF LANDSCAPE ARCHITECT 0 39.92 3,193.61 1 41.92 3,353.29 2 44.01 3,520.96 3 46.21 3,697.00 4 48.52 3,881.85 6291 ACE LANDSCAPE INSPECTOR 0 31.38 2,510.15 1 32.95 2,635.64 2 34.59 2,767.43 3 36.32 2,905.79 4 38.14 3,051.09 4482 ACE LANDSCAPE PLANNER I 0 32.66 2,612.90 1 34.29 2,743.55 2 36.01 2,880.73 3 37.81 3,024.76 4 39.70 3,176.00 4483 ACE LANDSCAPE PLANNER II 0 35.93 2,874.19 1 37.72 3,017.90 2 39.61 3,168.80 3 41.59 3,327.24 4 43.67 3,493.60 2021/09/14 City Council Post Agenda Page 359 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 34 of 68 Approved and Adopted: Resolution No.: 5111 ACE LATENT PRINT EXAMINER 0 37.05 2,963.66 1 38.90 3,111.85 2 40.84 3,267.43 3 42.89 3,430.81 4 45.03 3,602.33 5112 UCHR LATENT PRINT EXAMINER 0 37.05 0.00 1 38.90 0.00 2 40.84 0.00 3 42.89 0.00 4 45.03 0.00 2465 MMUC LAW OFFICE MANAGER 0 37.44 2,995.30 1 39.31 3,145.07 2 41.28 3,302.32 3 43.34 3,467.45 4 45.51 3,640.82 6663 ACE LEAD CUSTODIAN 0 21.87 1,749.92 1 22.97 1,837.41 2 24.12 1,929.29 3 25.32 2,025.75 4 26.59 2,127.04 0183 CONF LEGAL ASSISTANT 0 27.44 2,195.31 1 28.81 2,305.08 2 30.25 2,420.34 3 31.77 2,541.34 4 33.36 2,668.41 7075 ACE LIBRARIAN I 0 27.66 2,212.44 1 29.04 2,323.06 2 30.49 2,439.22 3 32.01 2,561.18 4 33.62 2,689.24 7076 UCHR LIBRARIAN I 0 27.66 0.00 1 29.04 0.00 2 30.49 0.00 3 32.01 0.00 4 33.62 0.00 2021/09/14 City Council Post Agenda Page 360 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 35 of 68 Approved and Adopted: Resolution No.: 7073 ACE LIBRARIAN II 0 30.42 2,433.68 1 31.94 2,555.37 2 33.54 2,683.14 3 35.22 2,817.29 4 36.98 2,958.16 7074 UCHR LIBRARIAN II 0 30.42 0.00 1 31.94 0.00 2 33.54 0.00 3 35.22 0.00 4 36.98 0.00 7071 ACE LIBRARIAN III 0 33.46 2,677.05 1 35.14 2,810.91 2 36.89 2,951.45 3 38.74 3,099.02 4 40.67 3,253.98 7181 UCHR LIBRARY AIDE 0 0.00 0.00 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 14.00 0.00 7157 ACE LIBRARY ASSISTANT 0 18.74 1,499.29 1 19.68 1,574.27 2 20.66 1,652.97 3 21.70 1,735.62 4 22.78 1,822.41 7091 ACE LIBRARY ASSOCIATE 0 23.69 1,894.94 1 24.87 1,989.69 2 26.11 2,089.18 3 27.42 2,193.64 4 28.79 2,303.33 7092 UCHR LIBRARY ASSOCIATE 0 23.69 0.00 1 24.87 0.00 2 26.11 0.00 3 27.42 0.00 4 28.79 0.00 2021/09/14 City Council Post Agenda Page 361 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 36 of 68 Approved and Adopted: Resolution No.: 7025 MM LIBRARY DIGITAL SERVICES MGR 0 43.40 3,471.90 1 45.57 3,645.49 2 47.85 3,827.76 3 50.24 4,019.16 4 52.75 4,220.12 7029 MM LIBRARY OPERATIONS MANAGER 0 49.93 3,994.48 1 52.43 4,194.21 2 55.05 4,403.91 3 57.80 4,624.11 4 60.69 4,855.31 7121 ACE LIBRARY TECHNICIAN 0 21.55 1,724.20 1 22.63 1,810.41 2 23.76 1,900.94 3 24.95 1,995.98 4 26.20 2,095.77 7587 UCHR LIFEGUARD I 0 0.00 0.00 1 14.52 0.00 2 15.24 0.00 3 16.00 0.00 4 16.80 0.00 7585 UCHR LIFEGUARD II 0 15.21 0.00 1 15.97 0.00 2 16.77 0.00 3 17.60 0.00 4 18.48 0.00 6443 ACE LOCKSMITH 0 27.38 2,190.39 1 28.75 2,299.90 2 30.19 2,414.90 3 31.70 2,535.65 4 33.28 2,662.44 6377 ACE MAINTENANCE WORKER I 0 20.58 1,646.29 1 21.61 1,728.61 2 22.69 1,815.04 3 23.82 1,905.79 4 25.01 2,001.08 2021/09/14 City Council Post Agenda Page 362 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 37 of 68 Approved and Adopted: Resolution No.: 6379 UCHR MAINTENANCE WORKER I 0 20.58 0.00 1 21.61 0.00 2 22.69 0.00 3 23.82 0.00 4 25.01 0.00 6373 ACE MAINTENANCE WORKER II 0 22.64 1,810.92 1 23.77 1,901.47 2 24.96 1,996.54 3 26.20 2,096.37 4 27.51 2,201.19 0228 ACE MANAGEMENT ANALYST I 0 31.13 2,490.30 1 32.69 2,614.81 2 34.32 2,745.56 3 36.04 2,882.84 4 37.84 3,026.97 0228 CONF MANAGEMENT ANALYST I 0 31.13 2,490.30 1 32.69 2,614.81 2 34.32 2,745.56 3 36.04 2,882.84 4 37.84 3,026.97 0229 ACE MANAGEMENT ANALYST I 0 31.13 2,490.30 1 32.69 2,614.81 2 34.32 2,745.56 3 36.04 2,882.84 4 37.84 3,026.97 0224 CONF MANAGEMENT ANALYST II 0 34.24 2,739.33 1 35.95 2,876.30 2 37.75 3,020.10 3 39.64 3,171.11 4 41.62 3,329.66 0227 ACE MANAGEMENT ANALYST II 0 34.24 2,739.33 1 35.95 2,876.30 2 37.75 3,020.10 3 39.64 3,171.11 4 41.62 3,329.66 2021/09/14 City Council Post Agenda Page 363 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 38 of 68 Approved and Adopted: Resolution No.: 2781 SM MARKETING & COMMUNICATIONS MGR 0 58.65 4,692.00 1 0.00 0.00 2 60.30 4,824.35 3 0.00 0.00 4 71.29 5,703.16 2001 MY MAYOR 0 0.00 0.00 Eff. 7/1/2021 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 71.02 5,681.82 6550 ACE MECHANIC ASSISTANT 0 22.09 1,766.93 1 23.19 1,855.27 2 24.35 1,948.04 3 25.57 2,045.44 4 26.85 2,147.71 5569 ACE MULTIMEDIA PRODUCTON SPCLST 0 27.66 2,212.98 1 29.05 2,323.63 2 30.50 2,439.81 3 32.02 2,561.80 4 33.62 2,689.89 0160 UCHR OFFICE SPECIALIST 0 19.35 0.00 1 20.31 0.00 2 21.33 0.00 3 22.39 0.00 4 23.51 0.00 0161 ACE OFFICE SPECIALIST 0 19.35 1,547.64 1 20.31 1,625.02 2 21.33 1,706.28 3 22.39 1,791.59 4 23.51 1,881.16 0162 ACE OFFICE SPECIALIST-MAYOR 0 19.35 1,547.64 1 20.31 1,625.02 2 21.33 1,706.28 3 22.39 1,791.59 4 23.51 1,881.16 2021/09/14 City Council Post Agenda Page 364 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 39 of 68 Approved and Adopted: Resolution No.: 6311 ACE OPEN SPACE INSPECTOR 0 34.51 2,761.15 1 36.24 2,899.21 2 38.05 3,044.17 3 39.95 3,196.38 4 41.95 3,356.20 6302 MM OPEN SPACE MANAGER 0 42.33 3,386.62 1 44.45 3,555.95 2 46.67 3,733.75 3 49.01 3,920.44 4 51.46 4,116.47 3025 MM OPERATIONS AND TELECOMM MGR 0 44.77 3,581.50 1 47.01 3,760.57 2 49.36 3,948.59 3 51.83 4,146.02 4 54.42 4,353.33 6434 ACE PAINTER 0 26.14 2,090.84 1 27.44 2,195.37 2 28.81 2,305.14 3 30.26 2,420.41 4 31.77 2,541.42 2475 CONF PARALEGAL 0 29.45 2,355.90 1 30.92 2,473.69 2 32.47 2,597.38 3 34.09 2,727.25 4 35.80 2,863.61 2476 UCHR PARALEGAL 0 29.16 0.00 1 30.62 0.00 2 32.15 0.00 3 33.76 0.00 4 35.45 0.00 5655 NIAF PARAMEDIC (NON-SAFETY) 0 16.80 1 17.64 2 18.52 3 19.45 4 20.42 2021/09/14 City Council Post Agenda Page 365 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 40 of 68 Approved and Adopted: Resolution No.: 5656 UCHR PARAMEDIC (NS/HRLY) 0 16.80 0.00 1 17.64 0.00 2 18.52 0.00 3 19.45 0.00 4 20.42 0.00 7434 UCHR PARK RANGER 0 0.00 0.00 1 0.00 0.00 2 14.61 0.00 3 15.34 0.00 4 16.10 0.00 7431 PROF PARK RANGER PROGRAM MANAGER 0 39.92 3,193.60 1 41.92 3,353.28 2 44.01 3,520.94 3 46.21 3,696.99 4 48.52 3,881.84 7441 ACE PARK RANGER SUPERVISOR 0 33.34 2,667.23 1 35.01 2,800.58 2 36.76 2,940.62 3 38.60 3,087.65 4 40.53 3,242.03 5152 UCHR PARKING ENFORCEMENT OFFICER 0 20.83 0.00 1 21.87 0.00 2 22.96 0.00 3 24.11 0.00 4 25.31 0.00 5154 ACE PARKING ENFORCEMENT OFFICER 0 20.83 1,666.09 1 21.87 1,749.39 2 22.96 1,836.86 3 24.11 1,928.70 4 25.31 2,025.14 3693 ACE PARKING METER TECHNICIAN 0 22.91 1,832.70 1 24.05 1,924.33 2 25.26 2,020.55 3 26.52 2,121.57 4 27.85 2,227.65 2021/09/14 City Council Post Agenda Page 366 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 41 of 68 Approved and Adopted: Resolution No.: 7407 SM PARKS & RECREATION ADM 0 58.70 4,696.12 1 61.64 4,930.91 2 64.72 5,177.47 3 67.95 5,436.33 4 71.35 5,708.15 6619 ACE PARKS MAINT WORKER I 0 20.61 1,648.55 1 21.64 1,730.97 2 22.72 1,817.52 3 23.86 1,908.40 4 25.05 2,003.82 6617 ACE PARKS MAINT WORKER II 0 22.67 1,813.40 1 23.80 1,904.07 2 24.99 1,999.28 3 26.24 2,099.24 4 27.55 2,204.20 6604 MM PARKS MANAGER 0 42.34 3,386.86 1 44.45 3,556.20 2 46.68 3,734.01 3 49.01 3,920.71 4 51.46 4,116.74 6605 ACE PARKS SUPERVISOR 0 33.34 2,667.23 1 35.01 2,800.58 2 36.76 2,940.62 3 38.60 3,087.65 4 40.53 3,242.03 5061 POA PEACE OFFICER 0 40.36 3,228.44 1 42.37 3,389.87 2 44.49 3,559.35 3 46.72 3,737.32 4 49.05 3,924.18 4731 MM PLAN CHECK SUPERVISOR 0 48.89 3,911.50 1 51.34 4,107.07 2 53.91 4,312.43 3 56.60 4,528.05 4 59.43 4,754.44 2021/09/14 City Council Post Agenda Page 367 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 42 of 68 Approved and Adopted: Resolution No.: 4753 ACE PLAN CHECK TECHNICIAN 0 30.01 2,401.00 1 31.51 2,521.05 2 33.09 2,647.10 3 34.74 2,779.46 4 36.48 2,918.43 4727 SM PLANNING MANAGER 0 62.06 4,964.69 1 0.00 0.00 2 0.00 0.00 3 66.96 5,356.97 4 74.87 5,989.33 4527 ACE PLANNING TECHNICIAN 0 24.66 1,972.78 1 25.89 2,071.40 2 27.19 2,174.97 3 28.55 2,283.73 4 29.97 2,397.91 6432 ACE PLUMBER 0 29.31 2,344.50 1 30.77 2,461.73 2 32.31 2,584.81 3 33.93 2,714.05 4 35.62 2,849.76 5025 SM POLICE ADMIN SRVCS ADMNSTRTR 0 57.00 4,560.10 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 69.28 5,542.64 5051 POA POLICE AGENT 0 44.44 3,555.03 1 46.66 3,732.78 2 48.99 3,919.42 3 51.44 4,115.38 4 54.01 4,321.15 5022 SM POLICE CAPTAIN 0 77.79 6,223.17 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 94.55 7,564.00 2021/09/14 City Council Post Agenda Page 368 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 43 of 68 Approved and Adopted: Resolution No.: 5258 ACE POLICE COMM RELATIONS SPEC 0 26.35 2,107.60 1 27.66 2,212.98 2 29.05 2,323.63 3 30.50 2,439.81 4 32.02 2,561.80 5185 MM POLICE COMMUNICATIONS SYS MGR 0 44.77 3,581.90 1 47.01 3,761.00 2 49.36 3,949.04 3 51.83 4,146.49 4 54.42 4,353.82 5187 UCHR POLICE DISPATCH CALLTAKER 0 20.66 0.00 1 21.69 0.00 2 22.78 0.00 3 23.92 0.00 4 25.11 0.00 5180 UCHR POLICE DISPATCHER 0 29.14 0.00 1 30.60 0.00 2 32.13 0.00 3 33.73 0.00 4 35.42 0.00 5181 ACE POLICE DISPATCHER 0 29.14 2,331.32 1 30.60 2,447.89 2 32.13 2,570.28 3 33.73 2,698.79 4 35.42 2,833.73 5183 ACE POLICE DISPATCHER SUPERVISOR 0 33.91 2,712.98 1 35.61 2,848.63 2 37.39 2,991.06 3 39.26 3,140.62 4 41.22 3,297.65 5179 ACE POLICE DISPATCHER TRAINEE 0 26.49 2,119.38 1 27.82 2,225.35 2 29.21 2,336.62 3 30.67 2,453.45 4 32.20 2,576.12 2021/09/14 City Council Post Agenda Page 369 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 44 of 68 Approved and Adopted: Resolution No.: 5191 ACE POLICE FACILITY & SUPPLY COORD 0 26.88 2,150.63 1 28.23 2,258.16 2 29.64 2,371.06 3 31.12 2,489.60 4 32.68 2,614.10 5031 POA POLICE LIEUTENANT 0 61.34 4,907.59 1 64.41 5,152.97 2 67.63 5,410.61 3 71.01 5,681.15 4 74.57 5,965.20 5203 ACE POLICE RECORDS & SUPPORT SUPV 0 26.08 2,086.23 1 27.38 2,190.54 2 28.75 2,300.07 3 30.19 2,415.07 4 31.70 2,535.82 0165 ACE POLICE RECORDS SPECIALIST 0 19.72 1,577.49 1 20.70 1,656.36 2 21.74 1,739.18 3 22.83 1,826.14 4 23.97 1,917.45 0166 UCHR POLICE RECORDS SPECIALIST 0 19.72 0.00 1 20.70 0.00 2 21.74 0.00 3 22.83 0.00 4 23.97 0.00 5071 ACE POLICE RECRUIT 0 31.31 2,504.46 1 32.87 2,629.67 2 0.00 0.00 3 0.00 0.00 4 0.00 0.00 5041 POA POLICE SERGEANT 0 51.12 4,089.35 1 53.67 4,293.82 2 56.36 4,508.52 3 59.17 4,733.93 4 62.13 4,970.63 2021/09/14 City Council Post Agenda Page 370 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 45 of 68 Approved and Adopted: Resolution No.: 5131 ACE POLICE SERVICES OFFICER 0 27.49 2,199.23 1 28.86 2,309.19 2 30.31 2,424.65 3 31.82 2,545.89 4 33.41 2,673.18 5133 UCHR POLICE SERVICES OFFICER 0 27.49 0.00 1 28.86 0.00 2 30.31 0.00 3 31.82 0.00 4 33.41 0.00 5132 ACE POLICE SERVICES OFFICER SUPV 0 31.61 2,529.12 1 33.19 2,655.57 2 34.85 2,788.35 3 36.60 2,927.77 4 38.43 3,074.16 5415 ACE POLICE SERVICES TECHNICIAN 0 24.83 1,986.28 1 26.07 2,085.60 2 27.37 2,189.89 3 28.74 2,299.37 4 30.18 2,414.35 5207 UCHR POLICE SUPPORT SERVICES AIDE 0 0.00 0.00 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 14.00 0.00 5205 MM POLICE SUPPORT SERVICES MGR 0 43.34 3,466.91 1 45.50 3,640.26 2 47.78 3,822.27 3 50.17 4,013.38 4 52.68 4,214.05 5209 MM POLICE TECHNOLOGY MANAGER 0 44.77 3,581.51 1 47.01 3,760.58 2 49.36 3,948.60 3 51.83 4,146.03 4 54.42 4,353.34 2021/09/14 City Council Post Agenda Page 371 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 46 of 68 Approved and Adopted: Resolution No.: 5107 ACE POLICE TECHNOLOGY SPECIALIST 0 39.25 3,140.18 1 41.21 3,297.19 2 43.28 3,462.05 3 45.44 3,635.14 4 47.71 3,816.90 2013 PRUC POLICY AIDE 0 29.94 2,394.82 1 31.43 2,514.57 2 33.00 2,640.29 3 34.65 2,772.30 4 36.39 2,910.92 6021 MM PRINCIPAL CIVIL ENGINEER 0 53.67 4,293.61 1 56.35 4,508.29 2 59.17 4,733.71 3 62.13 4,970.39 4 65.24 5,218.91 3305 MMCF PRINCIPAL HR ANALYST 0 47.21 3,776.41 1 49.57 3,965.23 2 52.04 4,163.49 3 54.65 4,371.66 4 57.38 4,590.23 4486 MM PRINCIPAL LANDSCAPE ARCHITECT 0 49.90 3,992.38 1 52.40 4,192.00 2 55.02 4,401.60 3 57.77 4,621.68 4 60.66 4,852.76 7051 MM PRINCIPAL LIBRARIAN 0 43.40 3,471.90 1 45.57 3,645.49 2 47.85 3,827.76 3 50.24 4,019.16 4 52.75 4,220.12 0208 PROF PRINCIPAL MANAGEMENT ANALYST 0 41.89 3,350.99 1 43.98 3,518.54 2 46.18 3,694.46 3 48.49 3,879.19 4 50.91 4,073.15 2021/09/14 City Council Post Agenda Page 372 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 47 of 68 Approved and Adopted: Resolution No.: 0214 PRCF PRINCIPAL MANAGEMENT ANALYST 0 41.89 3,350.99 1 43.98 3,518.54 2 46.18 3,694.46 3 48.49 3,879.19 4 50.91 4,073.15 4431 MM PRINCIPAL PLANNER 0 49.90 3,992.38 1 52.40 4,192.00 2 55.02 4,401.60 3 57.77 4,621.68 4 60.66 4,852.76 4212 PROF PRINCIPAL PROJECT COORDINATOR 0 49.90 3,992.38 1 52.40 4,192.00 2 55.02 4,401.60 3 57.77 4,621.68 4 60.66 4,852.76 7410 MM PRINCIPAL RECREATION MANAGER 0 42.34 3,386.84 1 44.45 3,556.18 2 46.67 3,733.99 3 49.01 3,920.69 4 51.46 4,116.72 6020 MM PRINCIPAL TRAFFIC ENGINEER 0 53.67 4,293.61 1 56.35 4,508.29 2 59.17 4,733.71 3 62.13 4,970.39 4 65.24 5,218.91 3717 MM PROCUREMENT SERVICES ANALYST 0 40.34 3,226.94 1 42.35 3,388.30 2 44.47 3,557.71 3 46.70 3,735.60 4 49.03 3,922.37 3721 ACE PROCUREMENT SPECIALIST 0 30.51 2,440.59 1 32.03 2,562.60 2 33.63 2,690.72 3 35.32 2,825.27 4 37.08 2,966.53 2021/09/14 City Council Post Agenda Page 373 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 48 of 68 Approved and Adopted: Resolution No.: 3090 PROF PROGRAMMER ANALYST 0 38.70 3,095.67 1 40.63 3,250.45 2 42.66 3,412.98 3 44.80 3,583.63 4 47.04 3,762.81 4217 ACE PROJECT COORDINATOR I 0 32.66 2,612.90 1 34.29 2,743.55 2 36.01 2,880.73 3 37.81 3,024.76 4 39.70 3,176.00 4218 UCHR PROJECT COORDINATOR I 0 32.66 0.00 1 34.29 0.00 2 36.01 0.00 3 37.81 0.00 4 39.70 0.00 4215 ACE PROJECT COORDINATOR II 0 35.93 2,874.19 1 37.72 3,017.90 2 39.61 3,168.80 3 41.59 3,327.24 4 43.67 3,493.60 5127 ACE PROPERTY AND EVIDENCE SPEC 0 21.81 1,744.93 1 22.90 1,832.18 2 24.05 1,923.79 3 25.25 2,019.98 4 26.51 2,120.98 5128 UCHR PROPERTY AND EVIDENCE SPEC 0 21.81 0.00 1 22.90 0.00 2 24.05 0.00 3 25.25 0.00 4 26.51 0.00 2782 CONF PUBLIC INFORMATION SPECIALIST 0 30.71 2,456.82 1 32.25 2,579.69 2 33.86 2,708.65 3 35.55 2,844.09 4 37.33 2,986.29 2021/09/14 City Council Post Agenda Page 374 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 49 of 68 Approved and Adopted: Resolution No.: 2783 ACE PUBLIC INFORMATION SPECIALIST 0 30.71 2,456.82 1 32.25 2,579.69 2 33.86 2,708.65 3 35.55 2,844.09 4 37.33 2,986.29 5254 ACE PUBLIC SAFETY ANALYST 0 33.61 2,688.45 1 35.29 2,822.87 2 37.05 2,964.02 3 38.90 3,112.24 4 40.85 3,267.83 5256 UCHR PUBLIC SAFETY ANALYST 0 33.61 0.00 1 35.29 0.00 2 37.05 0.00 3 38.90 0.00 4 40.85 0.00 6123 ACE PUBLIC WORKS INSPECTOR I 0 31.38 2,510.15 1 32.95 2,635.64 2 34.59 2,767.43 3 36.32 2,905.79 4 38.14 3,051.09 6121 ACE PUBLIC WORKS INSPECTOR II 0 34.51 2,761.14 1 36.24 2,899.20 2 38.05 3,044.15 3 39.95 3,196.38 4 41.95 3,356.19 6336 MM PUBLIC WORKS MANAGER 0 42.33 3,386.62 1 44.45 3,555.95 2 46.67 3,733.75 3 49.01 3,920.44 4 51.46 4,116.47 6712 ACE PUBLIC WORKS SPECIALIST 0 25.01 2,000.83 1 26.26 2,100.86 2 27.57 2,205.90 3 28.95 2,316.20 4 30.40 2,432.03 2021/09/14 City Council Post Agenda Page 375 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 50 of 68 Approved and Adopted: Resolution No.: 6327 SM PUBLIC WORKS SUPERINTENDENT 0 57.07 4,565.39 1 59.92 4,793.65 2 62.92 5,033.34 3 66.06 5,285.00 4 69.37 5,549.26 6337 ACE PUBLIC WORKS SUPERVISOR 0 33.34 2,667.23 1 35.01 2,800.58 2 36.76 2,940.62 3 38.60 3,087.65 4 40.53 3,242.03 6392 ACE PUMP MAINTENANCE SUPERVISOR 0 33.38 2,670.32 1 35.05 2,803.84 2 36.80 2,944.03 3 38.64 3,091.22 4 40.57 3,245.79 6396 ACE PUMP MAINTENANCE TECHNICIAN 0 29.48 2,358.00 1 30.95 2,475.90 2 32.50 2,599.69 3 34.12 2,729.67 4 35.83 2,866.16 3711 SM PURCHASING AGENT 0 50.21 4,016.92 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 61.03 4,882.59 5417 ACE RANGE MASTER 0 25.20 2,015.96 1 26.46 2,116.76 2 27.78 2,222.60 3 29.17 2,333.73 4 30.63 2,450.42 5418 UCHR RANGE MASTER 0 25.20 0.00 1 26.46 0.00 2 27.78 0.00 3 29.17 0.00 4 30.63 0.00 2021/09/14 City Council Post Agenda Page 376 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 51 of 68 Approved and Adopted: Resolution No.: 6037 MMUC REAL PROPERTY MANAGER 0 47.42 3,793.59 1 49.79 3,983.27 2 52.28 4,182.44 3 54.89 4,391.56 4 57.64 4,611.13 2211 MM RECORDS MANAGER 0 34.51 2,760.80 1 36.24 2,898.84 2 38.05 3,043.78 3 39.95 3,195.98 4 41.95 3,355.77 2217 ACE RECORDS SPECIALIST 0 21.28 1,702.43 1 22.34 1,787.55 2 23.46 1,876.93 3 24.63 1,970.78 4 25.87 2,069.30 7605 UCHR RECREATION AIDE 0 0.00 0.00 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 14.00 0.00 7603 UCHR RECREATION LEADER 0 0.00 0.00 1 0.00 0.00 2 14.52 0.00 3 15.25 0.00 4 16.01 0.00 7601 UCHR RECREATION SPECIALIST 0 15.80 0.00 1 16.59 0.00 2 17.42 0.00 3 18.30 0.00 4 19.21 0.00 7425 ACE RECREATION SUPERVISOR I 0 25.38 2,030.17 1 26.65 2,131.67 2 27.98 2,238.26 3 29.38 2,350.17 4 30.85 2,467.68 2021/09/14 City Council Post Agenda Page 377 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 52 of 68 Approved and Adopted: Resolution No.: 7426 UCHR RECREATION SUPERVISOR I 0 25.38 0.00 1 26.65 0.00 2 27.98 0.00 3 29.38 0.00 4 30.85 0.00 7423 ACE RECREATION SUPERVISOR II 0 27.91 2,233.18 1 29.31 2,344.84 2 30.78 2,462.08 3 32.31 2,585.19 4 33.93 2,714.45 7422 ACE RECREATION SUPERVISOR III 0 32.10 2,568.16 1 33.71 2,696.57 2 35.39 2,831.40 3 37.16 2,972.96 4 39.02 3,121.61 2742 ACE RECYCLING SPECIALIST I 0 24.78 1,982.10 1 26.02 2,081.21 2 27.32 2,185.27 3 28.68 2,294.52 4 30.12 2,409.25 2744 ACE RECYCLING SPECIALIST II 0 27.25 2,180.31 1 28.62 2,289.34 2 30.05 2,403.79 3 31.55 2,523.99 4 33.13 2,650.19 5307 ACE REGISTERED VETERINARY TECH 0 23.66 1,892.71 1 24.84 1,987.34 2 26.08 2,086.72 3 27.39 2,191.06 4 28.76 2,300.62 5312 UCHR REGISTERED VETERINARY TECH 0 23.66 0.00 1 24.84 0.00 2 26.08 0.00 3 27.39 0.00 4 28.76 0.00 2021/09/14 City Council Post Agenda Page 378 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 53 of 68 Approved and Adopted: Resolution No.: 5081 UCHR RESERVE OFFICER 0 14.24 0.00 1 14.95 0.00 2 15.69 0.00 3 0.00 0.00 4 0.00 0.00 3689 SM REVENUE MANAGER 0 54.92 4,393.69 1 57.67 4,613.37 2 60.55 4,844.04 3 63.58 5,086.24 4 66.76 5,340.56 3367 PRCF RISK MANAGEMENT SPECIALIST 0 35.54 2,843.00 1 37.31 2,985.14 2 39.18 3,134.40 3 41.14 3,291.13 4 43.20 3,455.68 3361 SM RISK MANAGER 0 52.29 4,183.58 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 63.57 5,085.23 0231 UCHR SEASONAL ASSISTANT 0 0.00 0.00 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 14.00 0.00 0171 ACE SECRETARY 0 21.28 1,702.43 1 22.34 1,787.55 2 23.46 1,876.93 3 24.63 1,970.78 4 25.87 2,069.30 3630 MMCF SENIOR ACCOUNTANT 0 37.85 3,027.75 1 39.74 3,179.14 2 41.73 3,338.09 3 43.81 3,505.00 4 46.00 3,680.25 2021/09/14 City Council Post Agenda Page 379 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 54 of 68 Approved and Adopted: Resolution No.: 3632 UCHR SENIOR ACCOUNTANT 0 37.85 0.00 1 39.74 0.00 2 41.73 0.00 3 43.81 0.00 4 46.00 0.00 3651 ACE SENIOR ACCOUTING ASSISTANT 0 25.29 2,022.88 1 26.55 2,124.02 2 27.88 2,230.24 3 29.27 2,341.76 4 30.74 2,458.84 0185 ACE SENIOR ADMIN SECRETARY 0 29.89 2,391.17 1 31.38 2,510.72 2 32.95 2,636.26 3 34.60 2,768.05 4 36.33 2,906.46 5345 ACE SENIOR ANIMAL CARE SPECIALIST 0 22.67 1,813.84 1 23.81 1,904.54 2 25.00 1,999.76 3 26.25 2,099.75 4 27.56 2,204.74 3089 PROF SENIOR APPLICATION SUPP SPEC 0 42.87 3,429.31 1 45.01 3,600.78 2 47.26 3,780.82 3 49.62 3,969.86 4 52.10 4,168.35 2403 EXEC SENIOR ASSISTANT CITY ATTORNEY 0 80.45 6,436.12 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 97.79 7,823.15 4781 ACE SENIOR BUILDING INSPECTOR 0 39.69 3,175.30 1 41.68 3,334.08 2 43.76 3,500.78 3 45.95 3,675.82 4 48.25 3,859.60 2021/09/14 City Council Post Agenda Page 380 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 55 of 68 Approved and Adopted: Resolution No.: 4507 ACE SENIOR BUSINESS LICENSE REP 0 25.29 2,022.88 1 26.55 2,124.02 2 27.88 2,230.24 3 29.27 2,341.76 4 30.74 2,458.84 6019 WCE SENIOR CIVIL ENGINEER 0 48.34 3,866.99 1 50.75 4,060.32 2 53.29 4,263.37 3 55.96 4,476.53 4 58.75 4,700.34 4763 ACE SENIOR CODE ENFORCEMNT OFFICER 0 37.92 3,033.91 1 39.82 3,185.60 2 41.81 3,344.89 3 43.90 3,512.12 4 46.10 3,687.74 6204 ACE SENIOR CONSERVATION SPECIALIST 0 31.34 2,507.38 1 32.91 2,632.75 2 34.55 2,764.38 3 36.28 2,902.60 4 38.10 3,047.74 2025 UCHR SENIOR COUNCIL ASSISTANT 0 27.83 0.00 1 29.22 0.00 2 30.68 0.00 3 32.21 0.00 4 33.82 0.00 2027 CONF SENIOR COUNCIL ASSISTANT 0 23.10 1,848.39 1 24.26 1,940.81 2 25.47 2,037.84 3 26.75 2,139.74 4 28.08 2,246.72 2725 PROF SENIOR ECON DEVELOPMENT SPEC 0 39.92 3,193.61 1 41.92 3,353.29 2 44.01 3,520.96 3 46.21 3,697.00 4 48.52 3,881.85 2021/09/14 City Council Post Agenda Page 381 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 56 of 68 Approved and Adopted: Resolution No.: 6442 ACE SENIOR ELECTRICIAN 0 33.70 2,696.18 1 35.39 2,830.99 2 37.16 2,972.54 3 39.01 3,121.16 4 40.97 3,277.22 6471 ACE SENIOR ELECTRONICS TECHNICIAN 0 37.07 2,965.80 1 38.93 3,114.09 2 40.87 3,269.79 3 42.92 3,433.28 4 45.06 3,604.94 6059 ACE SENIOR ENGINEERING TECHNICIAN 0 34.51 2,761.14 1 36.24 2,899.20 2 38.05 3,044.15 3 39.95 3,196.38 4 41.95 3,356.19 6512 ACE SENIOR EQUIPMENT MECHANIC 0 32.42 2,593.80 1 34.04 2,723.49 2 35.75 2,859.66 3 37.53 3,002.64 4 39.41 3,152.77 5529 IAFF SENIOR FIRE INSPECTOR/INVESTIG 0 39.10 3,128.09 1 41.06 3,284.49 2 43.11 3,448.72 3 45.26 3,621.16 4 47.53 3,802.21 0175 ACE SENIOR FISCAL OFFICE SPECIALST 0 22.34 1,787.54 1 23.46 1,876.92 2 24.63 1,970.77 3 25.87 2,069.30 4 27.16 2,172.77 0176 UCHR SENIOR FISCAL OFFICE SPECIALST 0 22.34 0.00 1 23.46 0.00 2 24.63 0.00 3 25.87 0.00 4 27.16 0.00 2021/09/14 City Council Post Agenda Page 382 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 57 of 68 Approved and Adopted: Resolution No.: 3080 ACE SENIOR GIS SPECIALIST 0 36.04 2,883.48 1 37.85 3,027.66 2 39.74 3,179.04 3 41.72 3,337.99 4 43.81 3,504.89 2764 PROF SENIOR GRAPHIC DESIGNER 0 36.08 2,886.40 1 37.88 3,030.72 2 39.78 3,182.26 3 41.77 3,341.37 4 43.86 3,508.43 3308 PRCF SENIOR HR ANALYST 0 40.87 3,269.59 1 42.91 3,433.08 2 45.06 3,604.73 3 47.31 3,784.97 4 49.68 3,974.22 3316 CONF SENIOR HR TECHNICIAN 0 30.09 2,407.14 1 31.59 2,527.50 2 33.17 2,653.88 3 34.83 2,786.57 4 36.57 2,925.90 6441 ACE SENIOR HVAC TECHNICIAN 0 33.70 2,696.18 1 35.39 2,830.99 2 37.16 2,972.54 3 39.01 3,121.16 4 40.97 3,277.22 3012 PROF SENIOR INFO TECH SUPPORT SPEC 0 37.87 3,029.52 1 39.76 3,181.00 2 41.75 3,340.05 3 43.84 3,507.05 4 46.03 3,682.40 6285 WCE SENIOR LAND SURVEYOR 0 48.34 3,866.99 1 50.75 4,060.32 2 53.29 4,263.37 3 55.96 4,476.53 4 58.75 4,700.34 2021/09/14 City Council Post Agenda Page 383 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 58 of 68 Approved and Adopted: Resolution No.: 6295 ACE SENIOR LANDSCAPE INSPECTOR 0 36.08 2,886.66 1 37.89 3,030.99 2 39.78 3,182.54 3 41.77 3,341.65 4 43.86 3,508.75 5110 ACE SENIOR LATENT PRINT EXAMINER 0 42.60 3,408.20 1 44.73 3,578.62 2 46.97 3,757.54 3 49.32 3,945.43 4 51.78 4,142.69 2463 CONF SENIOR LEGAL ASSISTANT 0 30.19 2,414.84 1 31.69 2,535.57 2 33.28 2,662.35 3 34.94 2,795.47 4 36.69 2,935.25 7053 MM SENIOR LIBRARIAN 0 34.46 2,756.75 1 36.18 2,894.60 2 37.99 3,039.32 3 39.89 3,191.29 4 41.89 3,350.85 7589 UCHR SENIOR LIFEGUARD 0 16.72 0.00 1 17.55 0.00 2 18.43 0.00 3 19.35 0.00 4 20.32 0.00 6371 ACE SENIOR MAINTENANCE WORKER 0 27.16 2,173.11 1 28.52 2,281.76 2 29.95 2,395.85 3 31.45 2,515.65 4 33.02 2,641.43 0206 PROF SENIOR MANAGEMENT ANALYST 0 38.08 3,046.34 1 39.98 3,198.66 2 41.98 3,358.59 3 44.08 3,526.52 4 46.29 3,702.84 2021/09/14 City Council Post Agenda Page 384 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 59 of 68 Approved and Adopted: Resolution No.: 0226 PRCF SENIOR MANAGEMENT ANALYST 0 38.08 3,046.34 1 39.98 3,198.66 2 41.98 3,358.59 3 44.08 3,526.52 4 46.29 3,702.84 0173 ACE SENIOR OFFICE SPECIALIST 0 21.28 1,702.43 1 22.34 1,787.55 2 23.46 1,876.93 3 24.63 1,970.78 4 25.87 2,069.30 0174 UCHR SENIOR OFFICE SPECIALIST 0 21.28 0.00 1 22.34 0.00 2 23.46 0.00 3 24.63 0.00 4 25.87 0.00 6309 ACE SENIOR OPEN SPACE INSPECTOR 0 39.69 3,175.32 1 41.68 3,334.09 2 43.76 3,500.79 3 45.95 3,675.83 4 48.25 3,859.62 7439 ACE SENIOR PARK RANGER 0 27.16 2,173.11 1 28.52 2,281.76 2 29.95 2,395.85 3 31.45 2,515.65 4 33.02 2,641.43 5157 ACE SENIOR PARKING ENFORCEMENT OFF 0 22.91 1,832.70 1 24.05 1,924.33 2 25.26 2,020.55 3 26.52 2,121.57 4 27.85 2,227.65 6615 ACE SENIOR PARKS MAINT WORKER 0 27.20 2,176.08 1 28.56 2,284.89 2 29.99 2,399.13 3 31.49 2,519.09 4 33.06 2,645.04 2021/09/14 City Council Post Agenda Page 385 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 60 of 68 Approved and Adopted: Resolution No.: 4746 WCE SENIOR PLAN CHECK ENGINEER 0 46.24 3,698.86 1 48.55 3,883.82 2 50.98 4,078.00 3 53.52 4,281.90 4 56.20 4,496.00 4751 ACE SENIOR PLAN CHECK TECHNICIAN 0 34.51 2,761.14 1 36.24 2,899.20 2 38.05 3,044.15 3 39.95 3,196.38 4 41.95 3,356.19 4432 PROF SENIOR PLANNER 0 39.92 3,193.61 1 41.92 3,353.29 2 44.01 3,520.96 3 46.21 3,697.00 4 48.52 3,881.85 4434 UCHR SENIOR PLANNER 0 39.92 0.00 1 41.92 0.00 2 44.01 0.00 3 46.21 0.00 4 48.52 0.00 4529 ACE SENIOR PLANNING TECHNICIAN 0 28.36 2,268.68 1 29.78 2,382.12 2 31.27 2,501.23 3 32.83 2,626.28 4 34.47 2,757.61 3728 PROF SENIOR PROCUREMENT SPECIALIST 0 32.75 2,619.60 1 34.38 2,750.58 2 36.10 2,888.12 3 37.91 3,032.52 4 39.80 3,184.14 3091 PROF SENIOR PROGRAMMER ANALYST 0 44.11 3,529.14 1 46.32 3,705.60 2 48.64 3,890.88 3 51.07 4,085.43 4 53.62 4,289.69 2021/09/14 City Council Post Agenda Page 386 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 61 of 68 Approved and Adopted: Resolution No.: 4214 PROF SENIOR PROJECT COORDINATOR 0 39.92 3,193.61 1 41.92 3,353.29 2 44.01 3,520.96 3 46.21 3,697.00 4 48.52 3,881.85 5125 ACE SENIOR PROPRTY & EVIDENCE SPEC 0 25.08 2,006.67 1 26.34 2,107.01 2 27.65 2,212.36 3 29.04 2,322.97 4 30.49 2,439.12 5248 UCHR SENIOR PUBLIC SAFETY ANALYST 0 36.07 0.00 1 37.87 0.00 2 39.77 0.00 3 41.76 0.00 4 43.84 0.00 5260 PROF SENIOR PUBLIC SAFETY ANALYST 0 36.07 2,885.66 1 37.87 3,029.95 2 39.77 3,181.44 3 41.76 3,340.52 4 43.84 3,507.55 6101 ACE SENIOR PUBLIC WORKS INSPECTOR 0 39.69 3,175.31 1 41.68 3,334.09 2 43.76 3,500.79 3 45.95 3,675.83 4 48.25 3,859.61 6702 ACE SENIOR PUBLIC WORKS SPECIALIST 0 30.01 2,400.99 1 31.51 2,521.04 2 33.09 2,647.09 3 34.74 2,779.44 4 36.48 2,918.42 2215 ACE SENIOR RECORDS SPECIALIST 0 24.47 1,957.79 1 25.70 2,055.68 2 26.98 2,158.46 3 28.33 2,266.39 4 29.75 2,379.71 2021/09/14 City Council Post Agenda Page 387 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 62 of 68 Approved and Adopted: Resolution No.: 7421 MM SENIOR RECREATION MANAGER 0 33.11 2,648.52 1 34.76 2,780.94 2 36.50 2,919.99 3 38.32 3,065.99 4 40.24 3,219.29 2746 ACE SENIOR RECYCLING SPECIALIST 0 31.34 2,507.38 1 32.91 2,632.75 2 34.55 2,764.38 3 36.28 2,902.60 4 38.10 3,047.74 3365 PRCF SENIOR RISK MANAGEMENT SPEC 0 40.87 3,269.59 1 42.91 3,433.08 2 45.06 3,604.73 3 47.31 3,784.97 4 49.68 3,974.22 0177 ACE SENIOR SECRETARY 0 23.41 1,872.67 1 24.58 1,966.31 2 25.81 2,064.62 3 27.10 2,167.86 4 28.45 2,276.25 6573 ACE SENIOR TREE TRIMMER 0 29.92 2,393.69 1 31.42 2,513.38 2 32.99 2,639.04 3 34.64 2,771.00 4 36.37 2,909.55 2779 PROF SENIOR WEBMASTER 0 36.21 2,896.98 1 38.02 3,041.82 2 39.92 3,193.92 3 41.92 3,353.62 4 44.02 3,521.30 6169 ACE SIGNAL SYSTEMS ENGINEER I 0 36.07 2,885.78 1 37.88 3,030.06 2 39.77 3,181.57 3 41.76 3,340.66 4 43.85 3,507.68 2021/09/14 City Council Post Agenda Page 388 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 63 of 68 Approved and Adopted: Resolution No.: 6170 ACE SIGNAL SYSTEMS ENGINEER II 0 39.68 3,174.35 1 41.66 3,333.08 2 43.75 3,499.72 3 45.93 3,674.71 4 48.23 3,858.44 6355 ACE SIGNING AND STRIPING SUPV 0 33.34 2,667.23 1 35.01 2,800.58 2 36.76 2,940.62 3 38.60 3,087.65 4 40.53 3,242.03 2799 PRUC SPECIAL EVENTS COORDINATOR 0 40.62 3,249.25 1 42.65 3,411.72 2 44.78 3,582.30 3 47.02 3,761.42 4 49.37 3,949.49 2751 SM SPECIAL PROJECTS MGR 0 48.27 3,861.57 1 49.49 3,959.49 2 0.00 0.00 3 0.00 0.00 4 58.67 4,693.75 3313 UCHR SR HR ANALYST 0 40.87 0.00 1 42.91 0.00 2 45.06 0.00 3 47.31 0.00 4 49.68 0.00 3031 PROF SR ITS/POL SPEC II (T) 0 41.73 3,338.43 1 43.82 3,505.35 2 46.01 3,680.62 3 48.31 3,864.65 4 50.72 4,057.88 3051 PROF SR NETWORK ENGINEER 0 50.91 4,072.44 1 53.45 4,276.07 2 56.12 4,489.87 3 58.93 4,714.36 4 61.88 4,950.08 2021/09/14 City Council Post Agenda Page 389 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 64 of 68 Approved and Adopted: Resolution No.: 3734 ACE STOREKEEPER 0 22.64 1,810.92 1 23.77 1,901.47 2 24.96 1,996.54 3 26.20 2,096.37 4 27.51 2,201.19 3732 ACE STOREKEEPER SUPERVISOR 0 27.16 2,173.11 1 28.52 2,281.76 2 29.95 2,395.85 3 31.45 2,515.65 4 33.02 2,641.43 6127 ACE STORMWATER COMPLNCE INSP I 0 29.28 2,342.51 1 30.75 2,459.64 2 32.28 2,582.62 3 33.90 2,711.75 4 35.59 2,847.34 6125 ACE STORMWATER COMPLNCE INSP II 0 32.21 2,576.76 1 33.82 2,705.60 2 35.51 2,840.88 3 37.29 2,982.93 4 39.15 3,132.07 6137 ACE STORMWATER ENV SPECIALIST I 0 32.80 2,624.23 1 34.44 2,755.45 2 36.17 2,893.22 3 37.97 3,037.88 4 39.87 3,189.78 6135 ACE STORMWATER ENV SPECIALIST II 0 36.08 2,886.67 1 37.89 3,031.00 2 39.78 3,182.55 3 41.77 3,341.66 4 43.86 3,508.76 6131 MM STORMWATER PROGRAM MANAGER 0 44.57 3,565.34 1 46.80 3,743.60 2 49.13 3,930.78 3 51.59 4,127.33 4 54.17 4,333.69 2021/09/14 City Council Post Agenda Page 390 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 65 of 68 Approved and Adopted: Resolution No.: 5241 MM SUPRVSNG PUBLIC SAFETY ANALYST 0 41.48 3,318.51 1 43.56 3,484.44 2 45.73 3,658.66 3 48.02 3,841.60 4 50.42 4,033.67 6151 ACE SURVEY TECHNICIAN I 0 27.28 2,182.72 1 28.65 2,291.85 2 30.08 2,406.44 3 31.58 2,526.77 4 33.16 2,653.12 6141 ACE SURVEY TECHNICIAN II 0 30.01 2,400.99 1 31.51 2,521.04 2 33.09 2,647.09 3 34.74 2,779.44 4 36.48 2,918.42 3015 PROF SYSTEMS/DATABASE ADMINISTRATOR 0 40.30 3,223.71 1 42.31 3,384.90 2 44.43 3,554.14 3 46.65 3,731.85 4 48.98 3,918.44 3027 ACE TELECOMMUNICATIONS SPECIALIST 0 25.25 2,020.05 1 26.51 2,121.05 2 27.84 2,227.10 3 29.23 2,338.45 4 30.69 2,455.38 7503 UCHR TINY TOT AIDE 0 0.00 0.00 1 0.00 0.00 2 14.52 0.00 3 15.25 0.00 4 16.01 0.00 7505 UCHR TINY TOT SPECIALIST 0 15.80 0.00 1 16.59 0.00 2 17.42 0.00 3 18.30 0.00 4 19.21 0.00 2021/09/14 City Council Post Agenda Page 391 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 66 of 68 Approved and Adopted: Resolution No.: 5155 UCHR TRAFFIC CONTROL ASSISTANT 0 0.00 0.00 1 0.00 0.00 2 0.00 0.00 3 0.00 0.00 4 15.69 0.00 5293 UCHR TRAFFIC OFFICER 0 14.24 0.00 1 14.95 0.00 2 15.69 0.00 3 0.00 0.00 4 0.00 0.00 6187 ACE TRAFFIC SIGNAL & LIGHT TECH I 0 28.75 2,299.97 1 30.19 2,414.97 2 31.70 2,535.72 3 33.28 2,662.50 4 34.95 2,795.63 6185 ACE TRAFFIC SIGNAL & LIGHT TECH II 0 31.62 2,529.97 1 33.21 2,656.46 2 34.87 2,789.29 3 36.61 2,928.74 4 38.44 3,075.19 6181 ACE TRAFFIC SIGNAL & LIGHTING SUPV 0 36.37 2,909.46 1 38.19 3,054.94 2 40.10 3,207.68 3 42.10 3,368.07 4 44.21 3,536.45 5262 ACE TRAINING PROGRAM SPECIALIST 0 26.35 2,107.60 1 27.66 2,212.98 2 29.05 2,323.63 3 30.50 2,439.81 4 32.02 2,561.80 6031 WCE TRANSPORTATION ENGR W CERT 0 48.34 3,866.99 1 50.75 4,060.32 2 53.29 4,263.37 3 55.96 4,476.53 4 58.75 4,700.34 2021/09/14 City Council Post Agenda Page 392 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 67 of 68 Approved and Adopted: Resolution No.: 6033 WCE TRANSPORTATION ENGR W/O CERT 0 46.04 3,682.85 1 48.34 3,866.99 2 50.75 4,060.33 3 53.29 4,263.37 4 55.96 4,476.53 6575 ACE TREE TRIMMER 0 24.93 1,994.74 1 26.18 2,094.48 2 27.49 2,199.20 3 28.86 2,309.16 4 30.31 2,424.62 6572 ACE TREE TRIMMER SUPERVISOR 0 34.41 2,752.74 1 36.13 2,890.38 2 37.94 3,034.90 3 39.83 3,186.65 4 41.82 3,345.98 5334 UCHR VET II (HOURLY) 0 47.04 0.00 1 49.39 0.00 2 51.86 0.00 3 54.45 0.00 4 57.17 0.00 5308 UCHR VETERINARIAN 0 46.77 0.00 1 49.11 0.00 2 51.57 0.00 3 54.15 0.00 4 56.85 0.00 5322 UCHR VETERINARIAN (PERMITTED) 0 66.13 0.00 1 69.44 0.00 2 72.91 0.00 3 76.56 0.00 4 80.39 0.00 5331 PROF VETERINARIAN (PERMITTED) 0 57.59 4,607.14 1 60.47 4,837.49 2 63.49 5,079.37 3 66.67 5,333.34 4 70.00 5,600.00 2021/09/14 City Council Post Agenda Page 393 of 428 Fiscal Year 2021-2022 Compensation Schedule Effective September 10, 2021 Job BU Description Step Hourly Period Step 0 = Step A, Step 1 = Step B, Step 2 = Step C, Step 3 = Step D, Step 4 = Step E Period rate shown is based on an 80-hour per pay period, with exception of sworn Fire positions with an A or B designation. Page 68 of 68 Approved and Adopted: Resolution No.: 5335 PROF VETERINARIAN I 0 40.90 3,272.11 1 42.95 3,435.72 2 45.09 3,607.50 3 47.35 3,787.87 4 49.72 3,977.27 5333 PROF VETERINARIAN II 0 47.04 3,762.92 1 49.39 3,951.06 2 51.86 4,148.62 3 54.45 4,356.05 4 57.17 4,573.85 5323 UCHR VETERINARY ASSISTANT 0 19.72 0.00 1 20.70 0.00 2 21.74 0.00 3 22.82 0.00 4 23.96 0.00 5325 ACE VETERINARY ASSISTANT 0 19.72 1,577.27 1 20.70 1,656.13 2 21.74 1,738.93 3 22.82 1,825.89 4 23.96 1,917.18 7131 ACE VOLUNTEER COORDINATOR 0 21.55 1,724.20 1 22.63 1,810.41 2 23.76 1,900.94 3 24.95 1,995.98 4 26.20 2,095.77 2777 ACE WEBMASTER 0 32.44 2,595.20 1 34.06 2,724.95 2 35.77 2,861.21 3 37.55 3,004.25 4 39.43 3,154.47 Revised August 10, 2021 (Effective July 2, 2021) August 10, 2021 (Effective August 13, 2021) September 14, 2021 (Effective September 10, 2021) 2021/09/14 City Council Post Agenda Page 394 of 428 RESOLUTION NO. __________ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING A MEMORANDUM OF UNDERSTANDING (“MOU’) BETWEEN THE CITY OF CHULA VISTA AND THE ASSOCIATION OF CHULA VISTA EMPLOYEES (“ACE”) RELATED TO COMPENSATION AND OTHER TERMS AND CONDITIONS OF EMPLOYMENT; AND AUTHORIZING THE CITY MANAGER, AS SET FORTH HEREIN, TO EXECUTE THE AFOREMENTIONED MOU AND ANY ADDITONAL DOCUMENTS WHICH MAY BE NECESSARY OR REQUIRED TO IMPLEMENT SAID MOU WHEREAS, the City of Chula Vista and the Association of Chula Vista Employees (“ACE”) bargaining unit have met and conferred in good faith, as required by the Meyers-Milias- Brown Act ("MMBA") California Government Code Sections 3500 et. seq.; and WHEREAS, the City and ACE have reached agreement on compensation and other terms and conditions of employment, and consistent with the MMBA, have set forth those terms in a Memorandum of Understanding (MOU), which has been designated as Attachment 1 for identification in this Resolution and WHEREAS, the aforementioned MOU was slated to be ratified by a vote of the ACE membership on September 13, 2021. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Chula Vista, that it hereby does (1) approve the MOU between the City of Chula Vista and ACE; (2) authorize the City Manager or his designee(s) to execute said MOU and any additional or required documents necessary to implement said MOU; and (3) authorize the City Manager or his designee to make such minor modifications to said MOU as may be approved or recommended by the City Attorney's Office. Presented by Approved as to form by Courtney Chase Glen R. Googins Director of Human Resources/Risk Management City Attorney 2021/09/14 City Council Post Agenda Page 395 of 428 RESOLUTION NO. __________ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING THE AMENDED COMPENSATION SUMMARY FOR UNREPRESENTED EMPLOYEES INCLUDING AUTHORIZATION FOR THE MAYOR TO EXECUTE ANY NECESSARY CONTRACT AMENDMENTS TO IMPLEMENT SAID AMENDED COMPENSATION SUMMARY WHEREAS, the City has set forth the compensation for all unrepresented employees and elected officials as set forth in a Compensation Summary via prior resolution; and WHEREAS, the City of Chula Vista has negotiated in good faith, as required by as required by the Meyers-Milias-Brown Act ("MMBA"), terms and conditions of employment with the Association of Chula Vista Employees ("ACE") bargaining unit representing various City employee classifications and has reached an agreement with that bargaining unit; and WHEREAS, the City Council has approved the aforementioned agreement with ACE; and WHEREAS, the City, correspondently, desires to amend the Compensation Summary for all unrepresented employees and elected officials ("Amended Compensation Summary") to inter alia, reflect corresponding salary and benefit changes for Confidential employees as set forth in the Amended Compensation Summary attached to the related staff report as Attachment 2. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Chula Vista, that it hereby does approve the Amended Compensation Summary, including authorization for the Mayor to execute any necessary contract amendments to implement said Amended Compensation Summary, and it shall continue in full force and effect until subsequent amendment by City Council. Presented by Approved as to form by Courtney Chase Glen R. Googins Director of Human Resources/Risk Management City Attorney 2021/09/14 City Council Post Agenda Page 396 of 428 RESOLUTION NO. __________ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING THE REVISED FISCAL YEAR 2021-2022 COMPENSATION SCHEDULE EFFECTIVE SEPTEMBER 10, 2021, AS REQUIRED BY CALIFORNIA CODE OF REGULATIONS, TITLE 2, SECTION 570.5 WHEREAS, California Code of Regulations, Title 2, Section 570.5 requires that, for purposes of determining a retiring employee's pension allowance, the pay rate be limited to the amount listed on a pay schedule that meets certain requirements and be approved by the governing body in accordance with the requirements of the applicable public meeting laws; and WHEREAS, the Fiscal Year 2021-2022 Compensation Schedule ("Compensation Schedule") was approved by the City Council at their meeting of August 10, 2021; and WHEREAS, any changes including but not limited to, across-the-board increases, classification changes and salary adjustments approved subsequent to this date, will be reflected on a revised Compensation Schedule and submitted to Council approval; and WHEREAS, the revised Fiscal Year 2021-2022 Compensation Schedule will reflect: (1) the salary and equity adjustments for employees represented by the Association of Chula Vista Employees (“ACE”); (2) the salary and equity adjustments for Confidential employees effective September 10, 2021; and (3) the adjusted salaries for Mayor, Councilmembers and City Attorney (Elected) in accordance with City Charter sections 302, 304(C) and 503(C) effective July 1, 2021. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Chula Vista, that it hereby does adopt, as required by California Code of Regulations Title 2, Section 570.5, the revised Fiscal Year 2021-2022 Compensation Schedule, a copy of which is available in the City Clerk’s Office, to reflect: (1) the salary and equity adjustments for employees represented by the Association of Chula Vista Employees (“ACE”); (2) the salary and equity adjustments for Confidential employees effective September 10, 2021; and (3) the adjusted salaries for Mayor, Councilmembers and City Attorney (Elected) in accordance with City Charter sections 302, 304(C) and 503(C) effective July 1, 2021. Presented by Approved as to form by Courtney Chase Glen R. Googins Director of Human Resources /Risk Management City Attorney 2021/09/14 City Council Post Agenda Page 397 of 428 2021/09/14 City Council Post Agenda Page 398 of 428 2021/09/14 City Council Post Agenda Page 399 of 428 2021/09/14 City Council Post Agenda Page 400 of 428 2021/09/14 City Council Post Agenda Page 401 of 428 2021/09/14 City Council Post Agenda Page 402 of 428 2021/09/14 City Council Post Agenda Page 403 of 428 2021/09/14 City Council Post Agenda Page 404 of 428 2021/09/14 City Council Post Agenda Page 405 of 428 2021/09/14 City Council Post Agenda Page 406 of 428 2021/09/14 City Council Post Agenda Page 407 of 428 2021/09/14 City Council Post Agenda Page 408 of 428 2021/09/14 City Council Post Agenda Page 409 of 428 2021/09/14 City Council Post Agenda Page 410 of 428 2021/09/14 City Council Post Agenda Page 411 of 428 2021/09/14 City Council Post Agenda Page 412 of 428 2021/09/14 City Council Post Agenda Page 413 of 428 2021/09/14 City Council Post Agenda Page 414 of 428 2021/09/14 City Council Post Agenda Page 415 of 428 2021/09/14 City Council Post Agenda Page 416 of 428 2021/09/14 City Council Post Agenda Page 417 of 428 2021/09/14 City Council Post Agenda Page 418 of 428 We will miss you, Albert! 2021/09/14 City Council Post Agenda Page 419 of 428 JuliaSanchez From:LeahLarrarteonbehalfofCityClerk Sent:Monday, November 16, 202010:39AM To:JuliaSanchez Subject:FW: CityofChula Vista: InternationalFriendshipCommission Application - Webform FollowUpFlag:Followup FlagStatus:Flagged Pleaseprocess From: webmaster@chulavistaca.gov <webmaster@chulavistaca.gov> Sent: Monday, November 16, 202010:04AM To: CityClerk <CityClerk@chulavistaca.gov>; AdriannaHernandez <adhernandez@chulavistaca.gov>; ErwinMagbanua emagbanua@chulavista.lib.ca.us>; AliciaBalcazar <abalcazar@chulavista.lib.ca.us> Subject: CityofChulaVista: International FriendshipCommissionApplication - Webform Warning: External Anewentrytoaform/surveyhasbeensubmitted. Email FormName: International FriendshipCommissionApplication Date & Time: 11/16/202010:03AM Response #: 43 SubmitterID: 87954 IPaddress: 2600:1700:e540:a100:18ae:bcfc:3aba:f19e Timetocomplete: 7min. , 32sec. SurveyDetails Page1 Application formembership ontheInternationalFriendshipCommission 1. Prefix Mr. 2. FirstandLastName JamesClark 3. E-mail 4. HomeAddress 1 2021/09/14 City Council Post Agenda Page 420 of 428 5. City ChulaVista 6. ZIPcode 91910 7. PrimaryPhone 8. Secondary Phone 9. AreyouregisteredtovoteinChulaVista? Yes 10. DoyoulivewithintheCitylimitsofChulaVista? Yes 11. HowLong? 18years 12. Presentemployer Self 13. Occupation InternationalConsultant 14. AreyoucurrentlyservingonaChulaVistaBoard/Commission? No 15. Whichone(s)? Notanswered 16. HaveyoupreviouslyservedonaChulaVistaBoard/Commission? Yes 17. Whichones? International FriendshipCommission 18. PerChulaVistaMunicipalCodeSection2.25.030, Iunderstand: IfIamcurrentlyservingonaboardorcommission, ImustresignfrommycurrentboardorcommissionifIam appointed. Imusthaveservedatleast12monthsonmycurrentboardorcommissioninordertobeappointed toanotherboardor commission. Ihavereadandacknowledged theabovestatement. 2 2021/09/14 City Council Post Agenda Page 421 of 428 19. Areyouorhaveyoubeeninvolvedinanylocal, civicorcommunitygroups? Yes 20. Whichones? SouthCountyEDC 21. WhatareyourprincipalareasofinterestinourCitygovernment, andwhatexperience orspecialknowledgecanyou bringtothoseareas? FormerInternational FriendshipCommissioner; formerDirectoroftheMexicoBusinessCenter-SanDiegoRegionalChamber ofCommerce; FoundingExecutiveDirectorofSanDiego/TijuanaSmartBorder Coalition. DirectedtwoCityofChulaVista SisterCitiesToursoftheBajioofMexico, includingIrapuato. 22. WhatwouldyouhopetoaccomplishintheroleofaInternationalFriendshipCommissioner? (250wordsorless) StrengthenCommission, especiallytherelationship betweenChulaVistaandIrapuato, Guanajuato. 23. Youmayuploadaresumeinadditiontoyourapplication (optional). Biography.docx 24. TheCityunderstands meetingschedules andindividual'savailabilitymaychange. Weaskthatyouconsiderthemeeting schedulewhensubmittinganapplication. IhavereviewedtheInternationalFriendshipCommissionregularmeetingdate, timeandfrequency. 25. IamfamiliarwiththeresponsibilitiesoftheInternationalFriendshipCommission. IattestthattheinformationIhave providedisaccurateandtrue. Thankyou, CityofChulaVista Thisisanautomatedmessagegenerated bytheVisionContentManagement System™. Pleasedonotreplydirectlytothisemail. 3 2021/09/14 City Council Post Agenda Page 422 of 428 JamesC. Clark ClarkisanativeofIllinois, andagraduateoftheUniversityofIllinoisatUrbanawithaB.S. inMarketing. AftermilitaryserviceinNewYork, FortKnox, Kentucky, andWürzburg, Germany, hebeganhisprofessional careerinSanDiegoasanadvertising accountexecutive. AmonghisclientsatthetimeweretheSanDiego Padres, CalienteRacecourseandvariousrealestatedevelopments. Withapartner, hemovednorthtofoundaLosAngeles-basedmagazine company topublishairlinein-flightmagazines. Whenheleftthat company—East/WestNetwork—tenyearslater, morethan60percentof allcommercialflightsintheUnitedStatescarriedthecompany’smagazines. Followingpublishingventuresincludedserving asPresident/Publisher of SanFranciscoMagazine, thecitymagazinefortheBayArea, andPublisher ofTheExecutive, abusinessmagazinethatprofiledLosAngelesandOrange Countycompaniesthroughtheeyesofthosecompanies’ chiefexecutive officers. ClarkwasalsoDirectorofMagazineDevelopment atFreedom CommunicationsinIrvine, andinterimpublisherofbothWorldTradeand LatinTrademagazines, basedinIrvineandMiami, respectively. ClarkwastheFounding Executive DirectoroftheSanDiego/TijuanaSmartBorderCoalition. TheCoalition istheleadingbi-nationalorganizationworking toeaseborderwaittimesbetweenCalifornia andBaja California. Itistheonlyregionalorganizationwithboardmembers equallyfrombothSanDiegoandTijuana. TheCoalitionalsohelpspromotetheSanDiego-TijuanaRegionforinvestmentandisanadvocacygroupfor bi-nationalborderefficiencyissuesinMexicoCityandWashington. ClarkwastheFoundingDirectoroftheSanDiegoRegionalChamberofCommerce MexicoBusinessCenter andledtheorganizationfor11years. BeforejoiningtheSDRCC, hewasDirectorfortheCaliforniasofthe UnitedStates-MexicoChamberofCommerce, basedinLosAngeles. TheUnitedStates-MexicoChamber isheadquartered inWashington, D. C. ClarkwastheCoordinator fortheTri-lateralNorthAmericanCompetitivenessandInnovationConferences heldannuallyinSanDiego2010-2013undertheauspicesoftheUnitedStatesDepartmentofCommerceand itsCanadaandMexicocounterparts. HehasbeenontheBoardofDirectorsofMainlyMozart/PromotoradeBellasArtes, SouthCountyEconomic DevelopmentCouncilandtheGermanAmericanFoundation wherehewasthebinationalchair. Hewasan InternationalFriendshipCommissionerfortheCityofChulaVistaandhasservedontheAdvisoryBoardsof SanDiegoCitizen’sDiplomacy Council, XLNC1ClassicalRadioandLEADSanDiego. Hehasbeena MemberoftheBoardofDirectorsoftheInternationalCommunityFoundation servingthe peopleofBajaCaliforniaSur andOlivewood GardensandLearningCenteraswellas havingserved asthe U.S. CaliforniaRegionalTeamLeaderforFUMECandBIMI (BorderIntelligent Manufacturing Initiative). HecontinuesasanHonoraryBoardMemberoftheSanDiego/TijuanaSmartBorderCoalition. Hewas inductedintotheTijuanaPaseodelaFamain2015. ClarkhasbeenhonoredbytheCongress oftheUnited States, California StateSenate, theStateofBajaCalifornia, theConsulatesGeneralofCanada, Mexicoand theUnitedStates, TijuanaEconomic DevelopmentCorporation, andtheMayorsofSanDiegoandTijuana forhisservicetotheregion. Clarkcurrentlyworksonprojects between SanDiego/TijuanaandtheBajioRegion of Mexico. 2021/09/14 City Council Post Agenda Page 423 of 428 2021/09/14 City Council Post Agenda Page 424 of 428 ���-----.-t.J!f'.JJ!��� CllY OF CHULAVISTA DATE: TO: CC: FROM: SUBJECT: Mayor and City Council City of Chula Vista 276 Fourth Avenue Chula Vista, CA 91910 (619) 691-5044 (619) 476-5379 FAX MEMORANDUM n 8/31/2021 Mayor and Councilmembers City Manager, City Clerk, City Attorey Stephen C. Padilla, Councilmember Consideration of a Resolution in Support of House of Representatives Bill 842, the Protecting the Right to Organize Act of 2021 Dear Mayor and Councilmembers, I respectfully request the Council approve the adoption of the attached proposed Resolution in support of the final passage and signing of U.S. House of Representatives bill H.R.842 - Protecting the Right to Organize Act of 2021. Steve Padilla Councilmember District 3 2021/09/14 City Council Post Agenda Page 425 of 428 For Chula Vista City Council meeting of September 14th, 2021 Proposed Resolution in support of the U.S. House of Representatives Bill to protect the rights of employees to organize. Submitted by Councilmember Stephen C. Padilla A RESOLUTION OF THE COUNCIL OF THE CITY OF CHULA VISTA IN SUPPORT OF HOUSE BILL 842, THE PROTECTING THE RIGHT TO ORGANIZE ACT OF 2021. WHEREAS, on March 9, 2021 the United States House of Representatives voted 225-206 to pass H.R. 842, the Protecting the Right to Organize Act of 2021 (PRO Act); and WHEREAS, as of March 11, 2021, the PRO Act was received in the United States Senate and referred to the Committee on Health, Education, Labor, and Pensions; and WHEREAS, the PRO Act expands various federal law labor protections related to employees' rights to organize and collectively bargain in the workplace; and WHEREAS, the PRO Act revises the definitions of employee, supervisor, and employer to broaden the scope of individuals covered by the federal labor standards; and WHEREAS, the PRO Act amends the federal National Labor Relations Act, which applies directly to private sector employers and employees; and WHEREAS, the PRO Act permits labor organizations to encourage participation of union members in strikes initiated by private sector employees represented by a different labor organization; and WHEREAS, the PRO Act prohibits private sector employers from bringing claims against unions that conduct such secondary strikes; and WHEREAS, the PRO Act allows collective bargaining agreements to require all private sector employees represented by the bargaining unit to contribute fees to the labor organization for the cost of such representation, notwithstanding a state law to the contrary, and expands unfair labor practices to include prohibitions against replacement of, or discrimination against, workers who participate in strikes; and WHEREAS, the PRO Act makes it an unfair labor practice under the NLRA to require or coerce employees to attend employer meetings designed to discourage union membership and prohibits employers from entering into agreements with employees under which employees waive the right to pursue or a join collective or class-action litigation; and WHEREAS, the PRO Act further prohibits employers under the NLRA from taking adverse actions against an employee, including employees with management responsibilities, in response to that employee participating in protected activities related to the enforcement of the 2021/09/14 City Council Post Agenda Page 426 of 428 prohibitions against unfair labor practices; and WHEREAS, the PRO Act addresses the procedures for union representation elections, provides employees with the ability to vote in such elections remotely by telephone or the internet, modifies the protections against unfair labor practices that result in serious economic harm, and establishes penalties and permits injunctive relief against entities that fail to comply with National Labor Relations Board orders; and WHEREAS, the PRO Act is the most significant worker empowerment legislation since the Great Depression, as it stands to give private sector workers a free and fair choice on whether to form a union, ensure they can reach a first contract quickly after a union is recognized, end private sector employers' practice of punishing striking workers by hiring permanent replacements, and hold corporations accountable with real penalties for illegally retaliating against private sector workers who organize; and WHEREAS, the PRO Act will help make America's economy work for working people, and help raise stagnant wages that have only increased a mere 9% from 1973 to 2013, while productivity has increased 74% over that same time; and WHEREAS, it is the Council's view that, through the expansion of collective bargaining under the PRO Act, there will be increases in pay and protections for women, people of color, immigrants, and the LGBTQ community in areas where existing non-discrimination laws are still falling short; and WHEREAS, it is the Council's view that a stronger labor force will create more economic prosperity for City residents and positively impact the City's economy; and WHEREAS, the Council recognizes that the City is a public agency employer under California's Meyers-Milias-Brown Act (MMBA), with specific duties and obligations to the City's recognized employee organizations; and WHEREAS, by expressing its support for the PRO Act, the Council does not intend to take a formal position, through this Resolution, on any City matter that may be subject to bargaining under the MMBA now or in the future; NOW, THEREFORE, BE IT RESOLVED, by the Council of the City of Chula Vista, that the Council supports the principles in the PRO Act to give private sector workers appropriate powers and protections in the workplace. BE IT FURTHER RESOLVED, that the Council, for and on behalf of the people of Chula Vista, urges members of the United States Senate to vote to approve the PRO Act. BE IT FURTHER RESOLVED, that the Council, for and on behalf of the people of 2021/09/14 City Council Post Agenda Page 427 of 428 Chula Vista, urges President Biden to sign into law the PRO Act, upon its passage and affirmative vote by the United States Senate. BE IT FURTHER RESOLVED, that the Council requests that the City Clerk transmit this Resolution in support of the PRO Act to the Congressional Representatives for Chula Vista to ensure this Resolution is received by the United States House, United States Senate, and by the White House and made part of the official record of support for the PRO Act. 2021/09/14 City Council Post Agenda Page 428 of 428