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HomeMy WebLinkAbout2014-01-14 Agenda Packet I declare under penalty of perjury ,hat i am employed by the City of Chula Vista in the �"�� Clt�/ Of C�'1U�8 VISt�ffice of the City Clerk and that I posted this � document on the bulletin board according to �'�-�—�.� Brown Act requirements. CHUI�AVISTA Agenda oated � 10 I si9ne Cheryl Cox, Mayor Patricia Aguilar, Councilmember James D. Sandoval, Ciry Manager Pamela Bensoussan, Councilmember Glen R. Googins, City Attorney Rudy Ramirez, Councilmember ponna R. Norris, City Clerk Mary Salas, Councilmember Tuesday, January 14, 2014 2:00 PM Council Chambers 276 4th Avenue, Building A Chula Vista, CA 91910 REGULAR MEETING OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA (REVISED 1/10/2014) CALL TO ORDER ROLL CALL: Councilmembers Aguilar, Bensoussan, Ramirez, Salas and Mayor Cox PLEDGE OF ALLEGIANCE TO THE FLAG AND MOMENT OF SILENCE SPECIAL ORDERS OF THE DAY 1. 13-0231 INTRODUCTION BY KRISTI MCCLURE, DIRECTOR OF RECREATION, OF EMPLOYEE OF THE MONTH TIM FARMER, SENIOR RECREATION MANAGER 2. 13-0223 PRESENTATION BY DR. FRANCISCO ESCOBEDO, SUPERINTENDENT, ON THE CHULA VISTA ELEMENTARY SCHOOL DISTRICT: ACCELERATING THE INNOVATION THROUGH INQUIRY, INTELLECT, AND IMAGINATION 3. 14-0005 PRESENTATION BY THE GOVERNMENT FINANCE OFFICERS ASSOCIATION OF THE DISTINGUISHED BUDGET PRESENTATION AWARD TO FINANCE DIRECTOR MARIA KACHADOORIAN City o/Chula Ysta Page f Pr/nfed on f/fN101d City Council . Agenda January 14, 2014 4. 13-0222 PRESENTATION BY ENVIRONMENTAL RESOURCE SPECIALIST MICHELLE CASTAGNOLA AND RECYCLING SPECIALIST II MARTIE SOLOMON RECOGNIZING NEW CLEAN BUSINESS PROGRAM PARTICIPANTS CONSENT CALENDAR The Council will enact the Consent Calendar staff recommendations by one motion, without discussion, unless a Councilmember, a member of the public, or staff requests that an item be removed for discussion. If you wish to speak on one of these items, please fill out a "Request to Speak" form (available in the lobby) and submit it to the City Clerk prior to the meeting. Items pulled from the Consent Calendar will be discussed immediately following the Consent Calendar. 5. 14-0004 APPROVAL OF MINUTES OF December 5, 2013. StaffRecommendation: COUf1Cl� 2�JPfOV@ th@ f111f1Ut2S. 6. 14-0014 ORDINANCE OF THE CITY OF CHULA VISTA APPROVING AN AMENDMENT TO THE PLANNED COMMUNITY DISTRICT REGULATIONS FOR THE PROVISION OF COMMUNITY PURPOSE FACILITIES IN SECTIONAL PLANNING AREA PLANS (SECOND READING AND ADOPTION) oePa,rme�r: Development Services Department StaHRecommendation: COUf1Cl� BdOpt th@ Ofd111811C@. City o/ChWa Vista Page 1 Pdntetl on 7/1N10f0 City Council Agenda January 14, 2014 7. 13-0168 A. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA CALLING A GENERAL MUNICIPAL ELECTION TO BE HELD ON TUESDAY, JUNE 3, 2014, FOR THE ELECTION OF A MAYOR, TWO MEMBERS OF THE CITY COUNCIL AND A CITY ATTORNEY; CONSOLIDATING THE ELECTION WITH THE STATEWIDE ELECTION; AND REQUESTING THE COUNTY OF SAN DIEGO BOARD OF SUPERVISORS TO PERMIT THE REGISTRAR OF VOTERS TO PERFORM CERTAIN SERVICES FOR THE CONDUCT OF THE ELECTION B. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ADOPTING REGULATIONS FOR CANDIDATES FOR ELECTIVE OFFICE PERTAINING TO MATERIALS SUBMITTED TO THE ELECTORATE AT THE GENERAL MUNICIPAL ELECTION TO BE HELD TUESDAY, JUNE 3, 2014 Department: CI{�/ C�g�k StaHRecommendation:COUf1Cl� BdOpt th@ f2SO�UtI0f1S. 8. 13-0189 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING THE DRAFT PARK MASTER PLAN FOR THE 1.97 ACRE NORTH EAST PARK, A TURNKEY PUBLIC NEIGHBORHOOD PARK, AT MILLENIA, CHULA , VISTA WITH THE RECOMMENDATION THAT SOLAR ENERGY IS CONSIDERED FOR USE ON THE COMFORT STATION, AND APPROVING THE PARK NAME, "STYLUS PARK" oe�nme�r Development Services Department StaffRecommendation:COUf1Cl� BdOpt fh2 �@SO�UtI0f1. City o!Ch Wa Vlsta Page J PAnted on 1/iM0f1 City Council Agenda January 14, 2014 9. 73-0207 A. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AUTHORIZING THE RECLASSIFICATION OF FISCAL AGENT NETWORK MANAGER TO FISCAL AGENT INFORMATION SECURITY PROGRAM MANAGER FOR THE SAN DIEGO LAW ENFORCEMENT COORDINATION CENTER (4/5 VOTE REQUIRED) B. ORDINANCE OF THE CITY OF CHULA VISTA AMENDING CHULA VISTA MUNICIPAL CODE SECTION 2.05.010 RE�,4TING TO THE ESTABLISHMENT OF UNCLASSIFIED POSITIONS TO REMOVE FISCAL AGENT NETWORK MANAGER AND ADD FISCAL AGENT INFORMATION SECURITY PROGRAM MANAGER (FIRST READING) oePaRme��: police Department StaNRecommendation:COUf1CII adopt the resolution and place the ordinance on first reading. 10. 13-0211 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ACCEPTING BIDS AND AWARDING THE CONTRACT FOR THE "REPLACEMENT AND REPAIR OF CURB AND GUTTER CITYWIDE, IN THE CITY OF CHULA VISTA, CA (STL398)" PROJECT TO CREST EQUIPMENT, INC. IN THE AMOUNT OF $189,733.75 veaa.r»,e��: Public Works Department StaltRecommendation: COUf1Cl� 8(�Opf th@ �@SO�Utl011. ITEMS REMOVED FROM THE CONSENT CALENDAR PUBLIC COMMENTS Persons speaking during Public Comments may address the Council on any subject maKer within the Council's jurisdiction that is not listed as an item on the agenda. State law generally prohibits the Council from discussing or taking action on any issue not included on the agenda, but, if appropriate, the Council may schedule the topic for future discussion or refer the matte� to staff. Comments are limited to three minutes. Clty of Chu/a Vlsta Page L PdnteC on 1HOROfI City Council Agenda January 14, 2014 ACTION ITEMS The Item(s) listed in this section of the agenda will be considered individually by the Council and are expected to elicit discussion and deliberation. If you wish to speak on any item, please fill out a "Request to Speak" form (available in the lobby) and submit it to the City Clerk prior to the meeting. 11. 14-0020 CONSIDERATION OF ADOPTING A CITY DEBT POLICY (CONTINUED FROM JANUARY 9, 2014 WORKSHOP) RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTAADOPTING A CITY DEBT POLICY �eaa�e��: Finance Department StaflRecommendaGon:COUf1Cl� BdOpt th2 fBSO�UtI0f1. CITY MANAGER'S REPORTS MAYOR'S REPORTS COUNCILMEMBERS' COMMENTS CLOSED SESSION Announcements of actions taken in Closed Session shall be made available by noon on Wednesday following the Council Meeting at the City Attorney's office in accordance with the Ralph M. Brown Act (Government Code 54957.7). 12. 14-0008 CONFERENCE WITH LEGAL COUNSEL--ANTICIPATED LITIGATION Initiation of litigation pursuant to Government Code Section 54956.9(c). One Case. Consideration of legal challenge to SB 7, SB 829 and/or SB 922 as violations of Chula Vista's Charter City "home rule" authority. ADJOURNMENT to the Regular City Council Meeting on January 21, 2014, at 2:00 p.m., in the Council Chambers. City ol ChWa Vlsta Page 5 Printed on 1HML011 City Council Agenda January 14,2014 Materials provided to the City Council related to any open-session item on this agenda a2 available for public review at the City Clerk's O�ce, locafed in City Hall at 276 Fourth Avenue. Building A, during normal business hours. In compliance with fhe AMERICANS WITH DISABILITIES ACT The City of Chula Vista requests individuals who requi�e special accommodations to access, attend, and/or participate in a City meeting, activity, or service, contact the City Clerk's O�ce at(619) 691-5041(Califomia Relay Service is available forthe hearing impai�ed by dialing 711) at least forty-eight hours in advance of the meeting. C'rty of Chu/a V/sta Page 6 PAnteC on f/iM0f1 City of Chula Vista CROF CKULA"STA Legislation Details (With Text) File#: 13-0231 Name: Type: Special Order Status: Agenda Ready File created: 12/30/2013 In control: City Council On agenda: 1/14/2014 Final action: Title: INTRODUCTION BY KRISTI MCCLURE, DIRECTOR OF RECREATION, OF EMPLOYEE OF THE MONTH TIM FARMER, SENIOR RECREATION MANAGER Sponsors: Indexes: Code sections: Attachments: Date Ver. Action By Action Result INTRODUCTION BY KRISTI MCCLURE, DIRECTOR OF RECREATION, OF EMPLOYEE OF THE MONTH TIM FARMER, SENIOR RECREATION MANAGER City of Chula Vista Page 1 of 1 Printed on 1/9/2014 2014-01-14 Agenda Packet Page 6 pow ed by LegistarTM City of Chula Vista CROF CKULA"STA Legislation Details (With Text) File#: 13-0223 Name: Type: Special Order Status: Agenda Ready File created: 12/26/2013 In control: City Council On agenda: 1/14/2014 Final action: Title: PRESENTATION BY DR. FRANCISCO ESCOBEDO, SUPERINTENDENT, ON THE CHULA VISTA ELEMENTARY SCHOOL DISTRICT: ACCELERATING THE INNOVATION THROUGH INQUIRY, INTELLECT, AND IMAGINATION Sponsors: Indexes: Code sections: Attachments: Date Ver. Action By Action Result PRESENTATION BY DR. FRANCISCO ESCOBEDO, SUPERINTENDENT, ON THE CHULA VISTA ELEMENTARY SCHOOL DISTRICT: ACCELERATING THE INNOVATION THROUGH INQUIRY, INTELLECT, AND IMAGINATION City of Chula Vista Page 1 of 1 Printed on 1/9/2014 2014-01-14 Agenda Packet Page 7 pow ed by LegistarT"' City of Chula Vista CROF CKULA"STA Legislation Details (With Text) File#: 14-0005 Name: Type: Special Order Status: Agenda Ready File created: 1/3/2014 In control: City Council On agenda: 1/14/2014 Final action: Title: PRESENTATION BY THE GOVERNMENT FINANCE OFFICERS ASSOCIATION OF THE DISTINGUISHED BUDGET PRESENTATION AWARD TO FINANCE DIRECTOR MARIA KACHADOORIAN Sponsors: Indexes: Code sections: Attachments: Date Ver. Action By Action Result PRESENTATION BY THE GOVERNMENT FINANCE OFFICERS ASSOCIATION OF THE DISTINGUISHED BUDGET PRESENTATION AWARD TO FINANCE DIRECTOR MARIA KACHADOORIAN City of Chula Vista Page 1 of 1 Printed on 1/9/2014 2014-01-14 Agenda Packet Page 8 pow ed by LegistarT"' City of Chula Vista CROF CKULA"STA Legislation Details (With Text) File#: 13-0222 Name: Type: Special Order Status: Agenda Ready File created: 12/24/2013 In control: City Council On agenda: 1/14/2014 Final action: Title: PRESENTATION BY ENVIRONMENTAL RESOURCE SPECIALIST MICHELLE CASTAGNOLA AND RECYCLING SPECIALIST II MARTIE SOLOMON RECOGNIZING NEW CLEAN BUSINESS PROGRAM PARTICIPANTS Sponsors: Indexes: 3. Healthy Community Code sections: Attachments: Date Ver. Action By Action Result PRESENTATION BY ENVIRONMENTAL RESOURCE SPECIALIST MICHELLE CASTAGNOLA AND RECYCLING SPECIALIST II MARTIE SOLOMON RECOGNIZING NEW CLEAN BUSINESS PROGRAM PART I C I PANTS City of Chula Vista Page 1 of 1 Printed on 1/9/2014 2014-01-14 Agenda Packet Page 9 pow ed by LegistarT"' City of Chula Vista KV STA M Legislation Details (With Text) File#: 14-0004 Name: Type: Consent Item Status: Agenda Ready File created: 1/2/2014 In control: City Council On agenda: 1/14/2014 Final action: Title: APPROVAL OF MINUTES OF December 5, 2013. Sponsors: Indexes: Code sections: Attachments: Item 5 - Draft Minutes Item 5 - Exhibit A Date Ver. Action By Action Result 1/14/2014 1 City Council APPROVAL OF MINUTES OF December 5, 2013. RECOMMENDED ACTION Council approve the minutes. City of Chula Vista Page 1 of 1 Printed on 1/9/2014 2014-01-14 Agenda Packet Pa 10 po ered by Legistar TM MINUTES OF A SPECIAL WORKSHOP OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA December 5, 2013 4:00 p.m. A Special Meeting of the City Council of the City of Chula Vista was called to order at 4:15 p.m. in the Police Department Community Room, located at 315 Fourth Avenue, Chula Vista, California. ROLL CALL PRESENT: Councilmembers Bensoussan (arrived at 4:12 p.m.), Salas (arrived at 4:15 p.m.) and Mayor Cox ABSENT: Councilmembers Aguilar(excused) and Ramirez ALSO PRESENT: City Manager Sandoval, City Attorney Googins, Deputy City Attorney Silva, Records Manager Tyshar Turner and Deputy City Clerk Kansas PLEDGE OF ALLEGIANCE TO THE FLAG AND MOMENT OF SILENCE Mayor Cox led the Pledge of Allegiance and invited City Attorney Googins to introduce the presentation. 1. CALIFORNIA'S OPEN MEETING LAWS AND ETHICS REQUIREMENTS: TRAINING AND DISCUSSIONS ON TRANSPARENCY AND GOOD CONDUCT FOR PUBLIC OFFICIALS City Attorney Googins and Deputy City Attorney Silva presented the provisions of the Ralph M. Brown Act, as well as information on ethics and the Political Reform Act. Copies of the presentation were distributed to those in attendance. The full presentation is made a part hereof and attached as Exhibit A. ADJOURNMENT At 6:14 p.m., Mayor Cox adjourned the meeting to the next Regular City Council Meeting on December 10, 2013, at 2:00 p.m. in the Council Chambers. Sheree Kansas, Deputy City Clerk- Page 1 I Council Minutes December 5,2013 2014-01-14 Agenda Packet Page 11 Ciry of Chula Vista Master File Number: 14-0004 File ID: 14-0004 Item Type: Conseni Item Status: Agenda Ready Version: 1 LpRQ: In ConVOI: City Council File Created: 01/02/2014 File Name: Final Action: riue: APPROVAL OF MINUTES OF December 5, 2013. Intemal Notes: Agenda Date: 01/142074 Agenda Number: 5. Sponsors: Enactment Date: Attachments: Item 5- Draft Minutes, Item 5- Exhibit A Master Fee Upd7('): :onflicts Verif By: Hard Deadline: Drafter: KBigelow@chulavistaca.gov ConFlicts Verif On: Approval History Version Date Appmver Aclion 1 07/09/2014 Donna Noms Delegate 1 07/W/2014 Kerty Bigebw Approve History of Legislative File Ver- Acting Botly: Dale: Action: Sent To: Due Date: Retum Resutt: sion: Date: . 1 City COUnCII 01114/2014 Text of Legislative File 14-0004 City o/Chula Ysta Page 1 Prinied on fi9201d 0 N V 0 ru LU u � L L ■�� � n O 4-J � V a ca M Q i LM - C:) U Q � V r%*j Lr) 0-) U 0 0 0 13 Lm 0 3 � o �7 ro crcn 0 c 0 > cn 73 ru (1) M� 4-J Ur) tie LM L � a U a T Q r N 6 3 c 0 0 M �4w Q (1) w C;b m 0 ON) 0 U Ul � m LU � CY LM am a a 4 Irm N 11 d fu fu ■ g C un flu flu flu Kt Irm LJ~ �L r L Izyy O • � O O � ' U d a 0 4 Irm O N M Lt9 ■ r 0 ■ C:) 0 Ln LM Lnl Lcn ti Lcn 1 �� 4�J 0 Lr) Irm 1 .- r L ■ ■ W w� W a 0 O N o 0 =6j fu fu 6 mo 0 mo E fu U � O C C � 4(.Il) fu M fu > Ln mo 0fu 0 4=J mo u > (1) 0 r) mo u C)m 0*) 0 u fu 4=J 0 0 (1) 4=J mo LM 4=J (1) (1) 0 4=J MIM=) > fu E 4mi 0) U U fu mo fu 0 4-J fu fu tn 0 (n u on) fu Ln V) 0 0) E cam fu (mf)� C:U U 0 Q fu 0 m mo u U 4-J :3 c 0 u x N J ca � � � fu "a W Irm 4 Ln rk- ro (% 4w O 6 fu �o 0 fu �o '0 C 0 > 0 0 fu 4=J fu 4w 4=J 0 fu 4w 4=J u 4w > 00) a L 0 V A 1 (O C: � � 4=J a.-+ =3 fu u 0 =3 0*1 U U*) E 0 �o Un M M 0 CL =1 C: E (1) 0 �o fu fu 0 W u U 4=J fu 0 :LEJ (1) 0 u �o E u m C: C: c x �o > :3 &-. a) FU C: 0 0 0 0 �o C: fu CD 4�J U �o U 0 4=J S � � flu � •— d1 Q C 0 M CL U m u') — oC m a.� a 0 < Irm 4 Irm 4�J 110 (Mf 0 0 0 mo 0 oLn 0 Ln Ln 4�J C)m :E MIM=) =C3 00 fu� o rva a� � � �- fu mo000 000 4=J fu m %wall fu U fu mo 01 w 0 E ru W 0 mml�mj 07 u 0 0 =6j (1) (1) E fu fu 0 mo 0) E� fu n mo � � '� •� N fu 0 fu 0 0 mo u u (1) u 0 :3 mc: fu >0% fU 4-J fu 4mi u 0 :3 a fu � 0 fU Ln fu 00 0 4�J 4�J 0 fu 4�J u 4�J �o fu M� :3 4�J ME u fu (Mf) E U u E 0 0 u 4=J 0 fu < 0 4�J fu u 4=J fu L � o v O m m � U � p) >% Ul 4-J fu fu fu =6j u � � 0 o +, mo � p E0 rmmn fu U � 0 u fu u UP) u 0 0 E E E �o fu UP) < 0 >0% LU 0 =3 4-J IN U 0 (Mf) 0 fu r� a� w 0 S o � UP) � .0 o � � o a Mimi fu M� (1) 1 E E 3: 0 4=J fu fu E =3 E 0 000 07 0 000 E u E L � r 0 0 000 000 (Mf) Ln 10% m m 0 0 LU u � U 0 � >*44ov, ca rn fuu u L. 0 0 fu fu fu fu 0 0 4=J fU 0 r) =0 4�J �C: (1) E rU 0 4=J 3:4 Ul Q cn E 0 0 4=J L =�=j (1) O v fu O � 0 (A (1) m 3: 7D � � v U � E 4-J � W L ru �o u 7D 0 0 000 u (n 000 m flu fu C w � o fu Q �- fu a a 4 Irm E N -� 4=J U o ou 0 4J E fu =0 0 =3 un -W '0 u 0 c (1) O E E E w =0 U C C: >% I MW fu mw E u 4mJ W � o � Q � cn � � � � +-+ O C: rmmn :3 (10 fu fu x =2>�% 4"'m 0 0 Om u E M 0 0 u LU .o 4=J 0 u > C: > 0 � N ��-. ra 0 N "6 C ra U fu '0 4—J =I,=) E a..� N w �� � � can ro � ro a--� cn fu c: E 0 E 00 M w 0 u Ul E MW (A t 0 '0 '0 L. fu 0 Q) (1) fu 0) u u Ln C: u 4-J U 4-J C: 4=J m> 4mJ 4mJ =3 (A u 0 0 0 =3 '0 C: 0 C: fu fu fu c: c: E u C: u 0 E C: flu C: f'U 4mJ OU 4=J U .Y C: (Iyug fu fu o 0 =0 0 fuc 4mJ U 0 0 0 fu 0 4mJ G (D 4 c 4�J O r) 4�J N N un ru L Q 4=J U 0 0 o rmmwi U ru o E 4�J u 0 M�� U un ru a� 4�J C:I E E M�� u ru U ru fu L LU ru 0 Ul ru u (A 7D 4�J fu ro ru >0*4 4-J Irm V rl rl M N d t 5 � 4 Q ■ IL U Irma 0 O N a 6 � O �o 4mJ Ice Z Ul =3 LM =3 07 O) o) E 0 S C: 0 F�m �o 0 un fu fu a� un V L L O O fu fu 0 0 > 4=J '0 < r*4041% U V 4mJ "s �o 4 C I I C 0 0 M y N O .O � d MCI) (1)O - ■ fu CD. 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U 4cn� — — U 4-J 0 ra C=L (1) a-J •ro Fj L •O 000 ._ ■ � 000 �' L •� f to , .o � � (1) p ._ > U ■ U a1 V o -c L v MM`o M (DO 4-J O C*4 L U 4� O O L O 4� O .— Cn U cn UP) O V) a-J O 0 ra ,--� a-J 00) 0 U) L •- 0 4� � ra .v O , � u MIMMEME OcN — _ � ru 0 U U 4.j 4-J 0 •- U -0 L U L \m- 2: Ul L .Ul U (1) 1 cn C: U ,U 4-J M 73 C: ,0 O cn (D-o to N 4� 4� a--J 4-J M U a 0 4 Irm 0 N O s '0 =0 =3 0 fu D M 4=J U 0 0 fu LU4mJ 4=J E 0 0 O Q > L L mw 4mJ O flu 0 0 U 00) =0 0 =3 4�) 0 m 0 o u 4. 0 :3 C: fu u o *Ak 0 0 4=J C*4 o (n ra v D � 0 3: 0 fu 0 .0 :3 (n 0 ou u OU > fK3 4=J 4=J flu u 0 0 I�Mmq C: 4.) flu M a V cn Ln = V ru �0 ru Q) ru =0 mc: � ru V 4-J 0 4�J � ra(1) E4�J o J c 0 7D 0 ui .� p 0 cn > Ul ro ru o Q O � ro a a J City of Chula Vista CROF CKULAVIISTA Legislation Details (With Text) File#: 14-0014 Name: Type: Consent Item Status: Second Reading File created: 1/8/2014 In control: City Council On agenda: 1/14/2014 Final action: Title: ORDINANCE OF THE CITY OF CHULA VISTA APPROVING AN AMENDMENT TO THE PLANNED COMMUNITY DISTRICT REGULATIONS FOR THE PROVISION OF COMMUNITY PURPOSE FACILITIES IN SECTIONAL PLANNING AREA PLANS (SECOND READING AND ADOPTION) Sponsors: Indexes: Code sections: Attachments: Item 6 - Ordinance Date Ver. Action By Action Result 1/14/2014 1 City Council ORDINANCE OF THE CITY OF CHULA VISTA APPROVING AN AMENDMENT TO THE PLANNED COMMUNITY DISTRICT REGULATIONS FOR THE PROVISION OF COMMUNITY PURPOSE FACILITIES IN SECTIONAL PLANNING AREA PLANS (SECOND READING AND ADOPTION) RECOMMENDED ACTION Council adopt the ordinance. City of Chula Vista Page 1 of 1 Printed on 1/9/2014 2014-01-14 Agenda Packet Pa�e �5 ;o ere by LegistarT"' D ADOPTION , o�n,��:�cE �o. ��D REA�WG AN ORDL�.�CE OF THE CITY OF CHliL.A VISTA APPROVI\G .4N .��4E?���4E\iT TO 7HE PLA.\1ED COA�4UTiIT1' (PC) DISTRICT REGUZATIONS FOR THE PRO\%1SI0\ OF COA�N�'ITY PURPOSE F:aC1LITIES (CPF) II�� SECTIO\.aL PLA2��jING aRE.a (SP.a) PLaNS. �'l'I-IEREAS, an amendment to the Planned Communirv (PC) Zone for the pro�ision of Community Purpose Facilirv (CPF) land is the subject matter of this ordinance as detailed in the City Council Agenda Statement; and WI-TEREAS, the Cin� has initiated this application (PCA-11-01) to amend Chapter 19.48 P-C Planned Communit}� Zone that pro�°ides the requiremenu for Sectional Plannins Area (SPA) plan azeas; and, � � \�rHEREAS, the application (PCA-11-01) request revisions io Section 19.48.02�. the pro�=isions for Community Purpose Facilin� (CPF) ]and requirements for CPF acreaee to be pro��ided n�thin SPA Planning Areas ("Projecr'); and: �\'1-lERE.AS, the proposed amendments �t�ould allow for a reduction in othen;�se required CPF land ���here an esvaordinary public benefit is pro��ided. The amendment also includes an altemative compliance option that �vould allo�v for CPF facilities to be pro�ided in alternati��e formau; such �s in building square-footaee; in lieu of the CPF acreage requirements; and «'!-IEREAS, the De��elopment Sen�ices Director has revie��•ed the proposed amendmenu to Chapter 19.�5 of the Chula Vista n9unicipal Code (CVMC) for compliance �»th the California En�ironmental Qualiq� Act (CEQ.4) and has determined that there is no possibilin� that the activit}� may ha��e significant effect on the environment; therefore_ pursuant to Section 1�061(b) (3) (General Rule) of the State CEQA Guidelines the activin� is not subject to CEQA; and: �VHEREAS; the Planning Commission set the time and place for a hearing on the Project (PC.4-11-01) and notice of said hearing, toeether ��rith iu purpose; ���as 2i��en by ics publica[ion in a ne���spaper of general circulation in the cin� at least ten da��s prior to the hearing; and, \VI-�REAS, the hearing �ras held at the time and place, nameh- 6:00 p.m.; November 20; 20li, in the Ci��ic Center: BuildinQ C Trainine Room, 276 Fourth A��enue, before the Planning Commission and said hearins �ras thereafrer dosed: and. �VHEREAS; bv a ��ote of 6-0-0-1; the Planning Commission adopted Resolution PCA- 11-01 recommending Cin• Council appro�•a] of the Project; and; WHEREAS, a pubGc hearing on the Project �eas scheduled before the Cin• CounciL and notice of said hearins; toeether �vith its purpose «�as eiven by iu publication in a ne�+�spaper of general circulation in the cin• at least ten da��s prior to the hearing; and: 20140�-�4 Agenda Paeket Page 66 Ordinance Page WHEREAS, the hearing was held at the time and place, namely 2:0 p.m., December 17, 2013, in the City Council Chambers, 276 Fourth A 'e]ue, before the pity ounil and said hearing was thereafter closed: and NOW THEREFORE the City Council of the City of Chula Vista does ordain as follo ws: Section 1. Amendment to CVMC Chapter 19,48 P-C (Planned Community) Zone as follo ws: 19.48.025 Community purpose facilities—Minimum acreage required—Permitted uses. Art All land in each P-C zone, or any section thereof, shall provide adequate land designated as "conlMunity purpose facilities (CPF),"" as defined in CVMC 19.04.0-55),, o serve the residents of the planned commun t . B. Applicant shall provide a A total of 1.3 9 acres of net usable land (including setbacks) per 1,000 population in a graded, useable condition with necessary access and utilities available for CPF in the associated planned commu , and such land shall be so designated for commuit purpose facilities and for CPF land uses in perpetuity in the sectional planning area (SPA) plan(s) and planned community district regulations of each planned community prior to the apn�1 of the SPA Plan. The total acreage requirement may be reduced only if the city Council determines, in conjunction with its adoption of an SPA plan, that: ��eT amount 0 I Elffl ri Y rt rt rt 4 s • 1. Availability of Shared Parkina. Based on availabilit f shar ed parkingth other facilities, a lesser amount of land is needed. Such reduction in land shall not exceed the equivalent necessary for the number of parkinpspaces acquired through the shared parking arrangement. Any shared parkin arrangements pursuant to this section shall be guaranteed regardless of any future changes in occupancy of facilities; or 2. Extraordinayw Public Benefit. S l i t to the, discretion of the•Development Service Director and recommendation from the Planning Commission, CPF acreagg_ reduced subiect to the follow r � i gr rements; . The reduction in CPF acreage-is accompanied by an extraordinM public benefit not otherwise obtained through the provision of CPF acreage. .- The public benefit is similar in nature to and satisfies the goals of CPF rejquir ment bar providing the community with land on which a public service. determined by the Cil y Council to be essential to 12art of the community fabric for which land would not others?ise be available. is ro-sided and made available to the eorrrrr xnit . 2014-01-14 Agenda Packet Page 67 Ordnance Page . The extraordinart public benefit is Lyparanteed in perpetuity. d. At the time of the consideration b r the Planninp, Commission. the applicant has executed a binding aLyreement. rev-ie wed and aped as to form bv the Clt v Attornev. which ensures the provision of the extraord,inant benefit in perpetuity: or 3. Alternative Compliance. Subject to the discretion of the 1 e-relopr ent Sentice Director and recommendation from the Planning Commission. an alternative compliance me hanism �i providing square footage xvithin a buildine that NN111 accommodate CPF uses or constru etin a facilitv for CPF u v be approved. provided such alternative mechanism meets all of the follo,Aq'np, requirements: . The Cit -r Council finds that the alternate ve oM line mechanism proposed is equivalent to the Drovision. of the CPF a reap a other-wise r aired by CVMC 19.48.0? b. The alternative meets the definition of a CPF use in CVMC 1 . .o . c. The alternative compliance mechanism is euaranteed in perperuitN. d. At the time of the consideration b v the Plannine Commission. the applicant has executed a bindin2 queement, reviewed and approved as to form b v the City Attornev. which ensures the availahilit F of the al ternati ve com pliance mechanism in pelpetuitv. Section II. Severability If and# portion of this Ordinance, or its application to ny person or circumstance, is for anv reason held to be invalid, unenforceable or unconstitutional; by a court of competent jurisdiction, that portion shall be deemed severable, and such in ralidity, unenforceability or unconstitutionality shall not affect the validity, or enforceability of the remaining portions of the Ordinance, or its application to any other person or circumstance. The City Council of the Ci df Chula Vista hereb,%r declares that it would have adopted each section. sentence; clause or phrase of this Ordinance, irrespective of the fact that any one or more other sections, sentences, clauses or phrases of the Ordinance be declared invalid, unenforceable or unconstitutional. Section 111. Construction The City Council of the City of Chula Vista intends this Ordinance to supplement, not to duplicate or contradict, applicable Mate and federal lave and this Ordinance shall be construed M' light of that intent. Section IN. Effective Date This Ordinance shall take effect and be in force on the thirtieth day after its final passage. 2014-01-14 Agenda Packet Page 68 Ordinance Page Section V. Publication The City Clerk shall certify to the passage and adoption of this Ordinance and shall cause the same to be published or posted according to law. Presented y: Approved as to form by: Kelly Broughton Glen R. Googins Development Services ices Director City Attorney PASSED,, APPF fE . and ADOPTED by the City Council of the City of Chula Vista., California, this 17th day of December, 2013, by the follo,%ving vote: AYES: Couneilmembers: DAYS: Councilrnembers: ABSENT: Councilmembers: Cheryl Cox, Mayor ATTEST: Donna Dorris. Clair City Clerk STATE OF CALIFORNIA) COUNTY TY F SAN DIEGO) CITY OF C14ULA VISTA) 1, Donna Norris, City Clerk of Chula Vista, California, do hereby certify that the foregoing Ordinance Do. had its first reading at a regular meeting Meld on the 17th day of December, 2013 and its second reading and adoption at a regular meeting of said City Council held on the day of 2013. Executed this day , 2013. Donna Norris, CMC, City Clerk 2014-01-14 Agenda Packet Page 69 City of Chula Vista Master File Number: 14-0014 FileID: 14-0014 Item Type: Consentltem Status: Second Reading Version: 1 LARQ: In Control: City Council File Created: Ot/082014 File Name: Final Action: 7itle: ORDINANCE OF THE CITY OF CHULA VISTA APPROVING AN AMENDMENT TO THE PLANNED COMMUNITY DISTRICT REGULATIONS FOR THE PROVISION OF COMMUNITY PURPOSE FACILITIES IN SECTIONAL PLANNING AREA PLANS (SECOND READING AND ADOPTION) Internal Notes: Agenda Date: Ot/14/2014 Agenda Number: 6. Sponsors: Enactment Date: Attachments: Item 6-Ordinance Master Fee Upd?('): :onflicts Verif By: Hard Deadline: Draker: KBigelow@chulavistaca.gov ConFlicts Verif On: Approval History Version Date Approver Action History of Legislative File Ver- Acting Body: Date: Action: Sent To: Due Date: Retum Resutt: sion: Date: 1 Ciry Council 07I74/2014 Text of Legislative File 14-0014 CiryolChula vs[a Page 1 Printedon 1NR0f4 City of Chula Vista CROF CKULAVIISTA Legislation Details (With Text) File#: 13-0168 Name: Calling Election of 2014-06-03 Type: Consent Item Status: Agenda Ready File created: 12/3/2013 In control: City Council On agenda: 1/14/2014 Final action: Title: A. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA CALLING A GENERAL MUNICIPAL ELECTION TO BE HELD ON TUESDAY, JUNE 3, 2014, FOR THE ELECTION OF A MAYOR, TWO MEMBERS OF THE CITY COUNCIL AND A CITY ATTORNEY; CONSOLIDATING THE ELECTION WITH THE STATEWIDE ELECTION; AND REQUESTING THE COUNTY OF SAN DIEGO BOARD OF SUPERVISORS TO PERMIT THE REGISTRAR OF VOTERS TO PERFORM CERTAIN SERVICES FOR THE CONDUCT OF THE ELECTION B. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ADOPTING REGULATIONS FOR CANDIDATES FOR ELECTIVE OFFICE PERTAINING TO MATERIALS SUBMITTED TO THE ELECTORATE AT THE GENERAL MUNICIPAL ELECTION TO BE HELD TUESDAY, JUNE 312014 Sponsors: Indexes: Code sections: Attachments: Item 7 - Resolution A Item 7 - Resolution B Date Ver. Action By Action Result 1/14/2014 1 City Council A. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA CALLING A GENERAL MUNICIPAL ELECTION TO BE HELD ON TUESDAY, JUNE 31 20141 FOR THE ELECTION OF A MAYOR, TWO MEMBERS OF THE CITY COUNCIL AND A CITY ATTORNEY; CONSOLIDATING THE ELECTION WITH THE STATEWIDE ELECTION; AND REQUESTING THE COUNTY OF SAN DIEGO BOARD OF SUPERVISORS TO PERMIT THE REGISTRAR OF VOTERS TO PERFORM CERTAIN SERVICES FOR THE CONDUCT OF THE ELECTION B. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ADOPTING REGULATIONS FOR CANDIDATES FOR ELECTIVE OFFICE PERTAINING TO MATERIALS SUBMITTED TO THE ELECTORATE AT THE GENERAL MUNICIPAL ELECTION TO BE HELD TUESDAY, JUNE 312014 RECOMMENDED ACTION Council adopt the resolutions. SUMMARY The purpose of the June 3, 2014 General Municipal Election is to elect a Mayor, two Members of the City Council to fill Seats 1 and 2, and a City Attorney, each for a full term of four years commencing December 2014. Adoption of the proposed resolutions is required to give notice of the election and to adopt regulations for candidates. City of Chula Vista Page 1 of 2 Printed on 1/9/2014 2014-01-14 Agenda Packet Pa�e0 ;o ere by LegistarT"' File#: 13-0168, Version: 1 ENVIRONMENTAL REVIEW The Development Services Director has reviewed the proposed activity for compliance with the California Environmental Quality Act (CEQA) and has determined that this activity is not a "Project" as defined under Section 15378 of the State CEQA Guidelines because it will not result in a physical change to the environment; therefore, pursuant to Section 15060(c)(3) of the State CEQA Guidelines, the actions proposed are not subject to CEQA. BOARD/COMMISSION RECOMMENDATION Not Applicable DISCUSSION The Chula Vista Charter requires that General Municipal Elections be scheduled in conjunction with statewide primary elections. The next statewide primary election will be held on June 3, 2014. The purpose of the General Municipal Election is to elect a Mayor, two (2) Members of the City Council to fill Seats 1 and 2, and a City Attorney, each for a full term commencing in December 2014. California Elections Code Section 10403 requires the City Council to adopt a resolution requesting the Board of Supervisors to consolidate Chula Vista's election with the statewide general election and to permit the Registrar of Voters to perform certain services in conjunction with the City's election. Additionally, California Elections Code Section 13307 provides that the local agency must adopt regulations pertaining to the materials prepared by candidates and the costs thereof. Historically, the City has allowed each candidate to submit a candidate's statement of no more than 200 words. The Registrar's estimated cost for a 200-word statement is $1,250. Candidates who choose to file a candidate's statement will be required to pay $1,250 as a deposit at the time their statements and nomination papers are filed with the City Clerk. Should the actual cost be less, the balance will be refunded to the candidates; and should the actual cost be more, candidates will be billed for the difference. DECISION-MAKER CONFLICT Staff has reviewed the decision contemplated by this action and has determined that it is not site specific and consequently, the 500-foot rule found in California Code of Regulations section 18704.2 (a)(1), is not applicable to this decision. Staff is not independently aware, and has not been informed by any Councilmember, of any other fact that may constitute a basis for a decision maker conflict of interest in this matter. CURRENT YEAR FISCAL IMPACT It is anticipated that the budgeted $200,000 will be sufficient to cover the costs of conducting this election. ONGOING FISCAL IMPACT There are no ongoing costs associated with conducting the election. City of Chula Vista Page 2 of 2 Printed on 1/9/2014 2014-01-14 Agenda Packet Pa�e1 ;o ere by LegistarT"' RESOLUTION NO. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA CALLING A GENERAL MUNICIPAL ELECTION TO BE HELD ON TUESDAY, JUNE 3, 2014, FOR THE ELECTION OF A MAYOR, TWO MEMBERS OF THE CITY COUNCIL AND A CITY ATTORNEY; CONSOLIDATING THE ELECTION WITH THE STATEWIDE ELECTION; AND REQUESTING THE COUNTY OF SAN DIEGO BOARD OF SUPERVISORS TO PERMIT THE REGISTRAR OF VOTERS TO PERFORM CERTAIN SERVICES FOR THE CONDUCT OF THE ELECTION WHEREAS, in accordance with the provisions of the Chula Vista Charter and State law, a General Municipal Election shall be held on June 3, 2014 for the purpose of electing a Mayor, two Members of the City Council to fill Seats 1 and 2, and a City Attorney, for the full term of four years, commencing in December 2014; and WHEREAS, Section 439.1 of the Administrative Code of the County of San Diego authorizes the Registrar of Voters of the County of San Diego to render specified services relating to the conduct of an election to any city or district that has, by resolution, requested the Board of Supervisors to permit the Registrar to render the services, subject to requirements set forth in that section; and WHEREAS, Elections Code Section 10403 requires the City Council to adopt a resolution requesting the Board of Supervisors to consolidate Chula Vista's election with the statewide general election and to permit the Registrar of Voters to perform certain services in conjunction with the City's election; and WHEREAS, the Environmental Review Coordinator has reviewed the proposed activity for compliance with the California Environmental Quality Act (CEQA) and has determined that this activity is not a "Project" as defined under Section 15378 of the State CEQA Guidelines because it will not result in a physical change to the environment; therefore, pursuant to Section 15060(c)(3) of the State CEQA Guidelines, the actions proposed are not subject to CEQA. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Chula Vista as follows: SECTION 1. All of the foregoing recitals are true and correct. SECTION 2. Pursuant to the requirements of the Chula Vista Charter and the laws of the State of California, there shall be and there is hereby called and ordered held in the City of Chula Vista, California, on Tuesday, June 3, 2014, a General Municipal Election of the qualified electors of the City for the purpose of electing a Mayor, two Members of the City Council to fill 2014-01-14 Agenda Packet Page 72 Resolution No. Page 2 Seats 1 and 2, and a City Attorney, each for a full term of four years, commencing in December 2014. SECTION 3. Pursuant to Elections Code section 10403, the Board of Supervisors of the County of San Diego is hereby requested to permit the Registrar of Voters to perform and render all services and proceedings, and to procure and furnish any and all official ballots, notices, printed matter and all supplies and equipment and paraphernalia incidental to and connected with the conduct of the sub j ect election of the City of Chula Vista, with the cooperation and assistance of the City Clerk of Chula Vista, in order to properly and lawfully conduct such election. SECTION 4. The Board of Supervisors of the County of San Diego is hereby requested to consolidate this election with the statewide election to be held on the same day, in the same territory. Pursuant to Section 10411 and Section 10418 of the Elections Code, (a) the election shall be held in all respects as if there were only one election; (b) only one form of ballot shall be used; and (c) the Registrar of Voters of the County of San Diego shall canvass the returns of the subject election as part of the canvass of the returns of the election consolidated hereby. SECTION 5. Pursuant to Section 10410 and Section 10418 of the Elections Code within the territories affected by this consolidation, the election precincts, polling places, voting booths and polling hours shall, in every case, be the same, and there shall be only one set of election officers in each of the precincts. SECTION 6. The County of San Diego shall be reimbursed in full for the services performed by the Registrar of Voters for the City of Chula Vista upon presentation of a bill therefor, and this City agrees to indemnify and save free and harmless the County, its officers, agents and employees from expense or liability, including reasonable attorneys' fees, as a result of an election contest arising after conduct of this election. SECTION 7. The City Clerk is hereby directed to forthwith file a certified copy of this resolution with the Board of Supervisors and the Registrar of Voters of the County of San Diego and to issue instructions to the Registrar of Voters to take any and all steps necessary for the holding of the election. SECTION 8. The polls of said election shall be open at seven o'clock a.m. of the day of said election and shall remain open continuously from that time until eight o'clock p.m. of the same day when said polls shall be closed, except as provided in Section 14401 of the Elections Code of the State of California. SECTION 9. The ballots to be used at said election shall be, both as to form and matter contained therein, such as may be required by law to be used thereat. SECTION 10. In all particulars not recited in this resolution, said election shall be held and conducted as provided by law for holding municipal elections in this City. 2014-01-14 Agenda Packet Page 73 Resolution No. Page 3 SECTION 11. Notice of the time and place of holding this election is hereby given and the City Clerk is hereby authorized, instructed and directed to give such further or additional notice of said election in time, form and manner as required by law. SECTION 12. The City Clerk shall certify to the passage and adoption of this resolution and file it with the City's original resolutions. Presented by Approved as to form by Donna R. Norris Glen R. Googins City Clerk City Attorney 2014-01-14 Agenda Packet Page 74 COUNCIL RESOLUTION NO. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ADOPTING REGULATIONS FOR CANDIDATES FOR ELECTIVE OFFICE PERTAINING TO MATERIALS SUBMITTED TO THE ELECTORATE AT THE GENERAL MUNICIPAL ELECTION TO BE HELD TUESDAY, JUNE 31 2 014 WHEREAS, Section 13307 of the Elections Code of the State of California provides that the governing body of any local agency may require each candidate filing a statement to pay in advance his or her estimated pro rata share as a condition of having his or her statement included in the voter's pamphlet. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Chula Vista as follows: SECTION 1. Pursuant to Section 13307 of the Elections Code of the State of California, each candidate for elective office running in the General Municipal Election to be held in the City of Chula Vista on Tuesday, June 3, 2014, may prepare a candidate's statement on an appropriate form provided by the City Clerk. The statement may include the name, age and occupation of the candidate and a brief description of no more than 200 words of the candidate's education and qualifications expressed by the candidate himself or herself. The statement shall not include the party affiliation of the candidate nor membership or activity in partisan political organizations. The statement shall be filed in the Office of the City Clerk no sooner than Monday, February 10, 2014 and no later than Friday, March 7, 2014. The statement may be withdrawn, but not changed, during the stated period and until 5:00 p.m. on Monday, March 10, 2014. SECTION 2. The City Clerk shall estimate the total cost of printing, handling, translating, and mailing the candidates' statements filed pursuant to the Elections Code, including costs incurred as a result of complying with the Voting Rights Act of 1965 (as amended), and require each candidate filing a statement to pay in advance his or her estimated pro rata share as a condition of having his or her statement included in the voter's pamphlet. The estimate is just an approximation of the actual cost that varies from one election to another election and may be significantly more or less than the estimate. Accordingly, the City Clerk is not bound by the estimate and may, on a pro rata basis, bill each candidate for additional actual expense or refund any excess paid depending on the final actual cost. SECTION 3. The City Clerk shall provide each candidate, or the candidate's representative, with a copy of this Resolution at the time his or her nomination papers are issued. SECTION 4. No candidate will be permitted to include additional materials in the sample ballot package. 2014-01-14 Agenda Packet Page 75 Resolution No. Page 2 Presented by Approved as to form by Donna R. Norris Glen R. Googins City Clerk City Attorney 2014-01-14 Agenda Packet Page 76 City of Chula Vista CROF CKULAVIISTA Legislation Details (With Text) File#: 13-0189 Name: Park Master Plan at Millenia - Northeast Park Type: Consent Item Status: Agenda Ready File created: 12/12/2013 In control: City Council On agenda: 1/14/2014 Final action: Title: RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING THE DRAFT PARK MASTER PLAN FOR THE 1.97 ACRE NORTH EAST PARK, A TURNKEY PUBLIC NEIGHBORHOOD PARK, AT MILLENIA, CHULA VISTA WITH THE RECOMMENDATION THAT SOLAR ENERGY IS CONSIDERED FOR USE ON THE COMFORT STATION, AND APPROVING THE PARK NAME, "STYLUS PARK" Sponsors: Indexes: 3. Healthy Community Code sections: Attachments: Item 8 - Exhibit A Item 8 - Resolution Date Ver. Action By Action Result 1/14/2014 1 City Council RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING THE DRAFT PARK MASTER PLAN FOR THE 1.97 ACRE NORTH EAST PARK, A TURNKEY PUBLIC NEIGHBORHOOD PARK, AT MILLENIA, CHULA VISTA WITH THE RECOMMENDATION THAT SOLAR ENERGY IS CONSIDERED FOR USE ON THE COMFORT STATION, AND APPROVING THE PARK NAME, "STYLUS PARK" RECOMMENDED ACTION Council adopt the resolution. SUMMARY This report presents the draft Park Master Plan for the first of the Millenia parks and seeks City Council's approval to the plan and the park name. ENVIRONMENTAL REVIEW The Development Services Director has reviewed the proposed project for compliance with the California Environmental Quality Act (CEQA) and has determined that the proposed project was adequately covered in the previously adopted Final Second Tier Environmental Impact Report, No. 07-01 . Thus, no further environmental review or documentation is necessary. BOARD/COMMISSION RECOMMENDATION The Parks and Recreation Commission approved the draft Park Master Plan for the 1.97 acre turnkey public neighborhood park located in the north eastern part of Millenia, Chula Vista at the intersection of Orion Avenue and Stylus Street recommending to the City Council that solar energy be considered for the comfort station. They also approved the use of the recommended park name, "Stylus Park." City of Chula Vista Page 1 of 4 Printed on 1/9/2014 2014-01-14 Agenda Packet Pa�e7 ;o ere by LegistarT"' File#: 13-0189, Version: 1 DISCUSSION Background This 1.97 park site is located in Millenia, formerly known as the Eastern Urban Center, in eastern Chula Vista. The Sectional Planning Area (SPA) plan for the development was adopted by City Council on October 6, 2009, resolution No. 2009-224 and Ordinance No. 3142. The site was offered for dedication to the City on Final Subdivision Map No. 15942 recorded at the County Recorder's Office on September 23, 2013. The SPA includes an overall master plan for the system of six parks within the development, describing their locations, how the park obligations, per chapter 17.10 of the Municipal Code, will be met, overall design concepts and program elements to be included within each park. Millenia Parks Agreement The Millenia project meets its park obligations through a combination of parkland dedication, parkland development improvements and in lieu fees. The ways in which these provisions are to be made are documented in detail in the "Agreement Regarding Construction of Parks in a Portion of Otay Ranch Eastern Urban Center" (Park Agreement) Resolution No. 2009-226 approved on September 15, 2009 by City Council. The Millenia parks are to be provided through the "turnkey" method where the developer constructs the park on behalf of the City in lieu of paying park development fees. The Park Agreement contains a unique approach to park provision to take into account the distinctly urban character of the development. It makes provision for an increased level of park facilities than are typically included in a Chula Vista Park. The associated level of park credit given by the City for the parks is increased to reflect the increased level of amenities. In addition the developer will provide recreation facilities along the jogging trails through the business district for which they will receive credit as well as meeting the remaining portion of their obligation with in lieu fees. The City has entered into a Three Party Agreement with McMillin Otay Ranch LLC and the Landscape Architects, Schmidt Design Group Inc., for the design of the North East Park. Parks Concept for Millenia The SPA plan for Millenia, adopted October 6, 2009 by Resolution No. 2009-224, includes an Urban Parks, Recreation, Open Space and Trails Plan which describes a system of parks, plazas and trails within the development that will reinforce the character and function of the development as the premiere urban-mixed use center of South San Diego County. It includes a concept diagram of each park including the 1.97 acre North East Park, P-1 . Each concept diagram lists the elements recommended to be included and the overall theme for the park. North East Park (P-1) The overall theme for the park is "Interaction." The draft Park Master Plan for the park includes the following elements: • Interactive water feature. • Restroom building including storage and water feature pump equipment. • Children's play area. • Enclosed dog run areas for large and small dogs. • Shade structures with picnic table and seating. City of Chula Vista Page 2 of 4 Printed on 1/9/2014 2014-01-14 Agenda Packet Pa�e8 ;o ere by LegistarT"' File#: 13-0189, Version: 1 • Seating nodes and seat walls. • Bocce courts. • Open lawn areas for flexible use. • Interactive art feature. • Planted bio-swales for water quality and aesthetic purposes. • Low bridge over bio-swale. • Decorative, low water use shrub and ground cover planting. • Palm trees, shade trees and flowering trees. • Lighting for walkways using a variety of low energy use light fixtures. • On street parking only - the concept for Millenia's parks & plazas is that they are within a walkable distance of homes and businesses. Therefore no onsite parking is proposed. There is on street parking on adjacent streets. The `urban parks' and some `neighborhood park' categories in the Chula Vista City-wide Parks and Recreation Master Plan have the same approach to parking. Special Maintenance Provisions The Park Agreement makes provision for a more enhanced level of park maintenance than the Chula Vista General Fund typically allows for. Fifty percent (50%) of the maintenance cost will be the City's responsibility representing the average annual cost per acre for park maintenance. The other 50% of the maintenance funds will be provided through the Millenia CFD. These additional funds will enable the City to maintain the parks with more maintenance intensive features at no additional cost to the General Fund. The City's General Fund obligation will be met through an allocation of an equivalent to 50% of the parks maintenance costs annually to this same CFD. This mechanism will ensure that the funds for the maintenance of Millenia's parks are used exclusively for maintaining the Millenia parks. DECISION-MAKER CONFLICT Staff has reviewed the property holdings of the City Council and has found no property holdings within 500 feet of the boundaries of the property which is the subject of this action. Staff is not independently aware, nor has staff been informed by any City Councilmember, of any other fact that may constitute a basis for a decision maker conflict of interest in this matter. LINK TO STRATEGIC GOALS The City's Strategic Plan has five major goals: Operational Excellence, Economic Vitality, Healthy Community, Strong and Secure Neighborhoods, and a Connected Community. The proposed park addresses the Healthy Community goal as it seeks to provide recreational opportunities for residents. The park will also act as a local meeting place helping to keep people stay connected with a place for social interaction. CURRENT YEAR FISCAL IMPACT There is no current fiscal year impact to the City. ONGOING FISCAL IMPACT This is a turnkey park meaning that the developer builds the park on behalf of the City to meet their park obligations. There will be no capital cost to the City for the creation of this park. The only cost will be the additional cost per acre to the General Fund each year for the maintenance of the park, described in the discussion section of this report. For the 1.97 acre park this cost is estimated to be $59,445 to the General Fund and $59,445 to the CFD. It includes both maintenance of the park and City of Chula Vista Page 3 of 4 Printed on 1/9/2014 2014-01-14 Agenda Packet Pa�e9 ;o ere by LegistarT"' File#: 13-0189, Version: 1 periodic replacement of amenities as needed. It should be noted that the development of Millenia will generate additional property tax and sales tax that will help offset this expenditure. Park construction is anticipated to be complete by the end of 2015 with the park opening in early 2016. The developer has identified a $2.8 million budget for the park construction with no capital cost to the city. The park can be built with this budget. City of Chula Vista Page 4 of 4 Printed on 1/9/2014 2014-01-14 Agenda Packet Pa�e0 ;o ere by LegistarT"' • r •4 J% tr •'• Mr,v ' L R pr i # tr +1 I W `'� �-I, - •'I i � r r r FL dL fj cp AL + ' - } lw Or Ar * :0 ;-�--7 i i L7 .rMr '�� •••ate —• — A + I,A Y -_•�::� ,� .y irk R . � ake Pkv� � -ast Nor l . .i - ik _ -- 'Maw I' Cr- Jc- } {� • - .tip-� ', •.� � - -- • - i �:..cr. I � J .000 : .rte : . . � 9' , lb 1 1 , Pi 1�} + tip Ti edia t4 F-A- Oct IL IL t 5p LP Ah f • '' S i � � Tom:. T �j_ f. �. = - .`' F• — 5 T lb kA6 -P IL mow L or cn All I _ �:- - p ' � {' .., OVA• t y: uj ,• • 1 JL _ lip At 7� ,r tax1y r , ,• JIprj flu .00000 LU IA ar ' - 'moo J r 4A or c L4 r � r ti % 1 _ % r 1 % AL , 1 '1 1 r r % Lr 1 L i . 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PL L 06 1p i F f i 10 0 w % r � ti •1 1 1 r f• •. ;{ ti 1 � % 1 1 ` %. ror 1 • r 1 _ r 1 ti ., r , % • 1 re'r, L %. * ` ' •{.�• - 1 -L ir � 1 1 ,• % r _ — 1 � I r 1■ '1 %% 1 •��• 1 r- • % + ' ••� _ _ — — f ± 1 1 r 1 •� 1 ■r r� ' •I 1 4 r ti r r' ■ r L f mmii' 1 POW '1 r 1 • 11.0 + % ' r • _40 ar �_• , + 0 1 5 11 ti 1 .ef�j 1 Y • �� .r CL. 1 1 _ rr1. r 1 k — .. P •% r ' r 1 + a • �y,�7 J • L ■' + t{ '% rr ti 1 •1 � 1 r 1 T Lc d7 r r 16 i .01 - 1 _ ~1 1 1 • - _ • 1 Err 1 1 ti E_jp R� qL RL Iry-1 titi r i — . .11 -1 1- -.' r F~ F 'c .M W6 -in- ♦ i l l' •ti 1 I 1-r 1' • IL .ily. F L 11j16 J'r • %' 1 IF Jr 0 m lam j 2ldm VAN:% ■�,1 i ♦ -■ III 06. ME LIM' 1 L 7 1 - — 1 ■ did r■ Mop� r RESOLUTION NO. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA APPROVING THE DRAFT PARK MASTER PLAN FOR THE 1.97 ACRE NORTH EAST PARK, A TURNKEY PUBLIC NEIGHBORHOOD PARK, AT MILLENIA, CHULA VISTA WITH THE RECOMMENDATION THAT SOLAR ENERGY IS CONSIDERED FOR USE ON THE COMFORT STATION, AND APPROVING THE PARK NAME, "STYLUS PARK" WHEREAS, the Parks and Recreation Commission approved the draft Park Master Plan for the 1.97 acre turnkey public neighborhood park located in the north eastern part of Millenia, Chula Vista at the intersection of Orion Avenue and Stylus Street recommending to the City Council that solar energy be considered for the comfort station; and WHEREAS, the Parks and Recreation Commission also approved the use of the recommended park name, "Stylus Park"; and WHEREAS, this 1.97 park site is located in Millenia, formerly known as the Eastern Urban Center, in eastern Chula Vista. The Sectional Planning Area (SPA) plan for the development was adopted by City Council on October 6, 2009, resolution No.2009-224 and Ordinance No. 3142. The site was offered for dedication to the City on Final Subdivision Map No. 15942 recorded at the County Recorder's Office on September 23, 2013. The SPA includes an overall master plan for the system of six parks within the development, describing their locations, how the park obligations, per chapter 17.10 of the municipal code, will be met, overall design concepts and program elements to be included within each park; and WHEREAS, the Millenia project meets its park obligations, as stated in Chapter 17.10 of the Municipal Code, through a combination of parkland dedication, parkland development improvements and in lieu fees. The ways in which these provisions are to be made are documented in detail in the "Agreement Regarding Construction of Parks in a Portion of Otay Ranch Eastern Urban Center" (Park Agreement) Resolution No. 2009-226 approved on September 15, 2009 by City Council; and WHEREAS, the City has entered into a Three Party Agreement with McMillin Otay Ranch LLC and the Landscape Architects, Schmidt Design Group Inc., for the design of the North East Park; and WHEREAS, the SPA plan for Millenia, adopted October 6, 2009 by Resolution No. 2009-224, includes an Urban Parks, Recreation, Open Space and Trails Plan which describes a system of parks, plazas and trails within the development that will reinforce the character and function of the development as the premiere urban-mixed use center of South San Diego County. It includes a concept diagram of each park including the 1.97 acre North East Park, P-1. Each 2014-01-14 Agenda Packet Page 87 Resolution No. Page 2 concept diagram lists the elements recommended to be included and the overall theme for the park; and WHEREAS, the overall theme for the park is "Interaction"; and WHEREAS, the draft Park Master Plan for the park includes the following elements: ❑ Interactive water feature. ❑ Restroom building including storage and water feature pump equipment. ❑ Children's play area. ❑ Enclosed dog run areas for large and small dogs. ❑ Shade structures with picnic table and seating. ❑ Seating nodes and seat walls. ❑ Bocce courts. ❑ Open lawn areas for flexible use. ❑ Interactive art feature. ❑ Planted bio-swales for water quality and aesthetic purposes. ❑ Low bridge over bio-swale. ❑ Decorative, low water use shrub and ground cover planting. ❑ Palm trees, shade trees and flowering trees. ❑ Lighting for walkways using a variety of low energy use light fixtures. ❑ On street parking only - the concept for Millenia's parks &plazas is that they are within a walkable distance of homes and businesses. Therefore no onsite parking is proposed. There is on street parking on ad j acent streets. The `urban parks' and some `neighborhood park' categories in the Chula Vista City-wide Parks and Recreation Master Plan have the same approach to parking; and WHEREAS, the subject park is a turnkey park meaning that the developer builds the park on behalf of the City to meet their park obligations. There will be no capital cost to the City for the creation of this park. The only cost will be the additional cost per acre to the general fund each year for the maintenance of the park, described in the discussion section of the council agenda statement; and WHEREAS The Development Services Director has reviewed the proposed project for compliance with the California Environmental Quality Act (CEQA) and has determined that the proposed project was adequately covered in the previously adopted Final Second Tier Environmental Impact Report, No. 07-01. Thus, no further environmental review or documentation is required. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Chula Vista, that it hereby approves the draft Park Master Plan for the 1.97 acre north east park, a turnkey public neighborhood park, at Millenia, Chula Vista with the recommendation that solar energy is considered for use on the comfort station and approves the park name, "stylus park." 2014-01-14 Agenda Packet Page 88 Presented by Approved as to form by Kelly G. Broughton, FASLA Development Glen R. Googins Services Department Director City Attorney 2014-01-14 Agenda Packet Page 89 City of Chula Vista CROF CKULAVIISTA Legislation Details (With Text) File#: 13-0207 Name: SDLECC Reclassification Type: Consent Item Status: Agenda Ready File created: 12/23/2013 In control: City Council On agenda: 1/14/2014 Final action: Title: A. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AUTHORIZING THE RECLASSIFICATION OF FISCAL AGENT NETWORK MANAGER TO FISCAL AGENT INFORMATION SECURITY PROGRAM MANAGER FOR THE SAN DIEGO LAW ENFORCEMENT COORDINATION CENTER (4/5 VOTE REQUIRED) B. ORDINANCE OF THE CITY OF CHULA VISTA AMENDING CHULA VISTA MUNICIPAL CODE SECTION 2.05.010 RELATING TO THE ESTABLISHMENT OF UNCLASSIFIED POSITIONS TO REMOVE FISCAL AGENT NETWORK MANAGER AND ADD FISCAL AGENT INFORMATION SECURITY PROGRAM MANAGER (FIRST READING) Sponsors: Indexes: 1. Operational Excellence Code sections: 02.05 - Personnel and Civil Service Regulations Attachments: Item 9 - Resolution Item 9 - Ordinance Date Ver. Action By Action Result 1/14/2014 1 City Council A. RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AUTHORIZING THE RECLASSIFICATION OF FISCAL AGENT NETWORK MANAGER TO FISCAL AGENT INFORMATION SECURITY PROGRAM MANAGER FOR THE SAN DIEGO LAW ENFORCEMENT COORDINATION CENTER (4/5 VOTE REQUIRED) B. ORDINANCE OF THE CITY OF CHULA VISTA AMENDING CHULA VISTA MUNICIPAL CODE SECTION 2.05.010 RELATING TO THE ESTABLISHMENT OF UNCLASSIFIED POSITIONS TO REMOVE FISCAL AGENT NETWORK MANAGER AND ADD FISCAL AGENT INFORMATION SECURITY PROGRAM MANAGER (FIRST READING) RECOMMENDED ACTION Council adopt the resolution and place the ordinance on first reading. SUMMARY The Fiscal Agent (FA) Network Manager is requested to be reclassified to FA Information Security Program Manager in the San Diego Law Enforcement Coordination Center (SDLECC). This reclassification relates to a position title change only, with no impacts to salaries and benefits. ENVIRONMENTAL REVIEW This proposed activity has been reviewed for compliance with the California Environmental Quality Act (CEQA) and it has been determined that the activity is not a "Project" as defined under Section 15378 of the State CEQA Guidelines because it will not result in a physical change in the environment; therefore, pursuant to Section 15060(c)(3) of the State CEQA Guidelines, the activity is City of Chula Vista Page 1 of 3 Printed on 1/9/2014 2014-01-14 Agenda Packet Pa�e a90 ;o ere by LegistarT"' File#: 13-0207, Version: 1 not subject to CEQA. Thus, no environmental review is necessary. BOARD/COMMISSION RECOMMENDATION Not Applicable. DISCUSSION The Police Department acts as the fiscal agent for various law enforcement programs which are funded through various State and Federal agencies. As the fiscal agent, the Police Department hires and provides salary and benefits for positions which are normally considered separate from existing City staffing. These positions are designated as "FA" (Fiscal Agent) in the title description. After a recent review of job specifications of the FA Network Manager, HIDTA (High Intensity Drug Trafficking Area) management is requesting a title change from FA Network Manager to FA Information Security Program Manager to more accurately describe the information security duties of this position. The FA Network Manager is currently vacant in the San Diego Law Enforcement Coordination Center (SDLECC), and a title change is requested for an upcoming recruitment. The SDLECC serves as the regional intelligence fusion center for San Diego and Imperial counties. Fusion Centers are focal points for the receipt, analysis, gathering, and sharing of threat-related information between the federal government and state, local, tribal, and private sector partners. This position is fully reimbursed by grant funds, along with a 4% administrative fee for acting as the fiscal agent. The FA Information Security Program Manager will be responsible for growing/managing the existing SDLECC information security program with the support and direction of SDLECC management. This position will monitor and analyze the SDLECC and San Diego/Imperial HIDTA internal network security feeds to prevent and/or uncover security incidents and respond to and remediate internal SDLECC/HIDTA network information security concerns. The FA Information Security Program Manager will analyze SDLECC and regional HIDTA partner's information security posture and drive mitigation and awareness programs to improve cyber threat awareness, as well as gather data on attacks and vulnerabilities that can be used to produce information security threat intelligence for consumption by HIDTA initiatives and other regional first responders. These qualifications better describe an Information Security Program Manager rather than a Network Manager. DECISION-MAKER CONFLICT Staff has reviewed the decision contemplated by this action and has determined that it is not site specific and consequently the 500-foot rule found in California Code of Regulations section 18704.2 (a)(1) is not applicable to this decision. Staff is not independently aware, nor has staff been informed by any City Councilmember, of any other fact that may constitute a basis for a decision maker conflict of interest in this matter. LINK TO STRATEGIC GOALS The City's Strategic Plan has five major goals: Operational Excellence, Economic Vitality, Healthy Community, Strong and Secure Neighborhoods and a Connected Community. This position reclassification supports the goal of Operational Excellence by providing a more accurate position title and job description for this critical position in the SDLECC. CURRENT YEAR FISCAL IMPACT Approval of the resolution will result in the reclassification of the FA Network Manager to FA City of Chula Vista Page 2 of 3 Printed on 1/9/2014 2014-01-14 Agenda Packet Pa�e a91 ;o ere by LegistarT"' File#: 13-0207, Version: 1 Information Security Program Manager in the title description only. This position is budgeted in the Police Grants Fund. Because the FA Information Security Program Manager will have the same salary structure as the FA Network Manager, there are no fiscal impacts for this reclassification. Approval of the ordinance will amend Chula Vista Municipal Code 2.05.010 to reflect the removal of FA Network Manager and the addition of FA Information Security Program Manager. ONGOING FISCAL IMPACT There is no ongoing fiscal impact. City of Chula Vista Page 3 of 3 Printed on 1/9/2014 2014-01-14 Agenda Packet Pa�e a92 ;o ere by LegistarT"' RESOLUTION NO. 2014- RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA AUTHORIZING THE RECLASSIFICATION OF FISCAL AGENT NETWORK MANAGER TO FISCAL AGENT INFORMATION SECURITY PROGRAM MANAGER FOR THE SAN DIEGO LAW ENFORCEMENT COORDINATION CENTER WHEREAS, the Police Department acts as the fiscal agent for various law enforcement programs which are funded through various State and Federal agencies; and WHEREAS, the Police Department hires and provides salary and benefits for fiscal agent positions, and these positions are designated as "FA" (Fiscal Agent) in the title description; and WHEREAS, the FA Network Manager is requested to be reclassified to FA Information Security Program Manager in the San Diego Law Enforcement Coordination Center (SDLECC); and WHEREAS, the SDLECC serves as the regional intelligence fusion center for San Diego and Imperial counties; and WHEREAS, the FA Network Manager position is currently vacant, and SDLECC is requesting a reclassification for an upcoming recruitment; and WHEREAS, the FA Network Manager position is budgeted in the Police Grants Fund; and WHEREAS, because the FA Information Security Program Manager will have the same salary structure as the FA Network Manager, there are no fiscal impacts for this reclassification. NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Chula Vista does hereby authorize the reclassification of Fiscal Agent Network Manager to Fiscal Agent Information Security Program Manager for the San Diego Law Enforcement Coordination Center. Presented by: Approved as to form by: David Bej arano Glen R. Googins Police Chief City Attorney 2014-01-14 Agenda Packet Page 93 ORDINANCE NO. ORDINANCE OF THE CITY OF CHULA VISTA AMENDING CHULA VISTA MUNICIPAL CODE SECTION 2.05.010 RELATING TO THE ESTABLISHMENT OF UNCLASSIFIED POSITIONS TO REMOVE FISCAL AGENT NETWORK MANAGER AND ADD FISCAL AGENT INFORMATION SECURITY PROGRAM MANAGER WHEREAS, the Human Resources Department has created new classifications to better reflect the needs of the City's workforce and to provide greater service to the community; and WHEREAS, Chula Vista City Charter Section 500(a) requires that all new unclassified management level positions be adopted by ordinance and a four-fifths vote of the Council. NOW, THEREFORE, the City Council of the City of Chula Vista does ordain as follows: Section I. That Section 2.05.010 of the Chula Vista Municipal Code is hereby amended to read as follows: 2.05.10 Unclassified positions established. In addition to those unclassified positions specifically delineated in Section 500 of the Charter of the City, there are established the unclassified positions entitled: Administrative Services Manager, Advanced Planning Manager, Animal Care Facility Administrator, Animal Care Facility Manager, Assistant Chief of Police, Assistant Director of Development Services, Assistant Director of Engineering, Assistant Director of Human Resources, Assistant Director of Information Technology, Assistant Director of Finance, Assistant Director of Public Works, Assistant Director of Recreation, Assistant to the City Manager/Continuous Improvement Manager, Budget and Analysis Manager, Building Official/Code Enforcement Manager, California Border Alliance Group (CBAG) Deputy Executive Director, CBAG Director — IV LECC, CBAG Executive Director, Chief Service Officer, City Engineer, Constituent Services Manager, Deputy City Manager, Deputy Fire Chief, Development Services Department Director, Director of Conservation and Environmental Services, Director of Economic Development, Fire Division Chief, FA Accounting Technician, FA Administrative Analyst I, FA Administrative Analyst II, FA Analyst, FA Director of San Diego Law Enforcement Coordination Center, FA Executive Assistant, FA Geospatial Intelligence Analyst , FA Graphics Designer/Webmaster, FA Information Security gram Manager, FA Law Enforcement Coordination Center Information Technology Manager, FA Management Assistant, FA Microcomputer Specialist, FA Network Administrator I, FA Network Administrator II, , FA Program Analyst, FA Program Manager, FA Public Safety Analyst, FA Network Engineer, FA Senior Public Safety Analyst, Fiscal Operations Manager, Housing Manager, Human Resources Operations Manager, Information Technology Manager, Law Office Manager, Office Specialist (Mayor's Office), Police Captain, Purchasing Agent, Real Property Manager, Redevelopment and Housing Manager, Risk Manager, Senior Council Assistant, Traffic Engineer, Transit Coordinator, Transit Manager, and Treasury Manager. 2014-01-14 Agenda Packet Page 94 Ordinance No. Page No. 2 Section II. Severability If any portion of this Ordinance, or its application to any person or circumstance, is for any reason held to be invalid, unenforceable or unconstitutional, by a court of competent jurisdiction, that portion shall be deemed severable, and such invalidity, unenforceability or unconstitutionality shall not affect the validity or enforceability of the remaining portions of the Ordinance, or its application to any other person or circumstance. The City Council of the City of Chula Vista hereby declares that it would have adopted each section, sentence, clause or phrase of this Ordinance, irrespective of the fact that any one or more other sections, sentences, clauses or phrases of the Ordinance be declared invalid, unenforceable or unconstitutional. Section III. Construction The City Council of the City of Chula Vista intends this Ordinance to supplement, not to duplicate or contradict, applicable state and federal law and this Ordinance shall be construed in light of that intent. Section IV. Effective Date This Ordinance shall take effect and be in force on the thirtieth day after its final passage. Section V. Publication The City Clerk shall certify to the passage and adoption of this Ordinance and shall cause the same to be published or posted according to law. Presented by Approved as to form by David Bej arano Glen R. Googins Police Chief City Attorney 2014-01-14 Agenda Packet Page 95 City of Chula Vista CROF CKULAVIISTA Legislation Details (With Text) File#: 13-0211 Name: Type: Consent Item Status: Agenda Ready File created: 12/24/2013 In control: City Council On agenda: 1/14/2014 Final action: Title: RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ACCEPTING BIDS AND AWARDING THE CONTRACT FOR THE "REPLACEMENT AND REPAIR OF CURB AND GUTTER CITYWIDE, IN THE CITY OF CHULA VISTA, CA (STL398)" PROJECT TO CREST EQUIPMENT, INC. IN THE AMOUNT OF $1891733.75 Sponsors: Indexes: Code sections: Attachments: Item 10 - Resolution Item 10 -Attachments 1 &2 Item 10 - Contractor's Disclosure Statement Date Ver. Action By Action Result 1/14/2014 1 City Council RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ACCEPTING BIDS AND AWARDING THE CONTRACT FOR THE "REPLACEMENT AND REPAIR OF CURB AND GUTTER CITYWIDE, IN THE CITY OF CHULA VISTA, CA (STL398)" PROJECT TO CREST EQUIPMENT, INC. IN THE AMOUNT OF $189,733.75 RECOMMENDED ACTION Council adopt the resolution. SUMMARY On December 18, 2013, the Director of Public Works received seven (7) sealed bids for the "Replacement and Repair of Curb and Gutter Citywide (STL398)" Project. The project is included in the Capital Improvement Project (CIP) No. STL398 and the annual Public Works Street Maintenance budget Fiscal Year 2013-2014 to remove and replace curbs, gutters, sidewalks, and driveways displaced by street trees at various locations within the City as listed in Attachment 1 . The proposed resolution, if approved, would accept bids and award the contract for this project to Crest Equipment, Inc. in the amount of$189,733.75. ENVIRONMENTAL REVIEW The Development Services Director has reviewed the proposed project for compliance with the California Environmental Quality Act (CEQA) and has determined that the project qualifies for a Class 1(c) categorical exemption pursuant to Section 15301 [Existing Facilities] of the State CEQA Guidelines because the capital improvement project consists of removal and replacement of existing curbs, gutters, sidewalks, asphalt/concrete pavement and driveways displaced due to the overgrowth of tree roots. All proposed repair work to be done within existing street right-of-way. Thus, no further environmental review is necessary. City of Chula Vista Page 1 of 3 Printed on 1/9/2014 2014-01-14 Agenda Packet Pa�e a96 ;o ere by LegistarT"' File#: 13-0211, Version: 1 BOARD/COMMISSION RECOMMENDATION Not applicable. DISCUSSION The budget for the annual sidewalk repair and replacement program Citywide is included in CIP STL398 and the annual Public Works Street Maintenance Operating Budget. STL 398 is funded by Gas Tax Funds. Public Works Project Design staff prepared specifications and location plats and advertised the project on December 6, 2013. On December 18, 2013, the Director of Public Works received seven (7) bids as follows: Contractor BID 1 Crest Equipment, Inc. - El Cajon, CA $189,733.75 2 Portillo Concrete, Inc. - Lemon Grove, CA $213,275.00 3 Just Construction, Inc. - San Diego, CA $216,337.20 4 Palm Engineering Construction Company, Inc. - San Diego, CA $243,771 .80 5 El Camino Construction and Engineering Corporation - Long Beach, $245,390.00 CA 6 HTA Engineering & Construction, Inc. - San Diego, CA $261,121 .00 7 Mora's Equipment & Construction, Inc. - Pico Rivera, CA $3231147.00 The low bid submitted by Crest Equipment, Inc. is below the Engineer's estimate of $198,180 by $8,446.25 (approximately 4%). Staff checked their references and received favorable comments; of the five references provided, three had responded with excellent comments. Crest Equipment, Inc. is a licensed General Engineering Contractor Class A with a current and active License No. 680144. Staff then reviewed the lowest bid submitted by Crest Equipment, Inc. and determined that the bid package is complete, with no errors or omissions. Therefore, staff recommends awarding a construction contract to Crest Equipment, Inc. in the amount of$189,733.75. The specific work to be done at each location and the approximate quantities of curb, gutter, sidewalk, and driveway to be repaired are shown on Attachment 1. Supplemental locations are shown on Attachment 2. Should funds remain in the project, locations on this list may be added based on the contract unit prices. Wage Statement The contractors who bid on this project are not required to pay prevailing wages to persons employed by them for the work performed under this project. However, a "Notice to Contractors" was sent to various trade publications in order to encourage disadvantaged business enterprises (DBEs) to bid on the project. Disclosure Statement Attachment 3 is a copy of the Contractor's Disclosure Statement. DECISION-MAKER CONFLICT Staff has reviewed the decision contemplated by this action and has determined that it solely City of Chula Vista Page 2 of 3 Printed on 1/9/2014 2014-01-14 Agenda Packet Pa�e a97 ;o ere by LegistarT"' File#: 13-0211, Version: 1 concerns the replacement and repair of existing curb, gutter, sidewalk, driveway and, as such, the financial effect of the decision on real property is presumed to be not material, pursuant to California Code of Regulations Title 2, sections 18704.2(b)(2). Consequently, this item does not present a conflict under the Political Reform Act (Cal. Gov't Code § 87100, et seq.). Staff is not independently aware, and has not been informed by any City Council member, of any other fact that may constitute a basis for a decision maker conflict of interest in this matter. LINK TO STRATEGIC GOALS The City's Strategic Plan has five major goals: Operational Excellence, Economic Vitality, Healthy Community, Strong and Secure Neighborhoods and a Connected Community. The Replacement and Repair of Curb and Gutter Citywide STL398 project supports the Strong & Secure Neighborhoods goal as it provides and maintains the curbs, gutters, and sidewalks to its excellent condition, vital to the quality of life for the residents. A well maintained curb, gutter, and sidewalk improves safety to pedestrians as well as it creates an appealing communities to live, work, and play. CURRENT YEAR FISCAL IMPACT Funds for this project were included in the Fiscal Year 2014 budget; no additional appropriations are necessary. The table below summarizes the project costs and the funding sources: FUNDS REQUIRED FOR CONSTRUCTION A. Contract Amount $ 1891733.75 B. Construction Inspection Staff $ 201000.00 TOTAL FUNDS REQUIRED FOR CONST$ 209,733.75 Funding Source STL398 - Gax Tax Funds $1091733.75 Street Maintenance Operating Budget - G $100,000.00 TOTAL FUNDING 1$2099733.75 ONGOING FISCAL IMPACT Upon completion of the project and one-year contractor maintenance period, the improvements will require only routine maintenance of the street facilities. City of Chula Vista Page 3 of 3 Printed on 1/9/2014 2014-01-14 Agenda Packet Pa�e a98 ;o ere by LegistarT"' RESOLUTION NO. 2014- RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA, ACCEPTING BIDS AND AWARDING THE CONTRACT FOR THE "REPLACEMENT AND REPAIR OF CURB AND GUTTER CITYWIDE, IN THE CITY OF CHULA VISTA, CA (STL398)" PROJECT TO CREST EQUIPMENT, INC. IN THE AMOUNT OF $1891733.75 WHEREAS, on December 18, 2013, the Director of Public Works received seven (7) sealed bids for the "Replacement and Repair of Curb and Gutter Citywide, (STL398)" Project in the City of Chula Vista California"; and WHEREAS, the Director of Public Works received seven (7)bids as follows: CONTRACTOR BID 1 Crest Equipment, Inc. —E1 Cajon, CA $1891733.75 2 Portillo Concrete, Inc. - Lemon Grove, CA $2131275.00 3 Just Construction, Inc. - San Diego, CA $2161337.20 4 Palm Engineering Construction Company, Inc. - San Diego, CA $2431771.80 5 E1 Camino Construction and Engineering Corporation - Long Beach, CA $2451390.00 6 HTA Engineering & Construction, Inc. — San Diego, CA $2611121.00 7 Mora's Equipment& Construction, Inc. —Pico Rivera, CA $3231147.00 WHEREAS, the low bid submitted by Crest Equipment, Inc. is below the Engineer's estimate of$198,180 by $8,446.25 (approximately 4% below the Engineer's estimate); and WHEREAS, Staff checked their references and received favorable comments; of the five references provided, three had responded with excellent comments; and WHEREAS, Crest Equipment, Inc. is a licensed General Engineering Contractor Class A with a current and active License No. 680144; and WHEREAS, staff has reviewed and determined the bid package to be complete and recommends awarding a contract to Crest Equipment Inc.; and WHEREAS, the contract amount of $189,733.75 plus staff cost for construction inspection of$20,000.00 are covered by sufficient funds available in CIP No. STL398 and from the Street Maintenance Operating Budget for this contract. 2014-01-14 Agenda Packet Page 99 Resolution No. 2014- Page 2 NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Chula Vista, that it accept bids and awards the contract for the "Replacement and Repair of Curb and Gutter Citywide in the City of Chula Vista, CA. (STL398)" Project to Crest Equipment, Inc. in the amount of$189,733.75. Presented by Approved as to form by Richard A. Hopkins Glen R. 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Wiw.�fii1 J�M.M w.xaxxx ltw,tMhtMw,.xFw�W,��+i.�'��+�� +r 4 Mad 1112 12D13 - e v d a i TIC-To be Removed RP-Root Prune 2014-01-14 Agenda Packet Page 104 APPENDIX A REPLACEMENT AND REPAIR OF CURB AND GUTTER,CITYWIDE TU98)PROJECT ' SUPPLEMENTAL LI T Jf funds are available,these locations may be dded to the scope of work. ta v.wnr w�.JJ,N4NYww.nxnwwllrrlw}Iri.h..��r�.arw.r..w.wi�r��++r++�r..�.,.w,--r.wiirw�-r,..�+.�.-.wu� �x�.v wrwwr rxxwf,rw-rr .�-.--w_r..k.11�frw`xx,wW xnw+nlw\Mr +.wf.r+�= r�_�l�•.••�rYW, flavw i ADR TILT NAME- - „ 25 137 OLD INAL RANCH RD 144 1&1449 2 125 14 : 138 OLEANDER AVE 1048 2 136 16 RP wV#V Y54�1�H�4 ,24 TOAST r OXFORD S X , �+�++++Sf+Ahr+M5,1++rK'-•"'�w�r-.�•-�-.rw•+++�--���'.�•�tir/l�'Y•fr5�+n,I,�WtrM,�A5�A1wlw�+u1-..�.�••ri_____ ri1 � .irti..,...a.. __ _ ______ ww k �: r�tlN�r..a�}a_M4f15��hHA/�rfM+r w5�wii5lM1 r+I�WAwrr�w-�r�+-��..�W�� ..�� 140 pALOMAR ST EAST 122 2 95 20 I' 'iw,+iusansxxuxa'rlewwhw:+nw,nfnnwnarwrr,�'rxr.�lurfa44xnw ,.���.�.o- i I .! 11 141 QUEEN ANNE DR EAST 75,79 2 252 2 3 I ElyL 7 142 SECOND AVE 1 580,584 2 340 25 RP Y.. ty..wa4•«.Y „r54145YF'fF}14'fi+,Fww,...�...«.ww-.-.w•I.-..rv.-.,.M-,,,w..�wV.,,-.�.�r...,»-�,..w..=.-.,..,... .5x,.-�;_;"��-r�-...--.�.�,- „�.- �....,«w..�ww-w.,., .w.r«-wWwwww..,.xMK ....,.Y,.M.., � -�-.-M,w,ww.,. .�.,.�e„�,v i { �. _ vw,frlYwa�.-...�.-.h M.HftflSyhrx#f4MA�M1-M�F+'�M.a�.+++r+'r.y."w/r'rtSAih IflS�IwxIn M-wMwihwl..wll s u�_______•,r�� a�+�{��+,r ��rr24w xS�N�Yw�wMw. w�i�wlw.ww+rw.�.wli.wwww_�wtwh+wi.w+wia.w�+ri +atir.•*i+,.w._..�._ _ ___-_143 SUTTER RIDGE D { cciat P mix 275 2 3 3 J Z 10 144 TEL CyN RD(Several Locations) 340 2 932 ,,.,4Yffri AYfI'wYMrMW#%'/M1YYriMWA'.'hYA'l4YfI W1F,TN.M'f. �R�y - 2 145 WATERB (Pr iv ate s 2071 2 42 Tit wrlrxiyww.v�wixn:ri.Swx�Fx+�wimewrw - - -� �.. .,mot I 6 1 HUNT PW( estEast side Yos=ite Dry y� " wawa •A`TMT-'I'„* v4�}„'4WY'+�4FY�4�+YM4x,.x11M+VYl•Y'�vw-i�i�wrrw,wr,www4rwiw.+t+w..`r.r-��.rrr�rw�+�r waxes 4YR'r4rnv�ti v4�w�w•w+r W,r•w-r,���r„�w• , �_...�wwu,+rr � '. I. 11 147 INK I'AH ST yyy 2 200 TR r --- �arff�af+�Y+T 4}.YiY.Y-+,.*w1 wxw.r..ti+..*...Fwr.w,w'.,..rr-f..y,.rti rw,ti�+rtiwr.r,+r.w+y,� .MMwr.Kil..n-dry. .n, w�..vW..y+y.nY'�* if'+.'�Y4+++1.+w`ir•-r a`.a.ara__�r------ r...rww`a.a. h.r.r+-� f'li 2 148 MADISON AVE 583,585 2 80 }} MADISON A Vp, 591 1 2 120 � 33 - FhYfTM1MiIY/w`hfariw,Y _ us♦.4-�Y,4- S IrcT4�rlrTr MiA'YAhM.hYNL 'a'4•i14/ I 15 150WEDICAL CTR&E NAPLES West Side 2 1385 4 ': TSR TaYF'�WWY,•YYV 115•TM V�w+trr,w+-ur�wrw�-rrrw,,r•r.x-�w�x.�rrrl N'x,t}wlWyrtf.4��YW�F� „raw wwrYAY +'a1"�'r•rw rr r"�+,w!'A•'�4w*+'li`Y 4+KYY4WY w5 ,r'M�1S'*P•,�,4M'I,YIYi Y�i5 MrM4h �4N�ae1a� 7 151 SECOND ' ri Kearnr 1� 749 2 30 Tl � ar �uwl�aL.xiaAfaatx.�...Waw.'khI�FM�.�i���+F-•r"�.=-'-��iw�h+*.�.•Ir�ral r.rr.�.�....ar�r.`.+..._ .al.,ar h#,•rrFl�irw�w-rww a-..r..rwir,.,.r.x.,#r...��p..M�a�i+.+y t.+l�1�+4 +.�++,�tiw�r+-rte ..-...-..-,... � ' 152 ALPINE AVE i i \4w`ramwtiaawfc'asM �yy y�y „y hyx 3 i 2 153 .A.B.LUEWATER LN ! 2151 3 61 1 ' M„kJYYr#warn,srirs�l Y.�ri'�`�wYaYOrrMF_Yf�ittwra}iYrboo� � Sl�YIkIaML �'�-�^^���r/1.�/rIYC}vrYr11 15.YY.YrAMrMi_ I .' 7 154'BUENA VISTA(N of Property) 1 987 3 288 15 8` 4+M45Ni WY44,wF45w.wrh�-�r'�It+i,y*'.�+`+�ti,-r'rt-I�'�•'14��ti+..4+rww���u,w i +�tIY-Y-*�+M1�Y,4,rw+H�Yr,4�+u5fi�,f Yea+riYa,�rr 5►1��..yy�LV•W5•w4ii,#4�wti.,.a�.� w.�.1,v.+r,wrfl,ww.,+h•V w+wMYi4Y�M4�M fwNrrwli 155 ARLA AVE ! 638 3 92 1 3 6 1 aa.w. I �.h�w�r5 r.rn4k..r.frwrf..F-Ih Ih AHD\flf.`..�.H.r,w..F x,.`w��.a.r�.a.�+4- Mitr�VrMAhrf/r ir�,�/�hxnwwkwii.�lrJrhl,.w.1r,a F�.r�r.u�f okiwrti wwr.-.\6w�.a.w.��a� rl+.ti+v.M+wlfMlf/w1 YIM#I►Iilrlr W.u.f..tiYSI� � i .. I __1156 G ST s 173 3 110 T . G.11..,.rwiwYmFMlwh,r_,M,.f.A,In,..,..nlrS,rssc _ - i� 157 E � SRN A 631 3 36 22 AYw4Ahh5mrrcMYCT!Mrt _Y°a`SFVr waz���••�a�pv _ `tinikaR'i�'.'riFMYhM+/1fFMl4A iV.1faRWaYYYwrLY i 12 5 8 JM SON W E 1451 3 148 1 MM Yi•YAiM4`�}kMwwwSwl+.,+w+ti.-•.r"r+,wti wYrtrw.-wr+r.v�rw.w�+ti.ti+.+r+,,,-I+�..-�w�-...-+�ka+srw. +au�,sw« r Irt�tiv..rr� �,,.a.�.c=.rr rww-.M w•xya ++++�+ri,Y 11.5•w�rla�14,4 W*IY4f SJiF N4YY..=.. w+Y.+H+'I ti,.•rw�VS>•,I+� R 12 15 MTSRAT 1335,1339 3 196 1 _ w41 u,khSAFh{F Nw rtAr.Ylwf�4�._�`=urlrrr�ruurrrara rr�+4+-����ia1 aY...i.�r�.a.a�.aa..��_-_ �?4i�4WI,ir ++x-M,4AM�fNNlrwrl�wli Nfr,.Iw.AMAralhxww ww ar�wwnwr.rw y� fi,+�rt-.fIFaFIF4►MhM+.a..A�ws�.r�....r. 24 160 MOSS ST 150 3 18 5 35 30 R kY.\Yw•LY *raa to 161 BRA A E 77. 3 0 20 r I 1 G 14 162"�..,r1. 4�N•A Y/M*Mwhl MV Bffif,fi2MMYfw1'11.1F1MY!.Si C:.:'..:.:F L Y CI N AVE 1010 3 128 RP k xSM`14V'I 4Y4YSW H4WY +.rI+WY,w.xrww.rw.w,ww*v..rw•riw+Vw"rw.w• kr.w...+.,-Iw+.�..wwr..wwrwww u•..www�awat Yes Fw rwrYw•rwwww,r lr, �w.�n - E wv�Y M•IWl,4iY'15W�4Ywaw.. _ 16 163 NORELLA ST 1 958 3 35 256 RP 4 { ��I._Y..;-.w-�,.-..w�..#,•-..I.�.I-A,..,A,�--��",�.1.�..�.....�.�.....�._.,�..�.,.��.,�.....�.--'�---.r-�.w, ....-...,...a.._.�� .. ...}I�.rv.....,r«.. �a,..�a..a.r...+..�..;,....�+-wl wf.I�+/5�frwsn .Ih,+e.,.w.ww«.�. ..�..a.�..�.,,... t 7 i 7 10 164 NOVA PL 1 377 3 100 FMYY.F}4'H'i �4{144'NF'iY54Y4r�/awMY 12 165 OLYMPIA ST FAST 207,21 1 3 212 �_ 40 31 r f t a-�Fti•HF w}r�4 fPM1FWF/4"Y. f.,�Y.+=4M1Yi4MWVeWY/AYV. I I. 5 166 PALOMAR ST EAST(Deco Joint) 1 13 l 3 528 ' waw•w+ "#IwY+,I�I+r..,yr.,+.M.+.r,r v.,.r-...N......--'�w4.,414 ii.141w+�xf 3.w,�#4.,'Iti..f..5-Y,t� .�.'�.'r ti r ur�Y+t} R.tirFi#+ur^�r,rn�+'+u wx,V,tw�w...e,www" �xuw�xw rvw�rr,.,-.xi,wYl rWIA'f W%1'S+FI.r Y++kr 54i r.'W I 15 167 REDIBUD PL 1 898 3 20 x 18 SECOND AVE 314 80 25 •may y� k.FN4`1NiA'w:h,ir._Y_�•r YY!�r YAY.:�Yf.1.a-�.Y.Srx, - ,w�ra�aa�-rs �•�•�•• 25 J � v`}� Iwrn � i SILVER SPRY D 521 225 2 ' x•'x•NJkwl Yrlil�IwnA'.3.Yir.A+h,r.�f A--wrr.��lxr.Jtri. - �T �n 9 170 LRRE DR 1 1008 3 100 aYr . '-..-�r,rw�w,� r • �•'-i,--"--•--r...1 �w�.��....,rxwwvtw� �.-��,.� iw ,�.+.-.,. .-.-'.+-r•-•ti �....-......+,�v+ t5N�F5„--..5�..+.N-.-.. r.--..,..�..--..,-. w.......w.wa 43YIf Y,�� , 19 171 SURREY DR 1 1 065 3 220 _ a.r..�..i..� -__ _______- ___-_nr��.a.,a.r.�+1..ti-.���rttir.-+.-...�...-�.a,r.aar.:�a.r.a�rala.«.....,�..+�•w... w` •�+tri•-.�.K,..�.t�i.+,i1 i.•ra�wu+.r.,-�+ti.ti,-r�.a,AM..,,w-.tir..w.s,w.,.�.mss...+..�.I.t�.1i,�.���_��......�...._._+.-�+-..-...tirtiM�.as..w.�..ww. xi,.wl...,..w......r �. Marl 11 612Ma -Removed #1. T -T TR-To be Removed FOP--Foot Prune 2014-01-14 Agenda Packet Page 105 i r S S APPENDIX"A" REPLACEMENT`A. REPAIR OF CURB AND GUTTER,CM TL3 98 PROJECT UPPLEWN'IAL LIST-If funds are available,these locations may be added to the scope of work. onrt�4'4r.+M,4,y+yjW�r�.nw.1Mt,yr.Y.rv-•--'r,. +�rww+Y,.•4+�+`H rr�r-14Wi+w�.�.nw�.�.,wr.vw�.r�tr..vwrrrryNr�,ryw x.*�`Yxia�� Fxn•Y4ru�.` 4.V4rW 41YxwN+Y.xr �+..-r= w•w �•"Fr�•rt+•rr�..-.. •ry+�r •� ADDRESS(STREET NAM -I I - t 1 172 TAMPA CT 1581 3 5 368 RP YKMMM�S:f�� �t�at+�ttrz�a�4a_zr" 'rvc�c,rf.`S,Y�wYr.MrwYTfAfMI,{}�.T�9F��+�arx�u ,n.Y'c'o"YS Y1f.YlLY'.YV MhIfLAIwYMNi ' ' 1 7 173 TFHRD AVE 690 3 120 f ��. --- ,..:r Miuw4W�Wiw1�+��v+��r�,....�.�•-.+-"-'-s+--'� •w��.. .try�a�saw rw r pax-44+tiY444�44iVW4.4w Fr.Yrrr,-+= +-"'�--•--.'+T4 .��'LL+tNN.ri....M ,�.��.r ��--.��•� " 1 174 CUYAM iw-3 3 27 f ' ra.�.��. 5i..�..�..4 IwAM"Ii�INWSh1�,+µ'h+�.w �•__—_—___—.�..�.�.....,_ ______„- ...rtiww,��w...�..�s - #w..`r��./'r.fMF+Fr11YW ter. xiF,.r.i..� r�..�...�� , 1 17 � 77 96 � � E tS 216-, 1,591 2229 374 A CONTRACTTOTA 08079 ” ,YrlY"Yra1,M�Y,HwY a..w,�msa.u" MN,Y„Y 14' ..mr - E 3 f Y I� is I. I: I: I: i i F k " F `F t 7. IIIrr L' i { i r k F k f f • 3 'r s r Y i 3 i j I I 4 4 F TR-To be Removed f RP-Root Prune I 2014-01-14 Agenda Packet Page 106 CITY OF CHULA VISTA DISCLOSURE STATE ME NT PurSLI-a It to COL11161 PoIley 101- 1, prior to wiy action upon matters that wl1I req ui re d isc:r; ti.on ar' action by the Council, Planning Commission and all other official bodies of die City,a statement of disolosure of e rtam oNvn rship or financial interests, pa rrnent , car cara ai n contributions for a City orf Chula Vista election must be filed. The following,information inust be disclosed: .: 1-,x t the names of all pei-sons having a fix anolal int ret in the property that is die subject of the app Ii ation or the con tra t,e. ,#owner;,ap li c an C,, contractor, subco ntractor,material suppIi er, �uu 2. -if any per-sorl ` identified pursuant to 1 above is a corporation or partr mhi ,list the names of all individuals with a$2000 investment bi the business(coiporation/pailnership)entity, - i If any person* identified pursuant to I above is a.-n on-pro ri t organ iz t ion or trust, list the names of n per serving s director the o -p o t or axe. aion or t1, I t >* l e e:I j I or trust or of the trust, Please, 1dentify every person, i. cludi n any agents, employees, consultants, or Hidep ndent con 0*a for you have assilyied to represent your bufore the City in th Is matter. A Y-) Y-1 5. Has any person* associated with this onh'aet had any finamial dea.liligs with an ffi ial of tile City of Chula Vista as it relates to this contract within the past 12 months'? Yes - 5 Pro t R STL398 Q:\F e.intorhi 1,i Projccos`1-,.\s TL3 -bide-walk r bab FY 13-'f 4NSpec STL3 98 Crory L.(10- 2014-01-14 Agenda Packet Page 107 E F E Y r Y If )brI e fly describe the nature of th e finan ci ]interest the official : may have in this contract. E 6. 1--lave you made a on-fi butxen of more than $250 within the pat twelve X months to a curreat member of the Cb la Vista City Council No`4-..Yes If yes,which Council ember 7. Have you prov ided m ore than $340 1-aD item of equivalent value)to an Offic ia I of the City � of Chula Vista in the past twelve 1 m ntli leis includes being asource of income,money to � refire a legal debt, gift, loan, etc,)Yes� No -_ If Yes, wbich o e a and what was the ire of item Date: R F yr' St&mattire of ontrac or 1i nt Print or type waTte of Cot ct r . lie it Per n is r e �: any individual, �. e - ai nefs#iip,joint venture, association, social club, fraternal organization, corporation, estate, trust,, receiver, syndicate, any other comity, city, , � municipality,district, or otb r political subdivision, -or any other group or com-bination acting as � a tit. i r Official includes but Is not limited to: Mayor, Connell ixne ber, Planning Commissioner Member of a board,com rn is lore,or committee of the City,emp loy , or staff member . 1 Project H STL398 Fn L,,inmriiig111II Pro oc ts\STI\ ` J x398-S i waI k re h!qr b Ji Y 1 -14\ pec�STU 9 8 Co ii(rac or, 2014-01-14 Agenda Packet Page 108 City of Chula Vista CROF CKULAVIISTA Legislation Details (With Text) File#: 14-0020 Name: City Debt Policy (continued from 1-9-14) Type: Action Item Status: Agenda Ready File created: 1/9/2014 In control: City Council On agenda: 1/14/2014 Final action: Title: CONSIDERATION OF ADOPTING A CITY DEBT POLICY (CONTINUED FROM JANUARY 9, 2014 WORKSHOP) RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ADOPTING A CITY DEBT POLICY Sponsors: Indexes: Code sections: Attachments: Item 11 - Resolution Item 11 -Attachment 1 - Proposed City Debt Policy Item 11 -Attachment 2 - Debt Portfolio Item 11 -Attachment 3 - Disclosure Procedures Date Ver. Action By Action Result 1/14/2014 1 City Council CONSIDERATION OF ADOPTING A CITY DEBT POLICY (CONTINUED FROM JANUARY 9, 2014 WORKSHOP) RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ADOPTING A CITY DEBT POLICY RECOMMENDED ACTION Council adopt the resolution. SUMMARY In 2012 the City Council endorsed the City's Fiscal Recovery and Progress Plan report. Included in the report was a goal to review and update the City's Fiscal Policies. Adoption of the proposed resolution establishes a formal City Council approved debt policy which is a recommended best practice by the Government Finance Officers Association (GFOA). ENVIRONMENTAL REVIEW The Environmental Review Coordinator has reviewed the proposed activity for compliance with the California Environmental Quality Act (CEQA) and has determined that the proposed action is not a "Project" as defined under Section 15378 of the State CEQA Guidelines because it will not result in a physical change to the environment; therefore, pursuant to Section 15060(c)(3) of the State CEQA Guidelines the actions proposed are not subject to CEQA. BOARD/COMMISSION RECOMMENDATION City of Chula Vista Page 1 of 3 Printed on 1/9/2014 2014-01-14 Agenda Packet Page 1�9 pawere by LegistarT"' File#: 14-0020, Version: 1 Not Applicable. DISCUSSION As the City continues its efforts toward a sustainable budget that will minimize impacts to City services during future economic downturns, it is appropriate that a debt policy be established to provide guidance in the issuance and management of debt issued by the City. The GFOA recommends that state and local governments adopt comprehensive written debt management policies that are approved by the governing body to provide transparency and to ensure that there is a common understanding among elected officials and staff regarding the City's approach to debt financing. Establishing a carefully considered policy improves the quality of decisions, articulates policy goals, provides guidelines for the structure of debt issuance, and demonstrates a commitment to long-term capital and financial planning. Adherence to a debt policy also indicates to rating agencies and the capital markets that the City is well managed and is therefore likely to meet its debt obligations in a timely manner. The main objectives of the City's debt policy are: • To establish conditions for the use of debt; • To ensure that debt capacity and affordability are adequately considered; • To minimize the City's interest and issuance costs; • To maintain the highest possible credit rating; • To provide complete financial disclosure and reporting; and • To maintain financial flexibility for the City. The proposed Debt Policy ("Policy") is included as Attachment 1, and has six main components: 1 . General Policies: this component of the Policy describes general guidelines for the use of debt and selection and descriptions of the Finance Team leading the debt issuance. 2. Types of Debt Instruments: this section describes various types of debt that may be used as financing options, however does not limit the City to those described. 3. Debt Affordability and Limitations: describes how debt capacity and affordability will be determined. 4. Debt Structuring: describes allowable debt structure methods (not limited to those listed) and the maximum maturity of the debt obligation. 5. Debt Issuance: provides guidance regarding the issuance process such as criteria for determining a bond sales method. 6. Debt Management Practices: includes descriptions for ongoing administrative activities such as disclosure practices, investment of bond proceeds, and records retention requirements. Approval of this resolution will establish a City Council adopted debt policy, which is a recommended best practice by the GFOA. The approved policy will be reviewed periodically, and updated to include any necessary adjustments. City of Chula Vista Page 2 of 3 Printed on 1/9/2014 2014-01-14 Agenda Packet Page 110 p veered by Ley gistar TM File#: 14-0020, Version: 1 Accompanying the Policy, as Attachment 2, is the City's Debt Portfolio which is intended for informational use. The debt portfolio is a summary of the City's outstanding bonded indebtedness by issuance. Also included within the debt portfolio are Redevelopment Agency/Successor Agency obligations, and other City debt such as Special Tax District liabilities and HUD Section 108 Loan repayments. Some information incorporated in this report includes annual debt service payments, information regarding each bond issuance, and descriptions of improvements funded. The debt policy will be available for informational purposes only, on the City's website. All required annual disclosure documents are available on the informational repositories such as the Electronic Municipal Market Access (EMMA) at http://emma.msrb.org/ or the City's Disclosure Consultant's website at: <http://disclosure.nbsgov.com/default.aspx>. For additional information regarding the City's disclosure procedures, Attachment 3, Administrative Disclosure Procedures, is included as a supplement to this report. DECISION-MAKER CONFLICT Staff has determined that the action contemplated by this item is administrative in nature and, as such, does not require the City Council members to make or participate in making a governmental decision, pursuant to California Code of Regulations Title 2, section 18702.4(x). Consequently, this item does not present a conflict under the Political Reform Act (Cal. Gov't Code 87100, et seq.). Staff is not independently aware, and has not been informed by any City Council member, of any other fact that may constitute a basis for a decision maker conflict of interest in this matter. LINK TO STRATEGIC GOALS The City's Strategic Plan has five major goals: Operational Excellence, Economic Vitality, Healthy Community, Strong and Secure Neighborhoods and a Connected Community. The adoption of a formal City debt policy supports the Operational Excellence and Economic Vitality goals, as it is a critical element in strong financial management practices. The development of a City debt policy was a next step item identified in the City's Fiscal Recovery and progress Plan issued in January 2012. CURRENT YEAR FISCAL IMPACT Approval of the resolution results in no fiscal impact in the current fiscal year. ONGOING FISCAL IMPACT There is no fiscal impact from adopting the resolution approving the City debt policy. The fiscal impact of future debt issuances will be disclosed at the time the debt is being issued. However, one of the objectives of the debt policy is to minimize interest and issuance costs to the City. The policy will help to establish more transparent guidelines for issuing and administering debt, which will help to achieve this purpose. ATTACHMENTS Attachment 1: Proposed City Debt Policy Attachment 2: City of Chula Vista Debt Portfolio Attachment 3: Administrative Disclosure Procedures City of Chula Vista Page 3 of 3 Printed on 1/9/2014 2014-01-14 Agenda Packet Page 111 pawered by Legistar TM RESOLUTION NO. 2014- RESOLUTION OF THE CITY COUNCIL OF THE CITY OF CHULA VISTA ADOPTING A CITY DEBT POLICY WHEREAS, developing a formal debt policy will provide guidance in the issuance and management of debt issued by the City; and WHEREAS, establishing a carefully considered policy improves the quality of decisions, articulates policy goals, and demonstrates a commitment to long-term capital and financial planning; and WHEREAS, the proposed policy objectives include (1) to establishes conditions for the use of debt; (2) to ensure that debt capacity and affordability are considered; (3) to minimize the City's interest and issuance costs; (4) to maintain the highest possible credit rating; (5) to provide complete financial disclosure and reporting; and (6) to maintain financial flexibility for the City; and WHEREAS, the Council wishes to adopt a City Debt Policy. NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Chula Vista does hereby adopt the City of Chula Vista Debt Policy, as presented, a copy of which is on file with the City Clerk's Office. Presented by Approved as to form by Maria Kachadoorian Glen R. Googins Director of Finance/Treasurer City Attorney 2014-01-14 Agenda Packet Page 112 ATTACHMENT 1 COUNCIL POLICY CITY OF CHULA VISTA SUBJECT: Ci ty y Debt Policy POLICY EFFECTIVE NUMBER DATE PAGE 1 of 8 ADOPTED BY: Resolution No. DATED: January 9,2014 AMENDED BY: BACKGROUND The following policies have been developed to provide guidance in the issuance and management of debt by the City of Chula Vista. The main objectives are to establish conditions for the use of debt; to ensure that debt capacity and affordability are adequately considered; to minimize the City's interest and issuance costs; to maintain the highest possible credit rating; to provide complete financial disclosure and reporting and; to maintain financial flexibility for the City. Debt, properly issued and managed, is a critical element in any financial management program. It assists in the City's effort to allocate limited resources to provide the highest quality of service to the public. The City understands that poor debt management can have ripple effects that hurt other areas of the City. On the other hand, a properly managed debt program promotes economic growth and enhances the vitality of the City of Chula Vista for its residents and businesses. PURPOSE To establish a formal City debt policy. POLICY GENERAL POLICIES The Finance Team All debt issued by the City of Chula Vista shall be under the direction of the City Manager or Finance Director/Treasurer, with the Mayor and City Council providing final approval at a public meeting. The City Manager or Finance Director/Treasurer will determine the composition of the "Finance Team" involved in each issuance. The Finance Team may consist of both City Staff and outside finance professionals. The Finance Director/Treasurer shall decide which City Staff to include on the Finance Team. Critical outside finance professionals include: • Underwriter: markets and sells debt to investors • Financial Advisor: independent financial expert providing advice to the City on all aspects of debt • Bond Counsel: legal counsel that prepares the resolutions, ordinances, agreements and other legal documents required • Disclosure Counsel: provides legal advice on all disclosure documents and issues in connection to the financing. May be same entity that provides Bond Counsel services. • Trustee: typically a commercial bank or trust company responsible for the collection and repayment of principal and interest to bondholders, as well as administering the investment of reserve funds, accounting and disbursement of bond proceeds e District Consultant: provide special district expertise, statistics, data analysis, and disclosure 2014-01-14 Agenda Packet Page 113 COUNCIL POLICY CITY OF CHULA VISTA SUBJECT: Ci ty y Debt Policy POLICY EFFECTIVE NUMBER DATE PAGE 2 of 8 ADOPTED BY: Resolution No. DATED: January 9,2014 AMENDED BY: support in the issuance of Special District debt. Selection of Outside Professionals When identifying members of the Financing Team, the selection of underwriters and financial consultants providing professional services shall be based upon qualifications, experience, and cost; typically through a formal Request for Proposal (RFP) Process. Procurement of other services related to the issuance of debt shall be through a competitive bidding process whenever reasonable. Depending on circumstances it may be advantageous for the City to participate in a pooled debt issuance with a number of local agencies where issue costs are shared and the underwriters and/or financial consultants are pre-selected by the managing organization. Due to the overall cost savings involved, programs such as the California Statewide Communities Development Authority's "Tax and Revenue Anticipation Note"program are options for the City to consider. Use of Debt The City will consider the use of debt financing primarily for capital improvement projects (CIP) when the project's useful life will exceed the term of the financing and when resources are identified sufficient to fund the debt service requirements. Some exceptions to this CIP driven focus are the issuance of debt such as Pension Obligation Bonds, where the financial benefits are significantly greater than the costs and where the benefits are determined to be a financially prudent option; and short-term instruments such as tax and revenue anticipation notes, which are to be used for prudent cash management purposes. Bonded debt should not be issued for projects with minimal public benefit or support, or to finance normal operating expenses. If a department has any project which is expected to use debt financing, the department director is responsible for expeditiously providing the Finance Department with reasonable cost estimates, including specific revenue accounts that will provide payment for the debt service. This will allow the Finance Department to do an analysis of the project's potential impact on the City's debt capacity and limitations. TYPES OF DEBT INSTRUMENTS In order to maximize the financial options available to benefit the public, it is the policy of the City of Chula Vista to allow for the consideration of issuing all generally accepted types of debt, including, but not exclusive to the following: • General Obligation (GO) Bonds: General Obligation Bonds are suitable for use in the construction or acquisition of improvements to real property that benefit the public at large. Examples of projects include libraries, parks, and public safety facilities. All GO bonds require a 2/3 vote in order to pass. • Revenue Bonds: Revenue Bonds are limited-liability obligations tied to a specific enterprise revenue stream where the projects financed clearly benefit or relate to the enterprise. AnJl 2014-01-14 Agenda Packet Page 114 COUNCIL POLICY CITY OF CHULA VISTA SUBJECT: Ci ty y Debt Policy POLICY EFFECTIVE NUMBER DATE PAGE 3 of 8 ADOPTED BY: Resolution No. DATED: January 9,2014 AMENDED BY: example of projects that would be financed by a Revenue Bond would be improvements to the sewer system, which would be paid back with money raised from the property owner's sewer bills. Generally, no voter approval is required to issue this type of obligation but must comply with proposition 218 regarding rate adjustments. • Lease-Backed Debt/Certificates of Participation (COPT: Issuance of COP debt is a commonly used form of debt that allows a City to finance projects where the debt service is secured via a lease or installment agreement and where the payments are budgeted in the annual budget appropriation by the City from the general fund. Lease-Backed debt does not constitute indebtedness under the state or the City's constitutional debt limit and does not require voter approval. • Special Assessment/Special District Debt: the City will consider requests from developers for the use of debt financing secured by property based assessments or special taxes in order to provide for necessary infrastructure for new development only under strict guidelines adopted by City Council, which may include minimum value-to-lien ratios and maximum tax burdens. Examples of this type of debt are Assessment Districts (AD) and Community Facilities Districts (CFD) or more commonly known as Mello-Roos Districts. In order to protect bondholders as well as the City's credit rating, all Rate and Method of Apportionment (RMA) documents must include the provision that the maximum projected annual special tax revenues must equal 110% of the projected annual gross debt service on any bonds of the community facilities district. The City will also comply with all State guidelines regarding the issuance of special district or special assessment debt. For further information, refer to the City of Chula Vista Statement of Goals and Policies Regarding the Establishment of Community Facility Districts. • Industrial Development Bonds — Industrial Development Bonds (IDBs) are tax-exempt securities which can fund manufacturing businesses or energy development projects which provides a public benefit. While the authorization to issue IDBs is provided by a state statute, the tax-exempt status of these bonds is derived from federal law (IRS Code Section 103(b) (2). • Tax Allocation Bonds-- Tax Allocation Bonds are special obligations that are secured by the allocation of tax increment revenues that were generated by increased property taxes in the designated redevelopment area. Tax Allocation Bonds are not debt of the City. Due to changes in the law affecting California Redevelopment agencies with the passage of ABX 1 26 as codified in the California Health and Safety Code, the City of Chula Vista Redevelopment Agency (RDA) was dissolved as of February 1, 2012, and its operations substantially eliminated but for the continuation of certain enforceable RDA obligations to be administered by the City of Chula Vista Successor Agency. The terms of ABX 1 26 requires successor agencies perform all obligations with respect to enforceable debt obligations, which include Tax Allocation Bonds. • Multi-Family Mortgage Revenue Bonds — The City Housing Authority is authorized to issue mortgage revenue bonds to finance the development, acquisition and rehabilitation of multi- family rental projects. The interest on the bonds can be exempt from Federal and State 2014-01-14 Agenda Packet Page 115 COUNCIL POLICY CITY OF CHULA VISTA SUBJECT: Ci ty y Debt Policy POLICY EFFECTIVE NUMBER DATE PAGE 4 of 8 ADOPTED BY: Resolution No. DATED: January 9,2014 AMENDED BY: taxation. As a result, bonds provide below market financing for qualified rental projects. In addition, the bonds issued can qualify projects for allocations of Federal low-income housing tax credits, which can provide a significant portion of the funding necessary to develop affordable housing. For further information, refer to the Chula Vista Housing Authority — Multi-Family Administrative Bond Policies. • HUD Section 108 Loan Guarantee Pro r. am — The U.S. Department of Housing and Urban Development (HUD) Section 108 Loan Guarantee Program allows cities to use their annual Community Development Block Grant (CDBG) entitlement grants to obtain federally guaranteed funds large enough to stimulate or pay for major community development and economic development projects. The program does not require a pledge of the City's General Fund, only of future CDBG entitlements. By pledging future CDBG entitlement grants as security, the City can borrow at favorable interest rates because of HUD's guarantee of repayment to investors. DEBT AFFORDABILITY AND LIMITATIONS Debt capacity and affordability will be determined by conducting various analyses prior to the issuance of bonds. The analysis of debt capacity should cover a broad range of factors including but limited to the following: • Statutory or constitutional limitations affecting the amount that can be issued, such as legally authorized debt limits and tax or expenditure ceilings • Other legal limitations, such as coverage requirements or additional bonds tests imposed by bond covenants • Evaluation of trends relating to the government's financial performance, such as revenues and expenditures, net revenues available after meeting operating requirements, reliability of revenues expected to pay debt service and unreserved fund balance levels • Debt service as a percentage of total General Fund Revenues The City will attempt to limit the total amount of annual debt service payments payable by the General Fund to no more than 10% of estimated total General Fund revenues. Under State Law, general obligation bonds shall not exceed 15% of total assessed valuation within the City. An analysis using current market rates and conservative projections showing compliance with the debt affordability limitations included in this Debt Policy shall be conducted before the issuance of any debt with a maturity longer than two years from date of issue. Data showing direct and overlapping debt levels for the City of Chula Vista and surrounding agencies that affect the residents of the City shall be compiled for inclusion in the Comprehensive Annual Financial Report(CAFR) of the City. 2014-01-14 Agenda Packet Page 116 COUNCIL POLICY CITY OF CHULA VISTA SUBJECT: Ci ty y Debt Policy POLICY EFFECTIVE NUMBER DATE PAGE 5 of 8 ADOPTED BY: Resolution No. DATED: January 9,2014 AMENDED BY: DEBT STRUCTURING In order to maximize financial flexibility in a constantly-changing debt market, the City shall be allowed to structure its debt issuances using generally accepted methods. The guiding principal shall be to structure debt issuances so that the City's overall costs are minimized while still maintaining or increasing the City's credit rating. Allowable structures include, but are not limited to the issuance of: • Serial and/or Term Bonds: Serial Bonds are those in an issue that mature in consecutive years, whereas Term Bonds comprise a large part or all of a particular issue that come due in a single maturity but are prepared in part each year. • Fixed and Variable Rate Debt: Fixed rate debt is when an interest rate on a security does not change for the remaining life of the security, where Variable rate debt or "floating rate" changes at intervals according to market conditions or a predetermined index or formula. • Zero Coupon: Zero Coupon is an original issue discount bond on which no periodic interest payments are made but is issued at a deep discount from par, accreting (amortized) to its full value at maturity. • Capital Appreciation: Capital Appreciation occurs when the investment return on an initial principal amount is reinvested at a stated compounded rate until bond maturity. The investor receives a single payment (maturity value), representing both the initial principal amount and the total investment return. • Bonds with Capitalized Interest: Bonds with capitalized interest have a portion of the proceeds of an issue set aside to pay interest on securities for a specified period of time. • Senior and Junior Lien Structures: Senior Lien bonds have a priority claim against pledged revenues, while Junior Lien bonds have a subordinate claim against pledged revenues or other security. Debt service should be structured so that annual combined principal and interest payments do not dramatically vary year over year. This provides greater budget stability. Limited exceptions from level debt service will be allowed for individual debt issues when level debt service is unsuitable; for instance in the case of some refunding of debt. Redemption provisions should generally be included in most issuances, providing they are structured in a reasonable and cost-efficient manner as determined by the Financing Team. Redemption options include but are not limited to: • Optional Redemption: a call or prepayment provision option that is giving to the issuer, often only on or after a specified date. • Mandatory Redemption: to require the issuer to redeem or call the bond "in-whole redemption" which is all at once, or "partial redemption" which is only a portion on a scheduled basis. ji 2014-01-14 Agenda Packet Page 117 COUNCIL POLICY CITY OF CHULA VISTA SUBJECT: Ci ty y Debt Policy POLICY EFFECTIVE NUMBER DATE PAGE 6 of 8 ADOPTED BY: Resolution No. DATED: January 9,2014 AMENDED BY: Credit enhancement, such as letters of credit or insurance, may be purchased when the cost of enhancement is more than recovered by the debt service savings created. Entering into a financing utilizing letters of credit or insurance must be planned for and determined to be feasible by the Director of Finance/Treasurer. Maximum Maturity Debt obligations shall have a maximum maturity of the earlier of: • the reasonably estimated useful life of the Capital Improvements being financed; or, • thirty years; or, • in the event they are being issued to refinance outstanding debt obligations the final maturity of the debt obligations being refinanced, unless a longer term is recommended by the Finance Team. • Such other terms which meet the financing goals of the debt issuance. DEBT ISSUANCE The City will strive to minimize borrowing costs by: • Seeking the highest credit rating possible; • Maintaining transparency and excellent communications with credit rating agencies regarding the City's fiscal condition; • Purchasing bond insurance or taking action to upgrade the City's current credit rating It shall be the policy of the City to allow the issuance of debt through public sale or private placement, and via competitive or negotiated sales underwriting methods. Consistent with the goal of minimizing costs, competitive sale shall be the primary method of sale considered unless the Financing Team decides that a negotiated sale is warranted. Factors that may impact this decision include: • Issuer/Issue Recognition: competitive sales are easier for an issuer that investors and underwriters are familiar with. If extensive marketing is needed to educate the market about the issuer, a negotiated sale maybe more appropriate. Similarly, even if the issuer is well- known, if the issue itself has a"story" that needs to be told, a negotiated sale may be needed to enhance the marketing and acceptance of the debt. • Issue Size: very large or very small deals may benefit from a negotiated sale over a competitive sale. • Debt Tom: GO bonds and other well-known and accepted debt structures are suitable for competitive sales. Others such as CFDs, variable rate, or innovative structures may benefit from a negotiated sale. • Credit Ratings: issuers with high credit ratings and insured bonds lend themselves to competitive sales. Uninsured or lower rated issues are often more suitable for negotiated sales. 2014-01-14 Agenda Packet Page 118 COUNCIL POLICY CITY OF CHULA VISTA SUBJECT: Ci ty y Debt Policy POLICY EFFECTIVE NUMBER DATE PAGE 7 of 8 ADOPTED BY: Resolution No. DATED: January 9,2014 AMENDED BY: • Sale Timing: during times of market uncertainty when conditions are volatile, the flexibility of a negotiated sale may allow an issuer to adjust the sale date and capture additional interest rate savings. The City will seek to issue refunding bonds with the minimum goal of 5% net present value savings of the par value of the proposed bonds. Anything less than an anticipated 5% savings will require additional analysis discussing the benefits of the refunding due to the cost associated with refunding debt. Consideration shall be given to the benefit of delaying a refunding in a declining interest rate environment to capture maximum savings at the least cost. DEBT MANAGEMENT PRACTICES Disclosure The City will comply with Rule 15(c) 2-12 of the Securities Exchange Commission (SEC) and provide timely disclosure of relevant information on an annual basis as well as any material event notices as required. The City recognizes the importance of accuracy in disclosure documents and will strive to provide full and complete disclosure. To ensure accuracy of stated facts, directors of any department that originally provided or produced any data appearing in a disclosure document will provide a written statement certifying the accuracy of their department's data along with a statement denying knowledge of any misstatements or material omissions in the remainder of the disclosure document. The City will fulfill its obligations as covenanted in all the Continuing Disclosure Agreements associated with any active issuance. Documents are distributed through Electronic Municipal Market Access (EMMA) which can be viewed at any time by the public. The City will determine on a case-by-case basis whether or not to retain the services of an independent disclosure counsel. For additional information regarding disclosure procedures, please refer to Administrative Disclosure Procedures. Arbitrage In the past, agencies took advantage of their ability to borrow at tax-exempt rates and invest the proceeds at higher rates, thus earning positive arbitrage. Since 1986, the federal tax code requires issuers of long-term, tax-exempt debt to rebate positive arbitrage to the federal government. The City will diligently monitor its compliance with all federal arbitrage regulations. Due to the complex nature of arbitrage calculations, the City may elect to hire an outside expert consultant to perform this function. 11 11 2014-01-14 Agenda Packet Page 119 COUNCIL POLICY CITY OF CHULA VISTA SUBJECT: Ci ty y Debt Policy POLICY EFFECTIVE NUMBER DATE PAGE 8 of 8 ADOPTED BY: Resolution No. DATED: January 9,2014 AMENDED BY: Compliance with Tax Law Provisions The City will diligently monitor its compliance with all bond legal covenants, as well as Federal and State requirements, with the assistance of its Finance Team and consultants. Furthermore, recognizing that the smallest of mistakes can lead to the appearance of conflicts of interest or wrongdoing, which in turn may lead to severe consequences, including criminal charges, the City will make every effort to ensure its debt financing conduct is above reproach. Investment of Bond Proceeds The City shall comply with Federal and State regulations governing the investment of bond proceeds. Each issue shall detail allowable investments within the Trust Agreements, which the City will adhere to. Where not specifically spelled out, the City will apply the City investment policy guiding principal commonly referred to as "SLY"; Safety, Liquidity, and Yield, in that order of priority. Records Retention The City will retain records sufficient to demonstrate compliance with the requirements of federal and California law necessary to preserve the tax advantage of such City Bonds for the period required by law, presently understood to be the life of the debt obligations or any succeeding refunding obligations plus 3 years. Other Provisions Bond proceeds, reserve, and repayment funds, should have separate accounting from operating or other funds, at a level distinct enough to facilitate arbitrage compliance calculations and ease debt service and expenditure tracking. If any part of this Debt Policy conflict with Federal or State laws, or the City of Chula Vista Municipal Code, or Charter, the regulations will take precedence over this Debt Policy. IL� 11 2014-01-14 Agenda Packet Page 120 1 �y I ay DEBT PORTFOLIO CITY OF CHULA VISTA VISTA OLIce 1 r { OM, POOP r � i r r 1 Ir! 'i �• R 4 _ �l 2014-01-14 Agenda P e �_ Y :F Page 121 - ti-.t' __�✓Y�y k 2014-01-14 Agenda Packet Page 122 City of Chula Vista Debt Portfolio Table of Contents Introduction 1 City of Chula Vista Bonded Indebtedness - Outstanding Issuances 3 RDA/Successor Agency Bonded Indebtedness- Outstanding Issuances 17 City of Chula Vista Other Bonded Indebtedness HUD Section 108 Loan 29 Special Tax Districts 33 Resources 41 IMP-m=44 Agenda P-aG-k e-t Page 2014-01-14 Agenda Packet Page 124 CITY OF CHULA Debt Portfolio INTRODUCTION This debt portfolio is a summary of the City's outstanding bonded indebtedness by issuance. The purpose of this report is to provide Chula Vista citizens, investors and the general public, information on the City's bonded indebtedness. Also included within this report are Redevelopment Agency/Successor Agency obligations, and other City debt such as Special Tax District liabilities and HUD Section 108 Loan repayments. Each section summarizes the original issuance, the remaining debt of each bond, and describes the improvements funded by the bond proceeds. The projects that the bonds have funded retain a longer useful life than the term of the bonds. The term of each of these bond issuances that have been entered into does vary, but most have a term of 30 years. City of Chula Vista Bonded Indebtedness- Outstanding Bond Issuances Each of the remaining outstanding issuances that the City is responsible for is described within this section. The City of Chula Vista has entered into bonded indebtedness to finance various public facilities throughout the City. Some of these improvements include the Civic Center Complex, Police Facility, Corporation Yard, Western Chula Vista Infrastructure, and improvements to the Nature Center (named changed to Living Coast Discovery Center). The debt service payments (principal and interest payments) for these bonds are paid from the following revenue sources: • General Fund: the City's General Fund is the City's main operating fund. The General Fund revenues consist of mainly discretionary revenue such as Sales & Use Tax, Property Tax, Franchise Fees and Transient Occupancy Tax. • Public Facilities Development Impact Fees (PFDIF): these fees are charged to new development to mitigate the impacts on the City's existing public facilities. More information on the PFDIF can be found in the Chula Vista Municipal Code Chapter 3.50. • Residential Construction Tax (RCT) Fund: this fund contains fees that are charged to new residential units, including hotels and motels, which generate householders who impose a burden upon public facilities and infrastructure of the City. More information on the RCT can be found in the Chula Vista Municipal Code Chapter 3.32. Rede velopment Agency/Successor Agency Bonded Indebtedness- Outstanding Bond Issuances This section of the report describes outstanding issuances by the Redevelopment Agency/Successor Agency. The Redevelopment Agency originally issued debts, or more specifically Tax Allocation Bonds (TABs) for the purpose of eliminating blight within the City of Chula Vista. Funding for the debt payments is paid by tax increment revenues. The bonds are not backed by the City's General Fund. City of Chula Vista Other Bonded Indebtedness-HUD Section SOB Loan The Department of Housing and Urban Development (HUD) awarded the City a Section 108 Loan specifically for the Castle Park Infrastructure Improvement Project. The Section 108 Loan is an "advance" 2014-01-14 Agenda Packet Page 125 of future Community Development Block Grant (CDBG) entitlement funds, therefore debt service payments are made with a portion of the City's annual CDBG entitlement revenue for a 20 year period. The anticipated payoff date is 2028. City of Chula Vista Other Bonded Indebtedness—Special Tax Districts Special Tax Districts are created for the purpose of financing public improvements. To pay the debt service on these bonds, parcels within the district are charged a special tax that is included within their property tax bill. This section of the report includes a summary of the special tax districts bonds, as well as descriptions of each of the special tax districts and the public improvements that they financed. The City has two different types of special tax district indebtedness: • Assessment Districts (AD): these types of bonded ADs were formed under the Municipal Improvement Act of 1913. Under this type of special district financing, the cost of the improvements is spread proportionally over every parcel of land within the district that receives a direct and special benefit from the improvements. • Community Facilities Districts (CFD): the City's bonded CFDs were created under the Community Facilities District Act, or the Mello-Roos Act, signed into law in 1982. A CFD needs only find a public benefit to the community at large, in contrast to an AD where a direct/special benefit must be found. Similar to an AD, the CFD debt service payments are paid by the property owners of parcels within the specific district. The City, more specifically the Finance Department, is responsible for administering and managing each debt issuance. In addition to the requirement of the City to make the above bonds debt service payments using their stated funding sources, the City is also required to file continuing disclosures on an annual basis to informational repositories that can be accessed by the general marketplace. Continuing disclosures are annual reports that contain current financial information of the issuer which is the City of Chula Vista, City of Chula Vista Redevelopment Agency/Successor Agency, Chula Vista Public Financing Authority or Chula Vista Municipal Financing Authority. To view copies of the City's disclosure reports, please visit the City's Disclosure Consultant's website at: http://disclosure.nbsqov.com/default.aspx or the Electronic Municipal Market Access (EMMA) website at: http://emma.msrb.org/ For more information about the City's financial status, please visit the City of Chula Vista's Finance Department website at: http://www.chulavistaca.gov/City Data Disclaimer: Every effort has been made to assure the accuracy of the maps and data provided; however, some information may not be accurate or current. The City of Chula Vista assumes no responsibility arising from use of this information. 2014-01-14 Agenda Packet Page 126 CITY OF CHULA VISTA BONDED INDEBTEDNESS OUTSTANDING ISSUANCES UPDATED DECEMBER 2013 44:- CITY OF CHULAVISTA I-Agenda PaGket Page 2014-01-14 Agenda Packet Page 128 CITY OF CHULA VISTA Total Annual Debt Service Payments(Principal and Interest) Fiscal Year 2002 COP 2004 COP 2006 COP 2010 COP Total Principal Total Interest Total FY 2003 $ 3,119,664.44 $ - $ - $ - $ - 3,119,664 $ 3,119,664.44 FY 2004 $ 2,800,696.26 $ - $ - $ - $ - 2,800,696 $ 2,800,696.26 FY 2005 $ 3,925,696.26 $ 7417425.21 $ - $ - $ 1,125,000.00 3,542,121 $ 4,667,121.47 FY 2006 $ 3,926,946.26 $ 1,617,655.00 $ - $ - $ 1,160,000.00 4,384,601 $ 5,544,601.26 FY 2007 $ 3,932,146.26 $ 2,392,655.00 $ 8047727.52 $ - $ 1,975,000.00 $ 57154,528.78 $ 77129,528.78 FY 2008 $ 3,936,146.26 $ 2,392,155.00 $ 1,272,288.75 $ - $ 2,465,000.00 $ 57135,590.01 $ 7,600,590.01 FY 2009 $ 3,936,546.26 $ 2,393,392.50 $ 1,272,498.75 $ - $ 2,550,000.00 $ 5,052,437.51 $ 7,602,437.51 FY 2010 $ 3,934,946.26 $ 2,391,117.50 $ 1,272,198.75 $ - $ 2,635,000.00 $ 4,963,262.51 $ 7,598,262.51 FY 2011 $ 3,941,346.26 $ 2,391,217.50 $ 1,271,388.75 $ 1,505,929.71 $ 27735,000.00 $ 6,374,882.22 $ 9,109,882.22 FY 2012 $ 3,945,346.26 $ 2,392,361.26 $ 1,270,068.75 $ 1,477,206.26 $ 2,840,000.00 $ 6,244,982.53 $ 9,084,982.53 FY 2013 $ 3,946,946.26 $ 2,391,386.26 $ 17268,238.75 $ 1,477,206.26 $ 2,945,000.00 $ 6,138,777.53 $ 9,083,777.53 FY 2014 $ 3,951,146.26 $ 2,392,073.76 $ 1,270,388.75 $ 274927206.26 $ 4,080,000.00 $ 6,025,815.03 $ 10,105,815.03 FY 2015 $ 3,958,783.76 $ 2,391,448.76 $ 1,271,308.75 $ 27491,606.26 $ 47250,000.00 $ 5,863,147.53 $ 10,113,147.53 FY 2016 $ 3,960,743.76 $ 2,394,511.26 $ 1,270,958.75 $ 27487,318.76 $ 47415,000.00 $ 5,698,532.53 $ 10,113,532.53 FY 2017 $ 3,962,668.76 $ 2,393,511.26 $ 1,269,583.75 $ 27494,343.76 $ 4,600,000.00 $ 5,520,107.53 $ 10,120,107.53 FY 2018 $ 3,970,993.76 $ 2,395,911.26 $ 1,272,458.75 $ 27489,143.76 $ 4,800,000.00 $ 5,328,507.53 $ 10,128,507.53 FY 2019 $ 3,972,887.50 $ 2,395,123.76 $ 17268,627.50 $ 274927718.76 $ 5,020,000.00 $ 5,109,357.52 $ 10,129,357.52 FY 2020 $ 3,983,125.00 $ 2,391,613.76 $ 17268,227.50 $ 27492,881.26 $ 5,260,000.00 $ 4,875,847.52 $ 10,135,847.52 FY 2021 $ 3,985,750.00 $ 2,395,613.76 $ 1,271,827.50 $ 27494,631.26 $ 5,520,000.00 $ 4,627,822.52 $ 10,147,822.52 FY 2022 $ 3,990,500.00 $ 2,390,707.50 $ 17268,365.00 $ 27487,981.26 $ 5,765,000.00 $ 4,372,553.76 $ 10,137,553.76 FY 2023 $ 3,999,500.00 $ 2,393,287.50 $ 1,268,871.25 $ 27490,293.76 $ 6,050,000.00 $ 4,101,952.51 $ 10,151,952.51 FY 2024 $ 4,002,250.00 $ 2,391,862.50 $ 1,272,581.25 $ 27490,543.76 $ 6,345,000.00 $ 3,812,237.51 $ 10,157,237.51 FY 2025 $ 4,008,750.00 $ 2,392,737.50 $ 17269,431.25 $ 27490,081.26 $ 6,655,000.00 $ 3,506,000.01 $ 10,161,000.01 FY 2026 $ 4,018,500.00 $ 2,393,825.00 $ 17270,006.25 $ 27490,518.76 $ 6,990,000.00 $ 3,182,850.01 $ 10,172,850.01 FY 2027 $ 4,026,000.00 $ 2,391,675.00 $ 1,104,093.75 $ 27491,600.00 $ 77170,000.00 $ 2,843,368.75 $ 10,013,368.75 FY 2028 $ 4,031,000.00 $ 2,394,250.00 $ 1,102,812.50 $ 2,491,225.00 $ 7,535,000.00 $ 2,484,287.50 $ 10,019,287.50 FY 2029 $ 4,038,250.00 $ 2,393,025.00 $ 1,105,218.75 $ 27490,350.00 $ 7,920,000.00 $ 2,106,843.75 $ 10,026,843.75 FY 2030 $ 4,047,250.00 $ 2,393,000.00 $ 1,106,093.75 $ 27488,700.00 $ 8,325,000.00 $ 1,710,043.75 $ 10,035,043.75 FY 2031 $ 4,057,500.00 $ 2,394,250.00 $ 1,105,437.50 $ 27486,000.00 $ 8,755,000.00 $ 1,288,187.50 $ 10,043,187.50 FY 2032 $ 4,063,500.00 $ 2,390,750.00 $ 1,103,250.00 $ 1,051,975.00 $ 77765,000.00 $ 8447475.00 $ 8,609,475.00 FY 2033 $ - $ 2,392,500.00 $ 1,103,425.00 $ 1,055,000.00 $ 4,095,000.00 $ 455,925.00 $ 4,550,925.00 FY 2034 $ - $ 2,394,000.00 $ 1,106,800.00 $ - $ 3,250,000.00 $ 250,800.00 $ 3,500,800.00 FY 2035 $ - $ - $ 1,103,150.00 $ - $ 1,010,000.00 $ 93,150.00 $ 1,103,150.00 FY 2036 $ - $ - $ 1,107,700.00 $ - $ 1,060,000.00 $ 47,700.00 $ 1,107,700.00 WTot= 117,375,525.84 $ 69,359,042.8135,992,027.52 51,399,461.11 147,065,000.00 27,061,057.28 $ 274,126,057.28 Note:The above total annual debt service payments include payments made from the General Fund,Public Facilities Development Impact Fee(PFDIF),and Residential Construction Tax(RCT)combined. 2002 Certificates of Participation funded the Police Facility Project 2004 Certificates of Participation funded the Civic Center Phase I Project and Western Chula Vista Infrastructure 2006 Certificates of Participation funded the Civic Center Phase II Project and Nature Center Improvements 2010 Certificates of Participation funded the Civic Center Phase III Project and refunded the 2000 COP which funded the Corporation Facility 2014-01-14 Agenda Packet Page 129 N o 0 0 0 w M LO N O (o M LO Ln C CC L N IC:3- CO M M M M M 25 LZ CSC N N N N O 9£0Z A] L L L L N > O scozA] H O O O O M M M M O O O O X N N N N O UK A] Q 0 0 0 0 c Cu 00 M M M U O O O O Z1l0Z A] C O l€ozAj OCR Aj 6Z0Z Al O O O O s= szoz A] Co Lf) Co lzoz A] 0 0 0 0 C N o 0 0 o p U 00 9z Oz Al O O U-) U-) p — f` M ap CJ� 0 A� ate.+ LO M Co N cMy L N CC b9 ff? ff? ff? 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Li +�.+ U U U LL- _ trk MM 6% 64 m U U U U � � CC U U U U ' U U U O O O Cl� '+:+ U U U suol c a� 0 0 0 ° a ._Eb -4 o o ° c a� o 0 Co .11.11 a� a� V N N N N Z O O N v (� C� V CV CV CV CV 2014-01-14 Agenda Packet Page 130 4W4���l f/ CITY OF CHULAVISTA Name of Debt Issued: 2002 Certificates of Participation - Police Facility Project µ PAR Amount. $6011451000 r} Y VISTA True Interest Cost: 4.93% 4 H pOLICE Purpose of Debt(Project): Construction of Police Headquarters Sources of Funds: Uses of Funds: PAR Amount: $6011451000.00 Project Fund: $4910651746.74 OID (Discount): ($650,956.15) Capitalized Interest: $512811559.19 OIP (Premium): $0.00 Cost of Issuance: $110831237.92 Debt Service Reserve Fund: $410631500.00 TOTAL SOURCES: $59,494,043.85 TOTAL USES: $59,494,043.85 Prepayment Periods(Call Dates): Disclosure Due Dates: August 1, 2012 through July 31, 2013: 101.00% February 1 -Financial Statements and Tables 1-4, 6, 71 9 & 11 August 1, 2013 through July 31, 2014: 100.50% in Official Statement(page G-2) August 1, 2014 and thereafter 100.00% Financing Team: • Finance Director: Robert Powell • City Attorney: John Kaheny • Financial Advisor: Suzanne Harrell, Harrell &Company Advisors, LLC • Bond Counsel: Bob Whalen, Stradling, Yocca Carlson & Rauth • Bond Insurer: MBIA Insurance Corporation • Competitive Bid Purchaser: Banc of America Securities, LLC • Investment Providers: MBIA(Reserve Fund) • Dissemination Agent: US Bank, N.A. • Disclosure Counsel: Stradling Yocca Carlson & Rauth • Trustee: US Bank, N.A. • Disclosure Administrator: NBS 2002 COP Debt Share by fundin Source 5440 $4;0 $3-9 saw Sly SIM ■rkmi l Fog ■PFOIF s( n41MstnT 2014-01-14 Agenda Packet Page 131 � to to to to to to to to to CO CO � to to to M LO O O O O O O O O O O O O O '4� M N N N N N N N N N N N O I` N N to N LO O O O O O O O O O O O O Co . . . . . . . . . . . . . . . . . . . . . . . . . . . . . to to co to to to to to to to to Lo M to O t� I` Lo O Lo O Lo O O Lo O Lo O O Lt7 CC 'r- O O N � � � � � � � "Cl- CO CO 0 00 O M N O I— O N LO O N LO I�- O LO N M tO CO 00 LO M r— M LO "CI- N ti 00 O LO O (O LO M O N O N 00 LO I�- LO O C3) O O 00 O7 O 00 M tO tO I-- N CO LO O N 00 00 I— N LO O7 LO tO LO ~ � O O O O � O � � � � N N N N N M M M M M � � LO LO LO LO to to I� I` 00 00 O O O O O O O O O O O O O O O O O O O O O O O O O O O O M N N M M M M M M M M M M M M M M M M M M M M M M M M M M M M I� O r O r Q to M O C-6 t-6 00 O � O � to Q) M tO M M N c/y O7 O O O G.1 � O O N a..r ti M "Zi- O � N LO Co _ V O LO O I�- I-- I-- I-- I-- I-- M 00 M to I-- N 00 O LO O 00 O 00 to LO M O 00 00 M 00 O O 00 O 00 N I` O I` O N I` M O O7 M LO M LO N to M . . . . . . . . . . . . . . . . . . . . . . . . . . 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Includes 2004 COP,2006 COP,and 2010 COP Civic Center payments. ' Note:Amounts shown above include principal and interest payments. Clv*lc Center Total(All Phases) Debt Share by Funding Source 51.50 S1.00 $3.50 T $3.00 52.50 52.00 - - - - - — — I_50 S7.oa 5030 — — - - - - — - 00 � � � � � � � � � � � � � � IQ � CO � K � C� Wn O CS O O CV CV CV � GPI CSI I � I Ctrl I i"'} C—) C} C'7 C112 s010 e.q e.. C1. C— e.. c.+ c.. C-.k elk e.e C- 011 O%k e.k C%1 eIQ e.+ c.+ c.l tr+ C-j C-j c.+ e. C-4 c.+ e.+ c.+ C- c.. c.+ ew General Fund ®PFD IF 2014-01-14 Agenda Packet Page 133 Page Intentionally Left Blank 201401-14 Agenda Packet Page 134 4W4���l l CITY OF CHULAVISTA Name of Debt Issued: 2004 COP Civic Center Phase I and Western Chula Vista Infrastructure PAR Amount: $3712401000 $26.7m-CC Phase I and$10.5m-Western CV Infrastructure True Interest Cost: 4.65% Purpose of Debt(Project): Construction& Im rovements to Civic Center p p Complex and Western Chula Vista Infrastructure Project .., Sources of Funds: Uses of Funds: PAR Amount: $3712401000.00 Project Fund: $3117761000.00 OID (Discount): $0.00 Capitalized Interest: $211761837.68 OIP (Premium): $351253.70 Cost of Issuance: $9261504.76 Debt Service Reserve Fund: $213951911.26 TOTAL SOURCES: $37,275,253.70 TOTAL USES: $37,275,253.70 Prepayment Periods(Call Dates): Disclosure Due Dates: March 1, 2014 through February 28, 2015: 101.00% March 1 —Financial Statements and Tables 1-4, 61 71 9& 11 in March 1, 2015 through February 28, 2016: 100.50% Official Statement(page G-2) March 1, 2016 and thereafter 100.00% Financing Team: • Finance Director: Maria Kachadoorian • City Attorney:Ann Moore • Financial Advisor: Suzanne Harrell, Harrell &Company Advisors, LLC • Bond Counsel: Bob Whalen, Stradling, Yocca Carlson & Rauth • Bond Insurer: MBIA Insurance Corporation • Competitive Bid Purchaser: UBS Financial Services Inc. • Investment Providers: FSA Capital Management Services LLC (Reserve Fund) • Dissemination Agent: BNY Western Trust Company, N.A. • Disclosure Counsel: Stradling Yocca Carlson & Rauth • Trustee: BNY Western Trust Company, N.A. • Disclosure Administrator: NBS 2004 CDP Debt Shure by Funding See m E sin sin 9151 3• ■rAwd w ■!'Poi KTF.M 0(*MMAd1wN#U 2014-01-14 Agenda Packet Page 135 X 0 0 0 0 0 0 to to to CO CO CO CO CO CO CO 0 0 0 0 0 0 0 0 0 0 0 0 0 r- CV 0 0 0 LO LO LO N N 1` 1` N N N 1` 1` 1` LO LO LO LO 0 0 0 0 0 0 0 0 0 0 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 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L U J N Cu O LO to 1-- 00 O O N CO I LO CO 1-- 00 O O � N M1� LO to 1-- 00 O O - N CO o O O O O O O � V- � � � � � � � CN N N N N N N N N N M M M CO CO L CL Cz N V) CN N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 0 U 2014-01-14 Agenda Packet Page 136 4W4���l f/ CITY OF CHULAVISTA Name of Debt Issued: 2006 COP Civic Center Phase II and Nature Center PAR Amount: $2013251000 - $18.1 m—CC Phase I I and$2.2m-Nature Center -: -- Net Interest Cost: 4.32% } Purpose of Debt(Project): Construction& Improvements to Civic Center .l Complex and Nature Center :'fr Yob-.�i-ti o- . Ij7 r'•I�GA.�S- .}"i"'. � *t�ii Sources of Funds: Uses of Funds: PAR Amount: $2013251000.00 Project Fund: $1711831964.00 OID (Discount): ($77,820.40) Capitalized Interest: $111591250.10 OIP (Premium): $0.00 Cost of Issuance: $4051884.21 Underwriter's Discount: $2251622.54 Debt Service Reserve Fund: $1,272,458.75 TOTAL SOURCES: $20,247,179.60 TOTAL USES: $20,247,179.60 Prepayment Periods(Call Dates): Disclosure Due Dates: March 1, 2016 and thereafter: 100.00% March 1 —Financial Statements and Tables 8, 91 11, 141 161 17 & 18 in Official Statement(pages C-2 and C-3) Financing Team: • Finance Director: Maria Kachadoorian • City Attorney:Ann Moore • Financial Advisor: Suzanne Harrell, Harrell &Company Advisors, LLC • Bond Counsel: Bob Whalen, Stradling, Yocca Carlson & Rauth • Bond Insurer:AMBAC • Competitive Bid Purchaser: Morgan Stanley • Investment Providers: FSA Capital Management Services LLC (Reserve Fund) • Dissemination Agent: BNY Western Trust Company, N.A. • Disclosure Counsel: Stradling Yocca Carlson & Rauth • Trustee: BNY Western Trust Company, N.A. • Disclosure Administrator: NBS 206 COP Debt Share by Funding Source SIA 5124 S1 X1+1 no slag S449 MIQ s •GF4M�FM1 •r►r ■Gr■n�Fy+1 •faflr•+�# c�nwa 2014-01-14 Agenda Packet Page 137 N LO LO LO LO LO LO LO LO LO LO LO O O O O LO LO LO LO LO O LO LO O O O O O O N LO 1` 1` 1` 1` 1` 1` 1` 1` 1` 1` 1` LO LO LO O N N N N 1` LO 1` 1` LO O O O O O LO . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1� 00 00 00 00 00 00 00 00 00 M 00 1� 1� 1� Lo to M N 00 M 1� O Lo O O O 1� a--+ N 00 CD CD 00 CD Cr) 00 O LO 00 LO N N N cfl ti 00 CO O O � � O Cr) LO N O LO O N O 1-- CN '9:3- � 00 O CN Cr) Cr) CD LO ::I- CO N 00 CO 00 LO 9:3- 0 0 00 CN O CN 9:3- 00 - 1- O -;z cV cV cV � C 00 O O O7 N 00 00 l- 00 00 N U OT� CV Lt7 C Lt7 M M Q5 M 1� N O 1-- 1-- 1-- 1-- 1-- Co ti ti ti Co ti Co to ti to to ti to ti O O O O O O O O O O O 00 N N N N N N N N N N N N N N N N N N N 'r- 'r- 'r- 'r- 'r- 'r- 'r- 'r- 'r- O O M Q N to 00 LO LO O N N LO N C'4 ti LO N •� O LLo LO 00 . 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LO 00 N 1-- CO N t6 a••i ,_ L(� L(� L() L() L() co Co Co Co 1-- 1l- 1l- 00 00 1l_ 1l_ 1l_ 00 00 00 m m O O M a� a N U 4- •v U) U) L 60-60-60-60-60-60-60-60-60-60-60-60-60-60-60-60-60-60-60-60-60-60-60-60-60-60-60-60-60- � L U J N Cu G� O 0 ti M M O N M I LO cO ti M M O � N M ,::I- LO cO ti M M O - N M I LO cO o O O O O � � � � � � � � � CN N N N N N N N N N CO CO CO CO CO CO CO L �Cz N V) a N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 0 U 2014-01-14 Agenda Packet Page 138 4W4���l f/ CITY OF CHULAVISTA Name of Debt Issued: 2010 COP Civic Center Phase III and r r ti Corporation Yard Refunding (2000 COP) r rte: PAR Amount: $2913551000 $12.8m—CC Phase III and$16.5m-Corp Yard Refunding Net Interest Cost: 5.57% r Purpose of Debt(Project): Construction& Improvements to Civic Center - Complex and refunding of COP Corporation Yard Construction& Improvements Sources of Funds: Uses of Funds: PAR Amount: $2913551000.00 Project Fund: $913471515.00 OID (Discount): ($709,819.05) Capitalized Interest: $118671819.82 OIP (Premium): $0.00 Cost of Issuance: $4341247.73 Debt Service Reserve Fund: $118891067.91 Escrow Fund: $1613901035.05 Debt Service Reserve Fund: $2,494,631.26 TOTAL SOURCES: $30,534,248.86 TOTAL USES: $30,534,248.86 Prepayment Periods(Call Dates): Disclosure Due Dates: March 1, 2020 and thereafter: 100.00% April 1 —Financial Statements and Tables 1, 2, 4, 9, 10 & 11 in Official Statement(page D-2) Financing Team: • Finance Director: Maria Kachadoorian • City Attorney: Bart Miesfeld • Financial Advisor: Julio Morales, Public Financial Management • Bond Counsel: Bob Whalen, Stradling, Yocca Carlson & Rauth • Negotiated Issuance: E.J. De La Rosa &Co., Inc. • Dissemination Agent: U.S. Bank Trust N.A. • Disclosure Counsel: Stradling Yocca Carlson & Rauth • Trustee: U.S. Bank Trust N.A. • Disclosure Administrator: NBS 2010 COP Deht$h are by Funding Source S30 S750 sf� sso S ■GOMONW ■1Faff ■Q06AM1 11055 a1WWWfW NMI ■L�il�mrl��fi 0"T" (COMA) i�"P TW Q �((nrw 01) g new 1111 ja 14 2014-01-14 Agenda Packet Page 139 - CO CO CO CO CO CO CO CO CO CO CO CO CO CO CO O O O O O O O r- N N N N r- r- r- r- N N N r- f` N f` 0 0 0 0 0 0 0 O C0 C0 C0 C0 00 M M 00 1 1 1 M M 1 00 O Lt7 O O O Lt7 O � N 0 0 0 0 - ;:I- - 00 M 00 O ;:1- 00 S O N L!7 O O f` O Lo CD O N N N CD cM cM - r- 00 Cfl O N LO O LO Cfl N M f` O O OR::r Lt7 f, f, CN f� O CNT CN f� 0 0 0 0 0 06 CO - Lt7 a O f` f` O O 00 O 00 O O O 00 0 0 0 0 0 0 0 00 00 Lo Lo CTS LCD mzl- mzl- mzl- mzl- mzl- mzl- O O M LO Q 6F3 6F3 6F3 6F3 6F3 6F3 6F3 6F3 6F3 6F3 6F3 6F3 6F3 6F3 6F3 6F3 6F3 6F3 6F3 6F3 6F3 6F3 6F3 fi4 CO O Cfl "zi- C0 LO CD 00 00 00 N CO f� LO vi N .c r- ti ti N Q) N N N 00 CC V Ef3 Ef3 Ef3 Ef3 Ef3 Ef3 Ef3 Ef3 Ef3 Ef3 Ef3 Ef3 Ef3 Ef3 Ef3 Ef3 Ef3 Ef3 Ef3 Ef3 Ef3 Ef3 Ef3�} CD O LO M O M O O O 00 CV O M 00 CV CO f` 00 O U) C0 O � O LO 00 O 00 O C0 M O LO f- LO � M � M C0 � - LO � . . . . . . . . . . . . . . . . . . . . . . . . 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These bonds are issued in conjunction with a redevelopment project. 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[�1 .� Q 4►°� 0 V O O Q a� V O Q V'# efr t�s a ,..► 1s'� 4►'1 rte► O a) U) c _ O a) Cu W : Q Cn U) Q Q Cn U) 0 = U I IAA+ ¢ Co Co 00 vi •� cfl cfl Co W _ .II.7II� �, .� O O O M CD CD CD Q " CV N Z NO N N N 2014-01-14 Agenda Packet Page 144 n OF CHULAVISTA Name of Debt Issued: 2006 Senior TAB Refunding Bonds Series A t PAR Amount: $1314351000 True Interest Cost: 4.96% Purpose of Debt(Project): Refinance 1994 A Bonds (The Bayfront/Town Centre Project Area) Sources of Funds: Uses of Funds: Bond Proceeds Refunding Escrow Deposits PAR Amount: $1314351000.00 Cash Deposits: $11072.25 OID (Discount) ($96,585.40) Open Market Purchases: $13,191,671.50 Other Sources of Funds Other Fund Deposits Existing Debt Service: $113061246.01 Debt Service Reserve Fund: $110271945.00 Delivery Date Expenses Cost of Issuance: $1581470.25 Underwriter's Discount: $1201915.00 Bond Insurance: $271,470.61 TOTAL SOURCES: $14,771,544.61 TOTAL USES: $14,771,544.61 Prepayment Periods(Call Dates): Disclosure Due Dates: September 1, 2012 through August 31, 2013: 102.00% February 15—Financial Statements and Tables 1-6 in Official September 1, 2013 through August 31, 2014: 101.00% Statement(pages D-2 and D-3) September 1, 2014 and thereafter: 100.00% Financing Team: • Finance Director: Maria Kachadoorian • City Attorney:Ann Moore • Financial Advisor: Suzanne Harrell, Harrell &Company Advisors, LLC • Bond Counsel: Bob Whalen, Stradling, Yocca Carlson & Rauth • Bond Insurer:AMBAC Assurance Corporation • Negotiated Issuance: E.J. De La Rosa &Co., Inc. • Investment Providers: Rabo Bank International • Dissemination Agent: U.S. Bank, N.A. • Disclosure Counsel: Stradling Yocca Carlson & Rauth • Trustee: U.S. Bank,N.A. • Disclosure Administrator: NBS 2014-01-14 Agenda Packet Page 145 2006 Senior TAB Refunding Bonds Series A Scheduled Debt Service Period' Principal Interest Annual Total Period Principal Interest 2007 $ 395,000.00 $ 628,689.33 $ 1,023,689.33 2008 $ 460,000.00 $ 565,545.00 $ 1,025,545.00 2009 $ 480,000.00 $ 547,145.00 $ 1,027,145.00 2010 $ 500,000.00 $ 527,945.00 $ 1,027,945.00 2011 $ 520,000.00 $ 507,945.00 $ 1,027,945.00 2012 $ 540,000.00 $ 487,145.00 $ 1,027,145.00 2013 $ 565,000.00 $ 462,845.00 $ 1,027,845.00 2014 $ 590,000.00 $ 437,420.00 $ 1,027,420.00 2015 $ 615,000.00 $ 410,870.00 $ 1,025,870.00 2016 $ 640,000.00 $ 386,270.00 $ 1,026,270.00 2017 $ 665,000.00 $ 360,030.00 $ 1,025,030.00 2018 $ 695,000.00 $ 332,598.76 $ 1,027,598.76 2019 $ 720,000.00 $ 303,061.26 $ 1,023,061.26 2020 $ 755,000.00 $ 272,461.26 $ 1,027,461.26 2021 $ 785,000.00 $ 239,430.00 $ 1,024,430.00 2022 $ 820,000.00 $ 204,890.00 $ 1,024,890.00 2023 $ 855,000.00 $ 167,990.00 $ 1,022,990.00 2024 $ 895,000.00 $ 129,515.00 $ 1,024,515.00 2025 $ 935,000.00 $ 89,240.00 $ 1,024,240.00 2026 $ 490,000.00 $ 46,230.00 $ 536,230.00 2027 $ 515,000.00 $ 23,690.00 $ 538,690.00 TOTAL$jj 13,435,000.00 $M 7,130,955.61 $ 20,565,955.61 Period represents period ending September 1. 2006 Senior TAB (Series A) Scheduled Debt Service silo sl.00 $4.80 $0.60 SO-40 — so.20 — Sa.oa - 1_ a a o 0 0 o o o o 0 0 0 0 0 � o o a C-4 c-4 c�a s� c^a N CV C� CV C+1 N L'V CV CV C•d C-A Principal ■Interest 2014-01-14 Agenda Packet Page 146 n OF CHULAVISTA Name of Debt Issued: 2006 Subordinate TAB Refunding Bonds Series B PAR Amount: $1213251000 - - -- - MUM— - True Interest Cost: 5.30% Purpose of Debt(Project): Refinance 1994 C&D Bonds (The Bayfront/Town Centre Project Area) Sources of Funds: Uses of Funds: Bond Proceeds Refunding Escrow Deposits PAR Amount: $1213251000.00 Cash Deposits: $796.22 OID (Discount) ($97,346.35) SLG/Purchases/Cash: $711151825.00 Other Sources of Funds Open Market Purchases: $512541157.89 Existing Debt Service: $8331151.36 Other Fund Deposits Debt Service Fund: $6091724.93 Debt Service Reserve Fund: $110021165.00 Delivery Date Expenses Cost of Issuance: $1061548.33 Underwriter's Discount: $191,037.50 TOTAL SOURCES: $13,670,529.94 TOTAL USES: $13,670,529.94 Prepayment Periods(Call Dates): Disclosure Due Dates: October 1, 2012 through September 30, 2013: 102.00% February 15—Financial Statements and Tables 1-6 in Official October 1, 2013 through September 30, 2014: 101.00% Statement(pages D-2 and D-3) October 1, 2014 and thereafter: 100.00% Financing Team: • Finance Director: Maria Kachadoorian • City Attorney:Ann Moore • Financial Advisor: Suzanne Harrell, Harrell &Company Advisors, LLC • Bond Counsel: Bob Whalen, Stradling, Yocca Carlson & Rauth • Bond Insurer: None • Negotiated Issuance: E.J. De La Rosa &Co., Inc. • Investment Providers: Citigroup Financial Products • Dissemination Agent: U.S. Bank, N.A. • Disclosure Counsel: Stradling Yocca Carlson & Rauth • Trustee: U.S. Bank, N.A. • Disclosure Administrator: NBS 2014-01-14 Agenda Packet Page 147 2006 Subordinate TAB Refunding Bonds Series B Scheduled Debt Service Period' Principal Interest Annual Total 2007 $ 290,000.00 $ 710,327.14 $ 1,000,327.14 2008 $ 410,000.00 $ 594,365.00 $ 1,004,365.00 2009 $ 425,000.00 $ 577,965.00 $ 1,002,965.00 2010 $ 440,000.00 $ 560,433.76 $ 1,000,433.76 2011 $ 460,000.00 $ 541,733.76 $ 1,001,733.76 2012 $ 480,000.00 $ 521,033.76 $ 1,001,033.76 2013 $ 500,000.00 $ 499,433.76 $ 999,433.76 2014 $ 525,000.00 $ 476,433.76 $ 1,001,433.76 2015 $ 550,000.00 $ 451,758.76 $ 1,001,758.76 2016 $ 575,000.00 $ 425,358.76 $ 1,000,358.76 2017 $ 605,000.00 $ 396,608.76 $ 1,001,608.76 2018 $ 635,000.00 $ 366,358.76 $ 1,001,358.76 2019 $ 665,000.00 $ 334,608.76 $ 999,608.76 2020 $ 700,000.00 $ 300,693.76 $ 1,000,693.76 2021 $ 735,000.00 $ 264,993.76 $ 999,993.76 2022 $ 775,000.00 $ 227,325.00 $ 1,002,325.00 2023 $ 815,000.00 $ 186,637.50 $ 1,001,637.50 2024 $ 860,000.00 $ 143,850.00 $ 1,003,850.00 2025 $ 905,000.00 $ 98,700.00 $ 1,003,700.00 2026 $ 475,000.00 $ 51,187.50 $ 526,187.50 2027 $ 5007000.00 $ 267250.00 $ 5267250.00 TOTAL $ 12,325,000.00 $ 7,756,057.26 $ 20,081,057.26 'Period represents period ending October 1. 2006 Subordinate TAB(Series B) Scheduled Debt Service Si.20 $1.00 C 50.89 SE $0.60 - $0.49 — $0.20 — $0.90 - �+ era as Cm. 0 0 0 - r■a s"+ c-4 e.e e-4 e-4 ew s-4 a o 0 0 0 o e e ea a e o � Cs e e e e a e c+r sr+ cw ew c"+ c"t C14 c.e e� C-4 e.d c.a c.+ _Principal ■Interest 2014-01-14 Agenda Packet Page 148 n OF CHULAVISTA Name of Debt Issued: 2008 TAB Refunding Bonds PAR Amount: $2116251000 - True Interest Cost: 4.93% Purpose of Debt(Project): Refinance 2000 TABS and to provide funds for redevelopment activities. ' Sources of Funds: Uses of Funds: Bond Proceeds Refunding Escrow Deposits PAR Amount: $2116251000.00 Cash Deposits: $0.64 OID (Discount) ($401,835.80) Open Market Purchases: $1518351267.00 Other Sources of Funds Other Fund Deposits 2000 Bonds on Deposit: $312391043.76 Debt Service Reserve Fund: $115401775.00 2000 DSRF+Accrued Interest: $112331914.23 Delivery Date Expenses 2000 Debt Service Fund: $4811088.23 Cost of Issuance: $2161010.20 Underwriter's Discount: $1771325.00 Bond Insurance: $6361788.83 Other Uses of Funds Street Improvements: $8001000.00 Repay City Loan: $317321000.00 2000 Bonds Redevelopment: $372397043.75 TOTAL SOURCES: $26,177,210.42 TOTA $26,177,210.42 Prepayment Periods(Call Dates): Disclosure Due Dates: September 1, 2019: 100.00% March 31 —Financial Statements and Tables 1-7 in Official Statement(page E-2) Financing Team: • Finance Director: Maria Kachadoorian • City Attorney: Bart Meisfeld • Financial Advisor: Suzanne Harrell, Harrell &Company Advisors, LLC • Bond Counsel: Bob Whalen, Stradling, Yocca Carlson & Rauth • Bond Insurer: FSA • Negotiated Issuance: E.J. De La Rosa &Co., Inc. • Investment Providers: None • Dissemination Agent: U.S. Bank, N.A. • Disclosure Counsel: Stradling Yocca Carlson & Rauth • Trustee: U.S. Bank, N.A. • Disclosure Administrator: NBS 2014-01-14 Agenda Packet Page 149 2008 TAB Refunding Bonds Scheduled Debt Service Period' Principal Interest Annual Total 2008 $ - $ 104,393.93 $ 104,393.93 2009 $ - $ 963,636.26 $ 963,636.26 2010 $ - $ 963,636.26 $ 963,636.26 2011 $ - $ 963,636.26 $ 963,636.26 2012 $ - $ 963,636.26 $ 963,636.26 2013 $ - $ 963,636.26 $ 963,636.26 2014 $ 575,000.00 $ 963,636.26 $ 1,538,636.26 2015 $ 600,000.00 $ 940,636.26 $ 1,540,636.26 2016 $ 620,000.00 $ 916,636.26 $ 1,536,636.26 2017 $ 645,000.00 $ 891,836.26 $ 1,536,836.26 2018 $ 670,000.00 $ 866,036.26 $ 1,536,036.26 2019 $ 700,000.00 $ 839,236.26 $ 1,539,236.26 2020 $ 725,000.00 $ 811,236.26 $ 1,536,236.26 2021 $ 755,000.00 $ 782,236.26 $ 1,537,236.26 2022 $ 785,000.00 $ 751,092.50 $ 1,536,092.50 2023 $ 820,000.00 $ 718,122.50 $ 1,538,122.50 2024 $ 855,000.00 $ 682,862.50 $ 1,537,862.50 2025 $ 895,000.00 $ 645,456.26 $ 1,540,456.26 2026 $ 930,000.00 $ 606,076.26 $ 1,536,076.26 2027 $ 975,000.00 $ 564,226.26 $ 1,539,226.26 2028 $ 1,020,000.00 $ 520,351.26 $ 1,540,351.26 2029 $ 1,065,000.00 $ 473,431.26 $ 1,538,431.26 2030 $ 1,115,000.00 $ 424,175.00 $ 1,539,175.00 2031 $ 1,165,000.00 $ 372,606.26 $ 1,537,606.26 2032 $ 1,220,000.00 $ 318,725.00 $ 1,538,725.00 2033 $ 1,280,000.00 $ 260,775.00 $ 1,540,775.00 2034 $ 1,340,000.00 $ 199,975.00 $ 1,539,975.00 2035 $ 1,400,000.00 $ 136,325.00 $ 1,536,325.00 2036 $ 1,470,000.00 $ 69,825.00 $ 1,539,825.00 TOTAL$ji 21,6255000.00 $L 18,678,090.37 $ 40,303,090.37 Period represents period ending September 1. 2008 TAB Scheduled Debt Service $1.80 S1.60 51.40 AL RE $1.00 - $0.90 SO.60 - - SO-40 SO,20 so.00 - .. _ as o� � eo o% o cr c� Iw to -M ra v� 0 o c.� c�a c.A c-a 0-4 c-4 ra c-a 9 c� CP cYs c+5 c+y c+ 41 y +-y 0 0 7. 7. 7 o 0 0 0 0 0 0 o a o 0 0 0 � � � � �. ra e.Q e.+ CI4 cam+ c.+ cl.r e.: cue e+a cI-a c�a c-a c�a s.a ra e+.i c.r c+x er I cam+ eu C"t c.t c.+ � ■Frindpal ■Interest 2014-01-14 Agenda Packet Page 150 CRA/ERAF Loan Program (All Project Areas) 10 Year Non-Callable As part of the effort to balance the budget of the State of California, redevelopment agencies across the state were obligated to make payments totaling $250 million to the Educational Revenue Augmentation Fund (ERAF). Individual ERAF payments were determined based on the Agency's tax increment as a proportion of the total tax increment of all agencies throughout the State. As part of the legislation that mandated the payment, the California Redevelopment Association (CRA) created the CRA/ERAF Loan Program,which allowed agencies to spread the payment over 10 years. 04-05 CRA/E RAF 05-06 CRA/E RAF Par$765,000 Par:$930,000 Total Annual Debt Date NIC:4.88% TIC:5.87% Service August 1,2006 $ 100,776.00 $ - $ 100,776.00 August 1,2007 $ 99,438.00 $ 123,872.98 $ 223,310.98 August 1,2008 $ 101,752.00 $ 128,158.50 $ 229,910.50 August 1,2009 $ 98,704.00 $ 123,886.50 $ 222,590.50 August 1,2010 $ 100,570.00 $ 124,558.50 $ 225,128.50 August 1,2011 $ 102,118.00 $ 124,934.50 $ 227,052.50 August 1,2012 $ 98,354.00 $ 125,002.50 $ 223,356.50 August 1,2013 $ 99,526.00 $ 124,749.00 $ 224,275.00 August 1,2014 $ 100,356.00 $ 124,169.00 $ 224,525.00 August 1,2015 $ 100,880.00 $ 128,278.50 $ 229,158.50 August 1,2016 $ - $ 126,804.00 $ 126,804.00 Total $ 1,002,474.00 $ 1,254,413.98 $ 2,256,887.98 CRA/ERAF Loan Program Scheduled Debt Service SO15 $0.20 SOAS $0.10 — sa. � 01 4 M C-2 e e 4 a 7M � C.+ r+ 04-05 CRAJRAF 05-06 CRA:€RAF 2014-01-14 Agenda Packet Page 151 Page Intentionally Left Blank 201401-14 Agenda Packet Page 152 CITY OF CHULA VISTA OTHER BONDED INDEBTEDNESS HUD SECTION 108 LOAN UPDATED DECEMBER 2013 A4 fl CITY OF CHULAVISTA -Agenda PaGket Page 2014-01-14 Agenda Packet Page 154 Department of Housing and Development(HUD) Section 108 Loan In 2006, the City of Chula Vista applied for and was awarded a Section 108 Loan for the Castle Park Infrastructure Improvement Project by the Department of Housing and Urban Development(HUD). The Section 108 Loan is an "advance" of future Community Development Block Grant (CDBG) entitlement funds and, as such, debt service payments for the Section 108 Loan will be made with a portion of the City's annual CDBG entitlement for a period of 20 years. HUD 108 Consolidated Scheduled Debt Service Glenhaven Way Improvements Period' Principal Interest Annual Total 2009 $ 2875000.00 $ 5125647.98 $ 7995647.98 2010 $ 302,000.00 $ 443,711.10 $ 745,711.10 2011 $ 3175000.00 $ 4345318.90 $ 7515318.90 ' 2012 $ 3325000.00 $ 4235414.10 $ 7555414.10 2013 $ 349,000.00 $ 410,731.70 $ 759,731.70 - ' 2014 $ 3675000.00 $ 3965771.70 $ 7635771.70 2015 $ 3855000.00 $ 3815577.90 $ 7665577.90 2016 $ 4045000.00 $ 3645907.40 $ 7685907.40 Oxford Street Improvements 2017 $ 4255000.00 $ 3465808.20 $ 7715808.20 2018 $ 4465000.00 $ 3275428.20 $ 7735428.20 i 2019 $ 4685000.00 $ 3065823.00 $ 7745823.00 2020 $ 4925000.00 $ 2845031.40 $ 7765031.40 2021 $ 5165000.00 $ 2595628.20 $ 7755628.20 2022 $ 5425000.00 $ 2335570.20 $ 7755570.20 2023 $ 5695000.00 $ 2055765.60 $ 7745765.60 - -� 2024 $ 5975000.00 $ 1765234.50 $ 7735234.50 2025 $ 6275000.00 $ 1445892.00 $ 7715892.00 Second Avenue Improvements 2026 $ 6595000.00 $ 1115661.00 $ 7705661.00 2027 $ 6925000.00 $ 765470.40 $ 7685470.40 2028 $ 7245000.00 $ 395240.80 $ 7635240.80 TOTAL $ 91500,000.00 $ 558805634.28 $ 1553805634.28 Period represents period ending August 1. MAW, HUD Section 108 Scheduled Debt Service SM0 So.80 5010 M 0.60 S O.5 0 $0.40 S O.3 0 S O.2 0 $0.10 - S- O N C~J 4"a 9k4 CV ia fi.w Cw Pi O C O O O O O C3 O d Q Q C� p p O O O O O CV C+i CV Cad CV C-A C'+.1 C+J C+1 C- l"+J C+A CV Cti1 t.l {V CV CV iY ■Prinripni Interest 2014-01-14 Agenda Packet Page 155 Page Intentionally Left Blank 201401-14 Agenda Packet Page 156 CITY OF CHULA VISTA OTHER BONDED INDEBTEDNESS SPECIAL TAX DISTRICTS UPDATED DECEMBER 2013 44Z CITY OF CHULAVISTA .90=44 Agenda PaGket Page 2014-01-14 Agenda Packet Page 158 0 N 0 0 O O LCD LCD LCD M t0 G.1 W O O O LO CV M fl- � (d f` � t0 � Lf•) Lf•) Lf•) Lf•) � Q a..r O ti ti N Co Co Co Co � _ N — � M M M M M M �.., O O O 0 0 0 0 0 0 j„L N N N C14 C'V C'V C'V C'V CN cn cn cn cn cn cn cn cn cn Q E t6 t6 t6 t6 t6 t6 t6 t6 t6 Q LCD t0 t0 f` O O O O O ° 04 CV M M M M N ca L L17 Co O Co Co Co � O V- 0 0 N 0 0 04 04 CV 04 04 04 04 04 N -0 CD 04 CV CV � � — — — — L 0 0 0 0 0 0 0 0 O m O O O 0 0 0 0 0 0 0 U U U C m t6 t6 U) CL :3 N N N N d) N N N O m CL O O O O O O O O Cz a � O O O O O O O O o p O O 0 0 0 0 0 0 0 p C::) CD O O OOOOO p ? o _ Lri Ln o _o o Lci Lr�Lr�o Ln� r 00 t00 ti r— N - � - —O Q S; ca m N O ti O — c:l- N o a� p N � N Q) C L � O O O O O O O O d. ° ~ f� O O O O O O O O I� o N M:*- O O O O O O O O d. (n Q o Ca G.1 LCD LCD O LCD O O O O a) M p V CO 00 C-0 M t0 M N LCD O Q _ � 00 N 0) LCD N CO 07 �O c N CC ti LCD � M N N t0 t0 N N m Q 0 i :3 f;;3 N f;;3 O N — — � ti N Co U cn � � �6'6'6'� N Cm �' -0 N � _ E C > c o Q' o LCD LCD LCD LCD CO CO CO 0 0 O O O O O O O O — LL V 0 0 0 0 0 0 0 0 O o U O CV CV CV CV CV CV CV N o G� CC f` m;:3- m;:3- N CO f� O � o N 4.1 O O O O C",4 C",4 N LL (/) Co O O 0 N N LCD Co 00 U ti V) 0 0 0 0 0 0 O Q p c ca LL � � U U Cm Cm L p m c c p U U O m N N L m m Op p N o Q C C n N 0 C CD f` o� p U E O o Q w > Q N O q 0 Q O O U U � > -0 c LL E CZ cn cn m ti W O a1 m `'"' o M ' � 0- 0 0 O V N N � c' M 0 p U) M M O O c6 c6 � Q Q L U L+_ cOi� cOn O c c p Q �, L cn cn = c m m m LL �' Q ai o Q ry m Q Q _ U m ai Q m o U (6 (6 v > O O _ _ W N N � U) O O c°N Q ~ E m p <5 LD Q ^ L (� U .o CD ) a) CO ti < CO 00 cn Cn � � Q L V7 `� C o ca C O o Co aj a) m Q U Q W m L a) U _ Cn Cn m Q _ X Lo _ . m O O O N Cn C m N ° VQ m m Q O C En N -- N Q m O 0 0 O ca > ai - .o U m ca N N � U) N CL 2 cn w O N N m > c N _ U� U) H _O H H L o c c ca G.1 O (6 Q (6 (6 M CC U C •U •U U (n O O N — N N G� N m m Q-LCD O_ O_ U U U U QN N O N O O N D p O O > o U m m m m U) x ¢ J LO N N N N L) M m a) a) a) CC x C ca am am am am — N N Lo N O M f` X � m � � � � m O — N — O M 0) m m m m LL ~ En - - - -N O O O O c --- O 6 C/3 E v v v v CL N N N LL LL LL LL Q p L LC/3 C/3 E to QQ� Q� U) U U U U Co z O o U 2014-01-14 Agenda Packet Page 159 Special Tax District Descriptions District Name District/improvement Description This district covers the Eastlake Greens and Trails developments. Facilities financed include street Assessment District 94-1 improvements and utilities along portions of South Greensview Drive, Hunte Parkway, and Olympic Parkway. Revenue Refundin Bonds Series A Bonds(refinanced as of Fiscal Year 2001-2002) This district covers the Salt Creek I development. Facilities financed include street improvements for Assessment District 90-1 a portion of East H Street and utilities serving the development along East H Street, Proctor Valley Road, and Mt. Miguel Road. This district covers the Eastlake Greens, Trails, and Vistas developments. Facilities financed include Assessment District 90-3 street improvements and utilities along North Greensview Drive, Masters Ridge Road, Clubhouse Drive, Greens ate Drive, Eastlake Parkway, and Hunte Parkway. Assessment District 91-1 This district covers a portion of the Eastlake Greens development and finances the widening of approximately 8,500 feet of Telegraph Canyon Road to a six-lane arterial street. Revenue Refunding Bonds Series B Bonds(refinanced as of Fiscal Year 200 1-2002) This district covers the Eastlake Business Center Phase I and Eastlake Village Center. Assessment District 88-1 Improvements consist of the construction/expansion of Otay Lakes Road between Rutgers Avenue and Lane Avenue as a six-lane arterial street. This district covers the Otay Rio Business Park, Coors Amphitheater, and Knott's Soak City. Assessment District 90-2 Facilities financed include the widening of Main Street (Otay Valley Road) to a six-lane arterial street between 1-805 and Nirvana Avenue and includes landscaping, sidewalks, drainage, and some utilities. Assessment District 92-2 This district covers the Chula Vista Auto Park. Improvements include the construction of Auto Park Way, the extension of Brandywine Avenue south of Main Street, and utilities. Special Tax Revenue Refundin Bonds, Series 2013 This district (Improvement Area A) covers the Eastlake Woods and Vistas developments. Proceeds CFD No. 06-1 of the bonded indebtedness of will be used to finance backbone streets and associated 2002 Improvement Area A improvements (i.e. grading, sewer, streets, landscaping, utilities, etc.), Public Facilities DIF p improvements, and traffic enhancement facilities. General description of the proposed facilities Eastlake—Woods,Vistas include: East Olympic Parkway, West Olympic Parkway, Otay Lakes Road, Eastlake Parkway, Hunte Parkway, Proctor Valley Road, Telegraph Canyon Road, and traffic signals. This district covers the McMillin Otay Ranch Village Six development. Proceeds of the bonded indebtedness will be used to finance backbone streets and associated improvements (i.e. grading, sewer, streets, landscaping, utilities, etc.), Public Facilities DIF improvements, and interim CFD No. 2001-2 transportation facilities. General description of the proposed facilities include: Olympic Parkway, La 2003 Special Tax Bonds Media Road South, La Media Road Onsite, La Media Road Offsite, Birch Parkway Offsite, La Media p Bridge, East Olympic Parkway Bridge, and a neighborhood park. This CFD's bonding capacity may McMillin Otay Ranch Village 6 be used for the "Traffic Enhancement Program" within the greater eastern territories of Chula Vista. g g These transportation facilities will be traffic capacity adding improvements and could include the following projects: Telegraph Canyon Road (east of 1-805), Telegraph Canyon Road/1-805 on ramp improvements, Heritage Road (Olympic Parkway to Main Street), and East H Street Road widening. This district covers the Otay Ranch Village Six development. Proceeds of the bonded indebtedness will be used to finance backbone streets and associated improvements (i.e. grading, sewer, streets, CFD No. 08-1 landscaping, utilities, etc.), Public Facilities DIF Improvements, and traffic enhancement facilities. 2003 Special Tax Bonds General description of the proposed facilities include: La Media Road, Olympic Parkway, Otay Lakes Otay Ranch Village Six Road, Birch Road, East Palomar Street, View Park Way, Magdalena Avenue, Santa Elisabeth Avenue, Sutter Buttes Street, and "Traffic Enhancement Program" facilities, and facilities to be financed by Development Impact Program Fees. 2014-01-14 Agenda Packet Page 160 District Name District/improvement Description Special Tax Revenue Refundin Bonds, Series 2013(continued) This district covers the Otay Ranch Village Eleven development. Proceeds of the bonded indebtedness will be used to finance backbone streets and associated improvements (i.e. grading, CFD No. 07-1 sewer, streets, landscaping, utilities, etc.), Public Facilities DIF improvements, and traffic 2004 Special Tax Bonds enhancement facilities. General description of the proposed facilities include: Hunte Parkway, Otay Ranch Village Eleven Eastlake Parkway, Kestral Falls Road, Hidden Path Drive, Windingwalk Street, Discovery Falls Drive, Birch Road, Exploration Falls Drive, Crossroads Street, Evening Star Street, "Traffic Enhancement Program"facilities, and other facilities to be financed by Development Impact Program Fees. This district (Improvement Area B) covers the Eastlake Land Swap development. Proceeds of the CFD No. 06-1 bonded indebtedness will be used to finance backbone streets and associated improvements (i.e. 2004 Improvement Area B grading, sewer, streets, landscaping, utilities, etc.), Public Facilities DIF Improvements, and traffic p enhancement facilities. General description of the proposed facilities include: East Olympic Parkway, Eastlake—Land Swap West Olympic Parkway, Otay Lakes Road, Eastlake Parkway, Hunte Parkway, Proctor Valley Road, Telegraph Canyon Road, and traffic signals. Series 2005A Revenue Refundin Bonds This covers the Rancho del Rey development. Improvements financed include the construction of RAD 2005-1 East H Street, as well as water, sewer, and storm drain facilities in this area. It also financed the (AD 87-1 and AD 88-2) widening of approximately 6,600 feet of Otay Lakes Road to a four-lane arterial with associated storm drains, sidewalks, and landscaping. RAD 2005-2 This district covers the Otay Ranch Village One development. Facilities financed include street 97-2 improvements and utilities along portions of Paseo Ranchero, Telegraph Canyon Road, East (AD ) Palomar Street and Monarche Drive. CFD No. 97-3 This district covers the Otay Ranch McMillin SPA One development. Improvements include the Otay anch McMillin SPA One construction and/or improvements of La Media Road, East Palomar Street, Santa Cora Avenue, Y Olympic Parkway, as well as a master utilities loop and pedestrian bridge. This district covers the Otay Ranch SPA One development. Proceeds of the bonded indebtedness will be used to finance backbone streets and associated improvements (i.e. grading, sewer, streets, CFD No. 99-1 landscaping, utilities, etc.), Public Facilities DIF Improvements, and pedestrian bridges. General Otay anch SPA One description of the proposed facilities include: Olympic Parkway Phases 1 and 2, Paseo Ranchero Y Phase 2, East Palomar, those facilities to be financed from proceeds of Public Facilities Development Impact Fees, those facilities to be financed from the proceeds of Pedestrian Bridges Development Impact Fees, slope landscaping, and environmental mitigation costs for Olympic Parkway. This district covers the Sunbow II (Villages 5 through 10) development. Proceeds of the bonded indebtedness will be used to finance backbone streets and associated improvements (i.e. grading, CFD No. 2000-1 sewer, streets, landscaping, utilities, etc.), and Public Facilities DIF Improvements. General description of the proposed facilities include: Telegraph Canyon Road, Medical Center Sunbow II (Villages 5— 10) Road/Brandywine Avenue East Palomar Ofsite sewer improvements, Olympic Parkway, Paseo Ladera, Medical Center Court, and those facilities to be financed from proceeds of Public Facilities Development Impact Fees. This district covers the San Miguel Ranch development. Proceeds of the bonded indebtedness will CFD No. 2001-1 be used to finance backbone streets and associated improvements (i.e. grading, sewer, streets, Improvement Area A landscaping, utilities, etc.), and Public Facilities DIF Improvements, and interim transportation p facilities. General description of the proposed facilities include: Mt. Miguel Road East, Proctor Valley San Miguel Ranch Road East Calle La Marina Paseo Vera Cruz Calle La Quinta and those facilities to be financed from the proceeds of Public Facilities Development Impact Fees. This district covers McMillin Otay Ranch Village Seven development. Proceeds of the bonded CFD No. 12-1 indebtedness will be used to finance backbone streets and associated improvements (i.e. grading, 2005 Special Tax Bonds sewer, streets, landscaping, utilities, etc.), and Public Facilities DIF Improvements. General p description of the proposed facilities include: Magdalena Avenue, Wolf Canyon Loop, Bob Pletcher McMillin Otay Ranch Village Seven Way, Santa Luna Way, Birch Road and Rock Mountain Road. This CFD's bonding capacity may be used for offsite facilities to be financed by Transportation Development Impact Fees, Public Facilities Development Impact Fees, and Poggi Canyon and Salt Creek Sewer Fees. 2014-01-14 Agenda Packet Page 161 District Name District/improvement Description This district covers the San Miguel Ranch development. Proceeds of the bonded indebtedness will be used to finance backbone streets and associated improvements (i.e. grading, sewer, streets, CFD No. 2001-1 landscaping, utilities, etc.), Public Facilities DIF improvements, and interim transportation facilities. 2005 Improvement Area B General description of the proposed facilities include: Mt. Miguel Road West, Proctor Valley Road p West, and those facilities to be financed from the proceeds of Public Facilities Development Impact San Miguel Ranch Fees. This CFD's bonding capacity may be used for certain SR-125 interim transportation facilities within the greater eastern territories of Chula Vista, which may include interim SR-125 and 1-805/East H Street additional on-ramp lane to 1-805. This district covers the Otay Ranch Village Seven development. Proceeds of the bonded indebtedness will be used to finance backbone streets and associated improvements (i.e. grading, CFD No. 13-1 sewer, streets, landscaping, utilities, etc.), public facilities, and Development Impact Fee 2006 Special Tax Bonds Improvements. General description of the proposed facilities include: La Media Road, Magdalena p Avenue, backbone sewer and paving, Fleishbein Street, Kincaid Avenue, trail system/storm drain Otay Ranch Village Seven system, Santa Luna Street and slop e landscaping. This CFD's bonding capacity may be used for offsite facilities to be financed by Transportation Development Impact Fees and Public Facilities Development Impact Fees. This district covers the Otay Ranch Village Eleven development. Proceeds of the bonded indebtedness will be used to finance backbone streets and associated improvements (i.e. grading, CFD No. 07-1 sewer, streets, landscaping, utilities, etc.), Public Facilities DIF improvements, and traffic 2006 Special Tax Bonds enhancement facilities. General description of the proposed facilities include: Hunte Parkway, Otay Ranch Village Eleven Eastlake Parkway, Kestral Falls Road, Hidden Path Drive, Windingwalk Street, Discovery Falls Drive, Birch Road, Exploration Falls Drive, Crossroads Street, Evening Star Street, "Traffic Enhancement Program"facilities, and other facilities to be financed by other Development Impact Program Fees. 2014-01-14 Agenda Packet Page 162 lw U.— sr � Co.TAU LLI a) 12 C) E C) 0 %* 0 C) L) 0 WZ 15 qL > CD ga) 0 Ljj CD CD CD 22� = CD o LT < U)L) Ln CL "z" >'o H LL .2 U)r- a)U)a- U) z uiIL C) LU Al ANN& o. V- ih C6 00 000� C4 Z" • we 9 00 .4 L � LZ �6 a 0- %.0 • 000 7 lzJ (je R It 000 00 �l 00 00 m 00 00 C:) 0 0 0 C) < < < %L oho C6 LO (D 0 V. .0 0.0 0 Co CL C) s K1% 000 Cl) CL 6- 0 CO." o 4ho Ap E LLr= 0 1. t5 L-2 L-2 All 0 C, Jo 0 z qn CD o �E MT 2014-01-14 Agenda Packet Page 163 a U * fj w� y c to) + u IL 7 m y E u'c o m 3 ++ E a E p -O o O U p 9] # O-j- r1 b R LLJ Z N Z m— • • �10 CD ui o Z-a � _ o Z a J 2 C Ice 0 N p W o Y CD ZM 0 o �! Z* cn U 0 m IL - - a yY �j Z N O W cu O LL 'f � .�to c Ln U)D {� IL ntj ca � "'Poo Ice - 0 11,1111,iilllllllilllllllllllIll ors.._ -- - RI u C:) z V Glow, \ U� �o * ry c° 00 � N Q ., V �. LL. r N � V e� O N LL 00 0 0 0 0 LL LL LL LL U U U U i V M 0 LL 1 - � 0000 V O r34 V w N M O LL LL LL LL 0 U U U U 0000 ';.• V H 0 0 }' V U U a 2 H #. 0 t} IL 7 l>L - { 6 Aic ILI Olky U Y K 20i4-01-14 A n P k P2ae 164 RESOURCES UPDATED DECEMBER 2013 44Z CITY OF CHULAVISTA .90=44 Agenda PaGket Page I 2014-01-14 Agenda Packet Page 166 L_,.Definition gLTerms - AMORTIZATION: the planned reduction of a debt obligation according to a stated maturity or redemption schedule. ASSESSMENT DISTRICT (AD): is a community which is charged a special assessment against the parcels within it for certain public improvement projects. The special assessment may only be levied against parcels that have been identified as having received a direct and unique benefit from the public project. BOND: a security that represents an obligation to pay a specified amount of money on a specific date in the future, typically with periodic interest payments. BOND COUNSEL: an attorney (or firm of attorneys) retained by the issuer to give a legal opinion concerning the validity of the securities. The bond counsel's opinion usually addresses the subject of tax exemption. Bond counsel may prepare, or review and advise the issuer regarding authorizing resolutions or ordinances, trust indentures, official statements, validation proceedings and litigation. BOND INSURANCE: bond insurance is a type of credit enhancement whereby a monoline insurance company indemnifies an investor against a default by the issuer. In the event of a failure by the issuer to pay principal an interest in-full and on- time, investors may call upon the insurance company to do so. Once assigned, the municipal bond insurance policy generally is irrevocable. The insurance company receives an up-front fee, or premium, when the policy is issued. CALL OPTION: the right to redeem a bond prior to its stated maturity, either on a given date or continuously. The call option is also referred to as the optional redemption provision. Often a "call premium" is added to the call option as compensation to the holders of the earliest bonds called. Generally, the earliest callable bonds called carry a 102% premium, the next earliest is a 101% premium, and the balance of the bonds are called at par value. CAPITALIZED INTEREST: bond proceeds which are reserved to pay interest on an issue for a period of time early in the term of the issue. CERTIFICATE OF PARTICIPATION (COP): a type of financing where an investor purchases a share of the lease revenues of a program or particular project. COMMUNITY FACILITIES DISTRICT (CFD): more commonly known as Mello-Roos districts. These districts are created under the Mello-Roos Act, which gave local government agencies means of obtaining community funding. Funding obtained is usually used to finance public improvements and services. The tax is imposed on the property owners within the specific district benefiting from the public improvements and services. COMPETITIVE SALE: a method of sale where underwriters submit proposals for the purchase of a new issue of municipal securities and the securities are awarded to the underwriter presenting the best bid. The underwriting of securities in this manner is also referred to as a"public sale" or"competitive bid" CONTINUING DISCLOSURE: the requirement by the Securities and Exchange Commission (SEC) for most issuers of municipal debt to provide current financial information to the informational repositories for access by the general marketplace. COST OF ISSUANCE: the costs incurred by the bond issuer during the planning and sale of securities. These costs include but are not limited to financial advisory and bond counsel fees, printing and advertising costs, rating agencies fees, and other expenses incurred in the marketing of an issue. DEBT SERVICE: the amount necessary to pay principal and interest requirements on outstanding bonds for a given year or series of years. 2014-01-14 Agenda Packet Page 167 DEBT SERVICE RESERVE FUND: the fund into which moneys are placed which may be used to pay debt service if pledged revenues are insufficient to satisfy the debt service requirements. The debt service reserve fund may be entirely funded with bond proceeds, or it may only be partly funded at the time of the issuance and allowed to reach its full funding requirement over time, due to the accumulation of pledged revenues. DEFAULT: the failure to pay principal or interest in full or on time. FINANCIAL ADVISOR: a consultant who advises an issuer on matters pertinent to a debt issue, such as structure, sizing, timing, marketing, pricing, terms, and bond ratings. FITCH INVESTORS SERVICE: a financial services company founded in 1913, which provides investors with an independent assessment of credit worthiness of debt obligations. INTEREST: the amount paid by a borrower as compensation for the use of borrowed money. This amount is generally calculated as an annual percentage of the principal amount. ISSUER: the legal entity that is borrowing money by issuing bonds. MOODY'S INVESTORS SERVICE, INC.: a financial service company, which has provided ratings for municipal securities and other financial information to investors. NEGOTIATED SALE: the sale of a new issue of municipal securities by an issuer directly to an underwriter selected by the issuer. Among the primary points of negotiation of an issuer are the interest rate, call features and purchase price of the issue. The sale of a new issue of securities in this manner is also known as a negotiated underwriting. NET INTEREST COST (NIQ: the overall rate of interest to be paid by the issuer over the life of the bonds. The method used to computing the interest expense to the issuer of bonds, which may serve as the basis of award in a competitive sale. NIC takes into account any premium or discount applicable to the issue, as well as the dollar amount of coupon interest payable over the life of the issue. OFFICIAL STATEMENT (FOS): a document published by the issuer which generally discloses material information on a new issue of municipal securities including the purposes of the issue, how the securities will be repaid, and the financial, economic and social characteristics of the issuing government. Investors may use this information to evaluate the credit quality of the securities. ORIGINAL ISSUE DISCOUNT (OID Discount): the amount by which the public offering price of a security at the time of its original issuance is at a price lower than its PAR amount, or face value. ORIGINAL ISSUE PREMIUM (OID Premium): the amount by which the public offering price of the security at the time of its original issuance exceeded its PAR amount, or face value. PAR AMOUNT: the stated or face value of a security. The PAR amount can also be viewed as the original debt of the bond offering. PLEDGED ASSETS: assets that are guaranteed by the issuer as security for the bonds PREPAYMENT PERIOD (CALL DATES): the date on which the security can be redeemed before maturity. If there is a benefit to refinancing the issue, the bond may be redeemed on the call date at the PAR or at a small premium to PAR. PRINCIPAL: the face amount or par value of a security payable on the maturity date. 2014-01-14 Agenda Packet Page 168 PROJECT FUND: a fund, sometimes referred to as a "construction fund", under the bond contract in which bond proceeds and other available moneys are deposited pending disbursement to pay costs of the financed project. REFUNDING: a procedure whereby an issuer refinances an outstanding bond issue by issuing new bonds. STANDARD & POOR'S CORPORATION (S&P): a financial service company that provides ratings for municipal securities and other financial information to investors. TAX ALLOCATION BONDS (TAB): bonds issued in conjunction with a redevelopment project. The taxes pledged to their repayment come from the increase of assessed value over and above a pre-established base. The redevelopment creates this added value, known as the tax increment. TRUE INTEREST COST (TIC): a measure of the interest cost of an issue that accounts for the time value of money. Under this method of computing the interest expense to the issuer of bonds, true interest cost is defined as the rate, compounded semi-annually, necessary to discount the amounts payable on the respective principal and interest payment dates to the purchase price received for the new issue of bonds. TERM: with respect to a single bond, the period of time until the maturity date of the bond. With the respect to an issue, the period until the maturity date of the last bond of the issue to mature. UNDERWRITER: purchaser of the bonds from the issuer with the intent to resell the bonds to investors. 2014-01-14 Agenda Packet Page 169 ATTACHMENT 3 CITY OF CHULA VISTA ADMINISTRATIVE DISCLOSURE PROCEDURES PURPOSE In furtherance of the City's Debt Policy, the purpose of these Disclosure Procedures (the "Procedures") is to memorialize and communicate procedures in connection with obligations, including notes, bonds and certificates of participation, issued by the City of Chula Vista (the "City") so as to ensure that the City continues to comply with all applicable disclosure obligations and requirements under the federal securities laws. BACKGROUND The City of Chula Vista from time to time issues certificates of participation, pension obligation bonds, revenue bonds, notes or other obligations, (collectively, "Obligations") in order to fund or refund capital investments, other long-term programs and working capital needs. In offering Obligations to the public, and at other times when the City makes certain reports, the City must comply with the "anti-fraud rules" of federal securities laws. ("Anti-fraud rules"refers to Section 17 of the Securities Act of 1933 and Section 10(b) of the Securities and Exchange Act of 1934, and regulations adopted by the Securities and Exchange Commission under those Acts,particularly"Rule I Ob-5"under the 1934 Act.) The core requirement of these rules is that potential investors in Obligations must be provided with all"material" information relating to the offered Obligations. The information provided to investors must not contain any material misstatements, and the City must not omit material information which would be necessary to provide to investors a complete and transparent description of the Obligations and the City's financial condition. In the context of the sale of securities, a fact is considered to be "material" if there is a substantial likelihood that a reasonable investor would consider it to be important in determining whether or not to purchase the securities being offered. When the City issues Obligations, the two central disclosure documents which are prepared are a preliminary official statement ("POS") and a final official statement ("OS", and collectively with the POS, "Official Statement"). The Official Statement generally consists of(i)the forepart(which describes the specific transaction including maturity dates, interest rates, redemption provisions, the specific type of financing, the leased premises (in certificate of participation financings) and other matters particular to the financing, (ii) Appendix A, which provides information on the City's financial condition as well as certain economic and demographic information concerning the City and (iii) various other appendices, including the City's audited financial report, form of the proposed legal opinion, and form of continuing disclosure undertaking. Investors use the Official Statement as one of their primary resources for making informed investment decisions regarding the City's Obligations. ENGAGEMENT OF OUTSIDE DISCLOSURE COUNSEL The City engages outside legal counsel with expertise in securities laws for advice with respect to the City's disclosure obligations and requirements under the federal securities laws ("Disclosure Counsel"). Disclosure Counsel assists the City in preparing the Official Statement (including Appendix A), and reviews all new data and updates to the Official Statement. Throughout the process of receiving and incorporating material, Disclosure Counsel provides advice as to standards of materiality and other securities law issues. Disclosure Counsel has a confidential, attorney-client relationship with officials and staff of the City. OHS WEST:261248533.2 2014-01-14 Agenda Packet Page 170 Disclosure Counsel provides a negative assurance letter as to the disclosure set forth in the Official Statement for each City Obligation. The letter advises the City and the Obligations underwriters that as a matter of fact and not opinion that no information came to the attention of the attorneys working on the transaction which caused them to believe that Official Statement as of its date and as of the date of their letter (except for any financial, statistical, economic or demographic data or forecasts, charts, tables, graphs, estimates, projections, assumptions or expressions of opinion, and other customary exclusions), contained or contains any untrue statement of a material fact or omitted or omits to state any material fact necessary to make the statements therein, in light of the circumstances under which they were made, not misleading DISCLOSURE PROCESS When the City determines to issue Obligations, the Finance Department staff requests the involved departments to commence preparation of the portions of the Official Statement (including particularly Appendix A) for which they are responsible. While the general format and content of the Official Statement does not normally change substantially from offering to offering, except as necessary to reflect major events, the City Manager, Finance Department and City Attorney staff are separately responsible for reviewing and preparing or updating certain portions of Appendix A which are within their particular area of knowledge. Additionally, all participants in the disclosure process are separately responsible for reviewing the entire Official Statement. Disclosure Counsel assists the City Manager and staff in determining the materiality of any particular item, and in the development of specific language in Appendix A. Disclosure Counsel also assists the City in the development of a "big picture" overview of the City's financial condition, included in the forepart of the Official Statement. This overview highlights particular areas of concern. The Finance Director/Treasurer schedules one or more meetings or conference calls of the financing team working group (which includes City officials, the City's financial advisor, Disclosure Counsel, Bond Counsel, the underwriter of the Obligations, and their counsel), and new drafts of the forepart of the Official Statement and Appendix A are circulated and discussed. During this part of the process, there is substantial contact among City staff, other members of the financing team and Disclosure Counsel, to discuss issues which may arise, determine the materiality of particular items and ascertain the prominence in which the items should be disclosed. Prior to distributing a POS to potential investors, there is a formal meeting which includes City officials involved in the preparation of the POS and the underwriters and their counsel, during which the Official Statement is reviewed in its entirety,page by page or section by section,to obtain final comments and to allow the underwriters to ask questions of the City's senior officials. This is referred to as a "due diligence"meeting. Between the POS and final OS, any new changes and developments will have been incorporated into Appendix A if required by the entity responsible for the applicable portion of the Appendix A. If necessary to reflect developments following publication of the POS or OS, as applicable, supplements will be prepared and published. In connection with the closing of the transaction, one or more senior City officials execute a certificate stating that the Official Statement, as of the date of each OS and as of the date of closing, does not contain any untrue statement of material fact or omit to state any material fact necessary to make the statements contained in the Official Statement in light of the circumstances under which they were made, not misleading. 2 2014-01-14 Agenda Packet Page 171 APPENDIX A The information contained in Appendix A is primarily developed by personnel at the City Manager's Office, Finance Department and City Attorney's Office. In certain circumstances, including when City Obligations are secured by particular revenues (such as revenues from Development Impact Fees), additional officials will be involved, as necessary. In addition, the City's financial adviser participates throughout the process of preparing the Official Statement and developing the structure of the financing. The following principles govern the work of the respective staffs that contribute information to Appendix A: • City staff involved in the disclosure process are responsible for being familiar with federal securities laws as they relate to disclosure. • City staff involved in the disclosure process should be instructed to err on the side of raising issues when preparing or reviewing information for disclosure. Officials and staff are encouraged to consult with Disclosure Counsel if there are questions regarding whether an issue is material or not. • Care should be taken not to shortcut or eliminate any steps outlined in the Procedures on an ad hoc basis. However, the Procedures are not necessarily intended to be a rigid list of procedural requirements, but instead to provide guidelines for disclosure review. If warranted, based on experience during financings or because of additional SEC pronouncements or other reasons, the City should consider revisions to the Procedures. • The process of updating Appendix A from transaction to transaction should not be viewed as being limited to updating tables and numerical information. While it is not anticipated that there will be major changes in the form and content of Appendix A at the time of each update, everyone involved in the process should consider the need for revisions in the form, content and tone of the sections for which they are responsible at the time of each update. • The City must make sure that the particular officials involved in the disclosure process are of sufficient seniority such that it is reasonable to believe that, collectively, they are in possession of material information relating to the City and its finances. TRAINING Periodic training for the staff involved in the preparation of the Official Statement (including Appendix A) is coordinated by the Director of Finance/Treasurer and City Attorney's Offices, with the assistance of Disclosure Counsel. These training sessions are provided to assist staff members involved in identifying relevant disclosure information to be included in Appendix A. The training sessions also provide an overview of federal laws relating to disclosure, situations in which disclosure rules apply, the purpose of the Official Statement and Appendix A, a description of previous SEC enforcement actions and a discussion of recent developments in the area of municipal disclosure. Attendees at the training sessions are provided the opportunity to ask questions of Disclosure Counsel concerning disclosure obligations and are encouraged to contact Disclosure Counsel at any time if they have questions. ANNUAL CONTINUING DISCLOSURE REQUIREMENTS In connection with the issuance of Obligations, the City has entered into a number of contractual agreements ("Continuing Disclosure Certificates") to provide annual reports related to its financial condition (including its audited financial statements) as well as notice of certain events relating to the Obligations specified in the Continuing Disclosure Certificates. The City must comply with the specific 3 2014-01-14 Agenda Packet Page 172 requirements of each Continuing Disclosure Agreement. The City's Continuing Disclosure Certificates require that the annual reports be filed between 210 and 270 days (depending on the issuance) after the end of the City's fiscal year, and event notices are required to be filed within 10 days of their occurrence. Specific events which require "material event"notices generally consist of the following: (a) Any of the following events with respect to the Obligations (in a timely manner not more than ten(10)business days after the event): 1. Principal and interest payment delinquencies; 2. Unscheduled draws on debt service reserves reflecting financial difficulties; 3. Unscheduled draws on credit enhancements reflecting financial difficulties; 4. Substitution of credit or liquidity providers, or their failure to perform; 5. Issuance by the Internal Revenue Service of proposed or final determination of taxability or of a Notice of Proposed Issue(IRS Form 5701 TEB); 6. Tender offers; 7. Defeasances; 8. Rating changes; or 9. Bankruptcy, insolvency,receivership or similar event of the obligated person. (b) Any of the following events with respect to the particular Obligations, if material: 1. Unless described in paragraph 5(a)(5), adverse tax opinions or other material notices or determinations by the Internal Revenue Service with respect to the tax status of the particular Obligations or other material events affecting the tax status of the Series 2013 Bonds; 2. Modifications to rights of holders of the particular Obligations; 3. Optional,unscheduled or contingent calls of the particular Obligations; 4. Release, substitution, or sale of property securing repayment of the particular Obligations; 5. Non-payment related defaults; 6. The consummation of a merger, consolidation, or acquisition involving an obligated person or the sale of all or substantially all of the assets of the obligated person, other than in the ordinary course of business, the entry into a definitive agreement to undertake such an action or the termination of a definitive agreement relating to any such actions, other than pursuant to its terms; or 7. Appointment of a successor or additional trustee or the change of name of a trustee. The Finance Director/Treasurer shall be responsible for preparing and filing the annual reports and material event notices required pursuant to the Continuing Disclosure Certificates. Particular care 4 2014-01-14 Agenda Packet Page 173 shall be paid to the timely filing of any changes in credit ratings on Obligations (including changes resulting from changes in the credit ratings of insurers of particular Obligations). 5 2014-01-14 Agenda Packet Page 174 f Ire. City of Chula Vista t" CM OF CKVLAMSTA Legislation Details (With Text) File#: 14-0008 Name: Type: Closed Session Item Status: Agenda Ready File created: 1/6/2014 In control: City Council On agenda: 1/14/2014 Final action: Title: CONFERENCE WITH LEGAL COUNSEL--ANTICIPATED LITIGATION Initiation of litigation pursuant to Government Code Section 54956.9(c). One Case. Sponsors: Indexes: Code sections: Attachments: Date Ver. Action By Action Result CONFERENCE WITH LEGAL COUNSEL--ANTICIPATED LITIGATION Initiation of litigation pursuant to Government Code Section 54956.9(c). One Case. City of Chula Vista Page 1 of 1 Printed on 1/9/2014 2014-01-14 Agenda Packet Page 15 pawere by Legistar TM