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HomeMy WebLinkAboutReso 1986-12701 RESOLUTION NO. 12701 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING AGREEMENT BETWEEN THE CITY OF CHULA VISTA AND INFRASTRUCTURE MANAGEMENT SERVICES FOR THE DEVELOPMENT OF A PAVEMENT MANAGEMENT SYSTEM AND STREET STRUCTURAL INVENTORY FOR THE MONTGOMERY AREA, APPROPRIATING FUNDS FROM THE UNAPPROPRIATED GAS TAX FUND, AND AUTHORIZING THE MAYOR TO EXECUTE SAID AGREEMENT The City Council of the City of Chula Vista does hereby resolve as follows: NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Chula Vista that that certain agreement between THE CITY OF CHULA VISTA, a municipal corporation, and INFRASTRUCTURE MANAGEMENT SERVICES, for the development of a pavement management system and street structural inventory for the Montgomery area dated the 2nd day of September , 198 6, a copy of which is attached hereto and incorporated herein, the same as though fully set forth herein be, and the same is hereby approved. BE IT FURTHER RESOLVED that the Mayor of the City of Chula Vista be, and he is hereby authorized and directed to execute said agreement for and on behalf of the City of chula Vista. BE IT FURTHER RESOLVED that the sum of $21,550 be, and the same is hereby appropriated from unappropriated Gas Tax funds to Gas Tax Project Account (250-2501-GT205). Presented by Approved as to form by oLirkpps~ct~[yD~rn~tn°erer°f (~ /~ttorney /~/ 0374a ADOPTED AND APPROVED BY THE CITY COUNCIL OF THE CITY OF CHULA VISTA, CALIFORNIA, this 2nd do,/ of. September 19 86 , by the following vote, to-wit: AYES: Councilmembers Moore, Campbell, McCandliss, Cox, Malcolm NAYES: Council members None ABSTAIN: Counci lmembers None ABSENT: Counci 1 members None -~~M~ of the City of Chula Vista STATE OF CALIFORNIA ) COUNTY OF SAN DIEGO ) ss. CITY OF CHULA VISTA ) I, JENNIE M. FULASZ, CMC, CITY CLERK of the City of Chula Vista, California, DO HEREBY CERTIFY that the above and foregoing is a full, true and correct copy of RESOLUTION NO. 12701 ,and that the same has not been amended or repealed DATED City Clerk (]IY OF CHUI.A VISTA CC-660 AGREI~T FOR ~GINEERING ~dlS AGRE~T, made and entered into thi$~ day of~, 1986, by and~tween the CITY OF CHULA VISTA, CALIFORNIA, a publioVoorporation, hereinafter referred to as "City", and I1~ INFRAS~UC~dRE ~LqNAG~AENT SERVICES, an Illinois Cor~ratinn, whose address is 3350 Salt Creek Lane, Suite qlT, Arlington Heights, Illinois 60005, hereinafter referred to as "E~gineer", covers certain professional engineering services in connection with the proposed Montgomery Annexation Pavement Management Program. WITNESSETH THAT, in consideration of these premises and of the mutual covenants herein set forth: THE E~GINEER AGREES, 1. To perform a Pavement Management Program for approximately llS.~ lane miles of pavement designated by the City as the Montgomery Annexation and consisting of approximately 800 test sections as referenced in page 9, paragraph 10, of Attachment "B", and in accordance with the procedures set forth in both Attachments "A" and "B". The boundries of the Montgomery Annexation are further defined in the location drawing as Attachment "C". 2. To conduct the following operations necessary to develop a computerized Pavement Management Program: a. RST generated pavement inventory b. Street Environment Inventory c. RST Surface Condition Survey d. Dynamic deflection testing e. Computerized Pavement Management Software Program 3. Install a totally operational Pavement Management Software Program on a City owned Compaq 286 Deskpro microcomputer with recommended peripherals as designated in Attachment "B". 4. To commence field work within 60 days of notice to proceed and to install the completely operational proposed Pavement Management Software Program within 50 days of the commencement of field activities and upon receipt of information to be provided by the City. 5. To meet with the City for initiation of the project, coordination of field activities, installation of a computerized Pavement Management Program, required training, and report presentation of the entire project. Agreement For Engineering Study Page 2 To indemnify, keep and save harmless the City, its officials, officers, employees and agents, against all liabilities, Judgements, costs, damages and expenses, direct or indirect, that may be suffered, claimed or otherwise accrued, against the City, arising on account of negligence by the Engineer's staff during testing operations under this Agreement and in consequence thereof. 7. In the event data or test results are found in error during review of the report, the Engineer agrees that he will perform such corrections without expense to the City though final payment may have been received by him. He shall give immediate attention to these changes so there will be a minimum delay to the City. 8. To purchase, repair, and maintain all equipment required to complete this project. 9. To perform additional data collection on pavements outside the ~., Montgomery Annexation at the request of the City on a unit price basis not to exceed those stated in this Agreement. ]0. To place a source code for the software program into an escrow account for the benefit of the City so that the City can obtain access to the program in case of a change in the ownership or status of the Engineer. ll. Not to discriminate against any employee or applicant for amployment because of race, religion, color, sex, or national origin. Such actions shall include, but not be limited to the following: employment, upgrading, demotion or transfer; recruitment or recruitment advertising, layoff or termination, rates of pay or other forms of compensation; and selection for training including apprenticeship. Agreement For Engineering Study Page 3 THE CITY AGREES: 1. To pay the Engineer compensation for all services performed as stipulated in paragraphs 1, 2 and 3 of THE E~GINEER AGREES and in accordance with the following unit price schedule: Continuous Laser RST Surface Condition Survey, inventory, environmental survey with output in increments referenced in Attachment "B% pages 9 and 10. $15.00/test section Dynamic deflection testing. $10.00/test section Pavement Hanagement Software Program with expanded inventory module completely installed on the City's Compaq Deskpro 286 micro-computer with recommended peripherals and related trslning $20,000.00 ~anual Surface Study Training $3,000.00 Optional computer hardware as per At Invoice Cost Not Attachment "B" To Exceed Expanded RAM capacity to §12k $§50.00 dbase III or dbase III plus Total price for services rendered will not exceed $~3,000.00 without hardware option and $~3,550 with hardware option. 2. The payments due the Engineer for services rendered in accordance with this Agreement will be made within 30 days after the approval of the work performed in accordance with the following schedule: Upon the completion of the field testing (each element will be billed on a unit price basis for the actual work completed). 90% Upon acceptance by the City. 10% Software Upon delivery and installation of the operational Software Program. 90% Upon acceptance by the City. 10% Upon delivery of the computer hardware 100% ~reement For Er~ineering Study Pa~e 4 3. Accept Software License ~reement: a. ~- The Engineer hereby grants to the City a paid-up non-exclusive and non-transferrable license to use I~S's Pavement Hanagement System Program software (the "Software"), including the object codes and related documentation pertaining thereto. b. Negative Covenants of License. The City agrees that it will not: (a) rent, lease, sell, lend, sub-license or othe~ise transfer the Software or any documentation relating thereto or attempt to transfer their rights hereunder; (b) remove or obscure IMS's proprietary rights notices; (c) alter, decompile or disassemble the programs; or (d) utilize the Software on any service bureau, time-sharing, or interactive cable system. Should the project be abandoned at anytime after the Engineer has performed any part of the services provided for in parngraph 1, 2 or of ~I~GINEER AGEEES, and prior to the completion of such services, the city shall reimburse the Engineer for the percentage of the work completed up to the time he is notified in writing of such abandoament. 5. That, should the City require changes on any of the detailed specifications, except for those pursuant to paragraph 7 of ENGINEER AGREES, after they have been approved by the City, the City will pay the Engineer for such changes on the basis of the Engineer's established unit pricea. It is understood that %hangesw as used in this paragraph shall in no way relieve the Engineer of his responsibility to prepare a complete Pavement Managment Program for the evaluation of pavement conditions. 6. To provide to the extent possible the following: a. Project limits and street map for performing the various data collection operations. h. Present and projected future traffic volumes delineating automobiles, single-axled trucks, multi-axled trucks and busses. Engineer will assist City as indicated in Attachment "B", page paragraph c. Maintenance strategies and corresponding implementation costs for use in the program. d. A safety vehicle, when requested, to provide protection for the deflection testing operation on heavily traveled roads or those in hilly terrains. e. Assist in coordinating activities between City Departments and any outside agencies as necessary to permit efficient data collection operations by Engineer. ~reement For Engineering Study Page 5 ZT ZS HUTALLY AGREED, 1. That Attaclments en~nerated in this section and attached to this A~reement are incorporated in this ~6ree~ent by this reference and are to be construed as part of this Agreement. Attachment A - ~ I~ra~truet~e ~ement Services dated Hatch 27, ~ 9~, eith the foll~i~ corrections: ~. Business O~anization, P~e ~ - ~le~e ~eference to W~nut C~eek office. E~ineev is currently in process of establ/shl~ an office In 0ra~e Cowry, Caltfor~a, scheduled to be operational duri~ A~ust, ~98~. ~ntraet and work will ~ or~anized out of the irl/~ton Heights office with follow up services provided by the Or~e County office. 2. Stat~ent of Objeetlve~, ]st par~raph, ]st sentence - *City of Loveland~ should read *C/ty of ~ula Vista." Attac~ent B - June ~2, ~986, letter to Hr. Clifford L. Swanson, RE: I~ Res~nse to Pavement ~n~ement Questions. Attachment C - Study Bo~d~ies (Hontgomery Annexation) 2. This ~re~ent may be ~e~inated by the City u~n tivi~ no,ice writl~ to the E~ineer at his last known post office address. Upon ~uch termlnation, the E~ineer sh~l cause to be deZivered to the Cl~y ~1 data, if any, fr~ pavement studies w/th the undevstandi~ that such materl~ becomes the property of the City. ~e E~inee~ shall be paid for any services completed and any services part/~ly completed accordance with Section ~ of ~E CITY AGREe. 3. That the Engineer w~ants that he ha~ not ~ployed or retained any company or person, other than a ~na fide ~ployee work/n~ solely for the E~ineer, to soZicit or secure this contract, and that he has not paid or ~reed to pay any compa~ or person, other than a ~na fide employee wo~kl~ solely for the EnEinee~, ~ fee, commission, percentage, broker~e fee, gifts, or ~y o~her consideration, continent upon or ~esultt~ fr~ the award or m~i~ of this contract. For breach or violation of this warr~ty the City sh~l have the rlEht to annul this contract without liability. ~. The E~ineer ~h~l not assign tht~ ~re~ent tn whole or in part without p~ior written consent of the City. ~is ~reement consists of professional ~ervlces and software progr~s and it Is not contemplated by either party that a~ such assignment wo~d occur. ~ny such assig~ent sh~l not relieve the E~ineer of ~y of its obligat$ons under this ~reement. ~greement For Engineering Study Page 6 §. That all questions cencern/n~ the execution, validity or invalidity, capacity off the partiee, and the performance of this ~reement, ehall be interpreted in all reepecte in accordance with the laws of the State off California. 6. That this i~reement, together with the Attachments, is the entire /~raement between the parties and all other ~reements are merged herein. IN WITNESS WHEREOF, the psrtiee hereto have executed thia Agreement as off the day and year first written above. Executed by the City: CITY OF CHULA VISTA ATTEST State of Californ/a, actir~ by and through Title: OF Executed by the E~ineer: I~ INFRAS~UCTURE ~NAG~NT SERVICES 3~50 Salt Creek Lane Suite ~7 Don~d L. ~a~dt D.~. V~lis Dlrecto~ of Bu~ne~ Development ~n~[~ D~rector Ref: 01-8056A00 ATTA~CHMENT, "A" CITY OF CaOLA V~TA, CALIFORNIA (01-8056A00) P~V~M~iT 14ANAGEM~NT PB(~IRAM 1986 Submitted by: IHS ~ea.aT~CIU~E H~N~NT SEItVIC~S B350 SALT C~EEK LANE, SUITE 117 · ,qL3[N~T~Ii ~TS, ILl.'mOl3 60005 (312) 506-1500 March 27, 1986 Mr'. John P. Lippttt Director of Public Works/City Engineer City of Chula Vista 276 Fourth Avenue Chula Vista, CA 92010 Re: Proposal To Develop A Pavement Management System Dear Mr. Lippitt: We are pleased to submit our proposal to perform a comprehensive Pavement Management Program on approximately 45 centerline miles of pavement comprising the Mongtomery Annexation in Chula Vista, California We propose to install a proven Pavement Management Software Program on a City-owned COMPAQ 286 Deskpro microcomputer. The program will be refined to meet the specific needs of the Cit~ The software program is designed to yield both network level and project level information. It is user-friendly and menu-drivem The software program will be owned by the City of Chula Vista and will not require addition access fees. We have attempted to respond to the needs identified in the RFP, along with alternative methods of state-of-the-art data collection for your consideration. Based on the Annexation's urban environment, we would recommend a comprehensive network level investigation based on a block-by-block testing interval. This level of investigation yields the greatest initial cost benefit. Data collection techniques, however, can be varied according to nlassification of streets. A greater number of test sections can be considered on heavily travelled arterial and collector system pavements. Residential streets with lower traffic volumes generally require less testing at the network level. The alternatives included within the body of the proposal provide the City with a great deal of flexibility. The cost of the alternatives range from approximately $40,000 to $60,000 for complete studies. The services offered by IMS are unique for several reasons. First, data collection with the Laser RST is unique in all the world. It is the only piece of equipment capable of collecting continuous, objective and highly accurate surface distress data. Second, the multi-sensor approach to deflection analysis enables the program to determine performance characteristics for the surface, base, subgrade and total pavement system. City of Chula Vista, California (01-8056A00) P~e ~ March 27, 1986 The software program, when based on either Laser RST or manual surface data and delfection testing, will determine the affect of a wide range of rehabilitation strategies. It is not limited only to overlay thicknesses. Finally, the comprehensive nature of the Pavement Management Program will generate both detailed and overview information that is useful to both the administration and staff charged with maintaining the street network. The staff will be thoroughly trained in the software operation and interpretation output dat~ IMS will make a presentation of its findings to City staff and/or elected officials at a time convenient to the City. We look forward to working with the City of Chula Vista. If you have any questions regarding this proposal or the services available through IMS, please feel free to contact our office. Very truly yours, IMS INFRASTRUCTURE MANAGEMENT SERVICES Donald L. Hardt Director of Business Development DLN/jld Encl. cc: Dick Edwards Pete Engwall File: 01-8056A00-2 INDEX BUSINESS ORGANIZATION STATEMENT OF OBJECTIVES STATEMENT OF QUALIFICATIONS AND EXPERIENCE 3 PROJECT OUTLINE INTRODUCTION 4 SCOPE OF SERVICES 7 wORK PLAN SURFACE CONDITION SURVEY 8 DEFLECTION ANALYSIS 10 PAVEMENT SECTION EVALUATION 10 PAVEMENT MANAGEMENT SOFTWARE PROGRAM 1 COMPUTER HARDWARE 13 TRAINING 1 GENERAL PROVISIONS TI~E SCHEDULE 1 5 INFORMATION AND SERVICES PROVIDED BY THE CITY 15 COMPENSATION 16 TECHNICAL SUPPORT 18 SIGNATURE PAGE 1 9 APPENDIX A - PARTIAL LIST OF CLIENTS APPENDIX B - RESUMES PROPOSAL CITY OF CHULA VISTA, CALIFORNIA (01-8056A00) MARCH 27, 1 986 A. BUSINESEORGANIZ~TIO~ IMS Infrastructure Management Services 3350 Salt Creek Lane, Suite 117 1642 Terrace Way Arlington Heights, IL 60005 Walnut Creek, CA 94546 Phone: (312) 506-1500 (415) 944-1460 Telex: 797227 IMS ARL IMS Infrastructure Management Serviees is an Illinois Partnership with a branch office in Walnut Creek, California All work activities pertaining to this project will be performed out of both offices. During the course of the project, crews and equipment will be based at facilities in or adjacent to the City of Chula Vista. All work will be performed by IMS personnel and there will be no subcontraetors or subeonsultants used for the proposed project unless deemed advantageous by the City. Core tests, if required by the City, can be performed by a local testing firm, City staff, or IMS, at the option of the City. B. ~TAT~4ENT OF OBJECTI~I~ Based on a review of the RFP and previous discussions with City staff, it is our understanding that the City of Loveland is attempting to secure a computerized Pavement Management Program that will address the pavement and various right-of-way elements in the Montgomery Annexation area. It must enable the City to effectively maintain their pavement system and optimize their available maintenance funds. It is necessary for the City of Chula Vista to obtain the maximum benefit from limited dollars allocated for the maintenance and improvement of the City's street system. The Pavement Management Program must identify the existing esndition of the pavements and be able to determine the individual future performance of each pavement section. It must identify existing problems and determine the causes, whether they be surface, base, subgrade, or traffic related. Once the problem is identified, cost effective rehabilitation strategies must be formulated. City of Chula Vista, California (01-8056A00) Page 2 March 27, 1986 Since a "cure all" rehabilitation strategy has yet to be developed, the Pavement Management Program must consider a variety of rehabilitation strategies. Cost effective rehabilitation techniques are not limited to asphalt overlays. Therefore, it is important that alternatives include not only overlays, but minimal surface treatments, recycling alternatives, stress absorbing membranes, base repair and total reconstruction. With the variety of rehabilitation strategies available to municipalities in the San Diego area, it is important For the Pavement Management Program to identify the parameters in which each of these alternatives will work and the resulting benefit after implementation. The Pavement Management Program should also identify the benefits that can be obtained from less-than- optimum rehabilitation strategies should budget restraints prevent implementation of an optimum alternative. This factor is extremely important when considering staged improvements or temporary maintenance of a street subjected to unusual situations such as major utility cuts or extreme loading conditions. In addition to identifying necessary structural improvements, the Pavement Management Program must also consider the economic aspects through cost benefit ratios and estimated budget requirements. After analyzing both structural and economic information, the Pavement Management Program should identify both the optimum rehabilitation strategy and the time for implementation. The computer-based Pavement Management System must be installed on a City- owned COMPAQ 286 Deskpro microcomputer. City staff must be thoroughly trained so that they can perform both analysis and planning as required by the City. The software program should address the unique conditions existing in the City of Chula Vista and allow for a future updating to provide an ongoing Pavement Management Program. The pavement management software should be designed so that it can be independently operated by City personnel without mandatory ties to a particular consultant or agency. It must be user-friendly and menu-driven. The Pavement Management Program should provide the decision makers with the necessary information to determine a methodology for both maintaining and upgrading of the City streets. It should identify budgets necessary to achieve various levels of serviceability. It should also identify the ramifications resulting from reduced budget levels. City of Chula Vista, California (01-8056A00) Page 3 March 27, 1986 In conclusion, the Pavement Management Program should provide the necessary information for both the decision makers and the staff charged with the responsibility of maintaining the system. Overview information on pavement eondition, along with improvement programming and budget information, is extremely important to administrators. The Pavement Management Program output should be in a dual format to provide both this information and the detailed information for staff of designing the actual rehabilitation. The Pavement Management System should be flexible so as to provide additional inventory related information and allow for input of various collected R.~W. field data. Pavement sections must be identified both by a sequence number and street name. The Pavement Management Software Program proposed by IMS responds to each of the previously referenced objectives. It will provide the City of Chula Vista with an advanced Pavement Management Program based on highly accurate field data collected with state-of-the-art equipment or trained City staff. C. STATEME~iT OF OUAT-TI~ICATIONS AND EXPRRTI~I~ We are including for your review, a brief resume of IMS's (formerly Novak, Dempsey & Associates, Inc.) background and experience in the area of pave- ment evaluation. The firm has evaluated pavements using various testing techniques for the last Z5 years. Since 1976 the firm has been specialized in Comprehensive Pavement Evaluation and Pavement Management Programs. To date, IMS has evaluated over 25,000 miles Of pavements using the techniques incorporated in the proposed Pavement Management Program. We are enclosing as Appendix "A" a partial list of clients who have received programs similar to the one proposed for the City of Chula Vista. Our data hank now includes in excess of 300,000 test sections. Each test section includes data from a comprehensive surface study, environmental survey, dynamic deflection analysis, and traffic analysis portions of our comprehensive Pavement Management Program. Of these, approximately 75,000 test sections have been evaluated using the Laser RST. We have compilation of raw data and analyzed data showing the interrelationships of the previously referenced field testing procedures. This data bank, combined with our experience in both materials available for street rehabilitation in the Chula Vista area and rehabilitation strategies used throughout North America, will assure the City that the recommendations generated from the software program will be accurate and cost effective. City of Chula Vista Page ~ March 27, 7986 Utilizing the above referenced data bank is a staff of registered professional engineers with years of experience in the evaluation of road- ways and pavements throughout North Americ~ The Project Manager will be Robert L. Norsk, Director of Engineering, registered as a Civil Engineer in California, Registration No. A0899~2, and who is an inbernationally recognized authority in the field of comprehensive pavement evaluation and pavement management systems. David E. Butler, Senior Engineer, will coordinate the entire project and develop the computer software. Dick Edwards and Pete Engwall will act as liaisons to the City. Since experience at all evaluation levels is essential, it should be noted that the field crews at IMS have thousands of miles of experience to ensure that the field data is collected accurately. We have enclosed as Appendix "B" the resumes of key personnel assigned to this project. The IMS Pavement Management Program is written to accept surface data collected by a walking visual survey or by the Laser Road Surface Tester, an automated data collection device. By either method, data is collected on a 100 percent sample as it is our contention that smaller samples must be subjectively chosen and do not necessarily represent the total section being tested. The IMS visual walking survey is based on the methods developed by the Ministry of Transportation and Communications in the Province of Ontario, Canada. It is a very detailed survey involving a dual rating of 34 different parameters. The visual survey, although detailed, remains subjective and therefore relies completely on the ability of the persons rating the road and their ability to see the many parameters in ever-changing conditions of lights, etc. The method is expensive because it is labor intensive as with all walking visual surveys. Safety of the raters can also become a consideration on certain types of streets. It should be noted that IMS has thoroughly explored the merits of a wind- shield type surface condition survey. Studies have been performed in conjunction with the Arizona Department of Transporttaion and several cities throughout the United States. Our experience indicates that this method of surface study has an unsatisfactory level of repeatability. Light conditions greatly affect even the most experienced raters. As a result, IMS believes that a windshield survey cannot provide accurate data for inclusion into the Pavement Management Program. City of Chula Vista, California (01-8056A00) Page 5 March 27, 1986 An increasing number of governmental agencies are discontinuing the subjective visual survey in preference to obtaining totally accurate and objective data obtainable through the use of automated devices. IMS utilizes the Laser Road Surface Tester. This equipment is state-of-the-art in data collection today. The Laser RST is able to travel in normal traffic flows as the accuracy of the data is not speed or vehicle related. Eleven lasers are used to pickup data on roughness, rut depth, cracking, amd texture. In addition, an eleven point section of the roadway is obtained. Seven of the lasers are 16 KHZ (16,000 readings per second) and the other four are 32 KHZ, both of which operate to an accuracy of ±0.2mm. The equipment is not affected by noise, light or normal rainfall. The data obtained on roughness, rut depth and texture is unobtainable by normal visual methods and, therefore, provides additional important information when dealing with deterioration and aging of pavements. An environmental survey is performed in conjunction with either method of surface condition surveys. This considers factors that affect pavement performance that are normally not evaluated when looking only at pavement oonditiom Factors such as drainage, climatic condition, and land use are evaluated and input into the software program. IM$ is, and always has been, a strong proponent for the Inclusion of an assessment of subsurface conditions in pavement management. Without this additional dimension, it is difficult, if not impossible, to predict where a pavement is in its life cycle. IMS utilizes a Dynaflect for its deflection analysis, and includes in its analysis the results obtained from all five sensors. This data is completely accepted and evaluated in the Pavement Management System. Using this approach, you will be able to recognize the condition of the base and sub-base and how the various layers are interacting with each other. IMS is proposing a Pavement Management Software Program specifically designed to address the City's pavement problems and concerns on all streets within the maintenance Jurisdiction of the City. The program will specifioally respond to each of the points identified in the previously referenced "Statement of Objectives". The proposed project will be performed at a comprehensive network level utilizing a lane block stationing interval. Program flexibility allows for either initial or future expansion to project level evaluation on arterials, collectors, or any pavement section utilizing 50', 100' or 200' stationin~ City of Chula Vista, California (01-8056A00) Page 6 March 27, 1986 The proposed Pavement Management Software Program for the City of Chula Vista is actually a compilation of several pavement management methodologies. The first methodology incorporates a performance based program. This program will allow the City to determine what to do and when to do it each year for the next five years so as to achieve a selected level of serviceability. In addition, it determines the costs necessary to achieve that level of performance. This methodology includes both an optimum and least initial cost approach to achieving that goal. The optimum approach will recommend the rehabilitation strategy and year for implementation that will provide the greatest benefit for the dollar expanded. Information will also be provided to allow the City to select a least initial cost alternative which recommends the rehabilitation and the year of implementation that will achieve the desired level of serviceability at the lowest initial cost to the City of Chula Vista. The second methodology incorporated in the Pavement Management Program uses available dollars as the limiting factor. Existing and projected yearly budgets are analyzed. Rehabiliation strategies and times for implemen- tation are recommended based on aehievlng the greatest benefit from the available dollars. Several budget levels can be considered along with the corresponding rehabilitation programs. The two methodologies are then used to develop a third methodolgy which identifies the rehabilitation strategies and resulting costs necessary to maintain the pavements at their current average condition. This program will allow the City to consider what to do and when to do it each year for the next five years so that at the end of five years, the average pavement condition is no worse than the current average condition. This portion of the program will aid the City of Chula Vista in determining whether it is getting ahead or falling behind as a result of the City's current and anticipated annual rehabilitation budget. These three major methodologies are used to develop the IMS Pavement Management Program. The proposed Pavement Management Program is based on the most comprehensive pavement evaluation techniques available in North America. It will provide the City of Chula Vista with valuable engineering and economic information necessary to assist the City in its decision- making process. City of Chula Vista, California (01-8056A00) Page ? March 27, 1986 IMS is proposing four specific alternatives for the method and frequency of field data collection for input into the Pavement Management Program. The first alternative includes the training of City staff in performing a manual surface condition survey. This investigation could be based on a stationing technique utilizing 200-foot sections or block sections. Deflection analysis using a Dynaflect machine would be performed at the rate of one test per section. This alternative, although somewhat labor intensive, would provide accurate information as input into the Pavement Management Program. The second alternative is to perform a complete evaluation, including RST surface study and deflection analysis, on each lane block of arterial and collector streets. Residential streets would be tested using one pass of the RST per block and one deflection test per section. This technique has been used quite successfully by the cities of Oakland, California; Westminster, Colorado; and Midland, Texas. This is a cost effective method of acquiring sufficient information on streets with both high and low traffic volumes. The third alternative is to perform a complete evaluation, including RST surface study and deflection analysis, on each lane block of pavement. The same testing procedure would be performed on both the arterial/collector streets and the residential streets.' alternative is based on performing an initial project level The fourth investigation on the arterial/collector system utilizing 200-foot stations. The residential streets would be evaluated using one pass of the RST and one deflection test per block. Project level investigations performed as part of an initial data collection process on residential streets are not generally cost effective. We would recommend that consideration be given to the second alternative as the initial data collection phase of the Pavement Management Program. Since the proposal also includes the Pavement Management Software Program, the City will be able to expand this network level investigation into a project level investigation as the need arises. IMS remains flexible in responding to the level of service desired by the city. City of Chula Vista, California (01-8056A00) Page 8 March 27, 1986 SURFACE CONDITION SU~¥~y An outline of the proposed Surface Condition Survey is as follows: 1. Schedule a meeting with the City of Chula Vista and IMS personnel to ~ determine the following: a. Street lists including street lengths and designations as to one, two, three, and/or four lane pavements. b. Time schedule for the various components of the pavement evaluation program. c. Traffic counts with a breakdown of oars, single-axle trucks, multi- ' axle trucks and buses. 2. IMS field personnel will prepare a schedule as agreed to during the discussions at the initial meeting referenced in Item 1 stated previously. 3A. At the option of the City, IMS will train City staff in the techniques necessary to perform a surface condition surve~ IMS would conduct a concentrated one week surface condition survey training course for three City personnel. Prior to undertaking the course, each student · would be provided with a publication on the pavement rating system which outlines the various distresses, how they are identified, and how they are to be recorded. It would be expected that all students would have studied this publication prior to the start of the course. The course would be led by either David Butler or Roger Speicher. The course would involve classroom lectures in which the fundamentals of pavement management would be discussed. The type of data required would be identified and the importance of good data in the pavement management process would be stressed. Finally, a discussion of the importance of the various pavement distresses and how they are to be rated would be put forward. The majority of the instruction would take place in actual field situations. Each trainee would be required to rate the various distresses as they coeur in the pavement. The emphasis would be towards hands-on training with close supervision and direction by the instructor. On the last day, an opportunity for full discussion of the field testing techniques would be provided. It would allow for fine tuning in those areas of field work that were considered necessary. City of ChulaVlsta, California (01-8056A00) Page 9 March 27, 1986 IMS staff would continue performing surface condition surveys in conjunction with City staff. Approximately fifty percent of the project would be evaluated with IMS personnel. IMS staff would also monitor, on a periodic basis, the surface condition survey performed by City staf~ 3B. As an alternative, IMS will use the Laser Road Surface Tester to perform the necessary inventory and surface testing portions of the surface condition survey. The majority of the data will be compiled continuously. The results will be stored in the onboard computer along with hard copy printouts for the field nrew's evaluation. SurFaee roughness, rutting, cracking, macrotexture, and stationing data will be collected using the specific Features of the Laser Road Surface Teste~ These objective rating techniques will provide the City with highly accurate surface data with almost total repeatability unavailable through visual or other non-laser automated methods. The Laser RST will collect data at traffic speeds and can be operated at night if deemed advantageous because of particular parking or traffic situations. This information will then be combined with deflection data and other parameters to provide an overall condition rating. 4. If the City elects to use its staff to perform a portion of the surface condition survey, IMS will include in its training program the techniques necessary to perform an environmental survey. This evaluation would be performed concurrently with the surface study regardless of whether being performed by IMS or City personnel. If IMS performs the surface condition survey with the Laser RST, it will also perform the environmental survey and collect the necessary data for the base inventory program. It will be necessary for City staff to collect additional inventory data related to parking, bike lanes, right-of-way width, curb condition, and sidewalks, etc. 5. IMS personnel will demonstrate the data collection techniques utilized with the Laser RST to selected City personnel as part of a familiar- ization and training effort to understand the overall Pavement Manage- ment Program, if requested. City of Chula Vista, California (01-8056A00) Page 10 March 27, 1986 IMS will perform the deflection analysis portion of the Pavement Evaluation Program using a Dynaflect machine and will collect deflection data at each test section (lane block, centerline block, or 200' section). The software program will perform an analysis that includes a review of each of the five geophones so as to determine the performance characteristics of the surface, base and suhgrade materials. If a problem is found, the source of that proble~ will then be readily identified. Should the City elect to perform its own deflection analysis, IMS will train City staff in the techniques necessary to assure accurate Dynafleot operation. PAVEMENT SECTION EVALUATION IMS is prepared to perform a pavement section evaluation at intervals specified by the City or locations identified by deflection analysis. The cores will identify the thickness and composition of each layer of the upper pavement section. Although normally included in project level analysis, it is usually considered optional at the network level. This pavement evaluation technique is designed to indicate pavement section information which can be useful in conjunction with deflection analysis or in consideration of rehabilitation strategies incorporating recycling techniques. Should the City elect to include a pavement section evaluation as part of the pavement evaluation program, the core holes would be filled with suitable material immediately after testing. In addition, any required utility location will be provided in cooperation with the various utility companies prior to testing. It should be noted that although the information is quite useful, eore testing is performed in only about 10 to 20 percent of the programs performed by IMS. The unique deflection testing techniques used by IMS have generally resulted in the elimination of this somewhat costly operation. Another option available to the City would to be hire a local testing firm to perform the coring operations in conjunction with this project. The local firm could perform the necessary tests to obtain soil R-values. The Pavement Management Program being supplied by IMS will accept core data and use it in the evaluation process when available. This information can be supplied either initially or in the future as deemed advantageous by the city. City of Chula Vista, California (01-8056A00) Page 11 March 27, 1986 PAVEMENT MANAD~NT SOFTWARE PROGRAM IMS will install the Pavement Management Software Program on the City's COMPAQ 286 Deskpro mieroeompute~ The software program will analyze the collected field data and generate the following pavement evaluation and pavement management reports: Pavement Inventory Module is a report that includes information as to street name, section number, limits, length, width, classifieation, traffic and pavement type. This module provides the specific inventory data and is used in conjunction with the pavement evaluation data to develop the pave- ment management modul~ This module can be expanded to include additional inventory data or previously collected field test results. The program includes provisions for additional entry into a data base for a variety of expansion capabilities. Pavement Priority Module is a report that lists all the street sections evaluated in order of best-to-worst condition. This program provides information as to the street name, limits, section numbers, priority rating, and grouping by performance categories. User Priority Module is a report that ranks each street section relative to traffic use and pavement condition. This priority listing takes into account user-benefit. Pavement Condition Module is a pavement condition report that includes a listing of street names, section numbers, traffic volumes, environmental factors, deflection test results, Laser RST information and condition ratings (on a 10 to 100 scale) for each section of pavement included within the investigation. This output identifies the existing condition of each section of pavement, and its projected levels of servieeability and performance for the next 10 years. In addition, it identifies the sources of pavement failure whether they be surface, base or subgrade related. This module provides output in both an administrative overview format and a very detailed format. It includes input provisions for soring data that can be printed out both in the detailed and overview formats. Contributin~ Factors Module is a report that provides information as to the causes of reduced surface condition ratings or reduced pavement condition numbers. It identifies problems resulting from environment, cracking, rutting, ride profile and texture. City of Chula Vista, California (01-8056A00) Pa~e 12 March 27, 1 986 Pavement Improvement Mod~le is a report which determines the effect of various alternative methods of rehabilitation. It determines whether or not a selected rehabilitation strategy will work and if it does work, the amount of increase benefit that can be derived from that rehabilitation strategy. This computer output is a direct result of the Pavement Condition Module and utilizes the s~e stationing. It should be noted that the City of Chela Vista can select from more than 160 different rehabilitation strategies ranging from minimal surface treatments through total reconstructio~ Nine rehabilitation strategies are selected for each type of pavement section and for each street classification. To prevent output obsolescence, this module provides information with resect to optimum and less-than-optimum alternatives. ~ is an investment benefit ratio report identifying the cost per square yard per year of benefit for each maintenance strategy evaluated in Pavement Improvement Module. It identifies the yearly cost benefit ratio for maintenance strategies implemented during each of the five subsequent construction seasons. Future costs are figures based on appropriate inflation factors. This output is used in the Pavement Manage- ment Program so that the City of Chula Vista can include economic factors into their decision-making process. Pavement Management Modul~ is a report that makes specific yearly rehabilitation recommendations based on a review of previously listed pave- ment evaluation modules. This Pavement Management Program will make recommendations as to the streets and rehabilitation strategies that should be included in yearly maintenance programs for each of the five subsequent years. These maintenance recommendations can be used on both alternative funding levels or selected performance levels. The previously referenced Pavement Management Software Program will also be designed in such manner that the groupings of individual street sections will be user selective. Various parameters can be sorted with the flexibility available through dBASE III. It should be further noted that the above referenced program will contain its own internal aging tables so that the program can be updated on an annual basis for several years without requiring yearly surface condition surveys with the Laser RST. Periodic field testing can be used to verify these aging tables and should be considered approximately every third year or as an ongoing program. City of Chula Vista, California (01-8056A00) Page 13 March 27, 1986 The proposed Pavement Management Software Program is being offered for the exclusive use of the City of Chula Vista The proposed software program is being offered under the following software license agreement: 1. Limited Use License; IMS hereby grants to the City of Chula Vista a paid up, non-exclusive, and non-transferrable license to use the IMS Pavement Management System program software, including the object codes and related documentation pertaining thereto. 2. Negative Covenents Of License: The City of Chula Vista agrees that it will not: (a) rent, lease, sell, lend, sub-license, or otherwise transfer the software or any documentation relating thereto or attempt to transfer their rights hereunder; (b) remove or obscure IMS's proprietary rights notice; (c) alter, decompile, or disassemble the programs; or (d) utilize the software on any service bureau, time sharing, or interactive cable system. IMS will put the source code for the program into an escrow account so that the City can be assured of continued accessibility in the event of changes in IMS, its assignees or successors. In addition, IMS will provide software maintenance for a period of one (1) year from the date of delivery of the Pavement Management Software Program. Any additional modules developed during that time period will be provided to the City of Chula Vista at no additional charge. Program revisions after the first year will be provided as part of an optional software maintenance service or on an individual basis. IMS has reviewed the City's COMPAQ 286 Deskpro computer and finds it compatible for the proposed Pavement Management Program. If not presently available to the City, IMS recommends consideration of the following minimum computer hardware to most efficiently operate the proposed Pavement Management Software Program: EVEREX GRAPHICS EDgE- l~2-Column Display Card DIGITAL RESEARCH C Basic Compiler PC DOS ~T 6 Pack Plus with 2§6X RAM, clock, one Parallel Port and One Serial Port dBASE III 132-Co1~n Printer with Tractor Feed City of Chula Vista, California (01-8056A00) Page 14 H~roh 2?, 1986 It should be coted that the above referenced equipment or equivalent will provide the greatest efficiency when operating the proposed Pavement Management Software Program. Although IHS is willing to provide this equipment for an additional fee under the terms of this proposal, we would recommend that the City eoceider purchasing required equipment from looal sourcee. This will enable the City to obtain the benefits related to warranty, service, local diseounts, and sales tax relief. IMS will provide three days of hands-on instruction in the operation of the Pavement Management Software Program to staff designated by the Cit~ We suggest that these individuals have a basic knowledge in microcomputers and are presently able to operate the COMPAQ 286 Deskpro. We have completed this exercise with clients on a number of occasions and the procedures have proven satisfactory in all cases. In addition to training for the operation of the software program, IMS will also provide instruction in pavement management data interpretation. This three-day program begins on the third day of the software training and is directed towards computer operators trained in the program operation as well as the individuals designated by the City as responsible for the Pave- ment Management Program. The training programs are supplemented by written operation manuals. As a client uses the software, there are generally a number of questions raised over a period of the first two or three months of use. We suggest that an allowance be made for a further two-day trip by a senior engineer to deal with any questions or problems that may arise. If this trip was required to assist in raising the efficiency of the City's program operators, it would be charged at our per diem rates. A trip required to maintain the program in its first year of operation would be at no cost. INS will deliver to the City of Chula Vista a completely operational Pavement Management Software Program loaded onto the City's COMPAQ 286 Deskpro microcomputer. The data from the field investigation will be input into the program and the appropriate training will take plac~ IMS will also provide an in-person presentation of the results of both the pavement evaluation and pavement management programs to designated City personnel and/or elected officials. City of Chula Vista, California (01-8056A00) Page 15 March 17, 1986 IMS Infrastructure Management Services will provide the necessary personnel, equipment and services to fulfill the field and report portions of the program described previously. 3~ IMS is prepared to initiate the field testing within 60 days of notice to proceed. Within ~5 days of the commencement of the field activities and upon receipt of the information to be provided by the City, IMS will install the completely operational Pavement Management Program. The previously referenced time schedule is based on IMS performing the field data collection activities. Should the City elect to use in-house staff to perform various phases of the surface condition survey, delays in data input into the Pavement Management Software Program may fall beyond the control of IMS. F. I~FOI~4ATIONAND SERVICES PROVIDED BX THE CITY The proposed Pavement Management Software Program corresponding fee schedule is submitted with the assumption that the City of Chula Vista will provide or assist IMS in the following information and services: 1. Project limits along with the necessary street maps to perform a surface condition survey with the Laser Road Surface Tester. If project level evaluation is to be included, it will be necessary for the City to include a reproducible mylar of the street sections on a scale of 1" = 200' to 1" = 600'. i 2. Coordination activities with other departments within the City or other ~ agencies, if necessary, for the completion of the project. { 3. A safety vehicle on heavily traveled arterials if requested (may be , needed during deflection testing program). 4. Present and future (ten year) traffic volumes delineating automobiles, single-axle trucks, multi-axle trucks and buses. 5. Maintenance strategies under consideration by the City. City o~ Chula ~ista, California (01-80~6A00) Page 16 ~reh 27, 1986 IMS Infrastructure Management Servlees proposes to provide this Pavement Management Software Program, RST condition survey, deflection testing, environmental survey, inventory, and corresponding training according to the followir~ fee schedule: Pavement Management Software Program for installation into the City's COMPAQ 286 Deskpro microcomputer with expanded inventory capacity and corresponding training $25,000. O0 Manual Surface Condition Survey Training Course for three City staff $ 3,000.00 Surface Condition Survey Conducted by IMS Personnel (stationing and environmental survey provided by City personnel) $ 500.00/day Continuous Laser RST surface condition survey $15.00/lane block (consists of the following investigations: (network level) crack, macrotexture, rutting, roughness, Project level fee environment, and inventory) dependent upon selected interval Deflection testing $10.00/test Optional Yearly Software Maintenance Service Commencing 12 months after delivery $250.00/month Coring through pavement section into top of suhgrade (optional) $50.00/eore We have based our estimates on a pavement system of approximately 45 centerline miles comprised of approximately 56 lane miles of four-lane pavement and 62 lane miles of two-lane pavement. In addition, we have estimated approximately 9 blocks per mile. A block is defined as the distance between two intersections with no section exceeding 660' in length. Based on these assumptions, we estimate that the first alternative, which includes the Pavement Management Software Program, training of City staff in manual surface condition survey techniques, an IMS surface condition survey of approximately 400 test sections, and deflection testing on approximately 800 sections, could be performed for a lump sum fee of approximately $40,000. City of Chula Vista, California (01-8056A00) Page 17 Ma~eh 27, 1986 The second alternative, which includes a Pavement Management Software Program, RST surface condition survey, and deflection analysis on approximately 800 sections, with training of City staff in manual surface study teehniques, would be performed for approximately $48,000.00 in total. The third alternative, which includes, a software training and testing on each lane bloek of pavement totalling approximately 1,100 test sections, would be performed for approximately $55,500.00 in total. The fourth alternative, which includes the Pavement Management Software Program, project level testing on the arterial/collector streets, and single-pass, block-by-block testing on the residential system, with training of City staff, would be performed for a total fee of approximately $60,000.00. The City will be billed on a unit price basis for the number of test sections actually evaluated. Invoices will be submitted on a monthly basis based on the following fee schedule: Project Initiation & Mobilization 25% of Contract Completion of Surface Condition Survey 30% of Contract Completion of Deflection Testing 25% of Contract Upon installation of Pavement Management Software Program 20% of Contrct Coring will he treated as a sepsm'ate fee if included. Payments are due within 30 days of receipt of invoices. City of Chula Vista, California (01-8056A00) Page 18 March 27, 1986 H. ~C~LSUPPORT The cornerstone of IMS is its reputation of providing services to clients. With this philosophy, we are prepared to assist the City at any time that you may need teohninal support to ensure the efficient use of the Pavement Management Program. IMS offers consultation services on an hourly or daily basis. The rate will varywith the level of individual required to provide this service. Our present hourly rates are as follows: Principal $90.00/hour Senior Engineer $50.O0/hour Senior Technician $35.00/hour The difference in rates are tied only to the individuals involved. We attempt to respond to a client's needs as early as possible and to meet his particular requirements. City of Chula Vista, California Page 19 March 27, 1986 We are submitting five (§) copies of this proposal, each of which shall be considered as a original by their duly authorized officers. Your consideration of this proposal is appreciated. Acceptance is constituted by signing and returning one (1) copy to our office. Very truly yours, IMS INFRASTRUCTURE MANAGF~4ENT SERVICES ATTEST: Donald L. Bardt David A. Vallis Director of Business Development Managing Director Executed by the Public Agency: City of Chula Vista ATTEST: State of California, acting by and through By its .Clerk B~ Ti tle: (Seal) APPENDIX "A" PARTIAL LIST OF CLIENTS Network Level Pavement Hanagement Software Programe baaed on Laeer RET condition surveys with deflection analysis: CITY OF OAKLAND, CALIFORNIA CITY OF GAINES¥ILLE, FLORIDA A1 Lenzini, Deputy DPW Emery Swearingen, City Engineer (415) 273-3971 (904) 374-2051 20,000 lane blocks 6,000 lane blocks CITY OF WESTMINSTER, CO CITY OF MIDLAND, TEXAS Sam LaConte, Street Supt. Harvey Hansen, City Engineer (303) 429-1546 (915) 683-4281 4,000 lane blocks 5,600 lane blocks CITY OF KNOXVILLE, TN Robert Bowers Direct of Engineering (615) 521-2148 20,000 iane blocks P~ojeet Level Pavement Programs including manual or RST condition survey with deflection analysis at 200' intervals: CITY OF ELGIN, IL VILLAGE OF BUFFALO GROVE, IL Mel Dahl, DPW Greg Boysen, DI~ (312) 695-6500 (312) 541-2545 60 miles 80 miles CITY OF ROCKFORD, IL VILLAGE OF GLENVIEW, IL Ralph Speer, Jr. Commr. PW Richard Marteon, Village Engineer (815) 987-5500 (312) 724-7700 400 miles 120 miles BURROUGH OF CARLISLE, PA CITY OF NEWPORT NEWS, VA Bert Davis, DPW Max Palmer, DPW (717) 249-4422 (80q) 877-5700 60 miles 10 miles CITY OF MILWAUKEE, WI CITY OF ZION, IL Edwin J. Laszewski, City Engineer Jim Whirr, DPW (414) 278-2400 (312) 872-4546 Several years ~ 18 miles/year 70 miles VILLAGE OF GL~COE, IL Carl Peter, DPW (312) 835-4111 35 miles SAl100-3 APPENDIX "B" ~-' Director of Engineering, IMS Infrastructure Management Services ~ Georgia Institute of Technology (BSCE) ACTIVE Licensed as a Professional Engineer in the following states: · u~ Arizona Oregon Illinois Missouri Indiana Ohio Florida California Colorado Virginia Kansas Oklahoma Michigan New Mexico North Carolina Washington South Carolina Pennsylvania Kentucky Alabama Wisconsin Georgia Delaware ~ Ameriean Public Works Association Institute for Transportation of the American Public Works Association Oversight Committe on Pave System National Association of County Engineers Transportation Research Board, National Academy of Science A2B06, Pavement Management, Monitoring, Evaluation and Data Storage Institute of Traffic Engineers National Society of Professional Engineers Illinois Society of Professional Engineers April 1985 To Present: IMS Infrastructure Management Services Director of EnEineerlng 1960 To April 1985: Novak, Dempsey & Associates, Inc. Twenty-five years, President of Novak~ Dempsey & Associates, Inc. Performed the following functions. (1) Developed and supervised a Comprehensive Pavement Evaluation Program " which uses non-destructive dynamic deflention testing methods. APPENDIX "B" Robert L. Novak Page 2 (2) Research and development of s~veral other forms of pavement evaulation including skid resistance, ride quality, ride and rough- ness and videologging. (3) The establishment and preparation of specification and standard which is part of contract management which includes selection of contractors, letting, award, continuing management and close of contracts. (4) Design and construction engineering of public and private contracts. (5) Airport evaluation. (6) Bridge deck evaluation. (7) Pavement management systems. (8) Solls, concrete, asphalt, and other material testing and field inspection. (9) Soil surveys, foundation drilling, and soil mechanics engineering. (10) Research and development of construction material. - (11) Analysis and correction f construction problems. (12) Construction supervision. (13) Feasibility studies and investigations for land development. 1958 To 1960: Naess & Murphy Two years, Assistant Director of Engineering, O'Hare Field, for Naess & Murphy during construction of $110,000,000.00 Bond Issue reconstruction at O'Hare International Airport. Supervised all on-site design during initial phases. Served as Chief Materials Engineer and in charge of all field inspection personnel (up to 60 people). 1954 To 1958: Director of Chief of Field Investigation Four years, Director of Chief of Field Investigation for $120,000,000.00 U.S. Air Force Academy construction at Colorado Springs, Colorado, in charge of soil mechanics during design stage; in charge of laboratory and field testing, concrete inspection, asphalt inspection, soils inspection and miscellaneous field inspection (up to ~0 people) during construction stage. Prior To 1954: American Bridge Company Worked for American Bridge Company, Soil Testing Services, Frank Kornaeker & Associates, and served two years in the U.S. Army, 29th Topographical Batallton as a Survey Party Chief with honorable discharge. APPENDIX~ "B" Senior Engineer C~ B.S. Civil Engineering, Brigham Young University ~: ASTM Committee E.I? APWA April 1985 to Present: IMS Infrastructure Management Services Responsible for computer program development/computer operations. Field and office research and development. Training of field and client 'personnel in computer pavement evaluation and management. Responsible for ongoing development of the pavement management suite of programs. In addition, installed pavement management software and trained personnel for the City of Oakland, California; Gainesville, Florida; and Westminster, Colorado. Also implemented the testing design and rehabilitation of the Consolidated Freightways Fremont, Indiana, terminal yard as part of a five- year rehabilitation plan. 1983 to April 1985: Novak, Dempsey & Associates, Inc. PositioD:~ Director of Engineering Responsible for all computer operations in conjunction with Pavement Management Programs. During this time, converted programs from minicomputer to IBM nompatible microcomputer. Developed data entry program to enhance productivity. Was responsible for development of Pavement Management Program conversion into a form that is usable by clients on their own hardware. Projects include: City of Oakland, California; City of Knoxville, Tennesse; Vietoria, B.C.; Sioux Falls, South Dakota; Yuma, Arizona; Vail, Colorado. Responsibilities included construction management and design. A $600,000 freight terminal yard design and construction was completed during this time. APPENDIX "B" David E. Butler Page 2 1981 to 1983: Novak, Dempsey & Assoeiates, Inc. Field Inspector and Project Engineer for $2.1 million reconstruction of State Route 31 and Huntley Road in Carpentersvtlle, Illinois. As Director of Construction Management and Design, completed various pPojects involving pavement rehabilitation and reconstruction. Design and construction of freight terminal yard for Consolidated Freightways totalling $750,000. Design and construction of a five-year pavement rehabilitation program for the Gould Center in Rolling Meadows, Illinois. During this time, established proeedures and standards for design and reporting of construction management for Nova](, Dempsey & Associates. APPENDIX "B" Senior Teehnielan B.S. Geography (Cartography and Urban Planning), Western Illinois University April 1985 to Present: IMS Infrastructure Management Services Responsible for the organization and direction of the data collection for surface conditions surveys and deflection testing. 1977 to April 1985: Novak, Dempsey & Associates, Inc. Involved with data collection on numerous pavement evaluation studies which included the collection of surface condition data and deflection testing. Became responsible for training of new staff within Novak- Dempsey.in these techniques. From 1982 he was responsible for the eoordination and direction of field studies done by Novak-Dempse~ Was also active in the development of new field testing procedures ineorporated in the e0mprehensive Novak-Dempsey pavement evaluation program. In addition to direetlng and undertaking visual studies, beeame eompetent in the operation of automated data collection using the Laser RST. APPENDIX "B" POSiTIOn: Progr~,~er C~: A.A.S. Data Processing, Oakton Community College Data processing major (Cobol, Assembler, Basic/Fortran, Systems Analysis, Microcomputer) University of Illinois, 1963 to 1965 April 1985 to Present: IHS Infrastructure Management Services Responsible for supervising programming in CBasic and dBASE II & III; monitoring program runs, quality control of reports generated, forms design, and project logs. Training of client's staff in operation of IMS Pavement Management System. Projects include- Westminster, Colorado; Oakland, California; Glencoe, Illinois; Fond du Lac, Wisconsin; and Midland, Texas. April 1984 to April 1985: Novsk, Dempsey & Associates, Inc. Responsible for data entry and edit for the projents of Knoxville, Tennessee; Victoria, B.C.; Mt. Prospect, Illinois; Shawnee, Oklahoma; and Elgin, Illinois. ATTACHMENT "B"~ June 12, 1986 Mr. Clifford L. ~wanson Deputy Public Works Director City of Chula Vista 276 4th Avenue Chula Vista, CA 92010 RE: Response to Pavement Management Questions Dear Mr. Swanson: We are pleased to be selected as one of the two finalists for the contract to provide a Pavement Management System for the City of Chula Vist~ As requested we enclose our written response to the 12 questions posed in your letter of June 4, 1986. 1. The following information, to be provided by the City, is necessary to develop the comprehensive pavement management program: A. Project limits in the form Of a street map indicating the street sections to be included in the investigation. The map should have a scale similar to the one included as part of your questionnaire so as to clearly identify street names. At the network level block test sections are identified by street name with the limits being defined by intersecting streets. If a project level investigation is to be done initially, it will be necessary to include a reproducible mylar of the street sections on a scale of 1" = 200' to 1" = 400' as each test section is plotted on a drawing to indicate the actual location for future field reference. B. An indication of the classification of each street (arterial, collector, residential, etc.) for use in the inventory portion of ~ the program. C. Present traffic information in the form of ADT or Caltran supplied TIs. Since traffic has a significant effect on pavement performance, a breakdown of automohiles~ trucks, multi-axle trucks and busses is desirable. It should he noted that if existing traffic information is not available, fairly accurate estimates can be developed through the combined effort of IMS and City Staff without the necessity of an extensive survey. Most agencies do not have actual traffic counts on the majority of their streets, and update the traffic input from time to time as it becomes available. City of Chula Vista Page 2 June 12, 1986 D. An estimate of percentage increase in traffic ever the next 10 years. E. Estimates of in-place cost on a per square yard basis for selected rehabilitation strategies to be considered within the program. The City can select from more than 160 strategies included with the software. Many prices are stable from year to year but, if the cost of material or labor fluctuates, it is recommended that a supplier be contacted for an accurate price estimate. F. An estimate of future annual inflation so as to develop future rehabilitation costs. The above City supplied information is necessary to generate the Pavement Management Program. It should be noted that since the City will own the program, initial estimates for traffic, inflation or rehabilitation costs can be changed by City staff whenever revised information becomes available. The program can then be re-run to reflect any changes resulting from future information. 2. The deflection analysis techniques incorporated in the IMS Pavement Management Program provide specific information on the performance of each strata within the structural section. Since we use all five sensors in the analysis we actually identify the overall condition of the pavement along with the condition of the base course and subgrade. Maximum deflection in combination with traffic is used to determine future performance of the pavement. SCI resulting from the difference between the first and second sensor readings is used to determine the condition of the base structure. BCI, the difference between the fourth and fifth sensor reading, is used to identify the condition of the substructure (subgrade). In addition to these three evaluation processes we determine the Spreadabllity which provides valuable information in determining the ability of the base course to transfer load laterally. By combining these forms of analysis, the proposed software program will provide the City with information indicating the present condition, future performance, and the cause of pavement failure whether it be surface, base, subgrade or traffic related. This complex form of analysis is necessary to determine optimum rehabilitation strategies that are not limited to asphalt overlays. The Dynaflect testing program indicates the performance of each strata within the structural section but does not indicate the actual thickness of each layer. Although deflection testing with this method of analysis City of Chula Vista Page 3 June 12, 1986 substantially reduces the need for coring, there are several instances when coring may be appropriate. Generally the following four situations may indicate the need for a limited coring program: A. When selecting a rehabilitation strategy based on recycling, asphalt and base course thicknesses should be identified. ~ B. When deflection readings indicate unusual situations that cannot be readily explained from previous testing procedures. C. When attempting to delineate the limits of a distressed area at the project level. D. When specifically required for State or Federal funding of a rehabilitation project. 3. We have reviewed the City's computer hardware and find the Compaq 286 Deskpro compatible with the IMS Pavement Management Software Program. We recommend that the City consider purchasing the following computer hardware and software, if not presently available, to most efficiently operate the programs: Expanded RAM capacity to 512k $150.00 ' dBASE III or dBASE III Plus $400.00 The City's existing hard disk capacity is sufficient for the proposed project but, should the City wish to expand the Pavement Management Program to include its entire street network, it may wish to consider the addition of an IOmega-Bernoulli twin 10 megabyte hard disk system. There is no ongoing licensing cost for any of the equipment mentioned or for the proposed Pavement Management Software Program. IMS will provide software maintenance for a period of one year from the date of delivery of the Pavement Management Software Program. This maintenance period is included in the softwaA~e price. Any additional modules developed during that time period will be provided to the City at no additional charge. Program revisions after the first year will be provided as part of an optional software maintenance service or on an individual basis. The optional software maintenance service is provided at a rate of $250.00 per month. City of Chula Vista Page ~ June 12, 1986 4. Although the program provides similar output for both network level (block sections) and project level (200' sections) investigations, the project level report provides a higher degree of confidence. This is the result of more deflection readings and of information summarized over a lesser section length. The surface study portion of the field ~ data collection is performed continuously and summarized in 200' sections and by block. As a result of this methodology, the major difference between project level and network level investigations is the number of deflection readings. Initially, a network level program can be performed using one deflection reading per block. If the evaluation indicates a need for additional investigation, the City can expand the ~ program into a project level analysis by simply adding additional deflection readings. It will not require an additional surface study. Expansion of initial network level investigations to future project level investigations has not been included in the price schedule. Several municipalities have elected to develop their initial Pavement Management Program utilizing project level investigations for arterial/ collector streets and network level investigations for residential streets. This is based on a user benefit approach. It is therefore feasible to mix 200' sections with block sections for different classifications of streets or for different streets with the same classification. It should be noted that the identification of the level of testing is predetermined based on classification or previous knowledge of street sections. Unfortunately, a superficial field survey to determine areas for project and network level analysis is not cost effective. A "windshield" survey does not identify pavements in their initial state of distress or those pavements that may have underlying problems. It is our opinion that the City will not need a detailed project level investigation on each street within the annexed area. The proposed network level investigation will provide substantial information and indicate those areas that may need additional information prior to major rehabilitation programs. 5. IMS is prepared to perform an RST surface investigation and deflection' analysis on the arterial/collector streets while performing a visual surface investigation and deflection testing program on the remaining streets as indicated in our Alternative #1. The cost savings to the City for this approach would be approximately $1,075 less the cost of a City employee for six days and required vehicular support. City of Chula Vista Page 5 June 12, 1986 There are two significant differences between manual and RST surface data collection. First, the RST performs a continuous, objective measurement of surface distresses. It is not affected by light conditions, and provides total repeatabilit~ The manual surface study evaluates 3~ different perameters on a dual rating system and is subjective in nature. Repeatability varies with personnel and experience. It is also impossible for the rater to collect roughness and rideabtlity data. Roughness and rut depth are provided as part of the RST output and used in the evaluation process when data collection is performed by the RS~ The second difference lies in the ability to expand network level programs into project level programs at a later date. The RST will collect and store data in 200' intervais and then summarize data in block intervals for network level investigations. At a future date, surface data can be recalled in shorter intervais and additional deflection readings can be added. This flexibility is not generally available with the manual data collection technique. Repeatability has always been a problem in manual surface condition surveys, l~is problem can be minimized by using a singie, experienced rater. When the survey team is made up of multiple personnel, the problem is compounded. It is advantageous to use the same survey personnel for all surface condition investigations so as to realize the maximum accuracy from a subjective survey. This is true for both the initial investigations in the annexed area or future investigations throughout the City. When developing priorities, it is necessary that uniform data collection techniques have been used regardless of time or location. To minimize the problem of time, the proposed Pavement Management Program includes provisions for both temperature correction and seasonal adjustments necessary to account for changes in climatic conditions during the field testing activities. These provisions are included for both manual and laser RST surface condition surveys. 6. As stated in ~5, RST surface condition surveys can be performed to collect data in 200' sections with initial output being summarized on a block-by-block basis. The surface information can later be recalled in 200~ intervals so that it would only require additional deflection readings to expand the program into a project level analysis. Whenever the surface information is recalled in 200' intervals, it will be necessary to supply deflection information for each of those 200' sections. Once this is provided, the proposed software program will reanalyze each 200' section and generate a project level report. In order to provide the City with the most cost effective means of Pavement Management, IMS recommended that the residential streets be tested using one pass of the RST per centerline or two-lane block and one deflection test per section. City of Chula Vista Page 6 June 12, 1986 The reference to one deflection test per section referred to each section bain& a centerline block (two-lane block). Since the RST develops the stationing and inventory portions of the program concurrently with the surface condition survey, it establishes the definition of the "test section." A best section is a predetermined interval, i.e. 50', 100', or 200' length, a lane block, or centerline block (two-lane block). Therefore, one deflection test is taken per test section. Averaging of deflection tests within a test section will generally develop misleading or non-representative information. 7. The followinE table sets out our best estimate of City Staff involvement in the proposed program. It should be noted that the manual surface condition survey reflects the estimated effort necessary for the City to Collect approximately 50% of the field data City of Chula Vista Page 7 june 12, 1986 NC. STAFF DAYS TOTAL HOURS/DAY TOTAL MAN DAYS HOURS TRAINING Manual Surface Study 3 5 15 8 120 Software Operation 2 3 6 8 Data Interpretation 2 3 6 8 48 RST Orientation 2 1/2 1 8 8 Dynafl eot Orientation 1 1 1 8 29 232 SURVEYING * Manual Surface Study 1-3 12 8 96 (50%) Expanded Inventory 1-2 20 8 160 Data Collection (C&G, Sidewalk, Parking, Bike Lanes) 32 256 OPERATIONS * Traffic, Maps, General I 2 2 8 16 Information Safety Vehicle Operator 1 3 ~ 10 ~0 5 * PRODUCTIVE -ACTIVE FIELD WORK City of Chula Vista Page 8 June 12, 1986 8. The major difference between performing a network level inventory and investigation vs. project level is based on the rationale that not every street within the annexed area needs to be evaluated based on 200' sections. Therefore, the natural question arises; what should be and what should not be performed at the project level? The only way to identify this is with a network level investigation capable of analyzing both surface and subsurface conditions. This factor, plus the proposed program's ability to establish a base inventory, develop priorities, determine condition and identify future rehabilitation needs is the basis of our recommendation to have the initial program performed at the comprehensive network level. Surface distress is not the only basis for identifying those areas in need of a more detailed analysis. Uniformity of pavement, sub-surface condition, vehicular loadln~ and drainage all affect the decision making process. It is not necessary to conduct a project level investigation prior to implementing all rehabilitation strategies and in fact may only be needed in a relatively small percentage of the street network. It should also be pointed out that network level studies have greater benefit whe~ conducted on a City's entire street network. Project level investigations can be argued for projects the size of the Montgomery annexation Based on the limited funds avaiable for this project, and our successes with other municipalities using these techniques, the proposed comprehensive network level investigation will provided the greatest benefit to the City. 9. As stated earlier, we would not recommend a project level study on all streets. Based on your assumptions, it is of interest to note that the a~terials/collectors show the greatest sign of distress and that in some cases distressed areas are evident on only a single lane or half of the street. Based on this information and the fact that most distressed areas on the other streets appear to be approximately 200' or greater reinforces our recommendation of performing a pavement management program with field data collection as proposed in alternative #2. This would provide for individual analysis per lane block on arterials and collector streets. Residential streets would he evaluated on a centerline or two-lane block basis. Short blocks ave treated as individual sections. Blocks having substantial distance between intersections would be subdivided so that no section exceeds 660' in length. Although the software program includes a method of analysis that allows our projections to be accurate for a period of 10 years, we agree with the City's thoughts of delaying any required project level analysis to a time frame closer to the actual scheduled rehabilitatio~ City of Chula ¥tsta Page 9 June 12, 1986 10. Based on our previous discussions, our proposal of March 27, 1986, and your questions of June ~, 1986, we recommend a comprehensive network level Pavement Management Program as identified in alterative #2 of our propose1. This investigation would consist of approximately 800 test sections based on the information provided by the City and the assumption that there is approximately 9 blocks or test sections per mile. Based on this information, IMS is prepared to offer a not-to- exceed price schedule as indicated below: LANE MILES BLOCK/MILE FREQUk~ICY TEST SECTIONS ARTERIAL/COLLECTOR 62.~ 9 1/LN BLOCK 562 & FAU OTHER 53.0 9 1/DUAL LN BLK 239 TOTALS 115 . 4 800 FIELD TESTING RST Surface Condition Survey 800 TESTS ~ $15.00 $12,000 Deflection Testing (Dynafleet) 800 TESTS @ 10.00 8,000 PAVEmeNT MANAGEMENT SOFTWARE PROGRAM $20,000 * WITH RELATED TRAINING MANUAL SURFACE STUDY TRAINING 3,000 SUB TOTAL $~3,000 COMPUTER HARDWARE & SOFTWARE Expanded RAM Capacity to 512k $150 dBASE III or dBASE III Plus 400 SUB TOTAL $550 SOT TO EXCEED TOTAL City of Chula Vista Page 11 June 12, 1986 Management Program for not only the Montgomery annexation but for all streets within the City's maintenance jurisdiction in the future. It has a proven track record, with over 10 years of practical experience and is the bench mark for which others strive to achieve. I trust our response to your questions has helped elart/hj the IMS approach to Comprehensive Pavement Management. I look forward to meeting with you at 4:00 p.m. on Wednesday, June 18, to further discuss the proposed Pavement Management System. Very truly yours, IMS INFRASTRUCTURE MANAGEMENT SERVICES Donald L. Hardt Director of Business Development DLH/kjr Ref: 01-8056A00