HomeMy WebLinkAbout2011-07-13 Board of Ethics Special PacketNOTICE OF SPECIAL MEETING
OF
BOARD OF ETHICS
CITY OF CHULA VISTA, CALIFORNIA
NOTICE IS HEREBY GIVEN THAT THE BOARD OF ETHICS OF THE CITY OF
CHULA VISTA WILL MEET IN SPECIAL SESSION ON WEDNESDAY, JULY 13,
2011, AT 4:00 P.M. IN THE EXECUTIVE CONFERENCE ROOM, LOCATED AT
CITY HALL, 276 FOURTH AVENUE, CHULA VISTA, CALIFORNIA, TO CONSIDER
THE FOLLOWING:
Roll Call.
2. Discussion and Action (Including Referral/Recommendation to City Council) Regarding
Board of Ethics Ad Hoc Committee's Proposed Changes to Chapter 2.28.
3. Public Comments — This is an opportunity for the general public to address the Board of
Ethics on any subject matter that is not an agenda item.
4. Members' Comments.
5. Staff Comments.
Joyce Maly aux, Secretary
The City of Chula Vista, in complying with the American With Disabilities Act, request individuals who require special accommodations to
access, attend and/or participate in a City meeting, activity or service request such accommodation at least forty-eight (48) hours in
advance for meetings and five (5) days for scheduled services and activities. Please contact Legal Assistant Joyce Malveaux for specific
information at (619) 691-5037 or Telecommunications Devices for the Deaf (TDD) at (619) 476-5357. California Relay Service is also
available for the hearing impaired.
At the discretion of the Board, all items appearing on this agenda, whether or not expressly listed for action, may be deliberated and may be
subject to action by the Board.
All public records relating to an agenda item on this agenda are available for public inspection at the time the record is distributed to all, or a
majority of all, members of the Board. Such records shall be available at the Office of the City Attorney located at 276 4th Avenue, Chula
Vista, California.
Notice Dated: 07/08/11
THE CHULA VISTA BOARD OF ETHICS IS COMMITTED TO HONOR THE
PUBLIC TRUST BY PROMOTING ETHICAL VALUES AND MONITORING
ETHICAL STANDARDS IN ALL ASPIECTS OF CITY GOVERNMENT
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BOARD OF ETHICS AND CODE OF ETHICS*
Sections:
2.28.010 Establishment of Board of Ethics and Code of Ethics.
2.28.020 Application of the Code of Ethics.
2.28.030 Code of Ethics.
2.28.040 Creation of the Board of Ethics.
2.28.050 Purpose.
2.28.060 Duties of the Board of Ethics
2.20.070 Powers of the Board of Ethics.
2.28.080 Organization.
2.28.090 Meetings.
2.28. 100 Order of Business.
2.28.110 Advisory Opinions.
2.28.120 Complaints -Form, Referral to Other Enforcement Agency, and Requests
for Confidentiality.
2.28.130 Complaint Procedures -Receipt of Complaint.
2.28.140 Complaint Procedures -Prima facie Review.
2.28.150 Complaint Procedures -Probable Cause Hearing.
2.28.160 Complaint Procedures -Hearing on the Merits.
2.28.170 Complaint Procedures -Decision After Hearing on the Merits.
2.28.180 Conflicts.
2.28.190 Records.
2.28.200 Severability.
* For provisions of Charter law concerning appointive boards and commissions, see city Charter §§ 600
—606.
2.28.010 Establishment of Board of Ethics and Code of Ethics.
Public office is a public trust and City Officials shall exercise their public duties in a
manner that preserves that trust. The public's trust can best be preserved if City Officials
adhere to a high standard of ethics that transcend the standards prescribed by law. High
ethical standards require that all City Officials understand, and avoid unethical behavior.
Unethical behavior can develop in a variety of situations, but it occurs when the public
interest is not the sole and paramount interest in all actions conducted by all City
Officials. The purpose of this ordinance is to encourage the highest standards of behavior
by public officials, increase public confidence in City officials, to identify and take
appropriate action with respect to unethical behavior, and to assist City Officials with
decision making in areas of ethical concern. Accordingly, the Board of Ethics, as stated
in Section 2.28.040, and Code of Ethics, as stated in Section 2.28.030, are hereby
established.
2.28.020 Application of the Code of Ethics.
The Code of Ethics shall apply only to "City Officials." City Officials shall mean elected
members of the Chula Vista city council, including the Mayor, the City Manager, the
City Attorney, the City Clerk, board members and commissioners, Assistant City
Managers, City department heads, as well as to ex -City Officials who were subject to this
chapter.
2.28.030 Code of Ethics
The Code of Ethics is divided into two areas, Guiding Principles, as set forth in
subdivision A, and Specific Prohibitions, as set forth in subdivision B. The Guiding
Principles are intended to provide a set of principles from which City Officials can draw
upon to assist them in conducting the public's business. As such, the Guiding Principles
directory in nature and not subject to the complaint procedures set forth in Sections
2.28.120 through 2.28.160. The Specific Prohibitions are actions that City Officials shall
not engage in, and as such, are subject to the complaint procedures set forth in Sections
2.28.120 through 2.28.160.
A. Guiding Principles. The public judges its government by the way City Officials
conduct themselves in the posts to which they are elected or appointed. All City Officials
should conduct themselves in a manner that will tend to preserve public confidence in,
and respect for, the government they represent. The purpose of these Guiding Principles
is to encourage the highest standards of behavior by City Officials, increase public
confidence in the City Officials that serve the public, and assist City Officials with
decision-making in areas of ethical concern. City Officials, in the performance of their
duties, should strive to adhere to the following Guiding Principles:
1. City Officials are agents of public purpose and hold office for the benefit of the
public. As such, City Officials have a duty to act in the best interests of the
public.
2. City Officials must strive to protect the public's resources through diligent and
judicious management.
3. City Officials should not engage in, . permit, or condone fraud, but should be
proactive to identify fraud and seek to correct the causes that lead to the fraud.
Fraud in public service includes, but is not limited to, making a false or
misleading representations about a material fact or engaging in deceitful conduct.
4. City Officials should not engage in, permit, or condone waste, but should be
proactive to identify waste and seek to correct the causes that lead to the waste.
Waste in public service involves the extravagant, careless, or needless expenditure
of city funds, or the consumption of city property, that results from deficient
practices, systems, controls, or decisions.
5. City Officials should not engage in, permit, or condone abuse, but should be
proactive to identify abuse and seek to correct the causes that lead to the abuse.
Abuse involves the intention or improper use of city resources, including abuse of
position, authority, or resources such as tolls, vehicles, or other city property.
6. City Officials must be loyal to the public they serve and should put the public's
interests above their personal interests.
7. City Officials must protect and enhance the image and reputation of the City.
8. City Officials must treat all citizens conducting business with the City with due
courtesy, efficiency, and impartiality, and no one citizen shall receive special
advantage.
9. City Officials must always be mindful of the public trust and confidence in the
exercise of their assigned duties and shall refuse to condone breaches of public
trust or improper attempts to influence the decision-making process.
10. City Officials must always be mindful of conflict of interest laws and abide by
them.
11. City Oficial must be aware of all their financial interests, thereby ensuring that
such financial interests do not influence their conduct or actions.
12. City Officials should avoid an appearance of a conflict of interests when possible.
However, they should be mindful that recusal or abstention should be reserved for
actual conflicts or where a good faith determination has been made by the City
Official that recusal is appropriate.
13. City Official's are expected to abide by all local, state, and federal laws.
These Guiding Principles seek to promote confidence and respect in City Government by
encouraging City Officials to adhere to a high standard of ethics that transcends the
standards prescribed by law.
B. Specific Prohibitions. City Officials shall be deemed to have engaged in unethical
conduct under this chapter and are prohibited from engaging in the following:
1. Accept gifts, favors, or promises of future benefits, which might compromise or
tend to impair independence of judgment or action.
2. Use his/her position to unduly influence the deliberations or outcomes of official
proceedings, both during and outside of those proceedings, of bodies of which
he/she is not a member, in derogation because of the value of the independent
advice of boards, commissions and other advisory bodies to the public decision-
making process.
3. Use their official title or position for personal gain. Personal gain includes, but is
not limited to situations, wherein a City Official solicits items of value in
consideration of their official title or position.
4. Divulge confidential information for personal gain or for the gain of associates in
a manner contrary to the public interest or in violation of any law.
5. Use or permit the use of resources including but not limited to funds, seals or
logos, city time, personnel, supplies, equipment, identification cards/ badges or
facilities for unapproved non -city activities, except when available to the general
public, provided for by administrative regulations or policies, or approved by City
Council.
6. Appear on behalf of the private interests of third parties before the Council or any
board, commission or proceeding of the city; nor shall members of boards,
commissions, and other advisory boards appear before their own bodies or before
the Council on behalf of the private interests of third parties on matters related to
the areas of service of their bodies, except for limited exceptions, as provided for
in Fair Political Practices Commission Regulation 18702.4.
7. No Ex -City Officer (not including a former mayor or councilmember) for a period
of one-year after leaving office or employment shall, for compensation, act as an
agent or attorney for, or other otherwise represent, any other person by making
oral or written communication before any city administrative office or agency or
officer or employee thereof, if the appearance of communication is made for the
purpose of influencing any action or proceeding involving the issuance,
amendment, awarding, or revocation of a permit, license, grant, or contract for the
sale of purchase of goods or property.
8. No former member of the City Council, including the Mayor, shall be eligible to
appear as a compensated representative at any time before the Council, or any
commission, board, or city staff in connection with any case or other matter with
which he/she personally participated while an official or employee of the city for
twelve (12) months following the date of separation from elected or appointed
office, except by permission of the city council finding on four-fifths vote that
special identified and articulated circumstances exist, cast at a regular public
meeting taken after the involved member of the city council has left office. Such
special identified and articulated circumstances, include but are not limited to,
determinations that it is in the best interest of the City to permits such
representation, that the former councilmember, including the Mayor, is uniquely
qualified to appear on the matter, or it is impractical to require another
representative to appear on the matter. (Refer to Civil Service Commission for
the hiring rules.)
9. Endorse or recommend for compensation any commercial product or service in
the name of the city or in the employee's official capacity within the city without
prior approval by a city council policy.
10. Violate Government Code section 87100 related to financial interests and
governmental decisions made by them. If a complaint is filed with the Board of
Ethics alleging a violation of this subsection, the Board of Ethics recognizes that
the Fair Political Practices Commission ("FPPC") is the primary enforcement
authority of the Political Reform Act and that there decisions should be given
great weight. As such, if a complaint is filed concurrently, then the Board of
Ethics may defer action on such allegation, as set forth in this chapter. If a
complaint is not filed concurrently, the Board of Ethics may submit a complaint to
the FPPC and defer action until such complaint is addressed by the FPPC. A
ruling on the merits by the FPPC may be accepted as a finding of the Board.
2.28.040 Creation of the Board of Ethics.
A Board of Ethics shall be created and appointed in accordance with Section 600 of the
city of Chula Vista Charter and in the manner set forth in this chapter. (Ord. 2297 § 1,
1989).
2.28.050 Purpose.
It is the purpose of this Board of Ethics advise and make recommendations to the city
council of the city of Chula Vista on all matters relating to potential unethical conduct
and to make such necessary and appropriate recommendations to the city council for the
implementation of the code of ethics and amendments thereto, which may become
necessary from time to time. The Board of Ethics will serve as a hearing body for
violations of this chapter and shall render impartial and objective opinions and insure that
those covered by this chapter are appropriately informed.
Members of the Board of Ethics should be aware that they are in a unique postion given
their role under this chapter and as such must strive to avoid any appearance of bias or
partiality. Accordingly, they should be aware that their conduct and actions will be
scrutinized by the public at all times, but particularly during the election cycle.
(Ord. 2297 § 1, 1989).
2.28.060 Duties of the Board of Ethics.
It shall be the function of the Board of Ethics to implement this chapter. The duties of the
Board shall be:
A. To receive or initiate complaints of violations of this chapter. The affirmative vote of
five members of the board shall be necessary for it to find a violation of this chapter.
B. To hear and investigate complaints and transmit the findings and recommendations to
the City Council.
C. To render advisory opinions or interpretations with respect to the application of this
chapter, either on request or on its own initiative.
D. To propose revisions of this chapter to assure its continuing pertinence and
effectiveness. (Ord. 2297 § 1, 1989).
2.28.070 Powers of the Board of Ethics.
The Board of Ethics is authorized to receive complaints, conduct investigations upon
complaints or information received, make referrals to other governmental agencies
regarding unethical conduct, hold hearings, swear witnesses, render advisory opinions
and adopt rules of procedure for the conduct of its business. (Ord. 2297 § 1, 1989).
2.28.080 Organization.
A. The Board of Ethics shall be composed of seven members appointed by the City
Council for a term of four years, as prescribed by the provisions of the city Charter and
the municipal code of the city of Chula Vista.. Members for the Board of Ethics shall be
appointed in the manner as set forth in Chula Vista Municipal Code section 2.25.050,
subdivision D. Irregularities in the interview process set forth in Section 2.25.050,
subdivision D, may be brought to the attention of the City Council. No person may be
appointed as a member of the Board of Ethics, or shall be entitled to retain their
membership, if he or she, within the past 10 years prior to the date of appointment, has
been convicted of any felony or a crime involving moral turpitude or has been found to
have committed a criminal violation of the Fair Political Practices Act.
B. The Board of Ethics shall elect from its membership a chair and a vice -chair. The term
of the chair and vice -chair shall be for the period of one year, commencing on July 1 st
each year. The chair shall preside at all meetings. In the absence of the chair at any
meeting, the vice -chair shall preside, and in the absence of both chair and vice -chair, the
board members present shall elect a chair pro tempore for said meeting.
C. The City Attorney or an appointed representative shall act as secretary to the board.
The secretary shall cause notice of the meetings of the board to be kept and distributed.
The secretary shall also give appropriate and required written notice of all meetings to all
members and persons having business before the board. (Ord. 2778 § 1, 1999; Ord. 2630
§ 1, 1995; Ord. 2297 § 1, 1989).
2.28.090 Meetings.
The Board of Ethics will hold meetings at the call of the chair or the vice -chair or a
majority of the members of the Board of Ethics. The Board of Ethics shall hold at least
one meeting per year. (Ord. 2297 § 1, 1989).
2.28.100 Order of business.
A. The following shall be the order of business for all meetings:
1. Roll call of members.
2. Reading of minutes of previous meeting.
3. Amendment or approval of minutes of previous meeting.
4. Consideration of matters continued from previous meeting.
5. Consideration of new complaints or requests.
6. Consideration of proposed or existing state legislation in the field of ethics and
amendments to the code of ethics of the city of Chula Vista.
7. Other business.
8. Oral communication.
The aforementioned order of business may be modified by an affirmative vote of the
Board of Ethics.
B. Items of business shall be placed on the agenda at the direction of the City Manager,
City Attorney, City Clerk, the Chair of the Board of Ethics, and upon an affirmative vote
of the majority of Board members.
(Ord. 2297 § 1, 1989).
2.28.110 Advisory opinions.
When a City Official has doubt as to the applicability of a provision of this chapter to a
particular situation, he or she may make a written inquiry to the Board of Ethics for an
advisory opinion. The purpose of the advisory opinion is to assist the City Official in the
task of judging themselves, so as to enable them to properly carry out their
responsibilities as trustees in the public interest, and to conform their conduct to the Code
of Ethics. The City Official shall have the opportunity to present their interpretation of
the facts at issue and of the applicable provisions of this chapter before such advisory
opinion is rendered.
2.28.120 Complaints -Form, Referral to Other Enforcement Agency, and Requests
for Confidentiality.
A. All complaints regarding violations of this chapter, shall be in writing, identify a
person subject to the Code of Ethics, contain a full allegation of facts that would
constitute which would constitute a violation of the specific prohibitions enumerated in
this chapter, and sworn under penalty of perjury. All alleged violations must be
submitted within 90 days of occurrence or when it should have been discovered with the
exercise of reasonable diligence. Justification for any delay in filing complaints is the
responsibility of the complainant. For complaints concerning unethical patterns of
behavior, such complaints must be received by the Board of Ethics within 90 days of the
most recent event comprising the pattern of behavior complained of, or within 90 days of
when the last event should have been discovered with the exercise of reasonable
diligence. The Board of Ethics will, in its discretion, limit the pattern of behavior to
those events the Board of Ethics feels are proximately related in time to be a part of the
same pattern of behavior.
B. The Board may refer the matter to a local, state, or federal enforcement agency that
may have jurisdiction over the matter at any stage of the proceedings and may hold in
abeyance Board action pending results of the referral. The Board of Ethics may, but is
not required to, resume Board action on the matter if it has been provided notice of
inaction by State or Federal Agencies having jurisdiction over the alleged violation, the
expiration of any applicable statute of limitations, or inaction for more than one year by
the agency to whom the complaint was referred. Local, state and federal enforcement
agencies include, but are not limited to, the United States Attorney's Office, the
California Attorney's General's Office, the San Diego County District Attorney's Office,
the San Diego County Grand Jury, and the Fair Political Practices Commission (FPPC).
If the Board learns of misconduct during any stage of the proceedings, but the
misconduct is not within the specific prohibitions set forth in this chapter, the Board of
Ethics may make a referral to the appropriate local, state, or federal enforcement agency
that may jurisdictions over the alleged misconduct.
C. The name of the complainant shall be disclosed unless the complainant has requested
that their name be kept confidential and there is good cause to withhold such name.
Requests for confidentiality shall be addressed as follows:
1. To request that their name be kept confidential the complainant must provide,
with their complaint, a detailed factual statement, sworn under penalty of perjury,
that they would suffer harm or retaliation if their name were to be disclosed.
Conclusionary or speculative statements of harm or retaliation are insufficient to
establish good cause.
2. Upon a request for confidentiality, the Chair and two board members, chosen by
the Chair, shall form an ad hoc committee within two business days being
informed by the City Attorney's Office of a request for confidentiality and, after
consideration of the request, determine if good cause exists to withhold disclosure
of the name. The Chair shall inform the complainant of its decision within five
business days.
3. If the decision is to deny the request for confidentiality, complainant shall have
five business days to withdraw their complaint. If complainant requests that the
complaint be withdrawn, the entire complaint shall be returned to complainant
and their complaint shall not be disclosed. The complaint and complainant's name
shall be not disclosed during this evaluation process.
4. Upon a finding of good cause by the Ad Hoc Committee formed under this
section, the name of the complainant shall be kept confidential unless and until a
finding of probable cause is made. The complaint shall also be redacted
accordingly.
2.28.130 Complaint Procedures -Receipt of Complaint.
A. The following procedures will be followed upon receipt of a complaint:
1. The complaint will be assigned a case number.
2. The complainant ("Complainant") will be sent a letter that provides notice that the
complaint was received, the date of the next hearing in which the complaint will
be addressed, and which generally explains the procedures which will be
followed.
3. The subject of the complaint (hereinafter "Respondent") will be sent a letter that
provides notice that a complaint has been received naming them as the subject,
the date of the next hearing in which the complaint will be addressed, and which
generally explains the procedures which will be followed. The Respondent will
also be sent a copy of the complaint with the letter. The complaint may be
redacted as provided for in 2.28.120, subdivision C, (related to confidentiality
requests).
4. The Chair of the Board of Ethics shall be notified that a complaint has been
received. Notwithstanding any other time frames, the Chair may set a special
meeting on the complaint.
5. A preliminary review (hereinafter "Prima Facie Review") of the complaint will be
set within 30 days of receipt of the complaint. If the complaint is received within
90 days of a municipal election in which a public official is a candidate, the Prima
Facie Review of the complaint will be set within 15 days of the receipt of the
complaint. The Chair and members shall be sent copies of the complaint for their
review prior to the hearing. The Chair and members receiving copies of the
complaint shall not discuss the complaint nor disclose the complaint to any person
outside of the hearing.
2.28.140 Complaint -Prima Facie Review.
The Board of Ethics will conduct a prima facie review ("Prima Facie Review") of the
complaint. The purpose of Prima Facie Review is to determine if the complainant has
made a prima facie showing that the complaint complies with the requirements Sections
2.28.120, subdivision A, [Complaints -Form, Referral to Other Enforcement Agency, and
Request for Confidentiality] thereby establishing jurisdiction. A prima facie review
may result in the following:
A. [No Prima Facie Showing Made -Dismissal] After completing the Prima Facie
Review, the Board may dismiss the complaint for any of the following reasons:
1. The complaint is not in writing or is not made under penalty of perjury;
2. The Respondent is not a public official within the meaning of this chapter;
3. The complaint does not contain a full allegation of facts that would constitute a
violation of the specific prohibitions enumerated in this chapter;
4. The complaint restates other complaints containing essentially similar or
identical allegation that have already been disposed of, and the evidence presented
does not warrant reopening of the previous case;
5. The allegations contained in the complaint are already under investigation by
the Board of Ethics;
6. The complaint consists of speculation, opinion, frivolous contentions, or absurd
accusations; or
7. The Board of Ethics determines other good cause requires dismissal. If the
dismissal is for this reason, the good cause must be set forth in the minutes of the
preliminary review.
If the complaint is dismissed, the Board shall issue a letter to the Complainant and
Respondent as soon as possible, indicating the reason for the dismissal of the complaint.
Such letter is not a conclusive finding and is not intended to be evidence in any
enforcement action, initiated by another agency.
B. [Prima Facie Showing Made -Further Action.] If the Board determines that a prima
facie showing has been made, then the Board shall determine the appropriate course of
action, including the following:
1. The Board may request additional information from Complainant or the
Respondent. The Board shall endeavor to complete this action within 45 days
from the prima facie finding. If the information is not received within the 45
days, such fact shall be reported to the Board. After this stage is complete the
matter should be set for a probable cause hearing within 30 days.
2. The Board may create an ad hoc sub -committee comprised of one to three
Board members to conduct further investigation. The ad hoc sub -committee
shall endeavor to complete its investigation within 90 days of the prima facie
finding. If the investigation is not completed within the 90 days, such fact
shall be reported to the Board. After this stage is complete the matter should
be set for a probable cause hearing within 30 days.
3. The Board may hire an individual from a list of pre -qualified investigators to
conduct an investigation. This provision is subject to available funding. The
investigator shall endeavor to complete the investigation within 90 days of the
prima facie finding. If the investigation is not completed within the 90 days,
such fact shall be reported to the Board. After this stage is complete the matter
should be set for a probable cause hearing within 30 days.
4. The Board may set the matter for a probable cause hearing. The Board shall
endeavor to set the probable cause hearing within 45 days of the prima facie
finding.
2. 28.150 Complaint Procedures -Probable Cause Hearing.
The purpose of the probable cause hearing is to determine if there are facts and
circumstances, of a reasonably trustworthy nature, sufficient to justify a person of
reasonable caution or prudence in the belief that a violation of the specific prohibitions
has occurred (probable cause). To find probable cause, there must be an affirmative vote
of the majority of the entire voting membership. The following procedures shall be
followed in the conduct of a probable cause hearing:
A. Both parties shall be provided notice that the probable cause hearing has been set.
B. The complainant and Respondent shall be informed that they may lodge with the
Board ten days before the hearing additional evidence and a statement on their behalf for
the Board's consideration. If such evidence is not provided to the Board within the time
frame indicated, the Board may, but is not required to, exclude such evidence. As soon
after receipt of such evidence by the Board, the Board should endeavor to provide the
opposing parry a copy thereof.
C. At the hearing, the Board shall review, but is not limited to, the following: the
complaint, including any supporting documents, that was filed; information acquired
during any Board ordered investigation or request for information; and any other
documents or evidence provided to the board before the probable cause hearing.
D. The Board, in its discretion, may permit additional documents or evidence to be
admitted into the probable cause hearing. The Board, in its discretion, may also permit
witnesses to testify. Witnesses may be subject to cross-examination, as permitted by the
Board.
E. Both parties may comment on the issue of probable cause, as permitted by the Brown
Act.
F. If the Board determines that probable cause does not exist, the Board shall dismiss the
complaint.
G. If the Board determines that probable cause exists the Board should set a Final
Hearing within 45 days thereafter.
2.28.160 Complaint Procedures -Hearing on the Merits.
If probable cause is determined to exist by the Board, then the Board shall conduct a
hearing on the merits (Hearing on the Merits) as set forth herein:
A. Prior to the Hearing on the Merits, the Board may request additional information as set
forth in section 2.28.160. The Board should set a date by which a request for additional
information should be completed.
B. Both parties shall be provided notice of the Final Hearing. The Board may provide
copies of materials upon which the complaint is based to either party.
C. In the discretion of the Board, Complainant may present an opening and closing
statement, present additional evidence and witnesses, including rebuttal evidence and
witnesses, and cross examine witnesses.
D. In the discretion of the Board, the Respondent may present an opening and closing
statement, present additional evidence and witnesses, including rebuttal evidence and
witnesses, and cross examine witnesses.
E. The Board may admit, but is not limited to, evidence provided at the Hearing on the
Merits, information provided with the complaint, information provided pursuant to
section 2.28.160 or subdivision E of this section, information provided at the probable
cause hearing, and any other evidence it determines should be considered.
F. The Hearing on the Merits is not a formal judicial proceeding, but the Board will
exercise control over the hearing to ensure that it is conducted in an orderly and
expeditious manner. While the technical rules of evidence are not applicable and
hearsay is admissible, evidence that is admitted should bear an indicia of reliability.
2.28.170 Complaint Procedures -Decision After Hearing on the Merits.
The Board shall document its decision in a written statement of decision. A vote of five
board members is required to make a finding of misconduct. Each finding of misconduct
must be supported by a preponderance of the evidence. The statement of decision should
be prepared expeditiously and shall be served upon both parties via certified mail with a
certificate of mailing.
A. Misconduct Found -Declaration of Misconduct.
If the Board makes a finding of misconduct, the statement of decision shall contain, and
be labeled as such, a Declaration of Misconduct. The Declaration of Misconduct shall
detail the misconduct that has been found to be true and the supporting evidence. The
Declaration of Misconduct shall be a final decision on the merits and shall not be
changed by the City Council. The Declaration of Misconduct may contain a
recommendation of sanctions against the City Official found to have engaged in
misconduct, including, but not limited to, the following: (1) a reprimand, censure, or
removal from office. The Declaration of Misconduct may also recommend remedial
actions to prevent misconduct in the future.
B. No Misconduct Found -Declaration of No Misconduct.
If the Board makes a finding of no misconduct, the statement of decision shall contain,
and be labeled as such, a Declaration of No Misconduct. The Declaration of No
Misconduct, shall detail the basis for its finding. Even though no misconduct is found,
facts may develop which reveal a potential for misconduct. Accordingly, in a separate
action, the Board may recommend remedial actions to the City Council for appropriate
action.
2.28.180 Conflicts
City Officials subject to the Specific Prohibitions set forth in this chapter should not
participate in or influence the complaint process as set forth in Sections 2.28.120 to
2.26.170. To this end, when a complaint involves a Board of Ethics board member, a
councilmember (including the mayor) or the City Attorney, the following procedures
shall be followed:
A. If a complaint involves a Board of Ethics board member, then they shall recuse
themselves and not participate in or influence the complaint process.
B. If a complaint involves a councilmember, including the Mayor, then they shall recuse
themselves and not participate in or influence the complaint process.
C. If the complaint involves the City Attorney, the City Attorney and his or her Office,
shall recuse themselves and not participate in or influence the complaint process. Outside
counsel shall be appointed to advise the Board of Ethics regarding the complaint alleging
misconduct by the City Attorney. The Board of Ethics may establish procedures for the
selection of such counsel.
2.28.190 Disclosure of Board Records
The purpose of this section is to advance the public's interest under the Public Records
Act to access information concerning the conduct of Board in a manner that will not
compromise the Board's ability to conduct effective and confidential investigations into
alleged violations of the City of Chula Vista's Code of Ethics. The Board and its staff
shall not make public comments regarding a pending matter until the Board has made a
final decision on the merits or until the matter is otherwise closed. The complaint may be
released to the public. The complaint may be redacted consistent with Section 2.28.120
(regarding requests for confidentiality. The Board may release its records unless they
fall within the categories that follow:
A. Preliminary or draft memoranda, documents, or records not kept in the ordinary course
of business.
B. Personnel, medical, or personnel files, the disclosure of which would constitute an
unwarranted invasion of personal privacy.
C. Documents or record protected under any law (state or federal) related to privilege.
D. Records exempt from disclosure under the California Public Records Act
(Government Code section 6250 et.seq.)
E. Documents or records where the public interest against disclosure outweighs the
public interest served by disclosure. Such documents may include, but are not limited to,
the following:
1. The names of juvenile witnesses; or
2. Personal or otherwise private information related or unrelated to the investigation
if the disclosure would constitute an unwarranted invasion of privacy.
3. The identity of a confidential source; or
4. Information, which, if disclosed, would create a credible risk of endangering any
individual; or
5. Information, which, if disclosed, would endanger the successful completion of an
investigation where the prospect of enforcement proceedings is concrete and
definite.
2.28.200 Severability.
If any provision of this chapter, or the application of any such provision to any person or
circumstance, shall be held invalid, the remainder of this chapter to the extent if can be
given effect, or the application of those provisions to persons or circumstances other than
those as to which it is held invalid, shall not be affected thereby, and to this end the
provisions of this chapter are severable.