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HomeMy WebLinkAboutApn G - GeotechnicalAPPENDIX G Geotechnical Report ADVANCED GEOTECHNICAL SOLUTIONS, INC. REVISED GEOTECHNICAL INVESTIGATION VILLAGE 8 WEST OTAY RANCH CHULA VISTA, CA For: OTAY LAND COMPANY October 22, 2010 P/W 1009-05 Report No. 1009-05-B-2 October 22, 2010 Page i P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. TABLE OF CONTENTS 1.0 INTRODUCTION .................................................................................................................... 2 1.1 Background and Purpose ............................................................................................. 2 1.2 Scope of Study ............................................................................................................. 2 1.3 Project Location and Description ................................................................................. 3 1.4 Land Use ...................................................................................................................... 3 1.5 Proposed Development ................................................................................................ 4 1.6 Previous Geotechnical Studies ..................................................................................... 4 2.0 GEOLOGIC SETTING ............................................................................................................ 5 2.1 Regional. ...................................................................................................................... 5 2.2 Stratigraphy .................................................................................................................. 5 2.2.1 Santiago Peak Volcanics (Map Symbol Jsp) ...................................................... 5 2.2.2 Unnamed Fanglomerate Deposits (Map Symbol Tfg) ........................................ 6 2.2.3 Otay Formation (Map Symbol 00) ..... ................................................... 6 2.2.4 Terrace Deposits (Map Symbol Qt) ..... .............................................................. 7 2.2.5 Alluvium (Map Symbol Qal) ............... : ............................................................ 7 2.2.6 Topsoil ................................................. .............................................................. 8 2.2.7 Artificial Fills (Map Symbol af) .......... .............................................................. 8 2.3 Geologic Structure/Tectonic Setting ............. .............................................................. 8 2.3.1 Tectonic Framework ............................ .............................................................. 8 2.3.2 Regional Faulting ................................. .............................................................. 8 2.3.3 Site Geologic Structure ........................ .............................................................. 9 2.4 Groundwater ................................................. .............................................................. 9 2.5 Mass Wasting ................................................ ............................................................ 10 2.6 Seismic Hazards ............................................ ............................................................ 10 2.6.1 Surface Fault Rupture .......................... ............................................................ 10 TABLE 2-1 .................................................... ............................................................ 11 2.6.2 Ground Motion ..................................... ............................................................ 11 TABLE 2-2 .................................................... ............................................................ 12 2.6.3 Liquefaction ......................................... ............................................................ 13 2.6.4 Seismically-Induced Landsliding ......... ............................................................ 13 2.6.5 Seiches and Tsunamis .......................... ............................................................ 14 3.0 ENGINEERING ANALYSES .................................. ............................................................ 14 3.1 Material Properties ........................................ ............................................................ 14 3.1.1 Excavation Characteristics ................... ............................................................ 14 3.1.2 Compressibility .................................... ............................................................ 15 3.1.3 Expansion Potential .............................. ............................................................ 15 3.1.4 Earthwork Adjustments ........................ ............................................................ 16 October 22, 2010 Page ii P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. TABLE 3-1 ................................................................................................................. 16 3.1.5 Chemical Analyses ............................................................................................ 16 3.2 Slope Stability ............................................................................................................ 17 4.0 GEOTECHNICAL CONCLUSIONS AND RECOMMENDATIONS ................................. 17 4.1 Site Preparation and Removals ........ ......................................................................... 17 TABLE 4-1 ....................................... ......................................................................... 18 4.2 Slope Stability Remediation ............ ......................................................................... 19 4.2.1 Cut Slopes ............................... ......................................................................... 19 4.2.2 Fill Slopes ................................ ......................................................................... 19 4.2.3 Terrace Drains ......................... ......................................................................... 20 4.2.4 Natural Slopes ......................... : ....................................................................... 20 4.3 Overexcavation of Building Pads and Streets ............................................................ 20 4.4 Subsurface Drainage .................................................................................................. 21 4.5 Construction Staking and Survey ............................................................................... 22 4.6 Settlement Monitoring ............................................................................................... 22 4.7 Earthwork Considerations .......................................................................................... 23 4.7.1 Compaction Standards ....................................................................................... 23 4.7.2 Documentation of Removals and Drains .......................................................... 23 4.7.3 Treatment of Removal Bottoms ........................................................................ 23 4.7.4 Fill Placement .................................................................................................... 23 4.7.5 Benching ........................................................................................................... 24 4.7.6 Mixing ............................................................................................................... 24 4.7.7 Fill Slope Construction ...................................................................................... 24 4.7.8 Oversized Materials ........................................................................................... 25 4.7.8.1 Rock Blankets .................................................................................... 25 4.7.8.2 Rock Windrows ................................................................................. 26 4.7.8.3 Individual Rock Burial ....................................................................... 27 4.7.8.4 Rock Disposal Logistics .................................................................... 27 4.8 Haul Roads ................................................................................................................. 27 4.9 Import Materials ......................................................................................................... 27 5.0 DESIGN RECOMMENDATIONS ........................................................................................ 28 5.1 Structural Design - Residential .................................................................................. 28 5 .1.1 Foundation Design ........................................................................................... 29 5.l.2 Post- Tensioned Slab Foundation System Design Recommendations ............... 29 5.1.3 Conventional Slab Recommendations .............................................................. 30 5.l.4 Total & Differential Settlement.. ....................................................................... 30 5.1.5 Deepened Footings and Structural Setbacks .................................................... 31 FIGURE 1 .................................................................................................................. 31 5.1.6 Backyard Improvements ................................................................................... 32 5.1.7 Miscellaneous Foundation Recommendations .................................................. 32 5.2 Retaining Wall Design ............................................................................................... 32 5.2.1 Earth Pressure Coefficients - Select Backfill.. .................................................. 32 October 22, 2010 Page iii P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. 5.2.2 Other Design Considerations ............................................................................33 5.2.3 Waterproofing and Drainage System ................................................................ 33 FIGURE 2 .................................................................................................................. 34 5.3 Other Design and Construction Recommendations ................................................... 34 5.3.1 Site Drainage ..................................................................................................... 34 5.3.2 Concrete Flatwork and Lot Improvements ....................................................... 34 5.3.3 Utility Trench Excavation ................................................................................. 35 5.3.4 Utility Trench Backfill ...................................................................................... 35 5.4 Preliminary Pavement Design .......................................................................................... 36 TABLES-I .............................................................................................................................. 36 6.0 FUTURE STUDY NEEDS .................................................................................................... 37 7.0 LIMITATIONS ...................................................................................................................... 37 APPENDIX A - REFERENCES APPENDIX B - SUBSURFACE INVESTIGATION APPENDIX C - LABORATORY TESTING APPENDIX D - SLOPE STABILITY CALCULATIONS APPENDIX E - EARTHWORK SPECIFICATIONS AND GRADING DETAILS APPENDIX F - HOMEOWNERS MAINTENANCE GUIDELINES POCKET ENCLOSURES: SHEETS 3 through 5 and 7 PLATE 1 ADVANCED GEOTECHNICAL SOLUTIONS, INC. 529 West 4th Street, Suite B Escondido, California 92025 Telephone: (619) 850-3980 Fax: (714) 409-3287 ORANGE AND L.A. COUNTIES INLAND EMPIRE SAN DIEGO AND IMPERIAL COUNTIES (714) 786-5661 (619) 708-1649 (619) 850-3980 OTAY LAND COMPANY October 22, 2010 1903 Wright Place, Suite 220 P/W 1009-05 Carlsbad, CA 92008-1420 Report No. 1009-05-B-2 Attention: Mr. Curt Noland Vice President Subject: Geotechnical Investigation, Otay Ranch, Village 8 West, Chula Vista, California References: Appendix A Gentlemen: Presented herein is Advanced Geotechnical Solutions, Inc. (AGS) revised Geotechnical Investigation for Otay Ranch, Village 8 West, Chula Vista, California. AGS has been retained by Otay Land Company to complete the geotechnical services supporting the EIR and Tentative Tract submittal and approval process for this project. Signatories on this report have previous experience on this project and have accepted the findings and recommendations from the reports prepared on the project by Pacific Soils Engineering, Inc. (PSE). Based upon this previous work, AGS will become the Geotechnical Engineer and Engineering Geologist of record for the project. The purpose of this revision to the Geotechnical Investigation is to address outstanding review comments on the May 26, 2010 Geotechnical Investigation report prepared by PSE. An EIR level investigation was prepared by PSE (2006) based upon subsurface work compiled in 2004 (PSE). That information and data is included herein. In response to outstanding review comments, the May 26, 2010 document was published by PSE. Additional review comments have been provided addressing that submittal and this document has been produced to respond to those comments via a revised version of the May 26, 2010 report. Presented in this transmittal is explanatory text and geotechnical maps and cross sections utilizing the most current Tentative Tract Map (dated August 11, 2010) prepared by Hale Engineering (Sheets 3 through 5, & 7 of 7). October 22, 2010 Page 2 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. AGS appreciates the opportunity to provide you with geotechnical consulting services on this project. If you have questions concerning this report, please do not hesitate to contact the undersigned at (619) 708- 1649 Respectfully submitted, a Advanced Geotechnical Solutions, Inc. ___________________________________ __________________________________ JEFFREY A. CHANEY, Vice President PAUL DE RISI, Vice President RCE 46544/RGE 2314, Reg. Exp. 6-30-11 CEG 2536, Reg. Exp. 5-31-11 Distribution: (8) Addressee (1) Hale Engineering, Attn: John Hayes (pdf) October 22, 2010 Page 3 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. 1.0 INTRODUCTION 1.1 Background and Purpose The purpose of this report is to provide a "Tentative Tract Level" (TTM) geotechnical study of Portions of Otay Ranch, Village 8 West, Chula Vista, California that may be utilized to support the EIR submittal. This report has been revised to geotechnically address the most current TTM design prepared by Hale Engineering and to integrate responses to outstanding City of Chula review comments. This report has been prepared in a manner consistent with City of Chula Vista geotechnical report guidelines and the current standard of practice. Geotechnical conclusions and recommendations are presented herein and items addressed include: 1.) Unsuitable soil removals; 2.) Cut, fill and natural slope stability and remedial grading, where necessary; 3.) Buttress/Stabilization fill requirements; 4.) Cut/fill pad over excavation criteria; 5.) Remedial and design grading recommendations; 6.) Handling and disposal of oversize hard earth materials and 6.) Foundations design recommendations based upon anticipated as graded soil conditions. 1.2 Scope of Study This study is aimed at providing geotechnical/geologic conclusions and recommendations for development of TTM for residential uses, attendant streets, parks, school and open space areas. The scope of this study included the following tasks:  Review of readily available maps, literature and aerial photographs (Appendix A).  Review of site geologic mapping conducted by PSE and refinement by AGS for this report.  Compilation of previous subsurface data from PSE (2004) including seventy-three (73) backhoe test pits and sixteen (16) bucket auger borings that were also included in the subsequent 2006 EIR study (Appendix B). This data has been plotted onto the current Tentative Tract map for Village 8 West (Sheets 3 through 5, and 7 of 7) prepared by Hale Engineering (dated August 11, 2010).  Compilation of previous laboratory testing conducted by PSE (Appendix C).  Preparation of geologic cross sections (Plate 1)  Stability analysis of both the highest cut and fill slopes (Appendix D)  Data analyses in relation to the site specific proposed improvement.  Analysis of the excavation characteristics (i.e. rippability) of onsite bedrock materials.  Discussion of pertinent geologic and geotechnical topics.  Preparation of this report and accompanying exhibits. October 22, 2010 Page 4 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. 1.3 Project Location and Description The subject tentative map is part of the larger Otay Ranch Master Planned Community. Specifically, this report covers portions of Otay Ranch, Village 8 West. The 320-acre property is rectangular-shaped, and is located along the southern portions of the Otay Mesa, north of the Otay River (Figure 1). The site consists of two (2) bedrock controlled, topographic regimes. The north and east portions are underlain by Otay Formation and consist of gently rolling terrain that is punctuated by south flowing "V"-shaped drainages. Most drainages are broad and relatively shallow; however, locally along incised flow-lines, gradients on the order of 1.5: 1 (horizontal to vertical) or steeper exist. Low-relief river terraces superjacent to the Otay River occupy the southernmost portion of this terrain. The southwest portion of the parcel reflects of more rugged terrain underlain by Santiago Peak Volcanics. Surface outcrops and large in-place exposed boulders are common, reflecting the bedrocks resistant character. Approximately 37.3 acres of slopes with gradients greater than 25% are present within the project limits. This area is referred to as Rock Mountain and relief over the volcanic area within project limits is over 300 feet (Sheet 4). The southerly extension of the offsite 30 foot access road for the proposed sewer, storm drain, and water mains extends approximately 4,000 feet traversing through relatively level Terrace deposits before it drops into the alluviated Otay River drainage. 1.4 Land Use Current and past use includes light agriculture such as dry farming and pasture. A 19.6-acre City of San Diego reservoir occupies the central part of the site (Sheet 3). Reservoir-associated large- diameter aqueducts forming the Coronado Wye traverse the site at the approximate locations shown on Sheets 3, 4, 5 and 7. The aqueducts were conducted by cut and cover methods and in tunnels whose locations are within the easements shown on the accompanying plates. A rock quarry is located southwest of the project. 1.5 Proposed Development It is AGS's understanding that the Otay Ranch, Village 8 West will be developed to include mixed use of residential, commercial, recreational and institutional components. The approximate 320-acre site is scheduled for 2050 living units with 21 acres allocated for a school site and 19.8 acres for three parks. Additionally, a sewer access road is proposed at the south project boundary and ties into the existing sewer that parallels the Otay Valley (Sheet 7). Dedicated open space totals 22.8 acres and public streets cover 28.6 acres. It is estimated that 4,676,000 cubic yard of excavation will be required to grade the project. Import or export of materials in not planned for the project. October 22, 2010 Page 5 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. The grading concept shown on Sheet 3 through 5 depicts 20 large pads located on the north and east portions of the property. Grade splits of several feet to as much as 30 feet separate the pads. The single-family neighborhoods flank these larger pads to the south and southwest. Cuts as deep as 150± feet are planned in the southwest portion of the site while fills up to about 50 feet deep are shown in the south portion of the site. The cut slopes onsite are designed at ratios of 2: 1 (horizontal to vertical) to vertical heights of 135 feet. Fill slopes are designed at ratios of 2:1 (horizontal to vertical) up to vertical heights of 70 feet. It is our understanding that the existing City of San Diego Reservoir will remain in-place and that the large-diameter aqueducts will be relocated. 1.6 Previous Geotechnical Studies Pacific Soils Engineering, Inc. (2003) has completed a feasibility-level geotechnical report for Parcels "A", "B" and "C". Neblitt and Associates, Inc. (2003) undertook geologic mapping along a waterline trench excavation in Parcel "B". An EIR level report was prepared in June of 2006 utilizing data generated from a subsurface investigation (conducted in 2004). A revised Geotechnical Investigation was prepared by PSE in May of 2010. AGS has reviewed the PSE and NA reports and have incorporated those findings and revisions into this study. 2.0 GEOLOGIC SETTING 2.1 Regional Otay Mesa in general and Village 8 West in particular are part of a broad, relatively undeformed, uplifted highland encompassing much of western and southern San Diego County. Elements of the Elsinore and Laguna Salada Faults bound the highlands in the east and the Rose Canyon and associated offshore fault to the west. Otay Mesa consists of Mesozoic metamorphic, volcanic and igneous rocks on which marine and non-marine Cretaceous through Holocene sediments have been deposited (Kennedy and Tan, 1977). These deposits have been only mildly deformed and are easily recognized as widespread, near-horizontal, sedimentary beds forming the broad tablelands and rolling hills of Otay Mesa. 2.2 Stratigraphy The local stratigraphy reflects the regional, near-horizontal to gently southwest dipping Oligocene Otay Formation, and a Tertiary un-named fanglomerate. These mapped units non-conformably overlie volcanic and metavolcanic rocks of the Mesozoic Santiago Peak Volcanics. In turn, various Pleistocene and Holocene non-marine sediments mantle those formations, particularly in the south part of the site. Approximate geologic contacts are shown on Sheets 3 through 5 and October 22, 2010 Page 6 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. sheet 7 with subsurface relationships depicted on the geologic cross sections (Plate 1). 2.2.1 Santiago Peak Volcanics (Map Symbol Jsp) The Santiago Peak Volcanics crop out in the southwest part of the property and represent the east flank of Rock Mountain. The contact between the Santiago Peak Volcanics and the overlying younger geologic units represents a significant geologic hiatus. This contact is irregular and reflects a relatively high relief Mesozoic landscape. Subsequent erosion has exhumed portions of this ancient landscape, creating modern topographic highs including Rock Mountain. In addition, buried, near-surface Santiago Peak Volcanics were observed in the subsurface investigation generally along the west property line (BA-12, TP-43 and TP-46) of Sheet 3 and cross section A-A". The Santiago Peak Volcanics are generally dense and mildly metamorphosed volcanic rocks. Large in-place surface boulders occur on natural slope areas in Neighborhoods P and N (Sheet 4). Composition of the volcanic rocks varies from basalt to rhyolite but is predominantly dacite and andesite (Kennedy and Tan, 1977). Typically the meta-volcanics display crude to moderate bedding and foliation. Fracturing is poorly to moderately well developed. In general, outside of boulder areas, a weathered halo of only a few feet thick exists. Below this the rock is very dense and will require blasting to excavate. Blasting operations have been widespread in the nearby quarry, where the formation has been mined for aggregate. 2.2.2 Unnamed Fanglomerate Deposits (Map Symbol Tfg) A Tertiary fanglomerate initially mapped by Kennedy and Tan (1977) crops out in the lower- elevation slopes above the Otay River (Sheets 4, 5 and 7). This mapping unit either locally pinches out or is covered by river terrace deposits south of the property. Angular metamorphic boulders typify the clasts within the unit. The matrix is rubified, dense and moderately to well cemented. Crude horizontal to sub-horizontal stratification is identifiable in some outcrops. Rubification, cementation and presence of subrounded "meta-breccia" cobbles distinguish this formation from overlying Pleistocene terrace deposits. 2.2.3 Otay Formation (Map Symbol 0o) The Oligocene Otay Formation underlies most of the study area. Brown to light gray sandstone/gritstone typifies the formation. It is generally poorly to moderately indurated and is locally cross-bedded. Infrequent to common gray bentonite beds occur throughout the section. Typically, these beds are one to several feet thick and have relatively sharp contact with the October 22, 2010 Page 7 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. interbedded sandstones. The clay beds are expansive and exhibit low shear strengths when wetted. Harder and more resistant "gritstone" sub-units are common within the Otay Formation and can range from a few feet to tens of feet thick. Breccia sub-units consisting of rounded to angular cobbles to boulder-sized clasts can also be found within the Otay Formation near the contact of the Santiago Peak Volcanics. These beds are likely equivalent to the Tertiary Fanglomerate (Kennedy and Tan, 1977). The Breccia subunits encountered in the subsurface explorations onsite consisted of gravel to cobble-sized clasts. The Otay Formation is less resistant than the Santiago Peak Volcanics and unnamed Fanglomerate and thus forms subdued, rolling topography exemplifying Otay Mesa. Its steepest slopes occur where young consequent tributaries to the Otay River are actively eroding headward and downward. 2.2.4 Terrace Deposits (Map Symbol Qt) Veneers of Pleistocene cobbley to bouldery, well oxidized, dense sands have been mapped on surfaces 90 to 170 feet above the modern Otay River channel. These deposits are depicted as terrace deposits in Neighborhoods U and V (Sheet 5) and along the majority of the sewer access road alignment (sheet 7). These deposits vary from a few tens of feet thick to only a veneer of lag gravel composed of residual dense cobbles and boulders. 2.2.5 Alluvium (Map Symbol Qal) Alluvium occupies the onsite drainages. The alluvium observed is porous, expansive, and exhibits low in-situ density. Typical these sediments vary from but a few to ten (10) feet in thickness with local variations. 2.2.6 Topsoil A mantle of residual "topsoil" is present over much of the rolling hills underlain by Otay Formation. The soils are typically one (1) to five (5) feet thick, low density, organic-rich and porous. Generally, the areas underlain by Santiago Peak Volcanics have thinner soils and are locally absent as evidenced by the frequent occurrence of surface boulders. 2.2.7 Artificial Fills (Map Symbol af) Significant deposits of artificial fill are associated with the reservoir and also exist over the aqueducts crossing the site. Sheets 2 through 5, and 7 depict the locations of the major, most recognizable artificial fill. Small prisms of fill that have not been mapped are primarily associated with unimproved Jeep trails. October 22, 2010 Page 8 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. 2.3 Geologic Structure/Tectonic Setting 2.3.1 Tectonic Framework The Otay Mesa is part of the Santa Ana sub-block of the Peninsular Ranges that extends from Baja California in the south and that terminates in the north against the Transverse Ranges east of Los Angeles (Jennings, 1994). The Santa Ana sub-block is a highland bounded by the Elsinore Fault Zone on the east and by the Rose Canyon Fault Zone on the west. Many areas, especially in the San Diego region, have remained relatively un-deformed. The Otay Mesa is such an example as indicated by the unfolded, nearly horizontal section of sedimentary rocks. 2.3.2 Regional Faulting Regional faults in southernmost California typically trend northwest (Figure 2) and display major right lateral slip with common smaller scale vertical displacements (Jennings, 1994). Significant faults of this system displaying Holocene offset are the San Andreas, Elsinore, San Jacinto, Coronado Bank, Newport-Inglewood and Rose Canyon Faults. Of these, the Rose Canyon Fault is the closest, being approximately twelve (12) miles (19.3 km) west. The closest mapped fault is the La Nacion (Kennedy and Tan, 1977) about two (2) miles to the west. Those authors show the fault separating Tertiary sedimentary rocks in the west from Mesozoic rocks in the east. A nearby subsurface investigation by PSE along that fault demonstrated that it is not active as evidenced by unbroken Pleistocene sediments overlying the fault. Jennings (1994) mapped a "pre-Quaternary" fault in and paralleling the Otay River. The "matching" of Mission Valley Formation outcroppings west of the study sites on either side of the Otay River (Kennedy and Tan, 1977) argue for limited displacement along this postulated fault, if it even exists. 2.3.3 Site Geologic Structure The Santiago Peak Volcanics typically exhibit poorly to moderately well developed fracturing and display crude to moderate bedding/foliations. As-exposed in the nearby quarry, joints and foliation/bedding dip steeply. The Tertiary fanglomerate and Otay Formation are only slightly fractured and represent an essentially horizontal section of rocks. Local dips of less than 5 degrees to the south or southwest have been recognized in the region (Kennedy and Tan, 1977) although local undulations are possible. These dips may reflect broad up-warping of the region or, alternatively, they may October 22, 2010 Page 9 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. represent initial dips. Faults were not mapped within onsite outcrops or subsurface explorations. 2.4 Groundwater Active springs or surface seeps were not observed during our geologic field mapping or subsurface investigation. It is possible that seasonal groundwater associated with precipitation intermittently occurs in onsite drainages. Owing to the depth of cut, it is possible that seasonal nuisance water trapped along joints or beds may be encountered during grading especially in the Santiago Peak Volcanics. Minor seeps or wet areas were observed in Borings BA-9, BA-11 and BA-12. 2.5 Non-Seismic Geologic Hazards 2.5.1 Mass Wasting The Otay Formation is susceptible to erosion and slumping. Surficial slumps and bedrock landslides were observed within the Otay Formation west of the project but not onsite. These features often are associated with the La Nacion fault and/or bentonite beds exposed by erosion and baseline down cutting. No indications of mass wasting was observed nor mapped within the Santiago Peak Volcanics. The absence of mass wasting and the existence of relatively stable, steep natural slopes is common is this erosion resistant unit. Within the project significant landslides were not identified during site reconnaissance and subsurface investigation. 2.5.2 Flooding According to FEMA, the site is not within a FEMA identified flood hazard. 2.5.3 Subsidence and Ground Fissuring The Santiago Formation, Otay Formation and the Fanglomerate/Terrace deposits are not susceptible to subsidence and or ground fissuring. The surficial units on site (alluvium, undocumented fill and topsoil’s) can be susceptible to minor amounts of subsidence and ground fissuring. 2.6 Seismic Hazards The project is located in the tectonically active southern California, and will likely experience some effects from future earthquakes. Alquist-Priolo Fault Hazard Zones have not been imposed October 22, 2010 Page 10 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. within the subject property. The State of California Seismic Hazards Mapping program identifying areas of potential liquefaction and earthquake induced landsliding has not addressed the Otay Quadrangle as of this writing. The type or severity of seismic hazards affecting the site is chiefly dependent upon the distance to and direction from causative faults, the intensity and duration of the seismic events, and the onsite soil characteristics. The seismic hazard may be primary, such as surface rupture and/or ground shaking, or secondary, such as liquefaction or landsliding. The following is a brief seismic hazards assessment for the project 2.6.1 Surface Fault Rupture Active, potentially active and inactive faults are not known to exist at the site. According to the literature, the nearest known active fault is the Rose Canyon Fault, a Type "B" fault (UBC, 1997), located approximately twelve (12) miles (19 km) west. Accordingly, the potential for fault surface rupture within the project is not significant. A listing of active faults within about 100- kilometers (62 miles) of the site is presented in Table 2-1. Table 2-1 Distance to Known Active Faults Fault Name Distance Maximum Moment Magnitude (Mmax)* (mi) (Km) Rose Canyon 12 19 6.9 Coronado Bank 28 28 7.4 Elsinore-Julian 43 69 7.1 Elsinore-Coyote Mountain 45 73 6.8 Earthquake Valley 46 75 6.5 Newport-Inglewood (Offshore) 47 75 6.5 Elsinore-Temecula 54 88 6.9 San Jacinto-Coyote Creek 63 105 6.8 San Jacinto-Borrego 63 105 6.6 Laguna Salada 66 106 7.0 * Petersen and others (1996) and Blake (FRISKSP, ver.4.0 October 22, 2010 Page 11 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. 2.6.2 Seismicity Although no known active faults exist within the project limits, the site will experience ground motion and associated effects from earthquakes generated along regional active faults such as those listed in Table 2-1. Figures 2 and 3 are generalized maps showing the active faults considered in the assessment of ground motion. Figures 4 and 5 show regional historical earthquakes between 1800 to 1999. To estimate potential ground shaking, PSE performed a probabilistic seismic hazard analysis (PSHA) that is consistent with the commonly accepted procedures outlined in Petersen and others (1996) and the UBC (ICBO, 1997). PSE used FRISKSP, developed from United States Geologic Survey software (FRISK) by Blake (2000); to derive hypothetical probabilistic peak horizontal accelerations using three commonly employed attenuation relationships of Boore and others (1997), Campbell (1997,1999 Revised) and Sadigh and others (1997). Subsoil types SB (shear wave velocity 1070 m/s) and SD (shear wave velocity 250 m/s) were used by FRISKSP. Based on limited information, soil type SB is representative of the Santiago Peak Volcanics and SD was preliminarily judged typical of all other soil/rock types. For a complete discussion of the software and probabilistic methods, the reader is referred to Blake (2000) Table 2-2 presents the horizontal ground accelerations and the average of same, representing the UBC-consistent 10 percent probability of exceedance in 50-years (475-year return period) as calculated by FRISKSP. Figures 6 through 11 show the probability of exceedance curves for each attenuation relationship, using both subsoil types. Whereas the 10 percent probability of exceedance in 50 years is the Design Basis Earthquake generally applied to "normal" structures such as housing, the Upper Bound Earthquake (10 % chance of exceedance in 100 years) is required for design of critical structures such as schools and emergency facilities. The Upper Bound numbers can be deduced by inspection of Figures 6 through 11. Table 2-2 Horizontal Ground Accelerations Investigators Volcanics Other Geologic Units (onsite) Boore and others 1997 0.17g 0.25g Campbell, 1997 0.17g 0.21g Sadigh and others, 1997 0.2g 0.2g Average 0.18g 0.22g October 22, 2010 Page 12 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. It should be noted that these hypothetical numbers are based on recent standards of practice (for example, Martin and Lew, 1999, Petersen, 1996) and thus differ from numbers derived from past standards of practice. In sum, these results are based on many unavoidable geological and statistical uncertainties, yet are consistent with current standard of practice. As engineering seismology evolves and as more fault-specific geological data are gathered, more certainty and different methodologies may also evolve. 2.6.3 Liquefaction Seismic agitation of relatively loose saturated sands and silty sands can result in a buildup of pore pressure. If the pore pressure exceeds the overburden stresses, a temporary quick condition known as liquefaction may occur. The effects of liquefaction at a site can manifest in several ways, and may include: 1) ground oscillations; 2) loss of bearing; 3) lateral spread; 4) dynamic settlement; and 5) flow failure. Within the vast majority of the project, the potential for liquefaction in both the pre- and post- development condition is very low due to the lack of liquefaction susceptible earth materials and the dense nature of the onsite geologic units. 2.6.4 Seismically-Induced Landsliding No landslides, including shallow surficial failures, have been mapped onsite. This indicates the lack of any seismically activated land sliding during past historic and ancient seismic events. Seismically induced land sliding is not considerate a significant concern in both the pre- and post- development site condition. 2.6.5 Seiches and Tsunamis Seismically induced hazards such as tsunamis and earthquake-induced flooding are not considered significant hazards. If at full capacity, it is possible that during a strong seismic event with a long duration of shaking, minor localized overtopping of the City of San Diego reservoir could occur. It appears that adequate freeboard exists for nearly the entire reservoir with the possible exception at the low point where the paved access road meets the reservoir. At this location, any overtopping would be directed onto the proposed paved access road and down to Street " storm drain improvements. Given the likelihood, volume of the reservoir, and area of October 22, 2010 Page 13 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. potential overtopping, it is likely that this event would not be a significant hazard. 3.0 ENGINEERING ANALYSES Presented herein is a discussion of the geotechnical properties of the various soil types and earth materials that have been developed from our site-specific analyses of the design as shown on Sheets 2 through 5 and 7, PSE’s subsurface investigation, and the referenced reports. 3.1 Material Properties 3.1.1 Excavation Characteristics The excavation characteristics of the onsite materials are highly variable. The meta-volcanic rock, which occurs in the southwest portion of the site, will require blasting at or near the natural ground surface for efficient excavation in order to achieve design grade as well as the undercuts to accommodate footings, utilities and other subsurface improvements. It is likely that the blasting and excavation operations will generate oversized rock fragments requiring specialized techniques. The other onsite materials, including Otay Formation, Tertiary Fanglomerate, terrace deposits, topsoil and artificial fill can be excavated with conventional techniques (scrapers) assisted by minor to moderate ripping. Oversize material can be expected in the Fanglomerate. Heavy ripping and possible local blasting should be anticipated in some localized areas of the Otay Formation. In most cases this would be due to highly cemented sandstone, gritstone and/or the presence of cobbles, boulders and concretions. Excavations into this formation can possibly generate oversize material that may require special handling and placement within selected fill areas (See Section 4.7.8). Discussion of undercut recommendations is contained in Section 4.3 of this report. 3.1.2 Compressibility Onsite materials that are significantly compressible include slope wash, topsoil and the undocumented artificial fill, and the highly weathered portions of older alluvium, terrace, Tertiary Fanglomerate, Otay Formation and metavolcanic rock. Mitigation measures addressing potentially compressible soils are presented in Section 4.1 3.1.3 Expansion Potential It is anticipated that the expansion potential of the majority of onsite materials will vary from "low" to "very high". The majority of earth materials to be used in grading will possess an expansion index in this range with some of the bentonite clays possibly in the "Very high" category (UBC Table 18-1). Review of the grading design and boring information preliminarily October 22, 2010 Page 14 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. indicates a paucity of thick and common bentonite sub-units with the Otay section. Mitigation for this condition is further discussed in sections 5.1. 3.1.4 Earthwork Adjustments In consideration of the proposed mass grading to develop the project as currently proposed on the Preliminary Tentative Tract maps the following average earthwork adjustment factors presented in Table 3-1 have been formulated for use in the earthwork design of the project. . Table 3-1 Earthwork Adjustments Geologic Unit (map symbol) Adjustment Factor Undocumented Artificial Fill (afu) 6%-10% Shrink Alluvium (Qal) 8%-12% Shrink Terrace/Fanglomerate (Qt/Tfg) 0%- 2% Bulk Otay Formation (Oo) 0%- 5% Bulk Santiago Peak Volcanics (Jsp) 15%- 25% Bulk 3.1.5 Chemical Analyses The results of chemical/resistivity tests, presented in Appendix C (Plates C-l through C-13) indicate that the soluble sulfate potential for the majority of the site can be classified as "negligible" in accordance with ACI 318-05 per the 2007 CBC. Test results for chloride and pH indicate a potential for corrosive attack on metal portions of the proposed structures. We recommend that a corrosion engineer be consulted for additional testing and design/construction recommendations. Testing should be conducted on the near-surface soils after grading completion Mitigation for this condition is further discussed in section 5.1. 3.2 Slope Stability Typically, the Santiago Peak Volcanics are grossly stable in cut and natural slopes owing to their induration. Local wedge-type failures are not likely, but should be assessed by geologic mapping during grading. The Otay Formation in many places possesses only moderate to weak shear strengths, particularly where bentonite beds are present. The wetting of the bentonite can lead to further reduction in shear strengths both along and across bedding. Review of the subsurface data and proposed design indicates that bentonitic claystone beds could possibly daylight on the face October 22, 2010 Page 15 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. of proposed cut slopes. The Fanglomerate and the Terrace deposits are anticipated to be grossly and surficially stable in cut and natural slopes owing to their lack of defined bedding and the granular nature of these deposits. Slope stability analyses were performed using the Modified Bishop Method for circular and non- circular failure surfaces. Stability calculations were compiled using STEDwin in conjunction with GSTABL7 computer code. The results of our analyses is presented on Plates D-l through D-4 in Appendix D. Additionally, a surficial slope stability analysis was conducted on Plate D-5. 4.0 GEOTECHNICAL CONCLUSIONS AND RECOMMENDATIONS Development of the subject property as proposed is considered feasible, from a geotechnical standpoint, provided that the conclusions and recommendations presented herein are incorporated into the design and construction of the project. Presented below are issues identified by this study or previous studies as possibly impacting site development. They are further summarized and described in Sections 2.0 and 3.0. Recommendations to mitigate these issues and geotechnical recommendations for use in planning and design are presented in the following sections of this report. 4.1 Site Preparation and Removals Grading should be accomplished under the observation and testing of the project soils engineer and engineering geologist or their authorized representative in accordance with the recommendations contained herein, the current Municipal Code of the City of Chula Vista, and PSE's Earthwork Specifications (Appendix E). Existing vegetation, trash, debris and other deleterious materials should be removed and wasted from the site prior to removal of unsuitable soils and placement of compacted fill. Artificial fill, topsoil, alluvium, highly weathered terrace deposits and highly weathered Otay Formation, Tertiary Fanglomerate and Santiago Peak Volcanics should be removed in areas planned to receive fill or where exposed at final grade. The resulting undercuts should be replaced with engineered fill. Estimated depths of removals based upon the geologic unit are presented in Table 4-1, it should be noted that local variations can be expected requiring an increase in the depth of removal for unsuitable and weathered deposits. The extent of removals can best be determined in the field during grading when observation and evaluation can be performed by the soil engineer and/or engineering geologist. Removals should expose competent Terrace deposits, Otay Formation, Tertiary Fanglomerate or Santiago Peak Volcanics and be observed and mapped by the engineering geologist prior to fill placement. In general, soils removed during remedial grading will be suitable for reuse in compacted fills October 22, 2010 Page 16 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. provided they are properly moisture conditioned and do not contain deleterious materials. The northwest-trending tunnels that currently contain the large-diameter aqueduct should be properly mitigated prior to improvement construction. Mitigation methods include excavation to expose the tunnel and then infill with engineered, compacted fill or infill with lightweight sand/cement grout. A combination of these methodologies may be employed depending upon the depth of the tunnel below the design ground surface. Table 4-1 Estimated Depth of Removal Geologic Unit (map symbol) Estimated Removal Depth Undocumented Artificial Fill (afu) 3-15 feet Topsoil (No Map Symbol) 2-5 feet Alluvium (Qal) 4-10 feet Terrace Deposits (Qt) 1-4 feet Otay Formation (Oo) 3-6 feet Tertiary Fanglomerate (Tfg) 1-3 feet Santiago Peak Volcanics (Jsp) 1-3 feet 4.2 Slope Stability Remediation 4.2.1 Cut Slopes Cut slopes have been designed at slope ratios of 2: 1 (horizontal to vertical) to heights of one hundred thirty five feet. Stability calculations are presented on Plates D-1 through D- 2. The engineering geologist should observe all cut slopes during grading. Based on our analysis of the subsurface data and review of the proposed design, it is possible that flat lying bentonitic claystone beds may be exposed on finished slope faces. Additional evaluation for this condition should be conducted once 40-scale plans become available. At that time more detailed recommendations can be presented. A skin fill slope and a fill over cut slope-requiring stabilization fills have been identified on Sheet 4. Upon completion of 40-scale grading plans, these areas should be evaluated for the appropriate October 22, 2010 Page 17 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. remedial measure. At that time a more detailed analysis can be provided that can be based on detailed slope dimensions and allow for accurate keyway determinations. Ultimately, all final remedial cut slope recommendations should be based upon conditions exposed during grading to confirm that assumptions developed during this and future grading plan reviews are consistent with those observed in the field. All buttress and stabilization fills will require backdrain systems as shown on Detail-3 (Appendix E). Upper tier backdrains are recommended in stabilization and buttress fills where geologic contacts and/or claystones daylight in the backcut or where backcut heights exceed thirty (30) feet. 4.2.2 Fill Slopes Fill slopes are designed at ratios of 2: 1 (horizontal to vertical) or flatter up to heights approaching seventy (70) feet. Fill slopes, when properly constructed with onsite materials, are expected to be grossly stable as designed. Stability calculations are presented on Plates D-3 through D- 5. 4.2.3 Natural Slopes Within the project limits, natural slopes are either very low relief or present below propose developed areas consisting of relatively stable Santiago Peak Volcanic terrain. An example is at the south end of the project south of Neighborhoods P and V. Accordingly, natural slopes are considered relatively stable. 4.3 Overexcavation of Building Pads and Streets 4.3.1 Building Pads It is recommended that overexcavation of "cut" lots in hard rock, well cemented sandstones and/or cemented breccia (Tertiary Fanglomerate) be performed. The cut and any shallow fill portions of these lots should be overexcavated a minimum of three (3) feet and replaced to design grade with select compacted fill. The undercut should be excavated such that a gradient of at least one percent be maintained toward the front of the pad. Replacement fill should be eight inch minus in particle size and compacted to project specifications. Preliminarily, anticipated rock undercuts are indicated by a "circled R" (see legend, Sheet 3). Final determination of pad undercut for hard rock at grade should be determined when more detailed plans are available. It is possible that relatively thin (i.e. less than one (1) foot) bentonitic claystone beds may be exposed at pad grade. Review of the data and design indicate that most of the recognized beds will not be October 22, 2010 Page 18 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. exposed at pad grades. This includes the single family lots and larger pads areas. Accordingly, no undercuts to mitigate the effects of claystone beds are formulated at this time; however should such beds occur in the near-surface, undercutting to depths of 5 to 10 feet and replacement with compacted fill may be warranted. When grading plans are available, a thorough evaluation should be performed for this condition. Where design or remedial grading activities create a cut/fill transition in areas of the Otay or other formations that do not require blasting, excavation of the cut or shallow fill portion should be performed such that at least three (3) feet of compacted fill exits over the pad. The undercut overexcavation should maintain a minimum one (1) percent gradient to the front of the lot. In addition, where steep cut/fill transitions are created, additional overexcavation and flattening of the transitions are recommended. Undercuts for the larger sheet graded pads should be deferred until actual product types and finished grades are determined. 4.3.2 Streets Street undercuts in hard rock areas should be based on depth of utilities within "public right of way". The depth of undercut for streets should be at least one (1) feet below the deepest utility. Final determination of undercut depths should be dependent upon review of more detailed plans once they become available. 4.4 Subsurface Drainage Six- (6) and eight- (8) inch canyon subdrains are recommended onsite in canyon areas that will receive compacted fill. The drains should be placed along the lowest alignment of canyon removals. Final locations of subdrains should be assessed during preliminary investigations and plan analyses. Preliminary subdrain locations are depicted on Plates 3 through 5 and 7. Final determination of drain locations will be made in the field, based on exposed conditions. All drains should be constructed in accordance with the details shown on Detail 1 and 2 (Appendix E). In some instances post-grading irrigation practices and rainfall patterns can create seepage in cut and fill slopes. This seepage is more prevalent in cut slopes excavated in Santiago Peak Volcanics or fill slopes constructed out of shot rock. Where nuisance seepage is observed, drains are typically installed to collect this water and outlet it into suitable surface or subsurface drainage devices. These drains, if required, should be installed on a case by case basis per the geotechnical consultant’s recommendations. The infiltration of standing water into all BMP's could potentially be detrimental to improvements such as slopes, foundations, utility trenches, retaining walls and pavement sections. Geotechnical October 22, 2010 Page 19 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. review of grading plans should be performed when available to determine which storm drain infiltration devices may require mitigation such as collecting and discharging accumulated subsurface water away from improvements. 4.5 Construction Staking and Survey Removal bottoms, keyways, sub drains and backdrains should be surveyed by the civil engineer after observation by the geotechnical engineer/engineering geologist and prior to the placement of fill. Toe stakes should be provided by the civil engineer in order to verify required key dimensions and locations. Survey support will also be required to monitor settlement as discussed in Section 4.6. 4.6 Settlement Monitoring Fills are subject to post-grading settlement it is recommended that all fills greater than fifty (50) feet in thickness be monitored prior to release for construction. The monitoring can be accomplished by installation of surface monuments as detailed on Detail 12 (Appendix E). Tentative settlement monument locations should be determined once more detailed 40-scale plans become available. Surface monuments should be surveyed every two (2) weeks for two (2) months and monthly thereafter until data warrants release of the area for utility or residential construction. It is likely that infrastructure development can be initiated in advance of completion of the primary settlement process, depending upon the sensitivity of improvements to the anticipated settlement. 4.7 Earthwork Considerations 4.7.1 Compaction Standards Fill and processed natural ground shall be compacted to a minimum relative compaction of 90 percent as determined by ASTM Test Method: D 1557. All fill to be placed below fifty (50) feet from ultimate grade and/or below subdrains should be compacted to at least 93 percent of maximum density. Care should be taken that the ultimate grade be considered when determining the compaction requirements for disposal fill and "super pad" areas. Compaction shall be achieved at slightly above the optimum moisture content, and as generally discussed in the attached Earthwork Specifications (Appendix E). 4.7.2 Documentation of Removals and Drains Removal bottoms, canyon subdrains, fill keys, backcuts, backdrains and their outlets should be observed by the engineering geologist and/or geotechnical engineer and documented by the civil October 22, 2010 Page 20 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. engineer prior to fill placement. 4.7.3 Treatment of Removal Bottoms At the completion of removals, the exposed bottom should be scarified to a depth of approximately 8 to 12 inches, moisture conditioned to above optimum conditions, and compacted in-place to the standards set forth in this report. 4.7.4 Fill Placement After removals, scarification, and compaction 'of in-place materials are completed, additional fill may be placed. Fill should be placed in thin lifts [eight- (8) inch bulk], moisture conditioned to slightly above the optimum moisture content, mixed, compacted, and tested as grading progresses until final grades are attained. 4.7.5 Benching Where the natural slope is steeper than 5-horizontal to 1-vertical, and where designed by the project geotechnical engineer or geologist, compacted fill material should be keyed and benched into competent bedrock or firm natural soil. 4.7.6 Mixing In order to provide thorough moisture conditioning and proper compaction, processing (mixing) of materials is necessary. Mixing should be accomplished prior to, and as part of the compaction of each fill lift. 4.7.7 Fill Slope Construction Fill slopes shall be overfilled to an extent determined by the contractor, but not less than two (2) feet measured perpendicular to the slope face, so that when trimmed back to the compacted core, the required compaction is achieved. Compaction of each fill lift should extend out to the temporary slope face. Backrolling during mass filling at intervals not exceeding four (4) feet in height is recommended unless more extensive overfill is undertaken. As an alternative to overfilling, fill slopes may be built to the finish slope face in accordance with the following recommendations:  Compaction of each fill lift shall extend to the face of the slopes.  Backrolling during mass grading shall be undertaken at intervals not exceeding four (4) feet in height. Backrolling at more frequent intervals may be required. October 22, 2010 Page 21 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC.  Care should be taken to avoid spillage of loose materials down the face of the slopes during grading.  At completion of mass filling, the slope surface shall be watered, shaped and compacted first with a sheepsfoot roller, then with a grid roller operated from a side boom Cat, or equivalent, such that compaction to project standards is achieved to the slope face. Proper seeding and planting of the slopes should follow as soon as practical, to inhibit erosion and deterioration of the slope surfaces. Proper moisture control will enhance the long-term stability of the finished slope surface. 4.7.8 Oversized Materials Oversized rock material [i.e., rock fragments greater than eight (8) inches] will be produced during the excavation of the design cuts and undercuts. Provided that the procedure is acceptable to the developer and governing agency, this rock may be incorporated into the compacted fill section to within three (3) feet of finish grade within residential areas and to two (2) foot below the deepest utility in street and house utility connection areas. Maximum rock size in the upper portion of the hold-down zone is restricted to eight (8) inches. Disclosure of the above rock hold- down zone should be made to prospective homebuyers explaining that excavations to accommodate swimming pools, spas, and other appurtenances will likely encounter oversize rock [i.e., rocks greater than eight (8) inches] below three (3) feet. Rock disposal details are presented on Detail-10, Appendix E. Rocks in excess of eight (8) inches in maximum dimension may be placed within the deeper fills, provided rock fills are handled in a manner described below. In order to separate oversized materials from the rock hold-down zones, the use of a rock rake may be necessary 4.7.8.1 Rock Blankets Rock blankets consisting of a mixture of gravel, sand and rock to a maximum dimension of two (2) feet may be constructed. The rocks should be placed on prepared grade, mixed with sand and gravel, watered and worked forward with bulldozers and pneumatic compaction equipment such that the resulting fill is comprised of a mixture of the various particle sizes, contains no significant voids, and forms a dense, compact, fill matrix. Rock blankets may be extended to the slope face provided the following additional conditions are met: 1) no rocks greater than twelve (12) inches in diameter are allowed within six (6) horizontal feet of the slope face; 2) 50 percent (by volume) of the material is three-quarter- (3/4) inch minus; and 3) backrolling of the slope face is conducted at October 22, 2010 Page 22 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. four- (4) foot verticals and satisfies project compaction specifications (See Section 5.9.7). 4.7.8.2 Rock Windrows Rocks to maximum dimension of four (4) feet may be placed in windrows in deeper fill areas in accordance with the details on Detail 10 (Appendix E). The base of the windrow should be excavated an equipment-width into the compacted fill core with rocks placed in single file within the excavation. Sands and gravels should be added and thoroughly flooded and tracked until voids are filled. Windrows should be separated horizontally by at least fifteen (15) feet of compacted fill, be staggered vertically, and separated by at least four (4) vertical feet of compacted fill. Windrows should not be placed within ten (10) feet of finish grade, within two (2) vertical feet of the lowest buried utility conduit in structural fills, or within fifteen (15) feet of the finish slope surface unless specifically approved by the developer, geotechnical consultant, and governing agency. 4.7.8.3 Individual Rock Burial Rocks in excess of four (4) feet, but no greater than eight (8) feet may be buried in the compacted fill mass on an individual basis. Rocks of this size may be buried separately within the compacted fill by excavating a trench and covering the rock with sand/gravel, and compacting the fines surrounding the rock. Distances from slope face, utilities, and building pad areas (i.e., hold-down depth) should be the same as windrows. 4.7.8.4 Rock Disposal Logistics The grading contractor should consider the amount of available rock disposal volume afforded by the design when excavation techniques and grading logistics are formulated. Rock disposal techniques should be discussed and approved by the geotechnical consultant and developer prior to implementation. 4.8 Haul Roads Haul roads, ramp fills, and tailing areas should be removed prior to placement of fill. 4.9 Import Materials Import materials, if required, should have similar engineering characteristics as the onsite soils and should be approved by the soil engineer at the source prior to importation to the site. October 22, 2010 Page 23 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. 5.0 DESIGN RECOMMENDATIONS 5.1 Structural Design – Residential It’s our understanding that the site will be graded and lots will be ultimately sold to merchant builders; thus precise building products, loading conditions, and locations are not currently available. It is expected that for typical one to three story residential products and loading conditions (1 to 3 ksf for spread and continuous footings), conventional shallow slab-on-grade foundations will be utilized in areas with low expansive and shallow fill areas (<50 feet) and where the as-grade differential fill depth meets h/3 criteria (where h is the maximum depth of fill). Post-tensioned slab/foundations may also be used for all of the residential lots. Typically post-tensioned slab/foundations will be used for lots which exhibit expansion potentials ranging from “moderate” to “very high”, for lots in a areas where the fill depth exceed fifty (50) feet in depth, and where the as-grade differential fill depth exceeds h/3 criteria (where h is the maximum depth of fill). Upon the completion of rough grading, finish grade samples should be collected and tested to develop specific recommendations as they relate to final foundation design recommendations for individual lots. These test results and corresponding design recommendations should be presented in a Final Rough Grading Report. It is anticipated that the as-graded near-surface soils could from "low" to "very high" in expansion potential when tested in accordance with UBC Table 18-1- B. For preliminary budgeting purposes and procedures can be anticipated, subject to confirmation of assumptions and as-graded conditions. 5.1.1 Foundation Design Residential structures can be supported on conventional shallow foundations and slab-on-grade or post-tensioned slab/foundations systems, as discussed above. The design of foundation systems should be based on as-graded conditions as determined after grading completion. The following values may be used in preliminary foundation design: Allowable Bearing: 2000 psf. Lateral Bearing: 250 psf. per foot of depth to a maximum of 2000 psf. for level conditions. Reduced values may be appropriate for descending slope conditions. Sliding Coefficient: 0.35 The above values may be increased as allowed by Code to resist transient loads such as wind or seismic. Building code and structural design considerations may govern. Depth and reinforcement October 22, 2010 Page 24 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. requirements and should be evaluated by a qualified engineer. 5.1.2 Post-Tensioned Slab Foundation System Design Recommendations Preliminary geotechnical engineering design and construction parameters for post-tensioned slab foundations are as follows:  Post-tensioned slabs should incorporate a perimeter-thickened edge to reduce the potential for moisture infiltration, seasonal moisture fluctuation and associated differential movement around the slab perimeter. Deeper embedment will be required for “very high” expansion conditions, if existent. The minimum depth of the thickened edge could vary from 12-inches for “low” expansion to 24-inches for “high” expansion potential.  Design and construction of the post-tensioned foundations should be undertaken by firms experienced in the field. It is the responsibility of the foundation design engineer to select the design methodology and properly design the foundation system for the onsite soils conditions. The slab designer should provide deflection potential to the project architect/structural engineer for incorporation into the design of the structure.  The project foundation design engineer should use the Post-Tensioning Institute (PTI) foundation design procedures as described in UBC, based upon appropriate soil design parameters relating to edge moisture variation and differential swell provided by the geotechnical consultant at the completion of rough grading operations.  A vapor/moisture barrier is recommended below all moisture sensitive areas. 5.1.3 Conventional Slab Recommendations Conventional foundations and slabs-on grade can be considered for very low and low expansion conditions on shallow fill areas (<50 feet). Final foundation design should be provided by the project geotechnical engineer. 5.1.4 Total & Differential Settlement In addition to the potential effects of expansive soils, the proposed residential structures should be designed in anticipation of total and differential settlements. The following lot categories are presented based upon anticipated settlement, fill thickness and expansion potential Category I “Very low to low” expansion potential and fill depths less than 50 feet. Minimum fill depth meets h/3 criteria where h is the maximum fill thickness. Total = 3/4 inch Differential = 3/8 inch in 20 feet October 22, 2010 Page 25 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. Category II “Medium” expansion potential and/or fill depths less than 50 feet. Minimum fill depth meets h/5 criteria where h is the maximum fill thickness. Total = 3/4 inch Differential = 1/2 inch in 20 feet Category III High expansion potential and/or fill depths greater than 50 feet. Total = 1 inch Differential = 1/2 inch in 20 feet 5.1.5 Deepened Footings and Structural Setbacks It is generally recognized that improvements constructed in proximity to natural slopes or properly-constructed, manufactured slopes can, over a period of time, be affected by natural processes including gravity forces, weathering of surficial soils, and long-term (secondary) settlement. Most building codes, including the Uniform Building Code (UBC), require that structures be set back or footings deepened, where subject to the influence of these natural processes. For the subject site, where foundations for residential structures are to exist in proximity to slopes, the footings should be embedded to satisfy the requirements presented in Figure 1. FIGURE 1 H TOP OF SLOPE FACE OF FOOTING TOE OF SLOPE FACE OF STRUCTURE H/3 BUT NEED NOT EXCEED 40 FT. MAX. H/2 BUT NEED NOT EXCEED 15 FT. MAX. October 22, 2010 Page 26 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. 5.1.6 Miscellaneous Foundation Recommendations Soils from the footing excavations should not be placed in slab-on-grade areas unless properly compacted and tested. The excavations should be cleaned of all loose/sloughed materials and be neatly trimmed at the time of concrete placement. 5.2 Retaining Wall Design For preliminary design of retaining walls the values presented in section 5.1.1 and the following recommendations can be utilized: 5.2.1 Earth Pressure Coefficients - Select Backfill Level Backfill 2:1 Sloping Backfill Ka = 0.31 Ka = 0.47 Kp = 3.25 Kp (+) = 8.61 Ko = 0.47 Kp(+) = 1.24 (Ascending Slope) Ko(-) = 0.85 (Descending Slope) Equivalent fluid pressure can be calculated utilizing a soil unit weight (y) of 130 pcf. Restrained retaining walls should be designed for "at-rest" conditions, utilizing Ko' 5.2.2 Other Design Considerations Passive earth pressure coefficients used in the design of retaining walls should consider descending slopes as presented in section 5.2.1 as Kp () when retaining walls are positioned at the top of slopes and/or on the face of slopes. Retaining wall design should consider the additional surcharge loads for superjacent slopes and/or footings, where appropriate. 5.2.3 Waterproofing and Drainage System Retaining walls should be waterproofed to minimize water staining. The walls should be backfilled with free draining material (SE>20) to within twelve (12) inches of grade extending horizontally one-half (1/2) the wall height compacted to project specifications. Native soils shall be utilized in the upper eighteen (18) inches. Drainage systems including, as a minimum, a four- (4) inch diameter perforated drain line surrounded by four (4) cubic feet per lineal foot of three- quarters- (3/4) inch to one (1) inch crushed rock wrapped with a suitable filter fabric, should be provided to cantilever and restrained retaining walls to relieve hydrostatic pressure (see Figure 2). October 22, 2010 Page 27 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. FIGURE 2 5.3 Other Design and Construction Recommendations 5.3.1 Site Drainage Positive drainage away from structures should be provided and maintained. 5.3.2 Concrete Flatwork and Lot Improvements  In an effort to minimize shrinkage cracking, concrete flatwork should be constructed of uniformly cured, low-slump concrete and should contain sufficient control/contraction joints (typically spaced at 8 to 10 feet, maximum).  Additional provisions need to be incorporated into the design and construction of all improvements exterior to the proposed structures (pools, spas, walls, patios, walkways, planters, etc.) to account for the hillside nature of the project, as well as being designed to October 22, 2010 Page 28 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. account for potential expansive soil conditions. Design considerations on any given lot may need to include provisions for differential bearing materials (bedrock vs. compacted fill), ascending/descending slope conditions, bedrock structure, perched (irrigation) water, special surcharge loading conditions, potential expansive soil pressure, and differential settlement/heave.  All exterior improvements should be designed and constructed by qualified professionals using appropriate design methodologies that account for the onsite soils and geologic conditions. The aforementioned considerations should be used when designing, constructing, and evaluating long-term performance of the exterior improvements on the lots.  The homeowners should be advised of their maintenance responsibilities as well as geotechnical issues that could affect design and construction of future homeowner improvements. The information presented in Appendix F should be considered for inclusion in homeowner packages in order to inform the homeowner of issues relative to drainage, expansive soils, landscaping, irrigation, sulfate exposure, and slope maintenance. 5.3.3 Utility Trench Excavation All utility trenches should be shored or laid back in accordance with applicable OSHA standards. Excavations in bedrock areas should be made in consideration of underlying geologic structure. The project geotechnical consultant should be consulted on these issues during construction. 5.3.4 Utility Trench Backfill Mainline and lateral utility trench backfill should be compacted to at least 90 percent of maximum dry density as determined by ASTM D- 1557. Onsite soils will not be suitable for use as bedding material but will be suitable for use in backfill, provided oversized materials are removed. No surcharge loads should be imposed above excavations. This includes spoil piles, lumber, concrete trucks, or other construction materials and equipment. Drainage above excavations should be directed away from the banks. Care should be taken to avoid saturation of the soils. Compaction should be accomplished by mechanical means. Jetting of native soils will not be acceptable. Under-slab trenches should also be compacted to project specifications. If native soils are used, mechanical compaction is recommended. If select granular backfill (SE> 30) is used, compaction by flooding will be acceptable. The soil engineer should be notified for inspection prior to placement of the membrane and slab reinforcement. 5.4 Preliminary Pavement Design Final pavement design should be made based upon sampling and testing of post-grading conditions. For preliminary design and estimating purposes the pavement structural sections presented in Table 5-1 can be used for the range of likely traffic indices. The structural sections October 22, 2010 Page 29 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. are based upon an assumed R - Value of 30. Table 5-1 Preliminary Pavement Sections Traffic Index (TI) Asphaltic Concrete (AC) Inches Aggregate Base (AB) Inches 5.0 3 6 6.0 4 9 7.0 4 10 8.0 5 13 Sub grade soils should be compacted to at least 95 percent of maximum density as determined by ASTM D-1557. Aggregate base materials should be compacted to at least 95 percent of maximum density as determined by California Test 216. Final determination of pavement sections will be provided by the City of Chula Vista based upon sampling and testing of the subgrade soils. 6.0 FUTURE STUDY NEEDS This report represents a "Tentative Tract" map level review of Otay Land Company- Village 8 West. As the project design progresses, additional site specific geologic and geotechnical issues will need to be considered in the ultimate design and construction of the project. Consequently, future geotechnical reviews are necessary. These reviews may include reviews of:  Rough grading plans.  Precise grading plans.  Foundation plans.  Retaining wall plans. These plans should be forwarded to the project geotechnical engineer/geologist for evaluation and comment, as necessary. October 22, 2010 Page 30 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. 7.0 LIMITATIONS This report is based on the project as described and the information obtained from referenced reports. The findings are based on the review of the field and laboratory data provided combined with an interpolation and extrapolation of conditions between and beyond the reviewed exploratory excavations. The results reflect an interpretation of the direct evidence obtained. Services performed by AGS have been conducted in a manner consistent with that level of care and skill ordinarily exercised by members of the profession currently practicing in the same locality under similar conditions. No other representation, either expressed or implied, and no warranty or guarantee is included or intended. The recommendations presented in this report are based on the assumption that an appropriate level of field review will be provided by geotechnical engineers and engineering geologists who are familiar with the design and site geologic conditions. That field review shall be sufficient to confirm that geotechnical and geologic conditions exposed during grading are consistent with the geologic representations and corresponding recommendations presented in this report. AGS should be notified of any pertinent changes in the project plans or if subsurface conditions are found to vary from those described herein. Such changes or variations may require a re-evaluation of the recommendations contained in this report. The data, opinions, and recommendations of this report are applicable to the specific design of this project as discussed in this report. They have no applicability to any other project or to any other location, and any and all subsequent users accept any and all liability resulting from any use or reuse of the data, opinions, and recommendations without the prior written consent of AGS. AGS has no responsibility for construction means, methods, techniques, sequences, or procedures, or for safety precautions or programs in connection with the construction, for the acts or omissions of the CONTRACTOR, or any other person performing any of the construction, or for the failure of any of them to carry out the construction in accordance with the final design drawings and specifications. ADVANCED GEOTECHNICAL SOLUTIONS, INC. APPENDIX A REFERENCES October 22, 2010 Page A-1 P/W Report No. ADVANCED GEOTECHNICAL SOLUTIONS, INC. REFERENCES Anderson, lC., Rockwell, T.K., and Agnew, D.C., 1989, Past and possible future earthquakes of significance to the San Diego region: Earthquake Spectra, vol. 5, no. 2, p. 299-335. Blake, T.F., 2000, FRISKSP: A computer program for the probabilistic estimation of peak acceleration and uniform hazard spectra using 3-D faults as earthquake sources, v.4.00: Thomas F. Blake, Newbury Park, California, 199 p. Boore, D.M., Joyner, W.B., and Fumal, T.E., 1997, Equations for estimating horizontal response spectra and peak acceleration from western North American earthquakes: A summary of recent work: Seis. Res. Let. v. 68, n. 1, p. 128-153. California Department of Conservation, Division of Mines and Geology, 1998, Maps of known active fault near source zones in California and adjacent portions of Nevada, published by ICBO February 1998. California Division of Mines and Geology, 1999, Fault rupture hazard zones in California: Special Publication 42. California Division of Mines and Geology, 1997, Guidelines for evaluating and mitigating seismic hazards in California: Department of Conservation, special publication 117, 74 p. California Division of Mines and Geology, 1993, The Rose Canyon Fault Zone, southern California: Department of Conservation, Open File Report 93-02, 45 pp. California Division of Mines and Geology, 1962, Geologic Map of California, San Diego-El Centro Sheet, California Department of Conservation, Scale 1 :250,000. Campbell, K.W., 1997, Empirical near-source attenuation relationships for horizontal and vertical components of peak ground acceleration, peak ground velocity, and pseudo- absolute acceleration response spectra: Seis. Res. Let. v. 68, n. 1, p. 154-179. Hart, E. W., 1994, Fault-rupture hazard zones in California: California Division of Mines and Geology, special publication 42, 1992 revised edition, 34 p. Jennings, C. W., 1994, Fault activity map of California and adjacent areas: California Division of Mines and Geology, California geologic map data series, map no. 6, scale 1:750,000. Jennings, C. W., 1994, An explanatory text to accompany the fault activity map of California and adjacent areas: California Division of Mines and Geology, 92 p. Kennedy, M. P., and Tan, S.S., 1977, Geology of National City, Imperial Beach and Otay Mesa Quadrangles, southern San Diego metropolitan area, California: California Division of Mines and Geology, Map Sheet 29. October 22, 2010 Page A-2 P/W Report No. ADVANCED GEOTECHNICAL SOLUTIONS, INC. REFERENCES continued Kennedy, M.P., 1975, Character and Recency of Faulting, San Diego Metropolitan Area, California: California Division of Mines and Geology, Special Report 123, 33p. Legg, M. R., 1989, Faulting and seismotectonics ofthe inner continental borderland west of San Diego: in Roquemore, G. (ed.), Proceedings workshop on the Seismic Risk in the San Diego Region: Special Focus on the Rose Canyon Fault System, p. 50-70. Martin, G.R. and Lew, M., 1999, Recommended procedures for implementing of DMG special publication 117, Guidelines for analyzing and mitigating liquefaction hazards in California: Southern California Earthquake Center, University of Southern California, March, 1999. Neblitt and Associates, Inc., 2003, Results of Geologic Field Mapping, Portions of Otay Ranch Parcel B, Along 48" Diameter Water Line Trench Excavation, City of Chula Vista, County of San Diego, California dated October 16, 2003 (Proj. No. 328001-03) . Pacific Soils Engineering, Inc 2010, Revised Geotechnical Investigation for Village 8 West, Otay Ranch, Chula Vista, California, dated May 26, 2010 (Work Order 400948B4). ..• Pacific Soils Engineering, Inc 2006, Geotechnical Investigation for EIR Purposes, Parcel "B" Otay Ranch, Chula Vista, California, dated June 2, 2006 (Work Order 400948B4). Pacific Soils Engineering, Inc., 2003, Feasibility-Level Geotechnical Report, Parcels A, B and C, Otay Ranch, Chula Vista, California, dated August 22, 2003 (Work Order 400948). Petersen, M. D., Bryant, W. A., Cramer, C. H., Cao, T., Reichle, M. S., Frankel, A. D., Lienkaemper, J. J., McCrory, P. A., and Schwartz, D. P., 1996, Probabilistic seismic hazard assessment for the State of California: California Division of Mines and Geology, open file report 96-08,59 p. Sadigh, K., Chang, Y., Egan, J.A., Makdisi, F., and Youngs, R.R., 1997, Attenuation relationships for shallow crustal earthquakes based on California strong motion data: Seis. Res. Let. v. 68, n.l. Tan, S. S., 1995, Landslide hazards in the southern part of the San Diego metropolitan area, San Diego, California, landslide identification map no. 33: California Department of Conservation, Division of Mines and Geology, open file report 95-03. October 22, 2010 Page A-3 P/W Report No. ADVANCED GEOTECHNICAL SOLUTIONS, INC. REFERENCES continued United States Department of Agriculture, 1953, Vertical black and white aerial photographs (photo nos. AXN-9M-162, -163, -164, -165, and AXM 10M-4, -5) scale 1 :20,000; dated April 14, 1953. Uniform Building Code, 1997, International Conference of Building Officials (lCBO), Volume 2, structural engineering design provisions: p. 2-30-2-35. Walsh, S.L., and Derriere, T.A., 1991, Age and stratigraphy of the Sweetwater and Otay Formations, San Diego County, California, in Abbott, P.L. and May, J.A. (eds.), Eocene geologic history of the San Diego region: Society of Economic Paleontologists and Mineralogists, Pacific Section, v. 68, p. 131-148. ADVANCED GEOTECHNICAL SOLUTIONS, INC. APPENDIX B SUBSURFACE INVESTIGATION October 22, 2010 Page B-1 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. DESCRIPTION OF PSE’s SUBSURFACE INVESTIGATION Pacific Soils Engineering, Inc. performed a subsurface field investigation for Otay Ranch Parcel "B" in June of2004. Sixteen (16) borings were excavated utilizing a bucket auger drill rig (Plates A-1 through A-16). In addition, seventy-three (73) backhoe test pits were excavated (Table I). Boring and test pit excavations ranged from three (3) to eighty (80) feet below existing grades. All excavations were logged and sampled by representatives of PSE. Representative bulk and "undisturbed" samples were obtained from the exploratory excavations and delivered to PSE's laboratory for testing and analysis. Undisturbed samples were obtained from the bucket auger borings by driving a sampling spoon into the material. A split barrel type spoon, having an inside diameter of 2.50 inches, with a tapered cutting tip at the lower end, was used. The barrel is lined with thin brass rings, each 1 inch in height. The spoons penetrated into the soil approximately 12 inches. The lower portion of the sample (6 inches) was retained for testing. All samples in the natural field condition were sealed in airtight containers and transported to PSE's laboratory. Blow counts were noted for each "undisturbed" sample and are presented in the logs of the borings (Plates A-1 through A-16). The approximate locations of all exploratory excavations are shown on the enclosed plans (Sheets 3 through 5 and 7). ADVANCED GEOTECHNICAL SOLUTIONS, INC. APPENDIX C LABORATORY TESTING ADVANCED GEOTECHNICAL SOLUTIONS, INC. DESCRIPTION OF PSE's LABORATORY ANALYSES Moisture Density Determinations Moisture and density determinations were made by direct measurements on undisturbed samples to provide in-situ information of the various materials. The results of these tests are shown on the logs of borings [Plates A-1 through A-16 (Appendix B)] and Table II. Compaction Characteristics Maximum densities and optimum moistures were determined for selected samples in accordance with ASTM: D-1557. Results are presented in Table II. Hydrometer Analyses Hydrometer grain size analyses were performed on the minus No. 10 sieve portion of selected samples. These tests were used as an aid in soil classification. The results of these tests are shown on Table II. Expansion Index Testing Expansion index testing was performed on selected samples in accordance with the expansion index UBC Standard No. 18-2. Results are presented in Table II. Direct Shear Tests Direct shear tests were performed on samples, which were remolded to 90 percent of the laboratory maximum density, and on undisturbed specimens. Samples were tested after inundation and confinement for 24 hours. Tests were made under various normal loads at a constant rate of strain of 0.01 or 0.05 inches per minute. Shear test data are presented in Table II and on Plates B-1 through B- 14. Chemica/Resistivity Chemical/resistivity testing was conducted by others and is presented on Plates C-1 through C-13. ADVANCED GEOTECHNICAL SOLUTIONS, INC. APPENDIX D SLOPE STABILITY ANALYSIS ADVANCED GEOTECHNICAL SOLUTIONS, INC. APPENDIX E GENERAL EARTHWORK SPECIFICATIONS AND GRADING DETAILS General Earthwork Specifications Page 1 ADVANCED GEOTECHNICAL SOLUTIONS, INC. GENERAL EARTHWORK SPECIFICATIONS I. General A. General procedures and requirements for earthwork and grading are presented herein. The earthwork and grading recommendations provided in the geotechnical report are considered part of these specifications, and where the general specifications provided herein conflict with those provided in the geotechnical report, the recommendations in the geotechnical report shall govern. Recommendations provided herein and in the geotechnical report may need to be modified depending on the conditions encountered during grading. B. The contractor is responsible for the satisfactory completion of all earthwork in accordance with the project plans, specifications, applicable building codes, and local governing agency requirements. Where these requirements conflict, the stricter requirements shall govern. C. It is the contractor’s responsibility to read and understand the guidelines presented herein and in the geotechnical report as well as the project plans and specifications. Information presented in the geotechnical report is subject to verification during grading. The information presented on the exploration logs depict conditions at the particular time of excavation and at the location of the excavation. Subsurface conditions present at other locations may differ, and the passage of time may result in different subsurface conditions being encountered at the locations of the exploratory excavations. The contractor shall perform an independent investigation and evaluate the nature of the surface and subsurface conditions to be encountered and the procedures and equipment to be used in performing his work. D. The contractor shall have the responsibility to provide adequate equipment and procedures to accomplish the earthwork in accordance with applicable requirements. When the quality of work is less than that required, the Geotechnical Consultant may reject the work and may recommend that the operations be suspended until the conditions are corrected. E. Prior to the start of grading, a qualified Geotechnical Consultant should be employed to observe grading procedures and provide testing of the fills for conformance with the project specifications, approved grading plan, and guidelines presented herein. All clearing and grubbing, remedial removals, clean-outs, removal bottoms, keyways, and subdrain installations should be observed and documented by the Geotechnical Consultant prior to placing fill. It is the contractor’s responsibility to apprise the Geotechnical Consultant of their schedules and notify the Geotechnical Consultant when those areas are ready for observation. F. The contractor is responsible for providing a safe environment for the Geotechnical Consultant to observe grading and conduct tests. II. Site Preparation A. Clearing and Grubbing: Excessive vegetation and other deleterious material shall be sufficiently removed as required by the Geotechnical Consultant, and such materials shall be General Earthwork Specifications Page 2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. properly disposed of offsite in a method acceptable to the owner and governing agencies. Where applicable, the contractor may obtain permission from the Geotechnical Consultant, owner, and governing agencies to dispose of vegetation and other deleterious materials in designated areas onsite. B. Unsuitable Soils Removals: Earth materials that are deemed unsuitable for the support of fill shall be removed as necessary to the satisfaction of the Geotechnical Consultant. C. Any underground structures such as cesspools’, cisterns, mining shafts, tunnels, septic tanks, wells, pipelines, other utilities, or other structures located within the limits of grading shall be removed and/or abandoned in accordance with the requirements of the governing agency and to the satisfaction of the Geotechnical Consultant. Environmental evaluation of existing conditions is not the responsibility of the Geotechnical Consultant. D. Preparation of Areas to Receive Fill: After removals are completed, the exposed surfaces shall be processed or scarified to a depth of approximately 8 inches, watered or dried, as needed, to achieve a generally uniform moisture content that is at or near optimum moisture content. The scarified materials shall then be compacted to the project requirements and tested as specified. E. All areas receiving fill shall be observed and approved by the Geotechnical Consultant prior to the placement of fill. A licensed surveyor shall provide survey control for determining elevations of processed areas and keyways. III. Placement of Fill A. Suitability of fill materials: Any materials, derived onsite or imported, may be utilized as fill provided that the materials have been determined to be suitable by the Geotechnical Consultant. Such materials shall be essentially free of organic matter and other deleterious materials, and be of a gradation, expansion potential, and/or strength that is acceptable to the Geotechnical Consultant. Fill materials shall be tested in a laboratory approved by the Geotechnical Consultant, and import materials shall be tested and approved prior to being imported. B. Generally, different fill materials shall be thoroughly mixed to provide a relatively uniform blend of materials and prevent abrupt changes in material type. Fill materials derived from benching should be dispersed throughout the fill area instead of placing the materials within only an equipment-width from the cut/fill contact. C. Oversize Materials: Rocks greater than 12 inches in largest dimension shall be disposed of offsite or be placed in accordance with the recommendations by the Geotechnical Consultant in the areas that are designated as suitable for oversize rock placement. Rocks that are smaller than 8 inches in largest dimension may be utilized in the fill provided that they are not nested and are their quantity and distribution are acceptable to the Geotechnical Consultant and do not inhibit the ability to properly compact fill materials. General Earthwork Specifications Page 3 ADVANCED GEOTECHNICAL SOLUTIONS, INC. D. The fill materials shall be placed in thin, horizontal layers such that, when compacted, shall not exceed 6 inches. Each layer shall be spread evenly and shall be thoroughly mixed to obtain a near uniform moisture content and uniform blend of materials. E. Moisture Content: Fill materials shall be placed at or above the optimum moisture content or as recommended by the geotechnical report. Where the moisture content of the engineered fill is less than recommended, water shall be added, and the fill materials shall be blended so that a near uniform moisture content is achieved. If the moisture content is above the limits specified by the Geotechnical Consultant, the fill materials shall be aerated by discing, blading, or other methods until the moisture content is acceptable. F. Each layer of fill shall be compacted to the project standards in accordance to the project specifications and recommendations of the Geotechnical Consultant. Unless otherwise specified by the Geotechnical Consultant, the fill shall be compacted to a minimum of 90 percent of the maximum dry density as determined by ASTM Test Method: D1557-09. G. Benching: Where placing fill on a slope exceeding a ratio of 5 to 1 (horizontal to vertical), the ground should be keyed or benched. The keyways and benches shall extend through all unsuitable materials into suitable materials such as firm materials or sound bedrock or as recommended by the Geotechnical Consultant. The minimum keyway width shall be 15 feet and extend into suitable materials, or as recommended by the geotechnical report and approved by the Geotechnical Consultant. The minimum keyway width for fill over cut slopes is also 15 feet, or as recommended by the geotechnical report and approved by the Geotechnical Consultant. As a general rule, unless otherwise recommended by the Geotechnical Consultant, the minimum width of the keyway shall be equal to ½ the height of the fill slope. H. Slope Face: The specified minimum relative compaction shall be maintained out to the finish face of fill and stabilization fill slopes. Generally, this may be achieved by overbuilding the slope and cutting back to the compacted core. The actual amount of overbuilding may vary as field conditions dictate. Alternately, this may be achieved by backrolling the slope face with suitable equipment or other methods that produce the designated result. Loose soil should not be allowed to build up on the slope face. If present, loose soils shall be trimmed to expose the compacted slope face. I. Slope Ratio: Unless otherwise approved by the Geotechnical Consultant and governing agencies, permanent fill slopes shall be designed and constructed no steeper than 2 to 1 (horizontal to vertical). J. Natural Ground and Cut Areas: Design grades that are in natural ground or in cuts should be evaluated by the Geotechnical Consultant to determine whether scarification and processing of the ground and/or overexcavation is needed. K. Fill materials shall not be placed, spread, or compacted during unfavorable weather conditions. When grading is interrupted by rain, filing operations shall not resume until the Geotechnical Consultant approves the moisture and density of the previously placed compacted fill. General Earthwork Specifications Page 4 ADVANCED GEOTECHNICAL SOLUTIONS, INC. IV. Cut Slopes A. The Geotechnical Consultant shall observe all cut slopes, including fill over cut slopes, and shall be notified by the contractor when cut slopes are started. B. If adverse or potentially adverse conditions are encountered during grading, the Geotechnical Consultant shall investigate, evaluate, and make recommendations to mitigate the adverse conditions. C. Unless otherwise stated in the geotechnical report, cut slopes shall not be excavated higher or steeper than the requirements of the local governing agencies. Short-term stability of the cut slopes and other excavations is the contractor's responsibility. V. Drainage A. Backdrains and Subdrains: Backdrains and subdrains shall be provided in fill as recommended by the Geotechnical Consultant and shall be constructed in accordance with the governing agency and/or recommendations of the Geotechnical Consultant. The location of subdrains, especially outlets, shall be surveyed and recorded by the Civil Engineer. B. Top-of-slope Drainage: Positive drainage shall be established away from the top of slope. Site drainage shall not be permitted to flow over the tops of slopes. C. Drainage terraces shall be constructed in compliance with the governing agency requirements and/or in accordance with the recommendations of the Civil Engineer. D. Non-erodible interceptor swales shall be placed at the top of cut slopes that face the same direction as the prevailing drainage. VI. Erosion Control A. All finish cut and fill slopes shall be protected from erosion and/or planted in accordance with the project specifications and/or landscape architect's recommendations. Such measures to protect the slope face shall be undertaken as soon as practical after completion of grading. B. During construction, the contractor shall maintain proper drainage and prevent the ponding of water. The contractor shall take remedial measures to prevent the erosion of graded areas until permanent drainage and erosion control measures have been installed. VII. Trench Excavation and Backfill A. Safety: The contractor shall follow all OSHA requirements for safety of trench excavations. Knowing and following these requirements is the contractor's responsibility. All trench excavations or open cuts in excess of 5 feet in depth shall be shored or laid back. Trench excavations and open cuts exposing adverse geologic conditions may require further evaluation General Earthwork Specifications Page 5 ADVANCED GEOTECHNICAL SOLUTIONS, INC. by the Geotechnical Consultant. If a contractor fails to provide safe access for compaction testing, backfill not tested due to safety concerns may be subject to removal. B. Bedding: Bedding materials shall be non-expansive and have a Sand Equivalent greater than 30. Where permitted by the Geotechnical Consultant, the bedding materials can be densified by jetting. C. Backfill: Jetting of backfill materials to achieve compaction is generally not acceptable. Where permitted by the Geotechnical Consultant, the bedding materials can be densified by jetting provided the backfill materials are granular, free-draining and have a Sand Equivalent greater than 30. VIII. Geotechnical Observation and Testing During Grading A. Compaction Testing: Fill will be tested and evaluated by the Geotechnical Consultant for evaluation of general compliance with the recommended compaction and moisture conditions. The tests shall be taken in the compacted soils beneath the surface if the surficial materials are disturbed. The contractor shall assist the Geotechnical Consultant by excavating suitable test pits for testing of compacted fill. B. Where tests indicate that the density of a layer of fill is less than required, or the moisture content is not within specifications, the Geotechnical Consultant shall notify the contractor of the unsatisfactory conditions of the fill. The portions of the fill that are not within specifications shall be reworked until the required density and/or moisture content has been attained. No additional fill shall be placed until the last lift of fill is tested and found to meet the project specifications and approved by the Geotechnical Consultant. C. If, in the opinion of the Geotechnical Consultant, unsatisfactory conditions, such as adverse weather, excessive rock or deleterious materials being placed in the fill, insufficient equipment, excessive rate of fill placement, results in a quality of work that is unacceptable, the consultant shall notify the contractor, and the contractor shall rectify the conditions, and if necessary, stop work until conditions are satisfactory. D. Frequency of Compaction Testing: The location and frequency of tests shall be at the Geotechnical Consultant's discretion. Generally, compaction tests shall be taken at intervals approximately two feet in fill height. E. Compaction Test Locations: The Geotechnical Consultant shall document the approximate elevation and horizontal coordinates of the compaction test locations. The contractor shall coordinate with the surveyor to assure that sufficient grade stakes are established so that the Geotechnical Consultant can determine the test locations. Alternately, the test locations can be surveyed and the results provided to the Geotechnical Consultant. F. Areas of fill that have not been observed or tested by the Geotechnical Consultant may have to be removed and recompacted at the contractor's expense. The depth and extent of removals will be determined by the Geotechnical Consultant. General Earthwork Specifications Page 6 ADVANCED GEOTECHNICAL SOLUTIONS, INC. G. Observation and testing by the Geotechnical Consultant shall be conducted during grading in order for the Geotechnical Consultant to state that, in his opinion, grading has been completed in accordance with the approved geotechnical report and project specifications. H. Reporting of Test Results: After completion of grading operations, the Geotechnical Consultant shall submit reports documenting their observations during construction and test results. These reports may be subject to review by the local governing agencies. ADVANCED GEOTECHNICAL SOLUTIONS, INC. APPENDIX F HOMEOWNERS MAINTENANCE GUIDELINES October 22, 2010 Page C-1 P/W 1009-05 Report No. 1009-05-B-2 ADVANCED GEOTECHNICAL SOLUTIONS, INC. HOMEOWNERS MAINTENANCE GUIDELINES Homeowners are accustomed to maintaining their homes. They expect to paint their houses periodically, replace wiring, clean out clogged plumbing, and repair roofs. Maintenance of the home site, particularly on hillsides, should be considered on the same basis, or even on a more serious basis because neglect can result in serious consequences. In most cases, lot and site maintenance can be taken care of along with landscaping, and can be carried out more economically than repair after neglect. Most slope and hillside lot problems are associated with water. Uncontrolled water from a broken pipe, cesspool, or wet weather causes most damage. Wet weather is the largest cause of slope problems, particularly in California where rain is intermittent, but may be torrential. Therefore, drainage and erosion control are the most important aspects of home site stability; these provisions must not be altered without competent professional advice. Further, maintenance must be carried out to assure their continued operation. As geotechnical engineers concerned with the problems of building sites in hillside developments, we offer the following list of recommended home protection measures as a guide to homeowners. Expansive Soils Some of the earth materials on site have been identified as being expansive in nature. As such, these materials are susceptible to volume changes with variations in their moisture content. These soils will swell upon the introduction of water and shrink upon drying. The forces associated with these volume changes can have significant negative impacts (in the form of differential movement) on foundations, walkways, patios, and other lot improvements. In recognition of this, the project developer has constructed homes on these lots on post-tensioned or mat slabs with pier and grade beam foundation systems, intended to help reduce the potential adverse effects of these expansive materials on the residential structures within the project. Such foundation systems are not intended to offset the forces (and associated movement) related to expansive soil, but are intended to help soften their effects on the structures constructed thereon. Homeowners purchasing property and living in an area containing expansive soils must assume a certain degree of responsibility for homeowner improvements as well as for maintaining conditions around their home. Provisions should be incorporated into the design and construction of homeowner improvements to account for the expansive nature of the onsite soils material. Lot maintenance and landscaping should also be conducted in consideration of the expansive soil characteristics. Of primary importance is minimizing the moisture variation below all lot improvements. Such design, construction and homeowner maintenance provisions should include:  Employing contractors for homeowner improvements who design and build in recognition of local building code and site specific soils conditions.  Establishing and maintaining positive drainage away from all foundations, walkways, driveways, patios, and other hardscape improvements. ADVANCED GEOTECHNICAL SOLUTIONS, INC.  Avoiding the construction of planters adjacent to structural improvements. Alternatively, planter sides/bottoms can be sealed with an impermeable membrane and drained away from the improvements via subdrains into approved disposal areas.  Sealing and maintaining construction/control joints within concrete slabs and walkways to reduce the potential for moisture infiltration into the subgrade soils.  Utilizing landscaping schemes with vegetation that requires minimal watering. Alternatively, watering should be done in a uniform manner as equally as possible on all sides of the foundation, keeping the soil "moist" but not allowing the soil to become saturated.  Maintaining positive drainage away from structures and providing roof gutters on all structures with downspouts installed to carry roof runoff directly into area drains or discharged well away from the structures.  Avoiding the placement of trees closer to the proposed structures than a distance of one- half the mature height of the tree.  Observation of the soil conditions around the perimeter of the structure during extremely hot/dry or unusually wet weather conditions so that modifications can be made in irrigation programs to maintain relatively constant moisture conditions. Sulfates On site soils were tested for the presence of soluble sulfates. Based on the results of that testing, the soluble sulfate exposure level was determined to be “negligible” to “moderate” when classified in accordance with the ACI 318-05 Table 4.3.1 (per 2007 CBC). As such, a concrete mix design should be based on a “moderate” sulfate exposure (4,000 psi concrete with a water to cement ratio of 0.50). Homeowners should be cautioned against the import and use of certain fertilizers, soil amendments, and/or other soils from offsite sources in the absence of specific information relating to their chemical composition. Some fertilizers have been known to leach sulfate compounds into soils otherwise containing "negligible" sulfate concentrations and increase the sulfate concentrations in near-surface soils to "moderate" or "severe" levels. In some cases, concrete improvements constructed in soils containing high levels of soluble sulfates may be affected by deterioration and loss of strength. Water - Natural and Man Induced Water in concert with the reaction of various natural and man-made elements, can cause detrimental effects to your structure and surrounding property. Rain water and flowing water erodes and saturates the ground and changes the engineering characteristics of the underlying earth materials upon saturation. Excessive irrigation in concert with a rainy period is commonly associated with shallow slope failures and deep seated landslides, saturation of near structure soils, local ponding of water, and transportation of water soluble substances that are deleterious to building materials including concrete, steel, wood, and stucco. Water interacting with the near surface and subsurface soils can initiate several other potentially detrimental phenomena other then slope stability issues. These may include expansion/contraction ADVANCED GEOTECHNICAL SOLUTIONS, INC. cycles, liquefaction potential increase, hydro-collapse of soils, ground surface settlement, earth material consolidation, and introduction of deleterious substances. The homeowners should be made aware of the potential problems which may develop when drainage is altered through construction of retaining walls, swimming pools, paved walkways and patios. Ponded water, drainage over the slope face, leaking irrigation systems, over-watering or other conditions which could lead to ground saturation must be avoided.  Before the rainy season arrives, check and clear roof drains, gutters and down spouts of all accumulated debris. Roof gutters are an important element in your arsenal against rain damage. If you do not have roof gutters and down spouts, you may elect to install them. Roofs, with their, wide, flat area can shed tremendous quantities of water. Without gutters or other adequate drainage, water falling from the eaves collects against foundation and basement walls.  Make sure to clear surface and terrace drainage ditches, and check them frequently during the rainy season. This task is a community responsibility.  Test all drainage ditches for functioning outlet drains. This should be tested with a hose and done before the rainy season. All blockages should be removed.  Check all drains at top of slopes to be sure they are clear and that water will not overflow the slope itself, causing erosion.  Keep subsurface drain openings (weep-holes) clear of debris and other material which could block them in a storm.  Check for loose fill above and below your property if you live on a slope or terrace.  Monitor hoses and sprinklers. During the rainy season, little, if any, irrigation is required. Oversaturation of the ground is unnecessary, increases watering costs, and can cause subsurface drainage.  Watch for water backup of drains inside the house and toilets during the rainy season, as this may indicate drain or sewer blockage.  Never block terrace drains and brow ditches on slopes or at the tops of cut or fill slopes. These are designed to carry away runoff to a place where it can be safely distributed.  Maintain the ground surface upslope of lined ditches to ensure that surface water is collected in the ditch and is not permitted to be trapped behind or under the lining.  Do not permit water to collect or pond on your home site. Water gathering here will tend to either seep into the ground (loosening or expanding fill or natural ground), or will overflow into the slope and begin erosion. Once erosion is started, it is difficult to control and severe damage may result rather quickly.  Never connect roof drains, gutters, or down spouts to subsurface drains. Rather, arrange them so that water either flows off your property in a specially designed pipe or flows out into a paved driveway or street. The water then may be dissipated over a wide surface or, preferably, may be carried away in a paved gutter or storm drain. Subdrains are constructed to take care of ordinary subsurface water and cannot handle the overload from roofs during a heavy rain. ADVANCED GEOTECHNICAL SOLUTIONS, INC.  Never permit water to spill over slopes, even where this may seem to be a good way to prevent ponding. This tends to cause erosion and, in the case of fill slopes, can eat away carefully designed and constructed sites.  Do not cast loose soil or debris over slopes. Loose soil soaks up water more readily than compacted fill. It is not compacted to the same strength as the slope itself and will tend to slide when laden with water; this may even affect the soil beneath the loose soil. The sliding may clog terrace drains below or may cause additional damage in weakening the slope. If you live below a slope, try to be sure that loose fill is not dumped above your property.  Never discharge water into subsurface blanket drains close to slopes. Trench drains are sometimes used to get rid of excess water when other means of disposing of water are not readily available. Overloading these drains saturates the ground and, if located close to slopes, may cause slope failure in their vicinity.  Do not discharge surface water into septic tanks or leaching fields. Not only are septic tanks constructed for a different purpose, but they will tend, because of their construction, to naturally accumulate additional water from the ground during a heavy rain. Overloading them artificially during the rainy season is bad for the same reason as subsurface subdrains, and is doubly dangerous since their overflow can pose a serious health hazard. In many areas, the use of septic tanks should be discontinued as soon as sewers are made available.  Practice responsible irrigation practices and do not over-irrigate slopes. Naturally, ground cover of ice plant and other vegetation will require some moisture during the hot summer months, but during the wet season, irrigation can cause ice plant and other heavy ground cover to pull loose. This not only destroys the cover, but also starts serious erosion. In some areas, ice plant and other heavy cover can cause surface sloughing when saturated due to the increase in weight and weakening of the near-surface soil. Planted slopes should be planned where possible to acquire sufficient moisture when it rains.  Do not let water gather against foundations, retaining walls, and basement walls. These walls are built to withstand the ordinary moisture in the ground and are, where necessary, accompanied by subdrains to carry off the excess. If water is permitted to pond against them, it may seep through the wall, causing dampness and leakage inside the basement. Further, it may cause the foundation to swell up, or the water pressure could cause structural damage to walls.  Do not try to compact soil behind walls or in trenches by flooding with water. Not only is flooding the least efficient way of compacting fine-grained soil, but it could damage the wall foundation or saturate the subsoil.  Never leave a hose and sprinkler running on or near a slope, particularly during the rainy season. This will enhance ground saturation which may cause damage.  Never block ditches which have been graded around your house or the lot pad. These shallow ditches have been put there for the purpose of quickly removing water toward the driveway, street or other positive outlet. By all means, do not let water become ponded above slopes by blocked ditches. ADVANCED GEOTECHNICAL SOLUTIONS, INC.  Seeding and planting of the slopes should be planned to achieve, as rapidly as possible, a well-established and deep-rooted vegetal cover requiring minimal watering.  It should be the responsibility of the landscape architect to provide such plants initially and of the residents to maintain such planting. Alteration of such a planting scheme is at the resident's risk.  The resident is responsible for proper irrigation and for maintenance and repair of properly installed irrigation systems. Leaks should be fixed immediately. Residents must undertake a program to eliminate burrowing animals. This must be an ongoing program in order to promote slope stability. The burrowing animal control program should be conducted by a licensed exterminator and/or landscape professional with expertise in hill side maintenance. Geotechnical Review Due to the presence of expansive soils on site and the fact that soil types may vary with depth, it is recommended that plans for the construction of rear yard improvements (swimming pools, spas, barbecue pits, patios, etc.), be reviewed by a geotechnical engineer who is familiar with local conditions and the current standard of practice in the vicinity of your home. In conclusion, your neighbor’s slope, above or below your property, is as important to you as the slope that is within your property lines. For this reason, it is desirable to develop a cooperative attitude regarding hillside maintenance, and we recommend developing a “good neighbor” policy. Should conditions develop off your property, which are undesirable from indications given above, necessary action should be taken by you to insure that prompt remedial measures are taken. Landscaping of your property is important to enhance slope and foundation stability and to prevent erosion of the near surface soils. In addition, landscape improvements should provide for efficient drainage to a controlled discharge location downhill of residential improvements and soil slopes. Additionally, recommendations contained in the Geotechnical Engineering Study report apply to all future residential site improvements, and we advise that you include consultation with a qualified professional in planning, design, and construction of any improvements. Such improvements include patios, swimming pools, decks, etc., as well as building structures and all changes in the site configuration requiring earth cut or fill construction.