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HomeMy WebLinkAboutChula Vista PD Phase 2 Report FINAL 4-4-13 Analysis of the Police Department’s Supporting Services Phase 2 Report CITY OF CHULA VISTA, CALIFORNIA 201 San Antonio Circle, Suite 148 Mountain View, California 94040 v.650.858.0507 f.650.917.2310 April 4, 2013 TABLE OF CONTENTS 1. INTRODUCTION AND EXECUTIVE SUMMARY 1 2. INVESTIGATIVE SERVICES 10 3. ADMINISTRATIVE SERVICES 53 4. ANALYSIS OF THE ORGANIZATIONAL STRUCTURE 88 CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 1 1. INTRODUCTION AND EXECUTIVE SUMMARY This document is the Phase 2 report performed by the Matrix Consulting Group (MCG) for the City of Chula Vista Police Department (CVPD). Phase 2 covers the evaluation of various CVPD “Supporting Services” with the intent to meet the following Scope of Work: Task: Review and Evaluate Present Operations 1. Assess the current organizational structure relative to efficient and effective management and communications. Analyze the management of CVPD including planning, direction and supervision, internal inspection and control, fiscal management, internal communications and policy development, policy application. 2. Analyze the investigative division to determine staffing requirements and review case management techniques: a. Criminal Investigation Division: crimes of violence, property crimes and family protection unit. b. Special Investigations Unit: Narcotics Enforcement Team and police regulated businesses/Licensing. c. Cold Case investigations: Alternative staffing methods 3. Analyze the current staffing levels for other sworn and non-sworn support functions. 4. Analyze the span of control for management and Command staff throughout the organization. 5. Assess the potential for further use of civilian/volunteer positions in lieu of sworn positions. 6. Assess the department’s use of technology and what improvements should be made in order to improve efficiency throughout the department. This first chapter provides an introduction and an executive summary of the Phase 2 report. This summary identifies the information and approaches used in this study and delineates key findings, conclusions and recommendations. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 2 1. INTRODUCTION MCG was retained by the City of Chula Vista to conduct a two-phased report, the first focusing on patrol workload and staffing which was conducted in the spring of 2012. This report provides MCG’s subsequent evaluation and analysis of other important functions in the CVPD. MCG’s analysis focused on a wide range of issues including staffing, workload allocation, and other important issues. Specifically, the scope of work for this project included: • Executive summary of all key findings and recommendations. • Analysis of workload, staffing and various operational issues for a variety of “non- patrol” functions in the Department. • A clear description of all of the analytical techniques utilized by MCG in this assignment. • Recommendations relative to operational and staffing improvement opportunities. To develop this analysis MCG conducted an extensive number of internal stakeholder interviews and collected detailed data in an effort to develop a comprehensive understanding of various support operations of the CVPD. The two phases of this project have been critical for the Police Department and the City of Chula Vista. As is the case with many jurisdictions in California, the west and elsewhere around the country, the past five years have been difficult in terms of the revenue available to support police and other services as well as the ability of law enforcement personnel to meet service expectations. Some of these impacts in Chula Vista have included the following: • The Chula Vista Police Department has experienced a major decline in the number of sworn personnel – from 252 positions before the Great Recession beginning in 2007 to 223 in the current fiscal year (a decline of almost 12%). CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 3 • Particularly hard hit were the administrative and support services functions which are the focus of this Phase 2 report. This has resulted in managers and staff having more multiple responsibilities than can reasonably be performed in the time allocated. • Added to these financial trends are increases in retirements in key personnel. Even in this economic environment it is challenging for Chula Vista to compete against its large competitors in San Diego City and County which are adding hundreds of positions. • Increases in the need for the effective use of information technology has placed a high value on these systems and the need for staff dedicated to this and for managers to use this information. The difficulty in implementation of the new NetRMS is a case in point. Especially in administrative and support services, then, the past few years have witnessed a decrease in the Police Department’s ability to “get things done” or “get things done well”. The following section provides a summary of the major findings, conclusions and recommendations to be found in this Phase 2 report. As a reference, the chart, which follows, provides a summary of the organization of functions and management / supervisory staff in the Investigations Bureau of the Chula Vista Police Department. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 4 Secondly, the chart, which follows, provides a summary of the organization of functions and management / supervisory staff in the Administrative Services Bureau of the Chula Vista Police Department. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 5 2. EXECUTIVE SUMMARY Whereas the core of any policing agency is patrol services, important supporting services are often overlooked in any organizational evaluation. Generally, such functions offer a variety of opportunities for refinement to enhance the efficiency and effectiveness of service delivery to the community. Unlike the Phase 1 patrol study which ultimately focused on themes of “people requirements,” this Phase largely focuses on “process requirements.” While there are some staffing issues, the bulk of recommendations focus on methods for doing things more effectively. As a consequence, these themes should be considered as a common thread in CVPD to pursue throughout the entire organization – memorializing best CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 6 practice approaches to conducting business that result in the goal of remaining a high- caliber policing agency and ultimately a nationally best-in-class operation. The following exhibit provides a list of the principal recommendations in this report. The chapters within this report should be reviewed for a detailed discussion and analysis of each issue and the background behind each recommendation. INVESTIGATIONS Develop improved reporting such as year-over-year analysis of data to demonstrate Special Investigations Units (SIU) outputs and outcomes and the impact on Chula Vista and the region. Implement SARA problem solving and reporting to help define SIU successes. Implement Output-based reporting for every SIU on a quarterly basis and include highlights in an annual report. Develop a dedicated annual report for the SIU that can be included in the Department’s Annual Report detailing various performance outputs and outcomes as described in this chapter. Deploy one (1) Lieutenant position over the Special Investigations Unit Division. This position would be transferred from Jail and Dispatch. Formalize the case screening process using a documented solvability factor methodology that includes a 12-point criteria checklist on all assigned detective cases. Formalize a detective caseload prioritization system as part of the case screening process using a 7- priority system as a framework. Include formal case screening and prioritization of criminal cases in Detective Sergeant duties and responsibilities. Develop a detective Standard Operating Procedures Manual to include all important work-related protocols including a formal case management process. Create a Civilian Investigator role and responsibility with job duties as described in this chapter. As necessary based on other recommended changes, hire four (4) CSO positions to serve in this role. Transfer two (2) agents from the Family Protection Unit to the Property Crimes Unit. Until business processes are revised and “civilian investigator” positions deployed and reviewed, maintain existing sworn staffing levels in Criminal Investigations. In the long term of 3 – 5 years, create a dedicated Youth Services Unit from existing (2) and new staff (2) positions. Reallocate non-human resource responsibilities to other positions in the Department – fleet coordination to patrol and technology coordination to the Police Technology Specialist. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 7 A Police Sergeant position should be added to oversee the training program – academy, field and in service training. ADMINISTRATIVE SERVICES Reclassify the Senior Office Specialist to an Evidence Control Specialist. Authorize one (1) additional Senior Evidence Specialist position. The unit should maintain its national accreditation. The Unit should maintain a purging process where evidence is rotated out on a consistent basis. The current bar-coding system is defective and should be replaced to streamline storage and retrieval processes and ensure the chain of custody is maintained. Implement the Net/RMS inventory management system. Personnel assigned to the property/evidence component should place more emphasis on identifying property eligible for disposal (i.e., cash deposits, jewelry, etc). Protocols/operating procedures concerning property/evidence destruction (i.e., destruction slips, evidence held past statute of limitations, etc) should be formalized to increase accountability for processing evidence in a timely manner. Continue with annual inspections and audits of high-risk items. Create a Lead Police Service Officer job classification to perform as floor supervisor in the jail. Based on the outcome of the internal DOJNIC staffing review, ensure one Lead is assigned 24/7. Create a non-sworn Supervisor position to oversee jail operations. The Jail Manager should report directly to the Captain. Transfer the Lieutenant position to Special Investigations Division. Collect and utilize dispatch workload information and internally run staffing requirements based upon the APCO staffing model. Based upon the MCG model, dispatch staffing is satisfactory with sufficient line supervision to properly oversee dispatch personnel. Create a non-sworn manager position to oversee dispatcher operations. The Dispatch Manager should report directly to the Captain. Transfer the Lieutenant position to Special Investigations Division. Maintain the current Laboratory staffing level to ensure the timely processing of crime scene evidence. Develop a comprehensive Crime Scene and Investigations Procedures Manual to ensure that procedures are consistently performed by both Laboratory personnel and field staff. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 8 Maintain the current civilian Administrative Services Manager under the existing organizational structure to include lab, property/evidence, fiscal support, records, research and analysis and IT support functions. Continue to use Police Cadets in Support Services. Consolidate the Police Records Specialist and Police Data Specialist into one job classification. Transition report data entry staff to more of a quality control set of roles. Redistribute selective duties from the Police Support Services Manager to other staff in the Unit. The Information Technology Services Department and the Police Department should jointly develop a long range technology plan. When funds exist, dedicate a position within ITS but stationed within the Police Department to plan information technology and assist with its implementation. ORGANIZATIONAL STRUCTURE Reassign Dispatch to the Administrative Services Bureau. Designate one of the Police Dispatch Supervisors as a Manager. If Dispatch is reassigned to the Administrative Services Bureau replace the Lieutenant manager position with either a Police Sergeant or a Jail Supervisor (civilian) position. Reassign the Lieutenant to Special Investigations. Continue the practice of assigning collateral duties to managers and supervisors. Review these assignments periodically. In the long term (3 – 5 years) consider the creation of a Planning and Research Sergeant to take some of the administrative, not community oriented, assignments. The following table summarizes all of the position changes recommended in this report: Net Positions Changes Recommended in the Report Division Function Position # Action Investigative Services Special Investigations Lieutenant +1 Transfer one (1) Lieutenant from the Jail / Dispatch. Investigations CSO’s +4 Create CSO’s to perform investigative assistant roles. Investigations Agents – Transfer two (2) Agents from the Family Protection Unit to the Property Crimes Unit. Youth Services Agents +2 – Within 3 – 5 years create a Youth Services Unit with two (2) added Agents and two (2) transferred internally. One should be a Sergeant. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 9 Division Function Position # Action Training Sergeant +1 Add one (1) Sergeant to oversee academy and in service training. Evidence Senior Evidence Specialist +1 Add a Senior Evidence Specialist to improve coverage. Jail Lead Police Service Officer – From existing positions, designate leads to provide shift oversight. Jail Jail Manager +1 Create a civilian manager position for the Jail. Dispatch Dispatch Manager +1 Create a civilian manager position for Dispatch. Jail / Dispatch Lieutenant –1 Transfer position to Special Investigations CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 10 2. INVESTIGATIVE SERVICES This Phase 2 report focuses on the City of Chula Vista Police Department’s (CVPD) various support services outside of patrol core services. The workload and related information utilized in this phase was obtained from over two dozen one-on-one interviews with CVPD management, supervisory, line, and technical personnel and a variety of independent data collection efforts made by MCG with support provided by CVPD staff. This chapter focuses on particular investigative services. 1. OVERVIEW OF INVESTIGATIVE BUREAU’S FUNCTIONS. The Bureau, overseen by a Captain, has the following primary specialized, investigative and support services. This chapter focuses on the Special and Criminal Investigations divisions as well as Professional Standards. Jail and Dispatch are discussed with other “support” functions in the following chapter. In particular, these investigative units include the following: CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 11 Criminal Investigations Division • Crimes of Violence – Investigates robbery, homicide, missing persons, suspicious death investigations, gang crimes, threats, vandalism, lewd phone calls, various misdemeanors, including some juvenile crimes. • Property Crimes – Handles various property-related and other crimes to include burglary, larceny, fraud & forgery, arson, various misdemeanors including some juvenile crimes. • Family Protection Unit - Investigates domestic violence, sex crimes, elderly abuse, child abuse, internet crimes against children (ICAC) and various death investigations. Special Investigations Division • Special Investigations Unit – Maintains intelligence and conducts enforcement on vice, alcohol and beverage control (ABC), public corruption, high-level narcotics, threat assessments, organized crimes and processes various vendor licensing (e.g. card rooms). • Regional Auto Theft Task Force (RATT) - Investigates and enforces regionalized auto theft crime problems throughout the larger County area. • Jurisdictions for Unified Drug and Gang Enforcement (JUDGE) – Regionalized unit that maintains intelligence and enforces probationers and parolees with respect to gang and narcotics violations. • Narcotics Enforcement Team - Primarily street-level narcotics enforcement, including surveillance, reporting party follow-up, and other local-level drug crimes. • Task Forces – There are a variety of task forces CVPD participates in ranging from Border-related enforcement to marine to computer crime. These reflect about eight additional task force groups composed of various local, state, and/or federal agencies. The following section discusses all special investigations services noted above. 2. SPECIAL INVESTIGATIVE UNITS SHOULD ADOPT VARIOUS PRACTICES TO HELP ENSURE OPERATIONAL ACCOUNTABILITY AND ULTIMATELY DRIVE MORE REFINED STAFFING LEVELS. Any proactive investigative functions such as the variety of task force and internal enforcement units are more difficult to evaluate than are ‘reactive’ case handling CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 12 investigations performed by core criminal investigations units. CVPD has one of the most robust special investigations programs MCG has seen throughout the nation, with four (4) supervising sergeants, 24 officers/agents, and two (2) civilian staff providing support. These staff do not include other inter-agency personnel assigned. These “teams” represent a CVPD staffing contingent of approximately one-fourth the size of CVPD’s entire Community Patrol operations. While various workload related information is available as illustrated later in this section, these data alone do not effectively capture workloads and the potential staffing requirements needed in a proactive special investigations unit. In brief, the allocation of staff resources to these types of functions is generally a policy decision. There is no formula to evaluate the level of staff resources a community should allocate to these enforcement efforts because: • Proactive investigations are, by their very nature, discretionary. These investigations relate to a community’s values to address a wide variety of problems. • Dedicated proactive investigative units are found in agencies which have, or decide to deploy, the resources for such specialized full-time activities and which are committed to addressing important quality of life issues. • The caseloads of proactive investigative units are typically different from the kinds of caseloads handled by core investigative units. Caseloads for proactive investigative units are long-term oriented, rely on specific problem identification and varied targeting techniques. Results, then, need to be measured differently than for traditional case handling investigators – clearance rates and active cases are not a useful measure for proactive investigations. • Proactive investigations are often regional in nature, and therefore periodically rely on the support of other additional local, State and Federal agencies in higher profile cases. As a result of these factors, and because staffing levels often become an outcome of performance, the effectiveness of proactive investigative units needs to CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 13 focus more on the process of targeting problems in the community and making assigned staff accountable for results. The following represents the type of documentation available to illustrate these specialized units’ performance1. Investigations Quarterly Report (Abstract) Special Investigations Unit (SIU)  In April 2012, SIU conducted a 422 PC related investigation reference Sweetwater School District Board member ___ The report was forwarded to the District Attorney’s Office for prosecution.  In April 2012, SIU finalized security plan preparations for the Village Club’s new location on Bay Blvd.  In April 2012, SIU forwarded three noise violations to City Finance for Collections.  In June 2012, SIU conducted a human trafficking operation involving undercover resources and coordination with federal counterparts and social service providers. The operation resulted in the rescue of a 16 year old female victim and the arrest of two gang-affiliated suspects for human trafficking, pimping, pandering, and other related charges. The suspects plead guilty with the primary suspect being sentenced to prison for three years. (Case ___)  In June 2012, SIU conducted multiple ABC operations designed to target juvenile access to alcohol. The operations resulted in approximately 10 arrests.  UPDATE: In January 2012, SIU served a Search Warrant on ___, the subject who made multiple threats to kill CVPD and San Diego Probation officers. SIU Detectives recovered three operable handguns and one rifle. ___ was subsequently charged with seven felony counts including 422 PC, 69 PC, 71 PC, and weapons violations. In June 2012, ___ plead guilty to violation of 71PC. ___was sentenced to a year in jail and mandatory mental health counseling. SIU Licensing – Apr-Jun 2012 ABC License Reviews (includes license transfers, PCNs, CUP reviews, complaints) 39 Police-regulated Licenses Processed* 107 * SIU denied one license during the quarter for a massage technician with previous prostitution arrests. 1 Investigations Quarterly Report, 2nd Quarter, 2012. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 14 SIU Products and Callouts – Apr-Jun 2012 Officer Safety Bulletins Circulated 6 Intelligence Products Created 1 City Hall/City Council - Special Service Calls 1 Narcotics Enforcement Team (NET) NET Activity – Apr-Jun 2012 Open complaints 119 New complaints this quarter 65 Complaints closed this quarter 47 NET-initiated arrests 64 Search warrants served 6 NET Case Highlight: Operation J____. ICE ceased intercepts on this investigation and obtained indictments for 30 suspects. In June, ICE and NET conducted a takedown and executed 30 arrest warrants and one Federal search warrant. A total of 25 suspects were taken into custody. A small amount of marijuana and $9,990 was seized. The two principal targets based in Mexico have not been apprehended as of yet. Below is a summary of the results for this investigation since the inception: 90 Arrests 201 pounds of methamphetamine 76 pounds of cocaine 1,789 pounds of marijuana and 260 marijuana plants 7 firearms $80,592.00 USD Snitch Quarterly Stats – Apr-Jun 2012 Deployments 34 Agency Requests 21 Seizures: Marijuana (lbs) 24.9 Cocaine (grams) 1044.2 Heroin (grams) 0 Methamphetamine (grams) 223.8 Currency $5,000 CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 15 Jurisdictions Unified for Drug and Gang Enforcement (JUDGE) JUDGE Activity – Apr-June 2012 Compliance checks 37 Arrests 36 Search warrants 3 Seizures: Cash $25,178 Meth 215.8 grams Heroin 267.9 grams Marijuana 21 pounds & 84 plants Firearms 2 JUDGE Case Highlight: During a Project Safe Neighborhoods (PSN) Sweep, the JUDGE Unit conducted a 4th waiver compliance check on a probationer and located a large marijuana grow in the garage of his residence. Several other items indicative of narcotics sales were located including $8,954 in cash. Besides the cash, detectives seized 16.5 ounces of marijuana and 84 marijuana plants in various stages of maturity. The probationer and his brother were arrested and booked on the violations. Regional Auto Theft Task Force (RATT) Operation L___ RATT Activity – Apr-Jun 2012 Arrests 17 Probation/Parole Contacts 33 Recoveries 26 Seizure Value $261,134 RATT Case Highlight: This quarter culminated in the final stages of Operation L__. This includes completing Grand Jury with 31 indictments, preparing three additional cases that would be taken through the preliminary hearing proceedings which added an additional nine defendants, and securing arrest warrants for two additional defendants. On May 23rd, RATT conducted an arrest sweep utilizing State, Local and Federal law enforcement agencies. A total of 19 defendants were arrested with an additional nine individuals who were not on the target list but were found to be with other suspects and arrested for various other crimes and warrants. Some of these other crimes included 10851 at a hotel, check and ID theft ring at a hotel, narcotic for sales at a residence (heroin), and 3 for warrants. By the end of the day, 44 individuals were in-custody as a result of this case. Evidence seized during the operation included 85 stolen cars valued at $537,000, 19 firearms and a miscellaneous amount of narcotics. Additionally, an illegal weapons distribution ring was dismantled. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 16 In addition, other metrics were made available to MCG to include the following data2: Narcotics Enforcement Team – 2009 to 2011 Statistics3 NET Stats 2011 2010 2009 In Custody reports 305 323 454 Expert Opinions 76 95 115 Citizen complaints 120 158 190 Closed complaints 113 113 179 Initiated arrests 184 193 136 Search warrants 24 22 26 Regional Auto Theft Task Force – 2009 to 2011 Statistics RATT Stats 2011 2010 Arrests 148 224 Vehicle Recoveries 122 118 Seizures $1,132,926 $1,410,889 Jurisdictions for Unified Drug and Gang Enforcement – 2011 vs. 2012 Statistics CATEGORY 1st Half 2011 1st Half 2012 PAROLE CHECKS 67 44 PROBATION CHECKS 78 75 TOTAL CHECKS 145 119 - - GANG SUBJECTS 90 54 NARCO SUBJECTS 74 66 R/S SUBJECTS 64 43 TOTAL # SUBJECTS 355 214 - - PAROLE ONLY 23 11 PAROLE NEW 5 3 PROBATION ONLY 5 15 PROBATION NEW 22 30 DHS/INS RELATED 11 3 WARRANT 26 10 NON-TARGET 12 15 TOTAL 104 87 - - 2 Some of the following tables were provided by CVPD; some had to be refined or abstracted by MCG from data provided. 3 A 2009 to 2011 NET Caseload Activity Table was provided, yet the data had numerous duplicated records. While MCG could cull the data to determine unique cases per year and ultimate dispositions, at issue is such data is not readily available and used for decision-making. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 17 CATEGORY 1st Half 2011 1st Half 2012 DEC REFERRALS 7 7 - - SEARCH WARRANTS 17 11 - - STRUCTURE SEARCHES 152 108 VEHICLE SEARCHES 78 58 TOTAL SEARCHES 230 166 - - $$ SEIZED $ 2,004 $ 25,378 ICE - - METH (g) 382 4,990 MARIJUANA (g) 1,299 543,751 HEROIN (g) 98 273 COCAINE (g) 6 9,979 OTHER - - - - GUNS 17 10 AMMUNITION 2 63 KNIVES 12 11 CLUBS 7 - OTHER - - - - POS URINE 23 15 NEG URINE 14 4 TOTAL 37 19 - - CVPD REF 31 18 SDPD REF - - PROB REF 29 31 PAROLE REF 45 5 SDSO REF 1 - NCPD 16 16 OTHER 4 7 INS REF 5 2 JUDGE 31 39 TOTAL 162 118 - - TRAINING (hrs) 1,072 739 CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 18 Asset Seizure Fund History FY 2005 – 20124 Fiscal Year Beg Balance FY Revenues FY Expenses End Balance FY 2004/05 $810 $566,853 ($421,280) $146,383 FY 2005/06 $146,383 $192,368 ($220,860) $117,891 FY 2006/07 $117,891 $236,871 ($353,285) $1,477 FY 2007/08 $1,477 $420,733 ($138,990) $283,220 FY 2008/09 $283,220 $497,452 ($170,000) $610,672 FY 2009/10 $610,672 $739,481 ($419,725) $930,428 FY 2010/11 $930,428 $422,222 ($602,960) $749,690 FY 2011/12 $749,690 $306,658 ($562,049) $494,299 8-year Avg. $355,071 $422,830 ($361,144) These metrics reflect the kinds of data available to demonstrate various accomplishments of the special investigations units. However, with little exception, information provided is just a reporting of “counts” with no apparent intent to develop comparative information (e.g. year-over-year percentage differences) that can result in Key Performance Indicators or Performance Objectives. This kind of information is vital when noting nearly $1.7M in just CVPD non-reimbursed personnel costs are dedicated to various task force units as shown in the table below. 4 May not be exclusively related to specialized investigative units. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 19 Personnel Costs and Subsidization by Special Investigative Unit – FY 2013 FTF Position FY 2013 Personnel Costs FY 2013 Funding % Funded POLICE AGENT $154,636 $17,202 11% $154,636 $17,202 11% HIDTA Position FY 2013 Personnel Costs FY 2013 Funding % Funded POLICE AGENT $151,187 $71,000 47% POLICE AGENT $151,187 $71,000 47% PEACE OFFICER $141,116 $71,000 50% POLICE AGENT $154,356 $71,000 46% POLICE AGENT $151,187 $71,000 47% POLICE AGENT $151,979 $71,000 47% POLICE AGENT $151,979 $71,000 47% $1,052,991 $497,000 47% ICAC Position FY 2013 Personnel Costs FY 2013 Funding % Funded POLICE AGENT $137,434 $42,504 31% $137,434 $42,504 31% JUDGE Position FY 2013 Personnel Costs FY 2013 Funding % Funded POLICE SERGEANT $159,961 $39,851 25% POLICE AGENT $142,979 $39,851 28% PEACE OFFICER $131,323 $39,851 30% PEACE OFFICER $132,116 $39,851 30% PEACE OFFICER $135,284 $39,850 29% PEACE OFFICER $132,907 $39,850 30% $834,570 $239,104 29% NTF Position FY 2013 Personnel Costs FY 2013 Funding % Funded POLICE AGENT $159,389 $17,202 11% $159,389 $17,202 11% RATT Position FY 2013 Personnel Costs FY 2013 Funding % Funded POLICE SERGEANT $165,111 $115,000 70% POLICE AGENT $137,434 $80,000 58% PEACE OFFICER $131,323 $80,000 61% PEACE OFFICER $132,116 $80,000 61% $565,984 $355,000 63% SWB Position FY 2013 Personnel Costs FY 2013 Funding % Funded POLICE AGENT $142,979 $142,979 100% POLICE AGENT $142,187 $142,187 100% $285,166 $285,166 100% TOTAL: $3,190,170 $1,453,178 46% CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 20 In brief, proactive investigative units require close scrutiny given their unique roles and should have established performance expectations. To that end, all special investigations units should report upon the following performance factors: Best Management Practices Performance Review – Special Investigative Units (SIU) Performance Target Reporting Criteria Are decisions made at the appropriate level? Major initiatives are documented and approved by the supervisors in a Tactical Action Plan format. The SIUs should maintain direct supervision of operations through a Sergeant position. Clearly defined mission that focuses on both street level as well as large-scale interdiction. The SIUs have been developed with specific missions with both a regional and local focus. This information is noted in the respective Tactical Action Plans. Internal systems and performance measures have been designed to provide for internal accountability. The SIUs provide monthly or quarterly performance reports relative to output metrics that foster accountability. Internal systems provide for clear accountability and tracking of property/evidence. In association with Property and Evidence, clear protocols are in place and reported upon. Interaction with local, state, federal and international agencies is performed. The SIUs are involved in several cooperative efforts and task forces and output and outcome measures are reported upon. Secured storage on-site for narcotics, money, weapons, other contraband, etc. Secured facilities are in place and periodically audited for security. Asset seizure funds are regularly audited by an external entity. Audit trails are in place to ensure the appropriate use of asset seizure funds. While the special investigations units have adopted some of these practices, such as quarterly narrative reporting with some metrics, there are opportunities for further improvement related to tracking, reporting, managing and using information based upon outputs and outcomes. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 21 (1) The SIU’s Should Implement More Formal Problem Solving and Reporting of Outputs and Outcomes. As is the case with most performance reporting in any law enforcement agency, proactive enforcement units often report on performance outputs that includes number of arrests, weapons and drugs confiscated, monies seized, warrants served, etc. CVPD reports on metrics, but does not consistently translate them into output comparisons (e.g. year-over-year reporting changes). Although performance outputs and reporting such as these are important, it is difficult to objectively link such outputs to performance outcomes—specifically the suppression of illegal activities within Chula Vista and the surrounding region. Special enforcement activities should be tied to mitigating “community harm” as a result of these enforcement efforts, and further tools are necessary beyond the above tables’ reporting metrics, to include performance outputs to further capture these efforts. To that end, the SIUs should adopt a problem solving model whereby outcomes from the problem solving can be reported upon. One approach would be to employ a model that encompasses the four stages of a problem solving process defined as “scanning, analysis, response and assessment” (SARA). This problem solving approach can be detailed in formal Tactical Action Plan documents. The following is an overview of the process: • Scanning – The initial stage of scanning involves looking for and identifying problems. Who are the victims, who is harmed by what type of behaviors, who are the probable offenders, and the nature of the events. • Analysis – Develop a thorough understanding of a problem and conduct research using varied resources such as intelligence files, Crime Analysis, Patrol input, etc. If the problem has been addressed previously, assess the effectiveness of past responses as a base line. • Response – This is a three stage objective. Develop a list of possible responses to the problem and the resources necessary to address the issue that is CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 22 consistent with information analyzed; select the response most likely to succeed based on information available; and implement the chosen response. • Assessment – Obtain on-going feedback on how well the response is working and report upon performance outputs and outcomes related to the response. Based on the “de-briefing” of the response, make adjustments that can change the type of response, that will improve future analysis of the problem, or that may redefine the nature of the problem. It is important that reporting via the SARA model occurs as this should result in outcomes—not just outputs – that can be reviewed and measured. Development of periodic SARA-based Tactical Action Plans should be adopted in addition to the reporting of performance outputs as in the provided examples. These reports should assist in justifying activities performed by the SIUs on a yearly and year-over-year basis. (3) Develop a Consolidated Annual Report for all Special Investigative Units. The SIUs should develop an annual report through which they can demonstrate the outputs and outcomes associated with various activities, in addition to identifying best practices that are in place to help ensure that seized monies, narcotics, informant pay-outs, etc., are used expeditiously. This annual report can be a consolidation of monthly information collected from such data sources as the aforementioned Tactical Action Plans and output-based Quarterly Reports, and should be designed in such a fashion to help justify existing or increased staffing resources. (4) Assign a Dedicated Police Lieutenant to Special Investigations Units. Given the potentially high profile of specialized investigative units, a dedicated police lieutenant should be assigned over all such operations. In effect, one lieutenant should be over “core” Investigative Units and one Lieutenant over specialized investigative units. This span of control for manager positions given these important endeavors is consistent with best practices. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 23 3. SPECIAL INVESTIGATIONS UNITS RECOMMENDATIONS. The following recommendations are made based on the analysis, findings and conclusions noted in the prior SIU sections. Recommendation: Develop improved reporting such as year-over-year analysis of data to demonstrate SIU outputs and outcomes and the impact on the Chula Vista and regional community. Recommendation: Implement SARA problem solving and reporting to help define SIU successes. Recommendation: Implement Output-based reporting for every SIU on a quarterly basis and include highlights in an annual report. Recommendation: Develop a dedicated annual report for the SIU that can be included in the Department’s Annual Report detailing various performance outputs and outcomes as described in this chapter. Recommendation: Deploy one (1) Lieutenant position over the Special Investigations Unit Division. This will require one additional CVPD position at this managerial level (see Jail and Dispatch for an alternative). 4. CRIMINAL INVESTIGATIONS WORKLOAD, STAFFING, AND EFFECTIVENESS ARE EVALUATED DIFFERENTLY THAN FIELD OPERATIONS. It is more difficult to evaluate the staffing levels required by criminal investigations because, unlike patrol operations, more subjective and qualitative determinants of workload and work practices need to be considered. Patrol services have the benefit of several quantitative measures, such as calls for service and proactive time, to assist in the evaluation of staffing requirements, whereas investigative services have fewer such reliable measures. Comparisons with other agencies are informative, but less than ideal given the vagaries of conducting investigative business among differing law enforcement agencies throughout the nation. Factors making comparative analyses difficult include: CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 24 • What is actually investigated varies by agency. The extent to which agencies assign misdemeanor level property crime cases to Detectives varies. Also, the extent to which patrol performs preliminary investigation varies widely and thereby impacts Detective caseloads. The Chula Vista Police Department assigns misdemeanors, various informational, and all felony cases to the Detectives thereby maximizing Detective caseload compared to many other agencies where caseloads are screened, through various methods, prior to assignment to a follow-up Detective. • Approaches used to screen, assign, and monitor cases are different among law enforcement agencies. By example, Chula Vista relies on different methods dependent on the investigative unit and the supervisor-in-charge to screen cases whereas other departments may use crime analysis or dedicate Detective Sergeants to read and initially screen cases based on various solvability factors. • Work practices vary tremendously among agencies, relating to interviewing techniques, mix of telephone and in-person interviews, use of computer technologies, time devoted to administrative tasks, etc. • Complexity of caseloads is also a critical factor to consider when examining quantitative factors relating to investigative activity. Each case is different in terms of workable leads, suspect description, evidence availability, victim/witness cooperation, quality of information provided by the original report taker, and numerous other factors. The way information in a single case may combine with information on other cases (e.g. serial crime) also impacts investigative actions. • Additional duties and responsibilities performed by detectives beyond caseload work. Such activities may include being a specialized trainer, assisting on warrant arrests or various other administrative duties detracting from casework. • Finally, the nature of the community itself is a factor in evaluating investigative workload and staffing needs. Citizen expectations translate into service levels impacting detectives in terms of what is investigated and how investigations are conducted. An agency, such as CVPD, may be readily available to take a victim’s phone call, whether there are available leads or not, whereas another agency may quickly dispense with “unsolvable” crimes. As it relates specifically to the Chula Vista Police Department, there are certain expectations placed upon Detective5 staff that could be considered somewhat atypical in a variety of other law enforcement agencies. As previously suggested, there is a perception the Chula Vista community expects exceptional investigative services on 5 Detective and Investigator will be used interchangeably despite the fact CVPD agents and patrol officers fulfill these roles. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 25 numerous crime types. As a result, the kinds of cases assigned to Detectives exceed those of many other agencies who implement a case-screening process to minimize the number of “unsolvable” or “minor” cases forwarded to investigative staff. Whereas many cases are suspended at this case screening stage in other law enforcement agencies, this is not the typical operating philosophy in CVPD. As suggested, investigative workloads have numerous qualitative considerations when compared to that which depicts typically quantitative-driven patrol workload. In patrol, workload can be characterized broadly by the following factors: • High volume/fast turnaround work and deployment practices designed to result in a rapid response of personnel. These can be linked to such metrics as response time and on-scene time. • Work is typically oriented not toward a solution of a complex case, but oriented toward documenting available evidence at the crime scene and initiating contacts with victims and witnesses. • Appropriate availability and use of non-call for service time characterized as proactive time. Unlike patrol, investigative workload does not have a wealth of specific measures that can be converted into quantitative methodologies to arrive at required staffing levels. There are some important metrics available, yet qualitative issues must also be considered. Investigative staffing requirements need to be examined from a variety of perspectives in order to obtain an overall portrait of staffing issues, case handling issues, and operational philosophies that have an impact on overall staffing needs. The project team performed the following steps in the analysis of the Division: • Reviewed case management practices through interviews with unit supervisory and other line staff and obtained available caseload data for each of the Units. • Compared CVPD’s Detective staffing and workload with investigative benchmarks from other law enforcement agencies. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 26 • Examined other qualitative measures of workload, as appropriate, to determine the effectiveness of Division services. • Examined organizational and supervisory spans of control. The sections which follow provide a description of how the project team conducted its analysis relative to the aforementioned approaches. As stated above, investigative workload and staffing requirements can employ a series of indicators to determine the extent to which core investigative staffing and general workload in the Division compare to ranges observed in other police agencies. This information is used to determine if the Chula Vista PD is within the ranges measured by those indicators. Investigative workloads vary depending on the number and types of cases a Detective is assigned, their complexity, and also the level of service desired by an agency. Generally speaking, however, the comparative measures that can be used to determine staffing, efficiency and effectiveness are displayed in the following table: Comparative Measures for Investigations Comparative Measures Comparative Industry Patterns Part I Offenses per “line” Detective in core investigative functions such as persons and property crimes Detectives. This does not include those assigned to “proactive” units such as narcotics or vice. The Average distribution of Part I Offenses per “line” Detective developed in police services studies in the U.S. generally ranges from 300-500 Part I Offenses per investigator. Case Clearance for Part I Crimes. The Uniform Crime Report provides data on average case clearance by major crime type; but has ceased reporting by jurisdiction. Active cases assigned to “property” crimes Detectives (e.g., burglary/theft). 15 to 20 active cases per month based on a survey of dozens of law enforcement agencies performed by the Matrix Consulting Group over the last several years. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 27 Comparative Measures Comparative Industry Patterns Active cases assigned to White Collar crimes Detectives (e.g., fraud). These have a broader range due to their varied complexity, from 10 to 20 active cases per month each. Active cases assigned to “person” crimes Detectives. 8 to 12 active cases per month based on the same survey. 3 to 5 active cases for complex person crimes such as felony assault (shootings) to include homicides. Domestic Violence cases vary widely dependent upon State mandates that result in varied workloads. Some DV Units can handle 20 to 30 cases per investigator per month, whereas others can only handle DV cases typically attributed to “felonious person crimes.” Active cases assigned to “generalist” crimes Detectives. 12 to 15 active cases per month based on the same survey. There is no caseload standard for specialized units, such as Narcotics, because these types of cases are more proactive in nature. One case can consume many weeks of staff time generating leads, contacts and suspect information; and they may also often require surveillance and related activities. 2. A COMPARISON OF UNIFORM CRIME REPORTING DATA. One approach to evaluating the outcome of investigative services or investigative effectiveness is to benchmark case clearances6 versus other local law enforcement agencies in similar sized communities. The FBI cautions against using any UCR data for comparative purposes as noted by the following excerpt from their website: There are many variables affecting crime and the reporting thereof including the demographic differences between jurisdictions, the level of training received by agency personnel in UCR, report writing variations, and technology. “The FBI discourages ranking agencies on the sole basis of UCR data. The data user is, therefore, cautioned against comparing statistical data of individual reporting units from cities, counties, metropolitan areas, states, or colleges or universities solely on the basis on their population coverage or student enrollment. Until data users examine all the variables that affect crime in a town, city, county, state, region, or college or university, they can make no meaningful comparisons.” 6 Cases are cleared through an arrest or exceptional circumstances. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 28 “Ranking agencies based solely on UCR data has serious implications. For example, if a user wants to measure the effectiveness of a law enforcement agency, these measurements are not available. As a substitute, a user might list UCR clearance rates, rank them by agency, and attempt to infer the effectiveness of individual law enforcement agencies. This inference is flawed because all the other measures of police effectiveness were ignored.” “The UCR clearance rate was simply not designed to provide a complete assessment of law enforcement effectiveness. In order to obtain a valid picture of an agency’s effectiveness, data users must consider an agency’s emphases and resources; and its crime, clearance, and arrest rates; along with other appropriate factors.” The FBI UCR no longer captures information by unique jurisdiction with respect to clearance rates. Furthermore, the report available at the State level from the Attorney General’s Office last reported clearance data in 2009. Consequently when such data is aged or no longer reported it must be viewed with caution. Nevertheless, the following table provides clearance information from the most recent year, and this data can be used along with other UCR information discussed in the following paragraphs. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 29 CLEARANCE RATE COMPARISONS Jurisdiction 2009 Violent crimes 2009 Property crimes 2009 Theft Total Homi. Rape Robbery Agg. Assault Total Burglary MV Theft Larceny over $400 Total Over $400 $400 and under County total 47.1 100.0 37.4 35.8 53.3 --- 13.7 3.1 --- 18.0 --- --- Sheriff's Department 50.6 76.9 26.2 36.0 57.0 --- 14.6 7.1 --- 16.4 --- --- Unincorporated 50.6 88.9 28.4 36.6 55.1 --- 13.2 8.4 --- 13.3 --- --- Del Mar 40.0 0.0 0.0 20.0 50.0 --- 0.0 12.5 --- 3.5 --- --- Encinitas 46.7 0.0 20.0 42.9 50.8 --- 9.7 5.2 --- 9.6 --- --- Imperial Beach 50.2 0.0 11.1 37.0 57.1 --- 20.0 4.7 --- 12.7 --- --- Lemon Grove 44.3 0.0 21.4 32.4 54.8 --- 24.1 8.3 --- 23.0 --- --- Poway 61.3 0.0 20.0 42.3 69.3 --- 20.1 4.2 --- 18.3 --- --- San Marcos 48.7 100.0 31.3 35.3 56.4 --- 13.4 5.3 --- 28.7 --- --- Santee 51.7 0.0 25.0 45.9 56.1 --- 25.4 3.4 --- 24.4 --- --- Solana Beach 57.6 0.0 50.0 27.3 75.0 --- 2.1 0.0 --- 4.9 --- --- Vista 52.7 0.0 27.6 33.1 63.9 --- 14.6 7.7 --- 16.5 --- --- Carlsbad 50.9 100.0 34.6 39.6 54.7 --- 13.9 7.4 22.5 --- --- Chula Vista 35.5 50.0 26.5 26.9 44.6 --- 8.8 2.0 --- 28.0 --- --- Coronado 60.7 0.0 0.0 50.0 68.2 --- 36.9 38.5 --- 22.0 --- --- El Cajon 27.3 100.0 20.7 18.6 37.3 --- 16.0 2.3 --- 7.9 --- --- Escondido 48.5 25.0 19.0 36.1 61.7 --- 11.0 8.3 --- 19.5 --- --- La Mesa 67.1 0.0 100.0 53.6 78.4 --- 8.7 7.5 --- 24.4 --- --- National City 31.2 100.0 21.4 27.3 34.7 --- 18.8 2.3 --- 33.3 --- --- Oceanside 43.7 125.0 22.6 45.7 44.8 --- 9.5 4.5 --- 17.6 --- --- San Diego 48.5 117.1 50.9 37.6 53.1 --- 14.2 1.1 --- 16.8 --- --- CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 30 This case clearance rate information, as a single metric, showed there was opportunity for improvement a few years ago with respect to case clearance, particularly when compared to most San Diego County counterparts. There could be a variety of reasons for this performance, ranging from staff level inadequacies, training issues, reporting issues, case management issues, etc. Case clearance rates dramatically below or above national averages could be indicative of staffing issues in the respective investigative areas. The project team does not believe lower clearance rates solely reflect a staffing issue but also reflect the methods in which investigative services are conducted. Beyond the reasons for lower clearance rates, achieving national averages for cities of similar size should be strived for as a noteworthy goal as it reflects an important law enforcement agency core business function – the investigation and ultimate clearance of criminal cases. The number of Part I crimes per Detective in many other law enforcement agencies in the United States averages between 300-500 crimes per Detective. Part I Crimes are taken from the annual Uniform Crime Report and compared to actual detective staffing levels in a police agency. A comparison of this Part I Crimes per core detective provides a metric to examine CVPD against a variety of law enforcement agencies throughout the nation with which the Matrix Consulting Group has directly worked over the last four years is further enlightening: CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 31 Range of Part I Offenses per Core Investigative Staff Agency Part I Offenses Per Core Investigator Montville Township, NJ Police Department 45 Dane County Sheriff, WI 73 Beverly Hills, CA Police Department 102 Inglewood CA, Police Department 146 Stamford, CT Police Department 153 Boca Raton, FL Police Department 175 Santa Monica, CA Police Department 177 Aurora, CO Police Department 211 Galt, CA Police Department 257 Eastpointe, MI Police Department 259 Newport Beach, CA Police Department 266 AVERAGE OF THESE AGENCIES 295 CHULA VISTA PD 289 Omaha, NE Police Department 326 Hanford, CA Police Department 335 Huntington Beach, CA Police Department 338 Spokane, WA Police Department 352 Roseville, CA Police Department 377 Corvallis, OR Police Department 403 Palm Springs, CA Police Department 437 Goodyear, AZ Police Department 461 Gilroy, CA Police Department 466 Orange Co. Sheriff, FL 494 Grants Pass, OR Public Safety 636 Based on detective staffing levels of the “core detectives7” and based on 2010 UCR data shown above, the ratio of Part I Offenses per Detective is 289:1. This is at the average of the agencies with which the project team has recently worked. Based solely on Part I crime incidents, the CVPD is not out of the norm with respect to number of detective staff assigned to investigate Part I crimes. To place Chula Vista in a similar population context, the following table is offered: 7 This included officers/agents (detectives) in Crimes of Violence, Family Protection and Property Crimes. It does not include the CSO position. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 32 2010 Part I Uniform Crime Report – Chula Vista and Other Communities The average number of Part I Crimes for the above agencies reflects 29 per 1,000 population. By comparison, Chula Vista alone is 25 Part I Crimes per 1,000 population. While Chula Vista has its own unique character and crime problems, at least based upon Part I crime incidents there is nothing excessive relative to California communities of similar population. As noted above, UCR data irrespective of the kind of analysis provided should be viewed with some caution; that is why it is only one method by which the project team evaluates investigative services. It is, however, one measure that can allude to several operational characteristics. This information is interesting; however as any standalone metric, this performance measurement is inconclusive in and of itself as there are other workload drivers beyond Part I felony crimes. Nevertheless, these data point to key characteristics that must be considered in a broader analytical context. 5. THE CORE INVESTIGATIVE UNITS WERE EVALUATED BASED ON 2012 CASELOAD INFORMATION FROM THE FIRST TWO QUARTERS. To analyze staffing and workloads for the described Investigative Units, the project team obtained various data from NetRMS. Prior to 2012, a Case Management System (CMS) software product that can maintain significant information regarding investigative case workloads was not in use and case management was largely a manual process (and to some extent, remains this way). At CVPD, the lack of a robust CMS has contributed to important case management issues. City Pop. Violent Hom. Rape Rob. Ag. Asslt. Property Burg. Larceny Motor Vehicle Theft Arson Modesto 203,890 1,398 10 62 427 899 9,383 2,171 5,786 1,426 56 Fremont 205,477 488 3 40 189 256 4,414 1,167 2,757 490 22 Irvine 217,193 120 0 24 40 56 2,798 480 2,197 121 23 CV 229,060 663 2 54 254 353 5,124 760 3,255 1,109 24 CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 33 (1) Workload Allocation by Investigative Unit. For the first six months of 2012 the three primary investigative units were assigned caseloads based on the following case and investigative profiles: Case Assigned by Unit – Total Number and Percentage Crimes of Violence Top 10 Cases Assigned, (F)elony,(M)isdemeanor, Other Crimes of Violence, 760, 16% Family Protection Unit, 675, 14% Property Crimes Unit, 3289, 70% 0 50 100 150 200 MISSING JUVENILE / RUNAWAY MISSING ADULT MENTAL DISORDER 72HR OBS ROBBERY (F) BATTERY ON PERSON (M) ADW:NOT FIREARM:GBI LIKELY (F) DRUNK IN PUBLIC: ALCOHOL, ETC. (M) DEATH THREAT INTENT TO TERRORIZE (F) BATTERY W/SER BODILY INJURY (F) 182 100 93 64 56 38 29 25 14 12 CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 34 Family Protection Top 10 Cases Assigned, (F)elony,(M)isdemeanor, Other Property Crimes 100+ Case Types Assigned, (F)elony,(M)isdemeanor, Other The following points are noted by the data: 0 20 40 60 80 100 120 140 BATTERY ON PARTNER (M) VIOLATE DOMESTIC COURT ORDER (M) DOMESTIC VIOLENCE INCIDENT (CALL) SPOUSAL ABUSE - MINOR INJURY (F) MISCELLANEOUS INCIDENTS VANDALISM [$400 OR LESS] (M) THREAT INTENT TO TERRORIZE (F) ANNOY/MOLEST VICTIM < 18 YEARS (M) LEWD ACTS W/CHILD UNDER 14 YEARS (F) SPOUSAL ABUSE - SERIOUS INJURY (F) 126 73 61 50 46 27 24 13 13 13 0 50 100 150 200 250 300 350 400 450 VEHICLE THEFT (F) BURGLARY (VEHICLE) (F) BURGLARY (RESIDENTIAL) (F) PETTY THEFT(Shoplift) (M) GET CREDIT/ETC OTHER'S ID (F) VANDALISM [$400 OR LESS] (M) VANDALISM ($400 OR MORE) (F) PETTY THEFT(All Other Larceny) (M) PETTY THEFT(from Veh) (M) BURGLARY (COMMERCIAL) (F) LOST ARTICLE FOUND PROPERTY PETTY THEFT(from Building) (M) 436 276 263 205 174 160 155 154 153 142 114 108 105 CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 35 • 4,724 cases were assigned in the first six months of calendar 2012 to core investigative units, the largest portion – 70% – to the Property Crimes Unit. • With respect to the Crimes of Violence Unit which represents 16% of the assigned caseload, the top 10 cases represent 81% of all cases assigned to the Unit. Notably, a large number (79%) of the top 10 cases, as shown in the graph, are informational reports (e.g. Missing Adult) and misdemeanors (e.g. Battery on Person); the large proportion of cases are not felonies (e.g. robberies). • With respect to the Family Protection Unit which represents 14% of the assigned caseload, the top 10 cases represent 66% of all cases assigned to the Unit. As with Crimes of Violence, a large proportion (78%) of the top 10 cases, as shown in the graph, are incident reports (e.g. domestic violence incident) and misdemeanors (e.g. Violate Domestic Court Order); the large proportion of cases are not felonies (e.g. spousal abuse). • With respect to the Property Crimes Unit which represents 7-out-of-10 of the assigned caseload, those cases exceeding 100 reported incidents by type reflect 74% of all cases assigned to the Unit. Unlike the other two Units, the proportion of these kinds of cases is more balanced between felony (59%) and misdemeanors/incident reports (41%). These caseloads can be further refined based upon what the project team defines as best management practices benchmarks for Detective active caseloads as noted in the “Comparative Investigative Measures” table above. The project team has developed workload ranges through comparative surveying of other law enforcement agencies engaged in efficient and effective case management processes, as well as other methodologies, to ensure the benchmarks are representative. Using this, the project team was able to assess potential staffing issues noted in the following sub- sections. (2) Staffing by Investigative Unit. In brief, caseload and staffing data are provided for each work Unit in the following format: CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 36 Case Workload and Performance Measurement Type Description Assigned Staffing Level The actual staffing level in the Unit as of the provided 7/1/2012 CVPD organizational chart. Cases Assigned to Unit Total cases assigned to the Unit in for first six months of 2012. 6-month “Minor” Cases Assigned to Unit Minor cases are defined as misdemeanor or informational reports that in many agencies are screened out and assigned to either patrol, or non-sworn staff; often these do not get assigned to a Detective Unit. These cases generally require fewer efforts than felonious counterpart cases with workable leads. 6-month “Major” Cases Assigned to Unit Major cases are those types of cases typically assigned to a Detective Unit (e.g. felonies). Average Monthly Cases Potentially Assigned to Each Detective Total cases to the Unit divided by Assigned Staffing Levels. Note that potentially is a consequence of different screening processes employed. Average Monthly “Minor” Cases Potentially Assigned to Each Detective The average number of monthly minor work cases assigned. See “Potentially” above. Average Monthly “Major” Cases Potentially Assigned to Each Detective The average number of monthly major cases assigned. See “Potentially” above. Benchmark Targets for Active Monthly Caseload per Detective A range showing the number of monthly cases that should be actively worked based on Matrix Consulting Group methodologies. Does Unit Meet the Benchmark? Comments regarding if the Unit meets benchmark targets. Utilizing the approaches noted the project team analyzed each unit as presented below. (2.1) The Crimes of Violence Unit The Crimes of Violence Unit is currently staffed with five agents and two gang staff for a total of seven investigators. They are overseen by a Sergeant. Workload metrics as defined above are shown as follows: CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 37 Crimes of Violence Unit (1st 6 months 2012) Measurement Type Metrics Assigned Staffing Level 7 Cases Assigned to Unit 760 6-month “Minor” Cases Assigned to Unit 584 6-month “Major” Cases Assigned to Unit 176 Average Monthly Cases Potentially Assigned to Each Detective 18.1 Average Monthly “Minor” Cases Potentially Assigned to Each Detective 13.9 Average Monthly “Major” Cases Potentially Assigned to Each Detective 4.2 Benchmark Targets for Active Monthly Caseload per Detective 8-12 (person crimes) Does Unit Meet the Benchmark? Based on data overall cases assigned exceeds the benchmark by approximately 50% of the high end; yet, with regard to Major Crimes it is half the low-end of the benchmark. The following points summarize relevant data regarding the CVPD Crimes of Violence Unit. • The Unit was assigned 760 cases in the first six months resulting in an average monthly potential caseload of 18.1 cases per assigned detective. The large portion of these cases can be classified as “minor” when compared to major felonious events. • If only “major” cases were assigned to detectives and all cases were active, the average monthly caseload of 4.2 cases would fall below benchmark targets; however minor case work brings the overall caseload well above benchmark targets. Recommended staffing levels for the Crimes of Violence Unit will be placed in further context later in this chapter. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 38 (2.2) The Family Protection Unit. The Family Protection Unit is currently staffed with seven agents. They are overseen by a Sergeant with a secretary in support. Workload metrics as defined above are shown as follows: Family Protection Unit (1st 6 months 2012) Measurement Type Metrics Assigned Staffing Level 7 Cases Assigned to Unit 675 6-month “Minor” Cases Assigned to Unit 479 6-month “Major” Cases Assigned to Unit 196 Average Monthly Cases Potentially Assigned to Each Detective 16.1 Average Monthly “Minor” Cases Potentially Assigned to Each Detective 11.4 Average Monthly “Major” Cases Potentially Assigned to Each Detective 4.7 Benchmark Targets for Active Monthly Caseload per Detective 8-12 (person crimes) Does Unit Meet the Benchmark? Based on data overall cases assigned exceeds the benchmark marginally on the high end; yet, with regard to Major Crimes it is half the low-end of the benchmark. • The Unit was assigned 675 cases in the first six months resulting in an average potential caseload of 16.1 cases per assigned detective. The large portion of these cases can be classified as “minor” when compared to major felonious events. • If only “major” cases were assigned to detectives and all cases were active, the average monthly caseload of 4.7 cases would fall below benchmark targets; however minor case work brings the overall caseload somewhat above benchmark targets. Recommended staffing levels for the Family Protection Unit will be placed in further context later in this chapter. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 39 (2.3) The Property Crimes Unit. The Property Crimes Unit is currently staffed with five agents. They are overseen by a Sergeant with two Community Service Officers (non-sworn) in support. Workload metrics as defined above are shown as follows: Property Crimes Unit (1st 6 months 2012) Measurement Type Metrics Assigned Staffing Level 5 Cases Assigned to Unit 3,289 6-month “Minor” Cases Assigned to Unit 1,368 6-month “Major” Cases Assigned to Unit 1,921 Average Monthly Cases Potentially Assigned to Each Detective 109.6 Average Monthly “Minor” Cases Potentially Assigned to Each Detective 45.6 Average Monthly “Major” Cases Potentially Assigned to Each Detective 64.0 Benchmark Targets for Active Monthly Caseload per Detective 15-20 (property crimes) Does Unit Meet the Benchmark? Based on any metric, these caseloads far exceed the noted benchmarks. The Unit was assigned 3,289 cases in the first six months resulting in an average potential caseload of 109.6 per assigned detective (excluding CSO support). The larger portion of these cases are major felonious events. Recommended staffing levels for the Property Crimes Unit will be placed in further context later in this chapter. 6. CERTAIN WORK PRACTICES RESULT IN CASELOADS THAT ARE DIFFICULT TO EFFECTIVELY MANAGE. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 40 Data in the prior section showing caseloads assigned to various investigative units is particularly telling as it relates to the way in which Chula Vista PD performs investigations and the level of service provided to the community. Chula Vista Police Department provides some of the higher levels of investigative services to a community that the project team has experienced. In effect, few cases go completely unassigned, with even minor, likely unsolvable crimes receiving some level of service. While this level of service is commendable, it certainly carries important direct and indirect costs to the City. The following points are noted: • While the CVPD provides a very high level of investigative service to the community, it also has an “average” ratio of Detectives to Part I crimes; that is, there are a reasonable number of Detectives assigned in CVPD based solely upon major crime characteristics when compared to other law enforcement agencies throughout the United States. • Despite this level of investigative staffing, CVPD is currently not able to clear major felonious crimes to the same degree as other law enforcement agencies in San Diego County, most likely as a result of the way business is conducted (e.g. the voluminous caseloads in a variety of instances). • Case clearance is an important (though not the only) performance metric for an investigative Division. Clearing cases through arrest or exceptional means is an important effectiveness benchmark that is often referenced by executives and the community. • MCG believes that case clearance is, in part, likely impacted by the significant caseload assigned to each investigative Unit, what we have described as both minor and major (Part I) cases. The impact of this caseload is exacerbated given the totality of cases sent to Detectives that are not screened through a formalized and documented process based upon the likelihood of solvability. Based on the data provided above, all units are potentially assigned monthly cases well above the caseload benchmarks recommended for the number of active cases to be worked. This is particularly evident for the Property Crimes Unit. • Based on interviews and data provided, it is not entirely clear what level of workload makes it to a detective’s desk due to different screening processes employed and a lack of a comprehensive case management information system deployed over the long term. As such, actual cases worked are higher than the number of cases reported to be worked. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 41 • In many law enforcement agencies, only the cases in the Monthly Major Caseload Assigned column are assigned to a Division. In a number of these agencies, these types of cases are first reviewed for solvability factors, with those cases having low to no solvability forwarded to a Crime Analysis Unit or immediately suspended without further follow-up. Consequently, the Major Caseloads noted in the column above have been further culled in many police agencies to reduce the number of cases a detective must actively work. • As demonstrated in our interviews there are concerns among staff regarding both caseload and case management. • In summary, based on the totality of the data, the project team believes that high level of service provision provided by CVPD in investigative services, combined with the current process of managing and assigning caseloads, results in staffing level and case clearance performance issues that should be addressed. The following sub-sections discuss our recommended operational changes. (1) The Division Should Formalize the Case Screening Process Using Solvability Factor and Priority Status Methodologies. As noted previously, the method for case screening is dependent upon the Unit’s supervising staff; it is often performed informally by Sergeants and/or each investigative Unit’s staff, but this is not universal. Because the process is not formalized, MCG cannot ensure it is accomplished consistently throughout the various investigative Units. Present case screening practices also have no formal way to help prioritize workloads. In order to ensure consistency and help prioritize work for investigative follow-up, a formal case screening checklist with relevant solvability factors should be adopted. This is consistent with progressive case management philosophies as well as with the Commission on Accreditation for Law Enforcement Agencies (CALEA) case-screening system criteria (Section 42.1.2). It should be noted, however, that the Department’s case management system is in transition. The new NetRMS system will allow several of the recommended CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 42 approaches described below to be part of the process of managing criminal investigations (e.g., assignments based on solvability factors). Based on the project team’s review of various case screening processes in use in varied law enforcement settings, we believe that the following 12-point check-list, in conjunction with a Priority Status methodology, should be considered for adoption. (1.1) The Solvability Factor Methodology. The use of solvability factors is consistent with CALEA’s Section 42.1.2 which states, “The agency uses a case-screening system and specifies the criteria for continuing and/or suspending an investigative effort.” This screening can take several forms. For example, one police agency in which the project team has experience uses nine criteria to determine the initial disposition of a case. In the course of our research, the project team believes the following twelve point process is most practical. If a crime report has any one of the solvability factors noted, it should be assigned for investigative follow-up. The twelve points are: • Witnesses to the crime; • Knowledge of the suspect’s name; • Knowledge of where the suspect can be located; • Reasonable description of suspect; • Identification of suspect possible; • Property with traceable, identifiable characteristics, marks or numbers; • Existence of a significant modus operandi; • Presence of significant physical evidence; • Reasonable description of the suspect’s vehicle; CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 43 • Positive results from a crime scene evidence search; • Belief that crime may be solved with publicity and/or reasonable additional investigative effort; and • It is unlikely that no one, other than the suspect, to have committed the crime. These solvability factors should be incorporated into a formal case screening process whereby the above list, or some derivative, is used as a cover sheet on all cases to determine whether it is an assignable case to a Detective for investigative follow-up. For those cases requiring follow-up, the suggested prioritization, as discussed subsequently, should be noted on the cover sheet. The project team understands that given the service levels desired in Chula Vista, most cases should receive some form of attention. However, for those cases with no solvability factors checked, the maximum service received should amount to one courtesy telephone call to the victim advising them of their case status and the need for additional information to continue the investigation. Effective case screening allows for the bulk of investigative resources to be dedicated to solvable cases, thereby allowing time to focus on solving and clearing major crime activities. Case screening based on formal solvability factors and the implementation of a formalized process is a best management practice that should be adopted by CVPD. (1.2) The Prioritization Methodology. Once a case has been screened for solvability, based on those solvability factors checked, as well as a review of the qualitative case circumstances, the case should be prioritized for work based on the following seven-priority rating. Prioritization of workload has clearly been widely adopted in patrol services throughout the nation CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 44 through call priority classifications, but is used in a lesser capacity in other law enforcement arenas. The project team believes case prioritization is an effective management tool to augment case screening. The seven-priority rating includes: • Priority 1 – Felony Crime with In-custody suspect or excellent chance of arrest. • Priority 2 – Misdemeanor Crime with In-custody suspect or excellent chance of arrest. • Priority 3 – Felony Crime with reasonable chance of arrest. • Priority 4 – Felony Crime with limited chance of arrest. • Priority 5 – Misdemeanor Crime with reasonable chance of arrest. • Priority 6 – Misdemeanor Crime with limited chance of arrest. • Priority 7 – Courtesy phone call based on no solvability factors. This priority system can be modified to meet the unique needs of CVPD; however, the concept should be used as a framework for prioritizing workload, thereby focusing detective resources on the most important cases. A 1-7 Priority should be assigned on all case screening cover sheets as noted previously. (1.3) Detective Sergeants Should Perform Comprehensive Case Screening and Prioritization on All Cases. The personnel used for case screening are varied throughout different law enforcement agencies. Frequently, the Investigative Sergeants perform this role, in some agencies it is performed by “Screening Sergeants” assigned to a Crime Analysis or Intelligence Unit, while in other organizations the Patrol desk sergeants perform this task as part of their crime report approval process. Currently, there is no consistent process with respect to case screening in the CVPD. The sergeant’s initial role in case review is largely dependent upon the CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 45 supervisor in charge. Although this practice is functional largely given the experience and seniority of most existing staff, it is not a common one, and the project team believes Investigative Sergeants should become more involved in a formally established case screening and prioritization process. To that end, the project team recommends that the Sergeants screen, prioritize and specifically assign criminal cases to the varied Investigative Units. For information- only (incident) reports, these can be assigned as current practice, allowing Detectives to screen and prioritize this workload through the methods recommended in this chapter. The involvement of sergeants in a case screening and prioritization process is an important element in effective case management, and significantly helps ensure accountability by identifying where resources should be focused. Formal processes, overseen by supervisors, assist in clarifying performance expectations and helps ensure the consistent application of procedure over the long-term regardless of what personnel are assigned to supervise an investigative unit. Further, such formality at the line level helps manage workload. Consequently, case screening and prioritization should become a consistent practice at CVPD. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 46 (2) Manage Caseloads Effectively. There is no strong evidence that caseloads are being consistently managed through NetRMS or other formalized methods as a best business practice. Staff are essentially in-charge of their own workloads, managing the processes as they see reasonable. This can result in “unworkable” cases creating backlog, missed emphases on important case efforts, staff frustration, lack of internal Department continuity and a variety of other outcomes that could be perceived negatively by the general public. Case suspension and clearance protocols are not standardized, and the level of effort expected on particular case types is not documented. All investigative units should develop Standard Operating Procedures that are both consistent across units, where practical, and stress the unique investigative efforts required of certain functions. By example, research suggests that four (4) fully assigned homicide detectives are the ideal contingent in a homicide investigation. Such protocols should be formalized throughout the division. (3) Use a New Job Function Entitled “Civilian Investigator” (CSO) in the Division to Address Various Cases. In law enforcement agencies that investigate a variety of cases, emphasizing not only the Part I felonies but the diligent investigation of misdemeanor crimes and community-oriented incidents, the benefits of using civilian investigators to augment sworn detectives can be significant. A variety of agencies throughout the United States have adopted the civilian investigator classification including the nearby Irvine Police Department. Additionally, the comparative survey agencies of Boca Raton, Florida and Huntington Beach, California use civilians to handle caseloads. The general duties, responsibilities and qualifications of the position are suggested as follows: CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 47 • Responsible for conducting a variety of investigations regarding financial crimes, property crimes and crimes against persons by gathering, compiling and analyzing relevant facts, collection of evidence and property for related cases, and preparation of related reports and court filings. • Serves as primary investigator on moderately difficult, lower priority criminal felony/misdemeanor cases assigned to the Division. Reviews crime and arrest reports and evaluates allegations to determine if a criminal investigation is warranted. • Identifies, locates, and interviews complainants and witnesses to obtain details, information and additional leads. • Utilizes computer systems to access and retrieve information from local, State and Federal computer databases. Evaluates information retrieved and takes appropriate action. Books obtained evidence into property. Requests lab analyses, medical records, motor vehicle records, and other documents needed for evidence in assigned cases. • In cooperation with sworn personnel, initiates proceedings leading to the arrest of suspects when probable cause is present. Independently researches and writes search warrants. • Prepares a variety of reports, declarations, complaints and court documents, and maintains a variety of records, logs and files. • Testifies in court as an expert related to assigned criminal cases. • Provides investigative support, as assigned, to the Division Detectives and other law enforcement personnel. . • Requires Associates degree in criminal justice, criminology or related field and relevant experience in law enforcement, with demonstrated understanding and experience in investigations, or any combination of education and experience that provides needed job specific knowledge, skills, and abilities. Position requires a valid driver's license and the successful completion of P.O.S.T. technical courses in investigative and evidence collection techniques. Position must have ability to obtain a certification of completion for chemical weapons training. These job characteristics are representative of what the project team believes are important elements for a civilian investigator. Given the significant amount of misdemeanor, community-incident, and lower solvability felonies that are assigned to CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 48 the Division’s sworn personnel, many of these cases could be transferred to a small contingent of civilian investigators. Subsequent to the implementation of the aforementioned procedural changes regarding case management the Department should, dependent upon the level of workload re-allocated, authorize up to four (4) civilian investigator staff to the three core investigative units. (4) Maintain Existing Detective Staffing Levels in the Core Investigative Units. Based on the entirety of information and data analyses performed, in concert with the previous recommendations, it is difficult to recommend additional new staffing beyond non-sworn support in the absence of revised investigative approaches. Through the adoption of additional case screening and case prioritization practices, as well as the re-allocation of some investigative caseload to Civilian Investigators, workload should be reduced to a manageable level for all core Units if some internal transfers are adopted. This should result in the vast majority of Detectives believing caseloads are reasonable; additional investigative time available to focus efforts on Part I and other major crimes in an effort to improve case clearance rates; and the continuation of exemplary customer service provided to the community of Chula Vista. It should be re-emphasized that the current expectation of the City and CVPD as it relates to the focus on customer service is a primary driver to staffing recommendations noted in this chapter. Indeed, if CVPD operated similarly to most other law enforcement agencies, staffing levels would largely be driven by “workable” Part I crime investigations with “minor” incidents being very ancillary. Yet given CVPD’s culture and the community expectations, there are other efforts that must be undertaken. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 49 In summary, the project team recommends current authorized sworn staffing levels be maintained in the core Detective Units with internal adjustments as recommended below, and the implementation of case management best practices implemented prior to re-visiting sworn staffing levels. (5) In the Long Term Investigations Needs to Focus More on Youth Services. The Chula Vista Police Department does not, at present, have a dedicated Youth Services Unit. Various ‘youth service’ investigative activities are either assumed into broader units (e.g., Family Protection or Crimes of Violence), have been recently eliminated in the budget changes of the past few years (e.g., Internet Crimes Against Children) or are simply not an investigative specialty (e.g., child abuse). Given the seriousness of these crimes, the type of investigators who can do these, the types and amount of specialized training required, this is a major need in Chula Vista and one which should be addressed. In the future, as additional funds are available, a Youth Services Unit should be created in the Chula Vista Police Department. Fashioned from existing resources, a five (5) person unit of a Sergeant and four (4) investigators should be created – two (2) from existing investigative positions and two (2) new investigators, the unit would focus on the following: • Child abuse • Internet crimes against children • Any crime with juveniles as either victim or suspect • Missing persons CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 50 The City of Chula Vista would benefit from the creation of an investigative unit specializing in youth services and from the specialized trained staff who would function within it. 7. CRIMINAL INVESTIGATIONS UNITS RECOMMENDATIONS. The following recommendations are made based on the analysis, findings and conclusions noted in the prior criminal investigations sections. Recommendation: Formalize the case screening process using a documented solvability factor methodology that includes a 12-point criteria checklist on all assigned detective cases. Recommendation: Formalize a detective caseload prioritization system as part of the case screening process using a 7-priority system as a framework. Recommendation: Include formal case screening and prioritization of criminal cases in Detective Sergeant duties and responsibilities. Recommendation: Develop a detective Standard Operating Procedures Manual to include all important work-related protocols including a formal case management process. Recommendation: Create a Civilian Investigator role and responsibility with job duties as described in this chapter. As necessary, based on other recommended changes, hire four (4) CSO positions to serve in this role. Recommendation: Transfer two (2) agents from the Family Protection Unit to the Property Crimes Unit. Until business processes are revised and “civilian investigator” positions deployed and reviewed, maintain existing sworn staffing levels in Criminal Investigations. Recommendation: In the long term of 3 – 5 years, create a dedicated Youth Services Unit from existing (2) and new staff (3) positions. 8. STAFF REDUCTIONS IN PROFESSIONAL STANDARDS NEED TO BE REVERSED AS SOON AS POSSIBLE. The Professional Standards Section in the Chula Vista Police Department has responsibility for the full range of internal human resource functions, including: • Recruiting new staff, including backgrounding CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 51 • Promotional processes • Training new staff • In service training for existing staff • Relevant policies and procedures • Internal affairs and professional standards These staff are organized as follows: The reductions since the financial crash from 2008 have hit this section hard with reductions in staff to include: • A Sergeant Training Manager • A recruiting officer • An Academy liaison • A Unit Secretary • A staff position dedicated to being the Rangemaster as well as developer for policies and procedures in the Department. • Recently, a part time background investigator has been added. As a result, functions which are performed on a daily basis in a large organization such as the CVPD have become collateral duties of remaining staff, particularly the Section Lieutenant. The Lieutenant is the Section manager as well as is responsible for general human resources processes, policy and procedure review and development, litigation support and, largely the Department’s Training Manager. However, the Lieutenant also has several roles and responsibilities which have little to nothing to do CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 52 with human resources or professional standards, including – fleet coordination with the City’s Department of Public Works, coordination with the City’s Radio shop, police facility cameras and other aspects of technology. Other key positions in the Section which have expanded scopes of responsibility significantly include the Internal Affairs Sergeant who assists with background investigations, tracking of workers compensation cases and other general human resources functions. There are a number of gaps in the human resources and professional standards program now which need to be addressed. These include: • Training needs assessment and program adjustments. • Grants for training and shared training opportunities. • Policy and procedure review (in spite of adopting Lexipol). • Ways to increase employee safety and reduce injuries. • Review and oversight for the Field Training Officer program. • Dealing with the increasing needs of turnover, recruitment and training. • Career development and staff planning. These issues can only be addressed through increased staff resources dedicated to these functions. The project team believes that the City and the Police Department should do the following: Recommendation: Reallocate non-human resource responsibilities to other positions in the Department – fleet coordination to patrol and technology coordination to the Police Technology Specialist. Recommendation: A Police Sergeant position should be added to oversee the training program – academy, field and in service training. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 53 3. ADMINISTRATIVE SERVICES As noted previously there are various support services outside of patrol core services. The workload and related information utilized in Phase 2 was obtained from over two dozen one-on-one interviews with CVPD management, supervisory, line, and technical personnel and a variety of independent data collection efforts made by MCG with support provided by CVPD staff. This chapter emphasizes various findings, conclusion and recommendations of other supporting services outside of Investigations, in the Administrative Services Bureau. 1. OVERVIEW OF ADMINISTRATIVE FUNCTIONS. Various administrative or support functions are deployed thorough the CVPD organizational structure. Analysis is provided on the following work units to varying levels of detail dependent upon selected factors, largely the identification of significant strengths or important opportunities for improvement that MCG believes should be noted, as well as the actual availability of data to conduct independent analysis. The following work units were interviewed and ultimately examined: • Evidence Control (Property and Evidence). • City Jail. • Dispatch. • Police Support Services (Records). • Forensic Services (Laboratory). • Police Technology. • Research and Analysis. • Fiscal Operations. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 54 . The chapter begins with the well-regarded Evidence Control operation (Property and Evidence). 2. THE PROPERTY AND EVIDENCE UNIT CAN GENERALLY BE CONSIDERED A BEST-IN-CLASS OPERATION. The CVPD Property and Evidence Unit is the central repository for all items recovered by police personnel during the course of police operations. The unit is currently divided into three separate rooms within the CVPD Police Operations Building and one overnight intake area with total storage capacity of 10,000 square feet. Items with varying dispositions are stored within the main property storage areas, including those with dispositions such as: found property, safekeeping, and evidence. The Property and Evidence Unit has the primary duty for receiving, logging, maintaining, and disposing of all items that become logged into evidence. Items received and maintained by the unit may include weapons, narcotics, jewelry, cash, bicycles and automobiles, biohazard and perishable materials such as DNA samples, blood, etc. The unit is also responsible for tracking and maintaining an “official” chain of custody for each item stowed in the warehouse and maintaining accurate records of all inventory. There are three full‐time positions within the Property and Evidence Unit, which consist of one Manager and two certified Property and Evidence Technicians, two part- time Interns, and two Volunteers. The time period reviewed during the audit was June 2012. The audit focused on the following objectives: Staff Roles and Responsibilities in the Property and Evidence Unit CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 55 National Accreditation and Staff Certifications Property and Evidence Turnover Property and Evidence Handling Evidence Purging and Staffing (1) The Property and Evidence Unit Operates Well Given Staff Resources. The unit is staffed with one career supervisor (vacant), two-career civilian Evidence Control Specialists, one career Senior Office Specialist, two paid part-time interns and two volunteers with direct oversight by one Crime Lab Manager. The following position specifics have been established to outline the critical duties and responsibilities of the positions indicated below: CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 56 Position # of Pos. Salary Range Position Description Ancillary Duties Senior Evidence Specialist (full-time) 0.0 $3,552,2- $4,317.77 (Monthly) Lead and participate in a wide variety of complex and specialized duties in support of the property and evidence section in the Police Department; to receive, process, store, safeguard, deliver, release and dispose of police property, evidence and supplies; maintain an inventory of evidence and property submitted to the department; to ensure safe and careful handling of evidence; and perform other related duties as assigned. This is the advanced journey or lead level class in the Evidence Control Assistant series. Incumbents perform the full range of duties as assigned and receive only occasional instruction or assistance as new or unusual situations arise, and are fully aware of the operating procedures and policies of the work unit. Employees in this class are distinguished from the Evidence Control Assistant class in that the Senior level provides technical and/or functional guidance over assigned staff. N/A Evidence Control Specialist/ Assistant (full-time) 2.0 $3,088.90 - $3,754.57 (Monthly) Provides a variety of assistance in the property and evidence room in the Police Department; to receive, process, store, safeguard, deliver, release and dispose of police property, evidence and supplies; maintain an inventory of evidence and property submitted to the department; to ensure safe and careful handling of evidence; and perform other related duties as assigned. Call vendors to optimize efficiency (i.e., evidence tracking system, fence, cooler, etc); Call “scrap yards” to make additional money; Gun Desk Agents Duties; “Go jack” vehicles and move them from one bay to another; Supervise and train interns and volunteers; All duties listed under the Senior Evidence Control and Senior Office Specialist; Maintain IAPE certification; Maintain ASCLD lab accreditation; Access to secure vault CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 57 The following illustrates a number of points about the table above: Uneven distribution of personnel responsibilities Very little difference when it comes to salary of a Senior Office Specialist and an Evidence Control Specialist Two career staff and two paid part time interns have vault access Senior Evidence Control Assistant position is vacant The subsequent schedule outlines a “typical” workweek for the unit: Technicians work on a rotating nine-hour shift configuration. – Evidence Control Specialist 1: Monday – Friday, 0700 – 1700 hours with every other Friday off. – Evidence Control Specialist 2: Monday – Friday, 0800 – 1800 hours with every other Friday off. Position # of Pos. Salary Range Position Description Ancillary Duties Senior Office Specialist (full-time) 1.0 $3,056.19 - $3,714.83 (Monthly) Provides a wide variety of detailed, specialized and responsible clerical duties in support of specific functions or programs within the Property & Evidence Unit N/A Evidence Control Intern II (part-time) 2.0 $9.80- $11.92 (Hourly) Assists in assigned departmental activities related to the operations of the Property & Evidence Unit. Duties may vary widely depending on the departmental needs, but typically include those assigned to Evidence Control Specialists. Access to secure vault; Clerical Support Evidence Unit Volunteer (non-paid) 2.0 - * File cases * Sort yellow disposition papers from investigators * Will help Evidence Control staff when needed in warehouse (must be supervised at all times) * Pull case files * Send letters to owners to retrieve property None TOTAL PAID 5.0 TOTAL VOL. 2.0 CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 58 Senior Office Specialist works a standard 40-hour workweek from 07:30 – 16:30, Monday-Friday. No set schedule for Interns. Schedules are dictated by educational commitments, however, they are guaranteed 20 hours weekly, Monday – Friday. As of July 2012, two volunteers work the following schedules: – Volunteer 1: Every Wednesday for 8 hours – Volunteer 2: Every Thursday for 4 hours The next section further describes the operations of the Property and Evidence Unit. (2) CVPD Property and Evidence Unit is Nationally Accredited and Staffed with Certified Evidence Control Specialists. The importance of a well organized, efficient, and accredited Property and Evidence Unit cannot be overemphasized. The failure of an agency to recognize standards in the field could create a myriad of problems. Inventory audits have the potential to uncover practices that reduce the integrity of the evidence collection process and thus increase the likelihood for risk. As a result of our audit, we found that CVPD has obtained CAPE (California Association for Property and Evidence), and ASCLD (American Society of Crime Laboratory Directors) standards accreditation and consequently performs best practices related to most property and evidence duties and responsibilities. By example, the unit has developed Standard Operating Procedures as well as supporting Directives. We further recognize that two Evidence Control Specialists are presently certified by IAPE. According to IAPE, certification indicates, “property and evidence personnel have met certain training and experience requirements, and is now considered a CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 59 specialist in the field.”8 As well, certification is good for 5 years and recertification must prove that the individual/s continue to meet the guidelines established by IAPE. (3) In Recent Years the Property and Evidence Unit Has Done a Favorable Job with Respect to Property and Evidence Turnover. However Issues Related to Records Management System and Cash Depositing Must Be Addressed. As discussed previously, the unit has obtained accreditation and consequently performs best practices related to most property and evidence duties and responsibilities. Despite this, and like many property and evidence operations in law enforcement agencies, there appears to be a serious issue related to managing the turnover of property and evidence in the CVPD. However, there is an exception to this. In 2011, the amount of evidence disposed outweighed the amount received. Indeed, of the 26,467 items received, 27,581 items were disposed of. According to the International Association of Property and Evidence (IAPE), “There is no procedure more important to keeping the inventory of a property room at a manageable level than an effective purging program. There is also no responsibility that is ignored more frequently.” In the project team’s experience, inventory turnover management is one of the most common issues faced by property room managers. Like most “records management functions,” turnover management frequently, and often by necessity, takes a lower priority compared to operating the day-to-day business of an evidence and property room. It is noteworthy to mention with respect to CVPD and their efforts in 2011, not only exceeded this IAPE benchmark, yet they were able to manage their day-to-day tasks while doing so. The following graphs break down property and evidence received and destroyed from 1999-2011. 8 www.iape.org/cerification CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 60 As demonstrated by the graph, significantly more items of evidence and property have been received than disposed of over the last 12 years. In actual fact, an average of 31.8% of the property have been disposed in this time period compared to 68.2% of property and evidence received. However, from 2005-2011, an average of 41.5% of the property have been disposed of compared to 58.5% of the property and evidence received. It is obvious efforts in more recent years have improved property and evidence turnover ratios. This inventory management issue has a significant impact on the efficiency and effectiveness of operations. According to IAPE, “Overcrowded evidence rooms require more manpower to manage simply because the size of their inventory has a tendency to slow down routine operations involving evidence location and retrieval, inventories of evidence, and related functions that create general inefficiencies in the overall operation.” 0 10000 20000 30000 40000 50000 60000 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 Property & Evidence Turnover (1999-2011) Received Disposed CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 61 Furthermore, the project team identified several additional key issues related to efficiency and turnover. The present barcode records management system is obsolete. The software provider is no longer in business, thus an updated version is unlikely. As a result of this outdated program, technicians experience issues pertaining to running reports, barcode scanning, and inventory control. Furthermore, we also found that NetRMS items descriptors do not align with those found in the barcode system. As a result, technicians are essentially required to create a “new entry” in the current system. Consequently, this enables technicians to accurately capture details of each item inventoried. Additionally, there appears to be a backlog of evidence waiting for processing by the forensic team. Finally, it has come to our attention a “significant” amount of cash is held in the vault waiting for a lump sum deposit. However, current practices only allot a monthly deposit, typically less than $5,000. As an outcome of this procedure, cash is not being turned over frequently enough. (4) An items Audit of the Property and Evidence Room Indicates Property and Evidence are Handled in a Scrupulously Careful Manner Through a Well- Documented Chain of Custody. To identify potential issues related to chain of custody and inventory control, the project team asked for the voluntary assistance of the unit staff to perform a random field audit. The audit was performed throughout the facility at random. The following table indicates the results of the MCG field audit. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 62 Item In System? Handgun 02-06192 In System 93-13942 In System B61975 In System C16517 In System 00-18651 In System 02-16591 In System 03-15628 In System 03-00007 In System B57386 In System 96-15457 In System 10-14167 In System 09-00690 In System 06-21365 In System 07-14641 In System 02-10825 In System 00-17923 In System Long Rifle 03-11485 In System 00-23655 In System 97-03450 In System 02-02849 In System Narcotics 04-08311 In System 02-11697 In System 06-10269 In System 07-13504 In System 07-14805 In System 08-00040 In System 08-12188 In System 08-18835 In System 11-02433 In System 10-18089 In System 08-05139 In System Jewelry/Cash 01-16949 In System 12-06050 In System 10-09985 In System 11-05373 In System 09-02138 In System 09-12002 In System Random Floor 07-25133 In System 11-16518 In System 09-16289 In System 08-02031 In System 04-20312 In System 04-24473 In System CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 63 The unit has documented its efforts to improve its process by conducting timely firearms, currency, and narcotics audits on an annual basis. CVPD’s current audit process focuses on verifying to ensure that property entered into the tracking system and other databases is being stowed with integrity. The following are results of the audits from 2009-2011. Year Firearms Currency Narcotics 2009 Verified Verified Verified 2010 Verified Verified* Verified 2011 Verified Verified Verified * Minor discrepancy found and resolved. Overall CVPD has done a good job of initiating and following through with audits to ensure property and evidence is being tracked and stowed with respect to accreditation standards With attention to our project team’s random floor audit, we discovered a Rolex brand watch that was essentially ready to be sold at auction. High values items such as a Rolex watch are essentially sitting on shelves and not either being sold for cash value or perhaps being returned to its rightful owner. (5) Lack of Inventory Turnover May Be Partially Attributed to Incomplete Cooperation Among Other Units With Respect To Expediting Property Disposal. Property and Evidence Technicians receiving assistance from investigators is apparently difficult in the best of circumstances. As a result, lack of receiving destruction requests in a timely manner impacts the performance of the unit and perhaps jeopardizes the integrity of the accreditation standards. During the course of the audit, it was indicated that complete cooperation among investigative units in completing the essential paperwork is lacking. To confirm this belief, the project was unable to quantify the process with respect to “tracking” a batch of requests with respects to existing CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 64 tracking limitations. As a result, the following qualitatively confirms CVPD’s efforts to improve the destruction request process. The following is an excerpt from a recent interview9 concerning this potentially growing issue. “In the past, when the officers logged in property/evidence they would keep the yellow disposition sheets with their report and then the records department would route those up to investigations. Since those yellows were being lost and not routed to the correct unit, we told the officers to leave the yellow disposition sheets attached to the original property slip when they log in the property/evidence and then we can route the forms to the correct unit. Since doing this, we are now starting to get the yellows back. Unfortunately, there is no way to track which ones we sent to investigations so we just hope they fill them out and return them back to us as soon as possible. The only way to find out if we never received the yellow dispo sheet is when we do an inventory, research the case, and see we never received one. At that point, we will have to find out who the investigator is and ask him/her to help us dispo the evidence out. Another example on how we can find out if we never got the yellow is if someone calls requesting release of his or her property and we have no authorization on a yellow to release it. We will then have to find out who is the investigator and ask for him or her to dispo the evidence out for us. We have never had a problem with them helping us out. Once the yellows come back from investigations, we will sort them according to what the dispo says. The dispo can say return to owner now, hold for statute of limitations or hold pending court action. In the past when we received the dispos stating hold pending court action we would automatically file them away. I realized last year that since we have been filing them away we have no way of knowing if they actually cleared court unless we physically pull every file and pull out the cases that say hold pending court action. So I had the volunteers working on that project for a few months and they were able to pull everything up until 2009. In November 2011, I created a new tickler file box for "hold court action pending" cases only. We set it up for one year from the date of crime occurrence. So, in one year from that date we will pull those cases and run the suspects. By doing this, it will give the suspect time to clear court and file any appeals if needed. This new tickler system helps us get rid of cases faster instead of it sitting in the file drawer for years and years. Our other tickler file box is for cases where the investigator says hold for a certain amount of time. The time always varies per case so we will have different dates. We will list the case on the card according to the time 9 Interview with a technician July 2012. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 65 indication on the dispo sheet and when that time comes will pull those cases and dispo the case according to the investigator instructions. This process is very similar to the court action pending tickler box.” As indicated above, without full cooperation from investigative units (which are required to authorize property destruction), evidence turnover cannot be fully addressed. By example, there is a significant amount of sexual assault evidence stacked with time stamps in the upwards of 8-10 years. As a result, evidence of this nature is sitting at the discretion of an investigator/detective despite policy, statute of limitations, etc. Consequently, full cooperation is not occurring and disposal efforts are minimal. It appears no mechanism is in place that holds investigators accountable for processing evidence destruction requests in a timely manner. (6) Property and Evidence Purging Issues Are Also Related to Under Staffing Issues. Based on the aforementioned data, including our personal observations of the unit, the level of staffing is lacking. Studies conducted on relatively productive large law enforcement agencies have indicated that evidence positions were able to process between 4,400 to 6,100 units of property and evidence per annum. With respect to CVPD’s two career full-time technicians and two paid part-time interns, CVPD is processing an annual average of over 8,681 units per technician based on a five-year average of evidence/property received. With regards to staffing, the project team conducted a small comparative survey at the County level10. Based on our findings, we found that San Diego agencies on average employed two full time technicians. Indeed, we have to recognize that most agencies included in the survey are one-fourth to half the size of Chula Vista (Chula 10 Escondido, Carlsbad, El Cajon, La Mesa, Coronado, and National City CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 66 Vista is the second largest City in the County). As a result of this finding, the project team decided to conduct a comparative survey at the national level on similar sized agencies. Based on the survey findings, we concluded at the national level11, the number of property and evidence technicians ranged from 4-7 staff (the average being 5.5). These comparative data, as well as the technician processing outputs noted in the large agencies above, indicate the current staffing contingent has an impact on the ability to perform core business functions such as property and evidence turnover. It is recommended that the property and evidence unit authorizes additional staff and restructure the rank in order to ensure CVPD continues to operate under best practices. 3. PROPERTY AND EVIDENCE RECOMMENDATIONS. The following recommendations are made based on the analysis, findings and conclusions noted in the prior sections. Recommendation: Reclassify the Senior Office Specialist to an Evidence Control Specialist. Recommendation: Authorize one (1) additional Senior Evidence Specialist position. Recommendation: The unit should maintain its national accreditation. Recommendation: The Unit should maintain a purging process where evidence is rotated out on a consistent basis. Recommendation: The current bar-coding system is defective and should be replaced to streamline storage and retrieval processes and ensure the chain of custody is maintained. Recommendation: Implement the NetRMS property and evidence inventory management system. 11 Salt Lake City, Wichita, Cincinnati, and Toledo. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 67 Recommendation: Personnel assigned to the property/evidence component should place more emphasis on identifying property eligible for disposal (i.e., cash deposits, jewelry, etc). Recommendation: Protocols/operating procedures concerning property/evidence destruction (i.e., destruction slips, evidence held past statute of limitations, etc) should be formalized to increase accountability for processing evidence in a timely manner. Recommendation: Continue with annual inspections and audits of high-risk items. 4. THE CHULA VISTA JAIL NEEDS TO REVISIT STAFFING ALLOCATIONS. The Chula Vista Police Department operates its own Type I Jail facility. The Chula Vista City Jail (CVCJ) is an 8,850 square foot facility with 48 beds. In 2004 CVCJ operated as a Temporary Holding Facility. At that time prisoners were held only long enough to arrange transport to the County Jail or Las Colinas Women's Detention Facility. In September of 2005, the facility started operations as a Type I Jail, holding local inmates up to 96 hours for court pre-arraignment. Approximately one year later CVCJ also contracted with State inmates for up to 60 days who wished to participate in the In Custody Drug Treatment Program (ICDTP). This program ended in June of 2011. In October of 2010 CVCJ entered into a contract to house a small male inmate population from the United States Marshals Service. After ICDTP ended, the additional space allowed CVCJ to expand the USM population to 36 inmates daily. In July of 2011, the USM population transitioned from male to female and remains in this format. A recent audit of the jail resulted in a passing rating relative to Title 15 requirements. The present authorized staffing contingent of CVCJ is: 0.5 Lieutenant. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 68 12 Police Service Officers. 1 Senior Office Specialist. In the absence of the Lieutenant who oversees both Dispatch and Jail during normal business hours, the Patrol Watch Commander is in charge of the CVCJ. The primary issues with regard to jail operations is given the federal inmate population, CVCJ must operate as a Type II Facility. A Type II facility means a local detention facility used for the detention of persons pending arraignment, during trial, and upon a sentence of commitment (e.g. federal inmates). As a consequence, requirements and expectations are higher for this facility than Type I, with the attendant impact on staffing levels. Clearly, by example, there is limited supervision at the jail, with no leads or supervisors in charge of the “floor.” The closest supervision during most times is the Watch Commander who is engaged in other core duties. The Department of Justice National Institute of Corrections has developed a very comprehensive staffing report with respect to jail operations.12 MCG strongly recommends this be consulted closely to develop a jail staffing organization consistent with best practice. In support of this, MCG recommends the following minimum protocols be adopted: Recommendation: Create a Lead Police Service Officer job classification to perform as floor supervisor in CVCJ. Based upon the outcome of the internal DOJNIC staffing review, ensure one Lead is assigned 24/7. Recommendation: Create a non-sworn Supervisor position to oversee jail operations. The Jail Manager should report directly to the Captain. Transfer the Lieutenant position to Special Investigations Division. 12 http://www.asca.net/system/assets/attachments/2086/staffing_analysis-1-3.pdf?1296162143 CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 69 5. DISPATCH SHOULD RE-VISIT STAFFING LEVELS BASED UPON THE VARIETY OF WORK TYPES ACCOMPLISHED, UPON COLLECTING ADDITIONAL DATA, AND USING THE APCO MODEL. Professionalizing public safety dispatch, such as in CVPD, is becoming more commonplace throughout the nation given the benefits derived to the communities being served. The state of Pennsylvania Emergency Management Agency mandates through Chapter 120c dispatcher certification and training to be conducted by the Pennsylvania State Police. Texas, Kentucky, Florida and Georgia all have similar dispatcher certification requirements. Twenty-four states have moderate to strict legislative requirements related to Emergency Medical Dispatch operations. Finally, the National Academies of Emergency Dispatch13 and APCO strongly advocate formal training and certification in their respective organizations. Clearly, there is widespread recognition that well-trained dispatcher personnel are central to effective public safety service delivery. And indeed, the benefits of specially trained public safety dispatchers are being recognized as shown by the following abstract from 9-1-1 Magazine: Most agencies now have Communications Training Officers (CTOs), whereas just 20 years ago most trainees were assigned to a senior dispatcher or an unknowing dispatcher who was just working at the moment a trainee walked in the door. Within a day or two, it was time to solo. CTOs have been a great addition to our profession (and) they should also be somehow compensated for that additional responsibility and pressure, just as patrol Field Training Offices are compensated for this vital responsibility. In the early 1990s, the California fire service developed another specialty position that has since blossomed nationally. Based on the Incident Command System (ICS) “Radio Operator” position, it was modified into a local-agency based, rapid-deployment function called the Incident Dispatch Team (IDT). It was discovered that by using a specially trained dispatcher at a fire scene command post, it enhanced field communications, unified command, responder safety, and resource management. By handling a myriad of responsibilities, it freed the Incident Commander to concentrate on the handling of the event while their IDT or 13 http://www.emergencydispatch.org/cert_home.php?a=cert CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 70 specialized dispatcher handled vital tasks and resource tracking. Shortly after the rise of fire department IDTs, a now-retired FBI agent, realized that using professional communicators at hostage stand-offs, SWAT call outs, and other law enforcement events was a great tactical benefit. This training also started in California. This idea has gone nationwide.14 In summary, strong evidence exists that the deployment of professional dispatcher positions--as demonstrated by training, consistent application of common policies and procedures, certifications, and as-needed specialization--in a public safety environment is an essential service delivery approach for the most effective dispatch operations. As a consequence, CVPD has the framework in place for a professional dispatch agency. (1) Dispatch Workload is Largely Driven by Calls Resulting in “Community Generated Calls for Service;” There are, However, Other Important Responsibilities. One of the primary duties, and indeed the core responsibility of dispatcher staff, is the effective handling of a community generated call for service whether arising from E-9-1-1 or seven-digit telephone lines. Community generated call for service workload derived from incoming telephone calls can be used as a primary driver in developing a dispatcher staffing model. This workload element is foundational in developing dispatcher staffing levels required based on desired services levels. These calls certainly do not represent all workload, however, such as the variety and differences in administrative work that a dispatcher undertakes to support public safety staff in the field, radio traffic related to field unit self-initiated activities, etc. Indeed, the following exhibit provides a listing of Dispatcher ancillary duties as provided by CVPD. 14 May 2004 article, 9-1-1 Magazine CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 71 EXHIBIT – LIST OF DISPATCHER ANCILLARY DUTIES Additional Duties other than Dispatch Functions Performed? Approximate Amt of Time per Duty How Many Times Performed per Day (Apx) Stolen Vehicle CLETS Entries 2 minutes 3 Police Impounds CLETS Entries 2 minutes 5 Private Impounds includes CAD & CLETS Entries 3 minutes 11 Repossessions includes CAD & CLETS Entries 3 minutes 3 Missing Person and Runaway Juvenile CLETS Entries 5 minutes 2 Recovered Vehicle CLETS Entries (Our Stolen) 2 minutes 1 Recovered Vehicle CLETS Entries (Outside Agency Stolen) 5 minutes 1 Review Private and Repo CLETS Entries 30 seconds 14 Review Stolen Vehicle CLETS Entries 1 minute 3 Review Police Impound CLETS Entries 1 minute 5 Review Missing Person and Runaway CLETS Entries 3 minutes 2 Business Office, STOP Impounds, Property, Traffic 5 minutes 50 CAST Callouts/Finding a second or third CAST member 10 minutes once a week CAST Callouts/For other agencies (SDSO Bonita Imperial Beach) 10 minutes twice a month ARO Callouts/For other agencies (e.g. explaining protocol to SDSO) 5 minutes twice a week Call outs for streets, street lights, water , etc 5 minutes 7 times a week Saving inquiry printouts for units 1 minute 25 NET RMS unlocking reports and other duties when Sgt unavailable 3-5 minutes 10 Media calling during a critical incident 1 minute varies with incident Sick calls from officers for their Sgt's or Lt's 1-2 minutes 3 Looking up phone numbers for other personnel 1-2 minutes Apx 20 NET RMS Updates 3-5 depending varies updating calls with 10-16 charges info ,etc. 3 minutes numerous CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 72 Notwithstanding the above numerous duties, community generated calls for service does reflect workload that requires a mandatory response from the dispatch agency; the community expects immediate service when it telephones for public safety service. Whereas all other dispatcher activities are vitally important, community generated calls for service response is the primary core business of a dispatch agency. Community Generated Calls for Service, as defined herein, represent contacts from the community, generally via E9-1-1 landline telephone but also non-emergency lines or cell phones. Calls for service are a bit different in Chula Vista PD compared to other large agencies—there is an inordinate amount of 7-digit telephone line calls compared to E9- 1-1. This is far more common for East Coast and smaller communities. While interesting, it does not have a significant impact on dispatch services other than initial call screening requirements. The data below reflect call information for a recent twelve (12) month period. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 73 E911 Calls Fiscal Year July 2011 thru June 2012 # Calls Cell % Cell Total Jul 7,893 70.58% 5,571 Aug 7,715 68.65% 5,296 Sep 7,687 70.57% 5,424 Oct 7,441 70.95% 5,279 Nov 7,122 72.63% 5,172 Dec 7,184 71.23% 5,117 Jan 7,588 72.53% 5,504 Feb 7,275 72.63% 5,284 Mar 7,476 73.44% 5,490 Apr 7,300 74.33% 5,426 May 8,203 75.35% 6,181 Jun 8,067 76.69% 6,187 Total: 90,951 72.47% 65,931 7 Digit Call Resulting in a “Emergency” Call for Service 71,196 n/a n/a 7 Digit Non Emergency Calls (in/out) Fiscal Year July 2011/Jun 2012 # Calls PBX% Jul 21,701 1.49% Aug 21,701 1.85% Sep 23,871 1.86% Oct 22,263 1.68% Nov 20,797 1.77% Dec 21,757 1.88% Jan 21,756 1.88% Feb 18,712 1.77% Mar 17,836 2.25% Apr 16,426 1.52% May 18,315 1.37% Jun 25,525 1.61% Total: 250,660. These data could be useful for workload projection as discussed in the following sections. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 74 (2) APCO Has Developed a Staffing Model Based on Major Workload Elements Performed by Many Dispatchers. . In the last few years APCO has published a staffing model as part of their Project RETAINS efforts, developed by the University of Denver Research Institute. In effect, the APCO project RETAINS model requires several discreet data elements based on actual workloads to be effective. These include: • Net (actual) annual staffing availability (a portion of 2080 hours annually). • Average telephone busy time (call duration in seconds), from phone or other records. This should ideally distinguish between E-9-1-1 calls and administrative calls for service. • Average call completion time (in minutes, this includes time for keyboard data entry, radio transmission, address verification, etc.). Average call completion time is often not accurately available. While some agencies are capable of collecting accurate radio transmission time, other dispatcher-related workload, such as records checks or keyboard data entry by staff, is most often not available. • Average Processing Time, (APT)— which is the sum of the two above bullets. What the APCO model fails to account for is the workload directly related to other activities unrelated to telephone call’s workload; that is, by example, officer initiated activities and the variety of tasks associated thereto. • Agent Occupancy Rate (AO) which reflects the proportion of time that the agency desires a dispatcher to be occupied with workload. In brief, the APCO project RETAINS staffing model is a generally good methodology with a few notable exceptions, but it is data intensive to the extent that many agencies do not possess the level of detail required to properly complete the model. The MCG, using the APCO model as a baseline, has made some slight revisions using major work activities captured as well as some assumptions regarding other types of work. These are discussed in the following sub-sections. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 75 (3) Total Time Spent on Telephone Calls and Time on Radio “Transactions” are Major Workload Drivers in this APCO-Based Model. The APCO-based model uses the actual number of telephone transactions and radio transmission transactions as primary workload drivers. Additionally, the total time associated with these activities is calculated to determine an average amount of time spent per transaction. Radio transmission time for CVPD, as well as accurate call transaction time was not readily available to MCG. Further, the differentiation of time requirements between PBX generated calls and other call types is not available. As a result, the following modeling exercise is necessary. (4) The MCG Workload Model. This quantitative approach utilized by MCG ties volumes of community generated calls for service workload with developed time standards to determine total communications center workload and the attendant staffing needs based on net staff availability and other variables. This methodology has been utilized for over twenty years by members of our organization. This process starts from the premise that there are relationships among dispatch center workloads that are reasonably constant from one dispatch agency to another relating to the following: • The total number of telephone calls received in a dispatch center, such as those shown above, can be expressed on a community-generated call for service basis and converted to average time requirements. • The total number of radio transmissions received in a dispatch center can be expressed on a community-generated call for service basis and converted to average time requirements. • The total number of other workloads (e.g. data entry) handled in a dispatch center can be expressed on a community-generated call for service basis and converted to average time requirements. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 76 These assumptions are critical because while many public safety agencies believe that counting only incidents entered into CAD and/or capturing telephone calls is an appropriate reflection of workload, few count other dispatching tasks to include radio transmissions, keyboard entries, research tasks for officers and other administrative dispatcher activities related to providing emergency services. Our firm has converted all these activities to total minutes of workload which are expressed on a per community- generated call-for-service basis. That is, estimates of total dispatch center workloads are converted to minutes and expressed on the basis of average minutes per community generated call for service. The time standards utilized in this study for law enforcement are as follows: • MCG has researched that an average of 130 seconds (2.17 minutes) are allocated to process a community-generated E-9-1-1 service request (phone call) that is subsequently routed to a dispatch console. This standard incorporates the fact that multiple calls can be generated by each incident. • Average call completion time – The average call completion time is related to dispatcher workload, is estimated at 6.73 minutes for law enforcement and includes the following time estimates. - Approximately 327 seconds of total radio transmissions related activity expressed on a per call for service basis — including call-related and officer self-initiated field workloads and administrative transmissions. - Approximately 13 seconds are allocated for records checks. - Approximately 64 seconds are allocated for other tasks associated with the dispatch center (e.g. administrative record-keeping, other activities). Note that these standards represent averages — they do not represent actual workload per call. For example, it does not take 13 seconds to process a records request as some calls have more records research and others have none; however, the overall time required to process a records request averages 13 seconds per community generated call. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 77 The APCO model requires some specific information that is not readily available. Consequently, the MCG modeling approach is useful. While FY 2012 call for service information was not used in the Phase I report, calendar 2011 data was available. As such, 2011 telephone calls are incorporated into this model. For reference purposes to the prior table there were 69,698 7-digit emergency calls in 2011 (compared to the shown 71,196 in the FY 2012 period) and 85,384 E-9-1-1 calls. These resulted in 64,251 community generated calls for service as discussed in the Phase I report, or approximately 2.4 calls per call for service. Using the MCG formula noted, this translates into the following table: Matrix Baseline Staffing Model Based Upon Community Generated Calls for Service (2011 Data) Workload and Standards Data Elements Law Enforcement Annual Community Generated Calls for Service (CFS) 64,251 Time Standard in Minutes for CFS 8.9 Total Time in Minutes for Workload 571,834 Time Requirements Total Hours of Workload 9,531 Net Annual Employee Availability (hours) 1,72515 Utilization Rate (AO) 50% True Employee Availability (hours) 862.5 Staff Needed Full Time Equivalent Dispatchers required baseline using CFS Work 11.0 Turnover rate16 17% FTE's Baseline Required 12.9 In effect, based on the modeling exercise, thirteen (13) CVPD dispatchers should be fielded to handle common call for service workload; this is in comparison to 18 police 15 Based on provided CVPD leave records. 16 National dispatcher turnover rate. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 78 dispatchers and 6 supervisors presently fielded. Despite this apparent staff-to-workload discrepancy, the following should be noted: • The model does not calculate personnel needed for management, supervision and ancillary support services (e.g. information technology). • As in all models, the full-time equivalent (FTE) baseline assumes proportional workload distributions throughout a 24-hour, seven-day period are equal over the 168-hour work week. Staffing adjustments need to be made based on workload variances. • Staffing levels are based on common and major dispatcher-related tasks performed and do not properly reflect most ancillary duties noted in the prior exhibit. It should be noted that the MCG planning model is based on time standards (how long a call should take overall) versus an APCO-based model (how long work actually does take overall). Given the totality of data available, MCG believes that CVPD dispatch is appropriately staffed with sufficient levels of supervision. Recommendation: Collect and utilize dispatch workload information and internally run staffing requirements based upon the APCO staffing model. Recommendation: Based upon the MCG model, dispatch staffing is satisfactory with sufficient line supervision to properly oversee dispatch personnel. Recommendation: Over the mid-term create a non-sworn manager position to oversee dispatcher operations. The Dispatch Manager should report directly to the Captain. Transfer the Lieutenant position to Special Investigations Division. 6. THE LABORATORY FORENSIC UNIT AND BUSINESS OFFICE HAVE NO OPERATIONAL ISSUES OF SIGNIFICANCE. The Chula Vista Police Department Crime Laboratory is made up of three distinct entities: Forensic Unit, Evidence Control Unit and Business Office. The Evidence Control Unit (Property and Evidence) has been discussed previously. The Forensic Unit consists of two sections: Forensic Specialist (C.S.I.) and Latent Print Examiner. Evidence Technician's work with police investigators at major crime scenes. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 79 They are trained in the forensic sciences and are responsible for locating, documenting and collecting physical evidence at crime scenes. Evidence Technicians also process evidence submitted to the crime lab for various forensic examinations including fingerprints, high detail photography, and follow-up trace evidence searches. Latent print examiners examine finger, palm and other prints lifted from crime scenes or the evidence collected at crime scenes. Prints identified by Latent Print Examiners often lead to the arrest and conviction of criminals. The Business Unit personnel perform a variety of clerical duties that support the specialized operations of the Crime Laboratory Forensic and Evidence Control Units. These duties include; clerical and secretarial assignments; information request processing for outside law enforcement agencies; typing crime lab related correspondence; and filing and computer data entry. The following matrix reflects the kind of latent evidence processed by the Laboratory. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 80 EXHIBIT – LATENT PRINT WORKLOAD – FY 2012 LATENT PRINT UNIT (FY 2011- 2012) 11-Jul 11-Aug 11-Sep 11-Oct 11-Nov 11-Dec 12-Jan 12-Feb 12-Mar 12-Apr 12-May 12-Jun TOT IMPRESSIONS COMPARED 62 233 33 160 155 79 14 172 68 118 169 142 1405 CARDS / PHOTOS 126 209 122 546 350 362 294 333 339 450 515 411 4057 CAFIS ENTRIES 24 31 43 22 24 63 172 61 248 91 127 111 1017 CAFIS ID'S 4 2 3 6 1 14 10 12 9 12 9 9 91 MANUAL ID'S 37 61 27 40 86 15 7 70 30 59 97 33 562 TLI 0 0 3 0 0 0 446 638 757 859 1110 1108 4921 TECH REVIEW 12 5 7 6 13 10 3 17 11 64 14 19 181 VERIFICATIONS 4 2 3 3 3 5 2 13 19 17 13 8 92 CASES EVALUATED 18 3 5 112 54 96 137 114 76 66 82 88 851 OTHER: ADMIN REVIEW / DISPOS Created AFIS Comp Test for LPE's 0 15 + 2 Weeks Acting Lab Manager CUGI Conf. 0 6 0 0 14 + 1 Week Acting Lab Manager 0 Manual Revision 1 Dispo + Manual Revision + QA Audit 6 REPORTS 12 10 27 75 58 66 n/a 37 55 52 37 57 486 CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 81 Forensics in the Chula Vista Police Department meets most ‘best practices’ for these functions. Based on MCG’s analysis, there is only one relevant finding with respect to the laboratory. The following best practices are met or are issues with respect to forensics in the CVPD: • Historical issues in the Unit relating to the efficacy of inventory tracking systems are about to be resolved with the implementation of the Net RMS system. • Call-outs are effectively controlled by field supervisors. • Internal processing times are ‘reasonable’ to end users (e.g., investigators). • Costly yet less highly utilized forensics technology is contracted out or sent to a regional full service crime lab. • However, there is not a comprehensive standard operating procedures manual. As such this should be considered an opportunity for improvement in the future. Recommendation: Maintain the current Laboratory staffing level to ensure the timely processing of crime scene evidence. Recommendation: Develop a comprehensive Crime Scene and Investigations Procedures Manual to ensure the procedures are consistently performed by both Laboratory personnel as well as sworn and/or CSO field staff. 7. THE POLICE SUPPORT SERVICES UNIT IS UNDERGOING A SIGNIFICANT TRANSITION IN STAFFING AND PROCESSES. The Police Support Services Unit, often referred to as “Records” in many other police departments, provides support services to the public, all sections of the Police Department, other law enforcement agencies, county and city staff, alarm permit and other permit processing, subpoena processing within the CVPD, proper dissemination and maintenance of police documents and reports. All official reports of the Police Department are maintained by Police Support Services. Services, such as report reproduction and fingerprinting are available Monday through Friday, 8:00 am to 5:00 pm with staff arriving one hour before the counter is open to the public. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 82 Staff in Police Support Services are largely cross trained – both as an efficiency measure plus as a necessity given workload growth and staff reductions in the past few years. The classifications of the staff in data and records functions will merge to facilitate cross training and cross use. These staff are organized as follows: “Senior” staff are lead workers rather than supervisory and earn slightly more than their line counterparts. Cadets staff the front counter when it is open to the public. There are 6 staff working part time on an hourly basis at a 3 FTE level. With the implementation of the Net RMS system staff are undergoing significant training in the new system as well as the business processes which result. Workload with respect to Support Services is quite varied, as reflected in the following table: Police Support Services Workload Metrics PSS GENERAL ACTIVITY FY 2011-12 Jan-Jun 2012 Courtesy and SWC reports entered into NetRMS 130 Stored vehicle notices mailed 1,230 Stolen vehicle validation notices mailed 422 Other agency background checks 1,183 Calls for Service requests processed 446 Officer subpoenas printed/processed** 2,925 Mailed report requests processed** 3,345 Faxed report and call for service requests processed 1,606 Front counter report requests processed 2,862 Mailed requests copied/attached in NetRMS 1,306 Faxed requests copied/attached in NetRMS 1,162 CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 83 PSS GENERAL ACTIVITY FY 2011-12 Jan-Jun 2012 Front counter requests copied/attached in NetRMS 1,394 Blood Alcohol Letters processed for HR 78 Juvenile petitions for report requests 45 Juvenile record sealings 22 Arrest summaries 258 Crime summaries 65 Alarm permit renewals processed 3,800 False alarms processed Future impact from Verified Response New alarm accounts (with/without permits) 1,797 Officer reports transcribed 283 Civil Subpoenas 42 Traffic citations entered into ARJIS 5620* Field Interviews entered into ARJIS 1643* Historical cases scanned into Laserfiche* Unknown * Future workload impacted by further NetRMS activity FRONT COUNTER ACTIVITY Customers checked into Activity Log 20,899 Front counter service requests processed 22,167 File a report 2,207 Livescan 977 Customers requesting ink fingerprints (1-4 cards) 646 Parking tickets 2,291 Sign-off tickets 1,371 STOP impound/NIP payment 2,418 Narcotic registration 404 Property pick-up 570 Jail visitation 201 Appointment 3,153 Other 4,644 As shown by the table, there are a variety of work activities performed, particularly as it relates to Front Counter activities in the service of the public. An examination of Support Services staffing deployment reveals some issues deserving resolution: • The implementation of NetRMS has been a significant undertaking for the Unit. While the training of trainers and cross training of staff has facilitated this to some extent, report processing and transcription has witnessed some backlogs as a result. If these backlogs persist or grow additional overtime or part time hours will be necessary to catch-up. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 84 • Implementation of NetRMS and field reporting will eliminate the need for much of the transcription services provided by the Unit to the Department. The need for quality control in reports, however, will grow with this transition. Staff should be redirected and trained in a quality control effort. • There are two classifications, Police Records Specialist and Police Data Specialist that have been cross trained to perform many of the same functions. These positions are to be broad-banded under one job classification. There are many impending changes with Net/RMS and the Department should evaluate these changes and the impacts on these supervisory classifications. • The Police Support Services Manager performs many duties which should be performed or shared with others. These duties include the following: – Supervision of staff and all that this entails. – Quality control of reports to, for example, other agencies. – Development of Chula Vista’s Uniform Crime Report to the FBI and State agencies. – Subpoenas. – NewRMS implementation during this implementation period. Several of these duties should be transferred to other staff in the Unit – quality control of reports and other documents as well as subpoenas should be the responsibility of the Senior staff positions in data and reports. • The use of Police Cadets for public support and “minor” service to the public has been growing in this country (and abroad). While its use has grown largely because of declining revenue since the financial system crash in 2008, there are valid reasons to use low-compensated staff for such functions – for example, it is an effective proving ground for future police positions. Their use should continue and, where appropriate be expanded into areas such as minor report taking. As it relates to the Research and Analysis, Fiscal Operations, and Police Technology, there are no notable issues. These small units, ranging from 1-4 personnel in size, provide a variety of support services (e.g. financial, purchasing, analysis, IT support, etc.) that are consistent with other typical law enforcement agencies. As such, there are no findings, conclusions and ultimately recommendations of relevance. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 85 Recommendation: Maintain the current civilian Administrative Services Manager under the existing organizational structure to include lab, property/evidence, fiscal support, records, research and analysis and IT support functions. Recommendation: Pending the results of internal study, merge the Support Services Manager and Senior Police Data Specialist into one supervisor position. Recommendation: Continue to use Police Cadets in Support Services. Recommendation: Consolidate the Police Records Specialist and Police Data Specialist into one job classification. Recommendation: Transition report data entry staff to more of a quality control set of roles. Recommendation: Continue the use of Cadets to provide service to the public. Recommendation: Redistribute selective duties from the Police Support Services Manager to other staff in the Unit. 8. INFORMATION TECHNOLOGY IN THE CHULA VISTA POLICE DEPARTMENT IS A SHARED RESPONSIBILITY WITH THE CITY. Currently, the maintenance, new system development / implementation and support for information technology in the Chula Vista Police Department is a shared responsibility between it and the Information Technology Services Department in the City. The Police Department has a position (a Police Technology Specialist) which is responsible for certain information technology support; the City Department has other roles which are described below. The general division of these responsibilities is summarized in the following table: Police Department Police Technology Specialist Chula Vista Information Technology Services Department • Support of the Mobile Data Computers. • Support for Dispatch (radios, telephones and cameras). • Support for common software – Microsoft Office, Java, Internet Explorer, Acrobat. • Set ups of computers and peripherals. • Upgrades. • Network and security issues, etc. • Planning future system upgrades and acquisitions. • Interface with system vendors and system implementers. • System operations. • Selective applications development. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 86 Responsibility division in a large department, especially a police department, is common in local government – with an internal representative tasked with day to day support of end users and external responsibility for large system development and operation. It does require some coordination which is accomplished in Chula Vista through shared responsibility for tasks and extensive meetings. There is a single point of responsibility in the ITS Department which is essential for the City. Coordination and system evaluation / development has been impacted in the past few years because of downsizing of the Information Technology Services Department. This has impacted the Police Department (as well as other municipal departments), notably in the implementation of the Net RMS system which has been largely the responsibility of the Police Department. New systems such as a vehicle locator system, implementing changes to CLETS, new MDC’s for the Department, etc., have been impacted. With growth in the economy, certain capabilities in ITS Department and support to the Police Department should be reversed in the next few years. As a first step, the Information Technology Services Department together with the Police Department should develop a long range information technology plan to guide the next 5 – 10 years of technology. The Information Technology Services Department in Chula Vista suffered deep budgetary reductions in the past few years, taking away their ability to keep up with day- to-day issues, not to mention to proactively plan and implement new technologies. This will change within the next few years. When it does dedicated focus will need to be added to plan and implement new police systems. The project team recommends that CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 87 a Police Information Systems Specialist be added when funds are available. However, while this position should be dedicated to police systems and be located within the Police Department it should be a staff resource in the Information Technology Services Department. This approach assures a balance of prioritized attention in Police but within the context of overall City information technology strategies and directions. Given the magnitude and number of new and upgraded systems in the next few years, this recommendation can only be effectively implemented with a dedicated resource to the Police Department. Recommendation: The Information Technology Services Department and the Police Department should jointly develop a long range technology plan. Recommendation: When funds exist, dedicate a position within ITS but stationed within the Police Department to plan information technology and assist with its implementation. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 88 3. ANALYSIS OF ORGANIZATIONAL STRUCTURE The final chapter in this report focuses on the organization and management staffing of the Chula Vista Police Department. The first section identifies the criteria that the project team believes should be utilized for evaluating organizational structures. 1. KEY TO EVALUATING ANY ORGANIZATIONAL STRUCTURE IS THE NEED TO IDENTIFY CRITERIA FOR ASSESSMENT. In order to evaluate the organizational structure of the Chula Vista Police Department, the project team first had to identify the criteria by which the organizational structure would be judged. The paragraphs, that follow, describe those criteria as well as describe what is meant by each of them: • Accountability and responsibility are clearly identified: The organizational structure must be consistent with the concept that clear lines of authority and decision making are essential for any organization to achieve excellence. Areas of responsibility are clearly delineated and points of accountability are readily identifiable. • Spans of control or communication are optimal depending on functional complexity and location of staff: While there is no span of supervisory / management control which is appropriate for every organizational unit (they vary due to such factors as non-personnel-related responsibilities, the complexity of unit business processes and the dispersion of assigned staff), they should be ‘reasonable’ with no one-over-one reporting relationships. • Structure is based on task requirements and work flow as opposed to specialized skills of individual members: There is a tendency in some organizations to organize work patterns around the specific passions or skills of individual members. This results in high friction levels for most work processes and the relationships between group members and groups. • Similarly titled positions have similar responsibilities and levels of accountability: The organization should be structured such that decision making authority and the ability of decisions to impact the organization in a strategic way are all found at similar levels of the hierarchy. • In a public safety function, positions performing or managing administrative / support functions are civilianized. This not only better CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 89 matches the background, skills and experience of the job to be done but also provides a career path for the line staff in each of these administrative / support functions. The section, that follows, provides our analysis of the current organizational structure and opportunities for improvement. 2. THE CURRENT ORGANIZATIONAL STRUCTURE IN THE CHULA VISTA POLICE DEPARTMENT GENERALLY MEETS EFFECTIVE ORGANIZATIONAL CRITERIA. The current organizational structure of the Chula Vista Police Department is along fairly typical lines for a municipal law enforcement agency, as shown below. In this organizational structure – Bureau commands are simply allocated to those associated with field services, investigative services and administrative services. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 90 The table, below, provides a graphical assessment of the current organizational structure. Note the “” mark in a box indicates that the organizational unit meets that criteria described in the preceding section of the report and there is no issue as a result. Organizational Division Account- ability Span of Control Functional Alignment Similar Titles / Duties Civilianize Office of the Police Chief √ √ √ √ N/A Patrol Operations Division √ √ √ √ N/A Investigations Division √ √ √ N/A Administrative Services Division √ √ √ √ √ The paragraphs that follow provide a summary of the project team’s findings and conclusions regarding the current organizational structure of the Chula Vista Police Department: • The Department has a traditional management organization structure with a Chief and three (3) top commanders – two (2) Captains and a civilian Administrative Services Manager. Functions within each Bureau are aligned to the core mission within it. • In spite of this conclusion, spans of control are mixed but tend to be on the narrow side: – Chief 1:4 (including his Assistant) – Patrol Captain 1:6 (at the low end of a typical range of 1:6 – 9). – Investigations Captain 1:3 – Administrative Services Manager 1:6 – Watch Commanders 1:3 – North District Commander 1:6; South District Commander 1:4 (though supervision of Tough on Crime and Community Relations is shared). – Investigations Lieutenant 1:11 (direct and indirect supervisions) – Professional Standards Lieutenant 1:3 Spans of control at the supervisory to line levels are similarly mixed but tending to be narrow. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 91 • There are, however, no instances of one-over-one reporting relationships in which a Sergeant or Lieutenant is the only direct report to a Lieutenant or Captain. • There are no functional issues associated with unit placement in the organization, with the possible exception of the following: – Forensics within Administrative Services. However, placement elsewhere would be difficult – with Patrol and Investigations it would be a direct report to a Captain. Moreover, as a non-sworn staffed and managed function it is a best fit in an administrative area. – Dispatch in Investigations. This is not only unusual but is counter the effective job the Department has done in placing civilianized functions under civilian management. Placing this function within Administrative Services would not stretch the span of control of the manager. One of the 12 Supervisors should be designated as a Manager. • Levels of management and supervision are comparable throughout the Department with the exception of the Lieutenant over the Jail and Dispatch if Dispatch is transferred to the Administrative Services Bureau. • Within the Administrative Services Bureau, civilianized management (Administrative Services Manager) and supervision (various senior staff and managers) is effective. The project team also reviewed the roles and responsibility of management and supervisory staff as that related to collateral responsibilities now and how these roles have changed with staff reductions in the past few years. In some respects for some managers collateral duties have expanded to the point of impacting core duties associated with the assignment. There are several recommendations which will impact the allocation of collateral and other duties. However, in a department the size of Chula Vista’s the allocation of such duties to managers and supervisors in the organization is desirable for career development purposes as well as to minimize the number of management and supervisory positions. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 92 In the long term of 3 – 5 years, however, it would be appropriate to create a Planning and Research Sergeant position reporting to the Administrative Services Manager who would be tasked with the more administrative (as opposed to community program oriented) assignments. Recommendation: Reassign Dispatch to the Administrative Services Bureau. Designate one of the Police Dispatch Supervisors as a Manager. Recommendation: If Dispatch is reassigned to the Administrative Services Bureau replace the Lieutenant manager position with either a Police Sergeant or a Jail Supervisor (civilian) position. The Lieutenant position would be reassigned to Special Investigations. Recommendation: Continue the practice of assigning collateral duties to managers and supervisors. Review these assignments periodically. Recommendation: In the long term (3 – 5 years) consider the creation of a Planning and Research Sergeant to take some of the administrative, not community oriented, assignments. The table, below, shows the net changes recommended in this report by function and position. It should be noted that not all recommended changes are reflected in this table, only the recommendations resulting in changes in staffing levels. Finally, only Phase 2 recommended position changes are reflected in the table The notes after the table describes how this information should be interpreted. CITY OF CHULA VISTA, CALIFORNIA Phase 2 Report of the Police Department’s Supporting Services Matrix Consulting Group Page 93 Net Positions Changes Recommended in the Report Division Function Position # Action Investigative Services Special Investigations Lieutenant +1 Transfer one (1) Lieutenant from the Jail / Dispatch. Investigations CSO’s +4 Create CSO’s to perform investigative assistant roles. Investigations Agents – Transfer two (2) Agents from the Family Protection Unit to the Property Crimes Unit. Youth Services Agents +2 – Within 3 – 5 years create a Youth Services Unit with two (2) added Agents and two (2) transferred internally. One of these staff should be designated as a Sergeant. Training Sergeant +1 Add one (1) Sergeant to oversee academy and in service training. Evidence Senior Evidence Specialist +1 Add a Senior Evidence Specialist to improve coverage. Jail Lead Police Service Officer – From existing positions, designate leads to provide shift oversight. Jail Jail Manager +1 Create a civilian manager position for the Jail. Dispatch Dispatch Manager +1 Create a civilian manager position for Dispatch. Jail / Dispatch Lieutenant –1 Transfer position to Special Investigations • Positions with a “+” sign before the change number are newly recommended positions. • Positions with a “( )“ sign before the change number are positions recommended to be eliminated through attrition. • Positions with neither a “+” nor a “( )“ sign before the change number are positions transferred to and from the functions described in the “Action” column. The project team believes that these recommendations better position the Chula Vista Police Department to be proactive and internally support itself.