HomeMy WebLinkAbout2020-07-28 Item 10 - Exhibit DExhibit D
Please note that Stifel will serve as underwriter to the City under this Agreement, in compliance
with and subject to rules and regulations governing underwriter activities including, without
limitation, SEC Rule 15Ba1 et. seq. and rules promulgated by the Municipal Securities
Rulemaking Board ("MSRB"). Stifel will communicate related requirements and restrictions in
the context of and upon commencement of the specific Bond financings undertaken in
connection with this Agreement. Further, certain aspects of such Bond financing(s), including
without limitation applicable indemnification provisions, will be memorialized in documents and
agreements, including a Bond Purchase Agreement ("Bond Documents"), that are subject to the
City's review and approval. To the extent provisions in the Bond Documents conflict with the
provisions of this Agreement, the Bond Documents shall control.